HomeMy WebLinkAboutMINUTES - 04161985 - 2.5 ' iTo:' BOARD OF SUPERVISORS
Contra
FROM: Phil Batchelor, County Administrator
Costa
-DATE: April 10, 1985 @ Cour �y
SUBJECT:
Legislation: Federal Income Tax Proposals
SPECIFIC REQUEST(S) OR RECOMMENDATION(S) & BACKGROUND AND JUSTIFICATION
RECOMMENDATION•
Adopt a position of opposition to any federal income tax
proposal which eliminates the federal income tax exemption of
interest on certain bonds used to finance such activities as
multi-family rental housing, mass commuting facilities, sewage
or solid waste facilities, air or water pollution control
facilities, commercial and industrial facilities and nonprofit
health care facilities, and direct the County Administrator to
communicate the Board' s position and concerns to the President
of the United States, the Secretary of the Treasury, the
Chairmen of the House Ways and Means and Senate Finance
Committees, and this County' s Congressional Delegation.
BACKGROUND:
See attached letter from Orrick, Herrington and Sutcliffe.
CONTINUED ON ATTACHMENT: X YES SIGNATURE: / Gr
RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE
APPROVE OTHER
SIGNATURE(S) Z&,
ACTION OF BOARD ON Apri 1 16, 1985 APPROVED AS RECOMMENDED OTHER
VOTE OF SUPERVISORS
�— UNANIMOUS (ABSENT I HEREBY CERTIFY THAT THIS IS A TRUE
AYES: NOES: AND CORRECT COPY OF AN ACTION TAKEN
ABSENT: ABSTAIN: AND ENTERED ON THE MINUTES OF THE BOARD
OF SUPERVISORS ON THE DATE SHOWN.
County Administrator
CC: Auditor-Controller ATTESTED April 16 , .19.85
Treasurer-Tax Collector
Director, Community Development PHIL BATCHELOR, CLERK OF THE BOARD OF
Public Works Director SUPERVISORS AND COUNTY ADMINISTRATOR
Health Services Director
M382/7-83 BY DEPUTY
LAW orFlces Contra Costa C011nty
ORRICK, HERRINGTON b SUTCLIFFE RECE=IVED
600 MONTGOMERY STREET
SAN FRANCISCO.CALIFORNIA 94111 FEB 2 Z 1985
TELEPHONE (415) 392-1122
TELECOPIER ;415; 954-3759 TELEX 70-3520
Office of
Coon': - Administrator
NEW YORK. NEW YORK 10036 SACRAMENTO,CALIFORNIA 95614 SAN JOSE.CALIFORNIA 95113
1211 AVENUE OF THE AMERICAS 520 CAPITOL MALL 55 ALMADEN BOULEVARD
TELEPHONE ;212,704.9660 TELEPHONE (916:447.7752 TELEPHONE(408)296-8600
February 19, 1985
MEMORANDUM TO ISSUERS OF TAX EXEMPT BONDS
Re: Tax Simplification Proposals
DID YOU KNOW THAT THE TAX SIMPLIFICATION PROPOSALS
CONSTITUTE A DIRECT THREAT TO THE POWER OF ALL PUBLIC
ENTITIES TO BORROW MONEY FOR MOST PURPOSES?
Each of the so-called "tax simplification"
proposals, Bradley-Gephardt, Kemp-Kasten, Rangel and
Treasury' s proposal, would eliminate the exemption from
federal income taxes of interest on what such proposals term
"private activity" or "non-governmental" bonds, including
bonds issued to finance:
owner-occupied housing
multifamily rental housing
sports facilities
conventions or trade show facilities
airports, docks, wharves
parking facilities
mass commuting facilities
sewage or solid waste facilities
local electric energy or gas facilities
air -or water pollution control facilities
water facilities
hydroelectric facilities
district heating or cooling facilities
industrial parks
commercial and industrial facilities
student loans
nonprofit health care facilities
nonprofit educational facilities
While some of these may merit the label "private activity, "
most are really "public enterprise" or "public purpose"
involving essential or traditional governmental services.
Also included are any other obligations more than
1% of the' proceeds of which are used directly or indirectly
by any person other than a . state or local government. Even
publicly owned and operated facilities could fail this test
if there is a rental, management, output, take-or-pay,
I
ORRICK, HERRINGTON b SUTCLIFFE
put-or-pay or other use contract between the issuer and a
private entity. It does not matter whether debt service is
paid by private entities or solely from general tax dollars,
special assessments or other public funds. A general
obligation bond issued to finance a city hall would not be
tax exempt if 1% of the space in the city hall were rented to
a newsstand-or the phone company for telephone stalls. If
these rules become law, what portion of bonds issued by
public entities today could continue to be issued on a tax
exempt basis? By one estimate, it could be as little as 10%.
If the interest on bonds issued to finance a
facility is not tax exempt, it is the residents of the issuer
or the usersof the facility who must pay the additional
interest expense or the additional expense of financing other
than with bonds, or the facility cannot be acquired or
constructed at all .
MANY ENTITIES NOW ENTITLED TO ISSUE TAX EXEMPT
BONDS WILL LOSE THAT POWER!
Only state and local governments would be able to
issue bonds the interest on which is exempt from federal
income taxes. These would include only entities with a
substantial and independent power to tax, power of eminent
domain or police power. Most agencies and authorities, and
all nonprofit corporations, do not possess such powers.
THE PROPOSAL CONTAINS A NUMBER OF OTHER
RESTRICTIONS COSTLY TO ISSUERS.
Issuers would be required to rebate all arbitrage
and would not be permitted to recover costs of issuance,
underwriter' s discount, credit enhancement fees or other
costs; temporary period rules would be tightened; early
issuance would be prohibited; advance refundings would be
prohibited; and all bonds would be required to be reported to
the IRS.
These provisions would make borrowing more costly,
place tremendous cash flow restrictions on issuers, impair
their ability to time the issuance of bonds to minimize
interest rates and make it impossible to restructure debt or
to get out from under high interest rates and restrictive
covenants for a number of years.
WHY ARE WE SENDING YOU THIS LETTER?
Most of those who would be affected have no present
notion of what the Treasury and others (in both political
parties) want to do to them under the heading "Tax Reform for
Fairness, Simplicity, and Economic Growth. "
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ORRICK, HERRINGTON & SUTCLIFFE
Orrick., Herrington: & Sutcliffe believes that it has
a responsibility, as the largest and most active bond counsel
firm in California and one of the nation' s leading legal
experts on public finance, to inform public entities that
these tax simplification proposals contain provisions that
may be .harmful to their economic and political health; i . e . ,
to their ability to finance or to induce private enterprise
to finance necessary or desirable projects at acceptable cost.
WHAT CAN YOU DO?
We urge you (or your appropriate department or
agency) to write the President or members of Congress,
particularly members of the House Ways and Means Committee or
Senate Finance Committee. A list of California' s
Congressional delegation and of the membership of the
aforementioned committees is enclosed. We suggest that the
letters cite specific projects, jobs and revenues that would
not have been or will not be created, or would have been or
will be lost, and of the additional costs that would have
been or will be borne by residents and facility users, if the
Treasury has its way. The letters also may remind the
Administration and Congress of the promises of their various
spokesmen last year that if volume caps limiting the amount
of private activity bonds were enacted (which they were) , tax
exempt bonds would be left alone for a couple of years in
order to assess the effect of such change. In addition to
letters, calls to or meetings with members of Congress also
might prove effective.
It is not necessary to support every type of bond
or issuer threatened by these proposals. It is important,
however, not to wait too long. Hearings are expected to
commence soon, and the Treasury has taken the high ground by
labeling all of the bonds referred to herein as "private
purpose" and "non-governmental" and by describing tax
exemption as "outmoded" and a "privilege" instead of a
Constitutional or essential governmental right. Do not rely
on groups like the National League of Cities, which is
reported to be considering endorsing the Treasury proposal .
We have not enclosed a form letter because form
letters are often ignored, but we would be pleased to provide
whatever assistance you may request and, of course, to answer
any . questions you may have about any of the matters discussed
herein.
THE PUBLIC FINANCE DEPARTMENT
ORRICK, HERRINGTON S SUTCLIFFE
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