HomeMy WebLinkAboutMINUTES - 02272007 - HA.2 S- ` __
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TO: BOARD OF COMMISSIONERS .:`:_-�� ��=_�;,, Contra
HOUSING AUTHORITY OF THE COUNTY
OF CONTRA COSTA Costa
FROM: Commissioner Federal D. Glover �A~ �j Q u my
Supe -----visor District V sr9 �en
DATE: February 27, 2007
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SUBJECT: REVIEW OF HOUSING AUTHORITY POLICIES, PROGRAMS AND PROCEDURES
SPECIFIC REQUEST(S)OR RECOMMENDATION(S)&BACKGROUND AND JUSTIFICATION
RECOMMENDATION:
1. DIRECT County Administrator to coordinate a review of the policies, programs and procedures of the
Housing Authority, including an immediate review of the Housing Authority's proposed budget for Fiscal
Year 2007/2008.
2. DIRECT Housing Authority staff to immediately submit to the County Administrator, or his designee, a
copy of the Housing Authority's approved budget for the fiscal year beginning April 1, 2006, including
any supporting documentation. Also included should be a status report, explaining any area in which
the Housing Authority is over or under budget. DIRECT Housing Authority staff to submit to the County
Administrator, or his designee, no later than March 5, 2007, a draft of the Housing Authority's proposed
budget for the fiscal year beginning April 1, 2007, including supporting documentation.
3. DIRECT Housing Authority staff to submit the County Administrator, or his designee, no later than April
30, 2007, a draft copy of any year-end reports required by the Department of Housing and Urban
Development (HUD) for the fiscal year ending March 31, 2007, including supporting documentation.
4. DIRECT Housing Authority staff to submit all documents and information to the County Administrator,
or his designee, requested or necessary to facilitate a review of the Housing Authority's policies,
programs and procedures, including but not limited to the items listed in the Background Section below.
All items are to be submitted to the County Administrator, or his designee, no later than April 30, 2007.
FISCAL IMPACT:
The Housing Authority's most recently-approved Agency-Wide Budget was in the amount of$98,220,945 for
fiscal year ending March 31, 2007. The policies, programs and procedures of the Housing Authority impact the
effective use of this money and the Housing Authority's eligibility for future funding. The initial fiscal impact of
this action will be the cost of the review, including staff time and any required consultant time. All costs of this
review should be paid from Housing Authority funds.
CONTINUED ON ATTACHMENT: x YES SIGNATURE:
RECOMMENDATION OF COUNTY ADMINISTRATOR RECO ENDATION OF BOARD Cf MMITTEE
APPROVE OTHER
SIGNATURE(S):
ACTION OF BOARD ON ,'�L�—1p� APPROVED AS RECOMMENDED X OTHER
VOTE OF SUPERVISORS I HEREBY CERTIFY THAT THIS IS A TRUE AND CORRECT
COPY OF AN ACTION TAKEN AND ENTERED ON MINUTES OF
THE BOARD OF SUPERVISORS ON THE DATE SHOWN.
UNANIMOUS(ABSENT )
AYES: NOES:
ABSENT: ABSTAIN:
Contact: David E.Fraser,Chief of Staff 427-8138
ATTESTED ��� I
cc: County Administrator p o�
Housing Authority JOHN B.CULLEN,_CLERK OF THE BOARD OF
County Counsel COM SS NERS AND BOARD OF SUPERVISORS
B DEPUTY
Federal D. Glover, Supervisor District V
Review of Housing Authority Policies, Programs and Procedures
February 27, 2007
Page 2 of 3
BACKGROUND:
Adequate and affordable housing has been, and continues to be, an urgent need in Contra Costa County. The
mission of the Housing Authority is to provide high-quality affordable housing solutions and promote self-
sufficiency for low income people of this County. It is the goal of the Housing Authority to be a recognized
leader in leveraging resources to create affordable housing programs and opportunities that contribute
positively to the community.
Recent reports, including the December Audit Report issued by the Office of the Inspector General of the
United States Department.of Housing and Urban Development, have raised concerns about the operations of
the Housing Authority. It has become clear that a thorough review of Housing Authority programs, policies and
procedures is needed, so that the Board of Commissioners can be assured that the Housing Authority's
programs are being effectively administered in accordance with all applicable state and federal laws and
regulations. The Board needs to better understand the Housing Authority's programs, including areas in which
there are deficiencies, so that it can ensure that the Housing Authority is making positive contributions to the
communities in which it operates.
It is proposed that the County Administrator coordinate a thorough review of all of the Housing Authority's
policies, programs and procedures, and provide a report to the Board outlining the current status of the
Housing Authority's operations and recommending ways in which the Housing Authority can improve. Housing
Authority staff should immediately begin to gather and provide to the County Administrator, or his designee, the
information necessary to conduct this review, including but not limited to the items listed below.
a. A current organizational chart showing the names, positions and telephone numbers of all Housing
Authority staff.
b. A copy of all current Housing Authority policies and plans, including those listed below. If revisions to
these items are proposed during the next fiscal year, a copy and/or description of any proposed
revisions should also be furnished.
(1) Agency Annual Plan and Five-Year Plan;
(2) Section Eight Management Assessment Plan (SEMAP);
(3) Section Eight Administrative Plan;
(4) Admission and Continued Occupancy Plan (Public Housing);
(5) Procurement Policies;
(6) Personnel Policies.
(7) Investment Policy
(8) Any other policies or plans.
C. A copy of all reports submitted to or required by the Department of Housing and Urban Development
(HUD), beginning with Fiscal Year 03/04 to the present, including supporting documentation, and any
HUD response. These documents would include:
(1) SEMAP Certifications and Resolutions;
(2) Public Housing Assistance Systems (PHAS) Certification and Resolution reports (Public
Housing);
(3) Audited Financial Assessment Sub-System (FASS) reports sent to HUD's Real Estate
Assessment Center (REAC). Staff should provide an explanation for any audit findings and a
report of corrective actions taken.
(4) Voucher Management Systems (VMS) quarterly reports;
(5) Labor Standards Enforcement reports
(6) Monthly occupancy reports;
(7) Monthly delinquency reports;
(8) Monthly Housing Quality Standards (HQS) reports
(9) Monthly Reexamination Reports
(10) All year-end reports submitted to HUD.
(11) Any other reports.
d. A copy of all correspondence to and from HUD regarding Housing Authority programs, beginning with
Fiscal Year 03/04 to present, including corrective action plans, reviews, ratings, monitoring visits,
sanctions, Fair Housing reviews, audits and inspections. An explanation of the guidelines used by
Housing Authority staff for submitting HUD correspondence to the Board of Commissioners should be
included. Any current investigations or inquiries from HUD or any other federal investigatory agency
should be highlighted and the status of those investigations or inquiries noted.
Federal D. Glover, Supervisor District V
Review of Housing Authority Policies, Programs and Procedures
February 27, 2007
Page 3 of 3
e. Documentation pertaining to the Housing Authority's rating as a troubled agency and an explanation of
the consequences of that rating.
f. A summary of all outstanding contracts, including labor agreements, a copy of the contracts, and an
explanation of the guidelines Housing Authority staff uses in determining whether to seek legal review
of contracts and which contracts to submit to the Board of Commissioners for approval.
g. A complete description of any other programs operated by the Housing Authority and any
correspondence or reports pertaining to those programs, beginning with Fiscal Year 04/05 to the
present.
h. A summary of capital projects planned or currently underway and stage of development, including land
acquisitions or dispositions and construction projects. The identity of all contractors, project costs,
change orders and the reasons for the change orders, and similar information should be included.
i. Housing Authority staff should provide a detailed report regarding the operation of the Section 8
program and the applicable HUD regulations and requirements. How many units are under budget?
How many are leased-up? What are the HUD requirements in this regard? How are the Housing
Quality Standards inspections administered? Are annual inspections being performed and, if so, on
what schedule? On what schedule are annual reexaminations being done? Are inspections and
examinations being done on a timely basis? What is considered at the time of the annual
reexamination? What is considered at the time of entry into the program? What is the process for
calculating tenant rent? How many units were inspected in 2006? How many reexaminations were
done? If there are areas in which the Housing Authority is not in compliance with HUD regulations, the
requirements should be noted and the Housing Authority's deficiencies, and the potential
consequences, explained.
j. Housing Authority staff should provide a calendar of HUD required tasks and deadlines for Fiscal Year
2007/2008, and quarterly reports on status. Housing Authority staff should also provide a calendar of
HUD required tasks and deadlines for Fiscal Year 2006/2007 and indicate whether those deadlines
were met. Were reports made on time? Has the Housing Authority been admonished or sanctioned for
failure to make timely or accurate reports?
It is recognized that this is a substantial undertaking and that this process will take time. However, the Housing
Authority's next fiscal year begins on April 1, 2007, so some actions must be taken quickly. Of most immediate
concern is the review of the Housing Authority's proposed Fiscal Year 2007/2008 budget. This review should
be completed at the earliest opportunity so that the Board is fully informed before the Fiscal Year 2007/2008
budget is presented for formal approval. The calendar of HUD required tasks and deadlines for Fiscal Year
2007/2008 should be prepared and presented to the Board for review by April 3, 2007.
The County Administrator's review of any year-end reports required by HUD should be presented to this Board
for no later than June 5, 2007.
The County Administrator's review of the SEMAP and PHAS reports, both of which require formal approval by
Board resolution, should be completed and presented to the Board before the Board is required to take formal
action approving these items. Generally, these reports must be submitted to HUD 60 days after the end of the
fiscal year.
Preliminary recommendations on the other items, or a status report, should be presented to the Board by
September of this year. Housing Authority staff is directed to cooperate fully with the County Administrator's
review of the Housing Authority's operations. The financial audit reports that are submitted to the Board for
review in December of each year should include a full explanation of any findings or deficiencies including
proposed corrective action.