HomeMy WebLinkAboutMINUTES - 06081993 - 1.109 THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA
Adopted this Order on June 8, 1993 by the following vote:
AYES: Supervisors Powers, Smith, Bishop, McPeak, Torlakson
NOES: None
ABSENT: None
ABSTAIN: None
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SUBJECT: Grand Jury Reports Merit System and Fire Protection
The Board received two reports from the 1992-1993 Contra
Costa County Grand Jury. Report No. 9312 dated May 19 , 1993
"Contra Costa County' s Merit System" and Report No. 9315 dated May
26, 1993 , "Fire Protection Personnel Costs" .
IT IS BY THE BOARD ORDERED that the above mentioned
reports are ACKNOWLEDGED and REFERRED to the County Administrator
and the Internal Operations Committee.
cc- Count Administrator I hereby certify that this is a true and correct copy of
County an action taken and entered on the minutes of th3
Grand Jury Boar, of Superviso on the date sho�wnf.�
Internal Operations Committee ATTESTED: —--
PHIL B HEIOR,Clerk of the Boara
of Sue sors and County Administrator
By ,Deputy
•
Lj
A REPORT BY
THE 1992-1993 CONTRA COSTA GRAND JURY
1020 Ward Street
Martinez, California 94533
(510) 646-2345
REPORT No. 9312
CONTRA COSTA COUNTY'S MERIT SYSTEM
"In con}lic u between the power of the people and the interests
of the union, the will of the people to ensure public
accountability must prevail."
Approved by the Grand Jury:
Date: 119
Annemarie GoMkin
Grand Jury Foreman
Accepted for Filing:
Date: � vZ O 1793
Richard S. Flier
Judge of the Superior Court
SCOPE OF INVESTIGATION:
In response to citizens' inquiries, the Grand Jury initiated an investigation to determine if Contra
Costa County's Personnel Management Regulations (PMR), legally binding regulations that
implement the voter-approved Merit System, have been preempted by agreements negotiated
with employee unions.
SUMMARY:
In June of 1980, the voters of Contra Costa County approved a Merit System Reform Ordinance.
In December of 1981,'the Board of Supervisors (Board) adopted legally binding Personnel
Management Regulations to implement the Ordinance. One of the objectives of the Merit
System Ordinance was to assure the public that those responsible for malting and implementing
public personnel policy, the Board of Supervisors, would be held accountable.
The voter-mandated Merit System has been compromised. Over the past twelve years, unions
have negotiated agreements causing Memorandum of Understanding (MOU) sections to conflict
with the Merit System's PMR.
The Board is required to give appropriate notice and to adopt PMR amendments m public
session. The Board has not consistently used this procedure, but instead has ratified conflicting
MOU sections resulting in de facto amendments to the PMR.
In the context of a voter-mandated merit system, the will of the people to insure public
accountability must prevail.
FINDINGS:
1. California Government Code §31100 empowers Contra Costa County to adopt, by
ordinance of the Board, a merit service system for the employees of the County. Any
such ordinance, however, shall not go into effect unless approved by the voters of the
County.
2. On March 18, 1980, the Board passed Resolution 80/290 submitting to the voters a
reformed merit system to modernize the existing 36 year-old civil service system.
3. The Merit System Ordinance was placed on the ballot as Measure "A". The argument
in favor of the Merit System Ordinance stated the measure represented an effort to:
Page 2 ,
• "...fix public accountability for personnel matters clearly on the
Board..."
• "...provide County department heads with more management
flexibility while increasing their accountability to the Board..."
• "...insure that merit principles form the foundation for every
action and regulation..."
No argument against Measure "A" was filed.
4. On June 3, 1980, the voters of Contra Costa County adopted the new Merit System
Reform Ordinance 80-47. Its provisions include:
• Incorporation of "...all existing civil service and personnel
rules, regulations and administrative bulletins relating to personnel
matters..." into all existing memoranda of understanding. (Section
V
• Provision for adoption of a legally binding set of merit system
regulations: The Board "...shall by resolution establish regulations
for the merit system to carry this division into effect. These
regulations shall have the force of law and shall be administered
by the County Administrator or designee..." (Section I, part 12)
5. On January 27, 1970, the Board passed Ordinance 7-17 (codified as Ordinance Code
Division 34) which enacted a set of general rules governing Employer-Employee
Relations. Chapter 34-8 defined the exclusive right of the County to administer the Merit
System, to make all decisions of a managerial character and to direct its employees. On
October 6, 1981, Ordinance Code Division 34 was repealed and replaced by Resolution
81/1165, which incorporated its provisions.
6. On December 15, 1981, the Board adopted Resolution 81/1468 enacting legally binding
Personnel Management Regulations (PMR) implementing the Merit System for affected
County employees (union represented and management personnel).
• Resolution 81/1468, however, states "...that where a provision
contained in the Personnel Management Regulations conflicts with
a provision contained in a Memorandum of Understanding with a
recognized employee organization, the provisions of the
Memorandum of Understanding shall prevail..."
Page 3
7. Government Code §3505.1 authorizes the Board to approve MOUs with recognized
employee organizations. In Contra Costa the Board has approved MOUS with eleven
bargaining units and in each MOU there is a section subordinating the PMR to the terms
of the MOU by stating:
Where a specific provision contained in a section of this
Memorandum of Understanding conflicts with specific provision
contained in a section of the Personnel Management Regulations,
the provision of this Memorandum of Understanding shall prevail.
8. During the past twelve years, unions have negotiated agreements with the Board causing
sections of the MOU to conflict with the Merit System's PMR. An example is PMR
§503, "Promotion By Reclassification Without Examination" as compared with §15.3 of
an existing MOU. There are differences between the documents.
• Most significantly, the PMR states that after consultation with
the appointing authority, the Director of Personnel may promote
an employee from one job classification to another without
examination as long as certain conditions are met. The MOU
requires all of the conditions listed in the PMR and adds that the
union must approve the promotion before it can be made.
The claim by a union to a veto right over the Personnel Director's power to promote
without examination is an irreconcilable conflict between the Merit System's PMR and
the MOU.
9. PMR§1701 defines the method by which the Board shall make amendments to.the PMR.
The procedure requires public notice and a majority vote of the Board.
CONCLUSIONS•
1. The Merit System Reform Ordinance (Measure "A") and related resolutions contain
contradictory language.
2. The MOUs are styled to appear to be in harmony with the PMR, however, there are
irreconcilable differences among the documents.
3. Contra Costa County Resolution 81/1468 allows for MOUS to supersede applicable
provisions of the PMR contrary to the Merit System Ordinance and the ballot arguments
in support of Measure "A". The intent of the Merit System was to subordinate MOUS
to the system of merit service adopted by the voters.
Page 4
in support of Measure "A". The intent of the Merit System was to subordinate MOUS
to the system of merit service adopted by the voters.
4. The Board has compromised management prerogatives by its ratification of MOUS which
contradict the provisions of the PMR.
5. Ratification of an MOU should not constitute a de facto amendment of the PMR. The
ballot argument in favor of the Merit System Ordinance describes the measure as an
effort "... to fix public accountability for personnel matters clearly on the Board of
Supervisors..." For that reason, it is important that the prescribed amendment procedure
be consistently utilized.
For the Board to modify PMR provisions to accommodate a negotiated change in the
MOU, each Supervisor must accept accountability for his/her actions. That can be done
only if they are required to give notice in meeting agendas of their intent to amend the
PMR, to propose those amendments in writing, and to adopt them by majority vote in
public sessions.
6. By adopting Measure "A", the electorate of Contra Costa County voted to insure that
merit principles formed the foundation for personnel matters. In conflicts between the
power of the people and the interests of the union (in the context of a voter-mandated
merit system), the will of the people to ensure public accountability must prevail.
RECONEWENDATIONS:
The Grand Jury recommends that the Board of Supervisors reaffirm the intent and spirit of the
voter-mandated Merit Reform System and the Board's commitment to insure that merit principles
form the foundation for all personnel action and regulations by:
1. Within 60 days, require the County Administrator:
A. Identify for the Board all provisions of the respective Memoranda of
Understanding which are now in conflict with the Merit Systems's
Personnel Management Regulations.
B. Resolve the identified conflicts by recommending to the Board whether the
PMR should prevail or be amended to accommodate the existing provision
within the MOU.
Page 5
• Decision criteria should include: (a) complying with merit
principles, (b) maintaining management prerogatives, and (c)
serving the public interest.
2. Resolvethat in the future, provisions of the PMR and MOU shall be in
agreement.
• Direct the County Administrator to incorporate the recommended
resolution in all Memoranda of Understanding at the time of future
contract negotiations with the respective unions.
3. Immediately agree to utilization of PMR §1701 to make any amendments to the
PMR, giving appropriate notice and voting in public session.
Page 6
RECEIVED
JUN 11993
CLERK u0%0.is C'F SU:EF(VPSCRS
A REPORT BY
THE 1992-1993 CONTRA COSTA GRAND JURY
1020 Ward Street
Martinez, California 94533
(510) 646-2345
REPORT No. 9315
Fire Protection Personnel Costs
"A Firefighter, after three and a half years of service, costs
the taxpayers approximately$80,000 annually. The Board of
Supervisors, responsible for approving labor contracts, has a
unique opportunity to lighten the burden of the taxpayers."
Approved by the Grand Jury:
Date: Z& (144V 93
4eXmarie Go in
Grand Jury Foreman
Accepted for Filing:
Date:
� 3
Richard S. Flier
Judge of the Superior Court
Scope of Investigation:
In response to citizens' concerns about the potential reduction of fire protection services due to
Contra Costa County's financial crisis, the Grand Jury initiated an investigation to determine
how fire service salaries, which account for 89% of the Fire Protection Districts' budgets, are
established.
Summary:
Over the past eight years, the firefighters have received a compounded actual salary increase of
71.3 percent and management personnel has received a compounded actual salary increase of
62.1 percent. These percentages do not include benefits.
The Board of Supervisors Board approved a Memorandum of Understanding for a four-year
period ending December 31 1992. The Memorandum defined a "ratcheting" formula designed
to ensure that fire service salaries would at least equal the "average of the Top Ten Fire
Districts in the Bay Area". The formula, which may raise salaries to progressively higher levels
contains key elements over which the Board has no control or influence. By agreeing to this
formula, the Board of Supervisors has lost the flexibility to set salaries according to the County
Fire Protection District's ability to pay.
At this time of fiscal crisis, the Board of Supevisors has a unique opportunity to redefine all
aspects of its Memorandum of Understanding with Fire Fighters' Local 1230.
Findings.
1. The Contra Costa County Board of Supervisors (Board) serves as ex-officio Governing
Board of the Contra Costa County, Moraga, Orinda, Riverview, and West County Fire
Protection Districts (FPD).
2. Pursuant to Government Code §3505.1 (Myers-Milias-Brown Act), representatives of
Contra Costa County and the United Professional Fire Fighters, IAFF,Local 1230(Local
1230) reached agreement on wages, and other terms and conditions of employment. On
February 28, 1989, the parties signed a non-binding Memorandum of Understanding
(MOU) and presented it to the Board determination. .
3. Subsequently, the Board approved the Memorandum between the FPD and Local 1230
for salary and employee benefit adjustments for a four-year period beginning
(retroactively) January 1, 1989 and ending December 31, 1992.
Page 2
4. Section 5.1 of the MOU [Attachment 1] specifies how the General Wage Increases are
to be determined. It defines a formula designed to ensure that fire service salaries will
at least equal the "Average of the Top Ten Fire Districts in the Bay Area." ("Average
of the Top Ten")
• The primary components of the formula are the Consumer Price Index and
the "Average of the Top Ten."
5. Prior to the 1989 MOU, the General Wage Increases were determined without being
indexed to a formula.
6. In addition to General Wage Increases, §5.13 of the MOU provided for an "Acting Pay
Differential" [APD] for all classes represented by Local 1230. Previously, a represented
employee was paid "Pay for Work in a Higher Classification" only when the employee
actually worked in the place of a person in a higher classification. Beginning on
February 1, 1989, all employees in represented classes were given an APD of two
percent whether or not work was done in place of a person in a higher classification.
7. Review of a 90-day period ending September 1992, indicates the percentage of times
incumbents actually worked in a higher classification:
Class Higher Class Percent of Total Time
Captain Battalion Chief 0.0
Sr. Firefighter Captain 7.8
Firefighter Sr. Firefighter 27.5
8. All represented classes, including Firefighter, Senior Firefighter, Captain, Dispatcher,
Senior Dispatcher, and Inspector receive the two percent "Acting Pay" regardless of
whether or not they are eligible to act in the higher classification or if even such a
position exists.
• The rationale for an "across the board" acting pay differential was an anticipated
reduction in administrative costs by no longer having to track work done in a
higher classification on an hourly basis.
• Neither the Fire Protection District Administration nor the County
Administrator's office was able to provide the Grand Jury documentation to
support this rationale.
Page 3
9. According to an October 1991 Board of Supervisors Workshop on Fiscal Issues of Fire
Districts, the general wage increases received by all employees represented by Local
1230 over the past eight years were as follows:
Effective date Percent Increase
1/1/85 6.8
6/1/86 7.7
8/1/86 1.5
1/1/87 5.0
7/1/87 2.0
4/1/88 3.9
1/1/89 4.4
1/1/90 8.3*
1/1/91 9.9*
1/1/92 6.3*
* Does not include the two percent "Acting Pay
Differential" given to all employees represented by
Local 1230.
Total Increase: 55.8%
Compounded Actual Increase: 71.2%
10. Annual overtime compensation averages over $6,200 per eligible employee.
Compensation is paid for work performed during major emergencies, weed abatement,
and to comply with minimum staffing requirements negotiated with Local 1230 and
specified in §25 of the MOU.
• For example, in calendar year 1992, the Contra Costa County Fire Protection
District paid a total of 1,158 shifts (of 24 hours) to comply with the minimum
staffing requirement. At an average overtime cost of $700 per individual, per
shift, the total cost of overtime to accommodate minimum staffing in one FPD
was over $800,000.
11. The annual compensation package plus the estimated cost of employee benefits equals the
taxpayers' total expense for the following classifications:
Page 4
Annual Compensation* Benefits Total
Captain $72,060 $23,780 $95,840
Senior Firefighter $64,032 $21,131 $85,163
Firefighter $60,096 $19,832 $79,928
* Includes Base Salary (current top step), Holiday Pay, Basic Life Support Differential,
Acting Pay Differential, Uniform Allowance, and average overtime.
12. A Firefighter, after three and a half years of service is at the top of the classification and
costs the taxpayers approximately $80,000 annually.
13. Fire Protection District management has been given General Wage Increases identical to
those granted union-represented employees with the exception of the last increase in
1992. Union-represented employees were given a 6.3 percent increase and Fire
Protection District managers 1.0 percent. The General Wage Increases received by
managers over the last eight years were:
Total increase: 50.2%
Compounded Actual Increase: 62.1%
14. The annual compensation package plus the estimated cost of employee benefits for the
following classifications was:
Annual Compensation* Benefits Tota I
Battalion Chief $87,732 $28,952 $116,684
Assist. Fire Chief $98,544 $32,520 $131,064
* This includes base salary (current top step), Basic Life Support
Differential, Uniform Allowance, Educational Incentive, Stand-by
and Emergency Recall Differential, and Management Longevity
Pay.
15. Eighty-nine percent ($39.7M) of the $44.6 million Fire Protection Districts' operating
budgets for fiscal year 1992-93 are personnel costs.
Page 5
16. Contra Costa County is in a financial crisis with projected revenue shortfalls of$70 to
$120 million. The Board of Supervisors is evaluating reorganization plans and other
cost-saving alternatives to maintain adequate levels of fire protection and emergency,
medical services. The Board has placed a Fire Protection District parcel assessment on
the June 1993 ballot.
17. In cases of emergency, Government Code §3504.5 (Notice of proposed act relating to
matters within scope of representation) allows the Board to determine that a resolution
may be adopted immediately without prior notice or meeting with the union; with the
understanding the Board will meet with the union at the earliest practicable time
following such an action.
18. In October, 1992, the County formally notified Local 1230 of its intent to amend, modify
or terminate the MOU which expired on December 31, 1992.
19. In January, 1993, Local 1230 informed the County that it was willing to extend the
expired Memorandum of Understanding until September, 1994. Local 1230 stated it was
not willing, however, to change the formula of General Wage Increases being tied to the
"Average of the Top Ten." The County has indicated it will not extend the expired
Memorandum of Understanding.
Conclusions:
1. Over the past eight years, the firefighters have received a compounded actual salary
increase of 71.2 percent excluding benefits; fire management received a compounded
actual salary increase of 62.1 percent excluding benefits. With personnel costs
representing 89 percent of the Fire Protection Districts' $44.6 million operating budget,
these increases have contributed, directly and substantially, to the bottom-line cost of
providing fire protection and emergency medical services in Contra Costa County.
2. The salary increases appear to be at variance with the County's on-going financial crisis.
3. By agreeing to maintain salaries at the "Average of the Top Ten", the Board of
Supervisors has lost the flexibility to set salaries according to the County Fire Protection
Districts' ability to pay.
4. It is not prudent for the Board of Supervisors to agree to the use of a "ratcheting
formula" such as the "Average of the Top Ten", which may raise salaries to
Page 6
progressively higher levels, over which the Board has no control or influence, and which
has no maximum ceiling.
5. The unproven rationale of reducing costs by providing all employees represented by
Local 1230 a two percent "Acting Pay Differential", regardless of whether or not they
worked "out of class", at best demonstrates administrative inefficiency. At worst it
borders on being a "gift of public funds", paying for work not performed, or the
granting of a low-profile, de facto pay increase without formally including it as a part
of the general wage increase which is subject to greater public scrutiny.
6. Current negotiated Minimum Staffing Requirements increase the cost of providing fire
protection services while limiting management's flexibility.
7. With the expiration of the four-year old Memorandum of Understanding with Local
1230, the Board has a unique opportunity to redefine all aspects of the MOU and appears
to be motivated to exploit this opportunity.
8. The Board of Supervisors has the legal authority to determine that an emergency exists
and to pass a resolution to immediately and unilaterally reduce costs in order to continue
to provide an adequate level of fire protection and emergency medical services to the
public.
Recommendations:
The 1992-93 Grand Jury recommends that the Board of Supervisors:
1. Not agree to any labor contract that contains a formula which ties employee
salaries to an index which is beyond the control of the Board and which does not
contain a maximum allowable increase in salary either yearly or during the life
of the contract.
2. Eliminate in future contracts clauses that provide premium pay for work that is
not, in fact, performed.
3. Restore to management the responsibility and the authority to establish prudent
staffing requirements.
4. Consider the County's present financial crisis an emergency as defined in
Government Code §3504.5, and pass a resolution to immediately and unilaterally
reduce wages, benefits, and present minimum staffing requirements while
continuing to provide an adequate level of fire protection and emergency medical
services to the public.
Page 7
[ATTACHMENT]
SECTION 5 SALARIES
5.1 General Wage Increases
B. Effective January 1, 1990, January 1, 1991, and January
1, 1992, each represented classification shall receive a
general wage increase of that number of levels on the
County Salary Schedule closest to the percentages
generated in the following manner:
1. During the Fall of 1989, 1990, and 1991, the County
and the Union shall jointly survey the same
eighteen (18) San Francisco-Bay Area Fire Districts
and Departments (hereinafter "jurisdictions") which
the County and the Union surveyed in the Fall of
1988. The survey shall be completed no later than
January 10 of each year, and shall reflect data
available at that time. The number and identity of
the jurisdictions surveyed may be changed by mutual
agreement. The salary survey generated from the
data received from said jurisdictions shall be
displayed in a chart listing each jurisdiction by
name, Base Salary (top step firefighter) , Holiday
Pay, Differential Pay, Uniform Allowance, and the
total of such pay categories (hereinafter" Pay
Subtotal") for each jurisdiction. The surveyed
jurisdictions shall be ranked according to the Pay
subtotals for each jurisdiction. The county and
the Union shall thereafter determine the average
Pay Subtotal for the ten (10) highest ranking
jurisdictions (hereinafter "Average of the Top Ten"
and shall also determine the percentage difference
between the Average of the Top Ten and the Contra
Costa County Fire Protection Districts, using the
same pay categories and resultant Pay subtotal.
Such percentage shall hereinafter be known as the
Percentage Difference with the Top Ten" . (sic) . .
2. The preliminary determination of the general wage
increase shall be the percentage increase
(decrease) in the Consumer Price Index for Urban
Wage Earners and Clerical Workers, revised, San
Francisco-Bay Area, all items, (1982-84 = 100) for
the period December 1988 through December 1989,
December 1989 through December 1990, and December
1990 through December 1991, respectively
(hereinafter "CPI-W") . The final determination of
the general wage increase shall be the amount of
the increase (decrease) in the CPI-W (rounded to
the nearest tenth of a percent) , plus that
percentage amount in excess thereof which equals
the percentage difference with the Top Ten (or
minus that percentage amount less than the average
with the Top Ten, in the event the average of the
Top Ten should be less than the CPI-W) , provided,
however, that the final determination of the
general wage increase determined by the foregoing
process shall not exceed the percentage increase
(decrease) in the CPI-W plus two percent (20) and
shall not be less than the percentage increase
(decrease) in the CPI-W minus two percent (2%) .
C. Effective January, 1996, January. 1,. 1991, and January 1,
1992, each represented classification shall receive an
Equity wage increase of twenty (20) levels on the County
Salary Schedule, in addition to the increase generated by
the process outlined in 5.1B hereinabove.