HomeMy WebLinkAboutMINUTES - 05051998 - C64 TO: BOARD OF SUPERVISORS
MOM: TONY COL6N, DIRECTOR
COMMUNITY SERVICES DEPARTMENT
DATE: May 5, 1998
SUBJECT: AUTHORIZATION TO RESPOND TO LETTER FROM U.S DEPARTMENT OF HEALTH
AND HUMAN SERVICES.
SPECIFIC REQUEST(S)OR"COMMENDATION(S)&BACKGROUND AND JUSTIFICATION
I. RECOMMENDED ACTION:
AUTHORIZE the Community Services Director to submit a letter of response to the U.S.
Department of Health and Human Services (HHS). HHS is requesting a'response to the findings
and recommendations for the Head Start program outlined in the County audit performed by
KPMG Peat Marwick for the period from July 1, 1995 through June 30, 1996.
II. FINANCIAL IMPACT:
This action requires no funding.
III. REASONS FOR RECOMMENDATIONS/BACKGROUND:
See attached.
CONTINUED ON ATTACHMENT YES SIGNATURE:
RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE
APPROVE -OTHER.
MAY 5, 1998
X
ACTION OF BOARD ON APPROVED AS RECOMMENDED OTHER
VOTE OF SUPERVISORS
I HEREBY CERFiTY THAT THIS IS A TRUE
X UNANIMOUS(ABSENT ) AND CORRECT COPY OF AN ACTION TAKEN
AYES: NOES: AND ENTERED ON THE MMUTES OF THE HOARD
ABSENT: ABSTAIN: OF SUPERVISORS ON THE DATE SHOWN.
CONTACT: TONY CoLbN,313-7350 ATTESTED _
PHIL ffATPR,CfXRK OF THE BOARD OF
CC: CAO SUPERVISDRS..-AND COUNTY ADMINISTRATOR
CSD /
BY DEPUTY
M382 (10199)
Office of inspector General
z DEPARTMEN'r OF HEALTH&HUMAN SERVICES Office of Audit Services
�y
;tYYI]d
Lucas Place, Room 514
323 West 5th Street
Kansas City, Missouri 54145
MAR 0 510
CIN A-09-98-50680
BOARD OF SUPERVISORS
CONTRA COSTA COUNTY CALIFORNIA
FINANCE BUILDING,ROOM 143
625 COURT STREET
MARTINEZ, CALIFORNIA 94553-1282
Bear Beard Members:
We have received the audit report on the County for the period July 1, 1995 through
June 30, 1996.' The audit was performed by KPMG PEAT MARWICK, Certified Public
Accountants.
The report was reviewed and forwarded to us by the California State Controller's Office(SCO),
acting as the cognizant audit agency,under an agreement with the HHS Office of Audit Services.
The SCO indicated that the report met the requirements of the'Office of Management and Budget
Circular A-128.
We invite your attention to the findings and recommendations as summarized in Attachment A.
Final determinations with respect to actions to be taken on Department of Health and Human
Services(HEIS)recommendations will be made by the following HHS resolution official. Please
respond to the HHS resolution official at the following address within 30 days from the date of
this letter:
HHBE�.OI• TO1V ICTAL
Assistant Regional Administrator
Office of Fiscal Operations
Administration for Children and Families,HHS
50 United Nations Plaza,Room 450
San Francisco, CA 94102
Your written response may consist of: (1) any comments or additional information that you
believe may have a bearing on the final determination of actions to be taken with respect to HHS
recommendations, (2) an update of comments submitted with the report or(3)confirmation that
your previous comments and corrective action plan remain unchanged for the recommendations
summarized in Attachment A. The above common identification number(C" should be
referenced in all correspondence relating to this report. please do not send your comments to
the Lucas place address.
CiN A-09-98-50680 -Page 2
Please include your Entity Identification Number with all future audit reports.
In accordance with the principles of the Freedom of Information Act(Public Law 90-23),reports
issued on the Department`s grantees and contractors are made available,if requested,to members
of the press and general public to the extent information contained therein is not subject to
exemptions in the Act which the Department chooses to exercise. (See 45 CFR Part 5 Section
5.21 of the Department"s Public Information Regulations.)
Sincerely,
ay Lazorchak,Director
tor
External Audit Review Center
C
Attachment
ATT CH,MENT A
Page 1 of 1
CIN A-09-98-50680
Recomm
ead'ation rtes Xutton
Codes lt�g
Alrt #1rxt, Agency t �t+�xnmendattas
212913100 69 N/A HHS/ACYF Subrecipient Monitoring. This is a repeat
finding. We recommend procedures be
implemented to ensure questioned costs are
identified and recovered.
033918100 70 N/A HHSIACYF Indirect Cost Rate Proposals. We recommend
procedures be implemented to ensure an
indirect cost rate proposal is prepared and
submitted in a timely manner.
317923100 71 N/A HHS/ACYp Attendance Log Reconciliation. We
recommend procedures be implanted to ensure
monthly attendance records are reconciled to .
daily attendance sheets.
212908100 72 N/A HHS/ACYF Noncompliance. We recommend procedures be
implanted to ensure compliance with all Federal
regulations.
Attachment A
Page-1 of 1
CIN A-09-98-50680
Community Services Department of Conta Costa County
Response to Audit Report for the Period July 1,1995 through June 30, 1996
Performed by KPMG PLAT MARWICK
Recommendation 212913100: 5ubrecipient Monitoring. Recommend procedures be
implemented to ensure questioned costs are identified and recovered.
Response: Concur. We have recently hired a full-time monitor to monitor Community
Service programs. Dart of her duties will be to review costs submitted by the
subrecipients and disallow any questionable cost and recover any inappropriate paid these
subrecipients. The potential misappropriated expenditures by one of our subrecipients
mentioned in the audit reports is still under investigated by the Office of the Inspector
General.
Recommendation 033918100: Indirect Cost Rate Proposal. Recommend procedures
be implemented to ensure an indirect cost rate proposal is prepared and submitted
in a timely manner.
Response: Concur. We are in the process of developing cost allocation methodology to
satisfy our State contracts. These procedures are being tested and evaluated for both
accuracy and appropriateness. The Department will seep approval from the Federal
Administration for Children and Families for the indirect cost allocation plan for the
entire Department. Estimated Completion Date: May 31, 1998.
Recommendation 317923100: Attendance Log Reconciliation. Recommended
implanting procedures to ensure monthly attendance records are reconciled to daily
attendance sheets.
Response: Concur. We have taken actions to ensure that attendance logs are properly
prepared and controlled. Under the new procedure the Division office receives all
supporting daily attendance sheets as well as the Monthly Attendance Deporting Forms.
This allows better control of the attendance sheets and allows reconciliation to the
Monthly Attendance Reporting Forms.
Recommendation 212308100: Recommend procedures be implanted to ensure
compliance with all Federal Regulations.
Response: Concur. We have implemented procedures that we believe will ensure
compliance with Federal regulations. Auditors of the federal government as well as the
County Administrator have performed additional reviews of the County's Head Start
program. They stated that there has been extensive improvement and that the program is
now considered substantially in compliance. .