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HomeMy WebLinkAboutMINUTES - 04092024 - BOS Complete Min PktMeeting Minutes CONTRA COSTA COUNTY BOARD OF SUPERVISORS Supervisor John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Clerk of the Board (925) 655-2000 clerkoftheboard@cob.cccounty.us 9:00 AMAdministration Building 1025 Escobar Street, Martinez | https://cccounty-us.zoom.us/j/87344719204 | Call in: 888-278-0254 access code 843298# Tuesday, April 9, 2024 1.CALL TO ORDER; ROLL CALL 2.PLEDGE OF ALLEGIANCE 3.CLOSED SESSION There were no closed session announcements . District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, and District V Supervisor Federal D. Glover Present: A.CONFERENCE WITH LEGAL COUNSEL--EXISTING LITIGATION (Gov. Code § 54956.9(d)(1)) 1.Jesus Falmos v. Contra Costa County, WCAB No. ADJ15507232 2.Lynn Soloway v. County of Contra Costa, Contra Costa County Superior Court, Case No. C22-00023 B.PUBLIC EMPLOYMENT (Gov. Code, § 54957) Title: Animal Services Director 4.Inspirational Thought- "You cannot get through a single day without having an impact on the world around you. What you do makes a difference, and you have to decide what kind of difference you want to make." ~Jane Goodall 5.CONSIDER CONSENT ITEMS (Items listed as C.1 through C.112 on the following agenda) – Items are subject to removal from Consent Calendar by request of any Supervisor. Items removed from the Consent Calendar will be considered with the Discussion Items. Page 1 of 28 1 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 District I Supervisor Gioia, Andersen, District III Supervisor Burgis, District IV Supervisor Carlson, and District V Supervisor Glover Aye: Result:Passed 6.PRESENTATIONS PR.1 PRESENTATION recognizing the 2024 graduates of the Certified Election Observer Program. (Kristin Connelly, Clerk-Recorder) PR.2 PRESENTATION proclaiming the Week of April 21-27, 2024 as National Crime Victims' Rights Week. (Diana Becton, District Attorney) PR.3 PRESENTATION proclaiming April 2024 as National Child Abuse Awareness Month. (Marla Stuart, Employment and Human Services Director) PR.4 PRESENTATION declaring April 19, 2024 Education and Sharing Day in Contra Costa County . (Supervisor Gioia) 7.DISCUSSION ITEMS D.1.CONSIDER accepting monthly update on the activities and oversight of the County's Head Start Program, and provide guidance. (Marla Stuart, Employment and Human Services Director) 24-1088 Attachments:2024-2025 Recruitment and Enrollment Plan Final CSB Admissions Priorities-Selection Criteria 2024-2025 Draft Head Start Update March 2024 Page 2 of 28 2 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 D.2.ACCEPT report from the Healthcare Options Workgroup on healthcare coverage expansion and DIRECT on next steps. (Anna Roth, Health Services Director and Community Stakeholders) 24-1089 Attachments:Health Care Options Presentation Contra Costa Coverage Program Report Corres Rec_Redacted.pdf Speakers: Dr. Barbara McCullough, Brighter Beginnings; Mariana Moore, One Contra Costa Coalition; Fernando Sandoval, United Latino Voices; Ana Alvarez, Health Access California; Diana Honig, Multi-Faith Action Coalition; Joanna Gudiro, Healthy Contra Costa; Debra Ballinger, United Latino Voices; Concepcion James, United Latino Voices; Paul Ramirez, United Latino Voices; Ruth Kidane, CCIRA; Judith Ortiz, Monument Impact; Tracy Mendez, Allados Health; Johanna G ., Healthy Contra Costa; Sarita Propon; Joanna Levina, One Contra Costa; Jan Warren, Multi-Faith Action Coalition; Melvin Willis, ACCE; Rachel; Angela; Solomon Belette, Alliance Manager of the East Contra Costa Community Alliance; Elena; Camilla Nelson Miller; Elvita; Dorina; Velma Juarez, Antioch . Written commentary provided by Ali Saidi, Pinole; Renee Zeimer, Economic Opportunity Council (attached). ACCEPTED the Report; ADOPTED the recommendations as presented; and SUPPORTED future efforts to ensure funding . This Discussion Item was approved. Motion:Burgis GioiaSecond: District I Supervisor John Gioia, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, and District V Supervisor Federal D. Glover Present: District II Supervisor Candace AndersenAbsent: D.3 CONSIDER consent item previously removed. There were no consent items removed for discussion . Page 3 of 28 3 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 D.4 PUBLIC COMMENT (2 Minutes/Speaker) William Tatterson, Port Costa Community Alliance, noted that Port Costa in unincorporated and has no town council. He brought attention to a problem with illegal dumping on Franklin Canyon and McEwan roads, people staying in RV's overnight and many people not obeying speed limits . He said there is only one speed limit sign in town . He further noted that a number of residents are concerned about impacts from the Field Semester Project, a boarding school to be located at the historic Port Costa school; Janet Tatterson, Port Costa Community Alliance, spoke of concerns of the changes including rezoning that would come from the Field Semester Project, impacts to Carquinez Drive, the freshwater lake and the school; Liz requested the Board reconsider certifying the March 5, 2024 primary election results and requested they consider changing to a paper ballot system . D.5 CONSIDER reports of Board members. Supervisor Carlson attended the Walnut Creek City Council meeting last week and reminded that this is National Library Week. He commended the library staff for their work . He introduced District IV intern Jason and his support dog Olivia . 8.ADJOURN in memory of Judy Simmons, Employment and Human Services employee Adjourned today's meeting at 12:46 p.m. 9.CONSENT CALENDAR Agriculture/Weights and Measures CONSIDER CONSENT ITEMS A motion was made by District II Supervisor Andersen, seconded by District III Supervisor Burgis, to approve the Consent Agenda . The motion carried by the following vote: District I Supervisor Gioia, Andersen, District III Supervisor Burgis, District IV Supervisor Carlson, and District V Supervisor Glover Aye: Result:Passed Page 4 of 28 4 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.1.APPROVE and AUTHORIZE the Agricultural Commissioner, or designee, to execute a contract with Celtic Kennels in an amount not to exceed $18,250 for dog boarding services for the Agriculture Dog Team Program for the period January 1, 2024, through December 31, 2024. (100% State) 24-1047 Board of Supervisors (district offices) C.2.ACCEPT Board members meeting reports for March 2024.24-1048 Attachments:District III March 2024.pdf District IV March 2024.xlsx approved Board Standing Committees (referred items) C.3.ADOPT a position of "Oppose" on AB 2882 (McCarty) California Community Corrections Performance Incentives, as recommended by the Legislation Committee. 24-1049 Attachments:Attachment A: AB 2882 (McCarty) bill text Attachment B: Asm. Public Safety Committee Analysis Attachment C: Oppose letters on AB 2882 (McCarty) approved C.4.ADOPT a position of "Oppose Unless Amended" on SB 964 (Seyarto) Property Tax: Tax-Defaulted Property Sales, a bill that would require excess proceeds from sales of tax-defaulted property to be transferred to the State Controller for deposit in a Defaulted Tax Subaccount . 24-1050 Attachments:Attachment A: SB 964 (Seyarto) bill text Attachment B: CACTTC Oppose Unless Amended Letter as amended 3-18-24 approved C.5.ADOPT a position of "Oppose" on AB 2561 (McKinnor) Local public employees: vacant positions, a bill that would require each public agency with bargaining unit vacancy rates exceeding 10% for more than 90 days within the past 180 days to meet and confer with a representative of the recognized employee organization to produce, publish and implement a plan to fill all vacant positions within 180 days. 24-1051 Attachments:Attachment A: AB 2561 (McKinnor) bill text approved Page 5 of 28 5 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.6.ADOPT a position of "Support" on AB 1999 (Irwin) Electricity: Fixed Charges, a bill that would repeal the California Public Utilities Commission’s (CPUC) proposed income-graduated fixed fee to be assessed by investor-owned utilities to support operation of the transmission and distribution grid for electricity. 24-1052 Attachments:Attachment A: AB 1999 (Irwin) bill text approved Clerk of the Board C.7.ADOPT Resolution No. 2024-128 declaring April 19, 2024 Education and Sharing Day in Contra Costa County, as recommended by Supervisor Gioia. RES 2024-128 Attachments:Signed Resolution 2024-128.pdf adopted C.8.ADOPT Resolution No. 2024-138 declaring April 2024 as National Child Abuse Prevention Month in Contra Costa County, as recommended by the Employment and Human Services Director . RES 2024-138 Attachments:Signed Resolution 2024-138.pdf adopted C.9.ADOPT Resolution No. 2024-137 recognizing Wendell Baker as the 2024 Moraga Citizen of the Year, as recommended by Supervisor Andersen. RES 2024-137 Attachments:Signed Resolution 2024-137.pdf adopted C.10 . ADOPT Resolution No. 2024-136 recognizing the Orinda Rotary Club on their 75th Anniversary, as recommended by Supervisor Andersen. RES 2024-136 Attachments:Signed Resolution 2024-136.pdf adopted C.11 . ADOPT Resolution No. 2024-129 recognizing Child Day Schools as the 2024 Moraga Business of the Year, as recommended by Supervisor Andersen. RES 2024-129 Attachments:Signed Resolution 2024-129.pdf adopted Page 6 of 28 6 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.12 . ADOPT Resolution No. 2024-130 recognizing Be the Star You Are! as the 2024 Moraga NonProfit Business of the Year, as recommended by Supervisor Andersen. RES 2024-130 Attachments:Signed Resolution 2024-130.pdf adopted C.13 . ADOPT Resolution No. 2024-131 proclaiming April 21-27, 2024 as National Crime Victims' Rights Week in promotion of victims' rights and to recognize crime victims and those who advocate on their behalf, as recommended by the District Attorney. RES 2024-131 Attachments:Signed Resolution 2024-131.pdf adopted C.14 . ADOPT Resolution No. 2024-132 recognizing April 2024 as National Volunteer Month, as recommended by Supervisor Gioia. RES 2024-132 Attachments:Signed Resolution 2024-132.pdf adopted C.15 . APPROVE Board meeting minutes for February and March 2024.24-1025 approved C.16 . ACCEPT the 2024 annual report from the Transportation, Water, and Infrastructure Committee, as recommended by the Committee. 24-1026 Attachments:TWIC 2023 Referral Report approved C.17 . ACCEPT the resignation of Jeffrey Geddes, DECLARE a vacancy for the District 3 seat on the Contra Costa County Aviation Advisory Committee for a term ending February 28, 2027, and DIRECT the Clerk of the Board to post the vacancy, as recommended by Supervisor Burgis. 24-1027 Attachments:Vacancy Notice.pdf approved C.18 . ACCEPT the resignation of Alison McKee, DECLARE a vacancy in the Private/Non Profit Sector 3 Seat on the Economic Opportunity Council for a term ending June 30, 2025 and DIRECT the Clerk of the Board to post the vacancy, as recommended by the Employment and Human Services Director. 24-1028 Attachments:Vacancy Notice.pdf approved Page 7 of 28 7 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.19 . ACCEPT the resignation of Cynthia Chavez, DECLARE a vacancy for the District 3 seat on the Contra Costa County Alcohol and Other Drugs Board for a term ending June 30, 2026, and DIRECT the Clerk of the Board to post the vacancy, as recommended by Supervisor Burgis . 24-1029 Attachments:Vacancy Notice.pdf approved C.20 . APPOINT Clifton Louie to the District 3 seat on the County Library Commission for a term ending June 30, 2026, and DECLARE a vacancy for the District 3 Alternate seat, as recommended by Supervisor Burgis . 24-1030 approved C.21 . APPOINT Randy Loyd to the El Sobrante Municipal Advisory Council, Alternate 1 seat, for a term ending on December 31, 2026, as recommended by Supervisor Gioia. 24-1031 Attachments:Lloyd, Randy (ESMAC)_redacted approved C.22 . APPOINT Madhan Guna to the District 3 seat on the Measure X Community Fiscal Oversight Committee to a term ending on December 31, 2024, as recommended by Supervisor Burgis. 24-1032 approved C.23 . APPOINT Denise Kalm to the City of Walnut Creek seat and Francisco Benavides to the City of Moraga seat on the Advisory Council on Aging for terms ending September 30, 2025, as recommended by the Family and Human Services Committee. 24-1033 Attachments:Kalm Denise Application Redacted Benavides Fransciso Application Redacted ACOA Roster approved C.24 . APPOINT Yahel Moreno to the Youth Representative seat on the Council on Homelessness with a term expiring on December 31, 2024, as recommended by the Family and Human Services Committee . 24-1034 Attachments:COH 2024 Roster COH 2024 Youth Representative Applicants COH 2024 Youth Representative Applications approved C.25 . REAPPOINT James Mellander to the District I seat on the Contra Costa County Merit Board for a term ending on June 30, 2028, as recommended by Supervisor Gioia. 24-1035 approved Page 8 of 28 8 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.26 . REAPPOINT Jerry Fahy (Public Works Department) and Will Nelson and Jamar Stamps (Department of Conservation and Development) as the County's staff representatives on the Technical Coordinating Committee of the Contra Costa Transportation Authority; and APPOINT Jeff Valeros (Public Works Department) and Daniel Barrios and Robert Sarmiento (Department of Conservation and Development) as their alternates, as recommended by the Conservation and Development and Public Works Directors. 24-1036 approved C.27 . RECOGNIZE the 2024 graduates of the Certified Election Observer Program, as recommended by the Clerk-Recorder. 24-1037 approved Clerk-Recorder/Elections C.28 . DECLARE and ACCEPT the results of the March 5, 2024 Presidential Primary Election, DECLARE candidates elected, and DECLARE candidates to be appointed in lieu of election or appointed, as recommended by the Clerk-Recorder. (No fiscal impact) 24-1038 Attachments:Attachment 1_Election Certificaate, HAVA Certificate, Official March 5, 2024 Results Attachment 2_AppointedCandidatesByOffice approved C.29 . ACCEPT the canvass of votes for the March 19, 2024 police service election in CSA P-6, Zone 1617, Subdivision 9338, as recommended by the Clerk-Recorder. (100% CSA P-6 revenue) 24-1039 Attachments:ElectionCert-Canv approved Conservation & Development C.30 . ADOPT Resolution No. 2024-135 declaring the intention to form Zone 216 within County Service Area P-6 in the Bay Point area and fixing a public hearing for May 14, 2024, to consider public input regarding the establishment of Zone 216, and the adoption of Ordinance No. 2024-09 authorizing the levy of a special tax within Zone 216 to fund police protection services, as recommended by the Conservation and Development Director. (100% Developer fees) RES 2024-135 Attachments:Exhibit A - Legal Description Exhibit B - Plat adopted Page 9 of 28 9 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.31 . APPROVE and AUTHORIZE the Conservation and Development Director, or designee, to execute a memorandum of understanding with Crockett Community Services District to contribute $80,000 of County park fee funds for accessibility improvements at Alexander Park in the unincorporated community of Crockett, for the period of March 25, 2024 through December 31, 2024. (100% Park Dedication fees) 24-1041 approved C.32 . APPROVE and AUTHORIZE the Conservation and Development Director, or designee, to apply for and accept, if awarded, an Integrated Climate Adaptation and Resiliency Program, Extreme Heat and Community Resilience Program Grant from the California Governor's Office of Planning and Research in an amount not to exceed $750,000 to develop an Urban Forest Management Plan. (No County match) 24-1042 approved C.33 . APPROVE and AUTHORIZE establishment of separate Interest-bearing account for funds derived from the State of California's Permanent Local Housing Allocation Program, as recommended by the Conservation and Development Director. (100% State funds) 24-1043 approved County Administration C.34 . REAPPOINT Matthew Slattengren to the position of Agricultural Commissioner/Sealer of Weights and Measures, at step 5 of salary range BD5-2210 ($16,201), through March 13, 2027. 24-1044 approved C.35 . ADOPT Resolution No. 2024-134 approving the Side Letter between Contra Costa County and Teamsters, Local 856, increasing the salaries of select classifications represented by the union . RES 2024-134 Attachments:Side Letter Salary Study T856 adopted C.36 . ADOPT Resolution No. 2024-133 approving a Side Letter between the Contra Costa County Fire Protection District and the United Chief Officers Association, amending the Memorandum of Understanding to specify the calculations for vacation and sick leave accrual balances when employees move to/from 40-hour and 56-hour positions, and amending the Emergency Recall and Standby language to clarify that administration and assignment of emergency recall and standby is at the District's discretion. RES 2024-133 Attachments:Side Letter UCOA Accrual Calculations and Emergency Recall and Standby adopted Page 10 of 28 10 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 County Counsel C.37 . APPROVE and AUTHORIZE County Counsel, or designee, on behalf of the County and the Contra Costa County Water Agency, to join with Solano County to file a protest with the State Water Resources Control Board challenging the Department of Water Resources’ petition for change in point of diversion in connection with the Delta Conveyance Project, and to execute a related legal services contract with the law firm Soluri Meserve, effective March 26, 2024. 24-1046 approved District Attorney C.38 . ADOPT Resolution No. 2024-126 authorizing the District Attorney, or designee, to apply for and accept funding from the California Department of Insurance in an amount not to exceed $1,387,084 for the Workers' Compensation Insurance Fraud Prosecution Program and to execute a grant award agreement and any amendments, pursuant to State guidelines, for the investigation and prosecution of workers' compensation fraud cases for the period of July 1, 2024 through June 30, 2025. (100% State) RES 2024-126 adopted C.39 . ADOPT Resolution No. 2024-127 authorizing the District Attorney, or designee, to apply for and accept funding in an amount not to exceed $432,717 for the Automobile Insurance Fraud Prosecution Program, and to execute a contract and any amendments, pursuant to State guidelines, with the California Department of Insurance for the period July 1, 2024 through June 30, 2025. (100% State) RES 2024-127 adopted C.40 . APPROVE and AUTHORIZE the District Attorney, or designee, to execute a contract amendment with Peregrine Technologies, Inc ., to include criminal justice information systems transfer of consumer data that is not anonymized, with no change to the payment limit or term ending November 30, 2027. (No fiscal impact) 24-1010 approved C.41 . APPROVE AND AUTHORIZE, the District Attorney, or designee, to apply for and accept grant funding from the U.S. Department of Justice, Office of Justice Programs, Bureau of Justice Assistance in an amount up to $500,000 to prosecute cold cases using DNA for the period October 1, 2024 through September 30, 2027. (100% Federal) 24-1011 approved Employment & Human Services Page 11 of 28 11 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.42 . APPROVE and AUTHORIZE the Employment and Human Services Director, or designee, to execute a contract with Metropolitan Van and Storage Inc., in an amount not to exceed $1,303,750 to provide archival records, office furniture and equipment storage for the period February 1, 2024 through June 30, 2027. (59% Federal, 35% State, 6% County) 24-1012 approved C.43 . APPROVE and AUTHORIZE the Employment and Human Services Director, or designee, to accept funding in an amount not to exceed $84,000 and execute an agreement with Contra Costa County Office of Education to run the Quality Matters Program for the period August 1, 2023 through July 31, 2024. (100% Contra Costa County Office of Education) 24-1013 approved C.44 . APPROVE and AUTHORIZE the Employment and Human Services Director, or designee, to execute an interagency agreement with Mt . Diablo Adult Education in an amount not to exceed $340,000 to provide employability skills training and individual education plan for California Work Opportunity and Responsibility to Kids Welfare-to-Work participants for the period July 1, 2024 through June 30, 2026. (100% Federal) 24-1014 approved C.45 . APPROVE and AUTHORIZE the Employment and Human Services Director, or designee, to execute a contract amendment with One Solution Technology, Inc. to increase the payment limit by $65,000 to a new amount not to exceed $1,649,000 for additional voice message services and short message services with no change to the period July 1, 2021 through June 30, 2024. (54% Federal, 46% State) 24-1015 approved C.46 . APPROVE and AUTHORIZE the Purchasing Agent, or designee, to purchase, on behalf of the Employment and Human Services Department Director, gift cards totaling $30,000, to provide Children and Family Services (CFS) Social Workers with the ability to provide meals and /or basic incidentals for CFS children in foster care. (70% State, 30% County) 24-1016 approved Page 12 of 28 12 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.47 . APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute on behalf of the Employment and Human Services Department, a Purchase Order with Impero Solutions Inc. (Impero), subject to Impero’s End User License Agreement & Service Agreement in the amount not to exceed $2,391 for the purchase of classroom management software for the period February 1, 2024 through November 6, 2024. (59% Federal, 35% State, 6% County) 24-1017 approved C.48 . APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute on behalf of the Employment and Human Services Director, a purchase order and related maintenance agreement with Bluechip Technologies-U.S., Inc. dba GuardianMPS in an amount not to exceed $4,650 for the purchase of panic button security key fobs for the period April 1, 2024 through June 30, 2024. (59% Federal, 35% State, 6% County) 24-1018 approved C.49 . APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute on behalf of the Employment and Human Services Director, a purchase order with Progress Software Corp. in an amount not to exceed $9,319 for the purchase of Telerik, a website content development software, for the period March 5, 2024 through March 4, 2025. (59% Federal, 35% State, 6% County) 24-1019 approved C.50 . APPROVE and AUTHORIZE the Purchasing Agent, on behalf of the Employment and Human Services Department director, to execute a purchase order with General Datatech, LP, of Texas, in an amount not to exceed $1,065,938, and an End User License Agreement with Cisco Systems Inc, to procure 72 Cisco computer hardware switches for the period April 10, 2024 through April 9, 2025. (59% Federal, 35% State, 6% County) 24-1020 approved C.51 . APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute on behalf of the Employment and Human Services Department, a purchase order with Top Gun Technology, Inc. in an amount not to exceed $21,000 for server maintenance for the period April 1, 2024 through February 28, 2027. (59% Federal, 35% State, 6% County) 24-1021 approved Health Services Page 13 of 28 13 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.52 . APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute on behalf of the Health Services Director, a purchase order amendment with Johnson & Johnson Health Care Systems, Inc., to increase the payment limit by $900,000 to an amount not to exceed $1,099,000 for the purchase of trauma implant supplies for Contra Costa Regional Medical Center and extend the term through July 31, 2024. (100% Hospital Enterprise Fund I) 24-1053 approved C.53 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Public Health Institute, in an amount not to exceed $40,100 to provide software licensing, maintenance and support services for Contra Costa Health’s cancer registry health information management system for the period March 1, 2024 through February 28, 2027. (100% Hospital Enterprise Fund I) 24-1054 approved C.54 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with the Regents of the University of California for its San Francisco campus, to pay the County an amount not to exceed $493,629 to conduct the Comparing Hypertension Remote Monitoring Evaluation Redesign project for the period August 1, 2023 through July 31, 2024. (No County match) 24-1055 approved C.55 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Sodexo America, LLC, in an amount not to exceed $2,790,000 to provide management and oversight of the Food and Nutrition Services Unit at Contra Costa Regional Medical Center and Health Centers for the period November 1, 2023 through October 31, 2026. (100% Hospital Enterprise Fund I) 24-1056 approved C.56 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract amendment with CapsuleTech, Inc ., effective March 5, 2024, to increase the payment limit by $120,000 to an amount not to exceed $233,554 for additional software licensing, maintenance and support services used by Contra Costa Health for its medical device information system. (100% Hospital Enterprise Fund I) 24-1057 approved Page 14 of 28 14 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.57 . APPROVE the list of providers recommended by Contra Costa Health Plan's Peer Review Credentialing Committee and the Health Services Director, and as required by the State Departments of Health Care Services and Managed Health Care, and the Centers for Medicare and Medicaid Services. (No fiscal impact) 24-1058 Attachments:3/12/24 - Provider List approved C.58 . APPROVE and AUTHORIZE the Purchasing Agent, or designee, to purchase on behalf of the Health Services Director, Target gift cards totaling an amount not to exceed $1,520 for the Maternal, Child, and Adolescent Health Program within Public Health’s Family, Maternal, and Child Health Programs for the period from April 1, 2024 through June 30, 2024. (100% California Department of Public Health) 24-1059 approved C.59 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with the California Department of Public Health, Tuberculosis Control Branch, to pay the County an amount not to exceed $338,159 for prevention and tuberculosis control services for the period July 1, 2024 through June 30, 2025. (No County match) 24-1060 approved C.60 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Vale Operating Company, LP, (dba Vale Healthcare Center), in an amount not to exceed $18,000,000 to provide skilled nursing facility services to Contra Costa Health Plan members and County recipients for the period May 1, 2024 through April 30, 2027. (100% Contra Costa Health Plan Enterprise Fund II) 24-1061 approved C.61 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with North Star Emergency Services, Inc. (dba Norcal Ambulance), in an amount not to exceed $525,000 to provide non-emergency medical transportation services for Contra Costa Health Plan members and County recipients for the period April 1, 2024 through March 31, 2027. (100% Contra Costa Health Plan Enterprise Fund II) 24-1062 approved Page 15 of 28 15 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.62 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Discover Me | Us Marriage and Family Therapy Prof. Corp. (dba Discover Me Us Counseling Services), in an amount not to exceed $650,000 to provide Medi-Cal specialty mental health services for the period April 1, 2024 through June 30, 2025. (50% Federal Medi-Cal; 50% State Mental Health Realignment) 24-1063 approved C.63 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract amendment with Contra Costa Interfaith Transitional Housing, Inc. (dba Hope Solutions), effective May 1, 2024, to increase the payment limit by $782,450 to an amount not to exceed $1,564,900 and extend the term from June 30, 2024 to June 30, 2025 for additional rapid rehousing and homeless prevention services to seniors over 60 years of age and adults with disabilities. (100% Adult Protective Services Home Safe Program) 24-1064 approved C.64 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Center for Social Dynamics, LLC, in an amount not to exceed $6,000,000 to provide behavioral health treatment – applied behavioral analysis services to Contra Costa Health Plan members and county recipients for the period April 1, 2024 through March 31, 2027. (100% Contra Costa Health Plan Enterprise Fund II) 24-1065 approved C.65 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with California Sprout MC 1 LLC, in an amount not to exceed $240,000 to provide behavioral health treatment – applied behavioral analysis services to Contra Costa Health Plan members and county recipients for the period April 1, 2024 through March 31, 2026. (100% Contra Costa Health Plan Enterprise Fund II) 24-1066 approved C.66 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract amendment with La Clinica De La Raza, Inc ., effective April 1, 2024, for additional cost survey and attestation services required for California Advancing and Innovating Medi-Cal implementation and to decrease the payment limit by $434,262 to an amount not to exceed $800,000 with no change in the term ending June 30, 2024 for specialty mental health services in East Contra Costa County. (83% Federal Early Periodic Screening, Diagnostic and Treatment funds; 17% Mental Health Service Act) 24-1067 approved Page 16 of 28 16 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.67 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Shelter, Inc ., in an amount not to exceed $1,186,768 to provide housing support services to county residents experiencing homelessness who have a disability and are receiving services in the supportive housing program for the period December 1, 2023 through November 30, 2024. (98% Department of Housing and Urban Development; 2% Mental Health Services Act) 24-1068 approved C.68 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with East Bay Center for The Performing Arts, in an amount not to exceed $249,200 to provide culturally relevant performing arts-based strategies to support youth of color including arts education, peer support groups and student support services for the period January 1, 2024 through June 30, 2025. (100% Mental Health Services Act) 24-1069 approved C.69 . APPROVE and AUTHORIZE the Health Services Director, or designee, to accept grant award from the California Conference of Directors of Environmental Health, to pay the County an amount not to exceed $110,722 for the Micro Enterprise Home Kitchen Operation Assistance Program for the period June 30, 2024 through May 31, 2025. (No County match) 24-1070 approved C.70 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute contracts with West Contra Costa Unified School District, in an amount not to exceed $975,000; and with the West Contra Costa Public Education Fund, in an amount not to exceed $225,000, for the Promoting Local Access to Youth Sports Program in West Contra Costa County for the period April 1, 2024 through March 31, 2027. (100% West Contra Costa Healthcare District revenues) 24-1071 approved C.71 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with La Clinica De La Raza, Inc., in an amount not to exceed $250,000 to provide Mental Health Services Act Innovation Program services to promote mental health and wellness for Latino parents and youth in Central, East and far East Contra Costa County for the period January 1, 2024 through June 30, 2025. (100% Mental Health Services Act) 24-1072 approved Page 17 of 28 17 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.72 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with One Health Home Care, Inc., in an amount not to exceed $280,000 to provide home health care services to Contra Costa Health Plan members and county recipients for the period April 1, 2024 through March 31, 2026. (100% Contra Costa Health Plan Enterprise Fund II) 24-1073 approved C.73 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with The Stonebrook Convalescent Center, Inc . (dba Stonebrook Healthcare Center), in an amount not to exceed $8,000,000 to provide skilled nursing facility services for Contra Costa Health Plan members and county recipients for the period April 1, 2024 through March 31, 2026. (100% Contra Costa Health Plan Enterprise Fund II) 24-1074 approved C.74 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Positive and Vigilant Healthcare, Inc. (dba Alhambra Convalescent Hospital), in an amount not to exceed $6,000,000 to provide skilled nursing facility services for Contra Costa Health Plan members and county recipients for the period April 1, 2024 through March 31, 2027. (100% Contra Costa Health Plan Enterprise Fund II) 24-1075 approved C.75 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract amendment with Trinity Center Walnut Creek, to increase the payment limit by $200,000 to an amount not to exceed $400,000 and extend the term through June 30, 2025 for additional housing-focused case management services to individuals experiencing homelessness in Contra Costa County. (100% Federal Housing and Urban Development funds) 24-1076 approved C.76 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with the California Department of Public Health, to pay the County an amount not to exceed $3,036,690 to provide residents of Contra Costa County access to medical and support care services, including outreach and treatment under the HIV Care Program and Minority AIDS Initiative Project for the period April 1, 2024 through March 31, 2029. (No County match) 24-1077 approved Page 18 of 28 18 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.77 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with the California Department of Resources Recycling and Recovery, to pay the County an amount not to exceed $166,135 to enforce proper waste tire management throughout Contra Costa County for the period June 30, 2024 through September 30, 2025. (No County match) 24-1078 approved C.78 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with the United States Department of Housing and Urban Development, to pay the County an amount not to exceed $450,000 for the County’s Homeless Management Information System project for the period January 1, 2024 through December 31, 2026. (80% Federal, 20% County match) 24-1079 approved C.79 . APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute on behalf of the Health Services Director, a purchase order with Remote Satellite Systems International Inc . in an amount not to exceed $6,000 for satellite phones and voice service, and ACCEPT the related agreement for the rental and use of equipment for the period July 1, 2024 through June 30, 2025. (100% Public Health Emergency Planning Unit Funds) 24-1080 approved C.80 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract amendment with DiaSorin Inc ., effective March 15, 2024, to increase the payment limit by $21,950 to an amount not to exceed $516,950 to add a Liaison XL LAS to the Product Supply Agreement for the Clinical Laboratory at the Contra Costa Regional Medical Center and Health Centers with no change in the term ending May 31, 2026. (100% Hospital Enterprise Fund I) 24-1081 approved C.81 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract amendment with University of Washington (UW), Department of Psychiatric and Behavioral Sciences, UW School of Medicine, effective April 1, 2024, to provide additional behavioral health training for staff, contractors and community partners on crisis response with no change in the payment limit of $270,000 or term ending May 31, 2024. (100% Heath Resources & Services Administration Grant) 24-1082 approved Page 19 of 28 19 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.82 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract amendment with Amelie de Mahy L.AC LLC., effective January 1, 2024, to increase the payment limit by $86,000 to an amount not to exceed $392,000 for additional acupuncture services at Contra Costa Regional Medical Center and Health Centers with no change in the term ending December 31, 2025. (100% Hospital Enterprise Fund I) 24-1083 approved C.83 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with The Staywell Company, LLC ., effective April 1, 2024, to increase the payment limit by $127,907 to an amount not to exceed $618,558 for additional hosted content, products and services regarding patient education for Contra Costa Health for the period April 1, 2023 through March 31, 2028. (100% Hospital Enterprise Fund I) 24-1084 approved C.84 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Virtual Radiologic Professionals of California, P.A., in an amount not to exceed $12,000 to provide a web-based diagnostic radiology interpretation workflow platform for Contra Costa Regional Medical Center’s Radiology Unit for the period April 1, 2024 through March 31, 2027. (100% Hospital Enterprise Fund I) 24-1085 approved C.85 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with International Rescue Committee, Inc ., in an amount not to exceed $250,000 to provide culturally appropriate mental health services for Central American and West Asian newcomers in Contra Costa County for the period January 1, 2024 through June 30, 2025. (100% Mental Health Services Act) 24-1086 approved C.86 . APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract amendment with J Cole Recovery Homes, Inc., effective January 1, 2024, to increase the payment limit by $132,551 to a new payment limit of $1,184,849, to provide additional residential substance abuse use disorder treatment services for male offenders in East Contra Costa County with no change in the term ending June 30, 2024. (50% Federal Drug Medi-Cal; 50% State General Fund) 24-1087 approved Human Resources Page 20 of 28 20 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.87 . ADOPT Resolution No. 2024-125 approving amendments to the Contra Costa County Deferred Compensation Plan (I.R.C. § 457) to allow Roth in-plan conversions and permit external rollovers by separated/ retired employees, effective April 1, 2024. (No Fiscal Impact) RES 2024-125 adopted C.88 . ADOPT Position Adjustment Resolution No. 26273 to add one (1) full-time Deputy County Counsel-Standard-Exempt (unrepresented) position and cancel one (1) full-time Deputy County Counsel-Advanced(unrepresented) vacant position in the Office of the County Counsel. (100% Salary Savings) 24-1001 Attachments:P300 Signed P300 26273.pdf approved Information and Technology C.89 . APPROVE and AUTHORIZE the Chief Information Officer, or designee, to execute a contract with UKG Kronos Systems LLC in an amount not to exceed $2,075,000 to provide professional services to upgrade the timekeeping system and for hosting services for the period of March 26, 2024, through March 25, 2029. (100% User Departments) 24-1002 approved C.90 . APPROVE and AUTHORIZE the Purchasing Agent, on behalf of the Chief Information Officer, to execute a purchase order with Computerland of Silicon Valley in an amount not to exceed $33,500 for support services from RSA, subject to the terms of RSA's End User License Agreement, for the period of Jan 1, 2024, through December 31, 2024. (100% User Departments) 24-1003 approved C.91 . APPROVE and AUTHORIZE the Purchasing Agent, on behalf of the Chief Information Officer, to execute a purchase order with Jamf, subject to the terms of Jamf's End User License Agreement,in an amount not to exceed $8,000 for online technical training for the period of April 15, 2024, through April 14, 2025. (100% User Departments) 24-1004 approved Library C.92 . APPROVE and AUTHORIZE the Purchasing Agent to execute, on behalf of the County Librarian, a purchase order with Nub Games, Inc., in an amount not to exceed $742 for Library H3Ip real time helpdesk software subscription for the period March 2, 2024 through March 1, 2025. (100% Library Fund) 24-1005 approved Page 21 of 28 21 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.93 . APPROVE and AUTHORIZE the County Librarian, or designee, to execute a contract with the Antioch Unified School District to allow the District to provide lunches to youths and family library patrons for the period June 25 through August 2, 2024. (No fiscal impact to County) 24-1006 approved Probation/Reentry and Justice C.94 . ACCEPT a bequest in the amount of $100,000 from the Reber Trust to the Contra Costa County Probation Department for athletic-related needs and equipment at Juvenile Hall. 24-1007 approved Public Works C.95 . ADOPT Resolution No. 2024-119 approving and authorizing the Public Works Director, or designee, to fully close a portion of Franciscan Way, between Anson Way and Eureka Avenue, on April 17, 2024, from 7:30 a.m. through 5:30 p.m., for the purpose of a utility pole replacement, Kensington area. (No fiscal impact) RES 2024-119 adopted C.96 . ADOPT Resolution No. 2024-120 approving and authorizing the Public Works Director, or designee, to fully close a portion of Ocean View Avenue, between Oak View Avenue and Colusa Avenue, on April 30, 2024, from 8:00 a.m. through 5:00 p.m., for the purpose of a utility pole replacement, Kensington area. (No fiscal impact) RES 2024-120 adopted C.97 . ADOPT Resolution No. 2024-121 approving and authorizing the Public Works Director, or designee, to fully close a portion of Oberlin Avenue, between Amherst Avenue and Arlington Avenue, on April 19, 2024, from 7:30 a.m. through 5:00 p.m., for the purpose of a utility pole replacement, Kensington area. (No fiscal impact) RES 2024-121 adopted C.98 . ADOPT Resolution No. 2024-122 approving and authorizing the Public Works Director, or designee, to fully close a portion of Mountain View Boulevard, between Amigo Lane and Hazelwood Drive, on May 1, 2024, through May 2, 2024, from 8:00 a.m. through 5:00 p.m., for the purpose of a utility pole replacement, Walnut Creek area. (No fiscal impact) RES 2024-122 adopted Page 22 of 28 22 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.99 . ADOPT Resolution No. 2024-123 approving and authorizing the Public Works Director, or designee, to fully close a portion of Winslow Street, between Bay Street and Jackson Street, on April 30, 2024, from 8:00 a.m. through 4:00 p.m., for the purpose of a utility pole replacement, Crockett area. (No fiscal impact) RES 2024-123 adopted C.10 0. ADOPT Resolution No. 2024-124 approving and authorizing the Public Works Director, or designee, to fully close a portion of Sobrante Avenue, between Valley View Road and Appian Way, on April 21, 2024, and every Sunday thereafter until August 25, 2024, from 10:00 a.m. through 5:00 p.m., for the purpose of hosting a farmer's market, El Sobrante area. (No fiscal impact) RES 2024-124 adopted C.10 1. APPROVE and AUTHORIZE the Public Works Director to execute, on behalf of the County, a Real Property Services Agreement with the Contra Costa Transportation Authority for the County to provide right of way services for the I-680/SR4 Interchange Phases 1, 2 A &4 Project, for payment to the County not to exceed $320,000 during a term commencing March 1, 2024, and continuing until terminated by either party. (100% Contra Costa Transportation Authority Funds) 24-0988 Attachments:AG.17 CCCo - CCTA RP Services Agmt 2 SMS and RT Clean- 3-21-24 JD - Final approved C.10 2. APPROVE and AUTHORIZE the Public Works Director, or designee, to execute a Purchase Agreement with VCES Volvo Construction Equipment & Services in the amount of $92,980 for two Zieman Flatbed Trailers, effective April 9, 2024, for flood control maintenance, Countywide. (100% Flood Control Funds) 24-0989 approved C.10 3. APPROVE and AUTHORIZE the Public Works Director, or designee, to execute a contract with Theis Engineering & Associates, in the amount not to exceed $350,000 to provide on-call land development services for the period April 9, 2024 to April 8, 2027, Countywide. (100% Developer Fees and/or Special Revenue Funds) 24-0990 approved Page 23 of 28 23 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.10 4. APPROVE and AUTHORIZE the Chief Engineer, or designee, to execute an Assignment and Assumption of Contract and Consent between Horizon Water and Environment LLC and Montrose Environmental Solutions Inc. and to execute a contract amendment with Montrose Environmental Solutions Inc., effective March 30, 2024, to extend the contract termination date from March 30, 2024 to March 30, 2026, with no change to the payment limit, to complete necessary environmental compliance work, Countywide. (100% Contra Costa County Flood Control and Water Conservation Funds) 24-0991 approved C.10 5. APPROVE and AUTHORIZE the Public Works Director, or designee, to approve and authorize relocation payments following allowable relocation claims by Fred Finch Youth Center, in an amount not to exceed $72,000, in connection with the County’s acquisition of 2523 El Portal Drive, San Pablo for a mental health urgent care and therapeutic residential facility. (100% Realignment Funds) 24-0992 Attachments:Grant Deed.pdf approved C.10 6. APPROVE the bid documents, including the contract General Conditions, Technical Specifications, and Construction Task Catalog for job order contracts 025, 026, 027 and 028 for future repair and remodeling projects at various County facilities; and AUTHORIZE the Public Works Director, or designee, to solicit bids to be received on or about May 22, 2024, Countywide. (100% Various Funds) 24-0993 approved C.10 7. AWARD and AUTHORIZE the Chief Engineer, or designee, to execute a construction contract with Gordon N. Ball Inc. in the amount of $4,336,900 for the Walnut Creek Desilt Project, Concord area. (100% Flood Control Zone 3B) 24-0994 Attachments:Teichert-Walnut Creek Desilt-Non-Responsiveness Final approved Page 24 of 28 24 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.10 8. Acting as the governing body of the Contra Costa County Flood Control and Water Conservation District, APPROVE and AUTHORIZE the Chief Engineer, or designee, to execute amendment No . 2 to the agreement with the California Department of Water Resources : Flood Emergency Response Projects Grant Program — Statewide, to extend the term through April 29, 2025, and adjust budget allocations, with no change in the total grant amount, Concord, Danville, Martinez, Pacheco, Pinole, Pleasant Hill, Rodeo, San Pablo, Richmond, and Walnut Creek areas. (No fiscal impact) 24-0995 Attachments:Amendment 2 with CDWR approved Risk Management C.10 9. APPROVE and AUTHORIZE the Purchasing Agent, on behalf of the Director of Risk Management, to execute a purchase order with Caltronics in an amount not to exceed $17,965 to provide XMedius cloud faxing system for the period of April 18, 2024, through April 17, 2025. (100% General Fund) 24-0996 approved C.11 0. DENY claims filed by Abel R. Arias; BD & J, Daniel Infuso, Esq.; Monika Lynette Brown; LaTalya Gaffney-Snelling; Thuy-Mi Dang Hunter, S.S.H. and Sarai Cannon-Hunter; Paul T. Klobas; Shannon Martinez; Billy Scott; Joshua Stewart; Maggie Hong To-Tran; Lynnette Watts; and Brandon Wong. DENY amended claims filed by Antoine Anderson; and Min Huang and Ada Wang. 24-0997 approved Sheriff C.11 1. APPROVE and AUTHORIZE the Auditor-Controller, or designee, to pay up to $306,154 to Insight Public Sector for services provided on behalf of the California State Sheriff's Association Microsoft Azure Cloud, for cloud subscription and usage fees incurred by the Office of the Sheriff’s for the Automated Regional Information Exchange System, during the period April 1, 2023, through February 29, 2024. (100% General Fund) 24-0998 approved Treasurer - Tax Collector Page 25 of 28 25 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 C.11 2. ACCEPT the Treasurer’s Investment Policy for the Fiscal Year 2024-2025 as revised and adopted on March 19, 2024, as recommended by the Treasury Oversight Committee. 24-0999 Attachments:CCC Investment Policy FY 24-25_final approved Page 26 of 28 26 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 GENERAL INFORMATION The Board meets in all its capacities pursuant to Ordinance Code Section 24-2.402. Any disclosable public records related to an open session item on a regular meeting agenda and distributed by the Clerk of the Board to a majority of the members of the Board of Supervisors less than 96 hours prior to that meeting are available for public inspection at 1025 Escobar Street, First Floor, Martinez, CA 94553, during normal business hours. All matters listed under CONSENT ITEMS are considered by the Board to be routine and will be enacted by one motion. There will be no separate discussion of these items unless requested by a member of the Board before the Board votes on the motion to adopt. Each member of the public will be allowed two minutes to comment on the entire consent agenda. Persons who wish to speak on matters set for PUBLIC HEARINGS will be heard when the Chair calls for public testimony. Each speaker during public testimony will be limited to two minutes. After public testimony, the hearing is closed and the matter is subject to discussion and action by the Board. Comments on matters listed on the agenda or otherwise within the purview of the Board of Supervisors can be submitted to the office of the Clerk of the Board via mail: Board of Supervisors, 1025 Escobar Street, First Floor, Martinez, CA 94553 or to clerkoftheboard@cob.cccounty.us. In the interest of facilitating the business of the Board, the total amount of time that a member of the public may use in addressing the Board on all agenda items is 10 minutes. Time limits for public speakers may be adjusted at the discretion of the Chair. The County will provide reasonable accommodations for persons with disabilities planning to attend Board meetings who contact the Clerk of the Board at least 24 hours before the meeting, at (925) 655-2000. Anyone desiring to submit an inspirational thought nomination for inclusion on the Board Agenda may contact the Office of the County Administrator or Office of the Clerk of the Board, 1025 Escobar Street, Martinez, California. Subscribe to receive to the weekly Board Agenda by calling the Office of the Clerk of the Board, (925) 655-2000 or using the County's on line subscription feature at the County’s Internet Web Page, where agendas and supporting information may also be viewed: www.contracosta.ca.gov DISCLOSURE OF CAMPAIGN CONTRIBUTIONS Pursuant to Government Code section 84308, members of the Board of Supervisors are disqualified and not able to participate in any agenda item involving contracts (other than competitively bid, labor, or personal employment contracts), franchises, discretionary land use permits and other entitlements if the Board member received, since January 1, 2023, more than $250 in campaign contributions from the applicant or contractor, an agent of the applicant or contractor, or any financially interested participant who actively supports or opposes the County’s decision on the agenda item. Members of the Board of Supervisors who have received, and applicants, contractors or their agents who have made, campaign contributions totaling more than $250 to a Board member since January 1, 2023, are required to disclose that fact for the official record of the subject proceeding. Disclosures must include the amount of the campaign contribution and identify the recipient Board member, and may be made either in writing to the Clerk of the Board of Supervisors before the subject hearing or by verbal disclosure at the time of the hearing. Page 27 of 28 27 BOARD OF SUPERVISORS Meeting Minutes April 9, 2024 BOARD OF SUPERVISORS STANDING COMMITTEES For more information please visit the Board of Supervisors Standing Committees page here: https://www.contracosta.ca.gov/8633/Board-of-Supervisors-Standing-Committees Airport Committee: June 6, 2024 at 10:00 a.m. Equity Committee: April 15, 2024 at 10:30 a.m. Family and Human Services Committee: April 15, 2024 at 10:30 a.m. Finance Committee: May 6, 2024 at 9:30 a.m. Head Start Advisory Committee: April 15, 2024 Canceled/Next meeting May 20, 2024 at 9:00 a.m. Internal Operations Committee: May 13, 2024 at 11:00 a.m. Legislation Committee: April 16, 2024 at 10:00 a.m. Los Medanos Healthcare Operations Committee: May 13, 2024 at 1:00 p.m. Public Protection Committee: April 25, 2024 at 9:30 a.m. Sustainability Committee: May 20, 2024 at 1:00 p.m. Transportation, Water and Infrastructure Committee: May 13, 2024 at 9:30 a.m. AGENDA DEADLINE: Thursday, 12 noon, 12 days before the Tuesday Board meetings . Glossary of Acronyms, Abbreviations, and other Terms Contra Costa County has a policy of making limited use of acronyms, abbreviations, and industry-specific language in its Board of Supervisors meetings and written materials. For a list of commonly used language that may appear in oral presentations and written materials associated with Board meetings, please visit https://www.contracosta.ca.gov/8464/Glossary-of-Agenda-Acronyms . Page 28 of 28 28 2024-2025 Head Start/Early Head Start/Early Education and Support Programs Recruitment and Enrollment Plan Contra Costa County Employment and Human Services Department - Community Services Bureau 2024-2024 Head Start/Early Head Start/Early Education and Support Programs Recruitment and Enrollment Plan, approved by Policy Council on 02/21/2024 and approved by Board of Supervisors on xx/xx/2024. 1 DESIRED OUTCOME: To inform the public about services available through the Contra Costa County Community Services Bureau, particularly those populations identified in our Community Assessment, and to recruit and enroll eligible children and their families into the Head Start, Early Head Start and Early Education and Support Programs. Goal #1: To recruit eligible pregnant women, infants, toddlers, and children. Goal #2: To recruit children with disabilities. Goal #3: To recruit special populations as per our community assessment and selection criteria: CPS/At-Risk, Domestic Violence, Dual Language Learners, Need for Full Day Care, Homeless, SNAP/ Cash Aid Recipients, Children with Health Impairments, Teen Parents, Grandparent Caregivers, and children of currently or formerly incarcerated parents. ACTIVITIES PERSON (S) RESPONSIBLE TIMELINE LOCATION INFORMATION TO INCLUDE DISTRIBUTION Mobilize Parents – Word of Mouth, is our best strategy. Make sure a supply of flyers is available for parents to take and give out. The Comprehensive Services Team (CST) staff, Site Supervisors, Parent/ Family, Community Engagement Officer, Centralized Enrollment Unit (CEU) staff and ERSEA Manager Ongoing Policy Council, Parent Meetings, Family Newsletter, Tables in entryways. Reproducible Flyers and Pre-App Screening Forms. Palm Cards w/HS enrollment info. All CSB and Delegate and Partner sites. Pamphlets/flyers distributed: a) General info on CSB services b) Enrollment flyers c) Home-based services Teachers, Site Supervisors, CST and CEU Staff, Home Educators Ongoing Laundromats WIC offices Grocery Stores Site lobby/Classrooms Elementary Schools Clinics Community-Based Organizations County Agencies Local churches Education Offices Libraries Hospitals Community Events/Flea Markets Check Cashing Agencies High Schools One-Stop Locations Housing site offices (including- 9 housing sites in San Ramon) Homeless Programs Community Centers (Richmond, San Pablo, Oakley, Willow Pass) Parks & Rec centers (Ambrose) LiHEAP office Stage 2 & Alternative Payment Plans Family Entertainment Centers (Roller Rinks) Community Colleges First Five Pictures Short paragraph describing program options Who is eligible Explanation of services available List Health, Nutrition, Education, Family Services, Family Wellness, Parent Engagement, Disabilities Services Home base Contact numbers and/or persons HEAP mailings Food Stamp Offices Parent Meetings Doctors’ Offices EHSD Child Care Offices Volunteer Bureaus One-Stop Centers Parents Farmers Markets (Richmond Main Street, San Pablo, Concord) *See “Location” section for additional distribution information Mailing information to current TANF/SNAP recipients underage 5 29 2024-2025 Head Start/Early Head Start/Early Education and Support Programs Recruitment and Enrollment Plan Contra Costa County Employment and Human Services Department - Community Services Bureau 2024-2024 Head Start/Early Head Start/Early Education and Support Programs Recruitment and Enrollment Plan, approved by Policy Council on 02/21/2024 and approved by Board of Supervisors on xx/xx/2024. 2 ACTIVITIES PERSON (S) RESPONSIBLE TIMELINE LOCATION INFORMATION TO INCLUDE DISTRIBUTION Family Newsletter CST staff Site Supervisors Quarterly Distribute to all parents / partners Who is eligible? Who to Contact? Program Activities Events, Educational opportunities Early Intervention Programs Community Partners Elementary Schools in the District Contact Agencies Serving Children ERSEA Manager, Comprehensive Services Managers Spring and Fall and as needed WIC offices SELPAs Child Care Centers School Districts Private Providers Community-Based Organizations Community Recreation Sites PTAs Human Service Department Partner Sites Family Child Care Networks Resource and Referral Agencies Stage 2 & Alternative Payment Plans First Five Offices & Centers Homeless Shelter OB/GYN Offices LiHEAP office Agencies serving children with special needs Initial letter containing description of Head Start and Agency services and program options Personal visit to discuss coordination services, share program and curriculum information, plan referrals. Community Coordinate Transition Activities with Elementary Schools MH/Disabilities Manager; Site Supervisors Education Managers Spring/ Summer and throughout the year as needed Childcare Centers Elementary Schools Other agencies for intake for special needs children High School/IT Any pertinent information on child, - authorized by parent Elementary School staff meetings & parent meetings; Site based staff meetings/ parent meetings; Policy Council Meetings Speak at local organizations Directors, Assistant Directors, Comprehensive Services Managers, Male Involvement Coordinator Ongoing Union Meetings Faith Based Organizations SHARE County Malls Fairs Clubs Community Events Other Government Agencies Non-Profit Agencies Businesses, Corporations and Foundations Make Head Start staff or Policy Council rep. available Describe advantageous services Distribute pamphlets List of centers with contact information Set up information table with posters and pictures Application packages Civic Organizations PTA meetings Church groups Community events 30 2024-2025 Head Start/Early Head Start/Early Education and Support Programs Recruitment and Enrollment Plan Contra Costa County Employment and Human Services Department - Community Services Bureau 2024-2024 Head Start/Early Head Start/Early Education and Support Programs Recruitment and Enrollment Plan, approved by Policy Council on 02/21/2024 and approved by Board of Supervisors on xx/xx/2024. 3 ACTIVITIES PERSON (S) RESPONSIBLE TIMELINE LOCATION INFORMATION TO INCLUDE DISTRIBUTION “Staff Walks around the Community” Site Supervisors, CST and CEU staff. May – August and as needed Neighborhoods Other Agencies Brief description of services Magnets or other marketing aids with contact info Flyers Community Any opportunity for free ads in local media, including social media Assistant Directors; Analysts, Social Media Team Spring-Fall Local newspaper agencies, Penny Saver, Grapevine, Radio, Public Access TV, agency presence on Facebook and Twitter, etc. Short information on program, in English and Spanish Contact information (Recruitment hotline) Newspapers and on line. Community Events ALL STAFF Ongoing Contra Costa County Enrollment Clinics at Sites Information on employment for teachers Informational Flyers Magnets, etc. with brief information Community Maintain supply of free Head Start pamphlets (order from ACF) Site Supervisors, Managers for HB and Partners Comp. Services Asst. Managers Ongoing All CSB Centers All Partner/Delegate centers One Stop Career Centers Human Services Department SS of WIC SparkPoint Family Justice Center LiHEAP office Description of Head Start program and sample activities, with contact information. Community Implement streamlined referral processes per MOUs ERSEA Manager Ongoing CFS RCEB Health Services CalWorks SNAP (Food Stamps) Protocol and Procures Forms Tracking of special referrals Organizations noted in “Location” section. Recruitment through partnerships ERSEA Manager, Comprehensive Services Managers, Partner Unit Ongoing CSB’s Head Start and State child development partner agencies Information of CSB’s HS services including different program models to meet client needs. Site location and contact list. Transfer coordination. Childcare and development partnerships Digital Advertising CSB Analyst and Hired consultants 6 month trial Facebook, Instagram, Twitter Program information, re-direct to CSB Connect Digital platforms 31 CONTRA COSTA COUNTY CSB Admissions Priorities / Selection Criteria 2024-2025 Program Year 1) Denotes categorical eligibility as per Head Start Performance Standard 1302.14 (b). 2) At least 10 percent of the enrollment will be made available to children who meet the definition for children with disabilities. 3) Pre-School Selection Priorities apply to both Full Day and Part Day programs unless otherwise specified. 4) Admissions Priorities / Selection Criteria, approved by Policy Council on 02/21/2024 and approved by Board of Supervisors on xx/xx/2024 Head Start Performance Standard 1302.14 (a)(1) mandates that the program set criteria, based on our Community Assessment, that define the types of children and families who will be given priority for recruitment and selection. Kindergarten is available in all communities that we serve. Due to the community need for full-day, full-year services, and the mandate that the Head Start & Early Head Start Program collaborate for full-day services, CSB has adopted the following selection criteria presented in order of priority, which also meets the regulations of our partner, the California Department of Education and California Department of Social Services. INFANTS & TODDLERS (Aged 0-3, including pregnant women) PRE-SCHOOL (Aged 3-5) Transfers for children currently enrolled in Early Head Start and California Childcare and Development programs will be accommodated before enrolling any new children. Siblings in a currently enrolled family may be given priority. 1. Child Protective Services / Child At Risk referrals or in Foster care 2. Children from families from the lowest income according to the income ranking a. When 2 or more have the same ranking then infants/toddlers with disabilities (IEP or IFSP) take priority b. If there is no family of the same priority with a child with exceptional needs, the family of the same priority in which the primary home language is a language other than English shall be admitted first. c. If there is no family of the same priority in which the primary home language is a language other than English, the family of the same priority that has been on the waiting list for the longest time shall be admitted first. Requested transfers for children currently enrolled in Head Start and California State Preschool Programs (CSPP) will be accommodated before enrolling any new children. Siblings in a currently enrolled family may be given priority. 1. 3 or 4 year olds with Child Protective Services / At Risk referrals or in Foster Care 2. 3 or 4 year olds with disabilities (after the set aside 10% has been filled) w/incomes below the eligibility guidelines 3. 4 year olds not enrolled in Transitional Kindergarten (TK) a. Part Day only: Children enrolled in CSPP as a 3 year old b. Lowest income according to the income ranking i. When 2 or more have the same ranking then those with the Dual Language Learner designation take priority ii. If no Dual Language Learner then whomever has been on the waiting list the longest 4. 3 year olds Lowest income according to the income ranking a. When 2 or more have the same ranking then those with the Dual Language Learner designation take priority b. If no Dual Language Learner then whomever has been on the waiting list the longest 5. 3 or 4 year olds from families with incomes no more than 15% above the income guideline. a. 4 year olds with exceptional needs (after the set aside % has been met) then 3 year olds with exceptional needs b. 4 year olds without exceptional needs before 3 year olds without exceptional needs After all other eligible children have been enrolled: 6. Full day only: 3 or 4 year olds that meet eligibility criteria without having a need for services a. Lowest income ranking i. When 2 or more have the same ranking 4 year olds then 3 year olds 7. 3 or 4 year olds that live within the attendance boundaries of a qualified free and reduced price lunch school 8. Part day only: Children enrolling to provide expanded learning and care to TK enrolled children Head Start and Early Head Start - Additional Priorities 1. Currently Homeless or Homeless within the last 18 months 2. Current TANF Recipient (cash aid) or within 24 months 3. Teen parents (EHS only) 32 CONTRA COSTA COUNTY CSB Admissions Priorities / Selection Criteria 2024-2025 Program Year 1) Denotes categorical eligibility as per Head Start Performance Standard 1302.14 (b). 2) At least 10 percent of the enrollment will be made available to children who meet the definition for children with disabilities. 3) Pre-School Selection Priorities apply to both Full Day and Part Day programs unless otherwise specified. 4) Admissions Priorities / Selection Criteria, approved by Policy Council on 02/21/2024 and approved by Board of Supervisors on xx/xx/2024 33 Marla Stuart, MSW, PhD, EHSD Director and Head Start Executive Director MJ Robb, CSB Interim Director, Community Services Bureau info@ehsd.cccounty.us | 925-608-4800 Childcare Program Update April 9, 2024 1 34 1.FY24-25 Admission Priorities |Selection Criteria and Recruitment Plan 2.Childcare Center Services 3.Budget 4.Monitoring 5.Region IX Communication 6.Current Events 7.Recommendation 2 Outline HANDOUT ATTACHED 35 3 Enrollment Admission Priorities / Selection Criteria Recruitment Plan 36 4 FY23-24 Admissions Priorities|Selection Criteria Admission Priorities | Selection Criteria 37 5 Recruitment Plan Head Start Program Performance Standards 1302.13, mandates a program have a recruitment plan that includes specific efforts to actively locate and recruit children with disabilities and other vulnerable children, including homeless children and children in foster care. Our plan, attached in your packet, includes our extensive outreach efforts to recruit. Recruitment Plan 38 6 Childcare Center Services Enrollment and Vacant Slots Attendance Rate Meals and Snacks Served Childcare Vacancies Trend 39 Enrollment and Vacant Slots 7 Enrollment rate goal: 97% 50%52%58%58%60%60%61%62%65%65%66%65%44%51%58%60%62%63%65%67% 40 Attendance Rate 8 41 Meals and Snacks Served 9 Note:DOO = Days of Operation 42 Childcare Vacancies Trend 10 * * Note:Between Nov 23 and Dec 23, one Clerk position was traded for a Division Manager position. As a result, there is one less position beginning Dec 23. 43 State Childcare Budget Early Head Start / Head Start Budget Credit Card Expenditures 11 Budget 44 State Childcare Budget 12 45 Early Head Start / Head Start Budget 13 46 Credit Card Expenditures 14 47 Monthly Monitoring Reports Unusual Incidents Unusual Incidents Trended 15 Monitoring 48 Daily Classroom Health & Safety Checklist 16 * 49 Daily Playground Safety Checklist 17 * * Note:Revised monitoring tools were implemented effective Nov 7, 2023 50 Facility Safety Checklist 18* Note:Revised monitoring tools were implemented effective Nov 7, 2023; went from daily to weekly * 51 Monthly Playground Safety Checklist 19 * * Note:Revised monitoring tools were implemented effective Nov 7, 2023 52 Child Transition Safety & Monitoring 20 Tool Revision- Other health and safety monitoring continued * Note:Revised monitoring tools were implemented effective Nov 7, 2023 * No non- compliances recorded 53 Unusual Incidents Trended 21 54 Unusual Incidents February 2024 22 Reportable incidents as defined by the Office of Head Start (OHS) OHS considers a “significant incident” to be any incident that results in serious injury or harm to a child, violates Head Start standards of conduct at 45 CFR §1302.90(c), or results in a child being left alone, unsupervised, or released to an unauthorized adult. A program must report all significant incidents affecting the health and safety of children with 7 days. California Department of Social Services Community Care Licensing Citations Type A:An immediate risk to the health, safety or personal rights of children in care. Type B: If not corrected right away, may be a risk to the health, safety, and personal rights of the children in care. Reportable Health & Safety Unusual Incidents -February 2024 1.Staff Concern of Enrolled Child-No action from CCL 2.Minor Child Injury-No action from CCL 3.Minor Child Injury-No action from CCL 4.Minor Child Injury-No action from CCL 5.Minor Child Injury-No action from CCL 55 Region IX Communications 23 None in February 2024 56 Current Events 24 March 2024 57 March 2024 Events Give Kids a Smile Day! 25 25 58 March 2024 Events 26 Professional Development at the Region 9 Early Childhood STEM Institute 59 Recommendation 27 CONSIDER accepting monthly update on the activities and oversight of the County's Head Start Program, as recommended by the Employment and Human Services Director, and provide guidance. 60 Health Care Options Workgroup: Recommendations to Improve Health Equity 4/9/24 14/1/24 61 Contra Costa Health Care Options 1.Intro: Health Care Options Workgroup 2.Contra Costa Health Care Program Recommendations •Recommendations •Background 3.Proposed Next steps 24/1/24 62 Intro: Health Care Options Workgroup 34/1/24 63 Stakeholder Workgroup 44/1/24 Mission: Discuss options based on equity for a health coverage program for the remaining uninsured in Contra Costa County based on learning from other counties, analysis of Contra Costa landscape, and stakeholder discussion. Participants: •Aliados Health •Board of Supervisor staff •Contra Costa Health (CCH), •Contra Costa Employment and Human Services Department (EHSD), •Healthy Contra Costa, One Contra Costa Coalition (#OCCC) 64 Stakeholder Workgroup 54/1/24 Shared Values: •A commitment to creating a health system that reflects the values of equity, inclusion, access, and parity. •Access to comprehensive, quality care prevents health care disparities, promotes preventive care, and saves lives. Process: Five stakeholder meetings (December 2023- April 2024), additional subgroup meetings, consultant contracted for research and analysis. 65 Contra Costa Health Care Program Recommendations 64/1/24 66 Healthcare Coverage 74/1/24 •An increasing number of people have become eligible for low-cost or no -cost health insurance: •Affordable Care Act expanded Medicaid and Covered California was created, offering subsidized health insurance: Effective 1/1/14 •Eligibility for Medi-Cal expanded to cover ALL California residents under 138% of the Federal Poverty Level: Final phase effective 1/1/24 •Undocumented immigrants are excluded from: •Participating in the State Health Insurance Exchange: Covered California •Participating in the Contra Costa County Coverage Program: Basic Health Care Program 67 Recommendation for a Contra Costa Health Care Access Program Component Recommendation 1.Eligibility a.Federal Poverty Level (FPL)/Income Range b.Exclusions For Contra Costa residents: a.between 138 and 300% FPL* (regardless of documentation status), and b.who are NOT eligible for full scope Medi-Cal, Medicare, or on other insurance 2. Covered Services Comprehensive Program •Primary care (including mild to moderate behavioral health), specialty, emergency services and inpatient 3. Network •Contra Costa Regional Medical Center (CCRMC) •County Health Center Clinics, AND •Community Clinics 84/1/24 Create a comprehensive coverage program the creates parity between documented and undocumented residents by eliminating existing Basic Health Plan restrictions. 68 Unsubsidized Care is Unaffordable 94/1/24 Low-Income undocumented residents aren’t accessing care •Fear of immigration process •Fear of cost •Prioritizing immediate necessities “I don’t have enough money to pay my bills let alone my health.”“He needed medical attention for a hernia but fears the high cost of an operation in case he needs it.” “I have not had any type of help regarding my health and doctors or insurance is too expensive, health insurance is not accessible to everyone.” 69 Recommended income range: 138 -300% FPL 104/1/24 For a household size of one (see appendix for other household sizes): •$46,488 is a living wage in Contra Costa County •$45,180 : 300% Federal Poverty Level •$20,784: 138% Federal Poverty Level $- $5,000 $10,000 $15,000 $20,000 $25,000 $30,000 $35,000 $40,000 $45,000 $50,000 1 138-300% FPL: Recommended Program 0-138% FPL: Eligible for Medi-Cal Living Wage: $46,488 70 Recommendation: Covered Services 114/1/24 Comprehensive Services: Primary care, specialty care, emergency, and inpatient services Coverage Programs are NOT as comprehensive as insurance: •Limited network •Restricted to services provided within that network A comprehensive coverage program is: •more equitable, •helps people prioritize their health, •reduces emergency room utilization, •prevents suffering 71 Recommendation: Network 124/1/24 Recommended Network: •Community Clinics, •Contra Costa County Health Center Clinics, and •Contra Costa Regional Medical Center Second Option: •Contra Costa County Health Center Clinics, and •Contra Costa Regional Medical Center •Expanded network provides more client choice and increases access •Requires clear referral pathways between Community Clinics •Build off Basic Health Care Program and CARES 72 Recommended Program: Cost Estimates 134/1/24 •The costs of a comprehensive program are NOT all new costs. •CCH projects that the costs of providing care through County Health Center Clinics and CCRMC can be covered through uncompensated care. •CCH estimates an annual cost of $750,000 to include primary care at the Community Clinics 73 Recommended Program: Enrollment and Cost Estimates for Primary Care at Community Clinics Comprehensive Program FPL Range 138-300% Estimated Number of New People Eligible (1)10,500 Total Enrollment Estimate (2)5,250 Initial Enrollment Estimate (3)3,000 Projected Number Enrolled at CCRMC Network 1,900 Projected Numbers enrolled at Community Clinics (4)1,100 Estimated New Annual Program Cost for Community Clinics(5)$750,000 144/1/24 1)Based on EHSD and UC Labor Center data 2)Estimated enrollment first year of the program 3)The total enrollment estimate assumes that a maximum of 50% of those who are eligible would enroll in the program. 4)Estimated 1,100 will enroll at a Community Clinic, the balance of the enrollees would receive primary care through the county clinics. 5)The estimated cost for primary care at the Community Clinics is $56 per member per month for people who received primary care through a community clinic. 74 Proposed Next Steps 154/1/24 75 Recommendations with Board Approval 164/1/24 1.Immediately: •Eliminate residency requirement for Basic Health Care Program •Community Clinics seek sustainable funding, such as Measure X, for primary care with support of the Stakeholder Workgroup including CCH: $750,000 in year one. 2.Phase in: CCH to lead development of: •Enrollment system •Participant fee structure, and •Referral mechanism from community clinics to CCRMC network 3.On-going: CCH to track and evaluate enrollment, program costs and funding needs 76 Appendix 174/1/24 77 Lessons from Other Counties 184/1/24 78 Summary of Other County Programs •Review of Alameda County, San Mateo County, San Francisco County, and Santa Clara Counties •Some counties are in the processing of rethinking programs, however, as of January 1, 2024: •Coverage programs range from 139-200% FPL (most restrictive programs) to under 650% FPL (most expansive program) •Administrators include County Health Department, Health Plans, and County Hospital. •The majority of programs exclude people who are eligible for Medi-Cal or other insurance. 194/1/24 79 Key Take -aways From Other County Programs 1.People who were enrolled in County programs in 2023, and were under 138% FPL, became eligible for Medi-Cal on January 1, 2024. 2.Program income maximums ranged; however, the majority of program enrollment (prior to 1/1/24) for all programs was in the 0-138% range. 3.Enrollment numbers are NOT correlated with size of county or FPL cap 204/1/24 80 Key Take -aways From Other County Programs 4.Most of the programs include coverage for primary, specialty, and hospital services provided by community clinics and hospital systems and have budgets significantly higher than the CARES primary care only program. •Contra Costa County spent $47.9M in uncompensated care for both documented and undocumented patients in FY 22-23. 214/1/24 81 Income Data 224/1/24 82 2024 Federal Poverty Level 4/1/24 23 % of Federal Poverty Level 2024 Maximum Gross Yearly Income Per Family Size 1 2 3 4 138%$ 20,784 $ 28,224 $ 35,640 $ 43,056 200%$ 30,120 $ 40,896 $ 51,648 $ 62,400 300%$ 45,180 $ 61,344 $ 77,472 $ 93,600 400%$ 60,240 $ 81,792 $ 103,296 $ 124,800 83 4/1/24 24 2023 State Income Limits for Contra Costa County Household Size 1 2 3 4 Acutely Low (15% of median family income)$ 15,550 $ 17,750 $ 20,000 $ 22,200 Extremely Low (30% of median family income)$ 31,050 $ 35,500 $ 39,950 $ 44,350 Very Low Income (50% of median family income)$ 51,800 $ 59,200 $ 66,600 $ 73,950 84 4/1/24 25 2024 Living Wage for Contra Costa County Annual Salary Per Family Size 1 2 3 4 1 Adult $ 46,488 $ 98,301 $ 128,669 $ 174,034 2 Adults $ 71,323 $ 88,234 $ 114,026 https://livingwage.mit.edu/counties/06013 Assumes 2080 hours per year 85 4/1/2024 Page 1 Contra Costa County Healthcare Options Workgroup Findings and Recommendations April 1, 2024 Prepared by: Rachel Metz Consulting Executive Summary The Contra Costa County Healthcare Options Workgroup, a stakeholder group with representatives from: 1) the Board of Supervisors’ Offices, 2) Contra Costa Health (CCH), 3) Contra Costa Employment and Human Services Department (EHSD) 4) Aliados Health, and 5) Healthy Contra Costa, One Contra Costa Coalition (#OCCC) (made up of local advocacy, community-based, and faith-based organizations) engaged in a process to: • review and learn from health coverage programs in other counties, • analyze Contra Costa County specific data, and • discuss a potential health coverage program in Contra Costa County based on principles of equity, health care as a basic human right, and increasing access to health coverage for the remaining uninsured. The discussions and research of the Workgroup resulted in a recommendation for a Contra Costa County health program with the following elements: Primary Elements Recommendations 1. Eligibility a. Federal Poverty Level (FPL)/ Income Range b. Exclusions For Contra Costa County residents: a. between 138% and 300% of the Federal Poverty Level (proxy for income), and b. who are NOT eligible for any other program such as Medi- Cal or on other insurance (regardless of documentation status) 2. Covered Services Comprehensive Program • Primary care including mild to moderate behavioral health provided at primary care clinics, specialty medical care, emergency care, and inpatient services 3. Network • County Hospital • County Health Center Clinics AND • Community Clinics 4. Estimated New Cost $750,000 annually of new costs to fund primary care and behavioral health services at community clinics 86 4/1/2024 Page 2 If the proposed recommendation is approved by the Board of Supervisors, other critical program elements, including administrator, enrollment system, provider payment structure, enrollment and/or participant fee structure, referral mechanisms and coordination of care, and outreach and education will be developed and phased in, moving forward with initial changes immediately. This planning process will include an analysis of how best to leverage existing programs and administrative structures. Process At the September 19, 2023, Board of Supervisors meeting, Contra Costa Health presented on a report of the Contra Costa CARES program, which ended December 31, 2023. The #OCCC identified barriers and unmet health needs in Contra Costa County and provided several systemic recommendations in the Contra Costa CARES Outreach and Education report, including a recommendation to expand eligibility to people above 138% of the Federal Poverty Level (FPL).1 The Board requested a follow-up study to look at issues raised in the report, provide data on the number of people who remained uninsured in Contra Costa County, learn what other counties are doing, and provide information about future options in Contra Costa. A process was developed involving multiple County departments and community stakeholders: • Contra Costa Health (CCH) contracted with Rachel Metz Consulting to provide consultation and technical assistance to Contra Costa Health with this process. Rachel Metz is a consultant with more than 25 years of experience working on issues related to health care, health insurance, Medicaid, homelessness, and housing, including specific experience designing and building the Health Program of Alameda County (HealthPAC). The consultant’s scope was to research programs in other counties, provide support to CCH with research and material for a stakeholder group, and provide a written report summarizing the group’s research, analysis, and recommendations. • CCH collaborated with One Contra Costa to facilitate the stakeholder process. • CCH provided Contra Costa County cost information. • Contra Costa County Employment and Human Services Department (EHSD) provided estimates for the numbers of uninsured. • The stakeholder group, which included representatives from the Board of Supervisors’ Offices and #OCCC, provided input, data, and expertise. #OCCC, which is made up of local advocacy, community-based, faith-based organizations, and resident leaders, urges policymakers in Contra Costa County to expand access to comprehensive, quality, and timely healthcare for all Contra Costa County residents regardless of income, immigration status, background, gender, and/or age. Five stakeholder meetings were held between December 2023 and March 2024 (December 21, 2023, January 29, 2024, February 27, 2024, March 1, 2024, and April 1, 2024) and additional subgroup meetings were held to review information, discuss data and options, and align on 1 As part of the outreach and education efforts for the Contra Costa CARES program, #OCCC partner organizations completed 1,123 pre-enrollment surveys that included questions on demographics, health status and barriers to care. 87 4/1/2024 Page 3 recommendations. The discussions and the information in this report acknowledges the importance of closing the current gap of inequities that still exists among the remaining uninsured, and the recognition of who were most harmed by the pandemic (low-income people of color who often risked their health in delivering essential services). Background Health Coverage and the Changing Landscape Access to comprehensive, quality healthcare services contribute to overall health, improving the lives of the people receiving care, preventing the risk that people will delay treatment due to fears of cost, and reducing high-cost emergency care. Having health insurance helps people access and pay for healthcare services. Health insurance is required to include essential health benefits including hospital care; visits to a primary care doctor and specialists; outpatient procedures such as surgery, laboratory tests, and diagnostic services; pregnancy and newborn care; preventive and routine care; mental health care; emergency and urgent care; rehabilitation therapy; and some home health or nursing home care after a hospital stay. Health insurance is preferable to health care “coverage” or “access” programs because they are not restricted by geography (ie- members are covered even if they are traveling) and generally have a broader network of providers. Access to, and enrollment in, health insurance has increased significantly over the past 10 years: • In 2014, the Affordable Care Act expanded Medicaid eligibility and provided health insurance subsidies for people up to 400% of the Federal Poverty Level (FPL) through health care exchanges, and • Over the past two years, California has expanded Medi-Cal coverage to undocumented residents up to 138% FPL. However, not everyone has health insurance. EHSD estimates that there are approximately 53,839 people in Contra Costa County without health insurance across all income levels and documentation status. (See Appendix 1: EHSD Contra Costa Uninsured Estimates.) Some people are eligible for free or low-cost health insurance (either Medi-Cal or subsidies through Covered California) but are not enrolled, and others, undocumented residents, are excluded from low-cost Covered California health insurance. Assembly Bill 4 was introduced by Assembly Member Arambula in December 2022. The bill would allow people otherwise not able to obtain health insurance through Covered California due to immigration status to become eligible; however, the bill has not moved forward. The county provides a coverage program, the Basic Health Care Program for people under 300% of the Federal Poverty Level for people who don’t have health insurance. While coverage programs are not as comprehensive as health insurance because of the limited network and lack Jorge, from Richmond needed medical attention for a hernia, but fears the high cost of an operation. He has persistent back pain that causes him to miss work. 88 4/1/2024 Page 4 of portability, it increases access to care for people who cannot afford, and/or do not have access to health insurance. Like Covered California, the Basic Health Care Program requires that adults be United States Citizens or legal permanent residents. The Contra Costa County’s Board of Supervisors declared systemic racism to be a public health crisis. Yet, access to health coverage is not equitable, as currently undocumented residents are: • excluded from receiving federally subsidized health insurance through Covered California. This includes an estimated 10,500 people in Contra Costa County between 138 and 300% FPL.2 Without a subsidy, health insurance is prohibitively expensive for low- income populations, yet people still need health coverage. • Not eligible for health coverage through the Basic Health Care Program, and • further disenfranchised due to fears about accessing care. The recommendation in this report is to create a comprehensive coverage program that eliminates the gaps in care for low-income undocumented residents by developing an efficient and equitable hybrid delivery system that leverages the existing infrastructure of the Basic Health Care Program and the services formerly provided through CARES to create an access program that helps to address the remaining gap. County Indigent Care Programs Counties receive realignment funds from the State and are responsible for providing basic health services to uninsured residents. The basic health services or coverage offered by the counties is NOT insurance as the services and coverage are provided in a limited geographic area by limited provider networks, and the services are restricted; however, these coverage programs offer care to people who do not have access to health insurance. Counties have modified their approach to providing these basic health services to the uninsured as the landscape has changed. Starting in 2007, the State funded the Coverage Initiative Program and the Low Income Health Program (LIHP), which provided counties with funding to help 2 The estimated number of people who would be eligible for the proposed program was derived from the from the Contra Costa EHSD analysis completed in February 2024 (see Appendix 1). EHSD estimated that there are currently approximately 17,644 people who are uninsured in Contra Costa County between 138 and 300% of the Federal Poverty Level. For purposes of this report, it was estimated that 60% of those who are uninsured between 138 and 300% of the Federal Poverty Level, 10,500, are undocumented residents and, therefore, not eligible for Covered California. This methodology is consistent with the UC Berkeley Labor Center estimate that there will be a projected 11,000 undocumented Contra Costa residents under 65 who are uninsured in 2024. Jessica, from Bay Point says that she does not seek care due to, “fear of harming my immigration process, fear of not understanding what they tell me because I don’t know the language.” 89 4/1/2024 Page 5 expand their programs as a “bridge to health care reform.” Counties were encouraged to provide “health coverage programs” that were similar to Medi-Cal in order to engage and pre-enroll people who would be eligible for Medi-Cal in 2014. Counties varied in their approach and whether they used local funds to provide the same type of services to people over 138% FPL as well as whether to cover people who are undocumented. Due to the expansion in Medi-Cal eligibility, and the corresponding decrease in the number of uninsured, many counties are re-envisioning the scope of their indigent care programs; however, despite the progress in getting people insured, there continues to be gaps for the low-income undocumented community. This includes community members who temporarily received COVID health care services during the pandemic and now who have no affordable healthcare option to treat their post-COVID health conditions. 3 Lessons from Other Bay Area Counties Information was collected from four neighboring counties—Alameda, San Francisco, San Mateo, and Santa Clara (see Appendix 2, Bay Area Health Care Programs, for details)—through interviews with program staff and review of publicly provided information in December 2023 and January 2024. Some of the programs are starting to consider changes to their current programs as they review the impacts of changing enrollment. Key take-aways include: 1. People who were enrolled in County programs in 2023, and were under 138% FPL, including all Contra Costa CARES enrollees, became eligible for Medi-Cal on January 1, 2024. 2. Program income maximums ranged from 138% FPL (Contra Costa) to 650% FPL (Santa Clara); however across all programs, the majority of program enrollees (prior to 1/1/24), were in the 0-138% income range and are now eligible for Medi- Cal. 4 • In Healthy San Francisco (a program that goes up to 500% FPL) 57% of enrollees in 2023 were under 138% FPL, 19% of enrollees were between 138 and 200% FPL and 17% were between 200% and 300% FPL, and 7% were between 300 and 500% FPL. 3. Enrollment numbers are NOT correlated with size of county. • For example, San Mateo County’s population is 40% of the size of Santa Clara County’s and is for people up to 200% FPL instead of 650% FPL (Santa Clara threshold), yet San Mateo had approximately 22,500 3 New Americans in Contra Costa: The Demographic and Economic Contributions of Immigrants in the County. 4 Programs prior to 1/1/23: Alameda County 0-200% FPL, Contra Costa County 0-138% FPL, San Francisco under 500% FPL, San Mateo County 0-200% FPL, Santa Clara under 650% FPL. Aurora, from Concord, who currently goes to La Clinica de la Raza says that she cannot afford to pay both her living expenses and medical fees. 90 4/1/2024 Page 6 enrollees in 2023 compared to approximately 10,400 served in Santa Clara County. 4. Most of the programs include coverage for primary, specialty medical, and hospital services provided by community clinics and hospital systems and have budgets that are significantly higher than the CARES primary care only program. • The Contra Costa CARES program was a primary care program in which care was provided by community clinics. The CARES annual budget amount of $1.5 M does not reflect costs of services provided to clients by the County hospital and health centers. The estimated cost incurred by CCRMC to provide uncompensated care to both documented and undocumented patients in FY 22-23 was $47.9M. • The program budgets for services, for counties San Mateo and Alameda, both counties with comprehensive programs that provided budgets, are approximately $200 per enrollee per month. Note that programs do not actually use a per member per month methodology for the program. • The Contra Costa CARES program paid contractors $56 per member per month for the primary care program. This does NOT include uncompensated care costs incurred by the County for inpatient, specialty, and emergency care (the more costly services). 5. For counties that have enrollment fees, the revenue covers a very small percentage of the cost. • Enrollment fees can make the cost to the participant more comparable to that of Covered California. Current Status of Contra Costa County Coverage Programs The Basic Health Care Program is a temporary health coverage program for low-income Contra Costa County residents up to 300% of the FPL who do not have other health insurance. Health care services are provided at the Contra Costa Regional Medical Center (CCRMC) and Health Centers. Since 2009, undocumented immigrants have been excluded from the program. The Contra Costa CARES program was launched in 2015 to provide healthcare to people not eligible for Medi-Cal. It was a free primary health care program for Contra Costa residents 0- 138% FPL who were not eligible for any other health insurance. People received free preventative healthcare services from three clinics: La Clinica de la Raza, LifeLong Medical Care, and Brighter Beginnings. CARES program participants accessed specialty medical services through Operation Access or through the emergency room services at Contra Costa Regional Medical Center. The CARES program was initially funded by Kaiser Permanente, Sutter, and John Muir Health, Contra Costa Health Plan, and the County General Fund. The hospitals ceased funding the program and additional funds were provided via Measure X funding. An estimated 47% of costs for care were for chronic conditions. CARES utilization data indicates that between December 2015 and June 2023 (See Appendix 3: CARES Utilization Data): 91 4/1/2024 Page 7 • 8,210 individuals were enrolled in CARES, • 45,087 visits were provided, and • 47% of visits were for chronic conditions. As part of the outreach and education efforts for the CARES program, stories were collected from applicants. The experiences and voices of the CARES population emphasize the unique challenges immigrants face when accessing care, such as: • needing medical attention for a hernia, but fearing the high cost, • not seeking care due to needing money for basic necessities such as food and bills, and • fear of harming their immigration status. See Appendix 4: Stories from CARES applicants, for more detail. As of January 1, 2024, approximately 11,000 undocumented adults aged 26-49 in Contra Costa were transitioned from restricted scope to full scope Medi-Cal. The CARES program ended at this time, as all CARES enrollees became eligible for full-scope Medi-Cal. However, approximately 54,000 people continue to be uninsured in Contra Costa (See Appendix 1: EHSD Contra Costa Uninsured Estimates) across all income levels. While the Basic Health Care Program continues to serve people who are low-income and uninsured, it requires that people be permanent legal residents of Contra Costa County. Recommendations for Contra Costa County The research and discussions of the Healthcare Options Workgroup to improve access to high quality and affordable health care and promote equity resulted in a recommendation to: 1) expand the Basic Health Care Program by eliminating the “legal permanent residency” requirement (see Appendix 5: Contra Costa Regional Medical Center and Health Centers Program Eligibility and Review Process for more information about the Basic Health Care Program), and 2) expand primary care access for people between 138% to 300% of FPL. Recommendations for program eligibility, covered services, and network are as follows: 1. Recommended Eligibility: For Contra Costa County residents: 92 4/1/2024 Page 8 a. With incomes between 138% and 300% FPL 5 Very low-income residents have limited resources to pay for unsubsidized health care. The annual salary for a household of one at 300% of the FPL is $45,180. For a family size of one, this is considered “very low income,” approximately 50% of median family income, and significantly below what is considered a “living wage.”6 (See Appendix 5, Income and Poverty Information, for more income information by household size and FPL level.) In surveys conducted by #OCCC partner organizations, Contra Costa residents identified cost as a major barrier to accessing healthcare with some residents expressing that they don’t go to the doctor because of the expense – needing resources to cover necessities. The proposed income range is for people who all fall below the living wage in Contra Costa County. The living wage estimate shows how much a household must have to support themselves and includes factors such as food, childcare, housing, etc.7 See Appendix 6 for a chart of Living Wage in Contra Costa by family size. The chart below shows income levels for a household size of one. Annual Income Description $51,800 Very Low (50% of Median Family Income): Contra Costa $46,488 2024 Contra Costa Living Wage $45,180 300% Federal Poverty Level $31,050 Extremely Low (30% of Median Family Income): Contra Costa $30,120 200% Federal Poverty Level $20,781 138% Federal Poverty Level AND b. Who are NOT eligible for any other program such as Medi-Cal and not on other insurance (regardless of documentation status). 2. Recommended Covered Services: Comprehensive (including primary care, specialty medical care, emergency, and inpatient services). A comprehensive program provides better service to people accessing the program and is more similar to the scope of services offered through Medi-Cal or Covered California (since it is not insurance, the 5 The federal government and the State of California fund Medi-Cal for households between 0% and 138% FPL. 6 The 2024 living wage for Contra Costa County is $98,301 for one adult and one child or $71,323 for two adults. 7 Livingwage.mit.edu Sandra, one of the CARES pre- enrollment applicants shared, “I would like to acquire these services because sometimes I don’t feel good and would like to go to the doctor, but it can be very expensive and therefore I don’t seek medical attention because I might need that money for something more necessary.” 93 4/1/2024 Page 9 program will differ than insurance programs, as it will have a more limited network and be restricted to services provided by that network). If specialty medical services are not offered, then primary care providers may refer people directly to emergency care, which may not be appropriate and could be more costly overall. This comprehensive coverage program would be different from the CARES program, which only provided primary care. 3. Recommended Network: Community clinics, Contra Costa County Health Center Clinics, and Contra County Regional Medical Center. The CARES program was designed for clients to receive primary care at three community clinics. A broader network that includes the Contra Costa County Ambulatory Clinics and the Contra Costa Regional Medical Center is needed to provide specialty medical and inpatient services so that community members can receive services and referrals between healthcare systems seamlessly without experiencing gaps in care. In addition, patients will have more options to choose a health home that meets their health needs and conditions. a. An alternative option would be to limit the network to the Contra Costa County Health Center and Contra Costa County Regional Medical Center. This option would not require funding with the Community Clinics for this program; however, it would also provide less choice, reduced access, and in some instances impact existing source of care for participants, therefore it is the workgroup supports a network that includes the Community Clinics. Cost Estimated for Recommendation The costs of a comprehensive program are NOT all new costs. Most of the costs are already being incurred by the Contra Costa Regional Medical Center via uncompensated costs. In FY 2022-23 the medically indigent/patient assistance cost incurred by CCRMC for both documented and undocumented patients was approximately $47.9M. If the eligibility for the Basic Health Care Program is expanded, it is anticipated that the County Health Center Clinic primary care costs and CCRMC specialty, emergency and inpatient costs for new program participants will be covered with existing hospital medically indigent funding generated by a decrease in the number of uninsured between 0 and 138% FPL and an expected reduction in emergency room services for the target population that will now have access to primary care. The proposed program includes an estimated cost of $750,000 annually for providing primary care to approximately 1,100 enrollees through the community clinics. These cost projections do not include the administrative costs of running a program. Administrative costs in other counties range from $2 million to $7 million, approximately 5% to 10% of program costs; however, the administrative costs vary considerably based on contracting and payment structure, the enrollment system, and collection of fees. It is anticipated that in Contra Costa, the majority of these costs can be provided pro bono. CCH is currently funding $600,000 for outreach and education: $300,000 to the community clinics, and $300,000 to community-based organizations. 94 4/1/2024 Page 10 New Costs for Comprehensive Program FPL Range 138-300% Estimated Number of New People Eligible for the Program (not previously eligible for the Basic Health Care Program)8 10,500 Total Enrollment Estimate9 5,250 Initial Enrollment Estimate (Year 1)10 3,000 Projected Number Enrolled at CCRMC Network 1,900 Projected Number Enrolled at Community Clinics11 1,100 Estimated New Annual Program Cost for Community Clinics12 $750,000 Next Steps If the proposed recommendation is approved by the Board of Supervisors, other critical implementation elements, including administrator, enrollment system, provider payment structure, enrollment and/or participant fee structure, referral mechanisms and coordination of care, and outreach and education would be developed by Contra Costa Health including recommendations on how to leverage existing programs such as the Basic Health Program as feasible and in collaboration with partners such as Aliados and community clinics. If the Board of Supervisors decides to move forward with a program, Contra Costa Health recommends: 1) Immediately: a. Eliminating the residency requirement for Basic Health Care Program, and b. Community Clinics seek sustainable funding such as Measure X for primary care, $750,000 annually, with support of the Stakeholder Workgroup including CCH. 2) Phase in: CCH will engage Community Clinics, CCRMC, and Health Plan partners to develop enrollment system, participant fee structure and referral mechanism from the community clinics to the CCRMC network, and 3) On-going: CCH will continue to track and evaluate enrollment, program costs and funding needs as the program is established. 8 The estimated number of undocumented Contra Costa County residents who fall between 138 and 200% FPL is 2,100 and the estimated number of undocumented Contra Costa County residents who fall between 138 and 250% FPL is 7,200. 9 The total enrollment estimate assumes that a maximum of 50% of those who are eligible would enroll in the program. 10 The initial enrollment estimates are for the first year of the program is provided for budgeting purposes. As the program grows an assessment will be done on whether additional resources are needed and available. 11 An estimated 1,100 enrollees would be seen at the community clinics, the balance of the enrollees would receive primary care though the county clinics dependent on if funding is identified and program enrollment. 12 The estimated cost for primary care at the community clinics is $56 per member per month. The comprehensive services at CCRMC and county clinics can be covered with the existing hospital funding dedicated towards indigent care. 95 4/1/2024 Page 11 Appendix 1: EHSD Contra Costa County Uninsured Estimates Health Insurance Analysis for Health Care Options Discussion Up to 18,000 Uninsured individuals in Contra Costa County are estimated to be in income brackets between 139% and 299% FPL. Of those, as many as 2,700 are in the FPL bracket just above Medi-Cal eligibility (139-149% FPL). Purpose: As of January 1, 2024, individuals in California who meet income requirements (up to 138% Federal Poverty Level/FPL) are eligible for full scope Medi-Cal, regardless of immigration status. The Contra Costa County Board of Supervisors has requested an overview of the population in income categories above 138% FPL, in order to gain an understanding of the number of individuals who may remain uninsured after the January 2024 Medi-Cal Expansion. Contra Costa Health Services (CCHS) asked the Policy and Planning division of the Employment and Human Services Department (EHSD) to assist with the data request, with a particular emphasis on those in the lower income ranges above Medi-Cal eligibility: > 138% FPL. Number of Insured and Uninsured Insured No Insurance 53,8391,103,872 0% to 138% FPL 11,861 - 13,223* 139% to 149% FPL 1,362 - 2,725* 150% to 199% FPL 5,075 300% FPL and Up 23,240 However, Undocumented Immigrants Are Not Eligible For Covered California Plans. Estimated Number of Undocumented Immigrants by Income (Insurance Status Not Identified): Number of Uninsured in Featured Income Brackets: % FPL For Whom Poverty Status is Determined (53,425) ** Eligible for Medi-Cal as of January 2024.139% to 299% FPL Total: ~16,962 - 18,325 ** Likely ineligible to Medi-Cal 100%-149% FPL 9,000 150%-199% FPL 7,000 200% + FPL 34,000 Covered California Plans May Be An Affordable Option Health Insurance Coverage: Civilian Non-Institutionalized Population 2022 (1,157,711 Individuals in Contra Costa) Source: 1) 2020 & 2022 ACS 5-Year Estimates Tables S2701, S2703, S2704, S1701, C27010. 2) Migration Policy Institue Profile of Unauthorized Population Contra Costa 2019. Report generated 2.7.2024* Exact income brackets are not identified in ACS data sets for 0-138% and 139-149% FPL. For the 0-138% FPL and 139-149% FPL brackets, we show ranges of individuals that assume a 75/25 and 50/50 distribution within the 100%-149% range. ** Children age 0 through 18 are eligible for Medi-Cal up to 266% FPL. Uninsured children in this age group would be included in the Uninsured total, but are not specifically identified by FPL.Estimates of the total number of uninsured children in this category are not available. However, current Medi-Cal enrollment data indicate that approximately 3% of Medi-Cal households with 0-18 year olds in Contra Costa County are within 139-266% of Federal Poverty Level. The remaining 97% of Medi-Cal households with children age 0-18 years old are within 0-138% FPL. 200% to 249% FPL 5,263 250% to 299% FPL 5,262 10,525 Federal Subsidies for Covered California Plans Have Been Extended Through 2025 96 4/1/2024 Page 12 Counties 2022 Population* Percentage of Region Population Estimated Uninsured, Undocumented, Ineligible for Medi-Cal and Without an offer of affordable job-based coverage, 2024 ** (If same percentage as population) Alameda 1,628,997 21.7%17,338 Contra Costa 1,156,966 15.4%12,314 Up to 250% FPL 36% Marin 256,018 3.4%2,725 251 - 400% FPL 30% Napa 134,300 1.8%1,429 401 + % FPL 34% San Mateo 729,181 9.7%7,761 San Francisco 808,437 10.8%8,605 Under 30 years 31% Santa Clara 1,870,945 24.9%19,914 30-64 years 69% Solano 448,747 6.0% 4,776 Sonoma 482,650 6.4%5,137 Region Total 7,516,241 100.0%80,000 Estimated Population of Uninsured, Undocumented, Ineligible for Medi-Cal (Individuals) Covered California Rating Region: Greater Bay Area Purpose: As of January 1, 2024, individuals in California who meet income requirements (up to 138% Federal Poverty Level/FPL) are eligible for full scope Medi-Cal, regardless of immigration status. The Contra Costa County Board of Supervisors has requested an overview of the population in income categories above 138% FPL, in order to gain an understanding of the number of individuals who may remain uninsured after the January 2024 Medi-Cal Expansion. In March 2023, the UCLA Center for Health Policy Research and UC Berkeley Labor Center estimated that 520,000 people statewide will remain “uninsured, undocumented, ineligible for Medi-Cal and without an offer of affordable job-based coverage” in 2024. Of these, an estimated 80,000 reside in the Greater Bay Area. The chart below shows an estimate of this group for each Bay Area county, assuming proportions similar to percentage of the population. By this estimate, approximately 12,000 Contra Costa individuals would remain “uninsured, undocumented, ineligible and without an offer of affordable job-based coverage in 2024.” An estimate of Income and Age brackets from the UCLA/UC Berkeley report is also shown below. Greater Bay Area Region: 80,000 ** Demographics of those who are Undocumented, Ineligible for Medi-Cal and Without an offer of affordable job- based coverage, 2024 Statewide Source: UCB-UCLA CalSIM v 3.51** Income Age * Source: U.S. Census Bureau Quick Facts ** Source: UCLA Center for Health Policy Research and UC Berkeley Labor Center: Policy Brief March 2023 California's Uninsured in 2024: Medi-Cal expands to all low-income adults, but half a million undocumented Californians lack affordable coverage options Report generated 2.7.2024 97 4/1/2024 Page 13 Appendix 2: Bay Area Health Care Coverage Programs This information was collected through interviews with program staff and review of publicly provided information in December 2023 and January 2024. Some counties are starting to consider changes to their programs as they review the impacts of changing enrollment. Alameda San Mateo San Francisco Santa Clara Contra Costa Program Name Health Program of Alameda County [HealthPAC] San Mateo Access and Care for Everyone (ACE) Healthy San Francisco Healthcare Access Program (HAP) Primary Care Access Program (PCAP) Basic Health Care and Contra Costa CARES Administrator Alameda County Health Care Services Agency Health Plan of San Mateo San Francisco Health Plan HAP: County of Santa Clara Health System PCAP: Valley Health Plan (VHP) Contra Costa Health Eligibility (post 1/1/24) • 139-200% FPL, AND • 19 or older, AND • NOT eligible for a Covered California Subsidy • NOT eligible for full- scope Medi-Cal or Medicare • 139-200% FPL IF eligible for Covered California subsidy, you can enroll May-Dec (NOT during Covered California open enrollment) • Under 500% FPL, • 19 or older, AND • NOT eligible for full- scope Medi-Cal or Medicare13 HAP • Under 650% FPL • AND • Self-Pay or High Medical Cost Patient PCAP • Under 650% FPL, • 19 and older, AND • not eligible for or currently covered by full scope Medi-Cal, Covered California, Employer sponsored Basic Health Care • 0-300% FPL • Not eligible for Medi-Cal or Medicare • Citizen or legal resident of Contra Costa County • Asset test CARES (program ended 12/31/23) Program eligibility was: • 0-138% FPL 13 People who are eligible for Covered California are informed that Healthy San Francisco is NOT insurance. 98 4/1/2024 Page 14 Alameda San Mateo San Francisco Santa Clara Contra Costa health insurance or dependent care coverage, Individual and Family Plan (IFP), or Medicare • NOT eligible for full scope Medi- Cal or Medicare. Enrollment: 2023 17,000 22,500 15,00014 • HAP: 2,900 (CY 2023) • PCAP: 7,500 (as of Dec. 2023) CARES 3,000 Estimated Enrollment: post 1/1/24 9,000 3,000 6,000 • HAP: N/A • PCAP: 5,000 Don’t know County Pop Size (2023) 1,733,977 778,239 894,584 1,982,645 1,146,536 Covered Services Similar to Medi-Cal scope of services including dental and vision services and pharmacy. Similar to Medi-Cal but limited to only emergency dental (only what is offered in- network). Includes pharmacy. Similar to Medi-Cal scope, but NO vision and NO dental. Includes pharmacy. HAP: Medically necessary services and supplies provided by County of Santa Clara Health System. PCAP: Provides access to primary care, preventive care, pharmacy, and some screening and diagnostic services from primary care clinic. ED, hospital, specialty care and urgent care provided by County of Santa Basic Health Care: Primary care including mild to moderate behavioral health provided at ambulatory care clinics, specialty medical care, hospitalization CARES: Primary care including mild to moderate behavioral health 14 Program breakdown: 0-138% FPL- 57%, 139-200% FPL-19%, 201-300%FPL- 17%, over 300% FPL-7% 99 4/1/2024 Page 15 Alameda San Mateo San Francisco Santa Clara Contra Costa Clara Health System covered. Network County Hospital + Community-based clinics County Hospital+ Community-based clinics County Hospital+ Community-based clinics HAP: County Hospital and County clinics PCAP: Community- based clinics + County Hospital and Clinics Basic Health Care: County Hospital + County Health Centers CARES: Community- based clinics Annual Budget [prior to 2024 Medi-Cal expansion] $67.6M • 60% services • 40% system improvement $52.5M $70M N/A Community Clinics: $1.5M CCRMC Medically Indigent: $47.9M Revenue Sources • 91 % General Fund • 9% Measure A (local tax measure) General Fund • 84%, General Fund (DPH) • 4%, Enrollment and POS fees • 2%, Employer Health Care • 8%, Private Medical Homes • 2%, Non-profit charity care General Fund Basic Health Care: • GPP • County General Fund CARES: • 50% Measure X • 33% CCHP • 17% General Fund Administrative Costs $3.2M $2.4M $7M N/A In-kind Enrollment Fees None $360 per year $60-$450 per person per quarter (for 101-500% FPL); No fee for 0- 100% FPL None None Point of Service Fees Co-pays range from $5- $100 depending on service and income level Co-pays are $10-$15 for primary care. $75 for Co-pays range from $5- $200 depending on HAP – 100% discount on charges for those earning less than 400% None 100 4/1/2024 Page 16 Alameda San Mateo San Francisco Santa Clara Contra Costa ER. $300 for same day surgery. service and income level. FPL and discounts for those with income above 400% FPL. PCAP – Co-pays may apply for services provided by community clinics. Ages Served (2023) • 1%, 19-24 • 64%, 25-44 • 31%, 45-54 • 4%, 55-64 • 1%, 65+ • 1% 19-25 • 95% 26-49 • 4% 50+ • 3%, 18-24 • 50%, 25-44 • 26%, 45-54 • 16%, 55-64 • 5%, 65+ N/A CARES: • 4%, 20-29 • 78%, 30-49 • 14%, 50-59 • 4%, 60+ 101 4/1/2024 Page 17 Appendix 3: CARES Utilization Data Pulled from CARES reports (provided by Aliados Health) 102 4/1/2024 Page 18 103 4/1/2024 Page 19 104 4/1/2024 Page 20 105 4/1/2024 Page 21 Appendix 4: Stories from CARES Applicants 106 4/1/2024 Page 22 107 4/1/2024 Page 23 Appendix 5: Contra Costa Regional Medical Center and Health Centers Program Eligibility Review Process CONTRA COSTA REGIONAL MEDICAL CENTER HOSPITAL POLICY: NO. 610 HOSPITAL AND HEALTH CENTERS ATTACHMENT A Contra Costa Regional Medical Center (CCRMC) and Health Centers (HCs) Program Eligibility Review Process CCRMC and HCs has developed an application and eligibility review process that screens all applicants for eligibility in public health coverage programs including Medi-Cal and Family PACT. Applicants who are determined to be ineligible for public health coverage programs are automatically screened for eligibility in the following programs available through Contra Costa Health Services: Basic Health Care, the Sliding Fee Scale Program, the Charity Care Program, and the Discount Payment Program. This review process is designed so that one application form can be used to determine eligibility for applicable program coverage. Program eligibility is based on a combination of family size, income, assets, and residency requirements. The eligibility requirements of the various programs are summarized in the table below. Program Name Eligibility Requirements Basic Health Care Program (BHC) Sliding Fee Scale Program Charity Care Program Discount Payment Program County Resident Yes No Yes No Citizenship Adults must be US Citizens or legal permanent residents. Children under age 19 may apply regardless of immigration status. None None None Income Maximum 300% of FPL Maximum 200 % of FPL Maximum 400% of FPL Maximum 400% of FPL Assets Test $2,000 individual; $3,000 family None $2,000 individual; $3,000 family None Age Restriction None None None None Other Out of pocket medical expenses in the prior 12 months exceed 10% of family income Out of pocket medical expenses in the prior 12 months exceed 10% of family income 108 4/1/2024 Page 24 109 4/1/2024 Page 25 Appendix 6: Income and Poverty Information % of Federal Poverty Level 2024 Maximum Gross Yearly Income Per Family Size 1 2 3 4 138% $ 20,784 $ 28,224 $ 35,640 $ 43,056 200% $ 30,120 $ 40,896 $ 51,648 $ 62,400 300% $ 45,180 $ 61,344 $ 77,472 $ 93,600 400% $ 60,240 $ 81,792 $ 103,296 $ 124,800 2023 State Income Limits for Contra Costa County Household Size 1 2 3 4 Acutely Low (15% of median family income) $ 15,550 $ 17,750 $ 20,000 $ 22,200 Extremely Low (30% of median family income) $ 31,050 $ 35,500 $ 39,950 $ 44,350 Very Low Income (50% of median family income) $ 51,800 $ 59,200 $ 66,600 $ 73,950 Low Income (80% of median family income) $ 78,550 $ 89,750 $ 100,950 $ 112,150 Median Income $ 103,550 $ 118,300 $ 133,100 $ 147,900 https://www.hcd.ca.gov/sites/default/files/docs/grants-and-funding/income-limits-2023.pdf 2024 Living Wage for Contra Costa County Annual Salary Per Family Size 1 2 3 4 1 Adult $ 46,488 $ 98,301 $ 128,669 $ 174,034 2 Adults $ 71,323 $ 88,234 $ 114,026 https://livingwage.mit.edu/counties/06013 Assumes 2080 hours per year 110 111 112 Date Meeting Name Location 5-Mar Board of Supervisors Meeting Martinez 12-Mar Delta 6 Pittsburg 19-Mar Board of Supervisors Meeting Martinez 21-Mar Tri Delta Transit Antioch 21-Mar Dean & Margaret Lesher Foundation Walnut Creek 26-Mar Board of Supervisors Meeting Martinez 27-Mar Tri Delta Transit Antioch Supervisor Diane Burgis - March 2024 AB1234 Report (Government Code Section 53232.3(d) requires that members legislative bodies report on meetings attended for which there has been expense reimbursement (mileage, meals, lodging, etc). * Reimbursement may come from an agency other than Contra Costa County 113 Purpose Meeting Meeting Meeting Event Event Meeting Meeting Supervisor Diane Burgis - March 2024 AB1234 Report (Government Code Section 53232.3(d) requires that members legislative bodies report on meetings attended for which there has been expense reimbursement (mileage, meals, lodging, etc). * Reimbursement may come from an agency other than Contra Costa County 114 Date Meeting Name Location 5-Mar Board of Supervisors Meeting Martinez 7-Mar Meeting with County Administrator, Monica Nino Martinez 18-Mar Naturalization Ceremony event Martinez 26-Mar Board of Supervisors Meeting Martinez Supervisor Ken Carlson - March 2024 AB1234 Report (Government Code Section 53232.3(d) requires that members legislative bodies report on meetings attended for which there has been expense reimbursement (mileage, meals, lodging, etc). * Reimbursement may come from an agency other than Contra Costa County 115 Purpose Decision on Agenda Items Monthly Briefing Community Outreach Decision on Agenda Items Supervisor Ken Carlson - March 2024 AB1234 Report (Government Code Section 53232.3(d) requires that members legislative bodies report on meetings attended for which there has been expense reimbursement (mileage, meals, lodging, etc). * Reimbursement may come from an agency other than Contra Costa County 116 california legislature—2023–24 regular session ASSEMBLY BILL No. 2882 Introduced by Assembly Member McCarty February 15, 2024 An act to amend Sections 1230, 1230.1, and 6027 of, and to add Section 1230.2 to, the Penal Code, relating to criminal procedure. legislative counsel’s digest AB 2882, as introduced, McCarty. California Community Corrections Performance Incentives. Existing law authorizes each county to establish a Community Corrections Performance Incentives Fund to receive moneys for the implementation of a community corrections program to provide supervision and rehabilitative services for adult felony offenders subject to local supervision. Existing law requires the program to be developed and implemented by probation and advised by a local Community Corrections Partnership. Existing law requires the partnership to be comprised of specified members, including, among others, a representative from a community-based organization with experience in successfully providing rehabilitative services to persons who have been convicted of a criminal offense. This bill would add a representative of a community-based organization with experience in successfully providing behavioral health treatment services to persons who have been convicted of a criminal offense, and a representative of a Medi-Cal managed care plan that provides the Enhanced Care Management benefit, to the membership of the partnership. Existing law requires each county local Community Corrections Partnership to recommend a local plan to the county board of Corrected 2-22-24—See last page.99 Attachment A 117 supervisors, and requires the board to accept or reject the plan. Existing law requires the plan to be voted on by an executive committee of each county’s partnership consisting of, among others, one department representative from the head of the county department of social services, the head of the county department of mental health, or the head of the county alcohol and substance abuse programs. This bill would instead require the committee to consist of all 3 of the departments mentioned above and would require the department head to have the number of votes equivalent to the number of departments they represent. The bill would require the plan to, among other things, include quantifiable goals for improving the community corrections system, as specified. The bill would require the local partnership to submit the accepted plan annually to the Board of State and Community Corrections. This bill would require each county to submit the County Community Corrections Outcomes, Accountability, and Transparency report annually to the Board of State and Community Corrections that includes, among other things, the number of people who have a serious mental illness or substance use disorder who are connected to community-based treatment and support upon release from jail or completion of community supervision. The bill would require each county’s board of supervisors to verify that the report is complete and accurate before it is submitted to the board. Because this bill would expand the duties for certain local officials, it would impose a state-mandated local program. Existing law requires the Board of State and Community Corrections to collect and maintain available information and data about state and community correctional policies, practices, capacities, and needs, including, but not limited to, prevention, intervention, suppression, supervision, and incapacitation, as they relate to both adult corrections, juvenile justice, and gang problems. Existing law requires the board to collect and analyze available data regarding the implementation of the local plans and other outcome-based measures. This bill would require the board to create the Community Corrections Outcomes, Accountability, and Transparency dashboard that displays the county’s goals mentioned above and the spending and outcomes data reported in the County Community Corrections Outcomes, Accountability, and Transparency report. The bill would require the dashboard to be accessible through the board’s internet website. 99 — 2 — AB 2882 Attachment A 118 The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement. This bill would provide that, if the Commission on State Mandates determines that the bill contains costs mandated by the state, reimbursement for those costs shall be made pursuant to the statutory provisions noted above. Vote: majority. Appropriation: no. Fiscal committee: yes.​ State-mandated local program: yes.​ The people of the State of California do enact as follows: line 1 SECTION 1. Section 1230 of the Penal Code is amended to line 2 read: line 3 1230. (a)  Each county is hereby authorized to establish in each line 4 county treasury a Community Corrections Performance Incentives line 5 Fund (CCPIF), to receive all amounts allocated to that county for line 6 purposes of implementing this chapter. line 7 (b)  Notwithstanding any other law, in any fiscal year for which line 8 a county receives moneys to be expended for the implementation line 9 of this chapter, the moneys, including any interest, shall be made line 10 available to the CPO of that county, within 30 days of the deposit line 11 of those moneys into the fund, for the implementation of the line 12 community corrections program authorized by this chapter. line 13 (1) line 14 (c)  (1)  The community corrections program shall be developed line 15 and implemented by probation and advised by a local Community line 16 Corrections Partnership. line 17 (2)  The local Community Corrections Partnership shall be line 18 chaired by the CPO and comprised of the following membership: line 19 (A)  The presiding judge of the superior court, or his or her their line 20 designee. line 21 (B)  A county supervisor or the chief administrative officer for line 22 the county or a designee of the board of supervisors. line 23 (C)  The district attorney. line 24 (D)  The public defender. line 25 (E)  The sheriff. line 26 (F)  A chief of police. line 27 (G)  The head of the county department of social services. line 28 (H)  The head of the county department of mental health. 99 AB 2882 — 3 — Attachment A 119 line 1 (I)  The head of the county department of employment. line 2 (J)  The head of the county alcohol and substance abuse line 3 programs. line 4 (K)  The head of the county office of education. line 5 (L)  A representative from a community-based organization with line 6 experience in successfully providing rehabilitative services to line 7 persons who have been convicted of a criminal offense. line 8 (M)  An individual who represents the interests of victims. line 9 (N)  A representative of a community-based organization with line 10 experience in successfully providing behavioral health treatment line 11 services to persons who have been convicted of a criminal offense. line 12 (O)  A representative of a Medi-Cal managed care plan, as line 13 defined in subdivision (j) of Section 14184.101 of the Welfare and line 14 Institutions Code, which provides the Enhanced Care Management line 15 benefit. line 16 (3) line 17 (d)  Funds allocated to probation pursuant to this act shall be line 18 used to provide supervision and rehabilitative services for adult line 19 felony offenders subject to local supervision, and shall be spent line 20 on evidence-based community corrections practices and programs, line 21 as defined in subdivision (d) of Section 1229, which may include, line 22 but are not limited to, the following: line 23 (A) line 24 (1)  Implementing and expanding evidence-based risk and needs line 25 assessments. line 26 (B) line 27 (2)  Implementing and expanding intermediate sanctions that line 28 include, but are not limited to, electronic monitoring, mandatory line 29 community service, home detention, day reporting, restorative line 30 justice programs, work furlough programs, and incarceration in line 31 county jail for up to 90 days. line 32 (C) line 33 (3)  Providing more intensive local supervision. line 34 (D) line 35 (4)  Expanding the availability of evidence-based rehabilitation line 36 programs including, but not limited to, drug and alcohol treatment, line 37 mental health treatment, anger management, cognitive behavior line 38 programs, and job training and employment services. line 39 (E) 99 — 4 — AB 2882 Attachment A 120 line 1 (5)  Evaluating the effectiveness of rehabilitation and supervision line 2 programs and ensuring program fidelity. line 3 (4) line 4 (e)  Notwithstanding any other law, the CPO shall have discretion line 5 to spend funds on any of the above practices and programs line 6 consistent with this act but, at a minimum, shall devote at least 5 line 7 percent of all funding received to evaluate the effectiveness of line 8 those programs and practices implemented with the funds provided line 9 pursuant to this chapter. A CPO may petition the Judicial Council line 10 to have this restriction waived, and the Judicial Council shall have line 11 the authority to grant such a petition, if the CPO can demonstrate line 12 that the department is already devoting sufficient funds to the line 13 evaluation of these programs and practices. line 14 (5) line 15 (f)  Each probation department receiving funds under this chapter line 16 shall maintain a complete and accurate accounting of all funds line 17 received pursuant to this chapter. line 18 SEC. 2. Section 1230.1 of the Penal Code is amended to read: line 19 1230.1. (a)  Each county local Community Corrections line 20 Partnership established pursuant to subdivision (b) of Section 1230 line 21 shall recommend a local plan to the county board of supervisors line 22 for the implementation of the 2011 public safety realignment. line 23 (b)  The plan shall be voted on by an executive committee of line 24 each county’s Community Corrections Partnership consisting of line 25 the chief probation officer of the county as chair, a chief of police, line 26 the sheriff, the District Attorney, the Public Defender, the presiding line 27 judge of the superior court, or his or her designee, and one line 28 department representative listed in either subparagraph (G), (H), line 29 or (J) of paragraph (2) of subdivision (b) of Section 1230, as line 30 designated by the county board of supervisors for purposes related line 31 to the development and presentation of the plan. their designee, line 32 the head of the county department of social services, the head of line 33 the county department of mental health, and the head of the county line 34 alcohol and substance abuse programs. In counties where one or line 35 more of the departments for social services, mental health, or line 36 alcohol and substance abuse programs are consolidated, the line 37 department head shall have the number of votes equivalent to the line 38 number of departments they represent. line 39 (c)  (1)   The plan shall be deemed accepted by the county board line 40 of supervisors unless the board rejects the plan by a vote of 99 AB 2882 — 5 — Attachment A 121 line 1 four-fifths of the board, in which case the plan goes back to the line 2 Community Corrections Partnership for further consideration. line 3 (2)  (A)  The local Community Corrections Partnership shall line 4 submit the accepted plan annually to the Board of State and line 5 Community Corrections. line 6 (B)  Each county’s board of supervisors shall attest that the plan line 7 has been accepted and is accurate before it is submitted to the line 8 board. line 9 (d)  Consistent with local needs and resources, the plan may line 10 shall include recommendations to maximize the effective line 11 investment of criminal justice resources in evidence-based line 12 correctional sanctions and programs, including, but not limited to, line 13 day reporting centers, drug courts, residential multiservice centers, line 14 mental behavioral health treatment programs, electronic and GPS line 15 monitoring programs, victim restitution programs, counseling line 16 programs, community service programs, educational programs, line 17 and work training programs. programs, and housing services. line 18 (e)  The plan shall include an analysis and recommendations of line 19 how criminal justice resources may be spent as matching funds line 20 for other sources, including, but not limited to, Medi-Cal federal line 21 financial participation. line 22 (f)  (1)  The plan shall include quantifiable goals for improving line 23 the community corrections system, including, but not limited to, line 24 all of the following: line 25 (A)  Reducing the daily jail population. line 26 (B)  Reducing jail bookings. line 27 (C)  Reducing the average length of jail stay. line 28 (D)  Increasing postrelease connections to community-based line 29 behavioral health services for persons with a serious mental illness line 30 or substance use disorder. line 31 (E)  Reducing rates of recidivism. line 32 (2)  County goals shall include specific targets for reducing line 33 disparities for populations disproportionately represented in the line 34 community corrections system, including, but not limited to, line 35 individuals with a serious mental illness or substance use disorder, line 36 Black, Indigenous, people of color, and LGBTQ+ people. line 37 SEC. 3. Section 1230.2 is added to the Penal Code, to read: line 38 1230.2. (a)  (1)  Each county shall submit the County line 39 Community Corrections Outcomes, Accountability, and 99 — 6 — AB 2882 Attachment A 122 line 1 Transparency report annually to the Board of State and Community line 2 Corrections (BSCC). line 3 (2)  The report shall be submitted in a form, manner, and in line 4 accordance with timelines prescribed by the BSCC. line 5 (b)  The report shall include all of the following data and line 6 information: line 7 (1)  The county’s annual allocation of state and federal public line 8 safety funds, including for behavioral health care, by category. line 9 (2)  The county’s annual expenditure of state and federal public line 10 safety funds, including for behavioral health care, by category. line 11 (3)  The amounts of annual and cumulative unspent state and line 12 federal public safety funds, including funds in a reserve account, line 13 by category. line 14 (4)  The county’s annual expenditure of county general funds line 15 and other funds, by category, on public safety, including for line 16 behavioral health care. line 17 (5)  All administrative costs associated with community line 18 corrections, by category. line 19 (6)  All contracted services, including behavioral health services, line 20 and the cost of those contracted services, by category. line 21 (7)  The number of behavioral health calls for services received line 22 by 911 dispatch. line 23 (8)  The number of jail bookings, including the number of people line 24 who screened positive for a serious mental illness or substance use line 25 disorder according to a validated behavioral health screening line 26 conducted when booked into jail, and the number of people who line 27 were confirmed as having serious mental illness or substance use line 28 disorder through a clinical assessment at the jail or as a result of line 29 data matching with state or local behavioral health systems. line 30 (9)  Length of jail stay. line 31 (10)  The number of people who have a serious mental illness line 32 or substance use disorder who are connected to community-based line 33 treatment and support upon release from jail or completion of line 34 community supervision, by release type. line 35 (11)  The number of people enrolled in Medi-Cal prior to release line 36 from jail or completion of community supervision, by release type. line 37 (12)  The number of people who have a serious mental illness line 38 or substance use disorder on community supervision, by release line 39 type. 99 AB 2882 — 7 — Attachment A 123 line 1 (13)  The number of persons who are convicted of a new felony line 2 or misdemeanor committed within three years of release from line 3 custody or committed within three years of placement on line 4 supervision for a previous criminal conviction. line 5 (c)  Each county’s board of supervisors shall verify that the report line 6 is complete and accurate before it is submitted to the BSCC. line 7 SEC. 4. Section 6027 of the Penal Code is amended to read: line 8 6027. (a)  It shall be the duty of the Board of State and line 9 Community Corrections to collect and maintain available line 10 information and data about state and community correctional line 11 policies, practices, capacities, and needs, including, but not limited line 12 to, prevention, intervention, suppression, supervision, and line 13 incapacitation, as they relate to both adult corrections, juvenile line 14 justice, and gang problems. The board shall seek to collect and line 15 make publicly available up-to-date data and information reflecting line 16 the impact of state and community correctional, juvenile justice, line 17 and gang-related policies and practices enacted in the state, as well line 18 as information and data concerning promising and evidence-based line 19 practices from other jurisdictions. line 20 (b)  Consistent with subdivision (c) of Section 6024, the board line 21 shall also: line 22 (1)  Develop recommendations for the improvement of criminal line 23 justice and delinquency and gang prevention activity throughout line 24 the state. line 25 (2)  Identify, promote, and provide technical assistance relating line 26 to evidence-based programs, practices, and promising and line 27 innovative projects consistent with the mission of the board. line 28 (3)  Develop definitions of key terms, including, but not limited line 29 to, “recidivism,” “average daily population,” “treatment program line 30 completion rates,” and any other terms deemed relevant in order line 31 to facilitate consistency in local data collection, evaluation, and line 32 implementation of evidence-based practices, promising line 33 evidence-based practices, and evidence-based programs. In line 34 developing these definitions, the board shall consult with the line 35 following stakeholders and experts: line 36 (A)  A county supervisor or county administrative officer, line 37 selected after conferring with the California State Association of line 38 Counties. line 39 (B)  A county sheriff, selected after conferring with the California line 40 State Sheriffs’ Association. 99 — 8 — AB 2882 Attachment A 124 line 1 (C)  A chief probation officer, selected after conferring with the line 2 Chief Probation Officers of California. line 3 (D)  A district attorney, selected after conferring with the line 4 California District Attorneys Association. line 5 (E)  A public defender, selected after conferring with the line 6 California Public Defenders Association. line 7 (F)  The Secretary of the Department of Corrections and line 8 Rehabilitation. line 9 (G)  A representative from the Administrative Office of the line 10 Courts. Judicial Council. line 11 (H)  A representative from a nonpartisan, nonprofit policy line 12 institute with experience and involvement in research and data line 13 relating to California’s criminal justice system. line 14 (I)  A representative from a nonprofit agency providing line 15 comprehensive reentry services. line 16 (4)  Receive and disburse federal funds, and perform all line 17 necessary and appropriate services in the performance of its duties line 18 as established by federal acts. line 19 (5)  Develop comprehensive, unified, and orderly procedures to line 20 ensure that applications for grants are processed fairly, efficiently, line 21 and in a manner consistent with the mission of the board. line 22 (6)  Identify delinquency and gang intervention and prevention line 23 grants that have the same or similar program purpose, are allocated line 24 to the same entities, serve the same target populations, and have line 25 the same desired outcomes for the purpose of consolidating grant line 26 funds and programs and moving toward a unified single line 27 delinquency intervention and prevention grant application process line 28 in adherence with all applicable federal guidelines and mandates. line 29 (7)  Cooperate with and render technical assistance to the line 30 Legislature, state agencies, units of general local government, line 31 combinations of those units, or other public or private agencies, line 32 organizations, or institutions in matters relating to criminal justice line 33 and delinquency prevention. line 34 (8)  Develop incentives for units of local government to develop line 35 comprehensive regional partnerships whereby adjacent jurisdictions line 36 pool grant funds in order to deliver services, such as job training line 37 and employment opportunities, to a broader target population, line 38 including at-promise youth, and maximize the impact of state funds line 39 at the local level. 99 AB 2882 — 9 — Attachment A 125 line 1 (9)  Conduct evaluation studies of the programs and activities line 2 assisted by the federal acts. line 3 (10)  Identify and evaluate state, local, and federal gang and line 4 youth violence suppression, intervention, and prevention programs line 5 and strategies, along with funding for those efforts. The board shall line 6 assess and make recommendations for the coordination of the line 7 state’s programs, strategies, and funding that address gang and line 8 youth violence in a manner that maximizes the effectiveness and line 9 coordination of those programs, strategies, and resources. By line 10 January 1, 2014, the board shall develop funding allocation policies line 11 to ensure that within three years no less than 70 percent of funding line 12 for gang and youth violence suppression, intervention, and line 13 prevention programs and strategies is used in programs that utilize line 14 promising and proven evidence-based principles and practices. line 15 The board shall communicate with local agencies and programs line 16 in an effort to promote the best evidence-based principles and line 17 practices for addressing gang and youth violence through line 18 suppression, intervention, and prevention. line 19 (11) line 20 (c)  The board shall collect from each county the plan submitted line 21 pursuant to Section 1230.1 within two months of adoption by the line 22 county boards of supervisors. Commencing January 1, 2013, and line 23 annually thereafter, the board shall collect and analyze available line 24 data regarding the implementation of the local plans and other line 25 outcome-based measures, as defined by the board in consultation line 26 with the Administrative Office of the Courts, Judicial Council the line 27 Chief Probation Officers of California, and the California State line 28 Sheriffs’ Association. By July 1, 2013, and annually thereafter, line 29 the board shall provide to the Governor and the Legislature a report line 30 on the implementation of the plans described above. line 31 (12) line 32 (d)  Commencing on and after July 1, 2012, the board, in line 33 consultation with the Administrative Office of the Courts, Judicial line 34 Council, the California State Association of Counties, the line 35 California State Sheriffs’ Association, and the Chief Probation line 36 Officers of California, shall support the development and line 37 implementation of first phase baseline and ongoing data collection line 38 instruments to reflect the local impact of Chapter 15 of the Statutes line 39 of 2011, specifically related to dispositions for felony offenders line 40 and postrelease community supervision. The board shall make any 99 — 10 — AB 2882 Attachment A 126 line 1 data collected pursuant to this paragraph available on the board’s line 2 internet website. It is the intent of the Legislature that the board line 3 promote collaboration and the reduction of duplication of data line 4 collection and reporting efforts where possible. line 5 (e)  (1)  The board shall create the Community Corrections line 6 Outcomes, Accountability, and Transparency dashboard that shall line 7 be accessible through the board’s internet website. The dashboard line 8 shall display information including, but not limited to, both of the line 9 following: line 10 (A)  Each county’s plans pursuant to subdivision (f) of Section line 11 1230.1. line 12 (B)  The spending and outcomes data reported pursuant to line 13 Section 1230.2. Outcomes shall be displayed so that changes in line 14 rates can be compared year over year and between counties. line 15 (2)  The board shall ensure definitions, form, and manner of the line 16 data and information submitted pursuant to Sections 1230.1 and line 17 1230.2 are consistent so that spending and outcomes data can be line 18 compared across counties. line 19 (c) line 20 (f)  The board may do either of the following: line 21 (1)  Collect, evaluate, publish, and disseminate statistics and line 22 other information on the condition and progress of criminal justice line 23 in the state. line 24 (2)  Perform other functions and duties as required by federal line 25 acts, rules, regulations, or guidelines in acting as the administrative line 26 office of the state planning agency for distribution of federal grants. line 27 (d)  Nothing in this line 28 (g)  This chapter shall not be construed to include, in the line 29 provisions set forth in this section, funds already designated to the line 30 Local Revenue Fund 2011 pursuant to Section 30025 of the line 31 Government Code. line 32 SEC. 5. If the Commission on State Mandates determines that line 33 this act contains costs mandated by the state, reimbursement to line 34 local agencies and school districts for those costs shall be made line 35 pursuant to Part 7 (commencing with Section 17500) of Division line 36 4 of Title 2 of the Government Code. 99 AB 2882 — 11 — Attachment A 127 line 1 line 2 CORRECTIONS: line 3 Text—Pages 6, 7, and 8. line 4 O 99 — 12 — AB 2882 Attachment A 128 Attachment B 129 Attachment B 130 Attachment B 131 Attachment B 132 Attachment B 133 Attachment B 134 Attachment B 135 Attachment B 136 Attachment B 137 March 27, 2024 The Honorable Kevin McCarty Chair, Assembly Public Safety Committee 1021 O Street, Suite 5610 Sacramento, CA 95814 RE: AB 2882 (McCarty) - California Community Corrections Performance Incentives. As introduced 2/15/2024 – OPPOSE Set for hearing 4/2/2024 – Assembly Public Safety Committee Dear Assembly Member McCarty: On behalf of the California State Association of Counties (CSAC), the Urban Counties of California (UCC), and the Rural County Representatives of California (RCRC), we write to jointly express our respectful opposition to AB 2882. This measure would amend the composition of the local Community Corrections Partnership (CCP) and the CCP Executive Committee; specify new plan development and processing requirements at the local level; and add considerable new CCP data collection and reporting requirements. The objective of AB 2882 appears to seek reprioritization of an existing community corrections revenue stream to address the behavioral health treatment needs of justice- involved individuals. However, we are concerned that the measure focuses on the oversight and planning associated with a single subaccount in isolation, without considering (1) that the justice-involved population realigned to counties pursuant to AB 109 in 2011 has many needs, including but not limited to behavioral health treatment needs, (2) other revenue sources brought to bear in supporting the populations in counties’ care, and (3) other important policy changes that took place concurrent to 2011 Realignment, as well as more recent initiatives that fundamentally revise behavioral health funding and service delivery at the local level. Our associations agree that the state and counties together must continue exploration of how best to improve behavioral health care for those in our communities, including justice-involved individuals. However, we have a number of specific concerns related to the approach contemplated in AB 2882. Attachment C 138 AB 2882 (McCarty) – CSAC, UCC, and RCRC Opposition March 27, 2024 | Page 2 • This measure inappropriately presumes that the Community Corrections Subaccount is the main fund source for the care and treatment of the county justice-involved population and that system-involved individuals have no other service needs beyond behavioral health treatment. While behavioral health treatment is a priority at the local level, by bringing this new data collection and reporting responsibility under the purview of the CCP, the changes contemplated in AB 2882 to the CCP structure appear to be based on the inaccurate assumption that the Community Corrections Subaccount is the main fund source to support the treatment needs of justice- involved individuals. If the intent of this measure is to develop a comprehensive picture of local behavioral health investments, the study would need to include the impact of the Affordable Care Act expansion on the justice-involved population, other behavioral health-related programs and funding in 2011 Realignment, other jail medical and mental health budget investments, local behavioral health funding gaps, the potential impacts of the justice-involved initiative of CalAIM, as well as the Behavioral Health Services Act enacted in Proposition 1 (2024). The isolated focus on the Community Corrections Subaccount inappropriately excludes a vast array of other local investments as well as complex and varied funding and policy developments that have come to pass since 2011. Furthermore, robust behavioral health treatment planning and collaboration, including public safety stakeholder engagement, is already included in the integrated plans specified in Proposition 1. • Proposed changes to the CCP and CCP Executive Committee 1 do not align with assigned functions and could result in unintended consequences. There are distinct differences between the role and responsibilities of the CCP and its Executive Committee. AB 2882 appears to conflate the two bodies and their responsibilities. The full CCP has primary authority over the Community Corrections Performance Incentive Act (SB 678) implementation – an incentive-based program that shares state correctional savings with county probation departments associated with reductions in prison admissions from local felony supervision. The expertise of the proposed new CCP members does not appear to align with the original and primary responsibility of the CCP. Secondly, the expansion of the CCP Executive Committee appears to rebalance the composition away from a multi-agency public safety collaboration focused on community corrections to one that prioritizes behavioral health considerations. While these funds are often used to fund behavioral health treatment for justice-involved individuals, the composition and balance of the CCP Executive Committee was designed with the primary focus of 2011 Realignment in mind – public safety, a responsibility that resides primarily at the local government 1 The CCP was created pursuant to the enactment of SB 678 (Ch. 608, Statutes of 2009), while the creation of the CCP Executive Committee was a feature added by AB 109 (Ch. 15, Statutes of 2011), as subsequently amended in AB 117 (Ch. 39, Statute of 2011), to develop a local community corrections plan. Attachment C 139 AB 2882 (McCarty) – CSAC, UCC, and RCRC Opposition March 27, 2024 | Page 3 level. Behavioral health services are a critically important component of addressing the needs of the justice-involved population, but only one aspect. Finally, it also is important to note that county behavioral health treatment planning occurs through other structured processes with local collaboration and with ultimate expenditure authority resting with the county Board of Supervisors. • Higher levels of service associated with CCP responsibilities – including new plan requirements and reporting responsibilities – must be accompanied by an appropriation. Provisions in Proposition 30 (2012)2 require the state to provide a new appropriation to support new and higher levels of service associated with programs and responsibilities realigned in 2011. Even though we believe that the proposed new plan elements as well as additional data collection and reporting requirements are unnecessary and inappropriate, if they were enacted, additional state funding would be required both for the specific plan elements amended into Penal Code section 1230.1 as well as data collection and reporting responsibilities in new Penal Code section 1230.2 before counties would be obligated to carry out these new functions. For these reasons, CSAC, UCC, and RCRC must respectfully oppose this measure. We welcome an opportunity to more fully discuss the specific aspects of our position outlined above. Please feel free to contact Ryan Morimune at CSAC (rmorimune@counties.org), Elizabeth Espinosa at UCC (ehe@hbeadvocacy.com), or Sarah Dukett at RCRC (sdukett@rcrcnet.org) for any questions on our associations’ perspectives. Thank you. Sincerely, Ryan Morimune Legislative Representative CSAC Elizabeth Espinosa Legislative Representative UCC Sarah Dukett Policy Advocate RCRC cc: Members and Counsel, Assembly Public Safety Committee 2 California Constitution Section 36(b)(4): “Legislation enacted after September 30, 2012, that has an overall effect of increasing the costs already borne by a local agency for programs or levels of service mandated by the 2011 Realignment Legislation shall apply to local agencies only to the extent that the State provides annual funding for the cost increase. Local agencies shall not be obligated to provide programs or levels of service required by legislation, described in this subparagraph, above the level for which funding has been provided.” Attachment C 140 March 28, 2024 The Honorable Kevin McCarty California State Assembly 1020 O Street, Suite 5610 Sacramento, CA 95814 Subject: AB 2882 – CPOC Oppose Dear Assembly Member McCarty, On behalf of the Chief Probation Officers of California (CPOC), we respectfully oppose AB 2882. The approach in the bill redirects vital public safety planning in response to new duties and populations shifted to the counties pursuant to Public Safety Realignment. We are concerned the bill upends the existing purpose and mission which is still a critical component to the public safety response in our communities due to the historic shift of population from state control to local control. The current framework breaks down silos and fosters collaboration to inform the important local planning framework that was developed as a direct response to the State transferring responsibility of a significant new public safety population to counties. In 2011, Governor Brown signed AB 109 (Chapter 15, Statutes of 2011), which reflected a landmark shift in the State’s approach to criminal justice through the transfer of criminal justice service delivery and responsibility to counties. This was done against the backdrop of a ruling by the US Supreme Court for the State to immediately drive down their population. The State, in a historic collaboration with the counties, had to develop a mechanism to avoid mass releases without regard to public safety. The result of that collaboration was a process that enabled local governments to plan for this shift in responsibility. Associated with this realigned responsibility was the investment of funding to counties to carry out the transfer of populations and duties. Shifting the responsibilities for the justice population that was previously handled by the state to local counties required not only a funding shift, but protections that would enable counties to support the necessary investments to minimize the public safety impact. EXECUTIVE COMMITTEE President Chief Kelly Vernon Tulare County President Elect Chief Steve Jackson San Joaquin County Secretary/Treasurer Chief Esa Ehmen-Krause Contra Costa County Legislative Chair Chief Kirk Haynes Fresno County Past Presidents Chief Mark J. Bonini Amador County Chief Brian Richart El Dorado County Chief John Keene San Mateo County Chief Jennifer Branning Lassen County Bay Region Chair Chief Katherine Miller San Francisco - J County Central Region Chair Chief Robert Reyes San Luis Obispo County North Region Chair Chief Izen Locatelli Mendocino County Sacramento Region Chair Chief Jeff Goldman Nevada County South Region Chair Chief Tamika Nelson San Diego County Executive Director Karen A. Pank Deputy Director Rosemary Lamb McCool 2150 River Plaza, Suite 310 Sacramento, CA 95833 T 916.447.2762 www.cpoc.org Attachment C 141 Any roll back or impediments that threatens county operations under the guise of redirecting focus and/or resources away from the entities tasked with the responsibility of providing public safety is misguided, ill-advised and exacerbates public safety concerns. Public safety realignment, by its very framework, was designed with the goal of supporting each county to develop responses to the new duties, specifically the impacted jail and probation populations. While it is true that the populations being shifted have behavioral health needs, it is inaccurate to assume that is the only need of our populations or that Realignment was done to singularly address the delivery of behavioral health treatment. The population in which the Community Corrections Partnership (CCP’s) develop plans to support, require a multi-dimensional approach to meet a plethora of needs including jobs, housing, and education while also addressing criminogenic factors, safety risks, and court orders to balance accountability and rehabilitation. All these factors, in addition to behavioral health, impact our ability to supervise these populations safely and successfully. Finally, it is inaccurate to assume that behavioral health needs are not already taken into account in CCP planning and resources and it is important to remember that funding for behavioral health needs of the justice population is not singularly contained within CCP funding. In fact, the state made changes to the Affordable Care Act (ACA) at the time and there are many other funding sources since, that have been identified for this population’s behavioral health and substance use disorder needs. The very purpose of probation is to align all of the needs, not elevate one over another in order to take on the job that was previously handled by the state. The CCP plays a critical role in coordinating local responses to address these many factors that not only serve the Realigned population but do so with the equally important outcome of public safety. The expertise of probation as re-entry experts supports the balance of our public safety mission through individualized responses and services for our populations. Placing other initiatives into this process as contemplated in this bill, will by definition redirect attention from the original purpose of the CCP while ignoring all the other planning and funding sources intended specifically for behavioral health treatment. Setting forth a new purpose of CCPs is not integration, it is redirection. Counties, specifically jails and probation, were given new populations to serve with the CCP being the corresponding mechanism to plan for these individuals through collaborative and locally responsive approaches. CCP’s bridge across disciplines to plan for the successful and safe handling of these responsibilities and advise the Board of Supervisors. Repurposing this important planning process will have the impact of subordinating public safety to only one of the many needs of the realigned population. For these reasons, we are opposed to AB 2882. Sincerely, Danielle Sanchez Legislative Director Cc: All Members and Consultants of the Assembly Public Safety Committee Attachment C 142 AMENDED IN SENATE MARCH 5, 2024 SENATE BILL No. 964 Introduced by Senator Seyarto January 23, 2024 An act to add Section 1326 to the Code of Civil Procedure, and to amend Sections 4675 4674, 4675, and 4676 of, and to add Section 3777 to, the Revenue and Taxation Code, relating to taxation. legislative counsel’s digest SB 964, as amended, Seyarto. Property tax: tax-defaulted property sales. Existing law governs the sale to certain entities of a property that has been tax defaulted for 5 years or more, or 3 years or more, as applicable, in an applicable county, including by authorizing the state, county, any revenue district the taxes of which on the property are collected by county officers, or a redevelopment agency created pursuant to the California Community Redevelopment Law, to purchase the property or any part thereof, as prescribed. Existing law also authorizes a nonprofit organization to purchase, with the approval of the board of supervisors of the county in which it is located, a residential or vacant property that has been tax-defaulted for 5 years or more, or 3 years or more if the property is subject to a nuisance abatement lien, as prescribed. Existing law requires the sales price of a property sold pursuant to the provisions described or referenced above to include certain amounts, including all defaulted taxes and assessments and all associated penalties and costs. This bill would prohibit a property or property interest from being offered for sale under the provisions described above if that property 98 Attachment A 143 or property interest has not been offered for sale under the provisions described below. below, unless certain conditions are satisfied. Existing law generally authorizes a county tax collector to sell to any person tax-defaulted property 5 years or more, or 3 years or more, as applicable, after that property has become tax defaulted. Existing law authorizes a party of interest in the property to file with the county a claim for the excess proceeds, in proportion to that person’s interest held with others of equal priority in the property at the time of sale, at any time before the expiration of one year following the recordation of the tax collector’s deed to the purchaser and provides for the distribution of those excess proceeds. Existing law requires, if excess proceeds from the sale of tax-defaulted property exceed $150, the county to provide notice of the right to claim the excess proceeds, as prescribed. This bill would increase the claims period described above to 2 years if the county does not receive any claims before the expiration of one year following the recordation of the tax collector’s deed to the purchaser and would make conforming changes. require a county to review a claim filed pursuant to the provisions described above and determine whether the claim is complete and valid, and would prescribe a procedure for curing any deficiency in the claim. The bill would also require the notice described above to include certain information, including the consequences for failing to apply for excess proceeds within the claims period. By requiring a county to administer the claims period for a longer time period and to include additional information in the required notice of the right to claim excess proceeds, undertake new duties with respect to the claims process, the bill would impose a state-mandated local program. Existing law authorizes certain excess proceeds from sales of property pursuant to the provisions described above to be transferred to the county general fund, as specified. Existing law generally governs and regulates the receipt, custody, investment, management, disposal, and escheat of various classes of unclaimed property to the possession of which the state is, or may become, entitled under the provisions of certain law. Existing law creates the Unclaimed Property Fund and requires all money, except permanently escheated money, paid to the state or any officer or employee thereof for deposit in the State Treasury under those provisions to be deposited in the fund on order of the Controller. Existing law provides that moneys in that fund are continuously appropriated to the Controller for specified purposes. 98 — 2 — SB 964 Attachment A 144 This bill would instead require those excess proceeds from sales of property pursuant to the provisions described above to be transferred to the Controller for deposit in the Defaulted Tax Sale Subaccount, which this bill would establish in the fund to consist of moneys received by the Controller pursuant to the bill’s provisions. The bill would provide that those moneys are available upon appropriation for specified purposes. By requiring a county to undertake new duties with respect to these moneys, this bill would impose a state-mandated local program. The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement. This bill would provide that, if the Commission on State Mandates determines that the bill contains costs mandated by the state, reimbursement for those costs shall be made pursuant to the statutory provisions noted above. Vote: majority. Appropriation: no. Fiscal committee: yes.​ State-mandated local program: yes.​ The people of the State of California do enact as follows: line 1 SECTION 1. Section 1326 is added to the Code of Civil line 2 Procedure, to read: line 3 1326. (a)  The Defaulted Tax Sale Subaccount is hereby line 4 established in the Unclaimed Property Fund. line 5 (b)  The Defaulted Tax Sale Subaccount shall consist of moneys line 6 received by the Controller and required to be deposited into the line 7 subaccount pursuant to Chapter 8 (commencing with Section 3771) line 8 of Part 6 of Division 1 of the Revenue and Taxation Code. line 9 (c)  Notwithstanding Section 1325, the moneys in the Defaulted line 10 Tax Sale Subaccount shall be available upon appropriation for line 11 the purposes of this title. line 12 SECTION 1. line 13 SEC. 2. Section 3777 is added to the Revenue and Taxation line 14 Code, immediately following Section 3776, to read: line 15 3777. (a)  Property or a property interest shall not be offered line 16 for sale under the provisions of this chapter if that property or line 17 property interest has not been offered for sale under the provisions line 18 of Chapter 7 (commencing with Section 3691). 3691) unless all line 19 of the following conditions are satisfied: 98 SB 964 — 3 — Attachment A 145 line 1 (1)  The county’s property assessment shows that the property line 2 or property interest is worth less than the defaulted debt. line 3 (2)  Offering the property or property interest for sale under the line 4 provisions of Chapter 7 (commencing with Section 3691) would line 5 cost the county more than offering the property or property interest line 6 for sale under the provisions of this chapter. line 7 (3)  The county’s board of supervisors approved offering the line 8 property or property interest for sale under the provisions of this line 9 chapter by majority vote after the issue is discussed during a line 10 regularly scheduled open meeting or hearing that gave the line 11 community an opportunity to discuss the proposed offering for line 12 sale. line 13 (b)  When considering whether to approve offering the property line 14 or property interest for sale under the provisions of this chapter line 15 at an open meeting or hearing as described in paragraph (3) of line 16 subdivision (a), the county’s board of supervisors shall consider line 17 all evidence and arguments presented during the meeting or line 18 hearing, including, but not limited to, evidence or arguments line 19 concerning both of the following: line 20 (1)  The value of the property or property interest and the line 21 county’s property assessment showing that value. line 22 (2)  The cost of offering the property or property interest for line 23 sale under the provisions of Chapter 7 (commencing with Section line 24 3691) as compared to the cost of offering the property or property line 25 interest for sale under the provisions of this chapter. line 26 SEC. 3. Section 4674 of the Revenue and Taxation Code is line 27 amended to read: line 28 4674. Any excess in the proceeds deposited in the delinquent line 29 tax sale trust fund remaining after satisfaction of the amounts line 30 distributed under Sections 4672, 4672.1, 4672.2, 4673, and 4673.1 line 31 shall be retained in the fund on account of, and may be claimed line 32 by parties of interest in the property as provided in, Section 4675. line 33 At the expiration of the period specified in subdivision (e) of line 34 Section 4675, any excess proceeds not claimed under Section 4675 line 35 may be transferred to the county general fund of the county by the line 36 county auditor, except that prior to the transfer, the county may line 37 deduct those costs of maintaining the redemption and tax-defaulted line 38 property files, and those costs of administering and processing the line 39 claims for excess proceeds, that have not been recovered under line 40 any other law. shall be transferred to the Controller for deposit 98 — 4 — SB 964 Attachment A 146 line 1 in the Defaulted Tax Sale Subaccount in the Unclaimed Property line 2 Fund established pursuant to Section 1326 of the Code of Civil line 3 Procedure. line 4 SEC. 2. line 5 SEC. 4. Section 4675 of the Revenue and Taxation Code is line 6 amended to read: line 7 4675. (a)  (1)  Subject to paragraph (2), any Any party of interest line 8 in the property may file with the county a claim for the excess line 9 proceeds, in proportion to that person’s interest held with others line 10 of equal priority in the property at the time of sale, at any time line 11 before the expiration of one year following the recordation of the line 12 tax collector’s deed to the purchaser. The claim shall be postmarked line 13 on or before the one-year expiration date to be considered timely. line 14 (2)  The claim expiration date shall be two years following the line 15 recordation of the tax collector’s deed to the purchaser if the county line 16 does not receive a claim by a person described in subparagraph line 17 (B) of paragraph (1) of subdivision (e) before the expiration of line 18 one year following the recordation of the tax collector’s deed to line 19 the purchaser. line 20 (3)  A claim pursuant to this subdivision shall be postmarked on line 21 or before the claim expiration date to be considered timely. line 22 (2)  (A)  The county shall review a claim filed pursuant to line 23 paragraph (1) and determine whether the claim is complete and line 24 valid. line 25 (B)  If the county determines that a claim is incomplete or invalid, line 26 the county shall provide written notice to the claimant describing line 27 what is needed to cure the deficiency and informing the claimant line 28 that the claimant has 60 days to cure the deficiency. line 29 (C)  A claim reviewed pursuant to this paragraph is timely if line 30 originally postmarked on or before the one-year expiration date line 31 even if the 60-day cure period required by this paragraph extends line 32 beyond that one-year expiration date. line 33 (b)  After the property has been sold, a party of interest in the line 34 property at the time of the sale may assign their right to claim the line 35 excess proceeds only by a dated, written instrument that explicitly line 36 states that the right to claim the excess proceeds is being assigned, line 37 and only after each party to the proposed assignment has disclosed line 38 to each other party to the proposed assignment all facts of which line 39 that party is aware relating to the value of the right that is being line 40 assigned. Any attempted assignment that does not comply with 98 SB 964 — 5 — Attachment A 147 line 1 these requirements shall have no effect. This subdivision applies line 2 only with respect to assignments on or after the effective date of line 3 this subdivision. line 4 (c)  Any person or entity who in any way acts on behalf of, or line 5 in place of, any party of interest with respect to filing a claim for line 6 any excess proceeds shall submit proof with the claim that the line 7 amount and source of excess proceeds have been disclosed to the line 8 party of interest and that the party of interest has been advised of line 9 their right to file a claim for the excess proceeds on their own line 10 behalf directly with the county at no cost. line 11 (d)  The claims shall contain any information and proof deemed line 12 necessary by the board of supervisors to establish the claimant’s line 13 rights to all or any portion of the excess proceeds. line 14 (e)  (1)  Except as provided in paragraph (2), no sooner than the line 15 claim expiration date and any review and cure periods determined line 16 pursuant to subdivision (a), and if the excess proceeds have been line 17 claimed by any party of interest as provided herein, the excess line 18 proceeds shall be distributed on order of the board of supervisors line 19 to the parties of interest who have claimed the excess proceeds in line 20 the order of priority set forth in subdivisions (a) and (b). For the line 21 purposes of this article, parties of interest and their order of priority line 22 are: line 23 (A)  First, lienholders of record before the recordation of the tax line 24 deed to the purchaser in the order of their priority. line 25 (B)  Second, any person with title of record to all or any portion line 26 of the property before the recordation of the tax deed to the line 27 purchaser. line 28 (2)  (A)  If the board of supervisors has been petitioned to rescind line 29 the tax sale pursuant to Section 3731, any excess proceeds shall line 30 not be distributed to the parties of interest as provided by paragraph line 31 (1) before the earlier of the claim expiration date and any review line 32 and cure periods determined pursuant to subdivision (a) or two line 33 years one year following the date the board of supervisors line 34 determines the tax sale should not be rescinded, and only if the line 35 person who petitioned the board of supervisors pursuant to Section line 36 3731 has not commenced a proceeding in court pursuant to Section line 37 3725. line 38 (B)  If a proceeding has been commenced in a court pursuant to line 39 Section 3725, any excess proceeds shall not be distributed to the 98 — 6 — SB 964 Attachment A 148 line 1 parties of interest as provided by paragraph (1) until a final court line 2 order is issued. line 3 (f)  If a person with title of record is deceased at the time of the line 4 distribution of the excess proceeds, the heirs may submit an line 5 affidavit pursuant to Chapter 3 (commencing with Section 13100) line 6 of Part 1 of Division 8 of the Probate Code, to support their claim line 7 for excess proceeds. line 8 (g)  Any action or proceeding to review the decision of the board line 9 of supervisors, or the county officer to whom the board delegated line 10 authority pursuant to Section 4675.1, to accept or deny the claim line 11 shall be commenced within 90 days after the date of that decision line 12 of the board of supervisors or the county officer. line 13 SEC. 3. line 14 SEC. 5. Section 4676 of the Revenue and Taxation Code is line 15 amended to read: line 16 4676. (a)  If excess proceeds from the sale of tax-defaulted line 17 property exceed one hundred fifty dollars ($150), the county shall line 18 provide notice of the right to claim the excess proceeds, as provided line 19 in this section. line 20 (b)  No later than 90 days after the sale of the property, the line 21 county shall mail written notice of the right to claim excess line 22 proceeds to the last known mailing address of parties of interest, line 23 as defined in Section 4675. The county shall make a reasonable line 24 effort to obtain the name and last known mailing address of parties line 25 of interest. line 26 (c)  If the last known address of a party of interest cannot be line 27 obtained, the county shall publish notice of the right to claim excess line 28 proceeds in a newspaper of general circulation in the county. line 29 Publication is not required if the cost to publish is equal to or line 30 greater than the amount of the excess proceeds. The notice shall line 31 be published once a week for three successive weeks and shall line 32 commence no later than 90 days after the sale of the property. line 33 (d)  The cost of obtaining the name and last known mailing line 34 address of parties of interest and of mailing or publishing the line 35 notices required under this section shall be deducted from the line 36 excess proceeds and shall be distributed to the county general fund. line 37 (e)  A notice pursuant to this section shall contain all of the line 38 following information: line 39 (1)  The amount of the tax debt with respect to which the line 40 tax-defaulted property was in default. 98 SB 964 — 7 — Attachment A 149 line 1 (2)  The amount for which the property was sold. line 2 (3)  The consequences for failing to apply for excess proceeds line 3 within the time period prescribed in Section 4675. line 4 SEC. 4. line 5 SEC. 6. If the Commission on State Mandates determines that line 6 this act contains costs mandated by the state, reimbursement to line 7 local agencies and school districts for those costs shall be made line 8 pursuant to Part 7 (commencing with Section 17500) of Division line 9 4 of Title 2 of the Government Code. O 98 — 8 — SB 964 Attachment A 150 California Association of County Treasurers and Tax Collectors 1415 L Street, Suite 1000 • Sacramento, California 95814 Phone: (916) 441-1850 • Fax: (916) 441-6178 Website: www.cacttc.org April 3, 2024 The Honorable Kelly Seyarto California State Senate District 32 1021 O Street, Suite 7120 Sacramento, CA 95814 RE: SB 964 (Seyarto) Property tax: tax-defaulted property sales – Oppose Unless Amended As Amended March 5, 2024 Dear Senator Seyarto, On behalf of the California Association of County Treasurers and Tax Collectors (CACTTC), I write in respectful opposition to your SB 964, unless amended, to address the concerns outlined below. Amendment 1: Amend the measure to allow a Tax Collector to request the Board of Supervisors to approve a resolution which authorizes the Tax Collector to take specified properties to a Chapter 8 sale without first conducting a Chapter 7 sale based on circumstances articulated by the Tax Collector that necessitate a Chapter 8 sale for that particular property. Delete the conditions of such a sale that were added in the March 5 amendments included in 3777 (a). Given the expensive process and intensive staff time required to conduct a tax sale, the discretion of the tax collector to be able to make pragmatic decisions regarding how to dispose of challenging property is vital to the efficiency of the office. To unnecessarily mandate an expensive and time-consuming process to go through procedures that will not produce a sensical outcome is a waste of taxpayer dollars and will lead to higher costs and government inefficiency; two things taxpayers expect the tax collector to not do. Furthermore, there are scenarios wherein the worst possible outcome could be that a property was sold at a Chapter 7 sale. A contemporary example is that an entire city street became tax-defaulted, and subject to sale. If the Tax Collector in that county offered the street for sale in a Chapter 7, and the bid was accepted and sale executed, it could have catastrophic impacts on the residents, businesses and public services that relied on access to that street. Chapter 8 sales are critical to disposing of unique and challenging properties that, for myriad reasons, should not be offered in a Chapter 7 sale. Attempting to narrowly proscribe those conditions in the statute would inevitably lead to negative outcomes for taxpayers and residents, if a tax collector is narrowly confined to only certain specific conditions under which to use Chapter 8. Further, tax collectors definitionally do not assess properties to determine their value. County assessors are responsible for that act. Tax Collectors are charged with fairly implementing and collecting property-related taxes based on the assessed value, after the auditor has applied all property-related charged based on the tax rate area. Property value and value determination are not the purview of tax collectors. Inserting language that unilaterally requires Tax Collectors to determine a fair market value as part of the tax sale preparation, which the rest of the additions in 3777(a) is predicated on, is a gross expansion of the role of the Tax Collector. Tax collectors are responsible for collecting the property-based taxes and any penalties and interest associated Attachment B 151 California Association of County Treasurers and Tax Collectors 1415 L Street, Suite 1000 • Sacramento, California 95814 Phone: (916) 441-1850 • Fax: (916) 441-6178 Website: www.cacttc.org with defaulted taxes. In some cases, the amount owed in defaulted taxes, penalties and interest could be more than the underlying value of the property. Discretion of the tax collector to make sensical decisions that are in the best interests of taxpayers and the general public is critical to the efficiency of the office. Amendment 3: Remove the language establishing a fund and at the State Treasury for unclaimed excess proceeds, as well as the language mandating that unclaimed funds be transferred to the Controller instead of the County general fund. After years of outreach through certified mailings, skip trace searches, newspaper publications and in-person visits to the property to notify the owner that the property is subject to tax sale, coupled with an additional year for parties of interest to file a claim for those excess proceeds, tax collectors have exhausted the ability to connect those proceeds with any parties of interest. Sending these unclaimed proceeds to the Controller’s will create new state costs to manage the funds, perpetually. Amendment 3: Remove the language requiring that tax collectors provide claimants 6o days to perfect their claims, with the assistance of the Tax Collector’s office. Tax collectors should not be mandated to provide free, private legal counseling to asset locators and others. It is an inappropriate use of public resources that the general taxpayer should not be asked to provide. There are simple clear requirements regarding how to file a claim for excess proceeds in each County. The process Counties must follow in administering the process for claims is contained in the State Controller’s Office. Those procedures can be reviewed here starting on page 50: https://www.sco.ca.gov/Files-ARD-Tax-Info/Tax-Collector- Ref-Man/ctspm_v1_2016.pdf CACTTC’s elected and appointed members view themselves as taxpayer advocates and are sensitive to the fact that property may be the most significant asset a taxpayer owns. Tax sales are not taken lightly, require extensive research and outreach, and are only conducted after years of non-payment, with bi-annual outreach to the property owner during the years of non-payment. In the absence of these amendments, CACTTC will remain in respectful but firm opposition to your measure. Sincerely, Karen Lange CACTTC Legislative Advocate CC: Chair Glazer, Senate Committee on Revenue and Taxation Phonxay Keokham, President, California Association of County Treasurers and Tax Collectors Dan Mierzwa, Chair, California Association of County Treasurers and Tax Collectors Legislative Committee Eric Lawyer, California State Association of Counties Jean Hurst, Urban Counties Caucus Sarah Duckett, Rural County Representatives of California Kayla Williams, Senate Republican Consultant Attachment B 152 California Association of County Treasurers and Tax Collectors 1415 L Street, Suite 1000 • Sacramento, California 95814 Phone: (916) 441-1850 • Fax: (916) 441-6178 Website: www.cacttc.org Attachment B 153 AMENDED IN ASSEMBLY MARCH 11, 2024 california legislature—2023–24 regular session ASSEMBLY BILL No. 2561 Introduced by Assembly Member McKinnor February 14, 2024 An act to amend Section 11546 of add Section 3502.3 to the Government Code, relating to state government administration. public employment. legislative counsel’s digest AB 2561, as amended, McKinnor. Department of Technology. Local public employees: vacant positions. Existing law, the Meyers-Milias-Brown Act (act), authorizes local public employees, as defined, to form, join, and participate in the activities of employee organizations of their own choosing for the purpose of representation on matters of labor relations. The act prohibits a public agency from, among other things, imposing or threatening to impose reprisals on employees, discriminating or threatening to discriminate against employees, or otherwise interfering with specified employee rights guaranteed by the act. This bill would require each public agency with bargaining unit vacancy rates exceeding 10% for more than 90 days within the past 180 days to meet and confer with a representative of the recognized employee organization to produce, publish, and implement a plan consisting of specified components to fill all vacant positions within the subsequent 180 days. The bill would require the public agency to present this plan during a public hearing to the governing legislative body and to publish the plan on its internet website for public review for at least one year. By imposing new duties on local public agencies, 98 Attachment A 154 the bill would impose a state-mandated local program. The bill would also include findings that changes proposed by this bill address a matter of statewide concern. The California Constitution requires local agencies, for the purpose of ensuring public access to the meetings of public bodies and the writings of public officials and agencies, to comply with a statutory enactment that amends or enacts laws relating to public records or open meetings and contains findings demonstrating that the enactment furthers the constitutional requirements relating to this purpose. This bill would make legislative findings to that effect. The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement. This bill would provide that no reimbursement shall be made pursuant to these statutory provisions for costs mandated by the state pursuant to this act, but would recognize that a local agency or school district may pursue any available remedies to seek reimbursement for these costs. Existing law requires the Department of Technology to be responsible for the approval and oversight of information technology projects, including by consulting with agencies during initial project planning to ensure that project proposals are based on well-defined programmatic needs, clearly identifying programmatic benefits, and considering feasible alternatives to address the identified needs and benefits consistent with statewide strategies, policies, and procedures. This bill would make nonsubstantive changes to that provision. Vote: majority. Appropriation: no. Fiscal committee: no yes.​ State-mandated local program: no yes.​ The people of the State of California do enact as follows: line 1 SECTION 1. Section 3502.3 is added to the Government Code, line 2 to read: line 3 3502.3. (a)  Each public agency with bargaining unit vacancy line 4 rates exceeding 10 percent for more than 90 days within the past line 5 180 days shall promptly meet and confer with the representative line 6 of the recognized employee organization, as defined in subdivision line 7 (a) of Section 3501, to produce, publish, and implement a plan to line 8 fill all vacant positions within the subsequent 180 days. 98 — 2 — AB 2561 Attachment A 155 line 1 (b)  The plan shall include an assessment of all the following line 2 substantive components: line 3 (1)  Total number of positions and vacancies for specified job line 4 classifications, organized by agency department or division. line 5 (2)  Applicable compensation rates, including health and welfare line 6 benefits and fringe benefits, of similar positions at public and line 7 private employers in the surrounding area compared to positions line 8 exceeding a 10-percent vacancy rate and their relationship with line 9 employee retention. line 10 (3)  A comparison of noneconomic terms of employment in line 11 departments or divisions with vacancy rates exceeding 10 percent, line 12 including scheduling flexibility and remote work options. line 13 (4)  An anonymous survey collected from present employees that line 14 assesses workplace climate, culture, bullying, safety, recognition line 15 of family responsibilities, remote work flexibilities, and leadership. line 16 (5)  Descriptions of any obstacles in the hiring process, line 17 including, but not limited to, the following: line 18 (A)  Average length of the hiring process for an applicant. line 19 (B)  Number of applicants for vacant positions. line 20 (C)  Qualifications requirements for positions that have remained line 21 vacant for more than 180 days. line 22 (D)  Success or lack of community outreach efforts to recruit line 23 more applicants. line 24 (E)  Availability of multilingual civil service examinations for line 25 vacant positions that require such an examination. line 26 (F)  Availability or lack of training or apprenticeship programs line 27 for new hires or for career advancement for current employees. line 28 (G)  Other barriers to access not listed above. line 29 (c)  The plan shall address the identified problems in retention line 30 and recruitment, as described in subdivision (b), and propose line 31 specific, measurable and achievable objectives, including a line 32 timeline the public agency will take to make progress toward filling line 33 remaining vacancies in the following ways: line 34 (1)  Develop trainings, mentorship programs, or apprenticeships line 35 to increase the pool of qualified applicants for vacant positions. line 36 (2)  Identify any necessary changes to policies, procedures, and line 37 recruitment activities that lead to obstacles in the hiring process line 38 described in paragraph (5) of subdivision (b). line 39 (3)  Identify current permanent and temporary employees who line 40 could transition into a role in the bargaining unit described in 98 AB 2561 — 3 — Attachment A 156 line 1 subdivision (a) and establish a training program to facilitate this line 2 practice. line 3 (4)  Identify opportunities to improve compensation, working line 4 conditions, and terms of employment. line 5 (5)  Partner with unions, community organizations, training and line 6 placement programs, and stakeholders to reduce barriers and line 7 improve access for applicants. The plan shall include specific line 8 outreach activities the department will take to recruit applicants line 9 with an equity section on a recruitment plan specific to workers line 10 from underrepresented and disadvantaged communities. line 11 (d)  The public agency shall present this plan during a public line 12 hearing to the governing legislative body. line 13 (e)  The public agency shall implement the plan as required in line 14 subdivision (a). line 15 (f)  The public agency shall publish the plan, including the line 16 findings detailed in subdivision (b), on its internet website for line 17 public review for at least one year. line 18 (g)  The provisions of this section are severable. If any provision line 19 of this section or its application is held invalid, the invalidity shall line 20 not affect other provisions or applications that can be given effect line 21 without the invalid provision or application. line 22 (h)  There is a statewide interest in ensuring that public agency line 23 operations are appropriately staffed and that high vacancy rates line 24 do not undermine public employee labor relations. The Legislature line 25 finds and declares that this section constitutes a matter of statewide line 26 concern and shall apply to charter cities and counties. The line 27 provisions of this section shall supersede any inconsistent line 28 provisions in the charter of any city or county. line 29 SEC. 2. The Legislature finds and declares that Section 1 of line 30 this act, which adds Section 3502.3 to the Government Code, line 31 furthers, within the meaning of paragraph (7) of subdivision (b) line 32 of Section 3 of Article I of the California Constitution, the purposes line 33 of that constitutional section as it relates to the right of public line 34 access to the meetings of local public bodies or the writings of line 35 local public officials and local agencies. Pursuant to paragraph line 36 (7) of subdivision (b) of Section 3 of Article I of the California line 37 Constitution, the Legislature makes the following findings: line 38 It is in the public interest, and it furthers the purposes of line 39 paragraph (7) of subdivision (b) of Section (3) of Article I of the 98 — 4 — AB 2561 Attachment A 157 line 1 California Constitution, to ensure that information concerning line 2 public agency employment is available to the public. line 3 SEC. 3. No reimbursement shall be made pursuant to Part 7 line 4 (commencing with Section 17500) of Division 4 of Title 2 of the line 5 Government Code for costs mandated by the state pursuant to this line 6 act. It is recognized, however, that a local agency or school district line 7 may pursue any remedies to obtain reimbursement available to it line 8 under Part 7 (commencing with Section 17500) and any other law. line 9 SECTION 1. Section 11546 of the Government Code is line 10 amended to read: line 11 11546. (a)  The Department of Technology shall be responsible line 12 for the approval and oversight of information technology projects, line 13 which shall include, but are not limited to, all of the following: line 14 (1)  Establishing and maintaining a framework of policies, line 15 procedures, and requirements for the initiation, approval, line 16 implementation, management, oversight, and continuation of line 17 information technology projects. Unless otherwise required by line 18 law, a state department shall not procure oversight services of line 19 information technology projects without the approval of the line 20 Department of Technology. line 21 (2)  Evaluating information technology projects based on the line 22 business case justification, resources requirements, proposed line 23 technical solution, project management, oversight and risk line 24 mitigation approach, and compliance with statewide strategies, line 25 policies, and procedures. Projects shall continue to be funded line 26 through the established Budget Act process. line 27 (3)  Consulting with agencies during initial project planning to line 28 ensure that project proposals are based on well-defined line 29 programmatic needs, clearly identifying programmatic benefits, line 30 and considering feasible alternatives to address the identified needs line 31 and benefits consistent with statewide strategies, policies, and line 32 procedures. line 33 (4)  Consulting with agencies prior to project initiation to review line 34 the project governance and management framework to ensure that line 35 it is best designed for success and will serve as a resource for line 36 agencies throughout the project implementation. line 37 (5)  Requiring agencies to provide information on information line 38 technology projects including, but not limited to, all of the line 39 following: 98 AB 2561 — 5 — Attachment A 158 line 1 (A)  The degree to which the project is within approved scope, line 2 cost, and schedule. line 3 (B)  Project issues, risks, and corresponding mitigation efforts. line 4 (C)  The current estimated schedule and costs for project line 5 completion. line 6 (6)  Requiring agencies to perform remedial measures to achieve line 7 compliance with approved project objectives. These remedial line 8 measures may include, but are not limited to, any of the following: line 9 (A)  Independent assessments of project activities, the cost of line 10 which shall be funded by the agency administering the project. line 11 (B)  Establishing remediation plans. line 12 (C)  Securing appropriate expertise, the cost of which shall be line 13 funded by the agency administering the project. line 14 (D)  Requiring additional project reporting. line 15 (E)  Requiring approval to initiate any action identified in the line 16 approved project schedule. line 17 (7)  Suspending, reinstating, or terminating information line 18 technology projects. The Department of Technology shall notify line 19 the Joint Legislative Budget Committee of any project suspension, line 20 reinstatement, and termination within 30 days of that suspension, line 21 reinstatement, or termination. line 22 (8)  Establishing restrictions or other controls to mitigate line 23 nonperformance by agencies, including, but not limited to, any of line 24 the following: line 25 (A)  The restriction of future project approvals pending line 26 demonstration of successful correction of the identified line 27 performance failure. line 28 (B)  The revocation or reduction of authority for state agencies line 29 to initiate information technology projects or acquire information line 30 technology or telecommunications goods or services. line 31 (b)  The Department of Technology shall have the authority to line 32 delegate to another agency any authority granted under this section line 33 based on its assessment of the agency’s project management, line 34 project oversight, and project performance. O 98 — 6 — AB 2561 Attachment A 159 california legislature—2023–24 regular session ASSEMBLY BILL No. 1999 Introduced by Assembly Members Irwin, Addis, Berman, Connolly, Muratsuchi, Papan, Pellerin, Quirk-Silva, Ting, Ward, and Weber (Principal coauthor: Assembly Member Bauer-Kahan) (Principal coauthor: Senator Wiener) (Coauthors: Assembly Members Boerner, Bonta, Friedman, Lee, Low, and Maienschein) (Coauthor: Senator Blakespear) January 30, 2024 An act to amend Section 739.9 of the Public Utilities Code, relating to electricity. legislative counsel’s digest AB 1999, as introduced, Irwin. Electricity: fixed charges. Existing law vests the Public Utilities Commission with regulatory authority over public utilities, including electrical corporations. Existing law authorizes the commission to adopt new, or expand existing, fixed charges, as defined, for the purpose of collecting a reasonable portion of the fixed costs of providing electrical service to residential customers. Under existing law, the commission may authorize fixed charges for any rate schedule applicable to a residential customer account. Existing law requires the commission, no later than July 1, 2024, to authorize a fixed charge for default residential rates. Existing law requires these fixed charges to be established on an income-graduated basis, with no fewer than 3 income thresholds, so that low-income ratepayers in each baseline territory would realize a lower average monthly bill without making any changes in usage. Corrected 1-31-24—See last page.99 Attachment D 160 This bill would repeal the provisions described in the preceding paragraph. The bill would instead permit the commission to authorize fixed charges that, as of January 1, 2015, do not exceed $5 per residential customer account per month for low-income customers enrolled in the California Alternate Rates for Energy (CARE) program and that do not exceed $10 per residential customer account per month for customers not enrolled in the CARE program. The bill would authorize these maximum allowable fixed charges to be adjusted by no more than the annual percentage increase in the Consumer Price Index for the prior calendar year, beginning January 1, 2016. Under existing law, a violation of the Public Utilities Act or any order, decision, rule, direction, demand, or requirement of the commission is a crime. Because certain provisions of this bill would be a part of the act and therefore a violation of the bill’s requirements or of a commission action implementing its requirements would be a crime, the bill would impose a state-mandated local program. The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement. This bill would provide that no reimbursement is required by this act for a specified reason. Vote: majority. Appropriation: no. Fiscal committee: yes.​ State-mandated local program: yes.​ The people of the State of California do enact as follows: line 1 SECTION 1. Section 739.9 of the Public Utilities Code is line 2 amended to read: line 3 739.9. (a)  “Fixed charge” means any fixed customer charge, line 4 basic service fee, demand differentiated basic service fee, demand line 5 charge, or other charge not based on the volume of electricity line 6 consumed. line 7 (b)  Increases to electrical rates and charges in rate design line 8 proceedings, including any reduction in the California Alternate line 9 Rates for Energy (CARE) program discount, shall be reasonable line 10 and subject to a reasonable phase-in schedule relative to the rates line 11 and charges in effect before January 1, 2014. 99 — 2 — AB 1999 Attachment D 161 line 1 (c)  Consistent with the requirements of Section 739, the line 2 commission may modify the seasonal definitions and applicable line 3 percentage of average consumption for one or more climatic zones. line 4 (d)  The commission may adopt new, or expand existing, fixed line 5 charges for the purpose of collecting a reasonable portion of the line 6 fixed costs of providing electrical service to residential customers. line 7 The commission shall ensure that any approved charges do all of line 8 the following: line 9 (1)  Reasonably reflect an appropriate portion of the different line 10 costs of serving small and large customers. line 11 (2)  Not unreasonably impair incentives for conservation, energy line 12 efficiency, and beneficial electrification and greenhouse gas line 13 emissions reduction. line 14 (3)  Are set at levels that do not overburden low-income line 15 customers. line 16 (e)  (1)  For the purposes of this section and Section 739.1, the line 17 commission may authorize fixed charges for any rate schedule line 18 applicable to a residential customer account. The fixed charge shall line 19 be established on an income-graduated basis with no fewer than line 20 three income thresholds so that a low-income ratepayer in each line 21 baseline territory would realize a lower average monthly bill line 22 without making any changes in usage. The commission shall, no line 23 later than July 1, 2024, authorize a fixed charge for default line 24 residential rates. line 25 (2)  For purposes of this subdivision, “income-graduated” means line 26 that low-income customers pay a smaller fixed charge than line 27 high-income customers. line 28 (e)  For purposes of this section and Section 739.1, the line 29 commission may, beginning January 1, 2015, authorize fixed line 30 charges that do not exceed ten dollars ($10) per residential line 31 customer account per month for customers not enrolled in the line 32 CARE program and five dollars ($5) per residential customer line 33 account per month for customers enrolled in the CARE program. line 34 Beginning January 1, 2016, the maximum allowable fixed charge line 35 may be adjusted by no more than the annual percentage increase line 36 in the Consumer Price Index for the prior calendar year. This line 37 subdivision applies to any default rate schedule, at least one line 38 optional tiered rate schedule, and at least one optional time-variant line 39 rate schedule. 99 AB 1999 — 3 — Attachment D 162 line 1 (f)  Notwithstanding the requirements of subdivision (d) of line 2 Section 739 and Section 739.7, the commission shall not apply line 3 the composite tier method to the treatment of any revenues resulting line 4 from any fixed charge adopted pursuant to this section. line 5 SEC. 2. No reimbursement is required by this act pursuant to line 6 Section 6 of Article XIIIB of the California Constitution because line 7 the only costs that may be incurred by a local agency or school line 8 district will be incurred because this act creates a new crime or line 9 infraction, eliminates a crime or infraction, or changes the penalty line 10 for a crime or infraction, within the meaning of Section 17556 of line 11 the Government Code, or changes the definition of a crime within line 12 the meaning of Section 6 of Article XIIIB of the California line 13 Constitution. line 14 line 15 CORRECTIONS: line 16 Heading—Lines 4 and 7. line 17 line 18 O 99 — 4 — AB 1999 Attachment D 163 164 165 166 167 168 169 170 171 g:\conservation\twic\2023\twic2023referralreport.docx Status Report: Referrals to the Transportation, Water, and Infrastructure Committee - 2023 DRAFT REVIEW: March 11, 2023 TWIC Meeting Referral Status 1. Review legislative matters on transportation, water, and infrastructure.  Recommended: continued staff/advocate support for AB540 (February, December)(Wicks), letter to Sen. Gonzalez re: SB1121, February  Received report from Public Works staff on successful grant applications from the Infrastructure Investment and Jobs Act and budgeting scenarios to maximize funding. April  Received and recommended approval of Road Maintenance and Rehabilitation Account (RMRA) Senate Bill 1 (SB1) funded road projects May  Recommended reappointment of Contra Costa representatives on the Regional Measure 3 Independent Oversight Committee August  Received 2020-2022 Infrastructure Report August 2. Review applications for transportation, water, and infrastructure grants to be prepared by the Public Works and Conservation and Development Departments.  Reviewed and approved Caltrans Sustainable Transportation Planning Grant (February, December), Safe Streets and Roads for All (SS4A) grant program (May), 3. Monitor the Contra Costa Transportation Authority (CCTA) including efforts to implement Measure J. 4. Monitor EBMUD and Contra Costa Water District projects and activities. 5. Review projects, plans and legislative matters that may affect the health of the San Francisco Bay and Delta, including but not limited to conveyance, flood control, dredging, climate change, habitat conservation, governance, water storage, development of an ordinance regarding polystyrene foam food containers, water quality, supply and reliability, consistent with the Board of Supervisors adopted Delta Water Platform. 172 g:\conservation\twic\2023\twic2023referralreport.docx Referral Status 6. Review and monitor the establishment of Groundwater Sustainability Agencies and Groundwater Sustainability Plans for the three medium priority groundwater basins within Contra Costa County as required by the Sustainable Groundwater Management Act. 7. Review issues associated with County flood control facilities. 8. Monitor creek and watershed issues and seek funding for improvement projects related to these issues. 9. Monitor the implementation of the Integrated Pest Management (IPM) policy. 10. Monitor the status of county park maintenance issues including, but not limited to, transfer of some County park maintenance responsibilities to other agencies and implementation of Measure WW grants and expenditure plan. 11. Monitor and report on the East Contra Costa County Habitat Conservation Plan (HCP).  Received an update on the HCP and recommended a report to the BOS. August 12. Monitor the implementation of the County Complete Streets, Active Transportation, and Vision Zero Policies. 13. Monitor and report on the Underground Utilities Program.  Reviewed and made recommendations in response to a request from the Alamo Improvement Association to the County to host and maintain a Pipeline Information Center website.(Also referral #16) May 14. Monitor implementation of the Letter of Understanding (LOU) with PG&E for the maintenance of PG&E streetlights in Contra Costa. 173 g:\conservation\twic\2023\twic2023referralreport.docx Referral Status 15. Freight transportation issues, including but not limited to potential increases in rail traffic such as that proposed by the Port of Oakland and other possible service increases, safety of freight trains, rail corridors, and trucks that transport hazardous materials, the planned truck route for North Richmond; and the deepening of the San Francisco-to-Stockton Ship Channel. 16. Monitor the Iron Horse Corridor Management Program.  Reviewed and made recommendations in response to a request from the Alamo Improvement Association to the County to host and maintain a Pipeline Information Center website. (Also referral #13) May 17. Monitor and report on the Contra Costa Transportation Authority’s Integrated Transit Plan. 18. Review transportation plans and services for specific populations and locations, including but not limited to Coordinated Human Services Transportation Plan for the Bay Area, CCTA East County Ferry Feasibility Study, Olympic Corridor Trail Connector Study Implementation, and the Contra Costa County Accessible Transportation Strategic Plan.  Reviewed and recommended the BOS approve CCTA actions relative to Measure X Funding MOU obligations and the form the of the coordinating entity recommended in the Accessible Transportation Strategic Plan. February, December  Olympic Corridor Trail Connector Study: Added to referrals (February), received report, provided direction to staff to make progress on implementation. (December) 19. Monitor issues of interest in the provision and enhancement of general transportation services, including but not limited to public transportation, taxicab/ transportation network companies, and navigation apps. 20. Monitor the statewide infrastructure bond programs. 21. Monitor implementation and ensure compliance with the single-use carryout bag ban consistent with Public Resources Code, Chapter 5.3 (resulting from Senate Bill 270 [Padilla – 2014]). 174 g:\conservation\twic\2023\twic2023referralreport.docx Referral Status 22. Monitor efforts at the State to revise school siting guidelines and statutes. 23. Monitor issues related to docked and dockless bike share programs. 24. Monitor efforts related to water conservation including but not limited to turf conversion, graywater, and other related landscaping issues. 25. Monitor the County’s conversion to solar/distributed energy systems. 26. Monitor issues with County Airports as they relate to surrounding land use, transportation, and related infrastructure.   175 Contra Costa County NOTICE C.17, 24-1027 The Board of Supervisors will make appointments to fill existing advisory body vacancies. Interested citizens may submit written applications for vacancies to the following address: Clerk of the Board of Supervisors 1025 Escobar Street, ist Floor Martinez, CA 9455 Board , Commission , or Committee Aviation Advisory Committee Seat: District 3 Seat A pp ointments will be made after April 23, 2024 I, Monica Nino, Clerk of the Board of Supervisors and the County Administrator, hereby certify that, in accordance with Section 54974 of the Government Code, the above notice of vacancy (vacancies) will be posted on April 9, 2024. cc : Hard Copy to Clerk of the Board Lobby Hard Copy to Minutes File Soft Copy .DOCX to M :\5-Notices and Postings Soft Copy .PDF to S:\Minutes Attachments\Minutes 2020 Soft Copy .PDF to M :\1 -Committee Files and Applications I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. Attested: April 9, 2024 Monica Nino, Clerk of the Board of Supervisors And County Deputy Clerk 176 Contra Costa County C.18, 24-1028 NOTICE The Board of Supervisors will make appointments to fill existing advisory body vacancies. Interested citizens may submit written applications for vacancies to the following address: Clerk of the Board of Supervisors 1025 Escobar Street, 1st Floor Martinez, CA 9455 Board , Commission , or Committee Economic Opportunity Council Seat: Private/Non Profit Sector Seat 3 A pp ointments will be made after April 23, 2024 I, Monica Nino, Clerk of the Board of Supervisors and the County Administrator, hereby certify that, in accordance with Section 54974 of the Government Code, the above notice of vacancy (vacancies) will be posted on April 9, 2024. cc : Hard Copy to Clerk of the Board Lobby Hard Copy to Minutes File Soft Copy .DOCX to M:\5-Notices and Postings Soft Copy .PDF to S:\Minutes Attachments\Minutes 2020 Soft Copy .PDF to M:\1-Committee Files and Appl ications I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. Attested: April 9, 2024 177 Contra Costa County NOTICE C.19, 24-1029 The Board of Supervisors will make appointments to fill existing advisory body vacancies. Interested citizens may submit written applications for vacancies to the following address: Clerk of the Board of Supervisors 1025 Escobar Street, ist Floor Martinez, CA 9455 Board , Commission , or Committee Alcohol and Other Drug Advisory Board Seat: District 3 A ppointments will be made after April 23, 2024 I, Monica Nino, Clerk of the Board of Supervisors and the County Administrator, hereby certify that, in accordance with Section 54974 of the Government Code, the above notice of vacancy (vacancies) will be posted on April 9, 2024. cc: Hard Copy to Clerk of the Board Lobby Hard Copy to Minutes File Soft Copy .DOCX to M :\5-Notices and Postings Soft Copy .PDF to S:\Minutes Attachments\Minutes 2020 Soft Copy .PDF to M:\1-Comm ittee Fi les and Applicat ions I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. Attested: April 9, 2024 Monica Nino, Clerk of the Board of Supervisors And Cou y dministrator 178 Submit Date: Feb 05, 2024 First Name Middle Initial Last Name Home Address Suite or Apt City State Postal Code Primary Phone Email Address Employer Job Title Contra Costa County Boards & Commissions Application Form Profile District Locator Tool Resident of Supervisorial District: None Selected Length of Employment 30 years Do you work in Contra Costa County? Yes No If Yes, in which District do you work? How long have you lived or worked in Contra Costa County? 53 years Are you a veteran of the U.S. Armed Forces? Yes No Board and Interest Which Boards would you like to apply for? El Sobrante Municipal Advisory Council: Submitted Randy Loyd UA Local 342 Plumbers and Steamfitters Business Agent Randy Loyd 179 Seat Name Alternate Have you ever attended a meeting of the advisory board for which you are applying? Yes No If Yes, how many meetings have you attended? Not Sure Education Select the option that applies to your high school education * G.E.D. Certificate College/ University A Name of College Attended Diablo Valley Degree Type / Course of Study / Major Steamfitting Degree Awarded? Yes No College/ University B Name of College Attended Laney Oakland Degree Type / Course of Study / Major Labor law Degree Awarded? Yes No College/ University C Name of College Attended Degree Type / Course of Study / Major Randy Loyd 180 Upload a Resume Degree Awarded? Yes No Other Trainings & Occupational Licenses Other Training A Certificate Awarded for Training? Yes No Other Training B Certificate Awarded for Training? Yes No Occupational Licenses Completed: Qualifications and Volunteer Experience Please explain why you would like to serve on this particular board, commitee, or commission. I have lived in El Sobrante my whole life and I am also a business owner. I would like to utilize my professional business skills to help out in any way that I can to help support the efforts needed to help make and keep El Sobrante a nice, safe and clean place to be. Describe your qualifications for this appointment. (NOTE: you may also include a copy of your resume with this application) Business skills dealing with all types of people and personalities from all walks of life as well as dealing with people in the political arena including senators, assembly members, our attorney general, all the way to the governor. Would you like to be considered for appointment to other advisory bodies for which you may be qualified? Yes No Do you have any obligations that might affect your attendance at scheduled meetings? Yes No Randy Loyd 181 If Yes, please explain: Are you currently or have you ever been appointed to a Contra Costa County advisory board? Yes No If Yes, please list the Contra Costa County advisory board(s) on which you are currently serving: If Yes, please also list the Contra Costa County advisory board(s) on which you have previously served: List any volunteer or community experience, including any advisory boards on which you have served. Conflict of Interest and Certification Do you have a familial or financial relationship with a member of the Board of Supervisors? (Please refer to the relationships listed under the "Important Information" section below or Resolution No. 2021/234) Yes No If Yes, please identify the nature of the relationship: Do you have any financial relationships with the County such as grants, contracts, or other economic relationships? Yes No If Yes, please identify the nature of the relationship: Please Agree with the Following Statement I CERTIFY that the statements made by me in this application are true, complete, and correct to the best of my knowledge and belief, and are made in good faith. I acknowledge and undersand that all information in this application is publicly accessible. I understand that misstatements and/or omissions of material fact may cause forfeiture of my rights to serve on a board, committee, or commission in Contra Costa County. I Agree Randy Loyd 182 Important Information 1. This application and any attachments you provide to it is a public document and is subject to the California Public Records Act (CA Government Code §6250-6270). 2. All members of appointed bodies are required to take the advisory body training provided by Contra Costa County. 3. Members of certain boards, commissions, and committees may be required to: (1) file a Statement of Economic Interest Form also known as a Form 700, and (2) complete the State Ethics Training Course as required by AB 1234. 4. Meetings may be held in various locations and some locations may not be accessible by public transportation. 5. Meeting dates and times are subject to change and may occur up to two (2) days per month. 6. Some boards, committees, or commissions may assign members to subcommittees or work groups which may require an additional commitment of time. 7. As indicated in Board Resolution 2021/234, a person will not be eligible for appointment if he/she is related to a Board of Supervisors' member in any of the following relationships: (1) Mother, father, son, and daughter; (2) Brother, sister, grandmother, grandfather, grandson, and granddaughter; (3) Husband, wife, father-in-law, mother-in-law, son-in-law, daughter-in-law, stepson, and stepdaughter; (4) Registered domestic partner, pursuant to California Family Code section 297; (5) The relatives, as defined in 1 and 2 above, for a registered domestic partner; (6) Any person with whom a Board Member shares a financial interest as defined in the Political Reform Act (Gov't Code §87103, Financial Interest), such as a business partner or business associate. Randy Loyd 183 184 ' . ...__ Are you currently or have you ever been appointed to a Contra Costa County advisory board? Please check one: □ Yes }t No . List any volunteer and community experience, including any boards on which you have served. Do you have a familial relationship with a member of the Board of Supervisors? (Please refer to the relationships listed below or Resolution no. 2011/55) Please check one: D Yes bl_ No If Yes, please identify the nature of the relationship: Do you have any financial relationships with the county, such as grants, contracts, or other economic relationships? Please check one: □ Yes 'ff. No If Yes, please identify the nature of the relationship: I CERTIFY that the statements made by me in this application are true, complete, and correct to the best of my knowledge and belief, and are made in good faith. I acknowledge and understand that all information in this application is publicly accessible. I understand and agree that misstatements and/or ommissions of material fact may cause forfeiture of my rights to serve on a board, committee, or commission in Contra Costa County. Signed: �--Date, / / °r/?!f Submit this application to: ClerkofTheBoard@cob.cccounty.us OR Clerk of the Board of Supervisors 1025 Escobar Street, 1st Floor Martinez, CA 94553 Questions about this application? Contact the Clerk of the Boord at {925) 655-2000 or by email at ClerkofTheBoard@cob.cccounty.us Important Information 1. This application and any attachments you provide to it is a public document and is subject to the california Public Records Act (CA Government Code §6250-6270). 2. All members of appointed bodies are required to take the advisory body training provided by Contra Costa County. 3. Members of certain boards, commissions, and committees may be required to: 1) file a Statement of Economic Interest Form also known as a Form 700, and 2) complete the State Ethics Training Course as required by AB 1234. 4.Meetings may be held in various locations and some locations may not be accessible by public transportation. 5. Meeting dates and times are subject to change and may occur up to two (2) days per month. 6. some boards, committees, or commissions may assign members to subcommittees or work groups which may require an additional commitment of time. 7. As indicated in Board Resolution 2011/55, a person will not be eligible for appointment if he/she is related to a Board of Supervisors member in any of the following relationships: mother, father, son, daughter, brother, sister, grandmother, grandfather, grandson, granddaughter, great­ grandfather, great-grandmother, aunt, uncle, nephew, niece, great-grandson, great-granddaughter, first-cousin, husband, wife, father-in-law, mother-in-law, daughter-in-law, stepson, stepdaughter, sister-in-law, brother-in-law, spouse's grandmother, spouse's grandfather, spouse's granddaughter, and spouses' grandson, registered domestic partner, relatives of a registered domestic partner as listed above. 8. A person will not be eligible to serve if the person shares a financial interest as defined in Government Code §87103 with a Board of Supervisors Member. THIS FORM IS A PUBLIC DOCUMENT 185 ,, Denise P. Kalm, BCC 925-382-9079 dpkalm@yahoo.com https://www.linkedin.com/in/ denisekalm Board-certified coach with expertise in all aspects of life and transition coaching with a particular emphasis on career coaching. Highly skilled at all phases of career management from identifying your next step, brand creation, marketing materials, networking, interviewing, negotiation, job 'stickiness' and transformation. Recognized as a trusted partner for the harder­ to-coach population: IT pr ofessionals, scientists and engineers. I help people find the intersection between what they love and what they are good at - their "Happiness Intersection." •Writing & Editing •Public Speaking •Coaching and Consulting •Linkedln and Resume Strategies •Tran sformation •Networking Made Easy •Powerful Negotiation RELEVANT PUBLICATIONS •Career Savvy -Keep and Transform Your Job •Training •Career Transformation •Contracting & Relationship Management •Defining a Compelling Value Proposition •Tech Grief-Surviving and Thriving Through Career Losses •First Job Sawy-Find a Job, Start Your Career •Retirement Savvy-Designing Your Next Great Adventure Retired Lee Hecht Harrison, Walnut Creek, CA Career Consultant 2020 2016-2020 Work with a wide variety of outplacement clients from individual contributors to senior level managers on the complete job life cycle from branding, to networking, to interviewing to negotiating. •Expert in rebranding for new careers •Speaker/writer on career issues •Specialist and trainer in networking and interviewing •Trainer •Helped the majority of my clients achieve a job placement Kalm Kreative, Inc., Walnut Creek, CA Chief Innovator Created a marketing consulting business designed around unique value proposition - expert writing capabilities combined with deep technological expertise. 186 187 188 189 190 191 Contra Costa Advisory Council on Aging Roster (as of 10/2023) Seat Title Term Expiration Current Incumbent District BOS Appointment Date Notes At-Large 1 9/30/2024 Lang, Thomas I 3/21/2023 At-Large 2 9/30/2024 Krohn, Shirley IV 10/11/2022 At-Large 3 9/30/2025 Hayes, Michelle I 6/13/2023 At-Large 4 9/30/2024 Shafiabady, Sara V 10/11/2022 At-Large 5 9/30/2024 Card, Deborah V 10/11/2022 At-Large 6 9/30/2024 Lipson, Steve I 10/11/2022 At-Large 7 9/30/2024 Awadalla, Mike IV 5/23/2023 At-Large 8 9/30/2024 Lee, George III 5/23/2023 At-Large 9 9/30/2025 Ortega, Julie II 3/5/2024 At-Large 10 9/30/2024 Tobey, Terri II 10/11/2022 At-Large 11 9/30/2025 Shaefer, Carol II 3/5/2024 At-Large 12 9/30/2025 Shelly, Antonio III 3/5/2024 At-Large 13 9/30/2025 Boaz, Roger II 3/5/2024 At-Large 14 9/30/2025 Yee, Dennis IV 10/19/2021 At-Large 15 9/30/2025 Robertson, Logan IV 3/5/2024 At-Large 16 9/30/2025 O'Toole, Brian IV 10/19/2021 At-Large 17 9/30/2024 Donovan, Kevin D.II 10/11/2022 At-Large 18 9/30/2024 Wener, Michael II 11/2/2021 At-Large 19 9/30/2025 Kleiner, Jill II 10/19/2021 At-Large 20 9/30/2024 Sakai-Miller, Sharon II 3/22/2022 Local Seat: Antioch 9/30/2024 Fernandez, Rudy III 10/25/2020 Local Seat: Brentwood 9/30/2025 Eric Britz III 3/5/2024 Local Seat: Clayton 9/30/2025 Berman, Michelle IV 10/19/2021 Local Seat: Concord 9/30/2025 Fowler, Marilyn IV 5/23/2023 Local Seat: Danville 9/30/2025 Donnelly, James II 10/19/2021 Local Seat: El Cerrito 9/30/2024 Kehoe, Carol I 7/12/2022 Local Seat: Hercules 9/30/2024 Doran, Jennifer V 10/25/2020 Local Seat: Lafayette 9/30/2025 Morisky, Richard II 3/5/2024 Local Seat: Martinez 9/30/2025 Iorns, Jody V 2/22/2022 Local Seat: Moraga Benavides, Francisco II Pending FHS & BOS Local Seat: Oakley 9/30/2025 Rigsby, Michael III 12/14/2021 Local Seat: Orinda 9/30/2025 Evans, Candace II 10/19/2021 Local Seat: Pinole 9/30/2025 Magistrado, Lori I 1/19/2024 Local Seat: Pittsburg Vacant Local Seat: Pleasant Hill 9/30/2025 Van Ackeren, Lorna IV 10/19/2021 Local Seat: Richmond 9/30/2024 Burkhart, Cate I 3/21/2023 Local Seat: San Pablo Vacant I Local Seat: San Ramon Vacant II Local Seat: Walnut Creek Kalm, Denise IV Pending FHS & BOS 192 Contra Costa Advisory Council on Aging Roster (as of 10/2023) Seat Title Term Expiration Current Incumbent District BOS Appointment Date Notes Nutrition Project Council Vacant Alternate Member 1 9/30/2025 Castillo, Michael IV 3/5/2024 Alternate Member 2 Lopez, Nicola Pending ACOA, FHS & BOS Alternate Member 3 Bolliger, Jarrod III Pending ACOA, FHS & BOS Alternate Member 4 Vacant Pending BOS Approval Vacant 193 CONTRA COSTA COUNTY COUNCIL ON HOMELESSNESS ROSTER SEAT NAME APPOINTEE/AFFILIATION TERM ENDS Affordable Housing Developer Representative Iman Novin Novin Development Consulting 12/31/24 Behavioral Health Representative Dani Jimenez Community Support Worker, Contra Costa Health: Behavioral Health 12/31/25 City Government Representative Jazmin Ridley Unhoused Resident Coordinator, City of Antioch 12/31/25 CoC/ESG Program Grantee Representative Leslie Gleason Executive Director, Trinity Center 12/31/25 Community Member Representative Hope Dixon 12/31/25 Education and Vocational Services Representative Alejandra Chamberlain Homeless Education Liaison, Contra Costa Office of Education 12/31/24 Federal Homeless and Housing Funding Administration Representative Gabriel Lemus Contra Costa Department of Conservation and Development 12/31/25 Employment and Human Services (EHSD) Representative Carolyn Foudy Interim Aging and Adult Services Director, EHSD 12/31/25 Faith Community Representative Wayne Earl Pastor, Rock Harbor Christian Fellowship 12/31/25 194 CONTRA COSTA COUNTY COUNCIL ON HOMELESSNESS ROSTER Health Care Representative Mia Fairbanks Healthcare for the Homeless 12/31/24 Homeless Service Provider Representative Deanne Pearn Executive Director, Hope Solutions 12/31/24 Lived Experience Advisor #1 Juno Hedrick Person with lived experience 12/31/24 Lived Experience Advisor #2 Jo Bruno Person with lived experience 12/31/24 Public Housing Authority Representative Tony Ucciferri Special Assistant to the Executive Director, Housing Authority of County of Contra Costa 12/31/25 Public Safety Representative #2 Shawn Ray Lieutenant, San Pablo Police Department 12/31/25 Reentry Services Representative Nicole Green Reentry Transition Specialist, Contra Costa Office of Education 12/31/25 Veterans Administration Representative Jai De Lotto Northern California VA Healthcare System 12/31/24 Workforce Development Representative Janae Thomas Swords to Plowshares 12/31/24 Youth Representative VACANT 195 COH 2024 Youth Representative Applicant Roster Name Completed County Application/Eligible? District Genesis Duran Yes 3 Guadalupe Jimenez yes 1 Jacob Comfort yes 5 Jamar Anderson No ? Khalieghya Dandie-Evans No ? Samuel brooks No ? Yahel Moreno yes 5 196 SUPPLEMENTAL APPLICATION QUESTIONS Skills, Relationships, Resources, and Experiences (12 points max) Applicant’s response lists specific skills, relationships, or resources they can bring to a specific vacant seat on the COH. Response demonstrates a professional or personal commitment to alleviating homelessness that relates to focus of the vacant seat selected. (12 pts) for a response that demonstrates specific skills, relationships, or resources related to the vacant seat AND professional or personal commitment to alleviating homelessness within the topic or field related to the vacant seat selected (6 pts) for a response that demonstrates specific skills, relationships, or resources related to the vacant seat OR professional or personal commitment to alleviating homelessness within the topic or field related to the vacant seat selected Personal Connection to Homelessness (12 points max) Applicant’s response reflects lived experience or connection to someone with lived experience. (12 pts) for applicant currently experiencing homelessness (as self-identified) (10 pts) for applicant with experience of homelessness within the past 7 years (as self-identified) (8 pts) for applicant with experience of homelessness at some point within their life (as self-identified) (4 pts) for connection to someone with lived experience (0 pts) for no personal lived experience Working with and in Diverse Populations (12 points max) Applicant's response reflects a commitment working with and in diverse populations. Connections to Organizations/Agencies Who Serve Unhoused People (10 points max) Applicant will contribute to expanding the reach of the Council in terms of connections to organization or agencies who serve various homeless subpopulations such as: persons with chronic substance abuse issues, persons with serious mental illness, persons experiencing chronic homelessness, persons with HIV/AIDS, veterans, families with children, unaccompanied youth, victims of domestic violence, dating violence, sexual assault, and stalking, and seniors. (10 pts) for contributing to expanding the the reach of the Council in terms of affiliation with organizations or agencies who serve various homeless subpopulations (5 pts) for maintaining the current balance of the Council in terms of affiliation with organizations or agencies who serve various homeless subpopulations (1 pt) for contributing to less balanced Council in terms of affiliation with organizations or agencies who serve various homeless subpopulations Critical Thinking to Address Homelessness in Contra Costa (12 points max) Applicant’s response demonstrates knowledge and critical thinking on how to address homelessness in Contra Costa. Response also demonstrates unique expertise, opinions, and viewpoints on homelessness issues. (12 pts) for demonstrating impressive knowledge, critical thinking, and a unique point of view (6 pts) for demonstrating some knowledge, critical thinking and/or a unique point of view (1 pt) for demonstrating very little knowledge, critical thinking, and/or a unique point of view NOTE: This factor will also be used as a tiebreaker should the leading applicants for a seat fall within 2 points. In that scenario, the highest average score in this factor will break the tie. Participation in System Meetings (3 points max) Applicant’s response shows active participation in system meetings or other types of relevant community participation (3 pts) for YAC or other lived experience board members or participation at 3 or more CoC and/or CoH meetings (2 pts) for participation at 1-2 CoC and/or CoH meetings (0 pts) for no participation at CoC and/or CoH meetings Commitment to Housing First Approach (5 points max) Applicant’s response shows alignment with and commitment to the COH Guiding Principle and Housing First approach. (5 pts) (5 pts) for "YES" (3 pts) for any response expressing views contrary or conflicting with Housing First but commitment to COH Guiding Principle (Disqualifying) for "no" without an explanation Ability to Actively Participate (9 points max) Applicant’s response reflects ability to be an active participant of Council on Homelessness meetings (9 pts) for "YES" (4.5 pts) for some conflicts (Disqualifying) if applicant is unable to attend CoH meeting or other monthly meetings Balancing Geographic Representation (5 points max) Applicant will contribute to a more balanced Council in terms of geographic representation (5 pts) for applicant likely contributing to a more balanced Council in terms of geographic representation (0 pts) for applicant not impacting balance of Council in terms of geographic representation COUNTY APPLICATION QUESTIONS Conflict of Interest Policy Is the applicant able to comply with the Conflict of Interest Policy? (Y/N) If N, the applicant may be disqualified from participation on the CoH. Qualifications (5 points max) Applicant’s response shows prior board/volunteer and/or leadership experiences or any relevant experience. (5 pts) for homeless or homeless-adjacent board/volunteer experience (including Youth Action Council) (3 pts) for significant non homelessness related board/volunteer experience (2 pts) for all other listed board/volunteer and/or leadership experience 197 198 199 200 201 202 203 204 Submit Date: Feb 13, 2024 First Name Middle Initial Last Name Home Address Suite or Apt City State Postal Code Primary Phone Email Address Employer Job Title Contra Costa County Boards & Commissions Application Form Profile District Locator Tool Resident of Supervisorial District: District 1 Length of Employment Do you work in Contra Costa County? Yes No If Yes, in which District do you work? How long have you lived or worked in Contra Costa County? Are you a veteran of the U.S. Armed Forces? Yes No Board and Interest Which Boards would you like to apply for? Contra Costa Council on Homelessness: Submitted Seat Name jacob R comfort antioch CA 94506 Home: jacob R comfort 205 Have you ever attended a meeting of the advisory board for which you are applying? Yes No If Yes, how many meetings have you attended? Education Select the option that applies to your high school education * High School Diploma College/ University A Name of College Attended Degree Type / Course of Study / Major Degree Awarded? Yes No College/ University B Name of College Attended Degree Type / Course of Study / Major Degree Awarded? Yes No College/ University C Name of College Attended Degree Type / Course of Study / Major Degree Awarded? Yes No Other Trainings & Occupational Licenses Other Training A jacob R comfort 206 Upload a Resume Certificate Awarded for Training? Yes No Other Training B Certificate Awarded for Training? Yes No Occupational Licenses Completed: Qualifications and Volunteer Experience Please explain why you would like to serve on this particular board, commitee, or commission. im supposed to do this im homeless Describe your qualifications for this appointment. (NOTE: you may also include a copy of your resume with this application) homeless Would you like to be considered for appointment to other advisory bodies for which you may be qualified? Yes No Do you have any obligations that might affect your attendance at scheduled meetings? Yes No If Yes, please explain: Are you currently or have you ever been appointed to a Contra Costa County advisory board? Yes No If Yes, please list the Contra Costa County advisory board(s) on which you are currently serving: jacob R comfort 207 If Yes, please also list the Contra Costa County advisory board(s) on which you have previously served: List any volunteer or community experience, including any advisory boards on which you have served. Conflict of Interest and Certification Do you have a familial or financial relationship with a member of the Board of Supervisors? (Please refer to the relationships listed under the "Important Information" section below or Resolution No. 2021/234) Yes No If Yes, please identify the nature of the relationship: Do you have any financial relationships with the County such as grants, contracts, or other economic relationships? Yes No If Yes, please identify the nature of the relationship: Please Agree with the Following Statement I CERTIFY that the statements made by me in this application are true, complete, and correct to the best of my knowledge and belief, and are made in good faith. I acknowledge and undersand that all information in this application is publicly accessible. I understand that misstatements and/or omissions of material fact may cause forfeiture of my rights to serve on a board, committee, or commission in Contra Costa County. I Agree Important Information jacob R comfort 208 1. This application and any attachments you provide to it is a public document and is subject to the California Public Records Act (CA Government Code §6250-6270). 2. All members of appointed bodies are required to take the advisory body training provided by Contra Costa County. 3. Members of certain boards, commissions, and committees may be required to: (1) file a Statement of Economic Interest Form also known as a Form 700, and (2) complete the State Ethics Training Course as required by AB 1234. 4. Meetings may be held in various locations and some locations may not be accessible by public transportation. 5. Meeting dates and times are subject to change and may occur up to two (2) days per month. 6. Some boards, committees, or commissions may assign members to subcommittees or work groups which may require an additional commitment of time. 7. As indicated in Board Resolution 2021/234, a person will not be eligible for appointment if he/she is related to a Board of Supervisors' member in any of the following relationships: (1) Mother, father, son, and daughter; (2) Brother, sister, grandmother, grandfather, grandson, and granddaughter; (3) Husband, wife, father-in-law, mother-in-law, son-in-law, daughter-in-law, stepson, and stepdaughter; (4) Registered domestic partner, pursuant to California Family Code section 297; (5) The relatives, as defined in 1 and 2 above, for a registered domestic partner; (6) Any person with whom a Board Member shares a financial interest as defined in the Political Reform Act (Gov't Code §87103, Financial Interest), such as a business partner or business associate. jacob R comfort 209 210 211 212 213 214 215 216 Submit Date: Feb 20, 2024 First Name Middle Initial Last Name Home Address Suite or Apt City State Postal Code Primary Phone Email Address Employer Job Title Contra Costa County Boards & Commissions Application Form Profile District Locator Tool Resident of Supervisorial District: None Selected Length of Employment Do you work in Contra Costa County? Yes No If Yes, in which District do you work? How long have you lived or worked in Contra Costa County? Are you a veteran of the U.S. Armed Forces? Yes No Board and Interest Which Boards would you like to apply for? Contra Costa Council on Homelessness: Submitted Seat Name Genesis Duran way Brentwood CA 94513 Genesis Duran 217 Have you ever attended a meeting of the advisory board for which you are applying? Yes No If Yes, how many meetings have you attended? Education Select the option that applies to your high school education * High School Diploma College/ University A Name of College Attended Degree Type / Course of Study / Major Degree Awarded? Yes No College/ University B Name of College Attended Degree Type / Course of Study / Major Degree Awarded? Yes No College/ University C Name of College Attended Degree Type / Course of Study / Major Degree Awarded? Yes No Other Trainings & Occupational Licenses Other Training A Genesis Duran 218 Upload a Resume Certificate Awarded for Training? Yes No Other Training B Certificate Awarded for Training? Yes No Occupational Licenses Completed: Qualifications and Volunteer Experience Please explain why you would like to serve on this particular board, commitee, or commission. Id like to serve in this particular board because I know, first hand, what it's like not having a stable home and what it could to someone's mental health and how it could change your perspective on life. I've always been a person who likes to help others, especially one's in need. If given this opportunity, I would not only share my story but also relate to those who feel may feel lonely or ashamed because having someone they can relate to could go a long way. Describe your qualifications for this appointment. (NOTE: you may also include a copy of your resume with this application) Frist, I believe I have great communication skills and I'm also a great listener and as well as open minded. I still consider other's opinions even if they don't match with mine. Secondly, I have experienced what it's like being homeless and during that time, I've learned a lot about myself and what it's like to value the important things. Lastly, I'm committed to what i find passion in and this particular offer is what I'm passionate about. Would you like to be considered for appointment to other advisory bodies for which you may be qualified? Yes No Do you have any obligations that might affect your attendance at scheduled meetings? Yes No If Yes, please explain: Genesis Duran 219 Are you currently or have you ever been appointed to a Contra Costa County advisory board? Yes No If Yes, please list the Contra Costa County advisory board(s) on which you are currently serving: If Yes, please also list the Contra Costa County advisory board(s) on which you have previously served: List any volunteer or community experience, including any advisory boards on which you have served. Conflict of Interest and Certification Do you have a familial or financial relationship with a member of the Board of Supervisors? (Please refer to the relationships listed under the "Important Information" section below or Resolution No. 2021/234) Yes No If Yes, please identify the nature of the relationship: Do you have any financial relationships with the County such as grants, contracts, or other economic relationships? Yes No If Yes, please identify the nature of the relationship: Please Agree with the Following Statement I CERTIFY that the statements made by me in this application are true, complete, and correct to the best of my knowledge and belief, and are made in good faith. I acknowledge and undersand that all information in this application is publicly accessible. I understand that misstatements and/or omissions of material fact may cause forfeiture of my rights to serve on a board, committee, or commission in Contra Costa County. I Agree Important Information Genesis Duran 220 1. This application and any attachments you provide to it is a public document and is subject to the California Public Records Act (CA Government Code §6250-6270). 2. All members of appointed bodies are required to take the advisory body training provided by Contra Costa County. 3. Members of certain boards, commissions, and committees may be required to: (1) file a Statement of Economic Interest Form also known as a Form 700, and (2) complete the State Ethics Training Course as required by AB 1234. 4. Meetings may be held in various locations and some locations may not be accessible by public transportation. 5. Meeting dates and times are subject to change and may occur up to two (2) days per month. 6. Some boards, committees, or commissions may assign members to subcommittees or work groups which may require an additional commitment of time. 7. As indicated in Board Resolution 2021/234, a person will not be eligible for appointment if he/she is related to a Board of Supervisors' member in any of the following relationships: (1) Mother, father, son, and daughter; (2) Brother, sister, grandmother, grandfather, grandson, and granddaughter; (3) Husband, wife, father-in-law, mother-in-law, son-in-law, daughter-in-law, stepson, and stepdaughter; (4) Registered domestic partner, pursuant to California Family Code section 297; (5) The relatives, as defined in 1 and 2 above, for a registered domestic partner; (6) Any person with whom a Board Member shares a financial interest as defined in the Political Reform Act (Gov't Code §87103, Financial Interest), such as a business partner or business associate. Genesis Duran 221 222 223 Talked by phone and answer is actually YES224 225 226 227 228 Submit Date: Feb 06, 2024 First Name Middle Initial Last Name Home Address Suite or Apt City State Postal Code Primary Phone Email Address Employer Job Title Contra Costa County Boards & Commissions Application Form Profile District Locator Tool Resident of Supervisorial District: District 1 Length of Employment August 2023 to january Do you work in Contra Costa County? Yes No If Yes, in which District do you work? How long have you lived or worked in Contra Costa County? months Are you a veteran of the U.S. Armed Forces? Yes No Board and Interest Which Boards would you like to apply for? Bay Point Municipal Advisory Council: Submitted Guadalupe Jimenez Richmond CA 94801 Jovon Barista Guadalupe Jimenez 229 Seat Name Council of homelessness Have you ever attended a meeting of the advisory board for which you are applying? Yes No If Yes, how many meetings have you attended? Education Select the option that applies to your high school education * High School Diploma College/ University A Name of College Attended University of Davis Degree Type / Course of Study / Major Bachelors Degree Awarded? Yes No College/ University B Name of College Attended Diablo Valley College Degree Type / Course of Study / Major Bachelors Degree Awarded? Yes No College/ University C Name of College Attended Degree Type / Course of Study / Major Guadalupe Jimenez 230 Upload a Resume Degree Awarded? Yes No Other Trainings & Occupational Licenses Other Training A Certificate Awarded for Training? Yes No Other Training B Certificate Awarded for Training? Yes No Occupational Licenses Completed: Qualifications and Volunteer Experience Please explain why you would like to serve on this particular board, commitee, or commission. I want am a handworker and think I would make a great asset to your team Describe your qualifications for this appointment. (NOTE: you may also include a copy of your resume with this application) I have a bachelors degree in psychology with a minor in human development Would you like to be considered for appointment to other advisory bodies for which you may be qualified? Yes No Do you have any obligations that might affect your attendance at scheduled meetings? Yes No If Yes, please explain: Guadalupe Jimenez 231 Are you currently or have you ever been appointed to a Contra Costa County advisory board? Yes No If Yes, please list the Contra Costa County advisory board(s) on which you are currently serving: If Yes, please also list the Contra Costa County advisory board(s) on which you have previously served: List any volunteer or community experience, including any advisory boards on which you have served. Conflict of Interest and Certification Do you have a familial or financial relationship with a member of the Board of Supervisors? (Please refer to the relationships listed under the "Important Information" section below or Resolution No. 2021/234) Yes No If Yes, please identify the nature of the relationship: Do you have any financial relationships with the County such as grants, contracts, or other economic relationships? Yes No If Yes, please identify the nature of the relationship: Please Agree with the Following Statement I CERTIFY that the statements made by me in this application are true, complete, and correct to the best of my knowledge and belief, and are made in good faith. I acknowledge and undersand that all information in this application is publicly accessible. I understand that misstatements and/or omissions of material fact may cause forfeiture of my rights to serve on a board, committee, or commission in Contra Costa County. I Agree Important Information Guadalupe Jimenez 232 1. This application and any attachments you provide to it is a public document and is subject to the California Public Records Act (CA Government Code §6250-6270). 2. All members of appointed bodies are required to take the advisory body training provided by Contra Costa County. 3. Members of certain boards, commissions, and committees may be required to: (1) file a Statement of Economic Interest Form also known as a Form 700, and (2) complete the State Ethics Training Course as required by AB 1234. 4. Meetings may be held in various locations and some locations may not be accessible by public transportation. 5. Meeting dates and times are subject to change and may occur up to two (2) days per month. 6. Some boards, committees, or commissions may assign members to subcommittees or work groups which may require an additional commitment of time. 7. As indicated in Board Resolution 2021/234, a person will not be eligible for appointment if he/she is related to a Board of Supervisors' member in any of the following relationships: (1) Mother, father, son, and daughter; (2) Brother, sister, grandmother, grandfather, grandson, and granddaughter; (3) Husband, wife, father-in-law, mother-in-law, son-in-law, daughter-in-law, stepson, and stepdaughter; (4) Registered domestic partner, pursuant to California Family Code section 297; (5) The relatives, as defined in 1 and 2 above, for a registered domestic partner; (6) Any person with whom a Board Member shares a financial interest as defined in the Political Reform Act (Gov't Code §87103, Financial Interest), such as a business partner or business associate. Guadalupe Jimenez 233 234 235 236 237 238 239 240 241 242 Submit Date: Feb 15, 2024 First Name Middle Initial Last Name Home Address Suite or Apt City State Postal Code Primary Phone Email Address Employer Job Title Contra Costa County Boards & Commissions Application Form Profile District Locator Tool Resident of Supervisorial District: None Selected Length of Employment Do you work in Contra Costa County? Yes No If Yes, in which District do you work? How long have you lived or worked in Contra Costa County? Are you a veteran of the U.S. Armed Forces? Yes No Board and Interest Which Boards would you like to apply for? Contra Costa Council on Homelessness: Submitted Seat Name Youth Representative Yahel Moreno California CA 94509 Yahel Moreno 243 Have you ever attended a meeting of the advisory board for which you are applying? Yes No If Yes, how many meetings have you attended? Education Select the option that applies to your high school education * High School Diploma College/ University A Name of College Attended Los Medanos College Degree Type / Course of Study / Major Computer Science Degree Awarded? Yes No College/ University B Name of College Attended Degree Type / Course of Study / Major Degree Awarded? Yes No College/ University C Name of College Attended Degree Type / Course of Study / Major Degree Awarded? Yes No Other Trainings & Occupational Licenses Yahel Moreno 244 Upload a Resume Other Training A Certificate Awarded for Training? Yes No Other Training B Certificate Awarded for Training? Yes No Occupational Licenses Completed: Qualifications and Volunteer Experience Please explain why you would like to serve on this particular board, commitee, or commission. I think my experience with homelessness and its struggles would benefit the council and I'd be able to advocate for what those individuals need to get out of that sort of situation. Describe your qualifications for this appointment. (NOTE: you may also include a copy of your resume with this application) I have prior experience in work environments that allowed me to develop many skills like communication, multitasking, and problem solving. I've also have been in positions where I've had to take up a leadership role when the situation demands it, so I am able to step up to the task at hand when need be. I have also been known to be vocal about topics of importance that need to be addressed or clarified which would be useful for this position. Would you like to be considered for appointment to other advisory bodies for which you may be qualified? Yes No Do you have any obligations that might affect your attendance at scheduled meetings? Yes No If Yes, please explain: I am currently a student at Los Medanos College and I have classes on Mondays and Wednesdays from 11:10 am to 3:45 pm Yahel Moreno 245 Are you currently or have you ever been appointed to a Contra Costa County advisory board? Yes No If Yes, please list the Contra Costa County advisory board(s) on which you are currently serving: If Yes, please also list the Contra Costa County advisory board(s) on which you have previously served: List any volunteer or community experience, including any advisory boards on which you have served. Conflict of Interest and Certification Do you have a familial or financial relationship with a member of the Board of Supervisors? (Please refer to the relationships listed under the "Important Information" section below or Resolution No. 2021/234) Yes No If Yes, please identify the nature of the relationship: Do you have any financial relationships with the County such as grants, contracts, or other economic relationships? Yes No If Yes, please identify the nature of the relationship: Please Agree with the Following Statement I CERTIFY that the statements made by me in this application are true, complete, and correct to the best of my knowledge and belief, and are made in good faith. I acknowledge and undersand that all information in this application is publicly accessible. I understand that misstatements and/or omissions of material fact may cause forfeiture of my rights to serve on a board, committee, or commission in Contra Costa County. I Agree Important Information Yahel Moreno 246 1. This application and any attachments you provide to it is a public document and is subject to the California Public Records Act (CA Government Code §6250-6270). 2. All members of appointed bodies are required to take the advisory body training provided by Contra Costa County. 3. Members of certain boards, commissions, and committees may be required to: (1) file a Statement of Economic Interest Form also known as a Form 700, and (2) complete the State Ethics Training Course as required by AB 1234. 4. Meetings may be held in various locations and some locations may not be accessible by public transportation. 5. Meeting dates and times are subject to change and may occur up to two (2) days per month. 6. Some boards, committees, or commissions may assign members to subcommittees or work groups which may require an additional commitment of time. 7. As indicated in Board Resolution 2021/234, a person will not be eligible for appointment if he/she is related to a Board of Supervisors' member in any of the following relationships: (1) Mother, father, son, and daughter; (2) Brother, sister, grandmother, grandfather, grandson, and granddaughter; (3) Husband, wife, father-in-law, mother-in-law, son-in-law, daughter-in-law, stepson, and stepdaughter; (4) Registered domestic partner, pursuant to California Family Code section 297; (5) The relatives, as defined in 1 and 2 above, for a registered domestic partner; (6) Any person with whom a Board Member shares a financial interest as defined in the Political Reform Act (Gov't Code §87103, Financial Interest), such as a business partner or business associate. Yahel Moreno 247 248 249 250 Candidate Party In-Person Vote By Mail Total JAMES BRADLEY AIP 155 1,294 1,449 100.00% Total Votes 155 1,294 1,449 In-Person Vote By Mail Total ANDREW GEORGE RUMMEL WRITE-IN 0 0 0 0.00% In-Person Vote By Mail Total Times Cast 1,008 8,407 9,415 / 26,364 35.71% Precincts Reported: 912 of 912 (100.00%) AMERICAN INDEPENDENT PARTY PRESIDENTIAL PREFERENCE (Vote for 1) AIP Precincts Reported: 912 of 912 (100.00%) Voters Cast: 269,462 of 710,254 (37.94%) Cards Cast: 538,744 CONTRA COSTA COUNTY PRESIDENTIAL PRIMARY ELECTION TUESDAY, MARCH 5, 2024 Official Results - Final Elector Group Counting Group Cards Cast Voters Cast Registered Voters Turnout REPUBLICAN In-Person 18,566 9,286 7.03% Vote By Mail 108,737 54,444 41.22% Total 127,303 63,730 132,085 48.25% DEMOCRATIC In-Person 20,823 10,411 2.74% Vote By Mail 307,214 153,677 40.37% Total 328,037 164,088 380,634 43.11% AMERICAN INDEPENDENT In-Person 2,015 1,008 3.82% Vote By Mail 16,801 8,407 31.89% Total 18,816 9,415 26,364 35.71% GREEN In-Person 171 86 2.57% Vote By Mail 1,655 829 24.78% Total 1,826 915 3,345 27.35% LIBERTARIAN In-Person 470 235 3.50% Vote By Mail 3,158 1,579 23.49% Total 3,628 1,814 6,723 26.98% NO PARTY PREFERENCE In-Person 3,274 1,639 1.04% Vote By Mail 54,853 27,358 17.38% Total 58,127 28,997 157,393 18.42% PEACE AND FREEDOM In-Person 174 87 2.35% Vote By Mail 833 416 11.21% Total 1,007 503 3,710 13.56% Total In-Person 45,493 22,752 3.20% Vote By Mail 493,251 246,710 34.74% Total 538,744 269,462 710,254 37.94% 3/27/2024 4:43:27 PMPage: 1 of 12 251 Candidate Party In-Person Vote By Mail Total JILL STEIN GRN 46 476 522 100.00% Total Votes 46 476 522 In-Person Vote By Mail Total DAVÍ WRITE-IN 0 0 0 0.00% MATTHEW PRUDEN WRITE-IN 0 0 0 0.00% JORGE ZAVALA WRITE-IN 0 0 0 0.00% In-Person Vote By Mail Total Times Cast 86 829 915 / 3,345 27.35% Precincts Reported: 912 of 912 (100.00%) GREEN PARTY PRESIDENTIAL PREFERENCE (Vote for 1) GRN Candidate Party In-Person Vote By Mail Total CHARLES BALLAY LIB 86 724 810 98.90% Total Votes 89 730 819 In-Person Vote By Mail Total CHASE OLIVER WRITE-IN 3 6 9 1.10% In-Person Vote By Mail Total Times Cast 235 1,579 1,814 / 6,723 26.98% Precincts Reported: 912 of 912 (100.00%) LIBERTARIAN PARTY PRESIDENTIAL PREFERENCE (Vote for 1) LIB Candidate Party In-Person Vote By Mail Total CLAUDIA DE LA CRUZ PFR 28 137 165 44.84% CORNEL WEST PFR 34 118 152 41.30% JASMINE SHERMAN PFR 11 40 51 13.86% Total Votes 73 295 368 In-Person Vote By Mail Total Times Cast 87 416 503 / 3,710 13.56% Precincts Reported: 912 of 912 (100.00%) PEACE AND FREEDOM PARTY PRESIDENTIAL PREFERENCE (Vote for 1) PFR 3/27/2024 4:43:27 PMPage: 2 of 12 252 Candidate Party In-Person Vote By Mail Total JOSEPH R BIDEN JR DEM 8,306 132,474 140,780 92.28% MARIANNE WILLIAMSON DEM 472 4,109 4,581 3.00% DEAN PHILLIPS DEM 291 3,623 3,914 2.57% GABRIEL CORNEJO DEM 99 846 945 0.62% ARMANDO "MANDO" PEREZ-SERRATO DEM 89 750 839 0.55% PRESIDENT R BODDIE DEM 72 528 600 0.39% STEPHEN P LYONS DEM 43 475 518 0.34% EBAN CAMBRIDGE DEM 18 370 388 0.25% Total Votes 9,390 143,175 152,565 In-Person Vote By Mail Total WILLIE FELIX CARTER WRITE-IN 0 0 0 0.00% PRESIDENT CHRISTINA NICOLE GRAPPO WRITE-IN 0 0 0 0.00% RICHARD GUTIERREZ WRITE-IN 0 0 0 0.00% JAMES MARK MERTS WRITE-IN 0 0 0 0.00% REED MICHAELSEN WRITE-IN 0 0 0 0.00% WAYNE ANTHONY POPE SR. WRITE-IN 0 0 0 0.00% In-Person Vote By Mail Total Times Cast 10,411 153,677 164,088 / 380,634 43.11% Precincts Reported: 912 of 912 (100.00%) DEMOCRATIC PARTY PRESIDENTIAL PREFERENCE (Vote for 1) DEM Candidate Party In-Person Vote By Mail Total DONALD J. TRUMP REP 7,779 36,162 43,941 71.09% NIKKI HALEY REP 1,172 14,120 15,292 24.74% RON DESANTIS REP 104 985 1,089 1.76% CHRIS CHRISTIE REP 34 659 693 1.12% VIVEK RAMASWAMY REP 48 317 365 0.59% DAVID STUCKENBERG REP 9 137 146 0.24% RYAN L BINKLEY REP 3 95 98 0.16% RACHEL SWIFT REP 15 80 95 0.15% ASA HUTCHINSON REP 7 85 92 0.15% Total Votes 9,171 52,640 61,811 In-Person Vote By Mail Total HUGO C AGUILAR WRITE-IN 0 0 0 0.00% RYAN STEPHEN EHRENERICH WRITE-IN 0 0 0 0.00% DOUGLAS GROVES WRITE-IN 0 0 0 0.00% In-Person Vote By Mail Total Times Cast 9,286 54,444 63,730 / 132,085 48.25% Precincts Reported: 912 of 912 (100.00%) REPUBLICAN PARTY PRESIDENTIAL PREFERENCE (Vote for 1) REP 3/27/2024 4:43:27 PMPage: 3 of 12 253 Candidate Party In-Person Vote By Mail Total CAROLYN WYSINGER DEM 888 12,986 13,874 14.91% GABRIEL QUINTO DEM 817 12,120 12,937 13.90% CESAR ZEPEDA DEM 890 11,895 12,785 13.74% DEVIN T. MURPHY DEM 687 11,118 11,805 12.69% MARÍA ALEGRÍA DEM 746 10,762 11,508 12.37% CAMERON SASAI DEM 535 8,930 9,465 10.17% FLOY ELIZABETH ANDREWS DEM 500 7,044 7,544 8.11% JAMIN PURSELL DEM 465 7,004 7,469 8.03% CHAMPAGNE BROWN DEM 464 5,200 5,664 6.09% Total Votes 5,992 87,059 93,051 In-Person Vote By Mail Total Times Cast 2,286 31,426 33,712 / 125,774 26.80% Precincts Reported: 147 of 147 (100.00%) DEMOCRATIC COUNTY CENTRAL COMMITTEE, DISTRICT 1 (Vote for 5) DEM Candidate Party In-Person Vote By Mail Total MARISOL RUBIO DEM 1,031 21,338 22,369 17.84% SARAH G. BUTLER DEM 805 18,563 19,368 15.44% RENEE ZEIMER DEM 781 17,089 17,870 14.25% SUSAN HILDRETH DEM 761 16,914 17,675 14.09% KATIE RICKLEFS DEM 641 14,919 15,560 12.41% BRODIE HILP DEM 530 11,636 12,166 9.70% ALEXANDRIA MARISOL RUBIO-TALAVERA DEM 602 11,504 12,106 9.65% DIDDO RUTH CLARK DEM 391 7,912 8,303 6.62% Total Votes 5,542 119,875 125,417 In-Person Vote By Mail Total Times Cast 1,821 38,217 40,038 / 168,734 23.73% Precincts Reported: 180 of 180 (100.00%) DEMOCRATIC COUNTY CENTRAL COMMITTEE, DISTRICT 2 (Vote for 6) DEM 3/27/2024 4:43:27 PMPage: 4 of 12 254 Candidate Party In-Person Vote By Mail Total LESLIE BAXTER DEM 893 16,053 16,946 17.80% MICHELLE SIMONE DEM 913 15,736 16,649 17.49% EDI E. BIRSAN DEM 860 15,042 15,902 16.70% D'MARCO J. ANTHONY DEM 816 14,386 15,202 15.97% LAURA PATCH DEM 700 13,888 14,588 15.32% CHARLES CARPENTER DEM 554 9,545 10,099 10.61% ENA SILVA DEM 318 5,509 5,827 6.12% Total Votes 5,054 90,159 95,213 In-Person Vote By Mail Total Times Cast 2,110 34,486 36,596 / 152,530 23.99% Precincts Reported: 151 of 151 (100.00%) DEMOCRATIC COUNTY CENTRAL COMMITTEE, DISTRICT 4 (Vote for 5) DEM Candidate Party In-Person Vote By Mail Total DAVID R. MINOR REP 1,096 8,553 9,649 14.06% SARAH LIND REP 1,149 8,487 9,636 14.04% JEFFREY F. BURNS REP 1,051 7,918 8,969 13.07% SHANNON JEAN REP 980 7,286 8,266 12.04% BOB REGALADO REP 817 6,556 7,373 10.74% JEAN FOLLMER REP 730 5,920 6,650 9.69% JAMES D. BRADLEY REP 742 5,518 6,260 9.12% S MARK FERNWOOD REP 724 5,266 5,990 8.73% LISA DISBROW REP 603 5,233 5,836 8.50% Total Votes 7,892 60,737 68,629 In-Person Vote By Mail Total Times Cast 2,347 18,005 20,352 / 38,201 53.28% Precincts Reported: 180 of 180 (100.00%) REPUBLICAN COUNTY CENTRAL COMMITTEE, DISTRICT 2 (Vote for 7) REP Candidate Party In-Person Vote By Mail Total WILLIAM T. LAIDMAN GRN 57 542 599 100.00% Total Votes 57 542 599 In-Person Vote By Mail Total Times Cast 86 829 915 / 3,345 27.35% Precincts Reported: 912 of 912 (100.00%) GREEN COUNTY COUNCIL, CONTRA COSTA COUNTY (Vote for 7) GRN 3/27/2024 4:43:27 PMPage: 5 of 12 255 Candidate Party In-Person Vote By Mail Total ADAM B. SCHIFF DEM 5,115 94,158 99,273 38.26% STEVE GARVEY REP 8,849 52,065 60,914 23.48% KATIE PORTER DEM 2,369 39,136 41,505 16.00% BARBARA LEE DEM 2,398 32,838 35,236 13.58% ERIC EARLY REP 610 4,470 5,080 1.96% JAMES BRADLEY REP 358 2,434 2,792 1.08% CHRISTINA PASCUCCI DEM 281 1,555 1,836 0.71% STEFAN SIMCHOWITZ REP 378 793 1,171 0.45% SHARLETA BASSETT REP 158 972 1,130 0.44% GAIL LIGHTFOOT LIB 108 980 1,088 0.42% SARAH SUN LIEW REP 91 910 1,001 0.39% DAVID PETERSON DEM 134 729 863 0.33% LAURA GARZA NPP 91 742 833 0.32% HARMESH KUMAR DEM 65 691 756 0.29% JAMES "JIM" MACAULEY REP 119 624 743 0.29% JONATHAN REISS REP 138 543 681 0.26% SEPI GILANI DEM 42 621 663 0.26% MAJOR SINGH NPP 81 543 624 0.24% DENICE GARY-PANDOL REP 63 456 519 0.20% PERRY POUND DEM 49 445 494 0.19% DOUGLAS H. PIERCE DEM 55 374 429 0.17% FORREST JONES AIP 52 329 381 0.15% MARK RUZON NPP 34 346 380 0.15% JOHN ROSE DEM 45 332 377 0.15% RAJI RAB DEM 43 242 285 0.11% MARTIN VEPRAUSKAS REP 35 199 234 0.09% DON J. GRUNDMANN NPP 22 144 166 0.06% Total Votes 21,783 237,671 259,454 In-Person Vote By Mail Total DANNY FABRICANT WRITE-IN 0 0 0 0.00% CARLOS GUILLERMO TAPIA WRITE-IN 0 0 0 0.00% MICHAEL JOSEPH DILGER WRITE-IN 0 0 0 0.00% JOHN DOWELL WRITE-IN 0 0 0 0.00% In-Person Vote By Mail Total Times Cast 22,752 246,710 269,462 / 710,254 37.94% Precincts Reported: 912 of 912 (100.00%) UNITED STATES SENATOR, FULL TERM (Vote for 1) 3/27/2024 4:43:27 PMPage: 6 of 12 256 Candidate Party In-Person Vote By Mail Total ADAM B. SCHIFF DEM 4,518 82,315 86,833 33.91% STEVE GARVEY REP 9,444 54,287 63,731 24.88% KATIE PORTER DEM 2,640 43,903 46,543 18.17% BARBARA LEE DEM 3,264 40,687 43,951 17.16% ERIC EARLY REP 1,418 9,222 10,640 4.15% CHRISTINA PASCUCCI DEM 230 2,351 2,581 1.01% SEPI GILANI DEM 144 1,681 1,825 0.71% Total Votes 21,659 234,447 256,106 In-Person Vote By Mail Total MICHAEL JOSEPH DILGER WRITE-IN 1 1 2 0.00% In-Person Vote By Mail Total Times Cast 22,752 246,710 269,462 / 710,254 37.94% Precincts Reported: 912 of 912 (100.00%) UNITED STATES SENATOR, PARTIAL/UNEXPIRED TERM (Vote for 1) Candidate Party In-Person Vote By Mail Total JOHN GARAMENDI DEM 4,097 54,751 58,848 81.01% RUDY RECILE REP 2,125 11,667 13,792 18.99% Total Votes 6,222 66,418 72,640 In-Person Vote By Mail Total Times Cast 6,663 69,851 76,514 / 236,295 32.38% Precincts Reported: 247 of 247 (100.00%) UNITED STATES REPRESENTATIVE, DISTRICT 8 (Vote for 1) Candidate Party In-Person Vote By Mail Total JOSH HARDER DEM 107 1,662 1,769 41.68% KEVIN LINCOLN REP 168 1,044 1,212 28.56% JOHN MCBRIDE REP 141 676 817 19.25% KHALID JEFFREY JAFRI REP 69 377 446 10.51% Total Votes 485 3,759 4,244 In-Person Vote By Mail Total Times Cast 532 4,019 4,551 / 11,881 38.30% Precincts Reported: 37 of 37 (100.00%) UNITED STATES REPRESENTATIVE, DISTRICT 9 (Vote for 1) 3/27/2024 4:43:27 PMPage: 7 of 12 257 Candidate Party In-Person Vote By Mail Total MARK DESAULNIER DEM 6,142 111,109 117,251 65.61% KATHERINE PICCININI REP 5,112 28,871 33,983 19.02% NOLAN LEE CHEN REP 2,334 16,208 18,542 10.38% JOE SWEENEY NPP 804 6,470 7,274 4.07% MOHAMED ELSHERBINI NPP 212 1,445 1,657 0.93% Total Votes 14,604 164,103 178,707 In-Person Vote By Mail Total Times Cast 15,546 172,671 188,217 / 462,078 40.73% Precincts Reported: 628 of 628 (100.00%) UNITED STATES REPRESENTATIVE, DISTRICT 10 (Vote for 1) Candidate Party In-Person Vote By Mail Total THOM BOGUE REP 1,365 7,717 9,082 34.40% CHRISTOPHER CABALDON DEM 381 6,246 6,627 25.10% JACKIE ELWARD DEM 269 3,653 3,922 14.85% ROZZANA VERDER-ALIGA DEM 211 3,541 3,752 14.21% JIMIH JONES REP 653 2,366 3,019 11.43% Total Votes 2,879 23,523 26,402 In-Person Vote By Mail Total Times Cast 3,201 25,883 29,084 / 84,570 34.39% Precincts Reported: 184 of 184 (100.00%) STATE SENATOR, DISTRICT 3 (Vote for 1) Candidate Party In-Person Vote By Mail Total JESSE ARREGUIN DEM 787 13,848 14,635 30.08% JOVANKA BECKLES DEM 714 8,197 8,911 18.32% DAN KALB DEM 480 6,950 7,430 15.27% KATHRYN LYBARGER DEM 558 6,678 7,236 14.87% JEANNE SOLNORDAL REP 879 5,892 6,771 13.92% SANDRÉ R SWANSON DEM 342 3,324 3,666 7.54% Total Votes 3,760 44,889 48,649 In-Person Vote By Mail Total Times Cast 4,080 48,381 52,461 / 148,542 35.32% Precincts Reported: 158 of 158 (100.00%) STATE SENATOR, DISTRICT 7 (Vote for 1) 3/27/2024 4:43:27 PMPage: 8 of 12 258 Candidate Party In-Person Vote By Mail Total TIM GRAYSON DEM 6,023 81,660 87,683 60.99% MARISOL RUBIO DEM 3,828 51,568 55,396 38.53% Total Votes 9,991 133,766 143,757 In-Person Vote By Mail Total DAVID MINOR WRITE-IN 92 292 384 0.27% JOSEPH GRCAR WRITE-IN 48 246 294 0.20% In-Person Vote By Mail Total Times Cast 15,460 172,277 187,737 / 477,142 39.35% Precincts Reported: 570 of 570 (100.00%) STATE SENATOR, DISTRICT 9 (Vote for 1) Candidate Party In-Person Vote By Mail Total LORI D WILSON DEM 291 4,887 5,178 42.54% DAVID ENNIS REP 725 3,340 4,065 33.39% WANDA WALLIS REP 352 1,797 2,149 17.65% JEFFREY FLACK DEM 71 710 781 6.42% Total Votes 1,439 10,734 12,173 In-Person Vote By Mail Total Times Cast 1,605 11,733 13,338 / 42,069 31.71% Precincts Reported: 119 of 119 (100.00%) MEMBER OF THE STATE ASSEMBLY, DISTRICT 11 (Vote for 1) Candidate Party In-Person Vote By Mail Total BUFFY WICKS DEM 2,076 31,878 33,954 70.21% MARGOT SMITH DEM 731 7,045 7,776 16.08% UTKARSH JAIN REP 902 5,729 6,631 13.71% Total Votes 3,709 44,652 48,361 In-Person Vote By Mail Total Times Cast 4,082 48,385 52,467 / 148,551 35.32% Precincts Reported: 165 of 165 (100.00%) MEMBER OF THE STATE ASSEMBLY, DISTRICT 14 (Vote for 1) Candidate Party In-Person Vote By Mail Total SONIA LEDO REP 5,002 25,960 30,962 31.86% ANAMARIE AVILA FARIAS DEM 1,824 27,701 29,525 30.38% MONICA E. WILSON DEM 1,738 23,054 24,792 25.51% KAREN MITCHOFF DEM 800 11,117 11,917 12.26% Total Votes 9,364 87,832 97,196 In-Person Vote By Mail Total Times Cast 10,315 96,079 106,394 / 302,281 35.20% Precincts Reported: 393 of 393 (100.00%) MEMBER OF THE STATE ASSEMBLY, DISTRICT 15 (Vote for 1) 3/27/2024 4:43:27 PMPage: 9 of 12 259 Candidate Party In-Person Vote By Mail Total REBECCA BAUER-KAHAN DEM 2,653 56,207 58,860 66.82% JOSEPH A. RUBAY REP 3,392 25,840 29,232 33.18% Total Votes 6,045 82,047 88,092 In-Person Vote By Mail Total Times Cast 6,739 90,344 97,083 / 217,353 44.67% Precincts Reported: 235 of 235 (100.00%) MEMBER OF THE STATE ASSEMBLY, DISTRICT 16 (Vote for 1) Candidate Party In-Person Vote By Mail Total CANDACE ANDERSEN 2,721 43,055 45,776 100.00% Total Votes 2,721 43,055 45,776 In-Person Vote By Mail Total Times Cast 5,165 70,075 75,240 / 168,734 44.59% Precincts Reported: 180 of 180 (100.00%) SUPERVISOR, DISTRICT 2 (Vote for 1) Candidate Party In-Person Vote By Mail Total DIANE BURGIS 2,290 22,830 25,120 100.00% Total Votes 2,290 22,830 25,120 In-Person Vote By Mail Total Times Cast 4,637 39,445 44,082 / 137,649 32.02% Precincts Reported: 255 of 255 (100.00%) SUPERVISOR, DISTRICT 3 (Vote for 1) Candidate Party In-Person Vote By Mail Total MIKE BARBANICA 1,597 12,741 14,338 38.70% SHANELLE SCALES-PRESTON 929 12,064 12,993 35.07% JELANI KILLINGS 520 5,163 5,683 15.34% IZTACCUAUHTLI "WHITE EAGLE" HECTOR GONZALEZ 459 3,572 4,031 10.88% Total Votes 3,505 33,540 37,045 In-Person Vote By Mail Total Times Cast 3,927 37,312 41,239 / 125,567 32.84% Precincts Reported: 179 of 179 (100.00%) SUPERVISOR, DISTRICT 5 (Vote for 1) 3/27/2024 4:43:27 PMPage: 10 of 12 260 Candidate Party In-Person Vote By Mail Total Yes 9,919 135,529 145,448 56.57% No 11,874 99,777 111,651 43.43% Total Votes 21,793 235,306 257,099 In-Person Vote By Mail Total Times Cast 22,741 246,541 269,282 / 710,254 37.91% Precincts Reported: 912 of 912 (100.00%) PROPOSITION 1 (Vote for 1) Candidate Party In-Person Vote By Mail Total Bonds Yes 892 9,505 10,397 57.85% Bonds No 912 6,662 7,574 42.15% Total Votes 1,804 16,167 17,971 In-Person Vote By Mail Total Times Cast 1,888 16,845 18,733 / 66,769 28.06% Precincts Reported: 68 of 68 (100.00%) MEASURE B - ANTIOCH UNIFIED SCHOOL DISTRICT - 55% (Vote for 1) Candidate Party In-Person Vote By Mail Total Yes 488 6,429 6,917 74.94% No 263 2,050 2,313 25.06% Total Votes 751 8,479 9,230 In-Person Vote By Mail Total Times Cast 778 8,721 9,499 / 20,954 45.33% Precincts Reported: 77 of 77 (100.00%) MEASURE C - MARTINEZ UNIFIED SCHOOL DISTRICT - 2/3 (Vote for 1) Candidate Party In-Person Vote By Mail Total Bonds Yes 241 3,811 4,052 67.45% Bonds No 157 1,798 1,955 32.55% Total Votes 398 5,609 6,007 In-Person Vote By Mail Total Times Cast 412 5,788 6,200 / 11,632 53.30% Precincts Reported: 17 of 17 (100.00%) MEASURE D - MORAGA SCHOOL DISTRICT - 55% (Vote for 1) 3/27/2024 4:43:27 PMPage: 11 of 12 261 Candidate Party In-Person Vote By Mail Total Yes 491 7,063 7,554 65.61% No 440 3,519 3,959 34.39% Total Votes 931 10,582 11,513 In-Person Vote By Mail Total Times Cast 1,001 11,246 12,247 / 25,956 47.18% Precincts Reported: 51 of 51 (100.00%) MEASURE A - CITY OF MARTINEZ - MAJORITY (Vote for 1) 3/27/2024 4:43:27 PMPage: 12 of 12 262 Winning Candidates By Contest All Contests Presidential Primary Election - 3/5/2024 Appointed Winners Only All Parties PartyWinning Candidate Election Result Email Address DEMCentralCommittee3 821 Democratic Appointed Winner tdaojensen@gmail.comTHUY DAOJENSEN Democratic Appointed Winner susanaw@gmail.comSUSANA M. WILLIAMS Democratic Appointed Winner c.e.hawley@att.netCLAY HAWLEY DEMCentralCommittee5 841 Democratic Appointed Winner mariah.lauritzen@gmail.comMARIAH LAURITZEN Democratic Appointed Winner amy@slovick.comAMY E SCOTT-SLOVICK Democratic Appointed Winner courtneyformartinez@gmail.comCOURTNEY MASELLA-O'BRIEN Democratic Appointed Winner ben4martinezd4@gmail.comBEN THERRIAULT REPCentralCommittee1 901 Republican Appointed Winner darouggly@gmail.comDAVID ALVIN ROUGGLY REPCentralCommittee3 921 Republican Appointed Winner kp.ccrep@comcast.netKATHERINE PICCININI Republican Appointed Winner neittegarcia@gmail.comPAMELA NEITTE-GARCIA Republican Appointed Winner jenmix@comcast.netJENNIFER MIXON Republican Appointed Winner braydenhaena@icloud.comBRAYDEN HAENA REPCentralCommittee4 931 Republican Appointed Winner grannywolf76@gmail.comNANCY L. WOLF Republican Appointed Winner skymannoni@gmail.comSHELLY MANNONI Republican Appointed Winner kbonderud88@gmail.comKATHRYN BONDERUD REPCentralCommittee5 941 Republican Appointed Winner jcspinadel@sbcglobal.netPAMELLA SPINADEL Republican Appointed Winner waynesfr@comcast.netWAYNE POPE Republican Appointed Winner jcmunoz00@gmail.comJOE MUNOZ MtViewSanitary Short Term 7637 Appointed Winner jaredruddell@yahoo.comJARED RUDDELL Total Winning Candidates: 19 Print Date and Time: 4/2/2024 2:07:16PM EWMR032 - Winning Candidates By Contest Page 1 of 1 263 264 265 266 267 268 Contra Costa County & Teamsters, Local 856 Side Letter Page 1 of 2 SIDE LETTER BETWEEN CONTRA COSTA COUNTY AND Teamsters, Local 856 This side letter is by and between Teamsters, Local 856 (“Union”) and the County of Contra Costa ("County") (herein after “the Parties”). This Side Letter is effective on the first day of the month in which the Board of Supervisors approves it. The County and the Union have concluded their discussion of the findings of the salary study completed by June 30, 2023, which was conducted for specific classifications pursuant to Section 5.1.D. of the 2022-2026 Memorandum of Understanding ("MOU") between the Parties. As a result of the discussions, the parties agree to the following: Effective the first day of the month in which this Side Letter is approved by the Board of Supervisors, the base rate of pay for the following classifications will be increased as follows: Job Code Classification Title Percentage Increase VKWC Community Health Worker I 12.25% VKW1 Community Health Worker I – Project 12.25% VKVB Community Health Worker II 12.25% VKV1 Community Health Worker II – Project 12.25% VKTA Community Health Worker Specialist 12.25% GK7A Custodian I 8.50% GKWB Custodian II 8.50% GKTB Lead Custodian 8.50% LTWA Information Systems Specialist I 7.25% LTVA Information Systems Specialist II 7.25% LTTA Information Systems Specialist III 7.25% GWVC Stationary Engineer 6.25% GWTC Lead Stationary Engineer 6.25% LD7A Geographic Information Systems Technician 4.50% PEWK Telecommunications Infrastructure Specialist 13.25% PSWB Maintenance Worker I 3.00% PSVC Maintenance Worker II 3.00% PSTE Maintenance Worker III 3.00% PSNA Maintenance Worker IV 3.00% DocuSign Envelope ID: 61AA8955-983F-4568-84CA-065F13EEB6D2 269340 Contra Costa County & Teamsters, Local 856 Side Letter Page 2 of 2 The parties agree that this Side Letter concludes all discussions and obligations related to Section 5.1.D - Compensation Study of the MOU. Except as otherwise set forth herein, all other terms and conditions of the MOU between the County and the Union (July 1, 2022-June 30, 2026) remain unchanged by this Side Letter. Date: _______________ CONTRA COSTA COUNTY: Teamsters, Local 856: (Signature / Printed Name) (Signature / Printed Name) / / / / / / / / / / / / / / / / / / / / DocuSign Envelope ID: 61AA8955-983F-4568-84CA-065F13EEB6D2 Juan Escobar Miguel Gallegos Mark Jones Javier Gutierrez Abnesh Kishor Conrad Fromme Yahaira Galarza Sean Endriss Amber Beshears David Sanford Rebecca Cox 3/27/2024 270341 Contra Costa County Fire Protection District & UCOA Side Letter Page 1 of 3 SIDE LETTER AGREEMENT BETWEEN CONTRA COSTA COUNTY FIRE PROTECTION DISTRICT AND UNITED CHIEF OFFICERS ASSOCIATION This Side Letter is by and between United Chief Officers Association (“UCOA”) and the Contra Costa County Fire Protection District (“District”) (hereinafter collectively “the Parties.”) This side letter is effective the first of the month following approval of the Board of Supervisors. This side letter amends the Memorandum of Understanding (“MOU”) between the District and UCOA (July 1, 2023- June 30, 2027) to clarify that the District shall determine and calculate vacation and sick leave accrual balances for employees moving to/from 40-hour to 56-hour positions or assignments, and removes the monthly minimum amount of standby and emergency recall duty. The MOU shall be amended as follows: SECTION 10 - VACATION LEAVE 10.4 Accrual Conversions. For employees moving between 40-hour and 56-hour positions or assignments, accrual balances and monthly accrual rates will be converted to match the commensurate rates and proportion of accruals to the new maximum in the new bank at the time that the assignment is made. Any accruals utilized or earned will be calculated at the rate in effect when utilized or earned and then will be added or subtracted from the balance at the time the accruals are utilized or earned. For example, a 56-hour employee with six years of service and an accumulated total of 288 hours of vacation leave out of a maximum limitation of 384 hours who utilizes 24 hours of accruals prior to reassignment to a 40-hour position, will have 24 hours subtracted from the balance of 288 hours. Upon reassignment to a 40-hour position, the remaining balance of 264 hours will then be converted utilizing the appropriate ratio, in this case 0.625, resulting in a balance of 165 hours. Any accruals earned or utilized after the reassignment to the 40-hour position shall be calculated at the 40-hour rate. The conversion ratio is the monthly accrual rate of the new schedule divided by the monthly accrual rate of the old schedule. Conversion ratios and accrual balances shall be calculated by the District in accordance with the above methodology and shall be provided by the District to the Auditor-Controller’s Office for review. Remaining subsections in Section 10 will be renumbered accordingly. SECTION 11 – SICK LEAVE 11.2 Credit Accrued and Charges Against Sick Leave. Sick leave credits accrue at the following rates: DocuSign Envelope ID: E87891A6-8005-4550-8A26-A6668D59C9AA 271337 Contra Costa County Fire Protection District & UCOA Side Letter Page 2 of 3 1. Shift Personnel Accruals (56-hour week). Sick leave shall be accrued at the rate of fifteen (15) hours for each completed month of service. 2. Day Personnel Accruals (40-hour week). Sick leave shall be accrued at the rate of eight (8) hours for each completed month of service. 3. General Terms a. Unused sick leave credits accumulate without limit. b. Credits to and charges against sick leave shall be made in minimum amounts of one (1) minute increments and may not be rounded. c. For employees moving between 40-hour and 56-hour positions or assignments, accrual balances will be converted to match the same rates and proportion of accruals in the new bank at the time that the assignment is made. Any accruals utilized or earned will be calculated at the rate in effect when utilized or earned and then will be added or subtracted from the balance at the time the accruals are utilized or earned. For example, a 56-hour employee with a sick leave balance of 233 hours who utilizes 24 hours of sick leave prior to reassignment to a 40-hour position shall have the 24 hours subtracted from the 233 hour balance. The remaining 209 hours will then be converted utilizing the appropriate ratios determined by the District to the 40- hour balance, in this case the ratio being 0.5333 and the resulting balance is 111.47. Any sick leave earned or utilized after the reassignment to the 40-hour position shall be calculated at the 40- hour rate. The conversion ratio is the monthly accrual rate of the new schedule divided by the monthly accrual rate of the old schedule. For example, when converting to a 56-hour schedule at 15 hours of sick leave per month from a 40-hour schedule at 8 hours of sick leave per month, the conversion ratio is 15/8 or 1.875. Conversion ratios and accrual balances shall be calculated by the District in accordance with the above methodology and shall be provided by the District to the Auditor-Controller’s Office for review. cd. When an employee is separated other than through retirement, accumulated sick leave credits shall be canceled, unless the separation results from layoff, in which case the accumulated credits shall be restored if employee is re-employed in a permanent position within the period of the individual’s layoff eligibility. DocuSign Envelope ID: E87891A6-8005-4550-8A26-A6668D59C9AA 272338 Contra Costa County Fire Protection District & UCOA Side Letter Page 3 of 3 de. As of the date of retirement, an employee’s accumulated sick leave is converted to retirement time on the basis of one day of retirement service credit for each day of accumulated sick leave credit according to the policies and regulations of the Retirement Office. SECTION 26 – OTHER TERMS OF EMPLOYMENT 26.8 Emergency Recall and Standby. Standby and emergency recall is a requirement of all classifications covered under this agreement. Administration and assignment of standby and emergency recall shall be at the District’s discretion. Employees will be assigned to standby and emergency recall duty for a minimum of eight (8) days each month for 56-hour personnel, and twelve (12) days each month for 40-hour personnel. Beginning August 1, 2023, the former differential for emergency recall and standby in the amount of five percent (5.0%) of monthly base salary shall be rolled into base pay for all classifications represented by the Association. The Association understands and agrees that employees are compensated for emergency recall and standby in their base pay and that no additional differentials or special pays will be provided. All other subsections of Section 10 – Vacation Leave, Section 11 – Sick Leave, and Section 26 – Other Terms of Employment remain unchanged by this Side Letter This Side Letter will remain in effect for the term of the current MOU between the District and UCOA (July 1, 2023 – June 30, 2027). The terms of the Side Letter will be incorporated into the successor MOU unless otherwise negotiated by the parties. All other terms and conditions of the current MOU between the District and UCOA remain unchanged by this Side Letter. Date: _____________ Contra Costa County Fire Protection District: (Signature / Printed Name) United Chief Officers Association: (Signature / Printed Name) ________________ / _______________ ________________ / _______________ ________________ / _______________ ________________ / _______________ ________________ / _______________ ________________ / _______________ ________________ / _______________ ________________ / _______________ ________________ / _______________ ________________ / _______________ DocuSign Envelope ID: E87891A6-8005-4550-8A26-A6668D59C9AA Paul Silva Kevin Platt Lewis Broschard Aaron McAlister Charles Stark David Sanford 3/22/2024 Rebecca Cox 273339 Contra Costa Health Plan Providers Approved by PRCC March 12, 2024 CREDENTIALING PROVIDERS MARCH 2024 Name Specialty Aires, Daniel, MD Dermatology Angulo, Vanessa, BCBA, MA Qualified Autism Provider Armenta Gomez, Luis, BCBA, MS Qualified Autism Provider Assibey, Robert, MD Family Medicine Austin, Gerald, DPM Podiatry Badduke, Erin, BCBA, MA Qualified Autism Provider Baxter, Carson, BCBA, MA Qualified Autism Provider Beck, Alexandra, BCBA Qualified Autism Provider Brown, Brandon, PT Physical Therapy Burdick, Kim, OD Optometry Carter, Jack, BCBA, MA Qualified Autism Provider Chang, Katherine, NP Family Medicine Cochran, Colleen, BCBA Qualified Autism Provider Cook, Tristan, LPCC Mental Health Therapist/Counselor Dubon, Karen, BCBA Qualified Autism Provider Farrahi, Farinaz, MD Allergy & Immunology Felix, Jo, SLP Speech Pathologist Gandhi, Dayan, MD Internal Medicine Nephrology Garcia, Glaizzel, BCBA, M.Ed Qualified Autism Provider Garg, Vikram Kumar, MD Rheumatology Golden, Donald, MD Family Medicine Gutierrez, Kimberly, BCBA, MA Qualified Autism Provider Gyawali, Smita, PA Urgent Care Harris, Liam, MD Orthopaedics Hernandez, Emma, BCBA, MA Qualified Autism Provider Hernandez, Luis, BCBA, MA Qualified Autism Provider Ingram, Alexandra, PA, MS Dermatology Jain, Sanjeev, MD Allergy & Immunology Jeon, Caleb, MD Dermatology Johnson, Kaitlin, NP Family Medicine Judge, Kiran, NP Internal Medicine Klos-Young, Aliza, BCBA Qualified Autism Provider Leininger, Michael Jr, NP Critical Care Medicine Liss, William, MD Dermatology Liu, Yingna, MD Ophthalmology Lujan Perales, Alfredo, BCBA Qualified Autism Provider Matasci, Jamie, BCBA Qualified Autism Provider McAlister, Laura, BCBA, M.Ed Qualified Autism Provider 274 Contra Costa Health Plan Providers Approved by PRCC March 12, 2024 CREDENTIALING PROVIDERS MARCH 2024 Name Specialty McCaskey, Jasmine, BCBA, MA Qualified Autism Provider Mckenzie, Emily, MD Dermatology Megeath, Vanessa, BCBA Qualified Autism Provider Meschede, Kimberly, SLP Speech Language Pathologist Milbes, Noor, BCBA, MA Qualified Autism Provider Montano, Adriana, BCBA, MA Qualified Autism Provider Palmer, Kasie, PA, MS Dermatology Pattee, Melissa, PA Dermatology Pearson, Hadley, MD Dermatology and Dermatopathology Pham, Angela, BCBA, MA Qualified Autism Provider Pingol, Maria Christina, NP Infectious Disease Ragins, Kyle, MD Emergency and Addiction Medicine Rodriguez, Rachel, BCBA, MS Qualified Autism Provider Saefong, Tracy, BCBA, MS Qualified Autism Provider Saleh, Shareefa, PA Dermatology Sandhu, Natasha, BCBA Qualified Autism Provider Sanni, Nikia, BCBA, M.Ed Qualified Autism Provider Sethi, Sheba, MD Internal and Addiction Medicine Shea, Holly, PA Dermatology Shem, Alyssa, BCBA, MS Qualified Autism Provider Simmons, Racheal, BCBA, MS Qualified Autism Provider Sinkondo, Martine, BCBA, MS Qualified Autism Provider Tamashiro, Melissa, BCBA, MS Qualified Autism Provider Tan, Verna, PA Dermatology Thomas, Cathleen, SLP, BA Speech Pathology Ting, Kathleen, MD Dermatology Trauner, Michael, MD Dermatology Tunson, Meghan, Psy.D Qualified Autism Provider Vincent, Pamela, MD Psychiatry/Addiction Medicine Wong, Timothy, MD Internal Medicine Zhao, Yue, MD Ophthalmology Zhuang, Anne, MD Dermatology 275 Contra Costa Health Plan Providers Approved by PRCC March 12, 2024 RECREDENTIALING PROVIDERS MARCH 2024 Name Specialty Calafi, Leo, MD Surgery - Orthopaedic Carmena, Evangelina, LCSW Mental Health Ceci, Kimberly, MD Family Medicine Centeno, Joseph, MD Surgery – Orthopaedic/Sports Medicine Daniels, Stewart, MD Ophthalmology Dillon, Jatinder, MD Surgery - Cardiothoracic Ho, Viet, MD Ophthalmology Hopkins, Brian, MD Urology Khakmahd, Oliver, MD Nephrology Klinger, Barry, DC Chiropractor Lee, Elaine, MD Surgery - General Malatesta, Angela, NP Mid-Level – Pain Medicine Marcus, Gary, MD Internal Medicine/Cardiovascular Disease/Cardiology Moore, Kyle, MD Addiction/Internal Medicine Mostofi, Tara, PA Mid-Level – Allergy & Immunology Mozaffarieh, Nazak, OD Optometry Nainani, Neha, MD Nephrology Nissen, Teodoro, MD Sports Medicine/Surgery - Orthopaedic Pagtalunan. Maria, MD Nephrology Peace, Elizabeth, BCBA Qualified Autism Provider Petrovich, Rashida, NP Mid-Level - Nephrology Raya, Kelsey, DPT Physical Therapy Rivera, Karlana, BCBA Qualified Autism Provider Steiner, Amanda, BCBA Qualified Autism Provider Thomas, Ryan, DPM Podiatry Trujano, Edward, M.Ed Qualified Autism Provider Weiner, Paul, DPM Podiatry Wong, Bryan, MD Nephrology Wong, Samuel, DO Nephrology Young, Steven, BCO Ocularist 276 Contra Costa Health Plan Providers Approved by PRCC March 12, 2024 INITIAL ORGANIZATIONAL PROVIDERS MARCH 2024 Provider Name Provide the Following Services Location Advanced Home Medical, Inc Durable Medical Equipment Diamond Bar, CA Caremax Pharmacy Durable Medical Equipment Buena Park, CA Guardant Health, Inc Laboratory Redwood City, CA RECREDENTIALING ORGANIZATIONAL PROVIDERS NOVEMBER 2023 Provider Name Provide the Following Services Location Ace Home Health Care Home Health Orinda, CA Bridge Hospice Bay Area Hospice Fremont, CA Cabulance Comfort Non-Emergency Transportation San Ramon, CA Davita – El Sobrante Dialysis Dialysis San Pablo, CA Fresenius Medical Care Dialysis Antioch, CA GIMAG Hospice & Palliative Care Hospice & Palliative Care Livermore, CA Harmony Home Health Home Health Santa Clara, CA Optum Women’s & Children Health Home Health/Infusion Fresno, CA Shadelands Advanced Endoscopy Institute Surgery Center Walnut Creek, CA Sutter Infusion & Pharmacy Services Home Infusion Alameda, CA, and Sacramento, CA Vitas Healthcare Corp Hospice-Outpatient Walnut Creek, CA bopl-March 12, 2024 277 POSITION ADJUSTMENT REQUEST NO. 26273 DATE 4/9/2024 Department No./ Department Office of the County Counsel Budget Unit No. 0030 Org No. 1700 Agency No. 17 Action Requested: Add one Deputy County Counsel - Standard - Exempt (2ET2) position and cancel Deputy County Counsel - Advanced (2ETK) vacant position number 5772 in the Office of the County Counsel. Proposed Effective Date: 4/10/2024 Classification Questionnaire attached: Yes No / Cost is within Department’s budget: Yes No Total One-Time Costs (non-salary) associated with request: $0.00 Estimated total cost adjustment (salary / benefits / one time): Total annual cost ($66,502.00) Net County Cost $0.00 Total this FY ($16,620.00) N.C.C. this FY $0.00 SOURCE OF FUNDING TO OFFSET ADJUSTMENT Salary Savings Department must initiate necessary adjustment and submit to CAO. Use additional sheet for further explanations or comments. Thomas L. Geiger ______________________________________ (for) Department Head REVIEWED BY CAO AND RELEASED TO HUMAN RESOURCES DEPARTMENT Laura Strobel 3/15/2024 ___________________________________ ________________ Deputy County Administrator Date HUMAN RESOURCES DEPARTMENT RECOMMENDATIONS DATE 3/15/2024 Add one (1) full-time Deputy County Counsel - Standard - Exempt (2ET2) (unrepresented) position at salary plan and grade B8B 2097 ($13,070.34-$15,536.52) and cancel one (1) full-time Deputy County Counsel - Advanced (2ETK) (unrepresented) vacant position number 5772 at Salary Plan and Grade; B8B 2297 ($15,932.68 -$18,938.95) in the Office of the County Counsel. Amend Resolution 71/17 establishing positions and resolutions allocating classes to the Basic / Exempt salary schedule. Effective: Day following Board Action. (Date) Melissa Moglie 3/15/2024 ___________________________________ ________________ (for) Director of Human Resources Date COUNTY ADMINISTRATOR RECOMMENDATION: DATE Approve Recommendation of Director of Human Resources Disapprove Recommendation of Director of Human Resources Other: ____________________________________________ ___________________________________ (for) County Administrator BOARD OF SUPERVISORS ACTION: Monica Nino, Clerk of the Board of Supervisors Adjustment is APPROVED DISAPPROVED and County Administrator DATE BY APPROVAL OF THIS ADJUSTMENT CONSTITUTES A PERSONNEL / SALARY RESOLUTION AMENDMENT POSITION ADJUSTMENT ACTION TO BE COMPLETED BY HUMAN RESOURCES DEPARTMENT FOLLOWING BOARD ACTION Adjust class(es) / position(s) as follows: P300 (M347) Rev 3/15/01 278 REQUEST FOR PROJECT POSITIONS Department Date No. 1. Project Positions Requested: 2. Explain Specific Duties of Position(s) 3. Name / Purpose of Project and Funding Source (do not use acronyms i.e. SB40 Project or SDSS Funds) 4. Duration of the Project: Start Date End Date Is funding for a specified period of time (i.e. 2 years) or on a year -to-year basis? Please explain. 5. Project Annual Cost a. Salary & Benefits Costs: b. Support Costs: (services, supplies, equipment, etc.) c. Less revenue or expenditure: d. Net cost to General or other fund: 6. Briefly explain the consequences of not filling the project position(s) in terms of: a. potential future costs d. political implications b. legal implications e. organizational implications c. financial implications 7. Briefly describe the alternative approaches to delivering the services which you have considered. Indicate why these alternatives were not chosen. 8. Departments requesting new project positions must submit an updated cost benefit analysis of each project position at the halfway point of the project duration. This report is to be submitted to the Human Resource s Department, which will forward the report to the Board of Supervisors. Indicate the date that your cost / benefit analysis will be submitted 9. How will the project position(s) be filled? a. Competitive examination(s) b. Existing employment list(s) Which one(s)? c. Direct appointment of: 1. Merit System employee who will be placed on leave from current job 2. Non-County employee Provide a justification if filling position(s) by C1 or C2 USE ADDITIONAL PAPER IF NECESSARY 279 280 1 G:\realprop\CCTA I-680-4 Interchange Phases 1 & 2A & 4\AG.17 CCCo - CCTA RP Services Agmt 2 SMS and RT Clean- 3-21-24 JD - Final MJ.doc REAL PROPERTY SERVICES AGREEMENT 1.Effective Date and Parties. Effective on March 1, 2024, the COUNTY OF CONTRA COSTA, a political subdivision of the State of California ("County"), and the CONTRA COSTA TRANSPORTATION AUTHORITY, a public agency ("hereinafter referred to as CCTA”), hereby mutually promise and agree as follows: 2.Purpose. CCTA, in coordination with Caltrans, is planning and implementing the I680/HWY 4 Interchange Project Phases 1, 2A & 4, (the “Project”) with construction beginning as early as Spring 2025. CCTA has no right of way staff and no ability to acquire property independently and desires to contract with the County for property appraisal, acquisition, and relocation services. A separate purpose of this Agreement is to designate the County as the party to exercise the power of eminent domain for the project, consistent with the approval given by the State of California, Department of Transportation (“Caltrans”), and in accordance with Streets and Highways Code section 760 and other applicable laws. 3.Services by County. County will provide CCTA the following services, in connection with the acquisition of right of way, in the areas depicted in the attached Appendix “A”, as directed by CCTA and in accordance with the provisions of this Agreement: appraisal review; negotiations; land rights document preparation; right of way acquisition; relocation; and/or supervision of independent contractors providing such services; condemnation and related work as required and supported by law (all of which constitute “Services”). The County warrants that it will perform these Services in accordance with accepted professional standards and procedures and applicable law. CCTA does not have the power of eminent domain. Therefore, the County is hereby designated as the agency to exercise the power of eminent domain to acquire property and property interests required for the Project, as planned. Prior to County’s Board of Supervisors consideration of any resolution of necessity, CCTA shall provide to County evidence satisfactory to the County that Caltrans has provided all necessary delegations and approvals authorizing the County to exercise the power of eminent domain in accordance with Streets and Highways Code section 760, and other applicable laws. Notwithstanding anything herein to the contrary, the Board of Supervisors of the County is understood to retain its complete independent discretion for purposes of its consideration of any resolution of necessity seeking to authorize the filing of an action to condemn property. Nothing in this agreement, express or implied, compels or requires the Board of Supervisors to adopt any resolution of necessity. The acquisition of property and property interests by condemnation is within the meaning of the term “Services.” CCTA shall ensure that its right of way agent prepares all appraisals to meet USPAP and Eminent Domain requirements and that copies of the appraisals are delivered electronically to the County as soon as practicable for review and approval. The County shall have independent discretion to determine the amount it believes to be just compensation for the property to be acquired in accordance with the requirements of Government Code section 7267.2 before the Government Code section 7267.2 offer is made on the County’s behalf by CCTA’s agent. 281 2 G:\realprop\CCTA I-680-4 Interchange Phases 1 & 2A & 4\AG.17 CCCo - CCTA RP Services Agmt 2 SMS and RT Clean- 3-21-24 JD - Final MJ.doc 4. Payment for Services. CCTA shall reimburse County, at the hourly charge out rates in Attachment 1 in the attached Appendix “B”, for all time that County staff perform Services for CCTA under this Agreement. CCTA shall reimburse County for: County’s attorney’s fees (including all charges by the Office of County Counsel and all charges by outside counsel retained by the County, which shall be within County’s sole discretion to retain) incurred in connection with the Services; and costs of experts and contractors retained by County in the performance of Services. CCTA shall reimburse County for all other expenses County incurs in the performance of the Services, including but not limited to management of leases, all acquisition settlements, and any other costs of acquisition such as title fees, recording fees, and escrow costs that the County actually incurs to perform the Services. Payments by CCTA shall be made within 30 days of billing by County. Total payments shall not exceed $320,000 unless authorized by CCTA in writing. 5. Indemnification. County shall defend, indemnify, and hold harmless CCTA, its officers, and employees for any claims, liabilities, damage, injury, or death of or to any person, or the property of any person, including attorney’s and expert fees (collectively, “Liabilities”) that arise out of the willful misconduct or the negligent acts, errors, or omissions of the County, its officers, employees, agents, and volunteers, in performing any of its or their obligations under this Agreement. Notwithstanding anything to the contrary, County shall not be obligated to indemnify CCTA, its officers and employees for any portion of Liabilities that arise out of CCTA’s, or its officers’ or employees’ willful misconduct or negligent acts, errors, or omissions. CCTA shall defend, indemnify, and hold harmless County, its officers, and employees for any, Liabilities that arise out of the willful misconduct or the negligent acts, errors, or omissions of CCTA, its officers, employees, agents, and volunteers, in performing any of its or their obligations under this Agreement. Notwithstanding anything to the contrary, CCTA shall not be obligated to indemnify County, its officers, and employees for any portion of Liabilities that arise out of County’s, or its officers’ or employees’ willful misconduct or negligent acts, errors, or omissions. 6. Independent Status. Nothing herein shall be construed to imply that any County employee providing Services hereunder is a CCTA employee. 7. Term. The term of this Agreement shall commence on the effective date hereof and shall end upon termination by either party upon 30 days written notice. The rights and obligations of Paragraph 5 "Indemnification" shall survive any such termination. Within 30 days after the termination of this Agreement, CCTA shall pay the County for all unpaid charges and costs for Services the County provides, and for all expenses that it incurs during the performance of those Services, under this Agreement through the termination of the Agreement. 8. Notices. Any notice required to be given to County and CCTA hereunder will be sufficient if delivered in writing as designated below, or to such other addresses as County and CCTA may respectively designate by written notice to the other: To County: Contra Costa County Public Works Department c/o Principal Real Property Agent, Real Estate Division 40 Muir Road Martinez, CA 94553 (925) 957-2467 282 3 G:\realprop\CCTA I-680-4 Interchange Phases 1 & 2A & 4\AG.17 CCCo - CCTA RP Services Agmt 2 SMS and RT Clean- 3-21-24 JD - Final MJ.doc To: Ivan Ramirez, Construction Manager Contra Costa Transportation Authority 2999 Oak Road, Suite 100 Walnut Creek, CA 94597 (925) 256-4700 Notice given by personal delivery shall be deemed complete upon delivery. Notice given by Overnight Carrier shall be deemed complete on the day after it is postmarked. Notice given by U.S. Mail shall be deemed complete on the third day after it is postmarked. 9. Entire Agreement. This agreement contains the entire agreement between the County and CCTA and supersedes any and all other prior agreements and all negotiations leading up to the execution of this Agreement, whether oral or in writing, between the County and CCTA. The County and CCTA acknowledge that no representations, inducements, promises, or statements, oral or otherwise, have been made by either of them or by anyone acting on behalf of them that are not embodied or incorporated by reference herein, and further agree that no other covenant, representation, inducement, promise, or statement not set forth in this agreement shall be valid or binding. 10. Amendments and Modifications. This agreement may not be modified or amended except in writing approved by the County and CCTA. 11. Governing Law. This agreement shall be governed by the laws of the State of California. 12. Counterparts. This agreement may be executed in one or more counterparts. 13. Severability. If any term or provision of this agreement is held, to any extent, to be invalid or unenforceable, the remainder of this agreement shall not be affected. 14. No Third-Party Beneficiaries. Nothing in this Agreement creates, nor shall it be interpreted to create any third-party beneficiaries. REMAINDER OF PAGE LEFT BLANK INTENTIONALLY 283 4 G:\realprop\CCTA I-680-4 Interchange Phases 1 & 2A & 4\AG.17 CCCo - CCTA RP Services Agmt 2 SMS and RT Clean- 3-21-24 JD - Final MJ.doc COUNTY OF CONTRA COSTA CONTRA COSTA TRANSPORTATION AUTHORITY By _____________________________ By ___________________________ Federal Glover Newell Arnerich Chair, Board of Supervisors Chair, Authority Board ATTEST: ________________________ ATTEST: Monica Nino, Clerk of the Board of Terianne Gover Supervisors and County Administrator Clerk of the Board By _____________________________ Public Works Director RECOMMENDED FOR APPROVAL: By _____________________________ Jessica L. Dillingham Principal Real Property Agent APPROVED AS TO FORM: APPROVED AS TO FORM: Thomas L. Geiger County Counsel By By ___________________________ Stephen M. Siptroth Finnemore/Wendell Assistant County Counsel Authority Counsel 284 5 G:\realprop\CCTA I-680-4 Interchange Phases 1 & 2A & 4\AG.17 CCCo - CCTA RP Services Agmt 2 SMS and RT Clean- 3-21-24 JD - Final MJ.doc APPENDIX “A” Pay Rate Schedule Contra Costa County Transportation Agency (CCTA) shall reimburse the COUNTY for labor costs as detailed below: 1. COUNTY direct labor rates shall include the base salary wages paid to personnel plus fringe benefits. Total labor rate shall include direct labor rate multiplied by County's overhead rate. The total labor rate shall not exceed the range of labor rates by classification, included as Attachment 1. 2. COUNTY’s overhead rate shall be a summation of division and department overhead rates. Appropriate overhead rates for COUNTY shall be developed based on procedure previously approved as described below: In general, the division overhead rates are determined by identifying each division's total expenditures after adjustments less any non-labor generated revenue. The division expenditures are then divided by the productive hours for the division establishing the overhead rate needed to cover the remaining net cost of division expenditures. The department overhead rates are determined similar to the division rate by dividing the total department expenditures by the total billable hours. Each year overhead rates will be evaluated and adjusted to reflect the actual costs from the previous fiscal year. 3. COUNTY may adjust both labor rates and overhead rates periodically due to contracted salary increases and overhead rate changes. COUNTY shall submit any changes to rates to CCTA prior to invoicing. ATTACHMENT 1 (Amendment 1) Project: I680/HY 4 Interchange Project Phases 1, 2A & 4 285 6 G:\realprop\CCTA I-680-4 Interchange Phases 1 & 2A & 4\AG.17 CCCo - CCTA RP Services Agmt 2 SMS and RT Clean- 3-21-24 JD - Final MJ.doc A. Budget. County’s Services will be related to the acquisition of necessary property interests, for CCTA’s above-described Project. County’s charges for services under this Agreement will be allocated according to the following budget: ADMINISTRATION $165,000 APPRAISAL SUPPORT $ 25,000 NEGOTIATIONS/ACQUISITION $ 45,000 CONDEMNATION SUPPORT $ 35,000 RELOCATION SUPPORT $ 20,000 COUNTY COUNSEL SUPPORT $ 30,000 TOTAL INITIAL BUDGET FOR THE PROJECT: $320,000 B. Charge-Out Rates. County will charge CCTA for Services under this Agreement at the following hourly rates: REAL PROPERTY STAFF HOURLY CHARGE OUT RATE Principal Real Property Agent $217.00 $306.00 Supervising Real Property Agent $180.00 $254.00 Senior Real Property Agent $160.00 $231.00 Associate Real Property Agent $144.00 $212.00 Assistant Real Property Agent $123.00 $173.00 Senior Real Property Technical Assistant $115.00 $162.00 Real Property Technical Assistant $ 99.00 $145.00 286 287 288 289 290 291 292 293 Agreement No. 4600012938 AMENDMENT 2 1 AMENDMENT 2 STATE OF CALIFORNIA THE NATURAL RESOURCES AGENCY DEPARTMENT OF WATER RESOURCES SECOND AMENDMENT TO AGREEMENT BETWEEN THE STATE OF CALIFORNIA DEPARTMENT OF WATER RESOURCES AND CONTRA COSTA COUNTY FLOOD CONTROL AND WATER CONSERVATION DISTRICT UNDER THE FLOOD EMERGENCY RESPONSE PROJECTS – STATEWIDE GRANT ROUND 3 On April 29, 2020, the State of California Department of Water Resources (hereinafter called the STATE), and the Contra Costa County Flood Control and Water Conservation District (hereinafter called the FUNDING RECEIPIENT) entered into an Agreement for the purpose of improving local flood emergency response. The project is designed to increase the capacity for locals to respond to flood threats through enhancements to planning, training and equipment. On March 10, 2023, the Agreement was amended (Amendment 1) to update Section 2, Term of Funding Agreement, Exhibit C, Schedule, and Exhibit D, Standard Conditions. The STATE and FUNDING RECEIPIENT now desire to amend the April 29, 2020 Agreement. The April 29, 2020 Agreement is hereby amended by this instrument, Amendment 2, to be effective as of the date of execution. This Amendment is necessary to fulfill the intent and purpose of the April 29, 2020 Agreement. The STATE and FUNDING RECEIPIENT hereby agree to the following modifications: 1. Section 2, Term of Funding Agreement, is replaced in its entirety with: “The term of this Funding Agreement begins on the date this Funding Agreement is executed by the State, through final payment plus three (3) years unless otherwise terminated or amended as provided in this Agreement. However, all work shall be completed by April 29, 2025 and no funds may be requested after October 31, 2025.”. 2. Exhibit B, Project Budget, of the Agreement is replaced in its entirety with the attached revised Exhibit B. The overall budget total of the Agreement remains unchanged. 3. Exhibit C, Schedule, of the Agreement is replaced in its entirety with the attached revised Exhibit C. All other terms and conditions of the April 29, 2020 Agreement and Amendment 1 remain unchanged. 294 Agreement No. 4600012938 AMENDMENT 2 2 CONTRA COSTA COUNTY FLOOD CONTROL AND WATER CONSERVATION DISTRICT By: ______________________________ Warren Lai Chief Engineer Date: ____________________________ Approved as to Legal Form and Sufficiency By: ______________________________ Michael George Deputy County Counsel Date: ______________________________ STATE OF CALIFORNIA DEPARTMENT OF WATER RESOURCES By: _______________________________ Jeremy Hill, Manager Hydrology and Flood Operations Branch Date: _____________________________ Approved as to Legal Form and Sufficiency By: _______________________________For Robin Brewer, Assistant General Counsel Office of the General Counsel Date: ______________________________ 295 Agreement No. 4600012938 AMENDMENT 2 3 Exhibit B Budget Task Description Total DWR Authorized Funding 1 Data Collection $107,700.00 1.1 Field and Office Surveying $85,820.00 1.2 Engineering - Model Search $7,040.00 1.3 Interviews with Cities and Citizens $14,840.00 2 Engineering - Modeling $225,600.00 3 Website Programming $5,280.00 4 Outreach $16,720.00 5 Project Management $18,700.00 Grand Total $374,000.00 296 Agreement No. 4600012938 AMENDMENT 2 4 Exhibit C Schedule Table C1 — Schedule Task Description Start Date Duration End Working Days* 3 Year Agreement Limit 4/29/2020 1,095 4/29/2023 757 1st - 1 Yr Extension 4/29/2023 366 4/29/2024 261 2nd - 1 Yr Extension 4/29/2024 365 4/29/2025 262 5.0 Project Management 6/29/2020 1,765 4/29/2025 1,237 5.0 Kickoff Meetings 6/29/2020 29 7/28/2020 22 1.0 DATA COLLECTION 8/5/2020 1,488 9/1/2024 1,038 1.1 Field and Office Surveying 7/25/2021 1,134 9/1/2024 795 1.2 Engineering - Model Search 8/5/2020 329 6/30/2021 227 1.3 Interviews with Cities and Citizens 10/14/2020 387 9/15/2022 483 2.0 Engineering - Modeling 8/5/2020 1,608 12/30/2024 1,124 3.0 Website Programming 12/30/2024 10 1/9/2025 9 4.0 Outreach 5/1/2023 280 2/5/2024 201 5.0 Final Reporting and Invoicing 1/9/2025 90 4/9/2025 65 Float 4/9/2025 20 4/29/2025 15 *Working days exclude weekends and holidays. 297 Agreement No. 4600012938 AMENDMENT 2 5 Figure C1 — Schedule 298 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 1 CONTRA COSTA COUNTY TREASURER’S ANNUAL INVESTMENT POLICY FISCAL YEAR 2024-2025 APPROVED BY THE BOARD OF SUPERVISORS IN APRIL 2024 The Contra Costa County Treasurer will annually present to both the Board of Supervisors (Board) and the Treasury Oversight Committee (Committee) a statement of investment policy, which the Board shall review and approve at a public meeting. Any changes in the policy shall also be reviewed and approved by the Board at a public meeting (Gov’t Code §53646(a)(1)). OFFICE OF COUNTY TREASURER-TAX COLLECTOR 625 COURTS STREET, ROOM 100 MARTINEZ, CALIFORNIA 94553 299 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 2 300 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 3 Table of Contents 1.0 PURPOSE ............................................................................................................................................. 5 2.0 SCOPE .................................................................................................................................................. 5 3.0 PARTICIPANTS ..................................................................................................................................... 5 4.0 IMPLEMENTATION .............................................................................................................................. 5 5.0 OBJECTIVES ......................................................................................................................................... 5 6.0 GENERAL STRATEGY ........................................................................................................................... 6 7.0 STANDARD OF CARE ........................................................................................................................... 7 8.0 SAFEKEEPING AND CUSTODY ............................................................................................................. 8 9.0 AUTHORIZED BROKERS/DEALERS AND FINANCIAL INSTITUTIONS ................................................... 9 10.0 SUITABLE AND AUTHORIZED INVESTMENTS ................................................................................... 10 11.0 RESTRICTIONS AND PROHIBITIONS ................................................................................................. 15 12.0 INVESTMENT PARAMETERS ............................................................................................................. 16 13.0 EXTERNALLY MANAGED INVESTMENT POOLS, MUTUAL FUNDS AND SEPARATE ACCOUNTS ...... 18 14.0 PORTFOLIO MANAGEMENT ACTIVITY ............................................................................................. 18 15.0 REPORTING ....................................................................................................................................... 19 16.0 COMPENSATION ............................................................................................................................... 20 17.0 CALCULATING AND APPORTIONING POOL EARNINGS .................................................................... 20 18.0 DEPOSITS AND WITHDRAWALS IN THE TREASURY ......................................................................... 21 19.0 TEMPORARY BORROWING OF POOL FUNDS ................................................................................... 22 20.0 INVESTMENT OF BOND PROCEEDS .................................................................................................. 22 21.0 BUSINESS CONTINUITY PLAN ........................................................................................................... 22 22.0 POLICY CONSIDERATIONS ................................................................................................................ 23 APPROVED BROKERS ................................................................................................................................... 24 APPROVED ISSUERS .................................................................................................................................... 25 APPROVED PRIMARY DEALERS ................................................................................................................... 26 301 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 4 CONFLICT OF INTEREST CODE ..................................................................................................................... 27 GLOSSARY OF TERMS .................................................................................................................................. 29 302 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 5 CONTRA COSTA COUNTY TREASURER’S ANNUAL INVESTMENT POLICY 1.0 PURPOSE The purpose of this Investment Policy (Policy) is to establish cash management and investment guidelines of surplus funds entrusted to the care of the Contra Costa County Treasurer’s Office (Treasurer’s Office) in accordance with applicable sections of California Government Code. All portfolio activities will be judged by the standards of the Policy and its ranking of investment objectives. 2.0 SCOPE This Policy applies to all and only funds over which the Treasurer’s Office has been granted fiduciary responsibility and direct control for their management. The funds covered by this Policy are accounted for and incorporated in the Contra Costa County Annual Comprehensive Financial Report (ACFR) and include but not limited to: Government Funds (e.g. general fund, special revenue funds, debt service funds, capital project funds, and permanent fund), Proprietary Funds (e.g. enterprise funds and internal service funds), and various Trust Funds. 3.0 PARTICIPANTS This Policy restricts deposits to those agencies mandated by California Government Code as treasury deposits. However, subject to the consent of the Treasurer’s Office and in accordance with section 53684, exemptions may be granted to non-mandatory depositing agencies, if it is determined that the additional deposit provides a benefit to the investment pool as a whole while not creating unmanageable liquidity risk. 4.0 IMPLEMENTATION In order to provide direction to those responsible for management of surplus funds, the County Treasurer has established this Policy and presented it to the Treasury Oversight Committee and the Board of Supervisors, and has made it available to the legislative body of local agencies that participates in the County Treasurer’s investment program. The Policy explains investable funds; authorized instruments; credit quality required; maximum maturities and concentrations; collateral requirements; qualifications of brokers/dealers and financial institutions doing business with, or on behalf of, the County; limits on gifts and honoraria; the reporting requirements; the Treasury Oversight Committee; the manner of apportioning interest earnings and appropriating investment costs; and the criteria to request withdrawal of funds. 5.0 OBJECTIVES Gov’t Code §53600.5: When investing, reinvesting, purchasing, acquiring, exchanging, selling or managing public funds, the primary objective of a trustee shall be to safeguard the principal of the funds under its control. The secondary objective shall be to meet the liquidity needs of the depositor. The third objective shall be to achieve a return on the funds under its control. 5.1 Safety of principal is the foremost objective of the investment program. Investments shall be undertaken in a manner that seeks to ensure the preservation of capital in the overall portfolio. The objective will be to mitigate credit risk and market risk. 5.1.a Credit Risk 303 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 6 The Treasurer will minimize credit risk, the risk of loss due to the failure of the security issuer or backer, by: 1. Limiting investments to the safest type of securities 2. Pre-qualifying the financial institutions, brokers/dealers, intermediaries, and advisers with which the Treasurer’s Office will do business. 3. Diversifying the investment portfolio so that potential losses on individual securities will be minimized. 5.1.b Market Risk The Treasurer’s Office will minimize the risk that the market value of securities in the portfolio will fall due to changes in general interest rates, by: 1. Structuring the investment portfolio so that securities mature to meet cash requirements for ongoing operations, thereby avoiding the need to sell securities on the open market prior to maturity. 2. Investing operating funds primarily in shorter-term securities, money market mutual funds, or similar investment pools. 5.2 Liquidity: The investment portfolio shall remain sufficiently liquid to meet all operating requirements that may be reasonably anticipated. This is accomplished by structuring the portfolio so that securities mature concurrent with cash needs to meet anticipated demands. Furthermore, since all possible cash demands cannot be anticipated, the portfolio should consist largely of securities with active secondary or resale markets. A portion of the portfolio also may be placed in money market mutual funds or local government investment pools which offer same- day liquidity for short-term funds. 5.3 Yield: The investment portfolio shall be designed with the objective of attaining a market rate of return throughout budgetary and economic cycles, taking into account the investment risk constraints and liquidity needs. Return on investment is of secondary importance compared to the safety and liquidity objectives described above. The core of investments is limited to relatively low risk securities in anticipation of earning a fair return relative to the risk being assumed. Securities may be sold prior to maturity when deemed prudent and necessary. Reasons of selling include but are not limited to: 1. A security with declining credit may be sold early to minimize loss of principal. 2. A security swap would improve the quality, yield, or target duration in the portfolio. 3. Liquidity needs of the portfolio require that the security be sold. 4. Portfolio rebalancing would bring the portfolio back into compliance. Investments will be made with judgment and care, under circumstances then prevailing, which persons of prudence, discretion and intelligence exercise in the management of their own affairs, not for speculation, but for investment, considering the probable safety of their capital as well as the probable income to be derived. 5.4 Public Trust: All investments will be in conformance with state law and county ordinances and policies. The investment of public funds is a task that must maintain the public trust. 6.0 GENERAL STRATEGY 6.1 Buy and Hold: The Treasurer will generally use the passive investment strategy known as BUY AND HOLD whereas securities are purchased with the intent of holding them to maturity. Interest income and the reinvestment of interest income usually are the only sources of return in the portfolio. 304 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 7 The investment program will focus on purchasing securities that will limit or reduce the potential default risk and ensure the reliability of cash flows from interest income. Generally, purchases will be laddered throughout the portfolio in order to minimize the number and cost of investment transactions. 7.0 STANDARD OF CARE The following policies are designed in accordance with Government Code to provide transparency to the investment program while enhancing portfolio controls: 7.1 Prudent Investor Standard The standard of prudence to be used by the designated representative shall be subject to the “prudent investor” standard and shall be applied in the context of managing the overall portfolio. “Governing bodies of local agencies or persons authorized to make investment decisions on behalf of those local agencies investing public funds are trustees and therefore fiduciaries subject to the prudent investor standard. When investing, reinvesting, purchasing, acquiring, exchanging, selling or managing public funds, a trustee shall act with care, skill, prudence and diligence under the circumstances then prevailing, that a prudent person acting in a like capacity and familiarity with those matters would use in the conduct of funds of a like character and with like aims, to safeguard the principal and maintain the liquidity needs of the agency. Within the limitations of this section and considering individual investments as part to an overall strategy, investments may be acquired as authorized by law.” (Gov’t Code §53600.3.) For the investment of county funds in a county treasury, Government Code Section 27000.3 establishes the board of supervisors as a fiduciary that is subject to the prudent investor standard unless it delegates its investment duties to the county treasurer. For local agency funds invested in the county treasury pool, the county treasurer serves as a fiduciary and is subject to the prudent investor standard. 7.2 Ethics and Conflicts of Interest Investment officials shall refrain from personal business activity that could conflict with proper execution and management of the Policy and investment program, or which could impair their ability to make impartial decisions. Please refer to the Contra Costa County Treasurer-Tax Collector’s Conflict of Interest Code for further explanation of the prohibited activities, and their enforcements and exceptions. 7.3 Limits on Honoraria, Gifts, and Gratuities In accordance with California Government Code Section 27133(d), this Policy establishes limits for the Director of Finance; individuals responsible for management of the portfolios; and members of the Investment Group and Review Group who direct individual investment decisions, select individual investment advisors and brokers/dealers, and conduct day-to-day investment trading activity. The limits also apply to members of the Oversight Committee. Any individual who receives an aggregate total of gifts, honoraria and gratuities in excess of $50 in a calendar year from a broker/dealer, bank or service provider to the Pooled Investment Fund must report the gifts, dates and firms to the designated filing official and complete the appropriate State forms. No individual may receive aggregate gifts, honoraria, and gratuities in a calendar year in excess of the amount specified in Section 18940.2(a) of Title 2, Division 6 of the California Code of Regulations. This limitation is $590 for the period January 1, 2023, to December 31, 2024. Any violation must be reported to the State Fair Political Practices Commission. 7.4 Delegation of Authority 305 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 8 7.4.a Subject to Section 53607, the board of supervisors may, by ordinance, delegate to the county treasurer the authority to invest or reinvest the funds of the county and the funds of other depositors in the county treasury, pursuant to Chapter 4 (commencing with Section 53600) of Part 1 of Division 2 of Title 5. The county treasurer shall thereafter assume full responsibility for those transactions until the board of supervisors either revokes its delegation of authority, by ordinance, or decides not to renew the annual delegation, as provided in Section 53607 (Gov’t Code §27000.1). For local agency funds invested in the county treasury pool, the county treasurer serves as a fiduciary and is subject to the prudent investor standard. 7.4.b Responsibility for the operation of the investment program is hereby delegated to the County Treasurer, who shall act in accordance with established written procedures and internal controls for the operation of the investment program consistent with this investment policy. Procedures include references to the following: safekeeping, delivery vs. payment, investment accounting, repurchase agreements, wire transfer agreements, and collateral/depository agreements. No person may engage in an investment transaction except as provided under the terms of this policy and the procedures established by the County Treasurer. 7.5 Treasury Oversight Committee In compliance with a Board Order of the Contra Costa County Board of Supervisors, the County Contra Costa County Treasury Oversight Committee was established in November 6 of 1995. The intent of the Committee is to allow local agencies, including school districts, as well as the public, to participate in reviewing the policies that guide the investment of public funds. The mandate for the existence of the Committee was suspended in 2004 by the State of California; however, the Committee serves an important function and the Treasurer’s Office has elected to continue the program. 7.5.a The Committee shall annually review and monitor the County’s Investment Policy. 7.5.b The Committee shall cause an annual audit to determine the County Treasurer’s compliance with the Investment Policy and all investment funds in the county Treasury. 8.0 SAFEKEEPING AND CUSTODY 8.1 Delivery vs. Payment: All trades of marketable securities will be executed (cleared and settled) on a delivery vs. payment (DVP) basis to ensure that securities are deposited in the County Treasurer’s safekeeping institution prior to the release of funds. 8.2 Third-party Safekeeping: Securities will be held by an independent third-party safekeeping institution selected by the County Treasurer. All securities will be evidenced by safekeeping receipts in the County’s name or in a name designated by the County Treasurer. The safekeeping institution shall annually provide a copy of its most recent report on internal controls - Service Organization Control Reports (formerly 70, or SAS 70) prepared in accordance with the Statement on Standards for Attestation Engagements (SSAE) No. 16 (effective June 15, 2011.) 8.2.a A local agency purchasing or obtaining any securities prescribed in this section, in a negotiable, bearer, registered or non-registered format, shall require delivery of the securities to the local agency, including those purchased for the agency by financial advisors, consultants or managers using the agency’s funds, by book entry, physical delivery or by third-party custodial agreement. The transfer of securities to the counterparty bank’s customer book-entry account may be used for book-entry delivery. For purposes of this section, “counterparty” means the other party to the transaction. A 306 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 9 counterparty bank’s trust department or separate safekeeping department may be used for the physical delivery of the security if the security is held in the name of the local agency. Where this section specifies a percentage limitation for a particular category of investment, that percentage is applicable only at the date of purchase. Where this section does not specify a limitation on the term of remaining maturity at the time of the investment, no investment shall be made in any security other than a security underlying a repurchase or reverse repurchase agreement authorized by this section. 8.2.b In compliance with this section, the securities of Contra Costa County and its agencies shall be in safekeeping at The Bank of New York Trust Company, N. A., a counterparty bank’s trust department or as defined in the debt indenture and contract. 8.3 Internal Controls: The County Treasurer is responsible for establishing and maintaining an internal control structure designed to ensure that the assets of the Treasurer are protected from loss, theft or misuse. Specifics for the internal controls shall be documented in an investment procedures manual that shall be reviewed and updated periodically by the County Treasurer. The internal control structure shall be designed to provide reasonable assurance that these objectives are met. The concept of reasonable assurance recognizes that (1) the cost of control should not exceed the benefits likely to be derived and (2) the valuation of costs and benefits requires estimates and judgements by management. As part of the internal controls, the investment portfolio managed by the County Treasurer shall be audited annually by both internal and external auditors. 9.0 AUTHORIZED BROKERS/DEALERS AND FINANCIAL INSTITUTIONS 9.1 All transactions initiated on behalf of the Pooled Investment Fund and Contra Costa County shall be executed only through one of the following: 1. Government security dealers reporting as primary dealers to the Market Reports Division of the Federal Reserve Bank of New York; 2. Banks and financial institutions that directly issue their own securities which have been placed on the Approved List of Brokers/Dealers and Financial Institutions; 3. Brokers/dealers in the State of California approved by the County Treasurer based on the reputation and expertise of the company and individuals employed. Brokers/dealers and financial institutions which have exceeded the political contribution limits as contained in Rule G-37 of the Municipal Securities Rulemaking Board within a four-year period to the County Treasurer or a member of the governing board of a local agency or any candidate for those offices, are prohibited from the Approval List of Brokers/Dealers and Financial Institutions. 9.2 Qualifications: All financial institutions and brokers/dealers who desire to become qualified for investment transactions must complete Contra Costa County Treasurer’s Office Broker/Dealer Due Diligence Questionnaire which can be obtained at www.cctax.us. An annual review of the approved brokers/dealers will be conducted by the Treasurer’s Office. The Treasurer’s Office may request additional documents from the brokers/dealers during the annual review. A brokers/dealer may be deleted from the Approved Brokers list without cause and without prior notification. 9.3 List of Approved Financial Institutions, Security Brokers and Dealers A list will be maintained of financial institutions authorized to provide investment services. In addition, a list also will be maintained of approved security brokers/dealers selected for creditworthiness and qualifications stated in section 9.2. However, the County Treasury will not be limited to the financial institutions and brokers/dealers on the list. Others will be included as 307 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 10 long as conditions for authorized financial institutions and brokers/dealers set forth in this Policy are met. Additionally, deletions and additions are based on the maintenance of required credit quality as rated by a nationally recognized statistical-rating organization (NRSRO) or reliable financial sources. 10.0 SUITABLE AND AUTHORIZED INVESTMENTS 10.1 Authorized Investment Types: (Gov’t Code §53600 et seq.) The legislative body of a local agency having moneys in a sinking fund or moneys in its treasury not required for the immediate needs of the local agency may invest any portion of the moneys that it deems wise or expedient in the investments set forth below. A local agency purchasing or obtaining any securities prescribed in this section, in a negotiable, bearer, registered, or nonregistered format, shall require delivery of the securities to the local agency, including those purchased for the agency by financial advisers, consultants, or managers using the agency's funds, by book entry, physical delivery, or by third-party custodial agreement. The transfer of securities to the counterparty bank's customer book entry account may be used for book entry delivery. For purposes of this section, "counterparty" means the other party to the transaction. A counterparty bank's trust department or separate safekeeping department may be used for the physical delivery of the security if the security is held in the name of the local agency. Where this section specifies a percentage and/or rating limitation for a particular category of investment, that percentage and/or rating are applicable only at the date of purchase. Where this section does not specify a limitation on the term or remaining maturity at the time of the investment, no investment shall be made in any security, other than a security underlying a repurchase or reverse repurchase agreement or securities lending agreement authorized by this section, that at the time of the investment has a term remaining to maturity in excess of five years, unless the legislative body has granted express authority to make that investment either specifically or as a part of an investment program approved by the legislative body no less than three months prior to the investment: 10.1.a Bonds issued by the local agencies, including bonds payable solely out of the revenues from a revenue-producing property, owned, controlled, or operated by the local agency or by a department, board, agency or authority of the local agency. 10.1.b United States Treasury notes, bonds, bills or certificates of indebtedness, or those for which the faith and credit of the United States are pledged for the payment of principal and interest. 10.1.c Registered state warrants or treasury notes or bonds of this state, including bonds payable solely out of the revenues from a revenue-producing property owned, controlled, or operated by the state or by a department, board, agency or authority of the state. 10.1.d Registered treasury notes or bonds of any of the other 49 states in addition to California, including bonds payable solely out of the revenues from a revenue-producing property owned, controlled, or operated by a state or by a department, board, agency, or authority of any of the other 49 states, in addition to California. 10.1.e Bonds, notes, warrants or other evidences of indebtedness of any local agency within this state, including bonds payable solely out of the revenues from a revenue-producing property owned, controlled or operated by the local agency, or by a department, board, agency or authority of the local agency. 10.1.f Federal agency or United States government-sponsored enterprise obligations, participations, or other instruments, including those issued by or fully guaranteed as to principal and interest by federal agencies or United States government-sponsored enterprises. 308 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 11 10.1.g Banker’s acceptances otherwise known as bills of exchange or time drafts drawn on and accepted by a commercial bank. Purchases of banker’s acceptances may not exceed 180 days’ maturity or 40 percent of the agency’s money that may be invested pursuant to this section. However, no more than 30 percent of the agency’s money may be invested in banker’s acceptances of any one commercial bank pursuant to this section. This subdivision does not preclude a municipal utility district from investing any money in its treasury in any manner authorized by the Municipal Utility District Act (Division 6, commencing with Section 11501, of the Public Utilities Code). 10.1.h Commercial paper of “prime” quality of the highest ranking or of the highest letter and number rating as provided for by a nationally recognized statistical-rating organization (NRSRO). The entity that issues the commercial paper shall meet all of the following conditions in either paragraph (1) or paragraph (2): 1. The entity meets the following criteria: A. Is organized and operating in the United States as a general corporation. B. Has total assets in excess of five hundred million dollars ($500,000,000). C. Has debt other than commercial paper, if any, that is rated in a rating category of “A” or its equivalent or higher by a nationally recognized statistical-rating organization (NRSRO). 2. The entity meets the following criteria: A. Is organized within the United States as a special purpose corporation, trust, or limited liability company. B. Has program-wide credit enhancements including, but not limited to, over collateralization, letters of credit, or surety bond. C. Has commercial paper that is rated “A-1” or higher, or the equivalent, by a nationally recognized statistical-rating organization (NRSRO). Eligible commercial paper shall have a maximum maturity of 270 days or less. Local agencies, other than counties or a city and county, that have less than one hundred million dollars ($100,000,000) of investment assets under management, may invest no more than 25 percent of their moneys in eligible commercial paper. Local agencies, other than counties or a city and county, that have one hundred million dollars ($100,000,000) or more of investment assets under management may invest no more than 40 percent of their moneys in eligible commercial paper. A local agency, other than a county or a city and a county, may invest no more than 10 percent of its total investment assets in the commercial paper and the medium-term notes of any single issuer. Counties or a city and county may invest in commercial paper pursuant to the concentration limits in subdivision (a) of Section 53635: i. Not more than 40 percent of the local agency’s money may be invested in eligible commercial paper. ii. Not more than 10 percent of the total assets of the investments held by a local agency may be invested in any one issuer’s commercial paper. 10.1.i Negotiable certificates of deposit issued by a nationally- or state-chartered bank or a savings association or federal association (as defined by Section 5102 of the Financial Code), a state or federal credit union, or by a state-licensed branch of a foreign bank. Purchases of negotiable certificates of deposit may not exceed 30 percent of the agency’s money that may be invested pursuant to this section. For purposes of this section, negotiable certificates of deposits do not come within Article 2 (commencing with Section 53630), except that the amount so invested shall be subject to the limitations of Section 309 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 12 53638. The legislative body of a local agency and the treasurer or other official of the local agency having legal custody of the money are prohibited from investing local agency funds, or funds in the custody of the local agency, in negotiable certificates of deposit issued by a state or federal credit union if a member of the legislative body of the local agency, or any person with investment decision making authority in the administrative office, manager’s office, budget office, auditor-controller’s office, or treasurer’s office of the local agency also serves on the board of directors, or any committee appointed by the board of directors, or the credit committee or the supervisory committee of the state or federal credit union issuing the negotiable certificates of deposit. 10.1.j Repurchase and reverse repurchase agreements 1. Investments in repurchase agreements or reverse repurchase agreements of any securities authorized by this section, provided that the agreements are subject to this subdivision, including the delivery requirements specified in this section, and that a signed Master Repurchase Agreement is on file in the Treasurer’s Office for all financial institutions that enter into a repurchase agreement with Contra Costa County. 2. Investments in repurchase agreements may be made on any investment authorized in this section when the term of the agreement does not exceed one year. The market value of securities that underlay a repurchase agreement shall be valued at 102 percent or greater of the funds borrowed against those securities and the value shall be adjusted no less than quarterly. Since the market value of the underlying securities is subject to daily market fluctuations, the investments in repurchase agreements shall be in compliance if the value of the underlying securities is brought back up to 102 percent no later than the next business day. 3. Reverse repurchase agreements or securities lending agreements may be utilized only when all of the following conditions are met: A. The security to be sold using a reverse repurchase agreement or securities lending agreement has been owned and fully paid for by the local agency for a minimum of 30 days prior to sale. B. The total of all reverse repurchase agreements and securities lending agreements on investments owned by the local agency does not exceed 20 percent of the base value of the portfolio. C. The agreement does not exceed a term of 92 days, unless the agreement includes a written codicil guaranteeing a minimum earning or spread for the entire period between the sale of a security using a reverse repurchase agreement or securities lending agreement and the final maturity date of the same security. D. Funds obtained or funds within the pool of an equivalent amount to that obtained from selling a security to a counterparty using a reverse repurchase agreement or securities lending agreement shall not be used to purchase another security with a maturity longer than 92 days from the initial settlement date of the reverse repurchase agreement or securities lending agreement, unless the reverse repurchase agreement or securities lending agreement includes a written codicil guaranteeing a minimum earning or spread for the entire period between the sale of a security using a reverse repurchase agreement or securities lending agreement and the final maturity date of the same security. 4. Prior approval of the governing body; only with primary dealers: 310 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 13 A. Investments in reverse repurchase agreements, securities lending agreements, or similar investments in which the local agency sells securities prior to purchase with a simultaneous agreement to repurchase the security may be made only upon prior approval of the governing body of the local agency and shall be made only with primary dealers of the Federal Reserve Bank of New York or with a nationally or state-chartered bank that has or has had a significant banking relationship with a local agency. B. For purposes of this policy, "significant banking relationship" means any of the following activities of a bank: i. Involvement in the creation, sale, purchase, or retirement of a local agency's bonds, warrants, notes, or other evidence of indebtedness. ii. Financing of a local agency's activities. iii. Acceptance of a local agency's securities or funds as deposits. 5. Definitions and terms of repos, securities and securities lending: A. "Repurchase agreement" means a purchase of securities by the local agency pursuant to an agreement by which the counterparty seller will repurchase the securities on or before a specified date and for a specified amount and the counterparty will deliver the underlying securities to the local agency by book entry, physical delivery, or by third-party custodial agreement. The transfer of underlying securities to the counterparty bank's customer book-entry account may be used for book-entry delivery. B. "Securities," for purposes of repurchase under this subdivision, means securities of the same issuer, description, issue date, and maturity. C. "Reverse repurchase agreement" means a sale of securities by the local agency pursuant to an agreement by which the local agency will repurchase the securities on or before a specified date and includes other comparable agreements. D. "Securities lending agreement" means an agreement under which a local agency agrees to transfer securities to a borrower who, in turn, agrees to provide collateral to the local agency. During the term of the agreement, both the securities and the collateral are held by a third party. At the conclusion of the agreement, the securities are transferred back to the local agency in return for the collateral. E. For purposes of this section, the base value of the local agency's pool portfolio shall be that dollar amount obtained by totaling all cash balances placed in the pool by all pool participants, excluding any amounts obtained through selling securities by way of reverse repurchase agreements, securities lending agreements, or other similar borrowing methods. F. For purposes of this section, the spread is the difference between the cost of funds obtained using the reverse repurchase agreement and the earnings obtained on the reinvestment of the funds. 10.1.k Medium-term notes, defined as all corporate and depository institution debt securities with a maximum remaining maturity of five years or less, issued by corporations organized and operating within the United States or by depository institutions licensed by the United States or any state and operating within the United States. Notes eligible for investment under this subdivision shall be rated in a rating category of "A" or its equivalent or better by an NRSRO. Purchases of medium-term notes shall not include 311 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 14 other instruments authorized by this section and shall not exceed 30 percent of the agency's moneys that may be invested pursuant to this section. 10.1.l Shares of beneficial interest 1. Shares of beneficial interest issued by diversified management companies that invest in the securities and obligations as authorized by subdivisions (a) to (k), inclusive, and subdivisions (m) to (o), (q), inclusive, and that comply with the investment restrictions of this article and Article 2 (commencing with Section 53630). However, notwithstanding these restrictions, a counterparty to a reverse repurchase agreement or securities lending agreement is not required to be a primary dealer of the Federal Reserve Bank of New York if the company's board of directors finds that the counterparty presents a minimal risk of default, and the value of the securities underlying a repurchase agreement or securities lending agreement may be 100 percent of the sales price if the securities are marked to market daily. 2. Shares of beneficial interest issued by diversified management companies that are money market funds registered with the Securities and Exchange Commission under the Investment Company Act of 1940 (l5 U.S.C. Sec. 80a-1 et seq.). 3. If investment is in shares issued pursuant to paragraph (1), the company shall have met either of the following criteria: A. Attained the highest ranking or the highest letter and numerical rating provided by not less than two NRSROs. B. Retained an investment adviser registered or exempt from registration with the Securities and Exchange Commission with not less than five years' experience investing in the securities and obligations authorized by subdivisions (a) to (k), inclusive, and subdivisions (m) to (o), (q), inclusive, and with assets under management in excess of five hundred million dollars ($500,000,000). 4. If investment is in shares issued pursuant to paragraph (2), the company shall have met the following criteria: A. Attained the highest ranking or the highest letter and numerical rating provided by not less than two nationally recognized statistical rating organizations. B. Retained an investment adviser registered or exempt from registration with the Securities and Exchange Commission with not less than five years' experience investing in the securities and obligations authorized by subdivisions (a) to (k), inclusive, and subdivisions (m) to (o), inclusive, and with assets under management in excess of five hundred million dollars ($500,000,000). 5. The purchase price of shares of beneficial interest purchased pursuant to this subdivision shall not include any commission that the companies may charge and shall not exceed 20 percent of the agency’s money that may be invested pursuant to this section. However, no more than 10 percent of the agency’s funds may be invested in shares of beneficial interest of any one mutual fund pursuant to paragraph (1). 10.1.m Moneys held by a trustee or fiscal agent and pledged to the payment of security of bonds or other indebtedness, or obligations under a lease, installment sale, or other agreement of a local agency, or certificates of participation in those bonds, indebtedness, or lease installment sale, or other agreements, may be invested in accordance with the statutory provisions governing the issuance of those bonds, indebtedness, or lease installment sale, or other agreement, or to the extent not inconsistent therewith or if there are not specific statutory provision, in accordance with the ordinance, resolution, indenture, or agreement of the local agency providing for the issuance. 312 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 15 10.1.n Notes, bonds, or other obligations that are at all times secured by a valid first-priority security interest in securities of the types listed by Section 53651 as eligible securities for the purpose of securing local agency deposits having a market value at least equal to that required by Section 53652 for the purpose of securing local agency deposits. The securities serving as collateral shall be placed by delivery or book entry into the custody of a trust company or the trust department of a bank that is not affiliated with the issuer of the secured obligation, and the security interest shall be perfected in accordance with the requirements of the Uniform Commercial Code or federal regulations applicable to the types of securities in which the security interest is granted. 10.1.o Any mortgage pass-through security, collateralized mortgage obligation, mortgage- backed or other pay-through bond, equipment lease-backed certificate, consumer receivable pass-through certificate, or consumer receivable-backed bond. Securities eligible for investment under this subdivision shall be rated in a rating category of “AA” or its equivalent or better by a NRSRO and have a maximum remaining maturity of 5 years or less. Purchase of securities authorized by this subdivision shall not exceed 20 percent of the agency’s surplus money that may be invested pursuant to this section. 10.1.p Shares of beneficial interest issued by a joint power authority organized pursuant to Section 6509.7 that invests in the securities and obligations authorized in subdivisions (a) to (n), (q), inclusive. Each share shall represent an equal proportional interest in the underlying pool of securities owned by the joint powers authority. To be eligible under this section, the joint powers authority issuing shares shall have retained an investment adviser that meets all of the following criteria: 1. The adviser is registered or exempt from registration with the Securities and Exchange Commission. 2. The adviser has not less than five years of experience investing in the securities and obligations authorized in subdivisions (a) to (n), (q), inclusive. 3. The adviser has assets under management in excess of five hundred million dollars ($500,000,000). 10.1.q United States dollars denominated senior unsecured unsubordinated obligations issued or unconditionally guaranteed by the International Bank for Reconstruction and Development, International Finance Corporation, or Inter-American Development Bank, with a maximum remaining maturity of five years or less, and eligible for purchase and sale within the United States. Investments under this subdivision shall be rated in a rating category of “AA” or its equivalent better by an NRSRO and shall not exceed 30 percent of the agency’s moneys that may be invested pursuant to this section. 11.0 RESTRICTIONS AND PROHIBITIONS 11.1 Restrictions set by the Treasurer 11.1.a All investments purchased by the Treasurer’s Office shall be of investment grade. The minimum credit rating of purchased investments shall be as defined by Government Code 53600 et. seq. 11.1.b All legal securities issued by a tobacco-related company are prohibited. A tobacco-related company is defined as 1) an entity that makes smoking products from tobacco used in cigarettes, cigars and/or snuff, or for smoking in pipes or 2) a company that has total revenues of 15 percent or more from the sale of such tobacco products. The tobacco- related issuers restricted from any investment are Alliance One, Altria Group, Inc., Auri Inc., British American Tobacco PLC, Imperial Tobacco Group PLC, Kirin International 313 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 16 Holding Inc., Lorillard, Philip Morris International, Reynolds American, Inc., Schweitzer- Mauduit International Inc., Smokefree Innotec Inc., Star Scientific Inc., Universal Corp., and Vector Group, Ltd. The Treasury staff will update the list of tobacco-related companies when necessary. 11.1.c Debt instruments issued by the following fossil fuel companies are prohibited from being invested directly by the Treasury Pool: Chevron, Exxon Mobil, Total Energies SE, BP PLC, Marathon Petroleum, Shell PLC, Valero Energy Corporation, Phillips 66. The Treasury staff will update the list of fossil fuel companies when necessary. 11.1.d Financial futures or financial option contracts will each be approved on a per trade basis by the County Treasurer. 11.1.e Reverse repurchase agreements will be used strictly for the purpose of supplementing income with a limit of 10 percent of the total portfolio with prior approval of the Treasurer. 11.1.f SBA loans require prior approval from the Treasurer in every transaction. 11.1.g Securities purchased through brokers will be held in safekeeping at The Bank of New York Trust Company, N.A. or as designated by the specific contract(s) for government securities and tri-party repurchase agreements. 11.1.h Swaps and Trades will each be approved on a per-trade basis by Treasurer or Assistant Treasurer. 11.2 Prohibitions by Government Code (§53601.6) 11.2.a A local agency shall not invest any funds pursuant to this Article or pursuant to Article 2 (commencing with Section 53630) in inverse floaters, range notes, or mortgage-derived, interest-only strips. 11.2.b (1) Except as provided in paragraph (2), a local agency shall not invest any funds pursuant to this article or pursuant to Article 2 (commencing with Section 53630) in any security that could result in zero-interest accrual if held to maturity. However, a local agency may hold prohibited instruments until their maturity dates. The limitation in this subdivision shall not apply to local agency investments in shares of beneficial interest issued by diversified management companies registered under the Investment Company Act of 1940 (15 U.S.C. Sec. 80a-1, et seq.) that are authorized for investment pursuant to Government Code Section 53600, et. seq. (2) Notwithstanding the prohibition in paragraph (1), a local agency may invest in securities issued by, or backed by, the United States government that could result in zero- or negative-interest accrual if held to maturity, in the event of, and for the duration of, a period of negative market interest rates. A local agency may hold these instruments until their maturity dates. 11.2.c This section shall remain in effect only until January 1, 2026, and as of that date is repealed. 12.0 INVESTMENT PARAMETERS 12.1 Diversification: Investments shall be diversified to minimize the risk of loss and to maximize the rate of return by: 1. Limiting investment to avoid overconcentration in securities from a specific issuer or business sector (excluding U.S. Treasury securities), 2. Limiting investment in securities that have higher credit risks, 314 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 17 3. Investing in securities with varying maturities, and 4. Continuously investing a portion of the portfolio in readily available funds such as investment pools, money market funds, or repurchase agreements to ensure that appropriate liquidity is maintained in order to meet ongoing obligations. 12.2 Maximum Maturities: To the extent possible, the County Treasurer shall attempt to match its investments with anticipated cash flow requirements. Unless matched to a specific cash flow, the Treasurer will not directly invest in securities maturing more than five (5) years from the date of purchase (specifically the settlement date) or in accordance with state and local statutes and ordinances. The Treasurer shall adopt weighted average maturity limitations (which often range from 90 days to 3 years), consistent with the investment objectives. Because of inherent difficulties in accurately forecasting cash flow requirements, a portion of the portfolio should be continuously invested in readily available funds such as LAIF, money market funds, or overnight products to ensure that appropriate liquidity is maintained to meet ongoing obligations. 12.3 Exception to Maximum Maturity: In accordance with Government Code, the County Treasurer retains the right to petition the Board of Supervisors for approval to invest in securities with a final maturity in excess of five years. The Board of Supervisors adoption of any resolution allowing maturities beyond five years shall be considered an allowed modification to this policy and any investments made in accordance with the modification shall be allowable under this policy. 12.4 Investment Criteria1: All limitations set forth in this Policy are applicable only at the time of purchase. The County Treasurer has the full discretion to rebalance the portfolio when it is out of compliance owing to various reasons, such as market fluctuation. INVESTMENT TYPE MAXIMUM % of PORTFOLIO MAXIMUM MATURITY MAXIMUM % of ISSUE OTHER RESTRICTIONS Bonds issued by local agencies 100% 5 years 100% U.S. Treasury Obligations 100% 5 years 100% Registered State Warrants, and CA Treasury Notes and bonds 100% 5 years 100% Registered Treasury Notes or Bonds of any of the other 49 state in addition to CA 100% 5 years 100% Bonds and Notes issued by other local agencies in California 100% 5 years 100% Obligations of U.S. Agencies or government sponsored enterprises 100% 5 years 100% Bankers Acceptances) Domestic: ($5B min. assets) Foreign: ($5B min. assets) 40% 40% 180 days 180 days 30% Aggregate 5% Aggregate 1 The rating requirement for each investment type is referenced in the relevant sections of California Government Code. 315 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 18 INVESTMENT TYPE MAXIMUM % of PORTFOLIO MAXIMUM MATURITY MAXIMUM % of ISSUE OTHER RESTRICTIONS Commercial paper 40% 270 days or less 10% Aggregate No more than 10 % of the local agency’s money may be invested in the commercial paper of any single issuer. Negotiable Certificates of Deposit ($5 billion minimum assets) 30% 5 years 10% Aggregate Repurchase Agreements secured by U.S. Treasury or agency obligation (102% collateral) 100% 1 year See limitations for Treasuries and Agencies above Generally limited to Wells Fargo Bank, Bank of America or other institutions with whom the County treasury has executed tri-party agreements. Collateral will be held by a third party to the transaction that may include the trust department of particular banks. Collateral will be only securities that comply with Government Code Reverse Repurchase Agreements and Securities Lending Agreements 20% 92 days See limitations for Treasuries and Agencies above Corporate bonds, Medium Term Notes & Covered 30% 5 years 10% Aggregate No more than 10 % of the local agency’s money may be invested in the medium-term notes of any single issuer. Shares of beneficial interest issued by diversified mgt. companies 20% N/A 10% Aggregate Moneys held by a trustee or fiscal agent 20% N/A Collateralized Notes, Bonds, Time Deposits, or other obligations 15% 5 years 5% Aggregate Collateralized by the eligible securities at a percentage specified in Government Code Mrtg Backed Securities/CMO’s: Asset Backed Securities 20% 20% 5 Years 5 Years 5% Aggregate No Inverse Floaters No Range Notes No Interest only strips derived from a pool of mortgages Joint Powers Authority (JPA) As limited by JPA N/A As limited by JPA Supranational obligations 30% 5 Years 100% Rated “AA” or better by an NRSRO Local Agency Investment Fund (LAIF) As Limited by LAIF N/A As limited by LAIF 13.0 EXTERNALLY MANAGED INVESTMENT POOLS, MUTUAL FUNDS AND SEPARATE ACCOUNTS The County Treasurer may invest a portion of the investment pool assets in investment pools, mutual funds, and separate account investment funds managed by the external investment managers. A thorough due diligence shall be conducted on the external investment managers and the pool/funds prior to investing, and on a continual basis. 14.0 PORTFOLIO MANAGEMENT ACTIVITY 14.1 Passive Portfolio Management: (See Section 6.0., General Strategy) 14.2 Purchase of Investment Securities: Investment Securities will be purchased in the most cost effective and efficient manner by using a competitive bidding process. However, the investment securities may or may not carry the highest coupon or yield at the time of purchase after taking into consideration the various limitations of the Investment Policy and risks. ESG investments may be considered so long as such investments achieve equivalent safety, liquidity, and yield compared to other investment opportunities. 316 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 19 14.3 Reviewing and Monitoring of the Portfolio: The portfolio is closely monitored on a regular basis for compliance purposes. Both monthly and quarterly reports will review portfolio investments to ensure they are kept track of in a timely manner. The reports will also monitor the County Treasurer’s investment practices and the results of such practices. 14.4 Portfolio Adjustments: Certain actions may be taken if the portfolio becomes out of compliance. For instance, should a concentration limitation be exceeded due to an incident such as a fluctuation in portfolio size, the affected securities may be held to maturity to avoid losses; however, the County Treasurer may choose to rebalance the portfolio earlier to bring it back into compliance if the portfolio will not suffer any losses for selling the investment prior to maturity. 14.5 Performance Standards: The investment portfolio will be managed in accordance with the parameters specified within this Policy. The portfolio should obtain a market average rate of return during a market/economic environment of stable interest rates. A series of appropriate benchmarks, such as 6-month US Treasury Bill, Fed Funds Rates Index, may be referenced for comparison purposes. However, the benchmarks may change as appropriate based on the duration of the investment pool and/or cash flow requirements. 15.0 REPORTING 15.1 Methodology: The County Treasurer shall prepare an investment report at least quarterly, including a management summary that provides an analysis of the status of the current investment portfolio and transactions made over the last quarter. This management summary will be prepared in a manner which will allow the County Treasurer to ascertain whether investment activities during the reporting period have conformed to the investment policy. The report shall be provided to the Chief Administrative Officer, the County Auditor, the Board of Supervisors, Treasury Oversight Committee and any pool participants [Government Code 27133(e), and 53646(b)]. The report will include the following: 1. The type of investment, issuer, date of maturity, par and dollar amount invested on all securities, investments and money held by the County Treasurer. 2. A description of any of the local agency's funds, investments, or programs that are under the management of contracted parties, including lending programs. 3. A current market value as of the date of the report of all securities held by the local agency, and under management of any outside party that is not also a local agency or the State of California Local Agency Investment Fund, and the source of this same valuation. 4. A statement that the portfolio is in compliance with the investment policy, or the manner in which the portfolio is not in compliance. 5. A statement denoting the ability of the County Treasurer to meet its pool's expenditure requirements for the next six months, or an explanation as to why sufficient money may not be available. 6. Listing of individual securities by type and maturity date held at the end of the reporting period. A. PLEDGE REPORT: Any securities that are pledged or loaned for any purpose shall be reported in the Quarterly Investment Report. The transaction details will be provided, including purpose, beginning and termination dates and all parties to the contract. 317 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 20 The security descriptions as to type, name, maturity date, coupon rate, CUSIP and other material information will be included. B. REVERSE REPURCHASE AGREEMENTS REPORT: All reverse repurchase agreements entered into, whether active or inactive by the end of each quarter, shall be reported in the Treasurer’s Quarterly Investment Report. 7. Realized and unrealized gains or losses resulting from appreciation or depreciation by listing the cost and market value of securities over one-year duration that are not intended to be held until maturity. 8. Average maturity and duration of portfolio on investments as well as the yield to maturity of the portfolio as compared to applicable benchmarks. 9. Percentage of the total portfolio which each type of investment represents. 10. Whatever additional information or data may be required by the legislative body of the local agency. 15.2 Marking to Market: The market value of the portfolio shall be calculated at least quarterly and a statement of the market value of the portfolio shall be issued at least quarterly. This will ensure that a review of the investment portfolio, in terms of value and price volatility, has been performed on a regular basis. 16.0 COMPENSATION In accordance with Government Code §§27013 and 53684, the County Treasurer will charge all pool participants for administrative and overhead costs. Costs include, but are not limited to, employee salaries and benefits, portfolio management, bank and custodial fees, software maintenance fees and other indirect costs incurred from handling and managing funds. In addition, when applicable, the costs associated with the Treasury Oversight provisions of Government Code §§ 27130-27137 shall be included as administrative costs. Costs will be deducted from interest earnings on the pool prior to apportioning and payment of interest. The County Treasurer shall annually prepare a proposed budget providing a detailed itemization of all estimated costs which comprise the administrative fee charged in accordance with Government Code §27013. The administrative fee will be subject to change. Fees will be deducted from interest earnings. 16.1 Deduction of Costs: At the discretion of the County Treasurer, the County Treasurer may deduct actual administrative costs and may make any adjustments from the interest earnings and apportions the remaining earnings to all participants based on the positive average daily balance (Government Code 53684(b)). 16.2 Directed Investments Costs: At the discretion of the County Treasurer, the County Treasurer may deduct from interest earnings the actual administrative costs of such directed investments (Government Code §27013). 17.0 CALCULATING AND APPORTIONING POOL EARNINGS The Investment Pool Fund is comprised of monies from multiple units of the County, agencies, school districts and special districts. Each entity has unique cash flow demands, which dictate the type of investments the Treasurer’s Office may purchase. To ensure parity among the pool members when apportioning interest earnings, the following procedures have been developed: 1. Interest is apportioned on at least a quarterly basis in accordance with Government Code §53684. 318 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 21 2. Interest is apportioned to pool participants based on the participant’s average daily fund balance and the total average daily balance of deposits in the investment pool. 3. Interest is calculated on a cash basis for all investments in the County Treasurer’s investment pool and reported to the Auditor-Controller for distribution into the funds of the participants. 4. Interest earned on the directed investments is credited to pool participants on a cash basis. Administrative costs are determined annually by the County Treasurer based on actual administrative and overhead costs incurred in the previous year. 5. The negative average daily fund balance will be charged interest at the rate of interest that is being apportioned. 18.0 DEPOSITS AND WITHDRAWALS IN THE TREASURY 18.1 Deposit by Voluntary Participants Following are the terms and conditions for depositing funds for investment purposes by voluntary participants, i.e. entities that are not legally required to deposit their funds in the County Treasury. 18.1.a Resolution by the County Board of Supervisors authorizing the acceptance of outside participants by the County Treasury. 18.1.b Resolution by the legislative or governing body of the local agency (voluntary participant) authorizing the investment of funds pursuant to Government Code 53684. 18.1.c Treasury investments will be directed transactions. For each transaction, The local agency (voluntary participant) must indicate the fund source, the amount to be invested and the duration of the investment. 18.2 Withdrawal Request The Treasurer’s Office has established the Withdrawal of Funds Policy for all Treasury Investment Pool participants who seek to withdraw funds from the County Treasury Investment Pool for various purposes. In accordance with California State Government Code Section 27136, all participants having funds on deposit in the Pool and seeking to withdraw their funds, shall first submit a formal written request to the County Treasurer. The County Treasurer shall evaluate the withdrawal proposals of all Pool participants upon receipt of the written requests. The evaluation process may take up to 30 days. The County Treasurer reserves the right to reject any request for withdrawal if it is in the Treasurer’s opinion after thorough evaluation, that the withdrawal will violate applicable laws and/or governing documents, compromise Treasurer’s fiduciary responsibility, adversely impact the stability of the Pool, or harm the interests of any Pool Participant. Such rejection shall prevent the withdrawal of the funds. Typically, participants make withdrawals for the following two reasons: a) regular operations and b) investing or depositing funds outside the Pool in accordance with California State Government Code Section 27136 (a). The County Treasurer seeks to honor all written withdrawal requests for regular operating purposes that are approved by the County Auditor-Controller’s Office in a timely fashion. However, the County Treasurer recognizes that occasionally the Pool participants may request large amounts in withdrawals to cover unexpected operational needs. To accommodate such withdrawals and allow for adequate time for adjustments to the liquidity position of the Pool, the County Treasurer expects all Pool Participants to submit their written requests within the following timeframes: i) Withdrawals of Up to $1 million – prior to 8:00 a.m. for same day disbursement ii) Withdrawals of between $1 million to $10 million – 1 business day in advance of disbursement iii) Withdrawals of more than $10 million – 3 business day in advance of disbursement 319 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 22 Withdrawals of investment deposits from the County Treasury Investment Pool by any Pool participant shall coincide with investment maturities and/or authorized sale of securities by authorized personnel of the Pool Participant. Except for funds in the California State Local Agency Investment Fund, a five-business-days notification may be required when authorized sale of securities is involved. In the event that the Treasurer must liquidate investments in order to honor the withdrawal request, the Participant who requests the withdrawal shall be subject to all expenses associated with the liquidation, including, but not limited to loss of principal and interest income, withdrawal penalties, and associated fees. To maintain full fiduciary responsibility for investment and administration of the Pool, the County Treasurer shall NOT permit statutory participants to withdraw funds from and subsequently deposit the funds outside the Pool for the purpose of investments without prior approval of the County Treasurer. As permitted by the Government Code Section 53635, upon request the County Treasurer may enter into an investment agreement with a third-party investment manager on behalf of statutory participants. However, the funds shall remain in the Pool during the entire agreement period under the care of the custodian bank retained by the County Treasurer. Voluntary participants may withdraw funds from and subsequently deposit the funds outside the Pool for investment purposes upon the County Treasurer’s approval. However, such withdrawals shall be made for the entire amount of the participant’s funds deposited in the Pool. Upon completion of such withdrawals, the voluntary participants will no longer be able to participate in the Pool or receive further services from the County Treasurer’s Office. NO partial withdrawals from the Pool for investment purposes are permitted. Please refer to the Withdrawal of Funds Policy, which is maintained as a separate document, for detailed guidelines and procedures. 19.0 TEMPORARY BORROWING OF POOL FUNDS Section 6 of Article XVI of the California Constitution provides in part that "the treasurer of any city, county, or city and county shall have power and the duty to make such temporary transfers from the funds in custody as may be necessary to provide funds for meeting the obligations incurred for maintenance purposes by city, county, city and county, district, or other political subdivision whose funds are in custody and are paid out solely through the treasurer's office." The County Auditor-Controller and the County Treasurer shall make a temporary transfer of funds to the requesting agency, not to exceed 85% of the amount of money which will accrue to the agency during the fiscal year, provided that the amount of such transfer has been determined by the County Auditor-Controller to be transferable under the constitutional and statutory provisions cited in Article XVI and has been certified by the County Treasurer-Tax Collector to be available. Such temporary transfer of funds shall not be made prior to the first day of the fiscal year nor after the last Monday in April of the current fiscal year. 20.0 INVESTMENT OF BOND PROCEEDS The County Treasurer shall invest bond proceeds using the standards of this Investment Policy. The bond proceeds will be invested in securities permitted by the bond documents. If the bond documents are silent, the bond proceeds will be invested in securities permitted by this Policy. 21.0 BUSINESS CONTINUITY PLAN The Contra Costa County Treasurer’s Business Continuity Plan includes critical phone numbers and addresses of key personnel as well as active bankers and brokers/dealers. Laptops, tablets, smart phones, and other equivalent electronic devices shall be issued to key personnel for 320 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 23 communicating between staff, bank and brokers/dealers. Copies of the plan shall be distributed to the treasury staff: the Assistant County Treasurer, the Treasurer’s Investment Officer, the Treasurer’s Investment Operations Analyst, the Accountant, and the Accounting Technician. The treasury staff shall interact with one another by home phone, cell phone, or e-mail to decide an alternate location from which to conduct daily operations. In the event treasury staff is unable to conduct normal business operations, the custodial bank will automatically sweep all uninvested cash into an interest-bearing account at the end of the business day. Until normal business operations have been restored, the limitations on the size of an individual issuer and the percentage restrictions by investment type would be allowed to exceed those approved in this investment policy. 22.0 POLICY CONSIDERATIONS 22.1 Exemption Any investment currently held that does not meet the guidelines of this policy shall be exempted from the requirements of this policy. At maturity or liquidation, such monies shall be reinvested only as provided by this policy. 22.2 Amendments This policy shall be reviewed on an annual basis. Any changes must be approved by the County Treasurer and any other appropriate authority. 321 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 24 APPROVED BROKERS Alamo Capital California Arbitrage Management Program Daiwa Capital Markets America Inc. Falcon Square Capital JP Morgan Securities LLC Mischler Financial Group Moreton Capital Markets LLC Public Financial Management, Incorporated RBC Capital Markets, LLC Stifel, Nicolaus & Company, Inc. TD Securities (USA) LLCUBS Financial Services, Inc. US Bancorp Advisors Wells Fargo Securities Note: The County Treasury will not be limited to the above list. Others will be included as long as all conditions for authorized brokers and/or dealers set forth in this policy are met. Additionally, deletions and additions are based on many factors including the quality of services provided by the broker/dealers. The County Treasury reserves the right to delete an Approved Broker without cause and without prior notice. 322 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 25 APPROVED ISSUERS American Honda Finance Apple Inc Australia & New Zealand Banking Group Bank of America Bank of Montreal Bank of Nova Scotia Berkshire Hathaway BNP Paribas Cisco Systems Inc Citigroup Coca-Cola Co. Commonwealth of Bank of Australia Credit Agricole SA Deere & Company Deutsche Bank Financial LLC Prudential Procter & Gamble Co Rabobank Nederland New York Royal Bank of Canada Societe Generale NA Standard Chartered Bank State Street Bank and Trust Co Svenska Handelsbanken AB Toronto-Dominion Bank Toyota Motor Credit Corp UBS Financial U.S. Bancorp Walmart Walt Disney Company Wells Fargo Bank Westpac Banking Corp Westamerica Bank General Electric Co General Electric Capital Corp HSBC Bank USA Intel Corp JP Morgan Chase & Co John Deere Capital Corporation Johnson & Johnson Koch Industries, Inc. McDonald’s Corporation MicroSoft Corp MUFG Bank National Australia Bank Nestle Capital Corp Nordea Bank AB Oracle Corp Pepsico Inc PNC Bank NA Note: The County Treasury may or may not invest in the Approved Issuers and will not be limited to the above list in making investments. Other issuers may be considered as the County Treasury performs additional due diligence on each investment decision. The list does not reflect the actual portfolio holdings managed by the County Treasury. 323 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 26 APPROVED PRIMARY DEALERS ASL Capital Markets Inc. Bank of Montreal, Chicago Branch Bank of Nova Scotia, New York Agency BNP Paribas Securities Corp. Barclays Capital Inc. BofA Securities, Inc. Cantor Fitzgerald & Co. Citigroup Global Markets, Inc. Daiwa Capital Markets America Inc. Deutsche Bank Securities Inc. Goldman, Sachs & Co. LLC HSBC Securities (USA) Inc. Jefferies LLC J.P. Morgan Securities Inc. Mizuho Securities USA Inc. Morgan Stanley & Co. LLC NatWest Markets Securities Inc. Nomura Securities International, Inc. RBC Capital Markets, LLC Santander US Capital Markets LLC Societe Generale, New York Branch TD Securities (USA) LLC UBS Securities LLC. Wells Fargo Securities, LLC Note: The above list consists of primary dealers that serve as trading counterparties of the Federal Reserve Bank of New York in its implementation of monetary policy. These primary dealers are required to participate in all auctions of U.S. government debt. Treasury Staff will perform additional due diligence on each investment decision, and hence, may or may not use the primary dealers listed above. 324 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 27 CONFLICT OF INTEREST CODE For the TREASURER-TAX COLLECTOR’S OFFICE This Conflict of Interest Code is promulgated under the authority of the Political Reform Act, Government Code §81000, et seq., which requires all state and local government agencies to adopt and promulgate conflict of interest codes. Section 18730 of Title 2, Division 6 of the California Code of Regulations, as adopted by the Fair Political Practices Commission (FPPC) contains the terms of a standard conflict of interest code, which may be incorporated by reference and may be amended by the FPPC after public note and hearings to conform to amendments in the Political Reform Act. Therefore, the terms of Section 18730 of Title 2, Division 6 of the California Code of Regulations and any amendments to it duly adopted by the FPPC are hereby incorporated by reference and, along with the below stated Disclosure Categories, constitute the Conflict of Interest Code of the Treasurer-Tax Collector’s Office of Contra Costa County. Employees in the designated positions below shall file a Statement of Economic Interest (Form 700) with the Executive Secretary, designated as the filing officer, who will make the statements available for public inspection and reproduction. (California Government Code §81008) Upon receipt of the statements for the Treasurer-Tax Collector and positions that manage public investments, the Filing Officer will make and retain copies and forward the originals to the Contra Costa County Clerk-Recorder- Elections Department. (Government Code § 87500) DESIGNATED POSITIONS CLASS/JOB CODE TITLE ASSIGNED CATEGORY County Treasurer-Tax Collector* 1 Assistant County Treasurer 1 Treasurer’s Investment Officer* 1 Treasurer’ Investment Operations Analyst 1 Assistant County Tax-Collector 1 Tax Operations Supervisor 1 Executive Secretary – Exempt 2 Treasurer Oversight Committee members 2 Consultants** 1 * Pursuant to Government Code section 87314, the individuals occupying these designated positions are required to file a Form 700-Statement of Economic Interests as a public official who manages public investments within the meaning of Government Code Section 87200. ** The Treasurer-Tax Collector will determine in writing whether a consultant is hired to perform a range of duties that requires the consultant to comply with the disclosure requirements. The written determination is a public record and the Filing Officer will retain the determination for public inspection. 325 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 28 DISCLOSURE CATEGORIES General Rule An investment, interest in real property, or income is reportable if the business entity in which the investment is held, the interest in real property, or the income or source of income may foreseeably be affected materially by any decision made or participated in by the designated employee by virtue of the employee’s position. 1. Designated Employees in Category “1” must report: a. All investments, interests in real property, and income, and any business entity in which the employee is a director, officer, partner, trustee, employee, or hold any position in management. Financial interests are reportable only if located within Contra Costa County or if the business entity is doing business or planning to do business in the County (and such plans are known by the designated employee) or has done business within the County at any time during the two years prior to the filing of the statement. b. Investments in any business entity, and income from any source and status as a director, officer, partner, trustee, employee, or hold of a position of management in any business entity, which has within the last two years contracted or foreseeably may contract with Contra Costa County, or with any special district or other public agency within the County, to provide services, supplies, materials, machinery or equipment to such County, district, or public agency. 2. Designated Employees in Category “2” must report: Investments in any business entity, income from any source and status as a director, officer, partner, trustee, employee or holder of a position of management in any business entity, which has within the last two years contracted, or foreseeably may contract, with Contra Costa County to provide services, supplies, materials, machinery or equipment to the Office the Treasurer-Tax Collector. 326 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 29 GLOSSARY OF TERMS ACCRUED INTEREST The accumulated interest due on a bond as of the last interest payment made by the issuer. AGENCY A debt security issued by a federal or federally sponsored agency. Federal agencies are backed by the full faith and credit of the U.S. Government. Federally sponsored agencies (FSAs) are backed by each particular agency with a market perception that there is an implicit government guarantee. An example of federal agency is the Government National mortgage Association (GNMA). An example of a FSA is the Federal National Mortgage Association (FNMA). AMORTIZATION The systematic reduction of the amount owed on a debt issue through periodic payments of principal. AVERAGE LIFE The average length of time that an issue of serial bonds and/or term bonds with a mandatory sinking fund feature is expected to be outstanding. BANKERS ACCEPTANCES A time bill of exchange drawn on and accepted by a commercial bank to finance the exchange of goods. When a bank “accepts” such a bill, the time draft becomes, in effect, a predated, certified check payable to the bearer at some future specified date. The commercial bank assumes primary liability once the draft is accepted. BASIS POINT A unit of measurement used in the valuation of fixed-income securities equal to 1/100 of one percent of yield. For example, if interest rates increase from 8.25% to 8.50%, the difference is referred to as a 25-basis-point increase. BENCHMARK A comparative base for measuring the performance or risk tolerance of the investment portfolio. A benchmark should represent a close correlation to the level of risk and the average duration of the portfolio’s investment. BID The indicated price at which a buyer is willing to purchase a security or commodity. BLUE SKY LAWS Common term for state securities law, which vary from state to state. Generally refers to provision related to prohibitions against fraud, dealer and broker regulations and securities registration. BOND A bond is essentially a loan made by an investor to a division of the government, a government agency or a corporation. The bond is a promissory note to repay the loan in full at the end of a fixed time period. The date on which the principal must be repaid is called the maturity date or maturity. In addition, the issuer of the bond, that is the agency or corporation receiving the loan proceeds and issuing the promissory note, agrees to make regular payments of interest at a rate initially stated on the bond. Bonds are rated according to many factors, including cost, degree of risk and rate of income. BOOK VALUE Refers to value of a held security as carried in the records of an investor. May differ from current market value of the security. 327 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 30 BROKER/DEALER Any person engaged in the business of effecting transaction in securities in this state for the account of others or for her/his own account. Broker/dealer also includes a person engaged in the regular business of issuing or guaranteeing options with regard to securities not of her/his own issue. CALLABLE BOND A bond issue in which all or part of its outstanding principal amount may be redeemed before maturity by the issuer under specified conditions. CALL PRICE The price at which an issuer may redeem a bond prior to maturity. The price is usually at a slight premium to the bond’s original issue price to compensate the holder for the loss of income and ownership. CALL RISK The risk to the bondholder that a bond may be redeemed prior to maturity. CASH SALE/PURCHASE A transaction which calls for delivery and payment of securities on the same day that the transaction is initiated. CERTIFICATES OF DEPOSIT (CD) Certificates issued against funds deposited in a commercial bank for a definite period of time and earning a specified rate of return. They are issued in two forms, negotiable and non-negotiable. CLEAN UP CALL An action of a debt instrument issuer requiring early redemption of the instrument to reduce its own administrative expenses. This normally occurs when the principal outstanding is significantly reduced to a small amount, e.g., less than 10% of the original issue. COLLATERALIZATION Process by which a borrower pledges securities, property, or other deposits for the purpose of securing the repayment of a loan and/or security. COMMERCIAL PAPER Short-term, unsecured promissory notes issued in either registered or bearer form and usually backed by a line of credit with a bank. Maturities do not exceed 270 days and generally average 30-45 days. CONVEXITY A measure of a bond’s price sensitivity to changing interest rates. A high convexity indicates greater sensitivity of a bond’s price to interest rate changes. COUPON RATE The annual rate of interest received by an investor from the issuer of certain types of fixed-income securities. Also known as the “interest rate.” CREDIT QUALITY The measurement of the financial strength of a bond issuer. This measurement helps an investor to understand an issuer’s ability to make timely interest payments and repay the loan principal upon maturity. Generally, the higher the credit quality of a bond issuer, the lower the interest rate paid by the issuer because the risk of default is lower. Credit quality ratings are provided by nationally recognized rating agencies. CREDIT RISK The risk to an investor that an issuer will default in the payment of interest and/or principal on a security. CURRENT YIELD (CURRENT RETURN) A yield calculation determined by dividing the annual interest received on a security by the current market price of that security. 328 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 31 CUSIP NUMBERS CUSIP is an acronym for Committee on Uniform Security Identification Procedures. CUSIP numbers are identification numbers assigned each maturity of a security issue and usually printed on the face of each individual security in the issue. The CUSIP numbers are intended to facilitate identification and clearance of securities. DELIVERY VERSUS PAYMENT (DVP) A type of securities transaction in which the purchaser pays for the securities when they are delivered either to the purchaser or his/her custodian. DERIVATIVE SECURITY Financial instrument created from, or whose value depends upon, one or more underlying assets or indexes of asset values. DISCOUNT The amount by which the par value of a security exceeds the price paid for the security. DIVERSIFICATION A process of investing assets among a range of security types by sector, maturity, and quality rating. DURATION A measure of the timing of the cash flows, such as the interest payments and the principal repayment, to be received from a given fixed-income security. This calculation is based on three variables: term to maturity, coupon rate, and yield to maturity. The duration of a security is a useful indicator of its price volatility for given changes in interest rates. EARNINGS APPORTIONMENT The quarterly interest distribution of the Pool Participants where the actual investment costs incurred by the Treasurer are deducted from the interest earnings of the Pool. ESG INVESTING Also known as “socially responsible investing,” “impact investing,” and “sustainable investing” refers to investing which prioritizes optimal environmental, social, and governance (ESG) factors or outcomes. FAIR VALUE The amount at which an investment could be exchanged in a current transaction between willing parties, other than in a forced or liquidation sale. FEDERAL FUNDS (FED FUNDS) Funds placed in Federal Reserve banks by depository institutions in excess of current reserve requirements. These depository institutions may lend fed funds to each other overnight or on a longer basis. They may also transfer funds among each other on a same-day basis through the Federal Reserve banking system. Fed funds are considered to be immediately available funds. FEDERAL FUNDS RATE Interest rate charged by one institution lending federal funds to the other. FEDERAL OPEN MARKET COMMITTEE (FOMC) This committee sets Federal Reserve guidelines regarding purchases and sales of government securities in the open market as a means of influencing the volume of bank credit and money. FIDUCIARY An individual who holds something in trust for another and bears liability for its safekeeping. FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) FINRA is an independent, nongovernmental organization that writes and enforces the rules governing registered brokers and broker-dealer firms in the United States. Its stated mission is “to safeguard the investing public against fraud and bad practices.” FINRA regulates the trading of equities, corporate bonds, securities futures, and options. 329 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 32 Unless a firm is regulated by a different self-regulatory organization, it is required to be a FINRA member firm to do business. FLOATING RATE NOTE A debt security whose interest rate is reset periodically (monthly, quarterly, annually) and is based on a market index (e.g., Treasury bills, LIBOR, etc.). FUTURES Commodities and other investments sold to be delivered at a future date. GOVERNMENT SECURITIES An obligation of the U.S. government, backed by the full faith and credit of the government. These securities are regarded as the highest quality of investment securities available in the U.S. securities market. See “Treasury Bills, Notes and Bonds.” INTEREST RATE See “Coupon Rate.” INTERNAL CONTROLS An internal control structure is designed to ensure that the assets of the Treasurer’s Investment Pool are protected from loss, theft, or misuse, and to provide reasonable assurance that this objective is met. The concept of reasonable assurance recognizes that (1) the cost of a control should not exceed the benefits likely to be derived and (2) the valuation of costs and benefits requires estimates and judgments by management. Internal controls should address the following points: 1. Control of collusion—Collusion is a situation where two or more employees are working in conjunction to defraud their employer. 2. Separation of transaction authority from accounting and record keeping—By separating the person who authorizes or performs the transaction from the people who record or otherwise account for the transaction, a separation of duties is achieved. 3. Custodial safekeeping—Securities purchased from a bank or dealer including appropriate collateral (as defined by state law) shall be placed with an independent third party for custodial safekeeping. 4. Avoidance of physical delivery securities—Book-entry securities are much easier to transfer and account for since actual delivery of a document never takes place. Delivered securities must be properly safeguarded against loss or destruction. The potential for fraud and loss increases with physically delivered securities. 5. Clear delegation of authority to subordinate staff members—Subordinate staff members must have a clear understanding of their authority and responsibilities to avoid improper actions. Clear delegation of authority also preserves the internal control structure that is contingent on the various staff positions and their respective responsibilities. 6. Written confirmation of transactions for investments and wire transfers—Due to the potential for error and improprieties arising from telephone and electronic transactions, all transactions should be supported by written communications and approved by the appropriate person. Written communications may be via fax if on letterhead and if the safekeeping institution has a list of authorized signatures. 7. Development of a wire transfer agreement with the lead bank and third-party custodian—The designated official should ensure that an agreement will be entered into and will address the following points: controls, security provisions, and responsibilities of each party making and receiving wire transfers. 330 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 33 INVERSE FLOATERS An adjustable interest rate note keyed to various indices such as LIBOR, commercial paper, federal funds, treasuries and derivative structures. The defined interest rate formula is the opposite or inverse of these indices. Interest rates and pay dates may reset daily, weekly, monthly, quarterly, semi-annually or annually. INVERTED YIELD CURVE A chart formation that illustrates long-term securities having lower yields than short-term securities. This configuration usually occurs during periods of high inflation coupled with low levels of confidence in the economy and a restrictive monetary policy. INVESTMENT COMPANY ACT OF 1940 Federal legislation which sets the standards by which investment companies, such as mutual funds, are regulated in the areas of advertising, promotion, performance reporting requirements, and securities valuations. INVESTMENT POLICY A concise and clear statement of the objectives and parameters formulated by the investor or investment manager for a portfolio of investment securities. INVESTMENT-GRADE OBLIGATIONS An investment instrument suitable for purchase by institutional investors under the prudent person rule. Investment-grade is restricted to those obligations rated BBB or higher by a rating agency. LIQUIDITY Usually refers to the ability to convert assets (such as investments) into cash. LOCAL AGENCY INVESTMENT FUND (LAIF) The State of California investment pool in which money of local agencies is pooled as a method for managing and investing local funds. MAKE WHOLE CALL A type of call provision on a bond allowing the borrower to pay off remaining debt early. The borrower has to make a lump sum payment derived from a formula based on the net present value of future coupon payments that will not be paid because of the call. MARK TO MARKET Valuing the inventory of held securities at its current market value. MARKET RISK The risk that the value of a security will rise or decline as a result of changes in market conditions. MARKET VALUE Price at which a security can be traded in the current market. MASTER REPURCHASE AGREEMENT A written contract covering all future transactions between the parties to repurchase-reverse repurchase agreements that establishes each party’s rights in the transaction. A master agreement will often specify, among other things, the right of the buyer-lender to liquidate the underlying securities in the event of default by the seller-borrower. MATURITY The date upon which the principal of a security becomes due and payable to the holder. MEDIUM-TERM NOTES (MTNS) Corporate debt obligations continuously offered in a broad range of maturities. MTNs were created to bridge the gap between commercial paper and corporate bonds. The key characteristic of MTNs is that they are issued on a continuous basis. MONEY MARKET INSTRUMENTS Private and government obligations of one year or less. 331 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 34 MONEY MARKET MUTUAL FUNDS Mutual funds that invest solely in money market instruments (short- term debt instruments, such as Treasury bills, commercial paper, banker’s acceptances, repos and federal funds). MUTUAL FUND An investment company that pools money and can invest in a variety of securities, including fixed-income securities and money market instruments. Mutual funds are regulated by the Investment Company Act of 1940 and must abide by the following Securities and Exchange Commission (SEC) disclosure guidelines: 1. Report standardized performance calculations. 2. Disseminate timely and accurate information regarding the fund’s holdings, performance, management and general investment policy. 3. Have the fund’s investment policies and activities supervised by a board of trustees, which are independent of the adviser, administrator or other vendor of the fund. 4. Maintain the daily liquidity of the fund’s shares. 5. Value their portfolios on a daily basis. 6. Have all individuals who sell SEC-registered products licensed with a self-regulating organization (SRO) such as the National Association of Securities Dealers (NASD). 7. Have an investment policy governed by a prospectus which is updated and filed by the SEC annually. MUTUAL FUND STATISTICAL SERVICES Companies that track and rate mutual funds, e.g., IBC/Donoghue, Lipper Analytical Services and Morningstar. NEGOTIABLE CERTIFICATES OF DEPOSIT May be sold by one holder to another prior to maturity. This is possible because the issuing bank agrees to pay the amount of the deposit plus interest earned to the bearer of the certificate at maturity. NET ASSET VALUE The market value of one share of an investment company, such as a mutual fund. This figure is calculated by totaling a fund’s assets which includes securities, cash, and any accrued earnings, subtracting this from the fund’s liabilities and dividing this total by the number of shares outstanding. This is calculated once a day based on the closing price for each security in the fund’s portfolio. (See below) [(Total assets) – (Liabilities]/(Number of shares outstanding) NO LOAD FUND A mutual fund which does not levy a sales charge on the purchase of its shares. NOMINAL YIELD The stated rate of interest that a bond pays its current owner, based on par value of the security. It is also known as the “coupon,” “coupon rate,” or “interest rate.” NON-NEGOTIABLE CERTIFICATES OF DEPOSIT For public funds, these certificates are collateralized and are not money market instruments since they cannot be traded in the secondary market. They are issued on a fixed-maturity basis and often pay higher interest rates than are permissible on other savings or time-deposit accounts. OFFER The price of a security at which a person is willing to sell. 332 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 35 OPTION A contract that provides the right, but not the obligation, to buy or to sell a specific amount of a specific security within a predetermined time period. A call option provides the right to buy the underlying security. A put option provides the right to sell the underlying security. The seller of the contracts is called the writer. PAR Face value of principal value of a bond, typically $1,000 per bond. PAR VALUE The stated or face value of a security expressed as a specific dollar amount marked on the face of the security; the amount of money due at maturity. Par value should not be confused with market value. POSITIVE YIELD CURVE A chart formation that illustrates short-term securities having lower yields than long-term securities. PREMIUM The amount by which the price paid for a security exceeds par value, generally representing the difference between the nominal interest rate and the actual or effective return to the investor. PRIME RATE A preferred interest rate charged by commercial banks to their most creditworthy customers. Many interest rates are keyed to this rate. PRINCIPAL The face value or par value of a debt instrument. Also may refer to the amount of capital invested in a given security. PROSPECTUS A legal document that must be provided to any prospective purchaser of a new securities offering registered with the SEC. This can include information on the issuer, the issuer’s business, the proposed use of proceeds, the experience of the issuer’s management, and certain certified financial statements. PRUDENT PERSON RULE An investment standard outlining the fiduciary responsibilities of public funds investors relating to investment practices. RANGE NOTES A security whose rate of return is pegged to an index. The note defines the interest rate minimum or floor and the interest rate maximum or cap. An example of an index may be federal funds. The adjustable rate of interest is determined within the defined range of the funds. RATE OF RETURN The yield obtainable on a security based on its purchase price or its current market price. This may be the amortized yield to maturity on a bond and the current income return. REINVESTMENT RISK The risk that a fixed-income investor will be unable to reinvest income proceeds from a security holding at the same rate of return currently generated by that holding. REPURCHASE AGREEMENT OR RP OR REPO An agreement consisting of two simultaneous transactions whereby the investor purchases securities from a bank or dealer and the bank or dealer agrees to repurchase the securities at the same price on a certain future date. The interest rate on a RP is that which the dealer pays the investor for the use of his funds. Reverse repurchase agreements are the mirror image of the RPs when the bank or dealer purchases securities from the investor under an agreement to sell them back to the investor. 333 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 36 REVERSE REPURCHASE AGREEMENT (REVERSE REPO) An agreement of one party to sell securities at a specified price to a second party and a simultaneous agreement of the first party to repurchase the securities at a specified price or at a specified later date. RULE 2A-7 OF THE INVESTMENT COMPANY ACT Applies to all money market mutual funds and mandates such funds to maintain certain standards, including a 13-month maturity limit and a 90-day average maturity on investments, to help maintain a constant net asset value of one dollar ($1.00). SAFEKEEPING Holding of assets (e.g., securities) by a financial institution. SECURITIES LENDING A transaction wherein the Treasurer’s Pool transfers its securities to a broker/dealer or other entities for collateral which may be cash or securities and simultaneously agrees to return the collateral for the same securities in the future. SERIAL BOND A bond issue, usually of a municipality, with various maturity dates scheduled at regular intervals until the entire issue is retired. SETTLEMENT DATE The date used in price and interest computations, usually the date of delivery. SINKING FUND Money accumulated on a regular basis in a separate custodial account that is used to redeem debt securities or preferred stock issues. SLUGS An acronym for State and Local Government Series. SLUGS are special United States Government securities sold by the Secretary of the Treasury to states, municipalities and other local government bodies through individual subscription agreements. The interest rates and maturities of SLUGS are arranged to comply with arbitrage restrictions imposed under Section 103 of the Internal Revenue Code. SLUGS are most commonly used for deposit in escrow in connection with the issuance of refunding bonds. STRIPS US Treasury acronym for “separate trading of registered interest and principal of securities." Certain registered Treasury securities can be divided into separate interest and principal components, which may then be traded as separate entities. SUPRANATIONAL Supranational is an international organization, or union, whereby member states transcend national boundaries or interests to share in the decision-making and vote on issues pertaining to the wider grouping. Examples of supranational are International Bank for Reconstruction and Development, International Finance Corporation, European Union, and World Trade Organization. SWAP Generally refers to an exchange of securities, with essentially the same par value, but may vary in coupon rate, type of instrument, name of issuer and number of days to maturity. The purpose of the SWAP may be to enhance yield, to shorten the maturity or any benefit deemed by the contracting parties. TERM BONDS Bonds comprising a large part or all of a particular issue which come due in a single maturity. The issuer usually agrees to make periodic payments into a sinking fund for mandatory redemption of term bonds before maturity. TOTAL RETURN The sum of all investment income plus changes in the capital value of the portfolio. For mutual funds, return on an investment is composed of share price appreciation plus any realized 334 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 37 dividends or capital gains. This is calculated by taking the following components during a certain time period: (Price Appreciation) + (Dividends paid) + (Capital gains) = Total Return TREASURY SECURITIES Debt obligations of the United States Government sold by the Treasury Department in the form of bills, notes and bonds: 1. Bills Short-term obligations that mature in one year or less and are sold at a discount in lieu of paying periodic interest. 2. Notes Interest-bearing obligations that mature between one year and 10 years. 3. Bonds Interest-bearing long-term obligations that generally mature in 10 years or more. UNIFORM NET CAPITAL RULE SEC Rule 15C3-1 outlining capital requirements for brokers/dealers. U.S. AGENCY OBLIGATIONS Federal agency or United States government-sponsored enterprise obligations, participants, or other instruments. The obligations are issued by or fully guaranteed as to principal and interest by federal agencies or United States government-sponsored enterprises. U.S. TREASURY OBLIGATIONS Securities issued by the U.S. Treasury and backed by the full faith and credit of the United States. Treasuries are considered to have no credit risk and are the benchmark for interest rates on all other securities in the U.S. and overseas. The Treasury issues both discounted securities and fixed coupon notes and bonds. VOLATILITY A degree of fluctuation in the price and valuation of securities. “VOLATILITY RISK” RATING A rating system to clearly indicate the level of volatility and other non-credit risks associated with securities and certain bond funds. The ratings for bond funds range from those that have extremely low sensitivity to changing market conditions and offer the greatest stability of the returns (“S1+” by S&P) to those that are highly sensitive with currently identifiable market volatility risk (“S6” by S&P). WEIGHTED AVERAGE MATURITY (WAM) The average maturity of all the securities that comprise a portfolio. According to SEC rule 2a-7, the WAM for SEC registered money market mutual funds may not exceed 90 days and no one security may have a maturity that exceeds 397 days. WHEN ISSUED (WI) A conditional transaction in which an authorized new security has not been issued. All “when issued” transactions are settled when the actual security is issued. YIELD The current rate of return on an investment security generally expressed as a percentage of the security’s current price. YIELD-TO-CALL (YTC) The rate of return an investor earns from a bond assuming the bond is redeemed (called) prior to its nominal maturity date. YIELD CURVE A graphic representation that depicts the relationship at a given point in time between yields and maturity for bonds that are identical in every way except maturity. A normal yield curve may be alternatively referred to as a positive yield curve. YIELD-TO-MATURITY The rate of return yielded by a debt security held to maturity when both interest payments and the investor’s potential capital gain or loss are included in the calculation of return. 335 CONTRA COSTA COUNTY ANNUAL INVESTMENT POLICY FY 2024-2025 Page 38 ZERO-COUPON SECURITY A security that makes no periodic interest payments but instead is sold at a discount from its face value. 336 Contra Costa County Fire Protection District & UCOA Side Letter Page 1 of 3 SIDE LETTER AGREEMENT BETWEEN CONTRA COSTA COUNTY FIRE PROTECTION DISTRICT AND UNITED CHIEF OFFICERS ASSOCIATION This Side Letter is by and between United Chief Officers Association (“UCOA”) and the Contra Costa County Fire Protection District (“District”) (hereinafter collectively “the Parties.”) This side letter is effective the first of the month following approval of the Board of Supervisors. This side letter amends the Memorandum of Understanding (“MOU”) between the District and UCOA (July 1, 2023- June 30, 2027) to clarify that the District shall determine and calculate vacation and sick leave accrual balances for employees moving to/from 40-hour to 56-hour positions or assignments, and removes the monthly minimum amount of standby and emergency recall duty. The MOU shall be amended as follows: SECTION 10 - VACATION LEAVE 10.4 Accrual Conversions. For employees moving between 40-hour and 56-hour positions or assignments, accrual balances and monthly accrual rates will be converted to match the commensurate rates and proportion of accruals to the new maximum in the new bank at the time that the assignment is made. Any accruals utilized or earned will be calculated at the rate in effect when utilized or earned and then will be added or subtracted from the balance at the time the accruals are utilized or earned. For example, a 56-hour employee with six years of service and an accumulated total of 288 hours of vacation leave out of a maximum limitation of 384 hours who utilizes 24 hours of accruals prior to reassignment to a 40-hour position, will have 24 hours subtracted from the balance of 288 hours. Upon reassignment to a 40-hour position, the remaining balance of 264 hours will then be converted utilizing the appropriate ratio, in this case 0.625, resulting in a balance of 165 hours. Any accruals earned or utilized after the reassignment to the 40-hour position shall be calculated at the 40-hour rate. The conversion ratio is the monthly accrual rate of the new schedule divided by the monthly accrual rate of the old schedule. Conversion ratios and accrual balances shall be calculated by the District in accordance with the above methodology and shall be provided by the District to the Auditor-Controller’s Office for review. Remaining subsections in Section 10 will be renumbered accordingly. SECTION 11 – SICK LEAVE 11.2 Credit Accrued and Charges Against Sick Leave. Sick leave credits accrue at the following rates: DocuSign Envelope ID: E87891A6-8005-4550-8A26-A6668D59C9AA 271337 Contra Costa County Fire Protection District & UCOA Side Letter Page 2 of 3 1. Shift Personnel Accruals (56-hour week). Sick leave shall be accrued at the rate of fifteen (15) hours for each completed month of service. 2. Day Personnel Accruals (40-hour week). Sick leave shall be accrued at the rate of eight (8) hours for each completed month of service. 3. General Terms a. Unused sick leave credits accumulate without limit. b. Credits to and charges against sick leave shall be made in minimum amounts of one (1) minute increments and may not be rounded. c. For employees moving between 40-hour and 56-hour positions or assignments, accrual balances will be converted to match the same rates and proportion of accruals in the new bank at the time that the assignment is made. Any accruals utilized or earned will be calculated at the rate in effect when utilized or earned and then will be added or subtracted from the balance at the time the accruals are utilized or earned. For example, a 56-hour employee with a sick leave balance of 233 hours who utilizes 24 hours of sick leave prior to reassignment to a 40-hour position shall have the 24 hours subtracted from the 233 hour balance. The remaining 209 hours will then be converted utilizing the appropriate ratios determined by the District to the 40- hour balance, in this case the ratio being 0.5333 and the resulting balance is 111.47. Any sick leave earned or utilized after the reassignment to the 40-hour position shall be calculated at the 40- hour rate. The conversion ratio is the monthly accrual rate of the new schedule divided by the monthly accrual rate of the old schedule. For example, when converting to a 56-hour schedule at 15 hours of sick leave per month from a 40-hour schedule at 8 hours of sick leave per month, the conversion ratio is 15/8 or 1.875. Conversion ratios and accrual balances shall be calculated by the District in accordance with the above methodology and shall be provided by the District to the Auditor-Controller’s Office for review. cd. When an employee is separated other than through retirement, accumulated sick leave credits shall be canceled, unless the separation results from layoff, in which case the accumulated credits shall be restored if employee is re-employed in a permanent position within the period of the individual’s layoff eligibility. DocuSign Envelope ID: E87891A6-8005-4550-8A26-A6668D59C9AA 272338 Contra Costa County Fire Protection District & UCOA Side Letter Page 3 of 3 de. As of the date of retirement, an employee’s accumulated sick leave is converted to retirement time on the basis of one day of retirement service credit for each day of accumulated sick leave credit according to the policies and regulations of the Retirement Office. SECTION 26 – OTHER TERMS OF EMPLOYMENT 26.8 Emergency Recall and Standby. Standby and emergency recall is a requirement of all classifications covered under this agreement. Administration and assignment of standby and emergency recall shall be at the District’s discretion. Employees will be assigned to standby and emergency recall duty for a minimum of eight (8) days each month for 56-hour personnel, and twelve (12) days each month for 40-hour personnel. Beginning August 1, 2023, the former differential for emergency recall and standby in the amount of five percent (5.0%) of monthly base salary shall be rolled into base pay for all classifications represented by the Association. The Association understands and agrees that employees are compensated for emergency recall and standby in their base pay and that no additional differentials or special pays will be provided. All other subsections of Section 10 – Vacation Leave, Section 11 – Sick Leave, and Section 26 – Other Terms of Employment remain unchanged by this Side Letter This Side Letter will remain in effect for the term of the current MOU between the District and UCOA (July 1, 2023 – June 30, 2027). The terms of the Side Letter will be incorporated into the successor MOU unless otherwise negotiated by the parties. All other terms and conditions of the current MOU between the District and UCOA remain unchanged by this Side Letter. Date: _____________ Contra Costa County Fire Protection District: (Signature / Printed Name) United Chief Officers Association: (Signature / Printed Name) ________________ / _______________ ________________ / _______________ ________________ / _______________ ________________ / _______________ ________________ / _______________ ________________ / _______________ ________________ / _______________ ________________ / _______________ ________________ / _______________ ________________ / _______________ DocuSign Envelope ID: E87891A6-8005-4550-8A26-A6668D59C9AA Paul Silva Kevin Platt Lewis Broschard Aaron McAlister Charles Stark David Sanford 3/22/2024 Rebecca Cox 273339 Contra Costa County & Teamsters, Local 856 Side Letter Page 1 of 2 SIDE LETTER BETWEEN CONTRA COSTA COUNTY AND Teamsters, Local 856 This side letter is by and between Teamsters, Local 856 (“Union”) and the County of Contra Costa ("County") (herein after “the Parties”). This Side Letter is effective on the first day of the month in which the Board of Supervisors approves it. The County and the Union have concluded their discussion of the findings of the salary study completed by June 30, 2023, which was conducted for specific classifications pursuant to Section 5.1.D. of the 2022-2026 Memorandum of Understanding ("MOU") between the Parties. As a result of the discussions, the parties agree to the following: Effective the first day of the month in which this Side Letter is approved by the Board of Supervisors, the base rate of pay for the following classifications will be increased as follows: Job Code Classification Title Percentage Increase VKWC Community Health Worker I 12.25% VKW1 Community Health Worker I – Project 12.25% VKVB Community Health Worker II 12.25% VKV1 Community Health Worker II – Project 12.25% VKTA Community Health Worker Specialist 12.25% GK7A Custodian I 8.50% GKWB Custodian II 8.50% GKTB Lead Custodian 8.50% LTWA Information Systems Specialist I 7.25% LTVA Information Systems Specialist II 7.25% LTTA Information Systems Specialist III 7.25% GWVC Stationary Engineer 6.25% GWTC Lead Stationary Engineer 6.25% LD7A Geographic Information Systems Technician 4.50% PEWK Telecommunications Infrastructure Specialist 13.25% PSWB Maintenance Worker I 3.00% PSVC Maintenance Worker II 3.00% PSTE Maintenance Worker III 3.00% PSNA Maintenance Worker IV 3.00% DocuSign Envelope ID: 61AA8955-983F-4568-84CA-065F13EEB6D2 269340 Contra Costa County & Teamsters, Local 856 Side Letter Page 2 of 2 The parties agree that this Side Letter concludes all discussions and obligations related to Section 5.1.D - Compensation Study of the MOU. Except as otherwise set forth herein, all other terms and conditions of the MOU between the County and the Union (July 1, 2022-June 30, 2026) remain unchanged by this Side Letter. Date: _______________ CONTRA COSTA COUNTY: Teamsters, Local 856: (Signature / Printed Name) (Signature / Printed Name) / / / / / / / / / / / / / / / / / / / / DocuSign Envelope ID: 61AA8955-983F-4568-84CA-065F13EEB6D2 Juan Escobar Miguel Gallegos Mark Jones Javier Gutierrez Abnesh Kishor Conrad Fromme Yahaira Galarza Sean Endriss Amber Beshears David Sanford Rebecca Cox 3/27/2024 270341