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HomeMy WebLinkAboutMINUTES - 10061992 - 1.79 fit Contra TO: BOARD OF SUPERVISORS f T= Costa FROM: Victor J. Westman, County Counsel County By: Mary Ann McNett Mason, Deputy County Counsels; ��`� oosrA-covn'� � DATE: September 18 , 1992 SUBJECT: Amendment to Conflict of Interest Code of Central Contra Costa Sanitary District -SPECIFIC REQUEST(S) OR RECOMMENDATION(S) & BACKGROUND AND JUSTIFICATION RECOMMENDATIONS Approve Amendment to the Central Contra Costa Sanitary District Conflict of Interest Code to substitute Exhibit A to said code, as shown on the attached memorandum from the Central Contra Costa Sanitary District . BACKGROUND/REASONS FOR RECOMMENDATIONS The Central Contra Costa Sanitary District amended Exhibit A to its code and submitted the amendment to the Board for approval pursuant to Government Code sections 87306 and 87306 . 5 . CONTINUED ON ATTACHMENT: YES SIGNATURE RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE APPROVE OTHER SIGNATURE(S) : ACTION OF BOARD ON APPROVED AS RECOMMENDED _ 7e, OTHER VOTE OF SUPERVISORS I HEREBY CERTIFY THAT THIS IS A X UNANIMOUS (ABSENT �'�� TRUE AND CORRECT COPY OF AN AYES: NOES: ACTION TAKEN AND ENTERED ON THE ABSENT: ABSTAIN: MINUTES OF THE BOARD OF SUPERVISORS ON THE DATE /SHO/WN. Orig: County Counsel ATTESTED cc: Joyce E . Murphy, Secretary PHIL BATCHELOR, CLERK OF Central Contra Costa Sanitary District THE BOARD OF SUPERVISORS D COUNTY ADMINISTRATOR BY , DEPUTY MAM/jh J-12:a:\board.frm AUG 2 41992 TO: Clerk of the Board of Supervisors CLERK BOARD OF SU*r'EF;VISOR;. 651 Pine Street, Suite 106 CONTRA COST/,Co. Martinez, California 94553 SUBJECT: STATEMENT FOR GOVEMOCKNT CODE SECTION 87306.5 A. The Conflict of Interest Code for has been reviewed for the 1990-1992 review period and found that it does not need to be amended at this time. (OR) B. X The proposed amendment to the Conflict of Interest Code for Central Contra Costa Sanitary District is hereby submitted to the code reviewing body, the Board of Supervisors, for approval. (Your proposed amendment must accompany this form. ) Dated: 8/21/92 Joy, Secretarf of he District Comp lefle& By r \Y Agency: Central Contra Costa Sanitary District Address: 5019 Imhoff Place Martinez, CA 94553 Telephone No. 689-3890 THE FILING DATE FOR SUBMITTING THIS DOCUMENT IS OCTOBER 1, 1992. RESOLUTION NO. 92-056 A RESOLUTION AMENDING EXHIBIT A, DESIGNATED POSITIONS AND DISCLOSURE CATEGORIES OF THE CENTRAL CONTRA COSTA SANITARY DISTRICT CONFLICT OF INTEREST CODE WHEREAS, Section 2.20.020 of the Central Contra Costa Sanitary District Code provides that the Board of Directors shall from time to time establish by resolution designated positions of officers and employees deemed to make, or participate in the making of, decisions which may foreseeably have a material effect on a financial interest. NOW, THEREFORE, BE IT RESOLVED by the Board of Directors of the Central Contra Costa Sanitary District as follows: THAT Exhibit A, Designated Positions and Disclosure Categories of the Central Contra Costa Sanitary District Conflict of Interest Code, a copy of which is attached, is hereby approved and adopted for the District, subject to approval by the Board of Supervisors of the County of Contra Costa; and THAT the Secretary of the District is hereby authorized and instructed to submit a copy of such Code amendment to the Board of Supervisors of the County of Contra Costa and to request the Board of Supervisors to approve said Code amendment in accordance with Government Code Section 87303. PASSED AND ADOPTED by the Central Contra Costa Sanitary District Board of Directors this 20th day of August 1992, by the following vote: AYES: Members: Clausen, Rainey, Starita, Dalton NOES: Members: None ABSENT: Members: Boneysteel e President of the Board of Directors Central Contra Costa Sanitary District, County of Contra Costa, State of California COUNTERSIGNED: S r of the Central Contr osta Sa ' ary District, County of Contra Costa, State of California Approved as to form: Kenton L. Alm District Counsel "EXHIBIT A" DESIGNATED POSITIONS AND DISCLOSURE CATEGORIES OF THE CENTRAL CONTRA COSTA SANITARY DISTRICT CONFLICT OF INTEREST CODE Desianated Positions Disclosure Categories 1. Director A,B,C,D,E,F,G,H 2. General Manager-Chief Engineer A,B,C,D,E,F,G,H 3. Secretary of the District A,B,C,D,E,F,G,H 4. Counsel for the District A,B,C,D,E,F,G,H 5. Manager A,B,C,D,E,F,G,H 6. Officer A,B,C,D,E,F,G,H 7. Consultant A,B,C,D,E,F,G,H 8. Control Systems Engineer A,B,C,D,E,F,G,H 9. Real Property Specialist A,B,C,D,E,F,G,H 10. Permit and Services Technician A,B,C,D,E,F,G,H 11 . Principal Engineer B;C,D,E,F,G,H 12. Senior Engineer B,C,D,E,F,G,H 13. Associate Engineer B,C,D,E,F,G,H 14. Survey Party Chief B,C,D,E,F,G,H 15. Survey Supervisor D,E,F,G,H 16. Engineering Support Supervisor D,E,F,G,H 17. Senior Inspector D,E,F,G,H 18. Collection System Inspection Supervisor D,E,F,G,H 19. Construction Inspector D,E,F,G,H 20. Contract Administrator D,E,F,G,H 21 . Source Control Inspector D,E,F,G,H 22. Source Control Specialist D,E,F,G,H 23. Supervising Source Control Inspector D,E,F.G.H 24 Source Control Program Superintendent D,E,F,G,H 25. Wastewater Control Technician D,E,F,G,H 26. Principal Buyer D,E,F,G,H 27. Senior Buyer D,E,F,G,H 28. Buyer D,E,F,G,H 29. Materials Coordinator III D,E,F,G,H 30. Plant Operations Superintendent D,E,F,G,H 31. Collection System Superintendent D,E,F,G,H 32. Field Operations Superintendent D,E,F,G,H 33. Plant Maintenance Superintendent D,E,F,G,H 34. Laboratory Superintendent D,E,F,G,H 35. Pumping Stations Superintendent D,E,F,G,H 36. Vehicle and Equipment Maintenance Supervisor D,E,F,G,H 37. Operations Support Supervisor D,E,F,G,H 38. Senior Accountant/Internal Auditor D,E,F,G,H 39. Accounting Supervisor D,E,F,G,H 40. Administrative Analyst D,E,F,G,H "EXHIBIT A" (Continued) CateQorV Index A Investments B Interests in Real Property C Interests in Real Property and Investments Held by Business Entities or Trusts D Income (Other than Gifts or Loans) E Income (Loans) F Income (Gifts) G Business Positions H Commission Income, Income and Loans to Business Entities or Trusts and Income from Rental Property CLERK OF THE BOARD Inter - Office Memo TO: County Counsel DATE: August 25, 1992 Attn: Mary Anne Mason Deputy County Counsel FROM: Jeanne Maglio Chief Clerk j' SUBJECT: Proposed Change for Conflict of Interest Code By this memo is transmitted for your review the proposed change to the Conflict of Interest Code for Central Contra Costa Sanitary District Upon receipt of your recommendation, the amended Code will be listed on the Board Agenda. jm Attachment COUNTY COUNSEL'S OFFICE RECEW-E® CONTRA COSTA COUNTY MARTINEZ, CALIFORNIA --- SE I $ 1992 Date: September 18, 1992 CLERK BOF,aD OF StJPERVISORS __-- CONTRA COST?Co. To: Clerk, Board of Supervisors From: Victor J. Westman, County Counsel By: Mary Ann McNett Mason, Deputy County Counsel Re: Conflict of Interest Code of the Central Contra Costa Sanitary District Attached hereto is an amendment to Exhibit A to the Conflict of Interest Code for the Central Contra Costa Sanitary District . The amendment is approved as to form. Please place this matter on the Board of Supervisors ' agenda as requested by the District in the Secretary' s August 21 , 1992 memorandum, a copy of which is attached . A draft Board order is likewise attached . MAM/jh cc : Joyce E . Murphy, Secretary Central Contra Costa Sanitary District attachments 12:a:\conflict.frm 1AAhA t 75 Contra TO: BOARD OF SUPERVISORS Costa FROM: Victor J. Westman, County Counsel County By: Mary Ann McNett Mason, Deputy County Counsel DATE: October 6 , 1992 /* SUBJECT: Amendment to Conflict of Interest Code of the Assessment Appeals Board SPECIFIC REQUEST(S) OR RECOMMENDATION(S) & BACKGROUND AND JUSTIFICATION RECOMMENDATIONS Approve Amendment to the Assessment Appeals Board' s Conflict of Interest Code to substitute sections 500 (c) , (d) and 600 to said code, as shown on the attached memorandum from the Clerk of the Assessment Appeals Board. BACKGROUND/REASONS FOR RECOMMENDATIONS The Assessment Appeals Board has amended sections 500 (c ) , (d) and 600 to its code and submitted the amendment to the Board for approval pursuant to Government Code sections 87306 and 87306 . 5 . CONTINUED ON ATTACHMENT: YES SIGNATURE RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE APPROVE OTHER SIGNATURE(S) : ACTION OF BOARD ON APPROVED AS RECOMMENDED » OTHER VOTE OF SUPERVISORS I HEREBY CERTIFY THAT THIS IS A UNANIMOUS (ABSENT TRUE AND CORRECT COPY OF AN AYES: NOES: ACTION TAKEN AND ENTERED ON THE ABSENT: ABSTAIN: MINUTES OF THE BOARD OF SUPERVISORS ON THE DATE SHOWN. Drig: County Counsel ATTESTED 17&re9� , , / "7 ?Z cc: Clerk, Assessment Appeals Board PHIL BATCHELOR, CLERK OF THE BOARD OF SUPERVISORS AND COUNTY ADMINISTRATOR BY DEPUTY 4AM/jh 12:a:\assaj)p1.b0. t TO: Clerk of the Board of Supervisors . 651 Pine Street, Suite 106 y_ Martinez, California 94.553 t. SUBJECT: STATEMENT FOR GOVEFdMM CODE SECTION 67306.5 i' s, t: A. The Conflict of Interest Code for The AssesGmP_7_'1_t Anneals Board has been reviewed for the 1990-1992 review period and found that it does not need to be amended at this time. Y (OR) 4 B. The proposed amendment to the Conflict of Interest Code for The ACCCQCmpnt- Anneal G Rnarrl is hereby submitted to the code reviewing body, the Board of Supervisors, for approval. (Your proposed amendment must accompany this form. ) Dated: Se=tPmhPr 25, 19A?. Completed By Agency: AGGeaGment Anneals Rnny& Address: 651 Pine Street, Room 106 Martinez, California 94553 Telephone No. (510) 646-2374 THE FILING DATE FOR SUBMITTING THIS DOCUMENT IS OCTOBER 1, 1992. CONFLICT OF INTEREST CODE OF THE ASSESSMENT APPEALS BOARD OF CONTRA COSTA COUNTY Section 100 . Purpose. Pursuant to the provisions of the Government Code sections 87300 , et seq. , the Assessment Appeals Board of Contra Costa County hereby adopts tho; following Conflict of Interest Code. Nothing contained herein is intended to modify or abridge the provisions of the Political Reform Act of 1974 (Gov. Code, § 81000 et seq. ) . The provisions of this Code are additional to Government Code section 87100 and other laws pertaining to conflicts of interest. Except as otherwise indicated, the definitions of said Act and regulations adopted pursuant thereto are incorporated herein and this Code shall be interpreted in a manner consistent therewith. .: Section 200 . Designated Positions . The .positions listed on Exhibit "A" are designated positions . Officers and employees holding those positions are designated employees and are deemed to make, or participate in the making of, decisions which may foreseeably have a material effect on a financial interest. Section 300 . Disclosure Statements . Designated positions shall be assigned to one or more of the disclosure categories set forth on Exhibit "B" . Each designated employee shall file an annual statement disclosing that employee' s interest in investments , business positions , real property, and income designated as reportable under the category to which the employee' s position is assigned. Section 400 . Place and Time of Filing. a. All designated employees required to submit a statement of financial interest shall file the original with the clerk of the Assessment Appeals Board . b. In the case of agency heads and the members of boards and commissions, the clerk of the Assessment Appeals Board shall make and retain a copy of the statement of financial interest and forward the original to the clerk of the Board of Supervisors . C. All designated employees employed on the effective date of this Code, as originally adopted, promulgated and approved by the code reviewing body, shall file initial statements within thirty days after the effective date of this code. Thereafter, each person already in a position when it is designated by an amendment to this Code shall file an initial statement within thirty days after the effective date of the amendment. Employees appointed, promoted or transferred to designated positions shall file initial statements within 30 days after date of appointment, promotion or transfer. I 6; d . Annual statements shall be filed during the month of April by all designated employees . Such statements shall cover the period of the preceding calendar year. Closing statements shall be filed within 30 days of leaving a designated position. Such statements shall cover the period from the closing date of the last statement filed to the date of leaving the positions . e. A designated employee required to file a statement of financial interest under any other agency' s conflict of interest code, or under Article 2 of Chapter 7 of the Political Reform Act for a jurisdiction contained within the territorial jurisdiction of this agency may comply with the provisions of this Code by filing a duplicate copy of that statement and an expanded statement which covers reportable interests in that portion of this agency' s jurisdiction which differs from the jurisdiction described in the other statement . Section 500 . Contents of Disclosure Statements . Disclosure statements shall be made on forms supplied by the Clerk of Contra Costa County, and shall contain the following information: a . Contents of Investment and Real Property Reports : When an investment or an interest in real property is required to be reported, the statement shall contain: ( 1 ) A statement of the nature of the investment or interest; ( 2 ) The name of the business entity in which each investment is held and a general description of the business activity in which the business entity is engaged; ( 3 ) The address or other precise location of the real property; ( 4 ) A statement whether the fair market value of the investment or interest in real property equals or exceedsone thousand dollars ( $1 , 000 ) but does not exceed ten thousand dollars ( $10, 000 ) whether it exceeds ten thousand dollars ( $10, 000 ) but does not exceed one hundred thousand dollars ( $100, 000 ) , or whether it exceeds one hundred thousand dollars ( $100, 000 ) . This information need not be provided with respect to an interest in real property which is the principal residence of the filer or any other property which the filer utilizes exclusively as the personal residence of the filer. -2- b. Contents of Personal Income Reports : When personal income is required to be reported, the Statement shall contain: ( 1 ) The name and address of each source of income aggregating two hundred and fifty dollars ( $250 ) or more in value, or fifty dollars ( $50 ) or more in value if the income was a gift, and a general description of the business activity, if any .of each source. In the case of a gift received through an intermediary, the name, address , and business activity of both the donor and the intermediary must be disclosed. ( 2 ) A statement whether the aggregate value of income from each source, or in the case of a loan, the highest amount owed to each source, was at least two hundred fifty dollars ( $250 ) but did not exceed one thousand dollars ( $1 , 000 ) , whether it was in excess of one thousand dollars ( $1 , 000 ) but was not greater than ten thousand dollars ( $10, 000 ) , or whether it was greater than ten thousand dollars ( $10, 000 ) ; ( 3 ) A description of the consideration, if any, for which the income was received; ( 4 ) In the case of a gift, the amount and the date on which the gift was received; ( 5 ) In the case of a loan, the annual interest rate and the security, if any, given for the loan . C . Contents of Business Entity Income Reports : When income of a business entity, including income of a sole proprietorship, is required to be reported, the statement shall contain; ( 1) The name, address, and a general description of the business activity of the business entity; 2) The name of every person from whom the business entity received payments if the filer' s prorata share of gross receipts from such person was equal to or greater than ten -3- thousand dollars ( $10 , 000) during a calendar year. d. Contents of Management Positions Reports : When management positions are required to be reported, designated employees shall list the name of each I business entity in which they are a director, officer, partner, trustee, employee, or in which they hold any position of management, a description of the business activity in which the business entity is engaged, and the designated employee' s position with the business entity. e. Initial Statement: The initial statement filed by a designated employee employed on the effective date of this code shall disclose investments , business positions , interests in real property held on the effective date of this code and income received during the 12 months before the effective date of this code . Thereafter, the initial statement filed by an employee already in a position when it is designated by amendment to this code or by an employee appointed, transferred, or promoted to a designated position shall disclose any reportable investments, business positions and interests in real property held on, and income received during the 12 months before the effective date of the amendment, appointment, transfer or promotion. f . Acquisition or Disposal During Reporting Period: In the case of a Statement filed under Section 400 (d) , if the investment or interest in real property was partially orwholly acquired or disposed of during the period covered by the Statement, the date of acquisition or disposal . Section 600 . Disgualification . Designated employees must disqualify themselves from making or participating in the making of any decisions or using their official position to influence the making of any decision in which they have a reportable financial interest when it is reasonably foreseeable that such interest may be materially affected by the decision. No designated employee shall be required to disqualify himself with respect to any matter which could not be legally acted upon or decided without his participation. MAM/jh J-12:a:\conflict.cde -4- EXHIBIT "B" Disclosure Categories General Rule. An investment, interest in real property, or income is reportable if the business entity in which the investment is held, the interest in real property, or the income or source of income may foreseeably be affected materially by any decision .made or participated in by the designated employee by virtue of the employee' s position. 1 . Designated Employees in Category "1" must report: (a) All investments, interests in real property, and income, and any business entity in which the employee is a director, officer, partner, trustee, employee, or holds any position of management. These financial interests are reportable only if located within Contra Costa County or if the business entity is doing business or planning to do business in the County (and such plans are known by the designated employee) or has done business within the County at any time during the two years prior to the filing of the statement. (b) Investments in any business entity, income from any source and status as a director, officer, partner, trustee, employee, or holder of a position of management in any business entity, which has within the last two years contracted or foreseeably may contract with Contra Costa County, or with any public agency within Contra Costa County, to provide services, supplies , materials, machinery or equipment to either party. 2 . Designated Employees in Category "2" must report: Investments in any business entity, income from any source, and status as a director, officer, partner, trustee, employee, or holder of a position of management in any business entity, which has within the last two years contracted, or foreseeably may contract, with Contra Costa County to provide services , supplies , materials , machinery or equipment to the County Counsel ' s office. NAM/jh J-12:a:\disclos.cat EXHIBIT "A" Designated Positions Disclosure Category Assistant County Counsels 1 Deputy County Counsels - Deep Class 1 Civil Litigation Attorney 1 Deputy County Counsels - Fixed Term 1 Officer Manager 1 MAM/jh J-12:a:\county.a x x f• M EXHIBIT "A" Designated Positions Disclosure Category Assessment Appeals Board Member Assessment Hearing Officer/Alternate Assessment Appeals Board Member 1 Deputy County Counsel regularly assigned to advise the Assessment Appeals Board 1 Deputy Clerk principally assigned to Assessment Appeals Board and Assessment Hearing Officers 2 MAM/jh J-12:a:\exhibit.f .• SE .L �� I o �� TO: BOARD OF SUPERVISORS _ Contra - Costa FROM: Victor J . Westman Count Counsel CountyCounty By: Mary Ann McNett Mason, Deputy County Counsel'Py',a_i '9. ---- DATE: September 18 , 1992 -- SUBJECT: Amendment to Conflict of Interest Code of the Assessor' s Office SPECIFIC REQUEST(S) OR RECOMMENDATION(S) & BACKGROUND AND JUSTIFICATION RECOMMENDATIONS Approve Amendment to the Assessor' s Office Conflict of Interest Code to substitute Exhibit A to said code, as shown on the attached memorandum from the Assessor' s Office. BACKGROUND/REASONS FOR RECOMMENDATIONS The Assessor' s Office amended Exhibit A to its code and submitted the amendment to the Board for approval pursuant to Government Code sections 87306 and 87306 . 5 . CONTINUED ON ATTACHMENT: YES SIGNATURE 116 /J RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE APPROVE OTHER SIGNATURE(S) : ACTION OF BOARD ON 6 Af YZ APPROVED AS RECOMMENDED x OTHER VOTE OF SUPERVISORS v I HEREBY CERTIFY THAT THIS IS A —4 UNANIMOUS (ABSENT TRUE AND CORRECT COPY OF AN AYES: NOES: ACTION TAKEN AND ENTERED ON THE ABSENT: ABSTAIN: MINUTES OF THE BOARD OF SUPERVISORS ON THE DATE/ SHOWN. Orig: County Counsel ATTESTED L� l cc: Robert Nash, Assistant Assessor PHIL BATCHELOR, CLERK OF THE BOARD OF SUPERVISORS AN COUNTY ADMINISTRATOR MAM/jh BY ��.� , DEPUTY J-12:a:\board.frm I 834 Court Street Contra Costa County Assessor Martinez,California 94553 DATE: July 29, 1992 KREIVE® TO: Jeanne O. Maglio, Chief Clerk 11992 .�kFROM: Bob Nash;-Assistant Assessor, Administration Su PER�iSORSSUBJ: Conflict of Interest Code Modification 8TAC0 Attached for review is a revised Exhibit "A" for the Assessor's office Conflict of Interest Code. Exhibit "A" was last modified in 1982 , a copy of the 1982 Board Order is attached. Also attached is the completed "Statement For Government Code Section 87306.5" . If you have any questions please call me at 3-7430. EXHIBIT "A" Designated Positions - Disclosure Category I County Assessor Assistant County Assessor Chief, Valuation Chief, Standards and Drafting Assessment Procedures Supervisor Senior Appraiser Analyst Appraiser Analyst Supervising Appraiser Associate Appraiser Assistant Appraiser Junior Appraiser Supervising Auditor Appraiser Senior Auditor Appraiser Auditor Appraiser II Auditor Appraiser I Designated Positions - Disclosure Category II Assessor's Clerical Staff Manager 7/29/92 TO: Clerk of the Board of Supervisors 651 Pine Street, Suite 106 Martinez, California 94553 SUBJECT: STATEMENT FOR GOVERNMENT CODE SECTION 87306.5 A. The Conflict of Interest Code for has been reviewed for the 1990-1992 review period and- found that it does not need to be amended at this time. (OR) B. The propo ed amendment to the Conflict of Interest Code for SSF-S'sa2 is hereby submitted to the code reviewing body, the Board of Supervisors, for approval. (Your proposed amendment must accompany this form. ) Dated: -7- Act Completed By Agency: AsSF-C oQS O c 4 Address: Co.j 0R Ss Telephone No. 3 -7 q ,3 y THE FILING DATE FOR SUBMITTING THIS DOCUMENT IS OCTOBER 1, 1992. THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA Adopted this Order on December 7, 1982 by the following vote: AYES: Supervisors Powers, Fanden, Schroder, Torlakson, .and McPeak. NOES: None. ABSENT: None. ABSTAIN: None. I SUBJECT: Amendment to Conflict of Interest I Code of Contra Costa County Assessor I Pursuant to Government Code 987303, this Board hereby APPROVES the attached amendment to "Exhibit A" of the Conflict of Interest Code of the Assessor of Contra Costa County. The amendment changes "Exhibit A" as amended on November 12, 1980. hereby certify that this Is a truo and correct copy of an action taken and cnterid cn the minutes of the Board of Supe : so or:t:u date shown. ATTESTED: J.R.OLS N,COUNTY CLERK ex otiiclo C;erk of the Board By. .Doputy Orig. Dept.: Clerk of the Board of Supervisors cc: County Assessor County Counsel County Administrator EXHIBIT "A" i Designated Positions - Disclosure Category I i County Assessor I Assistant County Assessor Chief, Valuation Chief, Standards and Drafting Senior Appraiser Analyst Appraiser Analyst Supervising Appraiser Associate Appraiser Assistant Appraiser Junior Appraiser Supervising Auditor-Appraiser Senior Auditor-Appraiser Auditor-Appraiser II Auditor-Appraiser I Marine Appraiser Designated Positions - Disclosure Category II Assessor's Clerical Staff Manager Administrative Services Officer 1 I Microfilmed with board order EXHIBIT "A" COUNTY COUNSEL'S OFFICE CONTRA COSTA COUNTY _ MARTINEZ, CALIFORNIA REC�IVED Date: September 18, 1992 SEP 18 1992 CLERK BOAZ CF SUPERVISORS To: Clerk, Board of Supervisors COiUTR,a COSTA Co. From: Victor J. Westman, County Counsel By: Mary Ann McNett Mason, Deputy County Counsel /9( 1. 4- Re: Conflict of Interest Code of the Assessor' s Office Attached hereto is an amendment to Exhibit A to the Conflict of Interest Code for the Assessor' s Office . The amendment is approved as to form. Please place this matter on the Board of Supervisors ' agenda as requested by the Assessor' s Office in Bob Nash' s July 29 , 1992 memorandum, a copy of which is attached. A draft Board order is likewise attached . MAM/jh cc: Bob Nash, Assistant Assessor attachments J-12:a:\assessor.con W Contra TO: BOARD OF SUPERVISORS `' - -_ 1;s Costa County Counsel FROM: Victor J . Westman, ry" I County By: Mary Ann McNett Mason,. Deputy County Counse DATE: September 18 , 1992 SUBJECT: Amendment to Conflict of Interest Code of the Auditor-Controller' s Department SPECIFIC REQUEST(S) OR RECOMMENDATION(S) & BACKGROUND AND JUSTIFICATION RECOMMENDATIONS Approve Amendment to the Auditor-Controller' s Department Conflict of Interest Code to substitute Exhibit A to said code, as shown on the attached memorandum from the Auditor-Controller' s Department. BACKGROUND/REASONS FOR RECOMMENDATIONS The Auditor-Controller' s Department has amended Exhibit A to its code and submitted the amendment to the Board for approval pursuant to Government Code sections 87306 and 87306 . 5 . CONTINUED ON ATTACHMENT: YES SIGNATURE RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE APPROVE OTHER SIGNATURE(S) : ACTION OF BOARD ON JEeT_""J APPROVED AS RECOMMENDED >e- OTHER VOTE OF SUPERVISORS I HEREBY CERTIFY THAT THIS IS A >< UNANIMOUS (ABSENT TRUE AND CORRECT COPY OF AN AYES: NOES: ACTION TAKEN AND ENTERED ON THE ABSENT: ABSTAIN: MINUTES OF THE BOARD OF SUPERVISORS ON THE DATE SHOWN. Orig: County Counsel ATTESTED & tfz cc: Kenneth J . Corcoran PHIL BATCHELOR, CLERK OF Auditor-Controller THE BOARD OF SUPERVISORS AND COUNTY ADMINISTRATOR BY DEPUTY MAM/jh J-12:a:\board.fr-m Office of - COUNTY AUDITOR-CONTROLLER RECEIVED ' Contra Costa County k Martinez, California June 30, 1992 . UN 3 01992 I CLERK BOARD OF SUPERvic'i;._ . TO: Jeanne Maglio, Clerk of the Board I ONTRA COSTA CC —� FROM: Kenneth J. Corcoran, Auditor-Controller SUBJECT: Amendment to Conflict of Interest Code - Auditor-Controller Department Attached is an amended Exhibit A to the Conflict of Interest Code for the Auditor-Controller Department. We are deleting Accounting Services Officer, Administrative Services Officer and Position serving on Lien Committee. We are changing Senior Departmental Systems Specialist to Land Information Systems - Director. Please contact me at 646-2181 if further information is required. KJC:pm AC90 Attachment L. } j ` TO: Clerk of the Board of Supervisors r 651 Fine Street, Suite 106 i Martinez, California 94553 SUBJECT: STATB[ENT FOR GOVMORMa CODE SECTICK 87306.5 A. The Conflict of Interest Code for has been reviewed for the 1990-1992 review period and found that it does not need to be amended at this time. (OR) B. X The proposed amendment to the Conflict of Interest Code for Auditor-Controller Department is hereby submitted to the code reviewing body, the Board of Supervisors, for approval. (Your proposed amendment must accompany this form. ) Dated: 6/30/92 Kenneth J. Corcoran Completed By Agency: Auditor-Controller Address: 625 Court Street, Room 103 Martinez, CA 94553-1282 Telephone No.510-646-2181 THE FILING DATE FOR SUBMITTING THIS DOCUMENT IS OCTOBER 1, 1992. y c S E k 6 F f EXHIBIT "A" Designated Positions Disclosure Category Auditor-Controller 1 & 2 Assistant County Auditor-Controller Exempt 1 & 2 Land Information Systems - Director 3 6/30/92 Contra TO: BOARD OF SUPERVISORS Costa "MA%n FROM: Victor J. Westman, County CounselCounty By: Mary Ann McNett Mason, Deputy County Counsel.~ cou DATE: September 18, 1992 SUBJECT: Amendment to Conflict of Interest Code of the General Services Department SPECIFIC REQUEST(S) OR RECOMMENDATION(S) & BACKGROUND AND JUSTIFICATION RECOMMENDATIONS Approve Amendment to the General Services Department Conflict of Interest Code to substitute Exhibit A to said code, as shown on the attached memorandum from the General Services Department. BACKGROUND/REASONS FOR RECOMMENDATIONS The General Services Department has amended Exhibit A to its code and submitted the amendment to the Board for approval pursuant to Government Code sections 87306 and 87306 . 5 . CONTINUED ON ATTACHMENT: YES SIGNATURE RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE APPROVE OTHER SIGNATURE(S) : ACTION OF BOARD —r"-, 74q PROVED AS RECOMMENDED >,I- OTHER VOTE OF SUPERVISORS I HEREBY CERTIFY THAT THIS IS A UNANIMOUS (ABSENT TRUE AND CORRECT COPY OF AN AYES: NOES: ACTION TAKEN AND ENTERED ON THE ABSENT: ABSTAIN:- MINUTES OF THE BOARD OF SUPERVISORS ON THE DATE SHOWN. Orig: County Counsel ATTESTED cc: Dorothy Gass , Executive Secretary PHIL BATCHELOR, CLERK OF General Services Department THE BOARD OF SUPERVISORS AND COUNTY ADMINISTRATOR BY DEPUTY MAM/jh J-12:a:\board.frm f GENERAL SERVICES DEPARTMENT 1220 Morello Avenue, Suite 200 Martinez, California 94553-4711 Extension 3-7100 FBOA -- LER _ FE DATE: June 30 , 1992 VIS01~TO: Jeanne O. Maglio, O. Chief Clerk of Board of Supervisors FROM: Dorothy C. Ga , Executive Secret SUBJECT: Conflict of Interest Code Revision As requested in your June 23, 1992, memorandum, and to comply with Government Code Section 87306. 5. attached is a copy of the General Services Department Conflict of Interest Code. The Code has been revised as follows: Added: Assistant Fleet Manager Senior Buyer Deleted: Fleet Materials Supervisor Communications Engineer Also attached is the completed Statement for Government Code Section 87306. 5. Attachments TO: Clerk of the Board of Supervisors 651 Pine Street, Suite 106 Martinez, California 94553 SUBJECT: STATEMENT FOR G CODE SECTIOK 87306.5 A. The Conflict of Interest Code for has been reviewed for the 1990-1992 review period and found that it does not need to be amended at this time. (OR) B. X_ The proposed amendment to the Conflict of Interest Code for General Services Department is hereby submitted to the code reviewing body, the Board of Supervisors, for approval. (Your proposed amendment must accompany this form. ) Dated: June 30, 2993 Dorothy C. Gass Completed By Agency: General Services Department Address: 1220 Morello Avenue, Suite 200 Martinez CA 94553-4711 __ Telephone No. 313-7100 THE FILING DATE FOR SUBMITTING THIS DOCUMENT IS OCTOBER 1, 1992. CONFLICT OF INTEREST CODE OF THE GENERAL SERVICES DEPARTMENT OF CONTRA COSTA COUNTY SECTION 100. Purpose. Pursuant to the provisions of Government Code Sec- tions 87300, et seq. , the General Services Department, Contra Costa County, hereby adopts the following Conflict of Interest Code. Nothing contained herein is intended to modify or abridge the provisions of the Political Reform Act of 1974 (Government Code Section 81000 et seq. ). The provisions of this Code are additional to Government Code Section 87100 et seq. and other laws pertaining to conflicts of interest. Except as otherwise indicated, the definitions of said Act and regulations adopted pursuant thereto are incorporated herein and this Code shall be interpreted in a manner consistent therewith. SECTION 200. Designated Positions. The positions listed on Exhibit "A" are designated positions. Officers and employees holding those positions are designated employees and are deemed to make, or participate in the making of, decisions which may foreseeably have a material effect on a financial interest. SECTION 300. Disclosure Statements. Designated positions shall be assigned to one or more of the disclosure categories set forth on Exhibit "B". Each designated employee shall file an annual statement disclosing that employee's interest in investments, real property, and income, designated as reportable under the category to which the employee's position is assigned. SECTION 400. Place and Time of Filing. (a) All designated employees required to submit a statement of financial interests shall file the original with the Executive Secretary. (b) In the case of agency heads and the members of the boards and commissions, the Executive Secretary shall make and retain a copy and forward the original to the Clerk of the Board of Supervisors. (c) All designated employees employed by the agency on the effective date of this Code, as originally adopted, promulgated and approved by the code reviewing body, shall file statements within thirty days after the effective date of this code. Thereafter, each person already in a position when it is designated by an amendment to this Code shall file an initial statement within thirty days after .the effective date of the amendment. Employees appointed, promoted or transferred to designated positions shall file initial statements within 30 days after date of employment. (d) Annual statements shall be filed during the month of February by all designated employees. Such statements shall cover the period of the preceding calendar year. Closing statements shall be filed within 30 days of leaving a designated position. Such statements shall cover the period from the closing date of the last statement filed to the date of leaving the position. (e) A designated employee required to file a statement of financial interest with any other agency, which is within the same territorial jurisdiction, may comply with the provisions of this Code by filing a duplicate copy of the statement filed with the other agency, in lieu of an entirely separate document. -1- SECTION 500. Contents of Disclosure Statements. Disclosure statements shall be made on forms supplied by the Clerk of Contra Costa County, and shall contain the following information: (a) Contents of Investment and Real Property Reports: When an investment, or an interest in real property, is required to be reported, the statement shall contain: (1) A statement of the nature of the investment or interest; (2) The name of the business entity in which each investment is held, and a general description of the business activity in which the business entity is engaged; (3) The address or other precise location of the real property; (4) A statement whether the fair market value of the investment, or interest in real property, equals or exceeds one thousand dollars ($1,000), ten thousand dollars ($10,000), or one hundred thousand dollars ($100,000) . This information need not be provided with respect to an interest in real property which is used principally as the residence of the filer. (b) Contents of Personal Income Reports: When personal income is required to be reported, the statement shall contain: (1) The name and address of each source of income aggregating two hundred and fifty dollars ($250) ..or more in value, or fifty dollars ($50) or more in value if the income was a gift, and a general description of the business activity, if any, of each source. In the case of a gift received through an intermediary, the name, address, and business activity of both the donor and the intermediary must be disclosed. (2) A statement whether the aggregate value of income from each source was greater than one thousand dollars ($1,000), and whether it was greater than ten thousand dollars ($10,000); (3) A description of the consideration, if any, for which the income was received; (4) In the case of a gift, the amount and the date on which the gift was received; (5) In the case of a loan, the annual interest rate and the security, if any, given for the loan. (c) Contents of Business Entity Income Reports: When income of a business entity, including income of a sole proprietorship, is required to be reported, the statement shall contain: -2- (1) The name, address, and a general description of the business activity of the business entity; , (2) The name of every person from whom the business entity received payments if the filer's prorata share of gross receipts from such person was equal to or greater than ten thousand dollars ($10,000) during a calendar year. (d) Contents of Management Positions Reports: When management positions are required to be reported, designated employees shall list the name of each business entity not specified above in which they are a director, officer, partner, trustee, employee, or in which they hold any position of management. (e) Initial Statement: The initial statement filed by an employee appointed to a designated position shall disclose any reportable investments and interests in real property. (f) Acquisition or Disposal During Reporting Period: In the case of a statement filed under Section 400(d), if the investment, or interest in real property, was partially or wholly acquired or disposed of during the period covered by the statement, the date of acquisition or disposal. SECTION 600. Disqualification. Designated employees must disqualify themselves from making or participating in the making of or using their official position to influence the making of any decisions in which they have a reportable financial interest, when it is reasonably foreseeable that such interest may be materially affected by the decision. No designated employee shall be required to disqualify himself with respect to any matter which could not be legally acted upon or decided without his participation. All other provisions of this Code notwithstanding, the following provisions hereafter apply: 1. Initial Statement: The initial statement filed by a designated employee employed on the effective date of this code shall disclose investments, business positions, interests in real property held on the effective date of this code and income received during the 12 months before the effective date of this code. Thereafter, the initial statement filed by an employee already in a position when it is designated by amendment to this code or by an employee appointed, transferred, or promoted to a designated position shall disclose any reportable investments, business positions and interests in real property held on, and income received during the 12 months before, the effective date of the amendment, appointment, transfer or promotion. -3- General Services Department Conflict of Interest Code EXHIBIT "A" Designated Positions Disclosure Category Director of General Services 1 & 2 Assistant General Services Director 1 & 2 Deputy General Services Director--Management and Operations 1 & 2 Deputy General Services Director--Facilities 1 & 2 Facilities Services Manager 1 & 2 Facility Trades Supervisor 3A, B, & C Central Service Manager 1 & 2 Microfilm Production Supervisor 3E, J, & K Supply and Distribution Supervisor 3E, J, & K Fleet Manager 1 & 2 Assistant Fleet Manager 1 & 2 Fleet Equipment Specialist 3F & G Fleet Service Center Supervisor 3C, E, F, & G Purchasing Services Manager 1 & 2 Senior Buyer 1 & 2 Buyer I 1 & 2 Buyer II 1 & 2 Lease Manager 1 & 2 Senior Real Property Agent 1 & 2 Associate Real Property Agent 1 & 2 Assistant Real Property Agent 3A, B, C, D, H, & I Jr. Real Property Agent 3A, B, C, D, H, & I Jr. Real Property Agent--Project 3A, B, C, D, H, & I Supervising Architectural Engineer 1 & 2 Senior Architectural Engineer 1 & 2 Associate Architectural Engineer 3B, C, D, H, & I Assistant Architectural Engineer 3B, C, D, H, & I Senior Architectural Engineer--Project 1 & 2 Special Projects Architect--Project 1 & 2 Communications Services Manager 1 & 2 Communications Technical Supervisor 1 & 2 Telecommunications Supervisor 1 & 2 Grounds Maintenance Manager 1 & 2 Chief Operating Engineer 1 & 2 Facilities Maintenance Coordinator 1 & 2 Assistant Chief Operating Engineer 3A, B, C Custodial Manager 1 & 2 Custodial Services Supervisor 3B Supervising Custodian 3B General Services Fiscal Officer 1 & 2 -4- General Services Department Conflict of Interest Code EXHIBIT "B" Disclosure Categories An investment, interest in real property, or income is reportable if the business entity in which the investment is held, the interest in real property, or the income or source of income may foreseeably be affected materially by any decision made or participated in by the designated employee by virtue of the employee's position. Designated Employees in Group "1" must report: All investments, interests in real property and income, and any business entity in which the person is a director, officer, partner, trustee, employee, or holds any position of management. Financial interests are reportable only if located within Contra Costa County or if the business entity is doing business or planning to do business in the County (and such plans are known by the designated employee) or has done business within the County at any time during the two years prior to the filing of the statement. Designated Employees in Group "2" must report: Investments in any business entity, income from any source and status as a director, officer, partner, trustee, employee, or holder of a position of management in any business entity, which, within the last two years has contracted, or in the future foreseeably may contract with Contra Costa County to provide services, supplies, materials, machinery or equipment. Designated Employees in Group "3" must report: Investments in any business entity, income from any source and status as a director, officer, partner, trustee, employee, or holder of a position of management in any business entity which, within the last two years, has contracted or in the future foreseeably may contract with the Contra Costa County General Services Department to provide services, supplies, materials, machinery or equipment which are related to one of the following areas: A Communications Systems and Equipment B County Buildings - Maintenance and Repairs C County Buildings - Design & Construction D County Grounds - Maintenance and Landscaping E Office Supplies & Equipment F Motor Vehicles & Equipment G Motor Vehicle Parts H Petroleum Products I Property Development or Management J Purchasing K Printing Rev. 6/30/92 -5- TO: BOARD O SUPERVISORS P ERVISORS •• f - • Contra •� '• ==- Costa FROM: Victor J. Westman, County Counsel x' ° County By: Mary Ann McNett Mason, Deputy County Counse v,4 DATE: September 18 , 1992 couK SUBJECT: Amendment to Conflict of Interest Code of the County Library of Contra Costa County SPECIFIC REQUEST(S) OR RECOMMENDATIONS) & BACKGROUND AND JUSTIFICATION RECOMMENDATIONS Approve Amendment to the County Library of Contra Costa County Conflict of Interest Code to substitute Section 400 (a) , (b) to said code, as shown on the attached memorandum from the County LIbrary. BACKGROUND/REASONS FOR RECOMMENDATIONS The County Library of Contra Costa County amended Section 400 (a ) , (b) to its code and submitted the amendment to the Board for approval pursuant to Government Code sections 87306 and 87306 . 5 . CONTINUED ON ATTACHMENT: YES SIGNATURE J�� /,�•/'� L RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE APPROVE OTHER SIGNATURE(S) : ACTION OF BOARD ON b APPROVED AS RECOMMENDED OTHER VOTE OF SUPERVISORS I HEREBY CERTIFY THAT THIS IS A UNANIMOUS (ABSENT �— TRUE AND CORRECT COPY OF AN AYES: NOES: ACTION TAKEN AND ENTERED ON THE ABSENT: ABSTAIN: MINUTES OF THE BOARD OF SUPERVISORS ON THE DATE SHOWN. Orig: County Counsel ATTESTED '�i�-/' cc: Jackie Davis , County Library PHIL BATCHELOR, CLERK OF THE BOARD OF SUPERVISORS AND COUNTY ADMINISTRATOR MAM/jh BY (i �, DEPUTY J-12:a:\hoard.frm RECEIVED JUL 2 91992 TO: Clerk of the Board of Supervisors 651 Pine Street, Suite 106 CLERK BOARD OF SUPERVISORS Martinez, California 94553 CONTRA COSTA CO. SUBJECT: STATEMENT FOR GOVERNMENT CODE SECTION 87306.5 A. The Conflict of Interest Code for has been reviewed for the 1990-1992 review period and found that it does not need to be amended at this time. (OR) B. x The proposed amendment to the Conflict of Interest Code for County Library of Contra Costa County is hereby submitted to the code reviewing body, the Board of Supervisors, for approval. (Your proposed amendment must accompany this form. ) Dated: 7/27/92 Jackie Davis Completed By Agency: Contra Costa County Library Address: 1750 Oak Park Blvd, Pleasant Hill, CA 94523 Telephone No. (510) 646-6423 THE FILING DATE FOR SUBMITTING THIS DOCUMENT IS OCTOBER 1, 1992. CONFLICT OF INTEREST CODE OF THE County Library of Contra Costa County Amendment to Section 400. Place and Time of Filing. (a) All designated employees required to submit a statement of financial interests shall file the original with the SupeFyisi g r eW t--Executive Secretary - Library Administration. (b) In the case of agency heads and the members of boards and commissions, the SupeFyising ClerkFI Executive Secretary of the County Library shall make and retain a copy and forward the original to the Clerk of the Board of Supervisors of Contra Costa County. 71�c27/92 c- onOtct