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COUNTY OF CONTRA COSTA
RESOLUTION NO. , To�
RESOLUTION OF THE COUNTY OF CONTRA COSTA AUTHORIZING THE
ACCEPTANCE OF TRANSFERS OF ALLOCATION, THE ISSUANCE, SALE AND
DELIVERY OF COUNTY OF CONTRA COSTA 1988 HOME MORTGAGE REVENUE
BONDS, AUTHORIZING THE EXECUTION AND DELIVERY OF AN INDENTURE,
BOND PURCHASE CONTRACT, ORIGINATION, SERVICE AND
ADMINISTRATION AGREEMENT, DEVELOPER AGREEMENT, COOPERATIVE
AGREEMENTS AND OFFICIAL STATEMENT, ADOPTING RULES AND
REGULATIONS, AMENDING RULES AND REGULATIONS, ESTABLISHING
MEDIAN HOUSEHOLD INCOME, APPROVING A FEASIBILITY STUDY,
APPROVING THE ISSUANCE OF BONDS AND AUTHORIZING THE EXECUTION
AND DELIVERY OF AND APPROVING OTHER RELATED DOCUMENTS AND
ACTIONS IN CONNECTION THEREWITH
WHEREAS, Chapters 1-5 of Part 5 of Division 31 of
the Health and Safety Code of the State of California (the
"Act" ) authorizes counties to incur indebtedness for the
purpose of financing home mortgages authorized by the Act, and
the Act provides a complete, additional and alternative method
for doing the things authorized thereby;
WHEREAS, the Board of Supervisors (the "Board" ) of
the County of Contra Costa (the "County" ) hereby finds and
declares that it is necessary, essential and a public purpose
for the County to finance home mortgages pursuant to the Act,
in order to increase the housing supply in the County for
persons and families within the income limitations established
by the Act;
WHEREAS, this Board has, by Ordinance No. 82-5,
adopted on January 5, 1982, adopted a home mortgage finance
program (the "Program" ) for such purpose, and has determined
to borrow money for such purpose by the issuance of revenue
bonds as authorized by the Act;
WHEREAS, certain cities within the County have
agreed or may agree with the County, pursuant to the Act, to
cooperate in the Program and have agreed or may agree that the
County shall exercise powers to finance home mortgages
pursuant to the Act with respect to property located in the
geographic boundaries of such cities;
WHEREAS, the County and the cities of Antioch,
Brentwood, Concord and Hercules have applied to the State of
California Mortgage Bond and Tax Credit Allocation Committee
( "MBTCAC" ) for allocations to issue qualified mortgage bonds
in accordance with Section 146 of the Internal Revenue Code . of
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1986, as amended (the "Code" ) and Chapter 11 . 8 of Division 1
of Title 2 of the California Government Code and have applied
for allocations from MBTCAC in amounts equal to $20, 000,000,
$18, 500, 000, $5, 500, 000, $9, 800, 000 and $18,200, 000,
respectively;
WHEREAS, the cities of Antioch, Brentwood, Concord
and Hercules have advised MBTCAC of their intention to
transfer their allocations to the County so that a single
issue of bonds may be undertaken;
WHEREAS, the County desires to accept the transfer
of allocations from the cities of Antioch, Brentwood, Concord
and Hercules;
WHEREAS, qualified lending institutions which
transact business in the County have been permitted the
opportunity to participate in the Program on an equitable
basis with other participating lending institutions;
WHEREAS, this Board hereby finds and determines that
the Program complies with the land use element and the housing
element required to be included_ in the general plan of the
County by Section 65302 of the California Government Code;
WHEREAS, this Board hereby finds and declares that
this Resolution is being adopted pursuant to the powers
granted by the Act;
WHEREAS, the Code requires .that, prior to issuance,
mortgage revenue bonds be approved by the applicable elected
representatives of the governmental unit issuing such bonds,
after a public hearing held following reasonable public notice;
WHEREAS, there was published, on May 31, 1988, in
the Contra Costa Times, which is a newspaper of general
circulation in the County, a notice that a public hearing
regarding the issuance of bonds by the County would be held by
this Board on June 14, 1988;
WHEREAS, this Board is the applicable elected
representative of the County;
WHEREAS, this Board has held the public hearing
described above; and
WHEREAS, all conditions, things and acts required to
exist, to have happened and to have been performed precedent
to and in the issuance of the Bonds (hereinafter defined) and
implementation of the Program as contemplated by this
resolution and the documents referred to herein exist, have
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happened and have been performed in due time, form and manner
as required by the laws of the State of California, including
the Act;
NOW, THEREFORE, BE IT RESOLVED by the Board of
Supervisors of the County of Contra Costa, as follows:
1. The Board does hereby find and declare that the
above recitals are true and correct.
2 . The Chair of this Board, the County
Administrator, the Director of Community Development, or the
Deputy Director - Redevelopment (the "Designated Officers" )
are hereby authorized and directed, for and in the name and on
behalf of the County, to accept the transfer of the qualified
mortgage bond allocation made to the cities of Antioch,
Brentwood, Concord and Hercules by MBTCAC.
3 . Pursuant to the Act and the Indenture
(hereinafter defined) , revenue bonds of the County, designated
as "County of Contra Costa 1988 Home Mortgage Revenue Bonds
(GNMA Mortgage-Backed Securities Program) " in an aggregate
principal amount not to exceed $72, 000, 000 (the "Bonds" ) are
hereby authorized to be issued. The Bonds shall be executed
by the manual or facsimile signature of the Chair of this
Board and the facsimile of the seal of the County shall be
reproduced thereon and attested by the manual or facsimile
signature of the County Administrator and Ex-Officio Clerk of
this Board, in the forms set forth in or otherwise in
accordance with the Indenture (hereinafter defined) . The
amounts made available by the issuance of the Bonds shall be
used to acquire mortgage-backed securities, backed by pools of
home mortgages (the "Home Mortgages" ) and guaranteed by the
Government National Mortgage Association ( "GNMA Securities" ) ,
pursuant to the Program, and for such other purposes as are
set forth in the Indenture.
4. The proposed form of indenture presented to
this meeting is hereby approved. The Designated Officers are
hereby authorized and directed, for and in the name and on
behalf of the County, to execute and deliver an indenture in
substantially said form, with such additions thereto or
changes therein as the officer executing said indenture may
require or approve, such approval to be conclusively evidenced
by the execution and delivery thereof. The Designated
Officers of the County are hereby authorized to select a
qualified financial institute to act as trustee under the
indenture (the "Trustee" ) . The trustee, date, maturity dates,
interest rate or rates, interest payment dates, denominations,
form, registration privileges, manner of execution, place of
payment, terms of redemption and other terms of the Bonds
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shall be as provided in said indenture as finally executed
(the "Indenture" ) ; provided, however, that the terms of the
Bonds shall be such as to result in a rate of interest on the
Home Mortgages not to exceed 9.95% per annum.
5. The proposed form of bond purchase contract,
between the County and PaineWebber Incorporated and Pacific
Securities, Inc. , as representatives of the several
underwriters (the "Underwriters" ) , in substantially the form
presented to this meeting, and the sale of the Bonds pursuant
thereto, is hereby approved. Any one of the Designated
Officers of the County is hereby authorized and directed, for
and in the name and on .behalf of the County, to accept the
offer of the Underwriters to purchase the Bonds contained in
said bond purchase contract (when such offers are made and if
such offers are consistent with Section 4 hereof) and to
execute and deliver said bond purchase contract in said form,
and to approve any additions to or changes in the form of said
bond purchase contract (consistent with the final Official
Statement approved by the Chair of the Board or other
Designated Officer in accordance with section 10 hereof) which
such officer may deem necessary or advisable, approval of such
additions or changes to be conclusively evidenced by such
officer' s execution of said bond purchase contract as so added
to or changed.
6. The proposed form of origination, servicing and
administration agreement presented to this meeting is hereby
approved. Any one of the Designated Officers of the County,
as issuer of the Bonds and as Administrator (as defined in
said agreement) , is hereby authorized and directed, for and in
the name and on behalf of the County, as issuer of the Bonds
and as Administrator, to execute and deliver an origination,
servicing and administration agreement with the lending
institutions identified in Exhibit A hereto, with such
additional lending institutions (and omitting such lending
institutions) as may be approved by the Designated Officers as
being in furtherance of the interests of the Program, in
substantially said form, with such additions thereto or
changes therein as the officer executing such origination,
servicing and administration agreement may require or approve,
such approval to be conclusively evidenced by the execution
and delivery thereof. If, in the opinion of .the Designated
Officers of the County, it is desirable to enter into
origination, servicing and administration agreements with
other qualified lenders, such officers shall enter into
agreements with such other qualified lenders. The final
selection of qualified lenders and the final allocation
thereto of the moneys to be made available by the sale of the
Bonds for the purchase of GNMA Securities shall be 'made on a
fair and equitable basis considering the factors set forth in
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the Rules and Regulations (hereinafter described) and
considering the public purposes of the Program. The proper
officers of the County are hereby authorized and directed to
establish and maintain such account or accounts as may be
necessary to hold the commitment fees paid by the lenders.
7. The proposed form of developer agreement
presented to. this meeting is hereby approved. Any one of the
Designated Officers of the County is hereby authorized and
directed, for and in the name and on behalf of the County, to
execute and deliver a developer agreement with the developers
identified in Exhibit B hereto, with such additional
developers (and omitting such developers) as may be approved
by the Designated Officers as being in furtherance of the
interests of the Program, in substantially said form, with
such additions thereto or changes therein as the officer
executing such. developer agreement may require or approve,
such approval to be conclusively evidenced by the execution
and delivery thereof. The final selection of developers and
the final allocation thereto of the moneys to be made
available by the sale of the Bonds for the purchase of GNMA
Securities shall be made on a fair and equitable basis
considering the factors set forth in the Rules and Regulations
(hereinafter described) and considering the public purposes of
the Program. The proper officers of the County are hereby
authorized and directed to establish and maintain such account
or accounts as may be necessary to hold the commitment fees
paid by the developers.
8. The proposed form of cooperative agreement
between the County and such cities within the County as shall
offer to enter into cooperative agreements with the County is
hereby approved. The Designated Officers are hereby
authorized and directed, for an in the name or on behalf of
the County, to execute and deliver cooperative agreements with
such cities as such officers determine to be in furtherance of
the interests of the Program in substantially said form, with
such additions thereto or changes therein as are approved by
the Designated Officers, the approval of such officers to be
evidenced conclusively by the execution and delivery of such
agreements. The final selection of cities cooperating with
the County in connection with the Program, including the
addition of additional cities as cooperating cities, shall be
made in consideration of the developers selected for
participation in the Program.
9. The proposed form of official statement
relating to the Bonds presented to this meeting is hereby
approved. The Chair of this Board and each of the other
Designated Officers are hereby authorized and directed, at the
time of the sale of the Bonds, for and in the name and on
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behalf of the County, to execute a final official statement in
substantially said forms, with such additions thereto or
changes therein as the executing officer may require or
approve, such approval to be conclusively evidenced by the
execution thereof. The Underwriters are hereby authorized to
distribute copies of said official statements, as finally
executed, to persons who may be interested in the purchase of
the Bonds and are directed to deliver such copies to all
actual purchasers of the Bonds. The Underwriters are hereby
authorized to distribute the Preliminary Official Statement
relating to the Bonds.
10. The Rules and Regulations Establishing
Eligibility Criteria for Lenders, in the form submitted to
this meeting, are hereby approved and adopted.
11 . The Rules and Regulations Establishing
Eligibility Criteria For Mortgagors And Home Mortgages, in the
form submitted to this meeting, . are hereby approved and
adopted. Pursuant to said Rules and Regulations, this Board
of Supervisors hereby adopts the Federal Law Household Income
(Very Low Income Families) and the State Law Median Household
Income, as defined therein, subject to adjustment from time to
time by this Board by resolution or in accordance with said
Rules and Regulations referred to in this section 11.
Section 5 of the Rules and Regulations Establishing
Eligibility Criteria for Mortgagors and Home Mortgages with
respect to the County of Contra Costa 1982 Home Mortgage
_Revenue Bonds is hereby amended to read in full as follows:
Section 5. Median Household Income. For
purposes of the Program, Median Household Income is
countywide median household income, which is currently
$48, 900.
Section 6 of the Rules and Regulations Establishing
Eligibility Criteria for Mortgagors and Home Mortgages with
respect to the County of Contra Costa Home Mortgage Revenue
Bonds, 1983 Issue A is hereby amended to read in full as
follows:
Section 6. Median Household Income. For
purposes of the Program, Median Household Income is the
countywide median household income, which is currently
$48, 900.
Section 5 of the Rules and Regulations Establishing
Eligibility Criteria for Mortgagors and Home Mortgages with
respect. to the County of Contra Costa 1985 Home Mortgage
Revenue Bonds is hereby amended to read as follows:
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Section 5. Median Household Income. For
purposes of the Program, Median Household Income is
countywide median household income, which is currently
$48, 900.
Section 3 of the Rules and Regulations Establishing
Eligibility Criteria for Mortgagors and Home Mortgages with
respect to the County of Contra Costa 1987 Home Mortgage
Revenue Bonds is hereby amended to read as follows:
Section 3 . Median Household Income. For
purposes of the Program, Median Household Income is the
countywide median household income, which is currently
$48, 900.
The County also finds that for the purposes of the
Program with respect to the Contra Costa Home Mortgage Finance
Authority 1984 Home Mortgage Revenue Bonds, the Median .
Household Income is the countywide median household income,
which is currently $48, 900.
12 . This Board hereby finds and declares that there
are insufficient numbers of creditworthy persons whose income
does not exceed 80% of State Law Median Household Income to
allocate no less than half of the funds allocated for Home
Mortgages where the purchaser will not be the first occupant
for households whose income does not exceed 80% of such
countywide median household income. This Board therefore
determines that no less than half the remainder of funds
allocated for such Home Mortgages will be allocated for
households whose income does not exceed 90% of State Law
Median Household Income.
13 . Based on the report of Spear Street Advisors,
Inc . , this Board hereby finds and determines that, in
accordance with United States Treasury Temporary Regulation
§ 6a. 103A-2 (h) (2 )- (3 ) , the portion of the lendable proceeds of
the Bonds required to be made available for home mortgages
with respect to residences in targeted areas is equal to the
lesser of 20% of the proceeds of the Bonds available for home
mortgagors or $12, 608, 640, being 40% of the average annual
aggregate principal amount of mortgages executed during the
immediately preceding three calendar years for single-family,
owner-occupied residences in targeted areas (as defined in
§ 6a. 103A-2(b) (4) and (5) of said Temporary Regulations and as
of the date three months prior to the date of issuance of the
Bonds) within the unincorporated area of the County (including
all cities within the County which have signed or are expected
to sign cooperative agreements with the County pursuant to the
Act) .
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The Board hereby further directs the Trustee and the
Administrator (as hereinafter defined) to make any additional
amount of lendable proceeds of the Bonds available for home
mortgages with respect to residences in targeted areas to the
extent necessary to fully comply with the provisions of the
Indenture.
14. The Bonds, when executed by the County pursuant
to Section 3 hereof, shall be delivered to the Trustee for
authentication. The Trustee is hereby requested and directed
to authenticate the Bonds by executing the Trustee' s
certificate of authentication and registration appearing
thereon, and to deliver the Bonds, when duly executed and
authenticated, to the Underwriters in accordance with written
instructions executed on behalf of the County by the Chair of
this Board or other Designated Officer, which instructions
said officer is hereby authorized and directed, for and in the
name and on behalf of the County, to execute and deliver to
the Trustee. Such instructions shall provide for the delivery
of the Bonds to the underwriters in accordance with the bond
purchase contract, upon payment of the purchase price thereof.
15 . The draft report entitled "Market Feasibility
Study, " prepared by Spear Street Advisors, Inc . , is hereby
approved and adopted.
16. Caine Gressel Midgley Slater Inc. is- hereby
designated as financial advisor for the County, Orrick,
Herrington & Sutcliffe is hereby designated as bond counsel
for the County and Spear Street Advisors, Inc . is hereby
designated feasibility consultant for the County with respect
to the issuance of the Bonds. The proper officers of the
County are hereby authorized for and . in the name and on behalf
of the County to enter into contracts with said financial
advisor, bond counsel and feasibility consultant for such
services and on such terms as such officers may deem necessary
or advisable. Contracts heretofore entered into with any of
such firms are hereby approved, ratified and affirmed.
17 . The Chair or other Designated Officers of the
County are hereby authorized to select a Compliance Agent in
furtherance of the purposes of the Program.
18. This Board appoints the County to act as
Administrator of the Program, and directs the Community
Development Department of the County to administer the Program
on behalf of the County pursuant to Section 52020(e) of the
California Health and Safety Code.
19 . As the applicable elected representative of the
County, this Board hereby approves the issuance of the Bonds
in an aggregate amount not to exceed $72, 000, 000.
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20. The payment by the County of up to $50, 000 for
an allocation under the home financing program financed by the
Bonds to provide financing for the purchase of homes that have
been the subject of rehabilitation or other existing homes is
hereby approved. The appropriate officers of the County are
hereby authorized to take such action as is necessary or
desirable to obtain such allocation or allocations.
21 . All actions heretofore taken by the officers
and agents of the County with respect to the establishment of
the Program and the sale and issuance of the Bonds are hereby
approved, confirmed and ratified. The Chair of this Board,
the County Administrator, the Director of Community
Development and the Deputy Director-Redevelopment are hereby
authorized and directed, for and in the name and on behalf of
the County, to do any and all things and take any and all
actions and execute and deliver any and all certificates,
agreements and other documents, including but not limited to
those described in the Indenture, the bond purchase contract
and the other documents herein approved, which they, or any of
them, may deem necessary or advisable in order to consummate
the lawful issuance and delivery of the Bonds in accordance
with this resolution and resolutions heretofore adopted by the
County and in order to carry out the Program.
22 . The Administrator is hereby authorized to
approve on behalf of the County the reallocation of any and
all moneys under the Origination, .Service and Administration
Agreement to Lenders and under the Developer Agreement to
Developers, in accordance with the provisions of such
agreements.
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23 . This resolution shall take effect immediately
upon its adoption.
ADOPTED this l4thday of June , 1988, by the
following votes:
AYES: Supervisors Powers , Fanden, Torlakson, Schroder.
NOES: None.
ABSENT: None.
ABSTAIN: Supervisor McPeak ined because of a
possible confli interest .
ATTEST: Chair of the Board of Supervisors
Phil Batchelor, County Administrator
and ex-officio Clerk of the Board
of Supervisors
By
Deputy
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.e
CLERK' S CERTIFICATE
I, Jeanne 0. Maglio , Deputy Clerk of the Board of
Supervisors of the County of Contra Costa, hereby certify as
follows:
The foregoing is a full, true and correct copy of a
resolution duly adopted at a regular meeting of the members of
the Board of Supervisors of the County of Contra Costa duly,
regularly and legally held at the regular meeting place
thereof on June 14, 1988, of which meeting all of said members
had due notice and at which at least a majority thereof were
present;
At said meeting said- resolution was adopted by the
following vote:
Ayes: Supervisors Powers , Fanden, Torlakson, Schroder.
Noes: None.
Abstain: Supervisor "Iicpeak abstained because of a.
possible conflict of interest .
The foregoing is a full, true and correct copy of
the original resolution adopted at said meeting and entered in
said minutes; and
Said resolution has not been amended, modified or
rescinded since the date of its adoption, and the same is now
in full force and effect.
Dated: June 14 1988
Phil Batchelor, County
Administrator and ex-officio
Clerk of the Board of Supervisors
[SEAL]
By:
Deput
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EXHIBIT A
Qualified Lenders
Commonwealth Mortgage
CTX Mortgage Company/Hamilton Savings Bank
First California Mortgage
The Hammond Company
IMCO Realty Services
International Mortgage Company
Norwest Mortgage, Inc .
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' EXHIBIT B
Preliminary Developer Allocations
Preliminary
Developer Allocation Developments
Amlee Corporation 5,000,000 Turtle Creek, Concord
Barnett Range 1,700,000 Oakley Ranch, Oakley
Bren Company 5,250,000 Glenwood, Hercules
Wildwood, Hercules
Centex Homes 7,000,000 Viera Ranch, Antioch
Devonwood, .Hercules
Westwood, Hercules
DiLoreto Construction 1,000,000 Olympian Hills, Hercules
Garrow & Cardinale 1,200,000 Gateway, Oakley
Hal Porter Homes 4,000,000 Deer Creek, Brentwood
Quail Valley, Oakley
JBL Financial 4,500,000 Pavilion Place, Concord
Kaufman & Broad 15,000,000 Calif. Harbor, Antioch
Parachini, Antioch
Putnam, Antioch
Skyranch, Antioch
Williamson Ranch, Antioch
Calif. Harvest, Brntwd.
Calif. Beacon, Oakley
Calif. Isle, Oakley
Lane/Kuhn Pacific 5,000,000 Woodside, Walnut Creek
McBail Company 2,500,000 Almondridge, Antioch
Richmond Neighborhood Hsg 1 ,500,000 Various scattered sites,
Richmond
Shea Homes 3,000,000 Bay Pointe, Hercules
West County Housing 800,000 Infill Housing, Richmond
Willow Break Joint Venture 7,500,000 Willow Brook, Pinole
Woodridge 3,000,000 Oak Park, Oakley
Sub Total Developers $62,950,000
Scattered Site/Resale 4;000,000
County Allocation 2,000,000
TOTAL MRTG. ALLOCATION $68,950,000