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TO: BOARD OF SUPERVISORS AA Contra
FROM: Mark Finucane, Health Services Director
By: Elizabeth A. Spooner, Contracts Administrato Costa
DATE: June 17, 1993 1!0 County
SUBJECT: Approval of Mental Health Specialist Contract (Novation)
#24-581-4 with Harvey A. Lerchin, M.D.
SPECIFIC REQUEST(S) OR RECOMMENDATION(S) & BACKGROUND AND JUSTIFICATION
I. RECOMMENDED ACTION:
Approve and authorize the Chair, Board of Supervisors, to execute on
behalf of the County, Medical Specialist Contract (Novation) #24-581-4
with Harvey A. Lerchin, M.D. , in the amount of $70, 350 for the period
July 1, 1993 through June 30,, 1994 for psychiatric evaluation,
treatment and consultation services. This ' contract includes a six-
month automatic contract extension through December 31, 1994, in the
amount of $35, 175.
II. FINANCIAL IMPACT:
This Contract is funded 90% by State Mental Health SEP Allocation and
10% required County matching funds (off-set by Federal Medi-Cal,
Medicare, CCHP member premiums, private insurance and patient fee
collections) .
III. REASONS FOR RECOMMENDATIONS/BACKGROUND:
This FY 1993-94 Mental Health Specialist Contract (Novation) #24-581-4
with Harvey A. Lerchin, M.D. provides psychiatric services to the AB
3632 SEP Program. State Medi-Cal regulations require the County's
Mental Health Clinics to have on staff at least one half-time
psychiatrist. This contract will fulfill that requirement.
Dr. Lerchin will provide psychiatric services to children and
adolescents in the AB 3632 SEP Program, including assessment,
prescription of medication and ongoing monitoring of these youngsters,
in an effort to reduce suicidal and other destructive behaviors among
them, and to prevent their acute hospitalization at Merrithew Memorial
Hospital (and/or other Bay Area Hospitals) . Dr. Lerchin will also
provide weekly utilization review consultation to the Contra Costa
Health Plan for managed care.
CONTINUED ON ATTACHMENT:-YES SIGNATURE,,��_e,
RECOMMENDATION OF COUNTY ADMINISTRATOR REIOMMEN I 9T, N OF BOARD c6mMITTEE
APPROVE OTHER
SIGNATURE(S)
ACTION OF BOARD ON 7777-9777 APPROVED AS RECOMMENDED OTHER
7
VOTE OF SUPERVISORS
UNANIMOU (ABS NT I HEREBY CERTIFY THAT THIS IS A TRUE
,
AYES: 1. , . . NOES: AND CORRECT COPY OF AN ACTION TAKEN
ABSENT: ABSTAIN: AND ENTERED ON THE MINUTES OF THE BOARD
OF SUPERVISORS ON THE DATE SHOWN,
Contact: Lorna Bastian (313-6411) 13
CC: Health Services (Contracts) ATTESTED
Risk Management Phil Weler,Ced/of the Board of
Auditor-Controller Supervisors and County Adrn.inistrator
Contractor
M382/7-8 3 BY DEPUTY
C0(aT1 AST E ?LU- t it
Contra Costa County Contract # 24-581-4
MENTAL HEALTH SPECIALIST CONTRACT Fund/Org.#5953/6115
(Novation) Account # 2320/2822
1. Contract Identification.
Department: Health Services (Mental Health Division)
Subject: Provision of Services in Contractor's Medical Specialty(ies)
2. Parties. The County of Contra Costa, California (County) , for its Department
named above, and the following named Contractor mutually agree and promise as
follows:
Contractor: HARVEY A. LERCHIN, M.D. State Medical License #C 37728
Capacity: Self-employed individual Taxpayer I.D.# 362-48-0895
Medical Specialty: Child Psychiatry
Address: 190 Spring Grove Avenue, San Anselmo, California 94960
3. Term. The effective date of this Contract is July 1. 1993 and it
terminates June 30. 1994 unless sooner terminated as provided herein.
4. Payment Limit. County's total payments to Contractor under this Contract
shall not exceed $70.350 .
5. Termination. Should Contractor fail to perform properly any of its
obligations hereunder, County may terminate this Contract upon written notice to
Contractor. This Contract may also be terminated by either party without cause
by giving thirty (30) days advance written notice thereof to the other, or may
be canceled immediately by written mutual consent.
6. County's Obligations. County shall make to Contractor those payments
described in Paragraph 2. (Payment) of the attached Additional Provisions which
are incorporated herein by reference.
7. Contractor's Obligations. Contractor shall provide those services and carry
out that work described in Paragraph 3. (Contractor's Obligations) of the
attached Additional Provisions.
8. Independent Contractor Status. This Contract is by and between two
independent contractors and is not intended to and shall not be construed to
create the relationship of agent, servant, employee, partnership, joint venture,
or association. In providing services hereunder, Contractor shall work
cooperatively with County's Mental Health Director or his/her designee.
9. Modifications and Amendments.
a. General Amendments. This Contract may be modified or amended by a
written document executed by the Contractor and the Contra Costa County Board of
Supervisors or by its designee.
b. Amendment to Attachment B (Schedule) . Attachment B (Schedule) of this
Contract may be modified or amended by a written document executed by the
Contractor and the Health Services Director or his designee.
10. Insurance and Indemnification Throughout the term of this contract,
Contractor shall maintain all necessary -insurance for services to be provided by
Contractor hereunder, including but not limited to professional malpractice
liability coverage. Malpractice liability insurance shall be in an amount no
less than $1,000,000 per claim/$3,000,000 annual aggregate and shall be from a
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MENTAL HEALTH SPECIALIST CONTRACT
Number: 24-581-4.
reputable insurance company acceptable to the County. Contractor shall provide
the County with a valid certificate of insurance evidencing the coverage required
by this clause and shall promptly advise County of any and all claims paid by the
insurer(s) under said insurance.
If a claim is made against County, or its officers, agents, or employees, which
arises out of the performance of Contractor's duties under this agreement and
Contractor has failed to maintain the insurance policies required under this
agreement which would have covered Contractor had the claim been made against him
or her, then as to such claims, Contractor shall indemnify and hold the County,
and its officers, agents, or employees harmless for that portion of the loss or
liability attributable to Contractor.
11. Assignment. Contractor shall not assign or. transfer any interest hereunder
without the express written permission of the Director of County's Health
Services Department and prior written approval of the State Department of Mental
Health.
12. Legal Authority. This Contract. is entered into under and is subject to the
following legal authorities: California Government Code Sections 26227 and
31000; Welfare and Institutions Code, Section 5600 et seq. (The Bronzan -
McCorcodale. Act) .
13. Signatures. These signatures attest the parties' agreement hereto:
COUNTY OF CONTRA COSTA, CALIFORNIA CONTRACTOR_
By / 1 By
Designee C�
Dated:
Reco nded By De artment
By (Form approved by County Counsel)
Approved: County Administrator
By q-,-z
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ADDITIONAL PROVISIONS
Number 24-581-4
1. Novation. The parties having entered into a prior Contract #24-581-3 for the
period from July 1, 1992 through June 30, 1993 (which contained provision for an
automatic six-month contract extension for the period from July 1, 1993 through
December 31, 1993) , County and Contractor hereby agree to substitute this Contract #24-
581-4 for the aforesaid six-month automatic contract extension. Effective July 1,
1993, all contract rights and obligations of the parties will be governed by this
Contract #24-581-4.
2. Payment. In consideration of Contractor's provision of services as described
below, County shall pay Contractor, upon submission of a properly documented demand for
payment in the form and manner prescribed by County (Demand Form D-15) , and upon
approval of such demand by the head of the County Department for which this Contract
is made, or his designee, in accordance with the following fee schedule:
FEE RATE: $ 67.00 per hour, not to exceed 1.050 hours of service.
3. Contractor's Obligations.
a. 4ualifications and Schedule. Contractor hereby certifies and assures that
he/she is specially trained, experienced, competent, and licensed to perform special
professional services including medical procedures and consultation and training in
medical and therapeutic matters. Contractor shall render such special professional
services in his/her medical specialty(ies) for County patients at certain times and
locations specified by the Director of County's Health Services Department or his
designee as stated in Attachment "B" to this contract. Amendment of the provisions in
Attachment "B" may be made in writing by mutual consent of the Contractor and the
Health Services Director or his designee as set forth in Paragraph 9. (Modifications
and Amendments) of this signature page of this Contract. Contractor hereby further
certifies that he/she is a member of the medical staff at County's Merrithew Memorial
Hospital.
Contractor will schedule not less than 16 and not more than 19 hours per week at
County's "AB 3632" Program Mental Health Clinic. Scheduled times will be mutually
acceptable to the County's "AB 3632" Program Director, not to exceed a total of 915
hours.
Contractor will further schedule an average of 2.3 hours per week to provide
professional psychiatric consultation services to the Contra Costa Health Plan (CCHP) .
Scheduled times will be mutually acceptable to County's CCHP Director, or his designee,
not to exceed a total of 135 hours.
b. . Vacation Coverage. Contractor shall notify the County's Mental Health '
Director, or his designee, two weeks in advance of any vacation.
C. Patient Records. Contractor will complete his/her patients' records and
charts on a timely basis.
d. Charges for Services. Contractor shall not charge patients, or other
persons responsible for patients, for the services provided under this Contract.
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ADDITIONAL PROVISIONS
Number 24-581-4
e. Contra Costa Health Plan Subcontract Requirements. Contractor shall be
subject to the attached Contra Costa Health Plan Subcontract Requirements (Attachment
A) , which are incorporated herein by reference.
4. Compliance with Law. Contractor shall be subject to and comply with all Federal,
State and local laws and regulations applicable with respect to its performance under
this Contract, including but limited to licensing, employment and purchasing practices;
and wages, hours and conditions of employment, including discrimination.
5. Nondiscriminatory Services. Contractor agrees that all goods and services under
this Contract shall be available to all qualified persons regardless of age, sex, race,
religion, creed, color, national origin, or ethnic background, or handicap, and that
none shall be used, in whole or in part, for religious worship or instruction.
6. Confidentiality. Contractor agrees to comply with all applicable State or
Federal statutes or regulations respecting confidentiality, including but not limited
to, the identity of persons served under this Contract, their records or services
provided them and assures that:
a. All records concerning any individual made or kept by Contractor relating
to services provided under this Contract will be confidential, and will not be open to
examination for any purpose not directly connected with the administration of such
service.
b. No person will publish or disclose any list of persons receiving services,
except as may be required in the administration of such service.
7. Access to Books and Records of Contractor. Pursuant to Section 1861 (v) (1) of
the Social Security Act, and any regulations promulgated thereunder, Contractor shall,
upon written request and until the expiration of four years after the furnishing of
services pursuant to this Contract, make available to the Secretary of Health and Human
Services or to the Comptroller General, or any of their duly authorized
representatives, this Contract and books, documents, and records of Contractor that are
necessary to certify the nature and extent of all costs and charges for services
provided to patients under this Contract.
8. Inspection. Contractor's performance, place of business and records pertaining
to this Contract are subject to monitoring, inspection, review and audit by authorized
representatives of the County, the State of California, and the United States
Government.
,9. Automatic Contract Extension. Notwithstanding Paragraph 3. (Term) of this
Contract, unless this Contract is terminated by either party pursuant to Paragraph 5.
(Termination) prior to June 30, 1994. The term of this Contract shall be.automatically
extended from June 30, 1994 through December 31, 1994. During its extended term, this
Contract is nevertheless subject to all the terms and conditions applicable during its
initial term, including but not limited to Paragraph 5. (Termination) , except as to
payment for services rendered during the extended term. The purpose of this automatic
six-month extension is to allow for continuation of services as specified in this
Contract, to avoid interruption of payment to Contractor, and to allow County time in
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ADDITIONAL PROVISIONS
Number 24-581-4
which to complete a novation or renewal contract for County and County Board of
Supervisors approval. As to any such six-month extension:
a. The Contract Payment Limit, specified in Contract Paragraph 4. (Payment
Limit) above, is increased by $35.175 (the six-month Payment Limit) and County's total
payments to Contractor for said six-month extension shall not exceed this six-month
Payment Limit, subject, nevertheless, to the aforesaid novation or renewal contract.
b. County shall continue to pay Contractor in accordance with Additional
Provisions Paragraph 2. (Payment) , at the rate of $67.00 per hour, subject to the six-
month payment limit specified above.
C. Contractor shall continue to provide services as set forth in Additional
Provisions Paragraph 3. (Contractor's Obligations) above, subject to any amendments
thereto, not to exceed a total of 457.5 hours of service for County's "AB 3632"
Program, and not to exceed a total of 67.50 hours of service for psychiatric
consultation services for the Contra Costa Health Plan.
d. This six-month contract extension shall be subject to any further agreement
(novation) which Contractor and County may enter into covering the provision of
services during the contract period immediately following the contract period specified
in Paragraph 3. (Term) .
10. Withholding and FICA Deductions. Notwithstanding Paragraph 8. (Independent
Contractor Status) , for purposes of withholding state and federal taxes and Social
Security only from payments due, the Contractor will be treated as an employee and the
Auditor-Controller will make deductions for these purposes as if Contractor was an
employee. Contractor agrees that for all other purposes, Contractor is not a County
employee and remains an independent contractor. Contractor further agrees that the
County has no obligation to provide, and Contractor will not be provided with, worker's
compensation insurance or fringe benefits, including but not limited to, vacation, sick
leave, retirement and health plan coverage.
11. Endorsements. Contractor shall not in its capacity as a contractor with Contra
Costa County publicly endorse or oppose the use of any particular brand name or
commercial product without the prior approval of the Board of Supervisors. In its
County contractor capacity, Contractor shall not publicly attribute qualities or lack
of qualities to a particular brand name or commercial product in the absence of a well-
established and widely-accepted scientific basis for such claims or without the prior
approval of the Board of Supervisors. In its County contractor capacity, Contractor
shall not participate or appear in any commercially-produced advertisements designed
to promote a particular brand name or commercial product, even if Contractor is not
publicly endorsing a product, as long as the Contractor's presence in the advertisement
can reasonably be interpreted as an endorsement of the product by or on behalf of
Contra Costa County. Notwithstanding the foregoing, Contractor may express its views
on products to other contractors, the Board of Supervisors, County officers, or others
who may be authorized by the Board of Supervisors or by law to receive such views.
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ATTACHMENT A
CONTRA COSTA HEALTH PLAN SUBCONTRACT REQUIREMENTS
Number 24-581-4
Pursuant to State Department of Health/County Contract #88-94695 (County #29-609-35) ,
effective January 1, 1989, (or the latest revision) Article X, Subcontracts; requirements of
the Waxman-Duffy Prepaid Health Plan Act, (1972) and Knox-Keene Health Care Service Plan Act
of 1975; Federal Regulations: 42 CFR 431.504; State Law: WPI Code, Section 14452; State
Regulations: Title 22, CAC, Section 53250, the following subcontract requirements are
incorporated into the contract referenced by number above:
1. Contractor shall be subject to and comply with all Federal, State, and local laws
and regulations and contractual obligations incumbent upon the County under County Contract
#29-609-35 and any subsequent amendment thereto.
2. A Contractor providing any basic health care service to Contra Costa Health Plan
members (Plan members) shall meet all of the requirements of-Chapters 3 and 4, Subdivision
1, Division 3, Title 22, C.A.C. (commencing with Section 51001) which relate to the services
the Contractor provides. This specifically includes the requirements of Title 22, C.A.C.
Section 53250(e) , a copy of which is attached hereto and incorporated herein by reference as
Exhibit A.
3. Contracts shall be public records on file with the State Department of Health
Services. The names of the officers and owners of the Contractor, stockholders owning more
than ten percent of the stock issued by the Contractor, and major creditors holding more than
five percent of the debt of the Contractor are:
Owners/Officers:
Stockholders owning more than 10% of stock:
Creditors holding more than 5% of debt:
4. County and Contractor agree that Contractors compensation hereunder shall not be
based in any way on a percentage of the County's compensation from the State Department of
Health Services; this agreement does not preclude the establishment of Contractor's rate
based on capitation payments pursuant to Welfare and Institutions Code Section 14453.
5. Contractor agrees to submit reports or abstracts of treatment records in relation
to Plan members, as appropriate and required by County.
6. Contractor will allow inspection, examination, or copying of financial books and
records relating to Plan members or Plan services by the County, the State Department of
Health Services, the State Department of Corporations, the U.S. Department Health and Human
Services, or their duly authorized representatives. Such books and records shall be made
available at all reasonable times at the Contractor's place of business; in a form maintained
in accordance with general standards, for a term of at least five years from the close of
State's fiscal year in which this Contract is in effect. �.C,v
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ATTACHMENT A
CONTRA COSTA HEALTH PLAN SUBCONTRACT REQUIREMENTS
7. Contractor shall not make assignment and/or delegation of this Contract unless it
has obtained prior written approval of the other party, the County, and State Department of
Health Services.
8. Contractor will hold harmless both the State and Plan members in the event the
County cannot or will not pay for services performed for Plan members pursuant to this
Contract.
9. Contractor will notify the Department of Health Services and Commissioner of
Corporations in the event this Contract is amended or terminated. Notice is considered given
when deposited in the U.S. Registered Mail, first class postage prepaid, addressed as
follows:
Organized Health Services HMO Unit Department of Corporations
Department of Health Services 600 South Commonwealth
714 P Street Los Angeles, California 90005
Sacramento, California 95814
10. Nondiscrimination Requirements.
a. Nondiscrimination Clause (OCP-1) .
(1) During the performance of this Contract, Contractor and its
subcontractors shall not unlawfully discriminate against any employee or applicant for
employment because of race, religion, color, national origin, ancestry, physical handicap,
medical condition, marital status, age (over 40) or sex. Contractor and subcontractors shall
insure that the evaluation and treatment of their employees and applicants for employment are
free from such discrimination. Contractors and subcontractors shall comply with the
provisions of the Fair Employment and Housing Act (Government Code, Section 12900 et seq. )
and the applicable regulations promulgated thereunder (California Code of Regulations, Title
12, Section 7285.0 et seq. ) . The applicable regulations of the Fair Employment and Housing
Commission implementing Government Code, Section 12990, set forth in Chapter 5 of Division
4 of Title 2 of the California Code of Regulations are incorporated into this Contract by
reference and made a part hereof as if set forth in full. Contractor and its subcontractors
shall give written notice of their obligations under this clause to labor organizations with
which they have a collective bargaining or other agreement.
(2) This Contractor shall include the nondiscrimination and compliance
provisions of this clause in all subcontracts to perform work under this Contract.
b. Nondiscriminatory Services. The Contractor will not discriminate against
Contra Costa Health Plan members or eligible beneficiaries because of race, color, creed,
religion, ancestry, marital status, sexual orientation, national origin, age, sex, or
physical or mental handicap in accordance with Title VI of the Civil Rights Act of 1964, 42
USC Section 2000d rules and regulations promulgated pursuant thereto, or as otherwise
provided by law or regulation.
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ATTACHMENT A
CONTRA COSTA HEALTH PLAN SUBCONTRACT REQUIREMENTS
C. Discrimination Complaints. The Contractor agrees that copies of all
grievances alleging discrimination against Contra Costa Health Plan members or eligible
beneficiaries because of race, color, creed, sex, religion, age, national origin, ancestry,
marital status, sexual orientation, or physical or mental handicap shall be forwarded to the
Health Services Director for review and appropriate action.
11. Confidentiality. Contractor agrees to comply with all applicable State or Federal
statutes or regulations respecting confidentiality, including but not limited to, the
identity of persons served under this Contract, their records, or services provided them, and
assures that:
a. All records concerning any individual made or kept by Contractor relations
to services provided under this Contract will be confidential, and will not be open to
examination for any purpose not directly connected with the administration of such service.
b. No person will publish or disclose any list of persons receiving services,
except as may be required in the administration of such service.
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ATTACHMENT B
Contract Number: 24-581-4
Contractor: Harvey A. Lerchin, M.D.
SCHEDULE
(Approximate Number of Hours Contractor Shall Work)
WORK LOCATION HOURS
"AB 3632" Program 16 to 19 hours per week
Mental Health Clinic
Contra Costa Health Plan 2.3 hours per week (average)..