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HomeMy WebLinkAboutMINUTES - 01132004 - C31-C35 TO: BOARD OF SUPERVISORS Contra FROM: TONY COL6N, DIRECTOR j COMMUNITY SERVICES DEPARTMENT Costa�-„-'� � osrM . DATE: January 13, 2004 °x ` + County SUBJECT: AUTHORIZATION TO EXECUTE, AND SUBMIT A CONTRACT WITH THE CALIFORNIA DEPARTMENT OF EDUCATION Specific Request(S) or Recommendation (S) & Background and Justification RECOMMENDATION N: APPROVE and AUTHORIZE the Community Services Department Director or designee to execute and submit State Standard Agreement FIMS-3060 (County #39-884) with the California Department of Education for a total maximum reimbursable amount of$3,758 for the purchase of child development instructional materials and supplies for the period from July 1, 2003 through June 30,2004. FINANCIAL IMPACT: Funded through the California Department of Education. Funds will be added to the Community Services Department's FY 2003-04 budget via an appropriation adjustment. There is no net County cost to this contract. CHILDREN'S IMPACT STATEMENT: The Community Services Department Child Development Division supports two of Contra Costa County's community outcomes: "Children Ready for and Succeeding in School" and "Families that are Safe, Stable and Nurturing." These outcomes are achieved by offering comprehensive services, including high duality early childhood education, nutrition, and health services to low-income children throughout Contra Costa County. REASONS FOR RECOMMENDATIONS/BACKGROUND: As an eligible childcare and development contractor, Contra Costa County Community Services Department will receive one-time funding for the purchase of instructional materials and supplies. These funds may be used to purchase either durable or consumable developmentally appropriate and curriculum-related instructional materials. Approval to execute and submit this contract will allow the Contra Costa County Community Services Department to purchase these materials. CONTINUED ON ATTACHMENT: YES SIGNATURE: C� ::]:;Iiii O ENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COM EE APPROVE OTHER SIGNATURE(S > r' -- - -- - - -- _----------_ --- ACTION OF BOA,§g10NI f r Z% «: / '' r ?APPROVE AS RECOMMENDED X OTHER V8TE'0F SUPERVISORS M3 I HEREBY CERTIFY THAT THIS IS A TRUE �X _ UNANIMOUS AND CORRECT COPY OF AN ACTION TAKEN (ABSENT____11V­J �) AND ENTERED ON THE MINUTES OF THE AYES: NOES: BOARD OF SUPERVISORS ON THE DATE ABSENT: ABSTAIN: SHOWN. ATTESTED CONTACT: Tony Colon,646-5990 JOHN SWEETE CLERK OF THE j BOARD OF SUPERVISORS AND COUNTY ADMINISTRATOR CC: CAO CSD (3 prig.,signed,sealed copies) { BY '%'~ 1 ,' r �a' DEPUTY Contra TO: BOARD OF SUPERVISORS fCosta FROM: William B. Walker, MD, Health Services Director . County DATE: January 13, 2004 SUBJECT: APPROVE AND AUTHORIZE APPLICATION FOR U.S. DEPT. OF HEALTH AND HUMAN SERVICES HEALTH RESOURCES AND SERVICES ADMINISTRATION (HRSA) BIOTERRORISM PREPAREDNESS FUNDS SPECIFIC REQUEST(S)OR RECOMMENDATION(S)&BACKGROUND AND JUSTIFICATION RECOMMENDATION: APPROVE AND AUTHORIZE the Health Services Director to sign the application for HRSA Bioterrorism funds designated for hospitals, outpatient facilities and Emergency Medical Services. These funds are allocated by the State of California for the period of the contract September 1, 2003 —August 31, 2004. FISCAL IMPACT: Approval of this application allows the County to apply for $312, 596 to be used by hospitals, outpatient facilities and EMS systems for bioterrorism response planning and preparedness. No county funds are required. BACKGROUND: The County is applying for funding for September 1, 2003 — August 31, 20104 on behalf of hospitals, outpatient facilities and Emergency Medical Services in Contra Costa County. This funding will be used to address the delivery of coordinated and effective care to victims of terrorism and other public health emergencies through contract arrangements with entitiesin Contra Costa County eligible for funding. The County is coordinating the local planning group for these funds and will act as the fiscal agent. CONTINUED ON ATTACHMENT: YES NO SIGNATURE _,'RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE APPROVE OTHER SIGNATURE(S): -t ACTION OF BOARD/ON .-11A APPROVE AS RECOMMENDED OTHER VOTE OF SUPERVISORS XUNANIMOUS I HEREBY CERTIFY THAT THIS IS'A TRUE „ (ABSENT iV�) AND CORRECT COPY OF AN ACTION TAKEN AYES: NOES: —) AND ENTERED ON THE MINUTES OF THE ABSENT: ABSTAIN: BOARD OF SUPERVISORS ON THE DATE SHOWN. t/ r. ATTESTED JOHN SWEETEN CLERK)OF THE BOARD OF � CONTACT: EMS 646-4690 SUPERVISORS AND COONTY ADMINISTRATOW CC: William B.Walker,MD,HSD Director EMS BY -s .y.. f c -� '`'yPUTY NATIONAL BIOTERRORISM HOSPITAL PROGRAM Cooperative Agreement Guidance U.S. Department of Health and Human Services Health Resources and Services Administration Maternal and Child Health Bureau May 2, 2003 National Sioterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 Table of Contents Missionstatement.........................................................................................................................2 HRSACooperative Agreement.....................................................................................................2 Introduction......................................................................................................................................2 Purpose ...........................................................................................................................................3 WhoCan Apply................................................................................................................................4 Funding............................................................................................................................................4 Deadline...........................................................................................................................................4 ApplicationRequirements................................................................................................................ 5 ReviewCriteria................................................................................................................................5 National Bloterrorism Hospital Preparedness Program Contacts...................................................5 Cooperative Agreement Application...........................................................................................6 PHSForm 5161-1............................................................................................................................6 Year1 Progress Report...................................................................................................................6 FY2003Work Plan ..........................................................................................................................6 PartA. Cross-Cutting Activities.......................................................................................................6 A. Cross-Cutting Benchmark#1: Incident Management ....................................................... 7 B. Cross-Cutting Benchmark#2: Joint Advisory Committee for CDC and HRSA CooperativeAgreements....................................................................................................9 C. Cross-Cutting Benchmark#3: Laboratory Connectivity....................... .......................... 10 D. Cross-Cutting Benchmark#4: Laboratory Data Standard............................................... 12 E. Cross-Cutting Benchmark#5: Jointly Funded Health Department/Hospital Activities... 12 PartB. HRSA Priority Areas..............................................................................................*.........., 14 Priority Area#1:Administration............................................................................................. 15 Priority Area#2: Regional Surge Capacity for the Care of Adult and Pediatric Victims of Terrorism.......................................................................................................................... 16 Priority Area#3: Emergency Medical Services.....................................................................21 Priority Area#4: Linkages to Public Health Departments.....................................................22 Priority Area#5: Education and Preparedness Training.......................................................23 Priority Area#6:Terrorism Preparedness Exercises............................................................24 PartC. Budget............. ............................................... ................................................................25 PartD. Timeline.............................................................................................................................26 References ...................................................................................................................................26 Appendices Appendix A: Public Health Service Form 5161-1 (PHS Form 5161-1) Appendix B: Year 1 Progress Report Appendix C: Line-Item Budget Template Appendix D: Funding Table May 2,2003 National Bloterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 Mission Statement web-based and other resources on these subjects as the situation has evolved,few provide specific guidance on,the The mission of the National Bioterrorism development of local, regional,and State Hospital Preparedness Program is to ready response systems. A maximally effective hospitals and supporting health care response can occur only if emergency systems to deliver coordinated and effective response systems at the local, regional,and care to victims of terrorism and other public State levels have fully integrated hospitals health emergencies. and acute care medicine, emergency medical services(EMS), public health, and HRSA Cooperative Agreement other health assets into appropriate jurisdictional emergency operation plans. Introduction Lest we become complacent in the In the wake of the terrorist attacks of aftermath of the anthrax incident, it is September 11,2001,and the subsequent important to realize that terrorist groups may anthrax incident, attention was focused on have access to other biological,chemical, the ability of the health care system, radiological and explosive weapons. For including hospitals,emergency medical example,in the 1990s, United Nations services(EMS)systems and outpatient inspectors in Iraq found evidence that facilities to respond to terrorist events and thousands of pounds of anthrax culture, other public health emergencies. All hundreds of liters of Clostridium botulinum components of the health care system face culture,and several kilograms of botulinum the challenge of becoming trained and toxin were possessed by that government. 1 prepared to respond to biological, chemical At the time of this writing, our government and radiological incidents, and casualties has been at war with Iraq to neutralize this resulting from conventional explosions, capacity. whether they present in large numbers acutely or in small cohorts over a long To follow up on the emergency bioterrorism period of time. Wile generally well legislation in fiscal year(FY)2002 through prepared to respond to routine emergencies the Public Health and Social Services and minor epidemics, the system lacks the Emergency Fund,Congress authorized a plans and infrastructure to respond to the continuing response to bioterrorism and new challenges posed by terrorist acts. An other public health emergencies in June acute influx of large numbers of sick or 2002. The Public Health Security and contaminated patients from such an attack Sioterrorism Preparedness and Response could completely overwhelm the medical Act of 20102(Public Law 107-188)enacts system. Section 319C-1 of the Public Health Service Act(42 U.S.C.247d-3a),which supports The outbreak of anthrax stemming from activities related to countering potential mailings of weaponized spores through the terrorist threats to civilian populations. United States (US)postal system in the fall Funding was provided under the of 2001 was the latest instance of Consolidated Appropriations Resolution, bioterrorism in the United States. Although 2003(Public Law 108-7). the Federal government has staged more than 200 counterterrorism training exercises As part of this initiative, the Health since 1995,when the Defense Against Resources and Services Administration Weapons of Mass destruction Act was (HRSA)announces that$498 million is passed by Congress, concern has been available in FY 2003 for cooperative expressed from many quarters about the agreements with 52 public health continued lack of preparedness of hospitals, departments of States,territories, community clinicians, EMS systems and municipalities and Pacific nations(hereafter poison control centers to respond to terrorist referred to as"Awardees"). These awards attacks. Although the Centers for Disease are for the development and implementation Control and Prevention (CDC)and a number of regional plans to improve the capacity of of medical groups have produced many the health care system, including hospitals, May 3,2003 Page 2 National Bloterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 emergency departments, outpatient continue,and Pacific freely associated facilities,emergency medical services nations will begin,to involve their local (EMS)systems and poison control centers, partners in this effort. These partners must to respond to incidents requiring mass include, but are not limited to, pediatric and immunization, isolation, decontamination, adult hospital associations,emergency diagnosis and treatment, in the aftermath of medical systems, emergency management terrorism or other public health agencies, rural health offices, primary care emergencies. associations, health care professional organizations and federal health care Purpose facilities(including those of the Indian Health Service,Veteran's Administration and The purpose of this cooperative agreement Department of Defense). program is to build upon the planning, infrastructure development and initial Each application is expected to integrate the implementation that began in FY 2002,to work done under the FY 2002 HRSA continue to upgrade the preparedness of the cooperative agreement and the proposed !Nation's health care system to respond to work under the FY 2003 cooperative bloterrorism,other outbreaks of infectious agreement with funds available through: (9) disease,and other public health threats and the CDC cooperative agreements for emergencies. This will also allow the health upgrading State and local public health care system to become more prepared to preparedness for terrorism;and(2)funds deal with non-terrorist epidemics of rare directed to selected municipalities by the diseases, exposures to chemical toxins and Department of Homeland Security(DHS)for radiological materials, and mass casualties Metropolitan Medical Response Systems due to explosions. The prime focus will be (MMRS). to develop, implement and intensify regional terrorism preparedness plans and protocols Awardees will be given the flexibility to for hospitals,outpatient facilities, EMS prioritize funding for specific activities based systems(both freestanding and fire-based) upon their needs assessment,within the and poison control centers in collaborative overall context of national terrorism statewide or regional models. Collaboration preparedness objectives.This should result with other States, American Indian and in awardees being able to upgrade the Alaska Native tribes, bordering countries ability of health care entities to respond to and expert national organizations is terrorist incidents; develop a multitiered encouraged. Integration of the health care system in which these entities are prepared system plans with the public health to triage, isolate, diagnose,treat and refer department response is critical. multiple victims to identified centers of excellence; and develop regional consortia Applications of two types are being accepted to pool limited funding to accomplish these for FY 2003: (a) Competing Continuations: goals, requests for financial assistance to extend for an additional budget period beyond FY Awardee health departments will be required 2002(all current awardees)and(b)New. to allocate most of these funds to hospitals, request for financial assistance for projects emergency medical systems, poison control not currently receiving support(Pacific freely centers, community health centers, rural associated nations). health clinics,federally qualified health centers,tribally-owned health care facilities The FY 2003 cooperative agreements will serving American Indians and Alaska perpetuate successful FY 2002 bioterrorism Natives, and other outpatient facilities that preparedness activities based on needs serve as vital points of entry into the health assessments begun then. It will also include care system. planning and implementation of new or expanded activities designed to prepare the Indian Health Service facilities could be regional health care systems for incidents of eligible for State funding under this program. terrorism or other public health To the extent that such facilities apply for emergencies. FY 2002 awardees will State funding and provide the requisite May 2,2003 Page 3 National Bioterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 documentation, the State could award Rico and the three municipalities, and funding based on appropriate State law and $500,000 to the other four territories and the procedures. three Pacific nations. Remaining funds will be distributed to these jurisdictions using a While associations of hospitals and other formula based on population. The amount health care entities may serve as to be awarded includes both direct and subawardees to implement this program,the indirect costs. intent of the program is primarily to fund health care entities directly for their Given the responsibilities of Federal, State, preparedness activities,or to implement and local governments to protect the public activities that have a direct benefit to these in the event of terrorism,funds from this entities. cooperative agreement must be used to supplement and not supplant the non- Who Can Apply Federal funds that would otherwise be made The distribution of funds will be to the health available for this activity. departments of all 50 States,the district of No matching costs or cost sharing are Columbia,the nation's three largest required. municipalities(New York City, Chicago and Los Angeles County),the Commonwealths Awards are intended to support needs of Puerto Rico and the Northern Mariana assessments,the development and Islands,the territories of American Samoa, implementation of DHHS-approved work Guam and the U.S.Virgin Islands,the plans, and contracts to health care entities Federated States of Micronesia, and the to upgrade their ability to respond to terrorist Republics of Palau and the Marshall Islands. incidents. Hospitals, EMS systems,outpatient facilities and poison control centers should work with Funds for these cooperative agreements will the appropriate health department for be awarded for a four-year project period funding through this program. beginning August 31,2003. Funding for subsequent budget periods beyond FY 2003 Eligible applicants from the Pacific Basin will be based upon the accomplishment of Territories and Nations may cooperate in a objectives and fulfillment of cooperative consortium arrangement to submit a single agreement requirements for previous years, application, pooling funds to develop a and upon the availability of appropriated larger regional plan where economies of funds. scale might make this more practical. Under such an arrangement,one of the applicants Deadline must be the awardee of record,with responsibility to oversee the funds directed Awardees must file an application with toward the other participants. HRSA as soon as feasible after receipt of this announcement, but no later than July 1, Funding 2003. In order to facilitate rapid review by HRSA, copies of the application may be The administrative and funding instrument to electronically mailed to HRSA. be used for this program will be the cooperative agreement, in which substantial Applications will be reviewed by committees HRSA programmatic collaboration with within both HRSA and the Office of the awardees is anticipated during the Secretary, DHHS. If the applications fulfill performance of the project. Under the the review criteria, awards will be made by cooperative agreement, HRSA will support August 31, 2003. If recommendations from activities of awardees through a these reviews result in funding restrictions, memorandum of agreement. the restrictions will need to be addressed shortly after the applicant receives the $498 million will be awarded in cooperative Notice of Grant Award. agreements. Minimum allotments will be available of$2,000,000 to the District of Columbia, $1,000,000 to the States, Puerto May 2,2003 Page 4 National Bioterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 Application Requirements Review Criteria Applications must be submitted to both Applications will be reviewed based on the HRSA and the Office of the Assistant following criteria: Secretary for Public Health Emergency Preparedness(OASPHEP)via separate Extent to which the plan relates to mailings or electronic transmissions. identified needs Applications must be postmarked or submitted electronically by close of business Extent to which terrorism preparedness on July 1,2003. After a simultaneous dual issues are prioritized and addressed review process at the agency and based on available funds departmental headquarters levels,funds will be awarded by August 31, 2003. Based on Extent to which the bloterrorism demonstrated ability to obligate FY 2002 coordinator and medical director are funds by the FY 2003 application date, post- qualified for their positions award funding restrictions may apply until the grantee is ready to spend the new funds. Extent to which requests for staffing, equipment and capital improvements Applications must be addressed separately relate to sustainable program goals to both of the following individuals, either by mail or electronic transmission,to ensure Extent to which objectives are efficient review at both levels and timely measurable,achievable, and award of funding. It is critical that this dual sustainable mailing be accomplished by the applicant. HRSA will be unable to duplicate and • Extent to which the work plan meets forward cooperative agreement applications benchmark requirements in a high- to the Office of the Assistant Secretary for quality manner Public Health Emergency Preparedness (OASPHEP). Extent to which proposed objectives can be accomplished within one year Addresses for Submission: • Extent to which the needs of pediatric Jacquelyn Whitaker and adult age groups are addressed in Grants Management Specialist the plan Health Resources and Services Administration Extent to which terrorism disaster Parklawn Building, Room 11-11 exercises feed back to revisions of the 5600 Fishers Lane, Rockville, MD 20857 plan (301)443-1440 iwhitaker(a-.hrsa.aov Clarity tbudget and narrative justification Lily Engstrom Director, Office of State and Local National Bioterrorism Hospital Preparedness Preparedness Program Contacts Office of the Assistant Secretary for Public Parklawn Building, Room 18A-38 Health Emergency Preparedness 5600 Fishers Lane Hubert H. Humphrey Building, Room 638-G Rockville, MD 20857 200 Independence Avenue, SW (301)443-1296(Fax) Washington, DC 20201 (202)205-4729 CAP7 Richard Niska, MD, MPH, USPHS CDCHRSA.workplans t�`7r.hhs.aov Program Director When submitting applications(workplans to 301-443-4996 OASPHEP, please provide electronic rniska@hrsa.gov copies, if possible. May 2,2003 Page 5 ............................. __.._. ........................ .. ... .. National Bioterrodsm Hospital Preparedness Program Cooperative Agreement guidance for FY 2003 CDR Andrea Argabrite, MPH, MS-FNP, fto:/tfto.hrsa.covtmchblgrants20031ohs5161- USPHS 1.doc Deputy Program Director 301-443-5372 Item 10 on this form should reference aargabritet 7a.hrsa.gov Catalog of Federal Domestic Assistance (CFDA)Number 93.003. CDR Brad Austin, MPH, USPHS Senior Program Analyst Year 1 Progress Report 301-443-1860 baustinAhrsa.gov The Year 1 Progress Report is required for competing continuation applications only. CDR Alexandr Kosyak, RPh, USPHS The document(see Appendix B)contains Senior Program Analyst objective items designed to reflect the 301-4434566 current status of each awardee within a akosyakaC Jhrsa; ov given priority area. Completion of the report will result in consistent cross-awardee data Wilmer Alvarez, BS that may be used for national planning Program Analyst purposes. For applicants,this data can (301)443-1950 serve as the basis for a continuous quality walvarezahrsa.aov improvement plan, in which the initial needs assessment is continually updated and LT Sumner Bossier, RN,CEN, USPHS forms the basis for changes in the Program Analyst implementation plan. 301-443-1095 sbosslerO, hrsa.gov FY2003 Work Plan LT Stacey Gooding, MSW, LGSW, USPHS Part A. Cross-Cutting Activities Program Analyst Public health emergency preparedness 301-443-3799 requires that state and local health s000ding rAhrsa.gov departments, hospitals, and other health Linda Miller care entities be able to mount a collective Program Assistant response featuring seamless interaction of 301-443-6601 their event-specific capabilities. For Imillerahrsa,gov example, while public health departments would play the predominant role in a public health emergency requiring mass Cooperative Agt+@P.C716'Ct# distribution of vaccine or antibiotic Application prophylaxis, hospitals and other health care entities would carry the primary burden in To apply for funds, applicants will need to the wake of a mass casualty incident. submit the following: Many aspects of public health emergency preparedness demand a unifying 1. Public Health Service Grant Application jurisdiction-wide strategy. For this reason, Form (PHS 5161-1) the Department of Health and Human 2. Year 1 Progress Report Document Services(HHS)directs both the CDC and (Competing Continuation applications the HRSA cooperative agreements primarily only) to state health departments and looks to the 3. FY 2003 Work Plan senior state public health official to effect the necessary integration of pertinent activities. PHS Form 5151-1 The scope of this integration must be both Public Health Service Form 5161-1 (PNS vertical (i.e., between state and local Form 5161-1)can be found in Appendix A. activities)and horizontal(Le,, between The form can also be viewed and public health and health care activities). downloaded from May 2,2003 Page 6 National Bioterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 In addition, public health emergency NIMS covers all incidents(natural and preparedness activities should be unnatural)for which the federal government coordinated closely with those of public deploys emergency response assets. The safety and emergency management Secretary of Homeland Security is agencies, especially with respect to activities responsible for developing and maintaining funded by the Department of Homeland NIMS. Security and/or other federal agencies. States should actively support efforts by Bioterrorism and other public health counties and municipalities to enhance their incidents fall within the scope of NIMS. To readiness for public health emergencies, this end,the Department of Health and including their capacity to rapidly Human Services (DHHS)will have the initial accommodate state and federal assets lead responsibility for the federal (such as the Strategic National Stockpile) government and will deploy assets as and emergency response teams(such as needed within the areas of his or her those provided by the National disaster statutory responsibility(e.g.,the Public Medical System). Health Service Act and the Federal Food Drug and Cosmetic Act)while keeping the To ensure that all preparedness activities Secretary of Homeland Security apprised are coordinated and integrated at the state regarding the course of the incident and the and local levels, applicants should address nature of the response operations. cross-cutting issues that are identified below (Sections A through F). The Recipient HSPD-5 provides for the Department of Activities in Sections A through E consist of Homeland Security(DHS)to assume two subsections beginning with the following responsibility for coordinating federal phrases: response operations under certain circumstances. In particular,"The Secretary 1 - Provide the following information. shall coordinate the federal government's resources utilized in response to or recovery 2- Carry out the following activity. from terrorist attacks, major disasters, or other emergencies if and when any one of - The responses to all subsections 1 as well the following four conditions applies: (1)a as to Section F should be assembled as federal department or agency acting under one,stand-alone document. Responses to its own authority has requested the subsections 2 should be integrated and assistance of the Secretary;(2)the interwoven with descriptions of activities in resources of state and local authorities are the corresponding Priority Area. overwhelmed and federal assistance has been formally requested by the state and This Cross-Cutting Activities section is local authorities; (3)more than one federal identical in both the CDC and the HRSA department or agency has become guidance. In the HRSA guidance,this substantially involved in responding to the section appears in the body of the guidance incident;or(4)the Secretary has been as Part A; in the CDC guidance, it appears directed to assume responsibility for as Attachment X. Responses to this section managing the domestic incident by the should be identical whether submitting for President." CDC or HRSA funding. Thus the responses need be prepared only once and copies States will need incident management inserted in the separate submissions to CDC systems that are interoperable with NIMS if and to HRSA. States and local governments are to gain full benefit from the emergency response assets A. Cross-Cutting Benchmark#1 of the federal government. To that end, INCIDENT MANAGEMENT HSPD-5 requires that,effective with Fiscal Year 2005 awards, adherence to and On February 28, 2003, President Bush compatibility with NIMS be a condition of all issued Homeland Security Presidential grants and other awards from federal Directive HSPD-5 establishing the National government agencies for any aspect of state Incident Management System (NIMS). or local emergency preparedness and May 2,2003 Page 7 >' .._............................................................................................................................ National Bioterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 response. DHHS has elected to begin the other reference to a descriptive requisite planning activities immediately with document and answer the following a view to avoiding unnecessary and questions about the system. potentially costly revisions in Fiscal Year 2005 to DHHS-sponsored activities already I. What government agencies underway or undertaken in Fiscal Years participate in the system? 2003 or 2004. ii. What other entities, public and This benchmark is intended to help states private, participate in the system? and local governments prepare for their eventual participation in the National Ill. Which agency has responsibility for Incident Management System (NIMS),which overall planning,directing, and is prescribed in Homeland Security coordinating jurisdiction-wide response Presidential Directive#5 (HSPD-5). NIMS is operations? to cover all incidents(natural and unnatural) for which the federal government deploys iv. For what classes of incidents does emergency response assets. The Secretary the public health department have lead of Homeland Security is responsible for responsibility for planning, directing, and leading the development and coordinating jurisdiction-wide response implementation of NIMS. operations? During the upcoming budget period,the b. Has your state government defined Department of Health and Human Services intra-state regions to facilitate planning will undertake the following activities with and conduct of incident management? respect to NIMS: If yes, please provide a reap showing the regional structure. Collaborate with the Department of Homeland Security and other agencies c. Does each intrastate region have an of the Federal Government in incident management plan? If yes, developing NIMS, as prescribed by please indicate a web-site address or HSPD-5. other reference to a typical plan. At appropriate times, share NIMS- d. Summarize the results of activities related documents with cooperative during the FY 2002 budget period to agreement recipients and invite their achieve CDC Critical Benchmarks#3, 5, comments with a view to keeping them 6, and 12 and HRSA Critical Benchmark apprised of progress toward and #3;and describe how these results enlisting their assistance in NIMS relate to the statewide and regional development. incident management systems. Recipient Activities: 2. Carry out the following activity during the upcoming budget period: 1. Provide the fallowing information(not to exceed 5 pages). a. Review and comment on DHHS- furnished documents regarding NIMS as Describe the roles and responsibilities of it undergoes development. public health departments and the hospital community(including their supporting health b. Develop and keep up to date a care systems)related to incident description of the roles and management at the state and regional levels responsibilities of public health —including inter-state as well as intra-state departments, hospitals, and supporting regions, as appropriate. health care systems in the statewide incident management system and, a. Does your state(city)currently have an where applicable, in regional incident incident management system? If yes, management systems, please indicate a web-site address or May 2,2003 Page 8 National Bioterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 The estimated costs for this activity are Recipient Activities: eligible for inclusion,with an appropriate distribution,in both the CDC and HRSA 1. Provide the following information(not to cooperative agreements. For the estimated exceed 2 pages): costs assigned to the HRSA cooperative agreement, specify them in the budget for Describe the activities of the advisory Priority Area 2 and discuss them in the committees for the CDC and HRSA associated budget justification. cooperative agreements during the FY 2002 budget period(CDC Critical Benchmark#2 B. Cross-Cuttinn Benchmark#2: and HRSA Critical Benchmark#2). JOINT ADVISORY COMMITTEE Summarize the major accomplishments. FOR CDC AND HRSA Identify the areas, if any,where the COOPERATIVE AGREEMENTS committees'results fell short of expectations and discuss the obstacles encountered and Establish and operate an Advisory potential ways to overcome them in the Committee to assist the jurisdiction's senior future. public health official in overseeing both the CDC and HRSA Cooperative Agreements 2. Carry out the following activity during the upcoming budget period: DHHS strives to ensure that the CDC and HRSA cooperative agreements are Establish an Advisory Committee to assist complementary with respect to strategy and the jurisdiction's senior public health official scope and feature mutually reinforcing in overseeing both the CDC and HRSA provisions. Moreover, DHHS strives to cooperative agreements. The charter for the foster appropriate integration of CDC-and Committee should span the scope of the HRSA-funded activities by directing both CDC and HRSA cooperative agreements. cooperative agreements to the jurisdiction's Opportunities for joint or coordinated health department and by synchronizing the activities between public health departments application,review, and award processes for and the hospital community should receive the two cooperative agreements. special attention. The Committee should meet at least quarterly and maintain a The CDC and HRSA cooperative record of its major decisions and other agreements awarded in fiscal year 2002 actions. each called for formation of an advisory committee to help guide their respective The membership of the Advisory Committee funded activities. As part of the FY 2003 should be broadly representative of public cooperative agreements, with a view to and private entities that have a significant enhancing integration of public health role in preparedness for and response to department and hospital community bioterrorism and other public health initiatives, DHHS is calling for formation of a emergencies. Representatives from the single advisory committee to assist the following entities must be included on the senior public health official in overseeing unified advisory committee and/or its both the CDC and the HRSA cooperative subcommittees: agreements. The transition from two committees to one may occur any time State,territorial or municipal health during the upcoming budget period. The department unified committee may include CDC-and HRSA-specific subcommittees, among Local health departments others, if the recipient so chooses. • State or territorial hospital association • State or territor€al mental health agency • Academic Health Centers • Other tertiary care centers May 2,2003 Page 9 National Bioterrodsm Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 • Community hospitals infectious disease, toxicology, radiation • Community health centers medicine and trauma surgery) • Nursing (especially emergency,critical • Primary care associations care,occupational and school health) • Clinical professional societies • Pharmacy • American Indian or Alaska Native health • Hospital administration care facilities • Hospital engineering • Veterans Administration health care facilities • Laboratory science • Military treatment facilities(if applicable) Mental health (care delivery and psychological consequences of • State or territorial office of rural health terrorism) • State,territorial or municipal emergency • Emergency medical technicians or medical services director or designee paramedics • State,territorial or municipal emergency • Information systems and technology management agency • Public affairs(especially risk • Local emergency medical systems communication) • Poison control centers The estimated costs for this activity are eligible for inclusion,with an appropriate • Metropolitan Medical Response distribution, in both the CDC and HRSA Systems cooperative agreements. For the estimated costs assigned to the HRSA cooperative • State Matemal-Child Health Advocate agreement,specify them in the budget for Priority Area land discuss them in the • State Trauma Coordinator associated budget justification. • Police departments C. Cross-Cutting Benchmark#3 Fire departments. LABORATORY CONNECTiVIrY • Establish operational relationships among • Red Cross and other voluntary the various types of analytical laboratories organizations within the jurisdiction (and other jurisdictions as appropriate)that are relevant to • Consumer representatives preparedness for and response to bioterrorism and other public health The Advisory Committee's members—and, emergencies. if applicable, its consultants—collectively Given the myriad forms that terrorism might should have expertise and experience in the take,emergency preparedness requires not following professional disciplines: only a variety of different types of analytical laboratories but also well defined operational • Public health (especially infectious relationships among them—especially with disease epidemiology and clinical respect to routing of samples and sharing of laboratory science) test results. The jurisdiction's senior public health official should be able to obtain • Medicine(especially emergency analyses and associated data from any and medicine, family medicine, internal all relevant types of analytical laboratories rrredicine, pediatrics, critical care, as needed to counter a bioterrorism incident or other public health emergency. May 2,2003 Page 10 National Bloterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 The classes of analytical laboratories that might be used in terrorist acts against the seem particularly relevant to bioterrorism U.S. Homeland. and other public health emergencies include public health department laboratories, Recipient Activities: hospital laboratories,food testing laboratories, veterinary laboratories, and 1. Provide the following information (not to environmental testing laboratories. exceed 2 pages). Collectively,such an array of laboratories should be able to test for terrorism-related Describe the progress made during the FY pathogens and chemicals in human clinical 2002 budget periods of the CDC and HRSA specimens(typically, blood or urine cooperative agreements in establishing samples),food specimens,animal linkages between public health department specimens(including those from wildlife) laboratories (especially those of local public and environmental samples. health departments)and hospital-based clinical laboratories (CDC Critical Moreover, such an array of laboratories Benchmark#10). should be able to provide analyses during both the peri-event phase and the post- 2. Carry out the following activity during the event phase as needed. "Peri-Event" refers upcoming budget period: to the minutes, hours, or days during which an emergency incident is unfolding. "Post- a. Compile a jurisdiction-wide or region- event" refers to the days,weeks,or months wide inventory of all the analytical following an emergency incident. The laboratories that could play an important duration of these phases necessarily will role in helping public health officials differ from case to case—and the phases respond to bioterrorism or other public may overlap—depending upon the agent health emergencies. Include and medium involved and the extent and laboratories of academic health centers duration of human and/or animal exposure. that have a formal affiliation with public health departments or hospitals. This Cross-Cutting Critical Benchmark relates directly to laboratory-related activities b. Determine what cooperative included in CDC l=ocus Areas C and D and arrangements currently exist between in HRSA Priority Area#4. Note that and among these laboratories and collaborations with food testing laboratories assess needs for improvements. and/or development of food testing capabilities within public health department c. Consider the results of this needs laboratories are eligible for support under assessment when planning and the CDC cooperative agreement because implementing (a)enhancements to food is being recognized increasingly as a public health department laboratories, medium for biological or chemical terrorism. hospital-based laboratories, and food The Food and Drug Administration(FDA) laboratories affiliated with state or local will collaborate with CDC in integrating food government—including collaborating safety considerations into state and local academic health centers and (b)new or public health emergency preparedness and improved cooperative arrangements response. In addition, collaboration with between and among laboratories listed environmental (biological)laboratories is in the jurisdiction-wide inventory. emphasized because CDC and the Laboratory Response Network are important The estimated costs for this activity are contributors, along with the U.S. eligible for inclusion, with an appropriate Environmental Protection Agency and the distribution, in both the CDC and HRSA Department of Homeland Security, to the cooperative agreements. For the estimated recently announced Presidential initiative costs assigned to the HRSA cooperative called BioWatch--a national program to agreement, specify them in the budget for monitor air at selected sites across the Priority Area#4 as applicable and discuss nation for the presence of pathogens that them in the associated budget justification. May 2,2003 Page 11 National Siaterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 D. Crass-Cuttfna Benchmark#4. 2. Carry out the following activity during the LABORATORYDATA STANDARD upcoming budget period. Adopt the Logical Observation Identifiers a. Adopt and implement LOINC as the Names and Codes (LOINC),where standard for electronic exchange of applicable, as the standard codes for clinical laboratory results and associated electronic exchange of laboratory results clinical observations between and and associated clinical observations among public health department between and among clinical laboratories of laboratories,hospital-based public health departments, hospitals, and laboratories,and other entities,including other entities, including academic health collaborating academic health centers, centers,that have a role in responding to that have a major role in responding to bioterrorism and other public health bloterrorism and other public health emergencies. emergencies. Adoption of and adherence to data b. In connection with CDC-provided standards can do much toward ensuring technical assistance, identify areas effective and efficient response to where refinement or extension of LOINC bioterrorism and other public health would enhance public health emergency emergencies, On March 31,the Secretaries preparedness. of Health and Human Services, Defense, and Veterans Affairs announced their joint The estimated costs for this activity are adoption of the first set of uniform standards eligible for inclusion,with an appropriate for electronic interchange of clinical health distribution, in both the CDC and HRSA information (www,hhs.gov/news). cooperative agreements. For the estimated Extension to the Laboratory Response costs assigned to the HRSA cooperative Network and related laboratories is an agreement,specify them in the budget for important next step. Priority Area#4 and discuss them in the Addi#lonal information about LOINC and its associated budget justification. relationship to other data standards can be E Cross-Cutting Benchmark#5, found at www.loinc.oro. During the course JOINTLY FUNDED HEALTH of the upcoming budget period,CDC will DEPARTMENT l HOSPITAL provide technical assistance regarding ACTIVITIES implementation of LOINC and,along with the Office of the Secretary,HHS,will Develop and maintain a database displaying participate in collaborative efforts to refine activities funded jointly by the CDC and and extend the codes as necessary to meet HRSA cooperative agreements and, as the needs of public health emergency applicable, other sources. preparedness. Full preparedness for the myriad forms of Recipient Activities: terrorism requires integration of activities funded by different sponsors with different 1. Provide the following information(not to but related objectives. The President and exceed 2 pages). the Congress have provided—and continue to provide—extraordinary funding through Describe the experiences of the recipient's DHHS and other agencies of the federal public health department laboratory—and government for enhancing state and local those of local public health department preparedness for acts of terror against the laboratories, as applicable—during the U.S. homeland. Demonstrating that these current budget period in promoting effective funds are used effectively and efficiently and and efficient electronic exchange of clinical in highly coordinated ways is an essential laboratory results and associated clinical element of accountability. observations. This section of the guidance focuses on preparedness initiatives that involve various May 2,2003 Page 12 National Bloterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 combinations of joint funding from the CDC cooperative agreements. For the estimated and HRSA cooperative agreements and, as costs assigned to the HRSA cooperative applicable, other sources as well. In this agreement,specify them in the budget for context,"other sources"includes a)other Priority Area 1 and discuss them in the DHHS-sponsored programs—such as associated budget justification. Public Health Preparedness Centers(CDC), the Bioterrorism Training and Curriculum F. OTHER CROSS-CUTTING ACTIVITIES Development Program(HRSA), and the Medical Reserve Corps(Office of the Responses to each issue below need not be Surgeon General); b)other agencies of the more than a page in length(single-spaced) Federal Government—such as the Federal but they should provide suffcient details Emergency Management Agency and other about the nature and extent of the components of the Department of Homeland coordination and integration activities to Security;c)State or local governments; and permit an assessment of the adequacy of d)foundations and other private-sector such activities. If efforts have been organizations. undertaken in any of the areas identified below, provide a brief summary of progress The database need not be limited to intra- to date. If responses to any of the issues State activities. HHS encourages applicants below duplicate information that will be to enter into inter-State and trans-national provided in the CDC or HRSA specific preparedness initiatives as they see sections of your application,you may use necessary--i.e., collaboration with other the same(or some of the same)text in both applicants for the CDC and HRSA places. cooperative agreements and,where pertinent,with bordering Canadian Surveillance Provinces and Mexican States. In particular, HHS encourages applicants to forge multi- Describe how the state health department jurisdictional partnerships where major will integrate disease surveillance systems metropolitan areas or extensive rural regions at the state and local levels, including span portions of two or more States or sit hospital-based surveillance systems,so that astride an international border. relevant data on disease reporting is rapidly captured and analyzed. Surveillance Recipient Activities: systems should be developed with a view towards capturing and reporting information 9. Provide the following information(not to in"real-time." Systems should eventually exceed 2 pages). allow for electronic communication between hospitals and public health departments at List the preparedness initiatives during the all levels. current budget period that are receiving joint funding from the CDC and HRSA Coordination with Indian Trines cooperative agreements. Where funding provide complete documentation of Indian from one or more other sources is involved tribal government participation in state and as well,identify the source(s). focal preparedness planning. Describe how 2. Carry out the following activity during the their participation in planning and upcoming budget period. implementation efforts will be assured by your plan. Maintain and extend as appropriate the database developed for the application in a Populations with Special Needs form that can be included readily in progress Describe activities that will be implemented reports or provided in response to special to meet the specific needs of special requests from the project officer. populations that include but not limited to The estimated costs for this activity are people with disabilities, people with serious eligible for inclusion,with an appropriate mental illnesses, minority groups,the non- distribution, in both the CDC and HRSA English speaking, children, and the elderly. Consider all operational and infrastructure May 2,2003 Page 113 National Bioterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 issues as well as public information/risk component of electronic communications communication strategies. Such activities that will be relied upon heavily during a must be integrated between the public public health emergency to transmit vital health and the hospital communities. information,data, alerts and advisories, it is paramount that states make every effort to Planning for Psychosocial ensure this desired outcome. Describe what Consequences ofBloterrorism and Other measures the state has taken to ensure the Public Health Emergencies connectivity and interoperability, both vertically and horizontally,of its various IT Describe how the state health department is systems with those of local health working with hospitals, mental health departments, hospitals,emergency providers, and public and private emergency management agencies,public safety response and social services entities in agencies, neighboring states,federal public planning to meet the per!-and post-event health officials and others. psychosocial needs of victims,those at risk, their families, psychological casualties both Border States with and without medical illness,and emergency responders(including health Describe how State and local Health care personnel, public health professionals, departments sharing an international border EMTs, etc.). with Mexico or Canada foster collaboration and coordinate with border counties and Education and Training existing border agencies and institutions. The traditional definition of the border is 100 Describe what the state health department is kilometers on either side of the international doing to train or ensure training of its staff boundary,but state and local public health and those in hospitals, major community agencies in consultation with local public health care institutions, emergency heath agencies serving the border areas response agencies,public safety agencies, may choose to define the border in a more etc.)to respond in a coordinated manner in functional way. States may use funds to the event of a bioterror€st attack or other conduct necessary actions in support of public health emergency. Describe plans binational planning,coordination, program (including joint exercises and drills)that will development, and contracting in Mexico or ensure that each category of personnel in Canada if such actions directly contribute to these organizations/agencies knows what health security in the United States. In all their duties are,what is expected of them, regional planning efforts,describe any and with whom they will be interacting in collaborative efforts undertaken by local such an event. health departments with hospitals In their communities to develop an integrated Involvement of Academic Health Centers regional approach to a mass casualty event. Recognizing that academic health centers Part B. MRSA Priority Areas constitute institutions with expertise and resources in health care delivery(often with Recognizing the comprehensive nature of emergency response/trauma care an effective response plan for bloterrorism capabilities), education/training and and other public health emergencies, HRSA research, state and local health departments has identified six priority areas for the work should capitalize on these assets, if plan. available in their regions, in their preparedness efforts. Describe any The Priority Areas include Critical activities underway or planned that will Benchmarks which must be implemented as involve nearby academic health centers. soon as possible. For each Critical Interoperablllty oflnformation Benchmark the awardee must provide a Technology Systems brief proposal for effecting the intended enhancements during this budget period.An Since interoperability of information implementation time line with measurable technology(IT)systems is the most critical milestones, and a proposed budget for each May 2,2003 Page 14 National Bloterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 planning area must also be provided using adequate infrastructure to support the the template in Appendix C.The work plan, planning and implementation process. exclusive of appendices, is not to exceed 70 pages. Program Direction There are other activities in this guidance White this Program is administered through that may be proposed for funding,which the State health officers,it is intended to may be identified by their"Optional focus on maximizing healthcare facility Benchmarks."These activities should be surge capacity and the integration of undertaken only after Critical Benchmarks healthcare facilities into the public health have been addressed. Recipients are and general emergency response systems. encouraged to choose among these optional activities, based on local needs and There must be leadership at the health priorities. If these activities are selected, department level to ensure coordination of then the Optional Benchmarks are the HRSA, CDC and MMRS activities and standards for those activities. funding streams, as well as other State, regional and local emergency preparedness The HRSA work plan will be expected to initiatives in the awardee's jurisdiction. show how proposed uses of FY 2003 funds Specific direction for the HRSA-funded are integrated with other funding sources hospital preparedness plan will also be and organizations, such as CDC and the needed. Department of Homeland Security(DHS). The application must discuss the staffing Populations with Special Needs plan, including the required positions of Bioterrorism Hospital Preparedness The HRSA National Bioterrorism Hospital Coordinator and Medical Director, and Preparedness Program shares a concern for appropriate professional and administrative populations with special needs with its staff to support them.A brief description of counterpart program at the CDC. These the education,training and experience that include but are not limited to people with qualify these individuals for the positions disabilities, people with serious mental must be included. illnesses, minority groups,the non-English speaking, the elderly and children. The B€oterrorism Hospital Preparedness Coordinator is responsible for providing Children are more susceptible to the operational leadership to this program in the untoward consequences of disasters and awardee's jurisdiction, as well as for acts of terrorism,because of a host of implementing the needs assessment and special anatomical, physiological and operational plans for terrorism health care psychological considerations. Planning system preparedness in the State. He or must consider, but not be limited to, special she should have training and experience in treatment areas for mass pediatric disaster response planning, including casualties in hospitals, triage areas and knowledge of clinical issues,administrative health centers, development of pediatric procedures, linkages to appropriate response protocols paying special attention agencies and organizations,and training to appropriate medications and dosages, issues appropriate to terrorism pediatric-specific training and exercise preparedness. procedures, and provision of psychological support to children and families, including The Medical Director will provide medical methods to ensure reunification of children expertise in development and with family members as needed. implementation of the work plan. If a Medical Director cannot be hired as a state Pdority i4ra a# ;adrrtiin%stratlan ' employee,the Awardee may obtain medical direction from the State EMS medical In no more than 5 pages,please address director, or may contract with other qualified the following elements in order to ensure an physicians for these services. Physicians with board certification in emergency May 2,2003 Page 15 National Bioterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2008 medicine,and training and experience in consideration the issues identified in the disaster medicine, infectious disease, Year 1 Progress Report, and the results of toxicology,radiation and trauma would be needs assessments that may have been desirable for this position. done previously, or from a new assessment developed in response to this guidance. The staffing plan may include positions for persons with needed professional expertise, It is critical that the work plan takes into or with qualifications in grant proposal account the possibility of unprecedented writing,financial management, numbers of adults and children who will administrative support and other essential require health care system resources during functions for the operation of a successful a biological terrorism incident. To the extent terrorism preparedness program. that funding is available,chemical, radiological or explosive terrorist incidents Financial Accountability may also be considered. This plan should take into account: Critical Benchmark#9:Develop and maintain a financial accounting system hospital bed capacity for both adults and capable of tracking expenditures by priority children (routine and critical care) area, by critical benchmark, and by funds allocated to hospitals and other health care • capacity for isolation and referral of entities. patients with communicable infections Considering the significant amount of funds • appropriate staffing to manage the that will have been awarded to state health short-or long-term surge of patients departments through the HhSA cooperative agreements in FY 2002 as well as this year, antibiotic and vaccine treatment of adult it is essential to ensure accountability for and pediatric biological exposures these funds. This issue has been and will continue to be one of high priority to the • antidote and prophylactic treatment for Department,the Administration and the chemical and radiological exposures Congress. Consequently, public health departments are being asked to track • personal protective equipment expenditures funded under this cooperative agreement by Priority Area and by Critical # capacity for trauma and burn care Benchmark, and to identify funds that are allocated to hospitals and other health care • capacity for mental health care entities. A benchmark similar to this one is included in the CDC guidance,thus • communications and information facilitating the development of a system that technology will satisfy both agencies' requirements. • capacity for mass mortuary activities Although there may be additional guidance developed in this area,for the purpose of Since awardees will also be applying for this guidance, please see Appendix C(Line CDC funds to support health department Item Budget Template)for the appropriate preparedness for terrorism, the HRSA form on which to demonstrate compliance application must show how this Priority Area with this benchmark. will be coordinated with the appropriate CDC Focus Areas to prevent overlap or gaps poi � �pf between the two cooperative agreements. leitiarE � `t`®�rfm Hospital Beet Capacity In no more than 40 pages, provide a Critical Benchmark#2-1:Establish a description of the mechanisms to build upon system that allows the triage; treatment and or put in place a system for optimizing surge disposition of 500 adult and pediatric patients per 1,A0{1,00fl papulation(or no capacity. This proposal should take into fewer than 500 patients per awardee May 2,2003 Page 16 National 8ioterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 jurisdiction), with acute illness or trauma an austere environment, large convention requiring hospitalization from a biological, halls,armories, and State fair grounds. chemical, radiological or explosive terrorist incident. The plan must account for the operational and physical needs of special populations This system must address all components of such as people with disabilities, pregnant the health care system (critical care, women,children, the elderly,and those with inpatient,outpatient and prehospital). Under special health care needs. the authorizing legislation, priority must be given to biological events before using these The plan should account for the translation funds for chemical, radiological or explosive needs of major non-English speaking groups incident planning. in the awardee jurisdiction, including locally appropriate means for communicating with The applicant should address not only the hearing impaired. enhancing the surge capacity of individual health care entities,but also fostering The plan may include provisions for the mutual aid agreements among them. Where decontamination and final disposition of appropriate, the applicant should develop human remains,and associated forensic and implement intra-state or multi-state procedures. regional work plans to maximize economies of scale in planning for an overwhelming Isolation Capacity terrorist incident or other public health emergency. Critical Benchmark#2-2: Upgrade or maintain airborne infectious disease Recognizing that many patients may come isolation capacity to have at least one from rural areas served by referral centers in negative pressure, NEPA-filtered isolation metropolitan areas,urban planning must facility per awardee, to be placed in accord include the surrounding areas likely to with the findings of the awardee's needs impact municipal resources. Conversely, in assessments. Such facilities must be able the event of an urban terrorist attack, to support the initial evaluation and experience indicates that many people will treatment of 10 adult and pediatric patients evacuate to a more rural area. at a time having a clinical contagious Consequently,the sudden influx of potential syndrome suggestive of smallpox,plague or patients into rural facilities should be hemorrhagic fever,prior to movement to a addressed in the work plan. definitive isolation facility. Awardees should identify the major rural and Applicants should provide an inventory of all urban priorities to be discussed in the available hospital-based isolation facilities, planning process, so that both rural both fixed and mobile, in the jurisdiction, communities and metropolitan areas can be together with the operational characteristics engaged meaningfully. The State Office of of the facilities. Rural Health should take the lead in engaging other rural health care leaders on Applicants may propose equipment priorities affecting them. purchases or capital improvements(such as retrofitting of existing facilities)to increase Territories and jurisdictions with frontier isolation capacity in their jurisdiction. The areas should identify any unusual work plan must describe which hospitals and circumstance that will require special other health care entities in the jurisdiction procedures(such as evacuation or will be targeted for capital improvements to equipment availability)due to the assure safe and effective isolation and geographic location and isolation. decontamination of large numbers of patients with communicable diseases. Any Applicants should consider off-site options such capital improvements must be directly for increasing bed capacity such as mobile incident to the installation of equipment to facilities, temporary facilities appropriate to enhance preparedness for and response to such public health emergencies. May 2,2003 Page 17 National Bloterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 Health Gare Personnel The surge cache should be within the stock rotational capacity of the participating Critical Benchmark#2-3:Establish a pharmacies,to prevent shelf-life expiration response system that allows the immediate of the medications,vaccines, and supplies, deployment of 250 or more additional patient These systems must complement the care personnel per 1,000,000 population in Strategic National Stockpile(SNS). urban areas, and 125 or more additional patient care personnel per 1,000,000 of Contingency plans for pharmaceuticals population in rural areas, that would needed in chemical and radiological meaningfully increase hospital patient care terrorism preparedness may be considered surge capacity. after biological terrorism preparedness is fully addressed as required under the The response plan should describe how authorizing legislation. these personnel are recruited,received, processed and managed through the The plan may provide for distributing incident. prophylactic medications and antidotes to emergency response personnel in hospitals, The health care personnel must include clinics and emergency medical services expertise in both adult and pediatric health systems, and their families,within 12 hours. care. However,the State health department has the primary role in this effort. _Gritloal Benchmark#2-4. Develop a system that allows the credentialing and As part of a radiological response, supervision of clinicians not normally consideration may be given to pre- working in facilities responding to a terrorist placement of potassium iodide in incident appropriate settings where it can be delivered to adult and pediatric victims of an The system should provide for emergency attack within 6 hours. increases in staffing with physicians,nurses, pharmacists, mental health professionals, Since deployment of the Strategic National emergency medical technicians and other Stockpile(SNS)is primarily done through appropriate health care professionals, and the CDC cooperative agreement, the HRSA for linkages with other hospitals and EMS proposal may support deployment of the systems. SNS to health care facilities outside of Processes for accepting the credentials health departments. maintained by other accredited health care Recognizing that a Federal response is facilities during an emergency may be secondary to a local jurisdiction's ability to developed. This should be a component of respond to a disaster,pharmacies any mutual aid arrangements. participating in the regional health care response plan should optimize their capacity The system should also coordinate with to provide pertinent pharmaceuticals for an health care reimbursement plans that may immediate response before the SNS may be impact the ability of hospitals, outpatient realistically available. centers and clinicians to respond efficiently in the event of a major terrorist disaster. Consistent with concerns that have been expressed about potential overuse of Pharmaceutical Caches medical treatments for biological or chemical Critical Benchmark#2-5:Establish local or exposures, adult and pediatric treatment regional systems whereby pharmacies protocols must be consistent with generally based in hospitals or otherwise participating accepted clinical recommendations, such as in the local or regional health care response those promulgated by CDC and appropriate plan have surge capacity to provide professional organizations. pertinent pharmaceuticals in response to When planning for a response to likely bioterrorism or other public health terrorist threats, priority should be given to emergencies. May 2,2003 Page 18 National Bioterrodsm Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 the following agents thought to be credible Inventory(VMI)arrangement to ensure that threats:2 medications are in date. • Viruses: smallpox, hemorrhagic fevers Consultation with CDC regarding and equine encephalitides participation in the ChemPack program is encouraged. This allows awardees to • Bacteria:anthrax, plague, brucellosis,Q establish stocks of medications to be used in fever and tularemia strategic locations in the event of a chemical attack. • Toxins: ricin, botulinum,staphylococcal enterotoxin-B and T-2 mycotoxin Personal Protection and • Terve agents:organophosphates, sarin, Decontamination tabun, soman,VX Contingency plans for chemical and radiological terrorism preparedness may be • Respiratory agents:cyanide proposed after biological terrorism preparedness is fully addressed as required • Toxic_Industrial Chemicals: hydrofluoric under the authorizing legislation. acid, isocyanates, methyl bromide Critical Benchmark#2.6.Ensure adequate • Radiation illness:acute manifestations, personal protective equipment(PPE)to delayed complications protect 2501 or more health care personnel per 1,000,000 population in urban areas, Outright purchase of medications and and 125 or more health care personnel per vaccines by the awardee using HRSA funds 1,000,000 population in rural areas, during a should be limited to instances where stock biological, chemical or radiological incident. rotation by participating pharmacies in their normal course of business is possible to Critical Benchmark#2-7:Ensure that avoid product expiration. However,the adequate portable or fixed decontamination awardee may develop written agreements systems exist for managing 500 adult and with local pharmacies to reimburse them for pediatric patients and health care workers medications supplied in an emergency. per 1,000,000 population, who have been exposed to biological, chemical or The awardee may increase the par level of radiological agents. necessary medications in hospitals and other health care entities, to mitigate the The application should assess the problem of outdated medications by rotating availability of personal protective and them through the system to insure product decontamination equipment in the awardee freshness. jurisdiction; and determine what unmet needs exist in order to adequately protect The awardee may enter into partnerships emergency medical responders in a terrorist with local independent and chain incident. Awardees should determine how pharmacies that are able to stock more than PPE and decontamination facilities will be the usual par level of required medications allocated between rural and metropolitan for daily needs. hospitals, to address possible contamination There may be agreements with in both types of venue. pharmaceutical wholesalers that can deal Describe which hospitals and other health effectively with filling orders from their client care entities in the State will be targeted for pharmacies in a terrorist emergency, by capital improvements for facilities capable of arranging to have sufficient stocks on hand safe and effective decontamination of large to meet emergency needs. numbers of adult and pediatric patients with particulate biological, chemical or There may be agreements with drug radiological exposures. Any such capital wholesalers that offer a Vendor Managed improvements must be directly incident to the installation of equipment to enhance May 2,2003 Page 19 National Bloterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 preparedness for and response to such treatment plan and consistency of treatment public health emergencies. provider. Mobile decontamination facilities and supply Patients will include those directly impacted caches may be funded to maximize benefit and at risk,their families,the concerned but and cost-effectiveness. well,and responding health care workers. It is important that equipment purchased define which hospitals or outpatient centers under this priority is interoperable with will provide mental health services equipment purchased with funds from DHS's appropriate to the aftermath of a terrorist State Homeland Security Grant Program incident. (SHSGP)for first responders. Develop a listing of available behavioral Mental Health health staff who are trained in incident stress Important additions to this new cooperative management, agreement are recommendations and Develop and disseminate mental health requirements to address needs and direct messages to the population affected by a activities to issues of psychological health terrorist attack. and their behavioral manifestations. This represents a strongly recognized need that Trauma and Burn Care Capacity the Nation prepare to protect both the physical and psychological health of those Injury due to explosive devices has been,to potentially victimized by terrorism. date, the most common outcome of terrorist attacks both globally and domestically, and Most survivors of terrorism experience a is likely to continue to be so in the future. variety of stress reactions. However, as Our nation must be prepared optimally for many as one in three survivors develop this eventuality. One of the best ways to critical symptoms, which if not addressed prepare for this is to support organized can lead to chronic post-traumatic stress systems of trauma care. A trauma system syndrome,anxiety and depression. can typically handle up to 10 major trauma cases per day per million of population. But Grltical Benchmark#2-8:Establish a this capacity would be severely strained in a system that provides for a graded range of mass casualty incident due to terrorism. acute psychosocial interventions and longer- term ongerterm mental health services to 5,000 adult The authorizing legislation provides for the and pediatNc clients and health care workers development and implementation of the per 1,000,000 population exposed to a trauma and burn care components to the biological, chemical, radiological or State plans for provision of€mergency explosive terrorist incident. medical services in the event of a terrorist incident. There should be contingency plans The primary goal of the acute psychosocial for terrorism preparedness involving mass interventions is rapid return to functioning trauma or burn casualties, after biological and return to the community, rather than terrorism preparedness is fully addressed as diagnosis and treatment referral, required under the same law. Interventions may range from incident- specific technical education linked with Motional Benchmark#2-9:For awardees psycho-education to group or one-on-one choosing to fund this section, enhance acute psychological interventions. These statewide trauma care capacity to be able to activities may occur within the physical respond to a mass casualty incident due to space of the health care facility itself, or at a terrorism. This plan should ensure the proximally located facility designed for this capability of providing trauma care to at purpose. Longer-term care refers to those least 50 severely injured adult and pediatric interventions that extend beyond the acute patients per million of population per day. interventions described previously,and therefore require full diagnostic evaluation, May 2,2003 Page 20 National Bloterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 Briefly summarize the findings of the 2003 to hospitals,clinics, EMS systems and HRSA Trauma-EMS program's trauma poison control centers,and the ability of the system assessment(if done in the awardee statewide communication system to respond jurisdiction),as they apply to mass explosive to overloading of standard telephone, emergencies due to terrorism. cellular phone and radio communications The work plan should take into account the during a terrorist incident. need for general surgeons,pediatric It is important that equipment purchased surgeons,trauma surgeons, neurosurgeons, under this priority area is interoperable with orthopedic surgeons, other surgical equipment purchased with funds from DHS's specialists,anesthesiologists,critical care State Homeland Security Grant Program specialists, nurses and ancillary health care (SHSGP)for first responders. personnel in implementing an effective surgical and burn unit terrorism response Funding proposals for information plan. technology must be consistent with the approach and technical specifications Resources may include, but are not limited contained in the Appendix to the FY 2003 to, metropolitan medical response systems, CDC guidance on the Public Health disaster medical assistance teams, and Preparedness Program. mobile surgical response teams. Proposals under the HRSA cooperative Regional plans may be proposed for agreement to enhance healthcare system upgrading equipment or facilities to communication abilities must be clearly accommodate mass surgical and burn distinguished from similar proposals that casualties due to a terrorist incident. respond to the CDC guidance addressing health department preparedness. Communications and Information Technology Prfotft A, 1rr er# r i y+ 1> of Critical Benchmark#240. Establish a Servf secure and redundant communications In no more than 5 pages,describe how the system that ensures connectivity during a needs of emergency medical services terrorist Incident between health care systems will be addressed in optimizing their facilities and state and local health ability to respond to terrorist incidents. This departments. proposal should take into consideration any Describe what measures the awardee has issues identified in the Year 1 Progress taken to ensure the vertical and horizontal Report, and the results of needs connectivity and interoperability of its assessments done previously or in response various information technology systems with to this guidance. those of health departments, hospitals, Emergency medical services(EMS)systems emergency medical services,emergency are an important component in a management agencies,public safety comprehensive terrorism preparedness agencies, neighboring jurisdictions and plan,especially in a chemical agent release federal public health officials. or mass trauma scenario. An EMS system The system should include: a)Internet can typically handle up to 200 emergencies connectivity,b)electronic mail for per day per million of population. But this notification of alerts and other critical capacity would be severely strained in a communications,and c)radio backup for mass casualty incident due to terrorism.3 land-line and cellular phone systems that In the FY 2002 Bioterrorism Hospital may be compromised during a terrorist Preparedness Program, EMS systems were incident. eligible recipients of funding, but were There should be a discussion of local and overshadowed by hospital needs due to the State communications capabilities available limited funding and comprehensive requirements of a bioterrorism response May 2,2003 Page 21 National Bioterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 plan. During the FY 2003 appropriationsp f `iNf process, Congress specifically encouraged �` N . , HR SA to consider a statewide assessment . ...w of emergency medical preparedness needs Hospital Laboratories in the event of a public health emergency, as well as a plan to address those needs as In no more than 5 pages,present a proposal part of the State application for hospital to enhance the participation;of hospital preparedness funds. laboratories in efforts led by the public health departments. This proposal should Crlt(cal Oonchmark#3:Develop a mutual take into consideration any issues identified aid plan for upgrading and deploying FMS in the Year 1 Progress Report,and the units in jurisdictions they do not normally results of needs assessments done cover, in response to a mass casualty previously or in response to this guidance. incident due to terrorism. This plan must ensure the capability of providing EMS There is a need to enhance laboratory coverage for at least 500 adult and pediatric capacity throughout the U.S.to diagnose patients per 1,000,000 population per day. and report on biological and chemical Tplan should take into consideration the agents used by terrorists. The intent of this This p section is took at hospital laboratories as emergency medical services activities the they coordinate with those of public health jurisdiction will be supporting through funds departments, in order to ensure optimal from the Department of Homeland Security capacity to respond to terrorism, infectious to avoid overlap and duplication of efforts. disease outbreaks,and other public health There should be particular attention paid to emergencies. EMS systems not traditionally included in other funding streams, such as non-fire- Critical Benchmark#d-1.Implement a based and college campus emergency hospital laboratory program that is medical systems, coordinated with currently funded CLIC laboratory capacity worts,and which Awardees should discuss how planning at provides rapid and effective,hospital both the level of their own jurisdiction and laboratory services responding to terrorism the larger region will engage the rural and other public health emergencies. volunteer EMS community on the response plan for terrorism. The plan should focus on Level A participation of hospital laboratories in the For children, this plan should build upon Laboratory Response Network(LRN),with projects funded through the HRSAIMCHB respect to weaponizable biological, chemical EMS for Children Program but must not or radiological materials. The plan must be supplant funding available under that coordinated with activities under CDC Focus program. Areas C and D. Resources may include Metropolitan Hospital laboratories should have protocols Medical Response Systems(MMRS)or for referral of clinical samples and Disaster Medical Assistance Teams associated information to LRN nodes that (DMAT). have relevant analytical capabilities. Some hospitals may choose to develop capacities Areas of consideration in planning may to rule out bloterrorist pathogens of concern. include personnel,training, communications, equipment,and treatment protocols. The applicant may use funds to recruit and train hospital laboratory personnel for this To the extent justified by dedicated time purpose. spent working on terrorism response, partial salary and benefits of the awardee's EMS Awardees must establish procedures for Medical Director may be supported under coordinating with public health laboratories this cooperative agreement. to ensure a seamless screening,testing and reporting hierarchy. May 2,2003 Page 22 National Blotenorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 There should be a system for electronic definition for disease syndromes or reporting of laboratory results to hospitals toxidromes suggesting a terrorist incident. and clinicians that ensures rapid access to critical diagnostic information. Please see To ensure accessibility and usefulness to all the relevant Cross-Cutting Benchmark partners,systems should allow for electronic elsewhere in this guidance. communication between rural and urban hospitals,clinics,emergency medical Where deemed appropriate by awardees services, poison control centers and public who share common borders,there may be health agencies at all levels. joint efforts to fund and implement a multi- awardee plan for supporting regional 1rtrit�utft�i� hospital laboratories capable of assisting in * ipalrct�easr�tr�fng a biological, chemical or radiological ._.. ....... ._... . . terrorism response. In no more than 5 pages, describe how education and training needs of health care Surveillance and Patient Tracking professionals involved in terrorism response In no more than 5 pages,present a proposal will be met. This proposal should take into to enhance the participation of health care consideration the issues identified in the entities in surveillance efforts led by the Year 1 Progress Report, and the results of public health departments. This proposal needs assessments done previously or in should take into consideration any issues response to this guidance. identified in the Year 1 Progress Report,and The strategy for education and the results of needs assessments done preparedness training should clearly support previously or in response to this guidance. the objectives of the awardee's overall The purpose of this priority area is to expand terrorism preparedness program. both rural and urban surveillance efforts at Training and education needs can be met the hospital, outpatient and prehospital through partnerships with a variety of levels,in coordination with what is being sources including the awardees of the accomplished through the CDC terrorism HRSA Bureau of Health Professions cooperative agreement at the public health Bioterrorism Training and Curriculum department level. Thus,all efforts in this Development Program,the CDC Public area must be done in coordination with Health Preparedness Program,the USPHS efforts under CDC Focus Area B. However, Moble Training Center, and other proposals under the HRSA cooperative appropriate agencies and professional agreement to enhance health system organizations. surveillance abilities must be clearly distinguished from proposals responding to If educational needs for terrorism the CDC guidance, preparedness cannot be met through these Critical Benchmark#4-2:Enhance the programs,then it is appropriate to utilize capability of rural and urban hospitals, Bioterrorism Hospital Preparedness clinics, emergency medical services Program funds for this purpose. systems and poison control centers to report Optional Benchmark#5:For awardees syndromic and diagnostic data that is choosing to fund this section, develop suggestive of terrorism to their associated education and training programs for adult local and state health departments on a 24- and pediatric hospital, outpatient and hour-a-day, 7-day-a-week basis. prehospital health care professionals It is important for hospitals, laboratories, responding to a terrorist incident. clinics, EMS systems and poison control These activities should be complementary to centers to be able to participate with health those funded under the CDC cooperative departments in prompt and uniform reporting agreement. of all patients meeting the appropriate case May 2,2003 Page 23 National€lioterrorlsm Hospital preparedness Program Cooperative Agreement Guidance for FY 2003 A combination of approaches is encouraged, The inclusion of rural hospital personnel in including traditional programs,web-based training efforts should be addressed programs and other avenues. specifically. Appropriate subject matter may include: To enhance participation,continuing professional education credentialing should • recognition and treatment of rare be sought for terrorism preparedness diseases with bioterrorlsm potential programs developed locally. • toxidromes of chemical warfare agents 1p� � x �a� • immediate and delayed manifestations of radiation illness in no more than 5 pages,describe how the • use of personal protective equipment work plan submitted in this grant application will be tested in real life to ensure its • decontamination and isolation practicability. This proposal should take into consideration the issues identified in the procedures Year 1 Progress Report, and the results of • assessment and management of mass needs assessments done previously or in trauma and burn casualties response to this guidance. • distinguishing between the medical and in lieu of actual incidents requiring activation psychiatric manifestations of of this program, it is important to define an bio#errorism evaluation strategy that identifies operational strengths and opportunities for improvement • recognition, assessment and response through simulated exercises. to the psychological and behavioral Many awardees have staged a variety of manifestations of terrorism-generated community emergency exercises focusing fear on biological and other terrorist threats over • recognition and treatment of the acute the last year. It is critical that practical and long-term psychosocial responses exercises continue that both reinforce knowledge and uncover opportunities for • unique pediatric issues affecting all of improvement in the written terrorism disaster these subjects pian. Critical Sen+chmark#S:As part of a written Applicants may choose to fund systems to support immediate information needs of evaluation strategy of the awardes's clinicians caring for adult and pediatric program, conduct at least one bloterrorism patients, serving as EMS medical control disaster exercise in the jurisdiction during officers,or staffing poison control centers FY 2003 that covers a large-scale epidemic during a terrorist incident,through such scenario affecting both adults and children. mechanisms as web-based diagnostic and The biological disaster exercise must be of treatment protocols or telephone sufficient intensity to challenge the consultation. community's management and response Funds may be used to enhance the ability of operations during the exercise, in a way poison control centers to respond similar to what would be expected during an immediately to requests for information from actual biological terrorist incident. health care professionals and the general The exercise process must be documented public following a terrorist incident. in an after-action report to be sent to the Requests must not supplant funds available project officer, and must include an through the HRSA Poison Control Center evaluation component that captures Program for general operations. strengths and weaknesses in;a way that promotes system improvement. May 2,2003 mage 24 National Bioterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 Other terrorism disaster exercises are • Phone and electronic mail encouraged, that cover large-scale chemical, radiological and explosive For this cooperative agreement,awardee scenarios. These exercises may be of direct operating costs may be budgeted at similar intensity to that described above, or no more than 10% of direct costs. may be tabletop exercises designed as preliminary tests of the utility of the work Planning Costs plan. Costs attributable to planning and Part C. Budget coordination for the State health department and its contractors must be justified and The work plan must also provide a budget reasonable. Examples of these costs using the template in Appendix C. Include a include performance of awardee-wide needs narrative justification for each line item. assessments and plan development. Like operating costs,awardee-wide planning Indirect Costs costs contracted to hospital associations or other contractors will be treated as health These are costs that are incurred for department costs,not as direct support to common or joint objectives within an health care entities. organization's budget,and therefore cannot be identified readily and specifically with a Up to 10% of direct costs may be allocated particular program. For example,the costs to awardee-wide planning efforts done by of operating and maintaining facilities, the health department and its contractors. depreciation, and administrative salaries are generally treated as indirect costs. Implementation Costs For this cooperative agreement, indirect These are expenses provided directly to costs are budgeted at the state's pre- hospitals, outpatient facilities,emergency negotiated rate, but at no more than 10%of medical services and poison control centers the total award. for developing and implementing the priority area plans. Planning and implementation Awardee Operating Costs expenses borne by health departments and their contractors for direct support of Operating costs that can be specifically regional systems of care may also be allocated to this program must be justified treated as implementation costs. and reasonable. Since this program exists primarily to support health care entities Examples of implementation expenses directly in preparing for terrorism,contract include purchase of medications, personal line items that provide support to the protective equipment, mobile awardee through hospital associations and decontamination facilities or the like are treated as extensions of health communications equipment either directly by department operating costs,not as direct a health care entity or on behalf of it by the health care entity support. Cost items may awardee or its contractors. Expenses of include: putting on a disaster drill may also be treated as implementation costs. • Bioterrorlsm Preparedness Coordinator: up to 1 full-time equivalent(FTE) Provide an itemized budget and justification for the proposed distribution of funds to • Medical Director: up to 1 (FTE) hospitals, outpatient facilities, EMS systems and poison control centers,or to planning • Professional and administrative staff and implementation costs borne by health departments and their contractors in direct • Traver expenses support of priority areas as described above. • Meeting expenses At least 80% of the funds awarded for direct costs must be clearly allocated to hospitals, • Administrative equipment and supplies outpatient facilities, EMS systems and May 2,2003 Page 25 National Bloterrorism Hospital Preparedness Program Cooperative Agreement Guidance for FY 2003 poison control centers, through written References contractual agreements or purchase orders. Obligation of FY 2002 Funds ' L Garrett. Bidwar.•threatening biological terrorism and public health. Betrayal of Because of the rapidity of the distribution of trust:the collapse of global public health, funds to awardees during FY 2002, many Hyperion, 2000, chapter 5, page 499. jurisdictions are still in the process of obligating funds for concrete implementation United States Army Medical Research efforts. In order to justify distribution of FY Institute of Infectious Diseases 2003 funds, a line-item narrative describing (USAMRIID). Medical Management of how FY 2002 funds have been obligated to Biowarfare Casualties. February 2000. various priority areas must be presented. If FY 2002 funds are still unobligated, FY 2003 3 Department of Health and Human funds for similar priority areas will likely be Services. Health and Medical Response awarded with a funding restriction attached. System:Response Team Description This restriction will be lifted when FY 2002 Manual, May 1999. implementation efforts on specific priority areas are complete. Appendices Part A Timeline Appendix A: U.S. Public Health Service The application must include a timeline that grant application form 5161-1 describes the approach to development and Word/.doc download at implementation of the mechanisms in each ftp://ftp.hrsa.gov/hr-sa/bioterrorlPHS- priority area.This time line is to guide 5161-1.doc implementation, and must have measurable Acrobat/.pdf download at milestones to facilitate accountability.A • ftp://ftg.hrsa.poy/hrsa/bioterror/PHS- narrative to how each of these priority areas 5161-1.0 will be coordinated with the appropriate CDC focus areas to prevent overlap must also be Appendix B: Excel/.xis Year 1 Progress included. Report template download at • ttA)://ftp.hrsa.ciovlhrsa/bioterror/y.earl report.xis Appendix C: Excel/.xls Line Item Budget template download at ftp://ftp.hrsa.00v/hrsa/bioterror/buda et.xis Appendix D: Excel/.x€s Funding Table download at • ftp:/iftp.hrsa.gov/hrsa/bioterror/fundi ngfy2003.xls May 2,2003 Page 26 Centra Costa County TO: BOARD OF SUPERVISORS . FROM: Dennis M. Barry, AICP Community Development Director DATE: January 13, 2004 SUBJECT: CONTRACT WITH KEVEN ORMISTON FOR SPECIALIZED TECHNICAL ADMINISTRATIVE COMPUTER CONTRACT SERVICES SPECIFIC REQUEST(S) OR RECOMMENDATION(S) & BACKGROUND ANIS JUSTIFICATION RECOMMENDATIONS Authorize the Community Development Director, or his designee,to execute',a contract with Leven Ormiston for Department Computer and Information Technology Support in the amount of$62,000 for the period from.January 16, 2004 through June 30, 2004. FISCAL IMPACT No impact to County General Fund. Costs are covered by the Community Development Department 03 i 04 budget from the overhead rate included as hart of the land development application processing fees. BACKGROUND/REASONS FOR RECOMMENDATIONS Mr. Ormiston provides specialized knowledge of Community Development's multiple databases and links to the databases and computer networks in other departments. Specifically, Mr. O nniston is currently planning and implementing the new CBIS database to link Community Development dapping information with Assessor's and DO IT GIS data.. Additionally Mr. Ormistion manages the existing network with links to Public Works&Building Inspection. Mr. Oramiston`s knowledge and skills in seeking out and implementing innovative and cost effective technology is critical in assuring that the department continues to have IT systems that are responsive to our customers, staff and Web needs. CONSEQUENCES OF NEGATIVE ACTION The department cannot maintain and update Land Use information nor continue Land Use application tracking and fee recovery without specialized technical computer support staff: CONTINUED ON ATTACHMENT: X YES IGNATURE ,,- COMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE sL_APPROVE OTHER SIGNATURES ACTION OF B , ON { P1ROVEI3 AS RECOMMENDED W OTHER t VOTE OF S RVISORS E I HEREBY CER'T'IFY THAT THIS IS A z: UNANIMOUS {ABSENT i TRUE AND CORRECT COPY OF AN AYES: 1f6ES: ACTION TAKEN AND ENTERED ON THE ABSENT: ABSTAIN: MINUTES OF THE BOARD OF SUPER'V`ISOR.S,,,OX THE DATE SHOWN. Orig: Judy Coons (925) 335-1287 ATTESTED CC*. Community Development. Department kr# Carol. Ramirez, Auditor--Controller JOHN SWEETEN, CLERK OF County Administrator THE BOARD OF SUPERVISORS Judy Coons (CDD) AND COUNTY ADMINISTRATOR. BY /' DEPUTY . � __. Contra Costa County STANDARD CONTRACT Number Payroll Standard Farm L-1 (Purchase of Services- Long Form.) Fund/Org# 3501 Revised 2002 Account # Other',# 1. Contract Identification. Department: Community Development Department Subject: Departmental Information Technology Services 2. Parties. The County of Contra Costa, California(County),for its Department named above, and the following named Contractor mutually agree and promise as follows: Contractor: :KEVEN J. ORMISTON Capacity: Individual Address: 1341 San Lucas Dr. , Pittsburg, Ca. 94565 3. Term. The effective date of this Contract is January 16, 2004. It terminates on June 30, 2004 unless sooner terminated as provided herein. 4. Payment Limit. County's total payments to Contractor under this Contract shall not exceed $ 62:$000.00. 6. County's Obligations. County shall make to the Contractor those payments described in the Payment Provisions attached hereto which are incorporated herein by reference, subject to all the terms and conditions contained or incorporated herein. 6. Contractor's +Obligations. Contractor shall provide those services and carry out that work described in the Service Plan attached hereto which is incorporated herein by reference,subject to all the terms and conditions contained or incorporated herein. 7. General and Special Conditions. This Contract is subject to the General Conditions and Special Conditions (if any) attached hereto,which are incorporated herein by reference. 8. Project. This Contract implements in whole or in part the following described Project, the application and approval documents of which are incorporated herein by reference: N/A L-1 (Page 1 of 2) Contra Costa County STANDARD CONTRACT Number Payroll Standard Form L-i (Purchase of Services - Long Form) Revised 2002 9. Legal Authority. This Contract is entered into under and subject to the following legal authorities: California Government Code Section 3 .000. lo. Signatures. These signatures attest the parties' agreement hereto. COUNTY OF CONTRA COSTA CALIFORNIA BOARD OF SUPERVISORS ATTEST: Clerk of the Board of Supervisors By By . ri air n esigneeDe puty CONTRACTOR Name of busiiqess a ty Name of business e rty , ' o - yz { By (Print name and A, if applicable) �-�- (Pri t name and title B, if appl cable) Nate to Contractor:For Corporations(profit or nonprofit),the contract must be signed by two officers. Signature A must be that of the president or vice-president and Signature B must be that of the secretary or assistant secretary(Civil Code Section 1190 and Corporations Code Section 313). All signatures must be acknowledged as set forth on Form L-2. L-1 (Page 2 of 2) Contra Costa County APPRO VAL IACKNOWLEDGMT ENT Number Standard Form L-2 (Purchase,of Services -Long Form) Revised 2002 APPROVALS RECOMMENDED BY DEPARTMENT FORM APPROVED COUNTY COUNSEL By: By: �- Desi e 4Deputy APPROVED: COUNTY.ADMINISTR.ATOR. By: D signee ACKNOWLEDGMENT STATE OF CALIFORNIA. } } ss. COUNTY OF CONTRA COSTA } On ,before me, insert name and title of the officer}, personally appeared _ personally known to me (or proved to me on the basis of satisfactory evidence)to be the person(s)whose name(s)is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. WITNESS MY NAND AND OFFICIAL SEAL. (Seal) Signature ACKNOWLEDGMENT(ley Corporation,Pamiership,or Iiydividual) (Civil Code§1169) L-2 (Page 1 of 1) Contra Costa County PAYMENT PROVISIONS Number Payroll Standard Form P-1 (Fee Basis Contracts_Long and Short Form) Revised 2002 l. Payment Amounts. Subject to the Payment Limit of this Contract and subject to the following Payment Provisions, County will pay Contractor the following fee as full compensation for all services, work, expenses or costs provided or incurred by Contractor: [Check one alternative only.] (l a. $ monthly, or Ob. $ per unit, as defined in the Service Plan, or c. $ after completion of all obligations and conditions herein. Z d. Other: $52.50 per unit, as defined in Service Plan. 2. Payment Demands.Contractor shall submit written demands for payment on County Demand Form D-15 in the manner and form prescribed by County. Contractor shall submit said demands for payment no later than 30 days from the end of the month in which the contract services upon which such demand is based were actually rendered. Upon approval of payment demands by the head of the County Department for which this Contract is made, or his designee, County will make payments as specified in Paragraph 1. (Payment Amounts) above. 3. Penalty for Late Submission. If County is unable to obtain reimbursement from the State of California as a result of Contractor's failure to submit to County a timely demand for payment as specified in Paragraph 2. (Payment Demands)above,County shall not pay Contractor for such services to the extent County's recovery of funding is prejudiced by the delay even though such services were fully provided. 4. Right to Withhold. County has the right to withhold payment to Contractor when,in the opinion of County expressed in writing to Contractor, (a) Contractor's performance, in whole or in part, either has not been carried out or is insufficiently documented, (b) Contractor has neglected, failed or refused to furnish information or to cooperate with any inspection, review or audit of its program, work or records, or (c) Contractor has failed to sufficiently itemize or document its demand(s) for payment. 5. Audit Exceptions. Contractor agrees to accept responsibility for receiving,replying to, and/or complying with any audit exceptions by appropriate county, state or federal audit agencies resulting from its performance of this Contract. Within 30 days of demand, Contractor shall pay County the full amount of County's obligation,if any,to the state and/or federal government resulting from any audit exceptions,to the extent such are attributable to Contractor's failure to perform properly any of its obligations under this Contract. Initials: C ctor', County bept. Form P-1 (Page 1 of 1) Contra Costa County SERVICE PLAN OUTLINE Number Payroll Standard Form L-3 (Purchase of Services - Long Form) Revised 2002 SERVICE PLAN I. Contractor's Obligations: 1. Contractor will provide County with specialized computer network administration services including,but not limited to,the following: i. Plan and implement the new Geographic Information System(GIS)database to link Community Development Mapping information with Assessor's and Department Of Information Technology GIS data. ii. Manage the existing network with links to Public Works&Building Inspection. iii. Seek out and implement innovative and cost effective technology that is critical in assuring that the department continues to have Information Technology systems that are responsive to our customers, staff and Web needs. iv. Other duties as assigned. 1I County's Obligations: Payment Provisions: Subject to the payment limit,County will pay Contractor for services rendered under the contract at the following rates: Information Technology consultant $52.50/hr up to a maximum of$61,750.00 Travel Expenses Up to a maximum of$250.00 Subject to the Payment Limit,the Department may choose to adjust this budget by written memo. Initials: r In/ Con a r County D t. L-3 (Page 1 of 1) Contra Costa County Payroll Standard Form L-4 Revised 2002 SPECIAL CONDITIONS (Purchase of Services - Long Form) 1. Withholding and FICA Deductions. Notwithstanding Paragraph 14 of the General Conditions of the Standard Contract (Purchase of Services - Long Form), or Paragraph 10 of the Standard Contract (Purchase of Services - Short Form), for purposes of withholding state and federal taxes and Social Security only from payments due, the Auditor-Controller will make deductions for these purposes. Contractor is not a County employee. Contractor further understands that County has no obligation to provide, and Contractor will not be provided fringe benefits, including but not limited to, vacation, sick leave, retirement, and health plan coverage. County will provide worker's compensation coverage and unemployment insurance if County has the right to control the way in which Contractor's work is done. 2. Insurance. Paragraph ig (Insurance) of the General Conditions is hereby deleted in its entirety and replaced with a new Paragraph to read as follows: "1q. Automobile Insurance. During the entire term of this Contract and any extension or modification thereof, Contractor shall keep in effecta policy or policies of motor vehicle liability insurance for any use Contractor makes of a private automobile in the performance of this Contract, as required by State law. Not later than the effective date of this Contract, Contractor shall provide County with a certificate(s) of insurance evidencing the above liability insurance." InitiVs * r County Form L-4 (Page 1 of 1) Contra Costa County GENERAL CONDITIONS Standard Forth L-5 (Purchase of Services-Long Form) Revised 2002 1. Compliance with Law. Contractor shall be subject to and comply with all applicable federal,state and local laws and regulations with respect to its performance under this Contract, including but not limited to,licensing,employment and purchasing practices; and wages,hours and conditions of employment,including nondiscrimination. 2. Inspection. Contractor's performance, place of business and records pertaining to this Contract are subject to monitoring, inspection, review and audit by authorized representatives of the County, the State of California, and the United States Government. 3. Records. Contractor shall keep and make available for inspection and copying by authorized representatives of the County, the State of California, and the United States Government, the Contractor's regular business records and such additional records pertaining to this Contract as may be required by the County. a. Retention of Records. Contractor shall retain all documents pertaining to this Contract for five years from the date of submission of Contractor's final payment demand or final Cost Report;for any further period that is required by law, and until all federal/state audits are complete and exceptions resolved for this contract's funding period. Upon request,Contractor shall mare these records available to authorized representatives of the County,the State of California,and the United States Government. b. Access to Books and Records of Contractor,Subcontractor. Pursuant to Section 1861(v)(1)of the Social Security Act, and any regulations promulgated thereunder, Contractor shall, upon written request and until the expiration of four years after the furnishing of services pursuant to this Contract,make available to the County,the Secretary of Health and Human Services,or the Comptroller General,or any of their duly authorized representatives, this Contract and books,documents,and records of Contractor necessary to certify the nature and extent of all costs and charges hereunder. Further, if Contractor carries out any of the duties of this Contract through a subcontract with a value or cost of $10,000 or more over a twelve-month period,such subcontract shall contain a clause to the effect that upon written request and until the expiration of four years after the furnishing of services pursuant to such subcontract, the subcontractor shall make available to the County, the Secretary, the Comptroller General, or any of their duly authorized representatives, the subcontract and books, documents, and records of the subcontractor necessary to verify the nature and extent of all costs and charges thereunder. This special condition is in addition to any and all other terns regarding the maintenance or retention of records under this Contract and is binding on the heirs, successors, assigns and representatives of Contractor. 4. Reporting Requirements. Pursuant to Government Code Section 7550,Contractor shall include in all documents or written reports completed and submitted to County in accordance with this Contract,a separate section listing the numbers and dollar amounts of all contracts and subcontracts relating to the preparation of each such document or written report. This section shall apply only if the payment limit under this Contract exceeds$5,000. 5. Termination and Cancellation. a. Written Notice. This Contract maybe terminated by either parry,in its sole discretion,upon thirty-day advance written notice thereof to the other, and may be cancelled immediately by written mutual consent. L-5 (Page l of 6) Contra Costa County GENERAL CONDITIONS Standard Form L-5 (Purchase of Services-Long Farm) Revised 2002 b. Failure to Perform. County, upon written notice to Contractor, may immediately terminate this Contract should Contractor fail to perform properly any of its obligations hereunder. In the event of such termination,County may proceed with the work in any reasonable manner it chooses. The cost to County;of completing Contractor's performance shall be deducted from any sum due Contractor under this Contract,without prejudice to County's rights to recover damages. c. Cessation of Funding. Notwithstanding Paragraph 5.a. above, in the event that federal, state, or other non- County funding for this Contract ceases, this Contract is terminated without notice. 6. Entire Agreement. This Contract contains all the terms and conditions agreed upon by the parties. Except as expressly provided herein,no other understanding,oral or otherwise,regarding the subject matter ofthis Contract shall be deemed to exist or to bind any of the parties hereto. 7. Further Specifications for Operating Procedures. Detailed specifications of operating procedures and budgets required by this Contract,including but not limited to,monitoring,evaluating,auditing,billing,or regulatory changes,may be developed and set forth in a written Informal Agreement between Contractor and County.', Informal Agreements shall be designated as such and shall not be amendments to this Contract except to the extent that they further detail or clarify that which is already required hereunder. Infoinial Agreements may not enlarge in any manner the scope of this Contract, including any sums of money to be paid Contractor as provided herein. Informal Agreements maybe approved and signed by the head of the county department for which this Contract is made or its designee. 8. Modifications and Amendments. a. General Amendments. This Contract may be modified or amended by a written document executed by Contractor and the Contra Costa County Board of Supervisors or, after Board approval,by its designee, subject to any required state or federal approval. b. Administrative Amendments. Subject to the Payment Limit,the Payment Provisions and the Service flan may be amended by a written administrative amendment executed by Contractor and the County Administrator (or designee), subject to any required state or federal approval,provided that such administrative amendment may not materially change the Payment Provisions or the Service Plan, 9. Disputes. Disagreements between County and Contractor concerning the meaning,requirements,or performance of this Contract shall be subject to final written detennination by the head of the county department for which this Contract is made, or his designee, or in accordance with the applicable procedures (if any) required by the state or federal government. 10. Choice of Law and Personal Jurisdiction. a. This Contract is made in Contra Costa County and shall be governed and construed in accordance with the laws of the State of California. L-5 (Page 2 of 6) Initials: Contractor County Dept. Contra Costa County GENERAL CONDITIONS Standard Form L-5 (Purchase of Services-Long Form) Revised 2002 b. Any action relating to this Contract shall be instituted and prosecuted in the courts of Contra Costa County,State of California. 11. Conformance with Federal and State Regulations and Laws. Should federal or state regulations or laws touching upon the subject of this Contract be adopted or revised during the term hereof,this Contract shall be deemed amended to assure conformance with such federal or state requirements. 12. No Waiver by County. Subject to Paragraph 9.(Disputes)of these General Conditions,inspections or approvals,or statements by any officer,agent or employee of County indicating Contractor's performance or any part thereof complies with the requirements of this Contract,or acceptance of the whole or any part of said performance,or payments therefor, or any combination of these acts,shall not relieve Contractor's obligation to fulfill this Contract as prescribed;nor shall the County be thereby estopped from bringing any action for damages or enforcement arising from any failure to comply with any of the terms and conditions of this Contract. 13. Subcontract and Assi nment. This Contract binds the heirs,successors,assigns and representatives of Contractor. Prior written consent of the County Administrator or his designee, subject to any required state or federal approval, is required before the Contractor may enter into subcontracts for any work contemplated under this Contract,or before the Contractor may assign this Contract or monies due or to become due,by operation of law or otherwise. 14. Independent Contractor Status. This Contract is by and between two independent contractors and is not intended to and shall not be construed to create the relationship between the parties of agent,servant,employee,partnership,joint venture or association. 15. Conflicts of Interest. Contractor,its officers,partners,associates,agents,and employees,shall not make,participate in making, or in any way attempt to use the position afforded them by this Contract to influence any governmental decision in which they know or have reason to know they have a financial interest under California Government Code Sections 87100, et seq., or otherwise. 16. Confidentiality. Contractor agrees to comply and to require its officers,partners,associates,agents and employees to comply with all applicable state or federal statutes or regulations respecting confidentiality,including but not limited to, the identity of persons served under this Contract, their records, or services provided them,and assures that: a. All applications and records concerning any individual made or kept by Contractor or any public officer or agency in connection with the administration of or relating to services provided under this Contract will be confidential,and will not be open to examination for any purpose not directly connected with the administration of such service. b. No person will publish or disclose or permit or cause to be published or disclosed,any list of persons receiving services,except as may be required in the administration of such service. Contractor agrees to inform all employees, agents and partners of the above provisions, and that any person knowingly and intentionally disclosing such information other than as authorized by law may be guilty of a misdemeanor. L-5 (Page 3 of 6) Initials: Contractor County Dept. Contra Costa County GENERAL CONDITIONS Standard Form L-5 (Purchase of Services-Long Farm) Revised 2002 17. Nondiscriminatory Services. Contractor agrees that all goods and services under this Contract shall be available to all qualifier)persons regardless of age,sex,race,religion,color,national origin,ethnic background,disability,or sexual orientation, and that none shall be used, in whole or in part, for religious worship or instruction. 18. Indemnification. Contractor shall defend,indemnify,save,and hold harmless County and its officers and employees from any and all claims,costs and liability for any damages,sickness,death,or injury to person(s)or property,including without limitation all consequential damages,from any cause whatsoever arising directly or indirectly from or connected with the operations or services of Contractor or its agents, servants, employees or subcontractors hereunder, save and except claims or litigation arising through the sole negligence or sole willful misconduct of County or its officers or employees. Contractor will reimburse County for any expenditures, including reasonable attorneys' fees, County may make by reason of the matters that are the subject of this indemnification, and, if requested by County,will defend any claims or litigation to which this indemnification provision applies at the sole cost and expense of Contractor. 19. Insurance. During the entire term of this Contract and any extension or modification thereof,Contractor shall keep in effect insurance policies meeting the following insurance requirements unless otherwise expressed in the Special Conditions: a. Liability Insurance. For all contracts where the total payment limit of the contract is $500,000 or less, Contractor shall provide comprehensive liability insurance, including coverage for owned and non-owned automobiles,with a minimum combined single limit coverage of$500,000 for all damages,including consequential damages,due to bodily injury, sickness or disease, or death to any person or damage to or destruction of property, including the loss of use thereof,arising from each occurrence. Such insurance shall be endorsed to include County and its officers and employees as additional insureds as to all services performed by Contractor under this agreement. Said policies shall constitute primary insurance as to County,the state and federal governments,and their officers, agents,and employees,so that other insurance policies held by them or their self-insurance program(s)shall not be required to contribute to any loss covered under Contractor's insurance policy or policies. For all contracts where the total payment limit is above$500,000, the aforementioned insurance coverage to be provided by Contractor shall have a minimum combined single limit coverage of$1,000,000,and Contractor shall be required to provide County with a copy of the endorsement making the County an additional insured on all general liability, worker's compensation, and, if applicable, all professional liability insurance policies as required herein no later than the effective date of this Contract. b. Workers' Compensation. Contractor shall provide workers' compensation',insurance coverage for its employees. c. Certificate of Insurance. The Contractor shall provide the County with (a) certificate(s) of insurance evidencing liability and worker's compensation insurance as required herein no later than the effective date of this Contract. If the Contractor should renew the insurance policy(ies)or acquire either a new insurance policy(ies)or amend the coverage afforded through an endorsement to the policy at any time during the term of this Contract,then Contractor shall provide(a)current certificate(s) of insurance. d. Additional Insurance Previsions. The insurance policies provided by Contractor shall include a provision for thirty(30)days written notice to County before cancellation or material change of the above specified coverage. L-5 (Page 4 of 6) Initials: Contractor County Dept. Contra Costa County GENERAL CONDITIONS Standard Form'L-5 (Purchase of Services-Long Form) Revised 2002 20. Notices. All notices provided for by this Contract shall be in writing and may be delivered by deposit in the United States mail,postage prepaid. Notices to County shall be addressed to the head of the county department for which this Contract is made. Notices to Contractor shall be addressed to the Contractor's address designated herein. The effective date of notice shall be the date of deposit in the mails or of other delivery, except that the effective date of notice to County shall be the date of receipt by the head of the county department for which this Contract is made. 21. Primacy of General Conditions. Except for Special Conditions which expressly supersede General Conditions,the Special Conditions(if any)and Service flan do not limit any term of the General Conditions. 22. Nonrenewal. Contractor understands and agrees that there is no representation,implication,or understanding that the services provided by Contractor under this Contract will be purchased by County under a new contract following expiration or termination of this Contract, and waives all rights or claims to notice or hearing respecting any failure to continue purchasing all or any such services from Contractor. 23. Possessory Interest. If this Contract results in Contractor having possession of,claim or right to the possession of land or improvements,but does not vest ownership of the land or improvements in the same person,or if this Contract results in the placement of taxable improvements on tax exempt land (Revenue &Taxation Code Section 107), such interest or improvements may represent a possessory interest subject to property tax,and Contractor maybe subject to the payment of property taxes levied on such interest. Contractor agrees that this provision complies with the notice requirements of Revenue&Taxation Code Section 107.6,and waives all rights to further notice or to damages under that or any comparable statute. 24. No Third-Party Beneficiaries. Notwithstanding mutual recognition that services under this Contract may provide some aid or assistance to members of the County's population, it is not the intention of either County or Contractor that such individuals occupy the position of intended third-party beneficiaries of the obligations assumed by either party to this Contract. 25. Co„pyriUhts and RIP—lits in Data. Contractor shall not publish or transfer any materials produced or resulting from activities supported by this agreement without the express written consent of the County Administrator. If any material is subject to copyright,County reserves the right to copyright,and Contractor agrees not to copyright,such material. If the material is copyrighted,County reserves a royalty-free,nonexclusive,and irrevocable license to reproduce,publish,and use such materials, in whole or in part, and to authorize others to do so. 26. Endorsements. Contractor shall not in its capacity as a contractor with Contra Costa County publicly endorse or oppose the use of any particular brand name or commercial product without the prier approval of the Board of Supervisors. In its County contractor capacity,Contractor shall not publicly attribute qualities or lack of qualities to a particular brand name or commercial product in the absence of a well-established and widely accepted scientific basis for such claims orwithout the prior approval of the Board of Supervisors. In its County contractor capacity,Contractor shall not participate or appear in any commercially produced advertisements designed to promote a particular brand name or commercial product, even if Contractor is not publicly endorsing a product, as long as the Contractor's presence in the advertisement can reasonably be interpreted as an endorsement of the product by or on behalf of Contra Costa County. L-5 (Page 5 of 6) Initials: Contractor County Dept. Contra Costa County GENERAL CONDITIONS Star..datd Form L-5 (Purchase of Services-Long Form) Revised 2002 Notwithstanding the foregoing, Contractor may express its views on products to other contractors, the Board of Supervisors, County officers, or others who may be authorized by the Board of Supervisors or by law to receive such views. 27. Required Audit. (A)If Contractor is funded by$300,040 or more in federal grant funds in any fiscal year from any source,Contractor shall provide to County at Contractor's expense an audit conforming to the requirements set forth in the most current version of Office of Management and Budget Circular A-133. (B) If Contractor is funded by less than $300,400 in federal grant funds in any fiscal year from any source,but such grant imposes specific audit requirements; Contractor shall provide to County an audit conforming to those requirements. (C)If Contractor is funded by less than $300,000 in federal grant funds in any fiscal year from any source,Contractor is exempt from federal audit requirements for that year,however,Contractor's records must be available for and an audit may be required by,appropriate officials of the federal awarding agency,the General Accounting Office(CAO),the pass-through entity and/or the County. If any such audit is required,Contractor shall provide County with such audit. With respect to the;audits specified in(A),(B) and(C) above,Contractor is solely responsible for arranging for the conduct of the audit,and for its cost. County may withhold the estimated cost of the audit or 10 percent of the contract amount, whichever is urger, or the final payment, from Contractor until County receives the audit from Contractor. 28. Authorization. Contractor, or the representative(s) signing this Contract on behalf of Contractor, represents and warrants that it has full power and authority to enter into this Contract and perform the obligations herein. L-5 (Page 6 of 6) Initials: Contractor County Dept. TO: BOARD OF SUPERVISORS % , '. Contra _ Costa FROM: John Cullen, Director :+ Employment and Human Services Dunty DATE: December 15, 2003 SUBJECT: APPROVE and AUTHORIZE the Employment and Human Services Director, or designee, to EXECUTE the contract with the National Council on Crime and Delinquency(#21-199-0) in the amount up to$67,500 for SafeMeasures quality assurance reporting service during the period January 13, 2004 through January 12,2006. SPECIFIC REQUEST(S)OR RECOMMENDATION(S)&BACKGROUND AND JUSTIFICATION RECOMMENDED AC.TIQN: APPROVE and AUTHORIZE the Employment and Human Services Director, or designee, to EXECUTE the contract with the National Council on Crime and Delinquency(#21-199-0) in the amount up to $67,500 for SafeMeasures quality assurance reporting service during the period January 13, 2004 through January 12, 2006. FIN A Nt``I AL IMEAA�`"T` $67,500 Administrative Overhead Casts: 20% County($13,500); 40% State($27,000); 40%Federal ($27,000). R ACKGROI3 SafeMeasures on the Internet is a quality assurance reporting service developed by the Children's Research Center, a division of the National Council on Crime and Delinquency. SafeMeasures develops and produces bi- weekly reports from data collected and analyzed from the County's Child Welfare Services Case Management System(CWS/CMS) and links this data to key federal, state, and local performance standards and outcome measures. SafeMeasures analyzes and displays data from all program areas including Referrals and Investigations, In-Horne (Child Protective Services) and Out-of-Home (Foster Care) services thereby providing agencies information necessary to track compliance with federal and state standards and to identify out-of- compliance ut-ofcompliance cases for corrective action. The department's Children and Family Services Bureau tested SafeMeasures during a three-month pilot project and determine the product to be user-friendly and cost-effective. Currently, twelve counties are using this specialized product and several others are testing it. Additionally, SafeMeasures is the product used by the State for auditing purposes. CONTINUED ON ATTACHMENT: YES SIGNATURE: { __ iECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE �-A7PPROV E OTHER SIGNATURE 5: ACTION OF B( ARO ON 1 ,f t . t APPROVED AS RECOMMENDED OTHER VOTE OF SUPERVISC.IKS UNANIMOUS I HEREBY CERTIFY THAT THIS IS A TRUE (ABSBNT__IV_) AND CORRECT COPY OF AN ACTION TAKEN AYES: NOES:--) AND EN'T'ERED ON THE MINUTES OF THE BOARD ABSENT: ABSTAIN; y OF SUPERVISORS O1>THE DATE SHOWN. ATTESTED ''lkle. JOAN SWEETEN,CLE, K OF THS BOARD OF t SUPERVISORS AND COUNTY ADMINISTRATOR Contact: DON CRLZE 3-1582 MANNA FABELLA 3-1583 � EHSD(CONTRACTS UNIT)-SP a . i _ � COUNTY ADiYIII"�IISTRATOI2 BY w.� � .DEPUTY AUDITOR-CONTROLLER PAM WILSON 3-1512 CONTRACTOR .r. Centra TO: BOARD OF SUPERVISORS } CostaFROM: Sohn Cullen, Director ��r1t�/ Employment and Human Services Department , 020— Bob Canter, Executive Director +!/ Workforce Development Board DATE: December 22,2003 SUBJECT: APPROVE and AUTHORIZE the Director, Employment&Human Services Department, or designee,on behalf of the Workforce Development Board, to EXECUTE a contract(#18-020-6) with Oakland Private Industry Council, Inc. (OPIC)to Increase the contract amount by$275,000 for a nein total contract amount of$775,000 for contracting and pay agent for training vendor services for the period from July I, 2003 through June 30, 2004. SPECIFIC REQUEST(S)OR RECOMMENDATION(S)&BACKGROUND AND JUSTIFICATION APPROVE, and AUTHORIZE the Director, Employment&Duman Services Department, or designee, on behalf of the Workforce Development Board, to EXECUTE, a contract(#18-020-6)with Oakland Private Industry Council, Inc. (OPIC)to Increase the contract amount by$.275,000 for a neve total contract amount of $775,000 for contracting and pay agent for training vendor services for the period from July 1, 2003 through June 30, 2004. FINANCIAL IMPACT-' $275,000; 100%Federal ($50,000 Nurses Workforce Initiative Grant; $50,000 H1B Technical Shills Training Grant; $175,000 Regional Technology Grant) CH11,.DR N1v, IMPACT:S.'T"AT.EI FN:E: This action will directly support the third outcome, "Families that are Economically Self-Sufficient". The Contractor will act as contracting and pay agent for training vendors who will provide]job training and skills upgrades to Employment and Human Services Department clients. RAC-KGRQI JND- In Spring 2000,the EASTBAY Works Consortium, of which the Workforce Development Board of Contra Costa(WDB) is a member, elected Oakland Private Industry Council, Inc. (OPIC), a member organization, to serve as procurement and pay agent for training vendors on behalf of all EASTBAY Works partner agencies. In this capacity, OPIC is responsible for contracting With and paying training vendors for WIA-related training activities on behalf of WDB. This Board Order will authorize EHSD to continue services provided by OPIC under this contract. CONTINUED ON ATTACHMENT: YES SIGNATURE: r "RECOMMENDATION OF COUNTY ADMINISTRATOR _-__RECOMMENDATION OF BOARD COMMITTEE "1�PPROVE _ OTHER d SIGNAT#JRE S :'�� r ...-•r'` ACTION OF BOAAD)bN !A/,,- r{ APPROVED AS RECOMMENDED OTHER S s VOTE OF SUPERVISORS I HEREBY CERTIFY THAT THIS 13 A TRUE X�UNANIMOUS (ABSEN.C�N,�� ,_e,__) AND CORRECT COPY OF AN ACTION TAKEN AYES: NOES: ANIS ENTERED ON THE MINUTES OF THE BOARD ABSENT: ABSTAIN: --- OF SUPERVISORS ON THE DACE SHOWN. ATTESTED i. ! JOHN SWEETEN C4,011K OF TH0BOARD OF j SUPERVISORS AND COUNTY A,DMINISTRAT611 Contact: Cc: WENDY THERRIAN--EHSD EHSD(CONTRACTS UNIT)-EB COUNTY ADMINISTRATOR BY ,DEPUTY AUDITOR-CONTROLLER CONTRACTOR