HomeMy WebLinkAboutMINUTES - 02062007 - D.1 ...........
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TO: BOARD OF SUPERVISORS ` . Contra .
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FROM: William Walker, M.D., Health Services Director �` Costa,
DATE: February 6, 2007 ,�•���
County
SUBJECT: Approval of the creation of a Joint Powers Authority between the
County and the West Contra Costa Healthcare District for the
management oversight of Doctors Medical Center.
SPECIFIC REQUEST(S):OR RECOMMENDATION(S)&BACKGROUND AND JUSTIFICATION
RECOMMENDATIONS:
1. ACKNOWLEDGE that the County is presently assisting in the development and imple-
mentation of a long term Recovery Plan for Doctors Medical Center pursuant to the au-
thority of the Board issued at a public hearing on October 3 1, 2006.
2. ACKNOWLEDGE that a structure has been developed and documents drafted whereby
the County will jointly participate with the West Contra Costa Healthcare District in
management oversight of Doctors Medical Center, pursuant to the authority of the Board
issued at a public hearing on October 31, 2006.
3. ACKNOWLEDGE that the District is a local healthcare district formed under Health and
Safety Code section 32000 et seq. District owns and operates Doctors' Medical Center
San Pablo, a duly licensed general acute care hospital"located in San Pablo, California
("DMC").
4. ACKNOWLEDGE District is seeking ways to operate DMC within budgetary constraints,
while continuing to.deliver comprehensive, high quality acute medical care, emergency
services, health and wellness services, and community health benefits, responsive to the
diverse needs of the community. District has sought assistance from County to
accomplish these goals.
CONTINUED ON ATTACHMENT: X YES SIGNATURE:
RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE
APPROVE OTHER
SIGNATURE(S):
ACTION OF BOARD ON PPROVE AS RECOMMENDED _OTHER
VOTE OF SUPERVISORS
f I HEREBY CERTIFY THAT THIS IS A TRUE
UNANIMOUS (ABSENT OSI ) AND CORRECT COPY OF AN ACTION TAKEN
AND ENTERED ON THE MINUTES OF THE BOARD
AYES: NOES: OF SUPERVISORS ON THE DATE SHOWN.
ABSENT: ABSTAIN: //�� \ _
ATTESTED � fl�-'U W
JOHN CULLEN,CLERK OV7HE BOARD OF
SUPERVISORS AND COU ADMINISTRATOR
Contact Person: Patrick Godley, 05
Douglas
CC: Health Services Admin,50 Douglas Dr.#310-A,Mrtz
BY. EPUTY
Approval of the creation of a Joint Powers Authority between the County and the West Contra Costa Healthcare
District for the management oversight of Doctors Medical Center.
February 6,2007
Page 2
5. ACKNOWLEDGE County operates a comprehensive county health system that provides
integrated health care services to residents of Contra Costa County. County has a
statutory obligation under California Welfare & Institutions Code§17000 to relieve and
support incompetent, poor and indigent residents of Contra Costa County who are
incapacitated by age, disease, or accident and lack insurance or other health care
resources.
6. ACKNOWLEGE District and County believe that county residents are best served by the
preservation of DMC as a health care resource in West Contra Costa County under the
terms and conditions of this Agreement.
7. ACKNOWLEDGE District and County believe that a vehicle is needed for development of
healthcare services, education, and programs of common interest and benef it to the
communities served by both the District and the County.
8. ACKNOWLEDGE that the best structure to provide management oversight of Doctors
Medical Center has been determined to be the creation of a Joint Powers Authority.
9. ACKNOWLEDGE that the District has set February 5, 2007 for approval of the Joint
Powers Authority between the County and the West Contra Costa Healthcare District.
10. APPROVE the Joint Powers Agreement establishing Doctors Medical Center Management
Authority, which will allow the County and the District to exercise their common powers to
create an authority that will provide management oversight of DMC for the benefit of the
communities that both parties serve.
11. AUTHORIZE the Chair of the Board of Supervisors to sign the Joint Powers Agreement on
behalf of the Board of Supervisors.
12. AUTHORIZE the first meeting of the Doctors Medical Center Management Authority on
February 12, 2007 at 1:30 at Doctors Medical Center San Pablo.
13. APPROVE the following agenda for the initial meeting of the Doctors Medical Center
Management Authority:
I. Call to Order
II. Roll Call
III. Election of Chair
IV. Future meeting dates and general organizational issues
V. Bankruptcy Update
Presentation
• Discussion
Public Comment
VI. Huron Financial Report
• Presentation
• Discussion
• Public Comment
VII. CEO Report
• Update on current operations
VIII. Public Comment
IX Adjournment
Approval of the creation of a Joint Powers Authority between the County and the West Contra Costa Healthcare
District for the management oversight of Doctors Medical Center.
February 6, 2007
Page 3
FISCAL IMPACT:
The proposed action will have no impact on the General Fund and the risk of legal exposure to
the General Fund is relatively low. The County itself will not assume any responsibility for
management oversight or direction of DMC. While the Joint Powers Authority will do so and will
be controlled by a majority of County representatives, the Joint Powers Agreement provides that
the District will indemnify both the Joint Powers Authority and the County against all liability
arising out of the management of DMC, except to the extent of the County's or the Joint Powers
Authority's sole negligence or sole willful misconduct. Most legal actions against DMC will be
covered by DMC's insurance, and If the Joint Powers Authority were to be named as a
defendant in any such action, or if the Authority were to be separately sued for its activities at
DMC, it would normally be covered by DMC's insurance and by the District's indemnity. The
Joint Powers Authority will also carry its own insurance coverage against such potential liabil ity.
If the Joint Powers Authority were to lose a lawsuit and be exposed to a judgment, the foregoing
insurance would be available in most cases. In the worst-case scenario that a judgment
exceeded insurance policy limits, the Joint Powers Authority is a legal entity separate from the
County and therefore liability imposed against the Authority would not normally be
independently enforceable against the County. Although there are legal theories that m ight
allow a court to award a separate.judgment against the County itself in some circumstances, the
risk of such an outcome is expected to be quite low. In fact, the Authority was created as a
separate entity in part because it provides the County with additional liability protection over and
above a simple management contract or similar relationship between the District and the
County. Finally, if in future liability becomes an increasing concern, the parties could pursue
special legislation to obtain additional liability protection for the Authority and, derivatively, for
the County.
For the above reasons, while it is impossible to avoid at least some business and legal risk, in
crafting the Authority staff and counsel believe they have taken all reasonable steps to protect
the County's general fund as much as possible.
BACKGROUND:
On October 31, 2006 the Board approved and directed that the County take several actions to
begin the implementation of a recovery plan for Doctors Medical Center, owned and operated
by the West Contra Costa Healthcare District. The approved actions included: (i) transfer of
certain sums to the State of California for the benefit of Doctors Medical Center; (ii)the
execution of an agreement with the State of California for the purpose of securing federal
matching funds for Doctors Medical Center; (iii)the execution of a Tax Exchange Agreement
with the West Contra Costa Healthcare District to provide for the allocation of certain ad valorem
property tax revenues to the County; and (iv)the execution of a Memorandum of Understanding
with the West Contra Costa Healthcare District for the establishment of a joint management
vehicle between the County and the District for Doctors Medical Center.
Approval of the creation of a Joint Powers Authority between the County and the West Contra Costa Healthcare
District for the management oversight of Doctors Medical Center.
February 6, 2007
Page 4
The Tax Exchange Agreement with the District, the agreement with the State of California for
the purpose of obtaining federal matching funds for Doctors Medical Center, and the
Memorandum of Understanding with the County have been executed, and certain sums have
been advanced as previously contemplated.
As provided for in the Memorandum of Understanding the parties and their counsel reviewed
the various joint management options available. They included establishing a new
subcommittee of the District Board, executing a hospital management agreement between the
District and the County, and creating a new Joint Powers Authority as a separate entity. After
due consideration, the parties decided to create a Joint Powers Authority, which provides
maximum operational flexibility while maintaining the greatest level of protection for the County's
General Fund among the various options. U nder the chosen option, the Joint Pow ers Authority
is delegated maximum decision-making authority over the operations of Doctors Medical
Center, San Pablo ("DMC") that is consistent with the requirements of DMCs' state licensure,
Joint Commission accreditation and participation in federal health care programs (e.g.,
Medicare/Medi-Cal).
The major policy issues concerning the Joint Powers Agreement is addressed in the following
question and answer format:
1. What is the Doctors Medical Center Management Authority?
A: The Authority is a Joint Powers Authority formed by Contra Costa County and the
West Contra Costa Healthcare District to manage Doctors Medical Center, San
Pablo ("DMC").
2. What is a Joint Powers Authority?
A: A Joint Powers Authority may be thought of as a "joint venture"of local
government agencies, who contract with each other for the purpose of jointly
exercising their governmental powers.
3. What is the purpose of the Authority?
A: The Authority will be responsible for overseeing and directing the management of
Doctors Hospital San Pablo.
4. What does "oversee and direct" mean? Will the Authority make day-to-day management
decisions at DMC? Will it hire and fire people?
A: The Authority does not intend to make daily management decisions or to hire or
terminate employees. Those matters will remain the responsibility of DMC's
Executive Officers. The Executive Officers will report to and consult w ith the
Authority regarding important operations, policy and strategic decisions affecting
the future of DMC.
5. Who will run the Authority?
A: The Authority will have a seven (7) member board comprised of three (3)
representatives from the District and four(4) from the County. The District
representatives will be two District Board members chosen by the District Board,
and a member of the DMC Medical Staff chosen by the DMC Medical Executive
Committee. The District Board members will appoint one alternate, and the
physician member will designate his or her own alternate. The County's
Approval of the creation of a Joint Powers Authority between the County and the West Contra Costa Healthcare
District for the management oversight of Doctors Medical Center.
February,6, 2007
Page 5
representatives will be the Supervisor f rom District 1 together with one of the
other Supervisors from Districts 2, 3, 4, and 5 on a rotating basis as determined
by the County from time to time, as well as the County Health Services Director
and the County Health Services Chief Financial Officer. The County Health
Services Public Health Director and the County Administrative Officer or
designee will be the County's alternate representatives. Alternates will only vote
if the representatives for whom they act as alternates are absent.
6. Who will the Authority report to?
A: As an entity created and maintained by both the District and the County, the
Authority will be answerable to both'. With respect to its management oversight
duties at DMC, the Authority will act as an agent of the District and will report to
the District Board, but it will have broad discretion to make and implement
operational and policy decisions at DMC, within budgetary and business plan
guidelines approved by the District Board. The District Board will delegate some
of its decision-making power over DMC to the Authority but will retain final
authority to approve the guidelines within which the Authority will act. For
example, the District Board will retain approval rights over the annual budgets,
business plans and financial recovery plans for DMC. The District will retain
approval rights over all other matters required by applicable licensing and
certification requirements for DMC.
7. Why is management of DMC being transferred to the Authority?
A: DMC has experienced financial difficulty in recent years and it is now under
Chapter 9 bankruptcy protection. The District and County share a common belief
that DMC is a very important health care resource for residents of Contra Costa
County and that DMC must be kept open and healthy to continue serving this
mission. County has already provided financial assistance in order to facilitate
matching funds for enhanced Medi-Cal payments to the District, but the parties
believe that money alone will not accomplish the objective—DMC also needs,
close management oversight and assistance from trained health care
professionals. The creation of an Authority was determined to be the best way to
make that happen.
8. What kinds of operations, policy and strategic decisions at DMC will be within the
jurisdiction of the Authority?
A: The Authority will give advice and direction to DM C's CEO and Executive
Officers on management issues, personnel matters and policies, finances and
budget development, licensing, certification and compliance matters, contracts
and contracting policies, marketing, legal disputes and other similar matters. The
Authority will not"micromanage"these matters, but will oversee and give•
direction to management in these areas. These matters are listed in the Joint
Powers Agreement.
Approval of the creation of a Joint Powers.Authority between the County and the West Contra Costa Healthcare
District for the management oversight of Doctors Medical Center.
February 6, 2007
Page 6
9. What kind of things will be retained for approval exclusively by the District?
A: The District will be the holder of all DMC licenses and will be the contracting
party in all DMC contracts. In all such matters, the Authority will act for, and in
the name of the District, as the District's agent. The District will retain approval
rights over appointment of DMC's CEO, handling of all District funds, all
professional medical matters concerning DMC (in conjunction with DMC's
medical staff), any District matters not involving DMC, and certain major business
decisions of DMC, such as the sale or merger of DMC, the incurrence of large
unbudgeted expenditures, and the approval of annual operating budgets, a
financial recovery plan, and annual business plans for DMC. Once again, these
matters are listed in the Joint Powers Agreement.
10. Where will the Authority get its money? Who will pay for the Authority's services?
A: The Authority will develop a budget each year and, upon approval by the District
Board, the District will fund the Authority's operations out of DMC revenues, in
lieu of paying the Authority a management fee. Because the Authority will rely on
DMC management to implement its decisions and it will have minimal staff of its
own, it is not expected to be a financial burden to the District or DMC. The
County Treasurer will be the Treasurer of the Authority, and the County
Auditor/Controller, who performs the functions of auditor and controller for the
County, will be the Authority's Controller.
11. Will members of the Authority's governing board be paid?
A: No, they will not be entitled to any compensation for acting as governing board
members. They will be entitled to reimbursement of their approved out-of-pocket
expenses incurred in the course of their duties as members of the Authority's
governing board.
12. Will the Authority hold regular meetings? Will they be open to the public?
A: Yes, the Authority will hold regular meetings and, when necessary,•special
meetings. All meetings will be governed by the Ralph M. Brown Act and will be
open to the public as required by that statute.
13. What kind of vote will be necessary before the Authority can act?
A: All matters coming before the Authority must be decided by the affirmative vote
of a majority of all members (i.e., 4 of 7). It will also take a majority of all
governing board members to constitute a quorum (i.e., once again, 4 of 7).
14. Will the Authority be exposed to liability? Will it have insurance?
A: Like any manager of a business, the Authority will be responsible for its actions
(or inaction). Anyone can be sued by anyone, and the Authority will certainly not
be immune from criticism, or even lawsuits. However, the Authority's exposure
to liability should be no greater than that of any other business manager
performing similar tasks. The Authority will carry insurance to protect against
such exposure.
15. How long will the Authority last?
A: If the Authority is successful in helping DMC achieve financial stability, the
parties intend that it continue indef initely. However, the District and County can
terminate the Authority at any time by mutual consent. Additionally, the County
may withdraw, causing termination of the Authority, at any time upon ninety (90)
days' notice to the District. The District may also withdraw upon ninety (90) days'
Approval of the creation of a Joint Powers Authority between the County and the West Contra Costa Healthcare
District for the management oversight of Doctors Medical Center.
February 6, 2007
Page 7
notice to the County, at any time after the County has recovered all funds it has
expended to assist the District keep DMC open. That period is expected to be
about four(4) years.
16. What will happen if the District and County disagree how to run the Authority?
A: If the parties have a dispute, th eir agreement provides that they will attempt to
solve it by informal conference. If that is unsuccessful, they must go to
mediation, and if that fails either party may go to court. Of course, they also have
options to withdraw from or mutually terminate.the Authority as discussed in
question 15 above.
ADDENDUM TO D.1 •
FEBRUARY 6, 2007
On this day, the Board of Supervisors considered accepting a status report from the Health
Services Director on the proposed Joint Powers Agreement(JPA)between the County and the
West Contra Costa Healthcare District to provide management, oversight, and support for the
continued provision of health care services to the community at Doctors Medical Center(DMC),
San Pablo/Pinole.
Dr. William Walker, Health Services Department Director, presented information on an
agreement that would delegate the management guidelines under which JPA would work and
provide the best protection possible for liability for the General Fund and for the County. Dr.
Walker explained the major policy issues of the JPA are addressed in the question—and-answer
format in the Board Order. Referring to No. 4, Dr. Walker cautioned the JPA would make day-
to-day management decisions at DMC but does not intend to impact the final authority of the
District Board. He said the JPA's governing board would consist of seven(7)member Board
comprising of three (3)representatives from the District and four(4) from the County. He
continued saying the District representatives would be two (2)District Board members chosen
by the District Board, and a member of the DMC Medical staff chosen by the DMC Medical
Executive Committee. He said the District Board members would appoint one alternate, and the
physician member would designate his or her own alternate. Dr. Walker said the County's
representatives will be the Supervisor from District 1 together with one of the other Supervisors
from Districts 2, 3, 4, and 5 on a rotating basis as determined by the County from time to time, as
well as the County Health Services Director and the County Health Services Chief Financial
Officer. He said the County Health Services Public Health Director and the County
Administrator or designee will be the County's alternate representatives. In closing, Dr. Walker
requested the Board of Supervisors approve the JPA and authorize the Chair to sign the JPA and
authorize the first meeting of DMC Management Authority on February 12, 2007, at DMC, San
Pablo.
Chair Piepho said she wanted the public to be aware that the bailout from the County to the .
Hospital has not been at the expense of the County's General Fund but is a loan guaranteed
through property tax sharing with the State, the County and the hospital.
Supervisor Gioia pointed out the JPA would offer advice and, on some other issues, direction to
the Chief Executive Officer. Supervisor Gioia said it is important to understand the Health Care
District Board would have the "final decision" on choice of a CEO after consultation with the
JPA Board, which would select the rest of the management team. He said the JPA stemmed
from a$20 million deal crafted late last year to save the hospital, and noted the County
transferred $10 million to the State,which would match Medi-Cal money with federal funds. He
explained under the agreement, the authority and the County would not be liable for any of
Doctors' debts, liabilities, claims and obligations. Supervisor Gioia went on to say there will be
some tough decisions that would have to be made and that this was not a done deal and this is
going to take some tough challenges and decisions and cooperation of all the stakeholders to
keep DMC viable over the long-term. He asked County Counsel Silva no Marchesi if the JPA
would be subject to the Contra Costa County Better Government Ordinance.
D.1
February 6, 2007
Page 3 of 3
Chair Piepho asked Dr. Walker when DMC could wo 1 k on its own without the County's
involvement and the County could extricate itself.
Dr. Walker said the District and County can end the Authority by mutual consent. He noted also
the County may withdraw causing termination of the Authority on ninety(90) days notice to the
District. He said the District may also withdraw on ninety(90) days notice to the County, after
the County has recovered all funds it has spent to help the District keep DMC open. He said the
period is expected to be four years.
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Chair Piepho asked how the Board of Supervisors would receive reports on the success or
activities of the JPA.
Dr. Walker said a structure needs to be set up.
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Supervisor Gioia suggested using the Family and Human Services Committee and the Hospital
Joint Conference Committee.
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Chair Piepho requested a Short Discussion item for the full Board every three months for the first
year and then on a quarterly basis. j
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By an unanimous vote with none absent the Board of Supervisors took the following action:
APPROVED the proposed Joint Powers Agreement between the County and the West Contra
Costa Healthcare District to provide management, oversight, and support for the continued
provision of health care services to the community at Doctors Medical Center, and NOTED for
the record the appointment of Supervisor Uilkema as the first appointment for the second
rotating Supervisor seat.
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