HomeMy WebLinkAboutMINUTES - 12182001 - C.110 • I !
��^� ' �'' CONTRA
TO: BOARD OF SUPERVISORS '' �'`:`
COSTA
FROM: Gayle B. Uilkema Supervisor �' arr•; COUNTY
District II
DATE: December 18, 2001
SUBJECT: CSAC Board of Directors' Action
SPECIFIC REQUEST(S) OR RECOMMENDATION(S) & BACKGROUND AND JUSTIFICATION
RECOMMENDATION(S):
ACCEPT the report from the Chair, Board of Supervisors, on actions by the Board of Directors of the
California State Association of Counties on proposed ballot measures which would affect county
revenues and mandates.
BACKGROUND/REASON(S) FOR RECOMMENDATION(S):
For over a year, the California State Association of Counties (CSAC) has been working with the
League of Cities to develop a ballot measure for the November 2002 ballot that would protect local
government revenues. On October 30, 2001, CSAC submitted two versions of the ballot measure to
the Attorney General for title and summary. Versions differed in their provisions for legislative
suspension of the requirement for state reimbursement of newly mandated services. Numerous
concerns had been expressed about the proposed ballot measure including the ability of the
counties to raise sufficient funds for a campaign and the need for support from law enforcement and
employee organizations.
CONTINUED ON ATTACHMENT: YES SIGNATURE:
RECOMMENDATION OF COUNTY ADMINISTRATOR R CO MEN ION OF B ARD MMITTEE
_APPROVE _OTHER
SIGNATURE(S):
ACTION OF BOARD ON December 18, 2001 APPROVED AS RECOMMENDED OTHER
VOTE OF SUPERVISORS
I HEREBY CERTIFY THAT THIS IS A
X UNANIMOUS(ABSENT None 1 TRUE AND CORRECT COPY OF AN
AYES: NOES: ACTION TAKEN AND ENTERED
ABSENT: ABSTAIN: ON MINUTES OF THE BOARD OF
SUPERVISORS ON THE DATE SHOWN.
Contact:
Sara Hoffman,335-1090 ATTESTED
JOHN SWEETE ,CLERK OF
THE BOARD OF SUPERVISORS
AND COUNTY ADMINISTRATOR
cc: CAO
Dept Heade
BY �,eazDEPUTY
•. �f is �� .4:"'�. � � .. I � i`:G:r 1 1 ,. r .r i��.
` M A ... ... 4• .. ...._. f. ... r,... _. �v.
' ;F ... .. .. . . :,. .. -...t.. �' ..... .. .. '�.. is ..
t ..
J
BACKGROUND/REASON(S) FOR RECOMMENDATION (cont'd):
The constitutional amendment ballot measure became even less viable with the recent development
of a ballot measure sponsored by a coalition of law enforcement and hospitals. This ballot measure
would raise a quarter cent sales tax for antiterrorism and public protection and would shield local
public safety expenditures from a state reduction of their revenues.
CSAC staff began participating in negotiations and drafting of this alternate ballot measure in early
November. Key elements of the draft as of November 28th included:
• allocation of the quarter cent sales tax:
- 3% California Highway Patrol
- 3% California Department of Forestry
- 6% Public Health
- 20% Trauma Centers - Emergency Rooms
- 28% Fire
- 20% Sheriff
- 20% Police
■ MOE and non-supplantation language
- Funds from the quarter cent may not supplant existing funding
- Maintenance of effort with a base year of 2000-2001
■ Anti-terrorism plan necessary to qualify for funds
■ Local governments would have to identify funding for public safety state-mandated
services and the source of revenue for such services. Those funds would then be
protected from reductions by the state.
■ Restoration of funds would be assured for any cuts made by the legislature during the
2002-2003 budget year.
At the recommendation of the Ballot Measure Steering Committee, the CSAC Board of Directors took
the following action on November 28, 2001:
Place the existing ballot measure on hold and support, with a commitment
of up to $1 million in nonpublic funds, a new proposal containing a quarter
cent sales tax increase for law enforcement, fire, trauma centers/ ERs and
public health as well as protection of significant majority of local revenues
provided that changes are made to eliminate the maintenance-of-effort
requirement and to increase funding to public hospital systems. A final
"go-no go" decision as well as expenditure of funds would be directed by
the Steering Committee.
The Steering Committee is expected to review progress on the results of negotiations on the MOE
and hospital pieces prior to the Board's December 18th meeting. A final draft of the ballot measure
may be available then as well. Further information will be sent to Board members as soon as it
becomes available.
Attached please find the November 28th report from CSAC staff to the Board of Directors on the
ballot measure as well as the draft ballot measure as of that date.
1
.. �i __,�•: ..i. � .,, .... .. .,. .. is ... .� r ..... ��� i-. :i�:''. .. .. .. .. _. 'i��i'..I.. :J' .. ... I .. � + '
, `. IL's t - � �i' � .. ::•.,. ,. a
. ,. •.. .. 'J:.. a ) i,i .. is .. ... .. , _ .I.r .JS �.>'::' � .t'.. ,—�?Y:. •' .;��_; .:.l .✓.. 1.. � ,..I ..:�e. ..
. �,i'. .. ,:iii. . . :il'•_ .. . .•i' .r.. ... .. . ,.. .. ;i' .., .., _ •
. ,.tip � .;�'t + .� �i•� �3r. '
•. ti.'�e I�lf. '✓F�.. ..'i. }1 Ilf..i � � � � .. .'%'.�. •.. I'., � .a. . ... +i r{. _ ,�l�•••i•..♦
-.. .. .. .. f'. yaw:. ... .... ��'•.. � .�.. � I .. � i .. ... ... .,.•'i ..'�.: .. DRi; _. .�.... .. ,+ .:%.:.
CALIFORNIA STATE ASSOCIATION
OF COUNTIES
1100 K Street, Suite 101
Sacramento, CA 95814
(916) 327-7500 FAX 441-5507
Date: November 28, 2001
To: CSAC Board of Directors
From: Steven C. Szalay, Executive Director
RE: Consideration of"Option 3"
Proposal: To place the existing CSAC ballot measure on hold, and
support, with a commitment of up to $1 million in non-public funds, a
new proposal containing a quarter cent sales tax increase for Law
Enforcement, Fire, Trauma Centers/ER's and Public Health, as well as
protection of a significant majority of local revenues. Expenditure of
funds would be directed by the Steering Committee.
Background
Since November of last year, CSAC has been working with the League of Cities to
develop a ballot measure for placement on the November 2002 ballot that would protect
local government revenues. These efforts resulted on October 301h in the submission to
the Attorney General for Title and Summary. "Option 1" and Option 2" contain
provisions that are based on the existing framework within the Constitution that requires
the state to reimburse local governments for mandated services. The distinction
between the two options lies in the ability to suspend its provisions. Under Option 1, the
legislature, by a two-thirds vote may suspend for up to two years in any ten-year period.
Under Option 2, the Legislature may (again with a two-thirds vote) suspend for only one
year, which may then be extended for an additional two years by a vote of the people of
California.
While these options have been extensively researched and painstakingly drafted, our
political consultants have consistently indicated that they would succeed only with the
strong support of police and fire and the lack of strong, funded opposition. The other
essential element for success. is raising $6 to $8 million for the campaign.
New developments
Over the last two weeks, CSAC has been participating in negotiations and drafting to
craft a potential alternative ballot measure to appear on the November 2002 ballot
which would raise a '/4 cent sales tax for anti-terrorism and public protection and would
protect local public safety expenditures from state plunder. The '/ cent would be
distributed to fire, sheriff, police, trauma centers/ER's, public health, CHP and CDF.
In order to receive the '/ cent sales tax revenue, local governments would have to meet
an MOE requirement with a base year of 2000-2001, and not supplant existing
spending with the new revenues. The language is based on the MOE requirements of
Proposition 172 which requires, that if the MOE is not met, new revenues are reduced
proportionately.
The protection of public safety and state-mandated expenditures requires that the state
not reduce any subvention or source of local revenue below the amount required to
fund public safety and state mandates. While several counties are running projections
based on actual data, preliminary estimates indicate that this could protect as much as
75 to 80% of a county's general fund.
At a meeting held last week, representatives from sheriffs, police, fire, hospitals, special
districts, cities.and counties were present to discuss the draft language. A rough draft
of the measure, which was drafted by Nielsen, Merksamer with the help of CSAC, the
League and Special Districts, was presented and discussed, and there was (after
considerable discussion) general consensus that the language was acceptable and,
although there remained significant issues to resolve, that it represented the basis of
agreement. A major exception to this consensus is the issue of the distribution for the
trauma/ER percentage of the '/ cent sales tax, as we have not had time to review or
discuss this constituency's approach.
A poll has been conducted that indicates that this new approach has sufficient support
to pass, tax increase and all. The cross tab data also indicate that the base of support
for this measure is solid.
Action Items:
The Steering Committee met on Monday, November 27th, to consider the following
actions:
(1) The fate of our existing measure. We filed two measures (Option 1 and
Option 2) on October 30th with the Attorney General for Title and Summary.
These will be completed during the month of December. Signature gathering
can begin after title and summary are complete. It has been the opinion of each
of our political consultants that our measure will fail if put head to head with a '/4
cent tax increase for police and fire. They have also repeatedly indicated that
strong police and fire support would be essential to the passage of our measure.
The Steering Committee recommended: That the existing options be placed on
hold.
(2) Is this compromise worth it? "Option 3" provides new revenue to county public
health, trauma and ER systems and to the sheriff. It also provides protection of
a significant proportion of county general funds. Unlike our measure, however, it
does not protect all revenues or programs, thereby protecting some and
potentially creating a greater vulnerability for others. The Steering Committee
recommended: Support Option 3.
(3) How much are we willing to commit? The CSAC Finance Corporation
approved (contingent upon Board of Directors actions) the expenditure of up to
$1.2 million in non-public funds on a ballot measure. During the discussion of
our ballot measure, we discussed the need to raise $6 to $8 million in total for
the campaign. Although it is unknown at this time whether the new option would
generate opposition and increase the costs of the campaign, sponsors will have
significant resources other than our own. Our position in the campaign is
contingent on the ability to commit funds to this effort. Staff recommendation:
Approve up to $1 million for expenditure as directed by the steering committee in
support of Option 3.
A draft of the language is attached.
The measure contains the following major elements
(1) Title: The Anti-Terrorism and Public Protection Act of 2002
(2) Preamble — Intent and introductory language. Although this has no force and
effect of law, it is useful to set the stage for voters to explain why the measure is
necessary.
(3) Imposition and allocation of the '/< cent tax. The working percentage
.distribution is as follows:
3% CHP
3% CDF
6% Public Health
20 % Trauma Centers/ER's
28% Fire
20% Sheriff
20% Police
Allocations within the percentages are not yet finalized (e.g., by population,
minimum guarantees, etc.).
(4) MOE and non-supplant language. Funds from the '/ cent may not supplant
existing funding. A maintenance of effort (MOE) with a base year of 2000-2001,
would be in place in order to draw down the new '/ cent revenues. Any reduction
in the MOE will result in a commensurate reduction in sales tax revenues.
(5) Anti-Terrorism plan. In order to receive the funds, local governments will have
to adopt (and annually evaluate and update) an Anti-Terrorism and Public
Protection Plan with prescribed elements such as identification of needs and
description of proposed program expenditures.
(6) Identification and protection of public safety funds. Local governments will
be required by Feb. 15'h of each year to identify all funding on public safety and
state-mandated services, as defined, and to identify the sources of revenue for
the services (e.g., 46% of VLF, 82% of property tax, etc). These funds are then
protected from reduction by the state. In addition, the state may not increase
costs in mandated programs without reimbursement.
(7) Restoration of cuts. Funds will be appropriated to restore any reductions
made by the Legislature during the 2002-2003 budget year. These funds will be
repaid during the 2003-2004 budget year. (The language in the draft is still
being revised.)
(8) Definition of programs included. The definition of public safety services
includes all direct and indirect costs to county general fund programs that are
conducting public safety related services.
The steering committee is charged with a difficult task, potentially changing in a very
short time the work we have spent the last year diligently researching and completing.
However, each and every action we have taken has in fact been of use and has taken
us to the table in these negotiations as we have never been before. If this committee
and the board agree to move forward with Option 3, it will create an historical coalition
of local government governing bodies, management, labor, fire and law enforcement
the strength of which is unparalleled.
ATTACHMENT
Section 1. This measure shall be known and may be cited as the Anti-Terrorist and Public
Protection Act of 2002.
Section 2. The people find and declare as follows:
(a) The events of September 11, 2001 have significantly increased the public security and anti-
terrorism responsibilities of local public law enforcement, fire protection and emergency services
agencies, and have added to the demands on local emergency and trauma centers and public
health facilities. Adequate funding for these additional services is essential for the safety and
security of the citizens of California.
(b) These services are primarily the obligation of local government and local officials who must
give public protection the highest priority. Traditional local government revenues have been
shifted away or re-directed to other programs in recent years by the State, imperiling the base of
funding necessary to insure the fiscal integrity of public health and safety agencies.
(c) The people enact this measure in order to insure that revenue now dedicated to local
governments is available to public health and safety agencies and to provide an additional source
of revenue dedicated solely for these purposes.
Section 3. Article XIII of the California Constitution is hereby amended by adding Section 36 to
read as follows:
Section 36. (a) In order to assist local governments in funding public safety services to protect
the public from terrorist activities, and in addition to any other sales and use taxes in effect on the
date this measure is enacted, the following sales and use taxes are hereby imposed:
(1) For the privilege of selling tangible personal property at retail, a tax is hereby
imposed upon retailers at the rate of/4 percent of the gross receipts of any retailer from
the sale of all tangible personal property sold at retail in this State on and after January 1,
2003.
(2) An excise tax is hereby imposed on the storage, use, or other consumption in this
state of tangible personal property purchased from any retailer on and after January 1,
2003 for storage, use, or other consumption in this State at the rate of '/4 percent of the
sales price of the property.
For the purposes of this section, "local government" means city, county, city and county, and
special district
(b) Except for sections rplaceholder for explanation of situs/population/other method of
distributing sales tax], the Sales and Use Tax Law, including any amendments made.thereto on
or after the effective date of this measure, shall be applicable to the taxes imposed by
subdivisions (a).
(c) (1)All revenues derived from taxes imposed pursuant to subdivision(a), with the exception of
payment of refunds made pursuant to Article 1 (commencing with section 30361)of Chapter 6 of
the Revenue and Taxation Code and reimbursement of the Board of Equalization for
administration and collection expenses shall be continuously appropriated to the Anti-Terrorism
and Public Protection Fund which is hereby created in the State Treasury by this subdivision, for
allocation by the Board of Equalization in accordance with the following formula:
A. Three percent to the California Highway Patrol;
B. Three Percent to the California Department of Forestry;
C. Six percent to counties and cities for distribution to county public health departments
and city health departments which provide public health services on the effective date of
this Act;
D. Eighteen percent to counties for the exclusive use of trauma care and
emergency room facilities
E. Twenty-eight percent to counties, cities and special districts that provide fire
protection services
F. Twenty percent to counties for county sheriff services
G. Twenty percent to cities and special districts that provide police services
(2) [place holder for formula distribution within each category A through G]
(d) A local government shall appropriate the revenues received pursuant to subdivision (c) for
eligible expenditures only. "Eligible expenditure" shall mean salaries and benefits including
overtime; training; equipment, including vehicles; medications ; supplies;
telecommunications, including wireless systems; capital outlay; contract services and public
information, for the purposes described in subdivision(c)(1)(A) — (G).
(e) (STATUTE)Prior to receiving fan& revenues pursuant to subdivision (c), a local
government shall do both of the following: (1) establish an Anti-Terrorism and Public Protection
Fund (ATPPF), and (2) adopt, and evaluate and update annually, an Anti-Terrorism and Public
Protection Plan as more fully described in subdivision(f). A local government shall deposit all
revenues received pursuant to subdivision (c) in its ATPPT. All such revenues, and all
investment earnings, including interest on deposited revenues, shall be appropriated exclusively
for the purposes specified in subdivision (d) and shall be used only to supplement levels of
service existing in the base year. For purposes of this section, "base year" shall be the fiscal
year 2000-2001.
(f) (STATUTE)Each Anti-Terrorism and Public Protection Plan shall include the following
elements:
(1) An assessment of existing law enforcement, fire protection,public health, and
emergency medical resources available to address terrorist threats and public
safety;
(2) An identification of impediments to an effective and coordinated response to
potential terrorist threats;
(3) An identification of programs proposed to be funded under the Plan and the
projected amount of funding for each program;
(4) A strategy that provides for prevention and response to potential terrorist
activity, including coordination with other public agencies.
(5) An assessment of additional resources needed to address public health
terrorist threats and public safety risks from potential terrorist activity.
(g) Revenues derived from the taxes imposed pursuant to subdivision (a) shall not be considered
proceeds of taxes for purposes of Article XIII B or state General Fund proceeds of taxes within
the meaning of Article XVI.
(h) (STATUTE) Commencing with the 2003-2004 fiscal year, any local
government that funds eligible public safety services as defined in subsection (d)
from existing Local Financial Resources in an amount for the fiscal year that is
less than the amount appropriated for eligible public safety services in the 2000-
2001 fiscal year ("base year amount"), shall have its total fiscal year allocation
from the revenues distributed in accordance with subdivision (c) reduced by the
difference between those amounts. Provided, however, that a local government's
base year amount shall be (A) adjusted by the amount equal to the amount of
local financial resources transferred pursuant to section 3(a) of Article XIIIB; and
(B) reduced by the amount of local financial resources derived from any local
financial resource that is subsequently determined by a final court decision to be
unlawfully levied or collected or which is eliminated or reduced by action of the
voters of the local government.
(i) Any amount not allocated to a county as a result of subdivision (h) shall be
allocated to the remaining local governments in that county in proportion to the
total fiscal year allocations otherwise received by those local governments
pursuant to subdivision (c). Any amount not allocated pursuant to subdivision (h)
to any local government that is not a county shall be allocated to the county.
(j) (1) Annually on or before February 15, each local government shall establish and adopt its
Public Safety and Unreimbursed Mandated Services Total for the immediately preceding fiscal
year. The Public Safety and Unreimbursed Mandated Services Total shall identify the total
amount of each Local Financial Resource that has been appropriated for the"direct and indirect
costs of Public Safety Services and for Unreimbursed Mandated Services, as a percentage of total
fiscal year appropriations ("Public Safety and Unreimbursed Mandated Services Percentage").
(2) For purposes of this subsection:
(i) "Public Safety and Unreimbursed Mandated Services Total" shall mean the cumulative
amount of Local Financial Resources, appropriated for Public Safety Services and
Unreimbursed Mandated Services.
(ii) "Unreimbursed Mandated Services" shall mean programs and services mandated on local
governments by federal and state governments for which no reimbursement is received by
local governments.
(iii) "Public Safety Services" shall have the meaning set forth in subsection (k)(2).
(2) Within ten (10) days of adopting the Public Safety and Unreimbursed Mandated Services
Total, each local government shall send a copy of the Total to the State Controller.
(3) The Legislature and any state agency shall not reduce any Local Financial Resource that is
appropriated as part of a local government's Public Safety and Unreimbursed Mandated
Services Total for the previous fiscal year, in excess of the percentage of that Local Financial
Resource that is not appropriated for Public Safety Services and Unreimbursed .Mandated
Services.
(4) Whenever the Legislature or any state agency increases a local government's share of
Unreimbursed Mandated Services, the State shall provide a subvention of funds to reimburse the
local government for the costs of the increased share pursuant to section 6 of Article XIIIB.
(5) There is hereby appropriated to the State Controller from the State General Fund for.the
2003-2004 fiscal year, for distribution in accordance with this subdivision, an amount equal to
the amount by which any local government's Local Financial Resources were reduced during the
period January 1, 2002 through and including the effective date of this Act, by action of the
Legislature or any state agency, in excess of the percentage of that Local Financial Resource
that the local government did not appropriate for Public Safety Services and Unreimbursed
Mandated Services ("Reduction').. On or before September 1, 2003, the State Controller shall
distribute from the amount so appropriated, an amount to each local government equal to that
local government's Reduction.
(6) (STATUTE) On or before July 1, 2003, the State Controller, in consultation with the League
of California Cities, the California State Association of Counties, and the California Special
Districts Association, shall prepare and develop guidelines for the implementation of subdivision
(j)(1) by local governments. The guidelines shall include criteria for identifying both (A ) the
Local Financial Resources that are appropriated for Public Safety Services and Unreimbursed
Mandated Services and(B) Unreimbursed Mandated Services.
(k) (STATUTE) For purposes of this section,
(1)"Local Financial Resources" means any source of state or local revenue,
including but not limited to, state subventions; the ad valorem tax on real
property; and locally approved taxes, fees and assessments appropriated for
public safety services as defined in subdivision (d ), but shall not include any of
the following amounts:
(A) Grant funds received by a local government from any source.
(B) Asset forfeiture revenues received by a local government.
(C) Appropriations by a local government for one-time expenditures.
(D) Revenues received and expended by a local government pursuant to a contract
under which the local government provides public safety services for another
jurisdiction.
(E) Revenues derived from any source by a local government to respond to a state of
emergency declared by the Governor pursuant to the California Emergency
Services Act (Chapter 7 (commencing with Section 8550) of Division 1 of Title
(F) Any amount expended by a local government in the base year to fund retirement
costs that are not attributable to any change in benefit levels.
(2) "Public Safety Services" shall mean:
(A) Police, sheriff and fire protection.
(B) Emergency medical services and office of emergency services.
(C) Criminal justice, including costs associated with probation and incarceration.
(D) Public health.
(E) Crisis response for persons posing a threat to the public.
(F) Child and adult protective services.
(G) Prevention and response for threats to the environment, including hazardous
materials activities.
(H) Trauma and emergency room services.
(I) Coroner.
(J) Substance abuse services.
(K) Food, air, and water safety.
(L) Vector and animal control.
(M) Inspection and code enforcement for life and safety protection.
(N) Airport and port security.
Section 4. Construction. This measure shall be liberally construed to effectuate its purpose of
providing adequate funds to local governments to fund public safety services. This measure shall
not be construed .to provide independent authority to the Legislature or any entity of state
government to reduce or reallocate revenues or funds derived from locally adopted taxes, fees,
assessments, or charges and shall be applied in a manner that does not have a fiscal impact upon
the amounts of revenue otherwise required to be applied by the State for the support of school
districts and community college districts pursuant to Section 8 of Article XVI of the California
Constitution.
Section,5. Severability. If any part of this measure or the application to any person or
circumstance is held invalid, the invalidity shall not affect other provisions or applications that
reasonably can be given effect without the invalid provision or application.