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HomeMy WebLinkAboutMINUTES - 04121976 - R 76C IN 3 1976 APRIL II MONDAY THE BDARD OF SUPERVISORS MET IN ALL ITS CAPACITIES PURSUANT TO ORDINANCE CODE SECTION 24-2.402 IN REGULAR ADJOURNED MEETING AT 8:00 P.M. , MONDAY, APRIL 12, 1976 IN ROOM 107, COUNTY ADMINISTRATION BUILDING, MARTINEZ, CALIFORNIA. PRESENT: Chairman J. P. Kenny, presiding; Supervisors A. M. Dias, J. E. Moriarty, E. A. Linscheid. ABSENT: Supervisor W. N. .Boggess. CLERK: J. R. Olsson, represented by Geraldine Russell, Deputy Clerk. 06M ^M. JAMES P.KENNY.RICHMOND CALENDAR FOR THE BOARD OF SUPERVISORS JAMES p KENNY IST DI M. T CONTRA COSTA COUNTY CHA RM AN ALFRED M.OIAS,EL SOBRwNTE EDMUND A.LtNSCHEID 2No oISTRICT VICE CHAIRMAN JAMES E.MORIARTY.L^FAYETTE Ano FOR JAMES R OLSSON,COUNTY CLERK 3Ro DISTRICT SpEdAL DISTRICTS GOVERNED BY THE BOARD AND Ex Off►ao CLERK Of THE BOARD WARREN N.BOGGESS.CONCORD BOARD CMRS,GERALDINE RUSSELL' 4TH DISTRICT HAYOERS MOON107.AOYYiSTRATION eultaNC CMEf CLERK EDMUND A LINSCHEID,rlrrsBuom ►a DOs 911 PHONE(415)372.2371 STH DISTRICT MARTINEZ CALIFORNIA 94553 MONDAY APRIL 12, 1976 REGULAR AWOURIM MEETING 8:00 P.M. Hearing on Community Development Housing Rehabilitation Assistance Program. 8:30 P.M. Staff presentation on Social Service funding problems. (No public testimony will be received; public hearing to be held April 20, 1976 at- 2:00 p.m.) i omm i IN BOARD OF SUPERVISORS OF ill v � 00002 1 Ii? THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, STATE OF CALIFORIIIA In the Matter of Social ) Service Funding Problems. ) April 12, 1976 As recommended by the Administration and Finance Committee, the Board on April 6, 1976 having fined this time for a public work session on funding problems of the Social Service Department; and Mr. C. L. Van Marter, Director, Human Resources Agency, having presented a comprehensive report (a copy of which is on file with the Clerk of the Board) detailing present operations of the Social Service Department, indica- ting mandated service programs, setting forth various alternatives to resolve the funding problems, and commenting on the recommendations submitted to the Board on April 6, 1976; and Mr. R. A. Jornlin, Director, Social Service Depart- ment, having commented on the inequity of the forimtla used by the State to allocate Federal Social Service funds to the counties and the ongoing attempts being made by our County and others at both state and federal levels, to obtain a more equitable allocation formula which considers past performance levels; and Mr. A. G. Will, County Administrator, having furnished the Board with a written report commenting on the recommendations of the Director, Human Resources Agency; and Members of the Board having discussed the matter; and Supervisor E. A. Linscheid having expressed the opinion that the County's financial burden resulting from reduced Federal funds is being placed on only the Social Service Department, and having recommended that the Director, Human Resources Agency, review the budgets of the other denartmants irithin the Agency to see if adjust- ments can be made and develop additional alternatives for resolving the funding problem for presentation to the Board at its public hearing scheduled for April 20, 1976 a. 2 p.m. ; and Supervisor J. E. Moriarty having indicated that he concurred with the aforesaid recommendation, but also recommended that the alternatives developed by the Director, Human Resources Agency, be submitted to the County Administrator for review; and Board members being in agreement therewith, IT IS 3'' THE BOARD ORDERED that the aforesaid reconmandations are A?i ROVM. PASS D of the Board on April 12, 1976. 0M CERTIFIED COPY cc : D1rOCi.OI', �:LL'?!fl^ I certify tt:1! this 1--sa II:It, tragi $ correct copy of Resources AL). th- ,r.•f atal (!­-­1:n­t ft; a f4 on fife in tay office. County Administrator and tl:�-t ft uag i-244 :! k ad,p;W. by the Burd of Viz;,.•:at_c,r.; of Con:ra C--"Ll Couaty. California, na Local 535 tie date nhns.n. ATTF:-`T: J. ft. OLSSO.N. County Director of Personnel C!erk L es-off.eto Clerk of said Board of Supersrism, County Counsel ° t�yt:tr Ctbrt RPR 1 2) 1976 RECEIVED OFFICE OF COUNTY ADMINISTRATOR CONTRA COSTA COUNTY APR 12 4!976 j �. C , Administration Building CL OF SU?'cnljpjS Martinez, California By C To: B r4 0f Supervisors Dote: April 12, 1976 From: L U IV Subject: Social Service Funding County Administrator Being presented to you this evening is a report on the above subject prepared by C. L. Van Marter, Director, Human Resources Agency. The report indicates a serious funding problem in the Social Service programs and recommends that your Board approve specific actions designed to keep the Social Service programs within the anticipated level of funding for the 1976-77 -fiscal year. This report sets forth my comments on those recommendations. The Human Resources Agency Director's report indicates that our Social Service funding problem began with passage of the State and Local Fiscal Assistance Act of 1972. The nationwide ceiling on Social Service expenditures established by that legislation and the allocation formula established by the State of California have resulted in Contra Costa County receiving a progressively smaller amount of Federal Social Service Funds. The financial crisis faced by our County at this time points out the fact that historically our County has provided a high level of social services__to_the citizenry, I ddition, because Federal funds were available, the use of such funds was maximized by incorporating a wide variety of programs into the Social Service Department. Such programs include conciliation services, the conservatorship program, the Children's Shelter, the Meals on Wheels Program, and workshop services for mentally retarded adults. The limitation on social service funds, therefore, has been detrimental to Counties like ours but has not adversely affected those Counties which had not made such extensive use of Federal Social Service Funds in the past. County staff have and will continue to encourage our legislative representatives at both the State and Federal levels to modify existing legislation to properly recognize past performance. The recommendations set forth in Air. Van Marter's report are based on two assumptions: (1) further staff attrition through the 1976-77 fiscal year will result in 30 less positions by June 30, 1977; and (2) the State will cover all in-home care costs, thereby eliminating any projected deficit in that program. Based on current information, these two assumptions appear to be reasonable. 00004 Microfiirn ,d with board order 2. The following are my comments on each of the specific recommenda- tions set forth in Mr. Van Marter's report. 1. The Board of Supervisors should commit the County to pro- viding $2,992,000 in County funds as the County share for Title XX funds in the 1976-77 fiscal year budget. The County has been notified that its tentative allocation of Federal Social Service Funds for the 1976-77 fiscal year is $4,224,000. Inasmuch as the Social Service programs are funded on a basis of 75 percent Federal, 25 percent County, the required County share of funds for the 1976-77 fiscal year would be $1,408,000. In other words, if the Board committed itself to providing $2,992,000 in County funds for the next fiscal year, that amount would be $1,584,000 more than would be required to simply match the Federal funds available. It should be pointed out, however, that a similar situation exists in the current fiscal year; that is, the allocation of Federal funds for the 1975-76 fiscal year is $5,326,878. County funds required to match those Federal funds is $1,775,600. However, the actual amount of County funds provided this fiscal year is $2,796,000. The County already, therefore, has provided more than its required local share of funds to help offset the decreasing amount of Federal funds made available to us. 2. The Board of Supervisors should anticipate that efforts to increase the allocation will be successful and direct that plans be drawn up anticipating an allocation at the 1975-76 funding level of $5,327,000. The recommendation here simply stated means that the Board is being requested to commit itself to a budget for the 1976-77 fiscal year which is based on anticipated Federal funds in the same amount as received for the 1975-76 fiscal year. The tentative allocation of Federal funds for the next year is $4,224,000. In essence, the Board is being requested to anticipate Federal funds of $1,103,000 more than what the County has been notified we will receive. The recommendation is based on the fact that efforts are being made at the State legislative level to modify the existing allocation formula to guarantee that our County will receive at least as much Federal funds as we received for the current fiscal year. Whether or not these legislative efforts will be successful is conjectural at this point. Recently introduced into the State Legislature was a bill (SB 1881) which, if it passes, will provide our County with the same level of Federal Social Service Funds as we received for the 1974-75 fiscal year ($6,168,220) . Taking all current information into account, the recommendation appears to be a reasonable approach to determining funding requirements for next year. 3. The Board of Supervisors should agree to make available $555,000 in County money to fund the conservatorship program and the workshop for the mentally retarded for the 1976-77 fiscal year and direct that plans be made to fund these programs with Short- Doyle money not later than the 1977-78 fiscal year. 0OW 00005 TIM 4"F 3. Shifting the cost of these programs from the Social Service f budget to another department's budget will, of course, lessen the Social Service funding problem, but will still require that these programs be funded with County money unless another source of funding can be found. When looking at the County budget as a whole, the shifting of costs from one budget unit to another does not affect the total County dollars required overall. The funding of the subject program with State mental health money is something which will have to be explored with appropriate State officials. It must be pointed out, however, that there are also limitations on the level of funding of our County Mental Health programs. That funding level is already being strained. 4. The Board of Supervisors should agree to discontinue use of facilities at 28 Columbia Circle, Pittsburg, and 247 Rodeo Avenue, Rodeo. This recommendation results in a minor savings to the County, but I agree that continued operation of unneeded facilities is not warranted. It appears that the County could discontinue the use of both of these facilities without causing any undue hardships on the clients they serve. With regard to the facility located in Pittsburg, the County has for several years had a small number of social work staff located there. The County, through specific action by your Board each year, has been paying the utility charges for that facility in lieu of rent. The building is used as the headquarters for the Pittsburg Community Services Project. CSP has been claim- ing the amount paid by the County for utilities (approximately $5,000 per year) as part of its required OEO local matching funds. If the County were to discontinue payment of the utility bills for this facility, such action would have a secondary effect on the CSP. 5. The Board of Supervisors should direct that plans be made to lay off or otherwise eliminate the salaries of 155 Social Service Department employees. If the County is to provide social services within the presently anticipated Federal funds available, staff layoffs are inevitable. This is true because staff salaries constitute about two-thuds of the Social Service administrative costs. Staff layoffs could be avoided only if the County were willing to appropriate County funds in an amount several times its required share.in order to continue Social Service programs at the current level. Simply put, the more County funds used to offset the decreasing Federal funds available to fund Social Service programs means that much less money to fund other vitally needed ongoing County programs. It does not appear feasible for the County to totally offset the decreasing Federal funds. The funding problem must be attacked at the Federal and State Legislatures in order to modify existing legislation which has led to our current financial crisis. i M q. I 6. The Board of Supervisors may wish to provide for public input regarding County funding and what programs should be reduced or eliminated after May 31, 1976 in order to bring program responsi- bilities in line with available staffing. I agree wholeheartedly with this recommendation. All interested groups and individuals should certainly be afforded the opportunity to express their views on this matter prior to the Board of Supervisors taking any final action. Social Service programs are provided to a broad spectrum of people throughout the County, and many of them will be directly affected by the elimination or reduction of certain services. In recognition of this need for public input, the Board has already scheduled a public hearing to be held in the Board of Supervisors Chambers on April 20, 1976. 7. The Board of Supervisors should give consideration to providing County funding for certain programs which previously were funded entirely with County money, but which are presently funded, at least in part, with Title XX funds. Previous comments also hold true here; that is, the basic problem is with the total net County dollars required to fund the County budget. Programs such as the Children's Shelter, Conciliation Court, Meals on Wheels, etc. , are currently part of the costs which are claimed against the Federal Social Service Funds. To forego the claiming of these costs simply increases the net County dollars required. The basic question remains: To what extent beyond its basic matching requirements is the County willing and/or able to fund Social Service programs? GEB:es !r STAFF BRIEFING ,�. ......,.�.o._ a ------------------ r STAFF BRIEFING FOR THE BOARD OF SUPERVISORS ON THE SUBJECT OF TITLE XX SOCIAL SERVICE FUMING PROBLERS FOR 1976-1977 FISCAL YEAR RECEIVED APR «.1976 J. k OtSSON CLERK BOARD O. SUPERVISORS lCONT COSTA CO. PREPARED BY: CONTRA COSTA COU.ITY HUMAN RESOURCES AGENCY SOCIAL SERVICE DEPARTMENT Claude L. Van garter, Director, Human Resources Agency Robert E. Jornlin, Director, Social Service Department April 12, 1976 Mi:rcii med with boars! order 00008 TABLE OF COEITVITS Page Col-llby the Director, Human Resources Agency 1 - 12 APPE11DICES: Al. Impact of State Allocation Formula on 13 Contra Costa County B. State Deparbrent of Health Allocations of Federal 14 SRS Funds to County Social Service Departments for Basic Service Programs for FY 1974-75, 1975-76, 1976-77 C. Alternative is l 15 Tentative Allocation of $4.2 Million plus Straight County Share of 25% D. Alternative r2 16 Tentative Allocation of $4.2 Million plus $2,991 ,000 County Match E. Alternative 53 17 1975-1976 Allocation of $5.3 Million plus $2,991,000 County Hatch F. Alternative r14 18 1974-1975 Allocation of $6.1 Million plus $2,991 ,000 County Match G. Alternative f5 19 1974-1975 Allocation of $6.1 Million plus $3,991 ,000 H. Alternative r26 20 Sufficient County or Other Funds to Avoid any Program or Staff Reductions I. Summary of Alternatives Presented 21 J. Determining the Federal and State Share of the 22-24 Expenditures of the Social Service Department K. Description of Title XX Service Programs 25-50 L. Non-Title XX Funded Service Programs 51 N. Recoi! i.endations Made to the Board of Supervisors 52 00009 Ut�VV., .......... STAFF BRIEFING FOR TJE BOARD OF SUPERVISORS: SOCIAL SERVICE FUNDING PROBLEMS April 12, 1976 Fir. Chairman, !embers of the Board of Supervisors: INTRODUCTION: You have set this date and ticne for a work session on the funding problems your Board confronts in the 1976-1977 fiscal year in that portion of your Social Service Department's operations known as Title XX programs. It will be our goal this evening to assure that you have a thorough under- standing of the problem, the alternatives available to you, the cost of each alternative, and the program and staffing implications of adopting each of the alternatives. To insure that we accomplish this goal , we plan to proceed as follows-- First, ollows:First, we will review briefly for you the background of the situation in an effort tc describe why your Board now faces a problem and how the problem came about. Second, tie will describe the present overall operations of your Social Service Department in an effort to place the Title XX funding problems in perspective with the rest of the department. Third, to :•:ant to spell out clearly the precise extent of the problem nosy facing your Board. To solve this problem your Board has several alternatives it can take. Last Tuesday, your Administration and Finance Committee reported one alternative to you. Tonight, I would like to put those recommendations in perspective for you by describing several other alternatives you may wish to consider. 00010 ,ti ON10 mum Fourth, I want to review the recon.„endations made to the Administration . and Finance CoTritittee and reported to you in light of the other alternatives you have before you. After my coz�ents, it would be appropriate for you to receive comments and recommendations from your County Administrator, Mr. Will , based on his review of the recommendations I made to the Administration and Finance Co-moli ttee. Finally, vie will be happy to attempt to respond to any questions your Board may have. To assist in responding to questions, I mould like to introduce several members of the staff of your Social Service Department. It is these staff members who are responsible for the content of both the report made to your Administration and Finance Committee last week and this report this evening. BACKGROUND: With your permission, then, I would like to review briefly how and why your Board came to the point of having a large deficit in the operation of your Social Service Department. Beginning about twenty years ago, the Federal Government began to take an interest in the need to provide social services to welfare recipients. Beginning in 1953, specific mandates were placed on states as a condition of receiving Federal service funds. Initially, 50% reimbursement was available on an open-ended basis for services provided to recipients of -2- Ow11 Vv�11 { . welfare grants. In 1962, Congress because convinced that -if additional funds were pL—mped into social services there :could be great benefits to the public and the client population. States were required to separate the income maintenance function fro.-n the services function as a condition of receiving 75" Federal matching funds. Over the years further refinements were added, caseloads were lowered, staff was added, and the whole eligibility worker classification grew up to relieve social workers of the grant com.putation and eligibility determination functions. A li-mited number of non cash-grant recipients were rade eligible for social services; contracting of some services out to private agencies was encouraged; more services were made eligible for Federal funding. And still the funding was on an open-ended basis. Your Board remained in the forefront of social services. You made many needed programs available to this cononunity. Your County earned a well-deserved reputation on a statewide and national basis for the development and implementation of innovative programs. In 1972, Congress and the Federal Administration became concerned because of projections submitted by the states calling for a 100% expansion in the level of social service expenditures. Questionable practices by several states finally convinced Congress that runaway expenditures had to be controlled. Unfortunately, rather than recognizing that the existing service levels in different states varied widely, Congress sir:ply slapped a $2.5 billion limit f on Federal social service expenditures and set a formula for allocating the funds to the states based on each state's share of the general population. -3- 00012 i +^ I I The formula provides a little more than $10 in Federal funds per person per year in each state. The formula ignores poverty levels, unemployment figures, inflation, relative standards of living, the general state of the economy, the welfare caseload in different states, and all other relevant factors r►hich might have been included in creating a formula that had some meaning. As a result, California received approximately 10% of the national allocation, or 5245 million per year. This allocation went into effect October 1, 1972, but was retroactive to July 1, 1972. The State Administration was able to honor all counties' claims for service funds during the 1972-1973 fiscal year. Beginning July 1, 1973, a formula for allocating funds between the counties was devised which we knew at the time would eventually work to the detriment of your County. Appen ix A shows the formula now in use in California and the effect it has had on Contra Costa County's allocation of funds. Since 1973 we have had our allocation of funds cut by $2.5 million, or 37.6%. If this formula continues through the 1977-1978 fiscal year, as it is projected to do, your Board will have sustained a 54.2' reduction in available Federal social service funds in a five-year period. During the same five-year period, there will have been an unprecedented increase in the level of inflation and thereby the cost of providing all services, including social services. If we assume an average inflation factor of only 10' for each of the past three years and 7 , for each of the next two years, your Board will be confronted by July 1 , 1978 with being asked to provide services which cost 44' more than they did in 1973 to th a reduction of 54" in available Federal funds. This transfer of fiscal responsibility from the State and Federal governments to the County, dean combined with the limits placed on your taxing authority by the State Legislature, produces a clearly intolerable situation for your Board. 00013 !Appe::dix 8 to this report shows the 1974-1975 and 1976-1977 allocations, the dollar difference and the percentage increases or decreases for each County. Your County has sustained the greatest dollar reduction in allocation of any county in the State. To demonstrate the contrast, Orange County's allocation has increased 40% or $1,173,000 in the past two years u bile your allocation has been reduced 31.5%, or $1 ,944,000. PRESENT OPERATIMS OF THE SOCIAL SERVICE DEPARTMENT: To recall to your mind the scope of your Social Service Department's operations, I would like to share the following statistics with you. The department presently has 1582 budgeted positions, only 1360 of which are presently filled. The department operates out of 27 different buildings stretching from doyntwon Richmond to Oakley. You appropriated $78.2 million for the department this fiscal year. In the income maintenance bureau, $3.9 million in financial assistance is authorized each vionth in addition to $1.5 million in food stamps. The 626 employees in this bureau provide cash grant, food stamp and medical assistance services to 55,000 residents of this County. In the services bureau, 514 ea!ployees provide 22 different supportive, preventive and protective services to 12,000 families and individuals in this County. The staff attempt this despite a 31% reduction in staff over the past four years. It is in this area that the present fiscal crisis exists. An additional 127 employees provide a variety of specialized services, including medical eligibility determinations at the County Hospital , -5- 00014 operation o tthe Rodeo Corr:unity Service Center, and staffing the Edgar Children's Shelter. Fin-llw nZ mnln,. - n In the services bureau, 514 ea!ployees provide 22 different supportive, preventive and protective services to 12,000 families and individuals in this County. The staff attempt this despite a 31% reduction in staff over the past four years. It is in this area that the present fiscal crisis exists. An additional 127 employees provide a variety of specialized services, including medical eligibility determinations at the County Hospital , -5- 00014 operation of the Rodeo Co.-=unity Service Center, and staffing the Edgar Children's Shelter. Finally, 93 employees provide all support, administrative and management services in the department's central office. These include training for all employees, preparing and controlling the $78 million budget, claiming the $53 million in revenue received each year from the State and Federal governments, keeping track of $600,000 worth of furniture and equipment, managing the 27 buildings, and performing all other central office control and management services. AVAILABLE ALTERNATIVES: On April 6, 19706, your Administration and Finance Committee forwarded to your Board a. report I had filed with the Committee March 30. This report represents one possible alternative you could adopt to resolve the funding problems you face. It clearly is not the only alternative. To place in perspective the recommendations presently before you, I want to share with you several other alternatives that are available. Let us first identify the absolute minimum you must do next fiscal year. (Appendix C) You have been allocated $4,224,000 in Federal Title XX funds for next year. To claim these funds you are required to provide a 25% match of County money. This means that you must provide at least $1,408,000 in County money in order to provide a total progra-m costing $5,632,000. If our present budget request were approved, Title XX programs would cost $11 ,484,000 next fiscal year. This u,ould confront you with a $5,852,000 deficit. This is the base point fram urhi ch your decisions crust be made. You can require the department to operate a $5,632,000 procrasr and eliminate 55,852,000 of costs from the -6- 00015 . ., s . . . 00010 E existing program. This one year reduction of just over 50% in the level of your social service expenditures results in staff and program reductions which are so extreme that we have not even attempted to compute their exact level. A budget at this level would require a complete reworking in the depart,ment's budget. Well over 300 employees would probably have to be laid off, leases for several buildings would have to be broken, all optional services would have to be termsinated, and the level of mandatory programs uould be reduced overnight to such a narginal level as to raise compliance questions with the State and Federal governments_ While your staff strongly oppose this alternative, vie point out that it is legally available to you. Adoption of this alternative will save you more than $1 .5 million in County money fram what you budgeted for this fiscal year. It would, however, be so destructive to the department and so disruptive to the community that vie " do not believe it can be supported on any kind of rational basis. As a second alternative, (Appendix D), you can assume that you will receive the same $4,224,000 in Federal funds now allocated for 1976-1977. However, instead of providing only the minimum County match required, you could continue the same level of County funding which you provided for in the 1975-1976 budget, adding a nodest 7" inflation factor. This requires $1 ,583,000 more than the absolute minimum identified in alternative 01. It is, however, only $120,000 more in County money than has been requested in the existing 1976-1977 budget. Increasing the County matching funds to the 1975-1976 budgeted level plus 7: requires a cGunitment of $2,991 ,000 in County money. It will leave a deficit $4,269,000. This is equivalent to laying off 266 employees. You will have only 89 of the present 278 social work staff remaining. -7- 00016 t A third alternative, (Appendix E), is to assume that our efforts to get the State Legislature to roll back the allocation for next year to this Year's level will be successful. This would give you an allocation of $5,327,000 in Federal funds. If you then provided the same $2,991,000 County match described above, the deficit would be reduced to $3,166,000. This is equivalent to 193 employees and would leave you with only about 144 of the present 278 social work staff. A fourth alternative, (Appendix F), is to assume that our efforts to roll back next year's allocation formula to the 1974-1975 level will be successful. This provides you with an allocation of $6,168,000. With the same County funding of $2,991,000, you are left with a deficit of only $2,325,000. This is equivalent to 138 staff, leaving you with 186 of the present 278 social work staff. The 1974-1975 allocation level of $6,168,000 is probably the most optimistic Federal funding level we can hope to achieve. To reduce the possibility of staff reductions beyond the level projected in alternative #4 requires additional County money. If we project an additional appropriation of $1,000,000 in County money, we have alternative #5, (Appendix G). With the 1974-1975 Federal allocation of 56,168,000 and $1 ,000,000 in added County money, you still have a deficit of $1,325,000--equivalent to 72 positions-- leaving 236 of the 278 present social work staff. To prevent any reduction in the level of present staff requires that your Board fund the entire $11,484,000 present budget. Given the $2,991 ,000 in F County funding spoken to already, the additional County money required -8- 0001'7 ranges from $2,325,000 to $4,269,000, depending on the level of Federal funding available. Thus, alternative r6, (Appendix Ii), provides for no reduction of staff, but requires additional County funding of at least $?,325,000_ S„raaarizing the alternatives available to you, (Appendix I), the issue really comes down to two questions: 1. What level of Federal funding will you have available? 2. What level of County funding does your Board wish to make available to the department? I do want to offer one caution in relation to the staff reduction figures given for each of the alternatives. The figures represent what are probably maximum reductions in staff at each level. They are not, however, absolute. The manner in which the claiming of Title XX revenue is handled is of necessity so complex that many seemingly unrelated factors can influence the exact amount of Title XX revenue which is claimed at any point in tire. Since we are unable to control or even accurately predict all of these variables, we have given estimates based on the best information available and given certain assumptions regarding the level of income r:.aintenance staffing, clerical staffing, overhead costs, and many other ;actors. Appendix J provides an explanation of the Title XX claiming process if you Nish to pursue this matter further. Once your Board makes the policy decisions required, including the amount of County funding which will be available and the programs for which you wish the department to be responsible, the department %:ill recheck their figures and give you r,ore precise figures on the level of staff reductions required. The figures provided are, tie believe, fairly accurate for planning purposes at this point in time. _g 00018 „r .� - I have said little thus far about the program implications of implementing any of the six alternatives covered. Attached as Appendix K is a description of each of the programs presently administered by the department. I commend this material to your reading prior to the public hearing you will hold on April 20. I believe that several community organizations, advisory groups, and employee organizations will want to testify on the program implications of any of these alternatives as well as my recorrmendations. Let me just comm-ent briefly that your Board cannot make any reduction in social work staff without its having significant and very real impact on the community. My recommendations for a reduction of approximately 105 worker positions represents a reduction of nearly 38% from the existing Title XX program H staff levels. There are an additional 48 social work staff providing a number of services not funded by Title XX. These are listed on Appendix L. The fact remains that the worker level staff will have been reduced from 453 on July 1 , 1972 to 221 on July 1, 1976. This is a reduction of 52% over a four-year period. There is no question that a reduction of this extent will cause problems in the community. You and only you can measure the extent of these problems and determine whether you can afford to prevent the program reductions which will inevitably follow a rzajor reduction of staff. COMMENTS 0N1 EXISTING RECOMIMENDATIO?1S BEFORE THE BOARD: Appendix M shores the recor.z—endations which were forwarded to your Board by your Administration and Finance Committee last week. In relation to recommendation :-*:1 , you will recognize this as a recoar.endation which has #' been repeated in all but the first of the alternatives identified for you -10- 00019 earlier. It provides for a minimal increase in costs over what you %;ere willing to budget for this fiscal year. It is almost essential for your Board to provide this funding level , particularly if we are unsuccessful will inevitably follow a major reduction of staff. COmAEUTS ON EXISTING RECommENDATI0NS BEFORE THE BOARD: Appendix 11 shop-is the recon.;-endations which were forwarded to your Board by your Administration and Finance C m.ittee last week. In relation to reco,=endation 1 , you till recognize this as a recoarendation which has been repeated in all but ne first of the alternatives identified for you -10- 00019 earlier. It provides for a minimal increase in costs over what you tiIere willing to budget for this fiscal year. It is alrros t essential for your Board to provide this funding level , particularly if we are unsuccessful in increasing the level of Federal funding. In relation to recon- aendation 12, I have recommended a middle position in terms of anticipated Federal funding. I will tell you very frankly I have no assurance that we will be able to get the cooperation of the State Legislature in reversing the inevitable trend toward lowering our allocation of Federal funds. The situation may, therefore, actually end up worse than I have identified in my report. However. we probably will not know for sure until the State Budget is signed at the end of June whether we have been successful or not. We must take action to reduce the level of Title XX spending before the end of June. Therefore, I have taken the middle position of suggesting that our planning be based on the current (1975-1976) level of funding. In relation to recommendation 13, I must honestly say I have no idea how we will be able to squeeze these programs into the existing Short-Doyle funding for the 1977-1978 fiscal year. We certainly cannot do so for the 1976-1977 fiscal year without major reordering of Mental Health priorities. Short-Doyle funding is in trouble already for 1976-1977. Fie have no assurance that additional funding will be available for the 1977-1978 fiscal year. Therefore, the recommendation to fund the conservatorship program and workshops with County money for one year may well result in problems in setting Mental Health program priorities for the following year. -11- 00020 k VW�►V The fourth recd„endation concerns do buildings. While they do not involve a lot of money, they do represent the equivalent of one staff position. In my opinion, we can manage without them. Thus, we again are left with the result that unless your Board is in a position to provide far rare County money in support of the department than I believe you are able to provide, reduction of staff appears to be inevitable. I do not like to make such a recors:rendation; I would avoid it if I felt there were any other viable alternative, but I do not see any. The only questions are around the level of staff reductions with which we are concerned--not whether or not there will be any. The recoamendation for reducing 155 positions will include 18 administrative positions. These include second line supervisors and above, central office program staff and administrative positions. I an, not prepared at this time to spell out exact classifications or numbers. I will do so as soon as your Board determines the precise level of funding ti•:hich will be provided to the department. The 32 support positions include lo' clerical positions and 16 unit supervisors. The 105 worker positions include social workers, social work practitioners, social work trainees, co.;nunity aides and other worker level classifications in the department. Again, I cannot at this time tell you exactly how many of each classification will need to be reduced. Those recommendations will be made to your Board as so.--n as possible after you determine the funding levels and program priorities. At this time, I would like to ask Mr. Will to comment on the report which is before your Board, after which I will be happy to attempt to answer any questions your Board may have. Thank you for your time and attention. -12- 00021 Q r. MfAo . ►-� soon as possible after you detem- ine the funding levels and program priorities. At this time, I i.ould like to ask Mr. Will to comment on the report which is before your Board, after which I will be happy to attempt to answer any questions your Board may have. Thank you for your time and attention. -12- V 0021 11 F r, r�i ori ry � cv ,• cn . O O O u f U U 0 401 C> > O O O O CO O � + OCO i +^ � ^ CV O < R O CS 94 O � 6 v O OO .Oi h try N a. C3 OC.) E. A O ILIA Ln N O P7 O Q h O a Ln MCn U. h H M M ! .1 r f ..J � U 0 622 Appendix B TJWLE A STATE OF 11EALTH ALI.0:.7IC.:5 OF FME.RaL SPS FUNDS TO Cow.--_y SxIAL S!WIIC DF t.11 T:i.:. 70-4 H.L Ic SEW110E PROCTm1 i FOR FY 74-75, 7x76, 76-77 - 1 2 3 4 5 CCF'-..TIES ALIMC.TICCI ALLC)CATION A IZC: IG:I S DIFF l- DIFF 6/74) (ORICI:41L) COLGIVS COMMS FY 74-75 FY 75-76 FY 76-77 1 t 3 1 6 3 Ala ,oda S 7,113,293 S 6.868,528 S 6,58-3,767 (5 526,526) (7.4) Alpine 6,821 5,561 3,707 (3,114) (45.7) Fedor 34,371 38,510 43,253 8,892 25.8 butte 588,763 625,310 673.449 89.686 15.2 Calaveras 84,917 80,326 73,091 (5,826) ( 6.9) Colusa 83,376 59,936 53,139 (30,237) (36.3) Cant:a Costa 6,169.223 5,326,678 4,223,935 (1,944,288) (31.5) Del *. rte 77,592 94,533 92.684 15,092 19.5 1:1 Dorado 319.862 289,793 255,809 (64,053) (20.0) Fresno 2,140,366 2,454,699 2,8:7,931 757,565 35.4 Glenn 78,749 76.001 77,655 (894) (1.1) F3:-Uldt 734,242 674,121 641,376 (92,866) (12.6) I= zial 331,627 462,196 477,015 145,383 43.8 Inyo 67,685 73,530 65,497 (2,188) (3.2) Xerr3 2,155,0;1 2,066,961 2,092,195 (62,866) (2.9) rings 462,562 442,413 43?,542 (42,620) (8.8) La3:e 154,998 163,124 181,661 26,673 17.2 Lassen 21,3% 69,204 65,733 45,337 211.9 Los Angeles 46.496.3:6 47,162,739. 47.821,415 1,325,069 2-8 • Madera 488,456 434,999 423,876 (64,530) (13.2) Farin 1,031,151 836,013 656.205 (374,946) (36.4) Xariposa 22,105 29,041 23,423 6,318 23.6 a Fe !Sciro 432 ,356 437,470 423,820 (3,536) (0.8) !cued 844,807 828,593 S1S.F-53 (27,549) (3.3) lndoc 26,256 33,366 3:,602 8,346 31.9 laao 12,932 12,976 122,594 1,662 13.9 l:antercj 824,935 974,421 1,C65,252 250,316 30.7 397.781 369,502 - 359,615 (28,166) (7.3) Vevada 120.359 148.295 154,474 31,115 23.3 Orange 2,934,539 3,403,369 4,107,770 1,173,231 40.0 Placer 404,958 421,405 433,763 28,805 7.1 Flumts 75,315 70,440 6.5,497 (9,818) (13.0) Riverside 2,751,573 2,757,668 3,256.156 514,623 18.7 Sacramento 5.516,472 5,255,203 4,902.384 (614,089) (11.1) San Benito 68,081 72,294• 79,091 11.010 16.2 San Bernardino 3,300.338 3,6S6,706 4,094,176 793,838 24.1 San Diego 7,035,403 -7,224,436 7,055,132 19,727 0.3 San rranc"co 5,147,090 5,570,9,47 5149618GO 349,710 6.8 Swan Joaquin 2,540,990 2.482,087 2,537,420 (33,570) (1.3) San Luis Obispo 658,154 572,789 557,223 (90,926) (13.8) • San tsteo 3,629,774 2,823,165 2,317,109 (1,312,665) (36.2) Santa lia:tiara 1.113,622 1,114,694 1,133,221 19,599 1.8 \ Santa Clara 7.199.709 6,693,8:5 6,222,763 (916,946) (12.7) $aceta Czu= I,C04._4'3 . 162.451. 9,!-0.210 (44,070) (4.4) Shasta 703,965 =.24,693 53.1053 (121,967) (17.3) Sierra 13,453 9,268 31,122 (2,331) (17.3)-. Siskiyou 113,503 122,961 244.5?3 31,0330 27.4 Solana 0:1.832 957,71-8 975.C39 100,147 11.4 Saa.1-aa 1.320.055 1,351,338 1.410.033 81,992 6.2 Stanislaus 1.a12.983 ,722,075 1,652.253 (160,730) (8.9) Sutter 261,074 233.503 231,093 (29,931) (11.5) Tera.-a 246.760 155.092 103.124 16,364 11.2 Trinity 39.673 41,399 37,54S (228) (0.3) St:lare1.313.820 1.421,778 1,621,912 368.092 28.0 tioly�e 101.034 116,164 121,103 20,074 19.9 Ventura 1,3a4.3-37 1,579,341 1,723,872 344,565 24.9 Yolo _435,249 46..0.0 453,:01 34,352 7.9 Yu`a 349.677 329.338 339.943 (9,034) (2.8) GSA•,-> :Or,A;. _ _ 5123,579.133 $123,579,327 :123,573,129 -14- 00023 UUUA Appendix C AL'jTEP"VATIVE 1 MWTATIVE A`.LO1::_IO' OF $4.2 MILL103 PLUS STRAIGHT C0UNTY SHARE OF 25%" I. ALIDCATIOY ZWD D'." FC! Estimated Exprnditurc�: 1976177 for Title XX Programs Federal $ 8,613,000 County Patch 2,871,000 T atal $11,4:8:,000 Funjin3 Available 1976177 for Title X.X Programs Federal Allocation for 1976177 $ 4,224,000 County Share (25--) 1,408,000 Total $ 5,632,000 POTENTIAL DEFICIT: $5,852,000 II. PROM-MIS TO BE OPEWAT£D FROM TITLE XX This alternative assumes that the Board provides the minimum County money required to mtch the tentative Federal Title XX allocation. The impact of the cuts re- quired to rxzt such a deficit is so large that we are usable to present a plan at this time. The nuaber of Social Porkers to be reduced would require a major restructuring of the services organization, with layoffs of additional admini- strative and support staff and other major changes. Major decisions that would need to be made include: which programs to staff, what organizational structure is appropriat-_-b for ti;e smaller Service Bureau, svhich buildings could be closed and how soon the leases could be terminated, which contracts and services of other departments could be terminated and haw soon. Should your Board require us to cover this deficit, we could need two to three weeks to wort: out a tentative plan. -15- 00024 UM :* .r Appendix D ALiL -/Fi I I vL 2 11^E rTil"'II ALLG�r"=£0=I Ot $4.2 ?�ILLION PLUS $2,991,000 COUNTY M4TCi! I. A� LnC,Tlo:r AND nEFFICIT `., • ^--n nr3itrrr'•- 1Q7'%t7 f'nr Titltr '-•y 6rr,'-rrrrmc _.lal C.aa PLL j1 ... LV ..4 .LL, _ ajar. Viya[jl aL..tualal :a L..uL.ture is appropriate fior the smaller Service Bureau, which buildings could be closed and how soon the leases could be terminated, which contracts and services of other departiaents could be terminated and how soon. Should your Board require us to cover this deficit, we would need two to three weeks to wort'; out a tentative plan.. -'S- 00024 r' Appendix D ALT ER7AT1 vE 2 TF:P.'TATf VE ALLO%.TMII Or $4.2 MILLION PLUS $2,991,000 COMITY MATCH I. I,LLOCATION AND DEFICIT Estiroted Expenditures 1976177 for Title Xx Programs Federal $ 8,613,000 county Matc.31 2,871,000 Total $11,484,000 Funding Available 1976/77 for Title XX Program Federal Allocation $ 4,224,000 County Share (incl- 7a more than 1975/76) 2,991,000 POTENTIAL DEFICIT.- $4,269,000 Total we 7,215,000 Staff Equivalent 18 Administrative Staff 189 Workers 29.5 Unit Supervisors 29.5 Clerks 266 Total Staff II. PROGRAMS TO BE OPERATED FMV TITLE XX (Distribution of Workers Only to Program to be Operated) Present Staffing at Difference Staffirg $4.2 Million (Reduction) State-Mandated Program Information d Referral 33 10 23 Protective Services--Children 35 10 25 Out-of-Xo:;;e Care--Children 36 27 9 Protective Services-Adul is 17 10 7 Out-of-Hom_- Caro--Adults 9 1 8 Health 14 2 12 Child Day Care 8 1 7 In-Rome Care 44 I8 26 Employm_..nt 11 -- 11 Optional Progra:.% Eciucatioa S Training Services (GA) 14 6 8 Family--Conciliation Services 3 3 -- ta,:zily--How Yanager..ent 3 -- 3 Fardly--Chil 'cren's Sp_-cial Problems 4 -- 4 Fati1y--Prevent Family Problems 13 -- 13 1�.:ti3y--SLste,:ance I -- 1 Special Services--Disabled_ 5 -- 5 Sp..4ia2 Services--Blind I -- I vo1L•:d!'ee COJrd21:3t0:5 2 -- 2 Licensing--Foster Jt'o='es 13 -- 13 Licensing--Ad:.,!t des. C�!e 2 -- 2 Licensing--Child Day care 9 - 9 on Wheels I 1 Totals (iior,:erS) 278 89 189 -16- 00025 a E r Appendix E ALTEDYATIYE 3 1975-76 A'.._'.C>:-:TJa 0,F $5-3 MILLIO-7 PLUS ,52,991,000 111 COUNTY E14TC1t I. A,_,-7 CATION AND PZ FIC17 Esti+!ted Errr�rd t cares 1976/77 for Title XX Progz-i.= Federal $ 8,613,000 County NZItch 2,871,000 Total $11,484,000 F. -acing Available 1976/77 for Title Y% Progrars Federal A,llocatioa $ 5,327,000 CoU�lity Share (incl. 7% nacre thar. 1975/76) 2,991,000 POTENTIAL DEFICIT: $3,166,000 Total $ 8,318,000 Staff Equivalent 18 Administrative Staff 134 Alorkers 20.5 Unit Supervisors 20.5 Clerks 193 Total Staff I1. PROGRAMS TO BE OPERATED FROM TITLE XX (Distribution of Forkers Only to Programs to be Operated) Present Staffing at Difference Staffinq $5_3 Million (Reduction) State-Mandated Progrars Inforr-.atiorr & Referral 33 22 11 Protective Services--Children 35 28 7 Out-of-Ho:^e Care—Child-ren 36 28 8 Protective services.dims 17 12 5 Out-of-Home azre--Adults 9 4 5 Health 14 6 8 Child Day Care 8 4 4 In-How Care 44 22 22 Bvploymant 11 -- 11 Oational Progrars Education & Training (CA) 14 6 8 Fand l y--Conciliation Sem-vices 3 3 -- Family—Hom-e Panagera-nt 3 3 Fancily--Children's Special Yroblers 4 -_ 4 Famai l y--Prevent Family Problem 13 -- 13 Farm1y--Sustenance Special Services--Disabled 5 -- 5 Special Serrices--Blind 1 __ 1 Volunteer Coordinators 2 2 Licensing--Foster Homos 13 6 7 Licensing--A-ult Res. Care 2 __ 2 Lict.msiny--Child Day Care 9 __ -9 1•:eals on :4bee2s 1 1 Totals (:Vorf:ers) 278 144 134 -»- 00026 -»- 00026 Appendi r. F ALTcRN'ATI VE 4 197.1-75 ALLOCATIO:I OF $6.1 F!ILLIO:: PLUS $2,991 ,000 COUNTY IdATCH ALLOCAT103 AND DEFICIT Esti meted Expenditures 1976/77 for Title XX Programs Federal $ 8,613,000 L' County !latch 2,871,000 Tota1 $11,484,000 r Funding Available 1976/77 for Title XX Programs Federal Allocation $ 61168,000 County S ar (incl. 7 more than 1975/76) 2,991,000 POTENTIAL DEFICIT: $2,325,000 Total $ 91159,000 Staff Equivalent 18 Administrative Staff 92 krorkers 14 Unit Supervisors 14 Clerks 138 Total Staff II. PROGRAYS TO BE OPERATED FROM TITLE XX (Distribution of Workers Only to Programs to be Operated) Present Staffing at Difference Staffing $6.1 Million (Reduction) State-Mandated Programs Information & Referral 33 24 9 Protective Services--Children 35 31 4 Out-of-Home Care--Children 36 32 4 Protective Services--Adults 17 12 5 Out-of-Bone Care--Adults 9 4 5 Health 14 7 7 Child Day Care 8 5 3 In-Hon.-_ Care 44 26 18 Employrsent 11 -- 11 Optional Programs education F Training Services (GA) 14 w 10 4 .7a:-dly--Conciliation Services 3 3 -- Faraily--How Ranagement 3 1 2 Family--Children's Special Probleas 4 1 3 Favily--Prevent Fanily Problez= 13 7 6 Fa ni 1 y--Sus tev arc e 1 1 -- Special Services--Disabled 5 5 -- Spacial Services--Blind 1 1 -- Volunteer Coordinators 2 2 -- Licensi:%g--Foster 13 7 6 Licensing--Adult Fir's. Care 2 1 1 L2Cc:lS_T._7--C,h;ld Pay Care 9 5 4 I:eals or: :'Heels 1 1 __ Totals (1:arkers) 278 186 92 -18- OOO 1 -is- Qo027 Appendix c ALTEP,.:'ATI vE 5 1974-75 ALLOCA: ON OF $6.1 HILL101 PLUS $3,99.1,000 COUNTY MATCH I_ n.r.Z_TIO`J AND DEFICIT estimated Expenditures 1976177 for Title XX Program`: t c 3eral $ 8,613,000 Courity Katch 2,871,000 Total $11,484,000 Available ole !976177 for Title XX Programs Fede-Tal Allocation $ 61168,000 County Snare (incl_ 7% tr+)re than 1975176) 3,991,000 POTENTIAL DEFICIT: $1,325,000 Total $10,159,000 Staff Equivalent 18 Administrative Staff 42 Workers 6 Unit Supervisors 6 Clerks 72 Total Staff II. PPOCRAMF ro BE OPERATED FROM TITLE XX (Distribution of Porkers Only to Program to be Operated) Present Staffing at Difference Staffing $6.1 Million - (Reduction) St ate-,Vandated Program Information & Referral 33 32 1 Protective Services--Chilaren 35 35 -- Out-of-Ho,-.x- Care--Children 36 35 1 Protective Services--Adults 17 16 1 Out-of-Ho.-w- Care--Adults 9 8 1 Health 14 13 1 Child Day Care 8 7 1 In Rome Care 44 35 9 . ploynt 11 00 11 Optional Pxoq-ars Education & Training Services (CA) 14 12 2 FWaUy--Conciliation Services 3 3 0 Fazuly--Home- Management 3 2 1 Family--Children's Special Problems 4 1 3 Faruly--Prevent Family Problems 13 9 4 Farad y--Sust,,nance 1 1 -- Special Services--Disabled 5 5 -- Special Services--Blind 1 1 -- Uol,_=teen Coardirators 2 2 -- Ticensing--Foster gores 13 10 3 L_cen5ing--A dolt Res. Care 2 1 1 Licensing--Child Day Care 9 7 2 .Weals on impels 1 " 1 Totals (.orkers) 278 236 42 -,9- 00028 ��- Appendix !r AL'3TERMA TIVE 6 SUFFICIENT COU?7Tr OR OTHER FU."1DS TO AVOID ANY PROGRAM OR STAFF REDUCTIONS I. A O ATIO.y A:.D DEFICIT Esti=ated Expenditures 1976/77 for Title XX Programs Federal $ 8,613,000 County natch 2,871,000 Total $11,484,000 Funding Available 1976/77 for Title XX Programs . $4.2 Million $5.3 Million $6.1 !Million Federal allocation $4,224,000 $5,327,000 $6,168,000 County Share (incl. 74 rbre than 1975/76) 2,991,000 2,991,000 2,991,000 Subtotal $7,215,000 $8,318,000 $9,159,000 Additional County Funds Required $4,269,000 $3,166,000 $2,325,000 II. PR03'!!XM TO BE OPERATED FRaV TITLE XX ` (Distribution of iforkers Only to POTENTIAL DEFICIT: -0- Progra w to be Operated) Present Staffing State-:landated Programs Information & Referral 33 Protective Services--Children 35 Out-of-Home Care--Children 36 Protective Services-­Adults 17 Out-of-Home Care--Adults 9 Health 14 Child Day Care 8 In-Form Care 44 Erployment II 22::i0221 Progra.^ts Education & Training Services (CA) 14 Family--Conciliation Services 3 Fa^ply--Ho. manage.mt4nt 3 Family--Children's Sp-cial Problems 4 Famu l y--Prevent Pro_bl erm 13 Family--Sustenance 1 Special Services--Dzsabled 5 S:=^ial Servic4s--Blind 1 1'a1Lnteer Coordinators 2 Licensing--Foster Homes 13 Licensing--Adult Res. Care 2 Licensing--Child Gray Care 9 Peals on Wheels I Totals (Workers) 278 0 0 VA00 -20- Q 7 O O O O Ln i=1 \ V M LIS .--1 . 4-1 >< - 'rC .'-t 47 O M N ; L„ U C 14 0-1 U li.: ti? S:: r_ X .H t1. t7. a W O o O O O ♦T40 CA 430•+ O O p p O 1 t1' W O a O O Ln GO O .-4 .-4 1 1 N T' Z�r .t M to t7 W .�7 H to to c4 Q til + W O O O O O O 64 O O O O O O I-' N r V W t0 H to n O X. to 00 O . t 0% N O O � .-� �^ to t'') .•-1 .-t W H ti? ; Cl Cl O O O O O O O O H O O O O O E+ '• GO 1 C `C 00 .-a to M Co N21 00 O r"/ C1 N ri t Q .a M Q1 t7 N t:l � cS .0 N O O ts2 O Cl O O O i Co O O O O V t—+ O O O O O N FS O r M 00N In Q1 'V r/ 1 •r1 •r/ N f4 U 1 O u •r-1•r•1 r. fj U > O O O O O Y + V O O J O ^_ 7 CS %0 O N 00 N V G1 V' c`1 1 U U Q CJ, N G1 M c,}.-4 F— .-� � � N •ct r, •r4 O O N L3. u •,-1 14 c: en .r4 O Cl O Co O O H O O C) O Cl O 1 + O O O O O a.+ F-• U -T `C O 00 N is t7 O •O rr 00 N %J O to co U llz- (V to - i• .� _ t- .. to .� U .-a t:4 r, u tJ N U c; CIO t4,4 LA dp 1,t� G) �a. ;� J U •,3 _. � i t: • t` i � �. l 1 1 � �� J i I.'� tJ .� �. Appendix J l)ETEP_MINING VIE FEDER.,XL AND STATE SHARE OF TllE EXPENDITURES OF THE SOCIAL SERVICE DEPARTMENT C) 0C> C> C> C) C) CZ) C) C> 03 00 "T Ln co .ZJ Go 0 CS J 4-4 rJ _J i-L 44 4-4 1111 t -77 Appendix J VETEPNINING IME FEDERAL AND STATE SHARE OF T11E EXPENDITURES OF THE SOCIAL SERVICE MPARTMENT 'nie Social Service Department is responsible for administering a large number of Social Service and Income Maintenance Programs. Iliese programs are financed from combinations of Federal, State and County funds. On a quarterly basis, counties are required to submit through the State Department of Benefit Payments a financial report that shows the administrative cost of the Social Scivice N-Part�I.ent for that period of time. This report is actually an accounting claire for the funding provided by the various Federal or State agencies. Because of the number of agencies involved, how and where the expenses are to be charged is determined on the basis of a "Cost Allocation Plan." This Plan serves several purposes: It satisfies the funding requirements of the agencies involved, determines the amounts of the Federal and State reimbursement, and provides the County with the expenditure detail necessary for efficient and responsible administration of the Department. The Cost Allocation Plan uses time spent by "case carrying" eligibility worl.ers and service workers and their first-line supervisors as a basis for identifying the total amount of administrative expense to be distributed to the various programs. For one month in each quarter, these workers complete a time study which identifies the anount of time the worker spends on each program. At the end of the time-study month, the total time is categorized into Social Service time and Eligibility/Non-Services time, and program ratios are developed for each. The prograzi allocation ratios derived through the time study process are used in conjunction with a classification of expenses which further classifies them into the following functional categories: Group I - Case Bork Costs. These are the salaries and benefits of staff com- pleting time studies, (i.e., case-carrying, workers and their immediate super- visors). The case work costs are separated and pooled according to Eligibility/ Non-Services and Services functions. The program ratios indicated by each o-.,)uu throu i the tine study process are then applied to the case work cost pool of each to determine the amount to be charged to each progran. Group II - Allocable Support Costs. This group is comprised of the salaries and benefits of administrative and clerical support staff that do not carxy caseloads and are not included above. It also includes the cost of all operating overhead such as supplies, utilities, space, etc. The costs of this group are spread to the various programs in the same manner described under Group 1. Group III - Direct Costs. Direct costs are those that are unique to, or benefit only a specific function or program. These costs are identified, isolated, and then charged directly to a particular program. They are not pooled and prorated to the various programs as is the case in Groups 1 and II. -22- 00031 -22- V I, DETERMINING MME FEDERAL AND STA'rE SHARE - Page 2 Group IV - Staff Dcvelopment. These are all of the administrative costs of the Staff Development (Training) Division of the Social Service Department. - They are allocated to the various programs in a manner similar to that explained in Group. I and II. These costs are not subject to the Federal Title XX closed-end al location. Group VI - Extraneous. These are the costs for activities not directly related to other Social Service program and are funded outside of the administrative claim. For example, the Area Agency on Aging Project, Retired Senior Volunteer Pro r.Lm, etc. Once the expenses are categorized as to function (groups) and program, the funding source (i.e., Federal, State, County) nust then be determined. This is done based upon fixed cost-sharing ratios determined by applicable regulations. -23- 00032 t is ESTIMATED DISTRIBUTION OF 1976-77 TITLE XX COSTS Reduction in our claim against the Title XX allocation cannot entirely be made by reducing the number of workers because some costs do not vary directly with the number of i,orke:rs and because of the way overhead costs are allocated to co::.Dly with claiming regulations. Each dollar claimed against the Title XX Federal allocation is made up as follows: Gro::h I, Case pork Costs. (tforkers and first line supervisors' salaries and benefits.) 46.3% Groap 11, Allocable Support Costs. (Expenses allocated through the claim.) Unit Clerical support (I.M. & Services) 16.1% Administrative support 9.4% Space rental 4.0% Hunan Resources Agency 0.7% Other operating costs supplied by other County departments or outside vendors* 7.1% Countywide overhead (A-87) 4.4% Group 111, Direct Costs. (Direct charges not dependent on number of workers in service programs.) Children's Shelter 6.S% Contracts with CCAMR, Fatchetts Bus Co. and Mt. Diablo Rehab 3.3% Health Department direct services 0.90-0 Service-connected aid paid to clients 1.3% 100.0% * Auditor's welfare system accounting, postage, office supplies, utilities, telephone, printing, maintenance of buildings and grounds, janitors, purchase, rental and saintenance of office equipment, memberships, and various other operating costs. -24- 00033 .a r Appendix K DESCRIPTI03 OF TITLE XX SERVICE PRCGRAMS Tile XX service programs are funded by the Federal Government and the county. Some programs are mandated by the State and others are optional at the county level. Each program described below is classified according to its being mandated or optional. Some programs rust be operated by the county in some department but, for reasons of funding, were placed in the Social Service Department in order to take advantage of ghat then was open-ended Federal funding. Included in this are Dependency Services under the Juvenile Court Law, operation of the Children's Shelter and the Conservatorship program. For programs mandated by the State, the mandate is on the existence of the program and not on the level of services. No one really knows for sure how low a level of service meets regulatory requirements. The community has considerable interest in these programs; however, the constituency which supports a particular program is determined by who will benefit from the services and who will suffer if the services are not provided. Some of the constituency for a given program may actually be the voiceless disadvantaged who are not organized and cannot speak for themselves even when needed services are essential to alleviate dangerous situations for the involved parson. The consequences of the department's not providing some services may not really be known until such time as the individual or family comes back to the Agency in crisis at a later date. Except as noted in the program statements to follow, only selected persons are eligible for these services. Eligibility is determined on the basis of the individual or family being a recipient of public assistance or someone within low ince:re limits determined by the Federal Government. Following are stateinents which briefly describe each of the Title XX programs and some implications of the reduction in such services. The programs described are: MIANDATED: 1. Information and Referral 2. Protective Services for Children 3. Dependency Services under the Juvenile Court Law (1-1. & I. Code) 4. Out-of-Ho=me Placement Services for Children 5. Protective Services for Adults 6. Conservatorship (N. & I. Code) 7. Out-of-Home Care Services for Adults 8. Child Care 9. Health-Related Services 10. Family Planning 11. In-Home Care Services 12. Employment Services 13. Edgar Children's Shelter -25- oUM IMIvKf a;• OPTIONAL: 1. Special Care for Children in their own Home 2. Home Management and other Functional Educational Services 3. Educational and Training Services 4. Services to Alleviate Family Problems and Services for Children with Special Problems 5, Conciliation Services 6. Sustenance--Heals on Hheels 7. Special Services for the Blind 8. Services for Disabled Individuals 9. Volunteer Program 10. Licensing -26- 00035 i, INFORMATIQ: AND REFERRAL SERVICES t1 IDATED Anyone in the cwjr.unity is eligible to receive information about social services offered by the department or otherwise available in the community. Vhen requested, the social worker refers the client to an agency of his choice and makes an appointment for the client. The social worker assists the client to identify and state his problem and helps hin choose the course of action the client wishes to take. The department is also responsible for helping to develop community resources and to keep an index of resources available. Reduction in level of the program will lead to a variety of consequences. The department will be unable to develop resources and maintain the directory of services as mandated ty the State Department of Health and needed by the staff for purposes of making referrals. Additionally, there will be a reduction in referrals to other agencies and elimination of follow-ups. Clients will not receive sufficient helps to get to other needed services. Shortened interviews could lead to inappropriate referrals when the worker makes the referral on the basis of the initially stated problem rather- than having the time to identify the client's real problem resulting in his need for services. Consequences for clients may be unknown until a family or individual crisis occurs at a later date. C -27- OMW -27- PROTECTIVE SERVICES FOR CHILDREN MMIDATED Complaints of child abuse, neglect, and mistreatment are directed to the Child Protective Services Units. Services are directed towards strengthening of family life in order to correct the situation or to taking authoritative action, such as petitioning the Juvenile Court for out-of-home care. n On both the Federal and State level, Child Protective Services has the highest priority among the social services. The program has strong public support and, when the work is well done, engenders a deep commitment on the part of local persons and agencies, such as police, schools, health agencies, neighborhood groups. It is essential that Protective Services be of high quality. Quality depends on staff skill and time; otherwise, what Has intended as a social service becomes little more than routine police and legal activities. Staff reduc- tions mean less skill (social workers get transferred to uncongenial programs, the department is unable to hire qualified person) and less time. This easily can result in more petitions to the court, more entrances to the Shelter, and strong negative reaction on the part of the public. -28- 00037 DEPENDENCY SERVICES WDEs THE JUVENILE COURT LAS! STATE MANDATED COUNTY MANDATED Services under the Juvenile Court Lara are not completely separate from Child Protective Services or Out-of-Home Care Services, which programs are described separately, however. These paragraphs are concerned with Wore specific "arm of the court" functions, such as preparing petitions, court hearings, evidence gathering. "Rights" movements that have gathered momentum recently changed the former somewhat informal family court system to the present one in which many of the proceedings are hotly contested in an adversary framework. Each person is entitled to counsel and as many as five attorneys have been known to appear. The court data being argued in legal terms is available almost only because of the social worker's investigations. If there is a reduction of time available, it seems unavoidable that more children will be denied legal protection because the social worker has not had the time or skill to gather appropriate evidence. -29- 00M OUT-OF-HOME PLACEMENT SERVICES FOR CHILDREN WIDATED This service provides for children under 18 years of age who require care and who cannot remain in their own homes, temporary or long-term 24-hour rare' in licensed facilities, such as emergency shelter care, foster family -29- 4 OUT-OF-NOME PLACEAMENT SERVICES FOR CHILDREN MANDATED This service provides for children under 18 years of age who require care and who cannot remain in their cnin homes, temporary or long-term 24-hour care in licensed facilities, such as emergency shelter care, foster family care or group care. Worker determines if out-of-home care services are necessary, determines needs of the particular child, selects the best available hemne, discusses the child's needs with the caretaker-to-be of the child and assists that person to provide the best possible care and supervision for the child. porker provides services to the natural parent %•rhich will enable child to return to his own family as soon as possible; refers to Adoptions Services when return to family home is not a viable goal ; and explores the possibility of guardianship or other long-term placement, taking necessary steps to complete the legal process. Supervises children placed by the court in their own homes. For children who are dependents of the court, the worker makes intermittent reports concerning the progress of the child and the family and recommends long-term planning or termination of dependency status when family can again care for the child or the child reaches his majority. Cases are referred to Institutional Placement Unit when workup shows need for those services. Institutional Placement worker locates institutions and group homes in which children are placed and supervised. Such children may require treatment for severe mental, emotional, physical or developmental ' problems; or may exhibit behavior or relationship problems of such severity as to be intolerable to foster families and thus must be placed in institutions where the structured environment is used to improve behavior. Program reductions will have consequences for children needing these services. Children who need placement may stay in the Edgar Children's Shelter longer than is desirable. Without monthly mandated visits to children, foster parents and natural parents, focused on counseling and return of the child to his own home or a suitable permanent alternate, children will be left in placement for periods beyond that desirable for the child and at added Public Assistance expense. Also, without counseling, the foster parent may be unable to cope with certain children who exhibit behavior problems; and thus the child will be returned to the Shelter. Child placement failures are traumatic to the child, the foster parent, the natural family, and are expensive to the person or agency responsible for payment of the service. Increased institutionalization of children may result. If children in institutions and their families do not receive appropriate staff services these placements too may fail; the process of returning to the Shelter,- staying helter,staying too long a tire. and ending up in an additional placement is repeated once more. The majority of children in out-of-home placement are dependents of the court. -30 0OM,. PROTECTIVE SERVICES - ADULTS PANDATcD This program must continue since it is mandated by Congress through Title XX for all persons in the community without regard to income or resources. The purpose of the service is to prevent or remedy conditions which cause individuals to be exploited, neglected, abused, or in danger of losing life, health, limb, or property. Included in this are such service activities as are necessary to protect the individual from others,and also from them- selves, in the case of individuals who are not competent to provide for their own needs due to physical, mental, or developmental disabilities. Social b:orkers intervene on the behalf of such individuals when the need is made known either by the individual himself or by a concerned friend, relative or citizen. All such complaints or referrals must be investigated and evaluated in order to decide upon a suitable plan of action. Social :,corkers offer assistance through counseling and certain corrective action to assist vulnerable persons to secure less hazardous living arrange- ments, prevent unnecessary admission to institutions and facilities, arrange for community care when individuals cannot provide for their own care and supervision, and arranging for legal services, guardianship, conservatorship, commitment where necessary. In cases where there is financial exploitation, Social Workers can arrange for protection of the client's resources. Social Wori:ers also assist friends and relatives to assume responsibility for the endangered person whenever possible. Any program cut would result in a commensurate cut in the quality and quantity of service now being provided. We expect that with increased activity resulting from establishment of the local Office on Aging, we will see an enlarged call for the service as more and more of the aged are reached and become aware of the resource. Maintaining the present program level will represent a cut in quantity and quality of service if there is increased referral activity. Increased institutionalization, medical costs, and trauma to individuals are some of the potential consequences of a reduction in the level of protective services. -31- 0nV_AZ0 CONSERVATORSHIP/GUARDIANSHIP COUNTY MANDATED The county is responsible for operating a Conservatorship program. Rarely is it found in Social Service Departments. In this County, funding comes from Title XX, Short-Doyle funds and County funds on a 75°x, 22.5`6, 2.5% ratio. Title XX services provided for Conservatorship staff cover a range but focus on protective services, out-of-home placement and health care services for adults. ;he Social l:orker accepts referrals from Mental Health Services and investigates client's situation for the purpose of recommending to the court need for Conservatorship. The Worker serves as conservator of person and/or estate for alcoholics and mentally ill who are gravely disabled and arranges placement, treatment and/or hospitalization, as necessary. The Vlorker provides counseling, determines need for continuation of Conservator- ship and reports back to the court; serves as Conservator of the estate, inventories assets, receives income, pays bills, manages property, maintains accounts, initiates public assistance application or takes other steps to provide financial support for conservatee, insures that work of private guardians and conservators who are relatives understand their responsibilities and assists such persons in reporting back to the court. Additions to the caseload in certain instances include persons in State Mental Hospitals with criminal charges pending against them who are incompetent to stand trial and minors who are dependent children or wards of the court. In meeting the above requirements, staff works closely with the County Counsel, Public Defender, Mental Health and Auditor's Office. Any reduction in staff will restrict ongoing contacts to urgent or emergency situations. The resulting increase in loneliness, despair, or acting out on the part of conservatees is not measurable. It is probable the curtailment will be counter-productive in terms of conservatees remaining longer in out-of-home care, requiring more frequent moves, being more often confined in county or state hospitals, and remaining longer under Conservatorship. Reduced services will also result in more community complaints. -32- 00041 aCn� rs. --- AUUL 7 This serviCe is available MPJDATFD coaLaunS ty whose incor„e rr� tO all SSI eligible for ets certain/SSP recipients and to State Depar�.Pgt service by eithhe Corzanu requirements and Who are Cos in i o f vice n , ,. ,. , , the Y Care Divi sion nt certified h OQO -32- t OUT-OF-HOME CARE: ADULT MANDATED This service is available to all SSI/SSP recipients and to others in the community whose income meets certain requirements and who are certified eligible for the service by either the Community Care Division of the State Department of Health or by Golden Gate Regional Center. The purpose of this service is to assist individuals to arrive at realistic decisions regarding the care and supervision they need if they are unable to live in their o.,•n homes due to inability to care for themselves. Such individuals are in need of care and supervision and limited medical assistance. Placements can be rade in substitute homes, institutions, or other facilities which are licensed to provide 24-hour care and supervision. There is an income maintenance component in that Social Workers must certify that SSIISSP recipients need and are receiving such care in licensed facilities in order for Social Security to pay an increased benefit payment level. This requires coordination between the Social Security Administration, the State Departments of Health and Benefit Payments, and the local Social Service Department. Social Workers assist in assessing the initial need for such care, locating and selecting suitable facilities, preparing the individual and the facility for admission, counseling with the individual and the family and developing a plan for return to the home if feasible. Adequate assessment of the need for out-of-home care involves coordination with the client, family, providers, and medical staff, in addition to coordination with several agencies. Such assessments are time-consuming and must be done every six months. Eligibility for the OTIC benefit level must be recertified annually. The current level of provision of this service must be maintained. The alternative is a deterioration in the physical or mental condition of the client until placement in a Skilled Nursing Facility or medical institution becomes necessary. -33- W012 00042 CHILD CARE MANDATED Funds for child day care services are provided through the State Department of Education. Such funds may be used to enable eligible persons to seek employment, engage in vocational training programs, maintain employment, maintain family constellation where parents are incapacitated and where parents neglect, abuse or have propensity to abuse or neglect their children_ The social worker determines the need for child care services, assists the parents as is necessary in locating child care resources and initiates necessary docma;ents to provide the payment of child care funds. Child care plans are reviewed as mandated by the State or as necessitated by the family situation. This service is an integral part of other services, such as employment-related services and protective services for children. In the latter instance it may be used to stabilize the home situation and reduce the need for placing children out of their own homes. Reduction in Ws program would mean reduction in reviews with possible over- payment of funds. Limitation of staff then would result in less exploration of the child's need and development of the most appropriate and sometimes less costly resources for child care. Parents may leave some children unattended when child care services are not readily available to them. This could lead to other family crises and need for protective services. -34- OOM3 HEALTH-RELATED SERVICES MANDATED The purpose of the service under this program is to prevent health deterioration due to lack of funds and/or resources; to help individuals locate and receive health service; to hell) resolve problems which might prevent utilization or over-utilization of needed health and medical services; and to insure that the Federal Early, Pericdic, Screening, Diagnosis and Treatment services are trade available. Health services as described relate to physical and r„ental health and drug and alcohol abuse programs. Social Workers provide information about health resources, refer clients to appropriate health care providers, provide counseling around fears, misuse and lack of understanding about health needs/problems, provide coordination of care in multiple problem situations, assist in providing and securing transportation when essential to receiving care and advocate or mediate in behalf of the client in order to insure care. A reduction in these services will mean fewer clients are served and will lead to deterioration in the client's health. The Federal mandate to establish the Early, Periodic, Screening, Diagnosis and Treatment program has been implemented in California through the State's Child Health and Disability Prevention Act of 1973. All AFDC clients are offered such services. Upon request, services staff arrange for services within specific time limits. A 1% fiscal penalty for failure to implement EPSDT regulations may be imposed against the AFDC budget, and penalty assessment has already been made against the State for the first quarter of 1975. Contra Costa's program was seen as being in greater compliance than other counties' in the audit report. Program reduction could lead to penalties against Contra Costa County. In addition, any cut in health-related services would reduce liaison and coordination efforts with other departments which have possibly been a substantial reason for the County's positive image in the Federal penalty report. -35- 00(44 W._ FAMILY PLANNING MAADATED Family Planning services are mandated by State and Federal regulation. All Medical Family Planning services are provided by agencies contracted by the State Department of Health. The Social Service Department is responsible for assuring that services are offered to all AFDC and Fedi-Cal recipients of child bearing age. This mandate is met by the Income Maintenance system. Social !Mork Staff are required to assess the requests for this service, provide information and educational services, and make referrals to appropriate resources. Persons eligible to this service are AFDC, SSI/SSP recipients, and those persons who are defined as income eligible in the California Annual Services Plan. In addition, Federal regulations require that these requested services be provided within 30 days of the request. This means that referrals to a Social Worker from any source must be acted upon almost immediately in order to assure that the client receive the requested service in a timely fashion. Reductions of Information and Referral staff will decrease our ability to meet the requirements. Federal Law imposes a 1% penalty against AFDC funds for failure to meet the requirements of the Federal program. There are consequences unacceptable to the client who fails to learn about services which will enable him/her to determine the number and timing of children in his family. -36- W045 I11-HOIIE CARE MANDATED In-tiome Care is the State mandated Houtemaker/Chore Services program which provides domestic and personal services to 2675 aged, blind, and disabled Contra Costa County residents who, because of impairment, cannot care for themselves. Social porkers assess the individual's level of functioning and need for housekeeping and personal care. Social Workers recruit and contract with approximately 2100 individuals who are compensated at the rate of $2.20 per hour. Social Workers monitor the level of care provided and reassess the recipient's needs for service at least semi-annually. Provider reinburser,�ent of approximately $3.9 million annually is funded from the State's share of Title XX funds and the State General Fund. A recent survey conducted by the State Department of Health determined that 83% of the random sample of Contra Costa County In-Home Care recipients (projected to 2220) mould require institutionalization within three months if provision of In-Home Care services to them were to stop. Further, they found the general health of these In-Home Care recipients to be far better than individuals with similar incapacities who are institutionalized. If In-Home Care staff were cut in half, social workers would only be able to male cursory assessments. In-Home Care recipients would be forced to find their own service providers. Many recipients would be unable to do this. Their needs, then, could only be met by institutions, at greater County expense. Staff would be unable to assist these individuals in locating out-of-home care placcarents. The In-Harte Care services provided Mould not be monitored. The approximately 200 monthly requests mould not be processed in a timely fashion causing increased institutionalization and great hardship to the recipients and their families. -37- ON46 MMM MANDATED F;�Pl nYlaa 1T SERV -37- W46 AN EMPLOYMENT SERVICES MANDATED State directions to County Welfare Deparbrents concerning employment services are very unclear. Title XX is a program operated under the jurisdiction of the State Department of Health. Recently, the WIN n program was transferred to the State Department of Benefit Payments. We are receiving program information from both sources. It is probable most employment service will be provided under the WIN program for those AFDC recipients who must register with Employment Development Department as a condition of eligibility. The WIN program is funded by Title IV-C money which is a closed-end appropriation under the Department of Benefit Payments. Until the State clarifies the role of the Department of Health in Employment Services versus the role of Department of Benefit Payments in Employment Services, the department is not planning to allocate any service worker time to Title XX Employment Services. He anticipate that Title IV-C WIN funds will provide Employment Services. -38- 0004"1 II EDGAR CHILDREN'S SHE=LTER STATE MNIDATE D COUNTY IVIUNDATED Ed-ar Children's Shelter was established to provide humane care and supervision, foal, clothing, shelter and medical care to children and youth who have no other pl-ce to live. -flic reasons children require public care can be divided into three fairly distinzt categories: 1. A crisis in a child's home (usual place of abode) resulting in abuse or neglect or the child. Care lasts from one day to one week, on the average. 2. Expulsion fro: , or child's refusal to remain in a foster home or institution. Care lasts from one week to three months, on the average, until another foster care setting can be found. S. Repeated failure to adjust to foster care, resulting in severe damage to child's ability to relate positively to others. Care lasts from three months to one year. Capacity is for 2" boys and 24 girls. An average of 500 children per year are cared for. STAMNIG - One (1) Institutional Supervisor III (Center Director) Four (4) Institutional Supervisors I (Supervisors of four 40-hour shifts during the 168-hour week) Eighteen (18) Group Counselors 11 & III: Two (2) on each Boys' and Girls' Sections during the two "active" shifts (7:00 a.m. - 11:00 p.m.) and one on each section during the "graveyard" shift. Four Counselors are assigned to segregate selected young children from adolescents on the sections and give them individualized attention during all but the sleeping hours. Two (2) Institutional Nurses; a 11 (Lead Nurse) and a 1, to provide coverage from 7:00 a.m. - 11:00 p.m. ttonday through Friday only) Two (2) Custodians plus a 24/40 Custodian. One (1) Storekeeper (clothing supplies, laundry, etc.) One (1) Senior Clerk, 9:00 a.m. - 4:00 p.m. , Monday through Friday. One (1) 24140 Intermediate Typist Clerk., 4:00 - 8:00 p.m., Monday through Thursday. 11 :0.0 a.m. - 6:00 p.r.. , Sunday. -39- 000A 738 EdgarChildren's Shelter Page 2 IMPACT OF STAFF REDUCTION . Nursing staff is no:: below "bottom line." So long as we have no nursing coverage on weakends, the health and safety of children is jeopardized and the County risks suit for negligence. "Bottom line" staffing would be reached by elimirtating the ,our Counselors uho provide segregation and individualized attention to young children. The result Mould be to subject these children to scapegoating and actual physical assault by those adolescents -:ho are aggressively hostile. No Cotu-iselors can be released from covering the Sections without risk of serious neglect or abuse of the children and resulting suit against the County. -40- 00049 SPECIAL CURE FOR CHILDREN III THEIR OqN HGMES 0PTIt017IA,L No level of service mandated. This program is designed to provide care for children in their own ho7zes on a temporary basis when parents are absent, incapacitated, or need help to achieve adequate household and family management. This is a very small program, and the amount of staff time is not significant as most child care in the family home can be provided through Child Day Care services. To this year, such services have been provided through Child Day Care funds which are no longer available for this purpose. Without such services, children may need to be placed in emergency foster homes or other temporary placements until such time as the parent is able to provide for his own child. -41- O0050 i HOME MANAGEMENT AND OTHER FUNCTIONAL EDUCATIO3 SERVICES OPTIONAL. This service is designed to prevent crises and deterioration among poor families. Worker activities are directed toward enabling individuals and family members to increase their skills in home maintenance, personal care, child rearing and nutrition. Resolution of landlord/tenant problems is part of this service as is the provision of money management for those people who can't manage their own funds. Reduction of this service would affect merchants, landlords and others who deal with public assistance recipients and community complaints would increase. Without these services greater reliance on County General Assistance funds would be needed to meet emergency payment needs of persons unable to manage their affairs. Additional burden on income maintenance and Auditor's staff would be the result with increased cost to GA. -42- W051 -42- ll[Illt�l i EDUCATIONAL AND TRAIRING SERVICES OPTIONAL This service is provided to or on behalf of individuals for whom there is a reasonable expectation of early employment. Vocational Services staff assess each General Assistance employable client's education, training, and experience in teras of employability and discusses how he i,ight best seek employment. His efforts to seek employment is monitored monthly. Such services mean a reduction in General Assistance employable public assistance payments when job search efforts are closely monitored. Eff=ectiveness of the program is directly related to the frequency of contacts with the clients. Monthly interviews are essential to control the program and prevent an increase in the caseload. Program reduction could probably lead to an increase in General Assistance costs since cost containment controls on Inca-ne Raintenance prohibit expanding Income Maintenance controls on job search efforts. Since this program directly affects County General Assistance payments, it is recommended that present staff be continued under County funding and that the program be deleted from the Title XX plan. -43- OU052 r. SER I` TQ ALLEVIATEFA:,jILY PR LUIS -_ SERVICES FOR CH1� NITN SPE,_L PRO�4$ OPTIONAL 00052 -43- r'Y SERVICES TO ALLEVIATE FAMILY PROBLE14S SERVICES FOR CHILDREN WITH SPECIAL PROBLEMS OPTIONAL These services to children and families are designed to alleviate problems but also are preventive--that is, they enable families to avoid a crisis and reviain intact. Our Conciliation Service is included in this program. Parents of children who are in danger of neglect or abuse are counseled through these services. Families are enabled to use supportive resources. For example, a volunteer to provide tutoring or big brother service might be arranged by the social worker. These services provide for counseling runaway youths and for helping with school problems. Counseling to parents Who plan to separate, or have separated, is given. Generally, these services are directed towards poor people (usually public assistance recipients) who are unable to cope with their problems because of lack of money, poor physical or emotional health, or lack of education. Service staff advocate or mediate for the child and families when the child is having problems in school, or a family member is unsuccessful in efforts to utilize other resources_ A reduction in service levels may contribute to school drop out, increased family break-up and public assistance applications. -44- 00053 COMILIATION SERVICES (Services to Alleviate or Prevent Family Problems) OPTIONAL Conciliation Services means the provision of marital and short-term crisis counseling to families in conflict in order to help marriage partners decide what action to take with respect to their marriage. The social worker counsels parents and rMnors concerning marriage plans of the minor, including social, economic and personal responsibilities. She evaluates individual and family behavior and attitudes (interviews parents and children when appropriate) around family relationships in order to assist in resolving conflict and to recommitend to the court, as requested, in custody and visitation natters. She refers lour income families to public facilities and financially independent families to private facilities for long-tern counseling when indicated. Staff also participates in co;inunity education focused on family life. The laws do not delineate level of service to be provided but require the courts to see that certain services are provided to persons filing for dissolution of marriage and for parties considering marriage where one of the couple is under the age of eighteen. Services are therefore needed through Social Service, Probation, or staff attached to the Superior Courts to meet the needs of the court-referred clients. Reduction of staffing in Conciliation would build up a backlog of court referrals on which the court is awaiting a response. Such delay would clog the Superior Court calendar (Domestic Relations Division) and compound the disposition of cases. OU054 -45- v , OPTIONAL SUSTEUXICE--WEALS 03 WHEELS Presently, four separate teals on Wheels programs deliver hot meals to disabled, aged, convalescing, or socially isolated Contra Costa homebound residents. Thera- peutic diets are available and a frozen meal or cold supper can be delivered together with the hot noon seal. Additional meals or a "weekend pack" are also available. Meals are purchased on a sliding scale relating to income, and the price ranges from SOY to $2.30. Purchase of meals is subsidized from funds raised by community volunteers %.,,ho belong to Friends of Meals on Wheels and/or the Commission on Aging (the latter groin sponsors the El Cerrito program). Meals are purchased for del-ivery fro-, various convalescent hospitals. One half-time social e:orker and three half-tine clerks assist programs operated by Home Health and Counseling and the MacArthur Baptist Church. The other two programs are staffed by part-time help from the cities of E1 Cerrito and Antioch as well as volunteers. Without Meals on ::heels, r.ost persons would be unable to remain in their homes. Out-of-home placenant in board and care facilities or nursing homes is more expensive to the County and far less acceptable. 14EALS ON WHEELS PROGRAM TOTAL AREA SERVED tlartinez-Pacheco El Cerrito Richmond Antioch Orinda-Lafayette San Pablo Walnut- Creek El Sobrante (Rossroor) Pinole- Danville-Alamo Rodeo Pleasant Hill- Concord SPONSOR Home Health & City of E1 MacArthur Friends of Counseling Cerrito Baptist heals on Friends of deals E1 Cerrito Church Wheels on Wheels Conmission Friends of on Aging Meals on Wheels NUMBER OF PEOPLE SERVED PER t ONT':1 80 7 27 27 141 NUMBER OF MEALS SERVED PER 1-IONTH 2600 173 659 307 3739 PAID STAFF .5 S:a III .25 Clerk .5 Typist- 1 part-time .5 SW (County) ASSIGNED .5 Typist Clerk City of E1 Clerk City of 1.5 Clerical .5 Acct. Clerk Cerrito (since 5/15/75) Antioch (County) Social Svcs. APP;:O\, 1;0. OF VOLUi:TEEPS 150 8 30 30 218 0()0&5-46- "own REEIAL SERVICES FOR THE BLI[ OPTIONAL ThThese servicesare available to the Blind who arA i.hflca 1I1 i- a .. M' jvinn ��T ���n 27 1 Rl 7 27 SERVED PER $0 t:0`iTlI t:llt•IBER OF 659 307 3739 HEALS SERL'ED 173 .5 SW (County) PER i-014TH 2600 Typist- 1 part-time .25 Clerk .5 City of 1.5 Clerical .5 S;a III city of El Clerk Antioch {County) PAID STAFF `5 'Typist since 5/15/75) ASSIGTIED �stClerk `Cerrito ., Acct. Social Svcs. 2l8 303O 1,0. 8 J'TEERS 150 OF VOLU -46- ..: ,«;,air�, •a. SPECIAL SERVICES FOR THE BLIND OPTIOifAL These services are available to the Blind who are receiving SSI/SSP or whose incase is within certain limits_ The purpose of this service is to provide help to the blind in securing needed radical , psychological and psychiatric services from the community. Social Norkers provide counseling and training toward self-care, mobility, personal care, home management and community skills. Socia; .•arkers hake referrals to resources within the community which can help clients secure appliances, special aids, talking book machines, etc., which aid the client to become more self-sufficient. Social Workers offer counseling toward adjustment to the onset of blindness in order to reduce behavioral or attitudinal problems and help the client accept the disability. The primary benefit of this service is to prevent institutionalization and its attendant higher cost. ----------------- -47- 00056 SERVICES FOR DISABLED INDIVIDUALS OPTIOPI;L This optional program is available to mentally or developmentally disabled AFDC or SSI/SSP recipients, and to others in the community whose income is within certain limits. The primary focus is on assisting individuals to participate in the sheltered workshops operated by CCC Association for the mentally Retarded. Social Workers coordinate with the three workshops in certifying eligibility for the service and in providing ongoing casework services to complement the activities of the workshops. Workshop emphasis is on training in mobility, personal care, home managetrent, and co�r,i�.�unity skills. Training in developing employment skills within the capabilities of the individuals is emphasized. Social :dorkers assist in securing necessary medical, psychological and psychiatric services and assist persons to receive appropriate treatment. Referrals are made to cammunity resources when available. Primary goal of the service is to reduce dependency and develop self- sufficiency and avoid institutionalization. Without such workshop services, emotionally disturbed individuals may develop behavior problems which their families cannot tolerate and expensive institutional placement may result. Costs for care of retarded individuals will increase when resources to learn self-care and/or sane self-support skills become unavailable. However, there may be some potentiality of having these services funded through the State's Regional Center program or through Short-Doyle funds if they were so allocated. OU05 _48_ P i VOLUNTEER PROGRAM SUPPORT ACTIVITY 1 00057 -48- VOLU3TEER PROGRAM SUPPORT ACTIVITY Though Volunteerism is not in itself a program, Volunteer Services are required by State Law and proposed Title XX regulations. The County utilizes two Social Workers as coordinators of volunteers. Tliey recruit and train volunteers to assist in a variety of programs, such as providing Big Brother or Big Sister services to children, tutoring students, providing transportation for persons who need it to reach medical appointments, reading to blind persons, providing special programs to children in the Shelter and taking them on occasional outings, friendly visiting to the elderly, recruiting volunteers for the Food Pantry, etc. Such volunteer services eventually lead to reduction in the need for other social services and can alleviate medical problems which would worsen if the client could not get to treatment. Additionally, Big Brother and Big Sister programs affect child behavior and give him a more positive attitude about himself and his community_ Individuals and families who do not receive a little bit of service now may subsequently end up in a crisis situation which becomes more expensive for the community at a later date. Many of the services provided are "preventative" in nature. -49- 00058 LICENSING OPTIMMAL Social Worker staff licenses family homes where non-medical care and supervision is provided as follows: 1) foster homes providing 24-hour care for up to 12 children; 2) day care homes providing part-time care for up to 10 children; 3) residential care homes providing 24-hour care for up to 15 adults. The majority of homes we license provide care for six or fewer persons. Health and safety standards for homes when such care is provided, as well as standards for care and services which ensure needs of resident5'are met, are set by State law and regulations. Licensing workers are responsible for ensuring those standards are met before a license is issued, and that they continue to be met. following licensure. This is done through initial and periodic home visits, interviews and collateral contacts, and obtaining required clearances (fire safety, criminal record, medical , etc.). In addition, licensing staff responds to public inquiries about licensed homes, investigates complaints, and follows up on unlicensed homes which continue to provide care (i.e., investigation and referral to D.A.). Currently, staff also recruits new homes and provides training and consultation to licensees for the purpose of upgrading the quality of care they provide. The Foster Care licensing program primarily meets the department's needs for homes in which to place dependent children, for whom are are legally responsible. Program reduction would lead to elimination of recruitment and development activities with a resulting lack of suitable homes for children ` needing placement_ Such childrer. inappropriately would be retained at Edgar Shelter. Additionally, specialized foster homes could not be developed to meet needs of children with special problems. The Day Care program primarily provides homes for employed parents in the community, but also provides some homes for welfare recipients who are employed. Returning this program to the State will mean fewer homes available due to severe staffing problems in the State Department of Stealth Licensing Section, but this would have minimal impact on services to welfare recipients. Applications could not be processed within the legal time limits; recruitment and development activities Mould be terminated. The number of unlicensed homes would probably increase. The Adult Residential Haeme licensing program provides homes for financially independent individuals as well as persons receiving SSI/SSP grants. Loss of this licensing program would severely affect availability of resources for aged, blind and disabled adults who frequently need protective services. Additionally, SSI/SSP recipients in out-of-home placement would lose funds if the department is unable to certify that the individual is placed in a licensed hone. 00U59 APPendix L i h'J T ri L XX ITPID D SERVICE PROGRAMS ThS'Uuril:aut our c) c te:ttdt20i7 be h",ve ded Zt ort,y with PrVi�-� .,rnrj�nr nn -i t inrt•- ilUute? _.,Jiu P,uLwA, I$• ro ram provides homes for financially The Adult Residential Nom licensing F 9 p independent individuals as would sevl as erelynaffectjavailability ofaresources sfor of this licensing program wo d blind and disabled adults who frequently need protecfpuld lose funds aged,, Additionally, SSI/SSP recipients in out-of-home placemen ify that the individual is placed in if the department is unable to cert a licensed home. 00059 -so- Appendix L NOM TITLE xE F YDED SERVICE PROGRAMS Throughout our presentation we have dealt only with service worker positions funded through Title .11 _ There are some 48 additional positions funded from -other sources- In addition., the staff working at the Edgar Children's Shelter have not beas included in the computations. The 48 :taff, the pro- grams to which they are assigned, and the source of fundiny are shown A' below. Program/Service Source of Funding Workers Step-Parent Adoptions County 2 Adoptions Department of Health 8 State Dept. of Benefit Payments 12 Food Coalition 1/2 Project; 1/2 County 1 Child Day Care Development Program Department of Education 2 CETA 1'.anpaller 8 Staff Loaned to Pil? County Medical Department 10 Staff Assigned to AAA Area Agency on Aging 3 Alca:lolis:a Progra.: CounL. ty f.ea_►th Depart=--nt 2 TOTAL 48 -51- 0"o Appendix M RECO.MEMAT IONS MADE BY DIRECTOR, HUMAN RESOURCES AGENCY TO RESOLVE SOCIAL SERVICE DEPARTHEUT FUNDING PROBLEMS 1. The Board of Supervisors should commit the County to providing $2,991 ,000 in County funds as the County share for Title XX funds in the 1976-1977 fiscal year budget. 2. The Board of Supervisors should anticipate that efforts to increase the allocation will be successful and direct that plans be drawn up anticipating an allocation at the 1975-1976 funding level of $5,327,000. 3. The Board of Supervisors should agree to make available $555,000 in County money to fund the Conservatorship program and the workshops for the mentally retarded for the 1976-1977 fiscal year and direct that plans be made to fund these programs with Short-Doyle money not later than the 1977-1978 fiscal year. 4. The Board of Supervisors should agree to discontinue use of facilities at 28 Columbia Circle, Pittsburg and 247 Rodeo Avenue, Rodeo. 5. The Board of Supervisors should direct that plans be made to lay off or otherwise eliminate the salaries of 155 Social Service Department employees. 6. The Board of Supervisors may wish to provide for public input regarding County funding and what programs should be reduced or eliminated after May 31, 1976 in order to bring program responsibilities in line with available staffing. �y 00061 -52- -52- low IN THS BOARD OF StUPERVISORS OF CONTRA COSTA COUTITY, STATE OF CALIFORNIA In the Matter of ) Housing Rehabilitation ) Assistance Component of ) Monday, April 12, 1976 the First Year Community ) Development Program. ) The 1975 Government Operations Committee (Supervisors A. M. Dias and J. E. Moriarty) on December 16, 1975 having reported that it had completed its study of the policy recom- mendations of the Contra Costa County Community Development Advisory Council with respect to the proposed Housing Rehabil- itation Program for the year 1975-1976, and having recommended that the County Administrator report on the policy implications and procedural aspects of implementing the proposal in two target areas (recommended by the Community Development Advisory Council in a later communication) located in Horth Richmond and West Pittsburg; and The County Administrator on March 23, 1976 having trans- mitted a report from Mr. A. A. Dehaesus, Director of Planning, furnishing background information and recommending proposed policies to implement the Community Development Housing Rehabil- itation Program; and the Board having fixed this tima for public hearing thereon; and Mr. Heinz Fenichel, Assistant Director of Planning, havi co=nenttad on the differences between the recommendations of the Planning staff and those of the CommiLnity Development Advisory Council; and Mrs. Elizabeth Schrank, Chairperson, dousing Subco!mni5tee, Community Development Advisory Council, having proposed certain changes in -ho Housing Rehabilitation Granto Program submitted to the Board October 14, 1975; and Tha following persons having appaared and commented with raspect to the aforesaid program: Vs. Juanita F. Bar flet, 436 West 10th Street, Pittsburg, California, representing several Senior Citizens from West Pittsburg; Ids. Charlotte Flynn, 3175 Cafeto Drive, Walnut Creek, California, representing Diablo Valley League of Women Voters; Air. Frank Navarro, 2460 Ranchito, Concord, California, spokssm%-i for the Prasident, California Physical Handicap Association; and Msanbers of the Board having discussed tha various proposals and comments, !T IS BY THS BOARD ORDERED that the hearing is closed and tha aforasaid matter is RE".?EFLRZD to the Government Operations Committee (Supervisor:. A. M. Dias and E. A. Linschaid) for report April 27, 1976. PASSSD by the Board on April 12, 1976_ cc: Board Committee Piannin Director CE[cT[CiED COPY Community Development I certify that flus rs a Cuff, trite &- correct copy or , Advisory Council the ariginai dncu:ne:st trWeh is na rile in my office, aad t':at it .raj ms-ej r ad"i+ted by th? B,=-j of Actin Funding Tn2pector SuptrrS.r)tt af con-r.t ro>t. r Diractor, Scone=!: GPpart•l-qz� .J h%.=•: r :� cr�sUs, c-.., .� 'n - , - - , y _ LU u . .lua 1j—%.,u wila 411113 Lor public hearing thereon; and r..r. Heinz Fenichel, Assistant Director of Planning, havi coiilnentad on the differences between the recomatendations of the Planning staff and those of the Community Development Advisors Council; and Mrs. Elizabeth Schrank, Chairperson, housing Subco:wat—otee, Community Development Advisory Council, having proposed certain changes in :h-- Housing Rehabilitation Granto Program submitted to the Board October 14, 1975; and The following persons having appaared and commented with raspect to the aforesaid program: Ms. Jut ni is K. Bar flet, 436 :•fest 10th Street, Pittsburg, California, representing several Senior Citizens from Hest Pittsburg; Ids. Charlotte Flynn, 3175 Cafeto Drive, Walnut Creek, California, representing Diablo Valley League of Women Voters; AIr. Frank Havarro, 2460 Ranchito, Concord, California, spokesman for the Prasident, California Physical handicap Association; and M-tubers of the Board having discussed tha various proposals and co*mviants, IT IS BY 'TIE BOARD ORDERS that the hearing is closed and tha aforesaid clatter is RE,79ELRED to the Government Operations Commi ttae (Supervisor:. A. M. Dias and E. A. Linscheid) for report April 27, 1976. PASSM by the Board on April 12, 1976. cc: Board Com-nittee Planning Director CERT[CIED COPY Community Development I certify that this Is n full. trite & correct copy or , Advisory Council the nriginah dncu:nPat trl►Ich is on rile In rue ocftce a tl that it wi" ad7rird by th? D-=d of Acting Fuil ding Tn2pector Cwi-r.' (,a.:. 4�rw rp !•: j Dlr3CtOr, ..CO:]C^I� �iJPJ:"�:'.L^��� r �;.rn .;r,i hii :`: is f:f�S &Jt .x. o� .;j s.UV Caunry c%-rick r:o.':•:io CI�sr::of said cosrll of sLoervl:sora, Program b7 Depurs Clerk- Director, Filtdlan Rasources Agency County Administrator 2 , a ._...•0.x . j Y CONTRA COSTA COUNTY CO A �' PLANNING DEPARTMENT $.- %� �► 7- a DATE: Allri I 9, 1976 TO: Board of SuPe"hors �'• `6� Anthony A. Ilehaesus SUBJECT: f tIbl i c lienring on lie xllfi FROM: Reluhhilitation Assistance, • Director of Plsnnin' April 12, 1976 I r t+ hl i r ii •irinr P-Lanning Director Community Developriant CERT1GI8D COPY Advisory Council I certirir that tint I, a reit, true the orfianat docu:nont trb;ch °'�" correct roDY of Actin i l T aad that It ,raj is on rtI" In ray office, u'_dingy nsusctor �� � r_- Dd7poed Dirac`,or, 3concfi; ��3�rt',ttl �.. '�`r*fF S�!�Contra Co.•... t� fy�3t rR3 Proaram �✓ ., hi.ii: iG Cr.SSOX. ccunty , C..ri►4 e'er p_, ,t0 Clem or 31ftIrtL OL$L•j)�ryIyOCD. Director, Human Resources by Drputp Clel� r Agency County Administrator as 2 n •.-� ,r=a,.,., a�u .„.c. ... .. �r i; CONTRA COSTA COUNTY PLANNING DEPARTMENT �p l TO: Board of Supervisors DATE: April 9, 1976 0 d' FROM• Anthony A. Dehaesus SUBJECT: Public Rearing on 110 ing Director of Plannin' . I Rehabilitation Assistance, April 12, 1976 1. Purpose of Public Rearing. On the night of April 12 the Board kill-hold a-pu5lic-hearing to obtain comments and recommendations from the citizens of the County regarding policies for implementation of the dousing Rehabilitation Assistance component of the First Year Community Development Program. A total of $150,000 was set aside from the Federal block grants for this purpose, to be utilized in certain areas of the Korth Richmond and West Pittsburg neighborhoods. 2. Suggested Order of Hearing. We propose that the following general sequence of presentations be followed: a. Staff presentation on purpose of program and need for the same. b. Presentation of Chairperson of Housing Sub-committee of CD Advisory Council to explain recommendation of October 14, 1975 (additional copy attached) . c. Staff discussion of modifications which might be considered by the Board (additional copy attached) . d. Presentations by the general public. 3. Staff Recommendation. In view of the need to reconcile the recommendations made by the Citizen Advisory Council , the general public and staff, it is recommended that the Board close the public hearing, and refer the matter to the Government Opera- tions Committee with a request that the Committee report a recommendation to the Board on April 27, 1976. d. background of Recon-tendations. The First Year Community- Development Program, approved by the Board on April 8, 1975, contained an activity consisting of a Rousing Rehabilitation and Code Enforcement Prorratn. This program was to be applied initially- to the Korth Richmond and best Pittsburg neighborhoods, and $150,000 of block grant funds were to he set aside for this purpose. Policies and procedures for this pro- gram were to be developed subsequently. Wig ee: ....�.�.� 3 Ahicrofilmed with bacud order e�• �' ,.„ ,,6,, Miaotilmed with boord order Board of Supervisors -2- April 9, 1976 Later in the year the CD Advisory Council established a Housing Sub-committee which developed a recommendation for policies and administration. This recom- mendation, dated October 10, 1975, was presented to the Board on October 14, 1975. An additional copy of Advisory Council recommendations is attached. At that time this recommendation was referred to the Government Operations Committee and in December to the County Administrator. In view of the importance of this program, additional technical information was obtained in January and February of this year. An ad hoc Task Force was -convened by the Planning Department to discuss the experience of similar programs in other communities, to review the desires and reactions of representatives of the cities in the county slated to undertake similar programs next year to assure compati- bility with future programs, and to suggest modifications in the Citizen Advisory Council recommendations if necessary. A summary listing of criteria of 12 rehab- ilitation assistance programs is attached_ �. As an outgrowth of the work of this Task Force, the Planning Department submitted a report for the Board to the County Administrator on March 9. This report was based upon the citizens recommendations, but was a substantially modified version in criteria and policy structure as well as wording. Attached are additional copies of both an overall staff information report on components of a broad Neighborhood Conservation Program to ensure compatibility of the first year effort with future programs, and a staff recommendation for a first year program. S. Maior Differences between Staff and Advisory Council Recommendations. a. General Thrust. Both the Advisory Council and staff agree on the need for the program, and the need for it to be a voluntary program. Both agree that community support should be enlisted before any individuals are contacted, through community meetings in the Target Areas. The Advisory Council recommends grants, never to be repaid. Staff recom- mends 0% interest loans, to be repaid to the county when the structure is sold or at the end of 20 years (the earlier of the two) . In this latter proposal only a token payment would be made on the principal ($5.00 per month or quarter) or none at all. It has been pointed out that some residents feel that a previous commitment to grants exist (due to wording of the approved application, and that any change now would be "the breaking of a promise") . If this is a valid concern, the first year could proceed with grants instead of 0% loans, shifting to the loans in the second year. b. Criteria. i. The Advisory Council recommends that assistance be provided for owners of single-farA ly residences, and owner-occupants of two-family resi- dentes. Staff recommends that in addition assistance be also available to owner-occupants of 3 and 4 family residences (as long as all other eligibility requirements are met) . 00064 4" A:,T, ._�. _x• -''�. ,�,✓^�`y--yP�'�'x.§�x a ::.... r.c .,..,. . .... .. .:. .. _ _ ._._ r Board of Supervisors -3- April 9, 1976 ii- The Advisory Council recommends an income limit schedule which is very complex and to be fixed in the policy document. As it stands, it is intPndpri to hp thn anni•rni nt nF th r- It has been pointed out that some residents feel that a previous commitment to grants exist (due to wording of the approved application, and that any ' change now would be "the breaking of a promise") . If this is a valid concern, the first year could proceed with grants instead of 01i loans, shifting to the loans in the second year. b. Criteria. i. The Advisory Council recommends that assistance be provided for owners of single-family residences, and owner-occupants of two-family resi- dences. Staff reco=ends that in addition assistance be also available to owner-occupants of 3 and 4 family residences (as long as all other eligibility requirements are met) . 00 ..................... ....... ...... Board of Supervisors -3- April 9, 1976 ii. The Advisory Council recommends an income limit schedule which is very complex and to be fixed in the policy document. As it stands, it is intended to be the equivalent of the Section 8, rent-subsidy program of the Housing Authority of the County. Staff wishes to utilize the Section 8 schedule by reference, since it is revised by HUD periodically to take care of inflation. Incorporation by reference rather than detailing would eliminate conflicts, time lags, and the need for constant revision of the policy document. iii. The Advisory Council lists certain specific items on which assistance funds may be spent, and others on which it may not be spent. Staff recommends a different listing, less detailed, based on the recommendations of the Task Force. This listing also provides for a priority of expenditures in case the assistance is not adequate to eliminate all deficiencies. It also permits some unspecified repairs needed, since no lists can be all-inclusive, provided they are within the assistance limits. iv. The Advisory Council provides for maximum of $4,500 per parcel. Staff recommends up to $4,500 for a single-family residence, with an additional $1,500 for the additional units to be rehabilitated. v. 'Me Advisory Council recommends mandatory participation in the counseling program. Staff does not believe this would be acceptable, and would not make participation mandatory. vi. The Advisory Council would set up an Appeals Committee of a member of the Advisory Council, three citizens appointed by the Board, and staff members of the Building Inspection and Social Services Depart- ments, to rule on appeals. Staff would not institute a special review procedure, but would anticipate administrative matters to follow the usual departmental procedures, with infrequent appeals to come to the Board (where they would end up in any case) . Staff feels it to be improper that Advisory Council members be in a "judge and jury" role, allocating CD funds to the program and participating in running the program at tile same time. vii. The Advisory Board anticipates that the Building Inspection staff will rule oil assistance cases. Staff recommends that the Building Inspection staff only prepare the materials and package the assistance application and investiga- tions, with a Loan Panel of financial experts and a representative of the Administrator's Office to make the ruling (thus removing it One step from the staff involved in the case). AAD:dh - --------- CONTRA COSTA COUNTY Community Developmeat Housing Rehabilitation Grant Prograa Year 1975 — 1976 The following outline sets forth policies and procedure; with respect to "Community Development Grants" for residential rehabilitation, as authorized by Section 103, Title 1 of the Housing Act of 1974. Under the direction of the Housing Improvement Coordinator, "Rehabilitation Grants," may be authorized fcr rehabilitation of dwelling unit structures in a designated area :sere the owner voluntarily participates in the Hous%Z Code Enforcement Program. OBjECTI YE The aricary objective of the voluntary Housing Code Enforcement Program is to a gist in the development of viable communitiez by providing decent housing and a suitable living environment in the community — principally for persons of low and moderate income, and consistent with provicions of Federal Assistaace provided in the Community Development Act. SPECIFIC OBJECTIVES 1. The elimination of slums, blight and the prevention of blighting influences causing the deterioration of property and neighborhood. 2. We elimination of conditions which are detrimental to health, safety and pubjic wel;'ure, b; re:e►bilitation, demalition, or removal. 1of17 00066 I i 3. The review of residential structures of owners participating in SoECI?IC OBJEXTIy S 1. The elimination of slums, blight and the prevention of blighting influences causing, the deterioration of property and neighborhood. 2. =ne elimination of conditions which are detrimental to health, safet.. and Public welfare, by rehabilitation, dexalition, or removal. 1 of 17 00066 I I 3. The review of residential strueture3 of owners participating in the vuuntary Housing Code enforcement Program for need of rehabilitation. PRWRUI POLICIES PJRPOSE POR %riICH RE-E T-LBILIT TION GRANT WAY BE USED 1. To make repairs and improvements necessary to the structure in a project area in order to conform to the code standards for safe, decent, and sanitary housing as specifically required by codes and ordinances. 2. For the rehabilitation of facilities connected to the structure, including such items as steps to the front door and walkways, excluding side- calks parallel to the curb. 3. For the removal of unrepairable secondary buildings, structures and conditions on the same property that cause a blighting influence on the neighborhood. 4. For lot gradinS when cost would be less than rater-proofing the foundation. 3. For correction of incipient deficiencies necessary for a structure to be brought to and readily maintained at the code standards. 6. The total expenditure per land parcel may not exceed $4,500.00. PURPOSE mil WHICH GFANTS SHALL Nor BE USED 1. For structures outside the project area. 2. :or new construction. 3. or subztan ia? recon,tructioa,in excess of 50,S of the structure's value. 2of17 00LM - I 4. ?or expansion of the size of a structure. war completing basement, attic or similar space unless it is necessary to provide required living and bedroom area based upon family composition. When completed, the area shall be in compliance with the Housing Codes. o. For materials, fixtures and equipment of a type or quality which exceeds that customarily used in the locality in properties of the same general type. EICIbILIVI FOR GRANT To be eligible for a "Community Development Residential Rehabilitation Grant 1. The applicant for rehabilitation of a single family residential unit shall be the owner of record prior to application. 2. The applicant for rehabilitation of a two-family residential unit shall be an occupant and owner of record prior to application. 3. The applicant's maximum adjusted gross annual income shall be based upon family composition. The -narimum adjusted gross annual income shall not exceed 65;a 'based on a family of four) of the median income for the area as determined by the Department of "rousing and urban Developmeaz. Deduct $750.00 per dependent for families with less than four (4) dependents and add X750.00 per dependent for families in excess of four (4) dependents. family The adjuited/grosz annual incowe shall be as folloaz: 3of17 00 068 t.+ c Adjusted Adjusted Family Size Gross Inco=e Family Size Gross Income 1 S 4,843.00 5 S 71848.00 2 51598.00 6 2,595.00 3 6,348.00 7 9,343.00 4 7,093.00 s 10,098.00 (a) The applicant's annual gross income shall be adjusted in accordance with the .instructions and appendix for completing application fora #1-75.76. (b) In addition to unusual medical expenses, other similar unusual expenses may be considered in determining the adjusted gross income. 4. The applicant for structures in 1 or 2 above for which a re- habilitation grant is requested: (a) The structure scall be within a voluntary code enforcement project area. (b) The structure shall be a unit in need of rehabilitation in order to remove Housing Code deficiencies. 5. she applicant must agree to conform to the minimum rehabilita- tion standards, should his request for grant be approved. 5. The applicant must agree to use the property in conformance with the Federal Iron-discrimination Regulations. 7. Applicant shah agree and participate in the Office of Economic Opportunity home maintenance counseling- progran. In cases of rental property, the tenant shs.11 also narticinate in the hose maintenance counseling oroo=. APP1,11CAT10:1 PROCESSING 1. Appl.caat shall use application fora prorided by the Contra Costa Building Inspection repa_rt.aent. (the L. P. A.) 4of17 00069 smog 2 Grants will be issued based upon the following order or Priority; (a) Me structure with `the greater degree of Health and Safety deficiencies and still wit'r,.in the per cent limits of repair. with the Federal Iron-discrimination R�-,V'_atiO"- 7. Applicant shall agree and participate in the Office of Economic r Opportunity home =ain:.enance counseling Program- In caves of rental property, the tenant shalt also pa:ticinate in the home maintenance cou=eling prop"— Ap? ,! ATIO I PROCESSI"El s:,aL use applica:ion for^.:, pro aided by the Contra I („ Costa 13uildiug -";.lnspe�t:oa .en3ment. ;he L. F. n.) 4 of 17 00069 -W NTPRFWWR" 2. Grants will be issued based upon the following order or priority: (a) The structure with the greater degree of Health and Safety deficiencies and still within the per cent limits of repair. (b) Income; the lowest adjusted income. (c) Overcrowding; ashen structure design will allow for alteration to increase available space. 3. In the event of two or more eligible applicants requiring identical priority, the date and time sequence of applications shall govern selection, with the applicant nolo filed the earliest being issued a grant first. 4- Applicants eligible for grants when available ftinds are ex- hausted, shall be required to submit a new application, provided that funds are again made available for the project area. 5. Applicants of inelioi.ble applications or appeals shall be notified, in writing. ^he notice may be delivered in person or mailed by certified mail to the address given on the application. Undeliverable notices may be sailed in the name of the applicant to the Clerk of the Governing Board. APPakLS An applicant aggrieved by an ineligible application may, vrithin ten (10) calendar days following receipt of notification of the adverse administra- tive decision, file an appeal in uniting with the Appeals Cottee. The Appeals Co=ittee shall set a time and place for a hearing. The hearing date shall not be less than ten (10) or more than thirty (30) days following receipt of the petition. The appellai.t ma;.° within ten (10) days folloaing receipt of notification of an adve_se decision o the Appeals Coaittee, file an appcal :•zth the Board of Supervisora l ro v ided for in Count,;; Ordinance Code Chapter 14-4. 5 of 17 00- 070 00070 im - W Failure of the applicant to receive such duly railed notice of Administrative or Appeals Co=ittee Action shall noti affect in any manner the validity of any proceeding taken hereunder. APPEALS COFQIRTFE There shall be established an Appeals Committee whose purpose shall be to insure adherence to the intent of this program in its proceedings. The Appeals Committee shall be composed of five members from the following: One from the Co—unity Development Council appointed by the Chairman; Three citizens-at-large appointed by the Board, one of which shall be a person of low income; One from the Social Service Department appointed by the Social Service Department Head; One person from the Building Inspection Department appointed by Ube Department Head to attend meetings in an advisory capacity. 6 of l7 00071 V I�eS^_.tuC'=iG:iS FGR CU-TL"'L'G FORM #1-75.76 APPLICATION FOR ELIGIBILITY u011 ?.RROILIiATION GRMIT I. GM^...RAL II.SIRUCTIONS: A. Rehabilitation Aoolication: 1. Form kl-;x.76 shall be used for all applicatioaa to determine eligibility besed upon annual income, family composition and other criteria as out- lined in these instructions and policies for carrying out the program. 2. The housing omaer (or his authorized managing agent, if any) is respon- sible for preparing Form 01-75.76 and subaitting it to the appropriate - L.P.A. Office in support of his request for Housing Rehabilitatioa grunt. The o.=ier is responsible for supplying all necessary information and documentation for verification of the application. j. The copies shall ba distributed as fo?lowrs: a. Private orner - one (1) copy. b. L.?.A. Office - original (rrl copy)_ B. xi--till? The for-- ;=1-75.76 shall be checked for co_zoletion of information by the L.P.A. for each applicant for a Grant Request and for agreements of partici- pation and proper%-, use. The L.P.A. is responsible for verifying the appli- cant's statements as necessary and retaining the fora and documentation of the verification in its files for WD audit or inspection. II. I:tiSTFUCTIC?:IS, PART I: A. Proiect Ide_itif ication: 3hiter the I.D. of the project as determined by the L.P.A. and address of the L.P.A. office sv::ere applications are taken. B. Applicant: %-iter the na_ne of the property osrler who s=ill sign_ an. agreements and the n=e of teh::e:t (if aad the a.d rers ;.,here the apn_icant receives mil. 7 of 17 00072 1 C. Family Composition: List each member of the applicant's family who lives in�his dwelling. List the family head on line 1 and the spout e, if any, on line 2. The head and,/or spouse should be included even if temporarily absent from -the household (such as being on active duty in the Armed Forced). Clearly indicate full-tine student, by writing (student) in parenthesis. D. Income: 1. .List each member of the family, other than minors, who will receive income during the next twelve months. "Uirors" means a member of the household (excluding foster children), other than the family head or spouse, who is under 18 years of age or is a full-time student. Include tae income of the head or spouse even if temporarily absent. If a single family member has more than one source of income, use a separate line for each source. (See Appendix 1.) 2. in Columns (2), shorn the type of income, (rate - hourly, weekly, or monthly) and the addreas of the firm or agency through which it can be verified. Column (3) should show the current income received by each member of the family. Regardless of whether or not current income can be expected to continue, it should be shown on an annual basis to provide a basis for cokpa_-ison with anticipated income shorn in Column (4). Colum (4) should show the income anticipate' over the next twelve =onths which may or ray not be the same as current income. Any nificant difference between the amounts shave in Columns (3) andsiM should: be explained in a statement to be attached to and retained with the owner's copy of the fora. I_' it is not feasible to anticipate a level of income over a 12-month period, a shorter period may be used. E. Assets: List all assets held by each member of the fa.:i.ly. For this purpose assets Beans the v;O ue of equity in real property, sariags, stocks, bonds, and other forms of capital investment. The value of necessary items of personal property such as furniture and automobiles shall be excluded. Any income producing assets will already have been listed in D. above but they Bust also be listed in this section. F. Allowances: 1. In Colu-n (1) enter the family member number from Section C to indicate on whose behalf each allowance is made. In Col=mn (2) enter the type 8of17 000'73 777- .f } Y t of exuenditure and the source Lhrough which it can be verified. In columns (3) and (4) enter the amount of expenditure anticipated over the next zwelve months. 2. Medical expenses are those medical expenses which are anticipated during the 12-:month period for which the Annual Income is computed, and which are noz covered by insurance (however, premiums for such insurance may be included as medical expenses). j. - nusu:l expenses are amounts paid by the family for the care of minors under 13 years of age or for the care of disabled or handicapped family household members, but only where such care is necessary to enable a lemily mexber to be gainfully employed and the amount allowable as Unusual Exoenses shall not exceed the amount of income from such emvloy- ment. Line 1 Enter the total o: the entries in Column 3. Line 2 From the amount shown in line 1, deduct an amount equal to Y% of Annual Income. Enter the result on Line 2. If the result is 0 or less, enter 0. Line 3 Enter the total of the entries in Colum 4. Line 4 multiply the number of minors by E300. Line 5 Total of lines 2,3, and 4. The applicant shall sign Part 1 in the space indicated after it has been completed. III. INSTRUCTICi.S. NLRT II: The numbering for the ?a_rt Ii instructions correspond to those on the corm. A. Project Identification: 1. Assessor's Parcel go. Book Block Lot Pc C.T. 2. Project Number: Street 11dd CJs --nd Co==rm by. 5of17 00074 x 3. Original Application or pee c= nation: Indicate whether this application applies to an original application or a reexamination. B. _Applicant: 4. 2 inori,; Group CatexoM The minority group with. which the family identifies itself. If the family does not identify itself, it shall be counted in the group which would most likely reflect the opinion of the head of the house- hold (o= the answer that would most likely have been given by the head of the household). The categories are self-explanatory except, possi- bly, for Spanish American, Oriental, and Other Uinorities: a. Snanish American: Includes E:exican, Cuban, Latin American, Puerto Hi.caa, and other Spanish or Iberia—. They include Spanish-speaking families and those with Spanish sunwnes schen self-identified as such. Do not include these in the +kite Column. b. Oriental: Includes .?apanese, Korean, Chinese and Pilipino. c. Other Minorities: Includes Aleut, m , Hawaiian, Part Hawaiian, Polynesian, Nlicronesi.an and others not elsewhere categorized. This info=ation is required for statistical purpoces so the Depar=en nay deter=i.ne the degree to which its programs are utilized by minority families. The General Counsel of BUD has ruled that the regulation issued oa behal- of the Secretary requiring collection of racial and ethnic data has tris force and effect of la=, and :.saes precedence over any conflicting State or local requirements. 5. Present Housing: (To be filled out by the I.P.A.) a. Enter Code 1 if for any rer_sca it is impossible to azeertain the condition of applicant's present housing. 10 of 17 00075 -,.. ,... :. W b. :liter Code 2 if the family has no residence 'where it regularly lives together as a family or if the family is under a notice of termination, foreclosure, eviction. c. Enter Code 5 if the family's present housing is deficient in any one or more of the following respects. (1) Dwelling structually unsafe. (2) No potable ^inning water is dwelling unit. (3) No useable flush toilet in dwelling unit. (4) Uo installed useable tub or sho-wer in dwelling unit. (5) No operating sink or proper stove connections in kitchen. (6) Inadequate or no electric wising system in dwelling unit. (7) Inadequate or unsafe heating facilities for dwelling unit. (8) Overcrowded_ Llore tf= 2 persons per bedroom. (9) Single family trait occupied by 2 or more families. Z. F--.ter Code 4 if the family is presently living in standard housing. 6. Present Hcusin; Costs: Enter present housing costs on a monthly basis includes utilities. 7. C. Family Status: 8. Scecial Characteristics — Check as Many Boxes as Applicable: a. Check elderly if either the head or spouse is sixty—two years of tide or older. b. Check disabled if either the head or spouse has a disability u:.ich prevents -hi-- or her from ening in any substantial gairi ul activity by reason of any medically determinable physical or :Feng- impairment which can be expected to result in death or rdii-�:h has lasted or .&ich can be expected to last for a Contin— uous period of not less than 12 months including a disabili t;j a:.tributable to mental retardation. c. Cheri. EzL%dicapped if the head or spouse has an imoai-naer t which II of 17 00076 (a) is expected to be of long-continued and indefinite duration; (b) substantially impedes his ability to live independently; and (c) is of such a mature that such ability could be improved by more suitable housing conditions. d. Check none if none of the above apply. 9. Nwaber in -amity: Should equal the total number of lines filled in Part 1, Section C. 10. Number of tiinors: Should count the total number of minors shown in Part 19 Section C. U. Number of Bedrooms: In preparing; the application for family participation the D.P.A. will determine the appropriate unit size by applying the criteria of the Uniform Housing Code. 12. Age of Head of Household - from Part 1, Section C 13. Sex of Head of Household - from Par: 1, Section C 14. Husband and wife present - checks a2propriate box D. Income 15. Number of Hecinients - The number of family members listed in Part 12 Section D, vi<o expect to receive income throughout the nest twelve months. 16. Source of income - Check as many boxes as are applicable. Refer to Part 1, Section D. a. Check rages if all or part of the family's income is earned. b. Check welfare if all or p=t of the family's income is derived from welfare (Public Assitance). Thi;, includes paymen,.s to families or individuals on the basis of economic need, age, family composition and size, and health of recipient. Funding for such progrems will be oa the basis of Federal, State or local governments or a combination thereof. The following are examples of Federal and State programs: !2 of 17 00077 Aid to (2) Fa:nil.es :kith Dependent Children. SI. Supa�emenia� i is Of from welfare lk individuals on the bas !` to families or ind P and health of Pn corapositzan anti siz-f oasis of Thi- includes pa} - � sear be as the economic need, ages faaill tion thereof. p�ding for sin p ants or a cambina recipient-tate or local govexYsa and State proG Federal. orcrirg u''e e%a ples of Federal fine f ol- 12 of 17 �90.W Aid to Families :+rich Dependent Children. (2) CSI. Supplemental Security Income (PL-92603 (3) Mandatory Hini.mum State Supplementation of SSI Benefits (PL-9366) (4) Optional State Supplementation of SSI Benefits (FL-92603) c. Check benefits if all or part of the family's income includes income such as Social Security, Railroad Retirement, U.S. military Retirement, Miners' Blacklung Benefits, Veterans -- Administration Pensions, and retirement pensions into which zhe individual has made payment, or is eligible .to receive ,parents by virtue of the previous participation by the individual, spouse or head of household. All Veterans Administration funds, in- eluding those given to families with limited income are included as government benefits. Benefits paid on behalf of a child are . considered as income accruing to the parent. d. Check other if the fa3ily receives income from any other source. It includes funds Pram individuals such az alimony, child support, etc: Child support is considered as income accruing to the parent, not the child. Other income could also include income from assets. 17. Annual Inde - total of Column (4) Part 1, Section D. 18. I:iaoa from Asset, - total of amounts listed in Column (4), Part 1, Section D., ;:hick are identified in Column (2) as income from assets. E. Assets and Eliz=ibilit r: 19. Total assets - total. of Column (3), Part 1, Section E. 20. Eli,7ibility Incone a. If Total assets (item 19) are 86,000 or less, enter the figure ;31 in (ite= 17) annual income. b. If Total Assets (item 19) are greater than 86,000 and income from Assets (item 18) is less than 10% of Total A nets, then: 1. Subtr-act income from Assets (item 18) from Annual Income (i tern 17). 2. To the re tilting figure, add on =ount equal to I;Y; of t::e 3. H.-tter t?.e total in (item 20) c. 1iTota­-, Assew5 (item 19) are Greater than 567000 and Income From assets (iteza 18) is g:ea:er than 10,�') of assets enter the figure sho n in (itL-m 17) Annual Income. 17 e _ r " 21. Income Li,-it - Dower Income Families: (805) Income limits will be provided by HUD Field Offices. 22. Income Limit - Very lots Income Families: (5O",S) Income limits %rill be provided by HUD Field Office. 23. borer Income - If item. 20 is less than item 21 (but more than item 22) the family is lower incoJ:e. 24. Vert• Lour Income - if item 20 is less than item 22, the family is very lour income F. Allowances 25. kledi-al and Unusual. Expenses - Total of medical and unusual,. expenses- .. Part 1 Section F, lines Mand (4). 26. Total Allowances - Sater total from Part 1, Section F, line (5). 27. Income after Allowances - Aa ual Income (item 17) less Total 287 29, 303 31 and 32 - For Office Use. 14 of 17 919'79 AP.PMjDIX I 14 or P 00079 APPE MIX I A. Income shall include, but not be limited to: 41) Tne gross mount, before any payroll deducttonz, of mages and salaries, overtime pay, co mal sions, fees, tips and bonuses; (2) The net income f rca operation of a business or profession or from rental of _eal or personal property (for this purzpoze, expenditures for business expansion or amortization o: capital indebtedness shall not be deducted to determine the net income from a business); (3) Interest and dividends; (4) The full amount of periodic payments received from social security, annuities, insurance policies, retirement funds.) pensions, disability or death benefits and other similar types of periodic receipts; (3) pa,=enzs in lieu of earnings, such as unemployment and disability compei:sation, worlmen's compensation and severance pay (but see paragraph (B) (3) of this section). (o) Public Assistance. If the Public Assistance payment includes an amount specifically designated for shelter and utilities, the amount of Public Assistance shall be included as income; (7) 10% of a lump-sum additions to family assets when over $0,000, such as inheritances, insurance payments (includ" payment:, under health and accident insurance and :�rorknen's compensati�, capital gains and settle- ment for personal or property losses. (S) Periodic and determinable allowances, such as alimony and child sup- port payments, and regular contributions or gifts received from persons not residing in the duelling; (9) All regular pay, special pal and alto-wanes of a member of the Armed Forces (whether or not living in the dwelling) who is head of the family or spouse. B. The following items shall not be considered as income: (1) casual, sgornaic or irregulars gifts; (2) mounts s:hich _-re zpecific4Ly for or in reiabursetaent of the cost of wedi c=: APPMIX I (continued) (3) Amounts of educational scholarships paid directly to the student or to the educational institution and amounts paid by the Government to s veteran for use in meeting the costs of tuition, fees, books and equipment. Any amounts o; such scholarships, or payments to veterans, not used for the above purposes or which are available for subsistence are to be included in income; (4) The special pay to a serviceman head of a family array from hone and exposed to hostile fire; (5) Relocation payments made pursuant to Title II of the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970; (6) Foster child care pz*=ents; (7) The value of coupon allotments for the purchase of food pursuant to the Food Stamp Act of 1964 which is in excess of the amount actually charged the eliible household. MFINITION OF A PULT--TIS STUDEN''T 1. A full-time student is one who is in full-time attendance at an educational institution if he is carrying a subject load which is considered full time for day students under the standards and practices of the educational institution. However, a student Trill not be considered in full-time attendance if: A. He is enrolled in a junior college, college, or university in a course of study of less than 13 school weeks duration; or B. He iz enrolled in any other educational institution and either `Lhe course of study is less than 13 school weeks duration cr his scheduled attendance is az the rate of less tban 20 hours a week. "Educational Institution" is defined as follows: A school, college, or university is considered an "educational institution" if: ' (a) It is oper-ate-d or directly supported by the United States, uy a State or loca=l government, or by a political subdivision of tile ",overn--ent unit; or 16 of 17 00081 - It UO8l .1t has been u proved by a State or accredited b Stmt--recognized or national"•- ,7 a (c) It is unace_edited, but its credits accredited aeric b;; at least t' re aec Y3 or three acc*- ;toy . epted on trUnsfer 1rLL ll 1 scheduled attenaance »ae defined � follow= „�,ducational Institution►" is �t�d�zc3tional A school, colleges or universiVJ is considered an institution" if: ♦� C yZ,�� suVp�o4"ted by th United Stutest rer. seni, or by a politicfs3. subd%viSion is operiLed or direr State or loLx1 go. of the got ern^.ent unit; or 16 of 17 (b) It has been approved bj a State or accredited by ,a State-recognized or nationally-recognized accredited agency; or ! (c) It is unaccredited, but its credits are accepted on transfer b;; at least three accredited iu.titutionz on the wnMe basis as if the credits had been transferred from an accredited institution. Under this definition are included public and private high schools, trade or vocational schools, and colleges and universities, which sweet the requirevents of either (a), (b), or (a) above. 2. A person atteading a rebabiXitation vocational school qualifies as a full-time student if the period oL attendance .is sufficieat to qualify under 1. SQUECE: Social Security Handbook Sections 351 and 352 17 of 17 00004 d IC for n;p N - APPLICATHN FOR L•LII481uTY PART 1 /AOT M nwornza O rtauaIRim A thl,Lst 11ae411L�1107: Mil! ___.__.. .•____ _ ._ A /YyLif I�fiN111gC LPostaais 00000000 4 Ap4wt We P1e'ai1 Admen - •-- . . .. _ .._. _...__ ° ub flll a at ❑ t Ii.Ma.'I�ew1a 1•SOwsb ALwnc01►D 3 Aeaff aA M60 sono C FeOdT hr,'IT.111Le 1f.•a.ark/.•ub...•In_A•...Ii d..w w i.I;q,ICMrd..`.w.1�:�•••••A.b+u j 1:0914 - NAME f�Ly MEAN Acir us Na• , m ur to w !•StalLIO ' --+ ------ -• ---- -• s.Fant'S" 1-ftdlt ssa IZ e1. 0 - L 1 Usee d to Lbo CI IAnr Aealifaw��./1I10eY a.w.10Aea fro/ ! ft4se ssICdr❑, _ li. !!J d t:A ❑ 0. ban a &mce oll'i1LIo 0 0 r Ow 01[10111. sworn"Ve AM ME or rloore _&MLTA/rgtK A!1[IMii II`-1 11, L:�Gift 1111• al[elLeli A�IiKI�AT[O LL as•�Llof l:�xfs ❑ PLW Ov=O"b 4. 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IIo-m r."�r fl1■ USIM i rte_ _ ____ ..f __ __ _ . _ —_ • `_� ZL - -1313131L 131313 M=AoaiDe AL FA"S rfrrefssi.Rn III Tod CAW EeRe n Odd aftne 31................................... ._.. . . .._.. ) 131 ToW AucwWtCd•a[TAss:sILlr.I Irs3319A1L1I=III................ . �.— JL • :-s i:�-►e�L�7: 131Toll I vml EI.-+-::Ilem. crsm b ................................ _�-._.. __ ❑f..�i� 14 AIhs7Ke bf 0=131I=3 a Pad IL I!a IM................................. 32 000 a f"1 13) ioW Auor'sxeT i i:U cI Mees t 3.U 0 _._ • /ANT 1 •r...,er::-.::+-•s•:s /Rat a ,� Ap 16 'N •L- Staff Report CO\TRA COSTA COUNTY CaNMUNITY DEVELOPMENT NEIGHBORHOOD CONSERVATION PROGRAM I, INTRODUCTION As part of the approved Community Development Block Grant Program for fiscal 1975-76, the Community Development Advisory Council recommended, and the Board of Supervisors approved, the programming of 5150,000 for a Housing Rehabilitation Program in two Target Areas in the County. Under this program, funds would be made available to eligible individuals, who are both unable to secure a marketable rehabilitation loan and unable to repay even a principal- only loan, to bring their residences up to rehabilitation standards. The Advisory Council submitted to the Board proposed policy guide- lines and recommended Target Areas in October and December of 1975 to guide implementation of the 1975-76 program in the form of Rehabilitation Grants. The Board of Supervisors referred these recommendations to the Government Operations Committee, which requested a report from the County Administrator's office concerning the details of such a program and the various policy options open to the County. Pur- suant to that request, a staff task force was established under coordination of the Planning Department to study the Advisory Council proposal in relation to other past and present Neighborhood Conservation and Housing Rehabilitation programs in the Bay Area. While the County's First Year Program is to be limited in scope, a wide range of programs were studied to ensure that modifications could easily be made in future years as the program develops. Programs researched included the former Federally Assisted Code Enforcement Program (FACE) , the Section 312 loan and Section 115 grant programs, as well as ten other on-going rehabilitation pro- grams in various cities and counties in the Bay Area. This re- search was augmented by discussions in the form of three meetings of a Staff Task Force, consisting of Staff from several county departments, those participating cities in the county proposing similar programs in the Second Program Year (1976-77) and the City of Concord, as well as from the cities of Berkeley, Hayward, Oakland, and Richmond which have prior experience in these types of programs. 00084 a .. Based on this research and the meetings of the Rehabilitation Task force, several basic components common to most ,'neighborhood Conser- vation Programs Were enumerated and assessed. This present report briefly describes each of these components and recommends detailed guidelines for the initial implementation of a rehabilitation financial assistance activity in the Community Development first program year (1975-76). These recommended guidelines are also intended to address the fact that the county has programmed $250,000 in the Second Year (1976-77) of the Community Development Program to be allocated to five Target Areas in unincorporated areas of the county, and that several cooperating cities in the county also propose to embark upon similar programs in the Second Year. The program proposals for the Second Year ranged from a straight Code Enforcement program, in one of the cities, to a combination of Grants or zero-interest loans and reduced-interest loans in the county and several other cities. II. COMPONENTS OF NEIGHBORHOOD CO4SERYATI0N PROGMIS A completely integrated Neighborhood Conservation Program normally includes the following activities or components in concentrated Target Areas: (1) Code Enforcement, (2) Housing Rehabilitation Financial Assistance, (3) Public Works Projects, (4) Community Facilities, (5) Public Services and Education, and (6) Local Partici- pation by Neighborhood Residents. Each of these components will be briefly described here, followed later by more detailed guidelines for their implementation. Addressing each of these components together in a concentrated area produces a mutually reinforcing effect -- leading to both physical and social upgrading which are major objectives of the Community Development Program. Code Enforcement This activity normally consists of enforcement of existing building and housing codes applicable to existing structures in the Target Area. Code enforcement can be used by itself to upgrade the housing stock in areas where sufficient private capital exists to remedy deficiencies. In those areas where individual owners cannot afford or obtain private rehabilitation financing, code enforcement can be coupled to governmental assistance in the fora of loans and/or grants in order to finance correction of at least the most serious health and safety hazards. Housing Rehabilitation Financial Assistance. This activity can consist of aiding persons to find existing sources of rehabilitation loans and/or providing a program of grants and/or low interest loans to finance correction of code deficiencies and some general property improvements to arrest deterioration in the 00085 r,o ,, Target Area. The combinations of types of loans in terms of amounts, interest rates, length of term, eligible costs, etc. are considerable, but most recent programs have centered around certain criteria and if - t . 1 U L1M 1{.n0.lL. 1&. LI&Ua- a«..a:> uneLe lnuivldual owners cannot afford or obtain private rehabilitation financing, code enforcement can be coupled to governmental assistance in the form of loans and/or grants in order to finance correction of at least the most serious health and safety hazards. }lousing Rehabilitation Financial Assistance. This activity can consist of aiding persons to find existing sources of rehabilitation loans and/or providing a program of grants and/or lova interest loans to finance correction of code deficiencies and some general property improvements to arrest deterioration in the 00085 y n Target Area. The combinations of types of loans in terms of amounts, interest rates, length of term, eligible costs, etc. are considerable, but most recent programs have centered around certain criteria and limits presented below as general policy guidelines for the loan program. The Advisory Council recommendations for• both the First and Second Year Programs fall in this category of activities, the First Year is aimed at the "very low" income households with expansion to "moderate" income households in the Second Year. Public Works Projects. This activity includes but is not limited to needed street improve- ments, curb and sidewalk improvements, storm drainage improvements, traffic control, street beautification programs, elimination of barriers to the handicapped, and sewer and water connections. Public Works' projects should be coordinated with the housing rehabilitation effort to reinforce the general atmosphere of rejuve- -nation and upgrading of the Target Area, which will lead to attracting private funds to augment and eventually supplant the public financial program. The initial effort to supply needed public works can be funded bath from Community Development funds and from General County Funds in the form of coordinating some of the County's normal yearly public works program to address needs in the specific neighborhoods chosen as Target Areas. Community Facilities. This activity includes neighborhood and senior centers, parks and recreation facilities, historic preservation, and other service facilities which can offer needed programs and space to the neighbor- hood and surrounding residences. These facilities are eligible expenditures from the Community Development Block Grant Funds and an effort should be made in future funding years to coordinate planned community facility expenditures with the needs in the selected Target Areas. Public Services and Education This activity can consist of a wide range of public service activi- ties ranging from housing and financial counseling, mini-courses on home maintenance, to referrals to county and private agencies for other social services. Other services might include the packaging of multiple rehabilitation contracts in a neighborhood to ensure a maximum amount of work with available funds by keeping costs as low as possible. The County OEO proposed and was allocated $50,000 during the first program year to initiate a program providing some of these services. This function will be modified as the rehabili- tation program develops to ensure the longi,-term effectiveness of the taoney invested and to serve as a preventive tool to forestall future decline in the targeted neighborhoods. j 3 00086 t > v., r .C, Local Participation. . This activity appears to have been a key factor in either the success or failure of past neighborhood conservation programs. Local participation refers to the active involvement of Target Area residents in the program to elicit both their support and ideas concerning the components and needs for such a program. Neighbor- hood Conservation Programs should utilize existing leadership in the Target Area for these purposes as the program is implemented. A suggested process for this involvement includes the following steps: (1) Form a committee of block representatives to serve as a Neighborhood Council; (2) Have this group disseminate the initial information and later call a first neighborhood meeting; (s-) Define both the benefits and responsibilities involved when a household volunteers for code inspection and possible financial assistance; (d) Solicit sign-ups by those present for entry into the rehabilitation program to form an initial contact list; (5) Encourage local input as the program is implemented, through continual reassessment of needs and allowing for local options such as recommended priorities for needed public works improvements. Each of the major Neighborhood Conservation Components is important to the long-term success of the Program. The emphasis placed on each will vary from area to area and over time as needs dictate. The objectives and guidelines below suggest an orderly way to. start a sound neighborhood conservation program, beginning with a limited program which can be expanded in future years as more experience is gained and more financing becomes available. III. OVERALL PROGRAM OBJECTIVE The primary objective of the Community Development Block Grant program, as specified by law, is to provide "decent housing and a suitable living environment...principally for persons of lou and moderate income". Specific objectives include: (1) "The elimination of slums and blight and prevention of blighting influences and the deterioration of property"; d 00087 (2) "The elimination of conditions which are detrimental to health, safety and public welfare, through code enforcement, demolition, interim rehabilitation assistance, and related activities"; and _ (3) "The conservation and expansion of the Nation's housing stock in order to provide a decent home and suitable living environment for all persons, but principally those of low and moderate income". These broadly worded objectives encompass the intent and purpose of several previously funded Federal Housing and Redevelopment programs which have been consolidated. by the Housing and Community Development Act of 1974. The County's Neighborhood Conservation program is designed to incorporate these objectives and build upon several of these past programs which have been successful in several other Bay Area localities. The Federally-Assisted Code Enforcement Program (FACE) is one of those previous programs which accomplished neighborhood conservation by combining housing rehabilitation (with loans and/or grants) with installation of public improvements such as streets, curbs, tree plantings, etc. The successful charac- teristics of the FACE program and those of the former Section 312 loan and Section 115 grant programs are incorporated .in the recommended policy guidelines for the First and Second Year programs described below. 1V. FIRST YEAR HOUSING REHABILITATION PROGRAM - HARDSHIP LOANS FOR REHABILITATION ASSISTANCE, AND PUBLIC SERVICES AND EDUCATION PROGRAM. Hardship Rehabilitation Loan Assistance Program Component. A. Introduction It is expected that 30 to 40 hardship loans will be made in the First Year (1975-76) Program with the $IS0,000 programmed for loans and administration in two concentrated Target Areas. The day-to-day administration will be the responsibility of the County Building Inspection Department. The loan program will be closely coordinated with a Housing Counseling and Services Program also funded with Community Development funds. All loans made under this program will be approved by a Loan Panel, in accordance with the following guidelines which may be amended by the Board of Supervisors from time to time as circumstances and experience dictate. S 0008 B. Objectives The loan funds expended under this program are intended to create, stimulate and maintain a desirable urban environment within the various communities in the county. Specific objectives include: s in the First Year (1975-76) Program with the $150,000 programmed for loans and administration in two concentrated Target Areas. The day-to-day administration will be the responsibility of the County Building Inspection Department. The loan program will be closely coordinated with a Housing Counseling and Services Program also funded with Community Development funds. All loans made under this program will be approved by a Loan Panel, in accordance with the following guidelines which may be amended by the Board of Supervisors from time to time as circumstances and experience dictate. s S 00088 r . T w °9a B. Objectives The loan funds expended under this program are intended to create, stimulate and maintain a desirable urban environment within the various communities in the county. Specific objectives include: 1. The elimination and prevention of blighting influences causing the deterioration of property and neighbor- hoods; and 2. The elimination of conditions which are detrimental to health, safety and public welfare through rehabili- tation of residential and related structures, and demolition or removal of assessory structures; and 3. The stabilization and enhancement of older neighbor- hoods in order to encourage future investment from the private sector by bringing existing structures into conformance with local Rehabilitation Standards. In order to attain these objectives, this Rehabilitation Loan Program is aimed at the hodsing stock of the very low income households, with possible expansion to include moderate income households in future program years. For purposes of this program, very low income is defined in accordance with the income levels in use for the Federal Section 8 program at the time of the household's application for assistance.* C. Eli�ibility Requirements This section sets forth the eligibility criteria and require- ments for receiving a Rehabilitation Loan. These criteria assess both the structure and the applicant from the stand- point of need and eligibility. 1. General Requirements All single family structures and owner-occupied 2-4 unit structures which are located within a designated County Neighborhood Conservation Target Area will be eligible for rehabilitation loan assistance. The property must be in need of repair to cure hazardous conditions and/or other code violations. 2, Eligible Costs Work and items of repair eligible under this program are to be completed as available funds allot:, in the following order of priority: *See Appendix A for a current table of income and household size which meet these criteria as presently used for Section S housing. 6 00089 %;;. a. To make repairs and improvements necessary to the structure to correct health and safety hazards; b. To make other necessary repairs and improvements, including exterior painting, in order to conform to code standards applicable to existing residential structures to ensure safe, decent, and sanitary housing; C. To correct any incipient deficiencies which would make it impossible for a structure to be brought to and readily maintained at code standards; d. To remove unrepairable secondary buildings, structures, and other blighting influences located on the property; e. To replace built-in cooking appliances when required for safety reasons; f. To make other general property repairs if funds are available and when the amount spent does not exceed 40 of the loan amount. 3. Eligibility of the Applicant In addition to being the owner of a single family unit or the owner-occupant of a 2 to 4 unit dwelling in need of the above repairs, the applicant for a hardship loan must meet the following requirements: a. To qualify for a Hardship Loan, the borrower must meet the Federal Section 8 Program definition of a very low income household with an income of 50% or less of the median income for the SMSA. b. The owner-landlord, in the case of rental property, must conform with Federal non-discrimination regula- tions and agree that, upon receipt of a loan from the county, rents and other charges shall not be increased beyond the total cost of the loan and of any actual increase in taxes. Any such increases should be prorated equally over the period of the loan. 7 00090 r mono* D. Loan Amounts, Term, and Security For the purposes of this program, Hardship Loans are defined as 0 interest loans. A minimal repayment of $5.00 per month, collected quarterly, will be provided; the borrower may volun- tarily pay a larger amount at any time. (This requirement to be established only following positive findings of adminis- trative feasibility.) 1. Loan Amounts a. The maximum amount for a Hardship Loan shall not exceed $4,S00 for a single-family dwelling, with an additional S1,S00 per unit allowed for up to three additional dwelling units. b. The Hardship Loan plus existing indebtedness against the property shall not exceed ninety-five percent of the appraised after-improvement value of the property at the time a loan is approved. 2. Loan Term and Security Requirements The Hardship Loan is due and payable after 20 years or upon sale or transfer of the property, but may be repaid in full at any time prior to such date. The borrower must agree to provide security for a Hardship Loan in the form of a lien against the property for the amount of the unpaid balance of the loan. E. Priorities for Award of Loans Applications will be evaluated and processed as received, based on the eligibility criteria and requirements stated in Section II of these guidelines. The evaluation will consist of an initial determination of the needed repairs of the structure followed by a determination of the eligibility of the applicant. Upon consideration of such factors as ability to pay for all Code Violations and the effect of non-code compliance on the neighborhood, a loan may be granted to an applicant who, with the aid of a loan, can only afford to correct life-threatening hazards on the property. For eligible rental structures, all other factors being equal, preference will be given an owner who agrees to enter into Section 8 contracts with the present or future tenants upon request of the tenants. s -00091 F. Loan Panel A Loan Panel composed of one Managing Officer of a Bank, one Managing Officer of a Savings and Loan, and a designee of the County Administrator, shall make final decisions concerning the awarding of all loans. The form and content of the loan packages will be determined by the Loan Panel in conjunction with the staff of the Building Inspection Department in order to best conform with these Guidelines and other legal require ments. The Loan Panel will be provided with staff services by the Housing Coordinator and other County staff, as the need arises. Public Services and Education Program Component Supportive Services will be made available to the Target Area residents as needed and available. Such services might include home maintenance counseling and/or mini-courses, referral services to public and private agencies for other forms of assistance, financial counseling by a qualified professional to ensure the viability of the loan package being prepared, and other supportive services. These services could be utilized based on either requests of individual households, or on the request of a neighborhood organization to supply needed resources to meet local community goals. The financial counseling in the form of title searches, lien clearances, and -payment provisions would be offered to each. household as a matter of course. -Other financial services would be geared to the requests and needs of the individual household. 9 W092(] V. SECOND YEAR NEIGHBOWIOOD CONSERVATION PROGRAM - REHrtBILITATION LOAN ASSISTANCE, PUBLIC SERVICES AND EDUCATION PROGRAM, CODE ENFORC0.11EXT, AND PUBLIC IMRKS PROGPWI Rehabilitation Loan Assistance Program Component A. Introduction The Second Year (1976-77) Program contains $250,000 for an expanded rehabilitation program in up to five Target Areas in the unincorporated areas of the county, as well as proposed expenditures for similar programs in five of the participating cities of the county. These programs will utilize both the Hardship Loans for the very poor households (as in the First Year) and reduced-interest-rate loans for moderate intone households. The inspections and work F write-ups arit to be administered by the County Building Inspection Department, with the financial packaging and administration being contracted to a private lending institution. All loans made under this program will be approved by the Loan Panel or Committee of the financial institution in accordance with the following Guidelines, which may be amended by the Board of Supervisors from time to time as circumstances and experience dictate. The loan assistance program will be closely coordinated with a Housing Counseling and Social Services Referral Program also funded during the Second Year. B. Objectives The objectives are the same as for the First Year Hardship Loan Program, except that the Target Population is expanded to include both very low income and moderate income households.* C. Eligibility 1. General Requirements The requirements are the same as for the Hardship Loan Program. 2. Eligible Costs !- In addition to the items listed for the Hardship Loan Program, the allowance for the addition of a room to alleviate overcrowding would be included (in priority between eligible cost items c and d) as follows.. *See Appendix A 10 00093 I "TO provide for or enlarge a room or finish or basement in order to alleviate a condition of attic overcrowding.re '- Eli ib- of the A I--i-cant The requiV�. _.«.. ... Loan Program- 2. Eligible Costs hip 1. addition to the items ceuded listed the additions of a Loan Progranj, the al in rcrowding would be incl room to alleviate oveible cost items c and d) as priority between elig follows: *See Appendix A 10 ODU93 z. t i "To provide for or enlarge a room or finish an attic or basement in order to alleviate a condition of overcrowding." 3. Eligibility of the Applicant The eligibility requirements for the Hardship Loan specified in Section 3a of the Guidelines remain unchanged with the following added requirements applicable to borrower(s) applying for reduced interest loans: To qualify for a Rehabilitation Loan at below-market interest rates, the borrower(s) must: (a) meet the Federal Section 8 Program definition of being a '"low" income household with an income less than or equal to 80% of the median for the SMSA, and (b) have a credit record evidencing willingness and ability to meet and service the debt incurred. D. Loan Amounts, Term, and Security The amounts, term, and security requirements for the Hardship Loan remain unchanged and constitute the first subsection of Section D. The following definitions and terms apply to the below-market rate Rehabilitation Loans (hereafter referred to as Rehabilitation Loans), For purposes of this program, Rehabilitation Loans are defined as loans requiring monthly payments of both principal and interest based on the amount of money borrowed. No prepayment penalties will be charged. 1. Loan Amounts a. The maximum amount for a Rehabilitation Loan shall not exceed $7,500 for a single-family dwelling with an additional $2,500 per unit for up to three additional units. b. The Rehabilitation Loan plus existing indebted- ness against the property shall not exceed ninety-five percent of the appraised after- improvement value of the property at the time the loan is approved. 2, Interest Rate The interest rate will be below the existing market rate, in the range of 3 to 5 percent. This is to be determined in negotiations with private lenders. 11 00094 n` S. Loan Tera and Security Requirements The term of the Rehabilitation Loan shall not exceed 20 years and will be tailored to the borrower's ability to pay. The Rehabilitation Loan is due and payable upon sale or transfer of the property and must be secured in the form of a lien against the property for the amount of the unpaid balance of the loan. E. Priorities fQr Award of Loan The priorities remain the same as for the Hardship Loan Program. F. Loan Administration The Loan Panel Section of the Hardship Loan Program would be replaced by a contract with a private lending institu- tion, which would have its own internal committee to award loans based on these Guidelines. Public Services and Education Program Component This component will remain similar to its design for the First Year with changes made based on experience of the First Year. Code Enforcement Component In certain areas or with specific types of residential property such as larger apartment complexes, a single purpose code enforce- ment program may be appropriate. Such a program would operate well in areas where owners and investors have enough confidence and ability to invest private capital to up-grade the property to meet rehabilitation standards. Existing Building Department staff could be used with additional staff funded through the use of Community Development funds to carry out the inspections and enforcement procedures. Staff assistance could also be provided to help locate sources of financial assistance in the private sector. This type of program should be concentrated in areas in which there is a strong indication that decline will be arrested without significant displacement of occupants in the absence of any relocation program for alternative housing. Public Works Component Public Works projects can greatly reinforce the sense of activity in a neighborhood and benefit the overall appearance of the Target 12 00095 VVUw '� Area. In the Second Year Community Development Prograr., $10,000 has been probrammed for frontage improvements in the North Richmond Area, as a first step toward coordinating public improvements with the Rehabilitation Program. VI. SUBSEQUENT PROMMI YEARS Based on experience gained in the first two years of the Community Development Program, further changes and additions will be recommended as needed for future program years. The above policy guidelines are designed to be flexible enough to allow for amendment as circumstances dictate. The overall goal is to develop a systematic and well coordinated Neighbor- hood Conservation Program having a proper balance of the six components described earlier in this report. The- sequence of this long-term commitment consists of initial heavy involvement in Target Areas by utilizing Federal and other outside sources of funds, with investment reduced as each area becomes stable in its ability to attract sufficient private sector funds. C.C.C.P.D. 3/10/76 13 aoOQjZ , . APPENDIX A INCOME LIMITS FOR "MODERATE" INCOME AND "VERY LOSE" INCOME HOUSEHOLDS FOR REHABILITATION FINANCIAL ASSISTANCE (Schedule of Maximum Income Limits for Section 8)* P"NWUAL GROSS INCOME Persons Low Income Very Low Income Per Family Families Families 1 $ 7,750 $ 4,650 2 9,950 6,200 3 11,200 . 7,000 4 12,450 7,750 5 13,200 8,400 6 14,000 •9,000 7 14,750 9,650 8+ 15,550 10,250 "Low Income" families are defined as earning not more than 80% and •'Very ,Low Income" families not more than 50: of the SMSA median income of $15,536. HUD has further refined these figures to define a "family" for income purposes, to . consist of four persons and makes adjustments for larger or smaller families. HUD adjusts these figures from time to time and the County program will use the most current available figures. *"Moderate" income households for purposes of the Community Development Program are defined as "Low" income for Section 8 housing purposes. 0009'7 00091 I STAFF RECO+NEINDATIONS FOR A FIRST YEAR HOUSING REHABILITATION► PROGRAM - HARDSHIP LOANS FOR REHABILITATION ASSISTANCE A. Introduction It is expected that 30 to 40 hardship loans will be made in the First Year (1975-76) Program with the $150,000 programmed for loans and administration in two concen- trated Target Areas. The day-to-day administration will be the responsibility of the County Building Inspection Department. The loan program will be closely coordinated with a Housing Counseling and Services Program also funded with Community Development funds. All loans made under this program will be approved by a Loan Panel, in accordance with the following guidelines which may be amended by the Board of Supervisors from time to time as circumstances and experience dictate. (The loans will be administered in the two concentrated Target Areas designated in Horth Richmond and West Pittsburg in order to meet the requirements of law and to assure the greatest possible impact of the limited funds in the _ Fizst Year of the program. most past successful programs have utilized small areas for rehabilitation assistance pro;r =s.) B. Objectives The loan funds expended under this program are intended to create, stimulate and maintain a desirable urban environment within the various communities in the county. Specific objectives include: 1. The elimination and prevention of blighting influences causing the deterioration of property and neighbor- hoods; and 2. The elimination of conditions which are detrimental to health, safety and public welfare through rehabi- litation of residential and related structures, and demolition or removal of assessory structures; and 3. The stabilization and enhancement of older neighbor- hoods in order to encourage future investment from the private sector by bringing existing structures into conformance with local Rehabilitation Standards. 0 �0198 5 6 G 4 WNW i In order to attain these objectives, this Rehabilitation Loan Program is aimed at the housing stock of the very low income households, With possible expansion to include moderate income households in future program years. For purposes of this program, very low income is defined in accordance with the income levels in use for the Federal Section 8 program at the time of the household's application for assistance.* (These objectives reflect the intent of the law as well as sound objectives of the other 12 programs studied in the Bay Area. The use of the Federal Section 8 program income defini- tions ties the program to a well-defined set of income criteria which are adjusted by HUD periodically for our area, based on local housing costs.) C. Eligibility Requirements This section sets forth the eligibility criteria and require- ments for receiving a Rehabilitation Loan. These criteria assess both the structure and the applicant from the stand- point of need and eligibility. 1. General Requirements All single family structures and owner-occupied 2-4 unit structures which are located within a designated County Neighborhood Conservation Target Area will be eligible for rehabilitation loan assistance. The property must be in need of repair to cure hazardous conditions and/or other code violations. (The designation of 1, 2, 3, and 4 family structures as eligible structures is based on the fact that 10 of the 12 programs studied in the Bay Area use this range as a viable category for older neighborhoods. The major policy intent is to attain stable neighborhoods which will attract more private investment in future years. In order to do this, a relatively small number of 3 and 4 unit structures must be maintained so as not to be a major blighting influence in the Target neighborhoods. In this First Year Program, income limits most likely will rule out Hardship Loans for most 3 and 4 unit struc- tures. This is an overall policy guideline which allows some flexibility and which will be further implemented with interest-bearing Ioans in subsequent years.) 2. Eligible Costs Work and iters of repair eligible under this program are to be completed as available funds allow, in the following order of priority: *See Appendix A for a current table of income and household size which meet these criteria as presently used for Section 8 housing. 2 00099 z UUUM 6 M a. To cake repairs and improvements necessary to the structure to correct health and safety hazards; b. To make other necessary repairs and improvements, including exterior painting, in order to conform to code standards applicable to existing residential _ structures to ensure safe, decent, and sanitary housing; C. To correct any incipient deficiencies which would make it impossible for a structure to be brought to and readily maintained at code standards; d. To remove unrepairable secondary buildings, struc- tures, and other blighting influences located on the property; C. To replace built-in cooking appliances when required for safety reasons; f. To make other general property repairs if funds are available and when the amount spent does not exceed 40: of the loan amount. (The eligible cost items and priorities are based on the most cu=only addressed problems .in the other Federal and Local Rehabilitation Assistance Programs. The priorities proceed from the most serious health and safety code violations to a modest amount of general property improve- ments to help address both the safety aspects of the program objectives and the visual blighting conditions which affect overall neighborhood appearance and stability.) 3. Eligibility of the Applicant in addition to being the owner of a single family unit or the ok-ner-occupant of a 2 to 4 unit dwelling in need of the above repairs, the applicant for a hardship loan must meet the following requirements: a. To qualify for a Hardship Loan, the borrower must meet the Federal Section 8 Program definition of a very low income household with an income of 500 or less of the median income for the SMSA. 3 110 mom b. The okner-landlord, in the case of rental property, must conform with Federal non-discrimination regula- tions tions and agree that. upon receipt of a loan from the county, rents and other charges shall not be increased beyond the total cost of the loan and of b. The owner-landlord, in the case of rental property, must conform with Federal non-discrimination regula- tions and agree that, upon receipt of a loan from the county, rents and other charges shall not be increased beyond the total cost of the loan and of any actual increase in taxes. Any such increases should be prorated equally over the period of the loan. (It is intended that the Hardship Loans will address the most serious housing problems of the very low income households i.-3 the Target Areas. These households will generally meet the Federal Section 8 definition of "very low income." At the same time, the program should not foster unnecessary rent increases which would displace ' existing renters in multiple family dwellings. Therefore, rent increases would be limited to actual program costs _ to the landlord.) D. Loan Amounts, Term, and Security For the purposes of this program, Hardship Loans are defined as 0's interest loans. A minimal repayment of $5.00 per month, collected quarterly, will be provided; the borrower may .volun- tarily pay a larger amount at any time. (This requirement to be established only following positive findings of administra- tive feasibility.) 1. Loan Amounts a. The maximum amount for a Hardship Loan shall not exceed $4,500 for a single-family dwelling, with an additional $1,S00 per unit allowed for up to three additional dwelling units. b. The Hardshil. Loan plus existing indebtedness against the property shall not exceed ninety-five percent of the appraised after-improvement value of the property at the time a loan is approved. 2. Loan Term and Security Requirements The Hardship Loan is due and payable after 20 years or upon sale or transfer of the property, but may be repaid ii: full at any time prior to such date. The borrower must agree to provide security for a Hardship Loan in the form of a lien against the property for the amount of the unpaid balance of the loan. a 00101 _1 (Given the very low incomes of the households in this initial program, they would find any but a very minimal payment .to be a hardship. Yet it has been found that some continuing contact has assisted in engendering and maintaining pride in ownership leading to better long- terry maintenance of the repaired property. The require- ments of a $5.00 per month payment and time certain for repayment of the loan have proven to be sufficient to accomplish this goal in other programs. This policy is recommended with the condition that if administration is found to be too difficult, the monthly payment provision can be deleted. The maximum loan amounts are based on current estimates of the costs that will be encountered in the typical structure that enters this program.) E. Priorities for Award of Loans Applications will be evaluated and processed as received, based on the eligibility criteria and requirements stated in Section II of these guidelines. The evaluation will consist of an initial determination of the needed repairs of the structure followed by a determination of the eligibility of the applicant. Upon consideration of such factors as ability to pay for all Code Violations and the effect of non-code compliance on the neighborhood, a loan may be granted to an applicant who, with the aid of a loan, can only afford to correct life-threatening hazards on the property. For eligible rental structures, all other factors being equal, preference will be given an owner who agrees to enter into Section 8 contracts with the present or future tenants upon request of the tenants. (It was the opinion of the Housing Rehabilitation Task Force members from cities with current rehabilitation programs that applications should be processed as received, rather than "batched" for consideration at one time. The basis for this rec ormendation was twofold: (1) "batching" would tend to ' overload staff during one peak period; and (2) applications normally come in slowly at first with many households waiting to see the results of work on neighboring houses before enter- ing the program themselves. It is desired to encourage land- lords to enter into the County's Section 8 existing housing rent subsidy program, which is now operational in the County, by giving priority to rental structures which are available for Section 8 contracts.) S W� F. Loan Panel A Loan Panel composed of one Managing Officer of a Bank, one Managing Officer of a Savings and Loan, and a designee of the County Administrator, shall make final decisions concerning the awarding of all loans. The form and content of the loan packages will be determined by the Loan Panel in conjunction with the staff of the Building Inspection Department in order to best conform with these Guidelines and other legal require- ments. The Loan Panel will be provided with staff services by the Housing Coordinator and other County staff, as the need arises. (.fin independent Loan Panel is recommended on the advice of several Task Force =embers to remove the decision on awarding loans from the County staff members having day-to-day opera- tional responsibilities. This Panel protects County staff from any charges of collusion and serves as a check that the legal and financial packaging properly protects both the County and the household.) C.C.C.P.D. 3/10/76 6 001000 00103 POLICY SU'tiURY OF 12 HOUSING RUMBILITATIOY PROGRAMS 1N THE WXY AREA AS OF FEBRUARY 17, 1976 t 3 i . r i C.C.C.P.p. 2/17/76 00104. 1 SDI T I DU 41. PROGRAMS PREVIOUSLY SUGGESTED t SKI ON 312 SEI-'I@C 115 PROPOSED COEWIY )WIFIED 1 MLIMMITERIA CMSIDERATIOMS Low C'-ASTS PiOGIbW CRIMIA 1. TAR=AAA DELIM&TIMS ' concentrated : z s z • Predominantly Residential Yes Yes _ Yes Yes IND IVIDO aL PROGRAMS 1 PREVIOUSLY SUGGESTED ! SECTION 312 SEC-'IOK IIS PROMEO COMM MWIFIED POLICE/CRITERIA,MSIDERATIM6 UPJ* C .ANIS raco+W C1trwtJ4 I. TARL'£7'AREA DELINEATIONS ` Concentrated x z x x • Predominantly Residential its Yes _ Yes Yes ' It. LOW VERSUS GRANT PROGRAM ' • Grants Only w Yes Yes 0%Hardship • Loans poly Yes w Ifo 1O°ms• f • Combination of Grants 4 Lows +USee its w:3se 312 Ifo i •Atormts 512.000 53,500 54,500 • 54,5000• • Interest 3% !Lt f I!A 0+1 1 Maximum Tera 20 years MA ISA One Upon Sale Ill. ELIGIBLE ERPF111DITURFS • Rehabilitation to Code Standards s s z • incipient Violations of Codes A ; z z e ' Additional Rooms Alam Oft-%- riling Exists z ; z • Land Acquisition to Brim= to Zoning Cede z - - - �j • Replace Stove/gefrigerator x x - Safety Only ! ` General Property Improvements i Painting s - - z • Removing Blighting Conditions an Property s - z x ` Curbs and Cutters - - - - • Architectural Fees x Permit Fees : s - s ' Flood Insurance - - - z ' Other Related Fear z `Termite Inspection tt IV. ELIGIBILITY t • Structural ! ` - Tjpes of Structures (i.e.. SF. .I4ltiple) 1 to 4 DU I to 4 tri 1 6 2 DU Ito 4 CU All SF•Ownes- -Ober rersus Renter Occupancy Omer-Occupied Omer-Occupied Owner-Occupied Occupied 2-4 DU ` Individual - Income Limits 231 (d)(3) _ - - 65:of Median S0% of Yediaa Asset Limits - - - - - Mandatory Counseling Program - X. .. .. i V. WULWARI VERSOS KJODAIORY M)CLI\Y Voluntary Voluntary ' what if a significant number in Target i Area refuse inipectiea? ' Ghat if violations are found. but house- Enforce only hold does not qualify for Laaa/Grant or Serious Safety t Hazards is only partial' Vt. MCiITiES FOR AKUD12X ClWNTS11O" ' licalr9 or Safety Hazards First First First Process by of Receipt ' Otter Code Violations Secord Secend Second ' Inc=e Levels Thud Third Third : fate of Receipt Basis Fourth Hardship 1 i V11. APPEALS PROCESS ' Is o-.•Needed Outside:Lams: Chuoaels` Yes Xo • Who and Moat! appeals Boardtlus o= Panel Appeals 1 t Process) i •SS.00 a conch palvents e•6r. to SI.SOO extra per units 2. 3. and 4 in multiple due-Rings ()0•so5 I 2. LAWS UMCL TY OF BERKELEY PROGRAMS ' QAr s RUITENI= i P117S:CALLY llIP70YEEKT MUNICIPAL 01113UP 4.:n MUCV1017FRIA M%SIIIMTiOKS PROG WIS EONK PICOGRAM SUL02 PROGRA.4 I. TARGET AREA CM13UTlMS Concentrated City-ride Yes Modal Cittes area Pre:aeinsatly Residential Yes Yes Yes II. tams 1TASUS QULW P0OGIU11l • Grants Only llo Kp r UO' • Loans Only Yes - Yes Yes Combination of Grant.- i Lwas llo so Avounts 515.000 (55.000 extralwt) SIO.000/llalt S1S.000/11111t ; S3.s00 0 0t . 515.000/0welling 510.000/0relling interest 0t to mast 11 to Racket 11 to Market • Malmo Teta 30 years IO years 10 Ill. ELIGIBLE E1ftwI71NNES I Rehabilitation to Code Staodarh x x x • incipient violations of Codes x • i Additional Rooms tura OrarcromAin Exists : x: x Laid Aoopdsition to Bring to Zoning Cole - - • Replace Store/Iterigerater - luils•Ias luilt-Sas General property logprosewasts l; Painting x 401 401 Rtw►n'e a:t.ghtin Conditions on Property s s x • Cutis Ii Gutters - City Frog. CitPro Y g• • Architectural Fees - Staff Staff t ' Perait Fees - - i ' Flood laauraace - - - t 'Other Related Fees Title las. 1 ' Tenaite Inspection x x x I�'. s:1.1G111131T � ' Structural - TApea of Stru.:t:m (i.e.. SF..f.ltialtiple) I to 4 W 1 to 4 W 1 to 4 0U 0►Der versus Renter OCcrtlamey Ower-Occupied Either Owner-OeeupLed 62 Yrs/Dtsabled Individual - lacane Units Skase None Ione -Asset Lints - !iWatcry Caaascliag Prvdras City's*,lit" - - • V. \ot.url %litsm!LlvntraFt 103CAM Voluntary Voluntary voluntary %drat it a si3mifirast awilocr in UW* ' Area refuse inspection' %Nat if violations are fer mA. but ba"ho- f bold Bars got gaalify for toaaxtaat or i' financing is oalF Aortia!' 1'1. ITUA.Tits FOR AALARi1I%U a-k%1SA113A1S iHealth or Safety HA:arls Se%ool second First ether Cole violataans Third - Itcone Le.vls Fourth • ._:e of z;r;rsp: 84sas First I Ilssslship First 1.1I. APPYALS rIRticm ti • Is one avr.!1S*Atssde %orrsaal Chasrcls* yes 50 SO aha and t1ati, Irdep. Caasittee Moan Passel plus (Loan Papal plus :,Omt Appeals Narsta. Appeals Process) n Process) VV11• OS CITY OF BER [ELET PR06RAN 5 Y POLICY/CRI1".RIA CMIMATIOU REPAIR FRO MM AIDIVAL 1 CI IS 1. TARGET AREA BELIMT104 Concentrated Cir-ride YK P. I. tautly Residential I&L Yes-1 4tlples •` 'Star of Decline It. LOW VL•M GRAIL!PROGRAM Grants Gall Ro { • Ton Too Combination of Greats i Lamas No F 1 No r Rooters S2,SSONait ' ' . =10,000/Ibait � SM.W91struettun S .000/S nae • Iatamt I1 is iladet ; City Rorrouias Rate+Lb • Mutual Teta S Yom _ ZO yes" ' 111. ELIGIBLE E1PIWIIHRES _ ' ' ' t • Rdaabititation to Code Standards dataedow Condition: s ! i Incipient Violations of Cad" _ s Additional Rsons bl+ea OVererorUM Esists _ ' Land Acquisition to basins to Madmj Cade Replace Sto%w"Criterator Bu11t-Ins ; Bunt-ism General property loprovements li Painting 4n Removing Altotias Conditions on Pe+operV a x ; Curbs t Cutters City Pros. City Frog. Architectural Fees staff Staff • Permit Fees t Flood lnsuraooe - - Other Related Fees Tarmite Inspection a ' s 1 l IT. EtbclelLrn . Structural t e - T*es of Structures (i.e.. SF. .Wlcaple) SF i 11altiple 71n1tiple i� -O►aer versus Beater Occupancy Elder Rut" Individual ' - loceae Units Rees Reso -Asset Units SAW i -Mandatory Counseling Proseas _ V. litRtAiAaY\EatSIIS!!\171ATxiY Pb1-A%" Voluntary— Voluntary • b ' *bat ii a significant racer in Target Area reflse imspectlame b7nat if violations are fond. but dwse- bold does an qualify for Loam/Grant or financing is only partial? : VI. PRIORITIES MR ANWING GR<\TS/LUU • 'ha tb or Rafety Hazards Fiat First n Other We Violations iacrae Levels ' Rate of ItWitipt basis • Ilardsd:ip 1�1 till. APPEALS iR.o= i ' Is nee Heeded outside'*hall Cnwa IS? so � t ' An ani Wut? ILean panel plus (10'a reset plus : worst Appeals Aermal Appeals • reaciss) process) • tp 00107 : a- IIIOITIDOAL PROGRAMS RICIUM tvc:att CITY FOLIC T CRITERIA OM3ID:P4TIO1S roams l'zeatiK ` 1. TARGET AREA DELIS ATIMS t 'Concentrated a s • Pre"inaetly,Residential yes Yes •� ' Stage of Decline 1 11. LOU VERSUS GLINT PROfitAlf • Grants Only No • lanes Only Ito yes • Combination of Csasts A Iona yes Ifs ' Amounts $4.000 - Grants 54.000 i $6.000 loans • Interest A O1 to Market • Maximum Teta 15 ran 10 years ' 111. ELIGIBLE EVEWIT111RES - • Rehabilitation to Coda Standards z s ' Incipient Violations of Codes z z , ' Additional Roans When Overcrowding Exists - Land Acquisition to bring to Zoning Code • Replace Stove/Refrigerator _ - �; ' General property Improvements i hinting z x hist : !. • Repaving blighting Cooditions on Property z . t 'Curbs i Cutters Oahe by City • Architectural fees Staff - +� ' Permit Fees z t ' Flood lasuraaee 'Other Related Fees - - Termite Inspection Iv. EL1GUILITY ' Structural -Types of Structures (i.e.. SF.ZFAdtiple) SF SF - Owner versus Rester Occupancy Oxer-Occupied Owner-"Led ' Islividual - Income Units See. A S12.We/fear 6 :u Point System i -Asset Limits -Mandatory Counseling Program - r T. VOL.IATART iMRIS?tWATIM Pft%-a'1 voluntary Voluntary ' Wh3t if a significant number in Target 1 Area refuse isspactioe. • ant if violations are found. but house- hold Alpes not gmslify for Lmaq/Grant or Partial Finaneies financing is only Partial' is okay Vl. PAICXlTIES MR KW I%till%T5/WW's • firalth or Safety Jb--trds first ' other Crate Violattoas Second ' Inane t eels Third ' rate of Receipt basis First ' Haadshup i VII. APMALS PP711ISS ' is o"Seeded Outside %or=al Clwaraels' NO .•a y ' aha and &bat' City Cana-cil City Cs aciI e 00103 {�. I X D I V I D 0 A L PROGRAMS ; POLICY cRITER1A OMCSIDERATIan SAV JUM COMlY FL.IYytRD F'ROGRAII i I. MWET AREA DELDEITIOU ' Concentrated = _ ' Predominantly Residential fli=ed use Yes StaEe of Decline ._ ... ._ _ Redllmmd Areas _ _ r_ •• - ._ _-._.. _. ; I1. LOU VERSUS GUN!PROGRAM � ' Grants Only so Ifo i ' Loans Only Yes no 'r • l • Combination of Grants i Loans Db , • Amounts 510.000 512,000 Loans 13.500 Grants 1 ' Interest 4n ? i ' Its,tisa,m Teta IS years 20 years i III. ELIGIBLE EIPWITORES T i ' Rehabilitation to Code Standards• X Hazard I i ' Incipient Violations of Codes = Ito } . • Additional Roans *AS OvercrordLos Fsists - Ho f � � I t ' Land Acquisition to Wag to Zoaim=Code - No Replace Stove/Refrigerator - Ho i ' General property Improvements i Painting : s plat ! ' ' Remove Misting Conditions on Property - s • Curbs 5 Gutters - Ot;-wr CD Program ; • Architectural Fees s start r • permit Fees = liaised ' Float Insurance = valved Other Related Fits valved is ' Teratte Inspection i IV. MOBILITY ` I 3 Structural � - Types of Structures (i.e.. SF.M altiple) 1 to a Fill 1 to d Du �. - Aver .versus Renter Occupaxr osmer-Oocopicd axr-Occupied ' , • Individual ` - Incwm Units S12.400 (Fam.of i) -Asset Units - Mandatory Counseling Program V. 1'OUISTARY VERSUS XMIAIMY rMOGLAX Voluatarr Voluntary Ghat if a significant number in Target Area refuse inspectiaa! . ' lthat if violatioas are fctssd. but house- hold does rat qualify for LoanXnat or financing is call partial! 1 VI, rRIORITIIS Wit ALIADI%C GW7S/LOX%S ; ' llralth or Safrty !!a_ards First First i • Other "e violations Second ! • Intoe Levels Third i • F.+t- of Rcteirt iasis ILanfsS,p Vil. AMA" rROCM ' is one deeded Catside Normal CAaneels! NO ' lho and %hat! 1 i M109 . t Ahat if a sigaifiea.It nuaher is Target arra refuse inspection` ' t%at if vialarioas are fcu'*3• but !muse. hold docs rat Quaufy for t"WCrant or t financing is rely pattiatT �` i NIORITIFS Fol %ukR01\G Cr%%7SJLGk,%S ilralih or Safeti Ifa:atds First First ' Other Cate 1'i0isti.ins t Inco..e Lcvcls 7Rir3 ' 114t- of roc:e"ht oasis !U rlship Vii. APPEALS rfiOC£SS NvcdcJ a-tside las;,r_tl Ch,%Ztn,ls'. !Its ' 4ha and that` 1 F�1P4s LEAGUE OF WOMEN VOTERS OF DIABLO VALLEY Statement to the Hoard of Supervisors April 12, 1976 Housing Rehabilitation Assistance The League of Women Voters of Diablo Valley has been • supportive of the County's use of Community Development funds for housing re,.abilitation. We believe the main- tainance of the existing housing stock is a necessary element of a total housing program for Contra Costa County,, and we commend the Board for recognizing its importance. We feel the policy and implementation procedures now being developed for the operation of this Housing Rehabili- tation Assistance Program must be carefully drafted with adequate consideration of the opinions of all those involved in making recommendations. Therefore, we urge the Board to reassign this program to the Government Operations Committee for a study session with representatives of the Planning and Building Inspection Departments and the Community Development Advisory Council's Housing Committee. Reviewing all recommendations in this .informal setting, including those offered by the public tonight, would resin: in a better understanding of the thoughts of those involved and result in a more effective program. We feel consideration must be given to assignment of responsibility for implementation of this Rehabilitation Assistance Program with the idea that it is the beginning of a more comprehensive housing program containing all the components outlined in the staff report. `Pherefore, we feel a Fousin^ Department should be' established to develop and coordinate these components so that hottsing efforts in the County may be carefully plarLied and adequately staffed. -fes / Z T VE D Katherine Gueldner, President RECEDiablo Valley League of Women Voters APR/2,.1970 Charlotte Flynn J. 2, OL=j Housing Chairperson ague BOAJO a suatnnSM CL01110 NT COSTA Micro;i{rrted with board-order / N ukaill'a A Wl111 L 4 Flu i i R.E , .E EDS= APP. 12 ING J. it otS;Gri -L CUR BOA r suPSM'1542S town.. By.. vary oolu W,crof ilmed with board order P icrobIrred witty Uoucu u,u ' t ZL ILL CI J- P -7P J � r ♦ I ' —re- �-• ;0! , Z� /i 001,12. Now- �l :x /I Ile o i 4F A % � � i _!'.-.,- .�=art i� -�•---►----� � �! -'t- ,..--y el E t � � i 1� 1 1 r l 1/ 'r] f Com. l 00113. 00113. 0 1W9WWRWW%F-9"WM MW And the Board adjourns L%113 regular adjourned meeting to meet on April 13, 1976 at 9;00 a.m., in the Board Chambers, Room 107, Administration Building, Martinez, California. • Ke , C an --- ATTEST: J. R. OLSSON, CLERK f ���. DeDuty 00114 r SUMARY OP PROCEEDI IGS BEFORE THE BOARD OF SUPERVISnRS OF CONTPA COSTA COU11TY, REGULAR ADJOURNED PSETING, VO-NDAY, APRIL 12, 1976, PREPARED BY J. R. OLSSON, COW.-TY CLERK AND EX-OFFICIO CLERK OF THE BOARD. Closed hearing on Cormunity Development Housing Rehabilitation Program and referred sane to Government Operations Committee (Supervisors Dias and Linscheid) for report on 00114 4 �„•�,t, s'�.."mss y '': '-"""" SUMARY OP P40iEDIUGS BEFORE TILE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, ' REGULAR ADJOUMED MEETING, YONDAY, APRIL 12, _ 1976, PREPARED BY J. R. OLSSOH, COU?tTY CLERK AND EX-OFFICIO CLERK OF THE BOARD. Closed hearing on Community Development Housing Rehabilitation Program and referred sante to Government Operations Committee (Supervisors Dias and Linscheid) for report on April 27. Instructed Director, Human Resources Agency, to review budgets of departrents in the Agency other than Social Service and submit to County Administrator additional alternatives for resolving funding problem. 0011 ► a t The preceding documents consist of 115 pages.