HomeMy WebLinkAboutRESOLUTIONS - 01011993 - 1993-343 RESOLUTIONNO. 93/343
A RESOLUTION OF THE BOARD OF DIRECTORS OF THE
COUNTY'OF CONTRA COSTA PUBLIC FINANCING AUTHORITY
AUTHORIZING PURCHASE OF COUNTY REFUNDING BONDS
AND ISSUANCE OF AUTHORITY REVENUE BONDS
The Board of Directors of the County of Contra Costa Public Financing
Authority resolves;
Section I. Recitals. The Board of Supervisors of the County of Contra
Costa has heretofore levied reassessments and authorized the issuance of refunding
bonds (the "Refunding Bonds") in the following four reassessment districts:
Reassessment District No. 1993-1, East Bates Avenue
Reassessment District No. 1993-2, Hidden Pond Road
Reassessment District No. 1993-3 San Ramon Valley Blvd. at Crow
Canyon Rd.
Reassessment District No. 1993-4, Rancho Paraiso
The Board of'Supervisors has further ordered the sale of the Refunding Bonds ;to
this Authority,pursuant to a trust agreement (the "Trust Agreement") among the
County of Contra Costa, this Authority and Bank of America National Trust and
Savings Association, as Trustee (the "Trustee").
ection 2. Approval of Trust Agreement. The form of Trust Agreement
attached hereto as Exhibit A is hereby approved in substance. Any Authorized
Officer of the Authority ( .e., the Chair, Executive Director, Assistant Executive
Director, Deputy Executive Director, or Treasurer), upon the recommendation of
Bond Counsel, is authorized to approve changes and completions in the Trust
Agreement before closing of the transaction for the sale of 1993 Authority Revenue
Bonds as herein provided, and to execute` the Trust Agreement on behalf of the
Authority.
Section 3. Purchase of Refunding Bonds. The Board of Directors
hereby orders'the purchase by the Authority of the Refunding Bands and the
assignment of the Refunding Bonds to the Trustee in accordance with the provisions
of the Trust Agreement. In consideration of the purchase :of the Refunding Bonds,
the Authority will issue the 1993 Authority Revenue Bonds as herein provided and
will disburse the proceeds thereof as provided in the Trust Agreement.
Section 4. Issuance of Revenue Bonds. The Board of Directors hereby
authorizes the issuance of its 1993 Authority Revenue Bonds in the amount of
$11,.589,371.00. The Revenue Bonds shall be in the form specified in the Trust
Agreement and shall be issued by the Authority and authenticated, delivered and
subsequently administered by the Trustee.. Payment of principal of, and interest-on,
the Revenue Bonds shall be made from payments to be made to the Trustee of
principal and interest for the Refunding Bonds, all as set forth in the Trust
Agreement. The Refunding Bonds are hereby pledged as security for the payment of
the Revenue Bonds and shall be held in safekeeping and in trust by the Trustee until
the Revenue Bonds are paid in full.
Section 5. Sale of Revenue Bonds. The Treasurer of the Authority or
other Authorized Officer is hereby authorized to sell the 1993 Authority Revenue
Bonds in accordance with the Notice of Sale attached hereto as Exhibit A and by
reference incorporated herein. The Treasurer of the Authority is hereby authorized
to receive proposalsfor the purchase of the 1993 Authority' Revenue Bonds, to
approve the maturity schedule and interest rates thereof and to execute a purchase
contract with a bond underwriter on behalf of the Authority.
PASSED, APPROVED AND ADOPTED this 15th day of June, 1993 by the
following votes
Ate: Suprervisors Powers, Smith, Bishop, McPeak and Torlakson
NOES: None
ABSENT: None
ABSTAIN: None J
By:
Chair, County of Contra Costa
Public Financing Authority
ATTEST: Phil Batchelor,"Authority
Secretary
By:
2
RESOLUTION NO. 93/343
$11,589,371
COUNTY OF CONTRA COSTA
PURUC FINANCING AUTHORITY`
1993 REVENUE BONDS
PURCHASE CONTRACT
.Tune , 1993'
Chair,Gouty of Contra Costa
tblic Financing Authority
County of Contra Costa
ministration Building
14artiz,California 9533
Dear Members of the Authority;
Miller & Schroeder Financia1, Inc. and Henderson Capital Partners, Inc. (the
"Underwriiters"acting not as fiduciary or agent for you,but on behalf of themselves, offer
to enter into T'ctrchase Contract with the County of Contra Costa Public Finan
Authority(the",Author " which upon acceptance l be binding upon the Authority
I,
upon the uderwr ters..This offer is made subject to the Authb#Ws acceprtance,by the
execution of this Purchase Contract and its delivery to the Underwriters at or before 11.59
p.m, local time, on the date set forth herein above, and, if not so accepted,will be subject
to withdrawal by the Underwriters upon notice delivered to the Authority at any time prior
to the acceptance hereof by the Authority.
1. Eudm Wgand of the Banc
(a) Subject to the terms and conditions and in reliance un the
representation,warranties and agreements herein set forth, the Underwriters hereby agree
to urchase from the Authority, and the Authority hereby agrees, to sell to the
U er�ritwi all (but not less than all of the County of Contra to Public Finanncing
Anth ' , 1993 revenue Bonds (the s"), in an aggregate find al uuount not to
excel 589,371, dated as of July 1, 1'993, bearlag interest fpm said date'(payable on
March 2 and September 2 in each year commencing on March 19") at the rates p r
aa�uuutt and on the dates in the amounts set forth inchtbit A hereto. The
purclsc; pricor
e Bons shall be 98121$% ($ ?,b61.25) c>,f the principal amount
hereof plus accrued interest,it any,on the Bonds from the date thereof through the Closing
Date (hereinafter deflaed). 'Che Bonds shall be substantiall in the form described herein,
shall. be issued and secured under the provisioUS of and be payable and sub ect to
redemption as provided in, a Resolution adopted by the Authority on June 15, 193, (as
amended from time to time, the "Resoolution% and the Pre +modal Statement
relating to the Bonds.
EXSTA
1
By its aomptance of this proposal, the Authority approves the
OfficialPrelimin�� cal Statement and a ;1 official statement rela to the Bondsds (thee
"Official mens"), which consists of the Preliminary' Official Statement with such
ch es as ma be necessary to conform the same to the prmt�ns hereof'. The Authorityhere sutbo�the Underwriters to use and distribute in connection with the offer and
sale of the Bonds: the Preliuriaar� Official Statement, the Clfficial. Statement, the
Resolution, the Trust Agreement, this Purchase Contract and all information contained
berein, and ,all other documents, certificates and statements hushed by the .Authority to
the Underwriters in connection with the trsinsactitons contemplated by this Purchase
(c) Except as the Authority and the Underwriters may otherwise ,
the Author* wilt deliver to the Underwriters,,, at the offices of the trustee, Balt*of
America National Trustand Savings Associatioq San Francisco,California(the "Trustee$),
or at such cher location as may be =�-entry
' Underwriters, the documents
hereinafter mentioned. The Bonds, in form (all Bonds being book-entry and
IIP numbers)will be delivered to the Depositor
y Trust Compaq, New York,
Now York (the 7I , dui executed by the Authority in the nnun�r provided for in the
Resolution, at 9:00 arn. �ocal time, on July 1, 1993 (the, Closing Date*), and the
Underwriters will adept such deliveryand pay the pu!chase price of the Bonds as set forth
M p b (a) of this section by afiederal funds wire payable in immedia available
huklstsl(�u. delivery and payment be herein referred to as the "Closing").;The Bands
shall be in registered � and shall be registered In the name of cede & Co., as
Boautic er nohninee for D►'I'C.''
2. cmdwmi ie Undonk The obliggea ons of the
Underwriters to adept de very of and pay for the Bonds on the CIos' Date shall be
subject, at the option of the Underwriters, to the accuracy in all mates7respects of the
statements of the officers and other offiidals of the Authority, as well as of the other
Individuals referred to herein, made in any certificates or touter documents furnished
rsua t. to the provision hereof, to thePe
rformance by the Authority of its obligations'to
�e performed hereunder at or prior to t o Closing Date; and to the folk�ng additional
con+rhtons:
(a) At the C lwbg Date,the Resolution and, the Trust Agreement among
the Authority, the County of Contra Costa and the Trustee (the'wrtust eement"), an
any other applicable agreements shall be in full force and effect, and d" not have been
amended, mooed or su emented,exMit as may have been agreed to in writing by the
Underwriters,and there siall have been umn in connection thereuntb,with the issuance of
the Bonds and with the contemplated thereby and by this Purchase Coon
all such actions s, In the opinion of Studs, Ness, Br�nsetl & Assaf; a professional
corporation("Bond Counsel"),shall be necessary and appropriate;
At the Closing Date, the Official Statement shall be in form and
substance sads(f story to the Undemvriters,
(c) At the Closing Date,takes and assessments shall riot be delinquent on
grope ;y within Reassessment District 1993`1, Pau Bates Avenue; Reassessment
Im3istrc r e 2 Bidder* 1*cond Road; Reaw4 amens District 19933, San Ramon Valley
Blvd, at Crow 0knyon Road; Reassessment District 1993-4, Rancho Paraiso; except as
disclosed in the cial Statement;
2
(d) Between the date hereof and the Clung Date, the market price or
tnar stability of the Bonds at the yields or initial offe prow set'forth°in Exhibit A)
shall not bane been mate ` adversely affected, in the lgment of the Underwriters and
the Authority's Bond Course (evidenced by a written notice to the Authority terminating
the `on of the Underwriters to accept delivery of and pay for the Bon&),by reason
of theet��on or enactment of any legislation or regulation of any governmental
agency,the pendenq of any litigation,war or other national calamity.
(e) At or prior to the Closing Date, the Underwritersshall have received
two counterpart originals or certified copW of the following dooments, in each case
satisfactory m form and substance to the Underwriters;
(i) The Official Statement, executed on behalf of the Authority by
Its Treasurer•,
(ii) A transcript of all proceedings taken'by the Authority relating
to the authorization,Issuance,sale and delivery of the Bonds;
(iii) Aned opini
by b�ptcy, insolvency and otherlaws a ff�g the enforcement of
creditors rights in general and the ap lieation of egctitable principles if
equitable reanedles�am sought; (5} the l esolt tion creates a vatcci pieclge of
revenuers and security inter4ist m the proceeds of the Bonds and the interest
thereon and the more in an�and accounts established pt ramt to the
Trutt Agreement, Mucu the investments'thereof, so ct in all e� to
the provisions of the Trust Agreement rnnitting the cation thereof for
the pure and on the terms and=ons set fo tb�r .and(b)based
upo�t a information provided to such counsel » the course of their
Pattidpation in the prepa tion. of the Official Statement slid {e ept as
01:),11, ed Mi having
undertaken to determine indndeuti the
aca
a ><racy or completeness f the statements contained in the Official
Statement, such counsel have no reason to believe that the Official
Statement (except for the financial and statistical data included therein and
options wlc titthereto, as to,which no view need be messed) as
of the date of the 09=Statement omitted,or as of the Closing bate omits,
to state any material(act required to be stated therem or necessary to make
the statements therein, in light of the rcumstanees under which they were
made,not misleading;
(v An inion, dated the Clo Date, and addressed to the
Underwriters, of bloc " t+o the tlttaa> ty, to the eft that (1) to his
best knoarleclge'no action,w �proceeding,inquiry car�est4 on,at law or
i)<t gqmty,befo�rc of anywrt, re tory aaenel',puh►lic board of bcxly,
Ca- - or threatened m s y way a�c ng the existe ; of the Authority;or
titles of its officers to their respective office,or seeking to restrain or to
enjoin the issuancee, sate or delive of the Bonds, the: application of the
proceeds thereof in accordance ori the Trust A reem nt, or in any way
contesting or affecting the validity or enforceability of the Bonds, the Trust
Agreement, the Resolution, this wine a Contract, or any other applicable
agreement& or .a1w aeon of the Authority coptemplated by any of said
comments, or in any way contestiTo
the c*pletentss or accuracy of tate:
Offcial Statement or the powers of .Authority or its authorlty with respect
to the Bonds, the 'Frust Agrc eatnent, the Resoludoo. this Paurrchase Contract,
or sny other hcable agreement,or any action on the part of the Authority
contemplated any of said doctmt or which challenges the exemption
Of interest pal on the Bonds fromforna paetal inoomte ttion or
the of interest on the Bands from giros income for.federal income
lairnor to his Icnowla�dgeis theare any basis therefor; (2) the;
Aut��ul�y orad and vaali yexistira�g as a mun%dpal tion of
the State of California udder the constitution and laws theicof don
Ie alt
right, power and authority to issue the Bonds and torfac�rm all of its
oblige under this Purdtase Contract„ the Bonds, thet t Agreement,
and all other applicable cements; rind 3) the Authority has duly and
validly a opted he Resohat�on,a itis in force and effect;
(vi) Such additional legal opinions, certificates (including a non
arbitrage certificate),fns nts and other documents as the Underwriters
may roa-sa�anaebly rerclaw to evidence the truth and accuracy, as of the date
hereof and as of the #ming Date., of the statements and ainf+�rmatinn
contained In the OfficIal Statement and the due perforatnance or sats&cdon
by the Authority at or pricer to the cls.sing of W1 agreements then to be
performed and aall conditions then to be 'sa"ed by the Authority ..in
4
connection with the trabsactions contemplated hereby and by the Resolution
and the Official Statement.
Alt the opinions. letters, eertificates, instruments and other documents
mentioned in this section or elsewhere in this Purchase CDWaetshall be deemed to be:,in
compliance with the terms hereof if, and only it they are in and substance sail&dory
to the Underwriters.
If aq of the C"tions to the obligations of the Underwriters contai
7. `�. �t is uuderstt�od that the Hnde�nr�it�p to
offer the Bonds for,sa a to t e �►ttb-h* �vv�vvhich may include 1+Ccted d l�r�� as set in
the C3fitcW 'Statement Con�rssians feat the public oBerino price ma be allowed to
selected dealem It is understood that the Witiat ubPiz
�ppnce s�concessions set
forth in the til ai Statement may icy after t�c Plli c offs ritnS. It is fiurther
understood that the Rom mt ty be&aea to the public at other than the par value
thereof. 7be Authority hereby confirus the authority and use by the underwriters of the
-i Statement.
8 -11m 'Bate sb l be of the essence of this Agmement.
9. CMW= M* Agmment may be executed in any number of
cou�tterparts.
10. . Ibis Purchase Contract sball become affective and binding upon
the 'es hereto upon the execution of the acc ept ae hereof by the Autbority
and shiM be valid eufor+v�e as of the time of such acceptance.
Very truly Yom
M I ER& SCH iOEDER.FINANCLA1.1,INC
IRV
Emay E. aper
Vine idem'
HENDERSON CAPITAL PARTNERS,INC,
By
en ren env
Pre aident
AC CBPTEU -
COUNTY OF CONTRA COSTA MBUC FINANCING AUTHORt Y
ErA'
P1tn M&Aro
1994 "r371:
11 495
996 515,
1998 SOi
19992000 680AW
bilU
2001
? #'
2002 415,811
2003 455s,000
2004 490,000
2885 5Q5, OO
2006 566.000
2007 345,OW
2888 370,000
2009 415,8118
201 1 9
2813 ,E6?2012 4SkMO'
2013 500,000
2014 545000
2815 60 :000
2816 660,000