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HomeMy WebLinkAboutRESOLUTIONS - 01011997 - 1997-310 Contra TO: BOARD OF SUPERVISORS �* /►t FROM: HARVEY E. BRAGDON Col DIRECTOR OF COMMUNITY DEVELOPMENT J. MICHAEL WALFORD DIRECTOR OF PUBLIC WORKS DATE: June 17, 1997 SUBJECT: WEST CONTRA COSTA SUBREGIONAL TRANSPORTATION MITIGATION PER PROGRAM RZSOLCET QN NO, 71310 SPECIFIC REQUEST(S) OR RECOMMENDATIONS) & BACKGROUND AND JUSTIFICATION RECOMMEN"1,1ONS 1. Accept a joint staff report from the Community Development Department and Public Works Department pertaining to the fallowing matters: a) A proposed ordinance establishing the West Centra Costa Subregional Transportation Mitigation Fee Area of Benefit; b) Development Program Report for the West Contra Costa Subregional Transportation Mitigation Fee, prepared in accordance with the Board of Supervisors, Policy on Bridges and Thoroughfares; CONTINUED ON ATTAC NT: _N_ YES SIGXATURE RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE APPROVE _ -.. OTHER SIGNATURE(S) ACTION OF BOARD ON June 17 . 1997 APPROVED AS RECOMMENDED X OTHER VOTE OF SUPERVISORS I HEREBY CERTIFY THAT THIS IS A X UNANIMOUS (ABSENT - - - - _ TRUE AND CORRECT COPY OF AN AYES: NOES: ACTION TAKEN AND ENTERED ON THE ABSENT: ABSTAIN: MINUTES OF THE BOARD OF SUPERVISORS ON THE DATE SHOWN. Origr: Patrick Roche, CDD (335-1242) ATTESTED June 17, 1997 cc: Irma Anderson, Chair, WCCTAC PHIL BATCHELOR, CLERIC OF Public Works Department TETE BOARD OF SUPERVISORS AND CO INISTRATOR B ; DEPUTY Resolution 971310 West Contra Costa Subregional Transportation Mitigation Fee Program June 17, 1997 Page 2 RECOMMENDATIONS (continued) c) Nexus Study for the West Contra Costa Subregional Transportation Mitigation Fee Program prepared for West Contra Costa Transportation Advisory Committee (WCCTAC) ; d) Proposed amendments to WCCTAC Joint Exercise of Powers Agreements to include the fee program as an objective; e) A proposed Master Cooperative Agreement with the Contra Costa Transportation Authority (CCTA) , WCCTAC, and local jurisdictions establishing terms for remitting fee revenue to CCTA for development and construction of the transportation facilities described in the ordinance. 2. OPEN the public hearing on an ordinance establishing a West Contra Costa Subregional Transportation Mitigation Fee Area of Benefit; 3 . CLOSE the public hearing and consider the following actions: a. ADOPT and APPROVE the Development Program Report pertaining to the West Contra Costa Subregional Transportation Mitigation Fee (attached as Exhibit "B") ; b. DETERMINE that the project is not subject to the California Environmental Quality Act pursuant to Article 5, Section 1.5061. (b) (1) CEQA guidelines; C. INTRODUCE Ordinance No. 97 - ,Z.2 (attached as Exhibit "A") , which adopts the West Contra Costa Subregional Transportation Mitigation Fees, waive reading and set date for adoption on July 8, 1997; d. APPROVE and AUTHORIZE execution of amendments to the West Contra Costa Transportation Advisory Committee (WCCTAC) Joint Exercise of Powers Agreement to include the fee program as an objective for WCCTAC(attached as Exhibit "D") ; e. APPROVE and AUTHORIZE execution of a Master Cooperative Agreement with the Contra Costa Transportation Authority (CCTA) , WCCTAC, and West County jurisdictions establishing terms and conditions for remitting fee revenue to CCTA for development and construction of the transportation facilities described in the ordinance (attached as Exhibit "E") ; f. INCORPORATE in this resolution by reference the boundaries, costs, and method of fee apportionment set forth in the attached Development Program Report and attached ordinance; g. DETERMINE that a majority protest does not exist; h. DIRECT the Public Works Director and Auditor Controller to establish a trust fund for the West Contra Costa Subregional Transportation Mitigation Fee and that the Treasurer shall invest said fee revenue with interest to accrue in the trust fund; i. DIRECT the Treasurer to establish a mechanism to transfer fee revenue from the trust fund to the Contra Costa Transportation Authority following execution of a Master Cooperative Agreement between the Contra Costa Transportation Authority and the County and the other West County jurisdictions; Resolution 97/31.0 Hest Contra Costa Subregional Transportation Mitigation Pee Program June 17, 1997 Page 3 j . DIRECT the Director of Community Development to file Notice of Exemption with the County Clerk; k. DIRECT the Public Works Director to arrange for payment of the $25.00 handling fee to the County Clerk for filing the Notice of Exemption; FISCAL IMPACT No impact to the County's General Fund. Formation by the County of the West Contra Costa Subregional Transportation Mitigation Fee Area of Benefit will generate funds to be used solely for the improvements under the State Route 4 West Freeway Gap Closure Project, as described in the Development Program Report. The total estimated cost for the Phase I, SR-4 West Freeway Gap Closure Project is $65 million. Although Measure C funds, and State/Federal transportation funding grants will be relied upon for project funding, it is anticipated that approximately $4.1 million will be contributed toward project funding from the proposed West Contra Costa Subregional Transportation Mitigation Fee Program. BACKGROUND/REASONS FOR RECOMMENDATIONS The West Contra Costa Transportation Advisory Committee, consisting of elected officials representing the cities of Hercules, Pinole, San Pablo, Richmond, and El Cerrito, the Contra Costa County Board of Supervisors, and the Board of Directors for both AC Transit and BART, have spent the last year developing the proposed West Contra Costa Subregional Transportation Mitigation Fee Program. This proposal is in response to Measure C-1988, which while establishing a % cent sales for Contra Costa transportation project and programs, also included a requirement that It a program of regional traffic mitigation fees, assessments, or other mitigations, as appropriate, be adopted to fund regional and/or subregional transportation projects, as determined in the comprehensive transportation plan of the Contra Costa Transportation Authority. " During 1996, the Board of Supervisors took a number of actions in support of the WCCTAC proposal, based on recommendations from Supervisor Rogers working in conjunction with the Board's Transportation Committee. General Concepts of the West Contra Costa Subregional Transportation Mitigation Program: ■ The transportation mitigation fee program would augment funding for the Phase I, State Route 4 West Freeway Gap Closure Project (between Cummings Skyway and I-80) , raising approximately $ 4 .1 million toward the project 's $65 million cost, and, in addition, it would provide approximately $1 million to improve parking and access at the E1 Cerrito Plaza BART Station and enhance intermodal connections at the Richmond BART Station, ■ The fee would raise approximately $5.1 million in revenue over a thirteen year period (1997-2010) based on the following recommended fee schedule: LAND JISE CAT QORY � single family residential $700.00 per new unit multi-family residential $560.00 per new unit retail .20 cents per sf. office .20 cents per sf. industrial .20 cents per sf. other uses not identified above $150.00 per trip Resolution 97/310 West Contra Costa Subregional Transportation Mitigation Fee Program June 17, 1997 Page 4 ■ Local jurisdictions will be responsible for collecting the fee at issuance of the building permit and all fee revenue would be remitted to the Contra Costa Transportation Authority, serving as the lead or sponsoring agency for the project (s) ; ■ WCCTAC member jurisdictions, including the County, would enter into a Master Cooperative Agreement with CCTA establishing the terms and conditions for remitting fee revenue to OCTA for development and construction of the State Route 4 West Freeway Gap Closure Project. In addition, the WCCTAC Joint Exercise of Powers Agreement would be amended to include the fee program as an objective. Development Program Report: A Development Program Report, has been prepared by the Community Development Department and Public Works Department in accordance with the Board of Supervisors' Policy on Bridge Crossings and Major Thoroughfares (adopted July 17, 1979) , which outlines the concept, methodology, and procedure for implementing the West Contra Costa Subregional Transportation Mitigation Fee. See the attachment marked as Exhibit "B" : Development Program Report . Nexus Study: A nexus study was conducted on behalf of WCCTAC in accordance with AB 1600 (now codified as Govt. Code Sec. 66000-66003) which examined the relationship of projected growth in West County to the demand for new or expanded transportation facilities. It was done in order to meet the requirement that an enacting body establish a reasonable relationship between the amount of the fee and the cost of the facility (or portion thereof) to be funded by the fee. In the nexus study prepared for WCCTAC it was determined through traffic projection studies that 38W of future year 2010 traffic forecasted to travel on State Route 4 West could be attributed to new development in West County. For more details see the attachment marked as Exhibit "C" : Nexus Study. Proposed County AOB Ordinance: The attached Draft Ordinance, marked as Exhibit "A, " has been prepared with the assistance of County Counsel to conform to both state law and adopted County policy for establishing a fee program for a designated Area of Benefit. The Subdivision Map Act is the statute enabling the Board of Supervisors to impose fees to mitigate impacts of new development on the transportation system. Since the Subdivision Map Act limits these impact fees to bridges and major thoroughfares, the County's draft Ordinance does not include the transit projects mentioned in the WCCTAC Nexus Study and WCCTAC's version of the ordinance. Interagency Agreements: As previously mentioned, WCCTAC member jurisdictions would enter into a Master Cooperative Agreement with CCTA establishing the terms and conditions for remitting fee revenue to CCTA for development and construction of the State Route 4 West Freeway Gap Closure Project. Additionally, the WCCTAC Joint Exercise of Powers Agreement (JEPA) would be amended to include the fee program as an objective. These interagency agreements are attached marked as Exhibits "D" : Draft amendments to Resolution 97/310 Nest Contra Costa Subregional Transportation Mitigation Fee Program June 17, 1997 Page 5 WCCTAC JEPA and "E" : Draft Master Cooperative Agreement between OCTA and WCCTAC Jurisdictions. Key Issues/Next steps: Legal counsel for the WCCTAC member jurisdictions have reviewed the draft ordinance (WCCTAC version) , a master cooperative agreement with the OCTA, and amendments to the WCCTAC JEPA. It is anticipated that the other West County jurisdictions will initiate a public hearing process, similar to one already initiated by the County, during the month of June. In reviewing earlier versions of the WCCTAC proposal, the office of County Counsel identified several concerns which are described in more detail in Exhibit 1IF" (3/24/97 and 5/20/97 memoranda from County Counsel to the Community .Development Department) . Although many concerns raised by County Counsel were addressed through a meeting conducted on May 5, 1997 with staff and legal counsel from CCTA and West County jurisdictions, the following issues are noteable: 1. Form-of Ordinance Contra Costa County must adopt in form and substance an ordinance which conforms to the legal authorities granted to the County under the Subdivision Map Act. In addition, there are many provisions in the WCCTAC version of the ordinance which are not normally included in a County ordinance. The draft County ordinance attached as Exhibit "A" has modified the WCCTAC ordinance proposal to meet the County's requirements. WCCTAC has been advised that the County would adopt a modified version of the ordinance based on these requirements. 2 . Proyi i ns in aster Coor>erative Agreement County Counsel's review of an earlier version of the Master Cooperative Agreement raised a number of concerns with language in the agreement, specifically dealing with the reciprocal indemnification clause. County Counsel ' s 3-24-97 memo outlined several alternatives to correct this potential problem. Subsequent to this review, WCCTAC staff and counsel then released a revised Master Cooperative Agreement, dated April 18, 1997, which reflected the input received from the various legal counsels representing WCCTAC jurisidictions. A meeting between staff and legal counsel for all participating jurisdictions was conducted on May 5, 1997 to review and address legal issues related to the latest version of interagency agreements under the WCCTAC proposal, including the Master Cooperative Agreement. Staff from both Community Development and County Counsel attended this meeting and raised several points about provisions in the Master Cooperative Agreement. As noted in their memo dated 5-20-97, County Counsel has identified three specific concerns with latest version of the agreement which in their view have not been satisfactorily addressed but are policy issues which the ,hoard of Supervisors must ultimately address: a. The idemnification clause may not provide the level of coverage from potential risks the County has agreed to in other interagency agreements; b.+ The agreement's provision requiring WCCTAC members to share in the defense and liability expenses incurred by WCCTAC in connection with any litigation filed against the fee ordinances or implementation of the fee program. This Resolution 97/310 West Contra Costa Subregional Transportation Mitigation Fee Program June 17, 1997 Page 6 provision could potentially result in expense to the County to assist in the defense of another jurisdiction's adoption of the fee ordinance, even though the County has no control over another jurisdictions actions adopting or implementing the ordinance. C. The provision in the agreement requiring future disputes relating to the Master Cooperative Agreement be submitted to binding arbitration under rules of the American Arbitration Association. County Counsel staff will be available to review in more detail the issues described above. An option the Board of Supervisors may wish to consider is to defer the recommendation described in #3.e. , Approve and Authorize execution of the Master Cooperative Agreement, following further discussion or clarification of these issues with WCCTAC and CCTA representatives. There have been other important policy issues (unrelated to legal questions) which have emerged over the many months in discussing the WCCTAC proposal, these could be summarized as follows: • Concern that the proposed fees may be a discouragement for economic development, particularly development of affordable housing; • Concern that the revenue potential from the proposed fees over twenty years is too insubstantial to adequately raise funds needed now for the State Route 4 West Freeway Gap Closure Project; Public Notice: Government Code Section 66484 and Division 913, Title 9 of the Contra Costa Ordinance Code provide for assessing and collecting fees for development and construction of bridges and/or major thoroughfares within a designated area of benefit and as a condition of issuing a building permit. The Community Development and Public Works Departments have completed a Development Program Report for the West Contra Costa Subregional Transportation Mitigation Fee Area of Benefit, which was filed with the Clerk of the Board. Notice of the hearing was duly given in accordance with Government Code Sections 54986, 65091, 66016, and 66484. CONSEQUENCES QF NEGATIVE ACTION Failure to form the West Contra Costa Subregional Transportation Mitigation Fee Area of Benefit would result in lower revenue funding for the State Route 4 West Freeway Gap Closure Project and this could potentially delay the project. A program of regional traffic fees or alternative mitigation is a requirement of Measure C-1988 . The CCTA has established June 30, 1997 as the deadline for local jurisdictions to establish such programs through their Regional Transportation Planning Committee. Failure of the County to adopt a fee program in West County may potentially cause the CCTA to withhold future allocations of the County' s Measure C-88 return-to- source funds. attachments (6 items) JMW/PR/j :proch\wcctac\bos.wc6 Resolution 97/310 ATTACHMENTS 1 . Exhibit "A" : Draft ordinance 2 . Exhibit "B" : Development Program Report 3 . Exhibit '"C" : Nexus Study 4 . Exhibit "D" : Draft amendments to WCCTAC JEPA 5. Exhibit "E" : Draft Master Cooperative Agreement between CCTA and WCCTAC Jurisdictions 6 . Exhibit "F" : Memoranda from County Counsel to Community Development re: West Contra Costa Subregional Transportation Mitigation Fee Program, dated 3/24/97 and 5/20/97 Resolution 97/310 IV above. Any further fee reduction would be based upon a traffic study which determines that the traffic impacts of the proposed development would generate fees that are less than the fees that are set forth in Section IV above. The methodology for conducting the study shall be developed and approved by WCCTAC Technical Advisory Committee, with concurrence of WCCTAC. The County shall determine the appropriate fee reduction based upon the proportionate reduction in trips demonstrated in the traffic study. B. A developer may receive credit against fees for the dedication of land for right-of-way and/or construction of improvements for specific bridge and major thoroughfare improvements described in the Development Program Report on file with the Clerk of the Board, where such right-of-way or construction is beyond that which would otherwise be required for approval of the proposed development. The calculation of the amount of credit against fees for dedications or improvements shall be based on a determination by the County that such credits are in fact exclusive of the dedications, setbacks, improvements, and/or traffic mitigation measures which are required by local ordinance, standards, or other practice. In addition, the credit shall be calculated based upon the actual cost of construction of improvements or, in the case of land dedication, on an independent appraisal approved by the County. SECTIC)N VI. M AREA, The fees set forth in this ordinance shall apply to all property described in Exhibit A attached hereto. FMPON VTI. FL RFM AND USE OF FFM• MD-M-5. A. The purpose of the fees described in this ordinance is to generate funds to finance improvements to certain bridges and major thoroughfares in the 'gest Contra Costa Subregional Transportation Mitigation Fee Area of Benefit. The fees will be used to finance the bridge and major thoroughfare improvements listed in the Development Program Report. As discussed in more detail in said report, there is a reasonable relationship between the fees and the types of development projects that are subject to the fees in that the development projects will generate additional traffic on bridges and major thoroughfares in the West County area, thus creating a need to expand, extend or improve existing bridges and major thoroughfares and a need to construct new bridges and major thoroughfares to mitigate adverse traffic and infrastructure impacts that would otherwise result from such development projects. B. The fees will be used to pay for the administration, planning, environmental documentation, design, right-of-way acquisition, and construction of the bridge and major thoroughfare improvements described in the Development Program Report on file with the Clerk of the Board. The fees levied hereunder shall be used solely for the Highway 4 West project and any other eligible bridge or major thoroughfare improvements approved by the County. -3- ORDINANCE NO. 97 - C. The nexus findings, in conformance with Government Code Section 66000 and following, contained in the "Nexus Analysis Report" prepared for WCCTAC by Cambridge Systematics, Inc., which report is on file with the Clerk of the Board, are incorporated herein by reference. SECTION VIII. SE)TAADUM. If any fee or provision of this ordinance is held invalid or unenforceable by a court of competent jurisdiction, that holding shall not affect the validity or enforceability of the remaining fees or provisions, and the Board declares that it would have adopted each part of this ordinance irrespective of the validity of any other part. SEC QN DC ANNUAL FEE INCREASE. Effective July 1, 1998, and July 1 of each subsequent year, the amount of the fees set forth in subsection A shall increase by the amount of the increase in the Engineering News-Record Construction Cost Index for the San Francisco Bay Area for the preceding fiscal year (July 1 through June 30). The increase shall be an automatic increase. SECTION X. F F IC':TIVE AND ENATION DATES A. This ordinance shall take effect 60 days after passage but shall not become operative until the Community Development Department files a statement with the Clerk of the Board certifying that similar fees have been adopted by the Cities of El Cerrito, Hercules, Pinole, Richmond and San Pablo. B. Within 15 days of passage, this ordinance shall be published once, with the names of the Supervisors voting for and against it, in the , a newspaper of general circulation published in this County. Pursuant to Section 913-6.026 of the Contra Costa County Ordinance Code, the Clerk of the Board shall promptly file a certified copy of this ordinance with the County Recorder. C. This ordinance shall terminate on December 31, 2010, unless subsequently extended by the Board of Supervisors. PASSED and ADOPTED on , 1997 by the following vote: AYES: NOES: ABSENT: ABSTAIN: -4- ORDINANCE NO. 97 - EXHIBIT "A" LEGAL DESCRIP'T'ION OF WEST CONTRA COSTA SUB-REGIONAL TRANSPORTATION MITIGATION FEE AREA -5- ORDINANCE NO. 97 - + 1 WCCTAC Boundary Legal Description EXHIBIT"A" Real property in Contra Costa County, California described as follows: Beginning at the most south easterty comer of the 18.04 acre parcel of land shown on the Record of Survey filed December 22, 1931 in Book 2 of Licensed Surveyor Maps at page 5; thence from said Point of Beginning south 66°11'00"west 125.15 feet to the northeasterly line of the Southern PacificRailroad right of way;thence southerly to the soudwmsterly line of said railroad right of way to an 1/2" iron pipe and tags L.S. 3489 as shown on the Record of Survey filed April 10, 1990 in Book 93 of Licensed Surveyors Maps at page 32; thence south 43`2643"west 341 feet more or less to the westerly right of way line of Carquinez Scenic Drive(formerly Pomona Avenue); thence along said right of way One in a general southerly direction 555 feet more or less to the easterly boundary of the parcel of land granted to Hook Recorded December 19, 1993 in Book 18288 of Official Records at page 889;thence along said boundary in a general southerly and southeasterly direction 1771 feet more or less to the southeasterly comer of said Hook parcel (18288 OR 889); thence along the south line of said parcel and its westerly prolongation,west 4050 fleet more or less to the easterly right of way line of McEwen Road; thence westerly 50 feet more or less to the westerly right of way line;thence continuing westerly 4250 feet more or less to the northwest comer of the parcel of land granted to Brenkie Enterprises recorded December 13, 1990 in Book 16298 of Official Records at page 223; said point is on the easterly right of way line of Cummings Skyway; thence along said easterly right of way, southerly and southeasterly 3301 feet more or Is"to the northerly right of way One of the.John Muir Parkway (Highway 4); thence in a general southerly direction 1070 feet more or less to the northerly boundary of the parcel of land shown on the Record of Survey lot line Adjustment 64-88 filed February 15, 1989 in Book 90 of Licensed Surveyors Maps at page 16; thence along said northerly line and Its northwesterly prolongation north 78°31'05"west 800 feet more or less to the southeasterly right of way One of Franklin Canyon Road; thence along said right of way line in a southwesterly direction 5200 feet to the westerly comer of parcel"B'as shown on the Minor Subdivision MS W70 filed October 9, 1970 in Book 14 of Parcel Maps at page 24, said point is on the easterly right of way line of the Atchison Topeka and Santa Fe Railroad'right of way; thence southwesterly to the westerly right of way line of said railroad;thence along said westerly right of way line in a general southerly direction 5400 feet more or less; thence leaving said westerly right of way line south 450east 2300 feet; thence along the westerly boundary of the 137.40 acre and 98.59 acre parcels south 0°20'20"east 2621.20 feet to the southwest comer of the 98.59 acre parcel as shown on the Record of Survey filed May 29, 1953 in Book 15 of Licensed Surveyors Maps at page 44; thence along the southerly boundary (15 LSM 44) One south 871150'20"east 2680.05 feet to the southeasterly comer of said 98.59 acre parcel (15 LSM 44); thence along the west boundary Part F Rancho El Pinole south 0'54"west 1837 feet as shown on the Record of Survey filed October 20, 1937 in Book 4 of Licensed Surveyors Maps at page 26;thence continuing southerly along said west boundary 1600 feet more or less to point PR 26 on the boundary of that parcel of land granted to Soehngen recorded February 22, 1980 in Book 9741 of Official Records at page 584; thence along said boundary easterly 600 feet to the westerly right of way line of Femdale Road;thence along said right of way 1 f ` t line southeasterly 1150 feet more or less to the northeasterly boundary of Parcel 'A" of minor subdivision MS 81-78 filed July 11, 1979 in Book 78 of Parcel Maps at page 45; thence south 75`58'05"west 1071.26 feet; thence south 30°19"west 282.28 feet; thence south 24°21'06"east 1165.5 feet to the southwesterly comer of Parcel B (78 PM 45); thence leaving Parcel B (78 PM 45) southwesterly 6687.79 feet along the general southeasterly boundary of Parcel B to its most southerly comer as shown on minor subdivision MS 8-87 filed .lune 25, 1993 in Book 162 of Parcel Maps at page 25; thence southwesterly 1719.2 feet more or less along the northwesterly boundary of Parcel"A"to the most westerly comer of parcel A as shown on minor subdivision MS 18-91 filed December 29, 1992 in Book 160 of Parcel Maps at page 33; thence along the boundary of minor subdivision MS 244-77 filed September 11, 1979 in Book 80 of Parcel Maps at page 35 the following courses (1)south 1 02629"west 1058.16 feet, (2) south 87`18'30"west 2133.27 feet (3) north 89°21'12"west 4888 feet more or less to the southwesterly comer of Parcel"A' (80 PM 35); thence southerly, southwesterly,southeasterly 10454 feet more or less along the boundary of Tract No. 27 as shown on the map of the Rancho 8 Sobrante to the most easterly point of Tract No. 26 (Rancho EI Sobrante); thence southwesterly along the southeasterly line of said Tract No. 26 and Its southwesterly prolongation to the northeasterly right of way line of San Pablo Dam Road;thence southeasterly along said right of way fine to the southeasterly boundary of Specific Tract D(Rancho El Sobrante); thence south 47'50' west to the southerly comer of said Specific Tract D; thence along the southwest boundary line of Specific Tract D north 42039' west 2253.9 feet and north 30°00'west 1511.4 feet more or less to the northerly comer of Lot 62(Rancho EI Sobrante);thence south 44°58'west along the northwesterly line of said Lot 62 to the Alameda/Contra Costa County boundary line; thence along the Contra Costa County boundary line in a general westerly, northwesterly, northerly, northeasterly and easterly direction to a point on the County boundary line which is perpendicular to the Point of Beginning; thence along said perpendicular line to the Point of Beginning. Rz jlg g.WerlcaNexh ibits\RSLotlin.t3 April 1, 1997 2 t -'Txhlblt 8 DEVELOPMENT PROGRAM REPORT FOR THE WEST CONTRA COSTA SUB-REGIONAL TRANSPORTATION MITIGATION FEE Prepared By and For The: Contra Costa County Community Development Department and Contra Costa County Public Works Department • e a � �• s� CONTRA COSTA COUNTY April 1, 1997 7 f TABLE OF CONTENTS PAGE INTRODUCTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . 1 BACKGROUND . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 PURPOSE OF AND NEED OF PROJECT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 PROJECT DESCRIPTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 PROJECT SCHEDULING AND STAGING . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 FEE AREA BOUNDARY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .9 PURPOSE OF THE FEE PROGRAM . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .9 USE OF THE FEES .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 RELATIONSHIP BETWEEN USE OF FEES AND TYPE OF DEVELOPMENT PROJECT. . . . . . 11 GENERAL PLAN RELATIONSHIP . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 DEVELOPMENT POTENTIAL . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .11 BASIS FOR FEE APPORTIONMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .13 CALCULATION OF FEE SCHEDULE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .14 FEE PROGRAM CONTRIBUTION TOWARD PROJECT . . . . . . . . . . . . . . . . . . . . . . . . 14 TRANSFER OF FEE PROGRAM REVENUE TO LEAD AGENCY . . . . . . . . . . . . . . . . .15 ANNUAL REVIEW OF FEES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16 COLLECTION OF FEES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .16 INTEREST ON FEES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16 IN LIEU DEDICATION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .16 -i- f . LIST OF FIGURES PAGE FIGURE 1 GENERAL LOCATION OF THE PROJECT 2 FIGURE 2 SR-4 WEST FWY. GAP CLOSURE PROJECT, PHASE 1 7 FIGURE 3 SR-4 WEST FWY. CAP CLOSURE PROJECT, PHASE 11 8 FIGURE 4 MAP OF PROPOSED FEE PROGRAM AREA BOUNDARY 10 LIST OF TABLES TABLE 1 ABAG FORECAST OF WEST COUNTY 12 PROJECTED POPULATION (1997-2010) TABLE 2 ABAG FORECAST OF WEST COUNTY 12 PROJECTED EMPLOYMENT (1997-2010) TABLE 3 A.M. PEAK HOUR TRAFFIC VOLUMES (19972010) 13 TABLE 4 PROPOSED FEE PROGRAM RATES 14 TABLE 5 FEE PROGRAM COMMITMENT TOWARD PROJECT 15 LIST OF EXHIBITS EXHIBIT"A" LEGAL DESCRIPTION OF FEE AREA 17 _II_ DEVELOPMENT PROGRAM REPORT FOR THE WEST CONTRA COSTA SUB-REGIONAL TRANSPORTATION MITIGATION FEE ITRODUC 'IQN This Development Program Report outlines the concept, methodology, and procedure for implementing the West Contra Costa Sub-Regional Transportation Mitigation Fee. The purpose of this report is to outline a program to augment funding for the design and construction of safety and route continuity improvements to the western segment of highway on State Route 4 West between Cummings Skyway and Interstate 80. The Growth Management Plan (GMP) mandated by the voters in Contra Costa when Measure C was passed in 1988 stipulates that new growth should provide infrastructure required to service the respective growth. In 1991, the need to establish funding programs to ensure that new growth pay for expanding or upgrading public infrastructure was included in the Contra Costa County General Plan. Adoption of this fee will assist the County in complying with both of these requirements. The remainder of this report explains the means of providing funds for the design and construction of road safety and continuity improvements to State Route 4 West, which will serve planned growth within the general West County area. This Development Program Report is required by the County Board of Supervisors` Policy on Bridge Crossings and Major Thoroughfare Fees (adopted July 17, 1979) which implements Division 918 of the County Ordinance Code and applies to areas in unincorporated Contra Costa County. This Development Program Report is also in fulfillment of Sections 66484 of the State Subdivision Map Act. 1 1 F BACKGROUND State Route 4 begins at the interchange with Interstate 80 (1-80) near the northwestely limits of Contra Costa County and proceeds along an east-west route for 31 miles to connect with State Route 1+60 in Antioch. State Route 4 is one of two east west corridors in Contra Costs County which links major employment centers, vital industries, educational, governmental, and recreational facilities, and residential developments in eastern, central, and western subareas of the County. It serves as a key route for intercounty and interregional truck freight movement. Within this 31-mile stretch, State Route 4 is predominantly a divided freeway with a minimum of two lanes in each direction, except for the 4.7 mile section between 1-80 and Cummings Skyway, which is a two-lane undivided highway extending through the Franklin Canyon area to the City of Hercules. This section of State Route 4 West is an at-grade, undivided two-lane highway with restricted sight distances and nonstandard shoulder widths and curves radii. It is located adjacent to the two-lane highway is land set aside for grazing agricultural, industrial, recreational, and residential uses which currently have limited access to the highway. An improvements to this 4.7 mile section of State Route 4, which included construction of a freeway, was studied as early as 1958. In April 1985, the California Department of Transportation (Caltrans) prepared a Route Concept Report for State Route 4 that recommended the 4.7 mile two-lane, undivided section of the highway between 1-80 and Cummings Skyway be upgraded to a six-lane divided freeway with extra hill climbing lanes to accommodate increased volume of trailer-truck traffic and peak hour commuter traffic. The Contra Costa Transportation Authority has most recently completed a Major Investment Study (MIS) for this section of State Route 4 West which evaluated the technical and cost effectiveness of various transportation strategies for this corridor. The MIS concluded that this section of the highway should be upgraded to a four-lane divided highway and ultimately as travel demand warrants and funding becomes available it should be further improved to a full freeway configuration. ' In 1988, the voters of Contra Costa conveyed their support for the State Route 4 West Gap Closure Project by approving a % cent sales tax (Measure C), a portion of which was designated to help fund a freeway gap closure project. The project, as outlined in the ballot measure, included widening and improving the 4.7 mile section of State Route 4 to a full freeway. FIGURE 1 shows the general location of the project. HA!gr Invemnent Stuff:Rat r 4 Qa fi*om_I--80 to Cumminti SAmgy in Contra Co g County, prepared by Mark Thomas&Co.for the Contra Costa Transportation Authority(March 10, 1995) 2 t. � r EQU GENERAL LOCATION OF THE PROJECT Route 4 trap From 1-80 to Cummings Skyway in Contra costa County v x MARTINEZ 4 HERCULES CONCORD RICHMOND WALNUT CREEK 4 BERKELEY OA D SAN FRA 6=Z\ Contra Costa Transportation Authority 3 a r a 1 . t PURPOSE OF AND NEED FQR_THE PF O ECT The purpose of the proposed project is to enhance safety, to alleviate existing and projected peak hour traffic congestion, and to improve operations on the 4.7 mile (7.6 kilometers) segment of State Route 4 between 1-80 and Cummings Skyway. This project is most often referred to as the State Route 4 West Gap Closure Project. SAFETY: The western section of State Route 4 has a high volume of trailer truck traffic (approximately 11 percent of total traffic volume) and has many access points to local businesses and residences. Safety improvements are needed in the 4.7 mile segment between 1-80 and Cummings Skyway to address the following conditions: 1) Substandard shoulder widths and curve radii and restricted sight distances; 2) Vehicles turning left into and out of businesses and residences which now must cross onto the highway lanes against high speed traffic; 3) Substandard acceleration and deceleration lanes where access to the highway has been provided; 4) Substandard trucking climbing lane in the eastbound direction. Between 1989 and 1594, Caltrans reported 213 accidents, resulting in twelve fatalities and 1181 injuries, occurring within the 4.7 mile segment of State Route 4 West. The fatality rate for this period is 0.042 accidents per Million-Vehicle Miles, which is slightly higher than the state wide average for similar facilities.x TRAFFIC CONGESTION: The traffic volumes on State Route 4 West routinely cause significant delays for mainline traffic as well as vehicles accessing the highway from roads or driveways. Annual Average Daily Traffic(AADT)capacity for a two-lane highway in level terrain with 11% truck traffic is approximately 22,100 according to the Institute of Trens2odgUpn Engl,Oeers„ UM H&hta a)t Capm&MAnuaj Within the project limits the 1950 AADT was determined to be 32,000 between 1-80 and Cummings Skyway. According to 1990 data this section of the highway was operating at below Level of Service E., More recent data indicate that today in 1857 the highway is-nearing its capacity level. It is noted that the ideal total two-way capacity for a two lane undivided highway is 2,800 2 Ug3nr InytWment&W&Rmte I Qg from 1-80 to Qyi ingi Skg=in(antra Comma Co miy, prepared by Mark Tbomas&Co.for the Contra Costa Transportation Authority(March 10, 19'95) 4 ! t i 1 1 vehicles per hour. However, given the percentage of trucks, directional split, narrow shoulders, reduced curve radii, and restricted sight distance, the theoretical two-way capacity on the 4.7 mile segment of State Route 4 West is closer to 2,300 vehicles per hour. Recent traffic counts recorded a total AM peak hour volume at 2,750 and speeds at approximately 44 mph near the Franklin Canyon Golf Course. Traffic projections for Year 2000 indicate an expected increase in traffic demand of up to 25%. Recent travel demand modeling predicts that AADT in the Year 2000 for this segment of highway will reach 39,000(roughly 75% higher than theoretical capacity) and total two way peak hour volume will increase to 3,560 vehicles per hour(55% higher than theoretical capacity). As traffic demand increases, LOS will further degrade on the route significantly increasing motorist delay, if additional highway lane capacity in both directions is not provided. PRQJECT DESCSIPTION The State Route 4 West Gap Closure Project would construct a full four-lane freeway facility between 1-80 and the Cummings Skyway Interchange and is currently estimated to cost $112 million. The freeway project would be constructed on one of four alignment options, now being studied in an Environmental Impact Statement/Environmental Impact Report (EIS/EIR), that generally run 100 to 400 feet north of the existing highway. The project is planned to be constructed in two main phases: Phase / - Constructing a Fully Divided Four-Lane Highway. This initial phase would construct two new lanes north of the existing roadway (along the ultimate freeway alignment). In conjunction with the existing two lane roadway, Phase /would provide a four-lane fully divided facility through the corridor and would include only one full movement at-grade intersection which may or many not warrant a signal. From 1-80 to Sycamore Avenue an additional lane would be constructed in each direction resulting in a four-lane facility. Between Sycamore Avenue and Loprest/Asbury driveway, two additional lanes would be constructed immediately north of the existing roadway. An overcrossing would be constructed near the Unocal Carbon plant to eliminate need for an at-grade intersection in this area. The new roadway lanes would then transition northerly between the Burlington Northern Santa Fe Railroad (BNSF) tracks and the Yellow Freight Systems and Burton Machine sites, climbing to cross over BNSF rail tracks north of Christie Underpass and would then conform back to the existing highway alignment just west of Cummings Skyway. Eastbound lanes would utilize the existing highway and westbound traffic would use the two newly constructed lanes. See FIGURE 2 for a schematic diagram of these improvements. The total cost for Phase I improvements is estimated at $65 million. Phase // - Completing the Freeway. The second phase would construct two additional lanes along the same alignment immediately north of the lanes constructed in Phase I, resulting in a four4ane freeway facility between 1-80 and Cummings Skyway Interchange. 5 i Once this phase is completed, the existing roadway would then be converted to a continuous two way south side frontage road, providing local access from Hercules to Cummings Skyway Interchange. Phase ll is estimated to cost $47 million. See FIGURE 3 for a schematic diagram of Phase 11 improvements. FRGJECT SCHEDULE AND STAGING The Contra Costa Transportation Authority is currently preparing an EIS/EIR for the project. It is anticipated that the draft EIS/EIR will be released for public review and comment during Spring 1997 and certified by Fall 1997. Contingent upon securing funds, the project's design activities could begin as early as Summer 1997 and be ready for construction by mid-1999. Due to the uncertainty in the level and timing of funding for this project, Phase /construction could be divided into several stages. 6 a i • ELGUBE-2 SR4 WEST FWY. GAP CLOSURE PROJECT, PHASE RCM d FREEWAY CAP PROJECT PHASE 1 ftw 7 Stags 3 To": ': r Au w ew...n..r.w + w w..�«u ' � •n.. at-reft bam"I ru ' circ..... POW"lur �,..�.s,aF•t «.ate CONTRA COSTA TRANSPORIA770NAUMMUTY t s..trw.awere ! +dmkv mo—y annurnw anri.�wrrrr�t t�rurarMt Attachment A $•10-97 7 i 7 i 1 1. FIGURE 3 SR-4 WEST FWY. GAP CLOSURE PROJECT, PHASE U ROUTE d FREEWAY GAP PROJECT PHASE 2 1 PG&E Tmrwmbden 1 Towwr tiny 1 / rw�t wo ..rA W,,�,�, +nw Itlt ■11r�br CMI {yam 1 1 a Aowwv � ar ws rw�+twnN�nN r+«M�MN nN CONTIG COSTA 72ANYSPOI t TA77ON A U7`7i1 MUTY MARK TWO"i CO.INC. mrwwsi.+oa�+�.a�aw�r�rw�++wwrs AttBChR1611t 3.10.97 8 i ! • r !, FEE PROGRAM AREA BOUNDARY The fee area will include the unincorporated areas of western Contra Costa County, including those areas adjacent to the communities of Crockett, Rodeo, North Richmond, East Richmond Heights, and El Sobrante. It is anticipated that the cities of Hercules, Pinole, San Pablo, Richmond, and El Cerrito will form similar fee areas within their incorporated areas. FIGURE 4 shows the-general location of the Fee Area in western Contra Costa County. A legal description of the fee area is attached as EXHIBIT"A." PURPOSE OF THE FEE PROGRAM The purpose of this program is to generate funds, through the adoption of a dedicated fee on development for subregional traffic mitigation, that will support and augment funding for the State Route 4 West Gap Closure Project. The State Route 4 West Gap Closure Project will improve safety and route continuity to a substandard highway, provide additional capacity, and help to reduce congestion on this and other nearby roads. By adoption of this fee, the transportation system can keep pace with the planned growth in the area by meeting the region's transportation needs and improving transportation infrastructure contained in the circulation elements for the General Plans of Hercules and Contra Costa County and also in the Contra Costa Transportation Authority's Countywide Comprehensive Transportation Plan. The funds collected may also be used as the local match required to obtain State and/or Federal funds for the State Route 4 West Gap Closure Project. USE OF THE FEES The proposed fees will be used to augment other funding sources, including Measure C Sales Tax funds and State and Federal transportation funds, for the State,Route 4 West Gap Closure Project. The fees collected will be used for project development activities, including planning and design studies, preparation of environmental reports, acquisition of right of way, and construction of the State Route 4 West Gap Closure Project. The fees may be used to reimburse agencies who advance funds for the project from other funding sources. These fees will also pay for some administrative expenses incurred in developing and administering the fee program. 9 FIGURE 4 MAP OF BOUNDARY PROPOSED WEST CONTRA COSTA SUB-REGIONAL TRANSPORTATION MITIGATION FEE PROGRAM y�. °. Suisun say Marsh San PAW say ti �V /) rjjJJ wcc U �..� Fee Area Ma Contra Costann r County M paldand F��Ga I San , M � Ftinelsco�,,, 10 r r • i The proposed fees will support improvements to the State Route 4 West Gap Closure Project to meet the minimum traffic level of service requirements and safety demands for the 4.7 mile section of highway. The project will be constructed to Caltrans highway design standards. Improvements to this section of State Route 4 West will be constructed in usable segments as funds become available. RELATIONSHIP BETWEEN USE OF FEES AND TYPE OF DEVELOPMENT PRQJECT The State Route 4 West Gap Closure Project is necessary for safety and to improve the capacity of the road network serving the West County area as determined by planned growth depicted in the General Plans for Contra Costa County, Hercules, Pinole, San Pablo, Richmond and El Cerrito. The road network outlined in these documents depicts State Route 4 West as a major transportation corridor. A trip generation factor has been designated for each of the various land uses outlined in this Development Program Report. These factors were determined utilizing the Institute of Tre spot ation Engineers IITEJ, Trie Generation Manu L Sth Edition and results of the West County Traffic Model. As a result, the proposed fees are directly related to traffic generated by each particular land use category with non-residential trip generation factors significantly reduced from the standard values in the ITE manual. GENERAL PLAN RELATIONSHIP The Circulation Element for the Contra Costa County General Plan depicts State Route 4 West as a four-lane divided highway. The State Route 4 West Gap Closure Project will, therefore, meet an objective of the Contra Costa County General Plan's Circulation Element by constructing a divided four lane facility on the 4.7 mile segment of State Route 4 West between 1-80 and Cummings Skyway. DEVELOPMENT POTENTIAL The development potential for the West County fee program area was estimated using the Association of Bay Area Governments' Pmjectfons 94 forecast which projected growth to the year 2010 for the cities of Hercules, Pinole, San Pablo, Richmond, and EI Cerrito and ContraCosta County. The State Route 4 West Gap Closure Project will be partially funded by development mitigation fees uniformly assessed over the entire West County region per dwelling unit or per square foot of gross floor area. For 11 i r example, the fee assessed to a new single family home would be the same whether it was located in Hercules, Pinole, San Pablo, Richmond, El Cerrito or in an unincorporated community in the West County area. A summary of the estimated development potential for the fee area is shown in TABLE 1: ABAG Forecast of West County Projected Population and TABLE 2: ABAG Forecast of West County Employment (1997-2010). MILE I ABAG Forecast of Went County Projected Population (1997-2010) Jurisdiction 11197 2010 Increment Sham Growth EI Cerrito 30,004 31,500 1,496 5.9% 5.0% Hercules 19,390 29,500 7,410 29.0% 38.2% Pinole 27,742 29,500 1,758 6.9% 6.3% Richmond 109,298 122,200 12,902 50.5% 11.8% San Pablo 29,734 30,800 1,066 4.2% 3.6% Rodeo-Crockett 12,148 13,100 952 3.7% 7.8% EI Sobrante =TOTALst Coun 228,903 264,473 26,670 100.00/0 111.29A Growth in EI Sobrante is included in the Richmond area TAB ABAG Forecast of West County Projected Employment(1997-2010) Jurisdiction Retail Office Industrial Total Share Growth EI Cerrito 28 326 -32 322 1.6% 4.4% Hercules 642 968 1,076 2,888 13.5% 78.7% Pinole 342 326 172 840 4.2% 15.0% Richmond 1,318 7,288 6,564 15,170 76.3% 38.9% L blo 34 496 82 612 3.1% 8.7%Cncett 70 142 28 240 1.2'36 10.5% ante`West Count 2,434 9,648 7,890 19,870 100.0% 30.70•h `Growth in EI Sobrante is included in the Richmond area 12 i BASIS FOR FEE APPORTIONMENT The portion of the cost of the State Route 4 West Cap Closure Project to be funded by this fee program has been distributed between the individual land use categories based on daily a.m. peak hour trip generation. TABLE 3 presents the total growth in a.m. peak hour traffic by jurisdiction, assuming that Phase /, State Route 4 West Gap Closure Project is completed by Year 2010. TAR A.M. Peak Hour Traffic Volumes (1997-2010) Jurisdiction 1997 2010 increment Share Growth El Cerrito 10,451 11,268 787 6.1% 7.5% Hercules 9,536 13,315 3,779 29.2% 39.8010 Pinole 5,976 10,229 1,253 9.7% 14.0% (richmond 29,620 34,726 5,106 39.4% 17.2% San Pablo 10,605 12,291 1,686 13.0% 15.9% Rodeo-Crockett 3,587 1 3,940 354 2.7% 9.9% EI Sobrante 221 214 MAL V2;1 n 0 *Growth in El Sobrante is included in the Richmond area 13 . w i CALCULATION OF FEE SCHEDULE As previously mentioned, the fees are assessed to the various land use categories in proportion to the number of daily trips generated. The proposed fee rates as shown below are rounded off from the calculated values. The fee calculation is shown in TABLE 4. TABLE 4 PROPOSED FEE PROGRAM RATES LAND USE CATEGORY FEE RATE Single Family Residential $700/dwelling unit Multi-Family Residential $560/dwelling unit Retail Commercial $0.20/square foot Office $0.20/square foot Industrial $0.20/square foot Other $150.001 eak hour tri A'development mitigation fee appears to be a viable revenue source at this time to augment funding for the State Route 4 West Gap Closure Project because of the significant demand on transportation funds to improve road and transportation infrastructure throughout the Bay Area and the entire State. The above estimates include construction, right of way, environmental documentation, planning, engineering, administration, and contingencies. The cost of the project would be uniformly distributed per each dwelling unit or each square foot of gross floor area of building space throughout the entire West County area. FEE PROGRAM CONTRIBUTI N TOWARD PROJECT This fee program will provide a funding commitment toward Phase !of State Route 4 Vilest Gap Closure Project. Based on ABAG growth projections to the year 2010, the cumulative fee revenues received from each participating jurisdiction in West County will contribute funding for about 6% of the $65 million needed for the State Route 4 West Gap Closure Project, Phase t, or, approximately $ 4.1 million (See TABLE 5). 14 TABLE 5 FEE PROGRAM CONTRIBUTION TOWARD PROJECT PROJECT FEE PROGRAM MEASURE OTHER TOTAL DESCRIPTION CONTRIBUTION C FUNDING COST SALES SOURCES ESTIMATE TAX Phase 1, SR-4 West Fwy $ 4.1 Mil. $40.1 Mil. to be $ 65 Mil. Gap Closure Project determined Phase 11, SR-4 'West n/a n/a n/a $ 47 Mil. Fwy. Gap Closure Project $112 Million TRANSFER OF FEE PROGRAM REVENUE TO LEAD AGENCY Contra Costa County, and the cities of Hercules, Pinole, San Pablo, Richmond and EI Cerrito, will jointly enter into a Master Cooperative Agreement with the Contra Costa Transportation Authority to serve as the serve as the lead or sponsoring agency for financial administration, environmental clearance, planning, design, and construction of the State Route 4 West Gap Closure Project. This Master Cooperative Agreement will establish procedures for transferring fee program revenue from each participating jurisdiction to the Contra Costa Transportation Authority. It is anticipated that fee revenues will be transferred by Contra Costa County to the Contra Costa Transportation Authority on a quarterly basis, with a brief Ouarterly Report which includes a description of fee revenue collected and any credits against the fee granted by Contra Costa County and less any administrative expenses incurred by Contra Costa County. The Contra Costa Transportation Authority will deposit the fee revenue into an interest-bearing account to be used solely for activities in support of the State Route 4 West Gap Closure Project. 15 r - ANNUAL REVIEW OF FEES Project cost estimates will be reviewed annually by analyzing the previous year's change in the California Construction Cost index as published annually by Callfomia State Department of Transportation. Appropriate adjustments in the fees may then be established by ordinance or resolution. The fee shall not increase more than 5% in any given year due to inflation. COLLECTION OF FEES Fees shall be collected upon issuance of building permits, in accordance with Section 913-4.204 of Title 9 (Subdivisions) of the Contra Costa County Ordinance Code, to assure that funds are available to construct needed road improvements before newly generated traffic exceeds the capacity of the existing facilities. Fees collected will be deposited in an interest bearing trust fund account. INTEREST ON FEES The interest accrued on the fees collected shall accumulate in the trust fund account and shall be used for the planning, environmental documentation, design, acquisition of right of way, and construction of the State Route 4 West Gap Closure Project and for the purpose of fee program administration. IN:.LIEU DEDICADON A development may be required to construct, or dedicate right of way for, a portion of the State route 4 West Gap Closure Project. In such a case the developer may be eligible to receive credit against the fee. P a:wp9lMwde�t.rpt . 16 EXHIBIT "A" LEGAL DESCRIPTION OF FEE PROGRAM AREA 17 i WCCTAC Boundary Legal Description EXHIBIT"A" Real property in Contra Costa County, California described as follows: Beginning at the most south easterly comer of the 18.04 acre parcel of land shown on the Record of Survey filed December 22, 1931 in Book 2 of Licensed Surveyor Maps at page 5; thence from said Point of Beginning south 66°11`00"west 125.15 feet to the northeasterly line of the Southern Pacific Railroad right of way;thence southerly to the southwesterly line of said railroad right of way to an 1/2" iron pipe and tags L.S. 3489 as shown on the Record of Survey filed April 10, 1990 in Book 93 of Licensed Surveyors Maps at page 32; thence south 43112643"west 341 feet more or less to the westerly right of way line of Carquinez Scenic Drive(formerly Pomona Avenue); thence along said right of way line in a general southerly direction 555 feet more or less to the easterly boundary of the parcel of land granted to Hook Recorded December 19, 1993 in Book 18288 of Official Records at page 889; thence along said boundary in a general southerly and southeasterly direction 1771 feet more or less to the southeasterly comer of said Hook parcel (18288 OR 889); thence along the south line of said parcel and its westerly prolongation,west 4050 feet more or less to the easterly right of way line of McEwen Road; thence westerly 50 feet more or less to the westerly right of way line;thence continuing westerly 4250 feet more or less to the northwest comer of the parcel of land granted to Brenkie Enterprises recorded Deoember 13, 1990 In Book 16298 of Official Records at page 223; said point is on the easterly right of way line of Cummings Skyway; thence along said easterly right of way, southerly and southeasterly 3301 feet more or less to the northerly right of way line of the John Muir Parkway (Highway 4); thence in a general southerly direction 1070 feet more or less to the northerly boundary of the parcel of land shown on the Record of Survey lot line Adjustment 8 filed February 15, 1989 in Book 90 of Licensed Surveyors Maps at page 16; thence along said northerly line and its northwesterly prolongation north78031'05"west 800 feet more or less to the southeasterly right of way line of Franklin Canyon Road; thence along said right of way line in a southwesterly direction 5200 feet to the westerly comer of parcel"B"as shown on the Minor Subdivision MS 98-70 filed October 9, 1970 in Book 14 of Parcel Maps at page 24, said point is on the easterly right of way line of the Atchison Topeka and Santa Fe Railroad right of way;thence southwesterly to the westerly right of way line of said railroad;thence along said westerly right of way line in is general southerly direction 5400 feet more or less; thence leaving said westerly right of way line south 45°east 2300 feet; thence along the westerly boundary of the 137.40 acre and 98.59 acre parcels south 0020'20"east 2621.20 feet to the southwest comer of the 98.59 acre parcel as shown on the Record of Survey filed May 29, 1953 in Book 15 of Licensed Surveyors Maps at page 44; thence along the southerly boundary (15 LSM 44) line south 87°50'20"east 2680.05 feet to the southeasterly comer of said 98.59 acre parcel (15 LSM 44); thence along the west boundary Part F Rancho El Pinole south 0°54" west 1837 feet as shown on the Record of Survey filed October 20, 1937 in Book 4 of Licensed Surveyors Maps at page 26;thence continuing southerly along said west boundary 1600 feet more or less to point PR 26 on the boundary of that parcel of land granted to Soehngen recorded February 22, 1980 in Book 9741 of Official Records at page 584; thence along said boundary easterly 600 feet to the westerly right of way line of Ferndale Road; thence along said right of way 1 t fine southeasterly 1150 feet more or less to the northeasterly boundary of Parcel "A' of minor subdivision MS 81-78 filed July 11, 1979 in Book 78 of Parcel Maps at page 45; thence south 75058'05"west 1071.26 feet; thence south 30019"west 282.28 feet; thence south 24021'06"east 1165.5 feet to the southwesterly comer of Parcel B (78 PM 45); thence leaving Parcel B (78 PM 45) southwesterly 6687.79 feet along the general southeasterly boundary of Parcel B to its most southerly comer as shown on minor subdivision MS 8-87 filed June 25, 1993 in Book 162 of Parcel Maps at page 25; thence southwesterly 1719.2 feet more or less along the northwesterly boundary of Parcel "A"to the most westerly comer of parcel A as shown on minor subdivision MS 18-91 filed December 29, 1992 in Book 160 of parcel Maps at page 33; thence along the boundary of minor subdivision MS 244-77 filed September 11, 1979 in Book 80 of Parcel Maps at page 35 the following courses (1)south 1°2629"west 1058.16 feet, (2) south 87018'30"west 2133.27 feet (3) north 891121'12"west 4888 feet more or less to the southwesterly comer of Parcel "A' (80 PM 35); thence southerly, southwesterly,southeasterly 10454 feet more or less along the boundary of Tract No. 27as shown on the map of the Rancho El Sobrante to the most easterly point of Tract No. 26 (Rancho El Sobrante); thence southwesterly along the southeasterly line of said Tract No. 26 and its southwesterly prolongation to the northeasterly right of way line of San Pablo Dam Road;thence southeasterly along said right of way line to the southeasterly boundary of Specific Tract D(Rancho El Sobrante); thence south 47°50' west to the southerly corner of said Specific Tract D; thence along the southwest boundary line of Specific Tract D north 42039' west 2253.9 feet and north 30°00"west 1511.4 feet more or less to the northerly comer of Lot 62 (Rancho El Sobrante);thence south 44°58'west along the northwesterly line of said Lot 62 to the Alameda/Contra Costa County boundary line; thence along the Contra Costa County boundary line in a general westerly, northwesterly, northerly, northeasterly and easterly direction to a point on the County boundary line which is perpendicular to the Point of Beginning;thence along said perpendicular line to the Point of Beginning. RZ:jlg g:WerlcallexhibitstRSLotlin.t3 April 1, 1997 2 West Contra Costa County Subregional Transportation Mitigation Program Nexus Analysis ■ Introduction The West Contra Costa Transportation Advisory Committee (WCCTAC) is in the process of establishing a Subregional Transportation Mitigation Program (STMF) in response to Contra Costa County's Measure C— the 1/2 cent sales tax measure for transportation programs and projects passed in 1988. Measure C requires that a program of regional traffic mitigation fees, assessments, or other mitigations be developed to fund regional and subregional transportation projects. The STMP fee will be charged on new development to augment other funding for the I iighway 4 West project and two transit projects. The purpose of this report is to document the technical analysis necessary for the implementation of the STMT fee. ■ Methodology An area wide fee program must conform to the requirements of Government Code 66000 et seg, and subsequent opinions issued by the U.S. Supreme Court, California Supreme Court, and lower courts. While the statutes and court decisions provide general guidelines, the design and implementation of multi-jurisdictional impact fees is not as tightly circumscribed as other local revenue measures (e.g., assessment districts, local sales tax measures, subdivision map/developer exactions). Nevertheless, the statutory requirements and judicial guidance allowed WCCTAC to follow a basic five step process to design its regional fee: 1. Project the Amount of New Development. ABAG's Projections 94 provides the forecast of new residents and employees moving into West County over the next 20 years. The nexus analysis and fee calculations depend on converting this projection of residential and employment growth in each jurisdiction to a 13 year increment of new trip generation (1997 to 2010). The net increment of new trips, however, must be reduced by the trips from exempt development. Exempt development has already received a vesting tentative map or has a, development agreement excluding assessment of additional fees. 2. Specify the Transportation Improvements Needed to Accommodate Growth. The law allows'WCCTAC to require new development to mitigate its full impact on the West County routes of regional significance (i.e., maintain current levels of service (LCIS)). The WCCTAC,however,has limited the maximum costs to new development to approximately $24.5 million, the unfunded portion of eight projects. This is substantially below the threshold of new development's full responsibility. Cambridge Systematics,Inc. I 3. Evaluate the Relationship Between the Improvements, the Share of Funding from New Development, and the Impact of New Trip Generation. The improvements must provide benefits that are in reasonable proportion to the amount of the impact fees paid by new development. WCCTAC has chosen to impose a uniform fee because it has reached a consensus that new development in all parts of the West County area will receive roughly proportional benefits from the improvements. 4. Allocate Costs Across Land Use Types. Fee amounts should be fairly distributed among residential, retail, office, and industrial development. This distribution is based on the trip generation characteristics of each land use type. 5. Prepare Fee Schedules and Implementation Ordinances. Each local jurisdiction, through their exercise of their police power, must adopt an ordinance imposing the fee on development within their jurisdiction. The remainder of this report explains the calculations and presents the results of each of the five steps described above. Supporting documentation regarding transportation analyses and computer modeling is available from WCCTAC. ■ New Development and Incremental 'Trip Generation From 1997 through 2010, new development in the West Contra Costa County area will generate 12,957 additional a.m. peak hour trips on the area's routes of regional significance,an increase of almost 18 percent over the next 13 years. Population, Employment, and Land Use Growth The STMT assumes the population and employment growth forecast presented in the ABAG 1994 Projections 94 for West Contra Costa County. The figures for 1997, the initial year for STMP implementation, are estimated by straight line interpolation between the years 1990 and 2000. Table 1 presents the population and employment projections. Table 1. ABAG Forecast of West Contra Costa County Population (1997-2018) Jurisdiction 1917- _ 2010 Increment Share Growth E]Cerrito 30,004 31,500 1,4% 5.9% 5.00/0 Hercules 19,390 26,800 7,410 29.0010 38.2% Pinole 27,742 29,500 1,758 6.9% 6.3% Richmond 109,298 122,200 12,902 50.5% 11.8% San Pablo 29,734 30,800 1,066 4.2% 3.6% Rodeo-Crockett 12,148 13,100 952 3.7% 7.8% El Sobrante 587 573 (14) -0.1% -2.4% Total WCCC 228,903 254,473 25,570 100.0% 11.2% Cambridge Systematics,Inc. 2 r t • i As shown in Table 1, residential development in Richmond will accommodate over half of the area's population growth. Hercules, the area's fastest growing jurisdiction, will account for 29 percent of the area's new residents. The remaining jurisdictions will account for between four and seven percent. Table 2 shows that office employment in Richmond is projected to grow the most of the three categories of employment across all seven jurisdictions. Total employment for the region is expected to increase by over 30 percent, with the total jobs in the City of Hercules increasing by almost 79 percent. Table 2. ABAG Forecast of West Contra Costa County Employment(1997 to 2010) Retail Office Industrial Total Share Growth El Cerrito 28 326 (32) 322 1.6% 4.4% Hercules 642 968 1,076 2,686 13.5% 78.7% Pinole 342 326 172 840 4.2% 15.0% Richmond 1,318 7,288 6,564 15,170 76.3% 38.9% San Pablo 34 4% 82 612 3.1% 8.7010 Rodeo-Crockett 70 142 28 240 1.2% 10.5% El Sobrante 0 0 0 0 0.00/0 00/0 Total WCCC 2,434 91546 7,890 19,870 100.00/0 30.7% Population and employment growth will generate and attract new trips on the area's regional roadways. The socioeconomic projections shown in Tables 1 and 2 are used in a transportation demand forecasting model developed specifically for the WCCC area to forecast the increase in travel. The results of the modeling are shown in Table 3. Trip Generation Table 3 presents the a.m. peak hour traffic volumes for the year 2010, assuming the interim project on Highway 4 is constructed by the year 2010. It shows that new development will increase a.m.peak hour trip volumes over 17 percent during the next 13 years. Almost 40 percent of this increase will come from the City and sphere of Richmond and another 30 percent will come from Hercules. Table 3. AM Peak Hour Volumes From 1997 to 2010 Jurisdiction 1997 2010 Increment Share Growth El Cerrito 10,481 111268 787 6.1% 7.5% Hercules 9,536 13,315 3,779 29.2% 39.6% Pinole 8,976 10,229 1,253 9.70!0 14.0% Richmond 29,620 34,726 5,106 39.4% 17.2% San Pablo 10,605 12,291 1,686 13.0% 15.9% Rodeo-Crockett 3,587 3,940 354 2.7% 9.9% EI Sobrante 221 214 -7 -0.1% -3.3% Total WCCC 73,026 85,983 12,957 100.00/0 17.7% Cambridge 5ystrnnotics,Inc. 3 r. f The total increment of 12,957 new trips encompasses all trips that either originate or terminate in the West County area. In addition, roughly 3,000 new through trips (external—external) will use some part of the West County regional system. The impact of these new trips will be mitigated from state and federally-funded projects. Exempt Development The total increment of new trip generation (from 1997 to 2010) includes trips from new development that will be exempt from paying a STMP fee. Their exemption is due to either one of two legal criteria applying to a development project that has (1)been issued a vested tentative map or(2)completed a development agreement that explicitly excludes assessment of any additional fees. If either of these criteria apply to the development project as of the official date the jurisdiction's council or board adopts the STMP, the developer may pull the proscribed number of building permits without paying a fee. While the transportation impacts of exempt development will be as real as non-exempt, WCCTAC cannot impose a STMP fee and therefore cannot collect fee revenues for the proposed projects. Thus,we must subtract the number of new trips generated by exempt development from the toll increment of new trips. The results is the new amount of new trips over which we can allocate the unfunded costs of the selected improvements. We calculate the number of trips generated by exempt development by specifying the exempt development project's specific type(s) of land use and converting these into trips. A vested project with twenty dwelling units of single family residential, for example, would generate 0.74 a.m.peak hour trips per unit or a total of 14.8 peak hour trips. Table 4. Estimates of Exempt Development By jurisdiction (1997-2010) Residential Non-Residential Dwelling Unit Retail S+Ft. Office S+Ft. Total El Cerrito -- 60,000 60,000 Hercules -- -- 42,000 42,000 Pinole -- -4 -- Richmond -- -- 928,000 928,000 Sart Pablo 45 -- Rodeo-Crockett 100 -- — -- El Sobrante 104 -- -- •. Total WCCC 249 60,000 970,000 1,030,000 As shown in Table 4, exempt development in the WCCC area amounts to 249 single family dwelling units and slightly more than one million square feet of retail and office space. None of the jurisdictions identified exempt industrial development. cambridgr Systematics,Inc. 4 dB do t The appropriate ITE trip generation rates are applied to the exempt development in order to estimate the number of new trips that must be deducted from the total increment.' The total number of trips from exempt residential development equals 148 a.m. peak trips. Non-residential development will generate 1,220 a.m. peak trips, producing 1,368 total trips that must be deducted from the total increment of 12,957 new trips. The net number of new trips that may be assigned a share of the cost of improvements equals 11,589. Transportation Improvements The WCCTAC has evaluated the impact of new development on its subregional system and identified numerous improvements. These improvements--if all were completed by the year 2010—would minimize the worst of the congestion caused by the next 13 years of growth within the area. While the WCCTAC could require new development to mitigate all of the congestion it causes,cost of these improvements exceeds the amount of funding private development could support. WCCTAC, therefore, has selected the highest priority projects for inclusion in the STMT. The cost of these improvements, shown in Table 5, includes over 54 percent of the total funding from other public sources. Table 5. STMP Projects and Available Funding Available Unfunded Project Tectal Cost Funding Amount Route 4 Gap Project Near Hercules-Upgrade Conventional $48,000,000 $29,000,000 $19,000,000 Hwy. El Cerrito BART Station Parking Structure $5,000,000 $4,543,000 $1,457,000 Richmond Intermodal BART Station Improvements $7,000,000 $5,500,000 $1,500,000 San Pablo Avenue Corridor or AC Transit $2,000,000 $2,000,000 WCCC Pathfinder Sign Program $214,500 $214,500 EBRP District 1 Bay Trail Crockett Section $123,000 $48,000 $75,000 EBRP District 2 Bay Trail Pinole Section $850,000 $750,000 $100,000 Pinole/Hercules Bay Trail Connector $80,000 $80,000 Total STMP $54,257,500 $39,841,000 $24,425,500 'The ITE trip generation rates are shown in Table 7. Cambridge Systematics,Inc. 5 The unfunded portion of the STMP's total $64.3 million cost equals roughly $24.5 (1997 dollars), or about 38 percent. In addition to the eight STMP projects shown above, West County will receive an additional$94 million worth of improvements on regional routes.a This brings the total cost of regional improvements to roughly $158 million from 1997 to 2010. Credit for SMTP Land Dedications and Improvements If in the future local efforts directly overlap with the STUT projects, some form of credit may be given to development subject to the regional fee. The WCCTAC, however, will exercise some level of discretion over the definition of overlap. For example,most WCCC jurisdictions require development abutting a regional route to dedicate 120 feet of right- of-way for the route's future widening; thus, such a dedication would not be eligible for credit. Dedications in excess of this width, however, could receive a dollar-for-dollar credit. A developer may also request a further reduction in fees through the governing jurisdiction if it is the opinion of the developer that the project may generate a lower number of trips than data provided by the Institute of Transportation Engineers (ITE). The fee reduction would be based upon a traffic study. The methodology for conducting the study shall be approved by the WCCTAC upon recommendation of the WCCTAC-TAC. ■ Nexus Analysis The impact of new WCCC development on regional transportation facilities is based on an update of the WCCC Traffic Model completed by Dowling Associates, Inc. This computer model simulates current and future traffic flows on the roadway network under a wide range of user-specified conditions. The model is extremely useful for determining the impact of new development on roadway levels-of-service. In particular, the model estimates new development's fair share of the selected regional improvements by isolating the effects of new development from those of existing development, through (external-external) trips, and existing deficiencies. This analysis indicated that new development will cause levels-of-service to decline despite all of the improvements proposed in MTC's short and long range improvement plan. As part of its STMP, the WCCTAC has evaluated the impact of new development on its subregional system given numerous improvements programmed in the RTP. These improvements—if all were completed by the year 2010—will increase the area's capacity for vehicle miles of travel (VMT) by 9.4 percent. New development will increase the number of VMT by 26 percent, thus absorbing all of the new capacity plus the capacity freed up by a 4 percent reduction in through trips (i.e., commuters traveling through WCCC but not stopping). Thus, the net increase in total will be 57,814 VMT. Table 6 presents the results of the VMT analysis in more detail. 2The$94 million worth of projects is composed of HOV lames from Carquinez to Route 4$85 million and$9 million worth of improvements to 1-80 interchanges and parallel arterials. Cambridge Systew iu,Inc. 6 i Table 6. VMT Analysis(1997-2010) 2997 2010 Increment Change Total VMT 309,356 367,170 57,814 18.7°Jo VMT for Through Trips 72,529 691941 (2,588) (3.6)% Internal VMT 236,827 297,229 60,402 25.5% VMT Capacity 577,166 631,207 54,041 9.4% The results shown in Table 6 would justify the WCCTAC allocating 100 percent of the STMP's total cost-roughly $64.3 million-to new development in WCCC. Fortunately, WCCC has secured $39.8 million (or 62 percent of the total) from other sources, leaving only$24.5 million still unfunded. Fee Calculations Fee calculations involve four steps: • Step 1-Allocation of Costs--determine if the total share of unfunded costs should be allocated uniformly to all new development in the West County area, regardless of jurisdiction,or if fees must be determined on a jurisdiction-by jurisdiction basis. • Step 2- Cost per Peale Hour Trip End- Calculate the cost per trip and fee schedule based upon generating sufficient revenues to fund the $24.5 million for the STMT Projects. • Step 3-Preliminary Fee Schedules-Apply the cost per peak hour trip end to the trip generation characteristics of different types of land use to create a preliminary fee schedule. Step 4- Final Fee Schedule- As an alternative to the fee schedules in Step 3, create discounted fee schedules which reduce the financial burden placed on new development by collecting less than the full,unfunded amount. Allocation of Costs The total cost of the STMP improvements should be roughly balanced with the benefits each jurisdiction receives (or impacts it causes). This balance, however, is difficult to quantify given the complexity of travel patterns in West County and the lack of quantitative information of transit ridership. As an alternative to a quantitative analysis, WCCTAC has decided the STMT projects represent a reasonable balance of benefits to all jurisdictions. Given the extensive experience of the WCCTAC membership, this qualitative approach is a satisfactory alternative to a qualitative analysis using the Cambridge Systematics,Inc. 7 1 , N transportation model (i.e., select-link analysis of all proposed projects'). Thus, WCCTAC has decided to apply a uniform cost per peak hour tip end across all jurisdictions. Costs Per Peak Hour Trip End Impact fees for West County are calculated by dividing the number of new a.m. peak hour trip ends by the unfunded cost of STMP projects. This calculation provides a uniform cost per peak hour trip end. The net increase of 11,587 new a.m. peak hour trip ends by the$24.5 million all STMT projects equals about$2,100 per peak hour trip end. Preliminary Fee Schedule The fee amounts are determined by multiplying the cost per a.m. peak hour trip end by the number of a.m. trips generated by a particular land use. For purposes of efficiency and consistency, WCCTAC has limited its fee schedule to two types of residential development (i.e., single and multi-family dwelling units) and four types of commercial space (large and small retail, office, and industrial). Table 7 shows the trip generation rates for each land use. In addition,it shows the adjustments for average trip length, trip diversion,and the final adjusted trip length. Table 7. A.M. Peak Hour Trip Generation hates and Adjustments Base Rates Trip Diversion Trip Length Final Peak Hour Land Use Categories Adjustment Adjustment Adjustment Trips Rates Single Family Residential 0.74 1.00 1.00 0.74 Multi Family Residential 0.47 1.00 1.00 0.47 Retail per 1,000 sq.ft. (<200 ksf) 1.60 0.20 0.50 0.16 Retail per 1,000 sq.ft.(>220 ksf) 0.80 0.45 0.50 0.18 Office per 1,000 sq.ft. 1.33 1.00 1.00 1.33 Industrial per 1,000 sq.ft. 0.90 1.00 1.00 0.40 Trip diversion factors indicate the percentage of trips for each land use category that are part of a longer trip but divert less than two miles out of the way to stop at the land use. Trip length adjusts for trip shorter than the home-based work trips. The rates shown in Table 7 are multiplied by the cost per peak hour trip end to produce the preliminary fee schedule shown below. The bottom row shows the estimated amount of revenue that the fee schedule should collect over the next 13 years. 'For each segment of regional roadway that will be improved using fee revenues,select link analysis shows the origins and destinations of future trips. Thus,the results help allocate the benefit of the improved roadway according to the amount of new development in each jurisdiction. Cambridge Systematics,Inc. g Table 8. Preliminary Fee Schedule (1997-2010) Land Use Categories Full Fundin fear STMT'Proiect Single Family Residential $2,345 Multi Family Residential $1,002 Small Retail per square foot(c200,000 sq.ft.) $1.37 Large Retail per square foot(>220,000 sq.ft.) $1.68 Office per square foot $2.88 Industrial per square foot. $1.92 Total Revenues{$1,000,000) $2CS IioYYI Alternative Fee Schedule While WCCTAC may be legally entitled to levy any of the preliminary fees shown in Table 8, there are several compelling reasons for levying a lower fee on commercial development. West County currently has a surplus of residents and a shortage of jobs (a jobs/housing imbalance) and intends to encourage more commercial growth to improve the balance. Measure C states that jobs/housing balance should be considered in the establishment of the STMF. In addition, West County jurisdictions are struggling to attract jobs, retail services, and sales tax revenue, and believe that a fee on commercial development any higher than 20 cents per square foot will defeat economic development goals. In order to reduce the financial burden placed on commercial development,the WCCTAC has agreed to discount the fee for all commercial space to 20 cents per square foot. It also reduced residential fees, but the reduction is not as much as for commercial uses. In addition, the trip generation rate for multifamily units is at a higher rate than the ITE rate. This fee schedule would generate approximately$5.1 million over the next 13 years, roughly 21 percent of the total$24.5 million in unfunded needs. This fee schedule sets fees far below the maximum $24.5 million funding threshold established by the VMT Analysis and the preliminary fee schedule. These fees are shown in Table 9. Table 9. Fee Schedule (1997-2010) Land Use Cate ries 1947 Dollars Single Family Residential $700 Multi Family Residential Retail per square foot(t200 ksf) $0.20 Retail per square foot(>220 ksf) $0.20 Office per square foot $0.20 Industrial per square foot. $0.20 Total Revenues(51,000,000) $5.1 Cambridge Systematics,Inc. 9 � r • r February 21, 1997 Proposed changes to the WCCTAC Joint .Exercise of Powers Agreement. A. Added two objectives regarding the Subregional Transportation Mitigation Program: Overseeing the program and managing the Richmond Intermodal Station project. B. Added the definition of "Subregional Transportation Mitigation Program." C. Changed "Transportation Demand Management" to "Transportation Systems Management" throughout the document to be consistent with the revised TSM Ordinance. D. The Chair of the WCCTAC-TAC is the Program Manager instead of one of the City Managers, as requested by the previous Chair (Marilyn Leuck, Hercules City Manager). EXHIBIT D WEST CONTRA COSTA TRANSPORTATION ADVISORY COMMITTEE aOINT EXERCISE OF POWERS AGREEMENT This restatement and amendment of the West Contra Costa Transportation Advisory Committee (WCCTAC) Joint Exercise of Powers Agreement (Agreement) is entered into on this day of , 1997, by and between the City of El Cerrito, a municipal corporation; the City of Hercules, a municipal corporation; the City of Pinole, a municipal corporation; the City of Richmond, a municipal corporation and charter city; the City of San Pablo, a municipal corporation; the County of Contra Costa, a political subdivision of the State of California; the Alameda-Contra Costa Transit District, a transit district organized and existing pursuant to the provisions of the California Public Utilities Code;' the San Francisco Bay Area Rapid Transit District (BART) , a transit district organized and existing pursuant to the provisions of California Public Utilities Code; and the Western Contra Costa County Transit Authority (WestCAT) , a joint exercise of powers transit authority organized and existing pursuant to the provisions of the California Public Utilities Code and Government Code Sections 6500 et seq. This amended agreement restates in full those provisions of the original agreement, except as amended herein. WITNESSETH: WHEREAS, in November 1988, the voters of Contra Costa County approved Measure "C" which established and funded a transportation agenda for Contra Costa County; and WHEREAS, in response to the adoption of Measure '"C, " the Parties to this agreement decided to formalize the previously existing West Contra Costa Transportation Advisory Committee as a legal entity created to address transportation issues; and WHEREAS, each of the public Agencies which are a party to this agreement, hereafter referred to collectively as the "Parties,, " has the power to address transportation issues; and WHEREAS, each of the Parties to this agreement believes that a combination of their separate powers and abilities may enable them to more effectively respond to Measure "C" and to address transportation issues; and WHEREAS, each of the Parties to this agreement proposes by this agreement to exercise their respective powers jointly for the purpose of responding to the passage of Measure "C" and addressing existing and future transportation issues; and WHEREAS, California Government Code Sections 6500, et seq. , provides that two or more public Agencies by agreement may jointly exercise any power that any one of the Agencies could exercise separately; and WHEREAS, the Parties to this agreement are desirous of conferring upon a separate legal entity the necessary powers with regard to responding to Measure "C" and for addressing transportation issues for the benefit of each and all of the Parties . NOW, THEREFORE, THE PARTIES TO THIS AGREEMENT DO AGREE AS FOLLOWS: OBJECTIVE = COMMISSION The objective of this Joint Exercise of powers Agreement is to create a city, county, transit district transportation advisory committee which shall protect and advance the interests of West Contra Costa County communities with regard to transportation issues in general and the utilization of Measure "C" funds in particular. More specifically, the committee created by this agreement is commissioned to: (A) Assist member Agencies with a coordinated and cooperative implementation of the West Contra Costa Action Plan; (8) Participate in the development and implementation of the Countrywide Comprehensive Transportation Plan; (C) Initiate "area specific" transportation studies/plans where appropriate; (D) Assist member Agencies with Congestion Management Program compliance requirements; (E) Develop regional strategies and meet regional requirements established by Measure "C" ; (F) Cooperatively address transportation issues, beyond Measure "C" requirements, when said issues affect West Contra Costa County interests; (G) Assess the transportation needs of the West Contra Costa County area; (H) Consider the development of expanded West Contra Costa County transit services and Transportation ,Systems Management (TSM) programs; 2 (I) Advise the Parties on transportation issues; (J) Coordinate the actions and responses of the Parties with regard to transportation issues, (K) Formulate transportation policy statements; (L) Sponsor educational forums, workshops, TSM Coordinator- training; and discussions on transportation matters; (M) Develop and administer a West Contra Costa Regional TSM program to encourage use of alternatives to single occupant commute travel; (N) Advise the Parties on TSM compliance issues; (0) Oversee the Subregional Transportation Migration Program (STMP) ; and nGtJ (P) Manage the Richmond Intermodal Station project; r ALA%roe and (Q) Gather information necessary to carry out the foregoing purposes. DEFINITIONS Certain words as used in this agreement shall be defined as follows: (A) "Agency" shall mean each City and transit district and the County which is a signatory to this agreement . (B) "Board" shall mean the board constituted herein pursuant to this agreement to administer and execute this agreement. (C) "Congestion Management Program" shall mean the State mandated program which establishes performance standards and requirements for the transportation system, creates a process to analyze the impact of land use changes on regional transportation, and creates a capital improvement program to maintain the regional transportation system. (D) "Countywide Comprehensive Transportation Plan (CCTP) '" shall mean a countywide plan required under Measure ""C." The CCTP is created from the five regional transportation planning committee action plans and is updated every two years. 3 (E) "Subregional Transportation Mitigation Program" or "STMP" shall refer to the program under which developer YtiPr fees are imposed on properties located in the West Contra Costa County area for use in funding transportation mitigation projects. (F) "Transportation Systems Management" or "TSM" shall mean any combination of measures that are designed to provide information, assistance, and incentives to employees and residents to encourage use of alternatives to single occupant commute travel . (G) "TSM Ordinance" shall mean the Transportation Systems Management ordinance (s) adopted by West Contra Costa cities and Contra Costa County setting forth the purpose, goal, objectives, requirements, and responsibilities of the West Contra Costa Regional TSM Program. (H) "West Contra Costa Action Plan" shall mean the regional transportation plan in West County adopted December 9, 1994, required by Measure C, and intended to create a framework for member agencies to jointly and cooperatively address regional transportation issues. (I) "West Contra Costa Regional TSM Program" shall mean a Transportation Systems Management Program managed by the WCCTAC staff on behalf of the member cities with the purpose of reducing vehicle trips and increasing ridesharing and transit usage. (J) "West Contra Costa Transportation Advisory Committee', also referred to as IIWCCTACII shall mean the public and separate entity created by this agreement. (K) "West Contra Costa Transportation Advisory Committee- Technical Advisory Committee" also referred to as "WCCTAC-TAC" shall mean the technical advisory committee to the West Contra Costa Transportation Advisory Committee. HEADINGS All headings contained herein are for convenience or reference only and are not intended to define or limit the scope of any provision of this Agreement . 4 EEFFE Y9 DATZ This restatement and amendment of the WCCTAC Joint Exercise of Powers Agreement shall become effective upon execution by the Agencies. CRMIIO-N OF WEST -QQNTEA COSTA IZEMSP.QRMION-ADVISORY COMMITTEE WCCTAC was formally created as a "Joint Powers Agency" in 19901 pursuant to California Government Code Sections 6500 et seq. Through this agreement it is hereby confirmed that the West Contra Costa Transportation Advisory Committee (hereinafter referred to as "WCCTAC") shall exercise in the manner hereinafter set forth the powers common to each of the member Agencies until this agreement is amended or terminated. WCCTAC shall be a public entity separate from the member Agencies. No debt, liability, or obligation of the WCCTAC shall constitute a debt, liability, or obligation of any member Agency. Each Agency' s obligation hereunder is expressly limited only to the appropriation and contribution of such funds as the parties hereto may agree to and direct in accordance with this agreement . The powers of the WCCTAC shall include and be limited to the following: (A) to annually adopt a work program along with a budget setting forth all operational expenses for WCCTAC, together with an apportionment of expenses allocated to each Agency. The work program and budget of the WCCTAC shall be prepared by April 1 and shall be submitted for review to each member Agency prior to its adoption on or about July 1 . Each member Agency shall provide comments to WCCTAC staff concerning the WCCTAC work program and budget by June 1. (B) to make and enter into contracts; (C) to apply for and accept grants, advances, and contributions; (D) to employ or contract for the services of agents, consultants, engineers, attorneys, and such other persons or firms as it deems necessary to carry out the objectives of this agreement; 5 (E) to conduct studies; (F) to develop and administer the West Contra Costa Regional TSM program; (G) to periodically review transportation plans and TSM programs and ordinances, and recommend changes thereto; and (H) to incur debts, liabilities, or obligations, subject to limitations herein set forth. DARIES The boundaries of WCCTAC shall be the boundaries as shown in Appendix A which is attached hereto and incorporated herein by this reference. CVE &L QRGANIZATIQN The WCCTAC Board shall provide overall policy direction for the coordinated implementation of the West Contra Costa Action Plan and decision making for general WCCTAC operations including implementation of the West Contra Costa Regional TSM Program. The WCCTAC-TAC shall provide administrative guidance and technical review to the Board. Staff or consultants hired by WCCTAC shall report directly to the WCCTAC Program Manager with consultation by the WCCTAC-TAC. WCCTAC QRGA'f+IIWJON (A) WCCTAC Burd WCCTAC shall be governed by the WCCTAC Board which shall exercise all powers and authority on behalf of WCCTAC. The Board is empowered to establish its own procedures. The Board may do any and all things necessary to carry out the purposes of this Agreement. (z) Members (a) The Board shall consist of ten members which shall be allocated in the following manner. (i) Three members shall be appointed by the governing body of the City of Richmond; 6 (ii) The governing bodies of the cities of E1 Cerrito, Hercules, Pinole and San Pablo and the County of Contra Costa shall each appoint one member; (iii) The governing body of BART shall appoint one member; and (iv) The governing bodies of AC Transit and WestCAT shall jointly appoint one member to serve on the Board. (b) Upon execution of this agreement, the governing body of each Agency shall appoint the appropriate number of its elected officials to serve as members of the Board and an appropriate number of its elected officials to serve as alternate member(s) of the Board to serve in the absence of its regular appointees. Each member and alternate shall hold office from the first meeting of the Board after appointment until a successor is selected. Each member and alternate shall serve at the pleasure of the governing body or bodies of the appointing Agency or Agencies. If a member or alternate ceases to be an elected official of the member Agency, he or she shall then be ineligible to serve on the WCCTAC Board, and the Agency shall appoint a successor prior to the next Board meeting. Each member and alternate shall serve without compensation. (2) Qom,' c� ers The WCCTAC Board members shall select from the WCCTAC Board a Chair and Vice Chair who shall hold office for a period of one year, commencing July 1; provided however, that in the event that a member Agency removes from the Board a member serving as an officer, the Board shall appoint a member from the newly constituted Board to fill the vacant office for the remainder of that fiscal year. (a) Chir. The Chair shall preside at the meetings of the Board, call meetings to order, adjourn meetings, announce the business and the order it is to be acted upon, recognize persons entitled to the floor, put to vote all questions, moved and 7 seconded, announce result of votes, maintain the rules of order, execute documents and official actions on behalf of the Board when duly approved, and carry out other duties set forth in the by-laws . (b) Vice Chair. The Vice Chair shall serve as Chair in the absence of the regularly elected Chair. (c) Secretary. WCCTAC shall employ or contract for the services of a Secretary who shall prepare, distribute, and maintain minutes of meetings of the WCCTAC Board, the WCCTAC-TAC and any committees of the WCCTAC. The Secretary shall also maintain the official records of the WCCTAC and shall file notices as required by Paragraph 18 of this Agreement . (d) Treasurer. WCCTAC shall employ or contract for the services of a Treasurer who shall : (i) Report to the WCCTAC Program Manager; (ii) Receive and provide for the receipt of all funds of the WCCTAC and place them in the treasury to the credit and for the account of the WCCTAC; (iii) Be responsible, upon an official bond, for the safekeeping and disbursement of all funds of the WCCTAC; (iv) Pay, when due, out of funds of the WCCTAC, all sums payable on outstanding Revenue Bonds and other indebtedness of the WCCTAC; (v) Pay any other sum duly authorized for payment from funds of the WCCTAC; - (vi) Verify and report, in writing, on the first day of July, October, January, and April of each year to the Board and each Member, as of the end of the preceding month, the 8 amount of funds held for the Authority, the amount of receipts since the last report and the amount paid out since the last report, and (vii) Invest WCCTAC' s funds in the manner provided by law and collect interest thereon for the account of the WCCTAC. (c) Note (i) A.' hgrized Voting Members Each member or designated alternate shall be authorized to vote. (ii) WWC CTAC Badness For purposes of decisions related to the regular business of the WCCTAC, including policy decisions, preparation of budgets and expenditures of funds, the City of Richmond shall have three votes; the cities of El Cerrito, Hercules, Pinole and San Pablo and the County of Contra Costa shall have one vote apiece, BART shall have one vote and AC Transit and WestCAT shall jointly have one vote. A majority vote of six shall be required for the adoption of any course of action related to the regular business of the WCCTAC. A l2oinjme t gfpresentatj�o the Contra Costa Tran sortation AAuthority Decisions related to determining WCCTAC appointments to the Contra Costa Transportation Authority shall be made only by the participating City and County jurisdictions. In these cases, participating cities and the County shall each have one vote. A majority vote of four shall be required for any WCCTAC decision 9 related to appointment of representatives to the Contra Costa Transportation Authority. (d } Meetings of Board W Reg1' r Meet i nas The Board shall meet at least ten times per year. The date, hour and place at which each such regular meeting held shall be determined by a majority vote by the Board. (ii) Special MCetings Special meetings of the Board may be called in accordance with the provisions of Section 54956 of the California Government Code. (iii) Notice—of Mee i_ g All meetings of the Board shall be held subject to the provisions of the Ralph M. Brown Act, being California Government Code Sections 54956, et seq. , and other applicable laws of the State of California requiring notice of meetings of public bodies to be given. (iv) Minutes The Board shall cause minutes of all meetings to be kept and shall, as soon as possible after each meeting, cause a copy of the minutes to be forwarded to each member of the Board and to each Agency. (v) QuoJU A majority of the members of the Board shall constitute a quorum for the transaction of business. 10 {e} By vis The Board shall adopt from time to time such bylaws, rules or regulations for the conduct of its affairs as may be required. {B} WCCTAC S= The WCCTAC shall have a staff consisting of a Program Manager who shall serve as primary staff person, a Transportation Project Specialist and clerical support . In addition, independent consultants may be engaged on a continuing or short-term basis, as needed. The Urogram Manager shall report to the WCCTAC Chair. {2} Additignal Staff Additional staff may be added with Board approval within the constraints of the then current fiscal year budget . {C} WCC" Q-TM ORQMIZATION The WCCTAC shall have a technical advisory committee which shall be known as the WCCTAC-TAC and which shall be composed of the City Managers of the participating cities or said City Managers' designees; the District Managers of the participating transit authorities or said District Managers' designees; and the County Administrator for Contra Costa County or said County Administrator' s designee. The WCCTAC-TAC shall be chaired by the WCCTAC Urogram Manager. {2} Duties The WCCTAC-TAC shall study and discuss issues pertaining to WCCTAC and shall make recommendations to the WCCTAC concerning those issues. However, the role of the WCCTAC-TAC in making recommendations to the WCCTAC shall not be deemed to preclude the WCCTAC from considering recommendations from other bodies and concerned individuals. 11 (3) Officers The WCCTAC-TAC shall be chaired by the WCCTAC Program Manager. 10 . SUPPORT SERVICES Each of the Agencies shall strive to provide the necessary support to the Board as may be necessary for the Board to fulfill its duties . 11 . RESTRICTIONS UPON EXERCISE OF POWER OF BOARD This agreement is entered into under the provisions of Title 1, Division 7, Chapter 5, Article I, Section 6500, et seq. , of the California Government Code, concerning joint powers agreements. The powers to be exercised hereunder shall be subject to the restrictions upon the manner of exercising the power of the City of San Pablo. 12 . FUNDS AUDIT AND ACCOUNTING SERVICES Pursuant to the requirements of Section 6505 . 5 of the Government Code, the Finance Division Manager of the City of San Pablo is designated to be the depositary and to have custody of all WCCTAC funds from whatever source, and to perform the following functions, unless the WCCTAC Board determines otherwise. Fiscal responsibilities shall include the following: (A) Receive and receipt for all money for WCCTAC for the credit of the Board; (B) Be responsible upon official bond for the safekeeping and disbursement of all Board money so held; (C) Pay any sums due from the Board from Board money, or any portion thereof, only upon warrants of the WCCTAC Program Manager. There shall be a limit of $10, 000 on the amount of warrants which can be issued without Board approval . (D) The Finance Division Manager of the City of San Pablo shall be considered the Treasurer of WCCTAC funds unless otherwise determined by the WCCTAC Board. The Treasurer of WCCTAC funds shall have custody of all WCCTAC funds and shall verify and report in writing on the first day of October, January, and April of each 12 year; and within ninety (90) days after the close of the fiscal year ended June 30th, to the Board and to the participating Agencies to this agreement, the amount of money the Treasurer holds for the Board, the amount of receipts, and the amount paid out since the last report to the Board. The audit of funds shall be conducted annually in compliance with Section 6505 of the Government Code by an independent certified public accountant qualified to perform on behalf of the joint power authorities. There shall be strict accountability of all funds and reporting to the Board of all receipts and disbursements. In each case the minimum requirements of the audit shall be those prescribed by the State Controller for municipalities or counties and the audit shall conform to generally accepted auditing standards. (E) The Program Manager and the Treasurer are hereby designated as the persons who have charge of and access to the property of WCCTAC. Each such person shall file with the Board an official bond in an amount to be fixed by the Board. The costs of the bonds shall be paid by WCCTAC. 13 . OBLIGATIONS IONS OF THE AgENCIES Each Agency shall: (A) Be liable to the WCCTAC for, upon demand, its proportionate share of expenses based upon the budget adopted by the WCCTAC and member Agencies. Invoices shall be prepared by the WCCTAC Program Manager. The proportionate share of each Agency shall be determined according to the following formula: City of Richmond 30% City of E1 Cerrito 10% City of Hercules loll City of Pinole 10% City of San Pablo 10% County of Contra Costa 10% San Francisco Bay Area Rapid Transit District 10& Alameda-Contra Costa Transit District 9% WestCAT 1 13 (B) The WCCTAC shall recommend a budget to member Agencies each Fiscal Year. Based upon the formula set forth in Paragraph (A) above, during the Fiscal Years 1993 through 1996, the proportionate share of each member Agency' s annual share shall not exceed the following: City of Richmond $28, 500 City of El Cerrito 9, 500 City of Hercules 9, 500 City of Pinole 9, 500 City of San Pablo 9, 500 County of Contra Costa 9, 500 San Francisco Bay Area Rapid Transit District 9, 500 Alameda-Contra Costa Transit District 8, 550 WestCAT 950 TOTAL $95, 000 (C) Commencing on July 1, 1994 , and continuing with each July 1 thereafter, the WCCTAC shall approve a budget which reflects the annual costs and the proportionate share of required funding to be provided by each member Agency. (D) WCCTAC members shall be invoiced annually in May in advance for the next fiscal year and their share shall be payable immediately. 14 . pISROSITION OF W TKMINUION WCCTAC funds, including any interest earned on deposits, remaining upon termination of this agreement after payment of all obligations, shall be returned in proportion to the contribution made by each Agency during the term of this Agreement . Decisions of the Board shall be final in this regard. 15 . WITHDR&W& Any Agency upon sixty (60) days' written notice given to the Chair of WCCTAC may withdraw from this agreement; provided, however, that the withdrawing Agency shall be liable for its proportionate share of any expenses incurred, up to the date that notice of termination is received, which exceeds the withdrawing Agency' s contribution under Paragraph 13 ; and 14 provided further that, in no event shall a withdrawing Agency be entitled to a refund of all or any part of its contribution made under Paragraph 1.3 . 16 . TERMINATION,. (A) This agreement shall remain in effect indefinitely unless amended or terminated as provided hereunder. (B) This agreement may be terminated by the affirmative vote of the governing bodies of not less than two- thirds of all member Agencies. 17 . AMENT)MENTS This agreement may be amended by the affirmative vote of the governing bodies of not less than two-thirds of all member Agencies. 18 . NOTICES All notices to Agencies shall be deemed to have been given when mailed to the governing body of each Agency. Notices to WCCTAC shall be sent to the WCCTAC Board at: WCCTAC One Alvarado Square San Pablo, CA 94806 19 . FILINGS WITH THE SECRE A Y OF TME Within 30 days of the effective date of this agreement, the Chair of WCCTAC shall file with the office of the California Secretary of State a Notice of a Joint Powers Agreement for WCCTAC pursuant to California Government Code Sections 6508.3 and 6505.7, and a Statement of Facts - Roster of Public Agencies Filing pursuant to California Government Code Section 53051.. IN WITNESS WHEREOF, these signatures attest the parties' agreement to the provisions of this Joint Exercise of Powers Agreement. 15 Q4L1NTY OF CONTRA COSTA Executed on 1997, at , California. Attest : Chair, Board of Supervisors County Administrator Clerk of the Board of Supervisors Approved as to form: County Counsel 16 a 4 i • is • s gg WCCTAC SCOPE OF WORD FY '97- 98 A. W CIT C PRQGIUMS 1. Implement the Subregional Transportation Mitigation Program (STMP). 2. Encourage, and participate in, regional and subregional cooperative planning efforts. Attend meetings and workshops, participate on committees; report to the WCCTAC-TAC and the WCCTAC as necessary. 3. Through MTC, participate on the I-80 Corridor Study Subcommittees to plan and implement strategies contained in the study. 4. Oversee implementation of the West County Action Plan. Coordinate implementation of actions noted in the Action Plan which are the responsibility of "WCCTAC Jurisdictions." 5. Aggressively seek funds and apply for grants for transportation projects in West County. Obtain grant applications and forward information to WCCTAC jurisdictions/agencies or apply for funding on behalf of WCCTAC, as appropriate. 6. Advocate for transit service, coordination, facilities, handing, and operational improvements. .7. Encourage local jurisdiction emphasis on transit, bike, and pedestrian-friendly developments. Promote jobs-housing balance. Review development projects and General Plan Amendments related to land use and transportation and compliance with the Measure C Growth Management Program. 8. Attend Contra Costa Transportation Authority Committee and Board meetings. Inform WCCTAC-TAC and ''WCCTAC, as appropriate. 9. Oversee implementation of the Transportation Systems Management (TSM) program. Manage fiscal aspects of the program. 1 B. WCCTAC EROJECTS 1. Work with CCTA, City of Hercules, the County and other agencies and jurisdictions, to advocate for short- and long-term safety improvements and funding for Highway 4 West. Secure WCCTAC support and approval of programs and projects, as necessary. 2. Oversee the Richmond Intermodal Station project as part of the STMP. 3. Represent West County interests relative to the Carquinez Bridge retrofit/replacement project. Attend meetings; report to the TAC and WCCTAC as appropriate. 4. Support local bus transit improvements, express bus service in the I-80 Corridor, commuter rail projects, BART extensions, shuttle projects, transit centers and freight mobility projects in and through West County. Participate on committees; attend meetings and workshops. Report to the WCCTAC-TAC and WCCTAC as necessary. 5. Update the Personnel Policies and Procedures Manual. 6. Support and oversee TSM projects in the TSM work plan. 7. Work with SWAT and CCTA to complete the San Pablo Ilam Road/Camino Pablo Corridor Plan. C. GIZTZXAL 1. Administrative, personnel, program, and project management and oversight. 2. Preparation of WCCTAC-TAC and WCCTAC meeting agendas and packets; budgets; work plans; administrative procedures; contracts. 3. Provide quarterly reports on TSM, paratransit, finance, Highway 4 West, and Action Plan implementation. 2 WCCTAC OPERATIONS FY 97.95 BUDGET Salaries BUDGET Flogeboom 36.200* Brenner 4.000 Thompson 17,740 Intern -0- Benefits Hogeboom 11.200 Btenw 1.450 Thompson 7,500 Intern -0- Consulttag Fees Action Pian Update 10.000 STMP -0- STMP Impiementation 10,000 Netau Study -0- Ih 4;800 Audit 3,400 Transcription 2.500 Llabllity Ing 2,300 Public Officers Int. 3,500 Ogler 1.000 Office Supplies&Outride Copies 2.500** Talepitone 1.200 P'osttt wcopies 9.000*0 Equipment Mahe! 350 Rent 5.400 Conferences 500 Auto AUow^ance 1,800 ACT Membmhip -0- Newspaper 200 Special Dept,Exp. 2.500 Contingency 4,000 'TOTAL 143,041! *36%($27.000)charged w Merton C ta&sa Casa in TVM Program **31.000 of weal cox for coptowpona3e rad office rupplin charged to Measure C IrAkrrct Caul is MM Program RESOLUTION 97-01 WCCTAC RESOLUTION ADOPTING THE EY 197-198 WCCTAC OPERATIONS BUDGET, DUES STRUCTURE, AND ADDRESSING RELATED ISSUES WHEREAS, the West Contra Costa Transportation Advisory Committee (WCCTAC), through a "Joint Exercise of Powers Agreement," is the West Contra Costa Regional Transportation Planning Committee. WCCTAC's members include the cities of E1 Cerrito, Hercules, Pinole, Richmond, and San Pablo; and the agencies AC Transit and BART; and Contra Costa County. The WCCTAC is charged with assessing the transportation needs and coordinating the actions of its members with regard to transportation issues; and 'VV EREAS, the member agencies have contributed $95,000 in dues annually to WCCTAC operations since WCCTAC's inception in 1991; and WHEREAS, Resolution 96-01 passed in April 1995 stated "although the dues will not increase for FY '96- 97, WCCTAC will have no working capital rennammg at the end of the fiscal year and it is anticipated that the dues will be recommended for an increase in FY '97-'98;" and: WTIEREAS, the WCCTAC operations budget for FY '97298 is $143,040 with $5,000 in anticipated revenue for administrative oversight from the regional developer fees; and VVftEREAS, the WCCTAC dues will be increased to match the budget less anticipated revenues ($138,040) as follows: City of Richmond (30%) $41,412 City of El Cerrito (10%) 13,804 City of Hercules (10%) 13,804 City of Pinole (10%) 13,804 City of San Pablo (10%) 13,804 County of Contra Costa (10-96) 13,804 BART (10%) 13,804 AC Transit (09%) 12,424 WestCAT (01%) 1,380 Wf'lEREAS, the WCCTAC operations budget for FY '97298 represents an 18% reduction over the FY '96297; and WHEREAS, staff has prepared a staff report dated March 5, 1997 (as requested by the Board) outlining the background, budget, and dues issues. The information has been presented at all requested Council/Board meetings; and WB EREAS, the budget for the Transportation Demand Management program (TDM) is fully funded by AB 434 (Air District Transportation Fund for Clean Air) and Measure C dollars and is completely separate from the WCCTAC Operations budget, except for a percentage of staff salary and benefits; and WHEREAS, the FY '97i-'98 budget includes a 5% merit increase in salary for all staff members. WHEREAS, any funds not expended in FY '97298 will be "rolled over" to FY '98299; and NOW, THEREFORE, BE IT RESOLVED, that the WCCTAC approves the budget for FY '97-'98, the dues structure, and the dues payment deadline of July 1, 1997 for all participating agencies. The foregoing Resolution was adopted by the WCCTAC at the regular meeting on April 25., 1997. Approved: . Irma L. Anderson, WCCTAC Chair EXHIBIT F MASTER_COOLMEATLU AGREEMENT BETWEEN CONTRA COSTA TRANSPORTATION AUTHORITY THE CITIES OF EL CERRITO, HERC_'17 ES. PINOLE, RICHMOND, AND SAN PAIRLO THE COUNTY OF CONTRA COSTA AND THE - COSTA WEST CONTRA COSTA TRANSPORTATION ADVISORY COMMITTEE This AGREEMENT is made and entered into as of this day of , 1997, by and between the Contra Costa Transportation Authority (OCTA), a regional transportation authority organized under the provisions of California Public Utilities Code Sections 18000 CLAM,, hereinafter referred to as AUTHORITY; the cities of El Cerrito, Hercules, Pinole, Richmond, San Pablo, and the County of Contra Costa, collectively referred to herein as SPONSORS; and the West Contra Costa Transportation Advisory Committee, a joint exercise of powers agency organized pursuant to a Joint Exercise of Powers Agreement among the cities of El Cerrito, Hercules, Pinole, Richmond, and San Pablo; the County of Contra Costa; and the transit agencies AC Transit, BART, and WestCAT, hereinafter referred to as WCCTAC. RECITALS WHEREAS, AUTHORITY, SPONSORS and WCCTAC, pursuant to the Contra Costa Transportation Improvement and Growth Management Expenditure Plan and Ordinance (referred to herein as "Measure C") program adopted and approved by the voters in 1988, hereby desire to enter into a Cooperative AGREEMENT for transportation improvements in Contra Costa County specifically as a result of developer fees collected under the West County Subregional Transportation Mitigation Program (STMP); and WHEREAS, the SPONSORS have each, individually, by local ordinance, enacted the West County Subregional Transportation Mitigation Program, which levies a fee on new development to mitigate the impacts of new trips generated by that development; and WHEREAS, fees from the STMP will partially fund three transportation projects: 1. Highway.4-West 2. EI C�plaza BART Station Parkine Strucwre 3. Richmmd Intermodal Station Facilities Enhancement Program and 1 WHEREAS, the nexus findings, in conformance with Government Code §66000 et sea., can be found in the "Nexus Analysis Report" which is on file with the SPONSOR's Clerk, at the AUTHORITY office, and at the WCCTAC office; and WHEREAS, the AUTHORITY has been designated as the oversight agency for the Measure C programs and projects; and WHEREAS, this Cooperative AGREEMENT outlines the roles and responsibilities relative to the administrative and fiscal management of the STMP projects; and NOW, THEREFORE, in consideration of the foregoing, AUTHORITY, SPONSORS, and WCCTAC do hereby agree as follows: A. PURPOSE The purpose of this Cooperative AGREEMENT is to formalize the institutional arrangements for the collection, and oversight of the expenditure, of STMP fees. B. FEES 1. Imposition of the Fees. The following STMP fees are payable to the SPONSORS at the time of issuance of a building permit: UNIT TYPE .F C Single family residential. $700/dwelling unit Individual units and duet homes with one shared wall, and residential condominiums. Multi-family residential. $560/dwelling unit Commercial, office, industrial, retail $.20 per square foot of gross floor area Other non-residential uses not $150 per trip generated, identified above as calculated by a traffic study approved by the SPONSOR with methodology approved by WCCTAC 2 2. Transfer of the Fees. No more than thirty (30) days following the close of each calendar quarter, all fee revenue will be transferred from the SPONSORS to AUTHORITY, with a brief Quarterly Report which describes the revenue and any fee reductions granted by the SPONSOR. AUTHORITY will deposit the funds into an interest-bearing account for the STMP revenues to be used solely for the purposes described herein. The revenues, including any accrued interest from the account, will be disbursed for the three projects identified in C.1. below. 3. Oversight of the Projects AUTHORITY is responsible for oversight of two Measure C projects: Highway 4 West and the El Cerrito Plaza BART Station Parking Structure ("AUTHORITY projects"). WCCTAC will oversee the Richmond Intermodal Station project through an amendment to the existing WCCTAC Joint Exercise of Powers Agreement. 4. A total of ten and one-half percent (101h%) of the fees raised will be transferred to WCCTAC -- nine percent (9%) of fees raised for the Richmond Intermodal Station project and one and one-half percent (11/2%) of fees raised for administrative oversight. 5. AUTHORITY will provide quarterly reports to SPONSORS regarding the fees collected and disbursed for the project(s), interest earned, and fees disbursed for project oversight, legal fees, or other costs. Accrued interest on funds for the STMP projects shall be deemed available for any lawful purpose under this AGREEMENT. 6. Pursuant to Government Code Section 66006(b)(1), within 180 days after the end of the fiscal year (June 30), AUTHORITY shall make information available to the public and to SPONSORS regarding the Highway 4 West and the El Cerrito Plaza BART Station Parking Structure projects and WCCTAC shall make information available to the public and to SPONSORS regarding the Richmond Intermodal Station project. In turn, pursuant to Government Code Section 66006(b)(2), SPONSORS shall review the information at the next regularly scheduled public meeting not less than 15 days after this information is made available to the public. 7. Pursuant to Government Code Section 66001(d), after the fifth fiscal year (and every subsequent fifth fiscal year) following the first deposit of STMP revenues, AUTHORITY shall make findings regarding the Highway 4 West and the El Cerrito Plaza BART Station Parking Structure project costs and 3 WCCTAC shall make findings regarding the Richmond Intermodal Station project costs. 8. Effective July 1, 1998 and on each subsequent anniversary date of such date, the SPONSORS shall increase the amount of each of the developer fees set forth in Section B above over the amounts in effect for the next preceding calendar year, by the amount of the increase in the Engineering News-Record Construction Cost Index for the San Francisco Bay Area for the period ending June 30 of the preceding fiscal year over the year-earlier amount. The increase shall be an automatic increase which shall occur irrespective of being accompanied by a subsequent authorizing resolution or ordinance amendment. 9. No development shall be exempt from the fee; provided, that any development which, as of the effective date of this Ordinance, (i) has perfected an exemption pursuant to the vested tentative map law or (ii) has entered into a development agreement with a SPONSOR which expressly excludes assessment of additional fees, shall not be subject to the fees required to be imposed hereby. 10. A developer may receive credit against fees for the dedication of land for right-of-way and/or construction of improvements for specific STMP projects, where such right-of-way or construction is beyond that which would otherwise be required for approval of the proposed development. The calculation of the amount of credit against fees for STMT' dedications or improvements shall be based on a determination by SPONSOR that such credits are in fact exclusive of the dedications, setbacks, improvements, and/or traffic mitigation measures which are required by local ordinance, standards, or other practice. In addition, the credit shall be calculated based upon the actual cost of construction of improvements or, in the case of land dedication, on an independent appraisal approved by the SPONSOR. 11. Fees may by updated and adjusted, if needed, not less frequently than every five years, in order to take into account changes in cost estimates for the projects, development rates within the region, project priorities, and other funding commitments. WCCTAC shall prepare, circulate, and approve (by unanimous vote of its members), a project update, providing a status report as to projects and plan development and projected revenues and expenditures which includes cash flows and project estimates for twenty (20) year period from the date of the project update. To the extent that fees are updated, such update shall be included in a project update. Upon approval by WCCTAC as provided above, the fee adjustment shall be submitted for approval by the local jurisdictions by an ordinance adopted by the governing bodies of each of the local jurisdictions which is a party to this AGREEMENT. 4 C. LIST OF PROJECTS 1. Highway 4 'West. Construct safety improvements, upgrades, and widening between Interstate 80 and Cummings Skyway, consistent with progress towards full implementation of the Measure C project. a. Fees collected by the County shall only be used for the Highway 4 West Project. 2. El Cerrito Plaza BART Station Parking Structure. Acquisition of 2.7 acres of the El Cerrito Plaza Shopping Center and enhancements to the parking structure to create direct pedestrian connections to both the Plaza BART Station platform and intermodal area. 3. Richmond Intermodal Station Facilities Enhancement Proum, Construct improvements and enhance access to the Richmond Intermodal Station which will increase utilization of all transportation modes including BART, Amtrak, Capitol Corridor trains, bus transit, bicycling, and pedestrian. D. HIGHWAY 4 WEST CORRIDOR PRESERVATION The City of Hercules and Contra Costa County shall enact plans, policies, and procedures that acknowledge the right-of-way boundaries for the proposed Route 4 freeway alignment, as established by the AUTHORITY in cooperation with Caltrans, and the City of Hercules and Contra Costa County shall make every effort feasible, within the constraints of the law, to preserve and protect that right-of-way. E. FUNDING COMMITMENTS AND ELIGIBLE COSTS 1. Fee revenues shall be available for all necessary project costs through completion of construction. Costs include, but are not limited to, environmental clearance, conceptual engineering, traffic studies, design, right of way acquisition, utility relocation, litigation and settlement costs, and costs of construction. Funding amounts are in 1995 dollars and actual funding commitments will depend upon regional fee revenues. 5 Prosect Regional Fee Commitnie Total Est. Cost (as of 1995) Highway 4 West $4,029,000 $48,000,000 El Cerrito Plaza BART Parking Structure $ 459,000 $ 6,000,000 Richmond Intermodal Station Improvements $ 459,000 $ 7,000,000 2. AUTHORITY may advance funds for AUTHORITY projects. Any funds advanced by the AUTHORITY will be reimbursed from the revenues collected. F. IMPLEMENTATION SCHEDULE Subject to environmental clearance, right of way acquisition and dedication, utility relocation, and other factors (the timing of which may be beyond the control of AUTHORITY, SPONSORS, or WCCTAC), and subject to the availability of regional fee and other funding sources as may be required, the following implementation guidelines shall apply to project development: 1. The Highway 4 West improvements funded by STMP revenues, shall be disbursed to match other Measure C, local, state, and federal funds to promote timely implementation of the improvements. It is the parties' intent that the Highway 4 West project be given construction priority from funds available through the STMP and that seventy-nine percent (79%) of the STMP funds collected will be used for the Highway 4 West project. 2. Funding for the El Cerrito Plaza BART Parking Structure improvements and the Richmond Intermodal Station improvements will be determined at a later date, subject to scheduled need. Eighteen percent (18%) of the STMP funds collected will be distributed equally to these two transit projects. G. ADMINISTRATIVE OVERSIGHT COSTS AND REIMBURSEMENT 1. AUTHORITY may use up to one and one-half percent (1 lh%) of the STMP funds collected for the cost of administering the fee program for AUTHORITY'S oversight of the Highway 4 West Project and the El Cerrito Plaza BART Station Parking Structure projects. 6 2. WCCTAC may use up to one and one-half percent (11/2%) of the STMP funds collected for WCCTAC's oversight of the Richmond Intermodal Station project. H. TERM The term of this AGREEMENT shall commence on , 1997, and shall terminate on December 31, 2010. I. TERMINATION 1. This AGREEMENT will remain in effect until terminated in accordance with the provisions of the AGREEMENT. However, in no event shall the parties to this AGREEMENT terminate this AGREEMENT if such a termination would conflict with or violate the terms or conditions of any Revenue Bonds. 2. This AGREEMENT will remain in effect until terminated by agreement of all parties to this AGREEMENT. J. INDEMNIFICATION 1. AUTHORITY shall defend, indemnify, save and hold harmless WCCTAC; the cities of El Cerrito, Hercules, Pinole, Richmond and San Pablo; and the County of Contra Costa; their officers, agents and employees from any and all claims, costs and liability arising out of or in connection with any operations performed under this AGREEMENT by AUTHORITY, except for liability arising out of the negligence of WCCTAC, El Cerrito, Hercules, Pinole, Richmond, San Pablo, Contra Costa County, or their officers, agents or employees. 2. WCCTAC shall defend, indemnify, save and hold harmless AUTHORITY; the cities of El Cerrito, Hercules, Pinole, Richmond and San Pablo; and the County of Contra Costa; their officers, agents and employees from any and all claims, costs and liability arising out of or in connection with any operations performed under this AGREEMENT by WCCTAC, except for liability arising out of the negligence of AUTHORITY, El Cerrito, Hercules, Pinole, Richmond, San Pablo, Contra Costa County, or their officers, agents or employees. 3. El Cerrito shall defend, indemnify, save and hold harmless AUTHORITY; WCCTAC; the Cities of Hercules, Pinole, Richmond and San Pablo; and the County of Contra Costa; their officers, agents or employees from any and all claims, costs and liability arising out of or in connection with any operations 7 performed under this AGREEMENT by El Cerrito, except for liability arising out of the negligence of AUTHORITY, WCCTAC, Hercules, Pinole, Richmond, San Pablo, Contra Costa County, or their officers, agents or employees. 4. Hercules shall defend, indemnify, save and hold harmless AUTHORITY, WCCTAC; the cities of El Cerrito, Pinole, Richmond and San Pablo; and the County of Contra Costa; their officers, agents or employees from any and all claims, costs and liability arising out of or in connection with any operations performed under this AGREEMENT by Hercules, except for liability arising out of the negligence of AUTHORITY, WCCTAC, El Cerrito, Pinole, Richmond, San Pablo, Contra Costa County, or their officers, agents or employees. 5. Pinole shall defend, indemnify, save and hold harmless AUTHORITY; WCCTAC; the cities of El Cerrito, Hercules, Richmond and San Pablo; and the County of Contra Costa; their officers, agents or employees from any and all claims, costs and liability arising out of or in connection with any operations performed under this AGREEMENT by Pinole, except for liability arising out of the negligence of AUTHORITY, WCCTAC, El Cerrito, Hercules, Richmond, San Pablo, Contra Costa County, or their officers, agents or employees. 6. Richmond shall defend, indemnify, save and hold harmless AUTHORITY; WCCTAC; the cities of El Cerrito, Hercules, Pinole and San Pablo; and the County of Contra Costa; their officers, agents or employees from any and all claims, costs and liability arising out of or in connection with any operations performed under this AGREEMENT by Richmond, except for liability arising out of the negligence of AUTHORI'T'Y, WCCTAC, El Cerrito, Hercules, Pinole, San Pablo, Contra Costa County, or their officers, agents or employees. 7. San Pablo shall defend, indemnify, save and hold harmless AUTHORITY; WCCTAC, the cities of El Cerrito, Hercules, Pinole and Richmond; and the County of Contra Costa; their officers, agents or employees from any and all claims, costs and liability arising out of or in connection with any operations performed under this AGREEMENT by San Pablo, except for liability arising out of the negligence of AUTHORITY, WCCTAC, El Cerrito, Hercules, Pinole, Richmond, Contra Costa County, or their officers, agents or employees. 8. Contra Costa County shall defend, indemnify, save and hold harmless AUTHORITY; WCCTAC; the cities of El Cerrito, Hercules, Pinole, Richmond, and San Pablo; their officers, agents or employees from any and all 8 i claims, costs and liability arising out of or in connection with any operations performed under this AGREEMENT by Contra Costa County, except for liability arising out of the negligence of AUTHORITY, WCCTAC, El Cerrito, Hercules, Pinole, Richmond, San Pablo, or their officers, agents or employees. 9. Any costs of defense and any liability incurred in connection with implementation of the regional fee program shall be jointly borne by the SPONSORS. WCCTAC agrees to the fullest extent legally permitted to defend, indemnify and hold harmless the parties to this AGREEMENT from any liability, loss, costs, and claims related to the adoption or implementation of the STMP. STMP fee revenues and any other STMP revenues transferred to the AUTHORITY and/or WCCTAC by the SPONSORS may be used for this purpose. WCCTAC will provide legal representation to any SPONSOR which is required to file a lawsuit to collect a fee, where the defense of such lawsuit raises the issue of the constitutionality of the fee. K. PRIMACY OF THE DOCUMENTS If a dispute arises, the terms of this AGREEMENT shall take precedence over the Joint Exercise of Powers Agreement ("JEPA") and/or the Ordinance Establishing the West Contra Costa Subregional Transportation Mitigation Program ("Ordinance"). L. ARBITRATION 1. All disputes that arise in connection with the interpretation or performance of the AGREEMENT shall be resolved on an equitable basis by a single arbitrator under the commercial arbitration rules of the American Arbitration Association. 2. The arbitrator's decision shall be final and binding on the AUTHORITY, SPONSORS, and/or WCCTAC involved or affected by the dispute. 3. AUTHORITY, SPONSORS, and/or WCCTAC that is party to the dispute may enforce any award, order, or judgment of the arbitrator in any court of competent jurisdiction. M. NOTICES Any notices which may be required under this AGREEMENT shall be in writing, shall be effective when received, and shall be given by personal service, by certified or registered mail, or by U.S. mail, to the City Managers of the cities of El Cerrito, Hercules, Pinole, Richmond, and San Pablo; to the Board Clerk for the County of 9 Contra Costa; and to the individuals and addresses set forth below, or to such other addresses which may be specified in writing to the parties hereto. Lisa Hogeboom Program Manager WCCTAC One Alvarado Square San Pablo, CA 94806 Robert K. McCleary Executive Director Contra Costa Transportation Authority 1340 Treat Boulevard, #150 Walnut Creek, CA 94596 N. ADDITIONAL ACTS AND DOCUMENTS Each party agrees to do all such things and take all such actions, and to make, execute and deliver such other documents and instruments, as shall be reasonably requested to carry out the provisions, intent, and purpose of the AGREEMENT. O. INTEGRATION Except with respect to matters provided for in the JEPA and/or the Ordinance and subject to the primacy of this AGREEMENT as provided in Paragraph K hereto, this AGREEMENT represents the entire AGREEMENT of the parties with respect to the subject matter hereof. No representations, warranties, inducements, or oral agreements have been made by any of the parties except as expressly set forth herein, or in other contemporaneous written agreements. P. AMENDMENT This AGREEMENT may not be changed, modified, or rescinded except in writing, signed by all parties hereto, and any attempt at oral modification of this AGREEMENT shall be void and of no effect. Q. INDEPENDENT AGENCIES 1. AUTHORITY renders its services under this AGREEMENT as an independent agency. 2. None of the AUTHORITY's agents or employees shall be agents or employees of the SPONSORS or WCCTAC. 10 3. None of the SPONSOR's agents or employees shall be agents or employees of the AUTHORITY. 4. None of WCCTAC's agents or employees shall be agents or employees of AUTHORITY. R. ASSIGNMENT The AGREEMENT, and the rights, duties, and obligations of a party hereunder, may not be assigned, transferred, hypothecated, or pledged by any parry without the express written consent of the other parties. S. BINDING ON SUCCESSORS, ETC. This AGREEMENT shall be binding upon the successor(s), assignee(s), or transferee(s) of the AUTHORITY, the SPONSOR, or WCCTAC as the case may be. This provision shall not be construed as an authorization to assign, transfer, hypothecate, or pledge this AGREEMENT other than as provided above. T. SEVERABILITY Should any part of this AGREEMENT be determined to be unenforceable, invalid, or beyond the authority of any party to enter into or carry out, such determination shall not affect the validity of the remainder of this AGREEMENT which shall continue in full force and effect; provided that, the remainder of this AGREEMENT can, absent the excised portion, be reasonably interpreted to give effect to the intentions of the parties. IN WITNESS WHEREOF, the parties have caused this AGREEMENT to be duly executed and attested by their respective officers, duly authorized so to act, as of the date set forth in the first paragraph of this AGREEMENT. 11 Contra Costa Transportation Authority City of El Cerrito Chair Mayor ATTEST: Executive Director APPROVED AS TO LEGAL FORM: City Clerk APPROVED AS TO FORM: Legal Counsel City Attorney City of Hercules City of Richmond Mayor Mayor ATTEST: ATTEST: City Clerk City Clerk APPROVED AS TO FORM: APPROVED AS TO FORM: City Attorney City Attorney 12 City of Pinole City of San Pablo Mayor Mayor ATTEST: ATTEST: City Clerk City Clerk APPROVED AS TO FORM: APPROVED AS TO FORM: City Attorney City Attomey County of Contra Costa West Contra Costa Transportation Advisory Committee Chair, Board of Supervisors Chair ATTEST: ATTEST: Board Clerk Secretary APPROVED AS TO LEGAL FORM: APPROVED AS TO LEGAL FORM: County Counsel Legal Counsel 13 EXHIBIT F Memoranda from County Counsel to Community Development re: West Contra Costa Subregional Transportation Mitigation Fee Program, dated 3/24/97 and 5/20/97 COUNTY COUNSEL'S OFFICE CONTRA COSTA COUNTY MARTR4E7,,CALIFORNIA oat`: May 20, 1997 To: Harvey E. Bragdon, Director of Community Development Attn: Patrick Roche, Transportation Planning From: Victor J. Westman, County Counsel By: David F. Schmidt, Deputy County Counsel W4 Re: West Contra Costa Transportation Advisory Committee ("WCCTAC") Proposed Subregional Transportation Mitigation Fee Program ("STMP") In connection with the meeting held in Richmond on May 5, 1997, we reviewed the 4-18-97 version of the Master Cooperative Agreement ("Coop Agreement") and the Ordinance, together with the comments and requested changes submitted by the Contra Costa Transportation Authority ("CCTA") , City of Hercules, and Pinole Point Properties, Inc. We discussed the following points with you and presented them at the meeting: 1. The deletion of the word "sole" from Section J (formerly Section I) of the Coop Agreement, as requested by OCTA, would weaken the protection to the County. At a minimum, the revised language would result in the County being responsible for costs of defense and indemnification in proportion to the amount of the County's own negligence. In addition, the revised language could result in another party (e.g. , CCTA) refusing to defend the County in cases where a claim is caused, or is alleged to have been caused, in part by the County's negligence. While the concept of each party being responsible for defense and indemnification according to the amount of the party's own negligence seems fair in theory, it may not work that way in practice. As indicated above, other parties could refuse a request for defense and indemnification from the County, thereby forcing the County to incur considerable expense for defense and/or settlement of a lawsuit. Such a burden on the County would be especially unfair if the project that generates a lawsuit is one in which the County is not actively involved or has a minimal interest. Of course, it would be better for the County if CCTA, as a condition of receiving the funding from the subregional fees, would agree to defend and indemnify the County and the other parties against all claims. Such language is often included in funding agreements. However, judging from CCTA's comments at the May 5 meeting, it is doubtful that they would agree to such language. Another alternative Memo to Patrick Hoche May 20, 1997 would be to replace the word "sole" with "active" and to insert language clarifying that defense must still be provided even where a party requesting defense was, or is alleged to have been, partly negligent. The following language could be proposed: "The obligations under this section shall exist regardless of concurrent negligence or willful misconduct on the part of any indemnitee, provided, however, that the obligation to indemnify shall be limited to the proportion of negligence or willful misconduct attributable to the indemnitor. " The issue of indemnification was previously commented on in our 3- 27-97 memo. Ultimately, this issue is one of policy (i.e. , how much potential risk and expense the County is willing to accept as a condition of participating in the proposed fee program. 2. Under Section J.9 (formerly Section 1.9) of the Coop Agreement, all WCCTAC members ("Sponsors") would be required to share the defense and liability expenses incurred by WCCTAC in connection with any litigation filed against the fee ordinances or implementation of the STMP. This requirement seems unfair, and we recommend that this section be deleted. If the language remains, it could potentially result in expense to the County, even though the County has no control over the actions of other WCCTAC members in adopting ordinances and implementing the STMP. 3 . Under Section K (formerly Section J) of the Coop Agreement, the Coop Agreement would take priority over the WCCTAC Joint Exercise of Powers Agreement (""JEPA"") and/or the fee ordinances adopted by the WCCTAC members. We do not understand why this language is required or desirable, and we recommend that it be deleted. If the language remains, the Coop Agreement should contain language restricting use of County-collected fees to the Highway 4 West Project. In addition, you should carefully scrutinize the Coop Agreement to verify that it clearly sets forth all material understandings relating to the STMP. 4. Section L (formerly Section K) would require that any disputes relating to the Coop Agreement be submitted to binding arbitration under the rules of the American Arbitration Association. We do not understand why this is required or desirable, and we recommend that this section be deleted. We are not aware of any similar agreement with other public entities which has included a binding arbitration requirement for resolution of potential disputes. Moreover, such arbitration can be expensive and can lead to unfair results with no recourse to a party aggrieved by an improper decision. 5. Section B.8 of the Coop Agreement implies that each WCCTAC member would have to take yearly action to adjust the subregional fee. -2- Memo to Patrick Roche May 20, 1997 To clarify that an automatic annual cost escalator would also be acceptable, we would recommend that language to that effect be added to this section. 6. Section O (formerly Section N) contains an integration clause, which provides that all understandings of the parties are set forth in the Coop Agreement. Given the existence of other relevant documents (e.g. , WCCTAC JEPA, fee ordinances, etc. ) , we question why this clause is desirable, and we recommend that it be deleted. At the very least, this clause should provide an exception for the other documents relating to WCCTAC and the STMP. 7. Section IV.F of the Ordinance contains a fee exemption for "projects which, as of the effective date of this Ordinance, already had a tentative and/or final approved subdivision map. " This exemption does not appear to comply with Government Code Sections 66498.1 and 66474.2, which generally provide an exemption for all vesting tentative map applications that are deemed complete as of the date of adoption of the fee ordinance. Subsequent to the May 5 meeting, we received a revised set of the Coop Agreement and Ordinance (5-16-97 version) . You have asked us to review and comment on these revised documents. Our comments follow: 1. Items ,#1, 2, and 4 above have not been addressed. 2 . Item 13 above has been addressed by the insertion of the following language in Section C. 1 of the Coop Agreement: "Fees collected by the County shall only be used for the Highway 4 West Project. " 3. Item #5 above has been addressed by the insertion of the following language in Section B.8 of the Coop Agreement: "The increase shall be an automatic increase which shall occur irrespective of being accompanied by a subsequent authorizing resolution or ordinance amendment. " With the new language, Section B.8 now provides that an automatic annual cost escalator is mandatory. While this is probably adequate, we would prefer the following language: "Nothing in this section shall be construed to require that a SPONSOR conduct an annual public hearing. To comply with this section, a SPONSOR may include in its ordinance imposing the STMP fees an automatic annual cost escalator." -3- Memo to Patrick Roche May 20, 1997 4. Item 06 above has been addressed by the insertion of the following language in Section O of the Coop Agreement: "Except with respect to matters provided for in the JEPA and/or the Ordinance and subject to the primacy of this AGREEMENT as provided in Paragraph K hereto, . . . '" 5. Item 07 above has been addressed by the following revision of Section IV.B of the Ordinance: "No development shall be exempt from the fee; provided, that any development which, as of the effective date of this Ordinance, (i) has perfected an exemption pursuant to the vested tentative map law or (ii) has entered into a development agreement with a SPONSOR which expressly excludes assessment of additional fees, shall not be subject to the fees required to be imposed hereby. " To match the terminology used in Subdivision Map Act, the word "vested" should be changed to "vesting. " DC'S/ Attachments -4- t COUNTY COUNSELS OFFICE CONTRA COM COUNTY MARTENE7,CALIFORNIA Datta: March 24, 1997 To: Harvey E. Bragdon, Director of Community Development Attn: Pat Roche, Transportation Planning From: Victor J. Westman, County Counsel By: David F. Schmidt, Deputy County Counsel Re: Documents for the West Contra Costa Subregional Transportation Impact Fee Mitigation Program As requested in your 2-28-97 memo, we have reviewed the draft ordinance, draft Master Cooperative Agreement and the proposed amendments to the WCCTAC Joint Exercise of Powers Agreement. Our comments follow: 1. The ordinance submitted with your memo does not follow the format and does not cite the legal authorities normally used by the County for road fee areas (areas of benefit; see County Ordinance Code Division 913) . In place of that ordinance, we have drafted a proposed ordinance for the County using the Eastern Contra Costa Sub-Regional Transportation Mitigation Fee ordinance as a model (see attached) . Please review the attached draft ordinance and contact us to discuss it (especially Sections IV, V, IX and X) . 2. As discussed with you on the telephone, the ordinance submitted with your memo contains many provisions that are not normally included in County ordinances and that do not properly belong there (see recitals and circled provisions) . Those provisions that require the parties to do certain things with respect to the STMP and fees should be inserted in the WCCTAC JEPA, either in the body of that agreement or as an exhibit. For a sample, you may wish to refer to the joint exercise of powers agreement between the County, Danville and San Ramon relating to Tassajara Valley transportation improvements. Other provisions that give background information could be inserted in the JEPA or in a resolution that the County and the other parties would adopt at the same time as the ordinance (see attached copy of resolution used for Eastern Contra Costa Sub- Regional Transportation Mitigation Fee) . Once you have had the opportunity to consider this issue further, please call us to discuss it in more detail. 3 . We have made a couple of minor changes to the Master Cooperative Agreement. However, the big issue is the adequacy of the indemnification provisions contained in Section I of the agreement. Memo to Patrick Roche March 24, 1997 As we explained to you on the telephone, although the indemnification provisions appear to be reciprocal, they may not prove to be adequate to protect the County in a situation where a claim or loss is allegedly caused by the concurrent negligence of the County and one or more other parties to the agreement. For example, if design plans are reviewed by the County and another party and a claim later results, the other party or the Authority could potentially refuse to defend the County, arguing that the County has an obligation under Section 1.8 to defend and indemnify in all cases where the County is concurrently negligent. One way to resolve this potential problem would be to delete Section 1.8. However, it is doubtful that the Authority and the other parties would agree to this. Another approach would be to have each project sponsor defend and indemnify the other parties against all claims arising from the project, except to the extent caused by another party's active negligence. However, if the County will be a project sponsor (Highway 4 West project) , this arrangement may not be an improvement from the County's standpoint. Still another approach for the County would be to shift liability to the State by requiring the State to defend and indemnify the County and the other parties against all claims arising from the Highway 4 West project. However, in previous projects on State highways, the County has not been very successful in shifting liability to the State. Once you have had the opportunity to consider this issue further, please call us to discuss the approach that you would like to pursue on behalf of the. 4. The draft ordinance forwarded with your 2-28--97 memo does not contain express language that would prevent a party, including the County, from reducing or rescinding the fees listed in the ordinance. 1f this is of concern to the County, appropriate language could be inserted in the JEPA (see 02 above) . DFS/ Attachments -2-