HomeMy WebLinkAboutRESOLUTIONS - 06131989 - 89-392 RESOLUTION OF THE BOARD OF SUPERVISORS
OF THE COUNTY OF CONTRA COSTA
PROVIDING FOR THE BORROWING OF FUNDS FOR FISCAL
YEAR 1989-1990 AND THE ISSUANCE AND SALE OF
COUNTY OF CONTRA COSTA, CALIFORNIA,
1989-1990 TAX AND REVENUE ANTICIPATION NOTES THEREFOR
RESOLUTION NO. 89/392
WHEREAS, pursuant to Sections 53850 et seq. of the
Government Code of the State of California (the "Government
Code" ) , this Board of Supervisors (the "Board" ) has found and
determined that the sum of Sixty-Seven Million Dollars
( $67, 000, 000) is needed for the requirements of the County of
Contra Costa (the "County" ) to satisfy obligations payable
from the General Fund of the County and that it is necessary
that said sum be borrowed for such purpose at this time by the
issuance of temporary notes therefor in anticipation of the
receipt of taxes, revenue and other moneys to be received by
the County for the General Fund of the County allocable to
Fiscal Year 1989-1990; and
WHEREAS, it appears, and the Board hereby finds and
determines, that said sum of Sixty-Seven Million Dollars
($67, 000, 000) , when added to the interest estimated to be
payable thereon, does not exceed eighty-five percent (85%) of
the estimated amount of the uncollected taxes, income,
revenue, cash receipts and other moneys of the County for the
General Fund 'of the County attributable to Fiscal Year
1989-1990 and available for the payment of the principal of
and interest on said notes; and
WHEREAS, no money has heretofore been borrowed by
the County and the County does not contemplate such a
financing through the issuance of any temporary notes in
anticipation of the receipt of, or payable or secured by,
taxes, income, revenue, cash receipts or other moneys of the
County received or accrued during or allocable to Fiscal Year
1989-1990; and
WHEREAS, pursuant to Section 53856 of the Government
Code of the State of California, certain revenues which will
be received by the County for the General Fund of the County
and attributable to Fiscal Year 1989-1990 can be pledged for
the payment of the principal of and interest on said notes; and
WHEREAS, the County wishes to authorize the issuance
of said notes in two series, with an initial issuance of notes
in the amount of $57, 000, 000 with authorization to issue and
sell up to an additional $10,000, 000 in the event a second
series can be sold on the terms set forth herein; and
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WHEREAS, Bank of America National Trust and Savings
Association (the "Underwriter" ) has submitted an offer to
purchase said notes and has submitted two forms of contract of
purchase (as finally executed in accordance with Section 3,
the "Contracts of Purchase" or "Contract of Purchase, " as the
case may be) to the Board;
NOW, THEREFORE, the Board of Supervisors of the
County of Contra Costa hereby finds, determines, declares and
resolves as follows:
Section 1 . Recitals. All of the recitals herein
set forth are true and correct, and the Board so finds and
determines.
Section 2 . Authorization of Issuance. Solely for
the purpose of anticipating taxes, income, revenues, cash
receipts and other moneys to be received by the County for the
General Fund of the County allocable to Fiscal Year 1989-1990,
and not pursuant to any common plan of financing, the County
. hereby determines to and shall borrow the aggregate principal
sum of not to exceed Sixty-Seven Million Dollars
($67, 000, 000) , by the issuance of temporary notes under
Sections 53850 et seq. of the Government Code, designated
"County of Contra Costa, California, 1989-1990 Tax and Revenue
Anticipation Notes" (the "Notes" ) , and shall be issued as
Notes of Series A in an amount not to exceed $57, 000, 000 and
Notes of Series B in an amount not to exceed $10, 000, 000. The
Notes shall be in the denomination of $5, 000 or any integral
multiple thereof, each series thereof shall be dated the date
of initial issuance thereof, shall, in the case of the Notes
of Series B, be issued on or before December 10, 1989, shall
mature (without option of prior redemption) on August 3, 1989
or such other date not later than 13 months after the date of
original issuance of the Notes of Series A as shall be
designated by the County Administrator of the County, and
shall bear interest, payable at maturity and computed on the
basis of a 360-day year and twelve 30-day months, at the rate
determined in accordance with this Resolution and set forth in
the respective Contracts of Purchase as executed and delivered
by the County. Both the principal of and interest on the
Notes shall be payable, only to the registered owners of the
Notes upon surrender thereof, in lawful money of the United
States of America, at the office of the Treasurer-Tax
Collector of the County (the "Paying Agent" ) .
Section 3 . Sale of Notes. (a) Sale of Notes of
Series A. The County Administrator of the County or his
designee is hereby authorized and directed to negotiate, with
the Underwriter, an interest rate, not to exceed eight
percent (8%) per annum, on the Notes of Series A and the
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price to be paid to the County for the Notes of Series A,
which shall not be less than the price at which the same are
sold to the public less $10 per thousand of principal amount
of Notes of Series A, and, if such interest rate and price is
acceptable to the County Administrator of the County or his
designee, the County Administrator of the County or his
designee is hereby further authorized and directed to execute
and deliver the Contract of Purchase relating to the Notes of
Series A, substantially in the form presented to this meeting,
with such additions, changes and corrections therein as said
officer shall require or approve, such approval to be
conclusively evidenced by the execution thereof, and to
execute and deliver such other documents required to be
executed and delivered thereunder, for and in the name and on
behalf of the County.
(b) Sale of Notes of Series B. The County
Administrator of the County or his designee is hereby
authorized and directed to negotiate, with the Underwriter, an
interest rate, not to exceed ten percent ( 10%), per annum, on
the Notes of Series B and the price to be paid to the County
for the Notes of Series B, which shall not be less than the
price at which the same are sold to the public less $10 per
thousand of principal amount of Notes of Series B, and, if
such interest rate and price is acceptable to the County
Administrator of the County or his designee, the County
Administrator of the County or his designee is hereby further
authorized and directed to execute and deliver the Contract of
Purchase relating to the Notes of Series B, substantially in
the form presented to this meeting, with such additions,
changes and corrections therein as said officer shall require
or approve, such approval to be conclusively evidenced by the -
execution thereof, and to execute and deliver such other
documents required to be executed and delivered thereunder,
for and in the name and on behalf of the County, subject,
however, to the following conditions:
1 . The Series B (Contract of Purchase) shall be in
form and substance acceptable to the County, the County
Administrator' s execution thereof to constitute conclusive
evidence of satisfaction of this condition;
2 . Receipt of confirmation from Moody' s Investors
Service and Standard & Poor' s Corporation that the issuance of
the Notes of Series B will not cause a reduction in the rating
on the Notes of Series A;
3 . Receipt of an opinion of Orrick, Herrington &
Sutcliffe, bond counsel to the County, to the effect that
interest on the Notes of Series B is excludable from gross
income for federal income tax purposes.
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Section 4. Disposition of Proceeds of Notes. There
is hereby established a separate fund in the County Treasury
for the purpose of insuring the application of the proceeds
representing principal received from the sale of the Notes for
the purpose specified in Section 2 hereof for which the Notes
are to be issued, which separate fund is hereby designated the
"1989-1990 Note Fund" (the "Note Fund" ) . The County shall,
immediately upon receiving the proceeds of the sale of the
Notes of each series, place in the Note Fund all amounts
representing principal received from each such sale. Amounts
held in the⢠Note Fund shall be invested as permitted by
Section 53601 of the Government Code provided that no such
investments shall be invested in "reverse repurchase
agreements" permitted by subsection (i ) of said Section 53601,
no such investments shall have a maturity later than the date
that it is anticipated that such amounts will be required to
be expended and such amounts shall not be commingled with any
other funds of the County.
Amounts in the Note Fund shall be withdrawn and
expended by the County for any purpose for which the County is
authorized to expend funds from the General Fund of the
County, but only after exhausting funds otherwise available
for such purposes (which are not restricted funds) , and only
to the extent that on any given day such other funds are not
then available. If on the date that is six months from the
date of issuance of the Notes of Series A, amounts previously
withdrawn from the Note Fund do not exceed ninety percent
(90%) of the sum of the principal amount of the Notes issued,
the County shall promptly notify Orrick, Herrington &
Sutcliffe ( "Bond Counsel" ) and, to the extent of its power and
authority, comply with the instructions from Bond Counsel as
--- to the means of satisfying the rebate requirements of Section
148 of the Internal Revenue Code of 1986, as amended (the
"Code" ) . If on the date that is six months from the date of
issuance of the Notes of Series A amounts previously withdrawn
from the Note Fund exceed ninety percent (90%) of the
principal amount of the Notes issued, the County may transfer
all amounts on deposit in the Note Fund to the General Fund to
be used and expended by the County for any purpose for which
it is authorized to expend funds from the General Fund of the
County.
Section S . Source of Payment. (A) The principal of
and interest on the Notes shall be payable from taxes, income,
revenue, cash receipts and other moneys which are received by
the County for the General Fund of the County for the fiscal
year 1989-1990 and which are lawfully available for the
payment of current expenses and other obligations of the
County (the "Unrestricted Revenues" ) .
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(B) As security for the payment of the principal of
and interest on the Notes, the County hereby pledges to
deposit in trust in a special County fund designated as the
"1989-1990. Tax and Revenue Anticipation Note Repayment Fund"
(the "Repayment Fund" ) : The first Forty Million Dollars
($40, 000, 000) of the Unrestricted Revenues received by the
County during the accounting period commencing on December 13,
1989 and ending January 11, 1990 (the "Sixth Accounting
Period" ) , and the first Twenty-Seven Million Dollars
($27,000, 000) , together with an amount sufficient (net of
earnings on moneys in the Repayment Fund) to pay the interest
on the Notes at maturity (or such lesser amount as shall be
adequate to provide sufficient funds to pay principal of and
interest on the Notes at maturity) , of the Unrestricted
Revenues received by the County during the accounting period
commencing on April 12, 1990 and ending May 11, 1990 (the
"Tenth Accounting Period" ) . The amounts pledged by the County
for deposit into the Repayment Fund from the Unrestricted
Revenues received during each indicated accounting period are
hereinafter called the "Pledged Revenues. "
(C) In the event that there have been insufficient
Unrestricted Revenues received by the County by the third
business day prior to the end of any such Accounting Period to
permit the deposit into the Repayment Fund of the full amount
of the Pledged Revenues required to be deposited with respect
to such Accounting Period, then the amount of any deficiency
in the Repayment Fund shall be satisfied and made up from any
other moneys of the County lawfully available for the payment
of the principal of the Notes and the interest thereon (all as
provided in Sections 53856 and 53857 of the Government Code)
(the "Other Pledged Moneys" ) on such date or thereafter on a
daily basis, when and as such Pledged Revenues and Other
Pledged Moneys are received by the County.
Section 6. Pledged Revenues.
(A) The Pledged Revenues with respect to the
accounting period in which received shall be deposited by the
Treasurer-Tax Collector of the County in the Repayment Fund
commencing the third business day of each respective
accounting period, and thereafter at intervals of no more than
every five business days, and applied as directed in this
Resolution; and the Other Pledged Moneys, if any, shall be
deposited by the Treasurer-Tax Collector of the County in the
Repayment Fund on the third business day prior to the end of
such accounting period, and on each business day thereafter,
until the full amount of the moneys required by Section 5(B)
has been so deposited in the Repayment Fund; provided that, if
on the date that is six months from the date of issuance of
the Notes of Series A amounts previously withdrawn from the
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Note Fund do not exceed ninety percent (90%) of the principal
amount of the Notes issued, the amounts to be deposited in the
Repayment Fund during the accounting period in which received
shall be deposited as soon as received. The principal of and
interest on the Notes shall constitute a first lien and charge
on, and shall be payable from, moneys in the Repayment Fund.
Moneys in the Repayment Fund shall be applied only as
hereinafter in this Section 6 provided.
(B) The Treasurer-Tax Collector of the County shall
use the moneys in the Repayment Fund on the maturity date of
the Notes to pay the principal of and interest on the Notes.
Any moneys remaining in the Repayment Fund after such payment,
or after provision for such payment has been made, shall be
transferred to the General Fund of the County.
(C) Moneys in the Repayment Fund shall be invested
as permitted by Section 53601 of the Government Code, except
that no moneys shall be invested in investments permitted by
subsection (i ) (to the extent that subsection (i ) applies to
reverse repurchase agreements) of said Section 53601, and no
such investments shall have a maturity date later than the
maturity date of the Notes. The proceeds of any such
investments shall be retained in the Repayment Fund until
payment of principal and interest (or provision therefor) has
been made in accordance with paragraph (B) , at which time any
excess amount shall be transferred to the General Fund of the
County.
Section 7. Execution of Notes. The Treasurer-Tax
Collector of the County or his designee is hereby authorized
to execute the Notes by use of his manual or facsimile
signature, and the Clerk of the Board of Supervisors of the
County or one of his assistants is hereby authorized to
countersign, by manual or facsimile signature, the Notes and
to affix the seal of the Board of Supervisors thereto by
impressing the seal or by imprinting a facsimile thereon.
Said officers are hereby authorized to cause the blank spaces
in Exhibit A to be filled in as may be appropriate and to
deliver the Notes of each series to the Underwriter in
accordance with the terms and provisions of the respective
Contract of Purchase. In the case of Notes executed by
facsimile signature of both the Treasurer-Tax Collector of the
County and the Clerk of the Board of Supervisors, the Notes
shall not be valid unless and until the Paying Agent shall
have manually authenticated such Notes.
Section 8. Form of Notes and Certificate of
Authentication and Registration. The Notes shall be issued in
fully registered form without coupons and the Notes and the
Certificate of Registration shall be substantially in the form
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and substance set forth in Exhibit A attached hereto and by
reference incorporated herein, the blanks in said form to be
filled in with appropriate words and figures.
Section 9 . Registration, Exchange and Transfer.
(A) The Depository Trust Company, New York,
New York, is hereby appointed depository for the Notes. The
County Administrator of the County or his designee is hereby
authorized to execute and deliver to the depository the Letter
of Representations attached as Exhibit B hereto. The Notes of
each series shall be, initially issued and registered in the
name of "Cede & Co. , " as nominee of The Depository Trust
Company, New York, New York and shall be evidenced by a single
Note for each series. Registered ownership of each Note, or
any portion thereof, may not thereafter be transferred except
as set forth in Section 9(B) .
(B) The Notes shall be initially issued and
registered as provided in Section 9(A) hereof. Registered
ownership of the Notes, or any portions thereof, may not
thereafter be transferred except:
( i ) to any successor of Cede & Co. , as nominee
of The Depository Trust Company, or its nominee, or of any
substitute depository designated pursuant to clause ( ii ) of
this subsection (B) ( "Substitute Depository" ) ; provided that
any successor of Cede & Co. , as nominee of The Depository
Trust Company or Substitute Depository shall be qualified
under any applicable laws to provide the service proposed to
be provided by it;
(ii ) to any Substitute Depository not objected
to by the County Administrator of the County, upon ( 1 ) the
resignation of The Depository Trust Company or its successor
(or any Substitute Depository or its successor) from its
functions as depository, or (2 ) a determination by the County
Administrator of the County to substitute another depository
for The Depository Trust Company (or its successor) because
The Depository Trust Company (or i,ts successor) is no longer
able to carry out its functions as depository; provided that
any such Substitute Depository shall be qualified under any
applicable laws to provide the services proposed to be
provided by it; or
( iii ) to any person as provided below, upon
(1 ) the resignation of The Depository Trust Company or its
successor (or any Substitute Depository or its successor) from
its functions as depository, or (2 ) a determination by the
County Administrator of the County to discontinue using a
depository.
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(C) In the case of any transfer pursuant to clause
(i ) or clause (ii ) of subsection (B) of this Section 9, upon
receipt of all outstanding Notes of each series by the Paying
Agent (together, in the case of a successor paying agent
appointed by the County pursuant to Section 12 hereof, with a
written request of the County Administrator of the County to
such successor paying agent designating the Substitute
Depository) , a single new Note for each series, which the
County shall prepare or cause to be prepared, shall be
executed and delivered, registered in the name of any such
successor to Cede & Co. or such Substitute Depository, or
their nominees, as the case may be, all as specified by the
County Administrator of the County or, in the case of a
successor paying agent appointed by the County pursuant to
Section 12 hereof as specified in the written request of the
County Administrator of the County. In the case of any
transfer pursuant to clause (iii ) of subsection (B) of this
Section 9 upon receipt of all outstanding Notes by the Paying
Agent (together, in the case of a successor paying agent
appointed by the County pursuant to Section 12 hereof, with a
written request of the County Administrator of the County to
such successor paying agent) , new Notes, which the County
shall prepare or cause to be prepared, shall be executed and
delivered in such denominations and registered in the names of
such persons as specified by the County Administrator of the
County or, in the case of a successor paying agent appointed
by the County pursuant to Section 12 hereof, as are requested
in such written request of the County Administrator of the
County, subject to the limitations of Section 9 hereof,
provided that the Paying Agent shall deliver such new Notes as
soon as practicable.
(D) The County and the Paying Agent shall be
entitled to treat the person in whose name any Note is
registered as the owner thereof for all purposes of the
Resolution and for purposes of payment of principal and
interest on such Note, notwithstanding any notice to the
contrary received by the Paying Agent or the County; and the
County and the Paying Agent shall not have responsibility for
transmitting payments to, communicating with, notifying, or
otherwise dealing with any beneficial owners of the Notes.
Neither the County nor the Paying Agent shall have any
responsibility or obligation, legal or otherwise, to any such
beneficial owners or to any other party, including The
Depository Trust Company or its successor (or Substitute .
Depository or its successor) , except to the owner of any Notes
and the Paying Agent may rely conclusively on its records as
to the identity of the owners of the Notes.
(E) Notwithstanding any other provision of this
Resolution and so long as all outstanding Notes are registered
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in the name of Cede & Co. or its registered assigns, the
County and the Paying Agent shall cooperate with Cede & Co. or
its registered assigns, as sole registered owner, in effecting
payment of the principal of and interest on the Notes by
arranging for payment in such manner that funds for such
payments are properly identified and are made available on the
date they are due all in accordance with the Letter of
Representations attached hereto as Exhibit B, the provisions
of which the Paying Agent may rely upon to implement the
foregoing procedures notwithstanding any inconsistent
provisions herein.
(F) In the case of any transfer pursuant to clause
(iii ) of subsection (B) of this Section 9, any Note may, in
accordance with its terms, be transferred or exchanged for a
like aggregate principal amount in authorized denominations,
upon the books required to be kept by the Paying Agent
pursuant to the provisions hereof, by the person in whose
name it is registered, in person or by his duly authorized
attorney, upon surrender of such Note for cancellation, and,
in the case of a transfer, accompanied by delivery of a
written instrument of transfer, duly executed in form approved
by the Paying Agent.
Whenever any Note shall be surrendered for transfer
or exchange, the County shall execute and the Paying Agent
shall authenticate, if required, and deliver a new Note or
Notes of the same series and authorized denominations for a
like aggregate principal amount. The Paying Agent shall
require the owner requesting such transfer or exchange to pay
any tax or other governmental charge required to be paid with
respect to such transfer or exchange.
(G) The Paying Agent will keep or cause to be kept
sufficient books for the registration and transfer of the
Notes, which shall at all times be open to inspection by the
County. Upon presentation for such purpose, the Paying Agent
shall, under such reasonable regulations as it may prescribe,
register or transfer or cause to be registered or transferred, ,
on such books, Notes as hereinbefore provided.
(H) If any Note shall become mutilated, the County,
at the expense of the owner of such Note, shall execute, and
the Paying Agent shall thereupon authenticate, if required,
and deliver a new Note of like series, tenor and number in
exchange and substitution for the Note so mutilated, but only
upon surrender to the Paying Agent of the Note so mutilated.
Every mutilated Note so surrendered to the Paying Agent shall
be cancelled by it and delivered to, or upon the order of, the
County. If any Note shall be lost, destroyed or stolen,
evidence of such loss, destruction or theft may be submitted
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to the County and the Paying Agent and, if such evidence be
satisfactory to both and indemnity satisfactory to them shall
be given, the County, at the expense of the owner, shall
execute, and the Paying Agent shall thereupon authenticate, if
required, and deliver a new Note of like tenor and number in
lieu of and in substitution for the Note so lost, destroyed or
stolen (or if any such Note shall have matured or shall be
about to mature, instead of issuing a substitute Note, the
Paying Agent may pay the same without surrender thereof) . The
Paying Agent may require payment by the registered owner of a
Note of a sum not exceeding the actual cost of preparing each
new Note issued pursuant to this paragraph and of the expenses
which may be incurred by the County and the Paying Agent. Any
Note issued under these provisions in lieu of any Note alleged
to be lost, destroyed or stolen shall constitute an original
additional contractual obligation on the part of the County
whether or not the Note so alleged to be lost, destroyed or
stolen be at any time enforceable by anyone, and shall be
entitled to the benefits of this Resolution with all other
Notes secured by this Resolution.
All Notes surrendered for payment or registration or
transfer, if surrendered to any person other than the Paying
Agent, shall be delivered to the Paying Agent and shall be
promptly cancelled by it. The County may at any time deliver
to the Paying Agent for cancellation any Notes previously
authenticated and delivered hereunder which the County may
have acquired in any manner whatsoever, and all Notes so
delivered shall promptly be cancelled by the Paying Agent. No
Note shall be authenticated in lieu of or in exchange for any
Notes cancelled as provided herein, except as expressly
permitted hereunder. All cancelled Notes held by the Paying
-- Agent shall be disposed of as directed by the County.
Section 10. General Covenants. It is hereby
covenanted and warranted by the Board that all representations
and recitals contained in this Resolution are true and correct
and that the Board and the County, and their appropriate
officials, have duly taken all proceedings necessary to be
taken by them, and will take any additional proceedings
necessary to be taken by them, for the levy, collection and
enforcement of the taxes, income, revenue, cash receipts and
other moneys pledged hereunder in accordance with law and for
carrying out the provisions of this Resolution.
Section 11 . Tax Covenants; Rebate Fund.
(A) The County covenants that it shall make all
calculations in a reasonable and prudent fashion relating to
any rebate of excess investment earnings on the proceeds of
the Notes due to the United States Treasury, shall segregate
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and set aside from lawfully available sources the amount such
calculations may indicate may be required to be paid to the
United States Treasury and shall otherwise at all times do and
perform all acts and things necessary and within its power and
authority, including complying with each applicable
requirement of Section 103 and Sections 141 through 150 of the
Code and complying with the instructions of Bond Counsel
referred to in Section 4 hereof, to assure that interest paid
on the Notes shall, for the purposes of federal income taxes
and California personal income taxation, be excludable from
the gross income of the recipients thereof and exempt from
such taxation. As part of the performance of the covenant
contained in the preceding sentence, promptly after six months
from the date of the issuance of the Notes of Series A, the
County will reasonably and prudently calculate the amount of
the Note proceeds which have been expended, with a view to
determining whether or not the County has met the safe harbor
requirements of Section 148(f) (4) (B) (ii ) of the Code with
respect to the Notes, and if it has not met such safe harbor
requirements, it will reasonably and prudently calculate the
amount, if any, of investment profits which must be rebated to
the United States and will immediately set aside, from
revenues attributable to the 1988-89 Fiscal Year or, to the
extent not available from such revenues, from any other moneys
lawfully available, the amount of any such rebate in the Fund
referred to in paragraph (B) of this Section 11.
(B) The County shall establish and maintain a fund
separate from any other fund established and maintained
hereunder designated as the "1989-1990 Tax and Revenue
Anticipation Note Rebate Fund" and within such Fund there
shall be established and maintained two separate accounts
designated as the Excess Account and the Earnings Account.
There shall be deposited in each account of the Rebate Fund
such amounts as are required to be deposited therein in
accordance with the written instructions from Bond Counsel
pursuant to Section 4 hereof.
(C) Notwithstanding any other provision of this
. Resolution to the contrary, upon the County' s failure to
observe, or refusal to comply with, the covenants contained in
this Section 11, no one other than the owners or former owners
of the Notes shall be entitled to exercise any right or remedy
under this Resolution on the basis of the County' s failure to
observe, or refusal to comply with, such covenants.
(D) The covenants contained in this Section 11
shall survive the payment of the Notes.
Section 12 . Paying Agent. The Treasurer-Tax
Collector of the County is hereby appointed as Paying Agent
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for the Notes. The County hereby directs and authorizes the
payment by the Paying Agent of the interest on and principal
of the Notes when such become due and payable, from the
Repayment Fund in the manner set forth herein. The County
hereby covenants to deposit funds in the Repayment Fund at the
time and in the amount specified herein to provide sufficient
moneys to pay the principal of and interest on the Notes on
the day on which they mature. Payment of the Notes shall be
in accordance with the terms of the Notes and this Resolution.
This appointment shall not preclude the County from
appointing a financial institution to act as Paying Agent or
one or more successors thereto, all without notice to or the
consent of the registered owners of the Notes. Any such
successor paying agent shall be or shall have co-paying agent
relationships with one or more banks or trust companies with
offices in New York, New York.
The Paying Agent, initially the Treasurer-Tax
Collector of the County, is also appointed as registrar and
upon the request of any registered owner, is authorized to
record the transfer or exchange of Notes in accordance with
the provisions hereof.
Section 13 . Official Statement. The proposed form
of official statement relating to the Notes, in the form
presented to this meeting, is hereby approved with such
additions, changes and corrections as the County Administrator
of the County may from time to time approve. The Underwriter
is hereby authorized to distribute such official statement in
preliminary form to the potential purchasers of the Notes and
is hereby authorized and directed to deliver such official
statement in final form to all purchasers of the Notes.
Section 14. Approval of Actions. All actions
heretofore taken by the officers and agents of the County or
this Board of Supervisors with respect to the sale and
issuance of the Notes are hereby approved, confirmed and
ratified, and the officers of the County and this Board of
Supervisors are hereby authorized and directed, for and in the
name and on behalf thereof, to do any and all things and take
any and all actions and execute any and all certificates,
agreements and other documents which they, or any of them, may
deem necessary or advisable in order to consummate the lawful
issuance and delivery of the Notes in accordance with this
Resolution.
Section 15 . Proceedings Constitute Contract. The
provisions of the Notes and of this Resolution shall
constitute a contract between the County and the registered
owners of the Notes, and such provisions shall be enforceable
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by mandamus or any other appropriate suit, action or
proceeding at law or in equity in any court of competent
jurisdiction, and shall be irrepealable.
PASSED AND ADOPTED by the Board of Supervisors of
the County of Contra Costa, State of California, this 13th day
of June, 1989, by the following vote:
AYES: Supervisors Powers, Fanden, Schroder, McPeak, Torlakson.
NOES: None.
ABSENT: None.
Chair of the Board of Supervisors
of the County of Contra Costa
(Seal )
Attest: Philip J. Batchelor,
County Administrator and
Clerk of the Board of
Supervisors of the County
of Contra Costa
13
83065-040511-000068-028 05/23/89