HomeMy WebLinkAboutMINUTES - 01111994 - 1.51 - s )
TO: BOARD OF SUPERVISORS r�
FROM: Mark Finucane, Health Services Director / Centra
By: Elizabeth A. Spooner, Contracts Administrat (-`�S+1.a
DATE: December 28, 1993 County
SUBJECT: Approval of Novation Contract #24-629-2 with Hugh R. Winig, M.D.
SPECIFIC REQUEST(S) OR RECOMMENDATION(S) & BACKGROUND AND JUSTIFICATION
I. RECOMMENDED ACTION:
Approve and authorize the Chair, Board of Supervisors, to execute on
behalf of the County, Novation Contract #24-629-2 with Hugh R.
Winig, M.D. , in the amount of $20,800, for the period from July 1,
1993 through June 30, 1994, for forensic psychiatric services to
patients in the Conditional Release Program (CONREP) . This Contract
includes a six-month automatic extension through December 31, 1994,
in the amount of $10,400.
II. FINANCIAL IMPACT:
This Contract is funded 100% by State CONREP funds.
III. REASONS FOR RECOMMENDATIONS/BACKGROUND:
The State Department of Mental Health provides funding to County
Mental Health services for certain patients returning to the
community from the State Hospital system, pursuant to Section 1604
of the Penal Code. This program, known as the Conditional Release
Program (CONREP) , is totally State funded.
On June 16, 1992, the Board of Supervisors approved Contract #24-
629-1 with Hugh R. Winig, M.D. , for the period from July 1, 1992
through June 30, 1993 (which included an automatic six-month
contract extension for the period from June 30, 1993 through
December 31, 1993) for provision of special professional services,
including psychiatric assessment, medication assessment and
prescription of medications for County's CONREP patients.
Novation Contract #24-629-2 replaces the automatic six-month
extension under the prior contract and continues Dr. Winig's
services through June 30, 1994.
CONTINUED ON ATTACHMENT: YES SIGNATURE: C_ //_ �//
RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMEN TI N OF BOARD COMMITTEE
APPROVE OTHER
SIGNATURE(S)
AA
ACTION OF BOARD ON January 11, 197' APPROVED AS RECOMMENDED OTHER
VOTE OF SUPERVISORS
XX UNANIMOUS (ABSENT 11 ) I HEREBY CERTIFY THAT THIS IS A TRUE
AYES: NOES: AND CORRECT COPY OF AN ACTION TAKEN
ABSENT: ABSTAIN: AND ENTERED ON THE MINUTES OF THE BOARD
O
Contact: Lorna Bastian (313-6411) F SUPERVISORS ON THE DATE SHOWN.
CC: Health Services (Contracts) ATTESTED January 11, 1994
Risk Management Phil Batehel&,Clerk of the Mudd
Auditor-Controller Sulnerrisors and County Administrator
Contractor
M382/7-89 BY • 0e "/?Ztl���r> DEPUTY
'Contra Costa County Contract # 24-629-2
MENTAL HEALTH SPECIALIST CONTRACT Fund/Org.# 5967 _
(NOVATION) Account # 2320
1. Contract Identification.
Department: Health Services (Mental Health Division)
Subject: Provision of Services in Contractor's Medical Specialty(ies)
2. Parties. The County of Contra Costa, California (County) , for its Department
named above, and the following named Contractor mutually agree and promise as
follows:
Contractor: HUGH R. .WINIG, M.D. State Medical License #G26418
Capacity: Self-employed individual Taxpayer I.D.# 154-34-8243
Medical Specialty: Forensic Psychiatry
Address: 130 La Casa Via, Bldg. 3, #213, Walnut Creek, California 94598
3. Term. The effective date of this Contract is July 1, 1993 and it
terminates June 30, 1994 unless sooner terminated as provided herein.
4. Payment Limit. County's total payments to Contractor under this Contract
shall not exceed $20,800.
5. Termination. Should Contractor fail to perform properly any of its
obligations hereunder, County may terminate this Contract upon written notice to
Contractor. This Contract may also be terminated by either party without cause
by giving thirty (30) days advance written notice thereof to the other, or may
be canceled immediately by written mutual consent.
6. County's Obligations. County shall make to Contractor those payments
described in Paragraph 2. (Payment) of the attached Additional Provisions which
are incorporated herein by reference.
7. Contractor's Obligations. Contractor shall provide those services and carry
out that work described in Paragraph 3. (Contractor's Obligations) of the
attached Additional Provisions.
8. Independent Contractor Status. This Contract is by and between two
independent contractors and is not intended to and shall not be construed to
create the relationship of agent, servant, employee, partnership, joint venture,
or association. In providing services hereunder, Contractor shall work
cooperatively with County's Mental Health Director or his/her designee.
9. Modifications and Amendments.
a. General Amendments. This Contract may be modified or amended by a
written document executed by the Contractor and the Contra Costa County Board of
Supervisors or by its designee.
b. _Amendment to Attachment B (Schedule) . , Attachment B (Schedule) of this
Contract may be modified or amended by a written document executed by the
Contractor and the Health Services Director or his designee.
10. Insurance and Indemnification Throughout the term of this contract,
Contractor shall maintain all necessary insurance for services to be provided by
Contractor hereunder, including but not limited to professional malpractice
liability coverage. Malpractice liability insurance shall be in an amount no
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MENTAL HEALTH SPECIALIST CONTRACT
Number: 24-629-2
less than $1,000,000 per claim/$3,000,000 annual aggregate and shall be from a
reputable insurance company acceptable to the County. Contractor shall provide
the County with a valid certificate of insurance evidencing the coverage required
by this clause and shall promptly advise County of any and all claims paid by the
insurer(s) under said insurance.
If a claim is made against County, or its officers, agents, or employees, which
arises out of the performance of Contractor's duties under this agreement and
Contractor has failed to maintain the insurance policies required under this
agreement which would have covered Contractor had the claim been made against him
or her, then as to such claims, Contractor shall indemnify and hold the County,
and its officers, agents, or employees harmless for that portion of the loss or
liability attributable to Contractor.
11. Assignment. Contractor shall not assign or transfer any interest hereunder
without the express written permission of the Director of County's Health
Services Department and prior written approval of the State Department of Mental
Health.
12. Legal Authority. This Contract is entered into under and is subject to the
following legal authorities: California Government Code Sections 26227 and
31000.
13. Signatures. These signatures attest the parties' agreement hereto:
COUNTY OF C0T';A OSTA CALIFORNIA CONTRACTOR
By By
Designee tl
Dated: Z( ��
Recomne ed By Department
By (Form approved by County Counsel)
2
ADDITIONAL PROVISIONS
Number 24=629-2
1. Novation. The parties having entered into a prior Contract #24-629-1 for
the period from July 1, 1992 through June 30, 1993 (which contained provision for
an automatic six-month contract extension for the period from July 1, 1993
through December 31, 1993) , County and Contractor hereby agree to substitute this
Contract #24-629-2 for the aforesaid six-month automatic contract extension.
Effective July 1, 1993, all contract rights and obligations of the parties will
be governed by this Contract #24-629-2.
2. Payment. In consideration of Contractor's provision of services as
described below, County shall pay Contractor, upon submission of a properly
documented demand for payment in the form and manner prescribed by County (Demand
Form D-15) , and upon approval of such demand by the head of the County Department
for which this Contract is made, or his designee, in accordance with the
following fee schedule:
FEE RATE: $ 100.00 per hour for the provision of psychiatric services,
consultation and training, as set forth in Paragraph 2. (Contractor's
Obligations) below NOT TO EXCEED a total of 208 hours or the total
contract payment limit of $20,800.
3. Contractor's Obligations.
a. Qualifications and Schedule. Contractor hereby certifies and assures
that he/she is specially trained, experienced, and competent to practice
forensic psychiatry, and licensed to perform special professional services,
including psychiatric assessments, medical assessment and prescription of
medications, consultation and training in forensic psychiatry and mental health
practice. . Contractor shall render such services at its office location, as well
as other sites specified by the Supervisor of the Forensic Mental Health Unit,
for CONREP patients who shall be specifically referred by the Forensic Mental
Health Unit of Contra Costa County.
b. Medical Staff Privileges. Contractor agrees to seek, obtain and
maintain Medical Staff privileges and membership in the Medical Staff of County's
Merrithew Memorial Hospital and Clinics in accordance with the Medical Staff by-
laws of said Hospital.
C. Absences. Contractor shall notify the Health Services. Director, or
his designee, two weeks in 'advance of any planned absence.
d. Patient Records. Contractor will complete his/her patients' records
and charts on a timely basis. County may withhold payment, recommend suspension
or revocation of hospital privileges, and/or terminate this Contractor for
failure to comply with this contract provision.
e. Rules and Regulations. Contractor agrees to abide by all rules,
regulations, procedures and bylaws for the operation of the County's Health
Services Department which he/she certifies he/she has read. Contractor also
agrees to abide by the rules and regulations of the working unit in which he/she
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ADDITIONAL PROVISIONS
Number 24-629-2
works as well as all legal requirements and Joint Commission on Accreditation of
Hospitals (JCAH) standards.
4. Compliance with Law. Contractor shall be subject to and comply with all
Federal, State and local laws and regulations applicable with respect to its
performance under this Contract, including but limited to licensing, employment
and purchasing practices; and wages, hours and conditions of employment,
including discrimination.
5. Nondiscriminatory Services. Contractor agrees that all goods and services
under this Contract shall be available to all qualified persons regardless of
age, sex, race, religion, creed, color, national origin, or ethnic background,
or handicap, and that none shall be used, in whole or in part, for religious
worship or instruction.
6. Confidentiality. Contractor agrees to comply with all applicable State or
Federal statutes or regulations respecting confidentiality, including but not
limited to, the identity of persons served under this Contract, their records or
services provided them and assures that:
a. All records concerning any individual made or kept by Contractor
relating to services provided under this Contract will be confidential, and will
not be open to examination for any purpose not directly connected with the
administration of such service.
b. No person will publish or disclose any list of persons receiving
services, except as may be required in the administration of such service.
7. Access to Books and Records of Contractor. Pursuant to Section 1861 (v)
(1) of the Social Security Act, and any regulations promulgated thereunder,
Contractor shall, upon written request and until the expiration of four years
after the furnishing of services pursuant to this Contract, make available to
the Secretary of Health and Human Services or to the Comptroller General, or any
of their duly authorized representatives, this Contract and books, documents,-and
records of Contractor that are necessary to certify the nature and extent of all
costs and charges for services provided to patients under this Contract.
8. Inspection. Contractor's performance, place of business and records
pertaining to this Contract are subject to monitoring, inspection, review and
audit by authorized representatives of the County, the State of California, and
the United States Government.
9. Project. This Contract implements in whole or in part the following
described Project, the application and approval documents of which are
incorporated herein by reference: Standard Agreement #93-73148 (County #29-441-
12) executed by the State Department of Mental Health and Contra Costa County
(Health Services Department, Mental Health Division) for a Conditional Release
Program (CONREP) , and any modifications or revisions thereof.
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Contractor C ty Dept.
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ADDITIONAL PROVISIONS
Number 24-629-2
10. State CONREP Provisions.
a. Contractor agrees to be available on 24 hour on-call duty to the CONREP
Program, and in that respect, to carry a "beeper" at all times and to be
available by portable telephone.
b. Contractor understands that no Federal or State income tax will be
withheld from the payments under this Contract. However, the County may be
required to report all payments to the Internal Revenue Service for tax purposes.
No distinction of fee, travel, or per diem will be made. No wage and tax
statement (W-2) will be issued for the services performed under this Contract.
C. Contractor understands that the products and staff services that it
provides in fulfillment of the requirements of this Contract will be evaluated
by the State (Public Contract Code Section 10370) .
d. Contractor agrees that the State and County retain title to all patient
case records, patient related reports, and any documentation which pertains to
patient services.
e. The State and County reserve the right to use and reproduce all
reports, and data produced and delivered pursuant to this Contract, and reserves
the right to authorize others to use or reproduce such materials.
f. Contractor agrees to maintain books, records, documents, and other
evidence necessary to support Contractor's claims for reimbursement under this
Contract.
g. During the performance of this Contract, Contractor and its
subcontractors shall not unlawfully discriminate against any employee or
applicant for employment because of race, religion, color, national origin,
ancestry, physical handicap, medical condition, marital status, age (over 40) ,
or sex. Contractor and its subcontractors shall comply with the provisions of
the Fair Employment and Housing Act (Government Code, Section 12900 et seq. ) and
the applicable regulations promulgated thereunder (California Code of
Regulations, Title 2, Section 7285 et seq. ) . The applicable regulations of the
Fair Employment and Housing Commission implementing Government Code Section
12990, set forth in Chapter, 5 of Division 4 of Title 2 of the California Code of
Regulations are incorporated into this Contract by reference and made a part
hereof as if set forth in full. Contractor and its subcontractors shall give
written notice of their obligations under this clause to labor organizations with
which they have a collective bargaining or other agreement. Contractor shall
include the non-discrimination and compliance provisions of this clause in all
subcontracts to perform work under this Contract. (SAM 1204.5)
h. Contractor shall protect from unauthorized disclosure, names and other
identifying information concerning persons receiving services pursuant to this
Contract, except for statistical information not identifying any client. Client
is defined as "those persons receiving services pursuant to a State Department
of Mental Health funded program" . Contractor shall not use such identifying
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ADDITIONAL PROVISIONS
Number 24-629-2
information for any purpose other than carrying out the Contractor's obligations
under this Contract. Contractor shall not disclose, except as otherwise
specifically permitted by this Contract or authorized by law or the client, any
such identifying information to anyone, other than the State and County without
prior written authorization from the State or County. For purposes of this
Contract, identifying information shall include, but ,not be limited to, name,
identifying number, symbol, or other identifying particular assigned to the
individual, finger or voice print, or photograph.
i. Contractor shall be subject to examination and audit by the California
State Auditor General for a period of three years after final payment under this
Contract. Contractor agrees to place in each of its subcontracts, which are in
excess of $10,000 and utilize State funds, a provision that: "The contracting
parties shall be subject to the examination and audit of the Auditor General for
a period of three years after the final payment under contract (Government Code
Section 10532)" . Contractor shall also be subject to the examination and audit
of the Auditor-General for a period of three years after final payment under the
contract or subcontract (Government Code Section 10532) .
11. Penalty for Late Submission. When Contractor fails to submit to County a
timely demand for payment as specified in Paragraph 2. (Payment) above, and as
a result of Contractor's late submission the County is unable to obtain
reimbursement from the State of California or otherwise; to the extent the
County's recovery of funding is prejudiced, County shall not pay Contractor for
such services, even though such services were fully provided.
12. Automatic Contract Extension. Notwithstanding Paragraph 3. (Term) of this
Contract, unless this Contract is terminated by either party pursuant to
Paragraph 5. (Termination) prior to June 30, 1994, the term of this Contract
shall be automatically extended from July 1, 1994 through December 31, 1994.
During its extended term, this contract is nevertheless subject to all the terms
and conditions applicable during its initial term, including but not limited to
Paragraph 5. (Termination) , except as to payment for services rendered during the
extended term. The purpose of this automatic six-month extension is to allow for
continuation of services as specified in this Contract, to avoid interruption of
payment to Contractor, and to allow County time in which to complete a novation
or renewal contract for Contractor and County Board of Supervisors approval. As
to any such six-month extension:
a. The Contract Payment Limit, specified in Paragraph 4. (Payment Limit)
of this Contract, is increased by $10,400 (the six-month Payment Limit) and
County's total payments to Contractor for said six-month extension shall not
exceed this six-month Payment Limit, subject, nevertheless, to the aforesaid
novation or renewal contract.
b. County shall continue to pay Contractor in accordance with Additional
Provisions Paragraph 2. (Payment) at the rate of $100.00 per hour, not to exceed
a total of 104 hours of service.
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ADDITIONAL PROVISIONS
Number ' 241629-2
C. Contractor shall continue to provide services as set forth under this
Contract, subject to any amendments thereto.
d. This six-month contract extension shall be subject to any further
agreement (novation) which Contractor and County may enter into covering the
provision of services during the contract period immediately following the
contract period specified in Paragraph 3. (Term) .
13. Endorsements. Contractor shall not in its capacity as a contractor with
Contra Costa County publicly endorse or oppose the use of any particular brand
name or commercial product without the prior approval of the Board of
Supervisors. In its County contractor capacity, Contractor shall not publicly
attribute qualities or lack of qualities to a particular brand name or commercial
product in the absence of a well-established and widely-accepted scientific basis
for such claims or without the prior approval of the Board of Supervisors. In
its County contractor capacity, Contractor shall not participate or appear in any
commercially-produced advertisements designed to promote a particular brand name
or commercial product, even if Contractor is not publicly endorsing a product,
as long as the Contractor's presence in the advertisement can reasonably be
interpreted as an endorsement of the product by or on behalf of Contra Costa
County. Notwithstanding the foregoing, Contractor may express its views on
products to other contractors, the Board of Supervisors, County officers, or
others who may be authorized by the Board of Supervisors or by law to receive
such views.
Initials:
Contractor COUVY
Dept.
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ATTACHMENT B
Contract Number: 24-629-2
Contractor: HUGH R. WINIG, M.D.
SCHEDULE
Contractor's schedule is on file with the County's Mental Health
Division Director, or her designee.