HomeMy WebLinkAboutMINUTES - 01251994 - 1.52 157 k[ f - 5a-
TO: BOARD 'OF SUPERVISORS t
FROM: Mark Finucane, Health Services Director Contra
By: Elizabeth A. Spooner, Contracts Administrator Costa
W1,i,
DATE: January 7, 1994 County
SUBJECT: Approval of Novation Contract #24-619-2 with New Perspectives
SPECIFIC REQUEST(S) OR RECOMMENDATION(S) & BACKGROUND AND JUSTIFICATION
I. RECOMMENDED ACTION:
Approve and authorize the Chair, Board of Supervisors, to execute on
behalf of the County, Novation Contract #24-619-2 with New
Perspectives, in the amount of $124,883 for the period from July 1,
1993 through June 30, 1994, for provision of community-based substance
abuse case management, aftercare and support services for youth and
'their families (High Risk Youth Set Aside Project) . This contract
includes a six-month automatic extension through December 31, 1994, in
the amount of $41, 357 .
II. FINANCIAL IMPACT:
This contract is funded 100% under a grant award from the U.S.
Department of Health and Human Services. A one-time-only amount of
$14, 083 , from "Drug Free Schools and Communities" funding has been
added to the total contract payment limit for FY 1993-94 . No County
match is required.
III. REASONS FOP: RECOMMENDATIONS/BACKGROUND:
On January 12 , 1993 , the Board of Supervisors approved Contract #24-
619-1 with New Perspectives, for the period from July 1, 1992 through
June 30, 15193 (with a six-month automatic extension through December
31, 1993) , for provision of services for the High Risk Youth Set Aside
Project. This is a follow-up program for West County youth who
participate in and complete the counseling, recreational and family
services program known as the Gateway Project in the Richmond Unified
School District.
Approval of' this Novation Contract #24-619-2 will allow the Contractor
to continue to identify, document and link high risk youth and their
families to natural support systems in the West Contra Costa
community, through June 30, 1994.
CONTINUED ON ATTACHMENT: YES SIGNATURE:
RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMEAT N OF BOAR OMMITTEE
APPROVE OTHER
SIGNATURE(S)
ACTION OF BOARD ON APPROVED AS RECOMMENDED OTHER
VOTE OF SUPERVISORS
UNANIMOUS (ABSENT ) I HEREBY CERTIFY THAT THIS IS A TRUE
AYES: NOES: AND CORRECT COPY OF AN ACTION TAKEN
ABSENT: ABSTAIN: AND ENTERED ON THE MINUTES OF THE BOARD
OF SUPERVISORS ON THE DATE SHOWN.
Contact: Chuck Deutschman (313-6350)
CC: Health Services (Contracts) ATTESTED Cl
� 1
Risk Management Qhil B' lelor,MA 6 he Boa of
Auditor-Controller Suvu isors and CountyAdminis.tratar
Contractor D n l
M382/7-83 BY �/1_ 1' Q ems, J DEPUTY
a Contra Costa County Number 24-619-2
Standard Form 1/87 STANDARD CONTRACT '(/ Fund/Org #5915/5936�''�
(Purchase of Services) ` Account # 2320 /
NOVATION l
1. Contract Identification.
Department: Health Services - Substance Abuse Division
Subject: High Risk Youth Set Aside Project: Provision of
Community-Based Case Management, Aftercare and Support
Services in West Contra Costa County
2. Parties. The County of Contra Costa, California (County) , for its Department named
above, and the following named Contractor mutually agree and promise as follows:
Contractor: NEW PERSPECTIVES
Capacity: Nonprofit California Corporation Taxpayer ID #Not Applicable
.Address: 375 Doherty Drive, Larkspur, California 94939
3. Term. The effective date of this Contract is July 1. 1993 and it
terminates June 30, 1994 unless sooner terminated as provided herein.
4. Payment Limit. County's total payments to Contractor under this Contract shall not
exceed $124,883.
5. County's Obligations. County shall make to the Contractor those payments described in
the Payment Provisions attached hereto which are incorporated herein by reference,
subject to all the terms and conditions contained or incorporated herein.
6. Contractor's Obligations. Contractor shall provide those services and carry out that
work described in the Service Plan attached hereto which is incorporated herein by
reference, subject to all the terms and conditions contained or incorporated herein.
7. General and Special Conditions. This Contract is subject to the General Conditions and
Special Conditions (if any) attached hereto, which are incorporated herein by
reference.
8. Project. This Contract implements in whole or in part the following described Project,
the application and approval documents of which are incorporated herein by reference:
Current Contra Costa County Annual Substance Abuse Plan and Program Budget and any
modifications or revisions thereof, a copy of which is on file in the administrative
offices of the Substance Abuse Division.
9. Legal Authority. This Contract is entered into under and subject to the following
legal authorities: California Government Code Section 26227.
10. Signatures. These signatures attest the parties, agreement hereto:
COUNTY OF CONTRA COSTA, CALIFORNIA
( ATTEST: Phil Batchelor, Clerk of the Board
BOARD OF SUPERV RS of Supervisors and County Administrator
L
By _ By
Chairn/D Signe Deputy
CONTRACTOR
By By
(Designate business capacity. A) (Designate business capacity B)
Note to Contractor: For corporations (profit or nonprofit), the contract must be signed by two officers. Signature A must be
that of the president or vice-president and Signature B must be that of the secretary or assistant secretary (Civil Code Section
1190 and Corporations Code Section 313). All signatures must be acknovledged as set forth on page two.
Contra Costa County Standard Form 1/87
APPROVALS/ACKNOWLEDGEMENT
Number 24-619-2
APPROVALS
RECOMMENDED iBN�\DEPARTMENT FORM APPROVED
j
By
Designee
APPROVED: COUNTY ADMINISTRATOR
By
RIGHT THUMBPRINT(OPTIONAL)
State of �,� W
W
County of
On before me,
(DA (NAME,TITLE OF OFFICER-I.E.,;LANE DOE,NOTARY PUBUC-
personally appeared /�'� /2Tf ��/KI:SI � CAPACI CLAIMED BY SIGNER(S)
(NAME(S)OF SIGNER(S)) IVIDUAL(S)
❑ CORPORATE
OFFICER(S)
❑ PARTNER(S) MTLE(s))
❑;personally known to me -OR- proved to me on the basis of satisfactory evidence ❑ ATTORNEY IN FACT
to be the person(s) whose name(s) is/are sub- ❑ TRUSTEE(S)
' scribed to the within instrument and acknowledged ❑ GUARDIAN/CONSERVATOR
�- s..o.� to me that htqs'he/they executed the same in ❑ OTHER:
r :N0TAARYPU8L16C'_AbFORNIA
TEVENSON. ft t erltheir authorized capacity(ies), and that by
0 I. #997884. ,`� hfs�ha K/their signature(s) on the instrument the
Q person(s), or the entity upon behalf of which the SIGNER IS REPRESENTING:
Q pit ).1 person(s) acted executed the Instrument. (NAME OFPERSON(S)ORENTn'Y(IES))
xpiresJum;20,lv 14 Witness my hand and official seal.
i
(SEAL) (SIGNATURE OF NOTARY)
ATTENTION NOTARY:The information requested below is OPTIONAL.It could,however,prevent fraudulent attachment of this certificate to an unauthorized document.
THIS CERTIFICATE Title or Type of Document g �►"p �D r"`:"
MUST BE ATTACHED Number of Pages Date of Do ument
TO THE DOCUMENT g
DESCRIBED AT RIGHT: Signer(s) Other Than Named Above
WOLCOTTS FORM 63240—ALL PURPOSE ACKNOWLEDGMENT WITH SIGNER CAPACnY/REPRESENTATIOWFINGERPRINT—Rev.12-92 (01992 WO'COTTS FORMS.INC.
Contra Costa County
PAYMENTPROVISIONS
(Cost Basis Contracts)
Number 24-619-2
1. Payment Basis. Subject to the Payment Limit, payments to the Contractor for all
services provided for County under this. Contract shall only be for costs that are
allowable costs that are actually incurred in the performance of Contractor's
obligations under this Contract.
2. Payment Amount;;. Subject to later adjustments in total payments as provided below and
subject to the. Payment Limit of this Contract, County will pay Contractor as full
compensation for all services, work, expenses or costs provided or incurred by
Contractor:
[Check one alternative only]
[ ] a. $� monthly, or
[ J b. $� per unit, as defined in the Service Plan, or
[ ) c. An amount equal to Contractor's allowable costs that are actually incurred
each month, but subject to the "Budget of Estimated Program Expenditures"
included in the Service Plan.
[X] d. Subject to later adjustments in total payments in accordance with the
provisions for Cost Report and Settlement, Audits, and Audit Exceptions
set forth in the Payment Provisions, and subject to the Payment Limit of
this Contract, County will pay Contractor monthly payments in an amount
equal to Contractor's net allowable contract costs which have actually
been incurred and/or paid by Contractor each month (i.e. , reimbursement in
arrears for actual expenditures) , computed in accordance with and subject
to the attached Budget of Estimated Program Expenditures which is
incorporated herein by reference. For allowable contract costs which are
actually incurred in a given month, but for which invoices are not on
hand, Contractor shall include estimates of such costs in its payment
Demand (Form D-15) for said month, and Contractor shall increase or
decrease each subsequent month's Demand to adjust for any resulting over-
or under-payments, subject to the Contract Payment Limit.
3. Allowable Costas. Contractor's allowable costs are only those which are determined in
accordance with:
[Check applicable alternative]
[ ] a. Department of Health and Human Services Administration of Grants Federal
Regulations Title 45 Part 74 including any amendments thereto and the
applicable Subpart listed hereunder; and other documents specified in the
Service Plan regarding principles for determining and allocating the
allowable costs of providing the services; and any standards set forth in
the Service Plan .for determining the allowability of selected items of
costs of providing the services.
[ ] Federal Management Circular A-87, including any amendments to
the circular published in the Federal Register by OMB is to be used
for determining allowable costs of activities conducted by state and
local governmental agencies.
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Contra Costa County
PAYMENT-PROVISIONS
(Cost Basis Contracts)
Number 24-619-2
[ J OMB Circular A-122, including any amendments to the Circular
published in the Federal Register by OMB is to be used for
determining allowable costs of activities conducted by nonprofit
organizations (other than government agencies, educational
institutions, and hospitals) .
[ ] 41 CFR Subpart 1-15.2 shall be used for profit organizations other
than hospitals.
[ ] OMB Circular No. A-21, including any amendments to the Circular
published in the Federal Register by OMB shall be the principles to
be used for determining allowable costs by educational institutions
(other than for-profit institutions) .
[ ] Appendix E Subpart Q Section 74.173 shall be used for determining
costs of research; development work, and other activities for
determining allowable costs.
[XJ b. Such State regulations and documents as are set forth-in this Contract
regarding accounting guidelines, including standards for determining
allowable or non-allowable costs.
[ J c. ..Part IV Department of Labor, Employment and Training administration, 20
CFR Part 674, Section 674.402 and any amendments thereto; and California
Department of Aging Title V Operations Handbook, 1987, Section 505.4 and
any amendments thereto.
4. Payment Demands. Contractor shall submit written demands. Said demands shall be made
on County Demand Form D-15 and in the manner and form prescribed by County. Contractor
shall submit said demands for payment no later than 30 days from the end of the month
in which the contract services upon which such demand is based were actually rendered.
Upon approval of said payment demands by the head of the County Department for which
this Contract is made, or his designee, County will make payments as specified in
Paragraph 2. (Payment Amounts) above.
5. Penalty for Latae Submission. When Contractor fails to submit to County a timely demand
for payment as specificed in Paragraph 4. (Payment Demands) above, and as a result of
Contractor's late submission the County is unable to obtain reimbursement from the
State of California or otherwise; to the extent the County's recovery of funding is
prejudiced, County shall not pay Contractor for such services, even though such
services were fully provided.
6. Right to Withhold. County has the right to withhold payment to the Contractor when,
in the opinion of the County expressed in writing to the Contractor, (a) the
Contractor's performance, in whole or in part, either has not been carried out or is
insufficiently documented, (b) the Contractor has neglected, failed or refused to
furnish information or to cooperate with any inspection, review or audit of its
program, work or records, or (c) Contractor has failed to sufficiently itemize or
document its demand(s) for payment.
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Contra Costa County
PAYMENT PROVISIONS
(Cost Basis Contracts)
Number 24-619-2
7. Cost Report and Settlement. No later than forty-five (45) days following the
termination of this Contract, Contractor shall submit to County a cost report in the
form required by County, showing the allowable costs that have actually been incurred
by Contractor under this Contract. If said cost report shows that the allowable costs
that have actually been incurred by Contractor under this Contract exceed the payments
made by County, subject nevertheless to the payment limit of this Contract, County will
remit any such excess amount to Contractor, provided that the payments made, together
with any such excess amount, may not exceed the contract payment limit. If said cost
report shows that the payments made by County exceed the allowable costs that have
actually been :incurred by Contractor under this Contract, Contractor shall remit any
such excess amount to County.
8. Annual Audit. Contractor shall provide County with an annual audit by a •Certified
Public Accountant or Public Accountant, verifying the cost reports submitted under the
Payment Provisions of this Contract. Said audit shall be performed in accordance with
.generally accepted audit standards, including the State's Audit Assistance Guide,
Federal OMB Circular A-110 which applies to nonprofit organizations, and the "Standards
for Audit of Governmental Organizations, Programs, Activities, and Functions" (issued
by the U.S. Comptroller General, 1972, 54 pp. ) . Payment Provisions Paragraph 8.
(Audits) notwithstanding, Contractor shall submit a separate annual fiscal year audit
covering each fiscal year period ending on June 30th under this Contract. , Contractor
- shall submit each such annual audit to County no later than 120 days following the end
of each fiscal year period hereunder.
9. Required Audit. If Contractor is funded by $25,000 or more in federal grant funds in
any fiscal year from any source, Contractor shall provide to County at Contractor's
expense an audit conforming to .the requirements set forth in the most current version
of Office of Management and Budget Circular A-133. If Contractor is funded by $25,000
to $100,000 in federal grant funds in any fiscal year from any source, Contractor shall
arrange for conduct of the federally-required audit biennially and shall submit the
audit to County in the time, form, and manner required by the most current version of
Office of Management and Budget Circular A-133 and by County. If Contractor is funded
by $100,000 or more in federal grant funds in any fiscal year from any source,
Contractor shall arrange for the federally-required audit annually and shall submit the
audit to the County in the time, form, and manner required by the most current version
of Office of Management and Budget Circular A-133 and by County. Contractor is solely
responsible for arranging for the conduct of the audit, and for its cost, and County
may withhold the estimated cost of the audit or 10 percent of the contract amount,
whichever is larger, or the final payment, from Contractor until County receives the
audit from Contractor.
10. Audit Exceptions. Contractor agrees to accept responsibility for receiving, replying
to, and/or complying with any audit exceptions by appropriate County, State or Federal '
audit agencies occurring as a result of its performance of this Contract. Contractor
also agrees to pay to the County within 30 days of demand by County the full amount of
the County's obligation, if any, to the State and/or Federal government resulting from
any audit exceptions, to the extent such are attributable to the Contractor's failure
to perform properly any of its obligations under this Contract.
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Contra Costa County
PAYMENT PROVISIONS
(Cost Basis Contracts)
Number 24-619-2
11. State Cost ReQ:ulations. Pursuant to Paragraph 3. (Allowable Costs) of the Payment
Provisions, and subject to the Budget of Estimated Program Expenditures set forth
below, the allowability of Contractor's costs which have actually been incurred under
this Contract shall be determined in accordance with applicable State regulations,
including, but: not limited to, the Drug Program Fiscal Systems Manual, Chapter II
(Accounting Standards and Guidelines) , and Table I (Drug Program Reimbursement
Standards) , as, issued by the Division of Drug Programs of the State Department of
Alcohol and Drug Programs. Allowable costs shall not include remodeling and/or
equipment purchases as to any item which has a useful life in excess of three years
and/or a value: in excess of $500 (or as otherwise may be authorized by the State) ,
except that part of such costs which can reasonably be charged to depreciation.
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BUDGET OF ESTIMATED PROGRAM EXPENDITURES
July 1, 1993 through June 30, 1994
Number 24-619-2
A. GROSS OPERATIONAL BUDGET
1. COST REIMBURSEMENT CATEGORIES
a. PERSONNEL SALARIES AND BENEFITS (Direct Costs)
(1) Direct Service Staff Salaries .$86,255
(2) Administrative Staff Salaries 12,186
(3) Benefits (19.2%) 18,855
(4) SUBTOTAL AMOUNT $117,296
b. OPERATIONAL COSTS (Direct Costs)
(1) Telephone $ 834
(2) Rent 2,911
(3) Utilities 82
(4) Facility Maintenance 249
(5) Supplies 2,273
(6) Insurance 1,008
(7) Miscellaneous 230
(8) SUBTOTAL AMOUNT $ 7,587
2. TOTAL GROSS ALLOWABLE PROGRAM COST S124,883
B. LESS PROJECTED NON-COUNTY PROGRAM REVENUE -0-
C. NET ALLOWABLE :PROGRAM COST $124,883
(Contract Payment Limit)
D. CHANGES IN COST CATEGORY AMOUNTS. Subject to the Contract Payment Limit, and State
guidelines, each cost category Subtotal Amount set forth in Section A.1. above:
1. May vary by up to 15% .without approval by County; and
2. May be changed in excess of 15% provided, however, that Contractor has obtained
written authorization prior to May 1st of the fiscal year period under this
Contract from the Department's Substance. Abuse Division Director before
implementing any such budget changes;
E. PROGRAM BUDGET (CHANGES. Subject to the Contract Payment Limit and subject to State
guidelines, Contractor may make changes in the total amounts set forth above for the Total
Gross Allowable Program Cost, provided, however, that Contractor has obtained written
authorization prior to May 1 of the fiscal year period under this Contract from the
Department's Substance Abuse Division Director in accordance with Paragraph G. (Budget
Report) , before implementing any such budget changes.
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BUDGET OF ESTIMATED PROGRAM EXPENDITURES
Number 24-619-2
F. AGENCY PROGRAM :BUDGET. Contractor shall submit to County, for informational purposes
upon request, its total Corporation budget including: all program budgets, all revenue
sources and projected revenue amounts, all cost allocations, and line item breakdown of
budget categories to include salary levels listed by job classification as well as detailing
of operational and administrative expenses by cost center and listing numbers of staff
positions by job classification.
G. Budget Report. No later than April S, 1994, Contractor shall deliver a written Budget
Report to the Department's Substance Abuse Division Director stating whether or not the
budgeted amounts set forth in the Budget of Estimated Program Expenditures for the Total
Gross Allowable Program Cost and the Total Projected Non-County Program Revenue for the
fiscal year period hereunder accurately reflect the actual cost for the service program. If
any of these program budget amounts need to be changed, Contractor shall include in its
Budget Report a complete copy of the revised Budget of Estimated Program Expenditures, an
explanation of the program budget and revenue changes, and a request for prior written
authorization to implement the changes in accordance with Paragraph E. (Program Budget
Changes) , above, subject to Special Conditions Paragraph 2. (Cost Report and Settlement) .
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SERVICE PLAN
Number 24-619-2
1. Scope: of Services. Contractor shall provide community-based substance
abuse, case management, aftercare and support services for not less than thirty
(30) high risk youth and their families. Contractor shall provide services on
a first-come, first-served basis for high risk youth who have completed the
Gateway Program and who telephone or request services or participation in the
program, subject to space and staff limitations, based on a staff assessment of
each client's appropriateness for program services. Contractor shall make its
admissions policy, which is incorporated herein by reference, available to the
public for inspection.
2. Char les for Services. Contractor's charges for services, if allowable,
to clients or other persons responsible for clients, shall approximate estimated
actual cost and shall be subject to the following legal authorities: Welfare and
Institutions Code Sections 5717 and 5718, California Code of Regulations, Title
9, Section 52.4, and Health and Safety Code, Chapter 4, Section 1991.5.
Contractor shall utilize the guidelines and procedures established by the State
and County for determining client fees and payment liability, including, but not
limited to, the State's Audit Assistance Guide and ADP Drug Fiscal Manual.
3. Service Specifications. During the term of this Contract, Contractor
shall provide the following services for eligible clients hereunder:
a) Program Planning. Contractor shall:
(1) Identify "formal" and "informal" social institutions which
are unique to, and supportive of high risk African-American, Southeast Asian
Refugees, Asian/Pacific Islander, Filipino, Hispanic, Native American, White
youth and their families residing in West Contra Costa County.
"Formal" social institutions may include, but are not limited to: various
government offices; social services agencies; neighborhood churches, community
centers; social clubs, ethnic or special interest clubs; neighborhood councils
and/or associations, and community sports leagues.
"Informal" social institutions may include, but are not limited to: biological
family members;; extended family members; folk healers; community leaders, student
"hang-out" areas where illegal drugs are dealt, and businesses.
(2) Continue to compile a data base in the time, form and manner
required by County with regard to the social institutions/support systems
described above. The data base will include, but not limited to, information on
how these support systems function in the various ethnic communities of West
Contra Costa County and the manner in which they support high risk youth and
their families. In compiling this information, Contractor shall:
(a) Continue to conduct intensive surveys, throughout
the community, in order to identify the various support systems;
(b) Conduct assessments with the youth's family
members;
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SERVICE PLAN
Number 24-619-2
(c) Identify and conduct other community outreach
activities in order to generate a list of resources which can be made available
to high risk youth and their families;
(d) Produce profile reports of each natural support
system to include assessments about willingness, available time, types of
families most appropriate, strengths of the support system and what the support
system offers; and
(e) Maintain updated information regarding support
system services and availability.
b) Service Delivery. Contractor shall:.
(1) Refer high risk youth from its school-based program, known
as the "Gateway Project" , to the support systems after the youth have completed
or improved in the school prevention program.
(2) Assist staff of the High Risk Youth Set Aside Program to
assess referrals to the support program for high risk youth and/or their
families.
(3) Assess support systems unique to the high risk youth and/or
their families and make appropriate referrals.
(4) Convene meetings to include the youth, the family and
support systems to determine goals, activities and define the roles of all those
involved.
(5) Document evaluation and follow-up services to assess
progress; to assess drug use and other risk factors of the youth; and to monitor
the youth's relationship to his/her support systems.
(6) Provide services to identified support systems to include
education and training, technical assistance and consultation with regard to
families served.
c. Monitoring and Reporting.
(1) Contractor shall provide, in the form and manner required
by County, monthly reports submitted to the Substance Abuse Division Director,
or his designee, along with the monthly demand for payment (D-151s) , specified
in Payment Provisions Paragraph 4. (Payment Demands) , to include the number of
service units and description of services provided.
(2) Contractor shall submit, in the form and manner required by
County, quarterly written reports, to the Substance Abuse Division Director, or
his designee, no later than 15 days after the end of each fiscal quarter during
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SERVICE PIAN
Number 24-619-2
the term of this Contract. Information to be included in the report shall
include, but not be limited to, the following:
(a) Description of the services provided during the fiscal
quarter.
(b) Number of high risk youth and family members served.
(c) Demographic data pertinent to ' high risk youth and
families served.
(d) Number of staff service units for each activity.
d. Evaluation Services. Contractor shall employ in-house program
evaluation services which will include activities which quantitatively and
qualitatively measure the types and the amounts of services delivered, project
operations and outcomes of youth and their families participating in the project.
4. Service Units. The number of service units shall be defined as
direct face-to-face contact with formal and informal supports, with the high risk
youth and with family members of the client or high risk youth. Services units
provided by Contractor's staff are described in Paragraph 3. (Service
Specifications) , above.
5. Number of Service Units. Subject to sufficient. referrals by County
and other authorized referral sources, Contractor shall provide for County
between July 1:>t and June 30th of the fiscal year period under this contract, not
less than 2.500 units of service.
6. Program Objectives and Performance Evaluation. Contractor shall
provide the above program services so as to achieve the service program
objectives set forth in the Department's Work Plan for this Contract, which is
on file in the Department's Substance .Abuse Division office. Contractor's
performance under this Contract shall be evaluated by County on the basis of:
a. The degree to which each specified work plan objective was
actually achieved, and
b. The total number of clients that were actually enrolled and
served.
7. Performance Reports. Contractor shall prepare and submit to the
County such periodic performance progress reports as'may be required by County's
Health Services Director, or his designee. No later than August 31, 1994, or 60
days following the termination of this Contract, whichever comes first,
Contractor shall prepare and submit to County an Annual Performance Report, in
the form and manner required by County's Department Director, or his designee.
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SERVICE PLAN
Number 24-619-2
8. Service Program Administration and Fiscal Management. Contractor shall
administer the service program covered by this Contract as a separate
organizational, administrative, and fiscal activity and shall keep this program
separate and distinct from other activities. Contractor shall establish and
maintain a fiscal management system of cost center accounts so that funds
provided by this Contract will not be co-mingled with or used in Contractor's
other activities which are not covered by this Contract.
9. Security Deposits. Security deposit payments made by Contractor and
reimbursed by County under the Contract for the purpose of securing credit for
the use of certain equipment items, space, or services will be considered to be
the property of County and are to be construed as an asset belonging to County,
Contractor is responsible for the return of all such deposits to County within
45 days of the termination of this Contract or of any modification or extension
thereof. The deposit amounts that are to be returned by Contractor to County
shall be equal to the deposit amounts claimed by Contractor for reimbursement by
County.
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SPECIAL CONDITIONS
Number 24-619-2
1. Novation. The parties having entered into a prior Contract #24-619-1 for the
period from July 1, 1992 through June 30, 1993 (which contained provision for an automatic
six-month contract extension for the period from June 30, 1993 through December 31, 1993) ,
County and Contractor hereby agree to substitute this Contract #24-619-2 for the aforesaid
six-month automatic contract extension. Effective July 1, 1993, all contract rights and
obligations of the parties will .be governed by this Contract #24-619-2.
2. Cost Report and Settlement. Paragraph 7. (Cost Report and Settlement) of the
Payment Provisions is hereby modified in its entirety to read as follows:
"a. Due Date and Procedures. Contractor shall submit to County no later than
sixty (60) days following the end of each fiscal year period under this Contract,
a cost report in the form and manner required by County, showing the allowable
costs that have actually been 'incurred by Contractor under this Contract. If
said cost report shows that the allowable costs that have actually been incurred
by Contractor under this Contract exceed the payments made by County, County will
remit any such excess amount to Contractor, provided that the payments made_
together with any such excess amount, may not exceed the net contract payment
limit. If said cost report shows that the payments made by County exceed the
allowable costs that have actually been incurred by Contractor under this
Contract, Contractor shall remit any such excess amount to County within thirty
(30) days of notification by County.
b. Penalty for Late Submission of Cost Report. County may withhold up to 100%
of any Contract payment which is due and payable to Contractor during the period
from September through December following the end of each fiscal year period
hereunder, or of any Contract payment which is due and payable to Contractor for
the final month of the Contract if the Contract is terminated, pending submission
of the fiscal year cost report specified above. Upon receipt of said cost
report, in a form and manner acceptable to the Health Services Director or his
designee, County shall release to Contractor any payment amount which has been
withheld by County. " .
3. Automatic Contract Extension. Notwithstanding Paragraph 3. (Term) of this
Contract, unless this Contract is terminated by either party pursuant to Paragraph 5.
(Termination) of the General Conditions prior to June 30, 1994, the term of this Contract
shall be automatically extended from June 30, 1994 through December 31, 1994. During its
extended term, this contract is nevertheless subject to all the terms and conditions
applicable during its initial term, including but not limited to General Conditions Paragraph
5. (Termination) , except as to payment for services rendered during the extended term. The
purpose of this automatic six-month extension is to allow for continuation of services as
specified in this Contract, to avoid interruption of payment to Contractor, and to allow
County time in which to complete a novation or renewal contract for Contractor and County
Board of Supervisors approval. As to any such six-month extension:
a. The Contract Payment Limit, specified in Paragraph 4. (Payment Limit) of
this Contract, is increased by $41,357 (the six-month Payment Limit) and County's total
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SPECIAL CONDITIONS
Number 24-619-2
payments to Contractor for said six-month extension shall not exceed this six-month Payment
Limit, subject, nevertheless, to the aforesaid novation or renewal contract.
b. Contractor shall continue to provide services as set forth in the Service
Plan, subject to any amendments thereto; all service units (set forth in the Service Plan
and/or Special Conditions) and line item budget amounts (set forth in, the Budget of Estimated
Program Expenditures) shall be prorated for` the six-month period.
C. In addition to the cost report specified in Paragraph 7. (Cost Report and
Settlement) of the Payment Provisions, as amended by these Special Conditions, Contractor
shall also submit to County, no later than 60 days following termination of this Contract as
extended, an extension period cost report covering the period of this six-month extension.
County and Contractor shall follow the cost report and settlement procedures specified in
above-referenced Paragraph 7. (Cost Report and Settlement) of the Payment Provisions, subject
to the six-month Payment Limit specified above for the contract extension period.
d. This six-month contract extension shall be subject to any further agreement
(novation) which Contractor and County may enter into covering the provision of services
during the contract period immediately following the contract period specified in Paragraph
3. (Term) , in accordance with Contra Costa County's current revision .of the project specified
in Paragraph 8. (Project) .
4. Ownership and Disposition of Property and Equipment. Equipment and capital
expenditure items with a purchase price of 500 or more and a useful life of at least one
year shall be defined as nonexpendable property. Items with a purchase price of less than
500 or a useful life of less than one year shall be defined as expendable property. Subject
to these definitions, the acquisition, utilization, and disposition of expendable and
nonexpendable property shall be determined in accordance with the principles and statements
set forth in Federal Management Circular FMC 74-7 (Attachment N) , a Federal General Services
Administration publication dated September 13, 1974; references contained therein to the
federal government, :federal agencies or "grantor" shall be construed to mean "County" and
references to "grantee" shall be construed to mean "Contractor." Upon termination of this
Contract, or as otherwise may be prescribed by County, Contractor shall account for and
transfer to County all remaining expendable and nonexpendable property (including supplies
and equipment) loaned by County for use by Contractor or acquired with Contract funds
(excluding items. which are not fully depreciated or which are purchased with outside non-
County revenues) in accordance with Federal or State regulations and/or guidelines prescribed
by County, and County .shall retain full ownership of all such property.
5. Protection of Property and Equipment. Throughout the term of this Contract, and
any modification or Extension thereof, Contractor shall:
a. Cooperate with County in tagging and appropriately identifying all program
property and equipment loaned by County for use by Contractor or acquired with Contract
funds.
b. Establish a property management control. system to ensure adequate
safeguards to prevent: loss, theft, or damage to property, and maintain all equipment in good
working repair at all times.
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SPECIAL CONDITIONS
Number 24-619-2
C. Investigate, fully document, and immediately report to appropriate police
agencies and/or County any loss, theft, or damage to property and equipment. Contractor
shall repair or replace all such items within 60 days with items of comparable quality and
value.
d. Maintain accurate records of all equipment and other such property loaned
by County for use by Contractor or acquired with Contract funds, including property
description, identification numbers, acquisition date and cost, source, location, use,
condition and disposition. '
6. Third-Party Payment Liability. Contractor shall be solely responsible for any
payments due from Contractor to third parties or for any liabilities, obligations, or
commitments of Contractor arising from Contractor's performance of this Contract, including,
but not limited to, any payments that Contractor may owe to contractors or other suppliers
for goods and services received by Contractor in the operating, equipping, altering,
remodeling, renovating, or repairing of Contractor's program and facilities established under
this Contract. In no event shall County be responsible for any payments due from Contractor
to third parties or for any liabilities, obligations, or commitments of Contractor arising
from Contractor's performance of this Contract.
7. Professional Liability Insurance Requirements. The provision of professional
liability insurance coverage by Contractor is optional at Contractor's sole discretion
subject to General Conditions Paragraph 18. (Indemnification) .
8. Endorsements. Contractor shall not in its capacity as a contractor with Contra
Costa County publicly endorse or oppose the use of any particular brand name or commercial
product without the prior approval of the Board of Supervisors. In its County contractor
capacity, Contractor shall not publicly attribute qualities or lack of qualities to a.
particular brand name or commercial product in the absence of a well-established and widely-
accepted scientific basis for such claims or without the prior approval of the Board of
Supervisors. In its County contractor capacity, Contractor shall not participate or appear
in any commercially-produced advertisements designed to promote a particular brand name or
commercial product, even if Contractor is not publicly endorsing a product, as long as the
Contractor's presence in the advertisement can reasonably be interpreted as an endorsement
of the product by or on behalf of Contra Costa County. Notwithstanding the foregoing,
Contractor may express its views on products to other contractors, the Board of Supervisors,
County officers, or others who may be authorized by the Board of Supervisors or by law to
receive such views.
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Contra Costa County Standard Form 1/87
GENERAL CONDITIONS
(Purchase of Services)
1. Compliance with Law. Contractor shall be subject to and comply with all Federal, State and local
laws and regulations applicable with respect to its performance under this Contract, including but not
limited to, licensing, employment and purchasing practices; and wages, hours and conditions of
employment, including nondiscrimination.
2. Inspection. Contractor's performance, place of business and records pertaining to this Contract
are subject to monitoring, inspection, review and audit by authorized representatives of the County, the
State of California, and the United States Government.
3. Records. Contractor shall keep and make available for inspection and copying by authorized
representatives of the County, the State of California, and the United States Government, the
Contractor's regular business records and such additional records pertaining to this Contract as may be
required by the County.
a. Retention of Records. The Contractor shall retain all documents pertaining to this Contract
for five years from the date of submission of Contractor's final payment demand or final Cost Report;
for any further period that is required by law; and until all Federal/State audits are complete and
exceptions resolved for this contract's funding period. Upon request, Contractor shall make these records
available to authorized representatives of the County, the State of California, and the United States
Government.
b. Access to Books and Records of Contractor, Subcontractor. Pursuant to Section 1861(v)(1)
of the Social Security Act, and any regulations promulgated thereunder, Contractor shall, upon written
request and until the expiration of four years after the furnishing of services pursuant to this Contract,
make available to the Secretary of Health and Human Services or to the Comptroller General, or any of
their duly authorized representatives, this Contract and books, documents, and records of Contractor
that are necessary to certify the nature and extent of all costs and charges hereunder.
Further, if Contractor carries out any of the duties of this Contract through a subcontract with a value
or cost of $10,000 or more over a twelve-month period, such subcontract shall contain a clause to the
effect that upon written request and until the expiration of four years after the furnishing of services
pursuant to such subcontract, the subcontractor shall make available, to the County, to the Secretary or
to the Comptroller General, or any of their duly authorized representatives, the subcontract and books,
documents, and records of the subcontractor that are necessary to verify the nature and extent of all costs
and charges thereunder.
This special condition is in addition to any and all other terms regarding the maintenance or retention
of records under this Contract and is binding on the heirs, successors, assigns and representatives of
Contractor.
4. Reporting Requirements. Pursuant to Government Code Section 7550, Contractor shall include
in all documents or written reports completed and submitted to County in accordance with this Contract,
a separate section listing the numbers and dollar amounts of all contracts and subcontracts relating to
the preparation of each, such document or written report. This section shall apply only if the payment
limit under this Contract exceeds $5,000.
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Contra Costa County Standard Form 1/87
GENERAL CONDMONS
(Purchase of Services)
5. Termination.
a. Written Notice. This Contract may be terminated by either party, at their sole discretion,
upon thirty-day advance written notice thereof to the other, and maybe cancelled immediately by written
mutual consent.
b. Failure to Perform. The County, upon written notice to Contractor, may immediately
terminate this Contract should the Contractor fail to perform properly any of its obligations hereunder.
In the event of such termination, the County may proceed with the work in any reasonable manner it
chooses. The cost to the County of completing Contractor's performance shall be deducted from any sum
due the Contractor under this Contract,.without prejudice to the County's rights otherwise to recover
its damages.
c. Cessation of Funding. Notwithstanding Paragraph 5.a. above, in the event that Federal,
State; or other non-County funding for this Contract ceases, this Contract is terminated without notice.
6. Entire Agreement. This Contract contains all the terms and conditions agreed upon by the parties.
Except as expressly provided herein, no other understanding, oral or otherwise, regarding the subject
matter of this Contract shall be deemed to exist or to bind any of the parties hereto.
7. Further Specifications for Operating Procedures. Detailed specifications of operating procedures
and budgets required by this Contract, including but not limited to, monitoring, evaluating, auditing,
billing, or regulatory changes, may be developed and set forth in a written Informal Agreement between
the Contractor and the County. Such Informal Agreements shall be designated as such and shall not be
amendments to this Contract except to the extent that they further detail or clarify that which is already
required hereunder. Such Informal Agreements may not enlarge in any manner the scope of this
Contract, including any sums of money to be paid the Contractor as provided herein. Informal
Agreements may be approved and signed by the head of the County Department for which this Contract
is made or his designee.
8. Modifications and Amendments.
a. General Amendments. This Contract may be modified or amended by a written document
executed by the Contractor and the Contra Costa County Board of Supervisors or, after Board approval,
by its designee, subject to any required State or Federal approval.
b. Administrative Amendments. Subject to the Payment Limit, the Payment Provisions and
the Service Plan may be amended by a written administrative amendment executed by the Contractor
and the County Administrator or his designee, subject to any required State or Federal approval,
provided that such administrative amendments may not materially change the Payment Provisions or the
Service Plan.
9. Disputes. Disagreements between the County and Contractor concerning the meaning,
requirements, or performance of this Contract shall be subject to final determination in writing by the
head of the County Department for which this Contract is made or his designee or in accordance with
the applicable procedures (if any) required by the State or Federal Government.
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Contra Costa County Standard Form 1/87
GENERAL CONDITIONS
(Purchase of Services)
10. Choice of Law and Personal Jurisdiction.
a. This Contract is made in Contra Costa County and shall be governed and construed in
accordance with the laws of the State of California.
b. Any action relating to this Contract shall be instituted and prosecuted in the courts of
Contra Costa County, State of California.
11. Conformance with Federal and State Regulations and Laws. Should Federal or State regulations
or laws touching upon the subject of this Contract be adopted or revised during the term hereof, this
Contract shall be deemed amended to assure conformance with such Federal or State requirements.
12. No Waiver by County. Subject to Paragraph 9. (Disputes) of these General Conditions, inspections
or approvals, or statements by any officer, agent or employee of the County indicating the Contractor's
performance or any part thereof complies with the requirements of this Contract, or acceptance of the
whole or any part of said performance, or payments therefor, or any combination of these acts, shall not
relieve the Contractor's obligation to fulfill this Contract as prescribed; nor shall the County be thereby
estopped from bringing; any action for damages or enforcement arising from any failure to comply with
any of the terms and conditions of this Contract.
13. Subcontract and Assignment. This Contract binds the heirs, successors, assigns and
representatives of Contractor. The Contractor shall not enter into subcontracts for any work
contemplated under this Contract and shall not assign this Contract or monies due or to become due,
without the prior written consent of the County Administrator or his designee, subject to any required
State or Federal approval.
14. Independent Contractor Status. This Contract is by and between two independent contractors and
is not intended to and shall not be construed to create the relationship between the parties of agent,
servant, employee, partnership, joint venture or association.
15. Conflicts of Interest. Contractor, its officers, partners, associates, agents, and employees, shall
not make, participate in making, or in any way attempt to use the position afforded them by this
Contract to influence any governmental decision in which he or she knows or has reason to know that
he or she has a financial interest under California Government Code Sections 87100, et seq., or
otherwise.
16. Confidentiality. Contractor agrees to comply and to require its officers, partners, associates,
agents and employees to comply with all applicable State or Federal statutes or regulations respecting
confidentiality, including but not limited to, the identity of persons served under this Contract, their
records, or services provided them, and assures that:
a. All applications and records concerning any individual made or kept by Contractor or any
public officer or agency, in connection with the administration of or relating to services provided under
this Contract will be confidential, and will not be open to examination for any purpose not directly
connected with the administration of such service.
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Contra Costa County Standard Form 1/87
GENERAL CONDITIONS
(Purchase of Services)
b. No person will publish or disclose or permit or cause to be published or disclosed, any list
of persons receiving services, except as may be required in the administration of such service. Contractor
agrees to inform all employees, agents and partners of the above provisions, and that any person
knowingly and intentionally disclosing such information other than as authorized by law may be guilty
of a misdemeanor.
17. Nondiscriminatory Services. .Contractor agrees that all goods and services under this Contract
shall be available to all qualified persons regardless of age, sex, race, religion, color, national origin, or
ethnic background, or handicap, and that none shall be used, in whole or in part, for religious worship
or instruction.
18. Indemnification. The Contractor shall defend, indemnify;save, and hold harmless the County and
its officers and employees from any and all claims, costs and liability for any damages, sickness, death,
or injury to person(s) or property, including without limitation all consequential damages, from any cause
whatsoever arising directly or indirectly from or connected with the operations or services of the
Contractor or its agents, servants, employees or subcontractors hereunder, save and except claims or
litigation arising through the sole negligence or sole willful misconduct of the County or its officers or
employees. Contractor- will reimburse the County for any expenditures, including reasonable attorneys'
fees, the County may make by reason of the matters that are the subject of this indemnification, and if
requested by the County will defend any claims or litigation,to which this indemnification provision
applies at the sole cost and expense of the Contractor.
19. Insurance. During the entire term of this Contract and any extension or modification thereof, the
Contractor shall keep in effect insurance policies meeting the following insurance requirements unless
otherwise.expressed in the Special Conditions:
a. Liability Insurance. The Contractor shall provide comprehensive liability insurance,
including coverage for owned and non-owned automobiles, with a minimum .combined single limit
coverage of$500,000 for all damages, including consequential damages, due to bodily injury, sickness or
disease, or death to,any person or damage to or destruction of property, including the loss of use thereof,
arising from each occurrence. Such insurance shall be endorsed to include the County and its officers
and employees as additional insureds as to all services performed by Contractor under this agreement.
Said policies shall constitute primary insurance as to the County, the State and Federal Governments,
and their officers, agents, and employees, so that other insurance policies held by them or their self-
insurance program(s) shall 'not be required to contribute to any loss covered under the Contractor's
insurance policy or policies.
b. Workers' Compensation. The Contractor shall provide workers' compensation insurance
coverage for its employees.
C. Certificate of Insurance. The Contractor shall provide the County with (a) certificate(s)
of insurance evidencing; liability and worker's compensation insurance as required herein no later than
the effective date of this Contract. If the Contractor should renew the insurance policy(ies) or acquire
either a new insurance policy(ies) or amend the coverage afforded through an endorsement to the policy
at any time during the term of this Contract, then.Contractor shall provide (a) current certificates) of
insurance.
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r
GENERAL CONDITIONS
(Purchase of Services)
d. Additional Insurance Provisions. The insurance policies provided by the Contractor shall
include a provision for thirty (30) days written notice to County before cancellation or material changes
of the above specified coverage.
20. Notices. All notices provided for by this Contract shall be in writing and may be delivered by
deposit in the United States mail, postage prepaid. Notices to the County shall be addressed to the head
of the County Department for which this Contract is made. Notices to the Contractor shall be
addressed to the Contractor's address designated herein. The effective date of notice shall be the date
of deposit in the mails or of other delivery, except that the effective date of notice to the County shall be
the date of receipt by the head of the County Department for which this Contract is made.
21. Primacy of General Conditions. Except for Special Conditions which expressly supersede General
Conditions, the Special Conditions (if any) and Service Plan do not limit any term of the General
Conditions.
22. Nonrenewal. Contractor understands and agrees that there is no representation, implication, or
understanding that the services provided by Contractor under this Contract will be purchased by County
under a new contract following expiration of termination of this Contract, and waives all rights or claims
to notice or hearing respecting any failure to continue purchase of all or any such services from
Contractor.
23. Possessory Interest. .If this Contract results in the Contractor having" possession of, claim to or
right to the possession of land or improvements, but does not vest ownership of the land or improvements
in the same person, or if this Contract results in the placement of taxable improvements on tax exempt
land (Revenue & Taxation Code Section 107), such interest or improvements may represent a possessory
interest subject to property tax, and Contractor may be subject to the payment of property taxes levied
on such interest. Contractor agrees that this provision complies with the notice requirements of Revenue
& Taxation Code Section 107.6, and waives all rights to further notice or to damages under that or any
comparable statute.
24'. No Third-Party Beneficiaries. Notwithstanding mutual recognition that services under this
Contract may provide some aid or assistance to members of the County's population, it is not the
intention of either the County or Contractor that such individuals occupy the position of intended third-
party beneficiaries of the obligations assumed by either party to this Contract.
25. Cop rights and Rights in Data. Contractor shall not publish or transfer any materials produced
or resulting from activities supported by this agreement without the express written consent of the County
Administrator. If any material is subject to copyright, the County reserves the right to copyright such
and the Contractor agrees not to copyright such material. If the material is copyrighted, the County
reserves a royalty-free, nonexclusive, and irrevocable license to reproduce, publish, and use such
materials, in whole or in part, and to authorize others to do so.
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