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HomeMy WebLinkAboutMINUTES - 01171995 - 1.24 TO: BOARD OF SUPERVISORS t� FROM: t vMark Finucane, Health Services Director l Co ntra Costa DATE: January 5, 1995 County SUBJECT: Approve Standard Agreement #29-202-56 with the State Department of Health Services for Family Planning Services SPECIFIC REQUEST(S) OR RECOMMENDATION(S) & BACKGROUND AND JUSTIFICATION I. RECOMMENDED ACTION: Approve and authorize the Chair, Board of Supervisors, to execute on behalf of the County, Standard Agreement #29-202-56 (State #94- 20156) for the period from July 1, 1994 through June 30, 1997, with the State Department of Health Services, for the County' s Family Planning Services. This Standard Agreement provides a maximum reimbursable amount of $130, 486 per fiscal; year during the term of the Agreement. II. FINANCIAL IMPACT: Approval of this agreement by the State will result in a maximum reimbursable amount of $130, 486 per fiscal year, for the three-year term of the contract. This agreement actually encumbers $130,486 for FY 1994-95 only. Funding beyond this fiscal year is contingent upon the availability of appropriated funds by the Legislature for this program. No County match is required. III. REASONS FOR RECOMMENDATIONS/BACKGROUND: For many years the County has provided family planning services to citizens of child-bearing age who would otherwise_ be unable to obtain these services. Family planning services funded through this contract are for persons who request such services through County facilities. The County must bill any other possible payment source, such as Medi-Cal, before seeking reimbursement from the State. The Board Chair should sign nine copies of the agreement. Eight signed copies of the agreement and three certified/sealed copies of this Board Order should be returned to the Contracts and Grants Unit for submission to the State Department of Health Services. CONTINUED ON ATTACHMENT: YES SIGNATURE: RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE APPROVE OTHER SIGNATURE(S) ACTION OF BOARD ONJAN APPROVED AS RECOMMENDED. OTHER VOTE OF SUPERVISORS `Z UNANIMOUS (ABSENT ) I HEREBY CERTIFY THAT THIS IS A TRUE AYES: NOES: AND CORRECT COPY OF AN ACTION TAKEN ABSENT: ABSTAIN: AND ENTERED ON THE MINUTES OF THE BOARD OF SUPERVISORS ON THE DATE SHOWN. Contact.: Wendel Brunner, M.D. (313-6712) �A� 1 7 199.5 CC: Health Services (Contracts) ATTESTED State Dept. of Health Services Phil Batchelor, Clerk of the Board of SupeivMrs aW County Administrator M3e2/7-e3 BY DEPUTY STATE OF CALIFORNIA STANDAR, AGREEMENT- ATTORNEY BY THE Q� CONTRACT NUMBER AMNO. ATTORNEY GENERAL 94-20156 TAXPAYERS FEDEFAL EWLOYE4 I0EN?IFVC0N NUMBE., THIS AGREEMENT,made and entered into this 1st day of July . 19 94, 94-6000509 in the State of California,by and between State of California,through its duly elected or appointed,qualified and acting TITLE OF OFFICER ACTING FOR STATE AGENCY Chief, Program Support Branch l Department of Health Services hereafter called the State,and 70NTRACTOR'S NAME COUNTY OF CONTRA COSTA 199 - 202 - 66 ,hereafter called the Contractor. WITNESSETH: That the Contractor for and in consideration of the covenants,conditions,agreements,and stipulations of the State hereinafter expressed, does hereby agree to furnish to the State services and materials as follows: (Set forth service to be rendered by Contractor,amount to be paid Contractor, ime for performance or completion,and attach plans and specifications,if any.) 1. TERM The term of this agreement shall be from July 1, 1994 through June 30, 1997, subject to the provisions of Paragraph 3. This agreement is of no force and effect unless and until approved by the Department of General Services, if required. 2. CONTRACT EXHIBITS AND DEFINITIONS A. The following provisions are attached and made a part hereof by this reference: (1) Exhibit A(S), consisting of 12 pages and entitled "Additional Provisions", dated January 1991. Paragraph 3 of Exhibit A(S) is amended to substitute "$5,000" for any reference to 12,500". (2) Exhibit B, Scope of Work, dated July 1, 1994, consisting of two pages. (3) EXHIBIT C, Payment Provisions, 7-1-94 to 6-30-95. :ONTINUED ON SHEETS,EACH BEARING NAME OF CONTRACTOR AND CONTRACT NUMBER. The provisions on the reverse side hereof constitute apart of this agreement. N WITNESS WHEREOF,this agreement has been executed by the parties hereto,upon the date first above written. STATE OF CALIFORNIA CONTRACTOR ,GENCY CONTRACTOR fit ocher than an individual,stale wOWPW a aorpdah n pairwMa etc.) Department of Health Services COUNTY OF CONTRA COSTA 1Y(AUTHORIZE SIGNATURE) BY(AUTHORIZED IGNAIURE) > D For G RINTED NAME OF SON SIGNING PRINTED NAME AN TITLE OF PERSON OGNING Edward E. Stahlberg Chair, Board of Supervisors TLE ADDRESS ,hief, Program Support Branch 651 Pine Street, Martinez, C 94553 MOUNT ENCUMBERED BY THIS i PROGRAMtCATEGORY(CODE AND TITLE) FUND TITLE Department of General Services OCUMENT Local Assistance General use only S 130,486 (OPTIONAL_USE) 'RIOR AMOUNT ENCUMBERED FOR -4IS CONTRACT 1 0 I i eN CHAPTER 1 STATUTE1 FISCAL YEAR 4260-111-001 139 1994 !1994-95 EXEMPT FROM DGS APPROVAL OTAL AMOUNT ENCUMBERED TC PER MEMO DATED 10/21/.94. ATE CS;---c-OF EXPENDITURE(CODE AND TITLE) 94-52423-4945-702-03 $130,486 S 130,486 1 hereby certify upon my own personal tmowiedge that budgeted funds T.B.A.NO. B.R.NO. are availabi for the period and ourpose of the expenditure stated above. ! CEg 9 1995 GNATUREOF NTING OFFICER I DATE > • .g i ,44 ' STAN OF GLIFOIMYA STANDARD AGREEMENT STD.z(Rev.5-91)(REVERSE) r ,• 1. :he Contractor agrees to indemnify.defend and save harmless the State.its officers,agents and employees ,rom any and all claims and losses accruing or resulting to any and all contractors. subcontractors, taterialmen.laborers and anv other person,firm or corporation furnishing or supplying wort:services, aterials or suppues in connection with the performance of this contract.and from anv and all claims and ses accruing or resulting to any person,firm or corporation who may be injured or damaged be the lntractor in the performance of this contract_ 2. Tl ontractor.and the agents and employees of Contractor,in the performance of the agreement.shall ac< an independent capacity and not as officers or employees or agents of State of California. 3.The State may terminate this agreement and be relieved of the payment of any consideration to Contractor should Contractor fail to perform the covenants herein contained at the time and in the manner herein provided. In the event of such termination the State may proceed with the work in any manner deemed proper by the State. The cost to the State shall be deducted from any sum due the Contractor under this agreement.and the balance.if any,shall be paid the Contractor upon demand. 4. Without the written consent of the State,this agreement is not assignable by Contractor either in whole or in part. S. Time is of the essence in this agreement. 6. No alteration or variation of the terms of this contract shall be valid unless made in writing and signed by the parties hereto,and no oral understanding or agreement not incorporated herein.shall be binding on any of the parties hereto. 7. The consideration to be paid Contractor, as provided herein, shall be in compensation for all of Contractor's expenses incurred in the performance hereof, including travel and per diem. unless otherwise expressly so provided. J,f\13\01 t13MM13NAW%4 T& 9161014 COUNTY OF CONTRA COSTA HEALTH SERVICES/PUBLIC HEALTH 94-20156 (4) EXHIBIT C, Payment Provisions, 7-1-95 to 6-30-96. (5) EXHIBIT C, Payment Provisions, 7-1-96 to 6-30-97. (6) Exhibit D, consisting of two pages and entitled "Special Provisions for Office of Family Planning_Comprehensive Services Contracts", dated July 1, 1994. (7) Exhibit E, consisting of one page and entitled "Prospective Payment Provisions", dated July 1, 1994. (8) Exhibit F, consisting of three pages and entitled "Advance Payment Provisions- Clinical Service Contractors", dated July 1, 1994. (9) Exhibit I, consisting of one page and entitled "Nondiscrimination Clause (OCP-1)", dated (Rev. 2-93). (10) If any Exhibit C contains an allocation for Clinical Demonstration Program Services, Exhibit J, consisting of one page and entitled, "Clinical Demonstration Program Services", dated July 1, 1994. (11) If any Exhibit C contains an allocation for Expanded Teen Counseling Program Services, Exhibit K, consisting of one page and entitled "Expanded Teen Counseling Program Services", dated July 1, 1994. (12) If any equipment has been purchased or provided by the State, Exhibit A-2, consisting of one page and entitled "Annual Inventory of State Furnished Eguipment", HAS 1204, dated (3/94). B. The Guidebook for Family Planning Services (Guidebook), consisting of 163 pages numbered A.l.i through B.5.81, dated July 1, 1992 and amended through June 6, 1994, is hereby made a part of this agreement by this reference. Said Guidebook has been sent' to the Contractor prior to the Contractor entering into agreement. By signing this agreement, the Contractor acknowledges receipt and review of said Guidebook. The Contractor further agrees to abide by and comply with the standards, protocols, and procedures established by the Department of Health Services and contained in said Guidebook. Any amendments to the Guidebook shall be made in accordance with paragraph 24 of the Exhibit A(S). The Contractor agrees that the Office of Family Planning may make nonsubstantive and grammatical changes to the Guidebook that do not affect the substance or intent of this agreement, without contract amendment. The Office of family Planning will notify the Contractor of such changes by written provider letter. 2 i l r COUNTY OF CONTRA COSTA HEALTH SERVICES/PUBLIC HEALTH 94-20156 C. As used in this agreement: (1) "Comprehensive family planning services" refers to the service types funded under any Exhibit C of this agreement. (2) "OFP" refers to the Office of Family Planning. 3. MAXIMUM AMOUNT PAYABLE The maximum amount payable by the State to the Contractor under this agreement shall not exceed the amounts stated in Paragraphs 3.A through 3.1) below and may be limited by the annual appropriation by the Legislature for the Office of Family Planning. No funds allocated in one fiscal year shall be used for services rendered in a preceding fiscal year or a succeeding fiscal year. A. The maximum amount payable under this agreement for services rendered during fiscal year 1994-95 (July 1, 1994 - June 30, 1995) shall not exceed $130,486. B. The maximum amount payable under this agreement for services rendered during fiscal year 1995-96 (July 1, 1995 - June 30, 1996) shall not exceed $130,486. C. The maximum amount payable under this agreement for services rendered during fiscal year 1996-97 (July 1, 1996 - June 30, 1997) shall not exceed $130,486. D. The maximum amount payable under this agreement shall not exceed $391,458. E. Funds are not presently available for performance under this agreement beyond June 30, 1995. The State's and Contractor's obligation for performance of this agreement beyond that date is contingent upon the availability of appropriated funds by the Legislature from which payment for purposes of this agreement can be made and, for those contractors receiving HIV funds, allocation of funds for HIV Testing and Counseling Services by the Office of AIDS. No legal liability on the part of the State for any payment may arise for performance under this agreement beyond June 30,`.1995 until funds are made available to the State for performance and until the Contractor receives notice of availability, to be confirmed in writing by the State. F. If funding for fiscal years 1995-96 or 1996-97 is reduced or deleted by the Legislature for purposes of this program, the OFP shall have the option to either: (1) Cancel this agreement pursuant to Paragraph 12, the 30-day cancellation clause; or, (2) Offer a contract amendment to the Contractor to reflect the reduced funding for this agreement. 3 COUNTY OF CONTRA COSTA HEALTH SERVICES/PUBLIC HEALTH 94-20156 Office of Family Planning reserves the right to use its sole discretion to select between these options and to reduce some contracts by a greater amount than other contracts and to terminate only a portion of the contracts for the same program. In the event of contract cancellation, Department of Health Services shall have no liability to pay any funds whatsoever to the Contractor or to furnish any other considerations under this agreement and the Contractor shall not be obligated to perform any remaining provisions of this agreement. G. If any Exhibit C includes funding for HIV counseling and testing services for 1995-96 or 1996-97, and such funds are reduced or deleted by the Legislature or by the California Office of AIDS for purposes of this program, OFP may delete funding for only a portion of the contracts or offer an amendment to reflect the reduced funding. OFP reserves the right to use its sole discretion to reduce some contracts by a greater amount than other contracts. In the event of contract cancellation, Department of Health Services shall have no liability to pay any funds whatsoever to,the Contractor or to furnish any other considerations under this agreement and the Contractor shall not be obligated to perform any remaining provisions of this agreement. 4. TRANSFER OF FUNDS A. Contractor agrees that the funds allocated for the service types of any Exhibit C may be transferredbetween said service types only upon prior written authorization from the Office of Family Planning. Subject to the review and approval of Office of Family Planning, individual line item shifts are allowed within any Exhibit C of up to $25,000 or 10 percent of the yearly budget total, whichever is greater, up to a maximum of $50,000 per year, so long as the contract total neither increases nor decreases. The Office of Family Planning reserves the right to deny any such request to transfer funds. The Office of Family Planning also reserves the right to deny any such claim for reimbursement in excess of the amounts stated in subdivision B of any Exhibit C, if such claims aresubmitted without the Office of Family Planning's prior written approval. B. Nothing in Paragraph 4.A shall be construed to allow a change in the maximum amounts payable to the Contractor, as specified in Paragraph 3. C. Nothing in Paragraph 4.A shall be construed to allow any changes of reimbursable amounts for 'family planning service items contained in the Guidebook, Division B, Part 3, entitled "Schedule of Maximum Allowances". 5. UTILIZATION OF FUNDS A. The funding provided under this agreement shall be used only for family planning services. "Family planning" means the process of establishing objectives for the number and spacing of children, and selecting the means by which those objectives may be achieved. 'These means include a broad range of acceptable and effective methods and 4 COUNTY OF CONTRA COSTA HEALTH SERVICES/PUBLIC HEALTH 94-20156 services to limit or enhance fertility, including contraceptive methods, natural family planning, abstinence methods, and the management of infertility. Family planning services include: (1) Preconceptional counseling; (2) Maternal and fetal health counseling; (3) General reproductive health care, including diagnosis and treatment of infections and conditions, including cancer, which threaten reproductive capability; (4) Medical treatment and procedures defined as family planning services under the Medi-Cal scope of benefits; (5) Medical contraceptive services such as diagnosis, treatment, supplies, and follow-up; and (6) Informational and educational services. Family planning services exclude abortion and services ancillary to abortion, as provided in Paragraphs 5.13 and 5.0 below. Family planning shall not include abortion, pregnancy testing solely for the purposes of referral for abortion or services ancillary to abortions, or pregnancy care which is not incident to the diagnosis of a pregnancy. "Abortion as a method of family planning" means the deliberate choice of abortion over other methods to limit the number, gender, and spacing of children, including, but not limited to, contraception, abstinence, and natural family planning methods. B. The Contractor agrees that, during the term of this agreement, it will not be a group, clinic, or organization which, with funds provided by the Office of Family Planning, advertises,, advocates, or promotes abortion as a method of family planning. The Contractor further agrees that it shall not receive any fee or other consideration as payment for referrals for abortion services. C. The Contractor agrees that no funds received pursuant to this agreement shall be used to perform abortions. The Contractor agrees that no funds received pursuant to this agreement shall be used to fund services ancillary to abortion, including, but not limited to, postabortion examination. The provision of pregnancy testing and counseling, as provided for in Division A, Part I, of the Guidebook, are not limited by this paragraph. The Contractor agrees to the termination of the agreement and further agrees to return to the Department all unexpended funds that have been received from the Department pursuant to this agreement if the Department finds that the Contractor has violated the abortion provision herein. 5 COUNTY OF CONTRA COSTA HEALTH SERVICES/PUBLIC HEALTH 94-20156 D. Comprehensive Family Planning Services are to be billed at rates according to the Guidebook for Family Planning Services (Guidebook), Division B, Part 3, "Schedule of Maximum.Allowances". E. The Contractor shall utilize the Copayment Fee Schedule provided by the Office of Family Planning in accordance with the provisions of Part 4, Section I of the Guidebook commencing on page B.4.1. No person whose documented family income is at or below 100 percent of the federal poverty level shall be subject to copayments. F. The Contractor shall maintain records and accounts, including property, personnel, and financial records, in a form, format, and content that ensures proper accounting for all family planning funds received pursuant to this agreement. These records shall be made available to the Department of Health Services for examination during normal business hours, and shall be retained in an easily retrievable location for four years after the expiration of the agreement, with the exception of patient medical records, which shall be retained for at least seven years. Records for nonexpendable personal property shall be retained for three years after final disposition. G. The Contractor shall obtain the signature of each client receiving services pursuant to this agreement: that acknowledges, under penalty of perjury, that the client meets and complies with the income eligibility requirements. H. Notwithstanding Paragraph 23 of Exhibit A(S), the Contractor shall arrange for an independent audit of the family planning program. The audit shall be done in accordance with Department of Health Services directives and with generally accepted accounting principles'for nonprofit corporations and governmental entities. 6. SCOPE OF WORK Exhibit B describes the scope of work to be performed under this agreement. 7. CHANGE TO AMOUNT A. The Contractor agrees that if the Office of Family Planning determines that the amount payable for any fiscal year specified in paragraph 3 will not be expended in the appropriate fiscal year, as indicated by site visits,billing/data submissions, and/or change in the number of clients requesting services, the Office of Family Planning reserves the right to reduce the amounts payable as specified in paragraph 3 for any fiscal year in which the underutilization occurs and -to reallocate such unspent funds to other contractors. 6 COUNTY OF CONTRA COSTA HEALTH SERVICES/PUBLIC HEALTH 94-20156 B. The Contractor agrees that, in order for the Department of Health Services to fully utilize all funds appropriated by the Legislature for family planning services, the Office of Family Planning may reallocate encumbered but unspent funds from one contractor to another. (1) Contractor agrees that if it wishes to receive a share of such reallocated funds, it shall submit an invoice within 90 days of the end of any fiscal year funded by this agreement for any services not otherwise reimbursable within the amount payable for any fiscal year specified in paragraph 3, but which were provided within the appropriate fiscal year and pursuant to this agreement's terms. (2) The Contractor further agrees that any payment to Contractor from any reallocated funds is contingent upon the availability of funds that can be reallocated from other contractors. 8. INVOICING The Contractor agrees to invoice monthly. In consideration of the services rendered and performed in accordance with this agreement, in a manner acceptable to the State, the State shall reimburse the Contractor monthly in arrears on a fixed percentage rate equivalent to approximately 1/12 of the comprehensive family planning services allocated per fiscal year, as specified in Paragraph 3. If the agency receives a prospective or advance payment, the approximate 1/12 fixed payment shall be calculated from the comprehensive family planning services allocated per fiscal year, as specified in Paragraph 3 less the prospective or advance payment granted for that fiscal year. The Office of Family Planning shall, at its discretion, based upon a reconciliation of expenditures, reserve the right to make adjustments to the fixed percentage rate to'more accurately reflect the expenditures of the Contractor and in accordance with the instructions specified in Division B, Part 5, of the Guidebook. Payment shall be made upon submission of a Transmittal Invoice in accordance with the invoicing instruction specified in Division B, Part 5, entitled "Billing and Data Instructions", of the Guidebook. Any deviation from these payment provisions shall be requested in writing and approved in writing by Office of Family Planning prior to change. Invoices submitted more than 90-calendar days after the end of the appropriate fiscal year SHALL NOT be honored by the State unless the Contractor has obtained prior written State approval to the contrary. 9. ADDITIONAL TERMS A. During the term of this agreement, it is anticipated that the Department of Health Services will adopt regulations covering eligibility, copayment, contraceptive services, sterilization services, and infertility services, which are matters addressed in the Guidebook. If such 7 COUNTY OF CONTRA COSTA HEALTH SERVICES/PUBLIC HEALTH 94-20156 regulations are adopted by the Department of Health Services and become effective during the contract period, those regulations shall take precedence over language on said subjects addressed in the Guidebook. The Guidebook shall continue to provide explanation, information, and guidance concerning the Department/Contractor relationship on unregulated matters. B. Nothing contained in this agreement is to be construed as to obligate the State to contract for subsequent years with the Contractor beyond the time period stated in Paragraph 1. 10. FISCAL DOCUMENTATION Adequate documentation of each service shall be maintained to permit the determination of the allowability of expenditures reimbursed by the State under this agreement. If the allowability of expenditures cannot be determined because records or documentation' of the Contractor are nonexistent or inadequate, according to generally accepted accounting practices, the questionable cost shall be disallowed by the State. In the event of findings of disallowed cost, the Contractor has the right to appeal such findings pursuant to the conditions set forth in Paragraph 16 of this agreement and in Paragraph 22 of the attached Exhibit A(S). 11. CONFLICT OF INTEREST Contractor agrees that all reasonable efforts will be taken to ensure that its officers, agents, or employees have no conflict of interest. Contractor shall prevent employees, consultants, or members of governing bodies from using their positions for purposes that are, or give the appearance of being, motivated by a desire for private gain for themselves or others, such as those with whom they have family, business, or other ties. In the event that the State determines that a conflict of interest situation exists, any increase in costs associated with the conflict of interest situation may be disallowed by the State and such conflict may constitute grounds for termination of the agreement. This provision shall not be construed to prohibit employment of persons with whom the Contractor's officers, agents, or employees have family, business, or other ties so long as the employment of such persons does not result in increased costs over those associated with the employment of any other equally qualified applicant, and such persons have successfully competed for employment with other applicants on a merit basis. 12. TERMINATION This agreement may be cancelled by either party by giving 30 days advance written notice to the other party. Notification shall state the effective date of the termination. If.cancelled, the final billing is due to the Office of Family Planning within 90 days of the effective date of the contract termination. 8 COUNTY OF CONTRA COSTA HEALTH SERVICES/PUBLIC HEALTH 94-20156 13. PROVISION OF INFORMATION The Contractor shall provide the State with any additional requested information relevant to its performance under this agreement no later than 21-calendar days after receipt of the State's written request. If the State's request for additional information, in the opinion of the Contractor, will result in unbudgeted expense, the Contractor may submit a claim in writing to the address specified in Exhibit D as follows: Claim for Adjustment Under Paragraph 13 A. If the requirements of Paragraph 13, "PROVISION OF INFORMATION", cause an increase in the cost of, or the time required for the performance of, any part of the work under this agreement, an equitable adjustment shall be made: (1) In the cost or scope of work or both; (2) In the amount of any fixed fee to be paid to the Contractor; and (3) In such other provision(s) of the agreement as may be affected, and the agreement shall be modified in writing accordingly. Any claim by the Contractor for adjustment under this clause must be asserted within 21- calendar days from the date of receipt by the Contractor of the State's written request for provision of information. B. Notwithstanding the provision of Paragraph 13.A above, the funds allotted for the performance of this agreement shall not be increased or deemed to be increased except by specific written amendment of the agreement indicating the new agreement amount. Until such amendment is made, the Contractor shall not be obligated to continue performance or incur costs beyond the amounts established in Paragraph 3 of this agreement entitled "MAXIMUM AMOUNT PAYABLE". C. If the Contractor claims an adjustment under this clause within 21-calendar days of receipt of the State's written request for provision of information, the period of time allotted under Paragraph 13, "PROVISION OF INFORMATION", shall be extended 21- calendar days after such time as the State either accepts or rejects the claim. D. The State shall review the claim to determine its validity. Nothing in this section can be construed or implied as to guarantee any such payment for claims made. 9 COUNTY OF CONTRA COSTA HEALTH SERVICES/PUBLIC HEALTH 94-20156 14. PRIORITY OF PROVISIONS Where inconsistencies may exist between the numbered paragraphs of this agreement, the Guidebook,or the attachments hereto,such inconsistencies shall be resolved by giving precedence in the following order: Statute Regulations (as may be in effect) Standard Agreement Exhibit A(S) Exhibit B Exhibit C Guidebook for Family Planning Services Exhibit D Other Exhibits 15. OFP APPROVAL OF PROJECT DIRECTORS The Contractor shall notify OFP immediately in writing of any proposed change of the designated Project Director. OFP shall have the right to approve or disapprove any new proposed Project Director designated by the Contractor. 16. RESOLUTION OF DIRECT SERVICE CONTRACT DISPUTES Contract disputes, including audit disputes, are governed by Chapter 2.1, Sections 20201,through 20205, of Title 22 of the California Code of Regulations. 17. EQUIPMENT REPAIR/REPLACEMENT Any equipment purchased or provided by the State, as specified in Exhibit A-2, shall be state property and shall be repaired,'at no cost to the State, if damaged while in the possession of the Contractor. Any equipment purchased or provided by the State shall be replaced at no cost to the State, with equipment of same or greater value and capability, if it is lost or stolen while in the possession of the Contractor. Said replacement(s) shall be the property of the State. 18. CLINICAL LABORATORY IMPROVEMENT AMENDMENTS (CLIA) Contractor agrees that if any performance under this contract or under any subcontract includes any tests or examination on materials derived from the human body for the purpose of providing information for the diagnosis, prevention, treatment or assessment of any disease, impairment, or health of a human being, all the locations at which such examinations are performed shall meet the requirements of 42 U.S.C. section 263a (CLIA) and the regulations adopted thereunder. 10 a , 'Y Exhibit A(S)' STATE OF CALIFORNIA DEPARTMENT OF HEALTH SERVICES ADDITIONAL PROVISIONS (FOR STATE FUNDED SUBVENTION AID/LOCAL ASSISTANCE COST REIMBURSEMENT CONTRACTS/GRANTS) 1. There is no paragraph 1 in this Exhibit A(S). 2. Travel and Per Diem Any reimbursement for necessary traveling and per diem shall be at rates not to exceed those amounts paid to the State's represented employees under collective bargaining agreements currently in effect. No travel outside the State of California shall be reimbursed unless prior written authorization is obtained from the State. 3. Procurement Requirement a. Prior authorization in writing by the State will be required before the Contractor will be reimbursed for any purchase order or subcontract exceeding $2,500 for any articles, supplies, equipment, or services or for any fee, or other payment,for consultation of three hundred fifty dollars ($350) or more per day. The Contractor must provide in its request for authorization all particulars necessary for evaluation of the necessity or desirability of incurring such cost,and as to the reasonableness of the price or cost. For purchases of any said articles,supplies, equipment,services, or for consultant fees exceeding such minimum amount,three competitive quotations must be submitted with the request,or the absence of bidding must be adequately justified. b. If other than the lowest bidder or a sole-source provider is selected, all documents used in contractor selection must be presented in writing to the State for prior approval before awarding any contract,and maintained for possible future audit as specified in paragraph 7 below. c. The terms "purchase order" and "subcontract" as used in the above paragraph 3a only, excludes: (a) purchase orders not exceeding $2,500, and (b) subcontracts or purchase orders for public utility services at rates established for uniform applicability to the general public. 4. Standards of Work The Contractor agrees that the performance of work and services pursuant to the requirements of this contract shall conform to high professional standards. 5. Furnishing of Property by the State or Purchase of Property with State or Federal Funds a. (1) All equipment, material, supplies, or property of any kind purchased from funds advanced or reimbursed or furnished by the State under the terms of this contract and not fully consumed in the performance of the contract shall be the property of the State and shall be subject to the provisions of this paragraph a, as well as paragraphs b,c,and d below. If the Equipment line item in the budget or in any other paragraph of this contract exceeds $10,000 or more,the provisions of subparagraph b shall apply. CMS Instructional Bulletin No.06(1/91) e (2) Inventory and Disposition (a) Contractor shall, at the request of the State, submit an inventory of equipment furnished or purchased under the terms of this contract. Such inventory will be required not more frequently than annually. (b) At the termination of this contract, the Contractor shall provide a final inventory to the State and shall at that time query the State as to the State's requirements, including the manner and method, in returning said equipment to the State. Final disposition of such equipment shall be at state expense in accordance with instructions from the State to be issued immediately after receipt of the final . inventory. (3) Motor Vehicles (a) If, under the provisions of paragraph a above, any part of such property is motor vehicles, the State Office of Procurement shall purchase said motor vehicles for and on behalf of the Contractor. The provisions of clause 5b below are applicable to this paragraph concerning motor vehicles. (b) If, under the provisions of paragraphs (2) or(3) above, any part of such property is motor vehicles, the State author¢es the Contractor to use said motor vehicles under the terms and conditions of this contract for purposes of this contract only, and in accordance with the provisions of subparagraphs(c)through(f) below. (c) It is mutually understood that the State of California shall be the legal owner of said vehicles and the Contractor shall be the registered owner. (d) Upon return of such motor vehicles to the State,Contractor shall deliver to State all necessary documents of title to enable proper transfer of marketable title to the State. (e) Contractor agrees that all operators of motor vehicles listed in said agreement shall hold a valid State of California driver's license. In the event 12 or more passengers are to be carried in any one vehicle listed in said agreement,a Class 2 driver's license will also be required. ^ (f) Contractor shall furnish to the State a certificate of insurance stating that there is liability insurance presently in effect for the Contractor of not less than $500,000 per occurrence for bodily injury and property damage liability combined. The certificate of insurance must include provisions(i)and(ii),stating that: (i) The insurer will not cancel the insured's coverage without 30 days prior written notice to the State. (ii) The State of California, its officers, agents, employees, and servants are— included reincluded as additional insureds, but only insofar as the operations under this contract are concerned. Contractor agrees that bodily injury liability insurance herein provided for shall be in effect at all times during the term of this contract. In the event said insurance coverage expires at any time or times during the term of this contract, Contractor agrees to provide at least thirty(30) days prior to said expiration date a new-certificate of insurance evidencing insurance-coverage as provided for herein for not less than the remainder of the term of the contract,or for a period -2- 6 Exhibit A(S) of not less than one (1) year. New certificates of insurance are subject to the approval of said Department of General Services,and Contractor agrees that no work or services shall be performed prior to the giving of such approval. In the event Contractor fails to keep in effect at all times insurance coverage as herein provided, State may, in addition to any other remedies it may have, terminate this contract upon the occurrence of such event. b. If the Equipment line item budget in this contract is $10,000 or more, the State shall purchase said equipment through Its Office of Procurement. The cost of procurement of equipment will be deducted from contract amount. Contractor shall submit to State a separate list of the equipment specifications. State will pay vendor directly for equipment purchases, and title to the equipment will remain with the State. The equipment will be delivered to the Contractor's address as stated in the contract unless notified by Contractor in writing. c. (1) Title to state property shall not be affected by the incorporation or attachment thereof to any property not owned by the State, nor shall such state property, or any part thereof, be or become a fixture or lose its identity as personality by reason of affixation to any realty. (2) State property shall be used only for the performance of this contract. (3) Unless otherwise provided herein, the State shall not be under any duty or obligation to restore or rehabilitate, or to pay the cost of the restoration or rehabilitation of the Contractor's facility or any portion thereof which is affected by removal of any state property. (4) The Contractor shall maintain and administer, in accordance with sound business practice, a program for the utilization,,maintenance, repair, protection, and preservation of state property so to assure its full availability and usefulness for the performance of this contract.The Contractor shall take all reasonable steps to comply with all appropriate directions and instructions which the State may prescribe as reasonably necessary for the protection of state property. d. For nonexpendable equipment only. Before equipment purchases made by the Contractor are reimbursed by the State, the Contractor must submit paid vendor receipts identifying the purchase price, description of the item, serial number, model number, and location where equipment will be used during the term of this agreement. Said paid receipts will be attached to Contractor's invoices submitted to the State. 6. Income Restrictions The Contractor agrees that any refunds, rebates, credits, or other amounts (including any interest thereon) accruing to or received by the Contractor under this contract shall be paid by the Contractor to the State,to the extent that they are properly allocable to costs for which the Contractor has been reimbursed by the State under this contract. 7. Examination of Accounts,Audit, Records,and Subcontract Language a. The Contractor shall maintain books, records,documents,and other evidence,accounting procedures, and practices, sufficient to reflect properly all direct and indirect costs of whatever nature claimed to have been incurred in the performance of this contract, including any matching costs and expenses. The foregoing constitutes "records" for the purposes of this clause. -3- b. The Contractor's facility or office or such part thereof as may be engaged in the performance of this contract and his records shall be subject at all reasonable times to inspection, audit, and reproduction by the State or any of its duly authorized representatives. c. The Contractor shall preserve and make available his records (i) for a period of three years from the date of final payment under this contract,and (ii)for such longer period,if any,as is required by applicable statute, by any other clause of this contract;or by subparagraphs (1)or(2) below. (1) If this contract is completely or partially terminated, the records relating to the work terminated shall be preserved and made available for a period of three years from the date of any resulting final settlement. (2) If any litigation, claim, negotiation, audit, or other action involving the records has been started before the expiration of the three-year period, the records shall be retained until completion of the action and resolution of all issues which arise from it,or until the end of the regular three-year period,whichever is later. d. The Contractor further agrees to include in all his subcontracts hereunder a written agreement with said subcontractor or vendor,the following clause: "(Name of Vendor or Subcontractor) agrees to maintain and preserve, until three years after termination of (Contractor's name) agreement or contract with the State of California, and to permit the State or any of its duly authorized representatives, to have access to and to examine and audit any pertinent books,documents,papers,and records of(name of subcontractor or vendor)related to this (purchase order or subcontract)." 8. Covenant Against Contingent Fees The Contractor warrants that no person or selling agency has been employed or retained to solicit or secure this contract upon an agreement or understanding for a commission, percentage, brokerage, or contingent fee, excepting bona fide employees or bona fide established commercial or selling agencies maintained by the Contractor for the purpose of securing business. For breach or violation of this warranty,the State shall have the right to annul this contract without liability or in its discretion to deduct from the contract price or consideration, or otherwise recover, the full amount of such commission, percentage, brokerage,or contingent fee. 9. Inspection The State, through any authorized representatives, has the right at all reasonable times to .inspect or otherwise evaluate the work performed or being performed hereunder including subcontract supported activities and the premises in which it is being performed. If any inspection or evaluation is made by the State of the premises of the Contractor or a subcontractor, the Contractor shall provide and shall require his subcontractors to provide all reasonable facilities and assistance for the safety and convenience of the state representatives in the performance of their duties. All inspections and evaluations shall be performed in such a manner as will not unduly delay the work. 10. Nondiscrimination in Services, Benefits,and Facilities a. The Contractor will not discriminate in the provision of services because of race, color, creed, national origin, sex, age, or physical or mental handicap as provided by state and federal law. -4- Exhibit A(S) b. For the purpose of this contract, distinctions on the grounds of race, color, creed, national origin, sex, age, or physical or mental handicap include, but are not limited to, the following: denying a participant any service or benefit to a participant which is different,or is provided in a different manner or at a different time from that provided to other participants under this contract; subjecting a participant to segregation or separate treatment in any matter related to his receipt of any service; restricting a participant in any way in the enjoyment of any advantage or privilege enjoyed by others receiving any service or benefit; treating a participant differently from others in determining whether he satisfied any admission, enrollment quota, eligibility, membership, or other requirement or condition which individuals must meet in order to be provided any service or benefit; the assignment of times or places for the provision of services on the basis of the race, color, creed,or national origin of the participants to be served. c. The Contractor will take affirmative action to ensure that-intended beneficiaries are provided services without regard to race,color, creed, national origin,sex,age, or physical or mental handicap. d. The Contractor agrees that complaints alleging discrimination in the delivery of services by the Contractor or his or her subcontractor because of race, color, national origin, creed, sex, age, or physical or mental handicap will be resolved by the State through the Department of Health Services'Affirmative Action/Discrimination Complaint Process. e. The Contractor shall, subject to the approval of the Department of Health Services, establish procedures under which participants of service are informed of their rights to file a complaint alleging discrimination or a violation of their civil rights with the Department of Health Services. f. The Contractor shall operate the program or activity in such a manner that it is readily accessible to and usable by mentally or physically handicapped persons pursuant to 45 Code of Federal Regulations, Part 84,Sections 84.21 and 84.22. g. The Contractor shall keep records, submit required compliance reports, and permit state access to records in order that the State can determine compliance with the nondiscrimination requirements pursuant to 45 Code of Federal Regulations, Part 80, 84, and 90,Sections 80.6,84.61,and 90.42. 11. Final Invoice—Final Report—Retention of Funds If a final report is required by this contract, 10 percent of the face amount of the contract or 50 percent of the final invoice, whichever is the larger amount, but not to exceed $3,000,shall be withheld until after receipt by the State of a report satisfactory to the State. 12. Officials Not to Benefit No member of or delegate to Congress or the State Legislature shall be admitted to any share or part of this contract, or to any benefit that may arise therefrom; but this provision shall not be construed to extend to this contract if made with a corporation for its general benefit. 13. Rights in Data a. Subject Data. As used in this clause, the term "Subject Data" means writings, sound recordings, pictorial reproductions, drawings, designs or graphic representations, procedural manuals, forms, diagrams, work flow charts, equipment descriptions, data files and data processing or computer programs, and works of any similar nature (whether or -5- not copyrighted or copyrightable) which are first produced or developed under this contract. The term does not include financial reports,cost analyses, and similar information incidental to contract administration. b. federal Government and State Rights.Subject only to the provisions of c below,the Federal Government and State may use, duplicate, or disclose in any manner and for any purpose whatsoever, and have or permit others to do so, all Subject Data delivered under this contract. c. License to Copyrighted Data. In addition to the Federal Government and State rights as provided in b above, with respect to any subject data which may be copyrighted, the Contractor agrees to and does hereby grant to the Federal Government and State a royalty-free, nonexclusive, and irrevocable license throughout the world to use, duplicate, or dispose of such data in any manner for State or Federal Government purposes and to have or permit others to do so. Provided, however, that such license shall be only to the extent that the Contractor now has, or prior to completion or final settlement of this contract may acquire, the right to grant such license without becoming liable to pay compensation to others solely because of such grant. 14. There is no provision 14 in this Exhibit A(S). 15. Clean Air and Water a. (Applicable only if the contract is not with a sole source vendor of products or services,or if it exceeds $5=-) The Contractor agrees under penalty of perjury(it,he,she) is not in violation of any order or resolution which is not subject to review promulgated by the State Air Resources Board or an air pollution district. The Contractor agrees under penalty of perjury (it, he, she) is not subject to a cease and desist order which is not subject to review issued pursuant to Section 13301 of the Water Code for violation of waste discharge requirements or discharge prohibitions,or is not finally determined to be in violation of provisions of federal law relating to air or water pollution. b. (Applicable only if the contract or subcontract exceeds $100,000 or the contract is not otherwise exempt under 40 CFR 15.5.) The Contractor agrees as follows: (1) To comply with all the requirements of Section 114 of the Clean Air Act as amended (42 U.S.C. 7401 et seq., as amended by Public Law 95-95) and Section 308 of the Federal Water Pollution Control Act(33 U.S.C. 1251 et seq.,as amended by Public Law 92-500), respectively,relating to inspection, monitoring, entry, reports, and information as well as all other requirements specified in Section 114 and Section 308 of the Air Act and the Water Act, respectively, and all regulations and guidelines issued to implement those Acts before the award of this contract. (2) That no portion of the work required by this contract will be performed in a facility listed on the Environmental Protection Agency List of Violating Facilities on the date when this contract was awarded unless and until the Environmental Protection Agency eliminates the name of such facility or facilities from such listing. -6- Exhibit A(S) (3) To use his best efforts to comply with clean air standards and clean water standards at the facility in which the contract is being performed. The terms used in this paragraph have the following meanings: (a) The term "clean air standards" means any enforceable rules, regulations, guidelines, standards, limitations, orders, controls, or prohibitions or other requirements which are contained in, issued under, or adopted pursuant to the Clean Air Act. (b) The term "clean water standards" means any enforceable limitation, control, condition, prohibition, standard, or other requirement which is promulgated pursuant to the Clean Water Act or contained in a permit issued to a discharger by EPA or by the State under an approved program as authorized by Section 402 of the Clean Water Act (33 U.S.C. 1342), or by a local government to ensure compliance with pretreatment regulations as required by Section 307 of the Clean Water Act(33 U.S.C. 1317)and regulations issued pursuant thereto. (c) In addition to compliance with clean air and water standards, the term compliance shall also mean compliance with a schedule or plan ordered or approved by a court of competent jurisdiction, the Environmental Protection Agency, or an air or water pollution control agency in accordance with the requirements of the Clean Air Act and the Federal Water Pollution Control Act. (4) As a condition for the award of a contract,the applicant or contractor shall notify the State of the receipt of any communication from the Assistant Administrator for Enforcement, U.S. EPA indicating that a facility to be utilized for the contract is under consideration to be listed on the EPA List of Violating Facilities. Prompt notification shall be required prior to contract award. (5) To report violations to the State and to the Assistant Administrator for Enforcement. (6) To insert the substance of the provisions of paragraph b into any nonexempt subcontract, including this paragraph b(6), and to take such action as the Federal Government may direct as a means of enforcing such provisions. 16. Utilization of Small Business and Minority and Women Owned Business Enterprises a. It is a federal policy to award a fair share of contracts to small, minority, and women owned business firms. The State Legislature has declared that a fair proportion of the total purchases and contracts or subcontracts for property and services for the State be placed with small minority and women owned business enterprises. b. A firm shall qualify as a small business if it meets the requirements specified in Government Code,Section 14837. c. The Contractor hereby agrees to carry out this policy in the awarding of subcontracts to the fullest extent consistent with efficient contract performance. As used in this contract, the term "minority business enterprise" means a business concern (a) which is at least 51 percent owned by one or more minority group members or women, or in the case of a publicly owned business,at least 51 percent of the stock of which is owned by one or more minority group members or women; and (b) whose management and daily business operations are controlled by one or more such individuals. A minority group member is a person who is Black, Asian, Hispanic, Filipino, Polynesian, American Indian, or Alaskan Native. "Control," as used in this clause, means exercising the power to make policy decisions. -7- d. Contractors acting in good faith may rely on written representations by their subcontractors regarding their status as minority business enterprises in lieu of an independent investigation. 17. Printing If printing or other reproduction work of more than an incidental and minor dollar amount is a reimbursable item in this contract, it shall be printed or produced by the State Printer. The State Printer may, at his sole option, elect to forego said work and delegate the work to the private sector. If the State Printer prints or produces said work, or the State obtains the printing or other work through the Office of State Procurement, the cost will be deducted from said contract amount. This requirement does not apply to normal in-house copying necessary for routine business matters of the Contractor. 18. Prior Approval of Training Seminars,Workshops, or Conferences Contractor shall obtain prior State approval over the location, costs, dates, agenda, instructors, instructional materials, and attendees at any reimbursable training seminar, workshop or conference, and over any reimbursable publicity, or educational materials to be made available for distribution. The Contractor shall acknowledge the support of the State whenever publicizing the work under the contract in any media. This paragraph does not apply to necessary staff meetings to conduct routine business matters. 19. Confidentiality of Information a. The Contractor and his or her employees, agents, or subcontractors shall protect from unauthorized disclosure names and other identifying information concerning persons either receiving services pursuant to this contract or persons whose names or identifying information become available or are disclosed to the Contractor, his/her employees, agents, or subcontractors as a result of services performed under this contract, except for statistical information not identifying any such person. b. The Contractor, his/her employees, agents, or subcontractors shall not use such identifying information for any purpose other than carrying out the Contractor's obligations under this contract. c. The Contractor, his/her employees, agents, or subcontractors shall promptly transmit to the State all requests for disclosure of such.identifying information not emanating from the client or person. d. The Contractor shall not disclose, except as otherwise specifically permitted by this contract or authorized by the client, any such identifying information to anyone other than the State without prior written authorization from the State. e. For purposes of this paragraph, identity shall include, but not be limited to, name, identifying number, symbol, or other identifying particular assigned to the individual, such as finger or voice print or a photograph. 20. National Labor Relations Board Certification (Not applicable if Contractor is a public entity) Contractor, by signing this agreement, does swear under penalty of perjury that no more than one final unappealable finding of contempt of court by a federal court has been issued against -8- Exhibit A(S) Contractor within the immediately preceding two-year period because of the Contractor's failure to comply with an order of a federal court which orders the Contractor to comply with an order of the National Labor Relations Board. 21. Documents and Written Reports Any document or written report prepared as a requirement of this agreement shall contain, in a separate section preceding the main body of the document,the number and dollar amounts of all contracts and subcontracts relating to the preparation of such document or report, if the total cost for work by nonemployees of the State exceeds$5,000. 22. Resolution of Direct Service Contract Disputes a. If Contractor believes there is a dispute or grievance between the Contractor and the State,the procedures set.forth in Chapter 2.1,Sections 20201 through 20205, of Title 22, of the California Code of Regulations,shall be followed. b. If the Contractor wishes to appeal the decision of the Deputy Director for Public Health or his/her designee, the Contractor shall follow the procedures set forth in Division 25.1 (commencing with Section 38050) of the Health and Safety Code and the regulations adopted thereunder. (Title 1, Subchapter 2.5, commencing with Section 251, California Code of Regulations.) c. Disputes arising out of an audit or examination of a contract not covered by subdivision (a) of Section 20204, of Chapter 2.1, Title 22, of the California Code of Regulations, and for which no procedures for appeal are provided in statute,regulation,or the contract shall be handled in accordance with the procedures identified in Sections 51016 through 51047, Title 22,California Code of Regulations. 23. Financial and Compliance Audit of Nonprofit Entities (Applicable only if Contractor is a nonprofit entity) a. Definitions within this paragraph are defined in Section 38040 of the Health and Safety Code,which,by this reference,is made a part hereof. b. Contractor agrees to obtain an annual single,organization-wide financial and compliance audit. The audit shall be conducted in accordance with the requirements specified in the Federal Office of Management and the Budget(OMB) Circular A-133, "Audits of Institutions of Higher Education and Other Nonprofit Organizations." c. References to "Federal" in OMB Circular A-133 shall be considered to mean "Federal and/or State" in contracts where State funds are present either alone or in conjunction with Federal funds. d. The audit shall be completed by the 15th day of the fifth month following the end of the Contractor's fiscal year. Two copies of the audit report shall be delivered of the State program funding this contract. The report shall be due within 30 days after the completion of the audit. e. If the Contractor receives less than $25,000 per year from the State, the audit shall be conducted biennially, unless there is evidence of fraud or other violation of state law in connection with this contract. This requirement takes precedence over the OMB A-133 -9- section which exempts from Federal audit requirements any nonprofit institution receiving less than $25,000 per year. f. The cost of such audit may be included in the funding for this contract up to the proportionate amount this contract represents of the Contractor's total revenue. g. The State, or its authorized designee including the Auditor-General, is responsible for conducting contract performance audits which are not financial and compliance audits. h. Nothing in this contract limits the State's responsibility or authority to enforce State law or regulations,procedures,or reporting requirements arising pursuant thereto. I. Nothing in this paragraph limits the authority of the State to make audits of this contract, provided, however,that if independent audits arranged for by Contractor meet generally accepted governmental auditing standards, the State shall rely on those audits and any additional audit work shall build upon the work already done. j. The State may, at its option, direct its own auditors to perform the single audit described in OMB Circular A-133. The State's auditors shall meet the independence standards specified in Government Auditing Standards. The audit shall be conducted in accordance with OMB Circular A-133 so as to satisfy all State and Federal requirements for a single organization- wide audit. . 24. Contract Amendments a. . This contract may be amended by mutual agreement between the parties and, if required by Government Code, Section 11010.5, or Public Contract Code, Section 10366, the amendment shall be subject to the approval of the Department of General Services,unless otherwise exempted. b. If any amendment to this contract has the effect of increasing the monetary amount of the contract or an agreement by the State to indemnify or save harmless the Contractor, his agents or employees, the amendment shall be approved by the Department of General Services,unless otherwise exempted. 25. Evaluation of Contractors The Contractor's performance under this contract shall be evaluated at the conclusion of the term of this contract. The evaluation shall include,but not be limited to: a. Whether the contracted work or services were completed as specified in the contract and reasons for and amount of any cost overruns. b. Whether the contracted work or services met the quality standards specified in the contract. c. Whether the Contractor fulfilled all requirements of the contract. d. Factors outside the control of the Contractor which caused difficulties in Contractor performance. Factors outside the control of the Contractor shall not include subcontractor's poor performance. The evaluation of the Contractor shall not be a public record. - 10- c , Exhibit A(S) 26. Conflict of Interest—Current and Former State Employees a. Current State Officers and Employees (1) Contractor shall not utilize in the performance of this contract any state officer or employee in the state civil service or other appointed state official unless the employment, activity, or enterprise is required as a condition of the officer or employee's regular state employment. Employee in the state civil service is defined to be any person legally holding a permanent or intermittent position in the state civil service. (2) If any state officer or employee is utilized or employed in the performance of this contract, Contractor shall first obtain written verification from the State that the employment, activity, or enterprise is required as a condition of the officer's, employee's, or official's regular state employment and shall keep said verification on file for three years after the termination of this contract. (3) Contractor may not accept occasional work from any currently employed state officer,employee,or official. (4) If Contractor accepts volunteer work from any currently employed state officer, employee,or official,Contractor may not reimburse,or otherwise pay or compensate, such person for expenses incurred, including, without limitation, travel expenses, per diem,or the like,in connection with volunteer work on behalf of Contractor. (5) Contractor shall not employ any state officers,employees,or officials who are on paid or unpaid leave of absence from their regular state employment. (6) Contractor or anyone having a financial interest in this contract may not become a state officer, employee, or official during the term of this contract. Contractor shall notify each of its employees, and any other person having a financial interest in this contract that it is unlawful under Public Contract Code Section 10410 for such person to become a state officer, employee, or official during th term of this contract unless any relationship with the Contractor giving rise to a financial interest, as an employee or otherwise,is first terminated. (7) Occasional or one-time reimbursement of a state employee's travel expenses is not acceptable. (Citation: Public Contract Code Section 104 10) b. Former State Officers and Employees (1) Contractor shall not utilize in the performance of this contract any formerly employed person of any state agency or department that was employed under the state civil service, or otherwise appointed to serve in the state government, if that person was engaged in any negotiations,transactions, planning,arrangement, or any part of the decision-making process relevant to the contract while employed in any capacity by any state agency or department. This prohibition shall apply for a two-year period beginning on the date the person left state employment. (2) Contractor shall not utilize within 12 months from the date of separation of services, a former employee of the contracting state agency or department if that former employee was employed in a policy making position in the some general subject area as the proposed contract within the 12-month period prior to the employee leaving state service. (Citation: Public Contract Code,Section 10411) — 11 — Exhibit A(S) c. Failure to Comply with Subparts(a)or(b) If Contractor violates any provision of subparts a or b above, such action by Contractor shall render this contract void, unless the violation is technical or nonsubstantive. (Citation: Public Contract Code,Section 10420) 27. Contractor Name Change Contractor shall provide a written notice to the State at least 30 days prior to any changes to the Contractor's current legal name. 28. Novation If the Contractor proposes,any novation agreement, the State shall act upon the proposal within 60 days after receipt of the written proposal. The State may review and consider the proposal, consult and negotiate with the Contractor, and accept or reject all or part of the proposal. Acceptance or rejection may be made orally within the 60-day period, and confirmed in writing within five days. 29. Drug-Free Workplace Contractor certifies to the State that it will provide a drug-free workplace by doing all of the following: a. Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensation, possession, or use of a controlled substance is prohibited in the person's or organization's workplace and specifying the actions that will be taken against employees for violations of the prohibition. b. Establishing a drug-free awareness program to inform employees about all of the following: (1) The dangers of drug abuse in the workplace. (2) The person's or organization's policy of maintaining a drug-free workplace. (3) Any available drug counseling,rehabilitation,and employee assistance programs. (4) The penalties that may be imposed upon employees for drug abuse violations. c. Requiring that each employee engaged in the performance of the contract or grant be given a copy of the statement required by subdivision a and that, as a condition of employment on the contract or grant,the employee agrees to abide by the terms of the statement. d. Contractor agrees this contract may be subject to suspension of payments or termination of this contract,or both,and the Contractor may be subject to debarment,in accordance with the requirements of the Government Code, Section 8350 et seq., if the Department determines that any of the following has occurred: (1) The Contractor or grantee has made a false certification. (2) The Contractor violates the certification by failing to carry out the requirements of subdivisions a through c above. - 12- EXHIBIT B SCOPE OF WORK 1. The Contractor agrees to provide comprehensive family planning services in accordance with the Guidebook for Family Planning Services (Guidebook). 2. The Contractor agrees to provide comprehensive family planning services to persons who voluntarily request such services and are certified as eligible according to procedures established in the Guidebook and who meet the requirements of Section 14503 of the Welfare and Institutions Code and any applicable eligibility requirements. 3. If any Exhibit C contains an allocation for Female Sterilization, the contractor agrees to: A. Provide sterilization services to females who voluntarily request such services and who are certified as eligible according to procedures established by the State. Sterilization services shall be provided in accordance with the "Standards for Female Sterilization Services", as contained in the Guidebook for Family Planning Services, Division A, Part 2. B. Provide clients with the appropriate Department of Health Services (Department) booklet (A or C) on female sterilization. C. Utilize an informed consent procedure requiring a thirty (30) day waiting period, waivable to 72 hours under circumstances specified in Title 22, Division 5, Sections 70707.1 through 70707.8 of the California Code of Regulations. D. Utilize the Department's Consent for Sterilization form. E. Provide reports as required by the Department. Compliance with the procedures found in Title 22, Division 5, Sections 70707.1 through 70707.8 of the California Code of Regulations will constitute compliance with the above requirements. The signed copy of the informed consent document shall be retained by the Contractor for a period of not less than five (5) years and copies of the signed consent document must be provided to the State upon request. 4. If any Exhibit C contains an allocation for Male Sterilization, the contractor agrees to: A. Provide sterilization services to males who voluntarily request such services and who are certified as eligible according to procedures established by the State. Sterilization services shall be provided in accordance with the "Standards for Female Sterilization Services", as contained in the Guidebook for Family Planning Services, Division A, Part 2. July 1, 1994 Page 1 of 2 EXHIBIT B (Continued) B. Provide clients with the appropriate Department of Health Services (Department) booklet (B or D) on male sterilization. C. Utilize an informed consent procedure requiring a thirty (30) day waiting period, waivable to 72 hours under circumstances specified in Title 22, Division 5, Sections 70707.1 through 70707.8 of the California Code of Regulations. D. Utilize the Department's Consent for Sterilization form. E. Provide reports as required by the Department. Compliance with the procedures found in Title 22, Division 5, Sections 70707.1 through 70707.8 of the California Code of Regulations will constitute compliance with the above requirements. The signed copy of the informed consent document shall be retained by the Contractor for a period of not less than five(5) years and copies of the signed consent document must be provided to the State upon request. 5. If any Exhibit C contains an allocation for Expanded Teen Counseling services, the Contractor agrees to utilize the Expanded Teen Counseling Program funds to perform the Expanded Teen Counseling Program activities contained in the Scope of Work, Expanded Teen Counseling Program, submitted to, and approved by, the Office of Family Planning. 6. If any Exhibit C contains an allocation for Clinical Demonstration services, the Contractor agrees to utilize the Clinical Demonstration Program funds to perform the Clinical Demonstration Program activities contained in the Scope of Work, Clinical Demonstration Program, submitted to, and approved by, the Office of Family Planning. 7. If any Exhibit C contains an allocation for HIV Antibody Testing and Counseling services, the Contractor agrees to utilize the HIV Antibody Testing and Counseling funds to provide HIV Antibody Testing and Counseling in accordance with the Guidebook. Contractor agrees to utilize HIV certified counselors for the provision of the services. Contractor further agrees to submit HIV testing protocols to the Department of Health Services prior to the initiation and testing, and agrees that services shall be in accordance with approved protocols. Page 2 of 2 July 1, 1994 COUNTY OF CONTRA COSTA HEALTH SERVICES/PUBLIC HEALTH 94-20156 July L. 1994 EXHIBIT C PAYMENT PROVISIONS JULY 1, 1994 - JUNE 30, 1995 YEAR 1 A. The Contractor shall have general spending authority at rates not to exceed those published in the Guidebook for Family Planning Services, Part 3, entitled "Schedule of Maximum Allowances". These payment provisions shall further be governed by the appropriate "Standards" in the Guidebook, Division A. B. The maximum amounts payable shall be allocated as follows: 1. The Contractor shall have spending authority for providing contraceptive and pregnancy testing services. The maximum amount shall not exceed $130,486. Page 1 of 1 COUNTY OF CONTRA COSTA HEALTH SERVICES/PUBLIC HEALTH 94-20156 July 1, 1994 EXHIBIT C PAYMENT PROVISIONS JULY 1, 1995 - JUNE 30, 1996 YEAR 2 A. The Contractor shall have general spending authority at rates not to exceed those published in the Guidebook for Family Planning Services, Part 3, entitled "Schedule of Maximum Allowances". These payment provisions shall further be governed by the appropriate "Standards" in the Guidebook, Division A. B. The maximum amounts payable shall be allocated as follows: 1. The Contractor shall have spending authority for providing contraceptive and pregnancy testing services. The maximum amount shall not exceed $130,486. Page 1 of 1 COUNTY OF CONTRA COSTA HEALTH SERVICES/PUBLIC HEALTH 94-20156 July 1, 1994 EXHIBIT C PAYMENT PROVISIONS JULY 1, 1996 - JUNE 30, 1997 YEAR 3 A. The Contractor shall have general spending authority at rates not to exceed those published in the Guidebook for Family Planning Services, Part 3, entitled "Schedule of Maximum Allowances". These payment provisions shall further be governed by the appropriate "Standards" in the Guidebook, Division A. B. The maximum amounts payable shall be allocated as follows: 1. The Contractor shall have spending authority for providing contraceptive and pregnancy testing services. The maximum amount shall not exceed $130,486. Page 1 of 1 EXHIBIT D SPECIAL PROVISIONS FOR OFFICE OF FAMILY PLANNING COMPREHENSIVE SERVICE CONTRACTS 1. Reporting Requirements The Contractor agrees to comply with all reporting requirements, as published in the Guidebook for Family Planning Services, Division B, Part 5, entitled "Billing and Data Instructions". The Contractor agrees to report to the Office of Family Planning all comprehensive family planning services provided in whole or in part with funds granted in this contract. The Contractor agrees to report to the Office of Family Planning all comprehensive family planning services provided by the agency regardless of funding source. Reimbursement under this contract is contingent upon full compliance with these reporting requirements and final reimbursement may be withheld until all such required reports have been submitted to the State. 2. Correspondence Address All correspondence is to be sent to: Office of Family Planning Department of Health Services 714 P Street, Room 440 P.O. Box 942732 Sacramento, CA 94234-7320 3. Third-Party Reimbursement The Contractor shall bill any third-party payors for services to clients and shall exhaust all such payment sources prior to billing for said services under this agreement. 4. Availability of Services The Contractor shall fully inform the public as to the availability of any services provided under this agreement including the type of services offered, the eligibility criteria for receiving services, the time and place the services are available, and the fact that the services are in whole or in part supported by funds from the State of California, Department of Health Services, Office of Family Planning. Page 1 of 2 July 1, 1994 EXHIBIT D (Continued) 5. Adherence to Standards and Re lgu a`tions a. Services provided under the terms of this agreement are to be in accordance with the provisions in the Guidebook for Family Planning Services, Division A. b. The Contractor shall comply with all laws and regulations for licensure and Medi-Cal certification. 6. Client Sites The Contractor shall notify the Office of Family Planning in writing and receive written approval prior to establishing, deleting or moving Office of Family Planning funded clinic sites. The Contractor shall notify the Office of Family Planning in writing prior to establishing, deleting or moving any other clinic site. Page 2 of 2 July 1, 1994 Exhibit E ' PROSPECTIVE PAYMENT PROVISIONS Under Section 38080 of the Health and Safety Code, the Department may, after an award has been made and prior to full execution of the agreement, certify to the Controller that an agreement has been awarded, identifying the name of the agency (contractor)to which the award has been made, the amount approved by the Department for funding the agreement, and any other information as may be required by the Controller. The Department may present a claim to the Controller for payment to the agency of an amount not exceeding 25 percent of the funding approved for the first fiscal year of the agreement. Any such prospective payment is only available once: after funds are appropriated by the Legislature and prior to the full approval of the agreement. No prospective payments are therefore available in the second or third year of this multi-year agreement. If the Department has provided a prospective payment to the Contractor, as evidenced by an invoice submitted by Contractor to the State to obtain a prospective payment, the following provisions govern the repayment of the prospective payment: A. The prospective payment shall be repaid by Contractor no later than the end of the first fiscal period of this agreement. B. Subject to paragraph C, below, the prospective payment shall be liquidated through either monthly or quarterly withholdings of approximately equal proportions,with the final withholding equal to the balance remaining. The liquidation shall begin with the first payment to the Contractor under the agreement. The Department will utilize either monthly or quarterly liquidation based upon the Contractor's regular method of submitting invoices. 1. For contracts with the first fiscal period covering a full twelve months in which a prospective payment is made, the prospective payment shall be liquidated through ten (10) monthly withholdings if the contractor invoices monthly, or through three (3) quarterly withholdings if the contractor invoices quarterly. 2. For contracts with the first fiscal period, covering less than twelve months in which a prospective payment is made, the prospective payment shall be liquidated through monthly withholdings determined by the number of months in the first fiscal period of the contract, less two months, if the contractor invoices monthly, or through quarterly withholdings determined by the number of quarters in the first fiscal period of the contract, less one quarter, if the contractor invoices quarterly. 3. The Contractor may, at any time, repay all or any part of the prospective payment. C. If the Department determines, at any time during the fiscal period, that the balance of the remaining funds under this agreement may not support the full liquidation of the prospective payment through the above monthly or quarterly liquidation, the Department may, upon written notice to the Contractor, withhold further payments otherwise due or that may become due to the Contractor from the State under this agreement and apply such funds to the liquidation of the prospective payment. If there are not sufficient invoices to completely clear the liability, the balance must be repaid by Contractor to the Department. D. Any prospective payment shall be fully liquidated before the Contractor may receive an advance payment under this agreement. July 1, 1994 Page 1 of 1 i t n EXHIBIT F ADVANCE PAYMENT PROVISIONS CLINICAL SERVICE CONTRACTORS The State, if it determines that an advance payment to the Contractor is necessary. so that services under this contract can be performed, and finding that such advance payment is in the public interest, may authorize the issuance of one advance payment per fiscal year under Section 14502 of the Welfare and Institutions Code. Such advance payments are available after approval of the State budget and after this contract is fully approved. No advance payment is available until any prospective payment is fully liquidated. A. REOUEST FOR ADVANCE The Contractor shall request the advance payment by letter to the Chief, Office of Family Planning (OFP) . B. AMOUNT The amount advanced for each fiscal year shall not exceed 12.4 percent of the contract amount for the fiscal year. C. USE OF FUNDS Funds advanced pursuant to this agreement shall be used solely for the purpose of making payments for items of allowable cost as defined in the payment provisions of the contract. Any interest accruing from funds advanced through this agreement shall be identified and returned to the State by September 30 following the fiscal year the advance was made. The check shall be payable to the Department of Health Services at the following address: Department of Health Services Attn: Cash Control Supervisor Accounting Section 714 P Street, Room 1092 P.O. Box 942732 Sacramento, CA 94234-7320 The check returning interest earned must have the following information on the face of the check: OFP CONTRACT # INTEREST EARNED ON ADVANCE PAYMENT ACCOUNT OFP shall also be notified in writing, within ten (10) days of deposit, that advance payment funds have been placed in an interest bearing account. July 1, 1994 Page 1 of 3 r EXHIBIT F, (Continued) D. LIQUIDATION OF ADVANCE 1. Any funds advanced under this contract for a fiscal period shall be liquidated by the Contractor by the end of the fiscal year in which the advance payment is made. 2. The advance payment shall be liquidated through either monthly or quarterly withholdings of approximately equal proportions, with the final withholding equal to the balance remaining. The withholdings shall commence on the third payment of the fiscal year if Contractor bills monthly or the second payment if the Contractor bills quarterly. OFP will utilize either monthly or quarterly liquidation based upon the Contractor's regular method of submitting invoices. a. For fiscal years covering a full twelve months in which an advance payment is made, the advance payment shall be liquidated through nine (9) monthly withholdings if the Contractor invoices monthly, or through two (2) quarterly withholdings if the Contractor invoices quarterly. b. For fiscal years covering less than twelve months in which an advance payment is made, the advance payment shall be liquidated through monthly withholdings determined by the number of months in the fiscal year, less two months, if the Contractor invoices monthly, and through quarterly withholdings determined by the number of quarters in the fiscal year, less one quarter, if the Contractor invoices quarterly. 3. Any deviations to this schedule must be approved in writing in advance by the Chief, Office of Family Planning. 4. The Contractor may, at any time, repay all or any part of the funds advanced hereunder. E. RETURN OF FUNDS If the Department determines, at anytime during the fiscal year, that the balances of the remaining funds under this agreement may not support the full liquidation of the advance payment through the above monthly or quarterly liquidation, the Department may, upon written notice to Contractor, withhold further payments otherwise due or that may become due to the Contractor under this Agreement and apply such funds to the liquidation of the advance payment. If there is not sufficient invoices to completely clear the liability, the balance must be repaid by Contractor to the Department. July 1, 1994 Page 2 of 3 R EXHIBIT F, (Continued) F. SEPARATE BANK ACCOUNT Until the advance payment made hereunder is liquidated and the State approves in writing the release of funds due and payable to the Contractor, the advance payment, and all other payments under the contract, shall be made by check payable to the Contractor and be marked for deposit only in a separate bank account with the bank mutually agreed upon by the State and Contractor. G. INSURANCE The Contractor shall, upon notice, present documentation' that the contractor is maintaining with responsible insurance carriers: 1. Adequate general liability insurance payable to the State in the amount of the advance. 2. Advance payment fidelity bonding. 3. Medical malpractice insurance payable to the State in the amount of the advance (.if direct medical services are provided) . 4. Adequate insurance upon any materials, parts, supplies, equipment and other property acquired for (or allocable to) the contract with State provided funds.. Contractor agrees that until the advance payment made hereunder has been liquidated, the Contractor will maintain insurance as described in 1 through 4 of this paragraph and will furnish documentation with respect to the insurance as the State may from time to time require. July 1, 1994 Page 3 of 3 STATE OF CALIFORNIA NONDISCRIMINATION CLAUSE (OCP-1) EMBIT I STD.17A(REV.2.93) 1. During the performance of this contract,contractor and its subcontractors shall not unlawfully discriminate, harass or allow harassment,against any employee or applicant for employment because of sex,race,color, ancestry,religious creed,national origin,physical disability(including HN and AIDS),mental disability, medical condition(cancer), age(over 40),marital status, and denial of family care leave. Contractors.and subcontractors shall insure that the evaluation and treatment of their employees and applicants for employment are free from such discrimination and harassment.Contractor and subcontractors shall comply with the provisions of the Fair Employment and Housing Act(Government Code,Section 12900 et seq.)and the applicable regulations promulgated thereunder(California Code of Regulations,Title 2,Section 7285.0. et seq.). The applicable regulations of the Fair Employment and Housing Commission implementing Government Code,Section 12990(a-f),set forth in Chapter 5 of Division 4 of Title 2 of the California Code of Regulations are incorporated into this contract by reference and made a part hereof as if set forth in full. Contractor and its subcontractors shall give written notice of their obligations under this clause to labor organizations with which they have a collective bargaining or other agreement. 2. This contractor shall include the nondiscrimination and compliance provisions of this -clause in all subcontracts to perform work under the contract. Page 1 of 1 • EXIBBIT J CLINICAL DEMONSTRATION PROGRAM SERVICES 1. The Contractor's utilization of Clinical Demonstration Program services funding is subject to the following conditions: a. Clinical Demonstration Program activities shall be billed monthly, in arrears, on agency letterhead,.stating the agency name and address, as shown on the contract, the contract number, and the expense period. A one-line statement showing the amount billed for this expense period must be shown (i.e., Clinical Demonstration Services $ . ) on the invoice. The billing document shall contain an authorized signature. b. The billing package must include the above-referenced invoice and a line-item budget expenditure report for the expense period in accordance with the line-item budget submitted and approved by the Office of Family Planning for these services. 2. Clinical Demonstration Program services shall be consistent with the scope of work requirements stated in Exhibit B and shall not exceed the maximum amount payable specified in any Exhibit C. 3. Contractor shall complete and submit quarterly progress reports and a final report by their due dates. Quarterly progress reports shall be due or postmarked no later than October 31 for the period July 1 to September 30; January 31 for the period October 1 to December 31; and May 1 for the period January 1 to March 31, unless otherwise specified by Office of Family Planning. A final report shall be cumulative-and shall be due July 31 for the full fiscal year period from July 1 to June 30. The content of these reports shall include, but not be limited to: (a) Progress accomplished on each contract objective, including a summary of both implementation and evaluation activities; (b) Progress on activity schedules, major problems encountered and proposed solutions, and issues requiring technical assistance or consultation for each contract objective; and (c) Data on clients served for outreach and clinical services, professional counseling, referrals and follow-up as specified by Office of Family Planning. Two copies of each progress report shall be furnished to the Chief, Office of Family Planning. Agencies that do not submit progress reports in a timely manner may have their invoices withheld from payment until the progress payments are received. Page 1 of 1 July 1, 1994 EXHIBIT K EXPANDED TEEN COUNSELING PROGRAM SERVICES 1. The Contractor's utilization of Expanded Teen Counseling Program services funding is subject to the following conditions: a. Expanded Teen Counseling Program activities shall be billed monthly, in arrears, on agency letterhead, stating the agency name and address, as shown on the contract, the contract number, and the expense period. A one-line statement showing the amount billed,for this expense period must be shown (i.e., Expanded Teen Counseling Services $ 1 on the invoice. The billing.document shall contain an authorized signature. b. The billing,package must-include the above-referenced invoice and a line-item budget expenditure report for the expense period in accordance with the line-item budget submitted and approved by the Office of Family Planning for these services. 2. Expanded Teen Counseling Program services shall be consistent with the scope of work requirements stated in Exhibit B and shall not exceed the maximum amount payable specified in any Exhibit C. 3. Contractor shall complete and submit quarterly progress reports and a final report by their due dates. Quarterly progress reports shall be due or postmarked no later than October 31 for the period July I to September 30; January 31 for the period October 1 to December 31; and May 1 for the period January 1 to March 31, unless otherwise specified by Office of Pamily Planning. A final report shall be cumulative and shall be due July 31 for the full fiscal year period from July I to June 30. The content of these reports shall include, but not be limited to: (a) Progress accomplished on each contract objective, including a summary of both implementation and evaluation activities; (b) Progress on activity schedules, major problems encountered and proposed solutions, and issues requiring technical assistance or consultation for each contract objective; and (c) Data on clients served for outreach and clinical services, professional counseling, referrals and follow-up as specified by Office of Family Planning. 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