HomeMy WebLinkAboutMINUTES - 10172000 - D1B BOARD OF DIRECTORS OF THE COUNTY OF CONTRA COSTA
PUBLIC FINANCING AUTHORITY
RESOLUTION NO. 20001/488
RESOLUTION AUTHORIZING THE ISSUANCE AND SALE OF NOT TO
EXCEED $25,000,000 AGGREGATE PRINCIPAL AMOUNT OF LEASE
REVENUE BONDS (VARIOUS CAPITAL PROJECTS), 2001 SERIES A FOR
THE FINANCING OF VARIOUS CAPITAL PROJECTS, AUTHORIZING THE
FORMS OF AND DIRECTING THE EXECUTION AND DELIVERY OF A
FIRST SUPPLEMENTAL TRUST AGREEMENT, A FIRST AMENDMENT TO
FACILITY LEASE AND A FIRST AMENDMENT TO MASTER SITE LEASE;
APPROVING FORINT OF AND DISTRIBUTION OF AN OFFICIAL NOTICE OF
SALE AND THE OFFICIAL STATEMENT FOR SAID BONDS; AND
AUTHORIZING TAKING OF NECESSARY ACTIONS AND EXECUTION
OF NECESSARY DOCUMENTS AND CERTIFICATES IN CONNECTION
THEREWITH
WHEREAS, the County of Contra Costa (the "County") and the Contra Costa
County Redevelopment Agency (the "Agency") have heretofore entered into a Joint Exercise of
Powers Agreement, dated as of April 7, 1992 (the "Joint Powers Agr '), which Joint Powers
Agreement creates and establishes the County of Contra Costa Public Financing Authority (the
"Authority'
WHEREAS, pursuant to Article 4 of Chapter 5 of Division 7 of Title 1 of the
Government Code of the State of California (the "Act") and the Joint Powers Agreement, the
Authority is authorized to issue bonds for financing public capital improvements whenever there are
significant public benefits;
WHEREAS, the Authority has previously issued $74,685,000 County of Contra
Costa Public Financing Authority Lease Revenue Bonds (Refunding and Various Capital
Projects), 1999 Series A(the"1999 Series A Bonds")to assist the County;
WHEREAS, the County has requested that the Authority issue lease revenue
bonds to finance additional capital projects including improvements such as (i)the completion of
the Family Law Center and associated parking at 1111 Ward Street, Martinez, (ii)the
construction of a new Employment and Human Services Building in Antioch, and (iii) the
construction of tenant improvements at Los Medanos Health Center in Pittsburg (collectively,
the"20)0)1 Series A Project");
WHEREAS, it is further proposed that the Authority and State Street Bank and
Trust Company of California, N.A., as trustee (the "Trustee"), enter into a first supplemental
trust agreement (the "First Supplemental Trust Agreement") acknowledged by the County, which
will supplement and amend the Trust Agreement dated as of February 1, 1999 (the "Trust
Agreement") and, pursuant to the Trust Agreement and First Supplemental Trust Agreement, the
Authority will issue not to exceed $25,000,000 aggregate principal amount of County of Contra
DMSSF1:475235.3 1
Costa Public Financing Authority Lease Revenue Bonds (Various Capital Projects), 2001
Series A (the "Bonds'), on a parity with the 1999 Series A Bonds, and will use the proceeds to
finance the 2001 Series A Project, fund a reserve fund and pay costs of issuance associated with
such bonds;
WHEREAS, it is proposed that the Authority enter into a First Amendment to
Master Site Lease (the "First Amendment to Site Lease") pursuant to which the County will
lease the County office building located at 2530 Arnold Drive, Martinez (the "Summit Centre
Building"} to the Authority in addition to the facilities currently leased pursuant to the Master
Site Lease dated as of February 1, 1999 between the County and the Authority, entered into in
connection with the 1999 Series A Bonds,
WHEREAS, it is proposed that the Authority enter into a First Amendment to
Facility Lease (the"First Amendment to Facility Lease")pursuant to which it will lease back the
Summit Centre Building to the County as additional leased facilities under the Facility Lease
(Various Capital Projects) dated as of February 1, 1999 entered into by the Authority and the
County;
WHEREAS, under the First Amendment to Facility Lease, the County would be
obligated to mare additional base rental payments to the Authority which the Authority will use to
pay debt service on the Bonds;
WHEREAS,in accordance with the Act, following published notice a public hearing
regarding the proposed financing was conducted by the County on October 17, 2000 and following
such hearing the financing was approved by the County;
WHEREAS, C.M. de Crinis& Co., Inc., is acting as financial advisor (the
"Financial Advisor") to the County and the Authority and Orrick, Herrington & Sutcliffe LLP is
serving as bond counsel ("Bond Counsel") to the County and the Authority in connection with
the financing;
WHEREAS, the Financial Advisor has assisted the County and the Authority in
the preparation of an Official Statement describing the Bonds which will be distributed to
potential purchasers of the Bonds;
WHEREAS, this Board has been presented with the form of each document
hereinafter referred to relating to the Bonds, and the Board has examined and approved each
document and desires to authorize and direct the execution of such documents and the
consummation of such financing;
WHEREAS, the Authority has full legal right,power and authority under the laws
of the State of California to enter into the transactions hereinafter authorized; and
WHEREAS, the Authority expects to finance the 2001 Series A Project on a tax-
exempt basis;
NOW, THEREFORE, BE IT RESOLVED by the Board of Directors of the
County of Contra Costa Public Financing Authority, as follows:
D SSF1:475235.3 2
ec ' n 1. The foregoing recitals are true and correct and this Board so finds and
determines.
Section 2. The issuance and sale of the Bonds by the Authority, in an aggregate
principal amount of not to exceed $25,000,000 for the financing of the 2001 Series A Project is
hereby authorized and approved.
S,ct ion 3. The form of First Amendment to Site Lease, on file with the Secretary
of the Board of Directors, is hereby approved, and the Chair of the Board of Directors or the
Vice Chair of the Board of Directors or the Executive Director of the Authority or the Assistant
Executive Director of the Authority and the Secretary of the Board of Directors (the "Secretary")
or any Assistant Secretary of the Board of Directors or any designee of such officials (the
"Authorized Signatories") are hereby authorized and directed to execute and deliver the First
Amendment to Site Lease in substantially said form, with such changes therein as such officers
may require or approve, such approval to be conclusively evidenced by the execution and
delivery thereof; provide , howevc that the term thereof shall not exceed June 15, 2049. The
Director, Capital Facilities and Debt Management of the County is hereby appointed and
designated as Assistant Executive Director of the Authority and Assistant Secretary of the
Authority and as an Authorized Signatory hereunder.
Se ion 4. The form of First Amendment to Facility Lease, on file with the
Secretary, is hereby approved, and any two of the Authorized Signatories are hereby authorized
and directed to execute and deliver the First Amendment to Facility Lease in substantially said
form, with such changes therein as such officers may require or approve, such approval to be
conclusively evidenced by the execution and delivery thereof. Among the changes authorized to
be made to such First Amendment to Facility Lease are such changes as are necessary in the
event the Executive Director or the Assistant Executive Director, upon consultation with the
Financial Advisor, determines it is desirable to obtain municipal bond insurance.
Section . The form of First Supplemental Trust Agreement by and between the
Trustee and the Authority and acknowledged by the County, on file with the Secretary, is hereby
approved. Any two of the Authorized Signatories are hereby authorized and directed to execute
and deliver the First Supplemental Trust Agreement in substantially said form, with such
changes therein as such officer may require or approve, such approval to be conclusively
evidenced by the execution and delivery thereof. Among the changes authorized to be made to
such First Supplemental Trust Agreement are such changes as are necessary in the event the
Executive Director or the Assistant Executive Director, upon consultation with the Financial
Advisor, determines it is desirable to obtain municipal bond insurance or a reserve facility for the
Bonds or to execute an interest rate swap or other hedging product (the "Swap'), in connection
with the Bonds.
Soctim-6. The form of Preliminary Official Statement describing the Bonds, on
file with the Secretary, is hereby approved and the Executive Director or his designee, is hereby
authorized and directed to execute and deliver a final Official Statement in substantially said
form with such additions, corrections and revisions as may be determined to be necessary or
desirable by the Financial Advisor, Bond Counsel or the County Counsel's Office. The
Financial Advisor is hereby authorized and directed to cause to be supplied to prospective
DOCSSFt:475235.3 3
purchasers of the Bonds copies of a preliminary official statement in such form, and to supply
the purchaser of the Bonds with copies of a final official statement, completed to include, among
other things the interest rate or rates, and final sale information for the Bonds. The Executive
Director or his designee, is hereby authorized and directed to execute a certificate confirming
that the Preliminary Official Statement has been"deemed final"by the Authority for purposes of
Securities and Exchange Commission Rule 15c2-12.
Section 2. The form of proposed Official Notice of Sale inviting bids for the
Bonds on file with the Secretary is hereby approved and adopted as the Official Notice of Sale
for the Bonds, with such additions, changes and corrections thereto as the Executive Director or
his designee shall require or approve, such approval to be conclusively evidenced by the
execution thereof. The Secretary is hereby authorized to cause to be published a notice of the
proposed sale of the Bonds as required by law.
S. The proposed form of Continuing Disclosure Agreement, to be dated
the date of issuance of the Bonds, by and among the County and the Trustee, on file with the
Secretary,is hereby approved.
Section The Board hereby authorizes the Executive Director or his designee to
enter into one or more investment agreements(the"Investment Agreement")providing for the
investment of moneys in the funds and accounts created under the Trust Agreement and/or one
or more Swaps, as the Executive Director or his designee deems appropriate. The Board hereby
finds and determines pursuant to Government Code section 5922,that the Investment Agreement
will reduce the amount and duration of interest rate risk with respect to amounts invested
pursuant to the Investment Agreement and that the Swap is designed to reduce the amount or
duration of payment,rate, spread or similar risk or result in a lower cost of borrowing when used
in combination with the Bonds or enhance the relationship between risk and return with respect
to investments. The Executive Director or his designee is hereby authorized and directed to
execute and deliver the Investment Agreement, Swap and any other related agreement or
agreements on behalf of the Authority as may be approved by the Executive Director or his
designee, such approval to be conclusively evidence by the execution and delivery of such
agreement or agreements.
Sgglion 10. The officers of the Authority are hereby authorized and directed,
jointly and severally, to do any and all things which they may deem necessary or advisable in
order to consummate the transactions herein authorized and otherwise to carry out, give effect to
and comply with the terms and intent of this Resolution, including, but not limited to, executing
and delivering signature certificates, no-litigation certificates, tax and rebate certificates and
certificates concerning the contents of the Official Statement distributed in connection with the
sale of the Bonds. The Authorized Signatories and the Director, Capital Facilities and Debt
Management of the County on behalf of the Authority are hereby authorized and directed to
execute and deliver any and all certificates, instructions as to investments, written requests and
other certificates necessary and desirable to administer the Bonds and the Trust Agreement or
other documents authorized hereunder including executing Written Requests of the Authority
authorizing disbursements from the Costs of Issuance Fund for payment of cost of issuance such
as legal and financial advisor fees, trustee's fees, title insurance and bond insurance premiums,
DOCSSF 1:475235.3 4
fees for electronic bidding services, publication and printing costs,rating agency fees and similar
expenses of the bond financing.
Section 11. All actions heretofore taken by the officers and agents of the County
with respect to the issuance and sale of the Bonds are hereby approved and confirmed.
DOcssrI:4757353 5
Sept:i.ort U This Resolution shall take effect from and after its date of adoption.
PASSED AND ADOPTED this l 7t-h day of QatDher . 2000.
Chair of the Bo=doDirectors
County of Conta, California
[Seal]
ATTESMF*P%; 'aT:
Secretary of the Board of Directors
DOCSSF1;475235.3 6
q
d
CLERK'S CERTIFICATE
The undersigned, Secretary of the Board of Directors of the County of Contra
Costa Public Financing Authority, hereby certifies as follows:
The foregoing is a full, true and correct copy of a resolution duly adopted at a
regular meeting of the Board of Directors of said Authority duly and regularly held at the regular
meeting place thereof on the 17Th day of 0cta ar , 2000, of which meeting all of the
members of said Board of Directors had due notice and at which a majority thereof were present;
and at said meeting said resolution was adopted by the following vote:
AYES: Supervisors Gioia:, Uilkema, UeSaulnier, Canciamilla and Gerber
ABSENT: None
NOES: None
ABSTAIN: None
An agenda of said meeting was posted at least 96 hours before said meeting at
651 Pine tMartinez, California, a location freely accessible to members of the public, and a
brief general description of said resolution appeared on said agenda.
I have carefully compared the same with the original minutes of said meeting on
file and of record in my office; the foregoing resolution is a full, true and correct copy of the
original resolution adopted at said meeting and entered in said minutes; and said resolution has
not been amended, modified or rescinded since the date of its adoption, and the same is now in
full force and effect.
WITNESS my hand this 17Lb day of Octn er , 2000.
[Seal] deputy) ecretary
ooCssrI:475235.3