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HomeMy WebLinkAboutMINUTES - 06111996 - C50 TO: BOARD OF SUPERVISORS Con ra Costa FROM: SCOTT TANDY, DIRECTOR o ., `s COMMUNITY SERVICES DEPARTMENT # County DATE: May 31, 1996 ° " SUBJECT: APPROVAL OF CONTRA COSTA COUNTY HEAD START PERSONNEL POLICIES AND PROCEDURES SPECIFIC REQUEST(S)OR RECOMMENOATION(S)4 BACKGROUND AND JUSTIFICATION I . RECOMMENDED ACTION: APPROVE and ACCEPT Head Start Personnel Policies and Procedures as recommended by the Director, Community Services Department . II . FINANCIAL IMPACT: N/A. No County funds are involved with this request . III . REASONS FOR RECOMMENDATIONS/BACKGROUND: The Head Start Personnel Policies and Procedures were revised in compliance with Federal regulations 1301 . 31 Personnel and General Administraton, Personnel Policies . The revised Personnel Policies and Procedures were approved by the Head Start Policy Council on April 18, 1996 . CONTINUED ON ATTACHMENT: YES SIGNATURE: RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE APPROVE OTHER SIONATURE S: ACTION OF BOARD ON APPROVED AS RECOMMENDED . ._. OTHER VOTE OF SUPERVISORS 1 HEREBY CERTIFY THAT THIS IS A TRUE UNANIMOUS(ABSENT AND CORRECT COPY OF AN ACTION TAKEN AYES: NOES: AND ENTERED ON THE MINUTES OF THE BOARD ABSENT: ABSTAIN: OF SUPERVISORS ON THE DATE SHOWN. CNACT: Scott Tandy 313-7369 CC: CAO ATTESTED uwip I I . c(q (o CSD PHIL 7CHELOR,CLERK OF THE BOARD OF SUPERVISORS AND COUNTY ADMINISTRATOR BY ,DEPUTY M382 (10/88) y - . c, so COMMUNITY SERVICES HEAD START PROGRAM PERSONNEL POLICIES AND PROCEDURES APRIL 18, 1996 READ START POLICY COUNCIL MONTHLY MEETING APRIL 18, 1996 MINUTES L Call to order: Vice Chair called meeting to order at 10:10 am 11. Roll Call: Taken, Quorum established 111. Review and approval of minutes of 3/21/96 meeting. amended, misspelling of Kami Semisch name. MOTION TO APPROVE MINUTES AS AMENDED,KAMI/TERRY,VOTE UNANIMOUS IV. Public Comment: Teddy Dickson--former member of PC--spoke to the council. Teddy stated that she likes the changes she is seeing in our Head Start program and thanked Program Manager Cali for her support in the past. Veronica Mann--Fairgrounds-- stated that she and other parents feel they are not informed. She requests possibly getting calendars to all parents to inform them,of meetings, activities, etc. Parents have not heard anything about graduation,pictures for children. Veronica stated that parents were told what the end-of-year field trip would be,that they did not have a choice. She stated many parents would like to go to Mickey's Grove as they have done in the past, not Marine World as has been planned for this year. Nothing is in writing and parents are feeling left out of the loop. Zoe Mandrill--Rep.to Fairgrounds--strongly disagrees with previous statements. Zoe explained her point of view. She stated that she had asked staff to be at the parent meeting and no staff had attended. At this point Chair Franklin felt it best if meeting was closed to staff and parents could talk about their issues and frustrations in the absence of staff. Manager Cali informed Chair Franklin that a closed session can only be used for personnel issues and this was not a personnel issue. This is in accordance with the Better Governance Act. Pam stated that she needed time to talk to the parents alone. Pam feels that staff are not being trained properly, and in turn are not training parents properly. Manager Cali stated that if it is the wish of the Chair that staff leave the room, staff would be happy to oblige,but the tape recorder would need to remain on. Manager Cali stated that she supported parents using the PC as a forum for parent concerns. All staff then left the room. Staff returned to the meeting at the request of Chair Franklin at 10:45. Pam thanked staff for understanding. While staff were out of the room,the Council members agreed on the following: Address each site's individual needs as a training--parents will put issues, concerns, problems in writing--staff will please attend these meetings and trainings--set parents/staff straight on changes--put all changes in writing. Gail Brown—Brentwood--stated that parents at her site don't have enough information. They are short-staffed and there is no bilingual teacher at that site. A Family Service Worker has Daneen stated that there will be many changes with the new structure. There will be a Training and Technical Assistance person who will coordinate all training for the grantee. We also need an MIS person who coordinates all data collection. Team I will focus on Future Structures; Team 11 will work on Personnel Policies and Procedures(how to link these up and use them); Team III is working on T/TA and MIS—structure training needs and MIS,also making a training calendar; Team IV is working on goals and how we will achieve a training system for everyone. This will be combined into one document. Daneen stated that Personnel Issues should be a standing item on the agenda from now on. Agendas—it is hard to keep agenda production under control. There are too many people involved in the process. Bernie is now the lead person responsible for checking the agenda. C.Executive Committee Report: Making sure agenda is right D.Finance Committee: Vivian handed out a written report and went over it. Scott Tandy spoke to the committee at the last meeting and explained how the Head Start budget fits into the County Budget. Vivian stated that we did receive a letter that the program would receive a 3.9%cut for the fiscal year 1996. Fiscal Committee will work on a plan for this budget reduction. Fundraising procedures were discussed at the last meeting. E. Personnel Committee: Chair Rodriguez asked Frank Weitl, CSD Personnel Technician,to give a report of the Personnel Committee. Frank informed the group that the Personnel Policies and Procedures are required to be updated and revised annually and that this has not been done since 1992. This extensive document needs to be approved. The Committee has reviewed the Policies and Procedures and has had input into the changes and deletions. Bernie presented the group with a typed list of the changes, additions,deletions etc. Approval is needed with permission to make small necessary revisions and clean up some parts of the document. Shared decision making processes need to be added to some parts. Determination Item F. Approval of Personnel Policies and Procedures--(mailed out to all regular members and made available at the 4/18/96 meeting). MOTION TO APPROVE PERSONNEL POLICIES AND PROCEDURES WITH THE UNDERSTANDING THAT REVISIONS WILL BE MADE--Millie/Rosemary Vote Unanimous(see attached list of revisions) A-CAO report: Scott Tandy informed the Council that the Board of Supervisors has appointed him to Director of the Community Services Department. Joan has been put on Administrative Leave. Scott has been in contact with Chair Franklin,the 4 Teams and staff. Scott talked about the work of the Teams and how we need to fix our last few deficiencies (see handout containing review findings). The timeframe is short and things are moving very quickly. We need to certify ourselves by the middle of May. Everyone is working hard as a team. A parent brought up the lack of a bilingual teacher at the Brentwood site. Scott..stated that we ha-.v a common interest to work towards. F. Site updates: Sunset site—Linda O'Mary--14 parents at parent meeting. End of year field trip will be a BBQ for all classes, will have booths and activities for the children on May 23. Central—Brigette Nichol—lots of confusion regarding graduation/and end of year activities. 3 Home Base--doing graduations separately Brentwood site—Mickey's Grove VOTE UNANIMOUS C. East County RFP--GOP or Delegate agency--Table to next meeting D. Economic Opportunity Council membership--Table to next meeting E.Approval of Fundraisers--Standing Item MOTION TO APPROVE FUNDRAISING AS STANDING ITEM ROSEMARY/MARIE VOTE UNANIMOUS F. Approval of Draft Personnel Policies and Procedures--See above--approved earlier IX. Set date and time of next meeting--Meeting date needs to be moved up to approve plan for restructuring-- MOTION TO APPROVE NEXT MEETING DATE OF THURSDAY, MAY 9 AT 10:00 ZOE/ELMIRA VOTE UNANIMOUS Lost quorum---council chose to approve critical items and table all others. X. Meeting adjourned--12:20 pm Minutes respectfully submitted, minutes typed by, Julie Rafighi Clerk 1 1 HEAD START POLICIES & PROCEDURES PERSONNEL TABLE OF CONTENTS 1 Probationary Period 1 2 Personnel Transactions: Promotion 3 3 Personnel Transactions: Assignment and Reassignment 4 . 4 Dismissal, Suspension and Reduction 5 5 Suspension 7 6 Appeals Regulations Concerning Promotional Exams 8 7 Merit Board Meetings 10 8 Position Classification: Classification Plan 11 9 Selection Procedures and Examinations 12 10 Selection Procedures: Promotion By Reclassification Without Examination 14 11 Selection Procedures: Competitive Selection Procedures 15 12 Promotional Qualification Appraisal Board Examination Appeals 16 13 Selection Procedures: Criminal History Information 19 14 Employment and Reemployment List: Establishment and Preparation of Employment Lists 21 15 Certification: Request for Personnel 23 16 Appointments: After Certification 25 17 Layoff. Grounds for Layoff 27 18 Pre-employment Health Examinations 28 19 Prohibited Discrimination 29 20 Payroll Certification 30 21 Transfers 31 22 Salaries and Other Compensation 32 23 Class and Other Changes 33 24 Salary 35 25 Management 2.5% Longevity Pay Plan 37 26 Payroll Procedures 38 27 General Conditions of Employment 40 28 Travel and Mileage 42 29 Advance Amount for Travel 43 30 Service Recognition 44 31 Appointments: Fixed Terms 45 32 Deep Class Reassignments 46 33 Exempt Appointees' Merit System Status Retention 47 i 1 1 34 Conflict of Interest 48 35 Identification Cards 50 36 Days and Hours of Work 51 37 Performance Evaluation and Performance Rating 53 38 Union Membership 55 39 Seniority 56 40 Political Activities 57 41 Lawsuits Against the County and County Employees 58 42 Employment Discrimination Complaints 59 43 Outside Employment 60 44 Emergency Procedures 61 45 Salary Differentials 64 46 Employee Expense Reimbursement 65 47 Employee Benefits 66 48 Employee Services 67 49 Vehicle Use 68 50 Use of County Facilities 69 51 Alcohol and Drug Abuse 70 52 Use of County Communication Services 72 53 Career Development Opportunities 73 54 Rules of Conduct 76 55 Community Relations 78 56 Grievance Procedure: Community Services Department 79 57 Grievance Procedure: Grantee/Executive Director 81 58 Child Abuse Reporting 83 59 Temporary Appointments 84 60 Employee Relations 85 61 Unemployment Compensation 86 62 Reimbursement of Expenses 87 63 Employee Counseling Program 88 64 Management Paid Personal Leave 89 65 State Disability Insurance Coverage 90 66 Qualification Requirements for Positions 91 67 Analysis of Staff Needs 92 68 Nepotism 93 69 Gift Acceptance 94 70 Approval of New Policies and Revisions 95 71 Files and Records System 97 72 Equal Employment Opportunity 98 73 Contra Costa County Head Start Policy Council Affirmative Action Plan 99 74 Social Security 100 75 Solicitation of Goods 101 76 Employee Absence 102 ii 77 Sexual Harassment Policy 103 78 Staff Assignments 104 79 Procurement of Supplies 105 80 Hiring/Firing of Head Start Staff 106 81 Hiring of Head Start Grantee Operated Program Staff 108 82 Grantee Operated Program and Delegate Agencies 110 83 Reporting Status: Policy Council and Committees 111 84 Fingerprinting 112 85 Short Term Contract Employees 113 86 Professional Licenses 115 87 Professional Liability Insurance 116 88 Additional Information 117 89 Recruiting Disabled Persons 118 90 Confidentiality 119 91 Hiring of Component Staff by Delegate Agencies 120 92 Amendment Procedure 121 iii CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 1 PROBATIONARY PERIOD Performance Objective: The probationary period is the final phase of the examination process and is utilized by the appointing authority for the effective adjustment of the new employee, and for the termination of an employee whose performance is unsatisfactory. Operational Procedure: I. All appointments, whether for original entrance or promotion, are subject to a probationary period. 2. Probationary periods may not be less than six months not more than two years. Probationary.periods in excess of six months may be requested by an appointing authority but are subject to approval by the Director of Personnel for specific classifications. 3. Only new appointees to positions in a classification shall be subject to the changed probationary periods. 4. The probationary period commences from the date of appointment. For more information on time included, see the Personnel Management Regulations, Part 9, Section 903. 5. Employees laid off during probation may be required to complete only the balance of the probation period upon re-employment. See the Personnel Management Regulations, Part 9, Section 904. 6. A probationary employee may be rejected from service at any time. See the Personnel Management Regulations, Part 9, Section 905. 7. Conditions to regular appointment of probationary employees apply. See the Personnel Management Regulations, Part 9, Section 906. 8. For the timing of the probation report, see the Personnel Management Regulations, Part 9, Section 907. 9. During the third month and during the final month of a permanent employee's six-month probation period, a performance evaluation report is completed by the supervisor and discussed with the employee. See the Personnel Management Regulations, Part 9, Section 907. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 1 10. Notwithstanding any other provisions of this article, an employee rejected during the probationary period from a position in the Merit System to which the employee had been promoted may be restored to a position in the classification in the department from which the employee was promoted. See the Personnel Management Regulations, Part 9, Section 909. 11. An employee who has achieved permanent status in the class before layoff and who subsequently is appointed from the layoff list and then rejected during the probationary period shall be automatically restored to the layoff list, unless discharged for cause, if the person is within the period for layoff eligibility. For further information on restoration of eligibility, see the Personnel Management Regulations, Part 9, Section 910. 12. For the probationary period for laid off employees, see the Personnel Management Regulations, Part 9, Section 911. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 2 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 2 PERSONNEL TRANSACTIONS: PROMOTION Performance Objective: Promotion moves a permanent employee from one position to another position in a class allocated to a salary range for which the top step is higher than the top step of the class which the employee formerly occupied except as otherwise provided for in these rules. Operational Procedure: 1. Promotion to a permanent position shall be done by competitive examination as provided in the Personnel Management Regulations, Part 5. 2. Upon the request of an appointing authority, the Director of Human Resources determines whether an examination is to be conducted on a promotion only, promotional and open, or open only basis. 3. To qualify for a promotional examination, persons must have probationary or permanent status and must possess the minimum qualifications for the class on or before the final filing date for the examination. 4. .Names of persons who separate, except by layoff, shall be removed from promotional employment lists. 5. For appealing from denial of promotion in flexibility staffed positions, probation status, and promotional opportunities, see the Personnel Management Regulations, Part 10, Section 1002. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 3 i CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 3 PERSONNEL TRANSACTIONS: ASSIGNMENT AND REASSIGNMENT Performance Objective: The appointing authority may assign an employee from one position to another position in the same class within the Department. Operational Procedure: 1. For transfers, seethe Personnel Management Regulations, Part 10, Section 1004. 2. For demotions, see the Personnel Management Regulations, Part 10, Section 1005. 3. For leaves of absence without pay, see the Personnel Management Regulations, Part 10, Section 1006. .4. For military leave, see the Personnel Management Regulations, Part 10, Section 1007. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 4 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 4 DISMISSAL, SUSPENSION AND REDUCTION Performance Objective: The tenure of every officer or employee holding permanent status in a position in the merit system or in a Project classification shall be during good behavior and the rendering of efficient service, but any such officer or employee may be dismissed, suspended or reduced in rank or compensation for cause. Operational Procedure: 1. The separation of any employee holding a position in the Merit System or in a Project classification shall comply with these Regulations, and shall be reported to the Personnel Department in the manner and on the forms prescribed. See the Personnel Management Regulations, Part 11, Section 1101. 2. The appointing authority may dismiss, suspend, or demote any employee for cause:The following are sufficient causes for such action; the list is indicative rather than inclusive of restrictions and dismissal, suspension or demotion may be based on reasons other than those specifically mentioned: A. Absence without leave; B. Conviction of any criminal act involving moral turpitude; C. Conduct tending to bring the merit system into disrepute; D. Disorderly or immoral conduct; E. Incompetence or inefficiency; F. Insubordination; G. Being at work under the influence of liquor or drugs, carrying onto the premises liquor or drugs or consuming or using liquor or drugs during work hours and/or on County premises; H. Neglect of duty; I. Negligent or willful damage to public property or waste of public supplies or equipment; J. Violation of any lawful or reasonable Regulations or order given by a supervisor or department head; K. Willful violation of any of the provisions of the Merit System Ordinance or the Personnel Management Regulations; L. Material and intentional misrepresentation or concealment of any fact in connection with obtaining employment; M. Misappropriation of County funds or property; Approved, Policy Council:April 18, 1996 Approved, Board of Supervisors: 5 , N. Unreasonable failure or refusal to undergo any physical, medical and/or psychiatric exam and/or treatment authorized by these Regulations; O. Dishonesty or theft; P. Excessive or unexcused absenteeism and/or tardiness; Q. Sexual harassment including but not limited to unwelcome sexual advances, requests for sexual favors, and other verbal or physical conduct of a sexual nature, when such conduct has the purpose or effect of affecting employment decisions concerning an individual, or unreasonably interfering with an individual's work performance, or creating an intimidating or hostile working environment. 3. For separations of the disabled, see Personnel Management Regulations, Part 11, Section 1105. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 6 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 5 SUSPENSION Performance Objective: Suspensions are without pay and shall be for cause or disability. Operational Procedure: 1. Before taking action to dismiss, suspend, or demote an employee, the appointing authority must ensure that the employee receives a Notice of Proposed Action or Skelly Notice. See the Personnel Management Regulations, Part 11, Section 1108. 2. An appointing authority may dismiss, suspend, or reduce in rank or compensation an officer or employee having permanent status in a position in the Merit System or in a Project classification. See the Personnel Management Regulations, Part 11, Section 1110. 3. Orders of dismissal, suspension, or demotion are filed with the Director of Personnel. See the Personnel Management Regulations, Part 11, Section 1111. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 7 L CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 6 APPEALS REGULATIONS CONCERNING PROMOTIONAL EXAMS Performance Objective: Employees may appeal to the Appeals Officer from decisions of the Director of Personnel in promotional examinations. Operational Procedure: 1. Employees may appeal to the Appeals Officer from decisions of Director of Personnel in promotional examinations under the following Regulations: A. Disqualification of Applicants (see the Personnel Management Regulations, Part 4, Section 404); B. Review, Audit, Protest and Appeals Procedures (see the Personnel Management Regulations, Part 5, Section 513); C. Review of Written Test Key (see the Personnel Management Regulations, Part 5, Section 514); D. Review of Written Test Paper (see the Personnel Management Regulations, Part 5, Section 515); E. Appeals from Selection Procedures, except ratings received from promotional Qualifications Appraisal Boards which may be appealed to an Examination Appeal Committee as provided for in Regulations 517; F. Removal of Names from Lists (see the Personnel Management Regulations, Part 6, Section 610). 2. Appeals are limited to the grounds provided for in the above Regulations,. 3. Appeals must be in writing and must be filed by appellant with the Director of Personnel within five business days of the mailing of the Director's decision. 4. No appeal will be considered unless it contains specific allegations of fact citing the exact cause and the relief requested. 5. Decisions of the Appeals Officer as to examinations are limited to adjustments of any item or portion of the test which do not have the effect of setting aside the test as a whole, awarding a passing score, or permitting the appellant to retake the test. 6. The Appeals Officer must consider the fairness of possible relief to all the other competitors in the examination. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 8 7. The decision of the Appeals Officer is final, and shall be transmitted in a written report to the Director of Personnel. 8. The Appeals Officer shall be appointed by the Board of Supervisors. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 9 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 7 MERIT BOARD MEETINGS Performance Objective: All Merit Board meetings and hearings shall be open to the public, provided that the Merit Board may adjourn to executive session when permitted by law. Operational Procedure: 1. The Merit Board has the right to power of subpoena as provided in the Personnel Management Regulations, Part 2, Section 214. 2. Witnesses are responsible for fees and/or expenses in relation to their connection with the Merit Board. See the Personnel Management Regulations, Part 2, Section 215. Approved, Policy Council: April 18, 1996 Approved,Board of Supervisors: 10 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 8 POSITION CLASSIFICATION: CLASSIFICATION PLAN Performance Objective: A classification plan is prepared and maintained by the Director of Human Resources Operational Procedure: 1. The classification plan is based on the needs of County service and provides for the allocation, reallocation, or reclassification of all positions. 2. Specifications for each class of positions shall include: A. The class title; B. A definition of the class, indicating in terms of duties and responsibilities, the kinds of positions to be included; C. A statement of distinguishing characteristics of the class; D. A statement of the tasks typically performed in positions allocated to the class; E. Minimum qualifications, additional qualifications required for examination in the class, and which minimum qualifications may specify education, experience, knowledge, skills, abilities, personal traits or physical characteristics. 3. Classification plans may be amended. See the Personnel Management Regulations, Part 3, Section 302. 4. Positions are allocated to the classes into which the duties and responsibilities of the positions most neatly fit. See the Personnel Management Regulations, Part 3, Sections 303 and 304. 5. The status of employee changes in accordance with reallocations or reclassifications. See the Personnel Management Regulations, Part 3, Section 305. 6. Class specifications must be interpreted as provided in the Personnel Management Regulations, Part 3, Section 306. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 11 r CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 9 SELECTION PROCEDURES AND EXAMINATIONS Performance Objective: The Director of Personnel shall make public announcements of all examinations and will determine the extent to which the examination will be publicized, commensurate with factors such as the availability of qualified candidates, number of projected positions to be filled, examination considerations and the County Equal Employment Opportunity Policy. Operational Procedure: 1. Examination announcements are posted for a minimum of five (5) days in appropriate County Work locations. Announcements must include: A. Information concerning the time for filing applications; B. A description of the duties and responsibilities of the class; C. Minimum qualifications and any additional qualifications; D. Compensation; E. A general description of conditions, including methodology and relative weights assigned to steps of the examination. 2. No person shall be admitted to examinations except upon application as provided in the Personnel Management Regulations, Part 4, Section 402. 3. Veterans' preference credit is available for eligible persons. See the Personnel Management Regulations, Part 4, Section 403. 4. The Director of Personnel may disqualify, refuse to examine, remove from the eligibility list, or refuse to certify an applicant. See the Personnel Management Regulations, Part 4, Section 404. 5. Appointments to positions are by competitive examination except as otherwise provided. See the Personnel Management Regulations, Part 5, Section 501. 6. The Director of Personnel may determine that the use of competitive examination procedures to fill one or more vacancies is impractical and may suspend competition and authorize direct appointment. See the Personnel Management Regulations, Part 5, Section 502. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 12 . f 7. The Director of Personnel assigns weights to each Part of the examination which will be included in the examination announcement. See the Personnel Management Regulations, Part 5, Section 505. 8. Certain questions are prohibited during the examinations. See the Personnel Management Regulations, Part 5, Section 506. 9. Random selection may be authorized by the Director of Personnel. See the Personnel Management Regulations, Part 5, Section 507 10. The Director of Personnel may waive competitive testing in specific circumstances. See the Personnel Management Regulations, Part 5, Section 508. 11. The Director of Personnel designates the places where, when, and the conditions under which examinations are conducted. See the Personnel Management Regulations, Part 5, Section 509. 12. All methods and procedures for administering examinations will comply with reasonable standards of fairness. See the Personnel Management Regulations, Part 5, Section 510. 13. Interviews of examinees by the Qualifications Appraisal Board shall be recorded by means of electronic recording equipment. See the Personnel Management Regulations, Part 5, Section 511. 14. Examinations are scored and final grades are determined fairly and in accordance with the Personnel Management Regulations, Part 5, Section 512. 15. Persons competing in examinations may appeal from the ratings received. See the Personnel Management Regulations, Part 5, Section 513 and Section 516. 16. Candidates have the right to review copies of the written test key and test paper after the examination is completed. See the Personnel Management Regulations, Part 5, Section 514 and Section 515. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 13 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 10 SELECTION PROCEDURES: PROMOTION BY RECLASSIFICATION WITHOUT EXAMINATION Performance Objective: Employees may be promoted from one classification to a higher classification without examination and the employee's position may therefore be reclassified. Operational Procedure: 1. An evaluation of the position must show that the duties and responsibilities have significantly increased and constitute a higher level of work. 2. The employee in the position must have performed at the higher level for a least six months. 3. An employee who is in a flexibly staffed occupational series, who has occupied the position in the lower class, or who has performed the work of the lower class for at least six months may be promoted from one classification to a higher classification without examination. Under circumstances deemed appropriate by the Director of Human Resources, the six months requirement may be waived upon the request of the appointing authority. 4. The employee must meet the minimum qualifications for the higher classification. 5. The action must have the recommendation of the appointing authority and the approval of the Director of Human Resources and Policy Council. The appropriate rules regarding probationary status and salary on promotion apply. 6. A record of such certifications will be maintained by the Personnel Department. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 14 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 11 SELECTION PROCEDURES: COMPETITIVE SELECTION PROCEDURES Performance Objective: The Director of Human Resources designates selection procedures. Operational Procedure: 1. Selection procedures may include written tests, oral tests, performance tests, physical agility tests, assessment centers, training, and experience evaluations, any combination of these, or others. 2. Selection procedures must be practical,job related, and constructed to sample the knowledge, skills, abilities, and/or the personal attributes required for successful job performance. 3. Policy Council may review the County's selection'procedures if there is cause for concern with the relevance of Head Start selection procedures. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 15 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 12 PROMOTIONAL QUALIFICATION APPRAISAL BOARD EXAMINATION APPEALS Performance Objective: Competitors have the right to appeal Qualification Appraisal Board ratings. Operational Procedure: 1. Competitors in promotional examinations may appeal Qualification Appraisal Board ratings to an Examination Appeal Committee on the basis of fraud, bias, or erroneous interpretation of the minimum qualifications. See the Personnel Management Regulations, Part 5, Section 516 for further grounds for appeal. 2. The decision of the committee regarding the competitor's rating shall be final. 3. Appeals must be written and filed with the Director of Personnel within the time limits expressed under the Personnel Management Regulations, Part 5, Section 516. No appeal may be considered unless it contains specific.al legations of fact which, if true, justify correction of the examination ratings. 4. For information on the selection and composition of the Examination Appeal Committees see the Personnel Management Regulations, Part 5, Section 517. 5. A panel member whose Participation in committee hearings is not in the best interest of the Merit System may be removed from the committee by the Director of Personnel after: A. The allegations regarding member's conduct have been investigated by the Director of Personnel, and B. the employee and the nominating group have been provided with the reasons, in writing, for the removal, and C. the employee has been given the opportunity to respond to the allegations. 6. A single Examination Appeal Committee consisting of three members shall be convened by the Personnel Department to hear all appeals from a single examination step. Subject to the following provisions for replacement pursuant to which additional selections may be required, one person shall be selected from the management nominees, one from the employee organization nominees, and one from the combined panel, using random selection by jury box. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 16 An alternate from each nominating group will also be selected in the event a committee member is otherwise disqualified. Persons shall be replaced if they are unable to serve, are an employee from the same department in which an appellant is employed, an applicant for the examination to be considered, a person who assisted n the design and construction of the examination, a person in the same bargaining unit as the appellant, or for any other bias or conflict of interest as determined by the Director of Personnel. All names will be returned to the panel for the next committee selection except persons currently committed to serve on a committee. 7. An Examination Appeal Committee will select one of its members as chairperson, who will conduct the meetings of the committee and rule upon questions concerning evidence or procedure. The committee will conduct informal administrative hearings on the appeals and formal procedures. Rules of evidence shall not apply. 8. The committee will meet, hear, and decide the appeal as soon as possible following receipt. The committee may agree to postpone a hearing if an appellant cannot appear for good cause, but only on such postponement shall be allowed. Otherwise, the committee will consider and decide appeals on the written submission. 9. An employee may request before a hearing begins that a member of the committee be disqualified for good cause. The committee will meet in private to consider the request. The member for whom the disqualification is requested may withdraw voluntarily or will be replaced unless the other two members of the committee consider the request invalid. In the event of disqualification, the hearing will proceed as soon as possible with one of the alternates selected from the panel. 10. The committee will receive and consider oral and documentary evidence from the appellant, the appellant's representative, the Personnel Department, and any witnesses. Attorneys may not represent the appellant nor the Personnel Department. 11. The committee will consider the merits of each case only with respect to the grounds for appeal allowed by"Appeal From Other Selection Procedure" and asserted by the appellant. It must consider the fairness of possible relief to all the other competitors in the examination. If the committee grants an appeal, it may determine only that the appellant is awarded a lowest passing rating, that the appellant be allowed to retake the examination, or that the lowest rating should be eliminated from the scoring. 12. The committee will be assisted by an employee in the Personnel Department who will keep a record of its proceedings consisting of the written appeal, other written submissions, and the committee's decision, including the votes of the committee members., 13. Committee meetings normally will be held during regular weekday business hours. Committee members, appellants, and witnesses who are County employees will be excused from work with pay as necessary to attend committee meetings. If hearings are lengthy, meetings may run after regular business hours or be scheduled after business hours, and nominees must be willing to serve on that basis. Overtime will not be paid. The County will pay or provide for necessary transportation or meals under general administrative guidelines or under the memorandum of understanding provisions that apply t the employee's representation unit. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 17 14. A competitor receiving a disqualifying score in the qualifications appraisal Part of the examination may audit that portion. See the Personnel Management Regulations, Part 5, Section 518. 15. Examination papers, eligible lists, applications, and other records pertaining to examinations are open for inspection under the conditions set forth in the Personnel Management Regulations, Part 5, Section 519. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 18 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 13 SELECTION PROCEDURES: CRIMINAL HISTORY INFORMATION Performance Objective: The Director of Human Resources, in consultation with the appointing authority, designates job classifications or positions within job classifications for which a review of criminal history information is a condition of employment. Operational Procedure: 1. The designations will be based on the relationship of criminal convictions to the qualifications, responsibilities, duties, and sensitivity of the job classifications or positions, including applicable statutory requirements. 2. The designations will include a determination as to whether criminal convictions will preclude appointment or whether the Director of Human Resources may certify candidates with criminal convictions for appointment, with consideration to: A. The nature and seriousness of the offense; B. The circumstances under which the offense occurred; C. When the offense took place; D. Age of the person at the time the offense was committed; E. The offense within the context of the total pertinent criminal history record (isolated or repeated violation); and F. Evidence of rehabilitation. 3. When a class or position has been designated as requiring a review of criminal history information, any appointment to the class or position shall be contingent on a review by the Director of Human Resources and the appointing authority, of criminal history information not disclosing conviction of crimes which preclude employment. 4. The Director of Human Resources may suspend an applicant from an employment list when the applicant has been charged with a crime in which a conviction would preclude employment until disposition of the charges. 5. The Director of Human Resources and the appointing authority shall obtain and review criminal history information concerning incumbents of designated job classifications or positions when: Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: �4 A. In the opinion of the Director of Human Resources or the appointing authority, there is reason to believe that such information exists and that it is material to the competence of the employee in question; B. Upon re-appointment to county service after resignation or separation; or C. Upon application for employment to a classification other than that held at the time this Regulations is promulgated. 6. The Director of Human Resources and the appointing authority are authorized to seek and obtain access to state summary criminal history information from the Attorney General respecting all applicants for or incumbents in job classifications or positions designated as requiring a review of criminal history information. 7. The Director of Human Resources is authorized to require that applicants and employees be fingerprinted for the purpose of obtaining criminal history records. The County will bear the cost of fingerprinting and obtaining criminal history records. 8. The Director of Human Resources and designees must maintain custody and control of criminal history records obtained to carry out this Regulations. The records will be accessible only to the Director of Personnel, the Appointing Authority,County Administrator, County Counsel plus designees, persons to whom the records pertain, or to a person authorized access in writing by the person to whom the record pertains. Criminal history records shall be retained for a period required by State and Federal law. After such time, the criminal history records shall then be destroyed. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 20 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 14 EMPLOYMENT AND REEMPLOYMENT LIST: ESTABLISHMENT AND PREPARATION OF EMPLOYMENT LISTS Performance Objective: The Director of Human Resources establishes and maintains employment lists, reemployment lists, and layoff lists. Operational Procedure: 1. The Director of Human Resources prepares records and results of the examinations. See the Personnel Management Regulations, Part 6, Section 602. 2. Final scores are rounded to the nearest hundredths of a point. See the Personnel Management Regulations, Part 6, Section 603. 3. Identical scores must be ranked in order. See the Personnel Management Regulations, Part 6, Section 604. 4. The Director of Human Resources designates and prepares employment lists from examinations. See the Personnel Management Regulations, Part 6, Section 605. 5. Veterans' Preference Credits apply to open employment lists. See the Personnel Management Regulations, Part 6, Section 606. 6. Seniority Credits apply to promotional examinations for represented classifications. See the Personnel Management Regulations, Part 6, Section 607. 7. Employment lists continue in force for a period of time determined by the Director of Human Resources. See the Personnel Management Regulations, Part 6, Section 608. 8. The Director of Human Resources may revise employment lists if an error has occurred. See the Personnel Management Regulations, Part 6, Section 609. 9. The Director of Human Resources may remove the names of eligible persons from a list. See the Personnel Management Regulations, Part 6, Section 610. 10. Affected eligible persons are notified by mail of changes in lists. See the Personnel Management Regulations, Part 6, Section 611. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 21 I 1. A person may request placement on a re-employment list. See the Personnel Management Regulations, Part 6, Section 613. 12. A person's name is placed on the layoff list from which that person has been removed in accordance with the Personnel Management Regulations, Part 6, Section 614. 13. Names of persons on layoff lists and re-employment lists are ordered as in the Personnel Management Regulations, Part 6, Section 615. 14. Names of persons on layoff list and re-employment lists stay listed for two years. See the Personnel Management Regulations, Part 6, Section 616. 15. Names of persons on layoff list and re-employment lists may be removed. See the Personnel Management Regulations, Part 6, Section 617. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 22 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 15 CERTIFICATION: REQUEST FOR PERSONNEL Performance Objective: The appointing authority notifies the Director of Human Resources of vacancies to be filled. Operational Procedure: 1. Whenever a vacancy is to be filled, the appointing authority submits a personnel request to the Director of Human Resources as long in advance as possible. 2. The names of persons eligible for appointment to positions in a class to which a vacant position is allocated or is being reclassified shall be referred by the Director of Human Resources subject to such transfers, demotions, or other alternate provisions as may be applicable. 3. The appointing authority makes personnel requests. See the Personnel Management Regulations, Part 7, Section 702. 4. Provisional appointments are continuously requested for certification of eligible persons for permanent appointment. See the Personnel Management Regulations, Part 7, Section 703. 5. The Director of Human Resources is responsible for certifying names of those entitled to certification. See the Personnel Management Regulations, Part 7, Section 704. 6. The certification of names from employment lists is ordered. See the Personnel Management Regulations Part 7, Section 705. 7. Names are certified on each request for personnel in the order prescribed in the Personnel Management Regulations, Part 7, Section 706. 8. Layoff lists contain the names of persons laid off, displaced, demoted by displacement, voluntarily demoted, or transferred in lieu of layoff or displacement. See the Personnel Management Regulations, Part 7, Section 707. 9. Names may be certified from re-employment lists. See the Personnel Management Regulations Part 7, Section 708. Approved,Policy Council: April 18, 1996 Approved, Board of Supervisors: 23 10. Names may be certified from continuous lists. See the Personnel Management Regulations, Part 7, Section 709. 11. Limits to certification area enforced. See the Personnel Management Regulations, Part 7, Section 710. 12. Names to be certified for management classes may be referred in rank order. See the Personnel Management Regulations, Part 7, Section 711. 13. The Director of Human Resources may authorize certification of eligibles with special qualifications. See the Personnel Management Regulations, Part 7, Section 712. 14. The Director of Human Resources may authorize certification of persons eligible in flexibly staffed positions on a departmental basis. See the Personnel Management Regulations, Part 7, Section 713. 15. The Director of Human Resources may authorize certification of incumbents eligible from appropriate lists on a departmental basis. See the Personnel Management Regulations, Part 7, Section 714. 16. Eligible persons who have been employed for at least twelve months in temporary positions may be certified. See the Personnel Management Regulations, Part 7, Section 715. 17. The Director of Human Resources may certify Manpower Trainees. See the Personnel Management Regulations, Part 7, Section 716. 18. Eligible persons must be notified of their certification by mail. See the Personnel Management Regulations, Part 7, Section 717. 19. Certification or appointments may be waived by eligible persons. See the Personnel Management Regulations, Part 7, Section 717. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 24 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 16 APPOINTMENTS: AFTER CERTIFICATION Performance Objective: Appointments are signed by the appointing authority and the Director of Human Resources. Operational Procedure: 1. Upon receipt of the certification of eligible persons, the appointing authority contacts the persons certified and offers to interview them. 2. The appointing authority may examine applications, examination records, and any reports of background investigation of the eligible person certified. 3. The appointing authority may conduct any additional investigations or tests of fitness which are job related. 4. Appointments may be subjected to a probation period. See the Personnel Management Regulations, Part 8, Section 802. 5. Appointments to permanent positions from which another employee has been granted a leave of absence are subject to the return of the employee on leave. See the Personnel Management Regulations, Part 8, Section 803. 6. Permanent positions in trainee classes shall be so designated. See the Personnel Management Regulations, Part 8, Section 804. 7. Employees with promotional probation status have the right to displace into positions in the department. See the Personnel Management Regulations, Part 8, Section 805. 8. Any appointment to a permanent position in the Merit System of a person not on an appropriate employment list is a provisional appointment except as otherwise provided. See the Personnel Management Regulations, Part 8, Section 806. 9. Appointments to permanent-intermittent positions are permanent. See the Personnel Management Regulations, Part 8, Section 807. 10. Temporary appointments last for a limited period of time and are paid on an hourly basis. See the Personnel Management Regulations, Part 8, Section 809. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: �.S 11. The appointing authority may appoint a person without reference to employment lists in the case of an emergency. See the Personnel Management Regulations, Part 8, Section 809. 12. Fixed term positions are positions designated by ordinance and unrepresented position designated by the Director of Human Resources. See the Personnel Management Regulations, Part 8, Section 810. 13. All appointments in the Merit System shall be promptly reported to the Director of Human Resources. See the Personnel Management Regulations, Part 8, Section 811 and Supplemental Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 26 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 17 LAYOFF: GROUNDS FOR LAYOFF Performance Objective: Any employees with permanent status in positions in the Merit System in a Project classification may be laid off. Operational Procedure: 1. Grounds for layoff include: A. Position becomes unnecessary; B. Reasons of economy; C. Lack of work; D. Lack of funds; E. Other reasons determined by the Board of Supervisors for abolishing the positions. 2. Sequencing of employees for layoff is ordered. See the Personnel Management Regulations, Part 12, Section 1202. 3. Layoff sequencing may be displaced by class levels. See the Personnel Management Regulations, Part 12, Section 1203. 4. Employees with higher seniority displace employees with less seniority. See the Personnel Management Regulations, Part 12, Section 1204. 5. An employee's seniority is determined by length of service. See the Personnel Management Regulations, Part 12, Section 1205. 6. Permanent employees may appeal from the application of layoff rules. See the Personnel Management Regulations, Part 12, Section 1206. 7. Trainee and fixed term position incumbents may be separated. See the Personnel Management Regulations, Part 12, Section 1207. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 27 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 18 PRE-EMPLOYMENT HEALTH EXAMINATIONS Performance Objective: Each candidate for employment may be required to take a pre- employment health examination. Operational Procedure: 1. The Director of Human Resources administers the Pre-Employment Health Examination Program with the advice of the Medical Consultant (the County Health Services Director). See the Personnel Management Regulations, Part 13 Section 1301. 2. Persons who are handicapped as defined by Federal and State laws who are otherwise qualified will be considered for employment. See the Personnel Management Regulations, Part 13, Section 1304. 3. Health standards are established for job classifications. See the Personnel Management Regulations, Part 13, Section 1304. 4. The pre-employment health examination is conducted by a Medical Consultant or designated licensed physician who decides the health qualification or disqualification of a candidate. See the Personnel Management Regulations, Part 13, Sections 1305, 1307. 5. Health examinations are given prior to the effective date of appointment. See the Personnel Management Regulations, Part 13, Section 1306. 6. Candidates may request a review of the examination results. See the Personnel Management Regulations, Part 13, Section 1308. 7. Medical examination records are retained by the Medical Consultant and remain confidential. See the Personnel Management Regulations, Part 13, Section 1309. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 28 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 19 PROHIBITED DISCRIMINATION Performance Objective: No person in, or seeking admission to, the Merit System or a position in a Project classification shall be appointed, promoted, disciplined, reduced, removed, or in any way favored, disfavored, or discriminated against because of political, religious, or union activities, race, color, creed, national origin, sex, age, disability, sexual orientation, or other unlawful discrimination. Operational Procedure: 1. A person may file a complaint of unlawful discrimination with the County's Affirmative Action Officer. See the Personnel Management Regulations, Part 14, Section 1402. 2. A person may file a complaint of unlawful discrimination with the Merit Board. See the Personnel Management Regulations, Part 14, Section 1402. 3. The Community Services Department is an Equal Opportunity Employer. This statement must appear on all public notices. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 29 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 20 PAYROLL CERTIFICATION Performance Objective: The Director of Human Resources must approve the procedure and forms for employee compensation. Operational Procedure: 1. No payment of any salary, wage, or other compensation may be made to any county employee holding any position in the Merit System or in a Project classification until the proper form showing the name, classification, salary or wage rate, duration of service, and the amount to be paid has been certified by the Director of Human Resources to be in compliance with the Merit System ordinance and Regulations. The Human Resources Department may check payroll procedures. See the Personnel Management Regulations, Part 15, Section 1502. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 30 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 21 TRANSFERS Performance Objective: Employees of Contra Costa County may transfer between and within County agencies. Operational Procedure: 1. Employees of other governmental subdivisions may transfer to County agencies. See the Personnel Management Regulations,Part 16, Section 1602. 2. Project position employees may be included in the Merit System in accordance with the Personnel Management Regulations,Part 16, Section 1603. 3. Policy Council must approve transfers into the program if such transfers represent new hires into the Head Start Program. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 31 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 22 SALARIES AND OTHER COMPENSATION Performance Objective: County employees are paid the salaries and o6er compensations provided for by this resolution to compensate for services required of them by law or by virtue of their offices. Operational Procedure: 1. County employees are compensated in accordance with salary schedules and the allocation of classes as provided by Board resolution or by other provisions of the Salary Regulations Part 1, Section 1.2. 2. Part-time employees are compensated according to the Salary Regulations, Part 1, Section 1.3. 3. Employees working less than a full calendar month receive compensation according to the Salary Regulations, Part I Section 1.5. 4. Except as otherwise provided, new employees are appointed at the minimum step of the salary range established for the Particular class of positions to which appointments are made. See the Salary Regulations, Part 1, Section 2.1. 5. Employees have anniversary dates for pay purposes as provided in the Salary Regulations, Part 3, Section 3.1. 6. Salaries of employees are reviewed on the anniversary date for possible increments within range. See the Salary Regulations, Part 3, Section 3.2. 7. Except as otherwise provided, increments within range will not be granted more frequently than once a year. See the Salary Regulations, Part 3, Section 3.3. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 23 CLASS AND OTHER CHANGES Performance Objective: Changes in salary, class, range, demotion, and other factors affect employee compensation. Operational Procedure: 1. Promoted employees receive a higher salary. See the Salary Regulations, Part 4, Section 4.1. 2. Demoted employees receive a lower salary. See the Salary Regulations, Part 4, Section 4.2. 3. Voluntary demotion affects salary. See the Salary Regulations, Part 4, Section 4.3. 4. The appointing authority may reduce the compensation of an employee. See the Salary Regulations, Part 4, Section 4.4. 5. The appointing authority may Y-rate the salary of an employee as a reduction in compensation. See the Salary Regulations, Part 4, Section 4.5. 6. The appointing authority may increase the salary of an employee whose salary has been reduced. See the Salary Regulations, Part 4, Section 4.6. 7. Reclassification of positions affects salary ranges. See the Salary Regulations, Part 4, Section 4.7. 8. Salaries are reallocated in relation to status, class, and range. See the Salary Regulations, Part 4, Section 4.8. 9. Salary ranges are allocated according to classifications. See the Salary Regulations, Part 4, Section 4.9. 10. An employee who is transferred from one position to another position in the same class will be compensated at the same step in the salary range previously received. See the Salary Regulations, Part 4, Section 4.10. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 33 11. Transfers from a different class with the same salary receive the same compensation. See the Salary Regulations, Part 4, Section 4.11. 12. Transfers from a different class within five percent at the top step are compensated in relation to steps. See the Salary Regulations, Part 4, Section 4.12. 13. Salaries of employees transferring from deep class positions are adjusted. See the Salary Regulations, Part 4, Section 4.13. 14. The salary of employees who voluntarily demote reflects class levels. See the Salary Regulations, Part 4, Section 4.14. 15. Whenever an employee transfers or voluntarily demotes and the salary step is set according to Sections 4.13 and 4.14, the anniversary date will be established by the promotional rules of Section 3.1. See the Salary Regulations, Part 4, Section 4.15. 16. Employees are entitled to receive higher pay for work in higher classifications. See the Salary Regulations, Part 5 Section 5.1. 17. County employees are paid on designated dates. See the Salary Regulations, Part 6, Section 6.1. 18. Advances are paid in an amount equal to one-third of the employee's basic monthly salary. See the Salary Regulations, Part 6, Section 6.2. 19. The election of advance payment must be made on or before the last day of the month or during the first month of employment. See the Salary Regulations, Part 6, Section 6.3. 20. Salary advances area subject to deductions. See the Salary Regulations, Part 6, Section 6.4. 21. Pay errors are corrected as soon as possible. See the Salary Regulations, Part 6, Section 6.5. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 34 b CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 24 SALARY Performance Objective: Employee salaries are set according to procedures established by the County Board of Supervisors and the Memorandum of Understanding as agreed to by the Board and collective bargaining units. Operational Procedure: 1. The Salary schedule and range of steps for Community Services Department classifications is available in each work location. 2. New employees generally are appointed at the minimum step of the salary range established for the Particular class of positions to which the appointment is made. The appointing authority, however, may fill a Particular position at a step above the minimum of the range. 3. Upon satisfactory completion of the probationary period, employees receive a salary increase to the next step. 4. The performance of each employee, except those employees already at the maximum salary step of the appropriate salary range, is reviewed on the employee's anniversary date to determine whether the salary of the employee is to be advanced to the next higher step in the salary range. Advancement is granted on the affirmative recommendation of the appointing authority, based on satisfactory performance by the employee. The appointing authority may recommend denial of the increment or denial subject to one additional review at some specified date before the next anniversary, with the date set at the time the original report is returned. This decision may be appealed through the Grievance Procedure. 5. Except as provided by County procedures, increments within range shall not be granted more frequently than once per year, nor shall more than one step within range increment be granted at one time, except as otherwise provided in deep class resolutions. Nothing may be construed to make the granting of increments mandatory on the County. If an operating department verifies in writing that an administrative or clerical error was made in failing to submit the documents needed to advance an employee to the next salary step on the first of the month when eligible, the advancement will be made retroactive to the first of the month when eligible. Approved,Policy Council:April 18, 1996 Approved, Board of Supervisors: 6. A Part-time employee is paid a monthly salary in the same ratio to the full-time monthly rate to which the employee would be entitled as a full-time employee as the number of hours per week in the employee's Part-time work schedule bears to the number of hours in the full- time work schedule of the department. 7. Any employee who is appointed to a position of a class allocated to a higher salary range than the class previously occupied, except as provided by County procedures, receives the salary in the new salary range which is next higher than the rate received before promotion. If this increase is less than five percent, the employee's salary is adjusted to the step in the new range which is at least five percent greater than the next higher step, provided that the next step does not exceed the maximum salary for the higher class. 8. Any employee who is demoted, except as provided under County procedures, will have the salary reduced to the monthly salary step in the range for the class of positions to which he or she has been demoted next lower than the salary received before demotion. If this decrease is less than five percent, the employee's salary will be adjusted to the step in the new range which is five percent less than the next lower step provided that the next step is not less than the minimum salary for the lower class. 9. Whenever a demotion is the result of layoff, cancellation of positions or displacement by another employee with greater seniority rights, the salary of the demoted employee will be the step on the salary range which would have been achieved if the employee had been continuously in the position to which he or she has been demoted, all within range increments being granted. 10. Whenever any employee voluntarily demotes to a position in a class having a salary range lower than that of the class from which he or she demotes, the salary remains the same if the steps in the new demoted salary range permit. If not, the new salary is set at the step next below the former salary. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 36 Al CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 25 MANAGEMENT 2.5% LONGEVITY PAY PLAN Performance Objective: Certain designated classified, exempt and project management employees and officials may receive a 2 1/2% longevity differential. Operational Procedure: 1. Certain designated classified, exempt and project management employees and elected officials whose classifications, or have been added thereto and who have completed ten years of service for the County in either an appointive or elective capacity, are eligible to receive a 2 1/2% longevity differential. 2. For purposes of determining ten years of service for this differential, the records utilized for service award purposes will control. 3. 4. Approval of the appointing authority based on work performance is required prior to the granting of the longevity differential. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 37 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 26 PAYROLL PROCEDURES Performance Objective: Employees are compensated based on Merit System or Project Classifications and other applicable factors. Operational Procedure: 1. When an employee in a permanent position in the Merit System is required to work.in a classification for which the compensation is greater than that to which the employee is regularly assigned, the employee will receive higher compensation for work at the rate of pay established for the higher classification, commencing on the eleventh work day of the assignment, under the following operational procedures. 2. Certain designated classified, exempt, and project management employees and elected officials whose classifications have been added thereto and who have completed ten years of service for the County in either an appointive or elective capacity, are eligible to receive a 2 1/2% longevity differential. For purposes of determining ten years of service for this differential, the records utilized for service award purposes will control. Approval of the appointing authority based on work performance is required prior to the granting of the longevity differential. 3. For permanent full-time and Part-time employees, the regular payday for each month is the tenth of the following month. However, if employees sign a Salary Advance Request form, they will be issued a salary (up to one-third of the gross salary) on the twenty-fifth of the current month. The balance of the salary less deductions will be paid on the following tenth. 4. All permanent-intermittent employees are paid an hourly rate on the tenth and twenty-fifth of the month. Payment on the twenty-fifth covers hours worked between the first and the fifteenth of the month; payment on the tenth covers hours worked between the sixteenth and the last day of the previous month. 5. When a payday falls on a weekend or holiday, payday is ordinarily the last workday before a weekend or holiday. Unless otherwise specified, paychecks are delivered to the employee's work station on payday. Employees who have a scheduled day off on payday may make alternative arrangements for check pickup by contacting Administration before noon of the preceding day. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 4 6. County employees are paid by a warrant drawn upon the County Treasury in favor of the employee for the amount of salary due. County Warrant may be deposited or cashed in the same manner as a check from a local bank. 7. Permanent salaried employees are allowed to have net pay normally reflected on their regular paychecks automatically transferred into their account at Participating financial institutions. Instead of a paycheck, Participating employees will receive a deposit receipt on payday, similar to the paycheck stub delivered on the tenth of the month. This deposit receipt identifies all earnings and deductions and indicates the amount of net pay forwarded to the employee's bank or other financial institution. 8. In order to Participate in this program, employees must agree to deposit all net pay from their regular tenth and twenty-fifth payrolls into a single account, pay a one time setup fee of $5.00, and provide the Personnel Department with a deposit slip identifying the account to be credited with employee deposits. Employees choosing to sign up for Automated Check Depositing or desiring further information are encouraged to call the Personnel Department. 9. If an employee receives a pay warrant which has an error in the amount of compensation to be received and if this error occurred as a result of a mistake by the Auditor-Controller's Department, the error will be corrected and a new warrant issued within forty-eight working hours from the time the department is aware of and verifies that the pay warrant is in error. 10. Pay errors found in employee pay area corrected as soon as possible as to current pay rate, but no recovery of either overpayment, or underpayment to an employee shall be made retroactively except for the six month period immediately preceding discovery of the pay error. This provision applies regardless of whether the error was made by the employee, by the appointing authority, by the Director of Human Resources, or by the Auditor-Controller or designees. 11. Recovery of fraudulently accrued overpayment or underpayment area excluded from this policy for both Parties. 12. When the County notifies an employee of an overpayment and proposed repayment schedule and the employee chooses to meet with the County, a meeting will be held at which time a repayment schedule will be determined. If requested by the employee, a Union representative may be present at a meeting with management to discuss a repayment schedule in the case of overpayment tot he employee. 13. Mandatory payroll deductions include: Federal and State income tax, social security, retirement for permanent employees who work at least fifty percent of full time, State disability insurance, Union dues, service fees, and/or conscientious objector contributions. 14. Voluntary payroll deductions include: deductions for charity donations to authorized nonprofit foundations, deferred compensation programs, health, dental, and life insurance plans, transfer of funds to Contra Costa County Employees Credit Union, and other types of union sponsored programs. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 39 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 27 GENERAL CONDITIONS OF EMPLOYMENT Performance Objective: Conditions of employment in this salary resolution apply to all employment in positions whose compensation is provided by this resolution. Operational Procedure: 1. Exceptions: Elected officers, modifications for employees occupying "live-in" positions and other modifications as may be made by resolution. 2. The appointing authority is the department head or Executive Director. See the Salary Regulations, Part 7, Section 7.2. 3. On-Call time is any period during which the employee is not actually on duty but must be ready to immediately report for duty and be reachable by the superior on ten minutes' notice or less. See the Salary Regulations, Part 8, Section 8.1. 4. The normal workweek for County employees is forty hours between 12:01 am Monday to 12:00 midnight Sunday, usually five eight-hour days. See the Salary Regulations, Part 8, Section 8.2. 5. The "4-10" shift is an exception to the general rules in general salary resolution provisions. See the Salary Regulations, Part 8, Sections 8.3 to 8.7. 6. Employees in permanent positions are entitled to vacations with pay. See the Salary Regulations, Part 9, Section 9.1. 7. Employees in management classifications may choose reimbursement for up to one-third of their annual vacation accrual. See the Salary Regulations, Part 9, Section 9.2. 8. Permanent employees are entitled to receive sick leave credits. See the Salary Regulations, Part 9, Section 9.3. 9. Employees may receive extra pay for shift differentials. See the Salary Regulations, Part 11, Section 11.1. 10. Employees with a valid vocational education credential and whose duties include teaching in a vocational education project approved by the California State Department of Education Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 40 will receive a premium of five percent of their base salary rate. See the Salary Regulations Part 11, Section 11.3. 11. All overtime is compensated at one rate. See the Salary Regulations, Part 12, Sections 12.1 and 12.2. 12. The County provides programs of insurance covering life, health, accident, disability, and liability. See the Salary Regulations, Part 13, Section 13.1. 13. Living-in positions allow for charges for maintenance made in the amounts and in the manner prescribed by Board of Supervisors resolutions whenever maintenance is provided to an employee. See the Salary Regulations, Part 14, Section 14.1. 14. Permanent employees continue to receive full regular salary during any period of compensable temporary disability absence. See the Salary Regulations, Part 15, Section 15.1. 15. County employees are compensated for the loss or damage of personal property. See the Salary Regulations, Part 15 Section 15.2. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 41 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 28 TRAVEL AND MILEAGE Performance Objective: County employees are allowed compensation for mileage. Operational Procedure: 1. Subject to limitations elsewhere provided and upon rendering detailed expense accounts, County employees are allowed their actual, reasonable, and necessary expenses in performing official duties, including travel. 2. For such expenses of travel necessarily done by private automobile, unless provided otherwise by Board of Supervisors resolution, employees are allowed thirty cents per mile up through four hundred miles per month and sixteen cents per mile over four hundred. 3. The County Administrator promulgates Regulations, covering these matters and the submission of these account claims to the Auditor-Controller. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 42 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 29 ADVANCE AMOUNT FOR TRAVEL Performance Objective: Advance amounts for travel may be allowed County employees. Operational Procedure: 1. County employees who travel beyond the territorial limits of this County on official business are entitled to receive in advance of travel an amount equal to the estimated expenses to be incurred. 2. If the advanced amount exceeds the amount of expenses actually and necessarily incurred, the excess will be repaid to the County upon return of the employee. 1 Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 43 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 30 SERVICE RECOGNITION Performance Objective: A program of recognition for length of service in the employment of Contra Costa County is established. Operational Procedure: 1. A program of recognition for length of service in the employment of Contra Costa County is established. See the Salary Regulations, Part 16, Section 16.1. 2. Service credits are accumulated in relation to length of service. See the Salary Regulations, Part 16, Section 16.2. 3. Awards for service are made at intervals prescribed by the Board of Supervisors. See the Salary Regulations, Part 16, Section 16.3. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 44 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 31 APPOINTMENTS: FIXED TERMS Performance Objective: Fixed term positions are positions designated by Ordinance and unrepresented positions designated by the Director of Human Resources. Operational Procedure: 1. Appointments to these positions are for fixed terms subject to probationary requirements and other provisions of the Merit System or to Project employees. 2. Appointments come from eligible lists and are subject to the conditions set forth in the class specification. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 45 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 32 DEEP CLASS REASSIGNMENTS Performance Objective: Deep class incumbents may be reassigned. Operational Procedure: 1. Deep class incumbents are subject to reassignment to higher or lower responsibility levels within the class, and to higher or lower base salary steps within the class, in accordance with the work assignments. 2. Deep class work assignments are determined and may be modified by the appointing authority. 3. Prior to a downward reassignment, the appointing authority advises the incumbent in writing of the proposed action and reasons for the proposed action. The appointing authority provides an opportunity for the incumbent to respond in five calendar days or the incumbent may respond within ten calendar days of its filing with the Director of Human Resources. See Salary Regulations, Part 18, Section 1802 and 1804. 4. A copy of the downward reassignment order is filed with the Director of Human Resources. See Salary Regulations, Part 18, Section 1803. 5. Incumbents may appeal the reassignment order within seven calendar days to the Merit Board. See Salary Regulations, Part 18, Section 1804. 6. Deep class reassignments apply to all management deep classes. See Salary Regulations, Part 18, Section 1806. 7. For more information on deep classes, see Salary Regulations Part 20, Sections 20.1 to 20.4. Approved, Policy Council: April 18,,1996 Approved, Board of Supervisors: 46 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 33 EXEMPT APPOINTEES' MERIT SYSTEM STATUS RETENTION Performance Objective: Permanent employees excluded from the Merit System may retain Merit System status and seniority. Operational Procedure: 1. Whenever a Merit System employee having permanent status is appointed to a County position excluded from the Merit System by ordinance, the employee will be considered on a leave of absence from the Merit System position. 2. Employees retain all Merit System seniority and status for the class held immediately preceding exempt appointments, unless the employee is terminated from the exempt position for cause, as stated in the Regulations, adopted by the Board of Supervisors governing separations. 3. In the case of termination from the exempt position for cause, the procedures for separations and the rights of appeal apply. Termination for cause is automatically applicable to both the exempt position and the Merit System position. 4. Unless separated for cause, an employee excluded from the Merit System whose exempt appointment is terminated will automatically end the leave of absence from the Merit System and revert to the class held immediately prior to the exempt appointment. This reversion is governed by the Merit System rules on seniority and layoff. However, displacement may occur only within the department in which the exempt appointment occurred. 5. The provisions of this section do not apply to exempt appointments made by the Board of Supervisors, exempt appointments serving at the pleasure of the Superior or Municipal Judges, Exempt Medical Staff appointments, or appointments to project positions unless specifically authorized by the Board of Supervisors. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 47 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 34 CONFLICT OF INTEREST Performance Objective: Rules are established to reduce conflict of interest in the employment, assignments, and conduct of County employees. Operational Procedure: 1. No person shall hold a job while either that person or a member of the immediate family serves on a board, council, committee, or other major policy-making body of the Grantee or Delegate Agency which, either by rule or by practice, regularly nominates, recommends, screens, or selects candidates for the Particular agency or program in which the person is employed. 2. Members of the immediate family include: Brother, Brother-in-law, Daughter, Daughter-in- law, Father, Father-in-law, Husband, Mother, Mother-in-law, Sister, Sister-in-law, Son, Son- in-law, and Wife. 3. In the case in which a member of a board or other major policy-making body wishes to apply for a staff position which would result in a conflict of interest, that person may only apply for the position if the following procedures are observed: A. The individual does not Participate in any way in the nomination, screening, or selection process; B. The vacancy is widely advertised and all qualified candidates are fully considered on an equal basis; C. The individual resigns from the board or other policy-making group immediately upon notification of selection to the position, if selected. 4. In accordance with the Board of Supervisors, neither members of advisory boards, commissions, committees, nor the Board of Supervisors itself shall seek to influence the decision of an appointing authority on personnel matters. 5. Officials, Commissioners, and Committee members appointed by the Board of.Supervisors shall adhere to the Political Reform Act of 1974 (Government Code, Sections 81,000 ff), which provides that: A. Local government should serve the needs and respond to the wishes of all citizens equally, without regard to their wealth; Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 48 B. Public officials should perform their duties in an impartial manner, free from bias caused by financial interest of themselves or their supporters; and C. Public officials should disclose assets and income which may be materially affected by their official actions, and in appropriate circumstances they should by disqualified from acting in order to avoid conflicts of interest. 6. All officials should so conduct the public business as to avoid even any appearance of conflict of interest. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 35 IDENTIFICATION CARDS Performance Objective: Employees in certain work units of some departments may be required to have and wear in a highly visible place an official County Identification Card during performance of official duties. Operational Procedure: 1. Arrangements are made by the Human Resources Department and the immediate supervisor for issuance of an identification card. 2. Identification cards must be returned to the Human Resources Department upon separation from County service. Final salary warrants will not be issued until the cards are received. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: cn CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 36 DAYS AND HOURS OF WORK Performance Objective: The normal work week of County employees is forty hours between 12:01 am Monday to 12:00 midnight on Sunday, usually five eight-hour days. Operational Procedure: 1. Where operational requirements of a department require deviation from the usual pattern of five eight-hour work days per week, an employee's work hours may be scheduled to meet these requirements. The Department Head shall prepare written schedules in advance to support all deviations to encompass the complete operational cycle contemplated. 2. The work week for employees in the "4-10" shift is four ten-hour working days during a work week consisting of any seven day period. If the County chooses to eliminate any existing "4- 10" shift, a substitute "5-8" shift, or if the County chooses to institute a "4-10" shift which does not allow for three consecutive days off, the,County will meet and confer with the Union prior to implementing a new shift. 3. An employee is entitled to two breaks during an eight-hour day. These are scheduled in consultation with supervisors. Since breaks are taken on County time, employees are asked to remain in the vicinity of the building or work site (within walking distance). 4. An employee is required to take a regularly scheduled lunch period. The lunch period is one hour in length, and the employee may not work during this period except as specifically directed by a supervisor. A lunch period may be less than sixty minutes as mutually agreed to by both the employee and the department head. 5. Employees may be authorized leave with pay from work for vacation time. 6. Employees may be authorized leave with pay from work for approved holidays. 7. Provisions are made for employees doing jury duty or serving as witnesses in a court of law. 8. Employees may take up to two hours off of working time to vote in any statewide election. 9. Employees may attend meetings held by County agencies during regular working hours on County time. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 10. Certain classified, exempt, and project management employees may be credited with five days or forty hours of paid personal leave. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 52 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 37 PERFORMANCE EVALUATION AND PERFORMANCE RATING Performance Objective: A uniform service rating system includes provisions for periodic ratings of employees on the basis of performance for the purpose of effective personnel control in such matters as promotions, transfers, demotions, termination, salary adjustments, rehiring, and recommendations to future employers. Operational Procedure: 1. Employees are evaluated within the first six (6) months of employment in accordance with County probationary requirements. 2. A formal, written review of employees is completed annually. 3. Ongoing evaluation continues throughout employment. 4. The six-month probationary period is utilized as the final phase of the examination process. It is used.by the appointing authority for the effective adjustment of new employees and for termination of employees whose performance is unsatisfactory. For more information on the probationary period, see the Personnel Management Regulations, Part 9, Section 901 and 902. 5. Employees are evaluated by their supervisors. 6. Evaluations are filed in the employee's personnel records. 7. Service ratings are done in a formal report by the immediate supervisor who is responsible for the work of the employee being rated. Reports become a Part of the employee's permanent personnel record. 8. Immediate supervisors rate individual employees on the basis of work performance, efficiency, dependability, and adaptability. Service ratings are made on each employee at the end of the probationary period and at the end of the first year of employment in the job occupied and annually thereafter(or at a time established by the department). 9. An employee who receives an " unsatisfactory" rating is ineligible for a higher pay or job rating until a "satisfactory" rating is received. Employees may be reassigned, demoted, or discharged for receiving unsatisfactory ratings. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 10. Employees may review and discuss their service rating with the supervisor. Service ratings may be reviewed by the employee as soon as possible after the supervisor prepares the rating, but the rating may not be seen by unauthorized persons. After discussion, the employee must sign the rating form. The signature indicates only that the employee had discussed the rating with the supervisor. 11. Each employee shall receive a copy of the rating. 12. The primary function of supervisory personnel is guidance and improvement of the - operation. Each supervisory visit shall be a positive approach to improvement and add to the employee's contribution to the department. 13. The review of service ratings is done by the supervisor's supervisor or designee. The reviewing official must: A. Discuss the rating with the employee-, B. Approve or disapprove the service rating; C. Change the service rating, without formal appeal procedures, when in the interest of sound administration; and D. Upon request of the employee, provide an impartial review of the service rating. 14. If the employee is dissatisfied with the decision, the employee may appeal in writing within ten days to the Director for an impartial review of the service rating. The Director or agents shall render a written decision sustaining or modifying the rating to the employee within ten days following the hearing. 15. If the employee is dissatisfied with the decision of the Director, the employee may within ten days appeal the decision to the local authority for a review. This authority reviews the appeal, rating, and Director's decision and renders in writing a decision to the employee within ten days. 16. Policy Council must be involved in the decision if a recommendation to terminate an employee is given. Policy Council must approve the termination in accordance with Head Start Regulations. Approved, Policy Council:April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL - POLICY 38 UNION MEMBERSHIP Performance Objective: Contra Costa Count follows the State of California Legislature adopting a set of codes pertaining to employer-employee relations for public agencies. Operational Procedure: 1. The County Board of Supervisors recognizes collective bargaining units to represent certain classifications of County employees to determine the wishes to be represented and by which organizations. 2. Representatives of the collective bargaining unit will provide literature and information regarding the services of that unit and conditions of employment that have been agreed to by the Board of Supervisors and that collective bargaining unit. 3. The Board of Supervisors approves the processes by which representatives of the bargaining unit may use County time, facilities, and bulletin boards to communicate with members. 4. The collective bargaining unit provides its members with information regarding these matters. 5. Questions relating to policies guiding the collective bargaining process are to be directed to: Human Resources Department Employee Relations Division 651 Pine Street, Second Floor Martinez, CA 94553 Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 55 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 39 SENIORITY Performance Objective: An employee's seniority is determined by length of service. Operational Procedure: 1. An employee's seniority within a class for layoff and displacement purposes is determined by adding the employee's length of service in the Particular class in question to the employee's length of service in other classes at the same or higher salary levels as determined by the salary schedule in effect at the time of layoff. 2. Employees reallocated or transferred without examination from one class to another class having a salary within five percent of the former class carry the seniority accrued in the former class to the new class. 3. Service for layoff and displacement purposes includes only the employee's last continuous permanent County employment. Periods of separation may not be bridged to extend such service unless the separation is a result of layoff. In this case, bridging will be authorized if the employee is re-employed in a permanent position within the employee's layoff eligibility. 4. Approved leaves of absence as provided for in these rules and Regulations, do not constitute a period of separation. 5. In the event of ties in seniority rights in the Particular class in question, ties are broken by length of last continuous permanent County employment. If a tie remains in seniority rights, the tie will be broken by counting total time in the department in permanent employment. Any remaining ties are broken by random selection among the employees involved. 6. The length of service credits of each employee of the County dates from the beginning of the last period of continuous County employment (including temporary, provisional, permanent status, and absences on approved leaves of absence). When an employee separates from a permanent position in good standing and within two years is re-employed in a permanent County position or is re-employed in a permanent County position from a layoff list within the period of layoff eligibility, service credits include all credits accumulated at time of separation but do not include the period of separation. The Director of Human Resources determines these matters based on the employee status record in the department. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 56 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 40 POLITICAL ACTIVITIES Performance Objective: Employees are cautioned that Federal and State laws restrict political activities by public employees. Some of these restrictions carry criminal penalties, most of which do not depend on knowledge by the employee of the wrongfulness of conduct. Operational Procedure: 1. Partisan political activity by local government employees whose work is even Partially financed by Federal funds is prohibited. (Federal Hatch Act, Sections 1500 and Title.5 of United States Code). 2. Fund raising and other political acts on public premises or by use of official influence is restricted. (Section 3201; and, Section 3205, declared unconstitutionally overbroad by the California Supreme Court). 3. Political activities of all persons and those seeking or advocating election to offices or affecting election propositions are subject to current Regulations. (Sections 81000: "Political Reform Act of 1974" also know as "Proposition 9" or"The Fair Political Practices Act"). 4. Employees are encouraged to consult legal counsel or County law libraries when contemplating political activities. 5. Contra Costa County may be penalized for violations of the United States Hatch Act. Therefore, the various departments Partially financed by Federal funds must be alert to possible violations by employees. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: C' CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 49 LAWSUITS AGAINST THE COUNTY AND COUNTY EMPLOYEES Performance Objective: Contra Costa County may defend against lawsuits against the County and County Employees. Operational Procedure: The following procedures apply when any legal papers except subpoenas are served on count officers or employees in their capacity relating to County employment. 1. County officers and employees, other than the Chair and the Clerk of the Board of Supervisors, are not authorized nor obliged to accept service on behalf of the County and should not do so. 2. When an officer or employee is served personally in the capacity as an official, the employee is individually a Party to the lawsuit whether or not the County is also a Party. 3. If officers or employees are individually named and desire the County to defend them against the action, they must make a written request for defense to the Board of Supervisors. They are not required to make this request or tender individual defense to the County. However, if they do not do so, the County is not required to defend employees in the action or to pay judgments against them. 4. The County's self-insurance program for public liability covers officers and employees against public liability claims arising from their Count employment. However, the self- insurance coverage does not include punitive or exemplary damages. Officers and employees will be personally liable for damages awarded against them by way of punishment or example. 5. The employee or official served shall immediately make a note on the papers of the time and place of service and deliver them to the supervisor, who immediately delivers them to the department head. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 58 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 42 EMPLOYMENT DISCRIMINATION COMPLAINTS Performance Objective: The County maintains procedures to govern complaints of discrimination by employees of Contra Costa County. Operational Procedure: 1. The following operational procedures apply to all issues of discrimination regarding recruitment, appointment, training, promotion, retention, or other aspects of employment. The subject areas of discrimination include race, color, national origin, sex, religion, handicap, age, sexual orientation, and other areas as prohibited by applicable State or Federal laws. 2. The establishment of this procedure is not intended to supplant the County's Grievance Procedure nor the appeal provisions of the Personnel Management Regulations. 3. Employees are encouraged to resolve discrimination complaints at the department level. 4. Employees must contact the person to whom complaints of discrimination are directed. If the complaint cannot be resolved at the department level, the complainant may file a written complaint of discrimination with the County Affirmative Action Officer or Merit Board. 5. If a written complaint is filed with the County Affirmative Action Officer, an investigation will be conducted with the assistance of the Human Resources Department, County Counsel (if needed), and the operating department. 6. Details and time limitations regulating the Employment Discrimination Complaint procedure are shown in Administrative Bulletin No. 27.2. Assistance may be obtained by contacting the County's Affirmative Action Officer at: County Administration Building 651 Pine Street, Tenth Floor Martinez, CA 94553 Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: i CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 43 OUTSIDE EMPLOYMENT Performance Objective: Outside employment and the pursuit of career-related activities is encouraged. Operational Procedure: 1. The Grantee office encourages employees to pursue career-related activities such as workshops, training, etc. and to consider outside employment. 2. Any involvement in additional employment creating conflict of interest for either the County or its clients is cause for dismissal. 3. Staff members wishing to engage in any outside employment for special purposes may discuss their intentions with the department head or Personnel Officer. Approved, Policy Council:April 18, 1996 Approved, Board of Supervisors: �n CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 44 EMERGENCY PROCEDURES Performance Objective: The County adopts procedures to ensure the health and safety of employees and the public using County facilities. Operational Procedure: 1. Emergencies may be any number of circumstances calling for some type of immediate response including: A. Medical emergencies; B. Fire; C. Earthquake; D. Bomb threat; E. Natural disasters 2. Each work site has an Emergency Plan including the following elements: A. Designation of a Building Warden, including two alternates whose authority during an emergency will supersede that of all other County officers at that location; B. Posting of emergency telephone numbers and basic response procedures; C. Training for all employees in emergency reporting and responses; and D. Evacuation Plan with posted exit routes, assembly area, means of assisting handicapped people, notification or alarm technique, and means of accounting for all personnel. 3. Elevator use is restricted to disabled personnel in emergencies. 4. Medical Emergency Responses include: A. Providing appropriate first aid and/or cardiopulmonary resuscitation (CPR); B. Calling the fire department if advanced first aid is required (911); C. Calling an ambulance if appropriate (911); D. Sending the injured to either the physical location of his or her choice or to the nearest medical emergency center or hospital; E. Reporting injuries to the appropriate supervisor immediately; Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 61 r F. If an injury results in death or hospitalization of an employee for over twenty-four hours, calling the Safety Division and the State Division of Occupational Safety and Health (CAUOSHA). 5. Fire Emergency Responses include: A. Notifying the fire department immediately. Building, room number, address, and other means of identifying location of the fire is required as well as a description of the size and type of fire, relaying if there are any injured people, name, and telephone.number and extension; B. Evacuating all people from the area of the fire and closing off the fire area; C. Reporting to Assembly Area (consult the Evacuation Plan); and D. Using appropriate type fire extinguisher. If smoke or heat endangers safety, evacuating the area to allow emergency personnel handle the situation is required. 6. Earthquake Emergency Responses include: A. Duckling and covering under a table or desk, crouching on knees with face down and hand covering the back of the head; B. Staying clear of outer walls, windows, glass, cabinets, files, or shelves; C. Evacuating the building to Assembly Area after counting 100; D. Avoiding re-entry into the building; E. Allowing the Building Warden to re-enter the building to search for missing persons, assess the extent of damage, turn off utilities as needed, and checking for gas leaks. NOTE: Do not turn off gas is a leak exists; F.. Keeping clear of overhead wires, poles, buildings, trees, and falling objects if outside; and G. Preparing for aftershocks. 7. Bomb Threat Emergency Responses include: A. Attempting to determine the following information from the caller: 1. When the bomb will explode; 2. Where is bomb is now; 3. What kind of bomb it is; 4. What the bomb looks like; 5. Why the caller placed the bomb; and 6. Who the caller is. B. Determining the following information about the caller: 1. Was the caller male, female, adult, or juvenile (approximate age); 2. Was the call long distance or local; 3. Was the caller's voice loud, soft, high pitch, deep, raspy, pleasant, intoxicated, muffled, or disguised; 4. Was the caller's accent local, not local, foreign, or regional; Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: b 5. Was the caller's speech fast, slow, distinct, distorted, nasal, stuttering, slurred, or with a lisp; 6. Was the caller's language excellent, good, fair, poor, foul, or otherwise; 7. Was the caller's manner calm, angry, rational/irrational, coherent/incoherent, deliberate, emotional, righteous, or laughing; and 8. Was the background noise quiet, music, voices, children, street traffic, office machines, factory machines, airplanes, trains, a Party, or animals. C. Notifying the supervisor immediately, and filling out the Bomb Threat Report Form as soon as possible and returning it to the supervisor. D. The supervisor immediately reports to the Building Warden and/or Senior On-site Administrator and passes on the Bomb Threat Report Form. E. The Building Warden and/or Senior On-Site Administrator should call 9 + 911 to report the situation. Then the Department Head or Designee should be notified. Determination for an evacuation will be made depending on the nature of the threat. F. The Department Head or Designee should notify the County Office of Emergency Services by telephone (646-4461) and fax (646-1120) the Report Form as soon as possible. If the threat is not immediate, the determination for evacuation is made by the Department Head (or designee). G. All building occupants, if asked to evacuate, should take a quick look around their work area. If an unusual object is observed, they should not touch it; report it to the responsible person when leaving the building. Occupants are encouraged to remove personal articles: i.e. lunch bags, purses, shopping bags and coats, when leaving the building. If evacuated, wait at the designated assembly area until further instructed by the Building Warden, Department Heads, or Designee. Occupants are not to leave without authorization. Do not re-enter the building until directed to do so by the Building Warden, Senior On- Site Administrator, or Department Head. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 63 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 45 SALARY DIFFERENTIALS Performance Objective: Salary differentials are provided to employees working with bilingual skills, word processing machines, and video display terminals. Operational Procedure: 1. A salary differential of fifty dollars per month is paid to incumbents of positions requiring bilingual proficiency as designated by the appointing authority and the Director of Human Resources. 2. The bilingual salary differential is prorated for employees working less than full-time and/or who are on an unpaid leave of absence for a portion of any given month. 3. Designation of positions for which bilingual proficiency is required is the sole prerogative of the County. 4. Employees who are assigned primary responsibility for the operation of work processing machines such as mag-card machines, minicomputers, with word processing software, video display typewriting equipment, or other equipment attached to a typewriter or printer with external storage capacity and utilized in the transformation of words and/or ideas into readable form will receive a differential of fifty dollars per month. This differential is prorated for permanent Part-time and permanent-intermittent employees. 5. Employees utilizing video display terminals under the same terms and conditions applied to members of AFSCME, Local 2700 continue to be eligible to receive a differential of forty dollars per month. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors. 64 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 46 EMPLOYEE EXPENSE REIMBURSEMENT Performance Objective: Contra Costa County reimburses employees for direct out-of-pocket expenses that occur in the conduct of assigned work for the County. Operational Procedure: 1. Employees must receive approval from the supervisor prior to making any personal purchases that would otherwise qualify for reimbursement. The items purchased must be for such materials, supplies, and services necessary for work and are not available through the regular purchasing procedures established by the department. 2. The types of situations in which employees typically receive reimbursement include but are not limited to: A. Local travel including reimbursement for use of private automobile, parking, meter fees, toll bridge fees, BART fees, and use of local buses; B. Air fares when traveling to an assigned meeting, conference, or other work-related event; C. Lodging when assigned to locations outside greater Bay Area; D. Meals when assigned to overtime work situations, as when employee works outside the Bay Area at regular meal times; E. Educational and job improvement training events when approved in advance by the Department Head; E. Professional literature, journals, associations and organizations for certain management personnel when approved in advance by the Department Head; G. Loss and damage to personal clothing, tools, and equipment in the conduct of work when employees are directed by supervisors to provide such items as Part of the job assignment. 3. The County Administrator's Office and the Office of the Auditor-Controller issue rules and Regulations, regarding the authorization for reimbursement of expenses to employees. Employees must receive prior approval from their supervisors before expending personal funds for purchases of items if the employee plans to request reimbursement. The supervisors provide proper forms and explanation of procedures for processing expense reimbursement claims. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 47 EMPLOYEE BENEFITS Performance Objective: Head Start employees are entitled to benefits. Operational Procedure: 1. Head Start employees are entitled to the same compensation benefits and subject to the same conditions for receiving those benefits as county employees in the Merit System. Approved, Policy Council: April 18, 1996 Approved,Board of Supervisors: i CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 48 EMPLOYEE SERVICES Performance Objective: The County provides employees with a safe and healthy work environment and provides the public with facilities and services which meet a reasonable and acceptable standard of care. Operational Procedure: 1. Employee Assistance Program: Brief counseling, information and referral is offered by an independent organization in a confidential manner to employees and their family members seeking help for medical/behavioral problems. 2. Credit Union: The Contra Costa County Federal Employee's Credit Union offers a savings and loan program which may be conducted through payroll deduction, available to all employees. 3. Dependent Care Assistance Program: The County has a program to assist employees in obtaining qualified dependent care for children and family members. This plan allows employees to take advantage of special tax savings which allows the employee to set aside up to $5,000 of the annual salary before taxes to pay for eligible dependent care. 4. Vacation Buy Back: Employees in management classifications receive reimbursement for up to one-third of their annual vacation accrual, subject to the following conditions: A. The choice can be made only once in each calendar year; B. Payment is based on an hourly rate determined by dividing the employee's monthly salary by 173.33; and C. The maximum number of hours that may be reimbursed in any year is one-third of the annual accrual. 5. Sick Leave Incentive Plan: Certain management employees are eligible for a payoff of unused sick leave accruals upon separation. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 67 f CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 49 VEHICLE USE Performance Objective: The County establishes policies on the use and operation of vehicles, both County owned and privately owned, in County business. Operational Procedure: 1. All staff and passengers are mandated to wear seat belts. Children under 40 Ib. and/or four years of age must be secured in appropriate car seats. 2. If an employee uses his or her own vehicle for work and is involved in an accident while on the job, then the employee's own insurance is primary. If, for example, the employee's insurance policy covers property damage up to $10,000 and actual damage is $12,000, then the County will cover the additional $2,000. 3. An employee involved in and accident must completely fill out the Vehicle Accident Form. A listing of the names of witnesses and as much information as possible regarding the accident from other drivers and witnesses is required. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 68 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 50 USE OF COUNTY FACILITIES Performance Objective: County facilities are used in accordance with these Regulations,. Operational Procedure: 11. Use of County building space by private organizations is prohibited, except as provided by law for employee organizations. 2. Departmental officials may make arrangements for posting official announcements on County bulletin boards through the General Services Department. Use of County bulletin boards by private organizations for advertising, except as provided by ordinance for employee organizations, is prohibited. 3. Department heads are responsible for the County facilities and property used by employees under their jurisdiction. In controlling and administering use of space and facilities, department heads should see that employees do not introduce material which others will find objectionable or offensive for reasons such as their differing social, political, religious, or moral beliefs. 4. Solicitation of contributions or sale of merchandise within County buildings except for purposes authorized by the Board of Supervisors is prohibited. This does not include parent fundraising activities. 5. Restroom and lounge facilities are provided for employee use. The facilities are not to be used as lunch or coffee rooms. 6. Parking stalls and traffic flow are marked in permanent County parking areas. Parking other than in designated spaces is prohibited, as is driving in directions other than as marked. Handicapped parking spaces are to be used only for such purposes. Parking areas are to be maintained in a clean and neat manner. 7. No drugs or alcohol shall be consumed in any County building, vehicle, or space or used in the conduct of County business, except as provided by special authority of the Board of Supervisors. Approved,Policy Council: April 18, 1996 Approved, Board of Supervisors: 69 f CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 51 ALCOHOL AND DRUG ABUSE Performance Objective: Contra Costa County has the overall goals of reducing the incidence of the abuse of alcohol and other drugs through prevention and education with intervention and treatment Operational Procedure: 1. Pursuant to the Drug Free Workplace Act of 1988, Contra Costa County continues to provide a drug-free workplace. 2. The manufacture, distribution, dispensing, possession, or use of alcohol or controlled substances is prohibited in the workplace, including all property under the control and use of the County. 3. No County employee or volunteer shall offer, consume, or be under the influence of any alcoholic beverage or illegal drug during work hours in or on any County owned or occupied facility or property. 4. Any violation of this provision by an employee of the County may result in requiring the employee to Participate satisfactorily in a drug abuse assistance or rehabilitation program or disciplinary action up to and including termination. 5. Contra Costa County encourages affected individuals to seek professional help voluntarily at an early stage, assist supervisors in dealing with problems related to work performance, and assist supervisors, employees, and possibly family members in confronting an employee's alcohol and other drug problems in the workplace. 6. An employee will not be disciplined for voluntarily requesting assistance for an alcohol or other drug problem. However, seeking assistance or raising any claim related to substance abuse does not relieve an employee of the responsibility to meet the County's performance, safety, or attendance standards, does not relieve an employee of the responsibility to adhere to this policy, and does not insulate the employee from discipline for reasons other than seeking assistance for alcohol or other drug problem. 7. An employee must notify the department head within five days of any criminal drug statute conviction for a violation occurring in the workplace. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 70 8. Consumption of alcoholic beverages in or on a county facility or property, for specified ceremonial occasions, may be allowed if specifically approved in advance by the Board of Supervisors. Approved,Policy Council:April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 52 USE OF COUNTY COMMUNICATION SERVICES Performance Objective: Communication services are provided for the use of County employees for work-related communications. Operational Procedure: 1. The telephone system is provided for the use of County employees in the conduct of their assigned duties. The telephone system is not to be used by employees or the public for personal calls except as may be authorized by the employee's supervisor. Consult the current issue of the Inter-Office Telephone Directory for rules and policies regarding use of County telephone systems. 2. The County provides a message service providing conventional means to forward written material and small packages among various County facilities on a regular route and time schedule. Each work site so served posts the time of pickup and delivery. This service is to be used where available. Supervisors have further information regarding this program. 3. The General Services Department provides a centralized United States Postal Service operation. All mail must be processed through this Center except for emergency situations. Materials to be mailed may be submitted through Messenger Service. The department pays for all postage charges, but receives reduced costs for bulk and ZIP code mailings. The Postal Service is provided for office use of County staff and is not to be used for personal benefit of employees or the public. Supervisors may be contacted for rules and Regulations, regarding United States Postal Services. 4. Fax machines are available for County use. Telephone numbers for fax machines are listed in the Inter-Office Telephone Directory. 5. Various County facilities are equipped with electronic burglar alarms connected to local policy department dispatchers. Supervisors may be contacted for instructions regarding use of burglar alarms. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 72 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 53 CAREER DEVELOPMENT OPPORTUNITIES Performance Objective: The County encourages and supports efforts of employees to improve their skills, abilities, and knowledge in a manner that will help them to be more productive in their current assignments and to be prepared for career advancement as opportunities arise. Operational Procedure: 1. Career development activities are the joint responsibility of the individual and the County. 2. All staff members should engage in continuing education. Whether it takes the form of formal courses of study, Participation in technical society activities, attendance at meetings, reading, or other forms of communication with the profession, the department will make every effort possible to accommodate working schedules to permit occasional attendance at educational meetings. 3. To encourage continuing education, the Board of Supervisors has established a career development education policy. Applications for assistance will be considered by the . department and, subject to funding limitations, funds may be provided for tuition, books, and other direct costs based on: A. Starting and completing courses while associated with the County; B. Field of study relating to assigned duties or prospective assignments; C. All meetings or classes must be attended unless compelling reasons for missing sessions occur; and D. Passing grades must be maintained throughout the course. 4. Certain classified, exempt, and project management employees are eligible for reimbursement up to $150 per fiscal year for memberships in professional organizations, subscriptions to professional publications, professional engineering license fees required by the employee's classification, and attendance fees at job—related professional development activities. Authorization for individual professional development reimbursement requests are made by the department head. 5. Training sessions are held to provide opportunities for staff development and to help employees grow professionally. Such sessions help orient employees to their assignments, explain policies and procedures, teach new skills and methods, and help prepare for a Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 73 Particular program. Professional growth is accomplished through staff meetings and conferences, supervisory interviews, correspondence, extension courses, attendance at professional conferences, inspection tours, and directed readings. If an employee is directed to undertake a course of study or to attend any meeting or lecture requiring travel and/or expenditure of funds, the County reimburses the authorized expenses. Time out of the office during normal working hours attending meetings will be counted as regular hours worked. 6. The department provides opportunities for employees to attend conferences which may benefit the employee and which would help to improve the department's operation or service. All employees must submit written reports to the department head within fourteen (14) days after attending a conference. The written report should include a summary of ideas or methods which may benefit or improve the services or operation of the department. Requests to attend conferences are made to the department head. 7. Teaching and technical staff members are encouraged to Participate as active members of the technical societies and professional organizations of their choice. With prior approval, time off to attend local meetings of Particular interest and benefit may be arranged. The same pertains to national meetings dealing with subjects benefiting professional advancement. 8. Regular monthly staff meetings are held for all regular employees. Individual employees may be called-upon to present assigned topics to the group or be appointed to a committee to study special problems or lead discussions. All such meetings are held on department time and are designed to improve overall job performance and the efficiency and services of the department. 9. The Contra Costa County Training Institute is responsible for the development and presentation of regularly scheduled County-wide training and education programs. Classes are given in a variety of subjects and class space is assigned on a first-come, first-served basis. To request a seat, employees contact the department Training Coordinator. 10. Nominees for enrollment programs are eligible under the following criteria: A. Must be a permanent full-time County employee. Other employees may attend . programs only if approved by their managers and department training coordinators. Space priority is given to those who wish to develop a critical job skill; B. Must be able to attend the course during the scheduled times. All programs, except for the Certificate programs, are offered during standard employee working hours; and C. Must be able to meet course prerequisites set by departments or theTraining Institute. 11. The Training Institute sends a course enrollment confirmation notice when the Participant's request is processed. Information such as course title, dates, times, prerequisites, and location will be included. The confirmation notice may include special information that may be needed to successfully Participate in the program. Completed questionnaires may be required from the Participant, the supervisor, or peers. Some programs require bringing job issues or project work to the sessions. After receiving a confirmation notice, Participants should confirm or cancel their attendance by telephoning the Institute at 646-2586. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 74 12. The department has designated an employee to coordinate all training activities within the department. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 75 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 54 RULES OF CONDUCT Performance Objective: Employees are to respect all rules of conduct regarding the working environment. Operational Procedure: 1. Examples of good conduct include but are not limited to the following: A. Clothing of employees on the job should be in good taste, neat, clean, and appropriate for the duties to be performed; B. Each employee must cooperate with fellow workers and the public in order to set a high standard of work performance. Unwillingness or failure to cooperate shall be cause for disciplinary action; C. Employees must be punctual in reporting for duty at the time and place designated. Repeated failure to report promptly at the time directed will be deemed neglect of duty and subject to disciplinary action; D. When off duty, employees are encouraged to Participate in department activities which may promote the employee's personal health or well being and which, upon Participation, would not be determinative of the operation of the department; E. Employees shall not smoke while conducting activities. Smoking may be done only in designated areas of the building and grounds; F. False reporting shall be subject to disciplinary action; G. Employees should never be discourteous or argumentative with clients and, when appropriate, should refer clients to a supervisor; H. All employees are urged to make any suggestions they feel will be of benefit to the department; I. Employees may be granted authorization to be reimbursed for using their private vehicles when use of private vehicles is essential in the performance of the work required; J. Controls to avoid the undesirability of strangers wandering through the work site will be enforced; K. All complaints on behalf of the public must be handled courteously and promptly and recorded on the form provided to be sent tot he central office for review and possible further action; L. Employees will discourage personal gifts and will not accept any gift or other valuable thing offered in the course of work or in connection with it when such a gift is given in Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: the hope or expectation of receiving a favor or better treatment than accorded other persons; M. Employees shall not accept nor receive money in the form of tips or rewards for services rendered, but gifts may be made to the County in support of programs being operated by the department; N. Solicitation of funds from employees or the public is not permitted on County facilities or on County time, except upon prior written approval from the department head, and with the exception of parent fundraising. Employees desiring to solicit or to have someone else solicit, either directly or indirectly, money or materials of any kind, including prizes, for the purpose of assisting in the promotion of any department program or activity must secure approval before starting such solicitation; and O. Employees are responsible for the safekeeping of any funds they receive until such time as the money is delivered to some other authorized person and a receipt is obtained. Any employee who acts as a custodian for any funds must file a financial report at a time and place determined by the department head. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 55 COMMUNITY RELATIONS Performance Objective: Attention to publicity releases and employee's grievances and complaints is expected. Operational Procedure: 1. Employees are expected to notify the department head of planned events that have publicity value and submit reports of significant happenings, human interest stories, and other items of news value or of general appeal. 2. Publicity to be released to any news media shall be submitted through the central office to be approved by the department head. 3. The department head and designees are authorized to furnish to reporters information of a public relations nature concerning plans, activities, needs, and operational data of the department. Information given is to be accurate, significant, generally accepted among employees, and adequate to present to the general public the best and most complete account of department operations. 4. The office of the department head keeps file copies of all news releases, publications, bulletins, and newsletters. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 56 GRIEVANCE PROCEDURE: COMMUNITY SERVICES DEPARTMENT Performance Objective: A grievance is a formal, written complaint alleging that an employee of Contra Costa County Community Services Department is violating Head Start Regulations, that Head Start procedures: 1. were not followed; or 2. were administered in a discriminatory (unequal) fashion; or 3. were administered in an arbitrary and capricious (unfair) fashion. Situations may arise that are not covered by any existing policy and/or procedure but seem to merit action; these situations would be addressed in most cases by the development of new policies and procedures. Operational Procedure: 1. Before a grievance can be filed by the originator, direct discussion between the originator and staff person(s) whom the complaint involves must make more than one attempt to resolve any problem or conflict. Each Party involved should note the date and time of the informal discussions. 2. Failing resolution at that level, informal consultation with the originator and with the supervisor of the staff person to whom the complaint is directed must take place more than once to resolve such complaint. The meeting may include the Head Start Director and/or supervisor(s) if appropriate. 3. Failing resolution at that level, informal consultation with the Policy Council Grievance Committee must take place to resolve the complaint. 4. Failing resolution at the informal level, the complaint must be prepared in writing and another meeting must take place between the originator and the staff person. The Grantee Head Start Program Manager may facilitate this process. S. Failing resolution at that level within five working days, the complaint may be presented in writing to the Policy Council Grievance Committee, which has ten days to review the matter and to make a recommendation. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 79 6. Failing resolution at that level, or if no action is taken within ten working days, the complaint may be presented to the Head Start Program Manager who has five working days to hold at least one meeting and to make a recommendation. 7. Failing resolution at that level, or if no action is taken within five working days, the complaint may be presented to the Executive Director who has five working days to hold at least one meeting and to make a recommendation. 8. Failing resolution at that level, the Grantee Board of Supervisors can be asked to review the matter. If it is determined that the grievance procedure was followed in accordance with this policy, then the grievance is closed as far as Contra Costa County Community Services Department is concerned. 9. Failing resolution at the Board of Supervisors, the grievance may proceed to ACYF. 10. The following concepts will be used for the grievance procedure: A. Information is submitted in writing, signed and dated; B. No anonymous complaints will be accepted or considered; C. Witnesses may be called at the discretion of the Parties involved; D. Supporting information may be submitted; E. The content of all meetings are kept confidential, unless the complainant discusses the process with persons outside the process. In such a case, staff may discuss the issue with the same persons; F. Mediators or other neutral Parties may be asked to assist in resolving differences anytime after Operational Procedure#5, above; G. Efforts are made to keep the grievance local, involving as few people as possible; and H. Grievances alleging criminal acts or immediate danger to children are dealt with immediately by program officials, parents, and other authorities as appropriate. 11. Once a person has taken a grievance through all of the steps, the grievance may not be returned to the lower level of authority to begin all over again. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 57 GRIEVANCE PROCEDURE: GRANTEE/EXECUTIVE DIRECTOR Performance Objective: The purpose of this procedure is to help solve problems and to resolve differences, not to produce findings of"guilt" or"innocence." A grievance is a formal, written complaint alleging that the Contra Costa County Community Services Department Executive Director is personally violating Head Start Regulations, or that Head Start policies and procedures: 1. were not followed; or 2. were administered in a discriminatory (unequal) fashion; or 3. were administered in an arbitrary and capricious (unfair) fashion. Situations may arise that are not covered by any existing policy and/or procedure but seem to merit action; these situations would be addressed in most cases by the development of new policies and procedures. Operational Procedure: 1. Before a grievance can be filed by the originator, direct discussion between the originator and the Executive Director must make more than one attempt to resolve any problem or conflict. Each Party involved should note the date and time of the informal discussions. 2. Failing resolution at that level, informal consultation with Policy Council Grievance Committee must take place to resolve the complaint. 3. Failing resolution through the informal consultation process, a written grievance is prepared. Within five working days, the'fExecutive Director must respond to the written grievance. 4. If there is no resolution, the County Administrator's Office or the Grantee Board of Supervisors can be asked to review the matter. 5. Failing resolution at the Board of Supervisors, the grievance may proceed to ACYF. 6. The following concepts will be used for the grievance procedure: A. Information is submitted in writing, signed and dated; B. No anonymous complaints will be accepted or considered; C. Witnesses may be called at the discretion of the Parties involved; Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: D. Supporting information may be submitted; E. The content of all meetings are kept confidential, unless the complainant discusses the process with persons outside the process. In such a case, staff may discuss the issue with the same persons; F Mediators or other neutral Parties may be asked to assist in resolving differences anytime after Operational Procedure#3, above; G. Efforts are made to keep the grievance local, involving as few people as possible; H. Grievances alleging criminal acts or immediate danger to children are dealt with immediately by program officials, parents, and other authorities as appropriate. 74 Once a person has taken a grievance through all of the steps, the grievance may not be returned to the lower level of authority to begin all over again. Anoroved, Policy Council: April 18, 1996 Approved, Board of Supervisors; CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 58 CHILD ABUSE REPORTING Performance Objective: All staff and volunteers in all divisions are required to report a suspicion of child abuse. Operational Procedure: 1. This obligation is legal and may not be transferred to someone else. 2. The law requires the person suspecting child abuse to report it. 3. Employees may call Child Protective Services Office for interpretations of circumstances. 4. Employees may choose to remain anonymous in filing the report. This request shall be honored unless the case goes to court proceedings. 5. Phone calls must be followed by a written report. Reporting to Child Protective Services Program is preferred first; reporting to the local police agency is the second choice. 6. Supervisors will annually review child abuse reporting laws and changes at new employee's orientations. 7. The time elapse allowable between incident and reporting is established by law. Supervisors will have the information on the most recent legal requirements. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 59 TEMPORARY APPOINTMENTS Performance Objective: A temporary appointment lasts for a limited period of time and is paid on an hourly basis. Operational Procedure: 1. Temporary appointments follow the same rules of selection and certification as provided for permanent appointments. 2. When a complete certification from an employment list cannot be provided, and upon the request of an appointing authority, the Director of Personnel may authorize the appointment of any person who meets the minimum qualifications for the class. 3. Acceptance or refusal to accept appointment to a temporary position by an eligible shall not limit an eligible person's right to certification to a permanent position. 4. Upon the request of an appointing authority, the director.of Human Resources may authorize reappointment of a temporary employee under the following conditions: A. The person worked in the class for at least thirty (30) days during the year preceding the reappointment; B. The person was previously appointed from an eligible list, or no examination was conducted for the class; C. No permanent vacancy exists in the department in the class, or there is an incomplete certification of names; or D. For other reasons satisfactory to the Director of Human Resources. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 84 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 60 EMPLOYEE RELATIONS Performance Objective: As a Part of a team providing services for the benefit of the public, each employee must cooperate with co-workers and the public in order to set a high standard for work performance. Operational Procedure: 1. Unwillingness or failure to cooperate shall be cause for disciplinary action. 2. The total staff of the department must function as a team, and each employee is required to make a positive contribution in the interest of effective and efficient public service. Aooroved. Policv Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 61 UNEMPLOYMENT COMPENSATION Performance Objective: Employees of Contra Costa County may be eligible for unemployment compensation. Operational Procedure: 1. The cost of unemployment compensation is borne by the County. 2. To qualify for unemployment compensation, an employee must: A. Be unemployed and registered with the State Employment.Development Department for work; B. Have separated for good cause; C. Have received minimum base-period wages as currently established by State law; D. Comply with Regulations, in regard to filing claims; E. Be available to immediately accept suitable work; F. Be actively seeking work; and G. Be physically able to work. 3. On all voluntary resignations, a Notice of Voluntary Termination of Employment (AK-219) must accompany the Notice of Separation (AK-16) and must be immediately forwarded to the Personnel Office. 4. On non-voluntary separations, complete details must be attached to the separation notice, with the exception of rejection of probation separation. 5. See County Administrative Bulletin #320.1 for further information. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 86 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 62 REIMBURSEMENT OF EXPENSES Performance Objective: Volunteers are eligible to receive reimbursement from the County for certain actual and necessary expenses incurred in the performance of authorized volunteer services. Operational Procedure: 1. For information on current County policy, see the updated Administrative Bulletin#321. 2. Community Services Department will administer the Head Start Program consistent with Federal Regulations, to permit reimbursement of expenses incurred by all persons involved with Head Start, including parents and volunteers. -- ' ^-'---- ^--.--:�. A-,;[ 40 lf)na Annrnvnrl Rnnrrl of Cnnarvicnnz- CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 63 EMPLOYEE COUNSELING PROGRAM Performance Objective: All eligible County employees are offered a counseling service. Operational Procedure: 1. If employees'job performance becomes impaired, the Employee Counseling Program is available to help employees solve their problems and improve their work performance. 2. There is no charge for the individual employee counseling, information, or referral visits (one to three sessions). If there is a need for continued specialized professional help, the cost paid by the employee depends on the specific referral resource chosen by the employee. 3. For more information on the Employee Counseling Program, see Contra Costa County Administrative Bulletin #322. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 88 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 64 MANAGEMENT PAID PERSONAL LEAVE Performance Objective: Unrepresented management employees exempt from payment of overtime may receive paid personal leave. Operational Procedure: 1. All management employees exempt from payment of overtime are authorized 50 hours of paid personal leave credit for each year. 2. use of personal leave credits may be requested whenever desired by the employee; however, approval of requests is subject to the same department process as used for vacation requests. 3. All unused paid personal leave will be canceled on December 31 of each year.' 4. For further information on management paid personal leave, see Contra Costa County Administrative Bulletin #323. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: R9 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 65 STATE DISABILITY INSURANCE COVERAGE Performance Objective: Employees in specified representation units are eligible for State Disability Insurance. Operational Procedure: 1. For information on sick leave benefits with State Disability Insurance, see County Administrative Bulletin #325. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 90 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 66 QUALIFICATION REQUIREMENTS FOR POSITIONS Performance Objective: Minimum qualification requirements are set for all Contra Costa County Head Start positions. Operational Procedure: 1. The Personnel officer, in conjunction with the Head Start Program Manager, and/or component Managers, drafts minimum qualification requirements for certain positions. These are received by Policy Council for input and review. 2. Where minimum qualification requirements affect health, education, food service, or other component positions, the draft is received by the appropriate committee for input and review. 3. The draft is then submitted to the Executive Director for review and approval. 4. After Executive Director approval, the draft is sent to the Human Resources Department for further review. 5. Policy Council is kept informed of the process and must approve or disapprove of the finished documents_ 6. Component Managers receive personnel drafts before the Human Resources Department enters the draft into the employment records. Annrnvpd- Poliry Council: April 18. 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 67 ANALYSIS OF STAFF NEEDS Performance Objective: The needs of individual staff members for assistance, training, and tools are analyzed regularly to ensure optimal performance and efficiency of services. Operational Procedure: 1. The Executive Director or designee assesses staff needs by considering levels of responsibility, experience, performance of assigned tasks, and other relevant factors. 2. On the basis of such assessment, the Executive Director or designee determines the delivery of needed assistance after considering funding limitations. 3. Assessment of staff needs is performed at least once every three years or as needed. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 68 NEPOTISM Performance Objective: It is the policy of Contra Costa County Head Start that when employees are related as specified below, such persons will not have direct supervisory or administrative relationships. Operational Procedure: t. The relationships covered by this policy are as follows: spouse, parent, grandparent, child, grandchild, brother, sister, aunt, uncle, niece, nephew or cousin in the first and second degree of the employee or spouse of the employee, or any other person living in the immediate household of the employee. 2. In the event that two employees who are in a supervisory and/or administrative relationship become related as defined above, one of the employees shall be reassigned to eliminate the supervisory and/or administrative relationship as soon as feasible. The choice as to which employee is to be reassigned shall be made in writing by the affected employees. 3. Such reassignment shall not adversely affect any of the employee's rights which are specifically provided for by applicable law, administrative Regulations, Merit System rules, or collective bargaining agreements. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 91 1 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES -PERSONNEL POLICY 69 GIFT ACCEPTANCE Performance Objective: Officers, employees, or agents will not solicit nor accept gratuities, favors, or anything of monetary value from contractors or potential contractors. Operational Procedure: 1. Employees of the Grantee, Delegate Agencies, the Grantee Operated Program, members of employees' immediate families, and members of any board or policy-making body of such agencies are prohibited from accepting gifts, money and gratuities from: A. persons receiving benefits or services under contract or assisted by the Federal and/or State Government; B. any person or agency performing services under contract; or C. persons who are otherwise in a position to benefit from the actions of any employee or board member. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 94 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 70 APPROVAL OF NEW POLICIES AND REVISIONS Performance Objective: All Personnel policies must be approved by Community Services Department, Policy Council, the County Personnel Department, and the Board of Supervisors. Personnel policies and procedures must be consistent with collective bargaining agreements and approved by County Counsel and County Personnel as appropriate. Operational Procedure: 1. A policy is drafted with input from the respective Component and Program staff, related committees, and appropriate department personnel. 2. It is reviewed as appropriate by County Counsel and County Personnel. 3. The draft policy is submitted to appropriate Component Managers and Head Start Program Manager for review and input before it is submitted to the Executive Director for review and approval. 4. After the Executive Director's approval of the draft policy, it is submitted to the Policy Council for review and approval. . 5. If the draft policy is health related, the draft is reviewed by the Health Advisory Board before submission to the Policy Council, 6. The draft policy must be consistent with the written policies of collective bargaining agreements. 7. The draft policy is submitted to the Board of Supervisors for review and approval. 8. If the content of a policy has changed after the Policy Council's original approval, the Policy Council must approve the final version. 9. After Personnel policies and procedures have been approved, they are made available to staff in writing. 10. Policies and procedures are translated as needed. 11. Policies and procedures shall be made available in Braille as needed. Annrnvpri_ Pnliry Council: Aoril 18. 1996 Approved, Board of Supervisors: 12. Respective Component Managers are responsible for amending, revising, or otherwise modifying these policies and procedures. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 96 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 71 FILES AND RECORDS SYSTEM Performance Objective: A file and records system is established and maintained by the Grantee office, but official personnel files are kept at the County Personnel Office. Operational Procedure: 1. A confidential file and records system shall be maintained to include official documents for each staff member, relating to: A. reference checks; B. qualifications for appointment or promotion; C. current wage information; D. records of appropriate training ; E. performance evaluations; F. adverse action; G. declaration form re: child sexual abuse, child abuse/neglect or violent crimes; and H. initial medical exam. 2. Files are kept confidential in locked file cabinets. Annroved. Policv Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 72 EQUAL EMPLOYMENT OPPORTUNITY Performance Objective: The Community Services Department Head Start Program is an Equal Opportunity Employer. Operational Procedure: 1. The above statement must appear on all public notices. 2. See the County's Discrimination Statement for further information. Approved, Policy Council: April 18, 1996 Approved, Board of supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 73 CONTRA COSTA COUNTY HEAD START POLICY COUNCIL AFFIRMATIVE ACTION PLAN Performance Objective: The Contra Costa county Head Start Policy council establishes an Affirmative Action policy to identify and remove artificial barriers to employment and promotion of minority groups and disadvantaged persons and parents. Operational Procedure: 1. Consistent with program requirements, aggressive effort will be made to attract and assist minority and disadvantaged candidates to qualify for employment and promotion. 2. Head Start Administrative Offices and all Delegate Agencies will act affirmatively to make equal employment opportunity a reality throughout the Contra Costa County Head Start Program. 3. Within this Affirmative Action policy, an Affirmative Action Program will be initiated under the direction of the Head Start Coordinators which will require the active support of all Agency who have delegated responsibilities for head Start Program operations, and Affirmative Action will be initiated within current staffing and funding considerations. 4. The Affirmative Action Program includes, but is not limited to, the following steps with the goal of providing full employment opportunity and continued broad Participation of minority and disadvantaged persons: A. Review assisting Personnel programs and procedures to identify and remove artificial barriers to employment and promotion of minority candidates; B. Expand recruitment efforts in the minority and disadvantaged communities; C. Conduct surveys of the Head Start work force to identify situations which special effort in the promotion of this Affirmative Action policy; D. Identify needs of bilingual staff; E. Evaluate training needs and assure that training opportunities are available to all employees regardless of race, religion, sex, or national origin; F. Instruct Delegate Agency Head Start Directors in the intent of the Affirmative Action Program and require their support and compliance with the Program; and G. Periodically evaluate results of the Affirmative Action Program and make necessary adjustments within Council policy to assure the vitality of the Program. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 00 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 74 SOCIAL SECURITY Performance Objective: Social Security tax is a mandated withholding for all County employees. Operational Procedure: 1. The Payroll Department deducts pre-determined Social Security taxes from each County employee's paycheck. 2. Social Security tax withholdings are in addition to other retirement benefits. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 75 SOLICITATION OF GOODS Performance Objective: Contra Costa County prohibits the solicitation of goods on any County property. Operational Procedure: 1. Goods for sale will not be accepted, bought, or sold at any Grantee office or Head Start center. 2. This applies to commercial activities only. This does not apply to parent fundraising. 3. Activities pertaining to parent fundraising are encouraged by Head Start Regulations,. 4. Parent fundraising activities are reviewed and approved by the Policy Council and the Community Services Department. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 76 EMPLOYEE ABSENCE Performance Objective: Employees are expected to report to work on time on a regular basis. Operational Procedure: 1. Unauthorized absences may be grounds for disciplinary action. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 77 SEXUAL HARASSMENT POLICY Performance Objective: Sexual harassment is prohibited. Operational Procedure: 1. Sexual harassment is found in deliberate, repeated, or unwelcome sexual advances, requests for sexual favors, and other verbal or physical conduct of a sexual nature when: A. submission to such conduct is made either explicitly or implicitly a term or condition of an individual's employment; B. submission to or rejection of such conduct by an individual is used as the basis for employment decisions affecting such individual; or C. such conduct has the purpose or effect of substantially interfering with an individual's work performance or creating an intimidating, hostile, or offensive working environment. 2. Behavior which constitutes sexual harassment includes but is not limited to: A. verbal harassment, derogatory comments, slurs, or epithets; B. physical harassment, assault, impeding or blocking movement, gestures, or any physical interference with normal work or movement; C. visual forms of harassment, derogatory posters, letters, poems, graffiti, cartoons, or drawings; or D. requests for sexual favors or unwanted sexual advances. Anoroved. Policv Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 78 STAFF ASSIGNMENTS Performance Objective: Employees are expected to fulfill staff assignments. Operational Procedure: 1. Staff assignments are based on employee job descriptions, with respect to current workload, and in accordance with the chain of command. 2. Staff assignments are determined by the immediate supervisors. In the absence of immediate supervisors, staff assignments are determined by upper level supervisors. 3. Supervisors determine assignment of other duties as necessary. 4. Failure to fulfill assignments may result in disciplinary action up to and including termination, in accordance with the Personnel Management Regulations. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 104 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 79 PROCUREMENT OF SUPPLIES Performance Objective: Supplies are procured through the Purchasing Department. Operational Procedure: 1. For more information of procurement of supplies, see the Administrative Manual. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 80 HIRING/FIRING OF HEAD START STAFF Performance Objective: A position will not be filled without the prior approval of the Head Start Policy Council. Operational Procedure: 1. Following the approved Contra Costa Merit System Regulations, a position or positions for employment as a Head Start staff member will be publicly announced by the Director of Human Resources. 2. Upon receipt of applications, the Human Resources Department will screen the applications to ensure that applicants meet the minimum requirements for filling the position. 3. After applications have been screened, the Human Resources Department submits a listing of all applicants meeting or exceeding the minimum requirements to the Qualifications Appraisal Board. 4. The Policy Council Personnel Subcommittee interviews candidates to determine: A. If the individual will be able to work effectively with parents and/or children in a positive, supportive manner; B. If the individual will be able to work with staff in a cooperative, team-like manner; C. The individual's commitment to low income families and the community; D. The experience the individual has working with or the understanding the individual has of culturally diverse groups; E. Personal characteristics such as warmth, strength, flexibility, understanding, empathy, ability to respond quickly, and working under stress; F. The ability of the individual to work within systems; G. The individual's respect for authority and ability to work under supervision; and H. Any other special skills such as speaking, reading, or writing other languages. 5. After screening and interviewing applicants, the Qualifications Appraisal Board categorizes each applicant as "Acceptable" or as "Highly Acceptable." At least 33% of screened applicants must be determined "I-Highly Acceptable." Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 106 6. The Qualifications Appraisal Board submits a listing of applicants as "Acceptable" or"Highly Acceptable" to the Executive Director. 7. A second interview is conducted with the Executive Director, the Head Start Program Manager and/or designees. 8. The Executive Director selects one applicant from the list and submits the name to the Policy Council for approval prior to offering a position. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: �n� CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 81 HIRING OF HEAD START GRANTEE OPERATED PROGRAM STAFF Performance Objective: A position will not be filled until concurrence is reached between the Head Start Executive Director (Community Services Director), and the Policy Council. Operational Procedure: 1. Following the approved Contra Costa County Personnel Management Regulations, a position for employment as a Head Start staff member will be publicly announced by the Director of Personnel. 2. Upon receipt of applications, the Human Resources Department will screen the applications to ensure that applicants meet the minimum requirements for filling the position. 3. The Director of Human Resources shall designate selection procedures which may be written tests, oral tests, physical agility tests, assessment centers, training and experience evaluations or other selection procedures, or any combination of these. Selection . procedures shall be practical and job related, constructed to sample the knowledge, skills, abilities and/or personal attributes required for successful job performance. 4. In examinations where an oral interview is to be conducted as Part of the total examination, the Director of Human Resources shall appoint one or more Qualifications Appraisal Boards, as needed, to conduct oral interviews. 5. After completion of the examination process, the Director of Human Resources will certify to the Head Start Executive Director in rank order according to the overall scores in the examination process, the names, addresses and phone numbers of the persons entitled to certification. 6. When, after public announcement, the number of accepted candidates is equal to or less than the number necessary for a full certification, after consulting with the head Start Executive Director, the Director of Human Resources may waive competitive testing and certify the applicants without rank or score. Under these circumstances, the Head Start Executive Director will appoint a Qualifications Appraisal Board within the Community Services Department to conduct oral interviews of the applicants. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 108 7. The Policy Council Personnel Committee will interview the prospective employee to determine: A. If the individual will be able to work effectively with parents and/or children in a positive, supportive manner; B. If the individual will be able to work with staff in a cooperative, team-like manner; C. The individual's commitment to low income families and the community; D. The experience the individual has working with or the understanding the individual has of culturally diverse groups; E. Personal characteristics such as warmth;strength, flexibility, understanding, empathy, ability to respond quickly under stress; F. The ability of the individual to work within systems; G. The individual's respect for authority and ability to work under supervision; and H. Any other special skills such as speaking, reading, or writing other languages. 8. The Head Start Executive Director will select one applicant from the list and submit the name to the GOP Local Policy Council for approval. 9. After the interview, the Policy Council Personnel Committee will submit a recommendation to the Head Start Policy Council as to the prospective employee's suitability for Head Start employment in the position being considered. 10. The name of the candidate will be considered for approval by the Head Start Policy Council. Only after the candidate has been approved for employment by the Head Start Policy Council may the candidate be officially employed and report for work. 11. No Head Start funds may be obligated for payment of salary to any employee not previously approved by the Head Start Policy Council. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 82 GRANTEE OPERATED PROGRAM AND DELEGATE AGENCIES Performance Objective: Grantee policies and procedures apply to Delegate Agencies unless otherwise specified. Operational Procedure: 1. This may be completed through contractual negotiations or other written agreements between the Grantee, Grantee Operated Program, and_/or Delegate Agencies consistent with Head Start Federal Regulations. ennrnvnrl Pnlicv Council- Anril 18. 1996 Aanroved. Board of Supervisors: v CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 83 REPORTING STATUS: POLICY COUNCIL AND COMMITTEES Performance Objective: The Grantee office maintains a central file of information items regarding the Policy Council and its committees. Operational Procedure: 1. The central file includes: A. Name of the council/committee; B. Program service it addresses; C. Contact persons (program person and chairperson); D. Date the council/committee was established; E. Charge of the council/committee (i.e., brief description of function/responsibilities); F. Contra Costa County Head Start Policies and Procedures Manual; G. Current listing of members, including identification of each (e.g., Officer, staff, community representative, etc.) with current address and telephone number; H. All council/committee meetings minutes and agenda. 2. It is the responsibility of the Program Manager to ensure that the Executive Director is provided with current information from the central file. 3. The Executive Director is responsible for providing to the Board of Supervisors the central file of council/committee information annually. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: iii CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 84 FINGERPRINTING Performance Objective: All employees over eighteen regularly coming into contact with children must be fingerprinted in compliance with Federal Regulations,. Operational Procedure: 1. Applicable employees must be fingerprinted within four days of the first day of employment. Fingerprinting before the first day of employment is preferred. 2. Failure to comply with fingerprinting Regulations, results in termination or refusal of employment. 3. Records of fingerprint results must be dated within four days of the first day of employment. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 85 SHORT TERM CONTRACT EMPLOYEES Performance Objective: Any short term contract employee working over thirty days must be approved by the Policy council. Employees working less than thirty days do not require Policy Council approval. Contract employees working over one year must have the approval of the County. Operational Procedure: 1. A need for contract labor is determined first. 2. Funds must be available for contract labor. 3. A draft Service Plan is developed and provided to parents for input prior to hiring persons to fill the contract labor position. 4. Selection of persons to fill contract labor positions is determined by the appointing authority or designee. 5. Component Managers and the Head Start Program Manager give input into the development of the Service Plan. 6. Policy Council approves or disapproves of the contract labor. 7. The Service Plan is sent to the contractor and to County Counsel for review and approval. 9. County Counsel sends any changes in the contract to the Administrative Services Officer. 10. The Administrative Services Officer and County Counsel continue to revise the contract and Service Plan until mutual agreement is reached. Component Managers and the Head Start Program Manager provide input throughout this process. 11.After approval of County Counsel and the Administrative Services Officer, the contract is submitted to the Head Start Program Manager for authorization. 12.After authorization by the Program Manager, the contract is sent to the Executive Director for authorization. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 13. After Executive Director authorization, the contract is resubmitted to County Counsel for final approval. 14. County Counsel sends the approved contract to the Administrative Services Officer. 15. Community Services Department sends the contract to the County Administrator's Office a waiver to disperse the county-wide freeze, if applicable. 16. The County Administrator's Office returns the contract to Community Services Purchasing Department to be entered into the accounting system. 17. The signed contract is sent to the contractor and other appropriate Parties. 18. Copies are filed in the Grantee Office. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 86 PROFESSIONAL LICENSES Performance Objective: Applicants for positions requiring professional licenses are required to provide proof of license before accepting employment. Once hired, proof of renewal by the appropriate dates must be submitted to the department to continue as an employee in good standing. Operational Procedure: 1. Proof of a valid California license is submitted to the Grantee, which has the responsibility of verification. 2. Documentation of verification will be submitted to the Department Administrative Services Officer and placed in the employee's personnel file. 3. The employee is responsible for submitting proof.of renewal prior to the expiration date. 4. Documentation of each renewal will be placed in the employee's file. 5. Proof of professional license applies to regular staff as well as to contract staff, consultants, and volunteers. A----.,-A 0--,4 ^fqoinPrviqnrs- CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 87 PROFESSIONAL LIABILITY INSURANCE Performance Objective: Applicants for positions requiring professional licenses are required to provide proof of license before accepting employment. Once hired, proof of renewal by the appropriate dates must be submitted to the department to continue as an employee in good standing. Operational Procedure: 1. Written verification of appropriate professional liability insurance must be submitted to the Grantee office, which has the responsibility of verification. 2. Documentation of verification will be submitted to the Department Administrative Services Officer and placed in the employee's personnel file. 3. The employee is responsible for submitting proof of renewal prior to the expiration date. 4. Documentation of each renewal will be placed in the employee's file. 5. Proof of professional license applies to regular staff as well as to contract staff, consultants, and volunteers. 6. The amount of coverage required will be usual and customary for this area and specific to the professional field. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 116 A v l r � CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 88 ADDITIONAL INFORMATION Performance Objective: Additional information for the following items may be referenced accordingly. Operational Procedure: 1. All documents.requiring the signature of the department head are to be routed through the department head's secretary. 2. Form P300 Position Adjustment Request must be completed as provided in County Bulletin Number 300.2 3. Form AK9 Personnel Request must be completed as provided in County Bulletin Number 301.1. 4. Retirees may Participate in County group health plans. See County Bulletin Number 307.3. 5. The County maintains a safety policy. See County Bulletin Number 308.1. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: 117 CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 89 RECRUITING DISABLED PERSONS Performance Objective: Contra Costa County Head Start is subject to, and will maintain compliance with, Section 504 of the Rehabilitation Act of 1973 in the hiring, promotion, and in general relations with otherwise qualified handicapped candidates and employees. Annroved_ Policv Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 90 CONFIDENTIALITY Performance Objective: Efforts are made to ensure the security and confidentiality of personnel, children's, and family files. Operational Procedure: 1. For information on confidentiality Regulations, see the current State statutes. w��__.._� o..r._.. l ........il• A.,�71 1 Q 1��� Annrnvnrl Rn�rrl Af SIIrIPNICnrC• CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 91 HIRING OF COMPONENT STAFF BY DELEGATE AGENCIES Performance Objective: Delegate Agencies may hire component staff. Operational Procedure: 1. Grantee staff shall attend interviews. 2. Grantee staff will meet ahead of time to do training with parents on the interview process. 3. Component staff hired by Delegate Agencies are to report to the Grantee component staff for orientation and training within two weeks of hire. 4. Directors will provide the appropriate staff members with copies of the current, relevant component plan. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: CONTRA COSTA COUNTY HEAD START POLICIES & PROCEDURES PERSONNEL POLICY 92 AMENDMENT PROCEDURE Performance Objective: Amendments to the Personnel Management Regulations, and to Salary Regulations, may be proposed in writing and adopted by Resolution by a majority vote at any regular or special meeting of the Board of Supervisors. Approved, Policy Council: April 18, 1996 Approved, Board of Supervisors: