HomeMy WebLinkAboutMINUTES - 04041995 - TC.2 TC 2-
Contra Contra
TO: BOARD OF SUPERVISORS " Costa
FROM: Transportation Committee County
DATE: March 28, 1995
SUBJECT: Report on CCTA Draft Conflict Resolution Process
SPECIFIC REQUEST(S) OR RECOMMENDATIONS) & BACKGROUND AND JUSTIFICATION
RECOMMENDATIONS
1: Authorize the Chair to sign a letter to the Regional Transportation
Planning Committees and the Contra - Costa Transportation Authority (see
Exhibit A) transmitting comments on the Draft Conflict Resolution Process
and requesting that the Authority extend the comment period for the
Conflict Resolution Process an additional 30 days to allow an opportunity
for further review by local jurisdictions;
2 . Direct County Counsel to review the draft Conflict Resolution Process and
report back toithe Transportation Committee; and
3 . Authorize the . Transportation Committee to initiate discussions with the
Town of Danville to resolve outstanding transportation planning issues for
Routes of Regional Significance in that area.
FISCAL IMPACT
None directly. If the County is a party to a dispute that is referred to this
process, the County would be required to provide appropriate staff support or
help fund any outside professional services.
BACKGROUND/REASONS FOR RECOMMENDATIONS
On March 15, 1995, the Contra Costa Transportation Authority (Authority)
circulated a draft conflict resolution process for review by local agencies and
CONTINUED ON ATTACHMENT: YES SIGNATURE
RECOMMENDATION OF COUNTY ADMINISTRATOR X RECOMMENDATION OF BOARD COMMITTEE
APPROVE ! HER
/ON
SIGNATURE(S) : e zth Tom Torlakson
ACTION OF BOARD ON April 4, 1995 APPROVED AS RECOMMENDED XX OTHER
All persons desiring to speak were heard, the Board APPROVED the recommendations as set
forth above.
VOTE OF SUPERVISORS
I HEREBY CERTIFY THAT THIS IS A
UNANIMOUS (ABSENT TRUE AND CORRECT COPY OF AN
AYES: I,II,IV, V NOES: III ACTION TAKEN AND ENTERED ON THE
ABSENT:_- ABSTAIN: - MINUTES OF THE BOARD OF
SUPERVISORS ON THE DATE SHOWN.
Orig: Community Development Department ATTESTED
April 4, 1995
Contact Person, Steven Goetz, 646-2134 PHIL BATCHELOR, CLERK OF
cc: CDD THE BOARD OF SUPERVISORS
PWD AND COUNTY ADMINISTRATOR
BY , DEPUTY
CCTA's Draft Conflict Resolution Process
March 28, 1995
Page Two
BACKGROUNDJREASONS FOR RECOMMENDATION (continued)
requested receipt of comments by the close of business on April 5, 1995.
TheAuthority prepared this draft in response to the Measure C-1988 Growth
Management Program requirements and the Congestion Management Program.
The Growth Management Program's conflict resolution requirement is described in
the Authority's Growth Management Implementation Documents, adopted in December*
1990. Development of the Growth Management Program relies on consensus
decision-making. "In cases where consensus has not been reached, within a
Regional " Committee, among committees, or among individual jurisdictions, the
Authority will offer a conflict resolution process. It will be concerned
exclusively with determining what local , actions are considered to be in
conformance with the requirements of the Growth Management Program. " ,
The Congestion Management Program statute requires all Congestion Management
Agencies (e.g. the Authority) , "to establish a conflict resolution process for
addressing conflicts or disputes between local jurisdictions in meeting the
multi-jurisdictional deficiency plan responsibilities. "
The Committee reviewed the draft conflict resolution process. Revisions are
proposed in Exhibit A and are summarized as follows:
1. The process can be used not only for disputes related to compliance with
the Growth Management Program (GMP) and Congestion Management Program
(CMP) , referred to as "Category 111, .but also for what are referred to as
"Category 2" disputes. Category 2 disputes are defined as "Disputes that
are impediments to effective implementation of GMP or CMP programs,
including disputes arising during preparation of Deficiency Plans. "
Category 2 needs further criteria to ensure that peripheral disputes are
not brought to the Authority. The process should emphasize that Category
2 disputes shall not be a basis for a finding of non-compliance with the
Growth Management Program or the Congestion Management Program.
2 . Any jurisdiction can initiate the conflict resolution process by a simple
majority vote. This is a radical departure from consensus decision-making.
At a minimum, the RTPC should agree that the dispute is ripe for the
conflict-resolution process. As an indication of confidence, a two-thirds
vote by the RTPC or the Authority should be required to initiate the
conflict resolution process.
3 . The responsible party requesting initiation of the process should be
required to identify the appropriate regulatory or procedural requirement
that justifies bringing the dispute to the Authority. Furthermore, the
Authority should make a determination that the dispute is eligible for
their conflict resolution process.
4 . The process should be open to the public.
S. , The Settlement Process for Category 2 disputes should acknowledge that, in
some cases, the only agreement that may be reached is to terminate the
process.
6. Any party to the dispute should, be allowed to request a meeting with the
Authority or other parties to determine if less formal resolution is
possible or to clarify any questions about the conflict resolution process
prior to the Authority acting on a request to initiate the process.
Since the process may precede possible judicial remedies, the Committee
recommends that County Counsel review this draft and the Committee's comments.
This review may not occur before the Authority considers the conflict resolution
process at their April 19th meeting. Additional time should be allowed for
jurisdictions to consult with their attorneys on the draft.
Statements have been made at Authority meetings that this process may be applied
to the conflict between the County and the Town of Danville over the Dougherty
Valley Settlement Agreement, and possibly the Tri Valley Transportation
Plan/Action Plan. The Board may consider if a less formal resolution is
possible. The Transportation Committee requests authorization to initiate
discussions with the Town of Danville to resolve outstanding transportation
planning issues on Regional Routes in that area.
EXHIBIT A
Regional Transportation Planning Committees
Contra Costa Transportation Authority
Re: Draft Conflict Resolution Process
Dear
The Board of Supervisors has reviewed the Contra Costa Transportation Authority's (Authority)
draft conflict resolution process and requests that you consider the revisions described on the
attachment. Most of these proposed revisions address the Board's concern that the process, as
currently drafted, has the potential to be abused by a jurisdiction pursuing issues that are not
germane to the Authority's mission under the Growth Management Program or the Congestion
Management statute. The proposed revisions are as follows:
1. Category 2 is very broad and needs further criteria to ensure that only disputed relating
to the statutory powers of the CCTA may be subject to the conflict resolution procedure.
2. The responsible party requesting initiation of the process should be required to identify
the appropriate regulatory or procedural requirement that justifies bringing the dispute
to the Authority.
3. The Authority should make a determination that the dispute is eligible for their conflict
resolution process.
4. The conflict resolution process should only be initiated through an RTPC or by the
Authority, and should require a two-thirds vote of the initiating body.
5. Any party to a dispute should be allowed to request a meeting with the Authority or other
parties to determine if less formal resolution is possible or to clarify any questions about
the conflict resolution process prior to the Authority acting on a request to initiate the
process.
6. The process should be open to the public.
7. The process should emphasize that Category 2 disputes shall not be a basis for a finding
of non-compliance with the Growth Management Program or the Congestion
Management Program.
8. The Settlement Process for Category 2 disputes should acknowledge that, in some cases,
the only agreement that may be reached is to terminate the process.
Since the conflict resolution process may precede judicial remedies, the Board has requested the
County Counsel to review this draft. To allow this further review to occur, the Board requests
that the Authority extend the comment period on the process for an additional 30 days.
(the following paragraph will be included in the letter to the CCTA)
Statements have been made at Authority meetings that the conflict resolution process may be
applied to the conflict between the County and the Town of Danville regarding reaching a
consensus on the Action Plan for Regional Routes shared by these two jurisdictions. To
determine if less formal resolution is possible, the Board has authorized its Transportation
Committee to initiate discussions with the Town of Danville.
Thank you for the opportunity to comment on this important document.
Sincerely,
Gayle Bishop, Chair
Contra Costa Board of Supervisors
attachment
DRAFT
CONFLICT RESOLUTION PROCESS
Approved for Circulation on March 15, 1995
Contra Costa Transportation Authority
INTRODUCTION TO CCTA
CONFLICT RESOLUTION PROCESS page 1
1. OVERVIEW
CCTA's Growth Management Program envisions a high level of cooperation and
coordination among local jurisdictions and between localities and the Authority. Similarly,
the State's Congestion Management Program requirements, especially the amendments added
in 1994, assume successful cooperation among local agencies. Both the CCTA and the State
recognize the potential for conflicts to arise in implementation of these programs.
These materials outline the CCTA's conflict resolution process. Their intent is be helpful,
by creating a useable, flexible process without being overly rigid. The four-step process is
summarized on the following page, and described in greater detail in the accompanying
outline.
2. TYPES OF DISPUTES
The conflict resolution process will be used in two types of disputes, as follows:
Category 1: Compliance Disputes
These disputes relate directly to compliance with the requirements of either the CCTA
Growth Management Program or the Contra Costa Congestion Management Program. The
most significant characteristic of Category 1 disputes is that the CCTA will be the final
arbiter, since the Authority has an obligation under the rules of both programs to determine
compliance.
Category 2: Other Program Disputes -- - -
�664-16-1-ing disputes arising during preparation of Deficiency Plans, are Category 2 disputes.
Use of the conflict resolution process for such may be inititated voluntarily by the parties
involved, or in response to initiation by the CCTA. Settlements will be made by the parties
directly involved. Though the CCTA has an interest in these disputes, it will not make final
determinations. or af$ec.,+ a i cc.bt comp iaoce, w i-Fk +Kie, Gro .*
M&V%U ,%eA'& Pr C5 re4nn Br Cavwte5'�-i�n �x� rn erg�-- pronm m
b:intrO
Approved for circulation by CCTA on March 15, 1995
Proposed CCTA
Conflict Resolution Process
Processg Initiation
. tdevrti�y 6Ds,s -fir process i�,i�p-i�-P-►�o»
• Identify Parties
• Recognize Issues
• Initiate Situation Assessment
Situation Assessment
• Establish Facts of ConfliIt
e- ppacess,
• Make Recomendations for Process
• Prepare Situation Assessment Memo
Settlement Sessions
• Present Concerns
• Agree on Facts
• Propose Resolutions
• Negotiate Solutions process
• Draft Settlement Agreement
,,o
Make Compliance Determination
Implementation and.Monitoring
• Use Settlement Agreement or
Compliance Determination
1995 Contra Costa
Congestion Management Program
INTRODUCTION TO CCTA
CONFLICT RESOLUTION PROCESS page 3
3. TYPES OF CONFLICT RESOLUTION SERVICES
In some cases, conflict resolution professionals will be retained to assist in the conflict
resolution process. Several different techniques may be used in the process. The three most
common types of conflict resolution assistance are facilitation, mediation and arbitration.
These are defined below. Facilitation and mediation are likely to be the types of services
used in the CCTA conflict resolution process.
Facilitation
Facilitation offers groups assistance in holding productive meetings. A conflict is not usually
the focus of the meeting, and facilitation does not ordinarily focus on resolving disputes.
However, facilitation can be particularly useful in helping a group stay focused and
productive when difficult and controversial issues are being discussed. A facilitator is "an
impartial process guide who is responsible for managing the discussion so that parties can
focus their attention on substantive issues and achieving their goals." (Carpenter and
Kennedy, Managing Public Disputes, p. 107).
Mediation
Mediation is negotiation in which the parties to a conflict are aided by an impartial third
party brought in by mutual agreement. The mediator has no stake in the outcome of the
mediation. He or she may work only with parties together, or may also meet with parties
individually in caucuses. A mediator assists parties in reaching agreement without imposing
a settlement -- the settlement is derived from and agreed to by all parties.
"A mediator performs functions and carries out tasks that move people into negotiation, in
circumstances that make it difficult for them to do so for themselves. However, third parties
introduce another element that is less tangible yet can be a major asset to people needing help
in solving their problems. When a third party enters a dispute, people expect things to
change. They expect the character of their negotiations to be different after a mediator
arrives. Because change and a new direction are essential to interrupt the spiral of conflict,
this expectation can be a powerful aid to moving ahead and seeking new options." (ibid., p.
193)
b:i ntrO
Approved for circulation by CCTA on March 15, 1995
OUTLINE OF CCTA
CONFLICT RESOLUTION PROCESS page 1
I. PROCESS INITIATION
A. ORGANIZATIONS THAT CAN INITIATE THE PROCESS
2. RTPC
A majority vote of the RTPC is necessary to initiate the conflict resolution process.
3. CCTA two -t�,i rds
A majority vote of the Authority is necessary to initiate the conflict resolution
process.
B. RESPONSIBILITIES OF INITIATING PARTY DURING PROCESS INITIATION
1. Send an "initiation letter" to the CCTA (or, if the CCTA is initiating the conflict
resolution process, prepare a staff report) with I Je +i-hl bass -GDr pr oss3. 'sni%Aon 6#-1 c 4inj
a. description of the dispute appl'c&ble, CMA S+a+oie or tavqu L iH .J .
b. list of issues needing resolution Measure C orcuy'ance or lmpiXa�,'m Dacimm4s
g Jus�a•iN'JAA uie, o+ e.crA Process.
c. names of parties to the dispute that shoul e involvdd in resolution
d. names of individual(s) representing the initiating party as contact person and
participant(s) in situation assessment (Note: Staff members and/or elected
officials may be named as designated representatives)
e. (optionally) preferences for approach to settlement sessions and use of outside
professionals
f. confirmation that the initiating party had a majority vote approving initiation of
the process
2. Initiating party may request pre-initiation meeting with CCTA and/or other parties
to determine if less formal resolution is possible or to clarify any questions about
the conflict resolution process
CRESPONSIBILITIES OF CCTA DURING PROCESS INITIATION
C2.4.
Distribute copies of initiation letter with relevant background information to all
other parties
Assign task of situation assessment to CCTA staff or appropriate consultant
Follow-up with all parties to insure that responses to the initiation letter are being
prepared
Schedule discussion of process initiation on PGA agenda
Accept or reAec+- request+ ci+ivapptic,-Nlole CPt1At or lavt9uA9� 0
+6e We&50m G orcliviance or BMJPIewTeD�1I� ¢3 �v1 d7ocivvwwi-> suQpor+ihq
+tne. �-TX 5 dem+rw►i n��-i ate. J
a:outine3
Approved for circulation by CCTA on March 15, 1995
INTRODUCTION TO CCTA
CONFLICT RESOLUTION PROCESS page 4
Arbitration
Arbitration is the submission of a dispute to a disinterested person for final and binding
resolution. The arbitrator makes the final decision for the parties involved. Arbitration is
more formal than facilitation and mediation. While arbitration is well-established and
procedures well-developed, experience with arbitration has centered on the areas of labor-
management relations and commercial disputes. Inter jurisdictional disputes have unique
qualities and there is not an arbitration process established for dealing with them.
Accordingly, arbitration is not envisioned to be used by CCTA as a type of conflict
resolution process.
4. PRINCIPLES OF THE CONFLICT RESOLUTION PROCESS
The Implementation Documents include the following three principles which pertain to
Category 1 disputes relating to the Growth Management Program:
a. Resolution of conflicts, and decision-making on a consensus basis at the
regional level is encouraged
b.. Where Regional Committees are unable to resolve disputes, the CCTA will
make a determination based on statements by the parties involved. When
determining compliance with the requirements of the Growth Management
Program, the CCTA will look for evidence of good faith effort by localities,
including evaluation of alternative proposals, to address the problems at issue.
C. The conflict resolution process may be used at any point during
implementation of the Growth Management Program. The CCTA will make
determinations of compliance for the purpose of allocating Local Street.
Maintenance and Improvement Funds. It cannot preempt local land use
decisions or require cities to accept unwanted construction projects.
Compliance will not require any city, town or the county to accept programs
that create a fundamental conflict with the community's socioeconomic or
environmental character.
b:intro
Approved for circulation by CCTA on March 15, 1995
OUTLINE OF CCTA March 16, 1995
CONFLICT RESOLUTION PROCESS page 2
D. RESPONSIBILITIES OF OTHER PARTIES DURING PROCESS INITIATION
1. Officially respond to initiation letter with a letter to CCTA indicating
a. understanding of dispute
b. issues needing resolution (if any)
c. individuals representing the organization as contact persons and participant(s)
in situation assessment (Note: Staff members and/or elected officials may be
named as designated representatives)
d. (optionally) preferences for approach to settlement sessions and use of outside
professionals
e. confirmation that the response letter has been reviewed and approved by a
majority vote of the policy council or board
E. INITIATION BY PRIVATE PARTIES OR OTHER PUBLIC AGENCIES
Private parties or other public agencies cannot initiate the conflict resolution process
directly, but they can re uest that a local jurisdiction, RTPC or the CCTA initiate
the process -F. o+1-er par-t;es rro request � pre-S;4-v&K un assessmen+
rrmaArq wig cc� oe o+her �par+e5 +0 dP_$ermltie. if
II. SITUATION ASSESSMENT lessw+al `reioiu-I-to► Its possible., ar �-v cl2ri
bAly olves+le,ns "abov+ Y'"014-rhos emc:s ,
A. SITUATION ASSESSMENT PROCESS
An individual appointed by the CCTA (may be a staff member or appropriate
consultant) will review initiation letter and response(s), then meet separately with
the parties involved. After any necessary follow-up to collect additional
information, he or she will write a brief Situation Assessment Memo for distribution
to all parties and the CCTA. C-C-TA well aprovz. 44e— S4vaieyl A-ss-essmeA4 memo
z,+a r%o"ce A Podeli c. Ve�q e
B. TIMING `1
Situation Assessment should generally be completed within a month of CCTA
receipt of parties' response(s) to the initiation letter
C. CONTENTS OF SITUATION ASSESSMENT MEMO
1. List of issues to be resolved whei-kw �pu'te. ',s eV,-5i bile, ' or-4*- CCM co^fii e� rr�sd�4,'®n
2. Recommendation regardingchether or not to use conflict resolution professionals P^oMssi
in initial settlement meetings and, if outside professionals are recommended,
indication of whether facilitation or mediation appears most appropriate, taking
parties' preferences into account
3. Estimated time frame for completion of each stage of the conflict resolution
process, reflecting the facts of the dispute
a:out inO
Approved for circulation by CCTA on March 15, 1995
OUTLINE OF CCTA
CONFLICT RESOLUTION PROCESS page 3
4. Recommendation regarding who will participate in the settlement sessions, based on
parties' preferences
III. SETTLEMENT SESSIONS AND AGREEMENTS
A. ALL PARTIES TO THE CONFLICT PARTICIPATE IN SETTLEMENT
SESSIONS
B. GENERAL AGENDA FOR SETTLEMENT SESSIONS
1. Present the parties' concerns and constraints
2. Gain agreement about the facts of a dispute
3. Draft Principles of Agreement as basis for proposals
4. Devise proposals for resolving conflicts
5. Test potential proposals for likelihood of success
6. Negotiate commitments to be made by each party in a settlement agreement
?. Pvblic. cvmmerr .
C. SESSIONS MAY BE CONDUCTED WITH OR WITHOUT THE ASSISTANCE
OF A THIRD PARTY (FACILITATOR OR MEDIATOR)
1. If initial session(s) held without a facilitator or mediator are unsuccessful, the
CCTA shall direct that a third parry professional shall assist at subsequent sessions.
D. PROCEDURAL RECOMMENDATIONS
1. "Steps for Consensus Building" included in the Implementation Documents (pp. DM
2 to DM4) may be useful in structuring settlement sessions
E. COMPLIANCE DETERMINATIONS .
1. Category 1 disputes relating to the Growth Management Program
The language of Measure C and the Implementation Documents published by the
CCTA will be the primary references for defining local obligations. The
Implementation Documents define requirements for local participation in the Growth
Management Program and they should be used in the conflict resolution process.
2. Category 1 disputes relating to the Congestion Management Program
Reference should be made to the Congestion Management Program document itself,
the Guide to Local Compliance with the Growth Management Program, the
forthcoming Deficiency Plan Guidelines, and the State Congestion Management
Program requirements.
d% -
S?0 P-5 smell rnt+. be. a basis ¢vr- z c-amplicbncc
de{ V-rn iv)4+#M w% 1n -Hn-e, G MK+tn M. nz rjA-I- Pmffa.►m or
"es-4-iems,
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Approved for circulation by CCTA on March 15, 1995
OUTLINE OF CCTA March 16, 1995
CONFLICT RESOLUTION PROCESS page 4
F. PARTICIPATION
1. All parties to the dispute will participate. Other parties representing private or
public organizations may participate if all parties to the dispute agree to their
participation.
2. The parties' participants in the settlement sessions shall be limited to consultants,
attorneys, staff or officials of parties to the dispute. Participants will be responsible
for continual communication with other representatives of their organization who
are not directly participating, and for helping to ratify settlement agreements.
3. The CCTA will be a participant in all Category 1 settlement sessions.
G. PRODUCT: SETTLEMENT AGREEMENT
1. The parties can determine the form of the settlement agreement, which may be a
Memorandum of Understanding, resolution or formal agreement. Whatever the
form, all settlement agreements must be signed by all directly involved parties.
2. For Category 1 disputes, the Settlement Agreement will indicate what actions are
necessary in order for the locality to be determined to be in compliance with the
Growth Management and/or Congestion Management Program. The CCTA's
corresponding responsibility will be to make a finding of conformance if the
Agreement is implemented. The Settlement Agreement will specify an
implementation schedule if relevant.
3. For Category 2 disputes, if the CCTA is not a participant in the Settlement
Meetings, the Settlement Agreement will establish responsibility for submittal of a
copy of the Settlement Report to CCTA.
a. CCTA will recognize receipt of the Settlement Agreement by agendizing it for
discussion at a public meeting
b. If CCTA has comments regarding the outcome of the conflict resolution
process, CCTA may transmit a comment letter as follow up to its review of the
Settlement Agreement
H. DESIRED TIME FRAME
1. An estimated time frame for settlement sessions will be established during situation
assessment. Settlement sessions will desirably occur over a period of not more than
two months, though some disputes may require a longer time period.
2. Category 1 disputes
CCTA will establish deadlines for compliance determinations for each Category 1
dispute.
a:ou4ine3
Approved for circulation by CCTA on March 15, 1995
OUTLINE OF CCTA
CONFLICT RESOLUTION PROCESS page 5
3. Category 2 disputes
A draft Settlement Agreement would be submitted to jurisdictions/RTPCs for
approval at the end of the period. lrN sorne cases/ +k- , Se+1emeh+ A9fee.wiew+.
rvn-j he•sl m pl ck eci s i cm 'b -��a�n i n��e, +lne. pro cess a,,4 l e,�,Ue. +tip,
IV. IMPLEMENTATION AND MONITORING d l s' v+-P— 'C-or recons',dey-a+j gv()
A. USE OF SETTLEMENT AGREEMENTS
1. Settlement Agreements will establish implementation requirements and monitoring
procedures
B. MONITORING BY PARTIES AND CCTA
1. Category 1 disputes
Parties shall report regularly as part of their GMP or CMP checklist submittals
what actions have been taken to implement the Settlement Agreement
2. Category 2 disputes
Parties may choose to establish a monitoring mechanism as part of the Settlement
Agreement
C. CCTA ASSESSMENT OF GOOD FAITH PARTICIPATION
The primary basis for assessing good faith participation will be whether the party's
representative attended and fully participated in situation assessment and settlement
meetings.
V. SELECTING AND PAYING FOR PROFESSIONAL SERVICES
A. SELECTING OUTSIDE PROFESSIONALS
1. CCTA responsibilities and participation.
a. CCTA will issue an RFQ for Conflict Resolution Services and use the
responses to create a list of facilitators and mediators qualified to provide
assistance to parties in the dispute resolution process.
b. CCTA will participate in determining the kind of assistance required and in
selecting a third party professional from the list at the conclusion of Situation
Assessment.
a:outinO
Approved for circulation by CCTA on March 15, 1995
OUTLINE OF CCTA March 16, 1995
CONFLICT RESOLUTION PROCESS page 6
2. Parties' responsibilities and participation
a. One representative from each party will participate on a panel which includes
a CCTA representative in order to determine the kind of assistance required.
and to select a professional to assist in conflict resolution. If the panel cannot
reach a decision, the Authority will decide, taking the panel's comments into
account
B. PAYING FOR PROFESSIONAL DISPUTE RESOLUTION SERVICES
1.' Where the CCTA is party to the conflict, the cost of professional services will be
shared equally by the CCTA and each of the parties.
2. Where the CCTA is not party to the conflict, the cost of professional services will
be shared equally by each of the involved parties.
3. Jurisdictions may use 18% funds to pay for conflict resolution services.
VI. OTHER TYPES OF CONFLICT RESOLUTION
A. Participation in the CCTA conflict resolution process does not preclude the
possibility of seeking judicial remedies or using other conflict resolution techniques
a:outGnB
Approved for circulation by CCTA on March 15, 1995
Phil
The Board of Supervisors Contra lerkBaheBolard
and
County Administration BuildingQ St County Administrator
651 Pine Street, Room 106 (510)646-2371
Martinez,California 94553-1293 County
Tom Powers,1 st District
Jeff Smith,2nd District aE• S'";r•.,o„
Gayle Bishop,3rd District
Mark DeSaulnier,4th District
Tom Torlakson,5th District ci, rS
' nOrTgl COVk� �
Cathie Kosel, Chair
West Contra Costa Transportation
Advisory Committee (WCCTAC)
One Alavarado Square
San Pablo, CA 94806
Re: Draft Conflict Resolution Process
Dear Cathie Kosel,
The Board of Supervisors has reviewed the Contra Costa Transportation Authority's(Authority)draft conflict
resolution process and requests you consider the revisions described on the attachment. Most of these
proposed revisions address the Board's concern that the process, as currently drafted, has the potential
to be abused by a jurisdiction pursuing issues that are not germane to the Authority's mission under the
Growth Management Program or the Congestion Management statute. The proposed revisions are as
follows:
1. Category 2 is very broad and needs further criteria to ensure that only disputed relating to the
statutory powers of the CCTA may be subject to the conflict resolution procedure.
2. The conflict resolution process should only be initiated through an RTPC or by the Authority, and
should require a two-thirds vote of the initiating body.
3. The responsible party requesting initiation of the process should be required to identify the
appropriate regulatory or procedural requirement that justifies bringing the dispute to the Authority.
4. Any party to a dispute should be allowed to request a meeting with the Authority or other parties
to determine if less formal resolution is possible or to clarify any questions about the conflict
resolution process prior to the Authority acting on a request to initiate the process.
5. The Authority should make a determination that the dispute is eligible for their conflict resolution
process.
6. The process should be open to the public.
7. The process should emphasize that Category 2 disputes shall not be a basis for a finding of non-
compliance with the Growth Management Program or the Congestion Management Program.
8. The Settlement Process for Category 2 disputes should acknowledge that, in some cases,the only
agreement that may be reached is to terminate the process.
Since the conflict resolution process may precede judicial remedies, the Board has requested the County
.Counsel to review this draft. To allow this further review to occur, the Board requests that the Authority
extend the comment period on the process for an additional 30 days.
Since the conflict resolution process may precede judicial remedies, the Board has requested the County
Counsel to review this draft. To allow this further review to occur, the Board requests that the Authority
extend the! comment period on the process for an additional 30 days.
(the following paragraph will be included in the letter to the CCTA)
Statements have been made at Authority meetings that the conflict resolution process may be applied to
the conflict between the County and the Town of Danville regarding reaching a consensus on the Action
Plan for Regional Routes shared by these two jurisdictions. To determine if less formal resolution is
possible, the Board has authorized its Transportation Committee to initiate discussions with the Town of
Danville.
Thank you for the opportunity to comment on this important document.
Si9cerely, C���"�"
Gayle Bishop, Chair
Contra Costa Board of Supervisor
attachment
Phil
The Board of Supervisors Contra Clerk ooffthe Board
Costa and
CountyAdministration Building County Administrator
651 Pine Street, Room 106 (510)646-2371
Martinez, California 94553-1293 County
Tom Powers,1 st District
5 c
Jeff Smith,2nd District .*E•_•; y,_--o�,
Gayle Bishop,3rd District =_
Mark DeSeulnier,4th District
Tom Torlakson,5th District ;=
r9 EOUN�
Barbara Guise, Chair
TRANSPLAN Committee
c/o Contra Costa County
Community Development Department
Administration Bldg.
651 Pine Street
4th Floor, North Wing
Martinez, CA 94553-0095
Re: Draft Conflict Resolution Process
Dear Barbara Guise,
The Board of Supervisors has reviewed the Contra Costa Transportation Authority's(Authority)draft conflict
resolution process and requests you consider the revisions described on the attachment. Most of these
proposed revisions address the Board's concern that the process, as currently drafted, has the potential
to be abused by a jurisdiction pursuing issues that are not germane to.the Authority's mission under the
Growth Management Program or the Congestion Management statute. The proposed revisions are as
follows:
1. Category 2 is very broad and needs further criteria to ensure that only disputed relating to the
statutory powers of the CCTA may be subject to the conflict resolution procedure.
2. The conflict resolution process should only be initiated through an RTPC or by the Authority, and
should require a two-thirds vote of the initiating body.
3. The responsible party requesting initiation of the process should be required to identify the
appropriate regulatory or procedural requirement that justifies bringing the dispute to the Authority.
4. Any party to a dispute should be allowed to request a meeting with the Authority or other parties
to determine if less formal resolution is possible or to clarify any questions about the conflict
resolution process prior to the Authority acting on a request to initiate the process.
5. The Authority should make a determination that the dispute is eligible for their conflict resolution
process.
6. The process should be open to the public.
7. The process should emphasize that Category 2 disputes shall not be a basis for a finding of non-
compliance with the Growth Management Program or the Congestion Management Program.
8. The Settlement Process for Category 2 disputes should acknowledge that, in some cases,the only
agreement that may be reached is to terminate the process.
(the following paragraph will be included in the letter to the CCTA)
Statements have been made at Authority meetings that the conflict resolution process may be applied to
the conflict between the County and the Town of Danville regarding reaching a consensus on the Action
Plan for Regional Routes shared by these two jurisdictions. To determine if less formal resolution is
possible, the Board has authorized its Transportation Committee to initiate discussions with the Town of
Danville.
Thank you for the opportunity to comment on this important document.
Sincerely,
114 `
Gayle Bishop, Chair
Contra Costa Board of Supervisor
attachment
Phil
The Board of Supervisors Contra lerkooffthe Board
and
County Administration BuildingCosta County Administrator
651 Pine Street, Room 106 (510)646-2371
Martinez, California 94553-1293 County
Tom Powers,1st District
Jeff Smith,2nd District a�• 5" o
Gayle Bishop,3rd District
Mark DeSaulnier,4th District
Tom Torlakson,5th District
P• ;:x", oa
C�. ,•fit•
rr`t COVN'�
Gwen Regalia, Chair
TRANSPAC
100 Gregory Lane
Pleasant Hill, CA 94523
Re: Draft Conflict Resolution Process
Dear Gwen Regalia,
The Board of Supervisors has reviewed the Contra Costa Transportation Authority's(Authority)draft conflict
resolution process and requests you consider the revisions described on the attachment. Most of these
proposed revisions address the Board's concern that the process, as currently drafted, has the potential
to be abused by a jurisdiction pursuing issues that are not germane to the Authority's mission under the
Growth Management Program or the Congestion Management statute. The proposed revisions are as
follows:
1. Category 2 is very broad and needs further criteria to ensure that only disputed relating to the
statutory powers of the CCTA may be subject to the conflict resolution procedure.
2. The conflict resolution process should only be initiated through an RTPC or by the Authority, and
should require a two-thirds vote of the initiating body.
3. The responsible party requesting initiation of the process should be required to identify the
appropriate regulatory or procedural requirement that justifies bringing the dispute to the Authority.
4. Any party to a dispute should be allowed to request a meeting with the Authority or other parties
to determine if less formal resolution is possible or to clarify any questions about the conflict
resolution process prior to the Authority acting on a request to initiate the process.
5. The Authority should make a determination that the dispute is eligible for their conflict resolution
process.
6. The process should be open to the public.
7. The process should emphasize that Category 2 disputes shall not be a basis for a finding of non-
compliance with the Growth Management Program or the Congestion Management Program.
8. The Settlement Process for Category 2 disputes should acknowledge that, in some cases,the only
agreement that may be reached is to terminate the process.
Since the conflict resolution process may precede judicial remedies, the Board has requested the County
Counsel to review this draft. To allow this further review to occur, the Board requests that the Authority
extend the comment period on the process for an additional 30 days.
(the following paragraph will be included in the letter to the CCTA)
Statements have been made at Authority meetings that the conflict resolution process may be applied to
the conflict between the County and the Town of Danville regarding reaching a consensus on the Action
Plan for Regional Routes shared by these two jurisdictions. To determine if less formal resolution is
possible, the Board has authorized its Transportation Committee to initiate discussions with the Town of
Danville.
Thank you for the opportunity to comment on this important document.
Sincerely,
O Gayle Bishop, Chair
Contra Costa Board of Supervisor
attachment
Phil
The Board of Supervisors Contra Clerk ooffthe Board
and
County Administration BuildingCosta County Administrator
651 Pine Street, Room 106 (510)646-2371
Martinez,California 94553-1293 County
Jim Rogers,1 st District
Jeff Smith,2nd District
Gayle Bishop,3rd District
Mark DeSaulnler,4th District .' :,�' `1`'•,.
Tom Torlakson,5th District
Julie Pierce, Chair
Contra Costa Transportation Authority
1340 Treat Blvd., Suite 150
Walnut Creek, CA 94596
Re: Draft Conflict Resolution Process
Dear Julie Pierce,
The Board of Supervisors has reviewed the Contra Costa Transportation Authority's(Authority)draft conflict
resolution process and requests you consider the revisions described on the attachment. Most of these
proposed revisions address the Board's concern that the process, as currently drafted, has the potential
to be abused by a jurisdiction pursuing issues that are not germane to the Authority's mission under the
Growth Management Program or the Congestion Management statute. The proposed revisions are as
follows:
1. Category 2 is very broad and needs further criteria to ensure that only disputed relating to the
statutory powers of the CCTA may be subject to the conflict resolution procedure.
2. The conflict resolution process should only be initiated through an RTPC or by the Authority, and
should require a two-thirds vote of the initiating body.
3. The responsible party requesting initiation of the process should be required to identify the
appropriate regulatory or procedural requirement that justifies bringing the dispute to the Authority.
4. Any party to a dispute should be allowed to request a meeting with the Authority or other parties
to determine if less formal resolution is possible or to clarify any questions about the conflict
resolution process prior to the Authority acting on a request to initiate the process.
5. The Authority should make a determination that the dispute is eligible for their conflict resolution
process.
6. The process should be open to the public.
7. The process should emphasize that Category 2 disputes shall not be a basis for a finding of non-
compliance with the Growth Management Program or the Congestion Management Program.
8. The Settlement Process for Category 2 disputes should acknowledge that, in some cases,the only
agreement that may be reached is to terminate the process.
Since the conflict resolution process may precede judicial remedies, the Board has requested the County
Counsel to review this draft. To allow this further review to occur, the Board requests that the Authority
extend the comment period on the process for an additional 30 days.
(the following paragraph will be included in the letter to the CCTA)
Statements have been made at Authority meetings that the conflict resolution process may be applied to
the conflict between the County and the Town of Danville regarding reaching a consensus on the Action
Plan for Regional Routes shared by these two jurisdictions. To determine if less formal resolution is
possible, the Board has authorized its Transportation Committee to initiate discussions with the Town of
Danville.
Thank you for the opportunity to comment on this important document.
Sincerely,
Gayle Bishop, Chair
Contra Costa Board of Supervisor
attachment