HomeMy WebLinkAboutMINUTES - 12191995 - C68 To: _ �; BOARD OF SUPERVISOR
FROM: Mark Finucane, Health Services Director ontra
Costa
DATE: December 7, 1995
Approval of Contract #24-683-2 with Alameda ty or
�ounty
SUBJECT: Contra- Costa County's Participation in the Regional Neuro-
Behavioral Care Program
SPECIFIC REQUEST(S) OR RECOMMENDATION(S) & BACKGROUND AND JUSTIFICATION
I. RECOMMENDED ACTION:
Approve and authorize the Health Services Director or his designee (Lorna
Bastian) to execute on behalf of the County, Contract #24-683-2 with
Alameda County, as host county, for Contra Costa County's participation in
the Regional Neuro-Behavioral Care Program to provide skilled nursing
facility (SNF) care and programs for County's organic brain syndrome
(OBS) , traumatic brain injured, and medically debilitated patients, not to
exceed a payment limit of $313, 090 for Fiscal Year 1995-96.
II. FINANCIAL IMPACT:
This Contract is included in the Department's Fiscal Year 1995-96 Budget
and is funded by savings generated from the County's reduction of client
placements at State Hospitals.
III. REASONS FOR RECOMMENDATIONS/BACKGROUND:
On December 7, 1993 , the Board of Supervisors approved Contract #24-683
(as amended by Contract Amendment Agreement #24-683-1) for Fiscal Years
1993-94 and 1994-95, with Alameda County, as host County and the Guardian
Foundation as the service provider, for Contra Costa County's
participation in the Regional Neuro-Behavioral Care Program, as an
alternative to State hospital placement, to provide skilled nursing
facility (SNF) care and programs for this County' s organic brain syndrome
(OBS) , traumatic brain injured, and medically debilitated patients.
Approval of Contract #24-683-2 will continue Contra Costa County's
participation in this collaborative effort among the counties to reduce
usage of high-cost State Hospital beds, through June 30, 1996.
CONTINUED ON ATTACHMENT: YES SIGNATURE: Az _i_�
RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE
APPROVE OTHER
SIGNATURE(S)
ACTION OF BOARD ON f APPROVED AS RECOMMENDED OTHER
VOTE OF SUPERVISORS
ZUNANIMOUS (ABSENT ) I HEREBY CERTIFY THAT THIS IS A TRUE
AYES: NOES: AND CORRECT COPY OF AN ACTION TAKEN
ABSENT: ABSTAIN: AND ENTERED ON THE MINUTES OF THE BOARD
OF SUPERVISORS ON THE DATE SHOWN.
Contact: Lorna Bastian (313-6411)
CC: Health Services (Contracts) ATTESTED ( 9 1 19J
Risk Management Phil Batchelor,MA of the Board of
Auditor-Controller Suvervisors and County Administrator
Contractor
M382/7-83 . BY J DEPUTY
r
.~ Contra Costa CoMtj�t# `y A'a
Alameda County #
INTERCOUNTY SERVICES CONTRACT
(Skilled Nursing Services for OBS, Traumatic Brain Injured and Medically Debilitated Patients)
1. PARTIES. The following named Counties, for their respective Agencies and Departments
specified below, mutually agree and promise as follows: d
11 P14\
County Providing Services: Alameda County (for its Health Care Services
Agency/Mental Health Services)
County Receiving Services: Contra Costa County (for its Health Services Department/
Mental Health Division)
2. TERM. The effective date of this Contract is July 1. 1995 and it terminates June 30, 1996,
unless terminated sooner as provided herein.
3. OBLIGATIONS OF COUNTY PROVIDING SERVICES. Alameda County shall provide for
Contra Costa County, during the term of this Contract, access to the mental health treatment
services as set forth in the attached Program Description and Performance Requirements.
(Exhibit A), which is incorporated herein by reference.
4. OBLIGATIONS OF COUNTY RECEIVING SERVICES AND PAYMENT LIMIT. Contra Costa
County shall pay Alameda County $313,090, as an all inclusive amount for the guaranteed
access and service availability as specified in the attached Exhibit B, which is incorporated
herein by reference.
5. GENERAL PROVISIONS. This Contract is subject to the attached General Provisions which
are incorporated herein by reference.
6. SIGNATURES. These signatures attest the parties' agreement hereto:
CONTRA COSTA COUNTY ALAMEDA COUNTY
By: By:
sus Board of Supervisors
R t/Designee President/Designee
Approved:
Designee Mental Health Director/Designee
COUNTk ADMINISTRATOR
ATTEST: A EST:
C z
the Board/Deputy Clerk o e Board/DeputyC
lam^ '
APPROVED AS TO FORM: APPROVED AS TO FORM:
Deputy County Counsel Deputy County Counsel
Contra Costa Co�ntyr _C1Qj
Alameda County #
GENERAL PROVISIONS
1. Independent Contractor Status. This Contract is by and between two independent
contractors and is not Intended to and shall not be construed to create the relationship of agent,
servant, employee, partnership, joint venture, or association.
2. Amendments. This Contract may be modified or amended by a written document executed by
each County's Board of Supervisors, or after Board approval, by their designees.
3. Indemnification. Each County and its respective employees, agents, and officers shall be
indemnified and held harmless by the other County against any and all claims, demands, or
causes of action arising out of any act or omission of any officer, agent, or employee of the
other County while performing services under this Contract, or resulting from the condition of
any property owned or controlled by the other County. Each County shall maintain a self-
insurance program and/or other insurance, which maintains the following minimum coverage
levels.
A. Workers Compensation: Statutory requirements
B. General and Automobile Liability: $3,000,000 per occurrence combined single limit
bodily injury and property damage. Deductible of$5,000 or less per occurrence.
C. Professional Liability: $3,000,000 per claim. Deductible of$5,000 or less per claim.
Additionally, Alameda County shall require its subcontractor to name as additional insured the
County Receiving Services and to maintain the above referenced coverage levels.
4. Termination. This Contract may be terminated by either party, at their sole discretion, upon
sixty-day advance written notice thereof to the other, and may be canceled immediately by
written mutual consent of each County's Mental Health Director.
5. Notices. All notices provided for by this Contract shall be in writing and may be delivered by
deposit in the United States mail, postage prepaid. Notices shall be addressed as follows:
Contra Costa County: Director, Contra Costa County Mental Health
595 Center Avenue, Suite 200, Martinez, CA 94553
Alameda County: Mental Health Contract Office
777 Davis Street, Suite 350, San Leandro, CA 94577
6. Entire Agreement. This Contract contains all the terms and conditions agreed upon by the
parties. Except as expressly provided herein, no other understanding, oral or otherwise,
regarding the subject matter of this Contract shall be deemed to exist or to bind any of the
parties hereto.
Initials:
Contra Costa Alameda
4 - 633 - 2
EXHIBIT A Description of Services/
Performance Requirements
Page 1
PROGRAM DESCRIPTION AND PERFORMANCE REQUIREMENTS
Contractor: Alameda County-
Service Provider: Guardian Postacute Services, Inc.
Contract Period: July 1, 1995 through June 30, 1996
1. Contracted Services:
Skilled Nursing Facility,
Care and Program for OBS, Traumatic Brain Injured and medically debilitated patients
2. Program Name:
Neuro-Behavioral Care Program
Highview Convalescent Hospital
1301 E. 31st Street
Oakland, CA 94602
3. Program Objectives:
A. To provide a regional program which enables residents previously placed in the
state hospital or more expensive levels of care to be treated in the community.
B. To provide a safe, secure and behaviorally focused environment which enhances
the opportunity of the resident to reach their maximum level of functioning.
C. To develop alternative therapeutic interventions which reduce recidivism to more
restrictive levels of care and enable the resident to remain in community
placement for significantly longer periods of time.
D. To develop a current and comprehensive assessment and treatment program for all
residents based on their individual needs.
EXHIBIT A Description of Services/
Performance Requirements
Page 2
4. Program Description and Requirements:
A. Officers:
Robert G. Peirce President&CEO
James N. Eimers Vice President& Secretary
Araceli D. Antonio Vice President& Chief Operating Officer
Hugh J. Van Ness Chief Financial Officer
Members of the Board of Directors:
Martha Robinson
Robert D. Reed
Dana O'Brien
B. Executive Director/Chief Executive Officer:
Robert G. Peirce, President
C. Medical Director:
Floyd Huen and Jim Mettleberger
D. Program Director:
Lillian Fong
E. Contract Fiscal Officer:
Hugh J. Van Ness
EXIMIT A Description of Services/
Performance Requirements
Page 3
F. Program Description:
Our basic philosophy of treatment in working with a permanently disabled
population of OBS adults is to provide a pleasing and attractive living environment, a
well supervised and safe nursing-led milieu, and a simple, yet comprehensive therapeutic
program focusing on evaluation, medication, and a clearly defined program of behavioral
expectations, rehabilitation and recreation opportunities, social skills training and
discharge options, where appropriate.
One of the major clinical and placement concerns in working with this population
is their tendency to react unexpectedly, impulsively and perhaps aggressively.
Additionally, they demonstrate clear limits in initiating interpersonal or individual
behavior and tend to fatigue easily. It is essential for program staff to simultaneously
present an expectation of appropriate program involvement and participation on behalf of
the resident and at the same time accept their limits positively.
Guardian Foundation and M.J. Gross & Associates are aware of the difficulty and
challenge in providing and encouraging resident involvement and participation in the
habilitative groups and structured activities. Many of the groups and activities intended
for the Program are of low structure and demand, such as Coffee Break Group (offered
daily), ADL's (daily), Board Games and Current Events. Other groups can be revised to
allow an easier or more flexible level of participation, such as Outdoor Recreation,
Socialization Group, Relaxation and Stretch, and Peer Support.
We have found it most beneficial to our residents' overall progress to
simultaneously: 1) acknowledge the difficulty this population has in participating in
groups or structured activities; and 2) utilize a process of successive approximation,
extensive resident praise and support, and interest stimulation to encourage initial and
small group participation; and 3) encourage greater and more progressive degrees of
program participation over time.
Our program policy is to rely on encouragement, direction, persuasion, influence
and reinforcement to support greater resident participation in group and program activity.
Non-participation or program avoidance is a symptom of the illness and should be
addressed as a treatment objective, not as an oppositional and contrary posture by the
resident. Residents who are simply unable or unwilling to participate in program
structure or groups shall be provided the other components of the overall treatment
program, including medication, supervision, and case management to ensure the best
possible therapeutic response for that particular resident at that particular time.
EXHIBIT A Description of Services/
Performance Requirements
Page 4
Our goal is to make resident participation a "Win-Win" process, where residents
can begin to develop both interest and a sense of personal safety in socializing and
participating in the program, and program staff can accept that the resident has a
significant level of impairment which entails a slow, careful and guarded prognosis
regarding full participation.
Although we acknowledge the extensive impairment and disability our residents
may have, we also acknowledge the tremendous potential for growth, recovery and
adaptation our residents may possess. In many ways we perceive our residents as capable
of great strides, but we are also aware of how slow and challenging any change may be.
OBS patients all present with a wide variety of neuro-psychological impairment.
In addition to standard medical and psychiatric work-ups, these patients can benefit from
a neuro-psychological evaluation. These assessments can assist staff in developing
individualized approaches for each resident and staff can be directed to approach some
residents using verbal re-direction, others using tactile feedback, and still others using
visual cues.
Individual treatment plans will focus on achievable, pertinent goals, probably no
more than two at a time, and may include reducing assaultiveness through provision of a
verbal alternative (or tactile, or visual, etc) or may include increased self-care and
ADL's.
The primary objective of the program is to develop a current and comprehensive
assessment, stabilization, safety, security and skills training, all within an atmosphere of
positive regard and appropriate expectation.
The staffing proposed allows for an intensity and quality that is necessary for
these seriously debilitated residents. The program will treat older adults of any ethnic or
ancestral group, race, sex, sexual orientation, religion, or national origin and will provide
culturally oriented programming for that population. The program will provide
translators for any non-english speaking adult for whom neither a family member or a
staff member is able to act as translator.
EXIMIT A Description of Services/
Performance Requirements
Page 5
G. Program Goals:
The goal of this program is to provide a caring, qualified staff, a pleasing
environment and proven treatment programs. Since a single therapeutic approach does
not work for everyone, program offerings are based on the needs of the individual,
including group, individual and family therapy, behavior modification, a variety of
activity therapy and one-to-one interactions with staff members and other residents
through an approach that is solidly anchored in a well supervised therapeutic milieu. All
activities and interactions are processed through this therapeutic milieu, so that everyday
activities of daily living can be a source of therapeutic stabilization, impact and change.
The treatment program reflects the belief that individuals, regardless of their level
of impairment, can be rehabilitated and maintained at their maximum potential. The goal
of treatment for the OBS population is to provide a comfortable and highly skilled
nursing environment which provides health care services in a therapeutic, non-threatening
milieu and allows the individual to progress or maintain at their own individual level of
comfort.
H. Performance Objectives
A. To provide 24,888 patient days per year in a SNF certified by MediCal.
B. To treat an average of 68 residents per year.
C. To reduce recidivism (usage) to more restrictive levels of care by 80%.
D. To decrease points an average of 2 points less restrictive levels of care
annually.
I. Discharge Criteria and Planning
Discharge planning shall be an integral part of the residents treatment program.
Beginning at the time of pre-admission screening and throughout the course of treatment,
discharge planning is addressed by the social worker in conjunction with the
multidisciplinary treatment team on the resident's initial treatment plan. Continued
assessment of the resident's discharge planning status occurs through review by the
Clinical Director, the multidisciplinary treatment team and the County monitor.
EXIMIT A Description of Services/
Performance Requirements
Page 6
All discharges will be planned in advance with every effort made to avoid
precipitous discharges and/or readmissions. The objective is to provide long range
planning to meet the needs of the residents and his/her family as well as to take
preventative measures to avoid the necessity for repeated crisis intervention and to allow
the resident and family to appropriately utilize community resources. Acute
hospitalization may need to occur when dangerous, acutely unmanageable behavior
presents serious threat to the safety of the resident or other, or if the resident becomes
acutely medically unstable.
Aftercare planning will be divided into five stages:
1. Assessing the resident and family needs
2. Exploring available resources
3. Making recommendations
4. Facilitating referral
5. Follow-up
Anticipating the need for others to supplement and complement what this program
provides, the staff will remain current in terms of available services and the quality of
those services. The social service staff is responsible for being familiar with and
knowledgeable about how other agencies, organizations and individuals are related, either
directly or indirectly, in providing mental health and health services, in both the public
and private sectors.
J. Case Management:
When the resident is discharged, an agreement will be made with the community
resource or family receiving the resident that will enable the former to contact the
program personnel if any problems arise relative to the continuing care of the resident.
The uniqueness of this agreement, and the uniqueness of the consulting and training
services being offered, cannot be overemphasized.
The program will also make the commitment and have the capability to serve as a
consulting resource to any placement institution or family member who needs assistance
in the difficult task of caring for the discharged resident. We will expect a commitment
from the family or agency to continue to work with the resident in the manner prescribed
as being the most effective way of assisting the resident to adjust to the social
environment to which he/she has been discharged.
EXHIBIT A Description of Services/
Performance Requirements
Page 7
The Social Service staff will be responsible for linking the resident with county
case management services and providing information regarding aftercare
recommendations to the placement agency. Meetings prior to discharge and involvement
by the family, agency or case manager will be encouraged so that services flow
appropriately, supporting the newly discharged adult in their new environment. This
transition will be critical for the resident's success in the placement and a primary focus
of the program's social workers.
K. Limitations of Services:
Residents who do not meet MediCal certification criteria for SNF level of care
will not be able to be admitted and/or continued in the program. This includes residents
who are considered medically and psychiatrically unstable and requiring acute levels of
care.
L. Patient Record Requirement:
Resident records will be maintained in accordance with California Code of
Regulations and MediCal certification requirements. Authorized county personnel will be
permitted to review the charts and are encouraged to participate in the treatment planning
and chart review process to determine clinical effectiveness, appropriateness and
timeliness of services being delivered.
M. Quality Assurance:
Quality Assurance regulations, as promulgated by Alameda Co., the State of
California and the facility itself include but are not limited to Peer Review, Medication
Monitoring and Utilization Review. The facility will adhere to County reporting
requirements as provided in the County's State approved Quality Assurance Plan.
i. Medication Monitoring
All psychotropic or psychoactive medications will be monitored on an on-going
basis through Utilization Review, but also on a quarterly basis for the Quality
Assurance Committee by the Medical Director. Medications will be monitored
for appropriateness, interaction with other medications, effectiveness and drug
sensitivity. Physicians will be provided with information and counseling
regarding their use of medications as it relates to program and community
standards.
EX MIT A Description of Services/
Performance Requirements
Page 8
ii. Peer Review
All professional disciplines (physicians, psychologists, licensed nurses, social
workers, rehabilitation therapists) will take part in the peer review process.
Department heads will be responsible for reviewing the medical records of
individual staff on a quarterly basis based on standards or criteria provided by the
county or prepared by the facility. Feedback, counseling, and on-going education
will be provided as necessary to maintain standards of care.
iii. Utilization Review
The medical record of each resident admitted to the Intensive Day Treatment
Program will be reviewed against admission criteria within 15 days following
admission and then every 30 days thereafter. The initial admission review will
focus on the appropriateness of the treatment plan in relation to the diagnosis,
while the continuing stay review will focus on continuing need for the level of
service as defined by the treatment plan and the response of the resident to the
treatment. All disciplines will be represented on the Utilization Review
Committee. Deficiencies noted by the Committee will require corrective action
by facility staff, and results and action of the Utilization Review Committee will
be reported to the Quality Assurance Committee.
4N. Minimum Staffing Qualification:
See Attached Position Descriptions.
40. Organizational Chart:
See Attached.
5. Hours/Days of Operation:
24 hours/day, 7 days/week.
6. Reporting Requirements:
Regular monitoring of each resident's progress, reassessments for continued stay, and
coordination of aftercare services will be coordinated with the assigned county program
liaison and individual case workers. To ensure that program objectives and county goals
are satisfied, a close working relationship is expected between the County and the
program staff.
EXHIBIT A Description of Services/
Performance Requirements
Page 9
7. Evaluation Requirements
Family and placement resource satisfaction surveys will be conducted periodically to
assess outside perception of the program and obtain valuable input for on-going
evaluation and program adjustment. An Annual Report will be prepared for the Counties
and the community detailing compliance with contract goals and objectives and describing
internal and external achievement, as well as client performance objectives.
8. Certification/Licensure:
71 Skilled Nursing Facility
Number: 020000047
Exp. Date: 5/23/96
Facility will also be MediCal certified
9. Target Population:
A. Medically debilitated and compromised - Diagnoses will include but not be
limited to clinical profile described in the RFQ. It is expected that total nursing
care would be provided to each of these residents. In addition IV's, decubitus
care, NG tubes, stomach tubes, suctioning & trach care and 02 will be provided.
Exclusions will be ventilator patients -and patients meeting acute medical care
standards for admission to med-surg hospitals. When the patient is discharged
from the med-surg acute care hospital, the patient will be readmitted to this
facility.
B. Non ambulatory - Most residents are expected to be non ambulatory and will need
assistance with ambulation (if at all appropriate). Those few residents who may
be ambulatory may be isolated or confused, however, they will not present an
elopement risk.
C. Psychiatric behaviors - Assaultive, confused, isolative, aggressive behaviors will
be managed through planned therapeutic interventions, appropriate
psychopharmacology and treatment planning of medical and psychiatric MDs,
RNs, LVNs, LCSWs, Rehab staff and certified nursing assistants. All staff will
be trained in both appropriate medical and psychiatric interventions and
behavioral management techniques.
EXHIBIT A Description of Services/
Performance Requirements
Page 10
10. Service Area:
This program and facility'will be a regional program and service as a minimum 11 Bay
Area Counties. Alameda County will serve as the host county with other counties
contracting for services in this facility for their designated patients through this Alameda
County contract.
11. Service Delivery Sites:
Highview Convalescent Hospital
1301 E. 31st Street.
Oakland, CA 94602
12. Service Criteria:
To be eligible for admission, a resident must be:
A. A referred resident of one of the participating counties.
B. 21 years of age or older.
C. Diagnosed as having either OBS, dementia or a serious medical disability needing
SNF level of care.
D. Temporarily or permanently conserved or agree to voluntarily admit themselves.
E. Meet SNF/MediCal admission and continued stay requirements. (TAR eligibility
for MediCal SNF).
F. Have a MediCal card or number.
Intake hours will be from 8:00 -4:30, Monday through Friday.
Exhibit B Terms & Conditions 1
Contractor: Alameda County
Service(s): Access to 24 Hour Skilled Nursing Care - Neuro-Behavioral provided by
Guardian Foundation
Period: July 1, 1995 through June 30, 1996
TERMS AND CONDITIONS OF PAYMENT
In return for access to the aforementioned services as set forth in Exhibit A of this agreement,
the County agrees to reimburse the Contractor on the following basis:
1. Total Remuneration
Remuneration to the Contractor under this agreement shall be known as net reimbursable
cost and shall, in no event, exceed the amount of$313,090.
2. Basis for Final Reimbursement
Contractor shall be reimbursed on the basis of a negotiated net amount specified in
Paragraph 3. County shall consider this amount as net final reimbursable cost.
3. Reimbursement Method, During Contract Period
County acknowledges the necessity of providing a cash flow to Contractor to enable
Contractor to pay program operating and other expenses of the Guardian Foundation
herein after referred to as the program provider. Therefore, to establish the
aforementioned cash flow, County shall pay Contractor for services in accordance with the
following reimbursement method(s) and payment schedules:
Net negotiated amount of$313.090 for access to 11 bed(s) at the Neuro-Behavioral Care
program operated by the Guardian Foundation.
Schedule of payments:
Fiscal year 1995-96 net negotiated amount of$313090 to be paid on or before
January 1, 1996.
4. Submittal Deadline for Claims
Contractor shall submit claim(s) for payment to County 30 days prior to the payment
date(s) as specified in Paragraph 3.