HomeMy WebLinkAboutRESOLUTIONS - 03311987 - 87-187 RESOLUTION NO. 87/187
RESOLUTION AUTHORIZING ISSUANCE OF REFUNDING BONDS
ASSESSMENT DISTRICT NO 1987-1, PLEASANT HILL
BART STATION AREA REFUNDING
BE IT RESOLVED by the Board of Supervisors of the
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County of Contra Costa, State of California:
Section 1. RECITALS. On March 31, 1987 , the Board of
Supervisors of the County of Contra Costa adopted its resolution
of intention to conduct reassessment proceedings and issue
refunding bonds under the provisions of the Refunding Act of
1984 for 1915 Improvement Act Bonds (the "Act") . Proceedings
taken under the Act led to the levy of reassessments by the
Board of Supervisors against parcels of land within the
reassessment district in the total amount of $8,785,000. These
reassessments will be recorded in the office of the County
Recorder of the County of Contra Costa and thereupon will become
a lien upon each of the reassessment parcels. The refunding
bonds are being issued in the amount of the total reassessment.
Section 2. ISSUANCE OF BONDS. The Board of
Supervisors hereby authorizes the issuance of refunding bonds
and supplemental interest certificates under the provisions of
the Act to be secured by the reassessments. The bonds shall be
designated, "Assessment District 1987-1, Pleasant Hill BART
Station Area Refunding Bonds, County of Contra. Costa,
California, Series No. 1987-1, Without Obligation to Advance
Funds. " In all respects not specified in this resolution, the
bonds shall be issued in the manner prescribed by the Act.
Bonds shall be issued in denominations of $5000 or integral
multiples thereof, and shall be dated April 16, 1987. Bonds
shall mature and shall bear interest (other than as described in
RESOLUTION NO. 87/187
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. ...;; interest and principal on the bonds and supplemental interest
:;certificates, there are hereby established five funds to be
known as the escrow fund, the redemption fund, the special
= reserve fund, the investment earnings fund and the excess
:.investment earnings fund, respectively, for Assessment District
1987-1, Pleasant Hill BART Station Area Refunding.
Section 5.1. ESCROW FUND. Except as provided in
;. : Section 5.3, proceeds of sale of the bonds and supplemental
interest certificates, together with the redemption fund and
-special reserve fund for the outstanding bonds for Assessment
.:District 1983-1, Pleasant Hill BART Station Area shall be
deposited with the County Treasurer. Disbursements from the
. .:escrow fund shall be made in accordance with the Reassessment _.
..... Report for these proceedings. The amount of any surplus
: remaining in the Escrow Fund after completion of the refunding'
. ;., of the bonds being refunded in these proceedings shall be
transferred to the Special Reserve Fund.
Section 5.2. REDEMPTION FUND. The redemption fund_
. shall be maintained by the County Treasurer . All payments of
,.principal and interest installments on the reassessments,
together with penalties, if any, shall be deposited in the
redemption fund, which shall be a trust fund for the benefit of
the bondholders. Payment of the bonds at maturity, or at
redemption prior to maturity, and all interest on the bonds
(including that with respect to the supplemental interest
certificates) shall be made from the redemption fund.
Section 5.3. SPECIAL RESERVE FUND. The special
reserve fund shall be maintained by the County Treasurer . There
shall be transferred into the special reserve fund the amount of
$263,550.00 from the special reserve fund established for the
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bonds being refunded with the proceeds of the bonds authorized
herein. The special reserve fund shall be administered as
follows and as described in Exhibit C hereto:
A. During the term of the bonds, the amount in
the special reserve fund shall be available for transfer into
the redemption fund in accordance with Section 8808 of the
Streets and Highways Code. The amount so advanced shall be
reimbursed to the special reserve fund from the proceeds of
redemption or sale of the parcel for which payment of delinquent
reassessment installments was made from. the special reserve
fund.
B. If any reassessment is prepaid before final
maturity of the bonds, the amount of principal which the
assessee is required to prepay shall be reduced by an amount
which is in the same ratio to the original amount of the special
reserve fund, together with accrued interest, as the original
amount of the prepaid reassessment bears to the total amount of
reassessments originally levied in Assessment District 1987-1.
This reduction in the amount of principal prepaid shall be
balanced by a transfer from the special reserve fund to the
redemption fund in the same amount.
C. The amounts deposited in the reserve fund will
never exceed 10% of the proceeds or maximum annual debt service,
whichever is less.
D. When the amount in the special reserve fund
equals or exceeds the amount required to retire the remaining
unmatured bonds (whether by advance retirement or otherwise) ,
the amount of the special reserve fund shall be transferred to
the redemption fund, and the remaining installments of principal
and interest not yet due from assessed property owners shall be
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cancelled without payment.
Section 5.4. INVESTMENT EARNINGS FUND. The
investment earnings fund will be administered by the Treasurer
in the manner described in Exhibit C.
Section 5. 5. EXCESS INVESTMENT EARNINGS FUND. The
excess investment earnings fund will be administered by the
Treasurer in the manner described in Exhibit C.
Section 6. PAYMENT ON BONDS. The principal and
interest on the bonds and interest with respect to the
supplemental interest certificates shall be payable at the
office of the Bank of America National Trust St Savings
Association San Francisco, California. Principal and interest _
shall be paid by check, draft or warrant mailed to the
registered owner of each bond and supplemental interest
certificates at the owner ' s address appearing on the register
maintained by the registrar on the 15th day preceding the date
of interest payment or maturity of each bond.
Section 7. REREGISTRATION. Any bond and supplemental
interest certificates may be registered to a new owner by
completing the assignment certificate on the reverse of the
document and delivering the document to the registrar . Upon
reregistration, any bond may be replaced by one or more bonds of
the same maturity and aggregate amount in denominations of $5000
or any integral multiple thereof.
Section 8. COVENANTS. In the event of a default in
the payment of any bond or any installment of interest thereon,
bondholders and owners of supplemental interest certificates
shall have the remedies set forth in the Act. In addition, the
Board of Supervisors makes the following covenants, which shall
constitute a contract with the bondholders and owners of
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supplemental interest certificates:
Section 8.1. FORECLOSURE OF LIENS . If any
installment of the principal or interest of any reassessment
levied in Assessment District 1987-1 becomes delinquent, the
Board of Supervisors shall cause an action to be filed in the
Superior Court of the County of Contra Costa to foreclose the
lien of the delinquent reassessment under the authority of
Section 8830 and following of the Streets and Highways Code of
the State of California. This action shall be filed not later
than one hundred fifty (150) days after the date of delinquency.
Section 8. 2. ARBITRAGE. During the term of the
bonds, the County will make no use of bond proceeds or the _
proceeds of the supplemental interest certificates which, if
such use had been reasonably expected at the date the bonds are
issued, would have caused the bonds to be "arbitrage bonds"
within the meaning of Section 148 of the United States Internal
Revenue Code of 1986, and regulations of the Internal Revenue
Service authorized thereby. The detailed provisions of the
Arbitrage and Rebate Covenants are set forth in Exhibit C.
Section 8.3. MAINTENANCE OF TAX EXEMPTION. The
County will take all reasonable actions required to maintain the
status of the interest on the bonds (other than that represented
by the supplemental interest certificates) as :interest which is
exempt from federal income taxes and State of California
personal income taxes.
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I HEREBY CERTIFY that the foregoing resolution was
duly and regularly adopted by the Board of Supervisors of the
County of Contra Costa, State of California, at a regular
meeting thereof, held on the 31st day of March, 1987.
ATTEST: March 31 , 1987
PHIL BATCHELOR, Clerk of the
Board of Supervisors and
County Administrator
By
Dep t
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