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HomeMy WebLinkAboutMINUTES - 12122006 - C.13 ��*=- °� TO: BOARD OF SUPERVISORS,AS GOVERNING BOARD Contra��'� �— F OF THE BLACKHAWK GEOLOGICAL HAZARD ABATEMENT DISTRICT Costa n. o; s' afiala� .z FROM: MAURICE M. SHIU, PUBLIC WORKS DIRECTOR �. CO SUBJECT: RATIFY the decision of the Blackhawk Geologic Hazard Abatement District (GHAD) General Manager, Richard Short, Kleinfelder, Inc. to execute a maintenance service agreement with D.L. Shryrock in the amount of$85,000 to provide preventative maintenance services for the period August 1, 2006 through June 30, 2007, Danville area. (Blackhawk GHAD Funds) (District III) Project No. 7760-6X5147 DATE: December 12, 2006 PAGE: 2 of 2 REASONS FOR RECOMMENDATIONS AND BACKGROUND: According to Board Resolutions 86/139 and 86/210, the GHAD's responsibility is to oversee the prevention, mitigation,abatement,and control of threatening landslides within the District. The District currently maintains the adopted preventative maintenance program that addresses the prevention and mitigation of landslide effects. In June of 2005,the District solicited and hired three qualified contractors to perform District repairs for the fiscal year 2005/2006. Due to the heavy winter rains, a fourth contractor, Shryrock Construction, was hired to perform additional slope repair and preventative maintenance work and awarded a contract in the amount of$85,000. CONSEQUENCES OF NEGATIVE ACTION: Without the Board of Supervisors' approval, necessary repair and preventative maintenance work cannot be completed in a timely manner. CONTRACT (Standard Form Maintenance Services Agreement) 1. SPECIAL TERMS. These special terms are incorporated below by reference. (See Secs.2,3) Parties: Public Agency—Blackhawk Geologic Hazard Abatement District Contractor—D.L.Shyrock 891 Manila Road Lathrop,CA 95330 Effective Date: August 1,2006 (See Sec.3) Project Name,Number and Location:General Maintenance Activities located in the Blackhawk community, Danville,California area The work consists of preventative maintenance and minor repair services as described in Appendix A. (See Sec.4) Duration: June 30,2007 (See Sec.4) Public Agency's Agent.Richard D.Short,General Manager,Kleinfelder,Inc. 0 (See Sec.5) Contract Limit: $85,000 (See Sec.6) Federal Taxpayer's I.D.or Social Security No. 2. SIGNATURES_&ACKNOWLEDGMENT. Public Agency,By: Richard D.Short,Kleinfelder,Inc. General Manager Contractor, y also certifying awareness of and compliance with Labor Code Sections 1861 and 3700 con in Workers'C Wipe on Law, By: �? 1 B Q ignate off ial capacity in th usiness) (Designate official capacity in the business) Note to Contractor: For corporations,the contract must be signed by two officers. The first signature must be that of the chairman of the board,president or vice president,the second signature must be that of the secretary,assistant secretary,chief financial officer or assistant treasurer. (Civil Code,Section 1190 and Corporations Code,Section 313.) The acknowledgment below must be signed by�a,N,,,otary Public. CERTIFICATE OF ACKNOWLEDGMENT LACOS Caem11Y0n#r 1664710 State of California ) N0101y PUM-capo ft C Ass. Coma cam lla ounty County of Qr` J0q, 'U4 My CoeMn•Expkes Jtd 29,2010 On the date written below,before me,the undersigned Notary Public,personally appeared the person(s)signing above for Contractor, personally known to me(or proved to me on the basis of satisfactory evidence)to he the person(s)whose name(s)is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s)on the instrument the person(s),or the entity upon behalf of which the person(s)acted,executed the instrument. WITNEfS�SS my hand and official seal. Dated: �� otary's Seal (Notary Public) Page 1 of 9 3. WORK CONTRACT.CHANGES. (a) By their signatures in Section 2,effective on the above date,these parties promise and agree as set forth in this contract,incorporating by these references the material in Section 1,SPECIAL TERMS. (b) Contractor shall,at his own cost and expense,and in a workmanlike manner,fully and faithfully perform and complete the work;and will furnish all materials,labor,services and transportation necessary,convenient and proper in order fairly to perform the requirements of this contract,all strictly in accordance with the scope of work as described in Appendix A. (c) The work can be changed only with Public Agency's prior written order specifying such change and its cost agreed to by the parties;and the Public Agency shall never have to pay more than specified in Section 5,PAYMENT,without such an order. 4. TIME:NOTICE TO PROCEED. Contractor shall start this work as directed by the General Manager of his Agent or the Notice to Proceed;and shall complete it as specified in Section 1,SPECIAL TERMS. 5. PAYMENT. Public Agency shall pay Contractor for services performed at the rates shown in Appendix B attached hereto.,which include all overhead and incidental expenses,for which no additional compensation shall be allowed. Notwithstanding the foregoing, those incidental expenses specifically itemized in Appendix B shall be reimbursable by Public Agency to Contractor,provided that Contractor submits copies of receipts and,if applicable,a detailed mileage log to Public Agency. In not event shall the total amount paid to Contractor exceed the payment limit(s)specified in the Contract limits without prior written approval of the Public Agency. Contractor's billing statements shall be submitted at convenient intervals approved by Public Agency and shalt list,for each item of services,the employee categories,hours and rates. Public Agency will pay Contractor in accordance with the requirements of Civil Code Section 3320 as applicable. 6. PAYMENTS WITHHELD. (a) The Public Agency or its Agent may withhold any payment,or because of later discovered evidence nullify all or any certificate for payment,to such extent and period of time only as may be necessary to protect the Public Agency from loss because of: (1) Defective work not remedied,or uncompleted work,or (2) Claims filed or reasonable evidence indicating probable filing,or (3) Failure to properly pay subcontractors or for material or labor,or (4) Reasonable doubt that the work can be completed for the balance then unpaid,or (5) Damage to another contractor,or (6) Damage to the Public Agency,other than damage due to delays. (b),The Public Agency shall use reasonable diligence to discover and report to the Contractor,as the work progresses,the materials and labor which are not satisfactory to it,so as to avoid unnecessary trouble or cost to the Contractor in making good any defective work or parts. 7. INSURANCE. A Contractor performing services under this contract shall provide at all times the following insurance in amounts not less than those specified: (a)Workers'Compensation Insurance complying with the laws of the State of California;(b) Comprehensive General Liability Insurance,including blanket contractual(or contractual liability)coverage,broad form property damage coverage,and coverage for owned and non-owned vehicles,with a minimum combined single limit coverage of$2,000,000 for all damages due to bodily injury,sickness or disease,or death to any person,and damage to property,including the loss of use thereof, arising out of each accident or occurrence, and naming Public Agency, Richard D. Short, Kleinfelder, Inc., Sands Construction Company,Inc.,their boards,officers and employees as additional insured. Contractor is aware of and complies with Labor Code Section 3700 and the Workers'Compensation Law. 8. BONDS. Contractor shall provide,if the contract exceeds$25,000,at the time of the execution of the agreement or contract for the work,and at no additional expense to the Public Agency,a surety bond executed by an admitted surety insurer in an amount equal to at least one-hundred percent(100%)of the contract price as security for the faithful performance of said agreement. Contractor shall also provide,at the time of the execution of the agreement or contract for the work,and at no additional expense to the Public Agency,a separate surety bond executed by an admitted surety insurer in an amount equal to at least fifty percent(50%)of the7' contract price as security for the payment of all persons performing labor and furnishing materials in connection with said agreement Sureties on each of said bonds shall be satisfactory to the State. 9. FAILURE TO PERFORM. If the Contractor at anytime refuses or neglects,without fault of the Public Agency or its agent(s),to supply sufficient materials or workrnen to complete this agreement and work as provided herein,for a period of 10 days or more after written notice thereof by the Public Agency,the Public Agency may furnish same and deduct the.reasonable expenses thereof from the contract price. 10.LAWS APPLY. General. Both parties recognize the applicability of various federal, state and local laws and regulations, especially Chapter 1 of Part 7 of the California Labor Code(beginning with Section 1720,and including Sections 1735,1777.5,and 1777.6 forbidding discrimination)and intend that this agreement complies therewith. The parties specifically stipulate that the relevant penalties and forfeitures provided in the Labor Code,especially in Sections 1775 and 1813,concerning prevailing wages and hours,shall apply to this agreement as though fully stipulated herein. 11`. SUBCONTRACTORS. Contractor shall not subcontract any work without approval of the General Manager. 12. WAGE RATES. .(a) Pursuant to Labor Code Section 1773, the Director of the Department of Industrial Relations has ascertained the general prevailing rates of wages per diem,and for holiday and overtime work,in the locality in which this work is to be performed,for each craft,classification,or type of workman needed to execute this contract,and said rates are as specified in the call for bids for this work and are on,file with the Public Agency,and are hereby incorporated herein. (b) This schedule of wages is based on a working day of 8 hours unless otherwise specified;and the daily rate is the hourly rate multiplied by the number of hours constituting the working day. When less than that number of hours are worked,the daily wage rate is proportionately reduced,but the hourly rate remains as stated. (c) The Contractor,and all his subcontractors,must pay at least these rates to.all persons of this.work,including all travel, subsistence,and fringe benefit payments provided for by applicable collective bargaining agreements. All skilled labor not listed above must be paid at least the wage scale established by collective bargaining agreement for such labor in the locality where such Page 2 of 9 work is being performed. If it becomes necessary for the Contractor or any subcontractor to employ any person in a craft, classification or type ofwork(except executive,supervisory,administrative,clerical or other non-manual workers as such)for which no minimum wage rate is specified,the Contractor shall immediately notify the Public Agency which shall apply from the time of the initial employment of the person affected and during the continuance of such employment. 13.HOURS OF LABOR Eight hours of labor in one calendar day constitutes a legal day's work,and no workman employed at any time on this work by the Contractor or by any subcontractor shall be required or permitted to work longer thereon except as provided in Labor Code Sections 1810-1815. 14.APPRENTICES. Properly indentured apprentices may be employed on this work in accordance with Labor Code Sections 1777.5 and;1777.6,forbidding discrimination. 15. DESIRE TO PROMOTE ECONOMY OF CONTRA COSTA. The Public Agency desires to promote the industries and economy of Contra Costa county,and the Contractor therefore is encouraged to use the products,workmen,laborers and mechanics of this County in every case where the price,fitness and quality are equal. 16. ASSIGNMENT. The agreement binds the heirs,successors,assigns,and representatives of the Contractor,but he cannot assign it in whole or in part,nor any monies due or to become due under it,without the prior written consent of the Public Agency and the Contractors', ottractors surety or sureties,unless they have waived notice of assignment. 17.NO WAIVER BY PUBLIC AGENCY.Inspection of the work and/or materials,or approval of work and/or materials inspected,or statement byany officer, agent or employee of the Public Agency indicating the work or any part thereof complies with the requirements'!of payments therefor,or any combination of these acts,shall not relieve the Contractor of his obligation to fulfill this contract as prescribed;nor shall the Public Agency be thereby estopped from bringing any action for damages or enforcement arising from the failure to comply with any of the terns and conditions hereof. I S.i HOLDIHARMLESS AND INDEMNITY. (a) Contractor promises to and shall hold harmless and indemnify from the liabilities as defined inthis section. (b) Tile indemnifies benefited and protected by this promise are the Public Agency,Richard D.Short,Kleinfelder,Inc.,Sands Construction, Inc.,and their elective and appointive boards,commissions,officers,agents and employees. (c) Ttie liabilities protected against are any liability or claim for damage of any kind allegedly suffered,incurred or threatened because ofactions defined below,including but not limited to personal injury,death,property damage,trespass,nuisance,inverse condemnation;patent infringement,or any combination of these,regardless of whether or not such liability,claim or damage was unforeseeable at any time before the Public Agency approved the improvement plans or accepted the improvements as completed,and including the defense of any suits)or action(s)at law or equity concerning these. (d) TEe actions causing liability are any actor omission(negligent or non-negligent)in connection with the matters covered by this contract and attributable to the contractor,subcontractor(s),or any officer(s),agent(s)or employce(s)of one or more of them. (e) Non=Conditions: The promise and agreement in this section is not conditioned or dependent on whether or not any indemnity has prepared,supplied,or approved any plan(s),drawing(s),specification(s)or special provision(s)in connection with this work, has insurance or other indemnification covering any of these matters,or that the alleged damage resulted partly from any negligent or willful misconduct of any indemnity. 19!EXCAVATION. Contractor shall comply with the provisions of Labor Code Section 6705,if applicable,by submitting to Public Agency a detailed plan showing the design ofshoring,bracing_,sloping,or other provisions to be made for worker protection from the hazard of caving ground during trench excavation. 20 RECORD RETENTION. Except for records delivered to Public Agency,Contractor shall retain,for a period ofat least five years after Contractor's receipt of the final payment under this contract,all records prepared in the performance of this contract or otherwise pertaining Ito.the work, including without limitation bidding, financial and payroll records. Upon request by Public Agency, Cmtractor,'shall make such records available to Public Agency,or to authorized representatives of the state and federal governments, at no additional charge and without restriction or limitation on their use. 21 USE6F PRIVATE PROPERTY. Contractor shall not use private property for any purpose in connection with the work absent a prior,writiep agreement with the affected property owner(s). 22s'RENTAL AND WAGE RATES. The statement of prevailing wages appearing in the Equipment Rental Rates and General Prevailing Wage Rates is hereby specifically referred to and by this reference is made a part of this contract. 23 CLAIMS. Resolution of construction claims shall be handled as outlined in Article 20104 of the Public Contract Code,attached to this contract as Appendix C. Page 3 of 9 Blackhawk Geologic Hazard Abatement District (GHAD) D.L. Shryock Maintenance Services Contract Appendix "A" Scope of Work ContractTasks Concrete Interceptor Ditches(B-58)' Clean designated segments of B-58 ditches as directed by the Engineer. Cleaning shall consist of the following: •; Cut and remove vegetative debris from within the ditch and for six(6)inches on either side of the ditch. Typically, vegetation removal adjacent to the ditch is accomplished using portable weed cutters with non-metallic blades. Debris removal, for the purposes of this contract will consist;of spreading the removed debris adjacent to the ditch, on the downslope side. When 'debris removal consists of off-haul,the contractor will be compensated by the District providing prior arrangements have�been made with the Engineer. •; Remove collected soil debris from the ditch. Accumulated soil debris shall be removed from the ditch and spread adjacent to the ditch,on the downslope side.When soil debris removal consists of off-Haul,the contractor will be compensated by the District providing prior arrangements have been made with the Engineer. • Check and clear if necessary the associated drain inlets.All drain inlets at the termination of a 13- 58 ditch mustbe free from debris and capable of collecting and conveying runoff. Horizonta[Drains` Provide labor and materials to restore,repair or maintain existing horizontal drain sites. Restore horizontal drain outlets site including: a ' Remove vegetation and debris around outlet • ' Restore,repair or maintain the identification marker. • ' Replace or repair drain outlet • Attempt to locate and restore outlet site if reported"unable to.locate" PiezomelerMonitors Provide labor and materials to restore,repair or replace existing piezometer sites. Restore piezometersites including: Install'retrofitting cap installation hardware to existing sites to.restore a locking well Provide and install locks for all sites • - Restore,repair or maintain the identification casing Attempt to locate and restore damaged or unable to locate sites as directed Page 4 of 9 i Subdrain',Oudets i ' Provide an inspection of all subdrain outlets including: • 'Provide a site inspection to each site to confirm outlet condition •, Locate outlet location using GPS equipment Winterization j Provide labor and materials resources to procure and install winterization materials as directed by the Engineer, includingg •! ;Install slope protection materials including; o Plastic sheeting o ( Erosion Control Blankets o 1 Erosion rolls—wattles o 1 Straw Bales o Geo-synthetics o ! Etc. Emergency Response Provide labor;materials and equipment to install erosion control and winterization materials,as described above.Provide other emergency response assistance as deemed necessary by the Engineer.Provide resources in accordance,with the response level described below: Response Level I Mobilize within 24 hours Respond to a Level I call within 4 hours. Prepare and mobilize to any District location within 24,hours.Provide the necessary workforce,materials and equipment. Compensation for Level 1 is at the agreed(Normal)Labor and operated hourly equipment rates as defined in this Contract Response Level 2'—Mobilize within 4 hours Respond to a Level 2 call immediately.Prepare and mobilize to any District location within. 4 hours.Provide the necessary workforce,materials and equipment. Compensation for Level 2 is at the agreed(Normal)Labor and operated hourly equipment rates as defined in this contract(with a four(4)hour minimum for labor. Response Level 3—Mobilize onsite within 2 hours Workforce and equipment are on standby. Be prepared to mobilize to multiple District locations within 2 hours.Provide the necessary workforce,materials and equipment and maintain a sufficient workforce in the District until released by General Manager or his designee_(contractor must abide by federal,state and local regulations regarding labor). Compensation is at the agreed (Normal)Labor and operated hourly equipment rates as defined in this contract.(with an eight(8)hour minimum for standby labor.Equipment will be compensated for standby and active time at the agreed rates. Other i Additional Response, j Page 5 of 9 Blackhawk Geologic Hazard Abatement District (GRAD) D.L. Shryock Maintenance Services Contract Appendix"B" Fee Schedule Page 6 of 9 D. L. SHRYOCK Equipment Schedule Fee License # 487975 September 2006 - March 2007 891 Manila Rd. , Lathrop, Ca 95330 Office# 209-234-1044 Fax# 209-234-1046 LOADERS: Hourly Rate --------------------------------------------------- CAT 963 Track Loader 4 yrd bucket - 4 in 1 - 45000 Ib. class - 235 HP $ 175.00 JOHN DEERE 644 Wheel Loader 4 yrd bucket - 45000 Ib. class - 225 HP $ 165.00 BOBCAT 863 H Wheel Skid Steer 6000 Ib. class - 60 HP $ 100.00 DOZER / COMPACTOR: ---------------------------------------------------- CAT D-6 XLR DOZER with Rippers 46000 lb. class - 6 way blade $ 190.00 CAT D-4H DOZER with Rippers 32000 Ib. class - 6 way blade 160 HP $ 160.00 CAT CP 433 C Pad Foot Compactor 15000 Ib. class - 66 " Drum - 160 HP $ 150.00 EXCAVATORS: ---------------------------------------------------- CAT 325 with Thumb 72000 Ib. class - 240 HP - 24", 36", 48" bucket. $ 195.00 CAT 312 BL with Thumb 34000 Ib. class - 120 HP - 16",24",36"42" bucket $ 165.00 with Auger attachments 18",24",30" bits. $ 235.00 2 D.L SHRYOCK EQUIPMENT SCHEDULE FEE EXCAVATORS: HOURLY RATE --------------------------------------------------- CAT 416 C 4 WD Extenda Hoe 17000 lb. class' - 80 HP - 4 in 1 bkt - 12",16",24",36" bkt. $ 130.00 BOBCAT 331 EXCAVATOR with Blade 7125 Ib. class 40 HP - 12",16",24", bkts. $ 105.00 with Auger attachments 12",16",24", bits. $ 165.00 TRUCKS: ---------------------------------------------------- KENWORTH 10 WHEELER Dump Truck 350 HP $ 80.00 with Water Tank attachments. $ 95.00 ---------------------------------------------------------- Rental Terms and Conditions: "AII rates based on 40 hours per week and 168 hours per month. `Operating rentals are based on prevailing wage rates. *All rates are based on normal working conditions. Highly abrasive or hard rock conditions with be billed at a premium. "All transportation and taxes will be paid to and from job by the renter. THANK-YOU Blackhawk Geologic Hazard Abatement District (GHAD) D.L. Shryock Maintenance Services Contract Appendix"C" Resolution of Construction Claims PUBLIC CONTRACT CODE SECTION 20104-20104.6 20104. (a) (1) This article applies to all public works claims of three hundred seventy-five thousand dollars ($375,000) or less which arise between a contractor and a local agency. (2) This article shall not apply to any claims resulting from a contract between a contractor and a public agency when the public agency has elected to resolve any disputes pursuant to Article 7.1 (commencing with Section 10240) of Chapter 1 of Part 2. (b) (1) "Public work" has the same meaning as in Sections3100 and 3106 of the Civil Code, except that "public work"does not include any work or improvement contracted for by the state or the Regents of the University of California. (2)"Claim"means a separate demand by the contractor for(A)a time extension,(B) payment of money or damages arising from work done by, or on behalf of, the contractor pursuant to the contract for a public work and payment of which is not otherwise expressly provided for or the claimant is not otherwise entitled to,or(C)an amount the payment of which is disputed by the local agency. c)The provisions of this article or a summary thereof shall be set forth in the plans or,specifications for any work which may give rise to a claim under this article. (d)This article applies only to contracts entered into on or after January 1, 1991._ 20104.2 For any claim subject to this article,the following requirements apply: (a)The claim shall be in writing and include the documents necessary to substantiate the claim. Claims must be filed on or before the date of final payment. Nothing in this subdivision is intended to extend the time limit or supersede notice requirements otherwise provided by contract for the filing of claims. (b) (1) For claims of less than fifty thousand dollars ($50,000),the local agency shall respond in writing to any written claim within 45 days of receipt of the claim,or may request,in writing,:within 30 days of receipt of the claim, any additional documentation supporting the claim or relating to defenses to the claim the local agency may have against the claimant. (2)If additional information is thereafter required,it shall be requested and provided pursuant to this subdivision, upon mutual agreement of the local agency and the claimant. (3) The local agency's written response to the claim,as further documented,shall be submitted to the claimant within 15 days after receipt of the further documentation or within a period of time no greater than that taken by the claimant in producing the additional information,whichever is greater. (c) (1) For claims of over fifty thousand dollars($50,000) and less than or equal to three hundred seventy-five thousand dollars($375,000),the local agency shall respond in writing to all written claims within 60 days of receipt of the claim,or may request,in writing,within 30 days of receipt of the claim, any additional documentation supporting the claim or relating to defenses to the claim the local agency may have against the claimant. (2)If additional information is,thereafter required,it shall be requested and provided pursuant to this subdivision,upon mutual agreement of the local agency and the claimant. (3) The local agency's written response to the claim, as Page 7 of 9 further documented,shall be submitted to the claimant within 30 days after receipt of the further documentation,or within a period of time no greater than that taken by the claimant in producing the additional information or requested documentation,whichever is.greater. (d)If the claimant disputesthe local agency's written response,or the local agency fails to respond within the time prescribed, the claimant may so. notify the local agency, in writing, either within 15 days of receipt of the local agency's response or within 15 days of the local agency's failure to respond within the time prescribed,respectively,and demand an informal conference to meet and confer for settlement of the issues in dispute. Upon a demand,the local agency shall schedule a meet and confer conference within 30 days for settlement of the dispute. (e)Following the meet and confer conference,if the claim or any portion remains in dispute,the claimant may file a claim as provided in Chapter 1 (commencing with Section 900)and Chapter 2(commencing with Section 910) of Part 3 of Division 3.6 of Title 1 of the Government Code. For purposes of those provisions,the ru ming;of the period of time within which a claim must be filed shall be tolled from the time the claimant submits his or her written claim pursuant to subdivision(a)until the time that claim is denied as a result of the meet and confer process,including any period of time utilized by the meet and`iconfer process. (f)This article does not apply to tort claims and nothing in this article is intended nor shall be construed to change the time periods for filing tort claims or actions specified by Chapter 1 (commencing with Section 900)and Chapter 2(commencing with Section 910) of Part 3 of Division 3.6 of Title 1 of the Government Code. 20104.4. The following procedures are established for all civil actions filed to resolve claims subject to this article: (a) Within 60 days, but no earlier than 30 days, following the filing or responsive pleadings,the court shall submit the matter to nonbinding mediation unless waived by mutual stipulation of both parties. The mediation process shall provide for the selection within 15 days by both parties of a disinterested third person as mediator,shall be commenced within 30 days of the submittal, and shall be concluded within 15 days from the commencement of the mediation unless a time requirement is extended upon a good cause showing to the court or by stipulation of both parties. If the parties fail to select a mediator within the 15-day period,any party may petition the court to appoint the mediator. (b)(1)If the matter remains in dispute,the case shall be submitted to judicial arbitration pursuant to Chapter 2.5(commencing with Section 1141.10)of Title 3 of Part 3 of the Code of Civil Procedure,notwithstanding Section 1141.11 of that code. The Civil Discovery Act(Title 4(commencing with Section 2016.010)of Part 4 of the Code of Civil Procedure)shall apply to any proceeding brought under this subdivision consistent with the rules pertaining to judicial arbitration. (2) Notwithstanding any other provision of law, upon stipulation of the parties, arbitrators appointed for purposes of this article shall be experienced in construction law, and, upon stipulation of the parties,mediators and arbitrators shall be paid necessary and reasonable hourly rates;of pay not to exceed their customary rate, and such fees and expenses shall be paid equally by the parties,except in the case of arbitration where the arbitrator,for good cause,determines a different division. In no event shall these fees or expenses be paid by state or county funds. (3) In addition to Chapter 2.5 (commencing with Section 1141.10)of Title 3 of Part 3 of the Code of Civil Procedure,any party who after receiving an arbitration award requests a trial de novo but does not obtain a more favorable judgment shall,in addition to payment of costs and fees under that chapter,pay the attorney's fees of the other party arising out of the trial de novo. (c)The court may,upon request by any party, order any witnesses to.participate in the mediation or arbitration process. Page 8 of 9 20104.6. (a) No local agency shall fail to pay money as to any portion of a claim which is undisputed except as otherwise provided in the contract. (b) In any suit filed under Section 20104.4,the local agency shall pay interest at the legal rate on any arbitration award or judgment. The interest shall begin to accrue on the date the suit is filed in a court of law. As stipulated in the Labor Code,Section 1861 each contractor to whom a public works contract is awarded shall sign and file with the awarding body the following certification prior to performing the work on the contract: "I am aware of the provisions of Section 3700 of the Labor Code which require every employer to be insured against liability for workers' compensation 'or to undertake self-insurance in accordance with the provisions of that code, and I will comply with such provisions before commencing the performance of the work of this contract" , /V/Z,� /Z� � Si Dat Print Name 7 2 /-/ �� Name orContractor Page 9 of 9 Contra Costa County C.l. Self Certification Form „ Small Business Enterprise and Outreach Programs All of the non-statistical information provided in SECTION 1 will be included_in the County's SBE and Outreach Directory,which may be shared with County Departments, contractors,consultants, and others in both electronic(internet, intranet, e-mail, facsimile)and paper formats, unless you indicate otherwise in SECTION 5. ECTION 11 - Name of Firm(Pri ,L. rlf OGIG �f1R a t t4 ' Street Address(City,State) C�tq ' 0.y 1 r '( n (Z`p Code)Q Mailing Address.(City,State)tl'J V Ip Code) l R0 . -Boy, 2soa DCLVt�JVU e,l C A- c �(SZCa (Area Code)Phone No. (Area Code)Fax No. ZA email Is your main office located in Contra Costa County? Yes No Business Entity Status Check all appropriate boxes: MBE ❑ WBE ❑ DBE ❑ SBE 10" L13E ❑ DVBE ❑ OBE ❑ See Page 3 For Definitions . For Statistical Purposes Only Ethnicity ofOwner(s): White fhr Black ❑ Hispanic ❑ Asian ❑ American Indian/Alaskan Native ❑ ECTION 2 Complete this section to certify as a Small Business Enterprise. (See Page 3 for Definitions) State.Certified SBE: Yes No I� .Certification No.: tHave your gross receipts for the past three years averaged$10 million or less Do you employ more than 100 employees together r ear? Yes No with affiliates? Yes QJ No-� f Is your principal office located in California? Yes td No ❑ The officers reside in California? Yes') No ❑ ECTION Complete this section to certify as a Minority Business Enterprise (MBE)and/or Woman Business Enterprise(WBE) and/or Disabled Veteran Business Enterprise(DVBE) (See Page 3 for Definitions) Check appropriate box: Contractor❑ Special Trade Contractor❑ Trucker ❑ Manufacturer❑ Construction Supplier Cl Vendor❑ Consultant/Service Provider ❑ Are you certified with any other agencies: Yes No If"Yes"please list: U Q If you are a Contractor,are your annual gross receipts fourteen million dollars($14,000,000)or less? Yes (aj No If you area Special Trade Contractor,are your annual gross receipts seven million dollars($7,000,000)or less? Yes Q No If you are a Trucker/Manufacturer/SupplierNendor,do you meet the SBA size standard? Yes No For the specific SBA size standard contact the Affirmative Action Office, 925 335-1045) Is your firm 51%owned and managed by one or more minority owners? Yes U No U Is your firm 51%owned and managed by one or more women owners? Yes ❑ No ❑ Is your firm 51%owned and managed by one or more disabled veteran owners? Yes ❑ No ❑ Are the owners citizens or lawful permanent residents of the U.S.? Yes No If you are a DVBE,is your principal office located in the United States? Yes ❑ No ❑ Asa DVBE,do you reside in California? Yes ❑ No ❑ Revised 09/10/04 a:SBEOutreachSeifCertification See Other Side Page-1�of 3_ Contra Costa County Small Business Enterprise and Outreach Programs Self Certification Form ECTION Work Conducted By Firm(Describe what your firm does.) Construction Slide :t-ePa-i< /MICAe(i SeveVtc,esr WcUtS/ of-tcAed Se. uirR, Vendor/Supplies Consultant/ Service Provider ECTION Acknowledgement of Publication The undersigned acknowledges and agrees that the non-statistical information provided in SECTION 1 may be published in the County's SBE and Outreach Directory which may be shared with County Departments,contractors,consultants,and others in both electronic (internet,1 tranet,e-mail,facsimile)and paper formats,unless exceptions are noted below. I agree to publication of all SECTION 1 information ❑ I do not agree to publication of the following(check all that apply): ❑ Street Address ❑ Phone Number ❑ E-mail Address ❑ Mailing Address ❑ Fax Number ❑ Business Entity Status ECTION Certification of Ownership C The undersigned is authorized to execute this Self Certification form on behalf of �vame ofWum <ROL l Vay,11 to- Lc e� r CA OtSg3o Street Address(City,State,Zip Code) U Name(s)of Owner(s) And swears under penalty of perjury that our firm meets the definition of MBE,WBE,DBE,SBE,LBE,DVBE,and/or OBE set forth on page 3 of this form and that ail information contained in this form is true and correct.Any material misrepresentation will be grounds for terminating any purchase orders or contracts which may be or have been awarded. Signed in k-c%-01C (GIV,Cou ,State) on S (1 200 Cal By s CX r' t ame n ^ (Title) oLook o27j�4 — (OL(Lf _ ature Area Code Phone No. R this Sel/ft4rtification drin to the lepartment who sent you this form or: Contra Costa County Affirmative Action Office 651 Pine Street—10th Floor Martinez,CA 94553 Department Use ECTION Departmental Concurrence The undersigned department concurs in the above Self-Certification form and is satisfied that the applicant meets the requirements for self certification as an MBE,WBE,DBE,SBE,LBE,DVBE,and/or OBE. By (Print Name) (Department) (Signature of Department Head or Deputy) (Area Code) Phone No. Date Revised 09/10/04 a:SBEOutreachSetfCertification See Other Side Page 2 of 3 Note: This form should be forwarded to the Affirmative Action Off within 10 days of its completion. MBE, WBE, OBE, DBE, SBE, LBE, and DVBE Definitions: A Minority Business Enterprise(MBE)is a business entity which is at least 51%owned and whose management and daily business operations are controlled by one or more minorities who are citizens or lawful permanent residents of the United States and a member of a recognized ethnic or racial group. The management operations, and control must be substantial, real, and on-going on a regular basis. A Women Business Enterprise(ME)is a business entity at least 51%owned and whose management and daily business operations are controlled by one or more women who are citizens or lawful permanent residents of the United States. The management operations,and control must be real,substantial and on-going,on a regular basis. A Other Business Enterprise(OBE)is any business which does not otherwise qualify as a Minority or Women Business Enterprise. A Disadvantaged Business Enterprise(DBE)is a small business concern(pursuant to Section 3 of the Small Business Act) owned and controlled by socially and economically disadvantaged individuals. This means that socially and economically disadvantaged individuals must own at least 51%of the business,and they must control the management and operations of the business. DBE criteria is used only for state or federally funded projects that require DBE goals. A Small Business Enterprise(SBE)is an independently owned and operated business;which is not dominant in its field of operation;the principal office of which is located in California;the officers of which are domiciled in California;and which, together with affiliates, has 100 or fewer employees and average annual gross receipts of ten million dollars($10,000,000)or less over the previous three years, or is a manufacturer with 100 or fewer employees. A Local Business Enterprise(LBE)is a business entity whose principal place of business is located within the boundaries of Contra Costa County. A Disabled Veteran Business Enterprise(DVBE)is a business concern certified by the administering agency as meeting all of the following: 1)a veteran of the military, naval, or air service of the United States with a service-connected disability of at least 10 percent,and who is also a resident of California,2)one or more disabled veterans own 51%percent of the firm, 3)the management and control of the daily business operations are by one or more disabled veterans,and 4)it is a sole proprietorship corporation or partnership with its home office located in the United States and is not a subsidiary of a foreign firm. Revised 09/10/04 a:SBEOutreachSelfCertification See Other Side Page 3 of 3 �! Ul;I-31-nub wt Uj; Ib Ph HA NU, Ulti MUI/ N. U?/U3 ATEIACORD. CERTIFICATE OF LIABILITY INSURANCE 01031M10/200200OY6Y) f 0/31 6 PRODUCER Phone:(8161987-2071 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION Sorci Commercial Insurance Services ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE 9266 Madison Avenue HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR Omngevale,CA 95662 ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. License M.0707817 INSURERS AFFORDING COVERAGE NAIC B INSURED James Shryock INSURER A: NIC Insurance Company DBA:Shryock Grading INSURER B: — P.O.Box 2689 INSURER C: Danville,CA 94626 INSURER 0, INSURER E: COVERAGES THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED.NOTWITHSTANDING ANY REQUIREMENT,TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN,THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS,EXCLUSIONS AND CONDITIONS OF SUCH POLICIES.AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. WSR ADM POLICY NUMBER POUCYEFFECTIVE POLICYEXPIRATION.LM URANCE UNITS A OENER 1L uAB L1TY 04-00003398 09/2712006 09/27/2007 EACH OCCURRENCE S 1.0-0-0-0-0-0 X COMMERCIAL GENERAL LIABILITY DAMAGE JU RENTED PREMSES ru f 50,000 CLAIMS MADE X❑OCCUR MED EXP am pws ) $ 6.000 PERSONAL S ADV INJURY $ 1.600,600 GENERAL AGGREGATE S 2,000,000 GENT AGGREGATE LINT APPLIES PER: PRODUCTS-COMPIOPAGG S 1.000.000 X POLICY JECT PRO LOG AUTOMOBILE LIABILITY - — -.. ... - COMBINED SINGLE LIMIT S ANY AUTO (Ea aooded) ALL OWNED AUTOS BODILY INJURY SCHEOULEDAUTOS (P"Phan) S HIRED AUTOS BODILY INJURY S NON4"ED AUTOS (Per aa3dwo PROPERTY DAMAGE S (Pw aowwo GARAGE LIABILITY AUTO ONLY-EA ACCIDENT S ANY AUTO OTHER THAN EA ACC S AUTOONILY: AGO S EXCESSIUMBRELLA LIABILITY .. —_ EACH OCCURRENCE $ OCCUR n CLAIMS MADE AGGREGATE $ f DEDUCTIBLE S RETENTION S f WORKERS COMPENSATION AND IVC STAN• TH- EMPLOYERS LIABILITY ANY PROPRIETORIPARTNERIEXECUTIVE EL.EACH ACCIDENT f OFFICERRAEMBER EXCLUDED? E.L.DISEASE-EA EMPLOYEI S Ilyes desalbeuWa SPECIAL PROVISIONS below EL.DISEASE-POLICY LIAIT S OTHER I DESCRIPTION OF OPERA71ONS I LOCATIONS I VEHICLES I EXCLUSIONS ADDED BY ENDORSEMENT I SPECIAL PROVISIONS Proof of Insurance CERTIFICATE HOLDER CANCELLATION SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION Blackhawk GHAD DATE THEREOF,THE LVUDD INSURER WILL ENDEAVOR TO MAIL 30 DAYS WRITTEN Attn'Claudia NOTIE TO THE CERTIFICATE HOLDER NAMED TO THE LEFT,BUT FAILURE TO DO SO SHALL 4125 Blackhawk Plaza Circle IMPOSE NO OBLIGAnON OR LIABILITY OF ANY KIND UPON THE INSURER,ITS AGENTS OR Danville,CA 94506 REPRESENTATIVES' AUTHORIZED REPRESERTA LYN ACORD 25(2001/08) ACORD COTZPORATION 1988 rvrted by LYN on October 31,2006 at 02:57PM 0G*F-31-2UUb 'FUL U3: 1 U FM h HIS NU, b l bbbIlUU 1 ( t'. U3/U3 IMPORTANT If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). It SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). DISCLAIMER The Certificate of Insurance on the reverse side of this form does not constitute a contract between the issuing insurer(s), authorized representative or producer, and the certificate holder, nor does it affirmatively or negatively amend, extend or atter the coverage afforded by the policies listed thereon. ACORD 25(2001108) -- Printed by LYN on October 31,2006 at 02:57PM W=9 Request for Taxpayer Give form to the"' (Rev-November 2005) Identification Number and Certification requester. Do not Department or the Treasury send to the IRS. Ntemai Revenue service ,,i Name(as shown on your income tax return) m o. Business name,if different from above c o G 75 U Check appropriate box: Sole proprietor ___.___-""--"" ❑ withholding Exempt from backup E] Corporation ❑ Partnership C] Other 0-o _ — m Address(number,street,and apt.or suite no.) - Requesters name and address(optional) ac <9 0.h U VA City,state,and ZIP code Q. T LCuVlC0 CA- 065J0 V) List account numbers)here(o do m U, Taxpayer Identification Number IN Fater your TIN in the appropriate box.The TIN provided must match the name given on Line 1 to avoid Som seCtQtly number backup withholding-For Individuals,this is your social security number ISSN).However,for a resident alien,sole proprietor,or disregarded entity,see the Part 1 instructions on page 3.For other entities,it is your employer identification number(EIN).if you do not have a number,see How to get a 77N on page 3. or Note.If the account is in more than one name,see the chart on page 4 for guidelines on whose Fvplqyer identification number number to enter. Certification Under penalties of perjury,I certify that: 1- The number shown on this form is my correct taxpayer identification number(or I am waiting for a number to be issued to me),and 2. 1 am not subject to backup withholding because:(a)1 am exempt from backup withholding,or(b)1 have not been notified by the Internal .Revenue Service(IRS)that I am subject to backup withholding as a result of a failuretoreport all interest or dividends,or(c)the IRS has notified me that I am no longer subject to backup withholding,and 3_ 1 am a U.S_person(including a U.S.resident afien). Certification instructions.You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report a0 interest and dividends on your tax return.For real estate transactions,item 2 does not apply. For mortgage interest p ' uisition or abandonment o secured property,canc tion of debt,contributions to an individual retirement arrangement(IRA), gene payments other than' er t and dividends,yo are not required to sign the Certificati n,but you must provide your correct N.(See thinstructions i pa 4.) Sign si9nawre qn Here U.S.perm Date INPurpose of F ren An individual who isaeited A person who is equire _o file an int anation return with the ares' IRS, must obtai your orrect taxpayer identification number •A partnership,corporation, company, or association (nM to report or pie, income paid to you,real estate created or organized in the United States or under the laws transactions,mo gage interest you paid,acquisition or of the United States, or abandonment of secured property,cancellation of debt,or o Any estate(other than a foreign estate)or trust.See contributions you made to an IRA. Regulations sections 301.7701-6(a)and 7(a)for additional U.S. person.Use Form W-9 only if you are a U.S.person information. (including a resident alien),to provide your correct TIN to the Special rules for partnerships.Partnerships that conduct a person requesting it(the requester)and,when applicable,to: trade or business in the United States are generally required 1.Certify that the TIN you are giving is correct(or you are to pay a withholding tax on any foreign partners'share of waiting for a number to be issued), income from such business. Further, in certain cases where a 2.Certify that you are not subject to backup withholding,or Form W-9 has not been received, a partnership is required to 3. Claim exemption from backup withholding if you area presume that a partner is a foreign person, and pay the U.S.exempt payee. withholding tax.Therefore, if you are a U.S. person that is a partner in a partnership conducting a trade or business in the In 3 above,if applicable,you are also certifying that as a United States, provide Form W-9 to the partnership to U.S.person,your allocable share of any partnership income establish your U.S.status and avoid withholding on your from a U.S.trade or business is not subject to the share of partnership income. withholding tax on foreign partners'share of effectively connected income. The person who gives Form W-9 to the partnership for Nato.if a requester gives you a form other than Form W-9 to purposes of establishing its U.S.status and avoiding withholding on its allocable share of net income from the your TIN,you must use the requester's fond if it is partnership conducting a trade or business in the United substantially similar to this Form W-9. States is in the following cases: For federal tax purposes,you are considered a person If you • The U.S.owner of a disregarded entity and not the entity, are: Cat.No.1O231x Form W-9 (Rev.11-2005) Contra Costa County Solicitation Form Small Business Enterprise and Outreach Programs The Small Business Enterprise(SBE)Program applies to: (1) county4unded construction contracts of$25,000 or less;(2)purchasing transactions of $50,000 or less and (3)professionallpersonal service contracts of$50,000 or less. Note: Certain contracts and purchasing transactions an:exempt (see SBE Program, pages 3-4,for list of exemptionsJ. A Small Business Enterprise(SBE)is an independently owned and operated business;which is not dominant in its field of operation;the principat office of which is located in California;the officers of which are domiciled in California;and which,together with affiliates,has 100 or fewer employees and average annual gross receipts of ten million dollars($10,000,000)or less overthe previous three years, or is a manufacturer with 100 or fewer employees. A Minority Business Enterprise(MBE)is a business entity which is at least 51%owned and whose management and dairy business operations are controlled by one or more minorities who are citizens or lawful permanent residents of the United States and a member of a recognized ethnic or racial group. The management operations,and control must be substantial, real,and on-going on a regular basis. A Women Business Enterprise(WEE)is a business entity at least 51%owned and whose management and daily business operations are controlled by one or more women who are citizens or lawful permanent residents of the United States. The management operations,and control must be real, substantial and on-going,on a regular basis. A Disadvantaged Business Enterprise(DBE) is a small business concern(pursuant to Section 3 of the Small Business Act)owned and controlled by socially and economically disadvantaged individuals. This means that socially and economically disadvantaged individuals must own at least 51%of the business,and they must control the management and operations orthe business, DBE criteria is used only for state or federally funded projects that require DBE goals. A Local Business Enterprise(LBE)is a business entity whose principal place of business is located within the boundaries of Contra Costa County. An Other Business Enterprise(OBE)is a business entity which does not otherwise qualify as an MBE or WEE. A Disabled Veteran Business Enterprise(DVBE)is a business entity at least 51%owned by one or more disabled veterans and whose daily business operations must be managed and controlled by one or more disabled veteran(s);the disabled veteran(s)who manages and controls the business is not required to be the disabled veteran business owner(s);and the home office must be located in the U.S. (the home office cannot be a branch or subsidiary of-a foreign corporation,-foreign firm.or other foreign based-business). The disabled Veteran must be a-Callfomia-resident.have-a service- connected disability of at least 10%or more and be an honorably discharged veteran of the U.S.Military, Naval or Air Services. SECTION 1 Firms Solicited (Use additional paper if needed) 1. Complete the following: a. To your knowledge-was-any of your solicitation to an: MEE WEE DBE SBE LB FE OBE DVBE Ll El E3 ❑ ® ❑ ❑ b. If yes, list the names of firm solicited Use additional paper if needed . Telephone Check Appropriate Boxes Date Firm Name Contact Person Nurillber MBE WBE DBE SBE 1.6E OBE DVBE oC4 a /J� eC a3 /o ❑ ❑ ❑ Jit, ❑ ❑ ❑ �1�, a �l / D�cSC O� Sl•� y�8 / ❑ ❑ ❑ ❑ ❑ Res once• 3)°7O O�t`(�D n //zPP /:� (fits �✓ /3 '0303 ❑ ❑ ❑ ❑ ❑ ❑ ❑ Response: sponse: Contra Costa County 1 of 2 Solicitation Form Small Business Enterprise and Outreach Programs Firms Solicited T ontinued 5) Response: s) ❑ ❑ ❑ ❑ ❑ ❑ ❑ Response: 7) ❑ ❑ ❑ ❑ ❑ ❑ ❑ Response: B) ❑ ❑ ❑ ❑ ❑ ❑ ❑ Response: Sy ❑ ❑ ❑ ❑ ❑ ❑ ❑ Response: 10) ❑ ❑ ❑ ❑ ❑ ❑ ❑ Response: SECTIQN Contract Awarded To: Name of Contraoffransaction: r:nll o'P ractlrransaction No.: Purchasin ProfessionallPersonal Services Construction Firm Awarded Contract/Transaction( nt) Date C Q`7tTnoe tion Awarded Street Address(City,State) (Zip Code) Contact Person Dollar Amount of Contract/Transaction (Area Code) Phone No. (Area Code) Fax No. e-mail Scope of work or purpose: Department Head or Deputy Date Phone No. e-mail Department Note: For Department use only. 7 4Lol/--,o e "e"7 �lG C�I�J GW� C•o��ci�� . 2 of 2