HomeMy WebLinkAboutMINUTES - 03142006 - C.50 w
Contra
Costa
County
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TO: REDEVELOPMENT AGENCY/BOARD OF SUPERVISORS
FROM: John Cullen, Executive Director C . 5o
Dennis M. Barry, AICP, Community Development Director
DATE: March 14, 2006 C 0 PulSIDEP VIV TI C
SUBJECT: Pleasant Hill BART Transit Village, Contra Costa Centre Area
SPECIFIC REQUEST(S) OR RECOMMENDATIONS(S) & BACKGROUND AND JUSTIFICATION
RECOMMENDATIONS
As the Board of Supervisors, ADOPT Resolution authorizing the issuance of tax exempt bonds in an
amount not to exceed$125 million for financing the construction the Pleasant Hill BART Transit Village
Apartments and action related to thereto.
As the Redevelopment Agency,APPROVE and AUTHORIZE execution of a Regulatory Agreement and
Declaration of Restrictive Covenants in connection with the Pleasant Hill BART Transit Village
Apartments.
FISCAL IMPACT
None. The bonds are entirely secured by a revenue pledge and reserve accounts. In the event of any
default on the part of the borrower the County is not morally or legally obligated to cure. Furthermore,
the County's credit rating is not effected by the performance of the borrower. The County is
compensated for its cost of issuance and annually for monitoring ex enses.
CONTINUED ON ATTACHMENT: X YES SIGNATURE:
_RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMM NDATION OF *ARD
COMMITTEE .APPROVE OTHER
SIGNATURE(S): r.
ACTION OF BOA N 7'ch 114 o&#W APPROVED AS RECOMMENDED OTHER
VOTE OFF SUPERVISORS
I HEREBY CERTIFY THAT THIS IS A
✓✓ UNANIMOUS (ABSENT TRUE AND CORRECT COPY OF AN
AYES: NOES: ACTION TAKEN AND ENTERED ON THE
ABSENT: ABSTAIN: MINUTES OF THE BOARD OF
SUPERVISORS ON THE DATE SHOWN.
Contact: Jim Kennedy
5-7225
orig: Community Development
cc: County Administrator ATTESTED
County Counsel JOHN CULLEN, CLERK OF THE
BOARD OF SUPERVISORS
Via Redevelopment AND THE COUNTY ADMINISTRATOR
BY , DEPUTY
• Orrick Herrington & Sutcliff
• Newman & Associates
• Millennium Partners
• Avalon Bay Communities
• BART
• Goldfarb & Lipman
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BACKGROUND/REASONS FOR RECOMMENDATIONS
On August 3, 2004 the Board of Supervisors approved an Inducement Resolution conditionally
stating its intent to issue multi-family mortgage revenue bonds for the construction of the Pleasant
Hill BART Transit Village Apartments, Contra Costa Centre area. Since that time the County has
received the necessary authority from the California Debt Limit Allocation Committee to issue
private activity bonds for the project. The property is to be owned by Pleasant Hill Transit Village
Partners I, a Delaware limited partnership,which is comprised of Millennium Partners and Avalon
Bay Communities ("the Developer"). The Pleasant Hill BART Transit Village Apartments are a
449-unit project located on the BART property adjacent to the Pleasant Hill BART Station. The
project is a new construction mixed income affordable housing project with a mixed use element.
The plan of finance is set forth below:
Tax Exempt Bond Loan $125,000,000
Contra Costa County Redevelopment $2,500,000
Developer Equity $12,500,000
Total $140,000,000
The proposed financing is consistent with County and Redevelopment Agency policies to increase
the supply of affordable housing. The resolution before you provides the necessary authority to
sell such bonds. The bond sale resolution authorizes a number of actions,a summary of which is
provided as Attachment A. The following is additional background on the project developer, and
the financing.
The Bond/Agency Regulatory Agreement will result in 90 affordable units for very low income
households (50% of area median income) for fifty-five years.
The proposed financing and the credentials of the Developer have been thoroughly evaluated by
staff. Almost ten years in the making, the Transit Village project on the BART property in the
Contra Costa Centre Station area is about to get underway in a visible way. This complex
public/private partnership,which is being undertaken by a partnership of Avalon Bay Communities
and Millennium Partners, is a residential mixed-use project that will include 549 residential units
(including 100 for-sale condominiums) 35,590 square feet of local serving restaurants (including
restaurants, business services,can convenience retail),ten live-work units,a 290,000 square foot
office building and a 20,000 square foot business conference center. All of these activities would
occur a few steps for the BART fare gates. Contra Costa Centre will have its heart.
Initial construction activity began February 21, 2006 when the construction of a BART patron
replacement parking garage began. When the garage is completed the Transit Village project will
be constructed. Initial construction of the Transit Village will occur in the spring of 2008. The land
use approvals were the culmination of a community-driven planning program called a"charrette",
which conducted in 2001. Since that time countless hours have been spent fine-tuning the
architecture and site plan, coordinating and reconciling the wide variety of circulation issues related
to the property—transit, bus,taxi, kiss-and-ride,bicycles,and pedestrians–with the mixed-use land
use program. Balancing all of these interests was the challenge provided to the world-renowned
architecture and urban design firm of McLarand Vasquez Emsiek (MVE).
The entire project will be built on land owned by BART and leased to the Developer. In order to
achieve all the project goals–including replacing almost 1500 parking spaces for BART patrons–a
financial partnership was set up between BART, the County of Contra, and it's Redevelopment
Agency. This partnership,which is called the Pleasant Hill BART Leasing Authority(the"JPA"),as
well as the County Redevelopment Agency will be directly involved in the business transaction.
The JPA will be leasing the property to the developer, with the Redevelopment Agency financing
aspects of the project(BART replacement parking,streets and drainage, as well as parks, plazas,
open-space, and civic uses), and affordable housing. All aspects of this business partnership
were approved by the JPA, the County, and/or the Redevelopment Agency in 2005.
The bonds to be issued will finance the development of the Pleasant Hill BART Transit Village
Apartments. The bonds will be secured by a pledge of rents and reserve accounts. The bonds
will also initially be secured by a Guaranteed Investment Contract(GIC), and ultimately by a bank
letter of credit or FNMA or GNMA guaranty. The proposed issuance of bonds complies with the
County's adopted polices for the issuance of bonds.
No pledge of County revenues is involved in securing the bonds.
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ATTACHMENT A
The Bond Sale Resolution authorizes a number of actions, a summary of which follows:
1. Authorizes the issuance of revenue bonds in an amount not to exceed$125 million;
2. Approves the form of Indenture between the County, and a Trustee bank to be
determined;
3. Approves the form of Financing Agreement between the County,the Trustee, and
Pleasant Hill Transit Village Partners I, LP, and Delaware limited partnership (the
"Borrower");
4. Approves form of Regulatory Agreement and Declaration of Restrictive Covenants
between the County, the County Redevelopment Agency, the Trustee, and the
Borrower;
5. Approves the form of Purchase Agreement between Newman and Associates,the
Borrower, and the County;
6. Approves the form of Official Statement;
7. Designates Orrick Herrington and Sutcliffe, LLP as Bond Counsel;
8. Designates Public Financial Management as the financial advisor;
9. Authorizes the Chair, Vice-Chair, County Administrator, Director of Community
Development, Deputy Director-Redevelopment to execute documents and to take
such other actions necessary to complete the sale of bonds, and actions related
thereto.
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THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA
Adopted this Resolution on March 14, 2006 by the following vote: s L
AYES: Uilkema, Iliepho. DeSaulnier, Glover and Gioia
NOES: None / -
ABSENT: None n �j
ABSTAIN: None
SUBJECT: ISSUANCE AND DELIVERY OF ) Resolution No. 2006/86
MULTIFAMILY HOUSING REVENUE BONDS )
FOR THE PLEASANT HILL BART TRANSIT )
VILLAGE APARTMENTS )
WHEREAS, the County of Contra Costa (the "County") is authorized pursuant to Section
52075 and following of the California Health and Safety Code (the "Act") to issue revenue
bonds for the purpose of financing, among other things, the acquisition and construction of
multifamily rental housing projects;
WHEREAS, the proceeds of such bonds may be loaned to a nongovernmental owner of
multifamily housing, who shall be responsible for the payment of such bonds, to allow such
nongovernmental owner to reduce the cost of operating such housing and to assist in
providing housing for low income persons;
WHEREAS, the County desires to participate in the financing of the acquisition and
construction of an approximately 449-unit multifamily rental housing development generally
known as Pleasant Hill BART Transit Village Apartments (the "Project"), which will be
owned and operated by PHVP I LP, a Delaware limited partnership, and entities related
thereto (collectively, the "Borrower"), and in order to do so intends to sell and issue not to
exceed $125,000,000 of its multifamily mortgage revenue bonds in one or more series (as
more fully described herein, the "Bonds"), and to loan the proceeds thereof to the Borrower,
thereby reducing the cost of the Project and assisting in providing housing for low income
persons;
WHEREAS, the County received on December 21, 2005 an allocation in the amount of
$125,000,000 from the California Debt Limit Allocation Committee in connection with the
Project;
WHEREAS, pursuant to Section 147(f) of the Internal Revenue Code of 1986 (the "Code"),
the financing of the Project and the issuance of the Bonds by the County must be approved
by the "applicable elected representative of the County" (as defined in the Code);
WHEREAS, the Board of Supervisors of the County of Contra Costa (the "Board"), is the
elected legislative body of the County and is the applicable elected representative required
to approve the refinancing of the Project and the Bonds under Section 147(f) of the Code;
WHEREAS, pursuant to Section 147(f) of the Code, the Deputy Director— Redevelopment
has, prior to the adoption of this resolution and following notice duly given, held a public
hearing regarding the financing of the Project and the issuance of the Bonds;
WHEREAS, the Board desires to approve the financing and the issuance of the Bonds; and
WHEREAS, there have been prepared and presented at this meeting the following
documents required for the issuance of the Bonds, and such documents are now in
substantial form and appropriate instruments to be executed and delivered for the purposes
intended:
(1) Trust Indenture (the "Indenture') to be entered into between the County and
U.S. Bank National Association, as trustee (the "Trustee'), providing for the authorization and
issuance of the Bonds;
RESOL UTI0N N0. ?0061 A
(2) Financing Agreement (the "Financing Agreement") to be entered into among the
County, the Trustee and the Borrower;
(3) Regulatory Agreement and Declaration of Restrictive Covenants (the
"Regulatory Agreement"), to be entered into among the County, the Contra Costa County
Redevelopment Agency, the Trustee, and the Borrower;
(4) Bond Purchase Agreement (the "Purchase Agreement") to be entered into
among the County, the Borrower and the Newman and Associates, a Division of GMAC
Commercial Holding Capital Markets Corp. (the "Underwriter"); and
(5) Official Statement for the Bonds.
NOW, THEREFORE, BE IT RESOLVED by the Board of Supervisors of the County of
Contra Costa, as follows:
Section 1. This Board hereby specifically finds and declares that the statements, findings
and determinations of the County set forth above are true and correct.
Section 2. Pursuant to the Act and the Indenture described herein, the County is hereby
authorized to issue the Bonds. The Bonds shall be designated as "County of Contra Costa
Multifamily Housing Revenue Bonds (Pleasant Hill BART Transit Village Apartments
Project)", and shall be issued in one or more series (with an appropriate series designation)
in an aggregate principal amount not to exceed $125,000,000. For purposes of
Section 147(f) of the Code, the Board hereby authorizes the issuance of bonds by the
County to finance the Project. For purposes of Section 147(f) of the Code, bonds may be
issued in one or more series from time to time, including bonds issued to refund such
revenue bonds in one or more series from time to time, at no time to exceed $125,000,000
in aggregate principal amount. The Bonds shall be in the form set forth in and otherwise in
accordance with the Indenture. The Bonds shall be executed by the manual or facsimile
signature of the Chair of the Board of Supervisors, and attested by the manual or facsimile
signature of the County Administrator and Clerk of the Board of Supervisors (the "Clerk").
The Bonds shall be issued and secured in accordance with the terms of the Indenture
presented at this meeting, as applicable, and the payment of the principal of, redemption
premium, if any, and interest on, the Bonds shall be made solely from the amounts and
assets pledged thereto under the Indenture. The Bonds shall not be deemed to constitute a
debt or liability of the County.
Section 3. The form of Indenture, on file with the Clerk, is hereby approved and the Chair
or Vice Chair of this Board of Supervisors, the County Administrator of the County, the
Director of Community Development of the County or the Deputy Director-Redevelopment
of the County (each as "Authorized Officer') is hereby authorized and directed to execute
and deliver the Indenture in substantially said form, with such changes therein as such
officer may require or approve, such approval to be conclusively evidenced by the execution
and delivery thereof. The date, maturity date or dates (which shall not extend beyond
December 1, 2046), interest rate or rates (which shall not exceed 12% per annum), interest
payment dates, denominations, form, registration privileges, manner of execution, place of
payment, terms of redemption and other terms of the Bonds shall be as provided in the
Indenture as finally executed.
Section 4. The form of Financing Agreement, on file with the Clerk, is hereby approved
and an Authorized Officer is hereby authorized and directed-to execute and deliver the
Financing Agreement in substantially said form, with such changes therein as such officer
may require or approve, such approval to be conclusively evidenced by the execution and
delivery thereof.
Section 5. The form of Regulatory Agreement, on file with the Clerk, is hereby approved
and an Authorized Officer is hereby authorized and directed to execute and deliver the
Regulatory Agreement in substantially said form, with such changes therein as such officer
may require or approve, such approval to be conclusively evidenced by the execution and
delivery thereof.
RESOLUTION NO. 2006/
Section 6. The form of the Purchase Agreement, on file with the Clerk, is hereby
approved and an Authorized Officer is hereby authorized and directed to execute and
deliver one or more Purchase Agreements in substantially said form, with such changes
therein as such officer may require or approve, such approval to be conclusively evidenced
by the execution and delivery thereof; provided, however, that the Underwriter's discount
shall not exceed 1% of the principal amount of the Bonds.
Section 7. The form of Official Statement, on file with the Clerk, is hereby approved with
such changes, additions and corrections as an Authorized Officer may hereafter approve,
and the Underwriter is hereby authorized to distribute copies of one or more Official
Statements in preliminary or final form to persons who may be interested in purchasing the
Bonds. An Authorized Officer is hereby authorized and directed to sign one or more Official
Statements in final form and the Underwriter is hereby authorized and directed to deliver
copies of an Official Statement in final form to the purchasers of the Bonds.
Section 8. The Bonds, when executed, shall be delivered to the Trustee for
authentication. The Trustee is hereby requested and directed to authenticate the Bonds by
executing the Trustee's certificate of authentication appearing thereon, and to deliver the
Bonds, when duly executed and authenticated, in accordance with written instructions
executed and delivered on behalf of the County by an Authorized Representative, which
instructions are hereby authorized and directed to be executed and delivered to the Trustee.
Such instructions shall provide for the delivery of the Bonds to the Underwriter upon
payment of the purchase price thereof.
Section 9. The Board hereby appoints Orrick, Herrington & Sutcliffe LLP, San Francisco,
California, as bond counsel and Public Financial Management, San Francisco, California,
as financial advisor.
Section 10. All actions heretofore taken by the officers and agents of the County with
respect to the financing of the Project and the sale and issuance of the Bonds are hereby
approved, ratified and confirmed, and any Authorized Officer is hereby authorized and
directed, for and in the name and on behalf of the County, to do any and all things and take
any and all actions and execute and deliver any and all certificates, agreements and other
documents, including but not limited to those described in the Indenture, the Purchase
Agreement and the other documents herein approved, as well as a tax certificate and an
intercreditor and/or subordination agreement which such officer, or any of them, may deem
necessary or advisable in order to consummate the lawful issuance and delivery of the
Bonds and to effectuate the purposes thereof and of the documents herein approved in
accordance with this resolution and resolutions heretofore adopted by the County and
otherwise in order to carry out the financing of the Project.
Section 11. All further consents, approvals, notices, orders, requests and other actions
permitted or required by any of the documents authorized by this resolution, whether before
or after the issuance of the Bonds, including without limitation any of the foregoing which
may be necessary or desirable in connection with any default under or amendment of such
documents, any transfer or other disposition of the Project, any addition or substitution of
security for the Bonds or any redemption of the Bonds, may be given or taken by an
Authorized Officer without further authorization by this Board of Supervisors, and such
Authorized Officer is hereby authorized and directed to give any such consent, approval,
notice, order or request and to take any such action which such officer may deem
necessary or desirable to further the purposes of this resolution and the financing of the
Project.
Section 12. This Resolution shall take effect upon its adoption.
I hereby certify that this is a true and correct copy of an
action taken and entered on the minutes of the Board of
Supervisors on the date shown
ATTESTED: March 14, 2006
John Cullen, Clerk of the Board of Supervisors
And County Administrator
By Deputy
cc: Community Development Department
CLERK'S CERTIFICATE
RESOLUTION NO. 20061 ��
I, A&-rdfI7 /�,l ��� , Deputy Clerk of the Board of Supervisors of the
County of Contra Costa, hereby certify that the foregoing is a full, true and correct copy of a
resolution duly adopted at a regular meeting of the Board of Supervisors of said County duly
and regularly held at the regular meeting place thereof on March 14, 2006, of which meeting
all of the members of said Board of Supervisors had due notice and at which a majority
thereof were present; and that at said meeting said resolution was adopted by the following
vote:
AYES: Uilkema, Piepho, DeSaulnier,Glover and Gioia
NOES: None
ABSENT: None
ABSTAIN: None
An agenda of said meeting was posted at least 72 hours before said meeting at 651 Pine
Street, Martinez, California, a location freely accessible to members of the public, and a
brief general description of said resolution appeared on said agenda.
I further certify that I have carefully compared the same with the original minutes of said
meeting on file and of record in my office; that the foregoing resolution is a full, true and
correct copy of the original resolution adopted at said meeting and entered in said minutes;
and that said resolution has not been amended, modified or rescinded since the date of its
adoption, and the same is now in full force and effect.
WITNESS my hand and the seal of the County of Contra Costa this 14th day of March,
2006.
John Cullen, County Administrator and
Clerk of the Board of Supervisors
[SEAL]
By:
Depu Clerk
RESOLUTION 2006186