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HomeMy WebLinkAboutBOARD STANDING COMMITTEES - 02242020 - PPC Agenda Pkt       PUBLIC PROTECTION COMMITTEE February 24, 2020 10:30 A.M. 651 Pine Street, Room 101, Martinez Supervisor Candace Andersen, Chair Supervisor Federal D. Glover, Vice Chair Agenda Items: Items may be taken out of order based on the business of the day and preference of the Committee         1.Introductions   2.Public comment on any item under the jurisdiction of the Committee and not on this agenda (speakers may be limited to three minutes).   3. APPROVE Record of Action from the February 3, 2020 meeting. (Page 3)   4. CONSIDER accepting an update on the implementation of the moratorium on the collection of certain criminal justice fees assessed by the County and provide direction to staff regarding next steps. (Paul Reyes, Senior Deputy County Administrator) (Page 6)   5.The next meeting is currently scheduled for March 23, 2020.   6.Adjourn   The Public Protection Committee will provide reasonable accommodations for persons with disabilities planning to attend Public Protection Committee meetings. Contact the staff person listed below at least 72 hours before the meeting. Any disclosable public records related to an open session item on a regular meeting agenda and distributed by the County to a majority of members of the Public Protection Committee less than 96 hours prior to that meeting are available for public inspection at 651 Pine Street, 10th floor, during normal business hours. Public comment may be submitted via electronic mail on agenda items at least one full work day prior to the published meeting time. For Additional Information Contact: Paul Reyes, Committee Staff Phone (925) 335-1096 paul.reyes@cao.cccounty.us PUBLIC PROTECTION COMMITTEE 3. Meeting Date:02/24/2020   Subject:RECORD OF ACTION - February 3, 2020 Submitted For: David Twa, County Administrator  Department:County Administrator Referral No.: N/A   Referral Name: RECORD OF ACTION - February 3, 2020  Presenter: Paul Reyes, Committee Staff Contact: Paul Reyes, (925) 335-1096 Referral History: County Ordinance requires that each County body keep a record of its meetings. Though the record need not be verbatim, it must accurately reflect the agenda and the decisions made in the meeting. Referral Update: Attached for the Committee's consideration is the Record of Action for the Committee's February 3, 2020 meeting. Recommendation(s)/Next Step(s): APPROVE Record of Action from the February 3, 2020 meeting. Fiscal Impact (if any): No fiscal impact. This item is informational only. Attachments Record of Action - February 3, 2020 Page 3 of 54 PUBLIC PROTECTION COMMITTEE RECORD OF ACTION FOR February 3, 2020   Supervisor Candace Andersen, Chair Supervisor Federal D. Glover, Vice Chair   Present: Candace Andersen, Chair      Federal D. Glover, Vice Chair    Staff Present: Paul Reyes, Committee Staff                   1.Introductions    Convened - 10:30 AM   2.Public comment on any item under the jurisdiction of the Committee and not on this agenda (speakers may be limited to three minutes).    No public comment.   3.APPROVE Record of Action from the December 2, 2019 meeting.      Approved as presented.    AYE: Chair Candace Andersen   Vice Chair Federal D. Glover  4.REVIEW and APPROVE the fiscal year 2020/21 AB 109 budget proposal, as recommended by the Community Corrections Partnership - Executive Committee.       Approved as presented.    AYE: Chair Candace Andersen   Vice Chair Federal D. Glover  5.1. RECOMMEND nominees for appointment to seats on the CY2020 Community Corrections Partnership & Executive Committee (see attachments); 2. PROVIDE direction to staff on an alternative recruitment process for membership on the CCP and the CCP Executive Committee.        Page 4 of 54  Approved as presented.    AYE: Chair Candace Andersen   Vice Chair Federal D. Glover  6.1. APPROVE calendar year 2019 Public Protection Committee Annual Report for submission to the Board of Supervisors; 2. PROVIDE direction to staff as appropriate.       Approved as presented.    AYE: Chair Candace Andersen   Vice Chair Federal D. Glover  7.The next meeting is currently scheduled for February 24, 2020.   8.Adjourn    Adjourned - 10:47 am        For Additional Information Contact:  Paul Reyes, Committee Staff Phone (925) 335-1096, Fax (925) 646-1353 paul.reyes@cao.cccounty.us Page 5 of 54 PUBLIC PROTECTION COMMITTEE 4. Meeting Date:02/24/2020   Subject:Criminal Justice Fees Department:County Administrator Referral No.: N/A   Referral Name: Criminal Justice Fees  Presenter: Paul Reyes, Committee Staff Contact: Paul Reyes, 925-335-1096 Referral History: On February 26, 2019, the Board of Supervisors referred to the Public Protection Committee the topic of criminal justice system fees charged to individuals and a review the current programs, policies and practices related to criminal justice fees. A copy of the referral is included as Attachment A. On April 1, 2019, the Public Protection Committee considered an introductory report on the issue of criminal justice fees assessed in the County. During that meeting, it was noted that momentum to end criminal fees is growing in the state and individual counties have begun to view criminal justice fees as ineffective and have taken steps to eliminate them. In 2017, the County of Los Angeles eliminated its public defender registration fee. In May 2018, San Francisco eliminated all criminal administrative fees under its control, freeing over 21,000 people of more than $32,000,000 in outstanding criminal administrative fees and surcharges. Most recently, in December 2018, the Alameda County Board of Supervisors voted to eliminate a host of county-imposed criminal fees. The board voted to eliminate $26,000,000 in fees for tens of thousands of Alameda County residents. A copy of the Alameda County Board of Supervisors approved ordinance is included as Attachment B.  With the passage of Senate Bill 190 in 2017, the State of California eliminated juvenile justice fees in all counties. In January 2019, Senate Bill (SB) 144 was introduced by Sen. Holly Mitchell and would state the intent of the Legislature to enact legislation to eliminate the range of administrative fees that agencies and courts are authorized to impose to fund elements of the criminal legal system, and to eliminate all outstanding debt incurred as a result of the imposition of administrative fees. At the time of the April PPC meeting there had been discussion at the state level about the proposed elimination of specific fees – the probation fee, the public defender fee, and work furlough fee.  Also during the April PPC, general arguments in favor or against continuing criminal justice fees were discussed. It was also noted that analysis of adult criminal justice fees had proven to be complicated. State law dictates a very complex process for the distribution of fine and fee revenue. Per a recent Legislative Analyst’s Office report, state law currently contains at least 215 distinct code sections specifying how individual fines and fees are to be distributed to state and local funds, including additional requirements for when payments are not made in full.  The report provided at the April PPC meeting focused on those fees that had been positively identified as being local and discretionary fees (i.e. not mandated by California law), specifically Probation Fees, Public Defender Fees, and Sheriff Custody Alternative Facility Fees. Further research and analysis will be needed on other fines and fees collected by the Contra Costa Superior Court of California (Court) and remitted to the County. The April staff report included the following information on Probation, Public Defender, and work furlough fees: Probation Fees Page 6 of 54 Probation Report Fee - In 2009, the Board of Supervisors adopted Ordinance 2009-28 authorizing the Probation Department to charge a fee of $176 for the cost of generating a probation report to the Court. This is one-time fee.  Cost of Probation Fee - In 2010, the Board of Supervisors adopted Resolution No. 2010/262 to increase the monthly Cost of Probation Fee from $50 per month to $75 per month (average daily cost of $2.50).  Probation Drug Testing Fee – The Probation Department currently charges $10 per month (average daily cost of $0.33) for drug testing.  Probation Dept. Drug Diversion Fee – The Probation Department currently receives approximately $1,000 per year from this fee.  All adults that have been ordered to formal Probation, which includes mandatory supervision, and ordered to pay Probation fees, drug testing fees and/or the cost of their court report shall be assessed for their ability to pay said fees. The ability-to-pay determination is sent to the Court. The Court will order the amount the probationer is required to pay and refer the probationer to the Court Collections Unit for collection.  The following table illustrates the total amount of probation fees a probationer could hypothetically be charged. This is assuming the probation is placed on 3 years of probation and requires monthly drug testing. Over 3 years, a probationer could be charged up to $3,236 for probation. Example Probationer Cost # of Months Total Supervision $75/month 36 2,700 Drug Testing $10/month 36 360 Report Fee $176 one-time n/a 176 Total Cost of Probation 3,236 Cost of Collection and Revenue The following table shows the actual and estimated cost of collection and revenue for FY 17/18 and FY 18/19, respectively. The Probation fee revenue is used to offset the salaries of adult Deputy Probation Officers.  Fee FY 17/18 Estimated FY 18/19 Collection Cost Revenue Collection Cost Revenue Probation Dept. Drug Diversion Fee (PC 1001.9)143 1,249 10 1,000 Cost of Probation Fee 91,957 475,573 82,000 444,000 Probation Cost of Drug Test Fee (PC 1203.1(ab))12,332 60,638 12,000 61,000 Probation Report Fee (PC 1203.1(b))4,554 27,333 5,000 30,000 Total 108,986 564,793 99,010 536,000 Public Defender Fees Penal Code 987.81 authorizes the Court to consider and make a determination of the defendant’s ability to pay all or a portion of the costs of legal assistance provided through the public defender or private counsel appointed by the court and may order the defendant to pay all or a part of the cost.  Adults charged with capital or homicide cases may have to pay fees ordered by the court at the conclusion of the case to reimburse the County for the cost of outside counsel. The defendant is referred to the Contra Costa Superior Court Collections Unit by the judge who orders the amount to be paid. The Court makes a determination as to how much, if any, of the ordered amount the person can afford to pay. This determination is made on a sliding scale based upon the person's financial resources. The Office of the Public Defender is not involved in the determination of, or collection of fees. Page 7 of 54 Cost of Collection and Revenue The following table shows the actual and estimated cost of collection and revenue for FY 17/18 and FY 18/19, respectively. The Public Defender Fee revenue is used to offset cost of County trial court function, specifically costs associated with capital cases. Fee FY 17/18 Projected FY 18/19 Collection Cost Revenue Collection Cost Revenue Public Defender Fee 1,849 26,100 - 121,000 Sheriff Office Custody Alternative Facility Program Fees In 2009, the Board of Supervisors approved Resolution No. 2009/435 setting the fees for the Office of the Sheriff custody alternative programs. The current fees for the Custody Alternative Facility programs are provided below. Fee Cost Electronic Home Detention and Alcohol Monitoring: Application fee $125.00 one-time Electronic Home Monitoring Only $20.00 per day Alcohol Monitoring Only $20.00 per day Electronic Home Monitoring and Alcohol Monitoring $23.50 per day Urinalysis Test $6.00 per test Work Alternative Program: Application fee $125.00 one-time Daily Fee $16.00 per day Ability to Pay Process The current Custody Alternative Facility (CAF) procedure provides for the CAF participant to be completely enrolled in a CAF program prior to discussing fees or ability to pay. Participants review and complete the personal budget with their assigned CAF Specialist. The participant will then request a reduction/waiver of fees based on their stated ability to pay. A CAF Sergeant will review and approve the Personal Budget form. A participant's inability to pay all or a portion of any fee(s) will not preclude them from being enrolled or completing any program offered by the Custody Alternative Facility. Process of Collections CAF fees are collected after the participant is enrolled in a CAF program. Fees can be paid in the manner which is most appropriate for the participant. Participants can pay their total program fees at one time or over a pre-determined length of time. There is no process established to collect payment from participants who complete the program, but do not pay. A participant's ability to successfully complete a CAF programs is not impacted by lack of payment. Future Plan for CAF Electronic Home Detention and Work Alternative Prog rams CAF is currently working with representatives from the Office of Re-Entry and Justice, the Public Defender’s Office, and Reentry Solutions Group to present updated Ability to Pay forms. Revenue The following table shows the actual and estimated revenue for FY 17/18 and FY 18/19, respectively. The CAF Fee revenue is used to offset program costs. Program FY 17/18 Projected FY 18/19 Work Alternative Program 443,055 423,000 Electronic Home Detention 568,541 12,000 Page 8 of 54 Total 1,011,596 435,000 The PPC accepted the introductory report and directed staff to perform further research on other fees that are collected or remitted to the County and to report back to the Committee with staff's findings. On July 1, 2019, the Public Protection Committee accepted an a follow-up report on this issue which included a review of a wider range of criminal justice fees, including those that are mandated by state legislation. This update included the following information on criminal justice fees and SB 144. Criminal Justice Fees The Legislative Analyst's Office (LAO) provided a report titled "Overview of State Criminal Fines and Fees and Probation Fees. The report provide background information regarding both criminal fines and fees and probation fees. This includes an explanation of how criminal fines and fees are assessed. A copy of the LAO report is included as Attachment C. Upon the request of the Committee, the analysis of the County's criminal justice fees was expanded beyond the fees charged for Probation, indigent defense, and alternatives-to-incarceration fees. Attachment D summaries the fee analysis performed by staff which includes: fee description, relevant code section, authority, ability-to-pay provision, funded County program or function, and revenue collected. Senate Bill 144 As of July 1, 2019, SB 144 had passed through the California Senate and was in the California Assembly. SB 144 is set to be heard on July 9th in the Assembly Public Safety Committee. SB 144 is currently opposed by California State Association of Counties, Urban Counties of California, Rural County Representatives of California, and the Chief Probation Officers of California. These organizations’ opposition is not based on the underlying policy conversation regarding lessening the financial burden associated with fines and fees levied on adults in the criminal justice system, but is based on the fiscal implications and the request for the addition of a sustainable funding source to ensure this does not inadvertently impact the core services, programs and efforts to promote the rehabilitation of offenders. A copy of the amended SB 144 can be found here:  http://leginfo.legislature.ca.gov/faces/billPdf.xhtml?bill_id=201920200SB144&version=20190SB14497AMD During the July meeting, the Public Protection Committee considered a number of concerns revolving around adult criminal justice fees, including significant concern brought up regarding the ability-to-pay process. The majority of criminal fees include provisions that allow for either a waiver or reduction of the fee based on one’s ability to pay. The Public Protection Committee voted unanimously to refer to the full Board of Supervisors a temporary moratorium on the assessment and collection of criminal justice fees currently authorized by the Contra Costa County Board of Supervisors.  On September 17, 2019, the Board of Supervisors considered adopting Resolution No. 2019/522 to place a moratorium on the assessment and collection of certain criminal justice fees. The Board of Supervisors approved the moratorium and directed the Public Protection Committee to gather additional data about criminal justice fees in Contra Costa County and to return to the Board of Supervisors before the end of the year. A copy of the Resolution is attached for reference (Attachment E).  Following the adoption of the moratorium by the Board of Supervisors, the County Administrator's Office had notified the Sheriff's Office, the Probation Department, and the Superior Court of this moratorium on the assessment and collection of the applicable criminal justice fees. On September 30, 2019, the Public Protection Committee accepted an update on the implementation of the moratorium on the collection of adult criminal justice fee. The Committee directed staff to assemble a small work group to identify and provide to the Committee any additional available and relevant data.  On November 4, 2019, the Committee was updated on the progress the workgroup had made. This update included information on the San Francisco Financial Justice Project, the ability-to-pay process of Probation and the Sheriff's Office, local data on race/income, pending data collection efforts, and an update on the Superior Court implementation of the moratorium. The Committee also discussed Additionally, Reentry Solutions Group provided a Report on Criminal Justice Fees in Contra Costa which provides additional information on the San Francisco Financial Justice Project, the local research process, and local/national research (see Attachment G). On December 2, 2019, the Committee was provided with a summary report outlining the data, policies, and practices related to criminal justice fees within Contra Costa County (see Attachment H). The Committee directed staff to return to the Board of Supervisors to continue the moratorium and to request approval to notify the Court to proceed with necessary programming to implement the moratorium.  Page 9 of 54 On December 17, 2019, the Board of Supervisors accepted an update on the moratorium on the assessment and collection of certain criminal justice fees and authorized the County Administrator to request the Court to incur the necessary expenditures to fully implement the moratorium. The Board also directed the County Administrator to report back to the Board in 90 days for an update. Referral Update: Following the December 17, 2019 Board meeting, the County Administrator's Office contacted the Court to request the Court to move forward with the programming and other work necessary to identify the accounts and balances impacted by the moratorium. Since waiving or suspending the impacted fees is irreversible, the waiving or suspending of these fees would be a discharge from accountability for collection of accounts and will require authorization from the Board of Supervisors before such fees can be waived or suspended. The Court has provided a list of outstanding balances of the amounts that would need to be waived in order for the Court to cease collection efforts. The list of balances includes the following data points: Name, Case Number, Date Assigned, Last Payment Date, County Fee Type, Assigned Amount, Payments to Date, Balance Owed. A summary and analysis of the outstanding debt is provided below: There are approximately 41,000 cases with total outstanding balance of approximately $36 million. 52% of the outstanding balance is for the cost of probation. The table below provides the outstanding balance by fee type. Balance by Fee Type Fee Type Balance Owed % of Balance Owed Cost of Probation Fee 18,601,675 52% Drug Diversion Fee 610,339 2% Probation Drug Test Fee 2,343,384 6% Probation Report Fee 906,077 3% Public Defender Fee 5,527,244 15% Sheriff Booking Fee 896,038 2% Victim Restitution Admin Fee 7,176,146 20% Grand Total 36,060,902 100% Based on current outstanding cases, 5% of the assigned debt has been collected. The below table shows the percentage collected by fee type. Collection Rate by Fee Type Fee Type Assigned amount Payments to Date % Collected Cost of Probation Fee 19,922,156 1,320,481 7% Drug Diversion Fee 643,739 33,230 5% Probation Drug Test Fee 2,497,217 153,834 6% Probation Report Fee 937,103 31,027 3% Public Defender Fee 5,582,840 55,596 1% Sheriff Booking Fee 966,404 70,366 7% Victim Restitution Admin Fee 7,213,892 37,721 1% Grand Total 37,763,351 1,702,254 5% When comparing our actual revenue collected to the balance owed, we are ranging from a 1% to 4% collection on the balance. The table below shows FY 17/18 revenue compared to the outstanding balance.  Revenue by Fee Type   Fee Type Balance Owed FY 17/18 Revenue % Rev/Bal Cost of Probation Fee 18,601,675 488,374 2.6% Drug Diversion Fee 610,339 n/a Page 10 of 54 Probation Drug Test Fee 2,343,384 65,921 2.8% Probation Report Fee 906,077 27,995 3.1% Public Defender Fee 5,527,244 28,499 0.5% Sheriff Booking Fee 896,038 39,464 4.4% Victim Restitution Admin Fee 7,176,146 75,246 1.0% The average case balance is $877 and ranges from $.01 to $391,500. However, the top 100 cases with the highest balance account for $4 million of the outstanding balance and is solely for Victim Restitution Admin Fees. The outstanding debt is largely old debt with an average case being 6 years old and ranging up to 27 years old. Of the cases with outstanding balances only 5% had a payment within the past year. 90% of cases do not have a single payment made against the assigned County fees. Recommendation(s)/Next Step(s): ACCEPT an update on the implementation of a moratorium on the collection and assessment of certain criminal justice fees assessed by the County; and 1. CONSIDER directing staff to return to the Board of Supervisors to present the discharge from accountability for the impacted accounts for approval.  2. Fiscal Impact (if any): Implementation of the moratorium has resulted in a budgetary impact which is illustrated Attachment I.  Attachments Attachment A - BOS Referral - Criminal Justice Fees Attachment B - Alameda County Ordinance Eliminating Fees Attachment C - LAO Report Attachment D - Adult Fee Analysis Attachment E - Resolution No. 2019/522 Attachment F - Court Letter Attachment G - RSG Report on CJ Fees In Contra Costa Attachment H - Summary Report Attachment I - Budgetary Impact Page 11 of 54 RECOMMENDATION(S): REFER to the Public Protection Committee the issue of criminal justice system fees charged to individuals. FISCAL IMPACT: No fiscal impact. This action refers the issue of justice system fees to the Public Protection Committee. BACKGROUND: Existing law allows the County to impose various criminal justice fees for the cost of administering the criminal justice system. This referral is being requested to review the current programs, policies and practices related to criminal justice fees. CONSEQUENCE OF NEGATIVE ACTION: The issue will not be referred to the Public Protection Committee for review. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 02/26/2019 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Karen Mitchoff, District IV Supervisor Federal D. Glover, District V Supervisor ABSENT:Diane Burgis, District III Supervisor Contact: Paul Reyes, 925-335-1096 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: February 26, 2019 David J. Twa, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: C. 83 To:Board of Supervisors From:PUBLIC PROTECTION COMMITTEE Date:February 26, 2019 Contra Costa County Subject:Criminal Justice Fees Page 12 of 54 ORDINANCE NO. 2018-67 -- AN ORDINANCE AMENDING SECTION 2.42.190 OF THE ADMINISTRATIVE CODE TO ELIMINATE PROBATION FEES; REPEALING RESOLUTION 2011-142 REGARDING PUBLIC DEFENDER/CONFLICT COUNSEL FEES FOR REPRESENTATION OF INDIGENT ADULTS; AND ELIMINATING SHERIFF'S WORK ALTERNATIVE PROGRAM ADMINISTRATIVE AND ATTENDANCE FEES. WHEREAS, criminal justice financial obligations like probation supervision and investigation fees, indigent defense fees, and fees associated with work release programs, can have long-term effects that can undermine successful societal reentry goals of the formerly-incarcerated, such as attaining stable housing, transportation, and employment; and WHEREAS, this Board of Supervisors recognizes that criminal justice debt levied against low- income or indigent adults compromises key principles of fairness in the administration of justice in a democratic society and engenders deep distrust of the criminal justice system among those overburdened by such debt; and WHEREAS, California Penal Code section 1203 .1 b authorizes but does not require a county to recover the actual costs for probation services in lieu of incarceration; and WHEREAS, County of Alameda Administrative Code section 2.42.190 establishes probation department fees; and WHEREAS, California Penal Code sections 987 .5 and 987.8 authorizes but does not require the assessment of fees to cover the costs of appointed counsel; and WHEREAS, the Board of Supervisors most recently authorized Indigent Defense Fees in Resolution 2011-142; and WHEREAS, California Penal Code section 4024.2 authorizes but does not require a board of supervisors to assess an administrative fee on inmates of the county jail for costs associated with a county 's work release program; and WHEREAS , the Board of Supervisors has approved the Alameda County Sheriff's Office Sheriff Work Alternative Program (SWAP) and set administrative and attendance fees for participation in that Program ; and WHEREAS, the Board of Supervisors finds that it is in the best interest of the County, justice- involved adults , and the larger community to repeal the above-named adult fees; and WHEREAS, it is also in the best interests of the County and the community that the Auditor- Controller be authorized to write-off all accounts receivable balances and close the associated fee accounts; Page 13 of 54 NOW, THEREFORE, the Board of Supervisors of the County of Alameda ordains as follows: SECTION I Section 2.42.190 of the County of Alameda Administrative Code is hereby amended to read as follows : 2.42.190 Probation Department fees. Notwithstanding any prior County ordinance or resolution of the Board of Supervisors to permit assessment of probation fees and costs under California Penal Code section 1203.1 b, neither the Probation Department nor any other County agency shall assess fees for probation services , or any other fees or costs authorized by Penal Code section 1203.1 b. SECTION II The Public Defender schedule of fees authorized by this Board in Resolution No. 2011-142 on May 1 0, 2011 is hereby repealed. SECTION Ill The Sheriff's Office Alternative Work Program (SWAP) administrat ive fee and attendance fee , authorized by this Board by resolution as permitted by Penal Code section 4024.2 is repealed . Neither the Sheriff's Office or any other County agency shall assess SWAP administration or attendance fees. SECTION IV This ordinance shall take effect and be in force thirty (30) days from and after the date of passage and before the expiration of fifteen (15) days after its passage it shall be published once with the ~ names of the members voting for and against the same in the Inter-City Express , a newspaper published in the County of Alameda. Adopted by the Board of Supervisors of the County of Alameda , State of California , on the 4th day of December ,· 2018 , by the following called vote : AYES : Su pervisors Carson, Haggerty, Miley & Preside n t Ch a n NOES : None EXCUSED : Su pervisor V a l le ' ~~/2-- President of the Board of Supervisors ATTEST : Clerk of the Board of Supervisors , Page 14 of 54 \)~ By:. __ ~~~~~~~~----------- Deputy Clerk APPROVED AS TO FORM: DONNA R. ZIEGLER, COUNTY COUNSEL By: Assistant County Counsel I -Page 15 of 54 Assembly Committee on Public Safety Hon. Reginald Byron Jones-Sawyer, Sr. PRESENTED TO: LEGISLATIVE ANALYST’S OFFICE Overview of State Criminal Fines and Fees and Probation Fees FEBRUARY 5, 2019 Page 16 of 54 Text MarginsLeft align medium figures and tables hereLarge figure margin Large figure margin LEGISLATIVE ANALYST’S OFFICE 1 Introduction In this handout, we provide background information responding to common questions regarding both criminal fines and fees and probation fees. „Criminal Fines and Fees. During court proceedings, trial courts typically levy fines and fees upon individuals convicted of criminal offenses (including traffic violations). „Probation Fees. State law authorizes counties to levy fees on probationers to cover probation-related costs. For example, a probationer who is subject to electronic monitoring—such as being required to wear a Global Positioning System (GPS) unit on his or her ankle—can be charged for its costs. Page 17 of 54 Text MarginsLeft align medium figures and tables hereLarge figure margin Large figure margin LEGISLATIVE ANALYST’S OFFICE 2 How Are Criminal Fines and Fees Assessed? The total amount owed by an individual begins with a base fine set in state law for each criminal offense. State law then requires courts to add certain charges to this fine. On a limited basis, counties and courts can levy additional charges depending on the specific violations and other factors. Statute gives judges some discretion to reduce the total amount owed by waiving or reducing certain charges. Various Fines and Fees Substantially Add to Base Fines As of January 1, 2019 How Charge is Calculated Stop Sign Violation (Infraction) DUI of Alcohol/Drugs (Misdemeanor) Standard Fines and Fees Base Fine Depends on violation $35 $390 State Penalty Assessment $10 for every $10 of a base finea 40 390 County Penalty Assessment $7 for every $10 of a base finea 28 273 Court Construction Penalty Assessment $5 for every $10 of a base finea 20 195 Proposition 69 DNA Penalty Assessment $1 for every $10 of a base finea 4 39 DNA Identification Fund Penalty Assessment $4 for every $10 of a base finea 16 156 EMS Penalty Assessment $2 for every $10 of a base finea 8 78 EMAT Penalty Assessment $4 per conviction 4 4 State Surcharge 20% of base fine 7 78 Court Operations Assessment $40 per conviction 40 40 Conviction Assessment Fee $35 per infraction conviction and $30 per felony or misdemeanor conviction 35 30 Night Court Fee $1 per fine and fee imposed 1 1 Restitution Fine $150 minimum per misdemeanor conviction and $300 minimum per felony conviction —150 Subtotals ($238)($1,824) Examples of Additional Fines and Fees That Could Apply DUI Lab Test Penalty Assessment Actual costs up to $50 for specif- ic violations —$50 Alcohol Education Penalty Assessment Up to $50 —50 County Alcohol and Drug Program Penalty Assessment Up to $100 —100 Subtotals (—)($200) Totals $238 $2,024 a The base fine is rounded up to the nearest $10 to calculate these additional charges. For example, the $35 base fine for a failure to stop would be rounded up to $40. DUI = Driving Under Influence; EMS = Emergency Medical Services; and EMAT = Emergency Medical Air Transportation. Page 18 of 54 Text MarginsLeft align medium figures and tables hereLarge figure margin Large figure margin LEGISLATIVE ANALYST’S OFFICE 3 How Have Fine and Fee Levels Changed Over Time? Total Fine and Fee Levels Have Increased Significantly. Since 2005, the number and size of charges added to the base fine have increased significantly—resulting in increases in the total amount owed by individuals convicted of criminal offenses. As shown in the above figure, the total penalty for a stop sign violation has increased by 54 percent since 2005. Fine and Fee Levels Set to Serve Multiple Purposes. The state has enacted various fines and fees for various purposes. Some (such as the base fine) are generally tied to the seriousness of the crime. Others (such as the DNA assessments) were enacted to generate revenue to fund specific activities. Finally, some fines and fees were enacted to help offset state or local costs for providing particular services to individuals paying the specific charge. Total Fine and Fee Level for Stop Sign Violation Has Increased Significantly Since 2005a Stop Sign Violation(Infraction) 2005 2019 Change Base Fine $35 $35 State Penalty Assessment 40 40 — County Penalty Assessment 28 28 — Court Construction Penalty Assessment 20 20 — Proposition 69 DNA Penalty Assessment 4 4 — DNA Identification Fund Penalty Assessment —16 $16 EMS Penalty Assessment —8 8 EMAT Penalty Assessment —4 4 State Surcharge 7 7 — Court Operations Fee 20 40 20 Conviction Assessment Fee —35 35 Night Court Fee 1 1 — Totals $155 $238 $83 a Depending on the specific violation and other factors, additional county or state assessments may apply. EMS = Emergency Medical Services and EMAT = Emergency Medical Air Transportation Page 19 of 54 Text MarginsLeft align medium figures and tables hereLarge figure margin Large figure margin LEGISLATIVE ANALYST’S OFFICE 4 How Is Fine and Fee Revenue Distributed? Numerous Funds Eligible to Receive Fine and Fee Revenue. Over 50 state funds—in addition to many local funds throughout the state—are eligible to receive fine and fee revenue. However, some of these funds receive very little revenue, such as those that only receive revenue from fines and fees for specific offenses that occur infrequently. Complex Process for Distributing Fine and Fee Revenue. State law (and county resolutions for certain local charges) dictate a very complex process for the distribution of fine and fee revenue. State law currently contains at least 215 distinct code sections specifying how individual fines and fees are to be distributed to state and local funds, including additional requirements for when payments are not made in full. In order to comply with these requirements, collection programs must carefully track, distribute, and record the revenue they collect. Page 20 of 54 Text MarginsLeft align medium figures and tables hereLarge figure margin Large figure margin LEGISLATIVE ANALYST’S OFFICE 5 Who Benefits From Fine and Fee Revenue? State Receives Majority of Revenue. According to available data compiled by the State Controller’s Office and the judicial branch, we estimate that a total of $1.7 billion in fine and fee revenue was distributed to state and local governments in 2015-16. (This is the most recent data that we have analyzed.) As shown in the figure, the state received $881 million (or roughly half) of this revenue. Of this amount, roughly 60 percent went to support trial court operations and construction. Local Governments Receive Most of Remaining Revenue. We estimate that local governments received $707 million (or 42 percent) of the total amount distributed in 2015-16. Of this amount, about 80 percent went to the counties. Majority of Fine and Fee Revenue Distributed to the State 2015-16 a Split between courts (state government) and counties (local government) depending on who is actually collecting the delinquent payments. State Trial Court Operations State Trial Court Construction Other State Programs Collection Programsa Cities Counties Total: $1.7 billion Graphic Sign Off Secretary Analyst MPA DeputyARTWORK #170127 Template_LAOReport_mid.ait Page 21 of 54 Text MarginsLeft align medium figures and tables hereLarge figure margin Large figure margin LEGISLATIVE ANALYST’S OFFICE 6 (Continued) Collection Programs Receive Share of Revenue. Collection programs received $114 million (or 7 percent) of the total amount distributed in 2015-16 for their operational costs related to the collection of delinquent payments. These funds are split between state trial courts and counties depending on which entity incurred the costs. Who Benefits From Fine and Fee Revenue? Page 22 of 54 Text MarginsLeft align medium figures and tables hereLarge figure margin Large figure margin LEGISLATIVE ANALYST’S OFFICE 7 How Are Probation Fees Assessed? Fee Levels Vary Between and Within Counties. The above figure shows certain probation fees charged by three selected counties. As shown, the number, type, and level of probation fees varies significantly by county and the specific fee levied. We note that in addition to probation fees, probationers could also be required to pay other government fines and fees, such as the criminal fines and fees assessed by trial courts. Ability to Pay Can Impact Fees Levied. Some probation fees can be adjusted based on a probationer’s ability to pay. In addition, some counties have policies stating that inability to pay shall not prevent a probationer from receiving services such as supervision and electronic monitoring. Examples of Probation Fees for Selected Counties Fee San Luis Obispo County San Diego County Butte County GPS monitoring (daily)$12 $9 $5 to $7 Supervision fees (monthly)$76 $17 to $176 $164 Installment fee (one time)a $75 $75 — Transfer between counties (one time)$148 —$392 Court mandated reports (per report)—Up to $1,433 Up to $1,077 Drug testing fee (per test)$55 —$32 Probation violation (per event)——$109 a Fee charged in exchange for allowing probationers to pay their other fees on an installment plan GPS = Global Position System. Page 23 of 54 Text MarginsLeft align medium figures and tables hereLarge figure margin Large figure margin LEGISLATIVE ANALYST’S OFFICE 8 What Is the Total Amount of Probation Fees That Probationers Are Charged? Fees Owed Can Vary Substantially Between Probationers. The figure above provides hypothetical examples of the total probation fees that two probationers might be charged over a three-year period. These examples are intended to demonstrate the magnitude of (1) the fees a probationer can owe and (2) the difference between fee levels for similar probationers in different counties. Level of Supervision Significantly Impacts Fee Amounts. A probationer on low-level supervision (such as someone convicted for a misdemeanor) is generally charged fewer fees compared to a probationer on high-level supervision (such as someone convicted of a felony) who must also follow certain other requirements (such as being on GPS monitoring and receiving random drug tests on a regular basis). Hypothetical Examples of Probation Fees Charged for Three Selected Counties Estimates Over a Three-Year Period Probationer San Luis Obispo County San Diego County Butte County Low supervision and feesa $3,000 $2,000 $1,000 High supervision and feesb 18,000 18,000 16,000 a On probation for a misdemeanor, has one pre-sentence report, is on the lowest level of active supervision, and is on an installment plan, which allows the probationer to pay fees on an installment basisb On probation for a felony, has one pre-sentence report, is on the highest level of active supervision, is on GPS monitoring, receives random drug testing once a month, committed one felony probation violation, and is on an installment plan Page 24 of 54 Contra Costa County Attachment D Crminal Justice Fee Analysis Court Collected Fees: Court Fee Description Code Section Authority Ability to Pay Written in Statute Funded Program FY 17/18 Revenue FY 18/19 Est. Revenue Alcohol Prevention Fee APPA PC 1463.25 State None specified. Alcohol & Other Drugs - SB920 Alcohol Education Program 78,328$ 73,800$ 10% Fee PC 1203.1 (l)County None specified. Trial Court Programs 75,246$ 82,800$ California Fingerprint ID Penalty GC 76102 County None specified. Automated Fingerprint ID 170,986$ 174,300$ Domestic Violence Fee PC 1203.097(a)5 State Ability to pay determination by the court. Domestice Violence Victim Assistance 32,269$ 40,200$ Booking Fee GC 29550.1 County None specified. Sheriff Central Admin 39,464$ 42,300$ Adult DA Diversion Fee PC 1001.16 State Ability to pay determination by the court. Trial Court Programs Drug Diversion Fee PC 1211(c)(3)County Fee exemptions available.Trial Court Programs Alcohol Test Fee PC 1463.14 County Ability to pay determination required.Sheriff - General Lab C.A.P. Fee PC 1463.16 County None specified. Combined with Alchohol Test Fee B&P 7028.2 (Compliants Against Unlicensed Contractors)BPC 7028.2 State None specified. SLESF-Criminal Prosecution 373$ 900$ DNA Penalty Fee GC 76104.6 State Hardship determination by the court.DNA Identification Fund 235,130$ 237,400$ CITE Fee PC 1463.07 State Ability to pay determination by the court. Trial Court Programs * Own Recognizance Fee PC 1463.07 State Ability to pay determination by the court.Trial Court Programs Drug Program Fee H&S 11372.7 State Ability to pay determination by the court.Criminalistics Lab Fund 15,314$ 14,000$ Probation Drug Diversion Fee PC 1001.9 N/A N/A Probation - Adult 1,273$ 1,200$ Probation Supervision Fee PC 1203.1b County Ability to pay determination by the court.Probation - Adult 488,374$ 452,600$ Probation Drug Test Fee PC 1203.1ab County Ability to pay determination required.Probation - Adult 65,921$ 61,400$ Probation Report Fee PC PC 1203.1b County Ability to pay determination by the court.Probation - Adult 27,995$ 28,700$ Alcohol/Drug Assessment Fee PC 1463.13 County Ability to pay determination by the court.Alchohol & Other Drugs - SB921 Drug Abuse Ed 207,529$ 194,300$ Public Defense Fee PC 987.81 County Ability to pay determination by the court.Trial Court Programs 28,499$ 118,200$ Total 2,166,517$ 2,225,100$ * Revenue amounts for CITE and OR Fees are combined with Traffic School Fees (VC 42007) when remitted from the Court. Sheriff Collected Fees: CAF Fee Code Section Authority Ability to Pay Written in Statute Funded Program FY 17/18 Revenue FY 18/19 Est. Revenue Work Alternative PC 4024.2 County Ability to pay program admin. fee.Custody Alternative Facility 443,055 363,000 Electronic Home Detention/Alcohol Monitoring PC 1203.016 County Ability to pay program admin. fee pay.Custody Alternative Facility 568,541 38,000 Total 1,011,596 401,000 111,085$ 117,400$ 462,000$ 458,755.86$ 129,975$ 123,600$ Page 25 of 54 Page 26 of 54 Page 27 of 54 Attachment F Page 28 of 54 Attachment F Page 29 of 54 Attachment F Page 30 of 54 Attachment F Page 31 of 54 Attachment F Page 32 of 54 Attachment F Page 33 of 54 Attachment F Page 34 of 54 Report on Criminal Justice Fees in Contra Costa County Prepared by Rebecca Brown, Director of Reentry Solutions Group Submitted to the Public Protection Committee of the Contra Costa County Board of Supervisors 11/4/19, page 1 of 8 Report on Criminal Justice Fees in Contra Costa Prepared by Rebecca Brown, Member, Contra Costa County Criminal Justice Fees Work Group Presented to the Public Protection Committee of the Contra Costa County Board of Supervisors November 4, 2019 Note: All documents referenced in this report are available upon request. “We found it difficult to access the data we needed to understand the basics of fines and fees and how they impact individuals, as well as our city and county bottom lines. After working diligently with various city and county departments to better understand their fines and fees, we realized that most cities and counties, including San Francisco, lack answers to basic questions, such as how many people receive various fines, fees, tickets; collection and delinquency rates, penalties for nonpayment as well as the cost of collection to the city and county.”1 San Francisco Financial Justice Project 1. Context In Contra Costa County, attention to the use of administrative fees in the adult criminal justice system was preceded by the County’s decision to end such fees in the juvenile justice system. In October 2016, the Board of Supervisors unanimously voted to impose a moratorium on such fees, which they followed with another unanimous vote in October 2017, permanently repealing these juvenile fees. 2,3 In the aftermath of these historic votes, Contra Costa went on to become the first county in the nation to identify and reimburse families who had been unlawfully charged such fees.4 This interest in juvenile fee reform - both locally and statewide - dovetailed with increasing public attention to the use of similar fees in the adult criminal justice system. Across California, demand has been growing to remedy the disproportionately punitive consequences of money-based sanctions. In July 2018, the Board of Supervisors of the City and County of San Francisco - with the support of the San Francisco Chief of Probation, District Attorney, Public Defender, Sheriff, and more than a dozen community organizations - unanimously passed an ordinance to end its adult criminal justice fees, thus eliminating more than $32.7 million in outstanding debt levied against more than 21,000 people. In November 2018, Alameda County also voted to eliminate their county-controlled criminal justice fees. Page 35 of 54 Report on Criminal Justice Fees in Contra Costa County Prepared by Rebecca Brown, Director of Reentry Solutions Group Submitted to the Public Protection Committee of the Contra Costa County Board of Supervisors 11/4/19, page 2 of 8 In January 2019, Senators Mitchell and Hertzberg introduced Senate Bill 144 (SB144), to substantially amend or end the use of state and local justice fees; it has been turned into a two-year bill and will be considered in the 2020 legislative session. In September 2019, Contra Costa County voted to impose a moratorium on the use of locally imposed criminal justice fees, becoming only the third county in the nation to end or suspend such fees. 2. San Francisco Financial Justice Project In late 2016, the City and County of San Francisco established the Financial Justice Project (FJP), housed in the Office of the Treasurer. San Francisco is the first city in the nation to launch such an entity to assess and reform fines, fees, and financial penalties that disproportionately impact low-income people, communities of color, people struggling with homelessness, and people exiting the criminal justice system.5 The FJP is directed by Anne Stuldreher, MBA, who was previously a Senior Program Manager for The California Endowment, Senior Policy Fellow for New America, and Senior Policy Advisor for Governor Arnold Schwarzenegger. The FJP is managed by Christa Brown, who previously served as Director of the SparkPoint Initiative for the United Way of the Bay Area and who holds a Master’s in Public Administration from the Goldman School of Public Policy at the University of California, Berkeley. Over the course of its first two years, the FJP convened and facilitated the work of a Fines and Fees Task Force comprised of community members, ten governmental departments, and the courts. With the support of FJP, the Task Force examined best practices, reviewed evidence related to the use and impact of monetary sanctions, and received expert testimony, while the FJP worked with the Budget Office to conduct an audit of San Francisco’s fines and fees. At the conclusion of its work, the Task Force recommended 40 reforms to both policy and process.6 In late 2018, San Francisco’s Financial Justice Project issued a new report, Criminal Justice Administrative Fees: High Pain for People, Low Gain for Government.7 Subtitled A Call to Action for California Counties, the report called on all counties in the state of California to undertake substantial reforms. 3. Summary of Local Research Process In Contra Costa County, much of the original research and analysis into the county’s criminal justice fees was undertaken by Reentry Solutions Group (RSG), working in primary partnership with the UC Berkeley School of Law Policy Advocacy Clinic (UCB), along with other local stakeholders. In December 2017, RSG requested that the Office of the Sheriff establish a work group to remedy the County’s failure to comply with California state statutes regarding the policies and procedures for Electronic Monitoring in Lieu of Bail (California Penal Code 1203.018(e)); Home Detention in Lieu of Confinement (PC 1203.016(b) and 1203.016(d)(1)); and Work Release in Lieu of Confinement (PC 4024.2(c)). Page 36 of 54 Report on Criminal Justice Fees in Contra Costa County Prepared by Rebecca Brown, Director of Reentry Solutions Group Submitted to the Public Protection Committee of the Contra Costa County Board of Supervisors 11/4/19, page 3 of 8 In response to this request, in January 2018 the Office of the Sheriff approved a Work Group proposal submitted by RSG, and a Work Group was formed, comprising representatives of the Sheriff’s Office along with Donté Blue, Deputy Director of the County’s Office of Reentry and Justice; Ellen McDonnell, Chief Assistant Public Defender; and Rebecca Brown, Director of RSG. Over the past 20 months, this Work Group has made incremental progress, and the Sheriff’s Office has largely suspended the use of application or administrative fees for the programs delegated to its administration by the Board of Supervisors. However, new policies have not yet been drafted, reviewed, or approved by the Board of Supervisors, and the County remains out of compliance with state law. In October 2018, in partnership with local Contra Costa stakeholders, UCB submitted a Public Records Act Request to Sharon Anderson, County Counsel for Contra Costa County, seeking information on “how Contra Costa County assesses and collects fees against adults...in the criminal justice system.” In response to this request, Contra Costa County provided a seven (7) page document that included, in its totality, a cover letter, two administrative forms, and one Administrative Bulletin. In the document’s cover letter, Chief Assistant County Administrator Tim Ewell wrote, “We have reviewed the remainder of your request,” deemed it “overly broad,” and requested greater specificity. In November 2018, through a series of emails between UCB and Mr. Ewell, Contra Costa County provided four web addresses that link to webpages offering summary information and various Fee Schedules used by the Office of the Sheriff: Civil Unit fees, Records Unit fees, Custody Alternative Facility fees, and Coroner’s Division fees. It should be noted that three of these web sources do not pertain to criminal justice fees, and that the one that does - for fees related to the Custody Alternative Facility (CAF), operated by the Sheriff’s Office as authorized by the Board of Supervisors – the link simply connects to the CAF handbook, which is substantially out of date. In sum: Contra Costa County provided no administrative data that would have allowed analysis of the County’s use of criminal justice fees. In October 2018, again in partnership with local stakeholders, UCB similarly submitted a Public Records Act Request for fee-related judicial records to Matthew Kitson, Public Information Officer of the Superior Court of California, Contra Costa County. In his response of November 2018, Mr. Kitson wrote that the Court: • “does not maintain any non-adjudicative ‘records relating to the demographics of adults in the justice system’” and has “no records responsive” to this request; • “does not track the aggregate number of adults who are assessed and/or charged fees annually [and has] no responsive records”; • “does not track the total amount of adult fees assessed per year, reduced or waived due to inability to pay per year, and/or total amount currently owed [and] no responsive records exist”; • has “no aggregated data concerning” adjudicative records pertaining to individual cases • “keeps no data or records specifically ‘relating to the amount spent on collecting adult fees’ although “the monthly Financial Report spreadsheets may contain relevant information.” Page 37 of 54 Report on Criminal Justice Fees in Contra Costa County Prepared by Rebecca Brown, Director of Reentry Solutions Group Submitted to the Public Protection Committee of the Contra Costa County Board of Supervisors 11/4/19, page 4 of 8 However, to his response Mr. Kitson attached a 362-page PDF document containing hundreds of pages of scanned financial accounting and tracking spreadsheets used by the Court in its role as financial administrator for state and local justice-related fees. It should be noted that these data do not provide information related to individual cases, and the document contained no individual or identifying information. Instead, this document provides a month-by-month financial detail of the funds associated with each criminal justice fee collected by the Court as authorized by either state statutes or local ordinances. In November and December 2018, on behalf of a coalition of stakeholders, Rebecca Brown, Director of RSG, conducted extensive analysis of the data embedded in this document. From it, she produced a comprehensive, month-by-month, item-by-item categorical report on every criminal justice fee collected and distributed by the Courts on Contra Costa County’s behalf in each month throughout from July 2017 through June 2018. Capturing all the Contra Costa County data provided in the Court’s document, this analysis included line-by-line accounting for each fee type, recording Non-delinquent Receipts, Delinquent Receipts, and Net Revenue Distribution, among other data. In December 2018, Ms. Brown, along with Carson Whitelemons from UCB, engaged in a telephone interview with Mr. Kitson and Fae Li, Financial Services Director for the Superior Court, to seek additional information about the document provided by the Court. During this interview, Ms. Li explained various administrative processes as they relate to the tracking, accounting, and distribution of such fees, and the production of the Court’s financial reports. She also discussed the contract with the Court’s debt collector, Linebarger Goggan Blair & Sampson, LLP (Linebarger). It may be of interest that Linebarger is the subject of multiple class action lawsuits across the United States.8,9,10,11 In December 2018, Ms. Brown obtained a copy of, and closely reviewed, Linebarger’s Master Agreement for Collection Services, which is a contract between Linebarger and the Judicial Council/ Administrative Office of the Courts, effective as of January 1, 2014. Although neither California’s 58 counties nor its 58 Superior Courts is required to enter into this Master Agreement, both Contra Costa County and the Superior Court of Contra Costa County are named as Participating Entities in this Agreement. The Agreement contains provisions for Obligation (Section 2.2), Non-Exclusivity (Section 2.3), Franchise Tax Board Transfer Services (Section 3.7), Termination for Convenience (Section 4.2), and Termination for Cause (Section 4.3). The Statement of Work that accompanies the Master Agreement obligates Linebarger to provide a “list of old cases...annually, or as specified by the Participating Entity. The Participating Entity may request a list of cases…[to] determine eligibility for discharge.” Section 1.5.1 requires Linebarger to “supply an account payment history for each Account on the Participating Entity’s request.” The Fee Schedule that accompanies the Agreement reveals that the bulk of Linebarger’s commissions range from 18% to 25% of all debt collected. The commission percentage rises with the age of the debt, with the maximum percentage charged against debt that is two years old or more. In February 2019, Ms. Brown disseminated the results of her financial and administrative analyses of Contra Costa County’s justice fees and the Linebarger contract (along with her analysis of the Page 38 of 54 Report on Criminal Justice Fees in Contra Costa County Prepared by Rebecca Brown, Director of Reentry Solutions Group Submitted to the Public Protection Committee of the Contra Costa County Board of Supervisors 11/4/19, page 5 of 8 Contra Costa County DA’s civil asset forfeiture practices) at a public meeting of Reentry Solutions Group. Entitled What the Numbers Tell Us: Money and Justice in Contra Costa County, this public presentation was also immediately published on RSG’s website.12 In February 2019, the Board of Supervisors formally referred the matter of criminal justice fees to the Board’s Public Protection Committee (PPC). In its meetings in April and July 2019, the PPC reviewed information provided by RSG and by staff of the CAO, heard public testimony, and considered potential options for action. At its July meeting, the PPC determined to recommend to the Board of Supervisors that it enact a moratorium on adult criminal justice fees heretofore authorized or imposed by Contra Costa County. On September 17, 2019, the Board of Supervisors considered this recommendation, voted to authorize a moratorium, and referred the matter of criminal justice fees to continuing attention by the PPC, requesting that the PPC attempt to identify and provide to the BOS additional available and relevant data. In response to the September 2019 request by the BOS, Rebecca Brown has drafted this report for submission to the PPC to advance its research and for consideration at its meeting on November 4, 2019. (It is our understanding that the County Administrator’s Office is preparing a summary report on the policies and administrative practices of relevant Contra Costa agencies; we encourage the PPC and the Board to review that summary.) On October 21, 2019, the Superior Court of California, County of Contra Costa (Court), provided a letter to the CAO regarding administrative measures related to implementing the moratorium. In the letter, the Court estimates $63,570 as the administrative cost to implement the moratorium. Although in the letter the Court acknowledges its difficulties in providing specific dollar amounts related to any of the outstanding fee amounts, three points of interest are mentioned: • In terms of public defense fees (which, it should be noted, do not contribute to the budget of the Public Defender), it has identified 25,240 accounts with a balance of approximately $5.54 million in collections with Linebarger, and it has notified Linebarger to suspend collections on these accounts. • In terms of booking fees, which may be ordered in the amount of $564, it has identified 3,684 accounts with a balance of $901,092, and it has notified Linebarger to suspend collections on these accounts. • In terms of probation fees – which, by RSG’s analysis, represent 54% of the revenues generated by criminal justice fees in Contra Costa in the year studied – the Court has not yet been able to identify the total amount of unpaid debt and it has not yet suspended collections on such fees, pending an administrative revision to its vendor data system. 4. A Body of Evidence Local and national research has widely and consistently shown that criminal justice fees are harmful, that they undermine successful reentry, and that they increase the chance of recidivism. For those who are convicted in criminal court, fees for probation supervision, drug and alcohol testing, representation by a public defender and non-custodial sentencing options are assessed in addition to Page 39 of 54 Report on Criminal Justice Fees in Contra Costa County Prepared by Rebecca Brown, Director of Reentry Solutions Group Submitted to the Public Protection Committee of the Contra Costa County Board of Supervisors 11/4/19, page 6 of 8 other costs and can quickly add up to thousands of dollars. In Contra Costa County, an individual with a three-year term of supervised probation is assessed $2,700 in Probation supervision fees alone. Research shows that the vast majority of people charged such costs cannot afford to pay them and that counties typically net very little or even lose revenue after accounting for collections costs.13 Fees make reentry harder, hurting credit scores, making it harder for people to find housing or open a bank account, and discouraging people from seeking formal employment out of fear that their wages will be garnished, bank accounts levied, or tax refunds intercepted.”14 National research is unanimous on this point: Given the endemic racial bias present throughout our justice systems, administrative fees are disproportionately imposed on communities of color, who are further disproportionately likely to have difficulty paying them. In California, close to half of Black and Latinx families struggle to put food on the table and pay for housing.15 And research has found that the burden of such fees is typically felt by family members; in a national survey by the Ella Baker Center for Human Rights, 63% of respondents reported that family members were primarily responsible for covering conviction-related costs, and 83% of those paying such costs are women. Nearly half also reported that their families could not afford to pay these fines and fees, and 1 in 5 families across income levels reported that they had to take out a loan to cover conviction-related costs.16 It should be noted that a report released in May 2019 by the Board of Governors of the Federal Reserve System drives home the devastating havoc that can result from costs such as criminal justice fees. Entitled Report on the Economic Well-Being of U.S. Households in 2018, the report found that “many adults are financially vulnerable and would have difficulty handling an emergency expense as small as $400.”17 The study found that 17% of adults are forced to leave some bills unpaid each month, while another 12% said that an additional expense of $400 would leave them unable to meet their basic needs. A full 42% of people who have no college education would be pushed into financial hardship by such an expense, with an even higher percentage of African Americans (58%) affected in this way. Even for African Americans with some college or an associate’s degree find significant harm; 46% report that they would not be able to pay their monthly bills if hit with an additional $400 expense. And rather than constituting a one-time expense, criminal justice fees tend to recur - probation fees, drug testing fees, and partial payment fees all accrue month after month. 5. Contra Costa County Implications According to the American Bar Association, the vast majority of people accused in criminal courts are considered indigent, unable to afford their own attorney and eligible therefore for the constitutional protections for public defense. The ABA estimates that 85 to 95 percent of people accused of crimes cannot afford their own lawyer;18 however, Contra Costa County collects no local data on this point. Data provided by the Contra Costa County Office of the Sheriff can serve as a sufficient proxy for the racial implications of our local criminal justice system; according to the Office of the Sheriff, 71% of people currently incarcerated in our county jails are people of color.19 Page 40 of 54 Report on Criminal Justice Fees in Contra Costa County Prepared by Rebecca Brown, Director of Reentry Solutions Group Submitted to the Public Protection Committee of the Contra Costa County Board of Supervisors 11/4/19, page 7 of 8 In Contra Costa County, the Probation Department, the Sheriff’s Office, and the Courts are authorized to impose local criminal justice fees. Each of these entities is governed by a different set of internal policies and practices with regard to the fees in question, and our research suggests that Contra Costa County has thus far failed to develop consistent, transparent, or equitable practices; has not engaged in meaningful oversight or analyses of the implementation and impacts of these fees; and indeed both expanded and increased these fees in the immediate aftermath of the economic recession of 2007-2009, a time when unemployment was at near record levels and millions of families across the nation found themselves bankrupt, foreclosed on, evicted, and out of work.20 6. Summary The policy implications from national and local research are clear: “We should end the practice of assessing criminal administrative fees. Eliminating administrative fees will allow formerly incarcerated people to devote their limited resources to critical needs like food, education, housing and health insurance. Repealing criminal fees will also result in improved employment prospects for formerly incarcerated people and put more money in the pockets of economically insecure families, aiding successful reentry and reducing California’s recidivism rate.”21 Contra Costa County is not unique in its past practices with criminal justice fees, and there is a way forward. By establishing a governmental entity to recognize and begin to redress this endemic American reality, the Financial Justice Project in San Francisco has been a trailblazer, but the research conducted in Contra Costa County is equally uncommon; we know of no other county in California in which non-governmental agencies have undertaken this level of detailed local analysis. And of course, as the third county in the nation to end or suspend such fees, Contra Costa County now stands as one of the leading lights committed to such opportunities for change. 1 https://drive.google.com/file/d/1gUo96d0Idfa6qdFj5QhGY-cdI61MZ_9q/view 2 http://64.166.146.245/agenda_publish.cfm?dsp=agm&seq=27510&rev=0&id=&form_type=AG_MEMO&beg_meet mth=10&beg_meetyr=2016&end_meetmth=10&end_meetyr=2016&mt=ALL&sstr=juvenile&dept=ALL&hartkeywo rds=&sortby=f.form_num,%20f.rev_num&fp=ADVSRCH&StartRow=1 3 http://reentrysolutionsgroup.org/meeting_materials/Press_release_and_moratorium_letters_10-28- 16_english_and_spanish.pdf 4 https://www.themarshallproject.org/2018/01/07/the-check-is-in-the-mail-for-real 5 https://sftreasurer.org/sites/default/files/2019- 08/Overview%20of%20the%20Financial%20Justice%20Project%2012.11.18.pdf Page 41 of 54 Report on Criminal Justice Fees in Contra Costa County Prepared by Rebecca Brown, Director of Reentry Solutions Group Submitted to the Public Protection Committee of the Contra Costa County Board of Supervisors 11/4/19, page 8 of 8 6 https://drive.google.com/file/d/1gUo96d0Idfa6qdFj5QhGY-cdI61MZ_9q/view, including: Eliminate all criminal justice administrative fees charged by the City and County of San Francisco. allow lower-income people non- monetary options to clear their Quality of Life citations, reduce or waive fees related to parking tickets and other citations for lower-income people, adopt court reforms to substantially reduce the cost of state-imposed traffic fines and fees for lower-income people, reduce the city’s steep towing and “boot” fees for lower-income San Franciscans, develop a pilot program to relieve parents of debt paid to the government instead of to child support payments, reduce use of money bail 7 http://test-sfttx.pantheonsite.io/sites/default/files/2019-09/Hig%20Pain%20Low%20Gain%20FINAL_04-24- 2019.pdf 8 https://texasmonitor.org/lawsuit-against-collection-firm-raises-questions-on-tax-judgments/ 9 http://www.abajournal.com/news/article/debt_collection_law_firm_to_pay_3.4m_to_settle_class_action/ 10 https://www.classaction.org/media/guerra-v-miami-dade.pdf 11 http://www.hoysettlement.com/media/2115094/stipulation_of_class_action_settlement.pdf 12 http://reentrysolutionsgroup.org/meeting_materials/2_26_19_RSGFinalV2.pdf 13 East Bay Community Law Center, Pay or Prey (2018); Berkeley Law Public Advocacy Clinic, Making Families Pay (2017). 14 https://ebclc.org/cadebtjustice/policy-platform/ 15 Insight Center for Community Economic Development, Cost of Being Californian (2018). 16 Ella Baker Center, Who Pays? The True Cost of Incarceration on Families (2015). 17 https://www.federalreserve.gov/publications/files/2018-report-economic-well-being-us-households-201905.pdf 18 Laurence A . Benner, Eliminating Excessive Public Defender Workloads, 2011 A .B .A, Criminal Justice Vol . 2, https://www.americanbar.org/content/dam/aba/publications/criminal_justice_magazine/cjsu11_ benner .authcheckdam .pdf. 19 Assistant Sheriff Mathew Schuler, email communication to Rebecca Brown, October 25, 2019. 20 Contra Costa County Resolutions No. 2010/251, 2010/252, 2010/253, 2010/262. Originally research into bureaucratic and administrative history in Contra Costa County, produced by Reentry Solutions Group in February 2018, unpublished and available upon request. 21 https://ebclc.org/cadebtjustice/policy-platform/ Page 42 of 54 Contra Costa County Public Protection Committee Update on Criminal Justice Fees Page 1 of 11 EXECUTIVE SUMMARY In September 2019, Contra Costa County Board of Supervisors (Board) voted to impose a moratorium on the use of locally imposed criminal justice fees, becoming only the third county in the nation to end or suspend such fees. The Board also referred this issue to the Public Protection Committee (PPC) to provide the Board with additional data and information. It is important to distinguish the common types of monetary payments in the criminal justice system: • Administrative Fees are imposed to offset the administrative costs of court activities, supervision, or incarceration. • Fines and restitution are monetary punishments for infractions, misdemeanors or felonies. Fines and restitution are intended to deter crime, punish offenders, and compensate victims for losses. • Bail is a bond payment for a defendant’s release from jail prior to court proceedings, and the majority of a bail payment is returned to a defendant after case disposition. Bail payments are intended to incentivize defendants to appear at court and, in some cases, to reduce the criminal risk of returning a defendant to the community. The moratorium affects only locally-imposed criminal justice administrative fees and excludes fines, restitution, bail and state-imposed administrative fees. Such administrative fees are imposed on individuals who have already faced other consequences for their crime. They have often served time in jail, paid other fines, or are paying victim restitution. The goals of these local criminal justice fees are to generate revenue to cover costs, not create an additional layer of punishment. In regard to criminal justice fees in Contra Costa County, several key findings emerge: • From early 2018 through the present, substantial research and analysis into locally-imposed administrative fees was conducted by Reentry Solutions Group (RSG) in partnership with UC Berkeley School of Law Policy Advocacy Clinic (UCB) and other stakeholders. This comprehensive process included the collection and analysis of all existing and relevant financial records provided by the Superior Court of Contra Costa County. In its scope and depth, this local process was commensurate with similar research undertaken by the City and County of San Francisco’s Financial Justice Project. • Vast majority of criminal-justice involved individuals are indigent. As a proxy method to determine the percentage of justice-involved people in Contra Costa who are legally indigent, the Contra Costa County Probation Department conducted a review of its records and found that 93% of probationers are represented by the Public Defender or the Alternate Defender’s Office. A further review of Probation cases found that approximately 88% of Probationers had income levels below 200% of the federal poverty guideline. • Vast majority of criminal-justice involved individuals are people of color. A snapshot report conducted in October 2019 by the Contra Costa County Office of the Sheriff found that 71% of the people incarcerated in Contra Costa County’s jails are people of color. • Moratorium’s implementation is incomplete, as the Court awaits further direction from the County. The Court has largely stopped imposing locally-controlled fees on new cases, but it continues to collect and attempt to collect fees previously imposed. Due to limitations with the Attachment H Page 43 of 54 Contra Costa County Public Protection Committee Update on Criminal Justice Fees Page 2 of 11 Court’s current data system the Court cannot fully implement the moratorium. Estimating the cost of such changes as $63,750, the Court is awaiting the County’s direction to undertake necessary data-system changes and incur these expenses on behalf of the County. From our review of national research, our key findings include: • Criminal justice fees disproportionately harm the poor and people of color. African Americans are more likely to be arrested than people from any other racial/ethnic group. Administrative fees are disproportionately imposed on communities of color, who are further disproportionately likely to have difficulty paying them. Demographic analysis confirms that in California, close to half of Black and Latinx families struggle to put food on the table and pay for housing. • Families bear the brunt of the financial costs of justice involvement. A study by the Ella Baker Center found that family members, usually women, often pay criminal justice fines and fees on behalf of their loved ones. • Benefit of collecting these fees is outweighed by the cost of imposing them. Research shows that the vast majority of people charged such costs cannot afford to pay them and that counties typically net very little or even lose revenue after accounting for collections costs. Fees make reentry harder, hurt credit scores, make it harder for people to find housing or open a bank account, and discourage people from seeking formal employment out of fear that their wages will be garnished, bank accounts levied, or tax refunds intercepted. Attachment H Page 44 of 54 Contra Costa County Public Protection Committee Update on Criminal Justice Fees Page 3 of 11 1. INTRODUCTION In September 2019, Contra Costa County Board of Supervisors (Board) voted to impose a moratorium on the use of locally imposed criminal justice fees, becoming only the third county in the nation to end or suspend such fees. The Board also referred the matter of criminal justice fees to the Public Protection Committee (PPC), requesting that the PPC attempt to identify and provide to the Board additional available and relevant data. On September 30, 2019, the Public Protection Committee accepted an update on the implementation of the moratorium on the collection of adult criminal justice fee. The PPC directed staff to assemble a small work group to identify and provide to the PPC any additional available and relevant data. 2. SAN FRANCISCO FINANCIAL JUSTICE PROJECT In late 2016, the San Francisco Board of Supervisors called for the creation of the Financial Justice Project (FJP) within the Office of The Treasurer and Tax Collector to assess and reform how fines and fees impact low-income San Franciscans and people of color. The Board of Supervisors also initiated a Fines and Fees Task Force, composed of staff from city and county departments and community organization representatives. The Task Force was directed to study the impact of fines, fees, tickets, and various financial penalties that disproportionately impact low-income San Franciscans, and propose reforms. The Board of Supervisors directed the newly-created FJP to staff the Task Force. Since its creation, the FJP has had two full-time staff members, including a Director and a Program Manager. The FJP is directed by Anne Stuldreher, who was previously a Senior Program Manager for The California Endowment, Senior Policy Fellow for New America, and Senior Policy Advisor for Governor Arnold Schwarzenegger. The FJP is managed by Christa Brown, who previously served as Director of the SparkPoint Initiative for the United Way of the Bay Area and who holds a Master’s in Public Administration from the Goldman School of Public Policy at the University of California, Berkeley. For approximately one year, the Fines and Fees Task Force held seven meetings researching and discussing the impact of fines and fees on the San Francisco community. The Fines and Fees Task Force was supported by funding partners, including the Citi Community Development and the Walter & Elise Haas Fund. In October of 2017, the FJP released a report on the Task Force’s findings. The report proposed 40 reforms of both policy and practice, including implementing an ability to pay system for court fees, reducing reliance on quality of life crime fines, and decreasing the rate of suspending driver’s licenses. On February 6, 2018, London Breed, the Mayor of San Francisco, announced she was introducing legislation to eliminate all criminal justice administrative fees authorized by local government. In April of 2018, the Financial Justice Project released a report, Criminal Justice Administrative Fees: High Pain for People, Low Gain for Government, detailing the impact of criminal justice administrative fees on the community.1 In the report, the FJP found that approximately 21,000 people owed approximately $32.7 million in outstanding debt. The majority of outstanding debt was for Probation-related fees. The report estimated that the elimination of fees would result in at least $1 million in decreased annual revenue. 1 http://test-sfttx.pantheonsite.io/sites/default/files/2019-09/Hig%20Pain%20Low%20Gain%20FINAL_04-24- 2019.pdf Attachment H Page 45 of 54 Contra Costa County Public Protection Committee Update on Criminal Justice Fees Page 4 of 11 An evaluation of the Public Defender’s Clean Slate Program showed that most of their clients were living in extreme poverty. In June of 2018, legislation eliminating the local administered fees was unanimously passed with support from the San Francisco Board of Supervisors, the Chief of Probation, District Attorney, Public Defender, and the Sheriff. The ordinance was scheduled to become effective on July 1, 2018. While the fees included in the legislation are authorized by the county, the San Francisco Superior Court serves as the financial administrator for collecting fees. Because the courts are independently governed, the San Francisco Board of Supervisors does not have the authority to direct the court to clear past judgments. To resolve this issue, the Public Defender’s Office, the District Attorney’s Office, and the Financial Justice Project worked to submit a petition to the court to clear all debts associated with the fees included in the legislation, along with a list of associated account numbers. The UC Berkeley Law School Public Advocacy Clinic assisted with the process of collecting information on outstanding debt. Two months later, in August of 2018, the San Francisco Superior Court announced they had eliminated more than $32.7 million in outstanding debt stemming from these fees. 3. SUMMARY OF LOCAL RESEARCH PROCESS Similar research and analysis have been conducted in Contra Costa County over the past two years, largely by Reentry Solutions Group (RSG) in partnership with UC Berkeley School of Law Policy Advocacy Clinic (UCB) and other stakeholders, as follows: In partnership with the Office of the Sheriff, the Public Defender’s Office, and the Office of Reentry and Justice, RSG established a work group to improve the policies and procedures for Electronic Monitoring in Lieu of Bail, Home Detention in Lieu of Confinement, and Work Release in Lieu of Confinement. Over the past 20 months, the Work Group has made incremental progress, and the Sheriff’s Office has largely suspended the use of application or administrative fees for the programs delegated to its administration by the Board of Supervisors. In October 2018, UCB submitted a public records request to County Counsel for Contra Costa County, seeking information on how the County “assesses and collects fees against adults…in the criminal justice system. In response to this request, Contra Costa County provided several procedural forms, with no further administrative data, policy documents, or analyses. In October 2018, UCB submitted to the Superior Court a public records request for fee-related judicial records. The Court replied that it had no responsive records regarding the numbers, demographics, amounts imposed, fees waived, or cost of collections related to such fees. The Court did provide a 362- page PDF of financial accounting and tracking spreadsheets used by the Court in its role as financial administrator for state and local justice-related fees. It should be noted that these data do not provide information related to individual cases, and the document contained no individual or identifying information. Instead, this document provides a month-by-month financial detail of the funds associated with each criminal justice fee collected by the Court as authorized by either state statutes or local ordinances. In November and December 2018, RSG’s Director, Rebecca Brown, conducted an extensive analysis of the data embedded in this document. From it, Ms. Brown produced a comprehensive, month-by-month, item-by-item categorical report on every criminal justice fee collected and distributed by the Courts on Contra Costa County’s behalf in each month throughout from July 2017 through June 2018. Capturing all the Contra Costa County data provided in the Court’s document, this analysis included line-by-line Attachment H Page 46 of 54 Contra Costa County Public Protection Committee Update on Criminal Justice Fees Page 5 of 11 accounting for each fee type, recording Non-delinquent Receipts, Delinquent Receipts, and Net Revenue Distribution, among other data. In December 2018, Ms. Brown and a law student from UCB’s Policy Advocacy Clinic engaged in a telephone interview with the Court to seek additional information related to the financial data provided. Also in December, Ms. Brown obtained a copy of, and closely reviewed, the Master Agreement for Collection Services, which is a contract between the Court and its debt collector, Linebarger Goggan Blair and Sampson, LLP. The Fee Schedule that accompanies the Agreement reveals that the bulk of Linebarger’s commissions range from 18-25% of all debt collected, with financial incentives to collect debt that is at least two years old. In February 2019, RSG disseminated the results of the financial and administrative analyses of Contra Costa County’s justice fees and the Linebarger contract (along with an analysis of the Contra Costa County DA’s civil asset forfeiture practices) at a public meeting. Entitled What the Numbers Tell Us: Money and Justice in Contra Costa County, this public presentation was also published on RSG’s website.2 4. CONTRA COSTA COUNTY PROCESSES Each agency that assesses and/or collects adult criminal justice fees– the Probation Department, the Office of the Sheriff, and the Superior Court- is governed by a different set of internal policies and practices. Each of these will be laid out in the following sections: (1) Probation Department, (2) Sheriff’s Office, and (3) the Superior Court of California, County of Contra Costa (Court). A. PROBATION DEPARTMENT In January 2018, the Probation Department updated their ability-to-pay determination process. All adults who have been ordered to formal Probation, which includes mandatory supervision, and who are ordered to pay Probation fees, drug testing fees and/or the cost of their various reports, should be assessed for their ability to pay said fees. However, the Chief Probation Officer has acknowledged that enforcement of this policy is inconsistent, and that requiring Deputy Probation Officers to engage in questions about money and fees is contrary to their mission of rehabilitation. The Probation’s Department’s official fee assessment process is as follows: • Once the probationer has been out of custody for three (3) months, or if the probationer was sentenced from out of custody, the Deputy Probation Officer (DPO) is to provide him or her with the Application for Financial Evaluation. • The probationer is instructed to complete the evaluation form and return it to the DPO within 20 business days or sooner. If the probationer fails to return the completed evaluation or returns an incomplete evaluation form, the DPO is to give the probationer a warning that the evaluation needs to be completed within 10 business days or the amount of fees will be set at the maximum allowed. • Once the probationer returns the completed application, the DPO is to send the application and the order for Probation to the Probation Account Clerk to review the application and determine the probationer's ability to pay based on net income and Probation’s Fee Reduction schedule. 2 http://reentrysolutionsgroup.org/meeting_materials/2_26_19_RSGFinalV2.pdf Attachment H Page 47 of 54 Contra Costa County Public Protection Committee Update on Criminal Justice Fees Page 6 of 11 • Once this determination has been made, the Probation Account Clerk is to respond to the DPO with the total amount the probationer is determined able to pay over the duration of their time on Probation. • Upon receipt of the determination of the probationer's ability to pay, the DPO reviews the ability to pay determination with the probationer; the probationer has the option to agree to the amount or to request a hearing. • If the probationer agrees to the determined amount, the DPO prepares and sends the Determination of Ability to Pay memo to the Court along with a copy of the Ability to Pay Determination/Waiver/Instructions. The DPO also informs the probationer that in the event of changed financial circumstances, the probationer may request an updated Ability to Pay review or may request that the Court modify or vacate an existing court judgement for payment of fees. • If the probationer disagrees with the amount determined by the Probation Department, the DPO is to contact the court clerk and calendar a hearing and to notify the probationer of the hearing date, time and location. The Defense Attorney and the District Attorney shall be notified and provided copies of all documents provided to the Court, including the Determination of Ability to Pay Memo, the Application for Financial Evaluation, the Ability to Pay Determination/ Waiver/ Instructions and any other supporting documentation. B. OFFICE OF THE SHERIFF The Office of the Sheriff is responsible for the administration of Custody Alternative Facility (CAF) programs, which includes Work Alternative Program (WAP), Electronic Home Detention (EHD)/Alcohol Monitoring (SCRAM), and County Parole. Assessment and collection of fees is the responsibility of the Office of the Sheriff. With respect to WAP, PC 4024.2(c) authorizes the county’s board of supervisors to “prescribe reasonable rules and regulations under which a work release program is operated.” With respect to EHD, PC 1203.016(d) (1) specifies that the rules, regulations, and administrative policy of the Electronic Home Detention Program shall be written and reviewed on an annual basis by the County Board of Supervisors and the Correctional Administrator. The Board of Supervisors last conducted an annual review of the policies and procedures of the Custody Alternative Facilities programs in 2010. • Office of the Sheriff Ability to Pay Process Beginning in mid-2018, the Office of the Sheriff revised its practices to assess and set application and daily fees for CAF. Under the new guidelines, CAF participants apply to and are enrolled in CAF prior to any discussion of fees or ability to pay. Upon enrollment, participants review and complete the personal budget form with their assigned CAF Specialist. The participant may request a reduction/waiver of fees based on their stated ability to pay. A CAF Sergeant is to review and approve the Personal Budget form. By statute, a participant's inability to pay all or a portion of any fee(s) shall not preclude them from being enrolled or completing any program offered by the Custody Alternative Facility. • Office of the Sheriff Process of Collections CAF fees are collected by CAF staff after participants are enrolled in CAF. Fees can be paid in the manner which is most appropriate for the participant. Participants can pay their total program fees at one time or over a pre-determined length of time. There is no process established to collect payment from participants who complete the program, but do not pay. A participant's ability to Attachment H Page 48 of 54 Contra Costa County Public Protection Committee Update on Criminal Justice Fees Page 7 of 11 successfully complete a CAF programs is not impacted by lack of payment. Because the Sheriff’s Office has historically collected no data on assessments, collections, or ability to pay, it is not possible to provide accurate information regarding these considerations. • Office of the Sheriff CAF Workgroup The Office of the Sheriff has worked with representatives from the Office of Reentry and Justice, the Public Defender’s Office, and Reentry Solutions Group to review the CAF policies and procedures, including develop Ability to Pay processes and forms. • Cross-County Comparison: Work Alternative Program Fees In September 2018, Alameda Sheriff’s Office provided a presentation on their Sheriff’s Work Alternative Program.3 Included in that presentation was a cost comparison of Work Alternative Programs among twelve different counties (see Figure 1). Contra Costa County’s Administrative Fee for the Work Alternative Program was the highest amongst the county’s included in this comparison. Figure 1. Work Alternative Cost Comparison • Superior Court The Court currently collects and distributes eight of the 13 fees and assessments identified in the moratorium. In response to a request made by the County Administrator’s Office, on October 21, 2019, the Superior Court of California, County of Contra Costa (Court) provided a letter summarizing the administrative/technological processes required to suspend collection of past-due fees, as directed by the moratorium. Figure 2 summarizes the Court’s role the imposition and collection of the referenced fees, along with the current status related to moratorium’s implementation. Figure 2. Summary of Court Fees 3 Sheriff’s Work Alternative Program (SWAP) Presentation, Alameda County Sheriff’s Office, September 13, 2018 Attachment H Page 49 of 54 Contra Costa County Public Protection Committee Update on Criminal Justice Fees Page 8 of 11 Name of Fee/Assessment Case Type(s) Affected Court Imposed Court Collected Continued Collection Continued Imposition 10% Fee Criminal Y Y Pending N CA Fingerprint ID Penalty Criminal & Traffic Y Y N/A Y Booking Fee Criminal Y Y N N Drug Diversion Fee Criminal Y Y Pending N Alcohol Test Fee Criminal (DUI & Reckless) N N N/A N/A CAP Fee Criminal (DUI & Reckless) N N N/A N/A Probation Drug Diversion Fee Criminal Y Y Pending N Cost of Probation Criminal N Y Pending N Probation Drug Test Fee Criminal N Y Pending N Probation Report Fee Criminal N Y Pending N Alcohol and Drug Assessment Fee Criminal N N N/A N/A Public Defender Fee Criminal N Y Pending N The Court’s current data system is not sufficient to conduct the data analysis required to enact the moratorium; it estimates that the necessary modifications will cost an estimated $63,750. The Court’s letter also emphasized that the data system does not have the capacity to temporarily suspend fees for potential future reinstatement. Given the cost of technological modifications and the inability to suspend (but not eliminate) unpaid debt, the Court requests further direction from the County. In its letter, the Court reports that its current data system does not allow it to quantify the total unpaid amount for each fee type. However, its letter includes three points of interest: • For public defense fees, the Court has identified 25,240 accounts with a balance of approximately $5.54 million in collections with Linebarger. It has notified Linebarger to suspend collections on these accounts. • For booking fees, the Court has identified 3,684 accounts with a balance of $901,092. It has notified Linebarger to suspend collections on these accounts. • For probation fees – which, by RSG’s analysis, represent 54% of the revenues generated by criminal justice fees in Contra Costa in the year studied – the Court has not yet been able to identify the total amount of unpaid debt. Attachment H Page 50 of 54 Contra Costa County Public Protection Committee Update on Criminal Justice Fees Page 9 of 11 5. AVAILABLE DATA In addition to the body of evidence and contra costa county implications, included in Reentry Solutions Group’s Report on Criminal Justice Fees in Contra Costa, there was limited data provided by the Sheriff’s Office and the Probation Departments on race and income levels. A. RACIAL DEMOGRAPHICS Data provided by the Contra Costa County Office of the Sheriff can serve as a sufficient proxy for the racial implications of our local criminal justice system; according to the Office of the Sheriff, 71% of people currently incarcerated in our county jails are people of color (39% Black, 25% Latino, 7% Other)4 Given that approximately 8.8% of the population in Contra Costa County is Black,5 the per capita incarceration rate for African Americans in Contra Costa County is 4.4 times its overall representation in the larger population.6 According to data from the State of California DOJ CJSC, in both 2013 and 2014, African Americans were more likely to be arrested than individuals from any other racial/ethnic group in all but one city in Contra Costa County. While the specific rate of the disparity varied by city, the disparity tended to be higher in cities with smaller African American populations (see Appendix B for more information). Across the County, African American adults were more than three times more likely to be arrested than adults from any other racial/ethnic group, and African American youth were more than seven times more likely to be arrested than youth from any other racial/ethnic group.7 B. INCOME DEMOGRAPHICS To assess indigency in the county’s criminal justice system, the Probation Department conducted a review of 115 Probation cases from March 2018 to March 2019. It found that approximately 88% of Probationers had income levels below 200% of the federal poverty guideline ($49,200 for a family of four). For reference, the median family income in Contra Costa is $113,973.8 4 Contra Costa County Sheriff’s Office, email communication to Rebecca Brown, October 25, 2019. 5 2018 American Community Survey, ACS DEMOGRAPHIC AND HOUSING ESTIMATES, https://data.census.gov/cedsci/table?q=contra%20costa%20&hidePreview=false&table=DP05&tid=ACSDP1Y2018. DP05&g=0500000US06013&vintage=2018&layer=county&cid=DP05_0001E&lastDisplayedRow=93 7 Racial Justice Task Force Final Report, http://64.166.146.245/docs/2018/BOS/20180724_1121/34430_FINAL%20CCC-RJTF_BoS- memo_20180710_STC.pdf 8 2018 American Community Survey 1-Year Estimates https://data.census.gov/cedsci/table?q=contra%20costa%20county%20income&hidePreview=false&table=DP03&t id=ACSDP1Y2018.DP03&t=Income%20and%20Earnings&g=0500000US06013&vintage=2018&layer=county&cid=D P03_0001E&lastDisplayedRow=105 Attachment H Page 51 of 54 Contra Costa County Public Protection Committee Update on Criminal Justice Fees Page 10 of 11 Figure 3. Probation Fee Reduction Sample (March 2018 - March 2019) Figure 4. Contra Costa County Probation Fee Reduction Schedule The Probation Department also reviewed 197 cases that were referred to the Probation Department for a probation report. Out of 197 cases, 184 cases were represented by the Public Defender or Alternate Defender Office, meaning that 93% of the people in this sample were legally considered indigent. 6. NATIONAL BODY OF RESEARCH Local and national research has widely and consistently shown that criminal justice fees are harmful, that they undermine successful reentry, and that they increase the chance of recidivism. For those who are convicted in criminal court, fees for probation supervision, drug and alcohol testing, representation by a public defender and non-custodial sentencing options are assessed in addition to other costs and can quickly add up to thousands of dollars. In Contra Costa County, an individual with a three-year term of supervised probation is assessed $2,700 in Probation supervision fees alone. Accounts % of Total Federal Poverty Level Fee Reduction 79 69%At of Below 100%100% 5 4%Up to 125%80% 3 3%Up to 150%60% 11 10%Up to 175%40% 3 3%Up to 200%20% 14 12%Above 200%0% 115 100% Attachment H Page 52 of 54 Contra Costa County Public Protection Committee Update on Criminal Justice Fees Page 11 of 11 Research shows that the vast majority of people charged such costs cannot afford to pay them and that counties typically net very little or even lose revenue after accounting for collections costs.9 Fees make reentry harder, hurting credit scores, making it harder for people to find housing or open a bank account, and discouraging people from seeking formal employment out of fear that their wages will be garnished, bank accounts levied, or tax refunds intercepted.”10 Given the endemic racial bias present throughout our justice systems, administrative fees are disproportionately imposed on communities of color, who are further disproportionately likely to have difficulty paying them. In California, close to half of Black and Latinx families struggle to put food on the table and pay for housing.11 And research has found that the burden of such fees is typically felt by family members; in a national survey by the Ella Baker Center for Human Rights, 63% of respondents reported that family members were primarily responsible for covering conviction-related costs, and 83% of those paying such costs are women. Nearly half also reported that their families could not afford to pay these fines and fees, and 1 in 5 families across income levels reported that they had to take out a loan to cover conviction-related costs.12 It should be noted that a report released in May 2019 by the Board of Governors of the Federal Reserve System drives home the devastating results from costs such as criminal justice fees. Entitled Report on the Economic Well-Being of U.S. Households in 2018, the report found that “many adults are financially vulnerable and would have difficulty handling an emergency expense as small as $400.”13 The study found that 17% of adults are forced to leave some bills unpaid each month, while another 12% said that an additional expense of $400 would leave them unable to meet their basic needs. A full 42% of people who have no college education would be pushed into financial hardship by such an expense, with an even higher percentage of African Americans (58%) affected in this way. Even for African Americans with some college or an Associate’s degree find significant harm; 46% report that they would not be able to pay their monthly bills if hit with an additional $400 expense. And rather than constituting a one-time expense, criminal justice fees tend to recur - probation fees, drug testing fees, and partial payment fees all accrue month after month. According to the American Bar Association (ABA), the vast majority of people accused in criminal courts are considered indigent, unable to afford their own attorney and eligible therefore for the constitutional protections for public defense. The ABA estimates that 85 to 95 percent of people accused of crimes cannot afford their own lawyer; however, Contra Costa County collects no local data on this point.14 9 East Bay Community Law Center, Pay or Prey (2018); Berkeley Law Public Advocacy Clinic, Making Families Pay (2017). 10 https://ebclc.org/cadebtjustice/policy-platform/ 11 Insight Center for Community Economic Development, Cost of Being Californian (2018). 12 Ella Baker Center, Who Pays? The True Cost of Incarceration on Families (2015). 13 https://www.federalreserve.gov/publications/files/2018-report-economic-well-being-us-households-201905.pdf 14 Laurence A . Benner, Eliminating Excessive Public Defender Workloads, 2011 A .B .A, Criminal Justice Vol . 2, https://www.americanbar.org/content/dam/aba/publications/criminal_justice_magazine/cjsu11_ benner .authcheckdam .pdf. Attachment H Page 53 of 54 ATTACHMENT I Fee Description Funded Department/Program FY 19/20 Budgeted Revenue FY 19/20 YTD Revenue Unrealized Revenue 10% Fee Trial Court Programs - 20,651.00 (20,651.00) California Fingerprint ID Penalty Automated Fingerprint ID 158,534.00 42,448.64 116,085.36 Booking Fee Sheriff Central Admin 7,000.00 6,562.67 437.33 Drug Diversion Fee1 Trial Court Programs - 25,548.34 (25,548.34) Alcohol Test Fee2 Sheriff - General Lab 100,000.00 26,237.92 73,762.08 C.A.P. Fee2 Sheriff - General Lab - C.A.P. Fee Alcohol & Other Drugs - 8,882.69 (8,882.69) Probation Drug Diversion Fee Probation - Adult - 388.62 (388.62) Probation Supervision Fee Probation - Adult 88,239.72 (88,239.72) Probation Drug Test Fee Probation - Adult - 10,926.36 (10,926.36) Probation Report Fee Probation - Adult - 5,176.16 (5,176.16) Alcohol/Drug Assessment Fee Alcohol & Other Drugs - 35,009.72 (35,009.72) Public Defense Fee Trial Court Programs 94,000.00 42,666.21 51,333.79 Work Alternative Custody Alternative Facility 350,000.00 55,703.00 294,297.00 Electronic Home Detention/Alcohol Monitoring Custody Alternative Facility 100,000.00 11,622.00 88,378.00 Total 809,534.00 380,063.05 429,470.95 Note: 1 - Drug Diversion Fee YTD Revenue includes other state mandated fee revenue. 2 - The fee revenue for Sheriff-General Lab is made up of both Alcohol Test and 50% of C.A.P. Fee. Page 54 of 54