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HomeMy WebLinkAboutMINUTES - 07112023 - BOS Completed Min PktCALENDAR FOR THE BOARD OF SUPERVISORS CONTRA COSTA COUNTY AND FOR SPECIAL DISTRICTS, AGENCIES, AND AUTHORITIES GOVERNED BY THE BOARD BOARD CHAMBERS, ADMINISTRATION BUILDING, 1025 ESCOBAR STREET MARTINEZ, CALIFORNIA 94553-1229 JOHN GIOIA, CHAIR, 1ST DISTRICT FEDERAL D. GLOVER, VICE CHAIR, 5TH DISTRICT CANDACE ANDERSEN, 2ND DISTRICT DIANE BURGIS, 3RD DISTRICT KEN CARLSON, 4TH DISTRICT MONICA NINO, CLERK OF THE BOARD AND COUNTY ADMINISTRATOR, (925) 655-2075 PERSONS WHO WISH TO ADDRESS THE BOARD DURING PUBLIC COMMENT OR WITH RESPECT TO AN ITEM THAT IS ON THE AGENDA, MAY BE LIMITED TO TWO (2) MINUTES. A LUNCH BREAK MAY BE CALLED AT THE DISCRETION OF THE BOARD CHAIR. The Board meeting will be accessible in-person, via television, and via live-streaming to all members of the public. Board meetings are televised live on Comcast Cable 27, ATT/U-Verse Channel 99, and WAVE Channel 32, and can be seen live online at www.contracosta.ca.gov. Persons who wish to address the board during public comment or with respect to an item on the agenda may comment in person or may call in during the meeting by dialing 888-278-0254 followed by the access code 843298#. A caller should indicate they wish to speak on an agenda item, by pushing "#2" on their phone. Access via Zoom is also available using the following link: https://cccounty-us.zoom.us/j/87344719204 . Those participating via Zoom should indicate they wish to speak on an agenda item by using the “raise your hand” feature in the Zoom app. To provide contact information, please contact Clerk of the Board at clerkoftheboard@cob.cccounty.us or call 925-655-2000. Meetings of the Board are closed-captioned in real time. Public comment generally will be limited to two minutes. Your patience is appreciated. A Spanish language interpreter is available to assist Spanish-speaking callers. A lunch break or closed session may be called at the discretion of the Board Chair. Staff reports related to open session items on the agenda are also accessible online at www.contracosta.ca.gov. ANNOTATED AGENDA & MINUTES July 11, 2023            9:00 A.M. Convene, call to order and opening ceremonies. Closed Session A. CONFERENCE WITH LABOR NEGOTIATORS (Gov. Code § 54957.6) 1. Agency Negotiators: Monica Nino. Employee Organizations: Public Employees Union, Local 1; AFSCME Locals 512 and 2700; California Nurses Assn.; SEIU Locals 1021 and 2015; District Attorney Investigators’ Assn.; Deputy Sheriffs Assn.; United Prof. Firefighters I.A.F.F., Local 1230; Physicians’ & Dentists’ Org. of Contra Costa; Western Council of Engineers; United Chief Officers Assn.; Contra Costa County Defenders Assn.; Contra Costa County Deputy District Attorneys’ Assn.; Prof. & Tech. Engineers IFPTE, Local 21; and Teamsters Local 856. 2. Agency Negotiators: Monica Nino. Unrepresented Employees: All unrepresented employees. B. CONFERENCE WITH LEGAL COUNSEL--EXISTING LITIGATION (Gov. Code § 54956.9(d)(1)) Arianne Burns v. Contra Costa County, WCAB No. ADJ120097521. Howard Hendry v. Contra Costa County, WCAB Nos. ADJ10194524; ADJ13126988; ADJ062266; ADJ286025; ADJ0334974; ADJ0343614; ADJ8467462; ADJ9633827 2. C. PUBLIC EMPLOYMENT (Gov. Code, § 54957) Title: Veterans Service Officer Inspirational Thought- "The idea is to write it so that people hear it and it slides through the brain and goes straight to the heart." ~Maya Angelou Present: John Gioia, District I Supervisor; Candace Andersen, District II Supervisor; Diane Burgis, District III Supervisor; Ken Carlson, District IV Supervisor; Federal D. Glover, District V Supervisor Staff Present:Monica Nino, County Administrator  There were no announcements from Closed Session.   CONSIDER CONSENT ITEMS (Items listed as C.1 through C.118 on the following agenda) – Items are subject to removal from Consent Calendar by request of any Supervisor. Items removed from the Consent Calendar will be considered with the Discussion Items.   DISCUSSION ITEMS   D.1 CONSIDER adopting Resolution No. 2023/274, establishing the formal governance structure for the Contra Costa County Head Start program; Resolution No. 2023/498, establishing the formal process for resolving complaints involving the Head Start program; Resolution No. 2023/499, establishing the internal controls that apply to Head Start program funds, assets, and equipment; consider establishing the Head Start Committee, a standing committee of the Board of Supervisors responsible for making recommendations to the Board on key responsibilities related to program governance and improvement of the Head Start program; consider appointing Supervisor John Gioia as Chair and Supervisor Ken Carlson as Vice Chair of the Head Start Committee; and related Head Start program quality improvement plan actions. (Supervisor Gioia & Marla Stuart, Employment and Human Services Director)       Speaker: Caller 1. CONTINUED to Special Meeting at 10 a.m. on July 13, 2023.   D.2 HEARING on the Engineer’s Report and proposed assessments in Stormwater Utility Areas Nos. 1 through 18 for Fiscal Year 2023-2024 and CONSIDER adoption of Resolution No. 2023/270, confirming the assessments, as recommended by the Chief Engineer, Flood Control and Water Conservation District, Countywide. (100% Stormwater Utility Area Assessments) (Michelle Cordis, Public Works Department)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover D.3 CONSIDER adopting Resolution No. 2023/271 approving the agreement for a successor Memorandum of Understanding between Contra Costa County and Deputy Sheriffs Association-Probation and Probation Supervisors, implementing negotiated wage agreements and other economic terms and conditions of employment, for the period of July 1, 2023 through June 30, 2027. (David Sanford, Chief of Labor Relations)       Speakers: Stephanie Taddeo;Caller 1.    AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover D.4 CONSIDER augmenting the County's required training curriculum for County advisory body members with    D.4 CONSIDER augmenting the County's required training curriculum for County advisory body members with Implicit Bias training offered free of charge online by the National Institutes of Health or as evidenced by a certificate of training through their employer or another civic organization, that would accepted in lieu, as recommended by the Internal Operations Committee. (Supervisor Andersen)       Speakers: John Dante; Caller 1. AUGMENTED the County's required training curriculum for members of all County commissions and advisory bodies with Implicit Bias training offered free of charge online by the National Institutes of Health or as evidenced by a certificate of training through their employer or another civic organization, that would accepted in lieu; to be completed on a biannual basis concurrent with the already required ethics training course.   D. 5 CONSIDER Consent Items previously removed.    There were no items removed from consent for discussion.   D. 6 PUBLIC COMMENT (2 Minutes/Speaker)    Caller 1 claimed that the Lesher Center was given millions of dollars to resettle refugees, said Supervisor Gioia sneaks items onto the consent agenda in order to more easily lie about them, called the Chair of the Board a liar and racist, and states the Board is not meeting it's fiduciary responsibilites.   D. 7 CONSIDER reports of Board members.    There were no items reported today.   ADJOURN    Adjourned to Closed Session at 10:32 a.m. Adjourned today's meeting at 10:50 a.m.   CONSENT ITEMS   Road and Transportation   C. 1 ADOPT Resolution No. 2023/262 ratifying the prior decision of the Public Works Director, or designee, to fully close a portion of Alpine Road, on June 29, 2023, from 8:00 a.m. through 5:00 p.m., for the purpose of a utility pole replacement, San Pablo area. (No fiscal impact)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 2 ADOPT Resolution No. 2023/266 approving and authorizing the Public Works Director, or designee, to fully close a portion of Hillgrade Avenue between Lunada Lane and Crest Avenue, for one night between August 28, 2023 and September 1, 2023 from 8:00 p.m. through 3:00 a.m., for the purpose of replacing a utility pole and installing a switch, Alamo area. (No fiscal impact)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 3 ADOPT Resolution No. 2023/267 ratifying the prior decision of the Public Works Director, or designee, to    C. 3 ADOPT Resolution No. 2023/267 ratifying the prior decision of the Public Works Director, or designee, to partially close a portion of Canyon Lake Drive from Reservoir Street to the terminus, on July 4, 2023 from 3:00 p.m. through 10:00 p.m., for the purpose of traffic control and fire protection, related to a community event, Port Costa area. (No fiscal impact)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 4 ADOPT Resolution No. 2023/268 approving and authorizing the Public Works Director, or designee, to fully close a portion of Blackwood Drive between Murwood Drive and Solvieg Drive, and all of Murwood Drive, Solveig Drive, Carrol Road, and Ward Drive, on October 1, 2023 through February 28, 2024 from 7:00 am through 5:30 pm, for the purpose of trenching to install approximately 6,110 feet of water main and appurtenances for an infrastructure renewal project, Walnut Creek area. (No fiscal impact)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover Engineering Services   C. 5 ADOPT Resolution No. 2023/1 accepting completion of the warranty period for the Subdivision Agreement, and release of cash deposit for faithful performance, subdivision SD13-09315, for a project developed by Shapell Industries, Inc., as recommended by the Public Works Director, Danville area. (100% Developer Fees)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 6 ADOPT Resolution No. 2023/248 approving the fourteenth extension of the Subdivision Agreement for subdivision SD06-09131, for a project being developed by Jasraj Singh & Tomas Baluyut, as recommended by the Public Works Director, Bay Point area. (No fiscal impact)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 7 ADOPT Resolution No. 2023/261 approving the eleventh extension of the Subdivision Agreement for subdivision SD03-08744, for a project being developed by Discovery Builders, Inc., as recommended by the Public Works Director, Martinez area. (No fiscal impact)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 8 ADOPT Resolution No. 2023/265 approving the Parcel Map and Subdivision Agreement for minor subdivision MS22-00003, for a project being developed by Sohrab Nazari, as recommended by the Public Works Director, Walnut Creek area. (No fiscal impact)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover Special Districts & County Airports   C. 9 Acting as the governing body of the Contra Costa County Flood Control and Water Conservation District and    C. 9 Acting as the governing body of the Contra Costa County Flood Control and Water Conservation District and Contra Costa County, APPROVE and AUTHORIZE the Chief Engineer and Public Works Director, or designees, to execute on behalf of the Flood Control District and the County, a license agreement to allow the County to maintain the Rodeo Creek Recreational Trail on District property during the period from August 1, 2023 through December 31, 2047, as recommended by the Chief Engineer and Public Works Director, Rodeo area. (100% LL-2 Zone 38 Funds)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 10 APPROVE and AUTHORIZE the Director of Airports, or designee, to execute a month-to-month hangar rental agreement with Juan Saucedo, for a south-facing hangar at Buchanan Field Airport effective June 15, 2023, in the monthly amount of $359, Pacheco area (100% Airport Enterprise Fund).       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 11 APPROVE the Pinole Creek Bank Erosion Repair Project and AUTHORIZE the Chief Engineer, or designee, to advertise the project, Pinole area. (100% Flood Control Zone 9 Funds)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 12 Acting as the Board of Directors of the Contra Costa County Flood Control and Water Conservation District, APPROVE and AUTHORIZE the Chief Engineer, or designee, to execute on behalf of the District, an assignment agreement consenting to the assignment of a reimbursement agreement from O’Brien at Pacheco, LLC, to the O’Brien Family Trust, in connection with drainage facilities constructed within Drainage Area 57, Martinez area, as recommended by the Chief Engineer. (100% Drainage Area 57 Funds)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 13 APPROVE and AUTHORIZE the Director of Airports, or designee, to execute a Stormwater Treatment Systems Operations and Maintenance Agreement (O&M Agreement) with the City of Concord for the development of a self-storage facility located at 4900 Marsh Drive and AUTHORIZE the recordation of the executed O&M Agreement against Assessor’s Parcel Number 125-210-012. (No fiscal impact)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover Claims, Collections & Litigation   C. 14 RECEIVE report concerning the final settlement of Guy Hayashi vs. Contra Costa County; and AUTHORIZE payment from the Workers' Compensation Internal Service Fund in an amount not to exceed $65,000 as recommended by the Director of Risk Management. (100% Workers' Compensation Internal Service Fund)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 15 DENY claims filed by Eric S. Weiss, Lionel, Leo and Eddy Negrete, Tsvi Achler, Estrellita Damaso, THC – Orange County, LLC, Mercury Insurance for Donald Harwood, Jamie Fry, Ronald Dalton and Athena Costis, and Jesus Jose Lopez. DENY amended claim filed by Tsvi Achler. DENY amended claim filed by Tyler Lanctoe on behalf of Travis Lanctoe.       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover Honors & Proclamations   C. 16 ADOPT Resolution No. 2023/505 to declare His Holiness the 14th Dalai Lama's birthday every year as Peace and Justice Day, as recommended by Supervisor Gioia.       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover Ordinances   C. 17 ADOPT Ordinance No. 2023-14, amending the Purchasing Agent’s authority to execute contracts for special services under Government Code section 31000, as recommended by the Internal Operations Committee. (No fiscal impact)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover Appointments & Resignations   C. 18 APPOINT Susan Hamill to the Contra Costa County Library Commission District IV Seat for a term ending June 30, 2027, as recommended by Supervisor Carlson.       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 19 DECLARE and ACCEPT the results of the Contra Costa County Retirement Board election of June 13, 2023; DECLARE candidates elected; and DECLARE a member appointed to the Retirement Board in lieu of election, as recommended by the Clerk-Recorder and Registrar of Voters. (No fiscal impact)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 20 ACCEPT the resignation of Donna Dietrich, DECLARE a vacancy in the Pacheco Neighbor Seat on the Aviation Advisory Committee for a term ending February 29, 2024, and DIRECT the Clerk of the Board to post the vacancy.       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 21 ACCEPT the resignation of Melissa Stafford Jones, DECLARE a vacancy in the At-Large Alternate 2 Seat on the Measure X Community Advisory Board for a term ending March 31, 2024, and DIRECT the Clerk of the Board to post the vacancy.       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 22 ACCEPT the resignation of Genoveva Calloway, DECLARE a vacancy in the At-Large Alternate 1 Seat on the Measure X Community Advisory Board for a term ending March 31, 2024, and DIRECT the Clerk of the Board to post the vacancy.       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 23 APPOINT Frank Qin to the Business 3 Alternate seat on the Hazardous Materials Commission to complete    C. 23 APPOINT Frank Qin to the Business 3 Alternate seat on the Hazardous Materials Commission to complete the current term that will expire on December 31, 2024, as recommended by the County Administrator.       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 24 Acting as the governing body of the Contra Costa County Fire Protection District, DECLARE a vacancy in the CCCFPD Advisory Fire Commission At Large Alternate #3 Seat for a term ending June 30, 2026; and DIRECT the Clerk of the Board to post the vacancy, as recommended by the Fire Chief.       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover Intergovernmental Relations   C. 25 ADOPT a position of "Support" on SB 410 (Becker) Powering Up Californians Act and a position of "Oppose Unless Amended" on both AB 764 (Bryan) Local Redistricting and AB 1248 (Bryan) Local Redistricting: Independent Commission, as recommended by the Legislation Committee.       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 26 ADOPT a position of "Support" on ACA 5 (Low) Marriage Equality, a resolution to propose to the people of the State of California an amendment to the Constitution of the State, by repealing and adding Section 7.5 of Article I thereof, relating to rights, as recommended by Supervisor Carlson.       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover Personnel Actions   C. 27 ADOPT Position Adjustment Resolution No. 26165 to cancel one Community Health Worker I position and one Community Health Worker II position; and add two part-time Community Health Worker I and two part-time Community Health Worker II positions in the Health Services Department. (100% Hospital Enterprise Fund I) (Represented)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 28 ADOPT Position Adjustment Resolution No. 26164 to cancel one full-time Child Health Disability Prevention Dental Hygienist (represented) position and add two part-time Child Health Disability Prevention Dental Hygienist (represented) positions in the Health Services Department. (100% John Muir Health Funding)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 29 ADOPT Position Adjustment Resolution No. 26145 to add one Administrative Services Assistant III (represented) position and cancel one Office Manager (represented) position in the Animal Services Department. (100% General Fund)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 30 ADOPT Position Adjustment Resolution No. 26150 to add one Chief of Police-Contract Agency-Exempt    C. 30 ADOPT Position Adjustment Resolution No. 26150 to add one Chief of Police-Contract Agency-Exempt (unrepresented) position in the Office of the Sheriff and allocate it to the single step in the salary schedule. (100% City of Lafayette contract)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 31 ADOPT Position Adjustment Resolution No. 26156 to add one Media Operations Coordinator (represented) position and cancel one Administrative Services Assistant II (represented) position in the Office of Communications and Media in the County Administrator's Office. (Cost Savings, 100% cable franchise fees)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 32 ADOPT Position Adjustment Resolution No. 26157 to add one Chief of Police-Contract Agency-Exempt (unrepresented) position in the Office of the Sheriff (Department 0255) Field Operations Bureau – Special Operations Division – Health Services Security Unit. (100% Contract Agency)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 33 ADOPT Position Adjustment Resolution No. 26159 to cancel one Tax Compliance Officer-Advanced (represented), and add one Accounting Technician (represented) in the Treasurer-Tax Collector’s Office. (100% Cost Savings)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 34 ADOPT Position Adjustment Resolution No. 26161 to add one Public Defender Client Services Specialist (represented) position in the Public Defender's Office. (100% State)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover Grants & Contracts   APPROVE and AUTHORIZE execution of agreements between the County and the following agencies for receipt of fund and/or services:   C. 35 ADOPT Resolution No. 2023/273 to approve and authorize the Conservation and Development Director, or designee, to apply for and accept a grant of up to a maximum of $300,000 from the California Strategic Growth Council, Transformative Climate Community Planning Grant program, for community planning work in Bay Point to identify potential implementation projects that can achieve local health, economic, and environmental benefits, build climate resilience, and reduce greenhouse gas emissions, for a two-year period. (100% State; No County match)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 36 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute contract with the California Board of State and Community Corrections, to pay County an amount not to exceed $2,195,302 for implementation and expansion of Substance Use Disorders Treatment for youth to address the impact of marijuana legalization by improving safety and improving public health through education, policy and treatment for the period May 1, 2023 through October 31, 2028. (No County match)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane  AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 37 ADOPT Resolution No. 2023/282 authorizing the Health Services Director, or designee, with the California Department of Housing and Community Development, to pay the County an amount up to $95,978 for the Pet Assistance and Support Program for Delta Landing and Brookside Shelters to provide services for common household pets owned by individuals experiencing homelessness in East and West County. (No County match)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 38 APPROVE and AUTHORIZE the Sheriff-Coroner, or designee, to execute contracts with the Department of Justice Bureau of Forensic Services, Department of Homeland Security, Office of Inspector General, and the University of California San Francisco Police Department for their use of the Sheriff's Range Facility for the period July 1, 2023 through June 30, 2025. (100% User fee revenue)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 39 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Physicians for a Healthy California, to pay County an amount not to exceed $150,000 to continue to provide training of primary care and emergency physicians residents at Contra Costa Regional Medical Center and Contra Costa Health Centers for the period July 1, 2023 through September 30, 2026. ($100 County match, 100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 40 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with the State of California, Business, Consumer Services and Housing Agency for the Homeless Housing, Assistance, and Prevention Program, to pay county an amount not to exceed $7,968,925 for the Health, Housing and Homeless Services Division to provide supportive housing services for homeless individuals and families in Contra Costa County through December 31, 2027. (No County match)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 41 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with California Department of Public Health, Tuberculosis Control Branch, to pay the County an amount not to exceed $316,958 for prevention and tuberculosis control services for the period from July 1, 2023 through June 30, 2024; and APPROVE and AUTHORIZE the Purchasing Agent to issue purchase orders up to $18,065 of the contract amount to be used for food and gas gift cards, transportation vouchers, nutritional assistance, and rent subsidies. (No County match)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 42 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract amendment with the State of California, Department of Health Care Services, to update capitation rates for recipients of Medi-Cal Managed Care services with no change in the original amount of $317,472,000 or the term of April 1, 2005 to December 31, 2023. (No County Match)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 43 APPROVE and AUTHORIZE the Agricultural Commissioner, or designee, to execute a contract with State    C. 43 APPROVE and AUTHORIZE the Agricultural Commissioner, or designee, to execute a contract with State of California - Department of Parks and Recreation for the County to receive an amount not to exceed $9,999 for the County to provide services to treat invasive weeds in Mount Diablo State Park with an anticipated completion date of July 31, 2023. (100% State Funds)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 44 ADOPT Resolution No. 2023/272 authorizing a change to the grant performance period for the California Highway Patrol Cannabis Tax Fund Grant Program from 2023-2024 to 2023-2025 with an award not to exceed $100,000 for the purchase of consumables for support of laboratory testing capabilities for the period of July 1, 2023, through the end of the grant funding. (100% State)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 45 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with the State Department of Health Care Access and Information, to pay County an amount not to exceed $625,000, for continuation of the Family Practice Residency Program at Contra Costa Regional Medical Center and Health Centers for the period June 30, 2023 through August 31, 2026. (No County match required)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover APPROVE and AUTHORIZE execution of agreement between the County and the following parties as noted for the purchase of equipment and/or services:   C. 46 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Bay Area Community Resources, Inc., in an amount not to exceed $401,867 to provide substance abuse prevention and treatment services in West Contra Costa County for the period July 1, 2023 through June 30, 2024. (92% Substance Abuse Prevention and Treatment Block Grant Prevention Set-Aside, 8% American Rescue Plan Act)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 47 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Pacific Clinics, a non-profit corporation, in an amount not to exceed $4,391,085 to provide youth crisis stabilization services and operation of the Children’s Crisis Stabilization Unit for the period from July 1, 2023 through June 30, 2024. (25% Federal Medi-Cal, 66% Mental Health Realignment, 9% CHFFA)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 48 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Data Innovations LLC, in an amount not to exceed $33,370 for a laboratory instrument management software system and support services for the Health Services Department for the period from July 11, 2023 through January 31, 2025. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 49 APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute on behalf of the Health Services Director, a purchase order with Watermark Medical, Inc., in an amount not to exceed $550,000, and a related rental agreement, for rental fees and testing supplies for home sleep study devices as well as any repairs of the same equipment for the Cardiopulmonary Sleep Clinic at the Contra Costa Regional Medical Center and Health Centers, for the period July 1, 2023 through June 30, 2024. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 50 APPROVE and AUTHORIZE the Public Works Director, or designee, to execute a contract amendment with Kava Massih Architects, to extend the term through October 7, 2024 to provide as-needed architectural services for various County facilities projects with no change to the pay limit, Countywide. (No fiscal impact)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 51 APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute on behalf of the Health Services Director, a purchase order with MXR Imaging, Inc. in an amount not to exceed $157,050, and two related maintenance agreements for service on ultrasound machines at Contra Costa Regional Medical Center for the period from May 1, 2023 through April 30, 2026. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 52 APPROVE and AUTHORIZE the Public Works Director, or designee, to execute a contract amendment with Massone Mechanical, Inc., to increase the payment limit by $500,000 to a new payment limit of $1,300,000 and update the hourly billing rates of the contract, with no change to the term, for on-call refrigeration maintenance and repair services at various County facilities, Countywide. (100% General Fund)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 53 APPROVE and AUTHORIZE the Public Works Director, or designee, to execute a contract amendment with Vanir Construction Management, Inc., effective July 11, 2023, to increase the payment limit by $750,000 to a new payment limit of $1,750,000 for on-call construction management services, with no change to the term, Countywide. (100% Various Funds)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 54 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with the City of Richmond in an amount not to exceed $1,700 for the rental of the Nevin Community Center to provide Permit Workshops for street vendor businesses to be held during July and August 2022. (100% Environmental Health fees)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 55 APPROVE and AUTHORIZE the County Probation Officer, or designee, to execute an agreement with the Contra Costa County Office of Education, in an amount not to exceed $391,394 to provide educational programs for youth enrolled in the Briones Youth Academy for the period July 1, 2023 through June 30, 2024. (100% State)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 56 APPROVE and AUTHORIZE the Employment and Human Services Director, or designee, to execute a contract amendment with Redlo Health Solutions, Inc., to increase the payment limit by $260,000 to a new payment limit of $350,000 for regional healthcare sector and initiative services, and extend the term through September 30, 2024. (100% Federal)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 57 APPROVE and AUTHORIZE the County Probation Officer, or designee, to execute a contract with Bay    C. 57 APPROVE and AUTHORIZE the County Probation Officer, or designee, to execute a contract with Bay Area Legal Aid in an amount not to exceed $362,614 to provide free civil legal services for youth throughout Contra Costa County for the period July 1, 2023 through June 30, 2024. (100% State)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 58 APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute on behalf of the Health Services Director, a purchase order with Astound Business Solutions, LLC, in an amount not to exceed $283,226 for the purchase of television cable for Contra Costa Regional Medical Center for the period from July 1, 2023 through June 30, 2026. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 59 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute, a contract with County of Santa Clara (for its Santa Clara Valley Medical Center), in an amount not to exceed $50,000 to provide outside laboratory testing services for Contra Costa Regional Medical Center for the period July 1, 2023 through June 30, 2026. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 60 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Medic Shuttle, LLC, in an amount not to exceed $2,500,000 to provide non-emergency medical transportation services to Contra Costa Health Plan Medi-Cal members for the period August 1, 2023 through July 31, 2025. (100% Contra Costa Health Plan Enterprise Fund II)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 61 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract amendment with Locumtenens.com, effective July 1, 2023, to increase the payment limit by $600,000 to a new payment limit of $1,200,000 to provide additional temporary locum tenens physician services at Contra Costa Regional Medical and Health Centers with no change in the term. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 62 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Vistability, in an amount not to exceed $266,152 to provide mental health services to recipients of the CalWORKs Program and their children, including individual, group and family collateral counseling, case management, and medication management services for the period July 1, 2023 through June 30, 2024. (100% Substance Abuse Mental Health Works)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 63 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract amendment with Specialty Laboratories, Inc. (dba Quest Diagnostic Nichols Institute), effective July 1, 2023, to include additional outside laboratory testing services with no change in the payment limit or term. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 64 APPROVE and AUTHORIZE the Agricultural Commissioner, or designee, to execute a contract with the    C. 64 APPROVE and AUTHORIZE the Agricultural Commissioner, or designee, to execute a contract with the Regents of the University of California, in an amount not to exceed $67,200 for Master Gardener Program services, for the period July 1, 2023 through June 30, 2024. (100% General fund)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 65 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract amendment with Sodexo America, LLC, effective June 1, 2023, to increase the payment limit by $200,000 to a new payment limit of $1,231,175 for additional management and oversight of the food and nutrition services at Contra Costa Regional Medical Center with no change in the term. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 66 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract amendment with Delta Personnel Services, Inc. (dba Guardian Security Agency), effective July 1, 2023, to increase the payment limit by $198,741 to a new payment limit of $6,111,750 to provide additional security guard services with no change in the term. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 67 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Atos Digital Health Solutions, Inc., in an amount not to exceed $675,000 to provide consultation and technical support for the Contra Costa Regional Medical Center’s Materials Management Unit for the period July 1, 2023 through June 30, 2025. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 68 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with All Health Services, Corporation, in an amount not to exceed $1,000,000 to provide temporary medical staffing services at the Contra Costa Regional Medical Center, Health Centers, and Detention Facilities for the period July 1, 2023 through June 30, 2024. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 69 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Per Diem Staffing Systems, Inc., in the amount of $2,000,000 to provide temporary medical staffing services at Contra Costa Regional Medical Center and Health Centers for the period July 1, 2023 through June 30, 2024. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 70 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with AYA Healthcare, Inc., in an amount not to exceed $3,000,000 to provide temporary nursing staff for Contra Costa Regional Medical Center and Health Centers for the period July 1, 2023 through June 30, 2024. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 71 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Cross    C. 71 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Cross Country Staffing, Inc., in an amount not to exceed $5,500,000 to provide temporary medical and specialty staffing services at Contra Costa Regional Medical Center and Health Centers for the period July 1, 2023 through June 30, 2024. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 72 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Maxim Healthcare Staffing Services, Inc., in an amount not to exceed $2,000,000 to provide temporary medical staffing services at Contra Costa Regional Medical Center and Health Centers for the period July 1, 2023 through June 30, 2024. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 73 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Medical Solutions, L.L.C. (dba Nebraska Medical Solutions), in an amount not to exceed $3,500,000 to provide temporary nursing and medical staff at Contra Costa Regional Medical Center, Health Centers and County Detention Facilities for the period July 1, 2023 through June 30, 2024. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 74 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with National Labs, Inc., in an amount not to exceed $300,000 to provide clinical laboratory testing services for COVID-19 for Contra Costa Health Services for the period July 1, 2023 through June 30, 2024. (100% Federal American Rescue Plan Act)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 75 APPROVE and AUTHORIZE the Health Services Director, to execute a contract amendment with Aquity Solutions, LLC, effective July 1, 2023, to increase the payment limit by $360,000 to a new payment limit of $1,360,000 to provide additional medical coding services to the Behavioral Health Services Division with no change in the term. (74% Hospital Enterprise Fund I, 26% CalAIM funds)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 76 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Paul Kim, M.D., in an amount not to exceed $400,000 to provide orthopedic services at Contra Costa Regional Medical Center and Health Centers for the period August 1, 2023 through July 31, 2024. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 77 APPROVE and AUTHORIZE the Auditor-Controller or designee, to pay an amount not to exceed $33,105 to GE Precision Healthcare LLC for the replacement part on end-of-life Legacy Digital 22/32 II invoiced on February 27,2023, as recommended by the Health Services Director. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 78 APPROVE and AUTHORIZE the Purchasing Agent to execute, on behalf of the Office of the Sheriff, a purchase order with Sam Clar Office Furniture Store in an amount not to exceed $411,000 to provide furnishing for the new Law Enforcement Training Center project. (100% County General Fund, budgeted)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 79 APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute on behalf of the Public Works Director, a participating addendum with Anthero International Incorporated (dba Sitmatic), in an amount not to exceed $5,000,000, for distribution of various ergonomic furniture, design and installation services for use by all County Departments during the period from July 11, 2023 through April 30, 2026, Countywide. (100% User Departments)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 80 APPROVE and AUTHORIZE the Public Defender, or designee, to execute a contract with Jewish Family and Community Services East Bay, in an amount not to exceed $382,968, to provide civil legal deportation defense and community services for Stand Together Contra Costa, for the period from July 1, 2023, through June 30, 2024.       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 81 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Bryan Ristow, PC, in an amount not to exceed $2,055,000 to provide cardiology services at Contra Costa Regional Medical Center and Health Centers for the period June 1, 2023 through May 31, 2026. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 82 APPROVE and AUTHORIZE the Public Works director, or designee, to execute a contract with TBP/Architecture, Inc., in an amount not to exceed $900,000 to provide on-call architectural services for various County facilities projects, for the period July 11, 2023 through July 10, 2026 with a one-year extension option to July 10, 2027, Countywide. (100% Various Funds)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 83 APPROVE and AUTHORIZE the Animal Services Director, or designee, to execute a contract with Dogs Play for Life in an amount not to exceed $8,625 to provide Animal Services staff and volunteers with training on dog playgroup management and safety for the period of July 1, 2023, through June 30, 2024. (100% General Fund)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 84 APPROVE and AUTHORIZE the Purchasing Agent or designee, to execute on behalf of the Health Services Director, a purchase order with The Posh Bakery, Inc. in an amount not to exceed $250,000 for the purchase of bread and pastry products for the Food and Nutrition Services Department and the Contra Costa Regional Medical Center (CCRMC) for the period July 1, 2023 through June 30, 2026. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 85 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with John Muir Health (on behalf of John Muir Health Center-Walnut Creek), in an amount not to exceed $80,000,000 to provide hospital acute inpatient, outpatient and home health care services for Contra Costa Health Plan members for the period August 1, 2023 through July 31, 2024. (100% Contra Costa Health Plan Enterprise Fund II)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 86 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with John    C. 86 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with John Muir Health (on behalf of John Muir Health Center-Concord Campus), in an amount not to exceed $70,000,000 to provide hospital acute inpatient , outpatient, and home health care services for Contra Costa Health Plan members for the period August 1, 2023 through July 31, 2024. (100% Contra Costa Health Plan Enterprise Fund II)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 87 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Multimedical Systems, LLC, in an amount not to exceed $296,400 to provide repair and maintenance of infection prevention equipment at Contra Costa Regional Medical Center and Health Centers for the period May 1, 2023 through April 30, 2024. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 88 APPROVE and AUTHORIZE Health Services Director, or designee, to execute a contract with Cross Country Staffing, Inc. in the amount of $4,700,000 to provide temporary medical staffing services at Contra Costa Regional Medical Center and Health Centers for the period July 1, 2023 through June 30, 2024. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 89 APPROVE and AUTHORIZE Health Services Director, or designee, to execute a contract with SHC Services, Inc. (dba Supplemental Health Care), in the amount of $2,000,000 to provide temporary medical staffing services at Contra Costa Regional Medical Center and Health Centers for the period July 1, 2023 through June 30, 2024. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 90 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Per Diem Staffing Systems, Inc., in the amount of $2,000,000 to provide temporary medical staffing services at Contra Costa Regional Medical Center and Health Centers for the period July 1, 2023 through June 30, 2024. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 91 APPROVE and AUTHORIZE the County Administrator, or designee, to execute a contract amendment with Empower Trust Company, LLC, to extend the term of the contract through July 31, 2024, for maintaining a trust for assets for the 457 Deferred Compensation Plan. (100% Employee participant fees)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 92 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with All Health Services, Corporation, in an amount not to exceed $1,600,000 to provide temporary medical staffing services at the Contra Costa Regional Medical Center, Health Centers, and Detention Facilities for the period July 1, 2023 through June 30, 2024. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 93 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract amendment    C. 93 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract amendment with California Psychiatric Transitions Incorporated, effective June 1, 2023, to increase the payment limit by $421,000 to a new payment limit of $2,247,956 to provide additional adult residential care and mental health services with no change in the term. (100% Mental Health Realignment)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 94 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Lydia Yun DPM, Inc., in an amount not to exceed $270,000 to provide podiatry services at Contra Costa Regional Medical Center and Health Centers for the period July 1, 2023 through June 30, 2024. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 95 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Patrick Lam, M.D., in an amount not to exceed $300,000 to provide anesthesiology services at Contra Costa Regional Medical Center and Health Centers for the period July 1, 2023 through June 30, 2024. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 96 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Maxim Healthcare Staffing Services, Inc., in an amount not to exceed $2,000,000 to provide temporary medical staffing services at Contra Costa Regional Medical Center and Health Centers for the period July 1, 2023 through June 30, 2024. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 97 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract amendment to change the name of the Contractor to read Strawberry Creek Medical Group of California (dba Side Health), a corporation, instead of Kanwar Kelley, MD, A Medical Corporation (dba Side Health), a corporation, and to increase the payment limit by $600,000 to a new payment limit of $800,000, effective July 1, 2023, for primary care physician sleep medicine, allergy and nephrology services with no change in the original term of January 1, 2023 through December 31, 2024. (100% Contra Costa Health Plan Enterprise Fund II)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 98 APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute on behalf of the Health Services Director, a purchase order with Boston Scientific Corporation, in an amount not to exceed $600,000 for the purchase of vascular, urology, endoscopy, and other supplies for the Surgery Department at Contra Costa Regional Medical Center for the period of July 1, 2023 through May 31, 2025. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C. 99 APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute on behalf of the County, a purchase order with Creative Supports, Inc., in an amount not to exceed $393,661 for office furniture at the George D. Carroll Courthouse, 100 37th Street, Richmond, CA 94805, Superior Court of California, County of Contra Costa. (100% Contra Costa County Superior Court)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C.100 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Public    C.100 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Public Health Foundation Enterprises, Inc. (dba Heluna Health), in an amount not to exceed $3,238,639 to provide consultation and technical assistance on community health promotion for the Health Services Department's Public Health Division-Health Emergency Unit and Emergency Medical Service Unit for the period July 1, 2023 through June 30, 2024. (70% Measure X, 14% County General Fund, 8% Federal, 8% State funds)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C.101 APPROVE and AUTHORIZE the Auditor-Controller to pay an amount not to exceed $179,716 to Watermark Medical, Inc. for rental fees and testing supplies in the Cardiopulmonary Sleep Clinic for the Contra Costa Regional Medical Center provided in good faith during the period February 1, 2023 through June 30, 2023, as recommended by the Health Services Director. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C.102 APPROVE and AUTHORIZE the Conservation and Development Director, or designee, to execute a contract amendment with W. Darwin Myers (dba Darwin Myers Associates (DMA)) to extend the term of the contract from June 30, 2023 to September 30, 2023, with no change to the payment limit of $250,000, to continue to provide on call environmental consulting services. (100% Land Development Fund)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C.103 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract amendment with GE Precision Healthcare, LLC, effective July 1, 2023, to increase the payment limit by $14,000 to a new payment limit of $4,826,025 to provide additional maintenance and repair services for medical imaging equipment and systems at Contra Costa Regional Medical Center and Health Centers with no change in the term. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C.104 APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute on behalf of the County, a purchase order with Creative Supports, Inc., in an amount not to exceed $320,298 for office furniture at the A.F. Bray Courts Building, 1020 Ward Street, Martinez, CA 94553, Superior Court of California, County of Contra Costa. (100% Contra Costa County Superior Court)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C.105 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Royal Ambulance, Inc., in an amount not to exceed $2,130,000 to provide ambulance transportation services for patients at Contra Costa Regional Medical Center and Health Centers for the period July 1, 2023 through June 30, 2026. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C.106 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Options Recovery Services, in an amount not to exceed $1,434,303 to provide alcohol and drug abuse prevention services for adults with substance use and/or co-occurring disorders for the period July 1, 2023 through June 30, 2024. (43% Federal Medi-Cal, 43% Local Revenue Fund, 14% Assembly Bill 109)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C.107 APPROVE and AUTHORIZE the Health Services Director, or designee, to executve a contract amendment with Syserco, Inc., to increase the payment limit by $235,294, to a new payment limit of $562,000 to provide additonal emergency repair and maintenance services to heating, ventilation, and air conditioning automation components and sensor equipment systems at Contra Costa Regional Medical Center with no change in the term. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C.108 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with Community Health for Asian Americans, in an amount not to exceed $223,105 to provide drug abuse prevention services in West Contra Costa County for the period July 1, 2023 through June 30, 2024. (91% Substance Abuse Block Grant Prevention; 8%; American Rescue Plan Act; 1% Proposition 64 funds)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C.109 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with God’s Grace Caring Home, Inc., in an amount not to exceed $407,760 to provide augmented board and care services for the period July 1, 2023 through June 30, 2024. (100% Mental Health Realignment)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C.110 APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract amendment with Samuel H. Cho, M.D., effective July 1, 2023, to increase the payment limit by $190,000 to a new payment limit of $1,790,000, to provide additional cardiology services at Contra Costa Regional Medical Center and Health Centers with no change in the term. (100% Hospital Enterprise Fund I)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover Other Actions   C.111 CONTINUE the emergency action originally taken by the Board of Supervisors on November 16, 1999, and most recently approved by the Board on May 9, 2023 regarding the issue of homelessness in Contra Costa County, as recommended by the Health Services Director. (No fiscal impact)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C.112 SET the special tax levy for County Service Areas P-2 Zone A (Blackhawk), P-2 Zone B (Alamo) and P-5 (Round Hill) for fiscal year 2023/2024, as recommended by the Sheriff-Coroner. (100% Restricted Property Tax revenue)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C.113 SET the special tax levy for police services Zones in County Service Area P-6 for Fiscal Year 2023-2024, as recommended by the Sheriff-Coroner. (100% Restricted Property Tax revenue)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C.114 ACCEPT the Fiscal Year 2022-23 Community Facilities District (CFD) No. 2001-1 (Norris Canyon) Tax Administration Report and the County of Contra Costa Community Facilities Districts Fiscal Year 2021-22 Special Tax and Bond Accountability Report (SB165).         AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C.115 APPROVE and AUTHORIZE the Director of Child Support Services, or designee, to execute a Memorandum of Understanding, with Butte County Department of Child Support Services at no cost to the County, for call center services from July 1, 2023 to June 30, 2024. (No fiscal impact)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C.116 APPROVE and AUTHORIZE the County Librarian, or designee, to close the Moraga Library to the public from July 29, 2023 through October 9, 2023, to conduct extensive facility improvements. (21% County, 37% Town of Moraga, 42% Donations)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C.117 ADOPT Resolution No. 2023/124 to approve and authorize the Employment and Human Services Director, or designee, to enter into and sign the Economic Development Department Base Wage Data File Match Agreement No. 22-1017 regarding County access and use of recipient matched data for the period July 1, 2022 through June 30, 2025. (No fiscal impact)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover C.118 ADOPT Resolution Nos. 2023/206, 2023/208, 2023/209, 2023/210, 2023/211, 2023/212, 2023/223, 2023/224, 2023/225, 2023/226, and 2023/227 authorizing a change of designee from Commander Management Services to Sheriff’s Chief of Management Services for 11 grants in the Office of Sheriff. (No fiscal impact)       AYE: District I Supervisor John Gioia, District II Supervisor Candace Andersen, District III Supervisor Diane Burgis, District IV Supervisor Ken Carlson, District V Supervisor Federal D. Glover   GENERAL INFORMATION The Board meets in all its capacities pursuant to Ordinance Code Section 24-2.402. Any disclosable public records related to an open session item on a regular meeting agenda and distributed by the Clerk of the Board to a majority of the members of the Board of Supervisors less than 96 hours prior to that meeting are available for public inspection at 1025 Escobar Street, First Floor, Martinez, CA 94553, during normal business hours. All matters listed under CONSENT ITEMS are considered by the Board to be routine and will be enacted by one motion. There will be no separate discussion of these items unless requested by a member of the Board before the Board votes on the motion to adopt. Each member of the public will be allowed two minutes to comment on the entire consent agenda. Persons who wish to speak on matters set for PUBLIC HEARINGS will be heard when the Chair calls for public testimony. Each speaker during public testimony will be limited to two minutes. After public testimony, the hearing is closed and the matter is subject to discussion and action by the Board. Comments on matters listed on the agenda or otherwise within the purview of the Board of Supervisors can be submitted to the office of the Clerk of the Board via mail: Board of Supervisors, 1025 Escobar Street, First Floor, Martinez, CA 94553 or to clerkoftheboard@cob.cccounty.us. Time limits for public speakers may be adjusted at the discretion of the Chair. The County will provide reasonable accommodations for persons with disabilities planning to attend Board meetings who contact the Clerk of the Board at least 24 hours before the meeting, at (925) 655-2000. Anyone desiring to submit an inspirational thought nomination for inclusion on the Board Agenda may contact the Office of the Anyone desiring to submit an inspirational thought nomination for inclusion on the Board Agenda may contact the Office of the County Administrator or Office of the Clerk of the Board, 1025 Escobar Street, Martinez, California. Subscribe to receive to the weekly Board Agenda by calling the Office of the Clerk of the Board, (925) 655-2000 or using the County's on line subscription feature at the County’s Internet Web Page, where agendas and supporting information may also be viewed: www.contracosta.ca.gov DISCLOSURE OF CAMPAIGN CONTRIBUTIONS Pursuant to Government Code section 84308, members of the Board of Supervisors are disqualified and not able to participate in any agenda item involving contracts (other than competitively bid, labor, or personal employment contracts), franchises, discretionary land use permits and other entitlements if the Board member received, since January 1, 2023, more than $250 in campaign contributions from the applicant or contractor, an agent of the applicant or contractor, or any financially interested participant who actively supports or opposes the County’s decision on the agenda item. Members of the Board of Supervisors who have received, and applicants, contractors or their agents who have made, campaign contributions totaling more than $250 to a Board member since January 1, 2023, are required to disclose that fact for the official record of the subject proceeding. Disclosures must include the amount of the campaign contribution and identify the recipient Board member, and may be made either in writing to the Clerk of the Board of Supervisors before the subject hearing or by verbal disclosure at the time of the hearing. STANDING COMMITTEES The Airport Committee (Supervisors Karen Mitchoff and Diane Burgis) meets quarterly on the second Wednesday of the month at 11:00 a.m. at the Director of Airports Office, 550 Sally Ride Drive, Concord. The Family and Human Services Committee (Supervisors John Gioia and Candace Andersen) meets on the fourth Monday of the month at 9:00 a.m. in Room 110, County Administration Building, 1025 Escobar Street, Martinez. The Finance Committee (Supervisors John Gioia and Karen Mitchoff) meets on the first Monday of the month at 9:00 a.m. in Room 110, County Administration Building, 1025 Escobar Street, Martinez. The Hiring Outreach Oversight Committee (Supervisors Federal D. Glover and John Gioia) meets quarterly on the first Monday of the month at 10:30 a.m.. in Room 110, County Administration Building, 1025 Escobar Street, Martinez. The Internal Operations Committee (Supervisors Candace Andersen and Diane Burgis) meets on the second Monday of the month at 10:30 a.m. in Room 110, County Administration Building, 1025 Escobar Street, Martinez. The Legislation Committee (Supervisors Karen Mitchoff and Diane Burgis) meets on the second Monday of the month at 1:00 p.m. in Room 110, County Administration Building, 1025 Street, Martinez. The Public Protection Committee (Supervisors Andersen and Federal D. Glover) meets on the fourth Monday of the month at 10:30 a.m. in Room 110, County Administration Building, 1025 Escobar Street, Martinez. The Sustainability Committee (Supervisors Federal D. Glover and John Gioia) meets on the fourth Monday of every other month at 1:00 p.m. in Room 110, County Administration Building, 1025 Escobar Street, Martinez. The Transportation, Water & Infrastructure Committee (Supervisors Candace Andersen and Karen Mitchoff) meets on the second Monday of the month at 9:00 a.m. in Room 110, County Administration Building, 1025 Escobar Street, Martinez. AGENDA DEADLINE: Thursday, 12 noon, 12 days before the Tuesday Board meetings. Glossary of Acronyms, Abbreviations, and other Terms (in alphabetical order): Contra Costa County has a policy of making limited use of acronyms, abbreviations, and industry-specific language in its Board of Supervisors meetings and written materials. Following is a list of commonly used language that may appear in oral presentations and written materials associated with Board meetings: AB Assembly Bill ABAG Association of Bay Area Governments ACA Assembly Constitutional Amendment ADA Americans with Disabilities Act of 1990 AFSCME American Federation of State County and Municipal Employees AICP American Institute of Certified Planners AIDS Acquired Immunodeficiency Syndrome ALUC Airport Land Use Commission AOD Alcohol and Other Drugs ARRA American Recovery & Reinvestment Act of 2009 BAAQMD Bay Area Air Quality Management District BART Bay Area Rapid Transit District BayRICS Bay Area Regional Interoperable Communications System BCDC Bay Conservation & Development Commission BGO Better Government Ordinance BOS Board of Supervisors CALTRANS California Department of Transportation CalWIN California Works Information Network CalWORKS California Work Opportunity and Responsibility to Kids CAER Community Awareness Emergency Response CAO County Administrative Officer or Office CCCPFD (ConFire) Contra Costa County Fire Protection District CCHP Contra Costa Health Plan CCTA Contra Costa Transportation Authority CCRMC Contra Costa Regional Medical Center CCWD Contra Costa Water District CDBG Community Development Block Grant CFDA Catalog of Federal Domestic Assistance CEQA California Environmental Quality Act CIO Chief Information Officer COLA Cost of living adjustment ConFire (CCCFPD) Contra Costa County Fire Protection District CPA Certified Public Accountant CPI Consumer Price Index CSA County Service Area CSAC California State Association of Counties CTC California Transportation Commission dba doing business as DSRIP Delivery System Reform Incentive Program EBMUD East Bay Municipal Utility District ECCFPD East Contra Costa Fire Protection District EIR Environmental Impact Report EIS Environmental Impact Statement EMCC Emergency Medical Care Committee EMS Emergency Medical Services EPSDT Early State Periodic Screening, Diagnosis and Treatment Program (Mental Health) et al. et alii (and others) FAA Federal Aviation Administration FEMA Federal Emergency Management Agency F&HS Family and Human Services Committee First 5 First Five Children and Families Commission (Proposition 10) FTE Full Time Equivalent FY Fiscal Year GHAD Geologic Hazard Abatement District GIS Geographic Information System HCD (State Dept of) Housing & Community Development HHS (State Dept of ) Health and Human Services HIPAA Health Insurance Portability and Accountability Act HIV Human Immunodeficiency Syndrome HOV High Occupancy Vehicle HR Human Resources HUD United States Department of Housing and Urban Development IHSS In-Home Supportive Services Inc. Incorporated IOC Internal Operations Committee ISO Industrial Safety Ordinance JPA Joint (exercise of) Powers Authority or Agreement Lamorinda Lafayette-Moraga-Orinda Area LAFCo Local Agency Formation Commission LLC Limited Liability Company LLP Limited Liability Partnership Local 1 Public Employees Union Local 1 LVN Licensed Vocational Nurse MAC Municipal Advisory Council MBE Minority Business Enterprise M.D. Medical Doctor M.F.T. Marriage and Family Therapist MIS Management Information System MOE Maintenance of Effort MOU Memorandum of Understanding MTC Metropolitan Transportation Commission NACo National Association of Counties NEPA National Environmental Policy Act OB-GYN Obstetrics and Gynecology O.D. Doctor of Optometry OES-EOC Office of Emergency Services-Emergency Operations Center OPEB Other Post Employment Benefits OSHA Occupational Safety and Health Administration PARS Public Agencies Retirement Services PEPRA Public Employees Pension Reform Act Psy.D. Doctor of Psychology RDA Redevelopment Agency RFI Request For Information RFP Request For Proposal RFQ Request For Qualifications RN Registered Nurse SB Senate Bill SBE Small Business Enterprise SEIU Service Employees International Union SUASI Super Urban Area Security Initiative SWAT Southwest Area Transportation Committee TRANSPAC Transportation Partnership & Cooperation (Central) TRANSPLAN Transportation Planning Committee (East County) TRE or TTE Trustee TWIC Transportation, Water and Infrastructure Committee UASI Urban Area Security Initiative VA Department of Veterans Affairs vs. versus (against) WAN Wide Area Network WBE Women Business Enterprise WCCTAC West Contra Costa Transportation Advisory Committee BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA Adopted this Order on July 11, 2023 by the following vote: AYES: NOES: ABSENT: ABSTAIN: RESOLUTION NO. 2023/499 RESOLUTION OF THE BOARD OF SUPERVISORS ESTABLISHING THE INTERNAL CONTROLS THAT APPLY TO CONTRA COSTA COUNTY HEAD STRART PROGRAM FUNDS, ASSETS, AND EQUIPMENT The Contra Costa County Board of Supervisors resolves as follows: I. GENERAL This policy of the Board of Supervisors establishes and describes the internal controls that apply to Contra Costa County Head Start program funds, assets, and equipment. These internal controls conform to the internal control guidelines applicable to local agencies as established by the Controller of the State of California in accordance with California Government Code section 12422.5, and are in compliance with the Head Start Act’s Post Federal Award Requirements regarding internal controls, as set forth in 45 Code of Federal Regulations (“CFR”) section 75.303 (Internal Controls).These policies and procedures also document how Contra Costa County complies with the Committee on Sponsoring Organizations (COSO) framework. II. INTERNAL CONTROLS THAT APPLY TO CONTRA COSTA COUNTY HEAD START PROGRAM FUNDS, ASSETS, AND EQUIPMENT A. Contra Costa County Administrative Bulletin 200.8 – Capital Asset Accounting and Budgeting Policy (Attachment A). B. Contra Costa County Administrative Bulletin 205.1 – Cash-Receiving, Safeguarding and Depositing (Attachment B). C. Contra Costa County Administrative Bulletin 212.1 – Internal Audit of County Departments and Offices (Attachment C). D. Contra Costa County Administrative Bulletin 215.1 – Petty Cash Funds (Attachment D). E. Contra Costa County, EHSD, Community Services Bureau – Fixed Assets, Information Technology, Low-Value Inventory and Clouds Data System Policies and Procedures (Attachment E), and the Equipment Inventory form attached thereto (see 45 CFR section 75.320(d)(1)). F. California State Controller’s Office 2023 Edition – Accounting Standards and Procedures for Counties. G. California State Controller’s Office - 2015 Internal Control Guidelines for California Local Agencies. H. Head Start Act’s Post Federal Award Requirements regarding Internal Controls (see 45 CFR section 75.303). I. Head Start Act’s Post Federal Award Requirements regarding Equipment (see 45 CFR section 75.320(d)(1)). ATTACHMENTS Number: 200.8 Date: 5-27-10 Section: Budget & Fiscal CONTRA COST A COUNTY Office of the County Administrator ADMINISTRATIVE BULLETIN SUBJECT: Capital Asset Accounting and Budgeting Policy The County policy for capital asset accounting and budgeting must conform to State definitions and regulations as set forth in the manual of Accounting Procedures for Counties and reflect current values. This policy establishes the basis for financial classification and does not affect the program of physical inventory control and accountability. Capital assets are assets of significant value having a utility that extends beyond the current year. An improvement is a replacement of a component part of a capital asset by an improved or superior part, an addition of new parts, or an alteration or a structural change to a capital asset that results in a functional improvement over its original state that materially adds to the value of the asset or appreciably extends its life. Land improvements enhance the value of the land itself (such as grading, filling, and sloping or ditching for drainage) and are charged to the land account. Ground improvements add other items to the basic land and are charged to the Buildings and Improvements fixed asset category. Examples of grounds improvements are lawns, trees and shrubs, sprinkler systems, fences and walls, and paving. The following capital assets are to be capitalized and individually budgeted and controlled: I Land. All land acquisitions and land improvements, without regard to cost. II Structures and Improvements. a Permanent stnrctures costing $100,000 or more. b Additions, structural betterments and ground improvements that cost $100,000 or more. III Equipment. a Equipment includes movable personal property with a unit cost of $5,000 or more, including sales tax, and delivery and installation charges. b Additions to capitalized equipment costing $5,000 or more per item. ATTACHMENT A Administrative Bulletin No. 200 IV Infrastructure. Capital Asset Accounting and Budgeting Policy Page 2 a [nfrastructure assets are long-lived assets that normally are stationary in nature and can be preserved for a significantly greater number of years than other capital assets. b Infrastructure assets include roads, bridges, tunnels, drainage systems, water and sewer systems, dams, and lighting systems. V Intangibles. a Intangible assets lack physical substance, have a non-financial nature, and have a useful life that extends beyond a single reporting period. b Examples of intangible assets include: easements, water rights, timber rights, patents, trademarks, computer software, including internally generated software. c Capitalization thresholds for intangible assets are as follows: • $100,000 for all intangibles assets acquired after June 30, 2009 -excluding internally developed or modified software and other internally developed intangibles. • $1,000,000 for all internally developed intangible assets acquired after June 30, 2009. • $1,000,000 for retroactive reported intangible assets. Orig. Dept.: County Administrator, Auditor-Controller Reference: Resolution No. 84/620 David J. Twa County Administrator 1 CONTRA COSTA COUNTY Office of the County Administrator ADMINISTRATIVE BULLETIN Number: 205.1 Date: February 20, 2008 Section: Budget & Fiscal SUBJECT: CASH – RECEIVING, SAFEGUARDING AND DEPOSITING This bulletin establishes uniform procedures and standards for receiving, safeguarding and depositing cash. I. APPLICABILITY. This bulletin applies to all employees (including contractors, temporary, agents or others) receiving or processing cash; their supervisors and their managers. II. DELEGATION OF AUTHORITY. All department heads, including elected officials, are responsible for implementation of this bulletin. Any deviation requires prior approval, in writing, from the County Auditor-Controller. III. DEFINITION – CASH. Cash includes coins, currency, checks, postal and express cash orders, traveler checks, bankers drafts, wire transfers, debit and credit cards and any other payment device. IV. GENERAL REQUIREMENTS. Every employee receiving cash is accountable for all cash that he or she receives and such cash must be kept intact, secure, and separate from other cash in the office. Receipts shall be prepared for all accepted cash using one of the receipt forms approved by the County Auditor-Controller. All customers must receive a receipt for their payment unless the payment is received by mail and a receipt was not requested. All cash received shall be delivered in a timely manner to the County Treasurer or deposited to a bank account maintained by the County Treasurer with a corresponding County deposit permit to the Treasury. No County cash is to be maintained in an account in any financial institution, bank, credit union or other depository without the knowledge and written permission of the Auditor-Controller. Internal Control Checklist for Cash details best practices on receiving, safeguarding and depositing cash. Employees should periodically compare their own practices to those detailed in the Checklist. Management must also complete and submit the Checklist to the Auditor-Controller no later than June 1st of every year. ATTACHMENT B 2 V. RECEIVING CASH. Cash may be received over the counter in the office or through the mail. A. Over the Counter Payments 1. Approved receipts must be issued for all payments. 2. Restrictive Endorsement – All negotiable instruments (non-cash form of payment such as checks) must be restrictively endorsed immediately upon acceptance using a stamp, which restricts payment for deposit only to the County Treasury. 3. Payments must be deposited intact. Customers’ checks should be written for the correct amount (no “cash back”). Employees may not cash personal checks or exchange personal funds from the cash drawer. 4. Second party checks are not to be accepted. 5. No post-dated checks are to be accepted without a supervisor’s approval. B. Through the Mail Payments 1.Restrictive Endorsement – All negotiable instruments (non-cash form of payment such as checks) must be restrictively endorsed immediately upon receipt using a stamp, which restricts payment for deposit only to the County Treasury. 2.Second party checks are not to be accepted. 3. All checks received through the mail shall be recorded by the Mail Clerks (team of two Clerks recommended) on a Mail List/Transfer Record showing all relevant information, including the date, name of payer, amount, client account to be credited, and the general ledger account to be credited (if known). Photocopies of the checks received through the mail may be made in place of separately listing each check. Mail Clerks must retain a copy of the Mail List, including check photocopies, if the original is transferred to another person for preparation of receipts. 4. Issuing Receipts - The person preparing receipts shall mail the original receipt to the payer, if a receipt has been requested. The receipt number(s), receipt date(s) and Deposit Permit (DP) number(s) shall be recorded on the original Mail List. A copy of the completed Mail List shall be kept on file. 5. Transfer Record – If the Mail Clerk does not prepare receipts, each person handling cash must sign the original of the Mail List/Transfer Record until it reaches the person designated to issue receipts. After issuing receipts, that person shall make a copy to file and return the original Mail List to the Mail Clerk. Note that each time the original Mail List changes hands, the Transfer Record must be signed. 6.The mail clerk will retain the original Mail List at the work location until the next Internal Audit Division audit. 3 7.A department may establish an alternate procedure for cash received by mail if approved in writing by the Auditor-Controller. C.Recordkeeping. 1.One copy of the receipt shall be retained in the receipt book. Any receipts not used (original or accounting copy) also shall be retained in the receipt book. 2. Daily, every cashier shall count cash collected and document the reconciliation of the count to the receipt records to identify any overage or shortage. An employee not performing the receipting function shall review reconciliations. 3. Cash collections shall be summarized daily on a cash receipt journal showing receipt numbers issued, date receipted, amount receipted, and revenue or other accounts to be credited. When the receipts are deposited, the cash receipt journal shall show the deposit date and Deposit Permit number. 4. Records Retention – Records substantiating cash receipts must be retained at least until audited by the Internal Audit Division of the Office of the Auditor-Controller. Dependent upon the underlying type of transaction for the cash receipt, there may be additional retention requirements. D. Receipt Forms. Generally, receipts are issued on the County’s General Receipts “F” (Form D-58) or “G” (Form D-57). However, cash register receipts, computer-generated receipts, or other receipts may be used if pre- approved in writing by the Auditor-Controller (stationary store receipts are not authorized). Alternate forms will be considered for approval only if they meet the following criteria: 1.Receipts are sequentially press or machine numbered. 2.Each receipt copy contains at least the following information: a) Date of receipt. b) Name of the person or institution from which the cash was received, a reference to the specific county case, and account to which the payment is applied. If no specific reference is applicable, then a reference to a class of payment type is permissible (e.g. sale of forms, copy charges, etc.). c) Amount of payment. d) Form of payment (cash, check, cash order, credit card, wire transfer, etc.). e) Name or identification code of the person receiving the cash. 4 3. The issuing department must retain at least one duplicate copy of each receipt. In lieu of a receipt, a report may be retained that is (or can be) generated by the approved cash register or computer system that lists all the above information. 4. Any voids must be authorized by a second person (preferably a manager). E. Voided Receipts 1.The following information shall be recorded either in a voided receipt register or on the voided receipt: i. Reason for the void ii. Replacement receipt number (if applicable) iii. Supervisor’s signature 2. All copies of voided receipts shall be marked “voided” and retained in or with the book and accounting copies. If the receipt is voided after the payee has left with the original receipt, the original replacement receipt shall be retained in or with the book and accounting copies of the voided receipt. 3. Accountability must be established for all used and unused receipts. VI.SAFEGUARDING CASH. All departments are responsible for providing sufficient safeguards to prevent the loss of cash collected by the department as well as customers’ financial information. A. Each department is responsible for safeguarding sensitive information, such as checking account numbers that may provide access to a customer’s financial assets. Any officer or employee, who in the course of his or her employment of duties has or has had access to credit card or payment device information, shall not use, disclose or make known, in any manner, information provided by customers for any unauthorized purpose. B. Cash maintained at department offices must be kept in a locked and secure location with access limited to authorized personnel only. If there is more than one fund, the funds shall be secured in separate bags or lock-boxes. Cash funds shall never be combined and monies from one fund shall not be loaned to or used by another fund. C. Management shall periodically conduct unannounced cash counts of revolving funds (petty cash fund, change fund, cash difference fund) to verify the amount of cash on hand and to ensure that the funds are being used for authorized purposes. Also, management shall periodically verify the validated Deposit Permit or bank deposit slip to the day’s receipts. D. For proper separation of duties, the person having physical custody and control of the cash shall not be authorized to approve expenditures. E.Transfer of Accountability Record – When any cash is transferred from one custodian to another custodian prior to deposit of the cash, the Transfer of Accountability Record must be completed. 5 VII. DEPOSITING CASH. Departments receiving cash shall deposit it in the County Treasury in the manner described below, unless the department has made a special arrangement with the County Treasurer for depositing the cash in a bank account of the County Treasurer. A. Deposit Requirements - If practical, daily depositing is preferred. If deposits are not made daily, they shall be made when coin and currency exceed $250 or the total collections exceed $500. Deposits shall be made at least once a month. All payments received shall be deposited in their entirety. Partial deposits shall not be made. Any deviation from this practice must be approved by the Auditor-Controller in writing. B. Deposit Procedures - 1.Prepare a Deposit Permit Form D-34 2.Present the Deposit Permit to the counter clerk in the General Accounting Division of the Auditor-Controller who will assign a deposit permit number. The Deposit Permit, together with authenticated bank deposit slips, may be mailed. Do not send cash through the mail. Employees may not trade personal checks for cash. The General Accounting Division of the Auditor-Controller will retain a copy of the Deposit Permit. 3.Take the copies of the Deposit Permit and the collections to the Office of the County Treasurer for deposit. 4.The department keeps a copy of the Deposit Permit after endorsement by the Auditor-Controller and the Treasurer. The copy is to be retained in the department files. The Treasurer retains the original and a copy of the Deposit Permit. After processing, the original is filed with the Auditor- Controller. C. For departments with County Treasurer-approved deposit arrangements. 1. Deposits made to a bank account of the County Treasurer shall be prepared with a triplicate bank deposit ticket. 2. Copies of the bank-validated deposit ticket shall be distributed as follows: •original to bank •duplicate or second copy retained in office’s files •triplicate copy attached to Deposit Permit which is sent to the Office of the County Auditor-Controller. Note: Deposit Permit numbers are available from the General Accounting Division of the Auditor-Controller Office. 3.The Treasurer will notify the department of any returned checks. It is the responsibility of the department to follow-up and collect on returned bank checks. 6 VIII. CREDIT CARD PAYMENTS. Accepting payments by credit card increases the number of payment options and gives the customer greater flexibility. However, the Department incurs additional expenses with credit card collections. Departments accepting credit card payment must also conform to the Payment Card Industry (PCI) Data Security standards for merchants. A. Deposit Permits must be submitted to the Treasury for all credit card deposits. 1.A “Host Totals” tape should be submitted to the Treasury with the Deposit Permit. The detail for individual transactions should be kept within the department to resolve any problems that may occur with individual transactions. 2.Credit card fees cannot be netted against the revenue. B. The full cost of the credit card program is the responsibility of the accepting department. The costs include: 1. Start-up costs, including equipment, paper, and telephone lines. 2. Monthly fees. 3. Charges for invalid credit card transactions. This includes the principal credit card amount charged as well as any fees and penalties charged by the bank. C. Payments for credit card program costs must be sent to the Treasury monthly in a warrant or journal. Program costs should not exceed the value of credit card payment deposits. IX WIRE TRANSFERS. All wire transfers of funds into County bank accounts should have a corresponding Deposit Permit submitted to the Treasury within 24 hours. X. MANAGEMENT ACCOUNTABILITY. The Internal Control Checklist is an internal control review to ensure accountability for cash in County departments. County employees with oversight responsibility for cash in a department shall complete the checklists no later that June 1st of every year. A current copy must be maintained on file by the Department until the next audit. When completed a copy shall be sent to the Chief Auditor, Internal Audit Division, Auditor-Controller’s Office. XI. REFERENCES Payment Card Industry (PCI) Data Security Standards County e-Commerce Requirements Originating Department: Office of the Auditor-Controller Contact: Chief Auditor 925-646-2233 /s/_____________________________ JOHN CULLEN, County Administrator CONTRA COSTA COUNTY Office of the County Administrator ADMINISTRATIVE BULLETIN Number: 212.1 Date: 10-24-75 Section: Budget & Fiscal SUBJECT: Internal Audit of County Departments and Offices Various California state codes require or authorize the County Auditor-Controller to perform audits of the accounts and records of specific County departments, offices and operations. In addition, under the provisions of Section 26883 of the Government Code, the County Auditor-Controller is an agent of the Board of Supervisors in fulfilling its statutory responsibilities for audits of County operations. The internal auditing function is performed by a staff of professional auditors employed in the Internal Auditing Division of the Office of the County Auditor-Controller. PURPOSE The objective of the County internal auditing function is to assist County management in the proper and effective discharge of its responsibilities by reviewing and evaluating financial records and procedures and by providing reports to management containing objective analyses, appraisals, comments and recommendations concerning the activities reviewed. The Internal Auditing Division has authority to review and appraise such policies, plans, procedures and records as are necessary to carry out its objective. This authority gives the Internal Auditor full access to all pertinent County records, property, and personnel except as limited by policy of the Board of Supervisors and statutory requirements. As a staff function Internal Auditors have no direct supervisory authority over those persons whose work they review, nor does their review in any way relieve those persons of the responsibilities assigned to them. SCOPE All County operations and activities are subject to internal audit unless specifically exempted by statute or County policy. Examinations are primarily financial in nature; however, the Internal Auditor is concerned with all phases of County operations wherein he can be of service to County management. Among the activities of the Internal Auditing Division are the following: 1. Reviewing and appraising the soundness, adequacy and application of accounting, financial and operating controls. ATTACHMENT C 2. Examining accounting and related records maintained to account for County revenues, expenditures, assets and liabilities, and evaluating the reliability and adequacy of those records. 3. Determining the extent of compliance with statutory requirements and with established policies and procedures (particularly those relating to financial matters). 4. Ascertaining the extent to which County assets are accounted for and the extent to which they are protected from losses of all kinds. 5. Appraising the effectiveness of accounting and related procedures and making recommendations for improvements. 6. Preparing audited financial statements for special County operations. Special studies and financial analyses are also performed from time to time. PROCEDURES Audits of most County departments are made on an annual basis at about the same time each year. In certain circumstances, however, audits may be performed more or less frequently than once a year. Department officials are normally contacted by the Internal Auditing Division in advance of the commencement of the audit to arrange a mutually convenient time schedule and to discuss problem areas and changes in department operations. In special circumstances audits are sometimes made without advance notice. Requests from departments for special reviews and analyses are scheduled according to the urgency of their nature and the availability of staff. Upon completion of the audit a discussion draft of the report is reviewed with the department. This is to assure agreement on factual matters and give the department an opportunity for early corrective action when required. The final written report is directed to the responsible official with information copies to others who are affected. It is the responsibility of the official to whom the report is directed to send a written reply to the County Auditor-Controller within 30 days of the receipt of the report. When audit comments or recommendations indicate that some specific action should be taken, the reply must state what action has been or will be taken, or the reason such action should not be taken. Upon receipt of the reply, the County Auditor-Controller will transmit an information copy of both the report and the reply to the County Administrator for his review and desired action. If no response is received within the 30-day time limit, the information copy of the report alone will be sent to the County Administrator with the notation that there has been no reply from the responsible official. Subsequent replies will be sent to the County Administrator separately, upon receipt. CONCLUSION Internal auditing is essential for proper management and control purposes. All personnel should assist when contacted by the internal audit staff in the performance of their studies and analyses. Orig. Dept.: County Auditor-Controller Reference: California Government Code Section 26883 /s/ Arthur G. Will _________________________ County Administrator 1 CONTRA COSTA COUNTY Office of the County Administrator ADMINISTRATIVE BULLETIN Number: 215.1 Date: March 24, 2008 Section: Budget & Fiscal SUBJECT: PETTY CASH FUNDS This bulletin establishes uniform procedures and standards for establishment, making expenditures, replenishment and safeguarding of petty cash funds. I.APPLICABILITY. This bulletin applies to all employees (including contractors, temporary, agents or others) who are petty cash custodians and their supervisor. II.DELEGATION OF AUTHORITY. All department heads, including elected officials, are responsible for implementation of this bulletin. Any deviation requires prior approval, in writing, from the County Auditor-Controller. III.DEFINITION – PETTY CASH FUND. A small pool of coins and currency used to make payment for small expenditures that cannot be made cost effectively through other means. The petty cash fund may be a separate fund or a sub-fund within a larger revolving fund (which may have multiple petty cash funds). IV.GENERAL REQUIREMENTS. All requests for new Petty cash funds or for increasing, reducing or abolishing existing Petty cash funds must be directed to the Auditor-Controller in writing by the department head or authorized representative requesting the change. Requests for new Petty cash funds should describe the purpose(s) for which the fund is needed, state the estimated size of fund required for such purpose(s), and specify the means that will be used to protect the fund against loss or misuse. Requests for changes in existing Petty cash funds should explain the need for the change and contain documentation supporting the requested amount of the change. V.ACCOUNTABLITY. A custodian shall be appointed for each Petty cash fund that is responsible for the operation of the Petty cash fund. Alternate custodians may be appointed, but the number should be limited. Operational and security considerations should be evaluated when determining the number of alternate custodians. Management shall periodically conduct unannounced cash counts of Petty cash fund to verify the amount of cash on hand and to ensure that the funds are being used for authorized purposes. ATTACHMENT D 2 Appendix A – Internal Control Checklist (Petty cash) details best practices on receiving, safeguarding and depositing Petty cash. Custodians should periodically compare their own practices to those detailed in the Checklist. The Custodian’s supervisor must also complete and submit the Checklist to the Auditor-Controller annually by June 1. VI.ESTABLISHMENT OF THE PETTY CASH FUND. Upon approval of a petty cash fund, a warrant will be issued to the petty cash custodian for the approved dollar amount. Petty cash funds are assigned a Vendor number and name in the Accounts Payable section of the Office of the Auditor- Controller. The initial check is issued under the vendor name (e.g. Rev Fnd – Dept X) and not the name of the custodian. The custodian will need to take the warrant to the bank or Treasurer and cash it. The custodian is the one responsible for safeguarding the cash. VII.EXPENDITURE PROCESS Petty cash disbursements should be used for small incidental expenditures where it would not be practical to make the disbursement by warrant. Each petty cash transaction must be supported by an original voucher, receipt or invoice and signed for by the recipient. If the original receipt is not available a memo explaining why it is not available is required. At all times the vouchers, receipts, and invoices plus the cash on hand should equal the total amount of the Petty cash fund. Appendix B – Petty Cash Log Form. All disbursements need to be logged on the combination Demand and Cash Disbursement Voucher, form D15.11 or an alternate form approved in advance by the Auditor-Controller. If there are not sufficient lines on the D-15 form for the accounting information for all the transactions, record all the accounting information on a separate TC 52 form and attach it to the D-15. Petty cash may not be used for the following: a)Cashing of personal or other checks b)Personal loans or salary advances c)Professional services d)Employee meals e)Gifts or gift cards f)Alcohol There may be operational considerations that require special handling of petty cash expenditures. These must be approved in advance by the Auditor-Controller. 3 VII.REPLENISHMENT The Petty cash fund should be replenished as needed, usually monthly but at least annually (before close of the County’s books on June 30). All replenishment requests, form D15.11 must be accompanied by the original vouchers, receipts and/or invoices. Receipts must be taped to an 8 ½ x 11 sheet of blank paper when submitted. The D15.11 form and the related documentation is to be submitted to the Accounts Payable unit of the Auditor-Controller for replenishment. The Accounts Payable unit will then issue a warrant for the replenishment. Replenishment checks are issued under the vendor name (e.g. Rev Fnd – Dept X) and not the name of the custodian. IX.SHORTAGES/OVERAGES Shortages must be reported when discovered in accordance with the procedures in Administrative Bulleting 207.7. Overages must be reported when discovered. The overage is deposited to Fund 8109 for disposition. Originating Department: Office of the Auditor-Controller Contact: Chief Auditor 925-646-2233 /s/ JOHN CULLEN, County Administrator Page 1 of 3 Community Services Bureau FIXED ASSETS, INFORMATION TECHNOLOGY, LOW-VALUE INVENTORY AND CLOUDS DATA SYSTEM POLICIES AND PROCEDURES BACKGROUND The following Agency Fixed Assets, Information Technology, Low-value Inventory and CLOUDS Data System Policy was approved by Community Services Bureau ("CSB"). This policy applies to all programs funded by CSB. DEFINITIONS General Fixed Assets: All equipment (non-expendable personal property) with an acquisition cost of $5,000.00 or more per unit and a useful life of more than one year that is purchased with funds distributed by CSB. Information Technology Equipment (purchased with CSB Program funds): The purchase, rent, licensing, maintenance fee, or subscription of information-technology applications/software/services with a per-unit single or cumulative cost totaling $5,000 or more within a twelve-month period with CSB Program funds. Low-value Inventory (Equipment): All computer hardware and expendable property of a sensitive nature (subject to loss or theft due to its size), meeting the state and federal definition of equipment, such as photocopiers, printers, tablets, laptops, and video cameras with an estimated useful life of more than one year, and value is less than $5,000.00. All Low-value Inventory shall be considered to have a useful life of up to five years for purposes of this policy. Covered Equipment: Any and all General Fixed Assets, Information Technology and/or Low-value Inventory. The cost of Covered Equipment includes: the purchase price less discounts plus freight charges; sales, use and transportation taxes; and installation charges. CLOUDS Data Management System (Software): all programs operated and funded by CSB, including sub-recipient/delegate/partner, will utilize the CLOUDS data management system for recording daily attendance, reports, asset management and conduct program monitoring. County shall provide training and technical support on CLOUDS and all related hardware and software applications used at sub-recipient/delegate/partner centers, on an as-needed basis. PRlOR APPROVAL OF FIXED ASSETS AND INFORMATION TECHNOLOGY Expenditures for fixed assets and information technology (CSB Program funds) shall be approved by CSB and/or grantor prior to the purchase of such fixed assets by subrecipient/delegate agency. Sub-recipient/delegate/partner agency shall obtain written approval of CSB and/or grantor prior to purchasing the fixed assets and information ATTACHMENT E Page 2 of 3 technology. For fixed assets purchase using Head Start funds, if fixed assets are approved in the annual budget, no further approvals are required. INVENTORY OF FIXED ASSETS AND LOW-VALUE INVENTORY All Covered Equipment will be inventoried by Sub-recipient/Delegate/Partners and entered into CLOUDS Asset Management System, which will be monitored by CSB. A physical property inventory monitoring will be conducted and reconciled with the property records at least once every two years. Replacement, transfer, tagging and disposal of any Covered Equipment shall be consistent with the following procedures. REPLACEMENT OF COVERED EQUIPMENT When the status of Covered Equipment is reported after the annual physical inventory, the sub-recipient/delegate/partner agency that cannot locate items of Covered Equipment assigned to it shall provide to CSB (from non-CSB sources) funds equal to the replacement Value of the Covered Equipment not located. TRANSFER OF COVERED EQUIPMENT The sub-recipient/delegate/partner agency that receives Covered Equipment from CSB will be solely responsible for the pickup and return of such equipment to CSB. In addition, all Covered Equipment must be returned when the program operator is no longer funded by CSB. TAGGING OF COVERED EQUIPMENT Every purchase made with CSB funds will be approved by CSB's Fiscal Unit. Each sub-recipient/delegate/partner must be aware that in some instances, prior federal and/or state approval is necessary, and program must secure the appropriate approval prior to acquisition. For tagging and record keeping, the sub-recipient/delegate/partner must provide a report containing an itemized listing of Covered Equipment purchases with a copy of the invoice for each item. The listing should provide the date of acquisition, individual cost, serial number, and location of the Covered Equipment. CSB will then arrange for tagging the Covered Equipment. DISPOSITION OF COVERED EQUIPMENT Disposition of Covered Equipment will be made in accordance with OMB Uniform Guidance (2 CFR Part 200) and applicable implementing regulations by federal funding source. Sub-recipient/delegate/partner agency shall also take reasonable measures to safeguard and protect personally identifiable information from the Covered Equipment in accordance with OMB Uniform Guidance (2 CFR Part 200.82 and 200.203(e)). Covered Equipment determined to be non-usable by CSB may be. sent to the County General Services for disposition. Proceeds received from disposition will be retained by CSB for future program services, as applicable to each funding source. Page 3 of 3 If it is determined that the cost of moving the non-usable Covered Equipment will exceed the potential sale proceeds from disposition, CSB may perform disposition procedure on site. In addition, any Low-value Inventory that has exceeded its useful life may be disposed of on site. If any Covered Equipment is disposed of on site, the Program Operator shall continue to use such equipment in its CSB-funded program or, if such equipment is disposed of for value, the proceeds shall be considered Program Income and shall be accounted for as provided in the sub-grant or delegate agreement. CLOUDS DATA MANAGEMENT SYSTEMS Sub-recipient/Delegate/Partner shall use CLOUDS data management system, including specific software applications and hardware, for all enrollments using CSB's state or federal funding for the following: 1) Electronic Attendance/e-Signature/Touchless QR Code sign-in/out system 2) Communication with Families (SMS, Email & CSBConnect.org) 3) DROP App data recording 4) Program Information Report (PIR) 5) Monitoring 6) Purchase Request Approval Process (CLOUDS & CSBConnect.org) 7) Electronic Communications via SMS, Email & CSBConnect.org 8) Asset Management Module (Federal & State Funding) REPORTS AND SUBMITTALS Recipient and sub-recipient/Delegate, shall conduct a physical inventory of the property and results reconciled with the property records in CLOUDS asset Management at least once every two years and complete the approved Equipment Inventory Form/Template provided (see Exhibit 1, attached). 1) County shall provide CLOUDS specific hardware and software applications for electronic attendance requirements. 2) Hardware is the property of the County, and the below procedures must be followed: a) Missing or Stolen County hardware must be reported to CSB and include a copy of police report. b) Non-operational or damaged hardware must be returned to CSB as soon as possible and a replacement will be provided c) All County hardware must be returned upon termination of contract agreement. Equipment Inventory Item Description*Serial or Identification Number Original Cost Acquistion Date Source of Funding (incl. FAIN) Who Holds Title % of Federal Interest** Location Use Condition Disposition Date (incl. date of disposal and sale price)*** Example: King-Wade desktop computer 12345678-9011 $1,500 7/12/2004 B.L. Warren Preschool ACF 50 Example: Metover refrigerator 23434234-90 $1,200 2/13/1995 Transfer to U.L. Max C.D.C. Page of Equipment Inventory Contractor Legal Name:Funding Source (e.g. ACF) ***Enter date the item was removed from service and its disposition. References: Head Start Act’s Post Federal Award Requirements regarding Equipment (see 45 Code of Federal Regulations section 75.320(d)(1)(Equipment)). Note: A physical inventory of the property must be taken and the results reconciled with the property records at least once every two years. I certify the information contained in this Equipment Inventory form represents a complete and accurate disclosure of items purchased with Head Start funds. Signature Inventory Completion Date * List each piece of equipment, purchased in whole or part, with funds provided by ACF. **Enter percentage of Federal participation in the project costs for the Federal award under which the property was acquired EXHIBIT TO ATTACHMENT E BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA Adopted this Order on July 11, 2023 by the following vote: AYES: NOES: ABSENT: ABSTAIN: RESOLUTION NO. 2023/498 RESOLUTION OF THE BOARD OF SUPERVISORS ESTABLISHING THE FORMAL PROCESS FOR RESOLVING COMPLAINTS INVOLVING THE CONTRA COSTA COUNTY HEAD START PROGRAM The Contra Costa County Board of Supervisors resolves as follows: The formal process for resolving complaints involving the Contra Costa County Head Start program is established by the Board of Supervisors as follows: I.GENERAL This policy of the Board of Supervisors establishes and describes the formal process for resolving all complaints involving the Contra Costa County Head Start program (“Program”), including the procedure for community members and Program staff to submit complaints, and process for resolving complaints involving the Director or Executive Director of the Program. This policy supersedes all complaint procedures related to the Program that are set forth in the 2019-2021 Community Services Bureau Policies & Procedures Manual approved by the Board of Supervisors on July 30, 2019 (attached as Exhibit A). II.RESOLVING HEAD START PROGRAM COMPLAINTS A.Who May Submit Complaints and Where Complaints May Be Submitted 1.Any community member, including a parent enrolling or applying for services, may submit a complaint involving the Program directly to any staff member located at any Program site – i.e., to any site supervisor, teacher, associate teacher, comprehensive services analyst, or clerical staff. 2.Any Program staff member may also submit a complaint involving the Program directly to their supervisor or, if the staff member believes it is appropriate, then directly to the Director or Executive Director of the Program. Program staff members will document their complaint pursuant to Step 1, below, and submit their complaint in writing pursuant to Step 2 (or a higher step, if appropriate), as set forth below. The complaint process for Program staff members set forth herein does not apply to employee grievances or complaints that are subject to any of the following: a memorandum of understanding entered into between the County and a union; the Contra Costa County Personnel Management Regulations; or a complaint filed with the Equal Employment Opportunity Office of Contra Costa County. 3.Complaints involving the Program may also be submitted to the Employment & Human Services Department Ombudsman pursuant to the Employment & Human Services Department’s Ombudsman Policy (No. 23-150) (attached as Exhibit B). 4.Complaints involving the Program may also be submitted directly to the County Administrator’s Office, including the County Human Resources Department, or to the County Board of Supervisors. B. Process for Resolving Head Start Program Complaints The process for resolving Contra Costa County Head Start Program complaints is as follows: 1. Step 1. When a Program staff member receives a complaint, the staff member shall immediately document the complaint in writing, and will include the following information: a)Contact information of the complainant: name, address, telephone number, and e-mail address. b) Information shared by complainant: When was the occurrence? Person/s involved? What happened? Where did it occur? What was the impact? c)Other information that the complainant wishes to share and/or include. d) For community member complaints submitted by telephone, Program staff shall include the time and date of the call, and the name of the staff member who received the call and documented the complaint. 2. Step 2. After documenting the complaint, the Program staff member will immediately contact a supervisor level employee, including the Program Site Supervisor, Division Manager, Program Director, and/or Program Executive Director depending on the nature and urgency of the complaint and the availability of the higher classifications. At a minimum, the complaint will be brought to the attention of the CSB Assistant Director within one business day of the submission of the complaint. The CSB Assistant Director will then work with Program staff to resolve the complaint within 10 business days, including establishing corrective actions to be taken and the timeline for those actions. 3. Step 3. Complaints not resolved within 10 business days will be brought to the attention of the Director of the Head Start Program, or designee, no later than 10 business days after the original complaint submission, who will attempt to resolve the complaint, including establishing corrective actions to be taken and the timeline for those actions. 4. Step 4. If the complaint is resolved at Step 3, the Director of the Head Start Program will send a memo to all involved, stating corrective actions to be taken by staff and the timeline for these actions. 5. Step 5. If satisfactory resolution is still not achieved, the Director of the Head Start Program will request the Executive Director of the Head Start Program to review all documentation and make a determination. When the complaint is resolved, the Executive Director of the Head Start Program will send a memo to all involved, stating remedial actions to be taken by staff and the timeline for these actions. 6. Step 6. If the complaint is against the Director or Executive Director of the Head Start Program, then any staff receiving the complaint will assist the complainant in submitting the complaint to the County Administrator. If the County Administrator cannot satisfactorily resolve the complaint, including establishing corrective actions to be taken and the timeline for those actions, then the complaint will be brought to the attention of the Board of Supervisors for resolution. III.TRACKING HEAD START PROGRAM COMPLAINTS The CSB Assistant Director will maintain a “Head Start Client Concern Log” to document and track all complaints, concerns, and resolutions involving the Head Start Program (except for complaints against the Director or Executive Director of the Head Start Program for which the County Administrator will maintain a log). IV. INFORM THE BOARD OF SUPERVISORS The Head Start Executive Director and the Head Start Director will provide monthly updates to the Board of Supervisors on complaints involving the Head Start Program, in accordance with section III.A.2 of the Board of Supervisors’ policy establishing the formal governance structure for the Contra Costa County Head Start program. CONTRA COSTA COUNTY EMPLOYMENT & HUMAN SERVICES DEPARTMENT COMMUNITY SERVICES BUREAU POLICIES AND PROCEDURES SECTION 1-PROGRAM GOVERNANCE 2019-21 Board of Supervisors Approved: 07/30/19 EXHIBIT A 1 2019-21 Policies and Procedures Section 1 – Program Governance SECTION 1 PROGRAM GOVERNANCE PART I PROGRAM GOVERNANCE 1 A Service Area 1 B Service Recipients 1 C Program Governance 1 PART II COMMUNICATIONS A General Description 9 B Internal Communication 10 C Internal Communication with Parents 12 D Communications with Governing Bodies and Policy Groups 13 E External Communication 14 F Reporting for County Child Protective Services and State Community Care Licensing 18 G Partner Agencies including the Delegate Agency will follow these reporting steps 22 2 2019-21 Policies and Procedures Section 1 – Program Governance PART I. Program Governance A. Service Area Contra Costa County Employment and Human Services Department, Community Services Bureau (CSB) is the designated Community Action Agency for Contra Costa County. CSB is the Head Start and Early Head Start Grantee for Contra Costa and also administers the California Department of Education Child Development Programs, Community Services Block Grant, Stage II/Alternative Payment Programs, Low- Income Home Energy Assistance and Weatherization Programs. B. Service Recipients The Bureau’s services are directed towards building self-sufficiency among the county’s low-income residents and vulnerable populations. CSB serves pregnant women and children ranging in age from birth through kindergarten, individuals and families. All service recipients served under the various CSB funding streams must meet the eligibility requirements of the funding source. C. Program Governance 1. The Board of Supervisors: The Board of Supervisors (BOS) is a body of publically elected officials. Their role is to oversee the operations of county departments and to exercise executive and administrative authority through the county government and county administration. The BOS is also charged with responsibility and oversight to the Head Start and Early Head Start grants as outlined (please refer to part 8). 2. Policy Council Composition and Formation: The County Board of Supervisors and the Policy Council determine the total size of the Policy Council, procedures for electing parent members, and selection of community representatives. Policy Council composition is reviewed annually to ensure it meets the General Membership guidelines of HSPS 1301.1(a); 1301.3(b)(c). Consideration is given to the number of Head Start and Early Head Start currently enrolled children along with program options (Full Day, Part Day, and Home Base). The following steps explain how to determine Policy Council composition: • Determine the total number of Head Start and Early Head Start slots • Determine the total HS/EHS slots for each site by program option based on the current CSB slot map (HS/Full Day, HS/Part Day, EHS/FD, and Home Base (EHS/HS collectively). Calculate the percentage of each program option (multiply the number of program option slots for each site by the total number of slots). This will give you the percentage of membership that each option should represent. • The number of representatives is determined using the formula 1/60 (1 representative per site for every 60 HS or EHS slots). This information is included in the Policy Council By-laws approved annually by the Board of Supervisors and the Policy Council. The term for members is one year, September to August. Parent representatives will be (re)elected annually by each center’s parent committee. Community representatives will be selected annually. The maximum number of one-year terms an individual can serve 3 2019-21 Policies and Procedures Section 1 – Program Governance is five. No grantee, delegate or childcare partner staff or members of their immediate family may serve on the Policy Council or on the Delegate Agency’s Policy Committee. Immediate family is defined as any parent, child, sibling, grandparent, significate other, co-parent or spouse of staff. At least 51% of the Policy Council members must be parents of currently enrolled children. Reimbursements are provided to parent representatives to support participation in their policy council or policy committee's meetings/activities as stated in the Policy Council Bylaws and Policy Council Handbook. 3. Procedures for Electing Parent Representatives to the Policy Council: The parent committees at each site will elect parent representatives as early as possible in the program year. This is done by voting at the parent meetings. Parent representatives must be parents of currently enrolled children in the program. 4. Procedures for Electing Community Representatives to the Policy Council: Community representatives are enlisted from the local community. They represent past parents and local community agencies. All Community Representatives must be elected by the Policy Council. Membership for Individual Community Representatives is also limited to 5 one-year terms. CFR 1301.3(d)(1)(4) • Past Parent Community Representatives: The past parent representatives must submit a letter to the Policy Council requesting consideration to be a community representative. Letters are read during a business meeting, and the Policy Council must vote to approve the parent’s request. If the Policy Council receives more requests than vacancies, all letters are read for consideration, the Policy Council votes, and the majority decision rules. • Community Agency Representatives: The Policy Council determines which community agencies are invited to participate on the Council. Agencies are drawn from the local community and are familiar with resources and services for low-income children and families. CSB staff and Policy Council members assist by contacting agencies to seek interest in joining and requesting the name of an agency representative to be elected onto the Policy Council as early in the program year as possible. Agency representatives are presented and considered for approval by the Policy Council. 5. Parent Committee: The Parent Committee must carry out at least the following minimum responsibilities:  Advise center staff in developing and implementing local program policies, activities, and services.  Maintain communication between Policy Council and Policy Committee at the delegate level.  Plan, conduct, and participate in informal, as well as formal, programs and activities for children, parents and staff. 6. Policy Council Responsibilities: The Policy Council has policy-making authority and is governed by its By-laws. Annually the Policy Council and Board of Supervisors are oriented to CSB Program Services and receive training on:  Policy Council Roles and Responsibilities 4 2019-21 Policies and Procedures Section 1 – Program Governance  Program Governance responsibilities  Head Start Performance Standards  Head Start Philosophy  Gran Cycle Process  Share Decision Makin Process and Parliamentarian Procedures  County code of Conduct and Conflict of Inters  Eligibility, Recruitment, Selection, Enrollment, Attendance ERSEA A make-up orientation is also provided for members joining later in the program year. A joint training with the Board of Supervisors is also scheduled annually. 7. Governance and Management Responsibilities: The following chart outlines the required Board and Policy Council Approvals: Procedure/Plan/Application Approval Required Frequency of Approval Governing Body BOS Policy Council 1. Planning Procedure (Road Map) (Planning Calendar) X X Annually 2. Goals and Objectives (included in the Grant application) X X Annually 3. Child Recruitment/Selection Procedures (Selection Criteria/ Recruitment Plan) X X Annually 4. Budget and Grant Application X X Annually - and as needed for supplements 5. Self-Assessment Plan for Corrections (if applicable) X X Annually 6. Board Composition Requirements for non-governmental agencies N/A N/A One-time (until changed) 5 2019-21 Policies and Procedures Section 1 – Program Governance 7. Board and PC Conflict of Interest requirements (included in Bylaws) X X One-time (until changed) 8. PC Bylaws - Board approval of PC Composition Procedure for how PC members are selected X X One-Time (until changed) 9. Financial Management Accounting & Reporting Policies including audit X N/A One-time (until changed) 10. Policies and Procedures including: a) Policy defining roles/ responsibilities of governing board members for implementing a high quality program b) Dispute Resolution & Impasse Procedure c) Procedures to resolve community complaints, conduct investigations d) Personnel Policies & Procedures e) Hiring/Termination procedures for Executive, Head Start, Fiscal, HR Directors and program staff. X X One-Time (until changed) Items Requiring Reports to the BOS and PC: Required Report Frequency a) Budget, Credit Card Expenses reports Monthly b) Program Reports Monthly 6 2019-21 Policies and Procedures Section 1 – Program Governance c) Enrollment Reports Monthly d) USDA Meals/Snack Monthly e) Financial Audit Annually f) Self-Assessment Annually g) Community Strategic Planning Goals and Objectives Jan/June Updates h) Communication from the Secretary/Human Health Services As Released i) Program Information Report PIR Annually j) Ongoing Monitoring Results Semi-Annual k) School Readiness Goals-Data As Released (3 times a year) 8. Responsibilities of Board of Supervisors, Policy Council, Employment and Human Services Executive Director and Community Services Bureau Director: i. Background The responsibilities of the Board of Supervisors, Policy Council, and Director of Program Services are described in the Head Start Performance Standards. The Performance Standards describe certain responsibilities for the Director of the Head Start program, leaving decisions regarding other responsibilities to Executive Directors of the local Head Start Grantee. ii. Reference  Head Start Performance Standards, 45 CFR 1301.1 and CFR 1301.5 7 2019-21 Policies and Procedures Section 1 – Program Governance  Policy The Employment and Human Services (EHSD) Director and the Community Services Bureau Director shall ensure that the Policy Council and the Board of Supervisors are routinely and frequently informed of, and trained on, management procedures and functions, as well as the Federal laws and regulatory compliance issues required to ensure a quality program. Mutual communication and understanding between the governing board, the policy council and program management are fundamental prerequisites for a healthy Head Start Program. The EHSD Director and the Community Services Bureau Director will also ensure that the Board of Supervisors has an understanding and appreciation of the Head Start Philosophy and the role of parents and Policy Council in shared governance. Careful and complete communication and planning will ensure effective oversight and appropriate actions and interventions that will foster the mutual understanding and actions of all entities responsible to maintain a quality Head Start Program. iii. Procedures  The Employment and Human Services Department (EHSD) Director will provide a report to the County Administrator’s Office monthly.  Report topics will include all required monthly report items noted in section 7, Enrollment and Average Daily Attendance, and may additionally include, but are not limited to: o Fiscal/budget issues o Personnel matters o Facility issues o Policies and Procedures o Program planning o Annual Self-Assessment o Annual independent audit o Grant development and submission o Correspondence with ACF o Program issues o Regulatory changes o Family Engagement o Planning for joint Board of Supervisors/ Policy Council training activities  The report will be sent monthly to the Health and Human Services Committee of the Board of Supervisors, to be included on the agenda by the Board of Supervisors and provided to the Chair of the Policy Council.  The Employment and Human Services Director and Community Services Bureau Director will jointly meet throughout the program year, individually, with each member of the BOS to review reports, give updates and advice, and train on new regulations and initiatives. 9. Role of Policy Council in the Annual Grant Development Process: Throughout the year, the Policy Council is involved in the grant process through a variety of ways:  The Program Services subcommittee meets throughout the year to review/discuss and update the annual program goals and objectives and the annual parent services budget and activities. 8 2019-21 Policies and Procedures Section 1 – Program Governance  The Fiscal subcommittee meets monthly to develop, adjust and approve the program budget for the coming year’s grant and tracks it throughout the year.  The Policy Council approves the annual program goals and objectives.  The Policy Council reviews the Community Assessment annual updates and the full easement every five years.  The Policy Council also reviews and approves the Annual Planning Calendar, Child Recruitment and Selection Criteria, the Self-Assessment Plan for Corrective Actions, all of which are included in the submission of the Annual Grant Application. Once these components of the grant are reviewed and approved, the Policy Council approves the full grant in the fall before submission to ACF. 10. Resolution of Disputes between the Board of Supervisors and the Policy Council (Impasse Policy) i. Background The Performance Standards require that Head Start grantees establish a policy and necessary implementation procedures for the resolution of internal disputes between the Board of Supervisors and the Policy Council. ii. Reference Head Start Performance Standards, 45 CFR 1301.6 iii. Policy The Chairpersons of the Board of Supervisors and the Policy Council will monitor actions and decisions of each body as they relate to their respective responsibilities. It is the policy of Contra Costa County to resolve any disagreements between the Board of Supervisors and the Head Start Policy Council fairly and within required timelines. Whenever possible, disagreements will be resolved through processes of mediation and conciliation, including discussion, compromise, and consensus seeking between parties, and, if necessary, professional mediation. iv. Administrative Procedure  Informal Resolution: In the event that a conflict exists, they will notify each other in writing within 30 days and give reasons why it does not accept the decision of the other, and then they will initiate informal discussions between representatives of the two bodies and seek a mutually acceptable resolution.  Mediation: If informal resolution is not effective, the Chairpersons of the Board of Supervisors and the Policy Council shall request that the Community Services Bureau Director identify mutually agreeable qualified third party to provide professional mediation services. The mediator will use conciliation, compromise and consensus seeking between the two bodies. The mediation process shall be non-binding.  Arbitration: If no resolution is reached with a mediator, the Chairpersons of the Board of Supervisors and Policy Council shall request that the Community Services Bureau Director identify 9 2019-21 Policies and Procedures Section 1 – Program Governance mutually agreeable arbitrator, whose decision is final. 11. Resolution of Community Complaints i. “Community complaint” is defined as any complaint from anyone other than staff ii. The Policy Council is generally responsible for (and has the legal and fiscal responsibility for guiding/directing/carrying-out the establishment) the method of hearing and resolving community complaints about the Contra Costa County Community Services Bureau iii. Process for Solving Disputes/Complaints: Any parent (enrolled or applying for services) or community member may report a complaint to a program staff member of any of our program/sites, i.e. Site Supervisor, Teacher, Associate Teacher, or Comprehensive Services, Analyst, or clerical staff. If the complaint comes in by phone, the staff member documents that complaint. Complaints may come from sources other than the site, i.e. Board of Supervisors. Anyone receiving a complaint will immediately contact a program manager by phone with the following information:  Step 1: Document the complaint in writing to include the following information: Contact information of the complainant: Name, Address, Phone Number, email (if appropriate); Information Shared: When was the occurrence? Person/s involved? What happened? Where did it occur? And what was the impact? Other information that the complainant wishes to share may also be documented. If the complaint comes in by phone: program staff document call, note time, date and name of the staff member name  Step 2: Complaint goes first to the Site Supervisor who must discuss the details with their Assistant Director within 24 hours of the report. The Assistant Director works with the program staff to attempt resolution within 48 hours.  Step 3: Complaints not resolved within 48 hours will be brought to the attention of the Division Manager, Bureau Director, or their designee.  Step 4: If the complaint is then resolved, the Bureau Director will send a memo to all involved, stating remedial actions to be taken by staff and the time line for these actions.  Step 5: If satisfactory resolution is still not achieved, the Bureau Director will request the EHSD Director to review all documentation. When the complaint is then resolved, the EHSD Director will send a memo to all involved, stating remedial actions to be taken by staff and the time line for these actions.  In addition, Manager, Supervisors and Assistant Directors maintain the "Client Concern Log" to document and track all program concerns/complaints and resolutions. Part II. Communications A. General Description All staff is expected to communicate within the department and externally using the following communication tools: 10 2019-21 Policies and Procedures Section 1 – Program Governance  Common, not technical terms  A professional tone  Assurance that the approach is based on each family’s cultural/linguistic preferences  Adherence to the principles of Facilitative Leadership  Encouragement of a team approach  Ensure that translation services are available when needed B. Internal Communication Employees must follow County policy with regards to courtesy and confidentiality. High staff morale is dependent on friendly greetings, active listening and a display of a helpful attitude toward team members. The following are methods of internal communication with program staff:  Staff summits  Regularly scheduled staff meetings at varying levels, such as: o Senior Administrative Management o Senior Management o Comprehensive Services o Cluster-based o Site-level o Daily Interactions  Staff newsletters  Internal memos  Policies and Procedures  Fax  Email  Short Messaging System(SMS/Texting)  Payroll notices  Telephone  Bureau Reports  Computerized Tracking Systems (CLOUDS)  Video Conferencing System  Annual Planning Calendar  Intranet Internal Communication Expectations: Purpose: to ensure that multi-level communication occurs throughout CSB and that employees at every level of the organization are kept informed of Bureau updates, happenings and changes and has the opportunity to provide feedback. Communication is woven through each of CSB’s values and is critical to the effectiveness of an organization. 11 2019-21 Policies and Procedures Section 1 – Program Governance Communication Expectations:  Supervisors and managers are responsible for sharing critical information and key messages to their staff timely.  Key stakeholders are involved at varying levels in planning, decision-making and communication depending on the decision.  Supervisors/ managers are expected to hold regular, one-one meetings with subordinates, which includes time for feedback, two-way reflective communication and active listening.  Staff are encouraged to provide feedback verbally, through e-mail and written correspondence  Process, relationship and results are valued as equally important in communicating.  Written and verbal commination has a positive intent, respectful tone and encouraging word choice. We are models for one another.  Information communicated is tailored to the audience.  Communication is concise and hits on the key messages/ points.  Communication aides such as visuals and presentations are considered and shared as appropriate.  Email protocol is followed. Protocols are saved on the Intranet at CSB Resource Center/Shared Documents/CSB Policies and Procedures/ E-mail Protocol.  Expectations of next steps are clearly defined at the end of each meeting.  Justification for change and context is clearly explained.  We value the 3R’s (responsiveness, respect, relationships) in our communications.  When starting a new program, policy, project, etc…, identify 2-3 key points to communicate as to why it is important and how it will make it better.  We maintain the intranet as clear and user-friendly as possible to ensure materials are easily accessed; and use hyperlinks whenever possible in sharing information electronically.  Multi-modes and venues are used to communicate key messages including e-mail, newsletters, memos, verbal, presentations, etc. Message Method Audience Frequency Expectation Bureau Strategic Goals/ direction of the organization Memo or presentation All staff Quarterly All staff at every level of the organization knows the direction of the Bureau Department, Bureau-wide changes and updates Memos, Sr Mgt meetings, newsletter, all- staff calls, e- mails All-staff Monthly and Quarterly Staff are kept abreast of changes Communication sessions – circles, focus groups Meetings A selection of staff bureau- wide Bi-annually or as needed Staff are kept abreast of changes and Sr managers hear from staff Year-end report Memo and/or Meeting Presentation All Managers and Supervisors Annually – December/ January PowerPoint or report is shared with all staff by managers and supervisors New staff and promotions e-mail/ and unit meetings Managers and Supervisors As needed Staff know about new hires 12 2019-21 Policies and Procedures Section 1 – Program Governance Message Method Audience Frequency Expectation and/ or specific units Unit changes and updates e-mail, unit meetings, All- Cluster meetings Managers and Supervisors and/ or specific units As needed Staff know about changes Updates/ information Sr Mgt meetings Unit meetings, All-Cluster meeting Sr Mgt Team Monthly New projects, issues, updates, changes are shared and discussed as a team Updates/ information from All-Cluster and Unit meetings Center and staff unit meetings, postings on staff boards Staff Monthly New projects, issues, updates, changes are shared and discussed Updates and quick messages of upcoming events Facebook, etc… All staff and greater community 3X per week or as needed CSB is publically celebrated and upcoming events are shared Other means of communication: Planning calendars, Policies and procedures, Unit reports, Board reports and meeting minutes C. Internal Communication with Parents CSB staff strives to provide exceptional customer service and must always use their best judgment with the utmost professionalism. Every employee is responsible for delivering clear and helpful information to our parents. A key element to ensuring communication is both clear and helpful is to ensure it is delivered in the most supportive manner, place and time. Staff will not address challenging behaviors that may have occurred during the day with parents at pick-up or drop off; instead they will let the parent know that they would like to discuss challenging behaviors and request a time to meet. Staff will not request letters of recommendation from parents; however they may accept an unsolicited letter. Requesting such a letter maybe perceived as intimidating. Instead, parents should be encouraged to complete the Parent Recognition of Staff Excellence for any staff member they feel is providing excellent service and support. The following are methods of communication with parents:  Monthly Policy Council meetings – program planning, policy and financial information is shared  Monthly Policy Council sub-committee meetings  Monthly Policy Council executive board meetings  Monthly parent meetings  Monthly food menu with nutrition guidance  Health Bulletins 13 2019-21 Policies and Procedures Section 1 – Program Governance  Parent surveys  Parent-teacher conferences  Home visits  Quarterly family newsletters  Parent bulletin boards that include: o Upcoming activities; posted memos; health and safety information logs; site emergency procedures; parents’ and child’s rights; and Policy Council minutes and agendas  Daily classroom schedules  Weekly lesson plans  Parent policies and procedures  Dissemination of pertinent information regarding program planning, communications from Office of Head Start, financial reports and grant applications.  Planned site activities  Planned community events  Social Media Tools  Communication with Delegate Agency and Community Childcare Partners: o Regularly scheduled meetings o Regular monitoring o Joint trainings o Appointed members from the delegates on the Policy Council o Joint annual self-assessments  Email  Telephone  Fax  Monthly reports  Short Messaging System (SMS/Texting) D. Communications with Governing Bodies and Policy Groups 1. The Policy Council: Serves as a link between public and private organizations, the Delegate Agency Policy Committee, Subcontractors, the Grantee-Operated Program Site Committees, the Grantee, the County Board of Supervisors and the community it serves. Mutual communication and understanding between the governing board and program management are fundamental for a high quality Head Start Program. 2. Monthly meetings with the County Administrator’s Office: The Employment and Human Services Department (EHSD) Director and the CSB Director also ensure that the Board of Supervisors has an understanding and appreciation of the Head Start philosophy and the role of parents and Policy Council in shared governance. Monthly meetings are held with the County Administrator’s Office to discuss various areas of the program. A meeting report is generated by the EHSD Director and the CSB Director. The meeting’s report is sent monthly to the Health and Human Services Committee of the Board of Supervisors. In addition, the CSB Director and other assigned staff, meet throughout the program year, individually, with each member of the BOS to review reports, tour centers, give updates and advice, and train on new regulations and initiatives. 14 2019-21 Policies and Procedures Section 1 – Program Governance E. External Communication 1. Communication with Partnerships: CSB has several types of Community Partnerships and all of them provide valuable services to our children and parents. Our reputation in the community is often dependent upon the respect and assistance provided to our partners when in contact with them. Every employee is responsible for delivering clear and helpful information to the public at large and to our partners in particular. External Partners include but are not limited to: • State/Local Policy Groups • State Department of Education • Local Planning Council • First Five Commissions • County Departments • Community-based Organizations • Contra Costa County Special Education Local Planning Areas (SELPAs) • Child Care Partners • Policy Forum • Local Education Agencies • Contra Costa County School Superintendents • Contra Costa One Stop Consortium • California Welfare Directors Association Committees • News / Media Outlets 2. Press Calls: i. All press calls should be immediately reported to the CSB Bureau Director and to the Employment & Human Services Department’s Community Relations Director (also known as Public Information Officer or PIO) at (925) 313-1779, or the Executive Secretary at (925) 313-1629 in the Office of the Director for the Employment and Human Services Department. This will guarantee that the CSB and EHSD Directors know which stories and issues are attracting press attention. It will also make it easier for the reporter to be connected with the proper Department spokespersons who can respond fully and accurately. In addition, it will ensure there is proper follow up to meet deadlines, address issues and manage photography. The Community Relations Director will be available to prepare staff for interviews, review the topic of interest and discuss points that will help the interview be complete and accurate while getting the Department’s message across to the public. On occasion, members of the press will take a shortcut into the Department and contact staff directly. If the staff member has been authorized by his/her Bureau Director to respond to the press, they should first notify the Community Relations Director who can assist in managing and maximizing the media opportunity. ii. If the staff person has not been authorized by their Bureau Director to respond to the press, they are required to adhere to the following: 15 2019-21 Policies and Procedures Section 1 – Program Governance  Do not respond directly to print, vocal, and/or visual media representatives;  Politely refer all contacts to the Community Relations Director at (925) 313-1779 or EHSD’s Executive Secretary at (925) 313-1629 in the Office of the Director;  Inform your manager/supervisor immediately;  Provide the following information: date, time, and location of contact  Media representative's name, organization, phone number and deadline;  Summary and nature of the inquiry iii. There are many differing aspects and/or components related to the successful operation of our program. It is unfair for individual staff members to be placed in and/or to place themselves in a position of stating, explaining, and/or formulating policy for the department. An innocent comment intended to project a positive view can be reproduced with a negative spin or violate the right to privacy of our clients. Proposed dialogue when fielding a call from the media:  "I would like to respond to your questions. My concerns rest with preserving and protecting the privacy of our children and their families. Please give me your name, organization, and phone number so that I can properly refer your request.”  Staff with story ideas or events to promote are asked not to contact the press directly, but to contact the Community Relations Director at (925) 313-1779, so these stories can be channeled to the press most likely to cover them. 3. Tools for External Communication are as follows:  Formal/informal agreements  Electronic Newsletters  Regular meetings  E-mail  Short Messaging System (SMS/Texting)  Telephone  Membership activities  Social Media Tools (Facebook/Twitter etc.)  Annual Report  Fact Sheet 4. CSB E-mail Protocol: The following is a basic guideline of enhancing our e-mail communications:  Purpose of an e-mail is: o To Communicate – To get the reader’s attention within few lines of text. o To Document – Send a report, instructions, procedure, information to file, etc.  Only discuss public matters - Ask yourself if the topic being discussed is something you would write on company letterhead or post on a bulletin board for all to see before clicking "send."  Respond in timely fashion- Depending on the nature of the e-mail and the sender, responding within 24 to 48 hours is acceptable. 16 2019-21 Policies and Procedures Section 1 – Program Governance  Avoid using shortcuts to real words- emoticons, jargon, or slang for business e- mails such as “4 u” or “Gr8”, etc.  Be clear on who the recipient is – When there are multiple recipients or Cc’s but one or two specific people who you are directly addressing, address the specific person(s) by name at the start of the email.  Be clear in your subject line – the subject line must match the message. Be succinct and to the point in the subject line. Never leave this blank.  Evaluate the importance of your e-mail - Do not overuse the high priority option unless very necessary. If an immediate or less than 24-hour response is needed, it is better to pick up the phone.  Keep it short and get to the point - State the purpose of the e-mail within the first two sentences. Be clear, and be up front. Anything more should happen in a verbal conversation.  Know your audience - e-mail greeting and sign-off should be consistent with the level of respect and formality of the person you are communicating with.  Refrain from sending one-liners - "Thanks," "Oh, OK" and “Action”; do not advance the conversation in any way. Put "No Reply Necessary" at the top of the e-mail when you do not anticipate a response.  Confidential Information blocked -Do not share any of the following information in e-mail communications: o Credit Card information o Social Security numbers o HIPAA-related medical information ((the Health Insurance Portability and Accountability Act of 1996 addresses the use and disclosure of individuals’ health information) o Username and password  Indicate what response/action you expect - such as “Action needed”, “Response needed”, or, if none “FYI only”. Include a deadline or desired deadline for needed action and responses.  Your e-mail is a reflection of you - Every e-mail you send adds to, or detracts from your reputation. Always include a signature - You never want someone to have to look up how to get in touch with you. You name and contact information should always be included.  Send or copy others only on a need to know basis - Before clicking on the Cc lines, ask yourself if all the recipients need the information in your message.  Beware of the "reply all." - Do not hit "reply all" unless every member on the e- mail chain needs to know.  When not to send an e-mail and pick up the phone - When a topic is sensitive or has many parameters that need to be explained or negotiated and will generate many questions or may generate confusion, do not handle it via e-mail. If the email exchange has gone back and forth more than a few times, it is usually better to continue the conversation by phone. In addition, e- mails should not be used for last minute cancellations of meetings, lunches, interviews, and never for difficult news. Although, if its news you have to deliver to a large group, e-mail is more practical.  Avoid writing in all capital letters – It sends the wrong message and it is hard to read.  Beware of tone – Communicating tone in email is challenging and must be done by thoughtfully choosing words. Sarcasm, for example, is an expression of anger and often comes across hotter than it would in person, where the face and voice assist understanding.  Beware of emotional reply –Too often someone in anger or frustration types off the reply and hits send before taking time to think. After typing the response, it is advisable to take a moment, 17 2019-21 Policies and Procedures Section 1 – Program Governance think, may be take a short break – proof the reply before sending it. • Adding attachments- Send a link instead. • Out of Office- Be sure to add the date of your return and the name of the person to contact in your absence. 4. Social Media Posting Guidelines: These guidelines shall apply to any and all employees who are permitted as authorized users by Contra Costa Community Services Bureau (CSB) to post content on CSB’s social media sites. These guidelines are intended to apply to all official blogs or social media platforms maintained by CSB, including, but not limited to Facebook, Twitter and Instagram. All such activities are referred to as “social media postings” in this document.  Social media posting privileges are granted to the pre-approved CSB Social Media Committee.  The primary and foremost purpose of Contra Costa Community Services Bureau social media platforms is to provide public information and education, to recruit staff and reach out to families that need childcare, and to positively promote the work of our agency, staff and volunteers. The intent is to showcase what our agency does and to communicate with the public via social media outlets.  All authorized CSB social media users shall always be courteous and respectful of all points of view when posting on CSB’s’ social media platforms.  All authorized CSB social media users shall adhere to the CSB brand standards (colors, flyer templates, etc.) in an attempt to ensure the content presented is consistent and visually appealing. Visuals play an important part in social media branding and connectivity to the audience.  In the event that a negative post or comment is placed on any of CSB’s social media platforms, CSB social media posters will not engage in a confrontational, ongoing dialogue. We will instead remove the negative comment and address the issue outside of the public-facing platform, possibly through private messaging if appropriate to follow up/attempt to resolve the issue. This will be done with the assistance of the relevant members of the CSB Leadership Team and approved by the Department Director.  Common sense is typically the best guide when posting content on CSB’s official social media platforms. If you are unsure about a particular posting, please feel free to contact the Social Media Project Manager.  Social media postings for Contra Costa Community Services Bureau (made on official CSB accounts) may be at the direction of the Bureau Director or designees for the exposure of recruitment efforts, special events, program accomplishments etc.  Social media postings must not disclose or refer to any information that Contra Costa Community Services Bureau considers confidential information as per the confidentiality policy. If you have any questions about what constitutes confidential information, please contact the Social Media Project 18 2019-21 Policies and Procedures Section 1 – Program Governance Manager.  If a member of the news media contacts you about a social media posting that concerns the business of the Contra Costa County Community Services Bureau, you must refer that person to one of the following: Bureau Director or the EHSD Community/Media relations Manager.  All CSB social media postings should be made from the perspective of Contra Costa County Community Services Bureau, reflecting our policies, procedures and positions. Social media posts should not reflect any individual’s personal point of view or positions.  Employees need to adhere to the Hatch Act, whose main provision prohibits employees of the federal government and local government employees who work in connection with federally funded programs from engaging in any form of political activity. No lobbying is allowed.  Be responsible, be nice, have fun and connect F. Reporting for County Child Protective Services and State Community Care Licensing The purpose of these policies and procedures are to provide all department employees with instructions on what specific steps they must take to properly handle any incident involving an abused and/or neglected child, the injury of a child, or a potential child’s rights violation. It is important to note that while all employees are charged with the responsibility of reporting incidents involving an abused and/or neglected child, only the EHSD Director or Bureau Director or designee is charged with the responsibility of reporting potential child’s rights violations to State Community Care Licensing. In addition, this policy is intended to make clear the procedure for reporting incidents that may occur both off site and on site. 1. Definitions:  CCL (State): The acronym for State Community Care Licensing, which is a Division of the State of California Social Services Department, and which is responsible for the licensing of the Department’s Child Care facilities.  EHSD Director: The Director of the Employment and Human Services Department  Bureau Director: The Director of the Community Services Bureau.  CFS (County): The acronym for Children and Family Services, formerly Child Protective Services, which is a bureau of the County’s Employment and Human Services Department and is mandated by the Federal and State government to assess and investigate all referrals which allege that a child is endangered by abuse, neglect, or exploitation.  Major Injury: Any incident involving a child that requires the intervention of any medical professional (examples of medical professional include: medical advice nurse, hospital, clinic, doctor, ambulance service, emergency room).  Minor Injury: Any incident involving a child that does not require the intervention of any medical professional as noted above.  Child’s rights violations: Any incident that occurs at a Community Services Bureau facility and involves an employee, contractor, or volunteer of the Department that might violate either the Head Start Code of Conduct or the rights of a child in accordance with State Child Care 19 2019-21 Policies and Procedures Section 1 – Program Governance Licensing Regulations. All employees, at all levels, are expected to follow the policies and procedures so that accurate and timely reporting can be assured to both the County CPS and the State CCL. 2. Reporting to CFS:  Any employee or contractor who knows or suspects that a child has been abused and/or neglected off site should immediately inform and discuss his/her concerns with the direct supervisor.  Reports shall be made to Child Protective Services in accordance with mandated reporting responsibilities and laws. A report to the Community Care Licensing (CCL) shall also be made summarizing the CFS report.  The employee or contractor making the report will provide a copy of the above referenced report to their Supervisor or Manager, who is responsible to inform their Assistant Director. Additional policies and procedures related to Mandated Reporting can be found in the Child Development Section of this document, “Child Development Reporting Policies”. 3. Child Injuries: i. Minor Injuries Immediately report the injury to your Supervisor and the parent after you have tended to the child. (Includes any incident not involving medical professionals) Employees do not report minor injuries to CCL. If a parent of a child who has sustained a minor injury reports back to the center that they subsequently took the child to be seen by any medical professional, the injury needs to be reported as a major injury. All head injuries regardless of staff determination that it is minor or major shall be reported to the Supervisor immediately who shall contact the parent immediately to pick up the child. “Head Injuries” are defined as injuries to the skull or cranium, and do not include the mid and lower facial areas. Staff shall complete a written injury report for the parent prior to pick-up time and at pick-up time talk with the parent to explain the injury, action taken by staff, and provide a copy of the written report. Supervisor shall make a complete entry in the Supervisor’s Injury Log for all injuries, minor and major. ii. Major Injuries Report the incident immediately to a Site Supervisor, the Assistant Director, and the parent. Depending on the severity of the injury, all staff should take the following steps:  Comfort the child.  Phone 911 immediately.  Report the injury to the Assistant Director, Bureau Director and/or Executive Director.  The Site Supervisor or designee will make an Unusual Incident Report to Licensing in accordance with the Unusual Incident Reporting policy and procedure. 20 2019-21 Policies and Procedures Section 1 – Program Governance  The Bureau Director may assign staff to investigate.  The Department’s Licensing Liaison may prepare a written report.  Staff shall complete a written injury report (form CSB-208) for the parent immediately and provide a copy of the written report to the parent.  Supervisor shall make a complete entry in the Supervisor’s Injury Log for all injuries, minor and major. iii. Potential Child’s Rights Violations  Any incident that occurs on site at a facility and involves employee(s), contractor(s), or volunteer(s) of the Community Services Bureau that might violate the rights of a child in accordance with Child Care Licensing Regulations or the Community Services Code of Conduct must immediately be reported to the CSB Administration using the following protocol and in accordance with Mandated Reporting of Child Abuse and Neglect ACF-IM-HS-15-04: o Any potential and/or unusual incident must be reported by CSB employees to the center’s Site Supervisor or the designated person-in-charge no later than 15 minutes after being made aware that an alleged incident has or may have taken place. o The reporter shall be any employee, contractor or volunteer who has witnessed or heard about an alleged incident, or any employee, contractor or volunteer who was involved in an alleged incident. o The Site Supervisor or person-in-charge must phone-in the alleged incident to the Assistant Director and as directed by the AD, the Site Supervisor and the AD will call the CSB Administration Office at (925) 681-6300 no later than one hour after being made aware of the alleged incident. o Caller shall make it clear to the clerk answering the phone at CSB Administration Office that you are reporting a possible licensing incident that must be handled by the appropriate staff immediately. o When the Unusual Incident Report is phoned into the CSB Administrative Office, the front desk clerk who receives the phone call shall immediately and personally notify the Division Manager. If the Division Manager is not in, the notification succession shall be to the Bureau Director. o The Site Supervisor or person-in-charge will then complete, obtain AD approval, and fax t h e CSB Unusual Incident Report to the CSB Administrative Office within two hours of the alleged incident. The completed form shall be scanned to the Division Manager a n d immediately followed up by a telephone call to CSB Administrative Office at (925) 681- 6300 to verify that a copy of this report has been received. o Site Supervisor shall compile and send upon request all written documentation related to the incident to the Assistant Director, Division Manager and Personnel Services Assistant III. Documentation may include but is not limited to CSB Incident Report, small group conference forms, notes on discussions with parents or other employees, and observation notes. Materials shall be complete, legible, objective, and fact-based.  It is a requirement of CCL that unusual incidents must be reported to CCL by a telephone call within 24 hours of the County learning that an incident may have occurred. o In accordance with CCL protocol, the Site Supervisor remains the official contact with the CCL during any on-site CCL review/investigation process. 21 2019-21 Policies and Procedures Section 1 – Program Governance o The Assistant Director must be notified by the Site Supervisor any time a representative from CCL conducts an on-site visit for any reason.  Any employee who fails to report an alleged incident as outlined above will be subject to disciplinary action, up to and including termination.  Any Site Supervisor or person-in-charge who fails to follow the protocol instructions as outlined above will be subject to disciplinary action, up to and including termination. iv. CSB Administration Responsibilities  When the Unusual Incident Report is received by the CSB Administrative Office, the front desk clerk will personally deliver copies to the Personnel Administrator, Division Manager and the Bureau Director for review. When the review process is completed, an approved copy of the Unusual Incident Report will be scanned to the appropriate Assistant Director to sign and then the AD or his/her designee will fax/scan/email to CCL.  A fact finding team will immediately be convened and directed to visit the center to gather information and determine if a child’s rights have been violated and report these facts back to the Bureau Director.  After reviewing the facts, if the Bureau Director determines that a true incident has not occurred, the case will be documented as such and closed.  After reviewing the facts, if the Bureau Director determines that an incident may have occurred, the EHSD Director, Bureau Director or designee will notify the Head Start Regional Office and/or State DOE Early Education and Support Division in accordance with reporting requirements and as applicable to the funding source of the impacted child(ren).  Only the EHSD Director or designee has the authority and responsibility on behalf of the County to report these matters to Licensing.  Upon the notification by the EHSD Director or Bureau Director that an incident may have taken place, an investigation team will be sent out by the next business day to investigate and prepare a draft investigative report and findings. CSB Administrative Office, in conjunction with the Assistant Director and Site Supervisor of the impacted center, will make all decisions related to protecting the rights of children on behalf of the Department until the investigation has been concluded. Any employee who is considered to be involved with the violation of the rights of a child in connection with the incident report will be immediately re-assigned temporarily to another work location outside of the classroom and without contact with children until the investigation is concluded. Failure on the part of the employee to report to, and remain at the alternate work location as directed, will cause the employee to receive absence without pay (AWOP) and to be subject to further discipline, up to and including termination. The investigative team will have three business days to perform the required investigation and prepare a draft report for the Bureau Director and EHSD Director. The Bureau Director and EHSD Director will review the report and decide next steps, including, if necessary, any disciplinary or remedial action that should be implemented as a result of the report’s findings and conclusions. 22 2019-21 Policies and Procedures Section 1 – Program Governance The investigator’s written report shall also include a holistic analysis of the causes associated with the incident and develop specific recommendations to prevent their recurrence. Recommendations will be reviewed by the Bureau Director and EHSD Director for consistency with appropriate personnel policies prior to being entered into the final report. After appropriate action is taken by the Department, pertinent information regarding each incident shall be shared with key managers and Site Supervisors to prevent the recurrence of a similar incident at another site (Any report information shared with Department employees must be pre-reviewed by CSB Administration to ensure that it does not violate the confidentiality of any employees or children involved in the incident). For major incidents, a detailed critique by management of the incident itself shall be provided to all employees on a department-wide basis to prevent the recurrence of a similar incident at another site. G. Partner Agencies including the Delegate Agency will follow these reporting steps  Notify and provide County with copies of any licensing citations, licensing visit reports, unusual incident report, and/or any other citations within 48 hours of Contractor’s receipt of the report or citation.  Maintain full compliance with Community Care Licensing Regulations and State and/or Federal Regulations as applicable given other funding sources received by CSB.  Notify and provide CSB with copies of any Medical Alerts (such as infectious disease outbreaks) within 48 hours. CONTRA COSTA COUNTY EMPLOYMENT & HUMAN SERVICES DEPARTMENT COMMUNITY SERVICES BUREAU POLICIES AND PROCEDURES SECTION 2-PROGRAM OPERATIONS 2019-21 Board of Supervisors Approved: 07/30/19 2019-21 Policies and Procedures Section 2: Program Operations 2019-21 Policies and Procedures Section 2 – Program Operations Section 2 PROGRAM OPERATIONS Part I ELIGIBILITY, RECRUITMENT, SELECTION AND ATTENDANCE- ERSEA A. State Child Development Program 1 B. Definitions 3 C. Child Age and Family Income Eligibility 6 D. Recruitment 7 E. Selection Process 7 F. CLOUDS Waitlist 8 G. Enrollment and Re-Enrollment 10 H. Eligibility and Need Criteria and Documentation 11 I. Certification of Eligibility 19 J. Re-certification for General Child Care Services and Full Day State Preschool 20 K. Re-Certification for Part-Day State Preschool Children 20 L. Re-Certification for Head Start and Early Head Start Children 20 M. General Recertification / Re-Enrollment Procedures 21 N. Updating the Application 22 O. Contents of Basic Data File 22 P. Admission Policies and Procedures 27 Q. General Admission Procedure 27 R. Children’s Enrollment Files 28 S. Due Process Requirements 28 T. Alternative Placement for Children 29 U. Client’s Request for a Hearing and Procedures 30 V. Appeal Procedure for ELCD Review 30 W. CSB Compliance with ELCD Decision 31 X. Retention of Enrollment Records 31 Y. Enrolled but Waiting for Transfer Protocol 31 Z. Transfer of Child with Disabilities or of Child Receiving Mental Health Services 32 AA CSPP Full-Day to Part-Day or Tuition Based Approval Process 32 BB Withdrawal of Child from the Program 34 CC Attendance Expectations 35 DD Attendance Accounting 35 EE Title XXII Requirements for All Children 41 FF Fees for Non-Head Start and Early Head Start Funded Programs 42 GG Billing Procedures 44 HH Fee Collection Procedures 46 II Receipts/Banking Procedures 46 JJ Confidentiality of Records 47 Part II Planning A Philosophy 47 B Methodology 48 Part III Education & Child Development Program Services SUBPART I INDIVIDUALIZATION IN THE PROGRAM A Description 50 B First Parent Conference / Individualized Plan 50 C Second Parent Conference 51 D The Infant-Toddler Individual Needs and Services Plan 51 E Lesson Plans 51 2019-21 Policies and Procedures Section 2: Program Operations 2019-21 Policies and Procedures Section 2 – Program Operations F Developmental, Sensory and Behavioral Screening 52 G Assessment 52 H Program Transitions 52 SUBPART II CURRICULUM A Child Development and Education Approach 54 B Curriculum Implementation 55 C Other Elements of Parent Involvement 64 D Home-Based Option 65 E Classroom Assignments 65 F Adult-to-Child Ratio 66 G Sign-In and Out Procedures 67 H General Celebration Policy 70 I Field Trip Policy 71 PART IV Health Program Services SUB PART I PREVENTION AND EARLY INTERVENTION A Determining Child Health Status 74 B Protocols for Determining Child Health Status 76 C Developmental, Sensory and Behavioral Screening 86 D Exams, Follow-Up and Treatment 88 E Children with Disabilities- Screening, Family Meeting and Referral Procedures 89 F Parent Involvement in Health, Nutrition and Mental Health Education 91 G Child and Family Mental Health Services 92 H Strategies for Behavior Management 100 I Family Meeting Team Members 105 J Child Abuse Reporting Policies 107 SUB PART II Child Nutrition A General Description- Identifying Children’s Needs 111 B Nutrition Referral 111 C Child Adult Care Food Program (CACFP) 115 D A. Child Adult Care Food Program (CACFP) Monitoring 117 SUB PART III Child Health and Safety A Daily Health Inspection 117 B Hand Washing 119 C Infection Control in the Classroom 120 D Napping Policy 122 E Dental Hygiene 122 F Health Issues in the Classroom 123 G Child Safety and Supervision 123 H Child Illness Procedures 125 I Return to School After Illness 127 J Medical Alerts 128 K Children Injured at the Center 128 L Blood Protocol 129 M Medication Administration 130 N Incomplete Health Records 133 O Health and Safety Training for Center Staff and Parents 134 P Posting of Documents (Health Emergency Procedures) 135 Q Pet Protocol 135 R Safety/ Sanitation Procedures 136 2019-21 Policies and Procedures Section 2: Program Operations 2019-21 Policies and Procedures Section 2 – Program Operations S Safety Surveillance 137 T First Aid Kits 138 U Preparing for Emergencies 139 V Classroom Sanitation 141 W Kitchen Sanitation 143 X Food Safety and Sanitation 143 Y Procedures for Using Transport Units 146 Z Food for Infants 146 AA Food for Toddlers 147 BB Potlucks 147 CC Food for Children, Parent, Staff Meetings and Events 148 DD Nutrition Services 148 EE Food Defense 149 PART V Family & Community Engagement Program Services SUB PART I FAMILY PARTNERSHIP BUILDING A Purpose 149 B Strength Building-Family Partnership Agreement (SB-FPA) 150 C Accessing Community Services and Resources 156 D Supporting Families in Crisis- (Emergency and Crisis Assistance) 156 E Accessing Mental Health Services: Prevention Identification, Intervention, Program for Families 157 F Family Resources 157 G Services to Pregnant Women Enrolled in the Program 158 SUB PART II PARENT ENGAGEMENT A General Description 159 B Engagement in the Decision-Making Process 159 C Parent Engagement in the Classroom as Paid Employees, Volunteers or Observers 162 D Family Engagement in the Program 163 E Development of Activities for all parents 164 F Parent Education / Home Activities 165 G Parent Notification of Community Services Bureau Changes 165 H Family Literacy 165 I Parent and Family Engagement in Health, Nutrition, and Mental Health Education 166 J Parent and Family Engagement in Community Advocacy 166 K Parent and Family Engagement in Transition Activities 167 L Parent and Family Engagement in Home Visits 167 M Parent Engagement in Recruiting and Interviewing Head Start and Early Head Start Employees 167 SUB PART III COMMUNITY PARTNERSHIPS A Descriptions 168 B Child Care Partnerships 168 C Partnerships with Agencies, Entities and Individuals 168 PART VI Additional Services for Children with Disabilities A Purpose 169 B Definitions 170 C List of Disabling Conditions 172 D Responsibilities of CSB Full Inclusion Teacher 172 2019-21 Policies and Procedures Section 2: Program Operations 2019-21 Policies and Procedures Section 2 – Program Operations E Responsibilities of School District SDC, RTI, and Full Inclusion Teachers 173 F Responsibilities of the Comprehensive Services Disabilities Manager 174 G Documentation of Disabilities Services 176 H Postural Supports /Protective Devices 176 I Disabilities Resources 176 J Additional Services 176 K Disabilities Budget Coordination 177 L Special Education Budget Allocation 177 M Disabilities Screenings 177 N Evaluations 178 O Accessibility of Facilities 178 P Transitioning Children with Disabilities 178 Q Transition Policy for Early Head Start Children Receiving Mental Health or Special Education Services 179 R Special Education and Related Services 179 S Special Education Services with Other Agencies 180 T Volunteers 181 U Special Education Staff 181 V Interagency Agreements 181 W Recruitment and Enrollment 181 X American with Disabilities Act (ADA) Policy Recruitment & Enrollment of Children with Disabilities 182 Y Assessment Process of Children with Disabilities 183 Z Eligibility Criteria: Health Impairment 184 AA Eligibility Criteria: Emotional / Behavioral Disorders 184 BB Eligibility Criteria: Speech or Language Impairments 184 CC Eligibility Criteria: Intellectual Disability 185 DD Eligibility Criteria: Hearing Impairment 185 EE Eligibility Criteria: Orthopedic Impairment, Visual Impairment / Blindness 185 FF Eligibility Criteria: Learning Disabilities 185 GG Eligibility Criteria: Autism, Traumatic Brain Injury, Other Impairments 186 HH Disabilities/Health Services Coordination 186 II Developing Individualized Education Programs (IEPs) 186 JJ Disability Referral Procedures 187 KK Nutrition Services for Children with Disabilities 189 LL Parent Involvement in Transition Services for Children with Disabilities 189 PART VII Services to Enrolled Pregnant Women Enrolled Pregnant Women 190 Newborn Home Visits 191 PART VIII Human Resource Management A Statement of Purpose of Policies and Procedures 191 B Governing Board 191 C Organizational Structure 192 D Additional Personnel Policies Relating to Employees of Program Services 193 E Analysis of Staff Needs 200 F Recruitment and Selection 201 G Hiring of CSB Staff 202 H Reject from Probation 203 I 9/80 Work Schedule 203 2019-21 Policies and Procedures Section 2: Program Operations 2019-21 Policies and Procedures Section 2 – Program Operations J Separation 204 K Resignation 204 L Nepotism 204 M Enrolled Children of CSB Employees 204 N Staff Qualifications-General 205 O Qualification Requirements for Positions 205 P Classroom Staffing and Ratios and Comprehensive Services Staffing 206 Q Site Administration 207 R Teacher Assistant Trainees (TAT) 208 S Volunteers 208 T Standards of Conduct 209 U Professional Behavior and Attire 210 V Non-Discrimination and Anti-Harassment Policies 211 W Whistle Blowers Are Protected 211 X Protocol for Tracking Staff Absences and Recognizing Excessive Absenteeism 212 Y Family Medical Leave Act (FMLA) 214 Z Confidentiality 215 AA Probationary Period and Staff Performance Appraisals 218 BB Chronological Supervision and Filing System 221 CC Staff and Volunteer Health 222 DD Career Development Opportunities 224 EE Staff Training and Development 225 FF New Employee Orientation 230 GG Continuing Education Programs 231 HH Delegate Agency Policies 231 II Short-Term Contract Employees 238 JJ Union Membership 238 KK Equal Opportunity/Affirmative Action Policy 239 LL Approval of New Personnel Policies and Revisions 239 2019-21 Policies and Procedures Section 2: Program Operations 1 2019-21 Policies and Procedures Section 2 – Program Operations PART I. Eligibility, Recruitment, Selection and Attendance-ERSEA A. State Child Development Program The California Department of Education Early Learning and Care Division fund a portion of our program. The matrix below provides an overview of the program. PY = Program Year CSPP CCTR Program Type/ Hours of Care Part Day 3-3:59 hrs Full Day More than 4 hrs Includes ¾ time and Full time Full Day Program Includes ½, ¾ time and full-time Age of Child 3 or 4 by December 1 of PY or on or after their 3rd birthday *Continued summer enrollment allowable for K- eligible children until K start if requested and available 3 or 4 by December 1 of PY or on or after their 3rd birthday *Continued summer enrollment allowable for K-eligible children until K start if requested and available Zero – three (until eligible for CSPP) Eligibility Requirement Current fiscal year Program Requirements apply Current fiscal year Program Requirements apply Current fiscal year Program Requirements apply Maintaining Ongoing Eligibility N/A Once initially Certified, child is “in” for the Remainder of the PY If the basis of eligibility is income, families must report changes that cause their adjusted monthly income, adjusted for family size to exceed ongoing income eligibility within 30 calendar days. For all other eligibility criteria, once initially certified, child is "in" for the remainder of the certification period. Failure to meet ongoing eligibility results in termination of full-day services. *If family fails to meet continued eligibility, they may choose to If the basis of eligibility is income, families must report changes that cause their adjusted monthly income, adjusted for family size to exceed ongoing income eligibility within 30 calendar days. For all other eligibility criteria, once initially certified, child is "in" for the remainder of the certification period. Failure to meet ongoing eligibility results in termination of full-day services. 2019-21 Policies and Procedures Section 2: Program Operations 2 2019-21 Policies and Procedures Section 2 – Program Operations receive part-day services based on their initial eligibility or pay full fee for services. Need Requirement N/A Current fiscal year Program Requirement apply Preschool children who attend only part of the week (e.g. M W F) or part of the day (11 – 5) can attend their class M-F during the “part-day preschool portion of the day” 8:30-12:00. All hours outside of this time must be supported by need. Maintaining Ongoing Need N/A *If family fails to meet need eligibility for full-day, they may choose to receive CSPP part-day services if available or pay full fee for services. N/A Family Fees Assessed N/A If less than 130 hours per month part-time fee assessed If less than 130 hours per month part-time fee assessed If more than 130 hours per month full-time fee assessed If more than 130 hours per month full-time fee assessed If family of a 3-5 yr. old child has a need for less than 4 hrs. a day, try to place them in a part-day slot where no fees apply. N/A Adjustment Factors NA Time and special criteria adjustment factors apply. Time criteria is based on total number of hours in care (not just hours of need). CCTR toddler special criterion applies only until child is 36 months old regardless of type of class child is in. ¾ time – 4 to 6:29 hours. Full-time – 6:30 to 9:59 hours. Full-time Plus – 10 hours or more. Enrollment Priorities Transfers (i.e. families of children already certified for care including toddlers leaving CCTR) CPS- CSB622 At-Risk Referral Homeless Returning 4 yr. olds regardless of income Eligible 4 yr. olds* Eligible 3 yr. olds* Over income 4 yr. olds (part-day only) Over income 3 yr. olds (part-day only) Over income age eligible children with IEP/IFSP (part-day only) *Refer to Enrollment Priorities for State Preschool Transfers CPS or “at risk” Homeless Eligible Children Per income Ranking *Head Start collaborative full- day programs shall consider Head Start enrollment priorities and these children shall be deemed as meeting the priorities. 2019-21 Policies and Procedures Section 2: Program Operations 3 2019-21 Policies and Procedures Section 2 – Program Operations B. Definitions As used in the Program Requirements, definitions are as follows:  Adjusted monthly income-The total countable income as defined below, minus verified child support payments paid by the parent whose child is receiving child development services, excluding the non-countable income listed below: o Earnings of a child under age 18 years; o Loans; o Grants or scholarships to students for educational purposes other than any balance available for living costs; o Food stamps or other food assistance; o Earned Income Tax Credit or tax refund; o GI Bill entitlements, hardship duty pay, hazardous duty pay, hostile fire pay, or imminent danger pay; o Adoption assistance payments; o Non-cash assistance or gifts; o All income of any individual counted in the family size that is collecting federal Supplemental Security Income (SSI) or State Supplemental Program (SSP) benefits; o Insurance or court settlements including pain and suffering and excluding lost wages and punitive damages; o Reimbursements for work-required expenses such as uniforms, mileage, or per diem expenses for food and lodging; o Business expenses for self-employed family members; o When there is no cash value to the employee, the portion of medical and/or dental insurance documented as paid by the employer and included in gross pay; and o Disaster relief grants or payments, except any portion for rental assistance or unemployment. Head Start collaborative full-day programs shall consider Head Start enrollment priorities and these children shall be deemed as meeting the priorities. Over Income Waivers 10% of part-day slots allowed to be no more than 15% over State income ceiling. Not Allowed Not Allowed Recertification for next PY N/A Must do second “initial” application prior to next PY. For not less than 24 months *With the exception of families whose need is Seeking Employment, their certification period will be for not less than 12 months. For not less than 24 months *With the exception of families whose need is Seeking Employment, their certification period will be for not less than 12 months Reporting Revised 8501 Revised 8501 9500 2019-21 Policies and Procedures Section 2: Program Operations 4 2019-21 Policies and Procedures Section 2 – Program Operations  Authorized representative-The person designated by the agency to certify eligibility for subsidized services. For CSB’s directly operated program, this means the Comprehensive Services Assistant Manager (CSAM) or designee.  Child Protective Services-Children receiving protective services through the local county welfare department as well as children identified by a legal, medical, social service agency or emergency shelter such as abused, neglected or exploited or at risk of abuse, neglect or exploitation.  Children with disabilities-Children who have been determined to be eligible for special education or early intervention services in accordance with Part B or C of the Individuals with Disabilities Education Act (IDEA). These children have a current Individualized Education Plan or Individualized Family Service Plan. These children may be developmentally disabled, hearing impaired, deaf, speech impaired, visually impaired, seriously emotionally disturbed, physically impaired, have other health impairments such as: deaf-blind, multi-handicapped or specific learning disabilities, requiring the special attention of adults in a child development setting. Children, birth to three years, may be “at-risk” or with disabilities as defined by IDEA.  Declaration-A written statement signed by a parent under penalty of perjury attesting that the contents of the statement are true and correct to the best of his or her knowledge.  Displace families-To dis-enroll families in order to reduce service levels due to insufficient funding or inability of CSB to operate one or more sites because of reasons beyond control of the department, such as floods or fire.  Enrolled-A child has been accepted and attended at least one class for center-based or family care option or at least one home visit for the home-based option.  Family-For State child development programs, the parents and the children for whom the parents are responsible; who comprise the household in which the child receiving services is living. For purposes of income eligibility and family fee determination, when a child and his or her siblings are living in a family that does not include their biological or adoptive parent, “family” shall be considered the child and related siblings. For Head Start (1302.12), family, for a child, means all persons living in the same household who are supported by the child’s parent(s)’ or guardian(s)’ income and related to the child’s parent(s) or guardian(s) by blood, marriage, or adoption or the child’s authorized caregiver or legally responsible party. Head Start defined family, for a pregnant woman, as all persons who financially support the pregnant woman.  Fee schedule-The Family Fee Schedule, issued by the department pursuant to Education Code section 8447(e). The fee schedule is used by child development staff to assess fees for families utilizing State childcare and development services.  Homeless-As defined in the McKinney-Vento Homeless Assistance Act (42 U.S.C. 11434a(2)), a person or family that lacks a fixed, regular, and adequate night-time residence and has a primary night time residence that is: o A supervised publicly or privately operated shelter, transitional housing, or homeless support program designed to provide temporary living accommodations, or a public or private place not designed for, or ordinarily used as, a regular sleeping accommodation for human beings, or children and youths who are sharing the housing of other persons 2019-21 Policies and Procedures Section 2: Program Operations 5 2019-21 Policies and Procedures Section 2 – Program Operations due to loss of housing, economic hardship, or a similar reason.  Foster care-24-hour substitute care for children placed away from their parents or guardians and for whom the state agency has placement and care responsibility. This includes, but is not limited to, placements in foster family homes, foster homes of relatives, group homes, emergency shelters, residential facilities, childcare institutions, and pre-adoptive homes.  Income eligible-For the purpose of State, childcare and development services that a family's adjusted monthly income is at or below 85 percent of the state median income, adjusted for family size at initial certification. For ongoing eligibility, adjusted monthly income cannot exceed 85 percent of the state median income, adjusted for family size. In accordance with the Head Start Performance Standards (1302.12), a pregnant woman or child is income eligible if the family’s income is equal or below the poverty line or the family is eligible (or in the absence of child care would be potentially eligible) for public assistance, including TANF child-only payments.  Income fluctuation-Income that varies due to: o Migrant, agricultural, or seasonal work; o Intermittent earnings or income, bonuses, commissions, lottery winnings, inheritance, back child support payment, or net proceeds from the sale of real property or stock; o Unpredictable days and hours of employment, overtime, or self-employment.  Initial certification-The formal process for completing an application for services and collecting information and documentation to determine that the family and/or child meets the legal requirements for receipt of subsidized child development services based on eligibility and need criteria. The signature of the authorized representative on an application for services certifies that the legal requirements have been met and documented.  Legally qualified professional-A person licensed under applicable laws and regulations of the State of California to perform legal, medical, health or social services for the general public.  Parent-A biological parent, adoptive parent, stepparent, foster parent, caretaker relative, legal guardian, domestic partner of the parent, or any other adult living with a child who has responsibility for the care and welfare of the child.  Parental Incapacity-The temporary or permanent inability of the child's parent(s) to provide care and supervision of the child (ren) for part of the day due to a physical or mental health condition.  Recertification means the formal process for completing an application for services and collecting information and documentation to determine that the family and/or child meets the legal requirements for ongoing receipt of subsidized child development services based on eligibility and need criteria. The signature of the authorized representative on an application for services certifies that the legal requirements have been met and documented.  Recipients of Service-Families and/or children enrolled in a childcare and development program subsidized by the California Department of Education.  Self-Certification of Income-A declaration signed by the parent under penalty of perjury identifying: o To the extent known, the employer and date of hire and stating the rate and frequency of pay, total amount of income received for the preceding month(s), the type of work performed, and the hours and days worked, when an employer refuses or fails to provide requested employment information or when a request for documentation would adversely affect the parent’s employment; or the amount and frequency of sources of income for which no documentation is possible.  State median income-The most recent median income for California families as determined by 2019-21 Policies and Procedures Section 2: Program Operations 6 2019-21 Policies and Procedures Section 2 – Program Operations the State Department of Finance.  Total countable income-All income of the individuals counted in the family size that includes, but is not limited to, the following: o Gross wages or salary, advances, commissions, overtime, tips, bonuses, gambling or lottery winnings; o Wages for migrant, agricultural, or seasonal work; o Public cash assistance; o Gross income from self-employment less business expenses with the exception of wage draws; o Disability or unemployment compensation; o Workers compensation; o Spousal support, child support received from the former spouse or absent parent, or financial assistance for housing costs or car payments paid as part of or in addition to spousal or child support; o Survivor and retirement benefits; o Dividends, interest on bonds, income from estates or trusts, net rental income or royalties; o Rent for room within the family’s residence; o Foster care grants, payments or clothing allowance for children placed through child welfare services; o Financial assistance received for the care of a child living with an adult who is not the child’s biological or adoptive parent; o Veterans’ pensions; o Pensions or annuities; o Inheritance; o Allowances for housing or automobiles provided as part of compensation; o Portion of student grants or scholarships not identified for educational purposes as tuition, books, or supplies; o Insurance or court settlements for lost wages or punitive damages; o Net proceeds from the sale of real property, stocks, or inherited property; or o Other enterprise for gain.  Update the application-The process of revising the application for services between recertification. The application shall be revised by completing a 9600S form with the latest family information that documents the continued need and eligibility for child care and development services.  Verify-To check or determine the correctness or truth by investigation or by reference. C. Child Age and Family Income Eligibility The Community Services Bureau’s program enrolls children according to Federal and State eligibility criteria. For the Head Start program, children are selected for service based primarily on the family income adjusted for family size, with lowest income families selected first. Children at risk of abuse or neglect are considered high priority. Within age groups, priority in the pre-school program is given to four-year-old children from the neediest families. Please refer to CSB’s Selection Criteria found in the ERSEA folder on the Shared Drive for more information. The Community Assessment is used to determine location of centers and program options to accommodate the areas of greatest need in the county. 2019-21 Policies and Procedures Section 2: Program Operations 7 2019-21 Policies and Procedures Section 2 – Program Operations Every year, parents/staff review and update placement of centers and program options, restructuring enrollment to best meet community needs as county demographics change. D. Recruitment 1. Strategies CSB employs a variety of recruitment strategies to ensure that the neediest children from low-income families have access to services. Each year, a recruitment plan responsive to changes in communities served by CSB is developed with parent feedback and implemented. Various recruitment materials are developed and disseminated throughout the community. There are a variety of ways to access the program by referral or personal contact. Walk-ins are always welcome. Word of mouth, via CSB parents is the best method of recruitment. Staff from all content areas of the program conducts presentations to community-based entities wherein detailed information is provided to expedite access to our program by their clients. Articles and ads are published in local publications such as agency newsletters, websites, and social networking sites. For detailed strategies, see the Recruitment Plan in the ERSEA folder on the Shared Drive. 2. Recruitment Policy All staff, parents, Policy Council members and partners are responsible for giving out information in accordance with the annual Recruitment Plan. All CSB Staff are responsible for:  Phone calls: CLOUDS will capture the phone calls to the Hotlines under the Communications tab. Calls will be returned regularly throughout the day by designated staff. Staff that return calls captured on the hotlines is responsible for taking basic pre-registration information over the phone and entering it into CLOUDS.  Walk-ins: All staffs are responsible for being responsive to walk-ins and providing an explanation of the enrollment process. Assist client in filling out CSB690-Waiting List Pre- Registration Form (See CSB Forms) and/or place the child directly on the CLOUDS waiting list. o Any documentation brought in by families, such as pay stubs and/or birth certificates will be scanned to the CLOUDS.  Mail Received: o Route to appropriate person if mail came in self-addressed envelope.  Faxes: All referral forms are sent to the ERSEA analyst, logged, and then forwarded to the appropriate staff for follow up. E. Selection Process Children are selected from the waiting lists that are maintained in CLOUDS. After the agency receives the application material, children are ranked based on CSB’s admission priorities. Ten percent of our placement slots are designated for children with disabilities and every effort is made to accommodate children with disabilities. 2019-21 Policies and Procedures Section 2: Program Operations 8 2019-21 Policies and Procedures Section 2 – Program Operations Selection Criteria: To ensure that the neediest children from low-income families are selected for CSB’s services, CSB implements its Selection Criteria/Admissions Priorities to prioritize neediest families, which is aligned with the state’s priorities by a strong community need for child care for working families. At least 10% of the total number of enrollment opportunities at CSB is designated for children with certified disabilities. Families of children with disabilities are asked to provide documentation from the doctor or a copy of the child’s IFSP or IEP. The authorized representative and other department managers insure that the selection criteria meet the state and federal regulations regarding selection of families and children to the program. The Selection Criteria/Admissions Priorities is updated and approved by the Director, Policy Council, and Board of Supervisors annually. F. CLOUDS Waitlist 1. Procedures for maintaining Eligible / Accepted Families on Waitlist In Maintaining Eligible / Accepted Families, staffs are responsible for:  Taking basic pre-registration information over the phone or in person and enter into CLOUDS  Contacting the next eligible family based on CLOUDS wait list and documenting contact on CLOUDS (Family Case Notes, with the category of Eligibility selected)  Sending no contact letters, and assigning to the Purge caseload for Assistant Manager review in accordance with CSB Purge Protocol  Conducting interviews  Determining eligibility based on supporting documentation and information obtained through the interview  Maintaining pre-enrollment documentation on CLOUDS (e.g., pay stubs, birth certificate, immunization record)  Creating, signing and dating income calculation sheet in CLOUDS  Communicating application status to families (CSB Application Status Letter) 2. Collect the following information in the child's electronic file on the CLOUDS waiting list:  Child’s birth certificate or other age verification: for state funding programs collect reliable age verification for all children in the family size, indicating the relationship of the child to the parent; for Head Start/Early Head Start collect only age verification for the child(ren) to be enrolled.  Documentation of Family Size (unborn can only be counted in family size for Early Head Start where services to pregnant women are provided)  Parents’ income verification (e.g., pay stubs) or self-certification form, if applicable (signed & dated).  Income calculation worksheet (signed & dated) in CLOUDS.  Copies of the child’s immunization records (not necessary to determine eligibility).  Health history from CLOUDS (signed and dated). 2019-21 Policies and Procedures Section 2: Program Operations 9 2019-21 Policies and Procedures Section 2 – Program Operations  Documentation of Disabilities, if applicable.  Documentation of Homelessness, if applicable  Documentation of Categorical Eligibility, if applicable  Documentation of caregiver’s need for services, if applicable  Documentation of California residency 3. Once file has been determined eligible by the authorized representative, the Site Supervisor for the enrolling center is responsible for:  Reviewing and updating information on file. Review and update Child and Family Data sheets on CLOUDS.  Reviewing the Health History.  Updating Emergency Information (See Form CSB214)  Flagging the file in the top right front corner of the file using the following sticker dot system: o Blue Dot: Child with Disabilities o Red Dot: Child with Health/Nutrition/Mental Health Concerns o Yellow Dot: Child that transitioned from I/T to Preschool o White Dot: Used to cover up any colored dot that is no longer applicable to the child. 4. The authorized representative is responsible for:  Reviewing waitlist file from Clerk.  Verifying family eligibility and signing the income calculation worksheet.  Moving the child from Eligibility Waiting List to Eligible/Accepted Wait List in CLOUDS once eligibility has been established.  Ensuring flagged items are properly noted in CLOUDS.  Keeping any paper copies in a locked drawer or cabinet.  Maintaining Eligible/Accepted list in CLOUDS and monitor to ensure the next eligible child is being enrolled.  Managing the Eligible/Accepted list on CLOUDS and removing children as appropriate (i.e. no longer qualifies or interested).  Reviewing purged list and archive applications on CLOUDS as per the purge protocol. 5. Procedures for Purging Waitlist i. The authorized representative and supporting Clerk will maintain a current waiting list for those sites by following these steps:  Document all contacts with families on the Family Case Notes in CLOUDS and indicate the category of Eligibility.  Make extra special effort via multiple methods to contact Head Start eligible families as some these families require extra outreach efforts. Document all steps taken.  Send out no contact letters (See Form CSB613) to non-responsive families on an ongoing basis once sufficient efforts to contact as defined above have been made; send only one letter to each family; give the family ten working days to respond from date letter is sent.  Document response/lack of response to the CSB613 on Family Case Notes. 2019-21 Policies and Procedures Section 2: Program Operations 10 2019-21 Policies and Procedures Section 2 – Program Operations Assign child to the Purge caseload. Assistant Manager assigned to the Purge caseload, will review case notes and purge children as appropriate. ii. The Comprehensive Services Assistant Manager will conduct the purge by following these steps:  Review the Purge caseload in CLOUDs.  Review the Family Data Sheet for each child listed on the Purge caseload.  Purge the records that are appropriate by the third Monday of each month.  Communicate with the clerk regarding any purge that is not appropriate.  Check to see if Family Services have been started and, if so, discontinuing services for those families scheduled to be purged. G. Enrollment and Re-Enrollment 1. General Enrollment Policy Families find themselves in many situations and at times disenroll their children, but then, later on, want to re-enroll their child. CSB encourage families to return to the program should their situation allow. When families wish to re-enroll they are placed back on the waiting list and ranked accordingly. When children are enrolled in the Federal Head Start program, they remain eligible for services for the program year they are enrolled and the following year regardless of changes in income. If children are enrolled for a third program year in Head Start, the family income must be re-determined. When children are enrolled in the State Child Development program, they are recertified in accordance with the regulations to insure they remain eligible.  When children are enrolled in the Early Head Start program, they remain eligible for services until they are three years old regardless of income.  When EHS children are transitioning to Head Start, they must re-apply to determine eligibility for Head Start preschool services.  When children are enrolled in part-day State Preschool, they remain eligible for continued services until the beginning of the next fiscal year regardless of income changes.  Part-day State Preschool children seeking a second year of services must demonstrate income and age eligibility for continued services but have priority in placement without regard to income ranking in accordance with the Enrollment Priorities.  Once an infant or toddler is enrolled in a General Child Care program they remain income eligible for subsidized services for not less than 24 months (with the exception for families whose need is Seeking Employment, their certification period will be for not less than 12 months) or only as long as the family income remains at or below 85% of the California median income.  When family income is above 39 of the California median income, the General Child Care and full- day State Preschool enrollees are assessed a Family Fee based on the California Family Fee Schedule. In our efforts to ensure services are available to the most vulnerable populations as per our community assessment, CSB may reserve vacant Head Start/Early Head Start slots for families experiencing 2019-21 Policies and Procedures Section 2: Program Operations 11 2019-21 Policies and Procedures Section 2 – Program Operations homelessness and/or foster children. No more than 3% of funded enrollment shall be reserved. Vacancies shall be reserved for no more than 30 days. After 30 days, the slot(s) shall be considered vacant. 2. Enrollment Placement i. In placing a child at a center, Site Supervisors are responsible for the following:  Review Eligible/Accepted List in CLOUDS.  Select the child with the highest priority ensuring that all Head Start eligible children have been placed as vacancies occur, before enrolling any child above the federal poverty guidelines.  Review all sections of child’s file for special needs or concerns and proper placement of dots and accuracy.  Check for any flagged items that may need follow up or a parent signature.  Coordinate/schedule Family Meeting with parent, Comprehensive Services Assistant Manager, and other staff as needed.  Contact parent for enrollment (placement) appointment.  When meeting with the family: o Complete, date and sign new income information as needed and enter updated information on CLOUDS. o The 9600 form from CLOUDS is to be signed and dated by the authorized representative and parent. o Issue Notice of Action o Update Emergency Information (See CSB Forms > 0200-Health & Safety > CSB214 Student Emergency Card). o Complete Admission Agreement and hours of service contract on CLOUDS. Complete Parent Handbook receipt with parent. o Verify that the child’s immunizations are up-to-date (Do not admit in center based programs until record is up to date, unless the enrolling child is homeless). o Review health history and ensure appropriate referrals have been made. o Move child from Eligible/Accepted List and place into appropriate classroom and Program Model. H. Eligibility and Need Criteria and Documentation 1. Residency Requirements To be eligible for child care and development services, the child must live in the State of California while services are being received. Any evidence of a street address or post office address in California will be sufficient to establish residency. A person identified as homeless is exempted from this requirement and shall submit a declaration of intent to reside in California. The determination of eligibility for child care and development services shall be without regard to the 2019-21 Policies and Procedures Section 2: Program Operations 12 2019-21 Policies and Procedures Section 2 – Program Operations immigration status of the child or the child’s parent(s), unless the child or the child’s parent(s) are under a final order of deportation from the United States Department of Justice. Community Services Bureau provides Head Start and Early Head Start services to children/pregnant women who reside within the service area of Contra Costa County, and reside in the CSB service area. CSB does not serve a portion of Concord that is commonly referred to as the Monument Corridor. The area falls within the 94520 zip code in Concord and is bounded by Clayton Road to the North, Galindo Street to the Northeast, South along Monument Boulevard to Cleopatra Drive, southeast to Interstate 680 and west to State Route 242. This area is operated by the Unity Council of Alameda County. All other portions of the county are served by CSB. In accordance with the Head Start and Early Head Start Service Area Agreement adopted in 2016 among Bay Area Programs, every effort will be made to honor the family's choice to enroll their child in the program they choose. If a family resides outside of Contra Costa County, the family may enroll with CSB without asking permission from the residence grantee if any of the following reasons are valid.  If a family lives geographically closer to an agency outside of their residential area.  If the child is transitioning from EHS to HS, allowing for continuity of care.  If the family works, goes to school, is in training or participating in other related activity outside the residence area.  If the family starts one program and moves to another area, and they choose to continue enrollment in the program.  Homeless families may enroll in the program most convenient to them (follow McKinney Vento definition).  Children with disabilities should be given priority enrollment if there is no room in the residence program. 2. Documentation of Need Based on Employment, Seeking Employment, Training Toward a Vocational Goal, Seeking Housing, and Incapacity Families who are eligible for subsidized childcare and development services based on income, public assistance, or homelessness must document that each parent in the family meets a need criterion to enroll in a full-day CSPP or CCTR program. The need criteria are: vocational training leading directly to a recognized trade, para profession, or profession; educational program for English language learners or to attain a high school diploma or general educational development certificate; employment or seeking employment; seeking permanent housing for family stability; and incapacitation. Subsidized childcare and development services shall only be available to the extent to which:  The parent meets a need criterion that precludes the provision of care and supervision of the family’s child for some of the day;  There is no parent in the family capable of providing care for the family’s child during the time care is requested; and Supervision of the family’s child is not otherwise being provided by school or another person or entity. 2019-21 Policies and Procedures Section 2: Program Operations 13 2019-21 Policies and Procedures Section 2 – Program Operations 3. Documentation of Employment If the basis of need as stated on the application for services is employment of the parent, the documentation of the parent’s employment shall include the days and hours of employment. If the parent has an employer, the documentation of need based on employment shall consist of one of the following:  The pay stubs provided to determine income eligibility that indicates the days and hours of employment;  When the provided pay stubs do not indicate the days and hours of employment, staff shall verify the days and hours of employment by doing the following: o Secure an independent written statement from the employer; o Telephone the employer and maintain a record;  If the provided pay stubs indicate the total hours of employment per pay period and if staff is satisfied that the pay stubs have been issued by the employer, specify on the application for services the days and hours of employment to correlate with the total hours of employment and the parent’s need;  If the variability of the parent’s employment is unpredictable and precludes staff from verifying specific days and hours of employment or work week cycles, specify on the application for services that the parent is authorized for a variable schedule for the actual hours worked, identifying the maximum number of hours of need based on the week with the greatest number of hours within the preceding four weeks and the verification as noted above.;  If the employer refuses or is non-responsive in providing the requested information, record attempts to contact the employer, and specify and attest on the application for services to the reasonableness of the days and hours of employment based on the description of the employment and community practice; or  If the parent asserts in a declaration signed under penalty of perjury that a request for employer documentation would adversely affect the parent’s employment, on the application for services: o Attest to the reasonableness of the parent’s assertion; and o Specify and attest to the reasonableness of the days and hours of employment based on the description of the employment and community practice. When the employed parent does not have pay stubs or other record of wages from the employer and has provided a self-certification of income, staff shall assess the reasonableness of the days and hours of employment, based on the description of the employment and the documentation provided, and authorizes only the time determined to be reasonable. If the parent is self-employed, the documentation of need based on employment shall consist of the following:  A declaration of need under penalty of perjury that includes a description of the employment and an estimate of the days and hours worked per week;  To demonstrate the days and hours worked, a copy of one or more of the following: appointment logs, client receipts, job logs, mileage logs, a list of clients with contact information, or similar records; and 2019-21 Policies and Procedures Section 2: Program Operations 14 2019-21 Policies and Procedures Section 2 – Program Operations  As applicable, a copy of a business license, a workspace lease, or a workspace rental agreement. A statement by staff assessing the reasonableness of the total number of days and hours requested per week based on the description of the employment and the documentation provided. If the parent has unpredictable hours of employment, staff shall authorize the parent for a variable schedule not to exceed the number of hours determined to be needed per week. If staff has been unable to verify need based on the documentation provided, staff shall take additional action to verify self-employment that includes any one or more of the following:  If the self-employment occurs in a rented space, contacting the parent’s lessor or other person holding the right of possession to verify the parent’s renting of the space;  If the self-employment occurs in variable locations, independently verifying this information by contacting one or more clients whose names and contact information have been voluntarily provided by the parent; or  Making other reasonable contacts or requests to determine the amount of time for self - employment.  If staff is unable to make a reasonable assessment of the hours needed for self-employment after attempting to verify such hours and documenting the attempts, staff may divide the parent’s self-employment income by the applicable minimum wage. The resulting quotient shall be the maximum hours needed for employment per month. The parent shall provide a release to enable the staff to obtain the information it deems necessary to support the parent’s asserted days and hours worked per week. If additional services are requested for travel time or sleep time to support employment, staff shall determine, as applicable, the time authorized for:  Travel to and from the location at which services are provided and the place of employment, not to exceed half of the daily hours authorized for employment to a maximum of four hours per day; or  Sleep, if the parent is employed anytime between 10:00 p.m. and 6:00 a.m., not to exceed the number of hours authorized for employment and travel between those hours. 4. Documentation of Employment in the Home or a Licensed Family Day Care Home If the parent's employment is in the family’s home or on property that includes the family’s home, the parent must provide justification for requesting subsidized child care and development services based on the type of work being done and its requirements, the age of the family’s child for whom services are sought, and, if the child is more than five years old, the specific child care needs. Staff shall determine and document whether the parent’s employment and the identified child care needs preclude the supervision of the family's child. If the parent is a licensed family day care home provider or an individual license-exempt, the parent is not eligible for subsidized services during the parent’s business hours because the parent’s employment does not preclude the supervision of the family’s child. If the parent is employed as an assistant in a licensed large family day care home, and is requesting services for the family’s child in the same family day care home, the parent shall provide documentation 2019-21 Policies and Procedures Section 2: Program Operations 15 2019-21 Policies and Procedures Section 2 – Program Operations that substantiates all of the following:  A copy of the family day care home license indicating it is licensed as a large family day care home;  A signed statement from the licensee stating that the parent is the assistant, pursuant to the staffing ratio requirement of California Code of Regulations, title 22, section 102416.5(c);  Proof that the parent’s fingerprints are associated with that licensed family day care home as its assistant, which staff may verify with the local community care licensing office; and  Payroll deductions withheld for the assistant by the licensee, which may be a pay stub. 5. Documentation of Seeking Employment If the basis of need as stated on the application for services is seeking employment, the parent’s period of eligibility for childcare and development services is for not less than 12 months. Services shall occur on no more than five days per week and for less than 30 hours per week. Documentation of seeking employment shall include a written parental declaration signed under penalty of perjury stating that the parent is seeking employment. The declaration shall include the parent’s plan to secure, change, or increase employment and shall identify a general description of when services will be necessary. 6. Documentation of Training toward Vocation Goals / Educational program for English language learners If the basis of need as stated on the application for services is vocational training leading directly to a recognized trade, para-profession, or profession, child care and development services shall be limited to whichever expires first:  Six years from the initiation of services; or  Twenty-four semester units, or its equivalent, after the attainment of a Bachelor’s Degree. The parent shall provide documentation of the days and hours of vocational training to include:  A statement of the parent’s vocational goal;  The name of the training institution that is providing the vocational training;  The dates that current quarter, semester, or training period, as applicable, will begin and end;  A current class schedule that is either an electronic print-out from the training institution of the parent’s current class schedule or, if unavailable, a document that includes all of the following: o The classes in which the parent is currently enrolled; o The days of the week and times of day of the classes; and o The signature or stamp of the training institution's registrar. o The anticipated completion date of all required training activities to meet the vocational goal; and 2019-21 Policies and Procedures Section 2: Program Operations 16 2019-21 Policies and Procedures Section 2 – Program Operations o Upon recertification, as applicable, a report card, a transcript, or, if the training institution does not use formal letter grades, other records to document that the parent is making progress toward the attainment of the vocational goal. Services may be provided for classes related to the General Education Development (GED) test or English language acquisition. On-line or televised instructional classes that are unit bearing classes from an accredited training institution shall be counted as class time at one hour a week for each unit. The parent shall provide a copy of the syllabus or other class documentation and, as applicable, the Web address of the on-line program. The accrediting body of the training institution shall be among those recognized by the United States Department of Education. Ongoing eligibility for services based on training is contingent upon making adequate progress. At recertification, the parent shall provide documentation of the adequate process from the most recently completed quarter, semester, or training period. The parent shall, in the college classes, technical school, or apprenticeship for which subsidized care is provided:  In a graded program, earn a 2.0 grade point average; or  In a non-graded program, pass the program’s requirements in at least 50 percent of the classes or meet the training institution’s standard for making adequate progress. The first time the parent does not meet the condition of making adequate progress, the parent may be recertified and continue to receive ongoing services. At the conclusion of this eligibility period, the parent shall have made adequate progress in order to be recertified for services based on vocational training. If the parent has not made adequate progress, services for this purpose shall be:  Disenrolled; and  Services based on vocational training are only available to the parent, to the extent provided by subdivision (a), after six months from the date of disenrollment. To document adequate progress, the parent shall provide staff with a copy of the parent’s official progress report from the most recently completed quarter, semester, or training period. Staff may require the parent to:  Have an official copy of a progress report sent directly from the training institution to staff; or  Provide a release, as may be required by the training institution, to enable staff to verify the parent’s progress with the institution. A parent may change his or her vocational goal, but services shall be limited to the time or units remaining from the initiation of the provision of services for vocational training. Staff shall determine the days and hours needed per week, and whether the parent is making progress, based on the documentation. Staff may request that the parent provide a publication from the training institution describing the classes required to complete the parent’s vocational goal. If additional services are requested for study time or travel time to support the vocational training, staff 2019-21 Policies and Procedures Section 2: Program Operations 17 2019-21 Policies and Procedures Section 2 – Program Operations shall determine, as appropriate, the amount of services needed for:  Travel to and from the location at which services are provided and the training location, not to exceed half of the weekly hours authorized for training to a maximum of four hours per day; or  Study time, including study time for on-line and televised instructional classes, according to the following: o Two hours per week per academic unit in which the parent is enrolled; o On a case-by-case basis and as may be confirmed with the class instructor, additional time not to exceed one hour per week per academic unit in which the parent is enrolled; and o On a case-by-case basis, no more than the number of class hours per week for non- academic or non-unit bearing training. The service limitations specified above shall not apply to a parent who demonstrates he or she is:  As of June 27, 2008, receiving services for vocational training and has attained a Bachelor’s Degree;  Receiving services from a program operating pursuant to Education Code section 66060;  Attending vocational training when the parent has been deemed eligible for rehabilitation services by the California Department of Rehabilitation; or  Attending retraining services available through the Employment Development Department of the State or its staffs due to a business closure or mass layoff. 7. Documentation of Parental Incapacity If the basis of need as stated on the application for services is parental incapacity, child care and development services shall not exceed 50 hours per week. Documentation shall include a release signed by the incapacitated parent authorizing a legally qualified health professional to disclose information necessary to establish that the parent meets the definition of incapacity, and needs services. The documentation of incapacitation provided by the legally qualified health professional shall include:  A statement that the parent is incapacitated, that the parent is incapable of providing care and supervision for the child for part of the day, and, if the parent is physically incapacitated, that identifies the extent to which the parent is incapable of providing care and supervision;  The days and hours per week that services are recommended to accommodate the incapacitation, taking into account the age of the child and the care needs. This may include time for the parent’s regularly scheduled medical or mental health appointments; and  The name, business address, telephone number, professional license number, and signature of the legally qualified health professional who is rendering the opinion of incapacitation and, if applicable, the name of the health organization with which the professional is associated. Staff may contact the legally qualified health professional for verification, clarification, or completion of the provided statement. 2019-21 Policies and Procedures Section 2: Program Operations 18 2019-21 Policies and Procedures Section 2 – Program Operations Staff shall determine the days and hours of service based on the recommendation of the health professional and consistent with the provisions of this article. The period of eligibility for services when the need for services is incapacitation is for not less than 24 months. 8. Documentation of Seeking Permanent Housing If the basis of need as stated on the application for services is seeking permanent housing for family stability, the parent’s initial certification or recertification period for child care and development services shall be for not less than 24 months. Services shall occur on no more than five days per week and for less than 30 hours per week. Documentation of seeking permanent housing shall include a written parental declaration signed under penalty of perjury that the family is seeking permanent housing. The declaration shall include the parent’s search plan to secure a fixed, regular, and adequate residence and shall identify a general description of when services will be necessary. If the family is residing in a shelter, services may also be provided while the parent attends appointments or activities necessary to comply with the shelter participation requirements. At any time between the initial certification or recertification period, a parent may voluntarily request an increase to their certified child care hours based on provided documentation of employment or on other basis for need as applicable. 9. Documentation of Child Protective Services i. General Procedures CSB Head Start is committed to providing child development services for all eligible children and pregnant women who are currently involved in the child welfare system and Children and Family Services (CFS) for the purpose of improving young children’s access to and continuity of comprehensive, high quality early care and education services. The partnership between CSB and CFS ensures that staff understands the complex (social, emotional, developmental and physical) needs of this vulnerable population. This partnership is in compliance with the administration for children and families’ information memorandum acyf-cb-im-11-01 issued January 31, 2011. If eligibility and need is based on a child/family’s involvement in the child welfare system/child protective services (CPS/CFS), the basic data file must contain a written referral-Form CSB622, dated within the six (6) months immediately preceding the date of application for services, from a legal, medical, social service agency or emergency shelter. The written referral must include either:  A statement from the local county welfare department, child protective services (CPS/CFS) unit certifying that the child is receiving child protective services and that the child care and development services are a necessary component of the child protective services plan, or  A statement by a legally qualified professional that the child is at risk of abuse or neglect and 2019-21 Policies and Procedures Section 2: Program Operations 19 2019-21 Policies and Procedures Section 2 – Program Operations the child care and development services are needed to reduce or eliminate risk, and  The probable duration of the child protective service plan or the at-risk situation, and  The name, address, telephone number and signature of the legally qualified professional who is making the referral. ii. Children and Family Service Referrals Families may be referred to CSB for enrollment from Children and Family Services (CFS), if child care is deemed a necessary piece of the service plan. CSB will review the referral to determine a family’s eligibility for Head Start, Early Head Start, Center Based, Stage II and CAPP programs. Based on eligibility and need requirements the referral will be forwarded to the appropriate program, taking into consideration parental choice. Once the referral is received by the appropriate unit, the family will be contacted to determine eligibility. If the family is eligible and meets all necessary requirements, they may be enrolled in the program provided there is space. If there is no space or funding available in any of CSB’s programs, the ERSEA Analyst will forward the referral to an outside agency for potential enrollment. At this time staff will notify the referring individual whether or not the family was enrolled or referred to an outside agency. I. Certification of Eligibility The Comprehensive Services Assistant Manager or designee is authorized to certify eligibility prior to initial enrollment and at the time of recertification. The authorized representatives must certify each family’s/child’s eligibility for childcare and development services after reviewing the completed application and documentation contained in a basic data file that is established and maintained at the site. All data is uploaded to CLOUDS, a central computerized database. Prior to enrollment, the authorized representative certifies eligibility by completion of the following forms:  Application for Childcare and Development Services  Notice of Action, Application for Services Prior to enrollment, parents may contact Site Supervisors, Assistant Directors, Comprehensive Services team members, and teachers at any sites in Contra Costa County to obtain an application for services. Or they may call one of the enrollment hotline numbers to place themselves on a waiting list. At the time the authorized representative certifies or recertifies eligibility of a family/child for child care and development services, he/she shall inform the family of the family's responsibility to notify the staff within 30 calendar days if their family income adjusted for family size exceeds 85 percent of the state median income. This information is noted on the Notice of Action and Site Supervisor/Comprehensive Services Manager must review the contents and, if needed, provide an explanation of what the “Declaration” means. When a child’s residence alternates between the homes of separated or divorced parents, eligibility, need and fees should be determined separately for each household in which the child is residing during the time child development services are needed (i.e., separate certifications and service agreements). For example, a child may be subsidized during part of the week and full cost the rest of the week. 2019-21 Policies and Procedures Section 2: Program Operations 20 2019-21 Policies and Procedures Section 2 – Program Operations J. Re-certification for General Child Care Services and Full Day State preschool After initial certification and enrollment, the authorized representative must verify need and eligibility and re-certify each family/child as follows: Once a family establishes eligibility and need at initial certification or recertification, a family remains eligible for services for not less than 24 months, with the exception for families whose need is Seeking Employment, their certification period will be for not less than 12 months or until the family's adjusted monthly income exceeds 85 percent of the state median income. Families must be recertified at least once each contract period and no earlier than 24 months from their last certification (with the exception for families whose need is Seeking Employment, their certification period will be for not less than 12 months). The process for verifying continued eligibility and need shall commence following this 24-month period and conclude before the end of the 26th month and for families with the certified need of Seeking Employment the process will begin after the 12-month period and conclude before the end of the 14th month. K. Re-Certification for Part-Day State Preschool Children Part-day State Preschool families must be certified at the beginning of service using the most recent income documentation and may be certified up to 120 days before the services’ start date. After a first year of service, a family must reapply to determine income and age eligibility before a child can be considered for enrollment for a second year. These returning children have placement priority without regard to income ranking as described in the Enrollment Priorities guidance. L. Re-Certification for Head Start and Early Head Start Children 1. Duration of Eligibility CSB certifies Head Start children into the program based on family income eligibility at the time of enrollment using the federal income guidelines. Once a child is enrolled, that child does not need to be re-certified even if the family income rises above the federal poverty level for the first year of enrollment and the following year. Re-certification is only required for a child entering a third program year of Head Start. Early Head Start children must be re-certified for eligibility when they transition to a Head Start program for preschool age children. 2. Loss of Subsidy To ensure continuity of services for Early Head Start-Child Care Partnership (EHS-CCP) children, CSB will not dis-enroll due to a loss of child care subsidy. EHS-CCP grant funds will be used to temporarily cover the cost of lost subsidy and the continuation of services. CSB staff must work with the family to improve 2019-21 Policies and Procedures Section 2: Program Operations 21 2019-21 Policies and Procedures Section 2 – Program Operations the situation that caused the loss of subsidy and provide assistance with regaining the subsidy. The family is expected to regain subsidy once circumstances have been improved and comply with request for documentation required to certify eligibility for the child care subsidy. The family’s failure to comply with documentation requests as mandated by the terms of the subsidy is not in itself an allowable circumstance to constitute loss of subsidy. The following circumstances may justify the use of EHS-CCP funds to cover loss of subsidy:  Families experiencing job loss  Gap/Break in education or training  Gap/Break in approved "Welfare to Work Activity" participation  Break in childcare agreements while pending subsidy application/reapplication or transfer, such as a transfer from Stage 1 to Stage 2  Loss of child care subsidies due to exceeding state or local income requirements If it is not possible for a family’s subsidy to be restored, the EHS-CCP grant will be used to cover the full cost of maintaining the child’s continued enrollment in the program. This cost will be determined by the reimbursement amount paid by the subsidy for services the child received at the time of subsidy termination, accounting for adjustment factors and day length. Case note documentation and a Notice of Action- Termination (for CA Child Care and Development Programs) will justify the use of EHS-CCP grant funds for the child’s continued services. The Comprehensive Service Assistant Manager responsible for enrollment within the childcare subsidy will provide documentation of applicable subsidy loss to CSB’s fiscal unit and the child will be dropped from the CCTR/EHS-CCP program model and re- enrolled in EHS-CCP only. Families who lose their subsidy will not be required continue to pay a family fee. Family fees will be assess in accordance with CDE regulations should subsidy be re-instated. M. General Recertification / Re-Enrollment Procedures 1. Recertification Procedures During the recertification process, the authorized representative is responsible for the following:  Track families needing to be recertified using the Enrollment Recertification Due Date report in CLOUDS.  Notify families to bring updated eligibility and/or need documentation on first of the month following the month in which their 12-month certification period ends.  Collect recertification or re-enrollment documentation.  Complete new 9600 on CLOUDS.  Complete new income calculation sheet (signed and dated).  Update reason for needing child care and application type on the child data sheet (See “eligibility information” on the child data sheet). 2019-21 Policies and Procedures Section 2: Program Operations 22 2019-21 Policies and Procedures Section 2 – Program Operations  Proceed with certification procedures as listed above if family is still income eligible.  Issue Notice of Action, certifying continuation, changes or termination of services. (Note: adverse action requires a 14-day written notification, 19-days if mailed).  Drop file on CLOUDS on the last day of service and prepare paper file for storage (Note: Childs "waitlist" or "termination" activity date is the day after the child's last day). The Children’s file folders are to be re-used.  Update CLOUDS record as needed.  Maintain files of terminated children in locked location at site for one year until after program audit in October or November.  Send dropped and files of terminated clients to central location after completion of program audit. 2. Re-Enrollment Process During the re-enrollment process, Site Supervisors in collaboration with Comprehensive Services and the Centralized Enrollment Unit are responsible for the following:  In June, identify children for roll-over.  In July, place roll-over children into appropriate classrooms and Program Model, from Eligible/Accepted list in CLOUDS.  For previously enrolled Part-day State Preschool child requesting re-enrollment, follow guidelines for completely new 9600 application with all new documentation.  If a child’s CLOUDS record was archived within the program year, request Centralized Enrollment Assistant Manager to reactivate child’s CLOUDS record and place child back on to Eligibility Wait List.  Follow approved guidelines for selecting children. N. Updating the Application The family has the right to voluntarily report changes during the certification period. The authorized representative must update the family’s application for General Child Care and Full-day State Preschool to document and determine a reduction to fee assessment or change to authorized hours of care, if applicable, within ten (10) business days whenever the family reports and provides necessary documentation fora change in family size, income, public assistance status or need. If a family requests to reduce their authorized hours of care within the certification period, they must do so in writing. Form 9600S will be used for application updates between re-certifications. 9600S must also be accompanied by a Notice of Action for updates effecting need, eligibility, or certified hours of care. O. Contents of Basic Data File Staff must establish and maintain a basic data file for each family receiving childcare and development services. The basic data file (either electronic copy in CLOUDS or a hard copy maintained at the center) must contain a signed application for services with:  The parent’s(s) full name(s), address(es) and telephone number(s).  The names, gender and birth dates of all children under the age of eighteen (18) counted in the family size whether or not they are served by the program. 2019-21 Policies and Procedures Section 2: Program Operations 23 2019-21 Policies and Procedures Section 2 – Program Operations  The number of hours of service each day for each child.  The names of other family members in the household related by blood, marriage or adoption.  The reason for needing childcare and development services, if applicable.  Employment or training information for parent(s) including name and address of employer(s) or training institution(s) and days and hours of employment or training, if applicable.  Eligibility status.  Family size and income, if eligibility is based on income.  The parent’s signature and date.  The signature of the Site Supervisor/Authorized Agency Representative certifying the eligibility and date of signature.  A notation on when the first services begin and a notation of the last day services were received. The data file must also contain, as applicable:  Documentation of income eligibility, including an income calculation worksheet.  Documentation of employment.  Documentation of seeking employment.  Documentation of training.  Documentation of parental incapacity.  Documentation of child's disabilities.  Documentation of homelessness.  Documentation of seeking permanent housing for family stability.  Written referral from a legally qualified professional from a legal, medical, or social services agency, or emergency shelter for children at risk of abuse, neglect, or exploitation.  Written referral from a county welfare department, child welfare services worker, certifying that the child is receiving protective services and the family requires childcare and development services as part of the case plan.  If the parent of the child was on cash assistance, the date the parental cash aid was terminated.  Notice of Action (as stated above in detail) and/or Recipient of Services.  All child health and current emergency information required by California Code of Regulations, title 22, Social Security, Division 12, Community Care Facilities Licensing Regulations. 1. Documentation and Determination of Family Size A parent shall provide the names of the parents and the names, gender and birthdates of the children identified in the family. This information shall be documented on a confidential application for childcare and development services and used to determine family size. The parent shall provide supporting documentation regarding the number of children in the family. The number of children shall be documented by providing at least one of the following documents, as applicable* for the state funded program:  Birth certificates.  Court orders regarding child custody.  Adoption documents. 2019-21 Policies and Procedures Section 2: Program Operations 24 2019-21 Policies and Procedures Section 2 – Program Operations  Records of Foster Care placements.  School or medical records.  County welfare department records; or  Other reliable documentation indicating the relationship of the child to the parent. *Federally funded programs require documentation for the child to be enrolled, only. In state funded programs, when only one parent has signed the application and has indicated on the application that they are a single parent, then the parent signing the application must self-certify single parent status by initialing question one (1) in Section V of the application. A parent shall not be required to submit supporting documentation regarding the presence or absence of the second parent. For income eligibility and family fee purposes, when a child and his or her siblings are living in a family that does not include their biological or adoptive parent, only the child and related siblings shall be counted to determine family size. In these cases, the adult(s) must meet a need criterion. 2. Documentation of Income Eligibility The parent is responsible for providing documentation of the family’s total countable income and the staff is required to verify the information, as described below: The parent(s) shall document total countable income for all the individuals counted in the family size as follows: i.If the parent is employed, provide:  A release authorizing the staff to contact the employer(s), to the extent known, that includes the employer’s name, address, telephone number, and usual business hours, and  All payroll check stubs, a letter from the employer delivered to CSB independent of the employee, or other record of wages issued by the employer for the month preceding the initial certification, an update of the application, or the recertification that establishes eligibility for services. When the employer refuses or fails to provide requested documentation or when a request for documentation would adversely affect the parent’s employment, provide other means of verification that may include a list of clients and amounts paid, the most recently signed and completed tax returns, quarterly estimated tax statements, or other records of income to support the reported income, along with a self-certification of income. ii. If the parent is self-employed, provide: A combination of documentation necessary to establish current income eligibility for at least the month preceding the initial certification, an update of the application, or the recertification that establishes eligibility for services. Documentation shall consist of as many of the following types of documentation as necessary to determine income:  A letter from the source of the income,  A copy of the most recently signed and completed tax return with a statement of current estimated income for tax purposes, or  Other business records, such as ledgers, receipts, or business logs. 2019-21 Policies and Procedures Section 2: Program Operations 25 2019-21 Policies and Procedures Section 2 – Program Operations Parents shall provide copies of the documentation of all non-wage income, self-certification of any income for which no documentation is possible, and any verified child support payments. Staff shall retain copies of the documentation of total countable income and adjusted monthly income in the family data file. When the parent is employed, staff shall, as applicable, verify the parent’s salary/wage; rate(s) of pay; potential for overtime, tips or additional compensation; hours and days of work; variability of hours and days of work; pay periods and frequency of pay, start date for the employee. If the employer refuses or is non-responsive in providing requested information or a request for employer documentation would adversely affect the parent’s employment, and if the information provided by a self-employed parent is inconsistent with the staff’s knowledge or community practice, shall request clarification in the self- certification of income, additional income information or a reasonable basis for concluding that the employer exists. When the parent is self-employed, staff shall obtain and make a record of independent verification regarding the cost for services provided by the parent that may be obtained by contacting clients, reviewing bank statements, or confirming the information in the parent’s advertisements or website. If the income cannot be independently verified, the staff shall assess whether the reported income is reasonable or consistent with the community practice for this employment. Staff may request additional documentation to verify total countable income to the extent that the information provided by the parent or the employer is insufficient to make a reasonable assessment of income eligibility. To establish eligibility, staff shall, by signing the application for services, certify to the staff’s reasonable belief that the income documentation obtained and, if applicable, the self-certification, support the reported income, are reliable and are consistent with all other family information and the staff’s knowledge, if applicable, of this type of employment or employer. If the family is receiving child care and development services because the child(ren) is/are at risk of abuse, neglect, or exploitation or receiving child protective services and the written referral specifies that it is necessary to exempt the family from paying a fee, then the parent will not be required to provide documentation of total countable income. If the basis of eligibility is a current aid recipient, the staff shall obtain verification from CalWIN. 3. Calculation of Income i. General Procedures for calculating income Staff calculates total countable income based on income information reflecting the family’s current and on-going income using an income calculation worksheet that specifies the frequency and amount of the payroll check stubs provided by the parent and all other sources of countable income. 2019-21 Policies and Procedures Section 2: Program Operations 26 2019-21 Policies and Procedures Section 2 – Program Operations When income fluctuates because of:  Agricultural work, by averaging income from the 12 months preceding the initial certification, an update of the application, or the recertification that establishes eligibility for services.  Intermittent income, by averaging the intermittent income from the preceding 12 months by dividing by 12 and add this amount to the other countable income. Unpredictable income, by averaging the income from at least three consecutive months and no more than 12 months preceding the initial certification, an update of the application, or the recertification that establishes eligibility for services. ii. Over-Income Families-General Description: Both the State and Federal program allow over-income families meeting strict criteria. NO CHILD SHALL BE CONSIDERED FOR ENROLLMENT WITH AN INCOME ABOVE THE FEDERAL POVERTY GUIDELINE UNTIL ALL FAMILIES AT OR BELOW THE FEDERAL POVERTY GUIDELINES HAVE BEEN ENROLLED. To this end, it is critical that the recruitment plan be fully implemented and that extra efforts are made to assist income eligible families in completing the application to establish eligibility and be placed in the program expeditiously. After these efforts have been conducted, documented and certified, a request to waive the income guidelines may be made. The waiver form (See Forms > CSB606) includes a certification statement on the form where the outreach efforts are documented. A simple statement that “the waitlist has been exhausted” is never acceptable. iii. Over-Income Protocols When enrolling over-income families, the authorized representative is responsible for:  Completing the over income waiver (CSB606).  Submitting completed waiver to ERSEA Analyst for approval.  Saving ERSEA Analyst approved waiver in child’s file The ERSEA Analyst is responsible for:  Tracking waivers to ensure that there are no income eligible children to enroll.  Reviewing the aggregate waiver list on Shared Drive to ensure that all clusters have not exceeded the 10% unlimited over income designated primarily for children with an IEP or IFSP but for other cases as determined appropriate by the ERSEA Analyst or 35% limited over income enrollment for the Head Start and Early Head Start program, or the 10% limited over income for the part day preschool (PP) or the part day family literacy program (PPL).  Signing form.  Logging each waiver on database on shared drive.  Analyzing placement of over income slots to inform recruitment and slot planning processes.  Periodically purging the list as children transition out of the program. 4. Documentation of the Child’s Exceptional Needs (known as Children with Disabilities at CSB). The family data file shall contain documentation of the child’s exceptional needs if the staff is claiming 2019-21 Policies and Procedures Section 2: Program Operations 27 2019-21 Policies and Procedures Section 2 – Program Operations adjustment factors. The documentation of exceptional needs shall include:  A copy of the portion of the active individual family service plan (IFSP) or the individualized education program (IEP) that includes the information as specified in Education Code section 56026 and California Code of Regulations, title 5, sections 3030 and 3031; and  A statement signed by a legally qualified professional that: o The child requires the special attention of adults in a child care setting; and o Includes the name, address, license number, and telephone number of the legally qualified professional who is rendering the opinion. P. Admission Policies and Procedures Children are admitted into the program based on need and family income adjusted for family size. Highest priority goes to children with need for protective services and/or having lowest income. When a parent seeks services, the CSB staff collects family information and the child is placed on the CLOUDS waitlist. As openings become available, names are drawn by rank from the CLOUDS waitlist for the various program options in accordance with the approved selection criteria/admission priorities. If multiple families have the same rank, the family waiting the longest period of time is selected first. CSB makes available 10% of its federally funded spaces for children with disabilities and gives priority for its unlimited over income allotment to these children (also 10% of its funded slots). Children will not be denied when a family needs less than full-time services. Families who have been recruited for admissions to the program will be required to complete an application and provide supporting documentation. These documents must include current verification of income, immunizations and birth certification for the child applying for enrollment. Letters informing the family of acceptance or denial for services must be sent once certification is complete. The family has the right to dispute the denial of services by providing additional information to prove eligibility to receive services. Q. General Admission Procedure When an opening occurs in the center, the authorized representative will call the parent with the highest rank on the CLOUDS eligible list for an appointment for processing eligibility documents, noting any change of income and need for service. At this time, the parent receives an official Notice of Action (NOA) approving or disapproving state funded services. The NOA provides information outlining the parent’s due process rights in a statement on the back of the NOA. Parents wishing to appeal an agency decision must follow the procedure carefully or void the right to appeal. Following the timelines is essential. Parents applying for a Head Start only slot sign the Admissions Agreement and Application but do not 2019-21 Policies and Procedures Section 2: Program Operations 28 2019-21 Policies and Procedures Section 2 – Program Operations receive an NOA. R. Children’s Enrollment Files The Federal Regulations and the State of California require children’s centers to maintain a file on each enrolled child including the following information:  Birth Certificate to verify birth, age of child, gender and parents’ names.  Information on date of admission, termination and re-enrollment.  Names, addresses and phone numbers of parents and other relatives and/or friend that may be contacted in case of emergency.  A Health History is completed by the parent to collect information on child’s general health. This and much more information is collected during one-on-one parent meetings, while assisting the parent to complete the enrollment packet and assisting the parent with health needs of the child or issues of the parent and household. Information must be updated and data entered into CLOUDS as it is received. S. Due Process Requirements 1. Notice of Action, Application for Services The authorized representative decision to approve or deny services shall be communicated to the applicant through a written statement referred to as a Notice of Action, Application for Services. The authorized representative shall maintain records of the Notice of Action, Application for Services in the basic data file. The Notice of Action, Application for Services shall include: (1) the applicant’s name and address; (2) the authorized representative's name and address or the name and telephone number of the CSB authorized representative who made the decision; (3) the date of the notice; (4) the method of distribution of the notice. If services are approved, the notice shall also contain: (1) basis of eligibility; (2) monthly fee, if applicable; (3) duration of the eligibility; (4) names of children approved to receive services; and (5) the hours of service approved for each day. If the services are denied, the notice shall contain: (1) the basis of denial and (2) instructions for the parent(s) on how to request a hearing if they do not agree with the authorized representative's decision in accordance with procedures specified below. 2. Notice of Action, Recipient of Services If, upon re-certification or update of the application, CSB determines that the need or eligibility requirements are no longer being met, or the fee amount of service needs to be modified, the authorized representative will notify the family through a written Notice of Action, Recipient of Services. The authorized representative will maintain records of all Notice of Action, Recipient of Services in the family’s basic file. The Notice of Action, Recipient of Services will include: (1) the type of action bei ng taken; (2) The effective date of action; (3) the name and address of recipient; (4) the name and address of CSB; (5) the name and telephone number of the CSB authorized representative who is taking the 2019-21 Policies and Procedures Section 2: Program Operations 29 2019-21 Policies and Procedures Section 2 – Program Operations action; (6) the date of notice is mailed or given to the recipient; (7) the method of distribution to the recipient; (8) a description of the action; (9) a statement of the reason(s) for the changes; (10) a statement of the reason(s) for termination, if applicable; and (11) instructions for the parent(s) on how to request a hearing if they do not agree with the authorized representative's decisions. 3. Approval or Denial of Child Care and Development Services The authorized representative will mail or deliver a completed Notice of Action, Application for Services to the parents within thirty (30) calendar days from the date the application is signed by the parent(s). 4. Changes Affecting Service The authorized representative will complete a Notice of Action, Recipient of Services when changes are made to the service agreement at the parent's request. Such changes may include, but are not limited to, an increase or decrease in the amount of services, or termination of service. The authorized representative will mail or deliver the Notice of Action to the parents at least fourteen (14) calendar days before the effective date of the intended action. To promote the continuity of child care and development services, a family that no longer meets a particular program’s income, eligibility or need criteria may have their services continued if the authorized representative is able to transfer that family’s enrollment to another program for which the family continues to be eligible prior to the date of termination of services. The transfer of enrollment may be to another program within the same administrative agency or to another agency that administers state or federally funded childcare and development programs within that county. T. Alternative Placement for Children When terminating children from the state funded portion of the program, authorized representative is responsible for the following:  Issue Notice of Action 14 days prior to termination date.  Explain to parents their appeal rights.  If parent does not appeal termination: o Enter information regarding reason for ending services in CLOUDS Child Data Sheet. Date and initial comments. o Change enrollment status in CLOUDS. o Discontinue services on Family Data Sheet. o Determine if child may return within the program year. If so, place child back on Eligible/Accepted List. If not, archive the CLOUDS record. o Assist the family in finding an alternate placement for the child.  If parent appeals termination, send appeal notice to Assistant Director and continue to serve child until informed to move forward with termination. Head Start children are always afforded an opportunity in another program option as space is available when their current setting is deemed inappropriate for the child. If the parent is ineligible for Head Start 2019-21 Policies and Procedures Section 2: Program Operations 30 2019-21 Policies and Procedures Section 2 – Program Operations or our state funded programs, they are to be referred to a partner site and/or to the county’s resource and referral agency, Contra Costa Child Care Council (925-676-KIDS). U. Client’s Request for a Hearing and Procedures If a parent in the state funded program disagrees with an action, the parent(s) may file a written request for a hearing with the authorized representative within fourteen (14) calendar days of the date the Notice of Action was received. Upon the filing of a request for hearing, the intended action shall be suspended until the review process has been completed. The review process is complete when the appeal process has been exhausted or when the parent(s) abandons the appeal process. Within ten (10) calendar days following the receipt of the request for a hearing, the authorized representative will notify the parent(s) of the time and place of the hearing. The time and place of the hearing will, to the extent possible, be convenient for the parent(s). An Assistant Director, who will be referred to as “the hearing officer” will conduct the hearing. The hearing officer will be at a staff level higher in authority than the staff person who made the contested decision. The parent(s) or parent’s authorized representative is required to attend the hearing. If the parent or the parent’s authorized representative fails to appear at the hearing, the parent will be deemed to have abandoned his or her appeal. Only persons directly affected by the hearing will be allowed to attend the hearing. The Assistant Director will arrange for the presence of an interpreter at the hearing, if one is requested by the parent(s). The Assistant Director will explain to the parent(s) the legal, regulatory, or policy basis for the intended action. During the hearing, the parent(s) will have an opportunity to explain the reason(s) they believe the authorized representative's decision was incorrect. The authorized representative will present any material facts omitted by the parent(s). The Assistant Director will mail or deliver to the parent(s) a written decision within ten (10) days after the hearing. The written decision shall contain procedures for submitting an appeal to ELCD. V. Appeal Procedure for ELCD Review If the parent disagrees with the written decision from the authorized representative, the parent has fourteen (14) calendar days in which to appeal to the ELCD. If the parent(s) do(es) not submit an appeal request to the ELCD within fourteen (14) calendar days, the parents’ appeal process will be deemed abandoned and the authorized representative may implement the intended action. The parent(s) will specify in the appeal request the reason(s) why he/she believes the authorized 2019-21 Policies and Procedures Section 2: Program Operations 31 2019-21 Policies and Procedures Section 2 – Program Operations representative decision was incorrect. The parents must submit a copy of CSB’s Notice of Action with the appeal request , and CSB's written decision. Upon receipt of the appeal request, the ELCD may request copies of the basic data file and other relevant materials from CSB. The ELCD may also conduct any investigations, interviews or mediation necessary to resolve the appeal. The decision of the ELCD will be mailed or delivered to the parent(s) and the authorized representative within thirty(30) Calendar days after receipt of the appeal request. W. CSB Compliance with ELCD Decision CSB will comply with the decision of the ELCD immediately upon receipt thereof. CSB will be reimbursed for childcare and development services delivered to the family during the appeal process. If the authorized representative determination that a family is ineligible is upheld by the State, services to the family will cease upon receipt by the authorized representative of the State’s decision. X. Retention of Enrollment Records Delegate Agencies, the Grantee-Operated Program, and sub-contractor retain copies of official enrollment application forms, which contain certification data for each child enrolled during the program year for 5 years. Copies of enrollment records serve as a primary source document for audit purposes. Cooperation with local Contra Costa County welfare offices is encouraged for recruiting eligible children into the program. Y. Enrolled but Waiting For Transfer Protocol When staff has a child/family that wants to transfer sites:  Comprehensive Services staff and site staff who learn about a family wanting to transfer communicate via email to all applicable SSs, CSAMs, the Central Enrollment Unit (CEU) & Partners (as known or Partner CSAM) the need for a transfer. Make additional calls as necessary.  Clearly and fully document the transfer in the case file on CLOUDS.  Clearly and fully explain to the family about any changes they may experience as a result of a possible program model change at time of transfer to other center (ex: part-day to full-day - family must now show need) When staff are searching to fill an open slot: 2019-21 Policies and Procedures Section 2: Program Operations 32 2019-21 Policies and Procedures Section 2 – Program Operations  Notify CSAM immediately upon determination that a slot will become available.  CSAM check notes for any children that are enrolled but waiting for a slot.  CSAM of current center reviews files for pending issues prior to transfer and communicates any issues to receiving CSAM. Transfer file to new center’s Site Supervisor or designee.  Authorized representative completes 9600S and NOA. Also, collect any additional documentation required for program model change (see Eligibility and Need Criteria Documentation Checklists)  Site Supervisor enrolls the child from CLOUDS. Z. Transfer of Child with Disabilities or of Child Receiving Mental Health Services When a child with disabilities or receiving mental health services transfers to another CSB site, communication is vital. The Comprehensive Services team member is responsible for notifying the Site Supervisor/Head Teacher and CS/Disabilities/Mental Health Manager in writing. Notification is to be sent before the child begins at another site so that necessary arrangements or accommodations can be made. The Site Supervisor/Head Teacher will inform the appropriate teacher of the transfer. The Comprehensive Services team member and the CS/Mental Health Manager will complete this process within two weeks of notification of an opening. AA. CSPP Full-day to Part-Day or Tuition Based Approval Process 1. General Description In the event that a family loses eligibility or need for services during the program year, CSB has the discretion to offer families the option to receive services part-day (less than 4 hours per day) or pay a fee for full-day services (Tuition Based) rather than terminate services. Part-day services could be offered in the child’s same class or in another class during the “pre-school portion of the day” (8:30 – 12:00) as available. Whenever possible, the child will be allowed to stay in their current classroom. CSB fiscal unit tracks CDE earnings monthly, and notifies program staff if the risk of under earning develops. If under earning is a risk, ADs cease to approve all moves to part-day until risk subsides according to reports from fiscal unit. 2. Action Guidance for Staff i. Full-day or ¾ time to Part-day • At recertification, the authorized representative determines family no longer meets eligibility or need criteria (for more than 4 hours of care) and issues NOA for termination of full-day (or ¾ time) services effective 14 or 19 days as appropriate. • The below process must be complete no later than the effective date of action noted on the NOA. • Authorized representative ensures that each class is fully enrolled morning and afternoon through enrollment and certified hours of care. • Authorized representative determines if part-day services are available during the 2019-21 Policies and Procedures Section 2: Program Operations 33 2019-21 Policies and Procedures Section 2 – Program Operations preschool portion of the day (8:30 – 12:00). • If available, the Authorized representative and family determine if part-day services are desirable and appropriate. • If desired by the family and appropriate, Authorized representative completes approval form CSB607 (See CSB Forms). • If part-day services are unavailable, not desired by the family or inappropriate, authorized representative terminates the child and closes the file. • AD approves or denies CSB607 request, maintains original for her records and returns a copy to the site. • If approved, authorized representative files copy in student file, updates CLOUDS (waitlist & re-enroll with new program model), and updates student file including the following and moves the child to part-day services on date on or after AD approval date and no later than effective date of NOA terminating full-day (or ¾ time) services. o Completed 9600S – update program model at least and hours of care, and other information as applicable o Income and family size remain as they were at original enrollment unless documentation of current income or family size benefits the family. o NOA stating change to part-day services - effective date is same as effective date for termination of full-day services (or before if desired by the parent). o Update CLOUDS hours of care. o Update CLOUDS program model (while retaining previous enrollment history), reason for needing care (if applicable), program option (if applicable) to “part- day center- based”, and any other appropriate updates. o The Site Supervisor ensures child is reflected on appropriate 9400s for appropriate number of days during the month of the move. ii. Full-day or ¾ time to Tuition Based (TB) • At recertification, the authorized representative determines family no longer meets eligibility or need criteria (for more than 4 hours of care) and issues NOA for termination of full-day (or ¾ time) services effective 14 or 19 days as appropriate. • Authorized representative ensures that each class is fully enrolled morning and afternoon through enrollment and hours of care. • Authorized representative determines if TB services are available. • If available, authorized representative and family determine if TB services are desirable and appropriate. • If desired by the family and appropriate, authorized representative completes approval form CSB607 (See CSB Forms). • AD approves or denies request, maintains original for her records and returns a copy to the site. • If approved, authorized representative closes file and CLOUDS, completes all applicable paperwork and required forms, including an NOA stating termination of services and moves the child to TB services on first day after the end of the 14 to 19 day NOA waiting period. • The Site Supervisor ensures child is reflected on 9400 for only the appropriate number of days during the month until the date the move to TB services was effective. 2019-21 Policies and Procedures Section 2: Program Operations 34 2019-21 Policies and Procedures Section 2 – Program Operations • See section at end of this manual for Tuition Based services policies and procedures. BB. Withdrawal of Child from the Program When the teaching staff learns that a child has terminated services, they should notify the Site Supervisor. The “last day attended” should be noted on the child's application (9600) and the sign in/out sheet. They must also notify the CSAM immediately upon knowledge of a pending vacancy. Whenever possible, the reason for the withdrawal should be ascertained and recorded. The child’s termination date in CLOUDS is the first date the child does not attend so that attendance data can be captured for the last day of attendance. Parents who wish to reinstate must meet Title V Regulations. If the parents are successful in meeting the Title V Regulations, the parent must complete all required paperwork and provide income documentation. The following are some reasons that a child might be placed back on the waiting list (please see Parent Handbook for a complete listing):  A pattern of unexcused absences - Poor attendance / sporadic attendance is defined as three or more unexcused absences. When this occurs, the teacher calls the Site Supervisor, who makes personal contact with the parent as soon as they realized a child has not attended and the parent has not called. If multiple service needs are disclosed by a parent, he/she should be offered Case Management services in order to create a plan to correct the absenteeism. Every effort is made to assist parents in removing barriers to attendance.  Parent’s failure to comply with rules/regulations, resulting in danger to the health / safety of children / staff – (Must be approved by the Assistant Director)  Parent’s failure to comply with health requirements as mandated by Community Care Licensing.  Extreme behavior problems in a child that may be harmful to the child or others (This must be based on a joint assessment by the CS / Disabilities / Mental Health Manager, and the Site Supervisor.)  For General Childcare, a change in income or need eligibility status such that the family is no longer eligible for care or failure to submit required documentation to verify continued need/ eligibility at recertification.  For the full-year program, kindergarten-bound CSPP eligible 4 year olds begin to transition out of the program at the end of the program year, which ends June 30th. Those children who have been determined eligible before the end of the program year may remain in the program until they start kindergarten as long as they are still within their certification period. Each year, the program will determine last days of enrollment extended past June 30th and take into consideration the community need for continued services. When a child has been disenrolled from the program, the Site Supervisor will then call the Assistant Director, CSAM and teacher, notifying them of a new child replacing the terminated child. The Site Supervisor will call the parent of the terminated child, informing him/her that the child has been put back on the waiting list. If a terminated child is brought to school, the parent should be told to speak to the Site Supervisor. 2019-21 Policies and Procedures Section 2: Program Operations 35 2019-21 Policies and Procedures Section 2 – Program Operations CC. Attendance Expectations 1. General Description CSB children are expected to attend classes daily. Regular attendance is strictly enforced, and each center maintains documentation of all attendance/absenteeism activities. Upon registration, parents are oriented about enrollment/attendance policies. Each parent receives a copy of the attendance policies, and the importance of regular attendance is stressed to them. Re-orientation of the enrollment/attendance policies occurs at the beginning of classes, and ongoing reminders are communicated as needed. Parents are expected to report absence reasons to the center as soon as possible and within one hour of their child’s start time. 2. Unexcused Absences To ensure children are safe when they do not arrive at school, CSB must make attempts to contact parents within one hour for unexpected absences. CSB utilizes SMS technology to efficiently communicate with families. Strategies to contact families within one hour include the use of CLOUDS automatic SMS (text) messages. Parent can reply via text messaging to inform center staff of absence reasons. Each day a child's absence is not reported by the parent, the Site Supervisor or center staff contacts the parent to determine the cause of the absence and to clarify the attendance policy. After two consecutive unexcused absences, direct contact is made with the parent, such as a conference or home visit. Parents are informed that failure to participate in the conference or visit may result in a loss of services and will be placed onto the waiting list. After ten consecutive or intermittent days of unexcused absences, the child is dropped from the active program and is put back onto the waiting list. (Children absent due to illness are counted in the Average Daily Attendance criteria.) Site supervisor will check attendance sheets daily or at least three times a week to ensure attendance policies are implemented. 3. Re-occurring Absences Site Supervisors, in collaboration with teaching staff, will identify and assess patterns of absences for each child. Within 60 days, children with patterns of absences and those at risk of reaching an absence rate of 10% are identified and family support services provided. Absences per child are analyzed on a monthly basis utilizing CLOUDS reports. Family meetings are held as needed to clarify the attendance policy and identify strategies in which a family may implement to improve attendance. DD. Attendance Accounting 1. General Description Accountings for attendance is completed daily by the classroom teacher by ensuring parents sign their child into CLOUDS upon arrival. Absence reasons are entered into CLOUDS daily and no later than Friday of each week, and reports are utilized to ensure that each center maintains 85% monthly attendance for all federally funded slots. If the monthly attendance rate falls below 85%, the Site Supervisor will be notified by the ERSEA Managers and will utilize the CLOUDS absence reports to analyze the reasons. If 2019-21 Policies and Procedures Section 2: Program Operations 36 2019-21 Policies and Procedures Section 2 – Program Operations average program attendance for federally funded slots falls below 85% for any month, the ERSEA Manager develops a corrective action plan after analyzing data and identifying root causes. Within 60 days and on an ongoing basis, patterns of absences per child are analyzed. A risk assessment for chronic absenteeism is conducted. Chronic absenteeism is defined as an absence rate of 10% of the program days per year. 2. Procedure i. Directly Operated Sites Attendance is captured at CSB centers by CLOUDS via the wall pads as parents electronically sign their child into the program. Teachers must ensure that this is done immediately upon the child’s arrival to the classroom. If a parent fails to sign their child into CLOUDS, staff must do the following:  Staff will “sign” child into CLOUDS without a signature to place the child in the classroom and part of the ratio.  The parent MUST be called back to the center to sign-in on the hard copy sign-in/out sheet (CSB682) with the original drop-off time which can be obtained from CLOUDS.  In CLOUDS staff will select “Parent no sign in” from the drop down menu as the Reason under the Attendance Sign-in/out sheet for the specific child. If the parent fails to sign their child out in CLOUDS, staff must do the following:  Staff will “sign” child out in CLOUDS without a signature to take the child out of the classroom and out of the ratio. Staff will notify the parent as soon as the parent or authorized representative returns to the center (i.e. next morning) that a sign-out signature was not collected. The parent will sign out on the hard copy sign- in/out sheet (CSB682) with the original sign out time which can be obtained from CLOUDS. In CLOUDS, staff will enter “Parent no sign out” from the drop down menu as the reason under the attendance sign- in/out sheet for the specific child. In the event that the electronic system fails and parents are not able to sign their children in or out of CLOUDS, staff MUST do the following:  A hard copy sign-in/out sheet (CSB682) shall be maintained by each classroom teacher which the parents will use to sign in and/or out until CLOUDS is back on-line.  As soon as the system comes back up, staff will sign children in and/or out (as applicable) of CLOUDS without a signature to place them in or out of the classroom for ratio purposes.  Staff will do this by using the Manual Attendance feature in CLOUDS to sign children in and/or out, enter attendance/absences and enter meal counts for the time CLOUDS was not operational. For this purpose it is acceptable for staff to select the child’s general contract hours 2019-21 Policies and Procedures Section 2: Program Operations 37 2019-21 Policies and Procedures Section 2 – Program Operations for the approximate sign in and out times as parents will already have physically signed on the hard copy sign-in/out sheet (CSB682) with the correct sign in and out times. Even if some children are signed-in on CLOUDS when this update by staff takes place, clicking on “All Attendance” will only affect those who have not yet signed in; other children’s data will not be affected. A code is used consistently throughout the entire program to mark Present, Excused Absence, and Unexcused Absence. Absences are marked with an “A” and given the excuse provided by the parent in the comment section of the sign‐in sheet. The teacher determines if the absence is excused in accordance with the excused and unexcused absence policies included herein. When absences are excused, the “A” is enclosed in a circle “(A)”. All information must be immediately entered into CLOUDS when the system becomes available through the manual attendance section or the wall pad by doing the following:  Wall Pad: o Go to Reports o Select the month o Select the child o Click on the Attendance button o Enter Attendance data  CLOUDS: o Go to Attendance Folder o Select Manual Attendance o Click on the “A” box for that child o Enter the Attendance data Teachers must enter absence reasons daily and review for accuracy by Friday of each week via the Wall Pad system. Parents are responsible for reporting absence reasons within one hour of their child's start time and must give the reason for a child’s absence when the child returns to school if not already provided. On occasions where the child has not returned to school, the Site Supervisor can enter the reason for absence in CLOUDS after contacting the parent. At the end of the month, the Teacher reviews each attendance record via the Wall pad system and verifies the totals for the days of attendance, excused and unexcused absences. After verifying each attendance record, the teacher will click on the “Submit” button which will send the electronic file to the Site Supervisor for their approval. All hard copy sign in and sign out sheets (CSB682) should also be forwarded to the Site Supervisor. After Teachers have submitted the attendance records via the Wall Pad, Site Supervisors shall review the submitted attendance sheets under the Track Forms section in CLOUDS under the “Submitted” section. After reviewing each attendance sheet for accuracy, the Site Supervisor shall “Approve” or “Deny” each attendance record. If the attendance record is denied, it will go back to the wall pad for correction and re-submittal by the Teacher. ii. Partner Sites & Family Child Care Homes 2019-21 Policies and Procedures Section 2: Program Operations 38 2019-21 Policies and Procedures Section 2 – Program Operations Attendance is captured at CSB Partner centers by CLOUDS via Galaxy tablets as parents electronically sign their child into the program. Teachers must ensure that this is done immediately upon the child’s arrival to the classroom. If a parent fails to sign their child into CLOUDS, staff must do the following:  Staff will “sign” child into CLOUDS without a signature (“STAFF” button) to place the child’s status as “in the classroom” on the system.  The parent MUST be called back to the center to sign-in on the hard copy sign-in/out sheet with the actual drop-off time.  In CLOUDS staff will select “Parent no sign in” from the drop down menu as the Reason under the Attendance Sign-in/out sheet for the specific child. If the parent fails to sign their child out in CLOUDS, staff must do the following:  Staff will “sign” child out in CLOUDS without a signature to place the child’s status as “child out of the classroom” on the system.  Staff will notify the parent as soon as the parent or authorized representative returns to the center (i.e. next morning) that a sign-out signature was not collected. The parent will sign out on the hard copy sign-in/out sheet with the original sign out time. In CLOUDS, staff will enter “Parent no sign out” from the drop down menu as the reason under the attendance sign-in/out sheet for the specific child. In the event that the electronic system fails and parents are not able to sign their children in or out of CLOUDS, staff MUST do the following:  A hard copy sign-in/out sheet shall be maintained by each classroom teacher which the parents will use to sign in and/or out until CLOUDS is back on-line.  As soon as the system comes back up, staff will sign children in and/or out (as applicable) of CLOUDS without a signature to place them in or out of the classroom and use their Actual sign- in/out times from the hard copy sign-in/out sheet. A code is used consistently throughout the entire program to mark Present, Excused Absence, and Unexcused Absence. Absences are marked with an "A” and given the excuse provided by the parent in the comment section of the sign‐in sheet. The teacher determines if the absence is excused in accordance with the excused and unexcused absence policies included herein. When absences are excused, the "A” is enclosed in a circle. All information must be immediately entered into CLOUDS when the system becomes available through Galaxy tablets (iCLOUDS) by doing the following: iii. Galaxy Tablets (iCLOUDS):  Under “My Classroom”, click on the child’s name you want to enter attendance for  Click on “Attendance Sign-in/out sheet”  Select the Month  Click on the Day you want to enter attendance 2019-21 Policies and Procedures Section 2: Program Operations 39 2019-21 Policies and Procedures Section 2 – Program Operations  Enter Attendance data iv. CLOUDS (CSB Partner Unit Staff):  Go to Attendance Folder  Select Manual Attendance  Click on the “A” box for that child  Enter the Attendance date Partner Teachers must enter absence reasons by Friday of each week via the Galaxy tablets. Parents are required to give the reason for a child’s absence when the child returns to school if not already provided. On occasions where the child has not returned to school, the Site Supervisor (CSB Staff) can enter the reason for absence in CLOUDS after contacting the parent. At the end of the month, the Partner Teacher reviews each attendance record via the Galaxy Tablet and verifies the totals for the days of attendance, excused and unexcused absences. After verifying each attendance record, the teacher will click on the “Submit” button by the 3rd day of the following month which will send the electronic file to the Site Supervisor (CSB Partner Staff) for their approval. All hard copy sign in and sign out sheets and absence notes should also be forwarded to the Site Supervisor (CSB Partner Staff) by the 3rd of the following month. After Teachers have submitted the attendance records through the Galaxy Tablet, Site Supervisors (CSB Partner staff) shall review the submitted attendance sheets under the Track Forms section in CLOUDS under the “Submitted” section. After reviewing each attendance sheet for accuracy, the Site Supervisor (CSB Partner Staff) shall “Approve” or “Deny” each attendance record. If the attendance record is denied, it will go back to the Galaxy tablets for correction and must be re-submittal by the Teacher. v. CSB Partner Staff  Collect hardcopy attendance sheets & absence notes from Partner agencies no later than the 3rd of the following month and enter into CLOUDS Manual Attendance module by the 5th of each month.  all attendance records need to be verified (i.e. excused, un-excused and BID…etc.) via CLOUDS vi. CD 9400 Process CLOUDS will automatically generate the state Monthly CD 9400 sheets (Programs funded by the State). To complete the submission process, staff will do the following:  Using the CLOUDS 9400 Monthly Enrollment report, Site Supervisors or Partner Staff will check each child’s funding, day length, adjustment factors and attendance records for accuracy. The Site Supervisor compares each child’s 9400 record with their electronic 2019-21 Policies and Procedures Section 2: Program Operations 40 2019-21 Policies and Procedures Section 2 – Program Operations attendance record (CLOUDS>Track Forms>Attendance) & hard copy sign-in/out sheets (CSB682). Any discrepancies are to be corrected in CLOUDS via the Attendance Analysis module.  After all discrepancies have been corrected, the Site Supervisor or Partner Staff will click on each child’s individual verification button in which they can change the selection from “No” to “Yes” signifying that information for that child is correct. When all the children listed under each 9400 sheet has been verified (All “Yes” for each child listed), the site supervisor can now complete the sheet by clicking on the final “Verify” button which will record the site supervisor's or CSB Partner staff's digital signature on the 9400 sheet thus completing the process.  All 9400 sheets must be completely verified by the 5th workday of the month on CLOUDS.  Assistant Directors/Cluster Clerks or partner staff confirms that all CD 9400 sheets have been verified on CLOUDS via the 9400 Monthly Enrollment report by the 6 th workday of the month. Only the hard copy sign-in/out sheets (CSB682) must also be submitted to the Assistant Director or CSB Partner Analyst for their review. It is not necessary print out the 9400 sheets and electronic attendance sheets from CLOUDS as that data is already in CLOUDS. When all 9400 sheets have been verified in CLOUDS via the 9400 Monthly Enrollment report (requires a visual inspection from AD or CSB Partner Analyst), all hard copy sign-in/out sheets (CSB682) are forwarded to Business Systems by the 6th workday.  Business Systems staff will confirm that all children have been verified on the 9400 Monthly Enrollment report (visual inspection). If there are any discrepancies, the specific Site Supervisor or Partner Analyst will be notified of necessary corrections. Corrections must be done as soon as possible.  Business Systems staff will notify Fiscal when CD 9400s have been checked and completed by the 10th work day of each month.  When the Fiscal Department is notified by the Business Systems Unit that all 9400s have been verified, CSB Fiscal staff will generate the electronic CDNFS 9500 and CDNFS 8501s to review. Once CSB Fiscal staff determines the reports are accurate, they will print and submit the reports to the California Department of Education by the 20th of the month for each quarter (September, December, March & June).  The Business Systems Analyst will generate the CD 801A report in CLOUDS and submits it electronically to the State CDMIS website by the 20th of every month for the preceding month.  vii. Excused Absences  Illness: Absences may be excused for illness of the child, parent, or any sibling. If the absence is due to the illness of the child, the specific reason must be recorded on the sign-in sheet (e.g. cold, cough, sore throat, fever, runny nose, etc.). Illness absences lasting three (3) or more consecutive days may require appropriate medical professional documentation.  Family Emergency: Absences due to family emergencies may be considered excused absences. The reason for the family emergency must be specified in the sign in and out sheets. Any of the following reasons can be considered family emergencies: o Death of a family member. o Immediate need for medical health treatment of anyone in the family unit. 2019-21 Policies and Procedures Section 2: Program Operations 41 2019-21 Policies and Procedures Section 2 – Program Operations o Any incident caused by a situation which results in the family having their normal schedule disrupted to the extent that the parent cannot safely accompany their child to the site (i.e., theft, fire, flood, arrest and/or incarceration of a parent, or any other similar situations) o If regular means of transportation to school is disrupted, and no alternative, i.e. public transportation is available. o Any other situation at the discretion of the site supervisor.  Best Interest Days (BID): Absences may be excused for the “best interest of the child” which would include time for a child to be with a parent or relative (i.e. vacation or visitation with non- custodial parent, a court-mandated visit, or participating in cultural or religious holidays). Other requests for BID are at the discretion of the Site Supervisor. BID absences are limited to ten (10) days per program year per child, with the exception of children who are recipients of protective services or are at risk of abuse or neglect. Proof of such services must be documented in the child’s data file. The reason for the “Best Interest Day” must be specified in the sign in and out sheets.  Exclusion due to unmet health requirements: Children must be excused for immunizations that are not up-to-date or a physical or TB clearance that is not received within 30 days of enrollment. Parents are allowed one extension for physicals beyond the 30 day requirement with proof of an appointment on file. No extensions are allowed for TB clearances. Children are permitted up to three days of excused absences. After that, a Notice of Action (as applicable) will be issued for termination from the program. EE. Title XXII Requirements for All Children Record of “up to date” immunizations must be on file before children can attend. A complete physical examination by the child’s physician is required within 30 days of admission. A form is provided at the intake interview for use by the family physician. An immunization record authorized by a Medical Doctor or a Registered Nurse must be shown. The Site Supervisor or Comprehensive Services staff will review and file a copy at the time of enrollment. Immunizations must be kept current while the child is attending the centers. The Site Supervisor or Comprehensive Services staff member notifies parents when immunizations are due. Children whose immunizations are not kept up to date will be excluded from the center until they are brought up-to-date, unless there is a medical waiver on file. Although TB clearance must be obtained within thirty days of admission, the physical must also have indicated the result of the TB screening on the child’s record. Children may be eligible for a free physical through the Child Health Disability Prevention Program. Parents should be encouraged to discuss this option with the Site Supervisor or Comprehensive Services staff member. Enrollment information is kept confidential from all but: (1) authorized program staff, (2) California Department of Education program evaluators (3) authorized public officials. Information will not be released without parental permission, except as mentioned above. Children with disabilities are accepted by the centers when CSB is able to obtain appropriate documentation to determine the child’s needs. CSB will work with the family to make all reasonable 2019-21 Policies and Procedures Section 2: Program Operations 42 2019-21 Policies and Procedures Section 2 – Program Operations accommodations for the child. CSB complies with ADA and IDEA. FF. Fees for Non-Head Start and Early Head Start Funded Programs 1. Purpose The purpose of these procedures is to document the process of billing, collecting, and depositing of childcare fees in accordance with County policies and the State’s Funding Terms and Conditions related to child development programs. 2. County Administrative Bulletins Community Services Bureau shall comply with the requirements set forth in Administrative Bulletin Number 205 regarding cash collections procedures. 3. Fee Assessment CSB shall use the current fee schedule prepared and issued by California Department of Education for child care programs funded by the State.  The family fee will be assessed either a flat monthly full-time or part-time fee based on certified hours of care for the month, income, and family size.  If family’s certified need is 130 hours or more, the family will be assessed full-time fee.  If the family’s certified need is less than 130 hours, the family will be assessed part-time fee.  Upon initial enrollment or final enrollment month, a family may be charged cost of care fee (current State Reimbursement Rate (SRR) multiplied by adjustment factor multiplied by days of enrollment) if this is less than monthly part-time fee rate.  The family fee will be assessed: o At initial enrollment. If the enrollment day is the first of the month, the family fee will be assessed a full-time or a part-time fee based on their certified hours of care. If the enrollment day is not the first day of the month, fee will be based on the certified hours for the partial month and another fee for each subsequent month based on their certified hours. The first payment is due the first day of enrollment and due the first day of each subsequent month. o At recertification. The assessed fee will be effective on the first of the subsequent month after the new fee is assessed (Issue date of NOA) if there are 14 or 19 calendar days remaining in that month. If there are less than 14 or 19 days remaining in the month following the issue date of NOA, the assessed fee will become effective on the first of the month a month after the subsequent month. o When family voluntarily requests a reduction of family fee. The assessed fee reduction will be effective on the first day of the month that follows the issue date of the NOA. Families must still be given 14/19 calendar days from the issue date of the NOA, to file an appeal.  If more than one child in a family is participating in the state funded program the family’s fee shall be assessed and collected based on the child who is enrolled for the longest period in a day. 2019-21 Policies and Procedures Section 2: Program Operations 43 2019-21 Policies and Procedures Section 2 – Program Operations  If the children are located at different child care centers, the fee shall be collected by the center in which the child who is enrolled the longest period in the day is enrolled.  If a child drops at one center and enrolls in another before the NOA period, both centers must communicate throughout the transition to determine the impact on related fees. (We must communicate) For Fee for Service Program (Tuition Based), CSB shall use the monthly rate approved by the County Board of Supervisors. 4. Exclusions from Fee Assessment  The exclusions shall apply only to State-funded childcare programs.  No fees shall be collected from CCTR, FP, and FPL families with an income level that, in relation to family size, is less than the first entry in the fee schedule.  There is no family fee for PP and PPL programs  Families receiving services because the child is at risk of abuse, neglect, or exploitation, may be exempt from paying fees for up to twelve (12) months if the referral prepared by a legally qualified professional from a legal, medical, or social services agency, or emergency shelter specifies that it is necessary to exempt the family from paying a fee. The cumulative period of time that a family may be exempt from paying a fee for this reason shall not exceed 12 months.  Families receiving services because the child is receiving protective services may be exempt from paying fees for up to twelve (12) months if the referral prepared by the county welfare department, child welfare services worker specifies that it is necessary to exempt the family from paying a fee. The cumulative period of time that a family may be exempt from paying a fee for this reason shall not exceed 12 months.  In accordance with the State’s Management Bulletin 09-18, all families that currently receive a CalWORKs grant on behalf of the children will not be assessed a fee. Former CalWORKs grant recipients are not included in this exemption. 5. Credit for Fees Paid to Other Service Providers This section shall apply only to State-funded child care programs.  When CSB cannot meet all of the family’s needs for child care for which eligibility and need have been established, CSB shall grant a fee credit equal to the amount paid to the other provider(s) of these childcare and development services. CSB shall apply the fee credit to the family’s subsequent fee billing period. The family shall not be allowed to carry over the fee credit beyond the family’s subsequent fee billing period.  CSB shall obtain copies of receipts or cancelled checks for the other child care and development services from the parent. The copies of the receipts or cancelled checks and a complete and signed CSB Fees Rendered Form shall be maintained in the parent’s fee assessment records.  The copies of the receipts or cancelled checks and a complete and signed CSB Fees Rendered Form are due by the first day of the month. Fees due shall be considered delinquent if this documentation and any remaining fees owed are not collected within seven (7) calendar days.  Copies of the receipt or cancelled check shall include the following: name of the other service provider, amount of payment, date of receipt or payment, the period of child care services covered by the payment, name of the parent, and name of the child who received childcare 2019-21 Policies and Procedures Section 2: Program Operations 44 2019-21 Policies and Procedures Section 2 – Program Operations from the other service provider. GG. Billing Procedures Childcare fees are paid in advance. One week before the end of each month, each Center shall submit to the CSB Fiscal staff a Billing Worksheet that contains the following information:  Name of the parent or guardian  Name of the child enrolled  Funding category of the program where the child is enrolled  Monthly rate determined by the Site Supervisor based on State’s fee schedule (for child development contracts) or county approved rate (for fee for service program)  Total amount assessed  Collections made in prior month  Comment section for effective date of the monthly rate, last date the child will attend the day care, and other pertinent information that affects the calculation of monthly billing. No adjustments shall be made for excused or unexcused absences. The parent or guardian shall pay the total amount billed if the child is absent regardless of the reason during the billing month. Periodic review of billing information – Assistant Directors shall reconcile or perform independent review from the participant’s files to the billing report to ensure all parent fees are billed correctly. CSB Fiscal staff shall input the information from the Billing Worksheet to QuickBooks in order to generate the Monthly Invoice for the following month. The Invoice shall be sent to the Site Supervisor for distribution to fee paying parents on or before the first of the following month. Childcare fees can be paid in advance or are due by the first of the month. They shall be considered delinquent if not paid after seven (7) calendar days. If account is delinquent at the close of business on the seventh calendar day, a Notice of Action shall be issued to inform the family of the following:  The total amount of unpaid fees  The fee rate  The period of delinquency That services shall be terminated fourteen (14) to nineteen (19) calendar days (depending on method of issuance) from the date of the Notice of Action unless all delinquent fees are paid and/or documentation of credit for fees paid to other service providers is collected before the end of the 14-19 day waiting period. The 14-day period pertains to NOAs that are hand delivered to the parent; the 19-day period pertains to NOAs that are delivered to the parent via the US Postal Service. If the family is unable to pay their fee the program shall accept a reasonable plan from the parents for payment of delinquent fees. The plan must be developed before the end of the 14-19 day waiting period and shall not exceed 4 months to repay the full amount of delinquent fees. The center shall continue to provide services to the child provided the parents make a minimum “good faith” payment 2019-21 Policies and Procedures Section 2: Program Operations 45 2019-21 Policies and Procedures Section 2 – Program Operations of at least 10% of the total delinquent fees at the time the plan is developed, pay their full assessed monthly fees when due and comply with the provisions of the repayment plan. The Delinquent Child Care Fee Repayment Plan Form can be printed from the Intranet-CSB Resource Center under 0600 Enrollment of Electronic Forms.  Agency staff shall submit the repayment plan to their Assistant Director or Partner Agency Director for approval before finalizing the plan. Once approved, the originals of the termination NOA and repayment plan shall be filed in the family file and copies shall immediately be provided to CSB Fiscal staff and the center’s Assistant Director or Partner Agency Director.  Upon termination of services from non-payment of delinquent fees, staff shall make this indication in CLOUDS, and the family shall be ineligible for childcare services until all delinquent fees are paid. Center staff must issue a Notice of Action-Delinquent Fees on the morning of the 8th day of the billing month if family fee is unpaid by close of business on the 7th day of the month. Center will keep a copy of the NOA-Delinquent Fees in the child's file and send a copy to CSB Fiscal staff upon its issuance. The center shall make reasonable attempts to collect unpaid fees from families before the exhaustion of the 14/19 day appeal request period. If unpaid fees have not been collected successfully by the end of the 14/19 day appeal request period, services to the family must be terminate unless a payment plan was established prior to the 14/19 day (see payment plan policies and procedures), CSB Fiscal staff is notified immediately of termination or establishment of Payment Plan, and copies of all paperwork related to action taken, including the NOA and CSB664- Delinquent Child Care Fee Repayment Plan must be sent to CSB Fiscal Staff and original copies are filed in child’s file. If unpaid fees are collected, staff shall send the pre-numbered receipt, Deposit slip/original check marked "electronically deposited", and original bank receipt/bank deposit confirmation to CSB Fiscal Staff immediately for recording. Triplicate copy of Receipt issued to family is filed in child’s file. In the event the child is no longer enrolled at the center:  CSB Fiscal staff will send a letter of collection together with the Statement of Account and NOA- Delinquent Fees to the family. If the account is still unpaid after 2 weeks, a follow up collection letter as a second notice will be sent to the family.  All attempts to collect unpaid fees must be made within 45 days of termination  Any over payment made by the family towards a family fee of $10.00 or less, will be refunded upon a family's written request. HH. Fee Collection Procedures  Each center shall collect checks, money order or cashier check from the parents. Cash is not acceptable mode of payment. A designated center staff shall issue signed receipt to the parent 2019-21 Policies and Procedures Section 2: Program Operations 46 2019-21 Policies and Procedures Section 2 – Program Operations for the amount collected. At CSB centers, this person must be a county employee, and may not be temporary staff. The designated staff shall be accountable for the money received and such money shall be stored in a locked cash box placed in a secured area of the center.  Center staff shall process all collected fees immediately. At least once weekly, or if fee collections exceed $250, the designated staff must endorse the back of each check properly and deposit the money to the County Wells Fargo Bank account. Immediately following the deposit designated staff shall submit a copy of the receipt(s) issued to the parent(s), a copy of the Deposit Slip/original check marked "electronically deposited" and Original Bank Receipt/bank deposit confirmation to the CSB Fiscal Unit.  CSB Fiscal staff shall check copies of Receipts to make sure that total amount agrees to Deposit Slip/original checked marked "electronically deposited" and Bank Receipt/bank deposit confirmation amounts.  CSB Fiscal staff shall enter the payment information to QuickBooks in order to update parent accounts. Receipts shall be stamped “Posted” and filed in numeric order by Center.  CSB Fiscal staff shall code the collected family fees accordingly and input the data in the county’s Electronic Deposit Permit system.  CSB Fiscal staff shall file the Deposit Slip/original checked marked "electronically deposited", Bank Receipt/bank deposit confirmation and print out of Validated Deposit Permit in the Deposit binder.  Checks marked "electronically deposited" are to be kept in a locked file cabinet for fourteen (14) days from the deposit date before shredding by CSB Fiscal staff. II. Receipts/Banking Procedures The S-Receipts issued to parents shall be in quadruplicate (four copies).  Take the hard cardboard piece from inside the back cover of the book to use between the series of S-receipts.  Give the original S-receipt to the parent and send the duplicate copy of the S-receipt to the CSB Fiscal staff with the duplicate deposit slip and original bank receipt (the transaction record).  The triplicate copy of the S-receipt shall be put in the child’s file at the site.  The quadruplicate copy of the S-receipt shall stay in the S-receipt book and the entire book shall be sent to the CSB Fiscal staff when a new S-receipt booklet is needed.  The following steps shall occur for voided receipts: Write “VOID” across the receipt. The voided S-receipt must be signed and dated by the Site Supervisor. The reason for the void must also be written on the S-receipt. The original, duplicate and triplicate copies shall be sent to the CSB Fiscal staff when an error is made that resulted in the voiding of the S- receipt.  For credit for fees paid to other service providers, the center staff shall send to CSB Fiscal staff a copy of the receipt or cancelled check paid by the parent to the other childcare service provider. The Site Supervisor shall attach these receipts or cancelled checks to the signed Fees Rendered Form and submit to CSB Fiscal staff. The Fees Rendered Form can be printed from the Intranet-CSB Resource Center, under 0600 Enrollment of Electronic Forms. The form should be properly filled out and the credit amount should be equal to and no more than the amount paid to the other provider and shall not 2019-21 Policies and Procedures Section 2: Program Operations 47 2019-21 Policies and Procedures Section 2 – Program Operations exceed the parent fees billed during the month. JJ. Confidentiality of Records The use or disclosure of all information pertaining to the child and his/her family will be restricted to purposes directly connected with the administration of the program. The Comprehensive Services Assistant Manager or Site Supervisor will permit the review of the basic data file by the child’s parent(s) or parent’s authorized representative, upon request and at a reasonable times and place. PART II. Planning A. Philosophy The Community Services Bureau Philosophy of Program Management is as follows: To establish a culturally competent, systematic and innovative process of program planning that demonstrates forward mobility and strategic thinking, in an effort to meet the changing needs of the children and families within the community. In efforts to fulfill our philosophy, administrative staff including fiscal, personnel, information technology and administration, is committed and dedicated to carry out the following program goals:  Poor health and nutrition are significantly correlated to children and families living in poverty. CSB will address the need to improve indicators of nutritional health through increased education and physical activity.  Comprehensive Services staff is required to maintain up to date accurate data in order to provide quality comprehensive services to children and families, and to maintain agency compliance. CSB will provide ongoing training opportunities to assist staff in enhancing their record keeping skills.  Exposure to violence has a lasting impact on children’s development including their emotional, mental and physical health. CSB will promote positive and enduring adult-child relationships that increase a child’s level of secure attachments by providing services to promote the safety and well-being of children and families.  CSB will support parents in their ability to maintain family well-being and promote positive parent- child relationships. Families will become more competent and experience increased joy as they gain confidence in their parenting.  CSB will achieve and maintain an expanded and stable funding base of diverse sources. CSB implements a systematic, ongoing process of program planning that includes consultation with the programs governing body, policy groups, program staff and with other local community organizations that serve enrolled families. CSB planning includes: community assessment, multi-year (long-range) program goals and short-term objectives, systems planning calendar and written plans for implementing services in each of the program areas. 2019-21 Policies and Procedures Section 2: Program Operations 48 2019-21 Policies and Procedures Section 2 – Program Operations B. Methodology 1. Community Assessment  The Community Assessment is conducted once over the five year grant period with annual updates at the onset of each program year. The Community Assessment helps keep CSB abreast of substantive issues facing the community which informs all systems and services of the bureau. Strengths, resources, needs, changes, and trends in the CSB service area are identified and integrated into the planning process and into the development and implementation of policies, procedures, service plans and goals and objectives.  The Community Assessment process is led by a CSB Analyst. The data that is collected externally and internally and must consist of, but is not limited to: o The number of eligible infants, toddlers, preschool age children, and expectant mothers, including their geographic location, race, ethnicity, and languages they speak. o Eligible children experiencing homelessness; o Eligible children in foster care; o Eligible children with disabilities, including types of disabilities and relevant services and resources; o The education, health, nutrition, and social service needs of eligible children and their families, including prevalent social or economic factors that impact their well-being; o Typical work, school, and training schedules of parents with eligible children; o Other child development, child care centers, and family child care programs that serve eligible children, including home visiting, publicly funded state and local preschools, and the approximate number of eligible children served; o Resources that are available in the community to address the needs of eligible children and their families; and, o Strengths of the community. o The findings of the Community Assessment are used to assist CSB in developing the following key program planning elements: o CSB's program philosophy, including its vision and mission; o Long-range and short-range program objectives; o The type of services and program options to be provided; o The recruitment areas of the program; o Identifying locations of centers and home-based programs; o Establishing the criteria for recruitment and selection. The Community Assessment is presented annually to the Policy Council and Board of Supervisors and program staff at all levels. 2. Self-Assessment 2019-21 Policies and Procedures Section 2: Program Operations 49 2019-21 Policies and Procedures Section 2 – Program Operations  Once each program year, CSB conducts a joint Grantee and Delegate Agency self- assessment of the effectiveness and progress of our programs in meeting program goals and objectives and in implementing federal regulations. Self-assessment tools include resources from the OHS Monitoring Protocol and Classroom Assessment Scoring System (CLASS™). The modes of assessment in the protocols include: Observation, Interview, and Records Review.  A training and overview of the self-assessment process is given prior to the designated week the self-assessment is conducted. The role of the Bureau Director and Delegate Director and/or their designees in the self-assessment process are as “advisor” to the team. The analyst responsible for the self-assessment is the Team Leader and may be supported by a consultant. Teams are comprised of grantee and delegate agency management and non-management staff, parents, community partners, and representatives of the Board of Supervisors. Teams are formed in November of each year.  The self-assessment process concludes with the team leader and/or his designee(s) writing a cumulative and comprehensive report that addresses program strengths as well as potential non-compliances. If needed, a corrective action plan is developed to remediate areas of non- compliance. The final report of the self-assessment, including the certifications of corrective actions, is presented to the Policy Council, Local Policy Committee, Delegate Board, and Board of Supervisors for approval in March of each year. As soon as these approvals are secured, the final report is then forwarded to the ACF Program Specialist.  The results of the self-assessment are used in the planning process, in developing and improving program services, and in formulating the program approach included in grant applications. 3. Strategic Plan With the support of the Employment and Human Services Director, CSB adopts the Program Goals and Objectives as the bureau’s five year Strategic Plan. The plan addresses needs and concerns that are identified through the community assessment, self-assessment, and ongoing monitoring results. They are also developed with input provided from parents through the Policy Council’s Program Services Subcommittee. The strategic plan is reviewed and updated semi-annually by the Senior Management Team. Annual updates are presented to the Policy Council and Board of Supervisors. 4. Bureau Planning Calendar  The purpose of the CSB Planning Calendar is to provide chronological guidance and a timeline for critical events such as: reviews, audits, reports, etc. that occurs within the fiscal year.  The planning calendar ensures continuity within the programs as well as throughout the bureau. Included in the planning calendar are methods to ensure consultation and collaboration with the program’s governing body, policy groups and program staff. The 2019-21 Policies and Procedures Section 2: Program Operations 50 2019-21 Policies and Procedures Section 2 – Program Operations planning calendar is updated and submitted for approval annually by the Policy Council and the Board of Supervisors. 5. Management Planning Meetings Planning is conducted on an on-going basis at varying levels throughout the bureau during planning meetings, staff summits, and management retreats. Additional information regarding management planning meetings is found under Part I of Section 1-Program Governance. PART III. Education & Child Development Program Services SUB PART I. Individualization in the Program A. Description Individualization is the process used to design a plan for each child that reflects their unique characteristics, strengths and needs. Upon completion of the child’s first sixty (60) days of enrollment, teachers will develop four (4) individual goals based on:  Home visits  Child’s health and nutritional screenings and health histories  Educational screenings: Ages and Stages Three (ASQ-3) and Ages and Stages Social Emotional Questionnaire (ASQ-SE)  Desired Results Developmental Profile (DRDP 2015) Assessment  Parent conferences  Children’s Individual Education Plans (IEP or IFSP)  Observations of children and anecdotal notes Teachers will create an individualization binder/folder with a section for each child to include copies of parent teacher conferences (CSB118A/B) and a copy if the child's IEP/IFSP, if applicable. Each child is assigned a letter code that is written in the top right corner of the lesson plan during their focus week. The front of the binder must include a key to identify each child’s focus week and letter code. B. First Parent Conference The first parent conference is completed within the first ninety (90) days of enrollment. Teachers must use the Education Due Date Calculation Sheet (CSB107) to keep track of each child’s conference due dates. During this conference, the teacher and parents discuss the child’s progress based on screenings, DRDP 2015 assessment, and parent observations. The teacher and parent develop the goals for the child’s individual plan. The child’s strengths, individualized goals and activities that will support the development of goals are listed on the conference form. Teachers will collaborate with parents to identify and record strategies for home that will assist the child to achieve their identified goals. Parent 2019-21 Policies and Procedures Section 2: Program Operations 51 2019-21 Policies and Procedures Section 2 – Program Operations and teacher must sign and date the form. C. Second Parent Conference The second parent conference is completed within thirty(30) days of the third DRDP 2015. During this conference the parent and teacher review the child’s progress on their goals set during the first conference and discuss parent observations and teacher observations.. Teachers will collaborate with parents to identify and record strategies for home that will assist the child to achieve their identified goals. Kindergarten readiness information may be shared at this time. D. The Infant-Toddler Individual Needs and Services Plan The Individual Needs and Services Plan (CSB180) (INSP) is completed prior to the first day of attendance. The process includes an interview with a family member by a staff member. The form is updated quarterly and included in the plan is:  The current feeding schedule and the amount and types of food provided including whether breast milk or formula and baby food is used.  The meal patterns of the child, including new foods introduced, and food preferences. The INSP tracking form should be used by teachers to know when the quarterly updates are due. Section D of the INSP is important and required to complete for children who are between the ages of 25 and 36 months. The areas are listed of how the program will ensure provide age -appropriate language development, large/small motor skills, and social emotional activities. Also, notes to ensure the continuity of care for the child should be documented. E. Lesson Plans Lesson Plans are posted weekly. The lesson plan provides various developmentally appropriate activities and materials for the children to engage in to support their physical, social, and cognitive growth. The lesson plan includes activities that meet the children’s individualized needs based on the results of their screenings and assessments. Per the individualization process described above, children’s individual codes are noted on the lesson plan. The lead teachers are responsible for:  Planning and developing the weekly lesson plan with their classroom team.  Submitting the lesson plan to the site supervisor every Thursday.  Posting the weekly lesson plan by Monday morning. The Site Supervisor is responsible for:  Reviewing and approving the lesson plan.  Signing off and dating the approved plan.  Ensuring the lesson plans are posted in the classrooms by Monday morning. F. Developmental, Sensory, and Behavioral Screening 2019-21 Policies and Procedures Section 2: Program Operations 52 2019-21 Policies and Procedures Section 2 – Program Operations All newly enrolled children (including those with an IEP/IFSP) are screened by teaching staff in the areas of social emotional development using the ASQ-SE and cognitive development using the ASQ-3 within 45 days of enrollment. Teachers must use the Education Due Date Calculation Sheet (CSB107) to keep track of each child’s screening due dates. Comprehensive Services staff screens all children in hearing, vision, and heights/weights within 45 days of class entry, and annually thereafter. Parents are informed about all screenings and their purposes in advance. The results from the screening are used to begin the individualization process for each child. Should the results indicate a concern, CSB will follow the outlined referral protocol. If a child does not qualify for referral services, CSB staff will support the child and family through outside services, if applicable, and will seek guidance from Mental Health or other qualified staff to ensure the concerns do not affect the child’s school readiness. (For more information on screenings, please refer to Part II, Services for Children with Disabilities). G. Assessment The Desired Results Developmental Profile Child Assessment (DRDP 2015) is the required assessment tool mandated by the California Department of Education and also includes the Head Start Outcome requirements. Teachers must use the Education Due Date Calculation Sheet (CSB107) to keep track of each child’s assessment due dates. The assessment of children is accomplished through on-going written observation of the child. Infants, toddlers and preschool children are assessed three times per year. Anecdotal records and work samples are kept for each child to show progress. Assessment results are entered into CLOUDS within the required timelines. Results of the assessments are shared with parents during parent conferences, and are a basis for developing children’s individual goals and plans and used for individualizing the lesson plans. Child portfolios are used as evidence to support DRDP2015 rating accuracy and to comply with state requirements. Portfolios include, but are not limited to, child work samples, anecdotal notes, photographs, parent observations, and recordings/videos. H. Program Transitions Parents are given the opportunity to participate in and be supported in the transition of their children when they move to new classrooms, programs or enter kindergarten. For families and children who move out of the community in which they are currently served, including homeless families and foster children, CSB staff will support the effective transition to other Early Head Start or Head Start programs. If Early Head Start or Head Start is not available, CSB staff will assist the family to identify another early childhood program that meets their needs. 1. Transition Policies and Procedures for Infants and Toddlers While children are enrolled in Early Head Start, they change classrooms based on their age and developmental level. Transition to a new classroom begins two weeks before a child moves to a toddler or preschool classroom. 2019-21 Policies and Procedures Section 2: Program Operations 53 2019-21 Policies and Procedures Section 2 – Program Operations There are two types of transitions that happen; one takes place when a child moves to a new classroom based on their age and developmental level and the second takes place when a child transitions out of the Early Head Start program. Transition to a new classroom begins two weeks before a child moves to a toddler or preschool classroom. During this time, a transition plan is developed that may involve the child and family member visiting the new classroom. Over the next days, the child gradually increases the amount of time spent in the new classroom. Initially, the primary caregiver plays an important part to help the child adjust to his/her new environment by assisting the child in their new classroom. Whenever possible, CSB makes attempts to ensure a continuation of early childhood education services. Staff works in conjunction with other centers and programs to provide a quality and effective transition to preschool. The transition plan from the toddler program to preschool is mandated to begin six months prior to the transition. The CSB Transition form (CSB161) is completed by the parent/family member, child's caregiver and the site supervisor six months before the transition and updated quarterly. The child may then be placed on the CSB wait list if an immediate transition to a Head Start classroom is not available. The Comprehensive Services staff notifies the family member if a space becomes available and a transition to a Head Start program will occur. Three weeks prior to the transition, the child will begin visiting their preschool classroom accompanied by their caregiver teacher. The length of the visits and the number of visits will be determined by the child’s comfort level and will be gradual in duration. A final home visit will close the child’s Early Head Start file. When the child begins Head Start, they begin a specific orientation process (see section B; Curriculum Implementation; 1 Orientation). 2. Kindergarten Transition Kindergarten registration information is provided to families between January and March. Parents are given information on their local school district registration procedures. Collaboration with the local school districts regarding kindergarten transition may include activities such as open houses, kindergarten fairs, field trips, school representatives at parent meetings, collaboration meetings with kindergarten teachers and other representatives, joint training and professional development opportunities for preschool and kindergarten teachers, and registration resources. Parents are also encouraged to visit kindergarten classrooms and to familiarize themselves and their child with the school facility. Current kindergarten children are also often invited into the classroom as a guest speaker to talk about their kindergarten experiences. Site staff assists parents with the kindergarten registration process, and if necessary, assist parents to obtain the necessary documents required for kindergarten entry. Kindergarten transition meetings are conducted between April and June. At that time, resources for parents to assist their child in transitioning to kindergarten are provided, in addition to kindergarten school supplies for children. The Creative Curriculum has a specific Getting Ready for Kindergarten Teaching Guide that our teachers must use for planning at the end of the year, specifically, the last few weeks of school, that 2019-21 Policies and Procedures Section 2: Program Operations 54 2019-21 Policies and Procedures Section 2 – Program Operations focuses on kindergarten readiness through literacy, math, arts and technology. Teachers will also use the Second Step Early Learning curriculum to support children throughout the school year and in particular for those children going to kindergarten, during the last few weeks of school. The last three lessons in Second Step specifically focus on transitions to kindergarten (Learning in Kindergarten, Riding the Kindergarten Bus, and Making New Friends in Kindergarten). For the PD/PY classrooms that do not operate during the summer, CSB staff will collaborate with school districts to determine the availability of summer school programming for children who will be entering kindergarten and will work with parents and school districts to enroll children in such programs, if available. 3. Kindergarten transition planning for children with disabilities • Identify family concerns, priorities, resources that relate to the change, and parents’ expectation(s) of kindergarten. • Provide training to parents to become knowledgeable regarding the application procedure and their parental rights. • Review placement options, parental rights as they relate to responsibilities within the school system, and steps they can take to help their child do well in school. • Review child's progress and update records. Complete “Authorization to Release Information” (CSB139). • Provide activities for parents to do at home to prepare their child for kindergarten. • Inform parents of transition meetings, and allow them to decide what role they will play. • Schedule an introduction for parents with their new contact, either in person or by phone. • Encourage parents to arrange a visit to the prospective school before their children transfers. SUBPART II. Curriculum (Education and Early Childhood Development) A. Child Development and Education Approach All CSB Centers implement The Creative Curriculum for Infants, Toddlers and The Creative Curriculum for Preschoolers. Goals for curriculum promote children’s active involvement in their own learning. Children will have a learning environment and varied experiences appropriate to their age and stage of development that will help them grow physically, socially, linguistically, intellectually and emotionally. The education program is aligned with Head Start Performance Standards (45 CFR 1304), The Head Start Early Learning Outcomes Framework (HSELOF), The California Preschool/Infant-Toddler Learning Foundations , National Association for the Education of Young Children Developmentally Appropriate Practices, Program for Infants and Toddlers Caregivers (PITC) and Reggio Emilia Inspired Project Approach. The Program Services Committee of the Policy Council provides input into the program curriculum and approach to children’s education. 1. Educational Options • Center based: Preschool/infant toddler full-day and Preschool part-day program options. 2019-21 Policies and Procedures Section 2: Program Operations 55 2019-21 Policies and Procedures Section 2 – Program Operations • Full Inclusion programs: Children with disabilities are mainstreamed into center based classrooms in collaboration with the school districts. • Preschool Special Day class: School district operates special day classes in collaboration with CSB. • Home Based: Home base educators serve as facilitators of children’s learning in the child’s home environment. The program provides one home visit per week for a period of 1.5 hours and two group socialization activities per month. 2. CSB Educational Programs The curriculum goals are based on the State Child Desired Results and Head Start Child Outcomes. • Desired Result 1: Children are personally and socially competent • Desired Result 2: Children are effective learners • Desired Result 3: Children show physical and motor competence • Desired Result 4: Children are safe and healthy • Desired Result 5: Families support their child's learning and development • Desired Result 6: Families achieve their goals The curriculum is enhanced by the Project Approach. The Project Approach is a meaningful way to teach content built on children’s knowledge and interests. Projects support the development of a child’s knowledge, skills, and feelings. In addition, the curriculum is supported by Second Step Social Emotional Skills for Early Learning program supports children’s growth and helps teachers guide children to learn, practice and apply skills for self- regulation and social- emotional competence. B. Curriculum Implementation 1. Orientation: Child and family orientation is ongoing throughout the year. Orientation Steps are as follows:  Phase In: The first day of school is called phase in and lasts a minimum of two hours. The goals for phase in are to welcome the child and family into the program and familiarize them with program philosophy and procedures.  The teacher completes the Tour of the Classroom and Education, Health, and Nutrition sections of the Classroom Orientation Checklist form (CSB112).  The Site Supervisor completes the Review of Program Policies and Procedures section of the Classroom Orientation Checklist form (CSB112). 2. Classrooms: Preschool Classrooms are divided in clearly defined interest areas based on the Early Childhood Environmental Rating Scale and Creative Curriculum:  Block, Art, Discovery (science), Dramatic Play, Toys and Games (manipulative and 2019-21 Policies and Procedures Section 2: Program Operations 56 2019-21 Policies and Procedures Section 2 – Program Operations math), Library, Writing, Sand and Water, Technology and a quiet/cozy area where children can play alone or with one classmate.  There is a place where each child can keep personal belongings.  Learning materials are logically organized, age appropriate, open ended, labeled and accessible to children.  There are enough materials in each area for several children to work together.  Materials in the classroom are intentionally and periodically changed using the Material Rotation form (CSB142).  Classroom displays are current and reflect children’s work and activities.  Classroom rules are generated by the children and posted. Rules are phrased in positive terms, for example instead of saying “no running”, say “walk”.  Classroom helper charts are posted.  The classroom is inviting to families with displays of family photographs, parent information boards, and some adult sized furniture.  Environments reflect diversity by including visual materials and activities that reflect diversity in gender, family composition, culture, language and ethnicity.  Rooms are designed to be attractive and comfortable. Infant and toddler environments are set up using the Infant Toddler Environmental Rating Scale and Creative Curriculum. The classroom environment is guided by the infant/toddlers changing curiosities, considering the needs, interests, and developmental level as the caregiver continuously reads the cues of the infant/toddler, and includes:  Block, Art (12 months and up), Discovery (science), Dramatic Play, Toys and Games (manipulative and math), Library, Sand and Water (18 months and up) and a quiet/cozy area where children can play alone or with one classmate.  Gross and fine motor materials, sensory opportunities, books, and classroom displays that reflect family backgrounds and diversity.  Materials are offered in logical groupings such as manipulatives, blocks, art, etc. to encourage independent exploration.  Materials are rotated regularly as children’s development and interests change using the Material Rotation form (CSB142). 3. Classroom Transitions: In infant, toddler, and preschool classrooms, teaching staff ensures that transitions are thoughtfully conducted for each child. Between daily events, transitions are implemented intentionally, smoothly, and naturally. When activities during the day are predictable, it helps children begin to understand the concept of time. Anticipating what is coming next makes children feel they are in control of what is happening. The CSB approach to classroom transitions is:  Be proactive and be alert. Have strategies to engage children who may be having difficulties with transitions.  Always transition children in small groups, and ensure children are assigned to a small group at enrollment. 2019-21 Policies and Procedures Section 2: Program Operations 57 2019-21 Policies and Procedures Section 2 – Program Operations  Plan ahead and make transitions fun! Transitions should be engaging for children and can include finger plays, songs, and short activities to reduce wait time.  Prepare. Prepare all teaching materials and small group activities ahead of time so they are ready for the day and easily accessible.  Talk with the children and let them know when a transition is going to occur. Give children a signal 3-5 minutes before the transition.  Review transition safety with the children at the beginning of the year and whenever needed.  Follow the protocols outlined in the Transition Head Count Policy and CLOUDS In- Transition feature, which include a visual count.  Always visually sweep! Before leaving the classroom or yard by physically walking the perimeter and looking around thoroughly.  Communicate continuously with all team members. -State the number of children who are going with you as you transition.  CSB has zero tolerance for lack of visual supervision! All designated caregivers are to be present, engaged, and calm during transitions.  All transitions that require children exiting or entering the classroom must be conducted using the Classroom Transition Tracking Sheet form (CSB700).  Teacher placement is critical as the children transition, with one staff at the front of the group and one in the back. When there is only one staff member present, his/her placement must be such that he/she may be able to see every child as they transition.  Whenever possible, caregiver groups should be maintained throughout daily activities, including transitions. Transitions should always occur in small groups. 4. English Language Learners: Education for children who are learning English is enhanced when programs and families partner together. The learning environment includes usage of the child’s first language. Promoting language understanding and use in this atmosphere encourages easy communication among children and between children and adults. The following examples help promote language understanding:  Give children ample time to talk to each other and ask questions in the language of their choice. Continued use and development of the child’s home language will benefit a child as he or she acquires English.  Encourage free discussions, shared experiences and conversation between children and adults.  Provide games, songs, stories, or poems that offer new and interesting vocabulary.  Encourage children to tell and listen to stories. Interest areas offer opportunities for teachers to teach content as children explore materials. 5. The Project Approach: The educational program is enhanced by the project approach to learning and is expected to be 2019-21 Policies and Procedures Section 2: Program Operations 58 2019-21 Policies and Procedures Section 2 – Program Operations implemented in every preschool classroom at least twice per program year. Projects are in-depth investigations on a topic based on children’s interests. Projects:  Must be relevant to children’s experiences and interests.  Topics of study must be authentic so that children can manipulate and explore real objects.  Family members are a part of the implementation of projects.  Project components include: o Selecting a topic based on the children’s interests o Teaching team creates a “web” of interrelated ideas and activities: ideas may incorporate literacy, math, science, social studies, the arts and technology into the study o An opening event o Project investigations o Field trips and visiting experts o Documentation of projects through photographs, children’s written feedback, drawings, etc. o A closing event Creative Curriculum provides predesigned in-depth Studies on a variety of topics. These Studies do not take place of the required twice per year Project Approach, but can be used to support projects. CSB does require two Studies to be implemented each year, The Beginning of the Year and Getting Ready for Kindergarten, in addition to the two projects. 6. Program for Infants and Toddlers: The CSB infant and toddler program is enhanced by the Program for Infant Toddler Care (PITC) philosophy, which is based on the belief that infants and toddlers come to the program with their own interests, needs, and temperaments. PITC emphasizes program components that focus on responsive caregiving practices based on supporting the child. PITC Program components:  Care in small groups; each child is assigned to one special infant/toddler care teacher who is responsible for that child’s care.  Cultural Continuity; because of the important role of culture in a child’s development, infant and toddler care teachers heighten their understanding of culture in the lives of children, develop cultural competencies, acknowledge and respect cultural differences, and learn to be open and responsive to families.  Individualized care; this follows children’s unique temperaments and promotes child well- being and a healthy sense of self. This approach supports each child’s growing ability to self- regulate and to function independently in personal and social contexts. It also ensures that teachers read children’s cues throughout the program day.  Inclusion of children with special needs; this makes the benefits of high quality care available to all infants and toddlers through appropriate accommodation support in order for the child to have full active program participation. 7. Supporting Child and Family Culture and Diversity: 2019-21 Policies and Procedures Section 2: Program Operations 59 2019-21 Policies and Procedures Section 2 – Program Operations  Families are asked to share their culture and traditions.  Food served at mealtimes is culturally inclusive.  Environments and materials include diverse materials such as pictures, books and photographs. Dramatic play props, puzzles, music, planned activities and books reflect diversity in gender, culture, language and ethnicity. 8. Teacher/Child Interactions: Positive teacher child interactions build trusting, nurturing bonds between teaching staff and children which supports the children’s developing a love of learning. Teaching Staff:  Welcome children and families into the program daily.  Foster positive social behaviors such as cooperation, conflict resolution, and turn taking by using modeling, coaching and encouragement.  Speak to the children at their eye level and move to where a child is to speak with them directly.  Teacher’s voices are warm and calm.  Engage children in conversations throughout the day. Encouraging verbal expression enhances children’s self-esteem and cognitive growth.  Comfort children who are crying and validate their feelings.  Engage in activities with the children on the floor by sitting on the floor with them as much as possible. 9. Caregiver Groups Upon entry, each preschool child is assigned to a caregiver group of six to eight children based on the developmental and individual needs of the child and the classroom. The teaching staff assigned to the caregiver group plans and implements individual activities for their group during small group time. Upon entry infants are assigned to a caregiver group of three children per caregiver. Upon entry, toddlers are assigned to a caregiver group of four children per caregiver. Infants and toddlers remain with the same caregiver whenever possible throughout their enrollment in the program to ensure continuity of care. Caregiver groups can be named after animals, shapes, etc. Caregiver Groups during Transitions:  It is CSB’s policy to transition children in small groups including; to and from outside time, small group, large group, and bathroom routines.  Caregiver groups are maintained throughout the daily activities when appropriate. 2019-21 Policies and Procedures Section 2: Program Operations 60 2019-21 Policies and Procedures Section 2 – Program Operations  Teaching staff work closely with their caregiving group at meal times, small group, hand washing, etc. For children, this reduces confusion, distraction and promotes attachment with the primary caregiver. 10. Child Health and Safety Teaching staff integrates health and safety lessons and activities into the lesson plan. Health activities may include: oral health, pedestrian safety, good hygiene practices, and emergency safety including: fire, earthquake, shelter-in-place and school safety. Children wash hands upon entering school, before eating, after wiping noses, after touching animals, before and after messy play, including sand/water play and Play-Doh, contaminated objects, upon returning from the play yard and after toileting. Staff inspects classroom and outside areas daily to ensure all facilities, furniture, materials and structures are safe and free from hazards. The 7 Health and Safety Daily Classroom Checks in 7 Minutes form (CSB777) is completed daily in all indoor areas used by children, prior to children using the space. The Daily Playground Checklist (CSB136) is completed daily to document inspection of outdoor areas accessible to children. Teachers perform a daily health check of each child upon their arrival to school. Refer to section 2, IV. Sub Part III, A, Daily Health Inspection for further guidance. For infants and toddlers, this practice is done using the Daily Communication Form where families and staff document about each child at the beginning and end of the day. The daily health check is also conducted and documented on this form. Teaching staff conducts head counts hourly in CLOUDS and during transitions in CLOUDS and using CSB700 in accordance with the Protocol for Hourly and Transition Head Count and Tracking as described in CSB700A. Teaching staff checks that door alarms are set and all gates are secured at all times. Children are supervised at all times, and always supervised while toileting. 11. Nutrition Children participate in learning activities planned to affect the selections and enjoyment of a wide variety of nutritious foods. Nutrition activities may include: field trips, planting gardens, reading stories about food and nutrition, and sampling a wide variety of foods. Children are involved in simple cooking projects. Teaching staff serve meals family-style at the centers. Children participate in setting the tables, serving themselves, and pouring their own beverages. 12. Language / Literacy Curriculum Enhancements  Learning through Literature Curriculum Enhancement: Each month teaching staff 2019-21 Policies and Procedures Section 2: Program Operations 61 2019-21 Policies and Procedures Section 2 – Program Operations implements a picture story book to read that contains a written guidance of extension activities and open ended questions to ask.  Raising A Reader: Tote bags with age appropriate books are taken home weekly by each child. Parents are encouraged to read to children daily and discuss the stories. Books are multicultural and include children’s stories in Spanish.  Tandem: Similar to Raising a Reader, bags with age appropriate books are taken home weekly by each child. Parents are encouraged to read to children daily and discuss the stories. Books are multicultural and include children’s stories in Spanish.  Books at Naptime: Each child may choose a book to read to themselves on their mat. 13. Pedestrian Safety Children and parents are taught the importance of pedestrian safety within the first 30 days of school. This includes educational videos and materials on pedestrian safety for both children and parents, various classroom activities and educating parents at parent meetings. 14. Media in the Classroom Classrooms are equipped with Surfaces and installed with ABCmouse. Other media are used in the classroom when intentionally connected to a project tropic or curriculum enhancement. Other media must be approved by the site supervisor before they are viewed in the classroom and must be documented on the lesson plan 15. Lesson Plans The Infant, Toddler, and Preschool weekly lesson plans are designed to ensure that all classrooms provide developmentally appropriate activities consistent with Head Start Performance Standards, Creative Curriculum, and Second Step (preschool). The lesson plan communicates to staff and parents the activities for each day of the week. The preschool lesson plan is enhanced by the project approach. The infant and toddler Plans and Possibilities include activities that support each child’s individual goals. Plans for these age groups are flexible, are based on children’s interests, and is a guide for the day rather than a strict implementation plan. The teacher submits a completed lesson plan form to the Site Supervisor weekly for approval and is posted by Monday morning. Lesson plans (CSB105A, B, and C) are completed at the center by the teaching staff, with input from parents. 16. Required Elements of the Children’s Daily Schedule The classroom daily schedule provides a balance of structure and flexibility. The schedule establishes sequences for the implementation of activities and possibilities in the classroom. It includes a variety of play activities and more and less active times of the day.  Greeting/ Health Check- each child and family member is warmly greeted when they enter the program daily. A brief health check is conducted by the teaching staff that includes touching of the child’s skin and looking into their eyes. Staff may ask a child how they are feeling. Parents must remain during the health check and may be asked questions about their child.  Work Time/Child Initiated Activities; Children have access to all interest areas in the 2019-21 Policies and Procedures Section 2: Program Operations 62 2019-21 Policies and Procedures Section 2 – Program Operations classroom. Project-based and center activities are offered as additional choices for the children in the preschool classrooms. Teachers add materials for children’s creative activities during this time. Teachers work with children and ask open-ended questions to stimulate and enhance child learning. Infant and toddler classrooms may offer special activities in addition to the materials that children may interact with independently  Small and Large Group Time/Teacher Directed Activities; Small group is a planned activity implemented in caregiver groups. Small group time activities may be conducted anywhere in the classroom or outside. Large group time is a planned time of day and can include music, movement, Second Step (preschool), conversations and discussions. Every child is offered the opportunity to participate but no child should be forced to attend group times. Similar times of the day are planned for infants and toddlers however; these must be based on the children’s cues and may be modified in the moment and/or as needed.  Outdoor Play/Gross Motor - Children are able to use their large muscles and develop socialization skills; activities include tricycles, wagons, balls, games, water tables, obstacle courses, music, art, and dramatic play activities (30 minutes each morning and each afternoon). Outdoor play must still occur in the winter months when the temperature is cooler. If weather, such as heavy rain, does not permit outdoor play, a gross motor activity must be offered indoors.  Meal Times - Breakfast, lunch and a snack times are provided for children depending on their program model. Infants are fed on demand and toddlers are fed on an individualized schedule. Mealtimes are learning times when teachers assist children with setting the tables, serving their own food and engaging them in conversation. Breakfast and lunch times are approximately thirty minutes and snack time is fifteen minutes.  Rest Time – Full day classrooms are required to schedule a one and a half to two -hour rest period for preschool and toddler children. Depending on the child’s needs toddlers rest and nap on demand. Infants rest and nap on demand. o No child is to be restrained in their crib, on their cot or on their mat at any time. o Children are encouraged to nap but not forced. Alternate quiet learning activities are provided for non-nappers. o All children must be visually supervised at all times (CCL Regs: 101229, p. 137)  Preschool classrooms: All children must be given an opportunity to rest without distraction or disturbance from other activities or children. Teachers encourage children to rest by offering them a book, engaging them in soft conversation and gently rubbing their backs. “Each center shall provide a variety of daily activities designed to meet the needs of children in care including but not limited to: (2) rest and relaxation. (b) All children shall be given an opportunity to nap or rest without distraction or disturbance from other activities at the center,” CCL reg.101230 (a) p.138. Once the children are resting, one staff person may supervise the “napping” children, “provided that the remaining qualified teachers necessary to meet the overall ratio … are immediately available at the center,” CCL Regs: 2019-21 Policies and Procedures Section 2: Program Operations 63 2019-21 Policies and Procedures Section 2 – Program Operations 101230 (c), p. 139.  Infant and toddler classrooms: Infants are provided an “on demand” schedule for their routines, including napping. Every infant and toddler is required to have a crib, cot, or mat. Once the infants or toddlers are sleeping, one staff person may supervise the sleeping infants/toddlers provided the remaining staff necessary to meet the ratio are immediately available at the center (CCL regulation: 101416.5(d) p.158) No infant/toddler is to be restrained on their crib, cot or mat at any time.  Rest time napping equipment placement and sanitation guidance for preschool classroom and Infant/toddler classrooms: o The napping space for toddlers and preschoolers must be equipped with a mat, or cot, including a sheet and blanket. Each infant is provided a crib. The crib mattress for infants are cleaned and sanitized regularly or as needed. The toddler and preschool cot or mat is cleaned and sanitized regularly or as needed. o Preschool bedding is individually stored so that one child’s used bedding does not come in contact with another’s, and is laundered weekly. o Napping equipment is arranged to provide access to children and spaced to prevent the spread of germs. Cribs must be placed three feet apart. Cots are placed eighteen inches apart and children are placed so that each child is alternating head-to-feet. o Blankets of any type are not allowed in infant cribs because of the risk of suffocation. 17. Parent Involvement in providing input into the Curriculum Parents are partners in the processes of planning and implementing curriculum, and are encouraged to participate in the program in a variety of ways: i. Home Visits All parents must be given the opportunity to participate in two home visits a year.  Initial Home Visit: Within the first 45 days of enrollment, or if feasible, before the program year begins, teachers conduct a home visit. Parents begin to develop a positive relationship with their child’s teacher through this initial communication. The home visit gathers information about parent’s observations of their children and the goals they have for them. The initial home visit gives the child an opportunity to meet the teacher in a familiar setting and may be used to plan individual goals for each child. Staff should make every effort to conduct the home visit at the child’s house. The ASQ-SE is conducted at the initial home visit with the family. If parents request that teachers meet them in an alternate location or if they prefer not to have staff come to their homes, the other location will be considered home visit. See Initial Home Visit form (CSB 170 and CSB170IT). If the parent chooses not to have the visit in the home, the reason for that decision must be stated on the home visit form.  Each new family will be given a CSB Child Development Brochure, a toothbrush and 2019-21 Policies and Procedures Section 2: Program Operations 64 2019-21 Policies and Procedures Section 2 – Program Operations guidance for tooth brushing and hand washing. The teacher will also assist the parent to complete a social/emotional screening. Teaching staff will enter the parent and print out the results and add it to the child’s file.  Returning Child Home Visit: For children who are enrolled for a second year in the program, the returning child home visit form should be completed (CSB106). As with the initial home visit every effort should be made to conduct the home visit in the child’s home. Teaching staff will distribute a toothbrush and hand washing/ tooth brushing guidance.  Second Home Visit: During the second home visit, the teacher and parent review the child’s progress and assessment results. For preschool they may discuss kindergarten readiness. For all children, they may plan activities for the parent and child to do at home and address questions or concerns the parent has. ii. Parent Conferences All parents must be given the opportunity to participate in two conferences a year. Conferences are not home visits. • First Parent/Teacher Conference – Within ninety (90) days of the child’s first day of school, each parent will be given the opportunity to participate in a Parent/Teacher Conference. During this conference, the teacher and parent(s) will discuss the child’s progress (based on results of the screening, assessments, observations, and child’s work), and will develop an Individual Plan (IP). If the child has an IEP, the IEP goals must also be included in the plan. DRDP 2015 measure numbers must be reflected next to the written goals. (CSB118A.) • Second Parent - Teacher Conference – A second Parent -Teacher Conference will be scheduled thirty (30) days after the third DRDP to review the child’s progress/goals that were set during the first Parent-Teacher Conference. • Parents are asked to give input into the weekly lesson plan by reviewing the lesson plan draft and offering input on all aspects of the plan including, but not limited to, small and large group activities, songs, and stories. Parents then sign the lesson plan to show their input and feedback. C. Other Elements of Parent Involvement  Parents have the opportunity to participate in planning and implementation of field trips.  Families are encouraged to share their culture and traditions by volunteering in the classroom.  Parents are provided with individualized home activities by the child’s teacher to reinforce child’s learning objectives at home.  A variety of family literacy programs are offered to support parents in helping their children develops a love and appreciation of books. These include Raising a Reader or Tandem. D. Home-Based Option 2019-21 Policies and Procedures Section 2: Program Operations 65 2019-21 Policies and Procedures Section 2 – Program Operations CSB’s Home-based program option provides opportunities for parents to enhance the parent-child relationship promote the education and development of their children, enrich the home environment to encourage their children’s learning, identify and refer children with special healthcare needs, developmental delays, or disabilities. The home educators serve as facilitators, educators, and a support system for parents and families. They act as vital links to the local community and resources. All services provided to the home-visited family are the same quality as those given in centers. The Home-based Option uses the center-based sites for socialization and plans activities with the parents to use the home as their primary learning environment. Head Start’s Home-based Option services include:  Providing one home visit per week per family (a minimum of 32 home visits per year), lasting for a minimum of 1.5 hours each.  Providing a minimum of two group socialization activities per month for each child (a minimum of 16 group socialization activities each year).  Nutrition objectives are accomplished through both home visits and group socialization activities. The emphasis is on nutrition education, helping parents learn to make the best use of existing resources. Parents receive information and guidance on menu planning, consumer education, and money management. The program maintains an average of 10 to 12 families per Home Educator with a maximum of 12 families for any individual Home Educator. Services include:  One home visit per week for each child and provider lasting for a minimum of 1.5 hours each  Two group socializations activities per month for each child. During socialization, activities and training are planned for parents and providers to increase their knowledge about child development issues.  Monthly parent meetings are planned and offered at socialization. Parenting classes, support groups, and trainings are scheduled through the year.  All services provided to the home-visited providers are the same quality as those given in centers. The only difference is the home setting is used as the learning environment, and the provider is the educator. E. Classroom Assignments Children are assigned to classrooms and teachers in accordance with their needs, available space, and other relevant variables. Each classroom must have a roster listing all enrolled children. The Site Supervisor notifies the teachers of new enrollees. Copies of class rosters are continuously available on CSB CLOUDS System and are kept current as children enroll or leave the program. Classroom rosters do not list more than twenty children on any given day, per federal enrollment regulations except if a waiver has been granted. State Preschool not receiving HS funding may enroll 24 children. CSB centers maintain a minimum class size of at least 95% and a maximum of twenty children, and must never exceed the licensing capacity of the classroom. F. Adult-to-Child Ratio 2019-21 Policies and Procedures Section 2: Program Operations 66 2019-21 Policies and Procedures Section 2 – Program Operations 1. Ratio Requirements CSB’s part day Head Start program in governed by California Community Care Licensing Title 22 Regulations which require a 1:12 ratio. However, Head Start regulations require that the maximum class size is 20 (unless a waiver is granted), so the adult-to child ratio in these classrooms is 1:10. CSB’s California Department of Education programs, including those combined with other funding such as Head Start and Early Head Start is governed by California Community Care Licensing Title V Regulations which require the following ratios: For children ages 3-5, 1:8; for toddlers, 1:4; for infants 1:3. For preschool classrooms, Title V regulations allow a classroom to be out of ratio for up to 120 minutes per day. These 120 minutes allow for rest time in early morning or late afternoon and do not apply during the core instructional time of day. During those times, children must be supervised according to the Title XXII regulation of State Licensing at 1 teacher per 12 children. Children under three years of age may not be in groups with more than eight children. Each full-day classroom is staffed with a qualified Teacher and 2 Associate Teachers. If this is not possible, an Associate Teacher may be substituted for a Teacher and a Teacher Assistant Trainee for an Associate. Each part- day classroom is staffed with two Teachers and a Teacher Assistant Trainees. The EHS Infant and toddler classrooms have the following ratios: Infants (birth – 18 months) is one to three (1:3) and toddlers (18-36 months) is one to four (1:4). Maximum group size for infants is six at a ll times. Maximum group size for toddlers is 8 at all times. 2. Supervision All staff inside the classroom and outside in the yard are responsible to ensure that all children are visible at all times and that they are being supervised at every moment. Teaching staff supervise infants and toddlers/twos by sight and sound at all times. Teaching staff, including substitutes and other CSB staff serving as a supervising adult for ratio purposes must sign into the classroom via the CLOUDS Wallpad or tablet. The CLOUDS Staff Management Module is utilized for program oversight and planning, including monitoring to ensure compliance with ratio requirements at all times. For these purposes, staff must also transition in and out of classrooms to account for child to teacher ratio, location of the staff person within the center, and on-duty status, including but not limited to transitions to the playground, another classroom or on break/off duty. i. To sign-in/ sign-out of a classroom on CLOUDS:  Select the “Staff” button on the Wallpad  Select the box with the name of the staff member being signed in or out (staff not already showing on the Wallpad may select the green box and enter their employee ID# to place themselves into the classroom)  Select the “Sign-In” or “Sign-Out” button on the pop-up ii. To transition on CLOUDS: 2019-21 Policies and Procedures Section 2: Program Operations 67 2019-21 Policies and Procedures Section 2 – Program Operations  Select the “Staff” button on the Wallpad  Select the box with the name of the staff member being transitioned  Select the “In-Transition” button on the pop-up  If transitioning to another classroom, select the “Staff In-Transition/ Substitute” box on the wallpad  Select the “In-Transition” button, then find and select the box with the name of the transitioning staff  Select “Yes” in pop-up G. Sign-In and Out Procedures 1. Signing-In: Everyone must sign in at a center: visitors and guests. Upon arrival, every child must be signed in by a parent, friend or relative over 14 years of age, denoted on the emergency contact list. The full signature is required, along with the time of arrival. If a child arrives at the center unaccompanied, teaching staff must bring that child into the center, and contact the parent (and State Licensing) immediately so they may return and properly sign in the child. Failure to sign children in properly may require a referral to County Child Protective Services. For our part-day sessions, if a parent and his/her child arrive before the start of session or stay after the closing of the session, the teaching staff will remind them that the child is the parent’s responsibility during that time. 2. Signing-Out Procedures: The parent must always sign a child out at the end of the day. Children who leave and return to the center during the day must be signed out and in by an authorized adult, e.g. a child leaving for a doctor’s visit. Adults who arrive at the center to pick up a child must be listed on the Children's Center File Emergency Card. Picture identification must be provided before child is released. It is the teacher's responsibility to keep emergency numbers current. At least two people must be listed who can pick up the child in an emergency. If a person picking up the child is not on the emergency form, written preauthorization from the parents is required before CSB staff will release the child from the center. Children will not be permitted to leave the center unless accompanied by a preauthorized adult. Parents may not give verbal authorization for pick-up of children. 3. Child Release Policy: The safety of the children is the priority for all CSB staff; therefore, the following policy must be enforced at all times: • All parents are required to complete emergency forms during the enrollment process. Emergency forms with the names and telephone numbers of persons authorized to pick up the child will be kept in the child’s file. Emergency forms must be updated at 2019-21 Policies and Procedures Section 2: Program Operations 68 2019-21 Policies and Procedures Section 2 – Program Operations least every 12 months or anytime information changes. • Photo identification will be required of all newly authorized individuals or individuals not recognized by staff prior to release of the child. Under no circumstances will a child be released to an unauthorized person. • If CSB personnel are not certain the pick-up person is who he/she claims to be, the child will not be released. • Staff will not release children if the person picking up the child smells of alcohol or if staff has reason to believe the person is under the influence of alcohol or other foreign substance. • Staff will not release children to the person picking up the child if there is a court ordered restraining order on file against the person. • Children will not be forced to leave the center with someone they are not familiar with. 4. Sign-Out Disputes Due to Child Custody Issues: If a parent requests that the other parent not be allowed to remove a child from the center, Site Supervisor or Head Teacher must request a copy of the court order, and place it in the child’s file in the locked cabinet. The parent must be informed that CSB is not a law enforcement agency and cannot undertake that role. (A parent cannot be denied access to his/her child unless there is a Court Order.) If a dispute over custody should occur in the classroom, the teaching staff will deal with the family calmly. The staff will ask the person if they would like to talk with a Supervisor. If it seems likely that the parent may become violent, the teacher may release the child, and inform the parent that they (teacher) must call the police as soon as the likelihood of violence becomes apparent. Should the parent leave with the child prior to the arrival of the police, the teaching team must be prepared to provide a description of the person, the car, and the license plate number. The teacher must call her/his Site Supervisor to report and document the incident. Such unusual incidents must be reported to an Assistant Director and to Community Care Licensing using the standard procedure. 5. Adults Signing Their Child In or Out While Under the Influence of Alcohol or Drugs: Any parent or other person who is authorized to pick up an enrolled child and appears to be under the influence of drugs or alcohol, , or in an impaired physical condition which may prevent him/her from assuring the child's welfare, will not be allowed to take the child. In the event that this occurs, staff must use their best judgement in determining if the behavior presents a risk to the child. Staff may also seek a second opinion from another staff or site supervisor to ensure their assessment of impairment is accurate. Staff will let the parent or other person picking up know that the child cannot be released, but another authorized person from the child's emergency card can be called. Staff can try to keep the parent at the site by discussing the child's day or any other broad topic. At any point, if necessary, staff may call 911 or the local police if they feel additional support is needed. Should the parent/other person continue to insist leaving with the child, and staff or children are physically threatened, allow the person to take the child. Should this happen. Staff must get the license number of the vehicle and call the police immediately. Teaching staff must:  Call County Child Protective Services and file a child abuse report 2019-21 Policies and Procedures Section 2: Program Operations 69 2019-21 Policies and Procedures Section 2 – Program Operations  Make an unusual incident report to Community Care Licensing Inform their AD of the situation/concern If the police arrive at the center while the adult is still present, it is their responsibility to determine what further action should be taken. Only a police officer can officially determine if an adult is intoxicated or in an impaired physical condition. 6. Late Sign-Out Procedures: A parent is considered to be late when he/she has not picked up their child by the agreed upon time. Staff should not call parents to pick up their children before these times. (CSB132) When a parent is late, the teaching staff will implement the following procedure: • First Time - The staff will verbally inform the parent of the importance of picking up their child on time. This must be documented on the child's folder at the center. • Second Time - When the child is picked up, the staff will give a late child notice to the parent. A copy of this notice will be kept in the child's file at the center. • Third Time - The staff will call the Site Supervisor. The Site Supervisor will inform the parent that if this occurs again the child will be suspended from the center and placed on the waiting list. The Site Supervisor will give a "Late Child" letter to the parent. A copy of this letter will be placed in the child's folder at the center. (CSB132.) • Fourth Time - The staff will call the Site Supervisor, who will inform the family that their child will be placed on the waiting list. If the family receives collaborative funding from the CA Department of Education, a formal Notice of Action will be given terminating the state funding after the 14-day grace period for appeal. The Site Supervisor will notify the Assistant Director and the Comprehensive Services Assistant Managers of the change in that child’s status. Closing Time - If a child has not been picked up by closing, and no one can be reached to pick up the child, the Site Supervisor will determine the plan of action (which may include calling Child P rotective Services). CSB staff must never transport children from the center via vehicle or on foot. 7. Full-Day Program Sign In/Out Procedures: The number of hours for each child enrolled in a full-day program is based upon their Contracted Hours Agreement, completed with the staff responsible for enrollment at that site. All full-day children must be signed in according to their contract hours. Each parent will have an individual sign-out time based on their unique needs for full-day services and Contract Agreement. The same procedures for late pickup are to be followed although "late" times will vary according to the parent’s contract hours. Parent(s) may request a change in hours through “Request for Change of Contract Hours” form. (CSB-607) H. General Classroom Celebration Policy 2019-21 Policies and Procedures Section 2: Program Operations 70 2019-21 Policies and Procedures Section 2 – Program Operations 1. Description: The Community Services Bureau avoids endorsing commercialism surrounding the holidays. The focus is about learning and celebrating diversity. The following guidelines are followed when planning activities with staff and parents:  Holidays are not a major part of the curriculum. They are integrated within the total curriculum. No more than a few days and few activities are dedicated to any holiday.  Holidays are not a theme and the whole room is not to be decorated reflecting a holiday.  Learning about holidays broadens children’s awareness of their own, and other, cultural experiences. Activities must be thoughtfully planned and implemented for inclusion of all children and families.  Every group represented in the classroom (children and staff) is to be honored.  Teachers must not assume that everyone from the same ethnic group celebrates holidays in the same way. Teachers check with the families to ensure that activities are indeed reflective of the cultures represented in the classroom.  Teachers must plan strategies for working with children whose family beliefs do not permit participation in holiday celebrations. Their parents are to be included in planning a satisfactory alternative for these children in the classroom. 2. Children’s Birthdays: Children’s birthdays are very important and birthday celebrations are as unique as each child. However, the classroom’s daily routine should not be changed to accommodate birthday celebrations. Because children learn by example, and to reinforce the nutrition education in the classroom, the following ideas are suggested:  Giving and/or reading a book to the child and classmates  Bringing educational toys to share  Bringing a baby book or other symbolic item, or a special family story to share  Lead a game  Decorating the classroom  Leading a nutritious class project (any food provided cannot be served in place of regular food service) 3. Inappropriate Activities in the Classroom:  Staged performances, plays, and ceremonies where children have memorized vocal parts or if rehearsals are required  Lectures, where children have to sit and listen for a long period of time  Commercial displays  Adult-directed activities that focus on a product rather than a process (i.e., patterned art / work)  Combined classrooms with large groups of adults and children  Graduation ceremonies with caps and gowns I. Field Trip Policy 2019-21 Policies and Procedures Section 2: Program Operations 71 2019-21 Policies and Procedures Section 2 – Program Operations 1. Procedures: Field trips complement the classroom educational experience, current curricula, and must be developmentally appropriate. Field trips encourage hands-on exploration and experimentation. Field trips permit the child to learn about his/her world (school, neighborhood, and community). Bus or walking field trips may not be taken to amusement/theme parks or have large bodies of water as the main component of the field trip event. Field trips to water parks or swimming pools are prohibited. Field trips where tide pools are observed must have prior approval by an AD.  Site supervisors must inform Nutrition office one week prior to date of a field trip using the Field Trip Form (CSB115). All field trip lunches will consist of sun butter sandwiches, string cheese, fruit, vegetable, and milk.  Parent volunteers are encouraged to plan and participate in field trips. Only children enrolled in the classroom taking the field trip may participate. CSB will not provide parent/family transportation, with the exception of the exception of the previously determined 2-3 parent volunteers/chaperones. Parent volunteers must adhere to the immunization requirements.  Parents may drive their own child to a field trip after signing their child out of school. Parents may not drive other students or parents on a field trip. Upon arrival of the field trip, parents must sign their child in using a paper copy if tablets are not available. Should parents chose to leave early or leave at any time with their child, parents must sign their child out  Field trips are approved in advance by the Site Supervisor and AD are documented in the classroom lesson plan. Teaching staff notifies the Site Supervisor or designee when leaving/returning from the trip.  Parental permission slips are required for all field trips (CSB114). Transportation is provided for staff and children. In general, travel time for field trips should be no more than 60 minutes in length, round trip, and allow for heavy traffic conditions when necessary. Additional travel time may be accommodated with prior AD approval. Walking field trips are encouraged, with the destination within a half- mile radius of the center.  A field trip should be completed within four hours, including lunch and transportation.  Full-day programs require a two hour nap/rest period. A field trip should not interfere with the regular naptime schedule.  Requests for additional time for field trips may be submitted to the Assistant Director for approval. AM and PM classes do not combine or change program hours to go on a trip. On bus field trips, multiple classrooms may share buses as capacity allows, however, children must be separated into smaller 2019-21 Policies and Procedures Section 2: Program Operations 72 2019-21 Policies and Procedures Section 2 – Program Operations caregiver groups upon field trip arrival and while boarding and exiting the bus. Adult-to-child ratio on all field trips is a minimum of one adult for every four children (1:4). This ratio may be adjusted lower (1:3 or 1:2) at the discretion of the teacher or Site Supervisor. Staff (and volunteers) must have assigned groups of children for whom they are responsible at all times. Each group must stay together, within the teacher’s area of vision/supervision. Teachers are responsible for ensuring that each adult volunteer properly supervises his/her assigned group of children on the field trip. Documented headcounts on field trips will be taken at the following times:  Upon leaving the center  On the bus or van  Upon arrival at the destination  At random times during the field trip  When boarding the bus or van for the return to the center  After return to the center  Use paper copy for parents to sign-in and out if tablets are not available. Emergency information for each child, three blank accident forms, a cell phone, and a First Aid Kit must be taken on walking or driving trips, including bus field trips (CSB-113-Field Trip Information and CSB- 1015-Vehicle Use Request Form)  During field trips, each child must wear a tag at all times that only identifies the name of the center and the center’s telephone number on the front. Child’s name may be written on the back of the tag, but never on the front.  Field trip leaders must keep to their schedule, or call the center if there are any changes.  If there are insufficient adults, inclement weather or any circumstance that would make it less than an optimal experience, the trip must be cancelled. A well-planned field trip taken under adverse conditions or circumstances may become a danger. 2. Planning Protocols: When planning a field trip or socialization, the following must be completed:  Establish educational goals and objectives for the planned trip  Teacher, or their representative, is to visit the destination to check travel time and accommodations, and to ensure the safety of the children The field trip planning form (CSB115) must be completed and submitted by the teacher and approved by the Site Supervisor and AD at least one month prior the field trip. If planning the use of a bus for the field trip, CSB115 must be given to the AD clerk immediately to schedule a bus at least one month in advance.  If applicable, the request for change of menu and purchase requisition must be completed and submitted one month prior the field trip  Parents are notified at least two weeks in advance of the upcoming trip, at which time they are encouraged to volunteer for the trip  Children are prepared for the trip at least one week in advance through in-class 2019-21 Policies and Procedures Section 2: Program Operations 73 2019-21 Policies and Procedures Section 2 – Program Operations discussions of field trip safety  When transportation is provided at least one trained bus monitor is aboard each vehicle at all times The bus monitor training will include:  Child boarding-and-exiting procedures  Use of restraint systems Bus: Properly fastened seat belts per the waiver for transportation services Van: Properly installed car seats  Required paperwork  Emergency response and evacuation procedures  Use of special equipment  Child pick-up and release procedures  Pre- and post-trip vehicles checks In Case of Minor Accident at Site or on Field Trip  A designated staff member with a valid First-Aid Certificate assesses the situation, and renders first aid if necessary.  If a minor accident occurs on a field trip, the teacher of an injured child must notify the child's parents on return to the center. (As noted above, the emergency contact list must be on hand.  The Injury/Incident Report form (CSB245) ” form is completed, signed, and dated  The teacher retains one copy for the center and gives one copy to the parents.  In Case of Major Accident at Site or on Field Trip The teacher calls paramedics immediately. Classroom staff assesses the situation, and renders first aid as indicated for life-saving measures. Injured children are taken to the nearest emergency facility and the teacher or Site Supervisor accompanies the child. The teacher of an injured child must notify the child's parent(s) immediately. (The emergency contact list must be on hand) The teacher must immediately notify the Site Supervisor, who will notify the Assistant Director and/or the Bureau Director or designee.  Licensing must be notified by telephone (with a follow-up of the “Unusual Incident/Injury” report) as soon as possible.  The parent may accompany the child in the emergency vehicle.  If the parent is not at that location, the child’s teacher accompanies the child in the emergency vehicle.  If necessary, CSB staff will provide transportation for the parent to/from the emergency facility.  The “Accident/Incident Report” form (See Form CSB208) is completed, signed, and dated by the staff person involved in the situation. 2019-21 Policies and Procedures Section 2: Program Operations 74 2019-21 Policies and Procedures Section 2 – Program Operations  An insurance form is also completed, signed, and dated.  The teacher retains one copy of the “Accident/Incident Report” and insurance form for the center, and submits copies of the reports (within 24 hours) to the Site Supervisor.  The Site Supervisor submits copies of these reports to the Assistant Director and/or the Bureau Director.  The CDE must be notified by the Bureau Director if the client is in a program funded by the state. PART IV. HEALTH PROGRAM SERVICES SUBPART I. Prevention and Early Intervention A. Determining Child Health Status Community Services Bureau establishes and maintains individual, comprehensive files for children and families. Health records, developmental progress portfolios, and files, including Administrative, Delegate Agency, and Grantee-Operated Program and Subcontractor’s filing systems, are kept confidential with use of the Access to File form (CSB900) and following the approved Confidentiality Policy. All staff with access to health information is trained on HIPAA (Health Information Portability Accountability Act) requirements. CSB obtains parental consent prior to the administration of health or developmental procedures through the program or by contract or agreement and maintains documentation of parental refusal of authorization for health services through use of the Parental Refusal of Health Services Form (CSB298). CSB staff collaborates with parents to address the health and well-being of each child in a linguistically and culturally appropriate manner, communicating the child's health needs and developmental concerns. 1. Physical Examinations - Well Child Check (CSB207) Each parent is provided with a Report of Health Examination - Well Child Check (CSB207) for use in obtaining their child's physical examination. As much pertinent health information as possible is accumulated and recorded for each child, paying particular attention to the items required by the Bright Futures Early and Periodic Screening, Diagnosis and Treatment (EPSDT) Schedule to ensure that children are following a schedule of complete well child care. The child’s initial physical examination required for program entry must be current (in accordance with the EPSDT schedule) and received no later than thirty days after entry into the program. One extension is allowed with documentation of a pending appointment. Children returning for a second year require additional physical exams in accordance with the EPSDT Schedule. Comprehensive Services Teams enter all data on the physical exam into the CLOUDS data management system. This enables program staff to track services and follow-up on actions such as treatment needed, future appointments, and referrals. Managers access reports to help monitor progress in meeting program requirements in a timely manner. 2. TB Clearance – CSB Center-Based Program 2019-21 Policies and Procedures Section 2: Program Operations 75 2019-21 Policies and Procedures Section 2 – Program Operations In accordance with section #101220 of Licensing Code, TB Clearance documentation must be obtained for each child within 30 days of enrollment (admission) into the program. TB Clearance documentation must consist of either:  A negative TB Skin Test or Chest X-Ray result, or  A physician’s check mark indicating “No Risk" on CSB207–Report of Health Examination - Well Child Check or other signed or stamped document from the physician/clinic. The TB screening referenced in the TB Clearance documentation must be in accordance with the EPSDT schedule. The one extension allowed for pending physical exam appointments does not apply to TB Clearance documentation. Children without TB Clearance will be excluded if clearance is not obtained within 30 days of enrollment. 3. Health Insurance Through use of the Health History and within 30 days after the child first attends the program, or for the home-based program option, when the child receives a home visit, those children with and without medical and/or dental insurance are designated as such. In the event that the child does not have insurance coverage, Comprehensive Services Teams will assist families in accessing insurance as soon as possible by referring the child to various programs such as the Child Health and Disability Prevention (CHDP) Gateway program, Medi-Cal/Denti-Cal, the Kaiser Permanente Children's Health Plan, and services through Covered California. 4. Health Records In the event that health records are returned to the program with information missing, Comprehensive Services Teams obtain consent for release of information from parents. This consent is used to obtain information from medical/dental offices, medical records departments and laboratories. Every effort is made to educate parents regarding the EPSDT schedule and the documentation needed prior to visiting a doctor or dentist. The following information shall be obtained and entered into CLOUDS and the child’s confidential file:  Health and developmental history  Immunization record including immunizations and in series/waivers  Treatment plans  Age-appropriate physical exams, dental exams and screening results  Records of major/minor illnesses and injury during program activities  Schedule of daily medications - prescription and over-the-counter medications such as sun screen and rash ointment  Allergic reactions  Dietary intake and food habits  Age and gender-appropriate growth charts  Source of payment for services, including free federal, State of California, and locally funded health services  Medi-Cal number or private insurance identification  Referral and follow-up information 2019-21 Policies and Procedures Section 2: Program Operations 76 2019-21 Policies and Procedures Section 2 – Program Operations  Record of follow-up and documentation of actual services provided  Emergency information/Parent Contact  Signed parent consent forms  Parent Refusal of Health Services Forms  Family Meeting Documentation  Teacher observations  Progress reports  Other information as needed A child whose authorized representatives adhere to a religious faith that practices healing by prayer or other spiritual means shall not be required to meet the requirements of the health examination. In this case, the authorized representatives must provide:  Information on the child’s health history  A signed statement that indicates: o Their acceptance of full responsibility for the child’s health. o Refusal to obtain a medical examination for the child. o Request that no medical care be given to the child. B. Protocols for Determining Child Health Status 1. Application Before enrollment, Comprehensive Services Clerks are responsible for:  Reviewing the electronic application information/intake documents.  Noting concerns (known or suspected) using the Red/Yellow Flag System as indicated on the Eligibility Certification Checklist Form (CSB604).  Generating a CLOUDS referral based on application information, as needed and clearly noting details of child’s condition in Referral Observation/Comments. Before enrollment, Comprehensive Services Assistant Managers are responsible for:  Reviewing the application information/intake documents and ensuring referrals are generated and Red/Yellow Flags are in place if needed.  Coordinating with the Site Supervisor to set up Family Meetings or interventions as appropriate. Before enrollment, Site Supervisors are responsible for:  Reviewing the application, Red/Yellow Flags, and referrals.  Coordinating with the CSAM to set up Family Meeting or interventions as appropriate.  Communicating child health status and needs with teaching staff. 2. Immunizations 2019-21 Policies and Procedures Section 2: Program Operations 77 2019-21 Policies and Procedures Section 2 – Program Operations The State of California Immunization Branch requires that programs institute a “No Shots, No School” policy, however, medical providers may indicate that a child may not have any or all immunizations. In this case, the waiver on the back of the California School Immunization Record Card (blue card) must be completely filled out. Medical exemptions from a licensed physician (MD or DO) will continue to be permitted and require a written statement including which immunization(s) is to be exempted and the specific nature and probable duration of the medical condition. If the medical exemption is permanent, the requirement for the designated immunization(s) is met: check box A and box C on the front of the Blue Card. If the medical exemption is temporary, check box B and box D; this child requires follow-up. Per Senate Bill 277, immunization waivers based on personal beliefs is no longer permitted beginning January 1, 2016. A personal belief exemption submitted prior to January 1, 2016 will remain valid until the student enters kindergarten/transitional kindergarten. Names of all exempt children will be maintained on an exempt roster for immediate identification in case of disease outbreak in the community. Immunization training, including the most current immunization schedule for children 0-5, is provided to staff annually. Children are tracked throughout their enrollment to ensure they remain up-to-date or in-series. Records are updated accordingly. Comprehensive Services staff completes the annual immunization report due to the local health department in September/October of each year. i. Responsibilities of Comprehensive Services Clerks Prior to enrollment Comprehensive Services Clerks are responsible for:  Collecting valid immunization records from parent.  Obtaining parent consent for use of California Immunization Registry - CAIR (CSB243) and requesting immunization registry search if parent is unable to provide immunization verification.  Entering immunization data into CLOUDS, completing the results column on the right to indicate one of the following: In Compliance, In Series, Medical Waiver or Non Compliance and ensuring “Overall Immunization Status” below is correctly identified.  Emailing the name of child exempt from immunizations to the Comprehensive Services Manager (Health Content Area) for placement on the exempt roster.  Determining overall immunization status.  Notifying parent of shots needed.  Assisting the parent in obtaining a doctor office/clinic for immunizations needed.  Using the Red/Yellow Flag system on the Eligibility Certification Checklist (CSB604) to indicate temp files as needing immunizations prior to start date.  Printing the Immunization Blue Card from CLOUDS or manually filling in blanks, signing it, and placing it in the temporary file with documentation of a physician’s statement for medical exemptions. On an ongoing basis, Comprehensive Services Clerks are responsible for:  Obtaining immunization updates and entering the data on the Blue Card and in CLOUDS.  Tracking in-series children and notifying the parent of the next dose due prior to the due date. As needed, Comprehensive Services Clerks are responsible for: 2019-21 Policies and Procedures Section 2: Program Operations 78 2019-21 Policies and Procedures Section 2 – Program Operations  Assisting the parent in obtaining a doctor office/clinic for immunizations needed.  Preparing exclusion letters if child fails to obtain shots on time. Annually, Comprehensive Services Clerks are responsible for:  Attending the annual immunization training.  Reviewing and updating immunizations for the annual immunization report prior to submission each September/October.  Assisting with the annual immunization report as needed. ii. Responsibilities of Comprehensive Services Assistant Managers Prior to enrollment, Comprehensive Services Assistant Managers are responsible for:  Reviewing files to ensure up-to-date or in-series immunizations or waiver is in place before file is provided to Site Supervisor for placement.  Conducting ongoing immunization registry searches as needed. On an ongoing basis, Comprehensive Services Assistant Managers are responsible for:  Ongoing monitoring of CLOUDS for immunization compliance.  Tracking children with in-series immunizations.  Supporting the parent by coordinating with the Site Supervisor to set up a Family Meeting as needed regarding immunizations.  As needed, reviewing exclusion letters generated by clerk and verifying information, which is forwarded to the Site Supervisor for action. Annually, Comprehensive Services Assistant Managers are responsible for:  Reviewing annual immunization reports prepared by the clerk, to verify accuracy.  Collaborating with the Comprehensive Services Manager (Health Content Area) prior to online submission each September/October and with the Site Supervisors after online submission is complete.  Attending annual immunization training. Site Supervisors are responsible for:  Reviewing immunization compliance prior to enrollment.  Returning the temporary file to the Comprehensive Services Assistant Manager if immunizations are not complete or required exemption documentation is missing.  As needed, verifying, signing, dating and issuing exclusion letters prepared by the clerk and reviewed by the Comprehensive Services Assistant Manager. Comprehensive Services Health Manager is responsible for: 2019-21 Policies and Procedures Section 2: Program Operations 79 2019-21 Policies and Procedures Section 2 – Program Operations  Providing immunization training annually.  Overseeing the process and submission of the annual immunization report to the local health department by the September/October due date of each year.  Conducting ongoing immunization registry (CAIR) searches.  Obtaining access to CAIR for new team members.  Maintaining a roster of children who are exempt from immunizations for immediate identification in case of disease outbreak in the community. 3. TB Clearance – CSB Center-Based i. Program Comprehensive Services Clerks are responsible for  Informing parent of 30-day TB requirement and ongoing TB requirements per the EPSDT Schedule.  Assisting parents with gaining access to TB testing.  Collecting valid TB screening records from parents which include either a negative TB Skin Test or Chest X- Ray results, or a Physician’s Clearance indicating "No Risk" on the Report of Health Examination - Well Child Check (CSB207) or other signed or stamped document from physician/clinic.  Date stamping TB documentation upon receipt and review.  Inputting TB screening data into CLOUDS upon receipt.  Updating TB section of the Blue Card in child’s file.  Updating CLOUDS with referrals and case notes.  As needed, preparing the exclusion letter if TB Clearance is not provided within 30 days of enrollment (TB Clearance: Negative TB skin test or Chest X-Ray results, or "No Risk" per medical provider). Comprehensive Services Assistant Managers are responsible for:  Tracking immunization compliance through CLOUDS Reports.  Supporting the parent by coordinating with the Site Supervisor to set up the family meeting as needed. Site Supervisors are responsible for:  Notifying the parent of 30-day requirement at enrollment.  Tracking receipt of TB screening records.  Ensuring that no child is attending the program without TB Clearance beyond 30 days from enrollment.  Coordinating with the Comprehensive Services Assistant Manager to set up family meetings as needed.  Communicating with the Comprehensive Services Clerk to prepare exclusion letters.  Reviewing, authorizing and signing all exclusion letters, and designating staff for distribution. ii. Health History (CSB217) Prior to enrollment, Comprehensive Services Clerks are responsible for: 2019-21 Policies and Procedures Section 2: Program Operations 80 2019-21 Policies and Procedures Section 2 – Program Operations  Completing the Health History on CLOUDS.  Printing a copy of the Health History for the child’s file.  Obtaining signatures on the Health History if possible.  Placing a “sign here” sticker on the Health History document if the parent is not present to sign.  Reviewing the Health History to determine whether each child has a medical/dental home and medical/dental insurance coverage within 30 days of enrollment. Such care is defined as an ongoing source of continuous, accessible health care provided by a health care professional that maintains the child’s ongoing health record and is not primarily a source of emergency care or urgent care.  Reviewing information and flagging any suspected or known special needs using the Red/Yellow Flag System on the Eligibility Certification Checklist Form (CSB-604).  Generating a CLOUDS referral for any special needs noted on the Health History.  Providing medical/dental home and insurance intervention with all families that indicate they have no medical / dental provider or coverage. Document intervention on the Health History in CLOUDS. Prior to Enrollment, Comprehensive Services Assistant Managers are responsible for:  Reviewing the child’s Health History for completion and concerns.  Ensuring proper Red/Yellow Flags are in place as appropriate with sufficient detail noted for the Site Supervisor.  Reviewing CLOUDS referrals generated from the Health History.  Meeting with parent to ensure understanding of the benefits of consenting for services, if parent has not given consents on the Health History.  Contacting the Comprehensive Services Manager for guidance if unsure of how to proceed with any special needs.  Coordinating with the Site Supervisor to set up a pre-enrollment family meeting as needed. Site Supervisors are responsible for:  Returning any file without a Health History.  Reviewing the Health History, checking for Red/Yellow flags and referrals, coordinating with the Assistant Comprehensive Services Manager to set up a family meeting / intervention as appropriate.  Acquiring a parent signature on the Health History, if necessary at enrollment.  Ensuring that teaching staff has reviewed the Health History in order to address health conditions/needs and the completion of the consent section.  Coordinating with Comprehensive Services Assistant Manager to set up pre-enrollment family meeting as needed. Comprehensive Services Health Manager is responsible for:  Providing and/or arranging training and technical assistance as necessary for special needs identified in the Health History.  Attending family meetings for complex cases as needed.  Tracking and providing follow-up as needed. 2019-21 Policies and Procedures Section 2: Program Operations 81 2019-21 Policies and Procedures Section 2 – Program Operations iii. Physical Exam Report of Health Examination - Well Child Check Comprehensive Services Clerk is responsible for:  Providing a physical exam - Report of Health Examination - Well Child Check (CSB207) to the parent and informing the parent of the 30-day requirement prior to enrollment.  Educating the parent on the use and importance of the Early and Periodic Screening, Diagnosis and Treatment (EPSDT) schedule copied on the back side of the Well Child Check (CSB207).  Noting in the Child Case Notes in CLOUDS that the parent was given a physical form.  Referring the parent to a medical provider/insurance and providing support as needed.  Date stamping the physical exam upon receipt and review of the CSB207 form.  Immediately notifying the Comprehensive Services Assistant Manager of any known or suspected health concerns or disabilities.  Inputting the physical exam data into CLOUDS and documenting completion of data entry and staff follow-up by placing notes (as needed), clerk’s signature and date on the lower right hand side of the exam form in the “Staff Follow-up” box.  Entering follow-up data on CLOUDS as needed.  Generating referrals as needed.  Collecting parental consents for health services and release/exchange of information.  Contacting clinics, doctors’ offices, and laboratories to obtain missing results.  Tracking physical exam due dates and sending reminder notices to parents as needed.  Obtaining authorization from parents for health services administered by the program, or by agreement or contract with a partnering entity.  Obtaining complete Parent Refusal of Health Services Form (CSB298) for those parents who refuse to give authorization for health services.  Providing handouts for screening value results and guidelines as needed.  Providing exclusion letters at the direction of the Site Supervisor. CHDP Assessment Guidelines for Blood Pressure Readings: Further evaluation or follow-up is indicated for a child who sustains a systolic or diastolic reading at or above the 95th percentile for age and gender (measured on at least 3 occasions and averaged together). If results are entered in CLOUDS as “Abnormal”, a CLOUDS health referral is generated and follow -up in completed as needed. Age in Years 90th and 95th PERCENTILE BLOOD PRESSURE ACCORDING TO AGE and GENDER Boys Girls Systolic Diastolic Systolic Diastolic 90th% 95th% 90th% 95th% 95th% 95th% 95th% 95th% 3 107 111 68 73 73 73 73 73 4 108 112 69 73 73 73 73 73 5 109 113 69 74 74 74 74 74 Blood Lead Levels: Provide nutrition resources and lead education materials if child's lead blood level is 4.5 or greater. If the 2019-21 Policies and Procedures Section 2: Program Operations 82 2019-21 Policies and Procedures Section 2 – Program Operations lead level is 9.5 or greater a referral must be made to the Comprehensive Services Health Manager. Comprehensive Services Assistant Manager is responsible for:  Tracking receipt of Well Child Check for children ages 0-5 years old on an ongoing basis, in accordance with the EPSDT Schedule and in collaboration with the Site Supervisor.  Reviewing all physicals with known or suspected health conditions/disabilities immediately upon receipt of exam.  Communicating with the parent immediately when problems are suspected or areas of concern arise.  Tracking referrals and follow-up.  Initiating care plans with providers as appropriate.  Conducting follow-up with parents on an ongoing basis.  Ensuring completion of parental consents and documentation of parent refusal of health services.  Conducting follow-up with providers to obtain documentation to complete the exam per the EPSDT Schedule or to obtain follow-up information.  Monitoring physical exam due dates to ensure compliance with the EPSDT Schedule.  Coordinating with parent and Site Supervisor to set up family meetings as needed. Site Supervisors are responsible for the following:  Notifying the parent of the 30-day Well Child Check (CSB207) requirement at enrollment.  Tracking receipt of the initial Well Child Check (CSB207) for children 0-5 years.  Ongoing tracking receipt of Well Child Checks for children 0-5 years in accordance with the EPSDT Schedule.  Ensuring that no child is in the program without a physical past 30 days (one extension allowed with documentation of a pending appointment).  Directing clerks to prepare exclusion letters as necessary.  Issuing Notice of Action (NOA) for children in state-funded programs that have not complied with requirements.  Referring families who need assistance in accessing care to the Comprehensive Services Team.  Reviewing the physical exam for each child and calling for a family meeting when appropriate.  Working with teaching staff to ensure child’s medical and developmental needs are addressed appropriately.  Ensuring implementation of care plans. Comprehensive Services Health Manager is responsible for the following:  Supporting staff and families through the family meeting process for complex cases as needed.  Interfacing with community partners to obtain health education, services, assistance and follow-up.  Reviewing CLOUDS Reports to ensure compliance with health requirements.  Maintaining a Health Services Advisory Committee that includes Head Start parents, 2019-21 Policies and Procedures Section 2: Program Operations 83 2019-21 Policies and Procedures Section 2 – Program Operations professionals and other volunteers from the community to address the health concerns impacting CSB’s children and families and to gain knowledge of current health opportunities available to families and children in the community. iv. Dental Exam Comprehensive Services Clerks are responsible for:  Informing parent of the 90 day dental exam requirement upon enrollment.  Educating the parent about the Early and Periodic Screening, Diagnosis and Treatment (EPSDT) Schedule for Dental/Oral Health Care.  Providing parent with the dental exam form (CSB-206).  Providing a list of dental providers/insurance options to the parent and providing support as needed.  Tracking dental exam due dates on an ongoing basis.  Preparing reminder letters and contacting parents regarding dental exams and treatment needed.  Date stamping the dental exam on the bottom right hand section under “Date Received”, upon receipt and review of the form and entering “Date Obtained” on the Dental Tab in CLOUDS.  Entering dental exam data into CLOUDS upon receipt and documenting data entry in CLOUDS by placing signature and date in the “CSB Staff Follow-up” section at the bottom of the exam.  Collecting consents for release of information as needed.  Generating referrals for children without dental care access, with treatment needed or with non-compliance issues as needed and documenting referral follow up under referral/ case notes.  Tracking dental treatment follow-up on the Dental Exam (CSB206) and documenting “Receiving Treatment” and/or “Treatment Complete” in CLOUDS on the Dental Tab.  Obtaining parental dental consents for release/exchange of information and onsite dental services and events.  Obtaining complete Parent Refusal of Health Services Form (CSB298) for those parents who refuse to give authorization for oral health services Comprehensive Services Assistant Managers are responsible for:  Monitoring dental exam due dates on an ongoing basis.  Following up to ensure treatment plans are in progress, ongoing or complete.  Coordinating with the Site Supervisor and parent to schedule and attend family meetings for oral health education, dental access, non-compliance issues, etc.  Assisting the Comprehensive Services Manager with coordination of exams by volunteer dentists/mobile dental care, and other oral health events/services. Site Supervisors are responsible for:  Collecting dental forms and forwarding them to Comprehensive Services Clerks.  Coordinating with the Comprehensive Services Assistant Manager and parent to schedule and attend family meetings regarding oral health as needed and keeping teachers informed with 2019-21 Policies and Procedures Section 2: Program Operations 84 2019-21 Policies and Procedures Section 2 – Program Operations updates.  Coordinating with Comprehensive Services and teaching staff to support onsite dental activities/trainings/events. Comprehensive Services Health Manager is responsible for:  Support staff and families through the family meeting process for complex oral health issues.  Reviewing CLOUDS Reports to ensure compliance with oral health requirements.  Coordinating volunteer dentists, mobile services and oral health events on an ongoing basis.  Collaborating with the Children’s Oral Health Program, Contra Costa Dental Society and other community partners, for oral health education, services, assistance and follow-up.  Ensuring Health Services Advisory Committee participation in addressing the oral health concerns currently impacting CSB’s children and families. v. Staff Protocol for Dental Referrals if Treatment is Needed Comprehensive Services Clerk is responsible for:  Generating a dental referral and updating the status as needed in CLOUDS.  Determining dental insurance status for treatment needed and providing contact information for local community dentists/clinics, the current schedule for mobile dental services in the community, and Covered California or other insurance resources to ensure treatment completion for all children including those in need of, or unable to obtain dental insurance and those with unaffordable co-pays.  Providing the parent with “Dental Exam/Treatment” Form (CSB206).  Obtaining parental consents as needed.  Obtaining documentation of Parental Refusal of Health Services (CSB298) as needed.  Entering contact information and date referral information was provided in CLOUDS Dental Referral Case Notes (indicating status “in progress”).  Following-up with the parent (within 2 weeks) regarding the status of scheduled appointment and frequently thereafter until treatment is complete.  Entering each follow-up activity in CLOUDS Dental Referral Case Notes and once treatment is finished enter status “complete”).  Referring to the Comprehensive Services Assistant Manager if the family has exhausted all options without success. Comprehensive Services Assistant Managers are responsible for:  Monitoring CLOUDS reports to identify children in need of dental services, referrals and follow up.  Communicating immediately with parent upon identification of oral health concerns.  Following up with the Comprehensive Services Clerks and the parent to assist with extended “in progress” referrals.  Coordinating with Site Supervisor and parent to schedule and attend family meetings regarding oral health as needed.  In cases where the co-pay is unaffordable or the child is not eligible for insurance and parent cannot afford treatment, referring to providers such as local clinics, mobile dental services, the Children’s Oral Health Program, Give Kids a Smile dentist, and the Children's Dental Health 2019-21 Policies and Procedures Section 2: Program Operations 85 2019-21 Policies and Procedures Section 2 – Program Operations Foundation.  Entering status/follow-up data in CLOUDS Dental Referral Case Notes.  Referring to the Comprehensive Services Health Manager if services for treatment cannot be provided or treatment is unaffordable. Comprehensive Services Health Manager is responsible for:  Collaborating with community partners to provide services on site or through local dental offices, mobile dental vans and dental events.  Initiating the request process for Head Start funds (last resort) - working with Comprehensive Services Assistant Manager to acquire treatment estimate, letter from parent, date of dental appointment and additional documents needed.  Reviewing CLOUDS Reports to ensure compliance with dental treatment follow-up.  Attending family meetings for complex cases. vi. Medical/Dental Home Comprehensive Services Clerks are responsible for:  Consulting with parents through use of the Health History to determine within 30 days after child attends the program or, for the home-based program option, receives a home visit, whether or not each child has ongoing sources of health care provided by a health care professional that maintains the child's health records and is not primarily a source of emergency care.  Assisting families with gaining access to a source of ongoing and continuous care and navigating the managed care system to access services as needed and as soon as possible.  Documenting Medical/Dental interventions and health/oral health coverage in CLOUDS within 90 days of enrollment.  Providing ongoing support for families in need of a medical/dental home. Comprehensive Services Assistant Managers are responsible for:  Supporting clerks with families that are facing barriers to medical/dental home access.  Monitoring CLOUDS reports on an on-going basis to identify children in need of a medical/dental home.  Coordinating with the Site Supervisor and parent to schedule and attend family meetings regarding medical/dental homes. Comprehensive Services Health Manager is responsible for:  Collaborating with community partners to obtain access to medical/dental homes for CSB families.  Reviewing CLOUDS Reports to ensure compliance with medical and dental homes.  Calling upon advocacy organizations to address any gaps in service or access. C. Developmental, Sensory, and Behavioral Screening 2019-21 Policies and Procedures Section 2: Program Operations 86 2019-21 Policies and Procedures Section 2 – Program Operations All children are screened by the teaching staff in the areas of social emotional development and cognitive development including children with an IEP/IFSP, and as needed, by the Comprehensive Services Team for hearing, vision, and nutrition, within 45 days of class entry. Parents should be informed about all upcoming screenings and their purposes in advance. Results of the screenings are used as part of the individualization process for each child. It is the Site Supervisor’s responsibility is to work with the teacher and Comprehensive Services Team to ensure that ASQ-SE and ASQ-3 screenings are completed within 45 days of class entry. The teacher places completed ASQ-SE and ASQ-3 Screenings in the Education section of the child’s file and enters screening data in CLOUDS. Teachers give each child time to adjust to the new environment before rescreening if necessary. 1. Protocols for Sensory (Vision and Hearing) Screening Evidence-based vision and hearing screenings are to be completed within 45 days after the child first attends the program or for home-based program option, receives a home visit, for children who do not have results as part of their Well Child Check and for returning children, as needed, based on the EPSDT schedule. Comprehensive Services Assistant Manager is responsible for:  Identifying those newly enrolled children in need of initial screenings, returning children in need of screenings based on the EPSDT schedule and re-screenings due within two weeks of the initial screening through use of CLOUDS Smart Reports.  Coordinating screening team logistics for Comprehensive Services Clerks to administer screenings on an ongoing basis.  Notifying the Site Supervisor of the upcoming screening schedule with a minimum one week notice. Note - One week notice may not apply for children absent on the initial screening date.  Directing Comprehensive Services Clerks to input data results in CLOUDS, preparing referrals as needed and providing follow-up until treatment is established and complete.  Communicating immediately with parent upon identification of screening concerns.  Coordinating with the Site Supervisor and parent to schedule and attend family meetings regarding sensory screenings.  Tracking referrals to physicians and providing ongoing assistance to clerks and parents until testing/treatment is established and the referral is complete.  Ensuring the completion of the health section of the Screening Results Form (CSB212) within 75 days of enrollment.  Completing vision and hearing screening certification courses as soon as possible after hire. The Site Supervisor is responsible for the following:  Obtaining a screening schedule from the Comprehensive Services Assistant Manager and providing a schedule for teaching staff.  Providing teaching staff with the screening preparation curriculum.  Monitoring the implementation of screening preparation in the classroom curriculum and on 2019-21 Policies and Procedures Section 2: Program Operations 87 2019-21 Policies and Procedures Section 2 – Program Operations the lesson plan.  Providing an appropriate screening area on site for the administration of screenings.  Designating teaching staff to accompany children to and from designated screening location.  Coordinating with Comprehensive Services Assistant Manager and parent to schedule and attend family meetings regarding screenings.  Ensuring the completion of the education section of the Screening Results Form (CSB212) within 75 days of enrollment. Teaching Staff is responsible for:  Implementing screening preparation curriculum in the classroom.  Including screening preparation on the lesson plan. Note – In an effort to complete all screenings within the 45-day deadline, it is important to include screening preparation into the lesson plan for the first week of school for part year programs and two weeks prior to July 1 for year round programs.  Providing flexibility with the classroom schedule to support Comprehensive Services in completing the screenings.  Introducing Comprehensive Services Staff to children on the screening day.  Assisting Comprehensive Services with gathering children to be screened, tracking children as they are removed from and re-enter the classroom and accompanying children to and from the screenings as directed by Site Supervisor.  Completing the educational areas of the Screening Results Form (CSB212) including the Behavioral Screening (ASQSE) and Cognitive and Language Screening (ASQ3) and signing in the designated area.  Assisting with the distribution of Screening Results Forms (CSB212) to parents. Comprehensive Services Clerks are responsible for:  Engaging parents in conversation about the importance of screenings.  Notifying parents of dates and screenings to take place through one-on-one conversation and by posting flyers on site, one week in advance of the screening days.  Reviewing reports of children to identify those that need to be screened.  Verifying consents for screenings on the Health History forms of those children to be screened.  Obtaining additional consents for screening to be administered by collaborative agencies as needed.  Obtaining documentation of Parent Refusal for Health Services (CSB298).  Obtaining equipment needed and setting up screening tools on site.  Introducing screening staff to the classroom teaching staff and allowing teaching staff the opportunity to introduce the screening staff to the children.  Encouraging teachers to assist in choosing the order in which the children will be screened. Note: those children unwilling to participate will be given future opportunities and parents and/or staff may be encouraged to accompany the child to complete needed screenings within the 45 -day deadline.  Partnering with teaching staff and Site Supervisors to accompany children to and from the classroom and the location of the screening administration.  Administering the vision and hearing screenings and, noting results on the Hearing and Vision Screening Tracking Form.  Cleaning up the equipment and leaving the area as it was found. 2019-21 Policies and Procedures Section 2: Program Operations 88 2019-21 Policies and Procedures Section 2 – Program Operations  Maintaining sensory screening results on the Hearing and Vision Screening Tracking form in a binder onsite.  Entering all screening data in CLOUDS and documenting screening results, re-screens and referrals.  Informing the Comprehensive Services Assistant Manager and Site Supervisor of those children in need of re-screening.  Administering re-screenings within two weeks of the initial screening and within 45 days of enrollment if the child did not pass or was unable to condition.  Preparing referrals to physicians and in CLOUDS for those children identified as needing further evaluation.  Contacting parents of children with referrals, offering resources for a medical/dental home/insurance and additional assistance as needed.  Completing the Screening Results Form (CSB212) and ensuring that teaching staff has completed the education section of the form prior to making a copy for the file and distributing the original to the parent in a confidential manner within 75 days of the child’s date of enrollment.  Providing ongoing assistance for referrals and resources until each referral is complete.  Completing vision and hearing screening certification courses as soon as possible after hire and prior to expiration of certification. Comprehensive Services Health Manager is responsible for:  Overseeing the monitoring of all sensory screenings, referrals and follow up.  Coordinating annual Vision/Hearing Screening Trainings with CHDP.  Attending family meetings for complex cases.  Registering Comprehensive Services Staff in need of vision/hearing training and certification as soon as possible after hire and prior to expiration of certification.  Coordinating screenings with collaborative agencies and notifying the Site Supervisor and Comprehensive Services Team of those screening dates and requirements. D. Exams, Follow-Up and Treatment Early medical/dental exams and other screenings enable parents and program staff to identify any concerns and respond in a timely manner. Whenever concerns are present the Comprehensive Services Team communicates with the parent immediately and works with the parent to obtain necessary follow- up services or treatment. Assistance is provided in the acquisition of equipment needed for medical/dental conditions and parents are educated regarding their child’s specific condition and needs.  Dental follow up/treatment includes preventive measures and further treatment as ordered by the dental professional.  Medical Treatment includes treatment of any condition as identified on the physical exam, other health documentation from a health professional or the IFSP/IEP.  Follow-up treatment for both medical and dental needs is tracked in the CLOUDS system using the referral feature and is referenced in the child’s confidential file. Where no resources exist in the community for follow-up and treatment, the program will pay for services as long as funds remain in the budget earmarked for this purpose. To access program funds, the 2019-21 Policies and Procedures Section 2: Program Operations 89 2019-21 Policies and Procedures Section 2 – Program Operations Comprehensive Services Team must document that all available resources have been exhausted and that program funds are being used as a last resort. This information, along with proof of need and the estimated cost for treatment, must be submitted to an Assistant Director for approval and submitted to the fiscal unit and the Bureau Director. The protocols for Referrals, Follow Up and Treatment are as follows: Comprehensive Services Clerk is responsible for:  Generating a referral in CLOUDS as soon as a need is identified, with attention given to selecting the appropriate Referral Reason, Service Area and Status.  Provide resources and referrals as needed.  Assisting in collecting documentation needed for the referral.  Entering related data into CLOUDS.  Supporting parents throughout the referral process.  Obtaining the Parent Refusal for Health Services (CS298) as needed. Comprehensive Services Assistant Managers are responsible for:  Monitoring CLOUDS reports and following up on referrals on a weekly basis.  Coordinating with the Site Supervisor and parent to schedule and attend family meetings.  Supporting families through the referral/family meeting process.  Ensuring the updating of the status of the referral as it changes.  Contacting the Comprehensive Services Manager for training or technical assistance as needed Comprehensive Services Health Manager is responsible for:  Providing training and technical assistance as needed.  Supporting families and staff through the family meeting process for complex referrals.  Providing reports and updates to the Assistant Directors as needed. Assistant Directors are responsible for:  Ensuring follow-up and corrective action plan completion. E. Children with Disabilities- Screenings, Family Meeting and Referral Procedures Early childhood experiences are known to shape the developmental outcomes for children. Trauma during the early years also affects long-term outcomes by impacting brain development, cognitive, physical, and social/emotional functioning. The Community Services Bureau has systems in place to mitigate these factors which include early screenings/assessments, family meetings and linkage with appropriate agencies to provide any/all necessary comprehensive services the child and family might need. Parents need to agree and provide a written consent (CSB501) prior to receiving referrals or linkages to any other agencies. Agencies closely working with the Community Services Bureau are: the Regional Center of the East Bay, the Contra Costa School Districts, the Contra Costa Children and Family 2019-21 Policies and Procedures Section 2: Program Operations 90 2019-21 Policies and Procedures Section 2 – Program Operations Services Bureau among others. 1. Screenings The Community Services Bureau is committed to early identification of children at risk of developmental delays in order to provide the necessary early intervention that will lead to a better future for the child. Prior to enrollment during the application period the child’s file might be flagged using the Red and Yellow Flag System to alert the staff of known or suspected concerns based on the completed health history by the parent. The health history briefly screens children for possible health, nutrition, and socio- emotional and developmental risks. Child’s Physical Exams/Baby Well Checkups provide a great source of information and they are submitted by the parents within 30 days of enrollment and thereafter as required by the EPSDT schedule. In addition, sensory and developmental screenings are provided to all enrolled children within 45 days of enrollment including children with an IEP/IFSP. Children determined to be in need of further evaluation/assessment based on screening results, staff observations, and/or parent observation are referred to the appropriate agency with parental consent. 2. Data Gathering, Family Meeting and Referral The Community Services Bureau staff follows the next steps when referring a child for a diagnostic assessment and early intervention to an outside agency. i.Data gathering by CSB staff prior to family meeting  The child’s file and the CLOUDS system are reviewed to identify other related concerns.  The developmental history taken at enrollment is reviewed. (It provides information regarding the child’s history of exceptional items not normally occurring, i.e., low birth weight, allergies, premature and/or post-mature, difficult birth, accidents, eating behaviors, meeting milestones and/or other concerns).  The medical records completed in the last 12 months are reviewed to identify health concerns or other relevant information given by the pediatrician.  The sensory/cognitive screening and assessment results are reviewed and verified to ensure further evaluation if necessary.  The Initial Home Visit form (CSB170) is reviewed to identify parent’s concerns.  The At Risk Referral Form (CSB622) is reviewed. CSB 622 form indicates that the child/family has as an open CFS case and is receiving Child Protective Services and childcare/development services are necessary component of the Child Protective Services Case Plan or the child/family has an At-Risk Case and is NOT receiving Child Protective Services, but is at risk of abuse, neglect or exploitation and childcare and development services are needed to reduce or eliminate the risk.  Teacher/Site Supervisor/Disabilities Comprehensive Services Disabilities Manger observes the child in the classroom and produces written documentation about child’s strengths and 2019-21 Policies and Procedures Section 2: Program Operations 91 2019-21 Policies and Procedures Section 2 – Program Operations challenges. ii.Family Meeting After gathering data, the site supervisor, teacher and CSAM review the strategies that will be presented to the parent in a family meeting. The Site Supervisor and/or CSAM invite the parent/s to a family meeting to be held at the parent’s convenient time and to identify if the parent will need an interpreter. The CSAM invites the additional team members in collaboration with the site supervisor. The family meeting team members include but are not limited to the class teacher, the Site Supervisor, the assistant manager, content area managers, the interpreter, any other family friend/relatives, the physical therapist, the occupational therapist, the speech/language therapist, CFS welfare social worker and any other professional involved with the child/family receiving services. The meeting is facilitated by the CSAM but can be led by other agency staff. The meeting is documented in the family meeting Form (CSB514) and/or directly entered in CLOUDS under “Disabilities-Family Meeting Information” attached to the Meeting/Event sign-in Sheet Form (CSB905). All participants are required to sign the CSB 905 form. These original forms will be placed in the child’s file under the Special Needs Section. The purpose of the meeting is to open communication relevant to the individual needs of the child, to provide strategies for the parent and to place necessary referrals to outside agencies for further evaluations. The family meeting is dismissed after identifying actions, roles and responsibilities for each member and scheduling a follow up meeting if necessary. iii.Referral The CSAM contacts the family for a follow-up within 30 and 60 days after submitting the referral to ensure proper evaluation meetings are in place, proper support is given to the parent in preparation of the diagnosis meeting, and ensure participation in the IEP/IFSP meeting. Additional family meeting will follow up as needed and/or as determined in the initial meeting. F. Parent Involvement in Health, Nutrition, and Mental Health Education  CHDP consultants train parents and staff on prevention of common childhood illnesses. (Contra Costa County Health Services) MediCal representatives provide education and information to parents and staff on MediCal application procedures and the Managed Care system.  Dental representatives train parents and staff on dental hygiene.  A Mental Health Consultant trains parents and staff on early prevention/intervention of children’s Severe Emotional Disorder, Behavior Disorders, and stress related behavior. G. Child and Family Mental Health Services 2019-21 Policies and Procedures Section 2: Program Operations 92 2019-21 Policies and Procedures Section 2 – Program Operations 1. Description The Community Services Bureau Mental Health Unit provides individual psychotherapeutic services to children enrolled in the Early Head Start and Head Start program. The staff provides individual and group consultation to parents and teaching staff on child abuse, parenting skills, parent advocacy, developmental and mental health issues impacting the 0-5 year-old population and their caregivers. The Mental Health Unit operates a comprehensive Master’s level Internship Program in collaboration with Contra Costa County Health Services Department, Mental Health Division on a year-round basis. The Contra Costa County Community Services Bureau program staff, partners with parents and mental health professionals, to identify mental health concerns of children and parents in the program. The task of the family meeting team is to:  Ensure parental consent for Mental Health Consultation is present  Ensure the delivery of appropriate mental health services in a timely manner  Assist in designing strategies to identify mental health concerns of children  Recommend appropriate placement and/or program modifications to meet the individual needs of children  Support and include parents in the decision making regarding mental health services for their child Goals of the Mental Health Unit  The goals of the prevention activities provided by the mental health unit address self- concept, building positive relationships among children, their peers and their caregivers; developing coping and problem solving skills, and stress management. 2. Mental Health Services The Mental Health Unit delivers the following services:  Prevention, early identification and intervention in problems that may interfere with a child’s development  Developmental/Social and Emotional Screening (ASQ3 and ASQSE)  Focus on early detection of concerns of caregivers, staff and children who may be in need of mental health services  Mental health assessment  Play Therapy (Individual Psychotherapy with children)  Family Support  Parent (Guardian) – Child Interaction Therapy  Staff Training on mainstreaming and social integration techniques  Parent Training on social, emotional and mental health development of children  Parent Training on positive child rearing techniques and stress management  Program evaluation and performance partnership review to ensure planning and delivery of excellent supports and services. 2019-21 Policies and Procedures Section 2: Program Operations 93 2019-21 Policies and Procedures Section 2 – Program Operations  Family Meeting  Crisis Intervention  Provide community resources to families  Child Abuse and Domestic Violence awareness The objectives of Mental Health treatment are to alleviate and resolve identified symptoms per a diagnosed mental health issue and medical necessity. The clinicians perform assessment and ongoing treatment based on a diagnosis by their licensed supervisor. The treatment is provided in accordance with the parent or legal guardian’s consent; parents or guardians are encouraged to be active participants in the treatment planning process as outlined by the Head Start Performance Standards. Services are individualized and are primarily provided at the preschool sites in dedicated play therapy rooms. The Clinical Team coordinates care of children, parents and families with other contracted and non-contracted county child and family service agencies while a child is enrolled in and transitioning out of Head Start. The hours of operation vary depending on the child’s school program and individual needs. The clinicians provide some services in the early morning or evening to accommodate caretakers’ work schedules. Additionally, all Mental Health staff is available via voicemail, and email through the Mental Health unit administrator. 3. Mental Health Referral Procedures i. Mental Health Recommendations Mental Health Staff collaborate with CSB health, disabilities, nutrition, and education colleagues and CFS to determine a child’s need for a diagnostic evaluation. Diagnostic evaluations are recommended for all children who present with symptomatic behavior indicating signs of severe stress, social, emotional, educational, developmental delays and/or physical concerns. A referral for mental health services can be requested by parents, teachers, Site Supervisors, Ed managers, CSAMs and clinicians. If recommendation is for referral to Mental Health services within Head Start/Early Head Start or other agency, the Education Staff or Comprehensive Services member will follow this protocol:  A child observation is not required if the parent initiates and asks for mental health services for her child and a referral will proceed immediately. “Ed manager may do observation on this child after the referral is submitted if s/he feels the reason for the referral may be due to teaching practice and/or classroom environment.”  If a teacher has a concern about a child’s behavior, she/he will inform the site supervisor. Site Supervisor must explore with teacher to ensure best practices including a Positive Guidance Plan (CSB 134B), if appropriate, has been implemented for the child before moving process with MH referral. Site Supervisor has 48 hours to inform CSAM, Ed Manager and Clinician whether MH referral is considered or not, and if not, a reason shall be given. 2019-21 Policies and Procedures Section 2: Program Operations 94 2019-21 Policies and Procedures Section 2 – Program Operations  Site Supervisor, Ed Manager or Clinician can provide the observation to help determine if referral to MH is needed. Once all observation is completed and MH referral is needed, CSAM will notify the family for a family meeting to move forward with MH referral.  Based on the agency identified for referral, the CSAM will explain in detail the requirements for their referral process, their timelines, and provide copies of the parent rights and responsibilities under IDEA to the parent. It is crucial that this portion be clear to the parent and an interpreter assist the parent with any clarification.  The parent is encouraged to sign the Child Referral and Parent Consents Form (CSB501), only after understanding the referral process and his/her parent rights under IDEA. The assistant manager assists the team by providing the copy CSB501 form to be signed.  For Mental Health referrals, the medical provider information is completed on the referral form and a copy of the child’s Medical card (if insured) is attached. When a child is on a Positive Guidance Policy Step Letter and has a Positive Guidance Plan, a copy of this plan, the child’s Ages and Stages Questionnaire – Social Emotional (ASQ-SE) and Development Screening (ASQ-3) is included with the referral.  The Child Referral and Parent Consents Form (CSB501), is reviewed to ensure the document is correctly filled out after acquiring parent signature. Additional signatures are obtained from the Site Supervisor, Education Manger, and the Comprehensive Services Assistant Manager. A copy of this form (CSB501), is given to the parent, one to the assistant manager to process the referral and the original is placed in the file.  The CSAM reviews the signed CSB501 and processes it immediately. Once verified referral receipt by phone with the appropriate School District, Early Intervention Agency, or Mental Health Unit, the assistant manager completes the Response to Referral Form (CSB502).  The original form (CSB502) is placed in the child’s file while the copy is given to the parent attached to additional relevant informational resources.  The CSAM opens a referral in CLOUDS and enters the referral notes in the “Disability Intervention Referral”, “Intervention Notification” and “Family Meeting Information” under the disability tab in CLOUDS. Copy of the family meeting (CSB514) or family meeting CLOUD’s print out form is placed in the child’s file.  Any clinician who provides the service for a child must share their strategies that are being used with the child’s teacher so the teacher can support the implementation of the strategies in the classroom for consistency.  A regular case meeting will occur monthly or bi-monthly depending on the need (case by case) with the site supervisor, child’s teacher, the clinician to follow through on the child’s progress and update. CSAM is responsible for:  Entering the referral in CLOUDS to include: o Entering the reason for the referral in the comment section o Entering the 'Parent Consent for Release of info' as "Received" and entering the date 2019-21 Policies and Procedures Section 2: Program Operations 95 2019-21 Policies and Procedures Section 2 – Program Operations that the parents signed the form o Entering the child's Medi Cal number in CLOUDS  Faxing referral with cover sheet to confidential fax at CSB Mental Health Unit at (510) 374-7023 and including the following documents: o Complete Referral Form o MediCal Card or other insurance documentation o Positive Guidance Policy Step Letter and Positive Guidance Plan if on file o ASQ-SE (as available)  Sending email or calling Mental Health Clerk to advise that referral is being faxed. Include the following information: o The child CLOUDS ID o If it is a high priority case and needs immediate attention, such as a CFS At-Risk referral, use the High Priority Flag on the email, and write in, “High Priority Case-Please process ASAP”. o Updating CLOUDS data entry Changing referral status from “New” to “In Process” o Changing the referral status in CLOUDS from “In Progress” to “On Going” when a clinician has been assigned  Adding extra notes under Case Notes as applicable  Scheduling family meeting as needed  Creating a new Referral in CLOUDS if there are no available case openings, the child is not eligible for Medical Services, or the parent declines services and an outside provider is available o CSAM will follow-up with the parent to see if they are receiving services. Update in CLOUDS Referral section and note when the child is actually receiving outside services o CSAM will continue to communicate with Site Supervisor and the Mental Health team regarding services or for support in providing referrals  If parent fails to obtain outside services, CSAM will assist in finding services and check back periodically with MH clerk to see if CSB MH has case openings and is able to serve the child, CSAM, updates CLOUDS to reflect status of referral (Complete, Parent Refused).  Notify Disability MH Manager, if services are going to be provided on site by an outside agency. o Obtain outside agency documentation and email copies to Disability MH Manager for review and service delivery approval.  Obtain signed parental consent to release child to intervention services. (CSB 505)  File proper related documents under the Special Need section of the child’s file. Mental Health Clerk is responsible for:  Verifying if the child qualifies for services  Entering Case Notes under CLOUDS referral, beginning with the date, and ending with her first initial and last name.  Confirming referral receipt by sending an email to CSAM and Site Supervisor. The referral will 2019-21 Policies and Procedures Section 2: Program Operations 96 2019-21 Policies and Procedures Section 2 – Program Operations be processed and assigned to a mental health clinician who will perform an assessment and provide ongoing services if the child symptomatic behaviors meet medical necessity for treatment.  Emailing the CSAM and Site Supervisor with child’s CLOUDS # with the child’s MediCal eligibility status and advising if services can be provided or if an outside referral is needed.  Entering in the Mental Health Section of CLOUDS “Facilitated Referral”  Sending an email to CSAM and CSB Site Supervisor to inform that the child’s case has been assigned to a clinician and when services will begin.  Entering the clinician assignment in the Mental Health section and Case Notes of CLOUDS  Emailing the CSAM and Site Supervisor when a referral is closed or returned.  Advising CSAM and Site Supervisor if there are no available case openings, the child is not eligible for Medical Services, or the parent declines services In this case a second family meeting may be held to communicate with parent/guardian, and to provide support/follow up, and/or additional resources, and/or recommend a referral for outside services if appropriate. Clinicians are responsible for:  Contacting the child’s parents to obtain informed consent and to start services  Consulting with CSAM to advise and/or coordinate first parent contact meeting as appropriate  Participating in family meetings as needed Mental Health Clerk will update CLOUDS in the Referral Section, change status of the original referral and select “Complete” from the drop down menu and provide a brief explanation in Observation Comments Section. ii. Mental Health Emergency/Crisis Referral Procedures If a CSB Site Supervisor and/or CSAM believe that a child is experiencing and/or responding to an emotional crisis or emergency in their life and need urgent mental health intervention, the following people in this order should be notified before making a referral:  Mental Health Clinical Supervisor East  Mental Health Clinical Supervisor West  Comprehensive Services Assistant Director  Comprehensive Services Disability/MH Manager  Cluster A Assistant Director  Cluster B Assistant Director The responding Mental Health Manager, Clinical Supervisor or Agency Manager will determine an appropriate intervention or course of action based on the level of crisis and an initial clinical assessment. If CSB Mental Health determines that the case needs specialized intervention that CSB cannot provide, the responding clinical supervisor/manager will assist site staff in the facilitation of an appropriate outside referral. If the CSB Mental Health team can provide treatment and the child is determined to be in crisis, a referral will be processed and treatment will be provided regardless of the child’s MediCal eligibility. 2019-21 Policies and Procedures Section 2: Program Operations 97 2019-21 Policies and Procedures Section 2 – Program Operations The referral should be rushed through the current procedure; MediCal eligibility and/or health insurance information can be checked after the referral is faxed to the mental health unit iii. Mental Health Professional Staff The Mental Health unit employs licensed Clinical Supervisors and unlicensed Master’s level staff working towards Marriage Family Therapist or Clinical Social Worker licensure and who are educated in children and families Mental Health. The staff strives to provide excellent early intervention to children and support services to parents that are designed to meet their specific needs. The Mental Health unit attempts to employ staff to accommodate the linguistic and cultural needs of a diverse Head Start population. The unit is supported by a senior clerk and a team of CSB Comprehensive Services Assistant Managers CSAMs. The CSAMs facilitate the family meeting that might lead to child referrals for play therapy services. To promote children’s mental wellness, CSB develops collaborative relationships with local mental health agencies for the purpose of securing ongoing prevention, intervention, consultation, and direct services to the program’s children and their families. iv. Mental Health Services & Special Education Services Sign-In Protocol: Mental Health and Special Education professionals must sign-in the visitor log at all CSB sites. Mental Health Clinicians and intervention professionals are responsible for:  Signing the Site visitor log at each site when visiting and providing services to a child or attending a meeting. Only sign name/agency and do not identify self as a Mental Health provider to ensure client confidentiality and comply with HIPAA regulations.  Adhering to appropriate classroom protocols when removing/returning child from/to classroom for play therapy services. Site Front Desk Staff is responsible for:  Ensuring that MH or other Early Intervention professional sign in the Site Visitor Log prior to providing services to the children on site. Outside agency providing services at CSB sites:  When an outside agency professional is going to provide services at a CSB site, the Disabilities- MH Comprehensive Services Manager must be informed immediately. Outside agency Professionals needs to be informed about Head Start and CSB Policies and Protocols prior to providing services at CSB sites.  Site Supervisor or CSAM must obtain the following documentation from the outside agency professional. o Copy of Parental Consent to Child Release to Early Intervention Services (CSB 505) 2019-21 Policies and Procedures Section 2: Program Operations 98 2019-21 Policies and Procedures Section 2 – Program Operations o Copy of Parent Consent to exchange information with CSB Staff (CSB 503) o Copy of Personal ID, work ID and Business card  These documents need to be filed under the Special Needs Section of the child’s file and copies submitted to the Disabilities-MH Comprehensive Services Manager for review and approval or service delivery. CSAMs are responsible for:  Informing Disability- MH Comprehensive Services Manager if an outside agency professional is going to provide services at a CSB site and professional’s contact information for review.  Collect copies of required consents and documents prior to allowing services delivered at CSB site.  Communicate Site Supervisor of new professional providing services on site and coordinate safe and appropriate space for delivery of services  Entering all Special Services in CLOUDS v. Policy Regarding Response to Legal Situations Description of CSB Policy Regarding Involvement in Custody Disputes by Treating Mental Health Clinical Staff:  If there is a custody dispute involving the child who is receiving Mental Health services from CSB’s Mental Health unit, it is the policy of this agency that the treating clinician or Mental Health Clinical Staff not get involved in such a custody dispute. This dispute may be between the parent and the system or between Social Services and the parent(s).  Mental Health Clinical Staff are discouraged from writing letter or reports in support of either side in such a dispute. The treating clinician will serve their client best by staying neutral in a custody dispute. Taking sides opens the door for the clinician to be asked to testify in a court of law and expose confidential client information.  If a parent (or Social Services) requests a written report about the child’s treatment, and after a Release form has been signed by the parent, a short treatment summary should be composed and – upon approval by the supervisor – mailed to the child’s parent ONLY. vi. Description of CSB Policy Regarding Subpoenas  Subpoena of Records: If a subpoena for records is served to the treating clinician, the clinician must attempt to have the child’s parent sign a release form permitting the release of a treatment summary. If such a release cannot be acquired, the clinician must claim the Psychotherapist/Patient privilege. The court will then have to override the privilege and request the records.  Subpoena to Appear in Person: If a subpoena to appear in person is served to the treating clinician, the clinician, upon consultation with his/her supervisor must also claim the Psychotherapist/Patient privilege. The clinician must not respond to or talk to any court 2019-21 Policies and Procedures Section 2: Program Operations 99 2019-21 Policies and Procedures Section 2 – Program Operations representative, serving officer, or lawyer for any party, without the special written permission of the child’s parent(s) (or Social Worker for Social Services). If a Mental Health Intern gets served with a subpoena, he/she should contact his/her supervisor immediately for a consultation. vii. On- Site Mental Health Consultation The Mental Health Clinical Supervisor and Comprehensive Services Assistant Managers facilitate and make referrals for psychological assessments for children having potential emotional or behavioral problems with written parental consent. The Mental Health Clinical Supervisor and Comprehensive Services Assistant Managers utilize the Directory of County Mental Health Providers to make referrals when appropriate and work with parents to obtain information on available school resources and services in the area of mental health, locating placement for individual children including securing psychological services. Parents and staff collaborate in the planning of all mental health and educational services. The Mental Health Supervisor, clinical staff and Comprehensive Services Assistant Managers advise the site supervisor and educational staff on integrating mental health activities into the curriculum. Mental Health clinical staff collaborates with site supervisor and classroom teachers to implement strategies and plans related to social emotional curriculum. Periodic observation of children’s behavior and classroom learning environment is performed. Family meetings are held to discuss the observations with education staff, parents and/or Comprehensive Services Managers. The Mental Health Clinical Supervisor and clinical staff provide workshops to staff and parents on topics relating to child mental health, such as childhood depression, management of difficult childhood behaviors, stress management, recognition of child abuse, increasing children’s self-esteem, and play therapy and positive parenting. Information is also provided to staff on identifying mental health needs, making mental health referrals and utilizing family meeting to facilitate a referral. The Mental Health Clinical Supervisor and clinical staff provide consultation at family meeting to discuss children who exhibit a typical behavior or emotional/behavioral needs. viii. Additional Mental Health Supports Staff and parent support group meetings are held to discuss child mental health parenting and caregiver issues and challenges. Family meetings are conducted a minimum of twice per year depending on the needs of the family. 2019-21 Policies and Procedures Section 2: Program Operations 100 2019-21 Policies and Procedures Section 2 – Program Operations H. Strategies for Behavior Management The teaching staff must utilize positive guidance techniques and developmentally appropriate practices in managing children’s behavior. Children respond differently to various intervention approaches, and have individual temperaments that staff must consider in behavior management. To help support positive guidance techniques, teachers will utilize the Early Childhood Teacher Self-Reflection Tool. Upon completion, teachers can continue to reflect on their own thoughts and teaching practices to support the classroom. In the fall, teachers will update and refresh their own self-reflection tool, as needed.  At CSB any form of discipline or punishment that violates a child’s personal rights is not permitted.  “Time out” for children is not accepted as a strategy for dealing with inappropriate behavior.  CSB will not expel or unenroll any child due to behavior. A temporary suspension may be implemented as a last resort in extraordinary situations. In such cases, CSB will provide the necessary resources to the family to assist the child in returning to full participation in the program.  Incidents that include challenging and/or unsafe behavior are: aggressiveness, defiance, unexpected extreme emotional outbursts, or other sudden changes in behavior. To support a positive behavior development, CSB implements the following strategies: STRATEGY A-Teaching staff implement best practices including CSB’s social-emotional curriculum for all children, Second Step. STRATEGY B-Create Positive Guidance Plan with parent and site staff during a family meeting. If behavior continues, review and update the Individualized Positive Guidance Plan with parent and site staff in an additional family meeting. STRATEGY C-When strategies A to B have not been successful; the Positive Guidance Policy Step Letter to Parents is implemented. Apply only when Strategies A and B have been implemented. 1. STRATEGY A-Implement Best Practices Challenging or unsafe behavior is discouraged. The following strategies reflect best practices for responding to inappropriate behavior:  Anticipate/eliminate potential problems  Evaluate and adjust he environment  Redirect child away from conflict or negative events to more positive activity  Offer choices to child  Assist child to learn logical and natural consequences of their actions  Encourage respect for the feelings/right of others  Encourage identification and healthy and socially acceptable ways to express emotion 2019-21 Policies and Procedures Section 2: Program Operations 101 2019-21 Policies and Procedures Section 2 – Program Operations  Encourage development of self-regulation and behavior control through positive reinforcement of prosocial behavior  Maintain open communication with children’s care givers Additional behavior management strategies include:  Let children know what is expected and why – Inform children what the rules are, and the reasons for these rules. Let children help create classroom rules.  Model and encourage expected behavior – Show children, with actions and words, what is expected. Praise children’s actions when appropriate.  Respect children’s developing capacities – Ensure that expectations match/respect children’s developing capacities.  Talk to children about their behavior on their level; listen and communicate caring concern about them as individuals.  Review the classroom rules with the children or with an individual child and explain that they are important to keep everyone safe.  Allow someone else to step in and help – If a teacher becomes frustrated, immediately ask another teacher/supervisor to help. (It is best to request another adult to take over until you can return to the classroom.)  Observe/record behavior - especially recurring behavior – to determine factors involved in the behavior. Maintain a positive/loving attitude – Keep your sense of humor, do not focus on the difficult behavior. View the behavior and responses as opportunities to help children grow/learn.  Discuss with children healthy ways to deal with anger, stress, and frustration.  Invite the Education Manager to do an observation of the classroom and provide feedback in an effort to support the teachers work.  Consider repeating a certain unit of the Second Step Curriculum that relates to the current concerns in the classroom.  If little or no progress is made within two weeks of implementing these best practices, proceed to Strategy B. However, if child demonstrates extreme, challenging or unsafe behavior, document outcome of the consultation with Education Manager in the child case notes section under the Positive Guidance category in CLOUDS. The education manager will assist in determining next steps. 2. STRATEGY B - Positive Guidance Plan When the above listed strategies are ineffective, the next step is for the Site Supervisor, with teacher support, to conduct a family meeting and develop an individualized Positive Guidance Plan (CSB134B). The Positive Guidance Plan, specifically areas 3 and 4 of the plan, will be created with the parent/family member during the family meeting. Steps include:  Prior to the family meeting, consult with all key stakeholders  Define the child’s strengths  Define the child’s challenging/unsafe behavior concerns  Partner with parent/caregiver through a mutual decision-making process to define how the family will be involved in guidance plan  Develop strategies to redirect the behavior that include a timeline for behavior change, 2019-21 Policies and Procedures Section 2: Program Operations 102 2019-21 Policies and Procedures Section 2 – Program Operations classroom strategies and family involvement plans  Develop strategies to reinforce the child’s positive behavior  Discuss other resources if necessary. For example: referral for mental health services, referral to school district or other local support for assessment and services  Set timelines for plan implementation and progress  If little or no progress is made within two to four weeks of implementing the Positive Guidance Plan, notify your Assistant Director and proceed to Strategy C, Positive Guidance Policy Step Letter to Parents. However, if child demonstrates extreme, challenging or unsafe behavior, document outcome of the consultation with Education Manager in the child case notes section under the Positive Guidance category in CLOUDS. The Education Manager will assist in determining next steps. 3. STRATEGY C- Positive Guidance Policy Step Letter In compliance with Section #101223 of the Licensing Code, and in support of children’s right to be treated with dignity and respect, the following covers our philosophy and methods for handling behavior of young children. Examples of incidents that include challenging and/or unsafe behavior are aggressiveness, defiance, unexpected extreme emotional outbursts, or other sudden changes in behavior. If a child continues to display inappropriate behavior and previous interventions (Strategies A and B) have proven ineffective, CSB staff will implement the following four step Positive Guidance Policy (After each step, staff and parents are required to sign that each step has occurred). Ensure that your Assistant Director is informed throughout the process: STEP 1: If the child continues to show challenging or unsafe behavior, the parent will receive an injury/incident report. The Site Supervisor will meet with parent during a family meeting to review the Injury/Incident report, review the Positive Guidance Plan that was previously created, offer resources as needed to help support your child at home and school. At the Family Meeting:  Review and sign Injury/Accident report if not done previously.  Review and sign step one of the Positive Guidance Policy Step Letter to Parents form (CSB521).  Review the previously created Positive Guidance Plan.  If not previously offered, provide parent resources and/or linkages to consultation.  Discuss if additional resources are needed. STEP 2: If the child continues to show challenging or unsafe behavior, the parent will receive an injury/incident report. The Site Supervisor will meet with parent for an additional family meeting to review the child’s Positive Guidance Plan and determine if changes or additional resources are needed. Referrals to a confidential consultation and support services will be offered. At the Family Meeting: 2019-21 Policies and Procedures Section 2: Program Operations 103 2019-21 Policies and Procedures Section 2 – Program Operations  Review and sign Injury/Accident report if not done previously.  Review and sign step two of the Positive Guidance Policy Step Letter to Parents form. (CSB521)  Review the previously created Positive Guidance Plan and provide resources and make adjustments as needed.  Offer parent linkage to confidential consultation and support services STEP 3: If the child continues to show challenging or unsafe behavior and the two previous steps are proving to be ineffective, the parent will receive an injury/incident report and additional strategies will be reviewed. Family support for the child in the classroom is now necessary. The Site Supervisor will immediately discuss the amount of family support needed during the day and how many days. An additional family meeting will be scheduled to discuss more permanent solutions. At the Family Meeting:  Review and sign the Injury/Accident report if not done previously.  Review and sign step three of the Positive Guidance Policy Step Letter to Parents (CSB521)  Discuss the family support in the classroom  Discuss more permanent solutions, if needed STEP 4: If the child continues to show challenging or unsafe behavior and the three previous steps are proving to be ineffective, the parent will receive an injury/incident report and a temporary suspension is necessary while additional supports are put in place. Educational materials will be given to the child to use at home during this time. CSB will support the family and child to return to the program as quickly as possible. Following the temporary suspension, and upon return to the classroom, an additional family meeting will be scheduled. Should the child continue to show challenging or unsafe behavior, CSB will support the family to transition to a program that better meets the child’s needs. The length of the temporary suspension will be determined by the Site Supervisor and Assistant Director. At the Family Meeting:  Discuss transitioning the child back into the classroom  Discuss the possible transition to program that better meets the child’s needs 4. Behavior Management Tracking  A running log is kept to strengthen the tracking ability by SS, AD, and CSB of each child's challenging behaviors and to ensure staff and children receive needed support timely. The log can be found on the Document Library under Education Documents and Resources.  SS maintains log daily as needed in addition to making detailed case notes in child’s file in CLOUDS.  SS analyzes the log regularly for trends and checks that a tiered approach to address challenging behaviors was followed in accordance with “Strategies for Behavior Management” protocols, and address accordingly.  SS submits the running log to their AD monthly with their monthly report. 2019-21 Policies and Procedures Section 2: Program Operations 104 2019-21 Policies and Procedures Section 2 – Program Operations  AD reviews logs monthly for trends and to ensure adherence with protocols, and submits log quarterly to Division Manager.  Division Manger reviews quarterly log for trends and ensure adherence with protocols, and submits log quarterly to Bureau Director. 5. Family Meeting i. Description Family Meeting is a collaborative process involving parents, CSB staff, and other professionals for the purpose of developing, implementing, coordinating, monitoring and evaluating available and/or required services to meet children and family’s needs. Open communication and promotion of the family and child’s strengths are key elements to the Family Meeting process and essential to quality outcomes. Family Meetings are not specific to support only children with disabilities or with social emotional behaviors but as comprehensive way of communicating with families as needs or concerns arise. These meetings are conducted to exchange information and to mutually develop the most appropriate action plan to support the family and the child. These plans may include, but are not limited to, development of a Strength Building-Family Partnership Agreement (SB-FPA) with the parent(s), home visits, referrals to outside agencies or professionals, requests for additional information from outside agencies or professionals, and classroom placement decisions or modifications. ii. Family Meeting Purpose Family Meeting at CSB is strengths-based; enhances access to care and improves the continuity and efficiency of services. Depending on the specific setting and location, Comprehensive Services Managers are responsible for a variety of tasks, ranging from linking clients to services to providing the services themselves. Other core functions include outreach to engage clients in services, assess individual’s needs, and arrange requisite support services (such as housing, benefit programs, job training, and advocating for parents rights and entitlements). Family meetings can be called any time the need arises. However, to provide continuity of care to children receiving MH or disability interventions services, family meetings are conducted as a minimum twice a year. iii. Family Meeting Facilitator Role A family meeting facilitator serves as a liaison between the family and the service providers (other professional services including classroom staff. The case manager could meet with parents individually or as a multidisciplinary team; often at their respective sites, via telephone, or even in a casual environment, all for the purpose of enhancing communication between the present parties. Family Meetings are best offered in a climate that allows direct communication between the family meeting facilitator, the parent, and appropriate program staff in order to optimize the outcome for all concerned. These meetings are always facilitated in a manner that is sensitive to the parent, child and family’s needs, allowing the parent maximum opportunity for expression of their concerns, and help the parent develop advocacy skills. All concerns, agreements and process of the meeting are documented in 2019-21 Policies and Procedures Section 2: Program Operations 105 2019-21 Policies and Procedures Section 2 – Program Operations the Family Meeting Report (CSB514). At the end of the family meeting, necessary and appropriate resources are provided, as well as a copy of meeting decisions such as “Actions and Responsibilities” that parents and staff will implement to support the child. To support monolingual families, efforts are made to provide a prompt written interpretation of meeting Actions and Responsibilities. Family meeting facilitators are knowledgeable about a variety of community services providers and are able to identify those providers and facilities that can best serve the family’s needs throughout the continuum of services, while ensuring that available resources are being used in a timely and effective manner for families. For example, parents in need of health-related support and services receive assistance in navigating the healthcare system and working with other outside agencies. I. Family Meeting Team Members It is essential not to overwhelm parents by inviting too many individuals to the meeting or having too many agenda items to discuss. Many issues being discussed at these meetings are complicated and can be emotionally difficult for parents. It is important to encourage the parent to bring an advocate if they feel it will help them better understand the information being discussed, or make important decisions. While starting the meeting, it is recommended to explain the meeting purpose and go over staff introductions including their roles and responsibilities, in an effort for the family to meet the staff and understand their roles. 1. The Family Meeting Team may include:  Parent/s  Teachers  Site Supervisors  Education Manager  Disabilities Manager  Mental Health Supervisor/Clinician  Content Area Managers  Comprehensive Services Assistant Manager  Other community professionals such as a Pediatric Nurse, Psychologist, Speech Therapist, Resource Specialist, CFS Child Welfare/Social Worker, Public Health Nurse, Special Education Teacher, and/or Mental Health professional 2. Family Meeting Team Responsibilities as applicable to each meeting:  Review staff introductions and purpose of the meeting  To respect the civil rights of the parents, children and families involved.  To provide a confidential and safe place for the child/family information to be discussed.  To ensure that the child/family’s private information is protected and managed in accordance with all state and federal laws.  To review and discuss assessment, evaluation results, placement and outcomes for children.  Review and discuss appropriate placement or action to be taken. 2019-21 Policies and Procedures Section 2: Program Operations 106 2019-21 Policies and Procedures Section 2 – Program Operations  Establish time lines and types of service delivery.  Develop and implement Strength Building-Family Partnership Agreements with parents.  Meet on an ongoing basis to review and discuss progress of child.  Review and evaluate Individualized Positive Guidance Plan.  Ensure that a family-focused approach is taken to ensure service delivery  Develop and implementing transition plans for children.  Ensure that strengths of children and families are encouraged and considered in identifying expected outcomes for children.  Ensure that family priorities, concerns, and resources are recognized and are part of the Strength Building-Family Partnership Agreement.  Ensure that Actions and responsibilities are well documented and shared with the family. 3. Family Meeting process:  Concerns are reported to the Site Supervisor  Prior to the family meeting the Site Supervisors and teachers review the child’s information in CLOUDS and file. Notes will be taken but will not be limited to health, dental, nutrition, screening results, disabilities, mental health, family services and parent involvement. All confidential mental health or other health records are stored in accordance with HIPAA.  After files have been reviewed and the Site Supervisor considers the need for Family Meeting, the SS will inform the Comprehensive Services unit about the concerns.  The Comprehensive Services Assistant Managers with the support of the SS arranges for a family meeting with the families to address concerns.  Meeting team participation and meeting notes will be documented on CSB905 and CSB 514  Meeting decisions such as actions and responsibilities will be shared so parent and staff will implement the items for follow up. 4. Referral for Inappropriate Behavior: If a teacher is concerned about a child’s consistent display of inappropriate behavior, the Site Supervisor should be informed. The Site Supervisor, teaching staff, and Education Manager will observe the child in the classroom and complete documentation on their observations for use at a Family Meeting. A Family Meeting Team meeting must be scheduled to plan strategies on how to effectively meet the child’s needs. 5. The Site Supervisor is responsible for:  Requesting assistance from Education Managers to observe the classroom.  Reviewing classroom observations and Individualized Positive Guidance Plan with the teaching staff prior to a Family Meeting Team.  Discussing strategies/intervention techniques with teaching staff prior to the Family Meeting Team. 2019-21 Policies and Procedures Section 2: Program Operations 107 2019-21 Policies and Procedures Section 2 – Program Operations  Coordinating meeting with Comprehensive Services staff so key stakeholders could attend (CSB staff as well as any other professional involved with the child/family).  During the Family Meeting, discuss intervention techniques and strategies to support the child’s positive behavior. As needed, recommend mental health consultation/referral or referral for further evaluations under Local Education Areas LEAs.  Support the team following the Family Meeting agreements. 6. If Applicable, the Nutritionist and Health Services Manager are responsible for: • Gathering relevant information before the meeting. • Writing nutritional plans for children and families 7. The Comprehensive Services Manager/Assistant Manager will be responsible for: Gathering relevant information before the meeting: Inviting all applicable parties or individual advocates working on behalf of or providing services for child/parent (with parent consent), including but not limited to legal guardian, CFS Worker, Speech/language Therapist, Occupation Therapist, and Mental Health Therapist.  Coordinating and gathering relevant information before the meeting. Including file review and classroom observations. o Creating an agenda to provide to all participants and keeping the meeting on time/track and have all participants sign-in. o Facilitating the meeting by supporting positive outcomes, facilitating referral as needed, sharing next step including roles and responsibility of the participants. o Keeping meeting documentation on child’s file: Meeting Signing Sheet (CSB-905), Family Meeting (CSB 514) and if applicable consent for referrals (CSB 501). o Schedule a follow up meeting if needed to track team meeting agreement progress. J. Child Abuse Reporting Policies 1. All CSB and Delegates Agencies will adhere to the following policies: Children who are identified by Child family Services (CFS) as at-risk will be given the highest priority for intervention and placement in the school program; and make every effort to retain abused and neglected children and/or admit allegedly abused and neglected children referred by Child Protective Services (if the families are income-eligible)  CSB and Delegates agencies will maintain secure and confidential records regarding child abuse and neglect in accordance with state laws and Head Start Performance Standards.  All CSB, Sub-contractors, and Delegate Agency staff must adhere to Mandated Reporters Law- Child Abuse and Neglect Reporting Act as delineated under the Penal Code Section 11164- 11174.3 2. Child Abuse and Neglect Reporting Act- Penal Code Section 11164-11174.3 (Amended 2019-21 Policies and Procedures Section 2: Program Operations 108 2019-21 Policies and Procedures Section 2 – Program Operations Effective January 1, 2016.) 11164. (b) “The intent and purpose of this article is to protect children from abuse and neglect” and “to prevent psychological harm to the child victim”. 11164. As used in this article “child” means a person under the age of 18 years. 11165.2 -11165.6 These articles include all instances of child abuse such as: neglect, physical, sexual and emotional abuse. 11166. (a) a mandated reporter shall make a report to an agency specified in Section 11165.9, whenever the mandated reporter, in his or her professional capacity or within the scope of his or her employment, has knowledge of or observes a child whom the mandated reporter knows or reasonably suspects has been the victim of child abuse or neglect. The mandated reporter shall make an initial report by telephone to the agency immediately or as soon as is practicably possible, and shall prepare and send, fax, or electronically transmit a written follow up report within 36 hours of receiving the information concerning the incident. In compliance with penal code 11165.9 CSB, Sub-contractors and Delegate agency staff report reasonable suspect of abuse to the county Welfare department. 11166. (1) For purposes of this article, “reasonable suspicion” means that it is objectively reasonable for a person to entertain a suspicion. “Reasonable suspicion” does not require certainty that child abuse or neglect has occurred nor does it require a specific medical indication of child abuse or neglect; any “reasonable suspicion” is sufficient. 11166. (2) The agency shall be notified and a report shall be prepared and sent, faxed, or electronically transmitted even if the child has expired, regardless of whether or not the possible abuse was a factor contributing to the death, and even if suspected child abuse was discovered during an autopsy. 11166. (c) A mandated reporter who fails to report an incident of known or reasonably suspected child abuse or neglect as required by this section is guilty of a misdemeanor punishable by up to six months confinement in a county jail or by a fine of one thousand dollars ($1,000) or by both that imprisonment and fine. 11166. (h) When two or more persons, who are required to report, jointly have knowledge of a known or suspected instance of child abuse or neglect, and when there is agreement among them, the telephone report may be made by a member of the team selected by mutual agreement and a single report may be made and signed by the selected member of the reporting team. Any member who has knowledge that the member designated to report has failed to do so shall thereafter make the report. 11166. (i) (1) The reporting duties under this section are individual, and no supervisor or administrator may impede or inhibit the reporting duties, and no person making a report shall be subject to any sanction for making the report. However, internal procedures to facilitate reporting and apprise supervisors and administrators of reports may be established provided that they are not inconsistent with this article. 11166.01 Subdivision (c) of Section 11166, any mandated reporter who willfully fails to report abuse or neglect, or any person who impedes or inhibits a report of abuse or neglect, in violation of this article, where that abuse or neglect results in death or great bodily injury, shall be punished by not more than one year in a county jail, by a fine of not more than five thousand dollars ($5,000), or by both that fine and imprisonment. *(Amended. Effective January 1, 2007.) 3. Procedures for Reporting Suspected child Abuse i. CSB staff in all divisions MUST report suspected child abuse or neglect IF: 2019-21 Policies and Procedures Section 2: Program Operations 109 2019-21 Policies and Procedures Section 2 – Program Operations  They have knowledge of it, or  They have observed it, or  They have reasonable suspicion of its occurrence or  They receive second-hand information of the suspected abuse ii. The report must be made as soon as the suspected abuse is noticed. Report of child abuse takes priority over other matters. In Contra Costa County, it is the responsibility of the local Welfare Department and the police to assess whether or not abuse has occurred. iii. CSB staff is encouraged to consult with their immediate supervisor for guidance and support prior to reporting. Staff may also call the Mental Health Unit for additional support at the following number: 925-890-7540 or 925-305-3564. However, reporting duties under this section are individual and no supervisor or administrator may impede or inhibit such reporting duties and no person reporting shall be subject to any sanction for making such report. iv. For the purposes of reporting, staff is encouraged to review the child’s file and data entered in CLOUDS. Particular attention should be made to Health History, physical exam, and Strength Building-Family Partnership Agreement (to become familiar with any details that may provide further explanation for the incident prompting suspicion of abuse or neglect). v. Reporting suspect of child abuse:  In accordance with mandated reporting responsibilities and laws call: Contra Costa Children & Family (Protective) Services Hotline Numbers Hot Line (24 hours) 877-881-1116 West 510-374-3324 Central 925-646-1680 East 925-427-8311  Complete a “Suspected Child Abuse Report” (CSB-510 or Form STAR SS 8572) within 36 hours after the report was made. The Person Making the report must sign the written report and provide the report to their site supervisor for filing.  Mail or Fax the completed report (CSB 510 or Form STAR SS 8572) to: Children and Family Services 400 Ellinwood Way Concord, Ca 94523 Fax: 925-602-6981 Site Supervisor is responsible for:  Maintaining and storing all CFS reports in a locked confidential file, which is separate from the child’s cumulative/educational file.  Communicating with cluster AD and completing an Unusual Incident 2019-21 Policies and Procedures Section 2: Program Operations 110 2019-21 Policies and Procedures Section 2 – Program Operations Report to Community Care Licensing within 24 hours of the initial CFS call. vi. Feedback to Reporter:  A CFS investigation will be open. CSB staff is encouraged to participate in the process.  After investigation is completed, the CFS will inform the mandated report of the result of the investigation. At the end, the reporting person’s name will be kept confidential. Unless, legal actions are taken when the name will be revealed and the person might be called as a witness. vii. CSB Mental Health staff is responsible for:  Informing and consulting with their clinical supervisor.  Providing a copy of the CFS report to the Mental Health Clerk and filing a report in the child’s mental health file.  Actively collaborating with Children and Family Services to coordinate delivery of necessary services to children and families to support family preservation, reunification and child/family mental health. viii. The Comprehensive Services Managers, Health, Disabilities-Mental Health and Family Engagement will coordinate activities regarding the issues of child abuse/neglect. Their responsibilities are to:  Provide training and consultation for staff and parents regarding identification/reporting of child abuse. The purpose of this training will be to educate participants that the abusing parents or caretakers need help and support - not punishment.  Provide support and educational services to parents as a preventive measure to reduce the likelihood of an additional abuse/neglect occurrence.  Provide training to parents and staff yearly on the significant aspects of abuse/neglect. Comprehensive Services Disabilities/Mental Health Manager will maintain documentation of such training.  Establish liaison with Child Protective Services (which has legal responsibility for receiving reports of abuse and neglect).  Collaborate with Human Resources to ensure that program staff is properly informed/trained on procedures for identifying/reporting suspected child abuse and neglect.  Collaborate with Human Resources to ensure there is a signed document in each CSB program personnel file acknowledging that the person has been trained regarding child abuse and neglect.  Ensure that information/training is provided for parents and staff on the legal requirements regarding reporting of abuse/neglect.  Provide written explanation of the legal requirements of reporting (given to every parent when he/she enrolls in the program). Obtain a signed acknowledgment from the parent that he/she has received and understands 2019-21 Policies and Procedures Section 2: Program Operations 111 2019-21 Policies and Procedures Section 2 – Program Operations the information. (CSB-360)  Review annually child abuse reporting laws and update all employees on new requirements. Obtain signed Acknowledgement of review from each staff. (CSB- 508 )  Ensure that parents are provided ongoing educational opportunities to learn about positive parenting and child abuse prevention techniques. Sub Part II. Child Nutrition A. General Description-Identifying Children’s Needs A comprehensive system of services are implemented to help prevent health problems and intervene promptly when they exist. Comprehensive services are responsible for identifying cases for nutrition referral, follow-up and arranging family meetings. B. Nutrition Referral 1. Comprehensive Services Assistant Managers and Clerks perform the following: • Review medical records, health histories and growth assessments. • Identify nutrition risks following the guidelines listed below in the table. • Initiate nutrition referral in CLOUDS. • Update existing referrals in CLOUDS. • Use the “What To Say and What To Do” protocol (see CSB Resource Center > Document Library > Comprehensive Services Documents and Training Resources > Nutrition) based on the specific nutrition risk when speaking with parents. • Complete WIC/Food Stamp screening form with parent, and provide other nutrition resources as appropriate (weight, iron-rich foods, picky eater, lead poisoning, and other areas of concern). • Encourage parents to attend nutrition presentations, such as at parent meetings. • Document in CLOUDS all actions/services provided to parent. • Initial and date all documentation. 2. Guidelines for Identification of Nutritional Risk: i. Iron Deficiency Anemia – Criteria Criteria for Providing Nutrition Information to Child’s Parent Age / Years Sex Hgb Hct 0 to 5 Both 11.0 – 11.5 33.0 – 34.0 Criteria for Initiating Nutrition Referral and MD Referral Age / Years Sex Hgb Hct 0 to 5 Both 10.9 or less 32.9 or less ii. Diabetes 2019-21 Policies and Procedures Section 2: Program Operations 112 2019-21 Policies and Procedures Section 2 – Program Operations  If child has been diagnosed with diabetes, obtain “Child Diabetes Care Plan” from child’s MD.  If child requires blood glucose testing or glucagon for emergency life saving measure, Community Care Licensing requirements must be met prior to enrollment. iii. Underweight Input child’s height and weight under Growth Assessment in CLOUDS to determine nutritional status. Refer any childr with considerable underweight status. If child’s status is slightly underweight and there is a family history of small stature, a nutrition referral should not be made. If CLOUDS triggers an automatic referral, click “no referral needed,” and explain why under comments, unless there are additional concerns such as:  Failure to thrive  Developmental disabilities  Anemia For infants, initiate nutrition referral if following values are determined after plotting on the growth chart:  Weight-for-age < 3-5%  Weight-for-length < 5%  Head circumference < 5% iv. Overweight & Obese To effectively manage children’s nutritional concerns follow-up must be monitored through resolution of the problem. Assigned staff is responsible for the following.  Comprehensive Services Clerks: o Hand out resources and enter resource titles in CLOUDS o Follow steps as indicated on the “What To Say and What To Do” protocol (see CSB Resource Center > Document Library > Comprehensive Services Documents and Training Resources > Nutrition).  Comprehensive Services Assistant Managers: o Monitor to make sure follow-up is completed.  Site Supervisor and Partner Agency Staff: o Obtain updated list of Overweight and Obese children fromComprehensive Services Clerks.  Teachers: o Model correct portion sizes of food for children, i.e., teachers do not serve themselves adult sized portions. o Monitor children's food consumption during meal time and assist children in making healthier choices if needed. o If a child is extremely underweight or obese, staff will follow policies and 2019-21 Policies and Procedures Section 2: Program Operations 113 2019-21 Policies and Procedures Section 2 – Program Operations procedures related to reporting suspected child abuse and neglect. Nutrition Manager and Health Services Managers are available for consultation as needed. v. Picky Eaters When picky eaters are identified, Comprehensive Services Assistant Managers and/or Clerks are responsible for providing the nutrition handout to parents, and for documenting actions and parent conversations in CLOUDS in the comment section under Health History. No referral is needed. However, if child is identified as a picky eater and there is another nutrition issue then a referral is needed.  Comprehensive Services Clerks: Inform CSAM that a family meeting is needed due to child being a picky eater and having another nutrition issue such as obesity, overweight, or anemia.  Comprehensive Services Assistant Manager: Schedules family meeting with Nutrition Manager and any other managers who may be needed.  Site Supervisors: Inform CSAM so that a family meeting may be called, once site supervisor is aware that child is a picky eater and has another nutrition issue such as obesity, overweight or anemia.  Teachers: Inform Site Supervisor, Comprehensive Services clerks or CSAMs. vi. Tube Feeding If child requires gastrostomy-tube care Community Care Licensing requirements must be met prior to enrollment. A family meeting takes place prior to Community Care Licensing notification and prior to enrollment into a CSB program. vii. Special Meals and/or Accommodations If dietary modifications are indicated based on a child’s medical or special dietary needs and/or religious/personal/cultural belief, the Nutrition Manager will modify or supplement the child’s diet on a case-by-case basis, in consultation with parents and the child’s medical provider. viii. CSB is a Peanut-Free Program Each CSB center is designated a Peanut-Free Zone. CSB does not serve foods that contain peanuts due to their increasing health risk for young children. Peanuts are currently the leading food-related cause of severe life-threatening allergic reactions. ix. Food Allergies and Special Diets When food allergies and special diets are identified, the following will apply to Comprehensive Services Assistant Managers, Clerks, Site Supervisors, and Site-Based Clerks: 2019-21 Policies and Procedures Section 2: Program Operations 114 2019-21 Policies and Procedures Section 2 – Program Operations  Identify food allergy/intolerance or need for special diet if any.  Immediately give parent a “Medical Statement to Request Special Meals and/or Accommodations” (CSB401). This form is to be used only for food allergies and/or intolerances, and is not complete without the designated healthcare provider’s signature. o Use "Request for Special Meals Due to Cultural, Religious, and/or Personal Beliefs" form for non-medical special diets (CSB403). This form is not to be used for personal food preferences. o Submit completed forms to Nutrition Office two business days prior to child’s first day. Original to be kept in child’s file, with a copy sent to Nutrition Office. o All parties will communicate directly with others involved to keep them informed 3. Schedule family meeting before child starts in the program if food allergy is life-threatening or if several different food items are restricted so that meal pattern becomes unbalanced. Site Supervisor or assigned staff must:  Check latest meal modification to confirm accuracy.  Post meal modification weekly in each centers kitchen and classrooms, with names covered for privacy.  Review meal modifications and address any questions to the Nutrition Office.  Immediately inform the Nutrition Office when children who need meals modified have left the program or have moved to another classroom. Teaching staff must:  Check latest meal modification daily to confirm accurate food preparation and delivery. Comprehensive Services Assistant Manager must:  Write family meeting case notes in CLOUDS so that all relevant parties will be informed. Nutrition Clerk is responsible for:  Adding and maintaining each center’s records of children in the Food Allergy or Food Restriction List.  Forwarding copy of list to center.  Updating list as information is received from Site Supervisor or Comprehensive Services for children who are enrolled or dropped from program.  Updating and keeping Meal Modifications on file.  Sends out weekly Meal Modifications to centers. The Nutrition Manager is responsible for making any food modifications/substitutions. When a recommended food item is not available:  The Nutrition Manager will be immediately notified by FS Worker III, Food Operations Supervisor, or AD. The Nutrition Manager will provide an alternate food substitute. 2019-21 Policies and Procedures Section 2: Program Operations 115 2019-21 Policies and Procedures Section 2 – Program Operations  If the Nutrition Manager is not available, the Food Operations Supervisor will check past meal modifications to determine appropriate substitution. The Food Operations Supervisor will inform kitchen staff of change.  The Food Operations Supervisor will also inform the Nutrition Manager when substitutions have been made.  If the Food Operations Supervisor is also not available, the Supervising AD will check past meal modifications to determine appropriate substitution. The Supervising AD will then inform kitchen staff of change.  The Supervising AD will also inform the Food Operations Supervisor and Nutrition Manager when substitutions have been made.  The Nutrition Office will inform Site Supervisor or assigned staff of food substitutes.  Kitchen staff is not to make any substitutions without approval from Nutrition Manager, Food Operations Supervisor, or Supervising AD. Heights and Weights: As part of nutrition screening, heights and weights must be taken regularly by designated staff to determine the nutritional status of each child. The Child’s Teacher is responsible for:  Taking heights and weights every March and November of all preschool children currently enrolled.  Following height and weight protocol when filling out Height & Weight Log (CSB430).  Using Height & Weight Log to monitor and ensure healthy growth of all children.  Comprehensive Services Clerks are responsible for: o Taking heights and weights of all newly enrolled preschool children within their first 30 days of enrollment. o Promptly recording heights and weights in CLOUDS from the Height & Weight Log completed by the teachers. o Returning Height & Weight Log to Site Supervisors for grantee and Site Directors for the partners. o Plotting Early Head Start length-for-age, weight-for-age, and head circumference-for-age on growth chart whenever information is available on well baby exam based on periodicity schedule. C. Child Adult Care Food Program (CACFP) 1. General Description To ensure our participation in the USDA Child Nutrition Program, the following must be accomplished by assigned staff:  The Food Operations Supervisor (or designee) will be a second eye in checking to ensure accuracy after receiving original enrollment rosters from site supervisor (or designee). The Nutrition Clerk or designee is responsible for: 2019-21 Policies and Procedures Section 2: Program Operations 116 2019-21 Policies and Procedures Section 2 – Program Operations  Verifying in CLOUDS that the current enrollment rosters are correct. The clerk will send the enrollment roster to site supervisors for verification. The Site Supervisor or designee is responsible for ensuring enrollment totals are correctly calculated and entered into the claim for reimbursement:  Completing CACFP form (s) before child attends school, or upon enrollment.  Completing CACFP enrollment document.  Filling in days and hours child attends and types of meals served to child while in attendance.  Ensuring enrollment document is signed and dated by the parent.  Parent’s completion of Meal Benefit form for child(ren) being enrolled, and for signing Meal Benefit form.  Determining eligibility using current eligibility guidelines.  Collecting enrollment document and meal benefit form from July 1st to October 31st.  Sending CACFP form (s) and CACFP enrollment document to the Nutrition Office.  Checking the enrollment roster to make sure the correct entry of names and numbers of children are on the list, i.e., the names and numbers of the children currently enrolled has been certified. o Sending checked enrollment roster to the Nutrition Clerk by the expected due date.  Completing Enrollment Eligibility Roster each month, which includes: o Listing new children for the current month. o Determining whether child is free, reduced or base. o Marking whether child is in Head Start. o Listing child’s certification date. o Listing children who have dropped for the current month and the drop dates. o Sending monthly Enrollment Eligibility Roster to Nutrition Office by the 5th of each month. 2. Nondiscrimination in Child Adult Care Food Program Services Community Services Bureau Head Start will comply with Title VI and Title VII of the Civil Right s Act of 1964. Title XI of the Educational Amendments of 1972, Title II of the Americans with Disabilities Act of 1990 and Section 504 of the Rehabilitation Act of 1973. Each center will prominently display the And Justice for All poster. Staff will receive annual training on Civil Rights requirements and on handling Civil Rights Complaints. Nutrition Office will monitor and oversee training. The most current version of the nondiscrimination statement will be used on all CSB forms of communication made available to the public regarding program availability, except for menus. The appropriate nondiscrimination statement is to be used and it must be prominently displayed on the document and be the same text size. 2019-21 Policies and Procedures Section 2: Program Operations 117 2019-21 Policies and Procedures Section 2 – Program Operations The short statement “This institution is an equal opportunity provider.” can be used on flyers, posters, or documents that are one page by nature, in a font size no smaller than the text size. D. Child Adult Care Food Program (CACFP) Monitoring To ensure compliance and meet CACFP requirements, all grantee sites must be monitored three times a year. Nutrition Manager's responsibility:  Unannounced monitoring of mealtimes.  Conducting CACFP Facility Reviews at each center three times per academic year.  Using CACFP Centers Facility Review form (see Form CSB440).  Reporting findings to Site Supervisor or designee immediately after monitoring.  Sending findings to the Assistant Directors.  Filing CACFP Center Monitoring Review Report form at Nutrition Office.  Following up to confirm completion of corrective action within 60 days of findings.  Completing CACFP 5-day reconciliation to ensure accuracy of meal claims by each site. Site Supervisors responsibility:  Implementing corrective actions and/or responding to monitoring report within 2 weeks.  Sending the Nutrition Manger documentation of the corrective action plan and date of completion, e.g. Individual/Small Group Conference form or agenda and sign-in sheet for verification of corrective action completion.  Writing corrective action plan based on recent findings. Sub Part III. Child Health and Safety A. Daily Health Inspection The teacher is mandated by Community Care Licensing to perform a daily health check of each child. The daily health check is performed when greeting the child and parent as they arrive. Parents are requested to remain present while the teacher performs this assessment. The Daily Health Inspection is a head-to- toe check of emotional and physical well-being. This is an effective tool to develop a baseline of what is normal for each child. This exercise helps the teaching staff reduce the spread of illness and establish rapport with the child and parent each day. It is important that this health check be conducted in the form of a greeting and that no invasive inspection, such as lifting clothing, or discussing findings out loud in front of others, should take place. For preschool classrooms, teaching staff will complete in CLOUDS use the Daily Health Check log (CSB230) to document completion of the Health Check for each child in attendance. For infants, the daily health inspection includes a diaper change and is documented on the Daily Communication Form (CSB155). Teachers must also observe the child throughout the day. To complete a daily health inspection, the teacher will do the following: 1. Listen: Greet the child and parent. 2019-21 Policies and Procedures Section 2: Program Operations 118 2019-21 Policies and Procedures Section 2 – Program Operations  Ask child the following question: “How are you today?”  Ask parent the following questions: “How’s (name of child)?” 2. “Was there anything different last night?” 3. “How did he/she sleep?” 4. Listen to what the child and parent tell you about how the child is feeling. If the child can talk, is he/she complaining of anything? Is he/she hoarse or wheezing? 5. Look: Get down to the child’s level so you can see him/her clearly. Observe signs of health or illness:  General appearance (e.g., comfort, mood, behavior, and activity level)  Is the child’s behavior unusual for this time of day?  Is the child clinging to the parent, acting cranky, crying, or fussing?  Does he/she appear listless, in pain, or have difficulty moving?  Is the child coughing, breathing fast, or having difficulty breathing?  Does the child look pale or flushed?  Do you see a rash, sores, swelling, or bruising?  Is the child scratching his/her skin or scalp?  Do the child’s eyes look red, crusty, goopy, or watery?  Is there a runny nose?  Is he/she pulling at his ears?  Are there mouth sores, excessive drooling, or difficulty swallowing? 6. Feel: Gently run the back of your hand over the child’s cheek, forehead, or neck.  Does the child feel unusually warm, or cold and clammy?  Does the skin feel bumpy? 7. Smell: Be aware of unusual odors.  Does the child’s breath smell foul or fruity?  Is there an unusual or foul smell to the child’s stools?  Pay particular attention to a child who has been absent or exposed to contagious disease. After doing the health check, teacher must now use findings to determine if the child looks healthy or sick. Use this chart to identify signs of health and illness: Looking Healthy Looking Sick General Appearance Comfortable Cheerful, responsive Active, playing Behavior appropriate for child and time of day Excessive crying, clinginess, fussiness Doubled over in pain, unable to move Listless, lethargic, unresponsive No appetite Vomiting, diarrhea 2019-21 Policies and Procedures Section 2: Program Operations 119 2019-21 Policies and Procedures Section 2 – Program Operations Breathing Breathing slowly Relaxed Quiet Breathing fast Difficulty breathing Sucking in around ribs Flaring nostrils Persistent Cough Wheezing Skin Normal skin color and texture for child Normal skin temperature No rashes, sores, swelling, or bruising No scratching at skin or scalp Pale, grayish, flushed, yellowish Hot or cold and clammy skin Skin rash, sores, swelling or bruising Scratching at skin or scalp Skin doesn’t spring back when pinched Eyes, nose, ears, and mouth Eyes bright and clear Nose clean Ears clean Mouth without sores, swallowing comfortably Eyes swollen, red, crusty, goopy, watery, yellowish, or sunken Nose congested or runny Ears draining pus or blood Pulling at ears Mouth or lips with sores, excessive drooling, difficulty swallowing Odors No odor or normal odor for child Breath smells foul or fruity Stool smells foul B. Hand Washing Hand washing is the single most important routine in disease prevention. Both children and staff are required to wash hands upon arriving to work or school, before eating, before/after preparing or serving food, and after outdoor play, after wiping noses or using the bathroom, after handling animals/pets, before and after medication administration, and before and after gloving. All adults and children in the classroom should follow the procedures for proper hand washing:  Use soap and running water  Scrub hands vigorously for at least 20 seconds  Wash all surfaces, including: o Backs of hands o Wrists o Between fingers o Under fingernails o Under and around rings 2019-21 Policies and Procedures Section 2: Program Operations 120 2019-21 Policies and Procedures Section 2 – Program Operations  Rinse well  Dry hands with a paper towel  Turn off water using paper towel instead of bare hands C. Infection Control in the Classroom In addition to Standard Precautions, the following measures are recommended for infection control in the classroom. It is the teacher’s responsibility to insure that simple routine practices which reduce disease risks in the group setting are implemented in the classroom. These practices include:  Hand washing  General environmental sanitation  Sanitary food service  Good personal hygiene  Careful diapering procedures  Prompt exclusion of children and adults who have signs and symptoms of communicable disease  Placement of cribs at least 3 feet apart and cots at least 18’’ apart 1. Hygiene – Standard Precautions i. Training All teachers, site supervisors, managers and food service staff will be trained annually on food sanitation and safety. At least one employee in the Central Kitchen must be trained and must hold a current Food Safety Manager certificate. ii. Tuberculosis (TB) Tests/SB 792 Immunization Requirements Licensing requires that proof of a negative TB test or chest x-ray of staff and volunteers (except student volunteers under the age of 18) must be kept in the center Licensing Folder. Resources for obtaining a TB test are available for parents and other volunteers in need. All teachers and volunteers supervising children must comply with immunization requirements of SB 792. Volunteer immunization records will be kept in the Volunteer Binder on site. Please refer to the Volunteer Policy under Human Resources of the Policies and Procedures for more information on CSB Volunteer Policy. iii. Standard Precautions Precautions should be used at all times to protect staff and volunteers from the risk of being exposed to blood, fecal material, vomit, urine, or other potentially infectious materials. CSB Standard Precautions procedures apply to all program staff and volunteers maximize worker protection from the spread of communicable disease resulting from occupational exposures to blood or other potentially infectious materials. Staff will take the same precautions (hand washing, use of gloves, disinfecting, and other safety measures) when dealing with the blood or body fluids of all children and adults, whether or not they appear sick. CSB supplies Blood Borne Pathogen Kits in each classroom to ensure staff has access to appropriate 2019-21 Policies and Procedures Section 2: Program Operations 121 2019-21 Policies and Procedures Section 2 – Program Operations standard precaution personal protective equipment including gloves, aprons, mouthpieces for CPR, etc. Blood Borne Pathogen Kits can be located in the classroom by Bloodborne Pathogen Kit signage and will be replaced immediately after a single use. The program will ensure that all program staff receives training in the use of this equipment. CSB trains staff in standard precautions through annual trainings and as a function of the American Red Cross First Aid certification course. American Red Cross First Aid re-certification is required every two years. Anyone who has questions regarding the appropriate use of this protective equipment should call the Comprehensive Services Health Manager. If personal protective equipment becomes damaged or lost, ask for a replacement immediately. 2. Diapering and Toileting Procedure i. Description Since diapering and toileting are every day procedures for staff, and are a way that infectious diseases can be spread, it is extremely important that proper techniques be used at all times. It should also be noted that no child may be denied the opportunity to participate in any program on the basis of toilet training. The program does not make successful toilet training a condition of enrollment. The center staff must ensure that there are sufficient changes of clothing and diapers. Each child’s clothing and/or diapers must be changed as often as necessary to ensure that the child is clean and dry at all times. ii. Diapering Proper Diapering Procedure  Get organized. Assemble supplies in the changing area within reach, (disposable diaper, wipes, gloves, non-absorbent paper liner, clean clothing and plastic bag if needed). Cover the entire changing surface or table with paper. Wash hands thoroughly with soap and warm running water.  Place child on paper covered changing surface or table. Never leave child unattended during diapering processes.  Remove child’s clothing and put soiled clothing aside. Put on gloves using posted procedure.  Unfasten diaper and leave soiled diaper under child. Lift the child’s legs and use disposable wipes to clean skin creases, genitalia, and bottom. Thoroughly as needed, wipe front to back using a clean wipe each time. Place used wipes in dirty diaper.  Remove soiled diaper. Fold diaper inward and place in covered, hands-free, plastic-lined container. Fold back paper liner if a clean surface is needed. Remove gloves.  Clean your hands with a disposable wipe and then clean the child’s hands with another fresh wipe.  Put clean diaper on child. (Put ointment provided by parents following CSB Policies and Procedures for over-the-counter medication.}  Dress the child. Change the child’s clothing if wet or soiled. 2019-21 Policies and Procedures Section 2: Program Operations 122 2019-21 Policies and Procedures Section 2 – Program Operations  Wash the child’s hands with soap and water. Put child safely in supervised area.  Clean and sanitize the changing surface or table. Throw away the paper liner in covered, hands- free, plastic lined container. Clean any visible soil with detergent and water. Wet the entire changing surface with sanitizing solution.  Wash your hands with soap and water. iii. Toileting The following procedure should be followed when toileting a child:  Have all materials at hand before starting procedures.  Never leave a child unattended; visual supervision is required.  Have child sit on potty, but never longer than 5 minutes.  After child has finished, teach child how to wipe self from front to back.  Before child leaves bathroom, the child is to wash hands properly.  Staff member washes hands when done. D. Napping Policy To promote safe sleep practices and reduce the risk of Sudden Infant Death Syndrome (SIDS):  Infants, unless otherwise ordered by the physician, are placed on their backs to sleep on a firm surface manufactured for sale as infant sleeping equipment that meets the standards of the United States Consumers Product Safety Commission.  Pillows, quilts, comforters, sheepskins, stuffed toys, and other soft items are not allowed in cribs or rest equipment.  Blankets are not used in cribs or with sleeping babies however Sleep Sacks are available as needed to ensure appropriate temperature for sleeping babies.  The infants head must remain uncovered during sleep.  After being placed down for sleep on their backs, infants may then be allowed to assume any comfortable sleep position when they can easily turn themselves from the back position. E. Dental Hygiene All children with teeth shall brush or have their teeth brushed with fluoride toothpaste once a day during the hours the child is in care. If possible, for full day and family child care programs, children will brush their teeth after lunch, part day morning program children will brush their teeth after breakfast and part day afternoon program children will brush their teeth after lunch. Size appropriate toothbrushes, tenders and fluoride toothpaste will be obtained through the health supply ordering process and will be use as follows: Children age three and older - Once daily and in conjunction with a meal as noted above, staff should either brush the child’s teeth (for those lacking the motor skills to brush themselves) or supervise as the child brushes his/her own teeth. Fluoride toothpaste, not larger than the size of a pea should be placed on a disposable cup for each child. 2019-21 Policies and Procedures Section 2: Program Operations 123 2019-21 Policies and Procedures Section 2 – Program Operations Children under three years old - Once daily and in conjunction with a meal as noted above, staff should either brush the child’s teeth (for those lacking the motor skills to brush themselves) or supervise as the child brushes his/her own teeth. Fluoride toothpaste, the size of a grain of rice should be placed on a disposable cup for each child. All children without teeth shall have their gums wiped with a moist cloth or a product called “Tenders” (a soft, single finger swab ordered and provided by the Health Content Area Manager) to remove any remaining food/liquid that coats the teeth and gums at least once a day and after a feeding. By doing this, caregivers are breaking up plaque in order to create a much healthier environment for the teeth that will be coming in later. Follow these steps when caring for infants without teeth:  Wash hands thoroughly and slip “Tenders” onto your index finger  Moisten slightly with cool water. Do not use toothpaste  Carefully swab infant’s gums using a gentle circular motion  Place used “Tender” in garment bag to be washed prior to next use F. Health Issues in the Classroom  Call your assigned Site Supervisor when a health concern is identified. It is crucial to provide appropriate intervention or resolution. Any unusual behavior, any injury or any signs of illness requiring assessment and/or administration of first aid by staff must be reported to the parent and documented in the child’s confidential file.  Health issues include, but are not limited to rash, high fever, head lice, signs of conjunctivitis (“pink eye”), diarrhea, intestinal problems, vomiting and nutritional problems. The Site Supervisor, Comprehensive Services Staff or Health Manager must follow up with the parent and medical provider(s) to confirm any diagnosis given by the parent or family member. The information will be evaluated, and a decision made as to whether the child can attend school at that time. The Site Supervisor and the teaching staff will be kept abreast of the health considerations that impact this decision. G. Child Safety and Supervision Visiting/socializing on the playground or the premises of a child care facility while on duty is prohibited. Visiting/socializing with fellow employees, who are still on duty regarding non-classroom activities, during break times, is not allowed. All visitors, former employees and relatives must report and sign in at the main office of each center before entering program areas. Information on the nature of the visit will be required. Children must be visually supervised at all times indoor and outdoor, including while toileting and napping. Essential practices indoors and outdoors include, but are not limited to, active supervision, “zoning” and strong team communication. 1. Playground safety and supervision 2019-21 Policies and Procedures Section 2: Program Operations 124 2019-21 Policies and Procedures Section 2 – Program Operations Yard staffing must support visual supervision at all times. Staff must “sweep” the yard by walking and visually scanning all areas before leaving. 2. Morning outdoor time and field trips Whenever the classroom is outside on the yard in the morning or on a field trip, all members of the teaching team must be present to ensure the health and safety of children. No scheduled prep time or breaks are permitted during field trips or morning outside time. 3. Afternoon outdoor time During the afternoon outdoor time, staffing must meet required teacher-child ratios, and the Lead Teacher must accompany the class and other staff in transitioning the children to and from the yard. If a low ratio allows only one staff person on the yard, that person must be at least an Associate Teacher level staff. Scheduled outdoor time must be approved by Site Supervisor with consideration of approved prep-time and break schedule. 4. Preschool outdoor safety  No more than two (2) preschool classrooms shall be outside on the playground at any time.  This policy may be waived with written approval from the Assistant Director. If approval is granted, a written plan must be developed by the Site Supervisor and approved by the Assistant Director outlining additional safety measures that will be established, including but not limited to safe transitions and staff knowing all children on the yard. 5. Infant and toddler outdoor safety  Infant and Toddler classrooms shall have no more than eight (8) children present for any activity, including outdoor time. 6. Semi-Annual Child Safety Check Semi-annually, during the first month of the Program Year (when all programs are in session) and in March, each Site Supervisor will complete and submit to their Assistant Director the Semi-Annual Child Safety Checklist (CSB form 751). This checklist will be used to confirm that the following has occurred as required:  Annual review of Ready To Learn Curriculum safety considerations;  Annual review of Pedestrian Safety Training for parents and children;  Semi-annual review of outdoor schedule against staff breaks and prep time and against peak pick-up/drop-off times to ensure no overlap in the morning and limited overlap in the afternoon;  Semi-annual review of schedule and plan of class consolidations in early morning and late afternoon;  Semi-annual meeting with staff to review child safety, visual supervision, staff placement , and 2019-21 Policies and Procedures Section 2: Program Operations 125 2019-21 Policies and Procedures Section 2 – Program Operations safe transitions;  Semi-annual completion of Transition Observation Checklist (CSB form 750) in each classroom;  Semi-annual review of center documentation that all volunteers and substitutes have received an on-site orientation and have reviewed CSB Substitute and Volunteer Handbook with a signed Handbook receipt on file at the center;  Semi-annual meeting with front desk/lobby/entrance/exit staff to review procedures to ensure Child Safety at all times; and  Semi-annual meeting with parents to review Child Safety procedures, facility security, and handout Parent Guidance for Keeping Children Safe. H. Child Illness Procedures 1. Admission and Exclusion The decision to admit or exclude a child with an illness is the responsibility of the Site Supervisor and will be based on whether there are adequate facilities and staff able to care for the ill child and the other children in the group. The Site Supervisor, not the child’s family, makes the final determination about whether the ill child can receive care in the childcare program. Children will be excluded if:  The child’s illness prevents the child from participating in activities that the facility routinely offers for well children or mildly ill children.  The illness requires more care than the childcare staff is able to provide without compromising the needs of that particular child or of the other children in the group.  Keeping the child in care poses an increased risk to the child or other children or adults with whom the child will come in contact.  The childcare staff is uncertain about whether the child’s illness poses an increased risk to others. The child will be excluded until a physician or nurse practitioner notifies the child care program that the child may attend. A child whose illness does not meet any of these conditions listed above does not need to be excluded. 2. Admission and Permitted Attendance Specific conditions that do not require exclusion are:  Children who are carriers of an infectious disease agent in their bowel movement or urine that can cause illness, but who have no symptoms of illness themselves.  Children with conjunctivitis (pink eye) who have a clear, watery eye discharge and do not have any fever, eye pain, or eyelid redness.  Children with a rash, but no fever or change in behavior.  Children with cytomegalovirus infection, HIV or carriers of hepatitis B. 3. Procedure for Management of Short-Term Illness The behavior and health of each child must be continually observed during the course of the day, and should a child become ill, the following steps must be taken:  The ill infant, toddler or child must be isolated on a cot/crib in an area, which is easily supervised 2019-21 Policies and Procedures Section 2: Program Operations 126 2019-21 Policies and Procedures Section 2 – Program Operations and away from the kitchen, bathroom and any other area used by the other children. Infants, toddlers and children in isolation must be under constant visual observation by designated staff.  Children ill enough to require isolation may not use the same toilets as other children. One toilet and sink must be designated exclusively for the ill child’s use. The other children must be prevented from using that toilet and sink until the sick child has been picked up, and those facilities have been thoroughly disinfected.  The Site Supervisor or designee will call the parent or other emergency numbers to arrange to have the child picked up. If no one can be contacted, the child must remain on the cot/mat under close supervision and staff will continue to try to reach the parents or emergency numbers.  If the child's condition worsens and becomes life threatening, the teaching staff must call 911. Notification of parents must be noted in the child’s file. The Assistant Director must be notified immediately. 4. Short-Term Exclusion and Admittance As the program is not set up to care for ill children, staff and parents should use the following three criteria to exclude children with short-term illnesses from the group care setting:  The child does not feel well enough to participate comfortably in the usual activities of the program.  The staff cannot care for the sick child without interfering with the care of the other children.  The child has any of the following that indicate a contagious disease or an immediate need for medical evaluation: o Fever and behavior changes or other signs or symptoms, until the child’s inclusion is checked with a health professional who determines that the child may be in child care. o Signs or symptoms of a possible serious condition, such as those defined below under “Conditions that Require Immediate Medical Attention”, until the child is checked by a health professional who determines that the child may be in child care. An ill child may only be excluded for the period of time when he or she poses a significant risk to the health and safety of anyone in contact with the child and until the child meets the criteria for re- admission. 5. Conditions that Require Immediate Medical Attention Get help immediately for a child with any of the following conditions:  Specific fevers: o A baby less than 4 months of age has a temperature of 101° F rectally or 100° F axillaries (armpit). o A temperature of 105° F or higher in a child of any age.  For infants under 4 months, forceful vomiting more than once.  Looking or acting very ill or getting worse quickly.  Neck pain when the child’s head is moved or touched. 2019-21 Policies and Procedures Section 2: Program Operations 127 2019-21 Policies and Procedures Section 2 – Program Operations  A stiff neck or severe headache and looking very sick.  A seizure for the first time.  Acting unusually confused.  Unequal pupils (black centers of the eyes).  A blood-red or purple rash made up of pinhead sized spots or bruises that are not associated with injury.  A rash of hives or welts that appears and spreads quickly.  Breathing so fast or so hard that the child cannot play, talk, cry, or drink.  A severe stomachache without vomiting or diarrhea after a recent injury, blow to the abdomen, or hard fall.  Stools that are black or have blood mixed in them.  Not urinating at least once in 8 hours, a dry mouth, no tears, or sunken eyes.  Continuous clear drainage from the nose after a hard blow to the head. I. Return to School After Illness Children who have been excluded from the classroom should not return until:  A physician has certified that the symptoms are not associated with an infectious agent or the child’s symptoms do not threaten the health of other children.  The child has received treatment following a head lice infestation.  The child has an axillary or oral temperature of less than 100°F, and does not have symptoms such as: o Sore throat o Vomiting o Diarrhea o Headache and stiff neck o Undiagnosed rash  The child has no respiratory problems, such as: o Difficult/rapid breathing, severe coughing or a high-pitched croup or whooping sound while coughing. o Inability to lie down comfortably, due to continuous coughing.  No Diarrhea (an increased number of abnormally loose stools in the previous 24 hours), observe the child for other symptoms such as fever, abdominal pain, or vomiting.  No Vomiting (two or more episodes of vomiting within the previous 24 hours).  No Eye/Nose Drainage (thick green or yellow mucous from the eye or nose).  No Sore Throat, especially with fever or swollen glands in the neck.  No Skin Rash (undiagnosed or contagious), infected sores; sores with crusty, yellow, or green drainage which cannot be covered by clothing or bandages.  No Persistent Itching (or scratching) of body or scalp. 2019-21 Policies and Procedures Section 2: Program Operations 128 2019-21 Policies and Procedures Section 2 – Program Operations J. Medical Alerts Medical Alerts need to be posted by the teacher after the Site Supervisor has investigated and determined that there was exposure to a communicable disease. In some cases, the teaching staff may be notified by the parent regarding a confirmed diagnosis (i.e., a child with Chickenpox). In this event, the Medical Alert may be posted immediately. The Site Supervisor, Comprehensive Services Team member, and Health Manager must still be notified about the illness. After two weeks, the Medical Alert must be taken down from the classroom where it has been posted. (CSB221 to CSB238.) K. Children Injured at the Center 1. Professional Medical Treatment  All head injuries require an immediate call to the parent. Parents can make the determination to pick up their child or not based on the staff report and advice as to the seriousness of the injury. The Injury / Incident Report (CSB245) must be completed.  In the event that medical treatment is required, the center staff will instruct the parent to take their child to the doctor. If the parent cannot be contacted and a child needs to be transported by ambulance to the hospital, the teacher will accompany the child. The teacher will notify the Site Supervisor if a child needs professional medical treatment.  The parents will be responsible for any medical expenses incurred. If the parent feels that it is the responsibility of the program to pay for these expenses, they must file a claim against the program. Contact the Health Manager for details regarding submission of claims. 2. Student Injury / Incident Report  Whenever a member of the center staff uses first aid or informs a parent that a child has been hurt, the Site Supervisor or Teacher will call the Assistant Director to report the incident. If necessary, immediate arrangements for obtaining medical treatment will be made.  The teacher is required to complete an Injury / Incident Report (CSB245). This report is also used for minor injuries such as scrapes or small cuts that require minor first aid. A copy of completed form is to be shared with the parent on the same day as the injury/incident occurred and the original is kept on site.  If the incident involves more than 1 child, a report must be done for each child. The information as to who was involved is written and kept confidential, but not given in the report the parents receive. To maintain confidentiality, the names of other children involved in the incident should not be written on the Injury / Incident Report (CSB245).  Depending on the nature of the injury / incident, Site Supervisor may need to follow-up with the appropriate CSM (Education, Health & Nutrition, Mental Health/Disability) and/or Business Systems Unit after the injury/incident occurred.  The Assistant Director should be notified immediately of all injuries/incidents. If the Assistant Director notices that an elevated amount of incidents are occurring, he/she should call the Site 2019-21 Policies and Procedures Section 2: Program Operations 129 2019-21 Policies and Procedures Section 2 – Program Operations Supervisor/Teacher to discuss the situation and develop a plan/solution to prevent further incidents.  Site Supervisors must maintain a Site Injury/Incident Log for each injury / incident at all times. L. Blood Protocol 1. Description This protocol is used to prevent the remote and unlikely possibility of the spread of blood and blood diseases in the school setting and applies to all site personnel who have direct contact with children and custodial personnel as necessary. Bloodborne Pathogen Training is provided annually. 2. General Information  The so-called blood-to-blood diseases (AIDS, Hepatitis B, etc.) are spread by an organism’s travel from the blood of an infected person to the blood of a non-infected person.  Blood and semen are the only body fluids that have been demonstrated to be capable of transmitting AIDS (Acquired Immune Deficiency Syndrome). 3. Supplies needed  Blood Borne Pathogen Kits are available in each classroom with signage to designate storage location and to ensure staff has access to appropriate standard precaution personal protective equipment including gloves, aprons, mouthpieces for CPR, plastic bags, etc. Blood Borne Pathogen Kits will be replaced immediately after a single use. Additional gloves, CPR mouthpieces, etc., are located in the First Aid Kits in classrooms and in the office. 4. Procedure Wash hands and put on gloves when having any contact with blood or bodily fluids. Use gloves one time and only on one student.  After completing the necessary task, remove gloves by grasping the cuff and then stripping it off by turning it inside out. Be careful not to touch the contaminated surfaces of the gloves.  Dispose of glove in a disposable plastic bag. See “Disposal of Blood/Body Fluid” below.  Wash hands after de-gloving. This is necessary because bacteria multiply rapidly inside a glove.  Fill out Injury/Incident Report (CSB245) as applicable. 5. Disposal of Blood / Body Fluid  Put all blood/body fluid disposals in clearly marked garbage containers. Examples: soiled wet diapers, used gloves, wipes, vomit, blood products, and all other contaminated materials/supplies.  Close the bag and tie it, then double bag, and dispose of it in a separate container marked for such disposals. Make sure this container is not used for trash, and that is out of children’s reach and can be easily moved around.  Be safe - always wear gloves. Questions should be directed to the Health Manager. 2019-21 Policies and Procedures Section 2: Program Operations 130 2019-21 Policies and Procedures Section 2 – Program Operations M. Medication Administration In compliance with Community Care Licensing, Community Services Bureau sites maintain an Incidental Medical Service Plan of Operation. CSB supports and provides incidental medical services to children with all medical conditions per CCL regulations including, but not limited to, the administration of medical services for asthma, allergic reactions, and G-tubes. 1. Administering Medication Because the administration of medication poses an extra burden for staff, and having medication in the facility is a safety hazard, families must check with the child’s physician to see if a dose schedule can be arranged that does not involve the hours the child is in the child care facility. Whenever possible, the first dose of medication should be given at home to see if the child has any type of reaction. Parents may administer medication to their own child during the child care day. 2. Procedure Staff, designated by the Site Supervisor, will administer medication only if the parent has provided written consent, the unexpired medication is in an appropriately labeled and stored container, and the facility has on file the written instructions of a licensed physician to administer the specific medication as needed and the appropriate forms/care plans such as CSB280, CSB282, CSB219, CSB219A, and the CSB213have been completed. For prescription medications, parents will provide caregivers with the medication in the original, child- resistant container that is labeled by a pharmacist with the child’s name, the name of the medication, the date the prescription was filled; the name of the health care provider who wrote the prescription; the medication’s expiration date; the administration, storage and disposal instructions. Instructions for the dose, frequency, method to be used, and duration of administration will be provided to the child care staff on the prescription label and on CSB forms by a licensed physician or other person legally authorized to prescribe medications. Over-the-counter medications are treated in the same manner as prescription medications. For administration of over-the-counter (non-prescription) medications, (including diaper cream and sunscreen) parents will provide the unexpired medication in an original child-resistant container that is labeled with the child’s first and last names and instructions for storage supplied by the manufacturer. Over-the-counter medications shall be administered only if the facility has on file the written orders (ex: CSB280 and CSB828.) from a physician including the signature or stamp of the physician or other person legally authorized to prescribe medications and in accordance with the instructions of the physician for the dose, frequency, method to be used and duration of administration. A physician may state that a certain medication may be given for a recurring problem, emergency situation, or chronic condition. The instructions should include the child’s name, the name of the medication, the dose of the medication, how often the medication may be given, the conditions for use, and any precautions to follow. Example: children may use sunscreen to prevent sunburn; children who wheeze with vigorous exercise may take one dose of asthma medicine before vigorous activity (large muscle) play; children who weigh between 25-35 pounds may be given 1 teaspoon of acetaminophen for up to two doses every four hours for fever. A child with a known serious allergic reaction to a specific substance who develops symptoms after exposure to that substance may receive epinephrine from a 2019-21 Policies and Procedures Section 2: Program Operations 131 2019-21 Policies and Procedures Section 2 – Program Operations staff member who has received training in how to use an auto-injection device prescribed for that child (e.g., EpiPen®). A child may only receive medication with the permission of the child’s parent and when the staff person who will give the medication has the skills required. All documentation regarding a child’s medication and its administration shall be kept in the child’s confidential file. Prescription and over-the-counter medications cannot be administered without the appropriate documents in the child’s confidential file. 3. Storage  Medications will be kept at the temperature recommended for that type of medication in a locked container that is inaccessible to children, separate from any other hazardous material storage. An example of an acceptable location is at the back of a locked file cabinet that is not used to store any other hazardous products or materials. Medications that do not require refrigeration, such as inhalers for asthma, should not be placed in the refrigerator. This can damage them and render them ineffective.  Medications that require refrigeration must be stored in the designated locked refrigerator medication boxes supplied to each center.  EpiPen Auto-injectors must be stored in a designated EpiPen box and should be out of reach of children in an easy and quick to access area with EpiPen signage posted. EpiPens should not be stored in extreme heat or cold and should be protected from light.  When the child no longer needs the medication or the child drops from the center, the medication must be returned to the parent or disposed of if the parent cannot be reached.  Medication will not be used beyond the date of expiration on the container or beyond any expiration of the instructions provided by the physician or other person legally permitted to prescribe medication. Instructions which state that the medication may be used whenever needed will be renewed by the physician at least annually. 4. Medication Log Documentation A medication log will be maintained by the classroom staff to record the instructions for giving the medication, consent obtained from the parent, name of medication, dose, date, and time of administration, and the signature of the person who administered each dose of medication. Spills, reactions, and refusal to take medication will be noted on this log. All records of any changes in t he child’s behavior, as documented on the Medication Log, will be communicated to the parent. Parents will be assisted in communicating these incidences to the physician as necessary. (CSB213-Medication Form) Parents will be informed as to when authorized medications have been given via this log. 5. Asthma Protocol Asthma is a common health condition and one that typically requires medication. Teachers will receive training regarding asthma, its symptoms, and treatment procedures and the following protocol will assist the teaching staff:  The Comprehensive Services Assistant Manager, upon review of the child’s Health History form, will contact both the parent and medical provider(s) to clarify the current status of the asthma 2019-21 Policies and Procedures Section 2: Program Operations 132 2019-21 Policies and Procedures Section 2 – Program Operations condition. It is the responsibility of the Comprehensive Services team to obtain confirmation of the diagnosis and any current treatment using the Asthma Action Plan (See Form CSB219).  Subsequent to the initial health review by the Site Supervisor and Comprehensive Services team, if the teacher becomes aware of a possible asthma condition, previously unknown to staff, she must call the Comprehensive Services team assigned to the classroom. The Comprehensive Services team will then follow the procedures described above.  Once all relevant information is obtained, a meeting will be held with the Comprehensive Services team, Site Supervisor, parent, and teacher to ensure teaching staff have the training to carry out the action plan for the child and to review the following: o Asthma Action Plan from the doctor. o Medication form (See Form CSB213) completed by parent. o Inhaled Medication – Nebulizer Consent forms (See Form CSB219a) completed by the parent for each teacher/staff administering the medication.  Copies of the Asthma Action Plan will be kept by the center staff, parent, with the medication and in the child’s main file. If the plan indicates medication is used routinely or “as needed,” CSB must have medication on site before the child can attend class.  Until complete physician’s instructions are provided, medications to treat asthma symptoms will be given according to the prescription labels. Medication will be dispensed outside of center hours whenever possible.  When asthma symptoms occur during center hours, the teaching staff will call the parent to alert them about the child’s condition. The child will be sent home if the asthma symptoms interfere with the child’s ability to fully participate in the program. In the event that the parent cannot be contacted, the teaching staff will call 911 (if the asthma appears life threatening). 6. Training of Caregivers to Administer Medication Medication Administration Training is provided annually and any caregiver who administers medications shall be trained to:  Read and understand the Asthma Action Plan, the Medication Form and the Inhaled Medication- Consent Form;  Check that the name of the child on the medication and the child receiving the medication are the same;  Read and understand the label/prescription directions in relation to the measured dose, frequency, and other circumstances relative to administration (such as in relation to meals);  Administer the medication (including inhalers and EpiPens) according to the prescribed methods and the prescribed dose;  Observe and report any side effects from medications;  Document the administration of each dose by the time and the amount given;  Store and handle medication appropriately;  Record changes in child’s behavior and help parents communicate observations to their provider;  Demonstrate ability to comply with medication policy. 7. Inhaled Medications An Inhaled Medication-Consent Form (See LIC 9166 and Form CSB219A) must be filled out and signed 2019-21 Policies and Procedures Section 2: Program Operations 133 2019-21 Policies and Procedures Section 2 – Program Operations by the parent before staff administers inhaled medications. A copy of the completed form must be kept in the child’s file. A separate form must be filled out for each person (staff member) who administers inhaled medication to the child. This requirement includes all inhaled medications. 8. EpiPens EpiPen Training is provided annually, and in addition staff is trained through CPR/1st Aid Training and on-line EpiPen training under the direction of the Site Supervisor when a child with an EpiPen is identified onsite. 9. Sun Protection Policy Sun protection routines in childhood can establish lifelong preventive habits. At CSB, shade is provided at all sites, infants under six months of age are not exposed to direct sunlight, children are encouraged to wear light colored, loose fitting clothing that covers as much skin as possible, parents are encouraged to apply sunscreen to their child’s exposed skin as part of their school drop off routine and following the procedure for the over-the-counter medications sunscreen provided by the parent will be applied by teaching staff. Drinking water is available to children during outdoor play. N. Incomplete Health Records 1. The Site Supervisor and/or Comprehensive Services team will notify parents and teaching staff if a child is to be excluded from the classroom due to incomplete health records. 2. Exclusions due to unmet health requirements: Children must be excluded for immunizations that are not up-to-date or a physical or TB clearance that is not received within 30 days of enrollment. Parents are allowed a onetime extension beyond the 30 day requirement for a physical exam with proof of an appointment on file however this extension does not apply to the TB clearance. Children excluded for unmet health requirements are permitted up to three days of excused absences. After that, a Notice of Action (as applicable) will be issued for termination from the program. 3. Parents will be informed during enrollment and at parent conferences that the health requirements are the following: up-to-date immunizations, physical and dental exams, follow- up and required TB Clearance. Parents will be assisted in identifying and accessing a source of care/insurance coverage and family meeting will take place as needed to make every possible effort to meet the health requirements for the child. If, after these notifications and assistance, the child has not obtained the needed services, the parents will be informed that they need to schedule an appointment that day and notify the Site Supervisor or Comprehensive Services Team of the appointment date and time. 4. When the parent has no phone, contact will be made by the Site Supervisor or Comprehensive Services team through the center. The center staff will be asked to have the parent contact the Site Supervisor or Comprehensive Services team the same day. In all cases, teachers will be notified and asked to reinforce the request made by the Site Supervisor or Comprehensive Services Team regarding health requirements. 5. Children may be excluded from the program for missing or incomplete initial physical exam, incomplete immunizations, and lack of a TB Clearance only. 6. For all other health requirements that are incomplete, the Comprehensive Services Team will 2019-21 Policies and Procedures Section 2: Program Operations 134 2019-21 Policies and Procedures Section 2 – Program Operations request updated information from the parent with a Health Records Update Form (See Form CSB242). As needed, family meeting will take place with the site staff, Comprehensive Services and parents and a plan will be implemented. O. Health and Safety Training for Center Staff and Parents 1. Staff  The Site Supervisor of each center must ensure that each of his/her staff members has current CPR / First Aid Certification in the following: Adult / Child/Infant CPR Training and First Aid Training (good for two years from date of issue). Staff can be sent to training via a request by the Site Supervisor to the Training Coordinator. The Site Supervisor is responsible for maintaining the personnel records of staff at his/her site to ensure that staff is certified in CPR / First Aid at all times. CPR / First Aid certified staff must be available at all times when children are present at the facility, or when children are offsite for facility activities.  In addition to the CPR / First Aid training, one staff person or Director at each day care center must have at least 15 hours in preventive health practices. This training must include, but is not limited to, pediatric cardiopulmonary resuscitation; pediatric first aid; recognition, management, and prevention of infectious diseases, including immunizations; and prevention of childhood injuries and at least 1 hour of child nutrition education, with content to include age- appropriate meal patterns based on the most current Dietary Guidelines for Americans. The training may include sanitary food handling, child nutrition, emergency preparedness and evacuation, caring for children with disabilities and identification and reporting of signs and symptoms of child abuse. The supervisor makes requests for such training to the Personnel Unit. 2. Parents  Site Supervisors will share the policies for health emergencies that require rapid response on the part of staff or immediate medical attention at the time of completing the Classroom Orientation (CSB112) with parents.  Through collaboration with parents to promote children's health and well-being, CSB staff provides medical, oral health, nutrition and mental health educational support services. Opportunities for parent education include, but are not limited to: medical and oral health, emergency first aid, environmental hazards, health and safety practices for the home including safe sleep, lead exposure and tobacco use, healthy eating, physical exercise and vehicle/pedestrian safety. In addition, pregnant women and families are provided educational opportunities to learn about pregnancy and postpartum care including breastfeeding, parental mental health, substance abuse, and perinatal depression. 2019-21 Policies and Procedures Section 2: Program Operations 135 2019-21 Policies and Procedures Section 2 – Program Operations P. Posting of Documents (Health Emergency Procedures) CSB conforms to all Federal, State, and local regulations by posting or having on file at each facility: mandated notices, licenses, and permits.  Site Supervisors and teachers are required to post mandated facility compliance documents on bulletin boards, which are attractive, neat, updated, and highly visible. Signage guidance can be found as follows: CSB Resource Center>Document Library>Comprehensive Services Documents and Training Resources>Signage>Signage Guidance.  The Site Supervisor is responsible for routinely monitoring bulletin boards and classroom files for compliance with this standard. The Comprehensive Services Managers/Assistant Directors are responsible for monitoring all compliance documents. Q. Pet Protocol  Animals can bring joy to the classroom while offering children the opportunity to be responsible for another living creature.  When an animal is being considered for inclusion in the classroom, child and staff allergies and fears must be considered. The animal must be tame and classroom staff must agree to accept responsibility for the care of the pet. Assistant Director’s approval must be obtained.  Turtles and other reptiles are not allowed in the classroom because they are potential carriers of salmonella bacteria.  Before the animal is included in the classroom, children will be instructed on the proper care and handling of the animal and the importance of proper hand washing.  When the animal arrives in the classroom, the animal must be provided an appropriate habitat and space with opportunities to exercise, appropriate temperature, and all other natural conditions and activities. A Pet Care Plan must be posted to designate care needed to provide quality care to the animal. The Pet Care Plan will include details specific to that particular pet and will inform staff and parents about the pet, and noting the specifics required to provide quality care to the animal. The Pet Care Plan must include:  Name of animal  Description of the animal - example: rat - nocturnal, affectionate and playful pets  Description of appropriate housing/cage/bedding and recommended cleaning pattern  Description of food needed to provide a healthy diet including portion size and frequency  Explanation of exercise needed  Explanation of proper handling practices  List of vaccines needed (if any), date when administered and future due dates  The name and phone number of a veterinarian in case of emergency- Site Supervisors will be contacted for veterinarian visits approval. A log must be posted for staff to initial and date as animal care and related duties are completed. The log must include: 2019-21 Policies and Procedures Section 2: Program Operations 136 2019-21 Policies and Procedures Section 2 – Program Operations  Daily feeding (food and water) schedule  Daily exercise  Cage cleaning schedule Accommodations must be made for:  Scheduling weekend, holiday, and vacation care  Maintaining care in the case of an emergency (natural disaster, animal illness, bites, and other similar situations) Responsibility of the teaching staff:  Review each child’s Health History to identify children with allergies to specific animals.  Complete the Pet Care Plan.  Maintain the overall care of the animal.  Initial the log noting responsibilities completed.  To report any bites or scratches to the Site Supervisor and complete health documentation as required. Responsibility of the Site Supervisor:  Submit a request to the AD for classroom pet approval.  Oversee the health and well-being of children, staff and animals as they interact in the classroom.  Report bites or scratches immediately the Comprehensive Services Health Manager and the Assistant Director. Responsibility of Assistant Director:  Provide pet approval for a classroom on an individual basis. R. Safety / Sanitation Procedures  Facilities have available first-aid kits readily accessible/clearly marked for emergency use.  Facilities are equipped with a fire extinguisher securely mounted and readily accessible.  Employees are trained in the use and type of fire extinguishers available.  All fire extinguishers are tagged, noting months/years/dates of inspections/annual maintenance, and identified use (class of fire).  Facility exits are clearly marked with visible, approved EXIT signs. Aisles, hallways, and other exits are kept free of obstacles, including furniture and equipment.  All materials and surfaces accessible to children, including toys, shall be free of toxic substances.  All plants must be non-toxic.  Air fresheners will not be allowed in any space accessible to children and families.  Baby walkers shall not be used or kept on the premises.  Playground equipment shall be securely anchored to the ground unless it is portable by design.  Equipment and furniture shall be maintained in a safe condition, free of sharp, loose or pointed parts. 2019-21 Policies and Procedures Section 2: Program Operations 137 2019-21 Policies and Procedures Section 2 – Program Operations  Equipment and furniture shall be age and size appropriate so as to allow children present to fully participate in planned activities.  All items on shelves above three feet tall (plants, sculptures, books, and other items) shall be secured with museum putty, safety latches, barriers, or other similar items to prevent items from falling onto children.  Open shelves and cabinets over three feet tall shall be free of heavy objects.  Tall furniture over four feet tall shall be braced to the wall or floor.  Cots shall be maintained in safe condition and bedding shall not be shared by different children without first laundering the bedding.  Floor mats are constructed of foam at least ¾ inch thick and covered with vinyl, with no exposed foam. Floor side must be marked so that it can be distinguished from the sleeping side.  Aisles and trafficked areas are kept free of obstacles and obstructions, with empty food containers promptly removed.  Cots shall be arranged so that each child has access to a walkway without having to walk on or over the cots or mats of other children.  Safe stools/ladders are available and used for reaching shelved items.  Employees are trained in the proper use of equipment that their duties require them to use. Employees who have not been trained in the proper use of equipment may not operate such equipment.  Employees are required to be attentive to their tasks, especially when cooking or operating moving equipment.  Smoking is prohibited in all areas.  All employees must consume food only in designated areas.  All employees are required to adhere to procedures for kitchen sanitation and the cleaning schedule.  Firearms and other weapons shall not be allowed on or stored on the premises of a child care center. S. Safety Surveillance 1. Identification and Correction The Health and Safety Officer will conduct monthly inspections of the facility for hazards using the Health and Safety Checklist on CLOUDS. The Site Supervisor will review the result of the site inspections and will submit a Track-it request for correcting hazardous conditions identified. 2. Escape Hazards The Site Supervisor will maintain and review with the staff annually a list of potential high-risk locations/situations where a child might escape unnoticed from the group. Staff will use this list to plan increased supervision in these high-risk locations and situations. If such a high-risk escape hazard is identified between annual reviews, staff will take action immediately. 3. Evacuation Hazards The Site Supervisor will be responsible for establishing and updating a checklist of locations to be 2019-21 Policies and Procedures Section 2: Program Operations 138 2019-21 Policies and Procedures Section 2 – Program Operations assessed during evacuation to assure complete surveillance of the building before and after evacuation is declared complete. The checklist will identify usual and likely-to-be-forgotten locations such as: under a cot, behind a sofa, in a toy bin, in a closet, kitchen, or toilet room. 4. Injury Prevention Whenever an injury occurs, a copy of a completed Incident/Accident Report (CSB245) will be filed in an injury log. The injury log will be reviewed every three months by the Site Supervisor or Assistant Director to identify hazards in need of corrective action.  Staff and volunteers must be able to demonstrate safety procedures. Both staff and volunteers will review safety procedures with the Site Supervisor prior to working in the classroom. Emergency procedures, the Health and Safety Checklist, and playground safety shall be reviewed with each staff person and volunteer before any interaction with children may occur.  Child and parent activities must include safety awareness for the home and in the program. Videos, brochures, newsletter articles, and parent training will be used to foster safety awareness for the home and in the program. T. First Aid Kits All centers should have a first-aid kit and manual that is easily accessible (location should be marked by “First Aid Kit” signage), available to staff, and out of reach of children. The following items should be in the first-aid kit:  CPR Mask (inside or outside in conjunction with the first aid kit)  Disposable, nonporous gloves  Scissors  Tweezers  Thermometer  Adhesive tape  Sterile first aid dressings  Bandages or roller bandages  Pen/pencil and note pad  Antiseptic solution  Cold pack  First aid manual  Poison Control number The Health and Safety Officer, using the Health and Safety Checklist, will inventory the First Aid Kit monthly. Orders for restocking the kits are placed with designated staff. The First Aid Kits are only to be used in an emergency. Everyday health and safety supplies such as Band-Aids, cold packs and gloves are stocked separately in designated locations within each center, inaccessible to children. 2019-21 Policies and Procedures Section 2: Program Operations 139 2019-21 Policies and Procedures Section 2 – Program Operations U. Preparing For Emergencies Each classroom has a disaster preparedness plan in case of fire, earthquake, or other emergency. Children and staff must be prepared to execute the plan in the event of such emergency. Regular drills are an essential element in strong preparation. 1. Operations Procedure  Staff receives training on the disaster preparedness plan from their supervisor during their initial work orientation, and at subsequent staff development training. Such training is filed and documented with training records.  All CSB centers post evacuation plans and documentation of completing required monthly drills (Disaster Drill Log CSB117) in location visible to families, staff and regulatory agencies.  Classroom teachers provide an orientation to children on how to respond to an emergency as part of the ongoing curriculum.  Drills shall be conducted as a whole center as to simulate a real emergency.  Drills can be planned or unplanned. Periodic unannounced drills coordinated by the Site Supervisor are encouraged.  Fire and Earthquake drills are held at least once per month, and Shelter-in-Place drills are held on the first Wednesday of each month.  When a Fire drill takes place and the building is being evacuated, teachers must bring the following items outside with them: o Emergency cards o Inhalers and Epi-Pens for applicable children  After each drill: o The Site Supervisor or designee shall complete the Disaster Drill Report form CSB116 and maintain documentation of reports at the center. o The Site Supervisor or designee documents the drill on the Disaster Drill Log form CSB117. When log is full, logs shall be filed with the Disaster Drill Report forms CSB116 at the center and a new log will be started and be posted.  The Site Supervisor shall submit a copy of the Disaster Drill Log form CSB117 monthly to the Assistant Director with the monthly report.  The Assistant Director shall review logs monthly to ensure drills are conducted regularly.  The Assistant Director shall periodically review the Disaster Drill Report form CSB116 documentation on file at the center.  The results of the Disaster Drill Reports shall be reviewed at least annually with staff and parents.  In the event of an actual emergency, o When children are moved to another location, medications and related supplies, equipment and documentation for children with health conditions that may require incidental medical services must be transported with the child by the Lead Teacher or designee who is designated to administer the medication. 2019-21 Policies and Procedures Section 2: Program Operations 140 2019-21 Policies and Procedures Section 2 – Program Operations o Site Supervisor shall ensure s/he has possession of the two-way emergency radio at all times. Contra Costa County maintains an Office of Emergency Services (OES) Plan, which is activated during major disasters. The functions performed at the OES include gathering and evaluating damage information, determining emergency response priorities, obtaining necessary resources (materials, supplies, equipment, and personnel) and providing information to the news media. Community Services Bureau staff will provide information to the County OES on the status of the department’s staff, buildings and equipment, including vehicles. A verbal report to Community Care Licensing must be made within 24 hours and a written report must be submitted to the licensing agency within seven days of the occurrence of any of the following events:  Death of any child from any cause  Any injury to any child requiring medical attention • Any unusual incident or child absence which threatens the physical or emotional health or safety of any child • Any suspected physical or psychological abuse of any child • Epidemic outbreak • Poisoning • Catastrophe • Fire or explosion occurring in/on the premises Reports must be made in writing to the funding sources as soon as possible after any of the above. 2. Emergency Disaster / Earthquake Supplies All sites have emergency/disaster supply containers that are easily accessible. The sealed containers hold the following items appropriate to the number of adults, children and infants at the site. The inventory with the expiration date of the contents is listed on the outside of the container. First Aid Supplies Food Bars Formula Formula Bottles Bottle Bags Bottle Nipples Pliers Crow bar Water Latex Free Gloves Hand Sanitizer Trash bags Multi-purpose Tool Shovel Radio Safety Goggles Solar Blankets Work Gloves Gas Shut off Tool Scissors Dust Masks Zip Lock bags Masking Tape Duct Tape Fleece Blankets Batteries Whistles Toilet Paper Rope Adult Vests Germicidal Tablets Wrench Buckets Flashlight Soap Cold Packs Antiseptic Wash Hammer Lanterns Shovel Eye Wash Vinyl Tarp 2019-21 Policies and Procedures Section 2: Program Operations 141 2019-21 Policies and Procedures Section 2 – Program Operations Toilet Bags Toilet Chemicals Bucket Toilet Seats Dust Masks Hard Hat 3. Meal Delivery-Emergency Each center should have the items listed below available when food cannot be transported to the centers due to unforeseen circumstances such as traffic, breakdown of van, or breakdown of equipment in kitchen. All of these food items should be stored and marked “Emergency Food’’. The requisite amount of milk (two half-gallon jugs for preschool and one half-gallon jug for toddlers per classroom, per meal) and fluid milk substitutions if needed for milk intolerances are to be on hand at all times.  Infant food: o Meats, fruits and vegetables o Dry cereal o Formula  Breakfast food: O Dry cereal o Canned fruit o Milk  Lunch food:  Sun butter  String cheese  WW crackers  1 can of fruit and 1 can of vegetables  Milk  Afternoon snack:  Graham crackers  Milk V. Classroom Sanitation 1. General Description Each classroom is responsible for preparing the spray bottle of sanitizing solution on a daily basis.  The proportions of bleach to water are: three quarters (¾) teaspoon of chlorine bleach to two (2) cups of water or one (1) tablespoon of chlorine bleach to one (1) quart of water. Other disinfectants may be used with the approval of the Assistant Director for that site.  Classroom staff is instructed to clean off any visible soil with soap and water prior to spraying each table lightly with the bleach solution, to wipe it with paper towels and air dry. This is to be done before and after each meal service.  The bleach solution, as well as any other disinfectants, cleaning solutions, poisons and other items that could pose a danger to children, should be placed in a locked cabinet after each use 2019-21 Policies and Procedures Section 2: Program Operations 142 2019-21 Policies and Procedures Section 2 – Program Operations to prevent children from reaching.  Warning Signs and Mixture instruction posters should be posted on the cabinet door where the solution is stored (See CSB Forms for forms “Warning Sign Poster” and “Warning Mixture Instruction Poster” in English and Spanish).  Tabletops and eating surfaces must be cleaned/sanitized before and after each meal, counter tops are cleaned between preparation of different food items, and can openers are cleaned/sanitized after each use. Classroom staff is responsible for sanitizing toys weekly, as well as cleaning shelves and all areas of the classroom where toys are stored.  In classrooms that have kitchen equipment, the teaching staff will ensure that, on a weekly basis and as needed, the pantry is swept, and ovens and refrigerators are cleaned. The building service worker washes trashcans as needed. 2. Classroom Sanitation in Infant Care Centers: Particular emphasis on classroom sanitation for infant centers is critically important in ensuring the health of the children and staff and in preventing the spread of communicable disease. Keep the classroom sanitized by adhering to these activities:  All items used by pets and animals shall be kept out of the reach of infants.  Before walking on surfaces that infants use specifically for play, adults and children shall remove, replace, or cover with clean foot coverings any shoes/socks they have worn outside of that play area.  Each caregiver shall wash his/her hands with soap and water before each feeding and after each diaper change.  Only dispenser soap, such as liquid or powder in an appropriate dispenser shall be used.  Only disposable paper towels in an appropriate holder or dispenser shall be used for hand drying.  Washing, cleaning and sanitizing requirements for areas used by staff with infants or for areas that infants have access to, are as follows:  Floors, except those carpeted, shall be vacuumed or swept and mopped with a disinfecting solution at least daily, or more often if necessary.  Carpeted floors and large throw rugs that cannot be washed shall be vacuumed at least daily and cleaned quarterly, or more often if necessary.  Small rugs that can be washed shall be shaken or vacuumed at least daily and washed at least weekly, or more often if necessary.  Walls and portable partitions shall be washed with a disinfecting solution at least weekly, or more often if necessary.  The diaper-changing area, where residue is splashed from soiled diapers and items and surfaces are touched by staff during the diaper-changing process, shall be washed and disinfected after each diaper change. Such areas, items and surfaces shall include but not be limited to: o Walls and floors surrounding the immediate diaper-changing area. o Dispensers for lotion, soap and paper towels. o Countertops, sinks, drawers and cabinets. o Sinks used to wash infants, or to rinse soiled clothing or diapers shall be disinfected after each use  Objects used by infants that have been placed in the child’s mouth or that are otherwise 2019-21 Policies and Procedures Section 2: Program Operations 143 2019-21 Policies and Procedures Section 2 – Program Operations contaminated by body secretion or excretion are either to be (a) washed by hand using water and detergent, then rinsed, sanitized, and air dried, or (b) washed in a mechanical dishwasher before use by another child. A container will be placed in the infant room to collect these objects which shall be washed and disinfected at least daily, or more often if necessary. Such objects shall include, but not be limited to toys and blankets.  Linens laundered by the center shall be washed and sanitized at least daily, or more often if necessary. Such linens shall include, but not be limited to, bedding, towels and washcloths used on or by infants.  A disinfecting solution, which shall be used after surfaces and objects have been cleaned with a detergent or other cleaner, shall be freshly prepared each day using 1/4 cup of bleach per gallon of water or other approved disinfectant . Commercial disinfecting solutions, including one-step cleaning/disinfecting solutions, may be used in accordance with label directions.  All disinfectants, cleaning solutions and other hazardous materials must be approved for use at CSB and shall be placed in a locked storage area. W. Kitchen Sanitation  All kitchen staff will follow Contra Costa County’s Environmental Health rules and regulations for Retail Food Facilities.  Cleaning/sanitizing may be done by correct spraying and wiping, or by using a dish washing machine, or any other type of machine (if demonstrated thoroughly to cleanse/sanitize equipment and utensils). The dishwashing machine must reach a temperature of 165 °F (74 °C) during washing and 180 °F during rinsing.  All dishes and utensils used for food preparation, eating and drinking must be cleaned and sanitized after each use. If a dishwasher is not used, the manual 3-compartment sink method must be followed.  Toxic materials must not be stored in food storerooms, kitchen areas, food preparation areas, or areas where kitchen equipment or utensils are stored.  Soaps, detergents, cleaning compounds or similar substances must be stored in areas separate from food supplies. X. Food Safety and Sanitation 1. Personal Hygiene for Food Service Staff and Classroom Staff No person is allowed to work in a food service facility or a food serving area if he/she:  Is infected with a communicable disease that can be transmitted by food.  Is a carrier of organisms that can cause disease.  Has a boil, infected wound, or acute respiratory infection. Employees must thoroughly wash their hands and exposed portions of their arms with soap and warm water:  Before starting work  Before serving food  During work 2019-21 Policies and Procedures Section 2: Program Operations 144 2019-21 Policies and Procedures Section 2 – Program Operations  After diapering  After smoking  After eating  After drinking  After using the toilet  As often as otherwise necessary Employees must take off their apron:  When exiting building  When going to use the bathroom  As often as otherwise necessary Employees must maintain a high degree of personal cleanliness, and conform to good hygienic practices:  Minor cuts or scrapes should be thoroughly cleaned, and covered with a clean bandage. If the affected area is on a hand, food service gloves should be worn until the area has healed.  While engaged in food preparation or service or while in areas used for equipment washing, utensil washing, or food preparation, employees must not use tobacco in any form, eat food, chew gum, or wear earphones. Employees may eat and drink in designated areas only, and shall follow Contra Costa County's tobacco product control ordinance.  Potentially hazardous food must be kept at an internal temperature below 40°F or above 140°F. Hot foods that fall below 140°F must be reheated to at least 165°F.  Gloves are to be used when either hand comes into contact with food such as when cutting food. Gloves do not need to be used when serving food with a utensil so there is no hand contact.  Each serving bowl on the table must have a separate serving utensil.  Leftovers may not be sent home with children, staff, or adults - due to the hazards of bacterial growth.  Employees may not have their own food such as sandwiches, (coffee, soda, chips or candy in front of children.  To help maintain kitchen sanitation, all non-kitchen staff shall not enter the kitchen except as required for work duties. 2. Policies for Food Sanitation / Safety i. Mealtime Sanitation Procedures  Before and after each meal time, tables must be cleaned with the registered disinfectant/cleaner approved for food prep surfaces o Children should not return to the table with books, toys, etc. until after the table has been cleaned and sanitized.  Teachers and children must wash hands before setting table or sitting down at table.  The assigned staff must take temperatures of foods before serving, and food must be warmed up to 165F if temperature falls below 140F.  Serving temperature and the time when temperature was taken must be recorded on transport sheet. 2019-21 Policies and Procedures Section 2: Program Operations 145 2019-21 Policies and Procedures Section 2 – Program Operations ii. Food Utensils, Dishes and Food Containers  Each center must ensure that all serving bowls and other tableware items have been properly sanitized before each use.  All dishes, utensils, and food containers are the property of Contra Costa County Community Services Bureau, and should not be taken off the premises.  All food and utensils must be kept in their proper storage cabinet.  Non-perishable food and food-related products must be stored at least six inches off the ground at all times. iii. Refrigerators Thermometers inside freezers and refrigerators must be checked daily. It is the Site Supervisor’s responsibility to:  Monitor the daily temperature check and keep the Refrigerator/Freezer Log (CSB455) accessible.  Order a new thermometer when needed.  Ensure that refrigerator is cleared of perishable food items and is cleaned and sanitized on the last day of the week.  Ensure that staff food is stored only in produce drawers labeled "Staff Food" in CACFP refrigerators.  No open containers are allowed in the produce drawers.  Stored containers must not have any exposed straw or spout iv. Food storage Leftover fruit (except for bananas) and bread shall be stored in the refrigerator for later use and bread in the freezer for later use.  Leftover milk and cold foods shall be rotated so they do not become outdated. o Use FIFO (First In, First Out) method  Milk that has been poured into small containers should not be poured back into the milk carton.  All foods shall be marked with their date of delivery.  Opened food that must be stored shall be labeled with name and date of opening.  All containers shall be labeled with name of food and date when packed. v. Disposal of Leftover Food Serious health problems can be caused by leftovers that are held too long at an improper temperature. Teaching staff is required to dispose of all un-served cooked foods. At the end of each meal they are thrown into the garbage can.  Food may not be kept after it has been put on the table for children.  Leftover (un-served) food can never be taken home.  Leftover fresh fruits, vegetables, cereals, breads and milk should be stored properly and used 2019-21 Policies and Procedures Section 2: Program Operations 146 2019-21 Policies and Procedures Section 2 – Program Operations for snacks or breakfast. Unsafe perishables shall be disposed of daily.  The central kitchen will create a sample lunch plate and hold it for seven days. This food will be used for analysis in the event of a food-borne illness outbreak. Y. Procedures for Using Transport Units Food cambros are insulated to help maintain the temperature of hot food or cold food. Cambros and containers shall be washed and sanitized daily.  Cambros shall not be stacked more than four high.  Broken cambros shall not be used to transport foods.  Cambros and containers are opened just before serving food.  All food containers shall be rinsed before being returned to central kitchen.  Food shall not be left at room temperature in an open cambro. Z. Food for Infants 1. General Description  Infants from birth through 11 months participating in the program will be offered an infant meal. Under the infant meal pattern, infant formula is a required component and, as such, must always be offered unless the infant’s mother provides breast milk. CSB encourages breast- feeding. Infants and mothers benefit when infants are breastfed. Facilities are available for mothers to comfortably and discreetly breastfeed infants. Alternatively, staff can feed infants expressed breast milk left by their mothers.  The decision regarding which infant formula to feed a baby should be made jointly by the infant’s doctor and parents. CSB provides one house formula: Enfamil Infant. Any parent who wishes to decline this formula must document this declination using the form “Parent’s Form for Declining a Provider’s Formula” (See Form CSB404). Such parents will furnish a formula which meets the CACFP requirements for iron fortification and nutritional content, unless the doctor has prescribed a special formula. If the doctor-prescribed formula does not meet the CACFP requirements, parent and MD will need to complete a medical statement in addition to the declination form (CSB404).  Infants are to be held while being fed, and must never be laid down to sleep with a bottle.  An infant’s developmental readiness is assessed to determine the foods to be provided, the texture of the foods, and the feeding styles to use. For complete guidelines, refer to the training manual Feeding Infants: A Guide for Use in the Child Nutrition Programs. 2. Feeding Infants:  The introduction of solid foods is usually started around six months of age, depending upon each infant’s nutritional and developmental needs. The decision to introduce solid foods should always be made in consultation with the parents. New foods are introduced one at a time, up toone week apart to make it easier to identify food allergies or intolerances. Infants will be offered single-ingredient commercial baby food when appropriate.  As infants grow older, they may prefer to hold their own bottles, and may do so while being held in an adult’s arms or lap. 2019-21 Policies and Procedures Section 2: Program Operations 147 2019-21 Policies and Procedures Section 2 – Program Operations  Dental problems, such as tooth decay, may result from children using bottles as pacifiers. For this reason, children are not allowed to carry bottles.  Cereal or any other solid food may not be served from a bottle. A spoon is to be used instead. Baby food shall not be served from jars. Before feeding, the approximate amount of food that infant might consume shall be taken from the jar and placed into a small dish. Solid foods must not be put in bottles. Babies fed such food in a bottle can choke and may not learn to eat foods properly.  Any parent who chooses to decline the center's offered food and instead furnishes one or more food items that meet Child Nutrition Program (CNP) nutritional content requirements, must document this declination using the Parent’s Form for Declining a Center's Food For Infants, (Form CSB405) unless the doctor has prescribed special food. Any food items provided by the parent must be in compliance with local health codes, Head Start Performance Standards and CACFP regulations. If the doctor’s prescribed food item(s) does not meet the CNP requirements, the doctor will need to complete the Physician's Letter for Declining a Center's Food (CSB405a), return the original to the Nutrition Office, and retain a copy in the child’s file. 3. Food to Avoid with Infants: Infants are at risk of choking on food due to their poor chewing and swallowing abilities. For a complete list of foods to avoid for infants and toddlers, please refer to the training manual, “Feeding Infants: A Guide for Use in Child Nutrition Programs.” AA. Food for Toddlers Toddlers will be served food from the regular Child Nutrition Toddler menu. Foods should be served family style and prepared so they are easy to eat (small pieces, or thin slices, no bones). BB. Potlucks Potlucks have historically been an integral part of CSB. They have provided parents with opportunities to share part of their family traditions, culture, personal interests, and strengths with other parents and staff in an economic and enriching manner. As the program has grown, concerns have been raised in relation to sanitation, safety, and nutrition. This is partly due to the common practice in our community of celebrations being built around a shared food experience, often with participants bringing their choice of food.  Potlucks are discouraged during class hours as the children have their planned menus.  If a potluck is held during a classroom event, it shall be held in a separate room such as a teacher’s lounge or conference room. If a separate room is not available, potlucks shall be held after class hours.  If a potluck is held during a classroom event, enrolled children will first be served the food provided by Child Nutrition Services.  Parents may prepare a plate of potluck food for their own children only, and enrolled children may not be served the food in lieu of the food provided by the program.  If after hours, parents may serve their children alternate food from whatever source they choose at that time.  Parents who choose to contribute food should be encouraged to bring foods that are 2019-21 Policies and Procedures Section 2: Program Operations 148 2019-21 Policies and Procedures Section 2 – Program Operations economical, healthy, and prepared in sanitary conditions. See section CC below for restrictions and suggested healthy alternatives.  The food may be either homemade or purchased.  Cultural foods are encouraged. CC. Food for Children, Parent, Staff Meetings and Events In March 1993, in an effort to reduce chronic disease, the Board of Supervisors adopted the Contra Costa County Food Policy developed by the Contra Costa County Food and Nutrition Policy Consortium, of which CSB is a member. The policy states that food provided at staff meetings, parties and other types of County social events should include choices that meet U.S. Dietary Guidelines. All foods served to people or provided through food assistance programs should reflect current standards of good nutrition. In 2012, the Board of Supervisors and the Policy Council approved a Healthy Food & Beverage Policy. This policy states that Community Services Bureau recognizes frequent consumption of non-nutritious foods and beverages as a significant risk to the health of the children being served, and is taking a preventive approach. The role of CSB in serving families includes consistently modeling the behavior we wish to encourage. Therefore, at all CSB meetings, events, activities, or celebrations which include children:  Sugar (or corn syrup) sweetened beverages and 100% fruit juice will not be served  Caffeinated drinks, including teas, will not be served  Foods containing large amounts of sugar and/or solid fats (candy, donuts, cakes, cookies, chips, etc.) will not be served Instead, CSB will provide or require healthy alternatives such as:  Unsweetened carbonated water (flavored or unflavored)  Water, perhaps flavored with a slice of lemon or other fresh fruit (and preferably served in non- plastic containers)  Non-fat or 1% milk (plain)  Coffee and/or tea (for adults)  Fresh fruit  Whole-grain snacks (crackers, etc.)  Raw vegetables and dipping sauce At all facilities directly operated by CSB, the CSB Healthy Food and Beverage policy will be implemented for any meal or special event that includes children. DD. Nutrition Services  The Nutrition Office works with staff, professionals and parents to meet the nutritional needs of children with disabilities, and to help prevent disabilities that have a nutrition-related basis  The Comprehensive Services Health, Disabilities and Mental Health Managers work with the 2019-21 Policies and Procedures Section 2: Program Operations 149 2019-21 Policies and Procedures Section 2 – Program Operations Nutrition Manager to ensure that provisions to meet special needs are incorporated into the nutrition program.  Appropriate professionals shall be consulted when determining ways to assist Head Start staff and parents with regard to children who have severe disabilities and/or problems with eating. The Nutrition Manager will plan and implement activities to help children with disabilities participate at mealtime, and to help prevent nutrition-related disabilities. EE. Food Defense Security measures in the central kitchen area will be followed by limiting access to the food production area and storage area to authorized personnel only. When not in use:  Freezers shall be kept locked.  Walk in refrigerators shall be kept locked.  Storage room shall be kept locked.  Access to ice machine shall be controlled.  Food shipments shall be accepted only if products are secured and sealed.  Incoming food shipments shall be examined for potential tampering. PART V. FAMILY & COMMUNITY ENGAGEMENT PROGRAM SERVICES SUBPART I. Strength Building-Family Partnership Agreement A. Purpose Parent and family engagement in Head Start/Early Head Start (HS/EHS) is about building relationships with families that support family well-being, strong relationships between parents and their children, and ongoing learning and development for both parents and children. The partnership between parents and HS/EHS staff is fundamental to children's current and future success and their readiness to school. At CSB, parents and family engagement activities are grounded in positive, ongoing, and goal-oriented relationships with families. The Strength Building-Family Partnership Agreement process begins at the first point of contact with the families. This may occur through a phone call to the enrollment line, an intake appointment, an enrollment clinic or a walk-in at one of our centers. Upon enrollment staff and families build ongoing, respectful, and goal oriented relationships. As needed, the staff is ready to link families with community resources and referrals to promote progress on family and child development goals. The Strength Building-Family Partnership Agreement is further strengthened by parents completing the Parent Volunteer Survey, Parent Interest Survey, and engaging in the day to day program activities for families and children. 2019-21 Policies and Procedures Section 2: Program Operations 150 2019-21 Policies and Procedures Section 2 – Program Operations B. Building Strength Building-Family Partnership Agreement (SB-FPA) The SB-FPA aligns with the HS Parent and Community Engagement Framework and family outcomes. Through the SB-FPA, families work with staff to identify and achieve their goals and aspirations. The SB- FPA is a strength-based practice and is completed twice each program year. In both cases, parents and co-parents are encouraged to participate based on their readiness/willingness. The Strength Building-Family Partnership Agreement has three layers of engagement:  Strength Building Family assessment  Family Goal Setting  Referral and Resources 1. Family Assessment Through the family assessment process, families meet with staff to share their unique strengths, inspirations, goals and challenges. They also discuss various dimensions of the HS/EHS Parent Family Community Engagement (PFCE) Framework:  Family’s well-being (Parent/family Health and safety, financial security, Shelter)  Positive Parent Relationships (Parents developing warm relationships that nurture their child’s learning and development).  Family as a Lifelong Educator (Parent as the first teacher, participates and support their children learning, partner with school teachers and community).  Family as Learners (Parents advance their own learning through educations, training, to support parenting, career and life goals).  Family Engagement in Transitions (Parents support children learning and development as they transition to new learning environments such as EHS to HS or HS to Kinder and Elementary School).  Family Connections to Peer and Community (Parent is connected with peers to build networks that are supportive and educational to enhance social well-being and community life).  Family as Advocates and Leaders (Parent participates in leadership development at site level, community or state level to improve advocate for high quality children’ learning experiences). The key points of this conversation are objectively documented in CLOUDS using the Family Partnership Assessment Indicators, Comprehensive Services staff will assign one of the indicators to the dimension (T: thriving, S: stable, or IN: in-crisis). 2. Goal Setting Based on the information gathered through the Strength Building-Family Partnership Agreement- Assessment, and based on what families consider it is important to them, the staff encourages and assists parents in setting personal or family oriented goals. If the family has a pre-existing goal, CSB staff will support the family as requested. Through the goal setting, families are educated on setting SMART goals 2019-21 Policies and Procedures Section 2: Program Operations 151 2019-21 Policies and Procedures Section 2 – Program Operations and planning the steps and support needed to achieve their aspirations. The family-goals are documented in CLOUDS-Family Goals, using the family’s own words. (Family SMART Goal are: Specific, Measurable, Achievable, Realistic/relevant, and Timely) 3. Accessing Resources and Services Upon identification of the family SMART goal, the family defines achievable short steps, identifies resources/referrals they might need to successfully reach those goals, and commits to its completion. Staff assistance and support, nurture the family as they go through this process, building their knowledge and confidence accessing community resources. Referrals and Services are documented in CLOUDS Referral/Services tab. 4. CSB Strength Building-Family Partnership Agreement Process The initial SB-FPA is completed within 60 days of family enrollment; the second one is a follow-up of the initial SB-FPA and is completed 30 days prior to the end of their program year. This applies to Part day/Part Year Programs and Full Day/Full Year Programs. The SB-FPA is a fluid process, depending on individual family's circumstances; staff will support their interest and needs regularly. i. Within 60 days of Enrollment Comprehensive Services Clerks are responsible for the following:  Completing family Assessment: o Meet with parents to complete the first SB-FPA as early in enrollment as possible. Document family strengths and areas in need of further information/referral in the CLOUDS system. Use key-words to describe and validate the selected indicator under each of the eight sections. o Avoid keeping assessments as new or in progress. o Families may decline the completion of the SB-FPA, if this happens, staff documents parent "declined" in CLOUDS SB-FPA Form.  Completing Goal Setting: o Assist family on setting personal or family oriented goals to be completed within the program year, to describe what step will be taken to complete the desired goal, what support will be needed and when the goal will be achieved. Educate family in using the SMART Goal format and encourage to write them in their own words. (Specific, Measurable, Achievable, Relevant and Timely). If a family doesn't identify specific family goals, suggest the family develop a goal that supports their child’s educational goal or development. (Staff can refer families to their parent-teacher conference goals if needed).  Document family goal in CLOUDS by indicating: o Goal category based on PFCE frame work. o Goal description, enter the family's own words. Include pre-existing goals if 2019-21 Policies and Procedures Section 2: Program Operations 152 2019-21 Policies and Procedures Section 2 – Program Operations applicable. o Goal steps, what is needed to achieve the goal(s) including a back plan. (The parent's responsibility for the action) o Goal support, what will be done by other than the parent to assist in achieving the goal. (Staff/other commitment to the action) o Expected completion date. (Within the program year) o Goal follow up, provide immediate support/resource and referrals to families that identified themselves as "in need" or requested additional information. All actions, resources, referrals and results of follow-ups are documented in under Goal Follow- up and in the Resources Referral Section in CLOUDS.  Entering Referral and Services: o Families are provided with resources as requested or if staff consider the family will benefit from a community resource. Referral and Services are documented in CLOUDS. As needed families are contacted to determine if resources or referrals were appropriate and adequate for the family. o Document contact on Family Referrals and Services-Notifications in CLOUDS (enter dates and CS staff initials) indicating if the resource(s) met the family’s needs and if the family was satisfied with the referral/resource. Resources and referral status in CLOUDS need to be marked as "Completed" by the end of the program year. Avoid leaving pending referrals, as in progress or new. ii. By January  Mid-year Goal follow-up. All family goals must be followed and documented in CLOUDS family goals section. iii. 30 days before the end of the Program Year (Part Day Programs and Full Day Programs) Comprehensive Services Clerks are responsible for the following:  Complete the second SB-FPA, by reviewing the initial SB-FPA with parents. Staff communicates with families to discuss and document the second assessment in CLOUDS  Follow on family goal progress. All family goals need to be closed at this time. Staff document on CLOUDS, the status of goal completion (Accomplished, Not accomplished). If any barriers were impeding the goal completion, staff document the goal status as “Not Achieved” and enter comments explaining the barriers under "End of the Year Comments" section of Goal in CLOUDS. Avoid leaving goals in progress or as new.  As needed assist families in utilizing provided resources/referrals immediately, especially for families identified as in need.  As needed contact families to determine if resources or referrals were appropriate and adequate for the family. Document notes in CLOUDS under Referral and Resources and Services-Notifications. At the end of the program year, all referral and resources status in CLOUDS need to be marked as "Complete", avoid leaving pending referrals as "In progress" or as "New". iv. On an Ongoing Basis: 2019-21 Policies and Procedures Section 2: Program Operations 153 2019-21 Policies and Procedures Section 2 – Program Operations Site Supervisors are responsible for the following:  Review individual SB-FPA’s and Family Goals for their sites.  Review CLOUDS custom report for Family Performance and Outcome by Measure by selecting your site.  Maintain communication with CS Staff, especially for families they might consider themselves as in need.  Should the family situation change and site staff is aware, notify comprehensive services staff to update Strength Building-Family Partnership Agreement assessment if needed, and provide support or resources as needed.  As applicable, provide Comprehensive Services staff with updates to Referrals and Services as parents inform so that CLOUDS is maintained accurate and support is provided as needed. Comprehensive Services Assistant Managers are responsible for the following:  Monitor the completion and accuracy of SB-FPA data entry in CLOUDS.  Following through CLOUDS reports to ensure family's referral and services are properly followed up and resources, referrals are in place.  End of year SB-FPA reached closure. All assessments completed, all goals completed (achieve or not achieved or declined), all referral and services (Completed).  Ensure that adequate follow-up and resources were provided promptly by CS Staff.  Provide support and assistance to Site Supervisors and CS Clerk in obtaining resources if requested.  Provide support and assistance to the family when needed.  Hold Family Meeting for referrals that require multiple steps and planning.  Hold Family Meeting to comprehensively support families who requested additional assistance or identify themselves as been vulnerable or in need.  Work with Comprehensive Services Clerks to strategize timely completion of SB-FPAs. Comprehensive Services Clerks:  Build positive goal oriented relationships with the families as early in enrollment as possible.  Complete Family Assessment, Goal setting, Referral and Resources. • Complete initial SB-FPA within 60 days of enrollment. • Complete end of the program year SB-FPAs 30 days before the end of the program year, review goal achievements, and request family feedback about community resources provided. If the family has not achieved their goal from the previous year and would like to continue working towards the same goal, staff may open a new goal format in CLOUDS and enter the same goal for the following year.  Maintain open communication with families and follow on their goal process. As needed provides support.  Partner with families to educate, support and build skills in accessing community resources and referral. If families identify themselves as in need, a week follow up is required to review if families accessed the community resources provided.  Document all entries and follow up in CLOUDS data system. 2019-21 Policies and Procedures Section 2: Program Operations 154 2019-21 Policies and Procedures Section 2 – Program Operations 5. Desired Outcomes of Family Partnership Process  Families achieve an enhanced quality of life by engaging in a Strength Building-Family Partnership Agreement. Families are provided community resources such as adult education classes, financial literacy assistance programs, employment counseling, school lunch programs, health resources, and other community services. Such efforts are coordinated with the Comprehensive Services staff via the Strength Building-Family Partnership Agreement process and through on-going interactions with site or comprehensive services staff at the parent’s discretion and need. By assisting families to identify their own supports and strengths, development of skills, tools, and resources, families can use this process to further develop their goals for their families beyond Head Start.  Families feel empowered and have gained life skills to be self-reliant by learning about and accessing community resources to support their family.  Families’ attainment of goals will be identified.  Families attain and accomplish pre-existing goals if identified. The Comprehensive Services staff provides guidance, support, and resources to the family, moving them toward successful completion of their family goal(s) and aspirations. Documentation of support can be found in CLOUDS, Strength Building-Family Partnership Agreement, Family Goal, Referrals and Services, and the Family Case History. When the family does not meet the timeline to accomplish their Family Goal, the Comprehensive Services staff will provide additional support and guidance, by reviewing/discussing all obstacles which prevented the family from meeting the time line. Families have a choice to continue moving toward meeting their goal(s) or establishing a new goal. If a family chooses to set a new goal, Comprehensive Services staff will assist the family in identifying an area to set a goal, and follow the goal setting procedures as listed under Goal Setting. Comprehensive Services staff will provide support and resources for the family to work towards achieving the newly identified goal. Families may refuse to participate in the assessment, goal development or resources/referrals services. Staff document their attempts at explaining the benefits of the process, and note on CLOUDS that parent refused. 6. Parent Volunteer Survey During the enrollment appointment, Comprehensive Services staff asks parents to complete a Volunteer Survey (See Form CSB300). This survey includes ways for parents to be engaged at the site level such as: helping in the classroom, preparing materials, and sharing their talents. It also offers opportunities to volunteer on a larger scale such as the Policy Council, Health & Nutrition Services Advisory Committee, , and Interview Panels. The following is the protocol for implementation and completion of the Volunteer Surveys: i. Upon Enrollment CS Clerks are responsible for:  Educating parent about CSB volunteer opportunities and encouraging parents to complete the 2019-21 Policies and Procedures Section 2: Program Operations 155 2019-21 Policies and Procedures Section 2 – Program Operations CSB300 Volunteer Survey Form.  Collecting completed forms and tallying a list of volunteers by site.  Inputting names of parents indicating interest in an Advisory Committee (Policy Council, Health & Nutrition Services, Interview Panel, etc.) into the Volunteers for Advisory Committees folder on the Shared drive. ii. By September 30th Site Supervisors are responsible for:  Compiling a list of site volunteers from Volunteer Survey results.  Utilizing the list of volunteers when needed for parent meetings. Comprehensive Services Assistant Managers are responsible for:  Working with Comprehensive Services Clerks to ensure Parent Interest Survey and Volunteer Survey are completed within the timeline with the parents. iii. Ongoing  Should parents indicate interest in volunteering at a later date, they can inform site staff or CS staff about volunteer opportunities. (Volunteer Interest Survey is used upon enrollment as a means to discuss various engagement opportunities; however, families can participate in a volunteer activity at any point of enrollment). 7. Parent Interest Survey The Parent Interest Survey is aligned with the Head Start Program Performance Standard (HSPPS) and the Parent Family and Community Engagement Family Outcomes. Parents complete this survey upon enrollment; results from the survey allow staff to identify the top topics of parents’ interests to provide training at parent meetings or to provide family resources. The list of the top ten results is kept in the Parent Committee Meeting and Policy Council binder. Family resources are shared via written materials, newsletter articles, speakers, and other forms of media. The categories for topics include:  Health/safety  Nutrition  Mental health  Child development/transitions/  Parenting/child-parent relationships  Literacy /adult education  Employment /job training/asset building  Connecting to community resources, leadership/advocacy The following is the protocol for implementation, timeline, distribution, and follow up for the Parent Interest Survey (See Form CSB300):  Upon enrollment Comprehensive Services Clerks are responsible for the following: 2019-21 Policies and Procedures Section 2: Program Operations 156 2019-21 Policies and Procedures Section 2 – Program Operations o Completing the surveys with Parent after introducing the purpose of its completion. o Entering data in the Survey Monkey for a tally of completed surveys. o Collecting Survey Monkey tallies from PFCE staff and providing sites with completed CSB304 Forms Parent Meeting Training Schedule top ten interests.  By October/November of each year Site Supervisors are responsible for the following: o Present the top ten parent interest results at next scheduled parent meeting. o Work with parents to develop a calendar/schedule for topic presentations. o Request support from Comprehensive Services as needed in obtaining or identifying speakers. Based on the results of the Survey and Performance Standard requirements, parent education workshops are planned by Site Supervisors/Head Teachers, and Comprehensive Services team members throughout the school year. C. Accessing Community Services and Resources In order to best support and provide needed resources and referrals to registered families, CSB collaborates with members of the community agencies that are a part of our Health-Nutrition Advisory Committee. Community agencies support our work in the areas of health, behavioral health, nutrition support, education programs, disabilities/services agencies, social services, local Food Banks, financial literacy education, asset development programs, and domestic violence prevention programs and substance abuse prevention/intervention. D. Supporting Families in Crisis-(Emergency and Crisis assistance) When a family experiences a crisis, the stress disrupts the family's usual pattern of functioning and family well-being. Families sometimes find that their usual ways of coping or problem solving do not work; as a result, they feel vulnerable, anxious, and overwhelmed. Sensitivity, empathy, and care are taken to assess the nature and scope of the crisis in order to work with the family to discuss the level of support that is adequate yet comfortable for the family. The role of Head Start staff is to recognize and assess the crisis situation, listen mindfully, provide assurance, and help the family use specialized resources in the broader community. Whether staff provide the needed assistance or intervention or refer families to community resources, they are key sources of support to the family.  In an event of a crisis, the Site Supervisors and Comprehensive Services staff assigned to each site should always be the first contact.  Comprehensive Services and site staff will conduct a comprehensive review of the immediate crisis that the family has.  Consult the Service Area Manager(s) most connected to the crisis as needed for case review assessment and ensure comprehensive services support has been considered, and track crisis until stabilized.  As needed, contact the Mental Health unit for support. Report the situation and advise of the potential need for crisis intervention or consultation.  The Parent, Family and Community Engagement Manager should also be notified regardless of 2019-21 Policies and Procedures Section 2: Program Operations 157 2019-21 Policies and Procedures Section 2 – Program Operations the crisis area.  Comprehensive Services Assistant Manager supporting the site creates, reviews and updates documentation of events in CLOUDS. E. Accessing Mental Health Services: Prevention Identification, Intervention, Program for Families CSB supports the social-emotional health and well-being of both the child and the family. Opportunities for parents are provided to discuss concerns regarding their child or family and seek/assess support/treatment options with CSB mental health unit clinicians. Goals of the mental health prevention program are to:  Improve self-concept  Build positive goal-oriented relationships  Develop coping skills for problem-solving  Manage stress effectively Family Meetings are offered to families as needed to identify and address child or family issues so that Comprehensive Services staff can provide information or additional resources to the family. Staff can assist families in obtaining appropriate referrals to address individualized family needs or concerns. Child Abuse Prevention training for parents is scheduled annually at the site level during parent meetings. Additional resources are available to site and parents upon request. F. Family Resources 1. Resource Guides: Several community resource guides are used by Comprehensive Services staff, and many are posted on Parent Boards including:  “Surviving Parenthood,” published by the Child Abuse Prevention Council 925-798-0546 or access the link: https://www.capc-coco.org/  “Resources Guides” published by Contra Costa Crisis Center (Toll-Free 800-830-5380 or 925-939- 1916, and Crisis line 800-833-2900 or http://cccc.bowmansystems.com./) and the guide provides an at a glance perspective of what resources are available to assist with families' basic needs. It is easy to reproduce, is available in English and Spanish, and is published for East, Central, and West Contra Costa County.  CSB Friday Flyer: A source of county wide community resources/events, that are distributed twice a month to all CSB staff, in an effort to support their work linking families with valuable community resources. The Friday Flyer is distributed in English/Spanish and contains up to date information regarding county wide training and job opportunities, community events such family recreational activities, as well a variety of community learning opportunities. Other community resources list that are frequently distributed to CSB staff and parents include:  One Stop Career Center monthly calendars 2019-21 Policies and Procedures Section 2: Program Operations 158 2019-21 Policies and Procedures Section 2 – Program Operations  First 5 Center monthly calendars  Local Library calendars  Latina Center calendars  Spark Point calendars  Family Law workshops 2. Internet Database For individualized resources customized to fit particular needs, Comprehensive Services staff and other staff can access 211 Online Database via the Internet at www.crisis-center.org. This up-to-date system allows staff to search for resources by name, need, and geographical area. It has the capability of translating the resource information into 12 different languages and has a map feature allowing the user to create a map to and from the resource location. Parents are encouraged to use this resource from CSB computers, or if available, from their personal computer. 3. Other Methods of Access Parents are also given access to information about community services by posting information on parent bulletin boards at sites and Wellness Center Displays in the classrooms. Additionally parents receive, educational booklets, pamphlets, CSB Family newsletters, flyers of program events during parent orientation and/or other parent meetings/trainings. 4. Site Based Resources and Referrals Each Site Supervisor must make available the Resource Guides for the appropriate region of the county to assist families in accessing frequently used or needed resources. Copies of these Resource Guides should be posted on the Site Parent Board and also be distributed to each family so that it is easily accessible should they need it at a later time. Additional copies for photocopying and updated versions can be found at 211 Contra Costa: http://cccc.bowmansystems.com./ Resource boxes are also available at each site with additional resources and handouts that relate to topics from the Parent Interest Surveys. Each site has a Wellness Center (self-help) that will assist those families that don’t ask for resources directly. The Wellness Centers contain information in the areas of: CSB’s health, disabilities, nutrition, mental health, parent/family involvement, among other flyers. The Site Supervisors update the wellness centers quarterly basis. G. Services to Pregnant Women Enrolled in the Program Staff engages enrolled pregnant women and other relevant family members such as fathers, in family partnership services focused on factors that influence prenatal and postpartum maternal and infant health. Staff provides support throughout the transition process with program options and transition to program enrollment, as appropriate. The Strength Building-Family Partnership Agreements will address:  Early and continuing risk assessments, which include assessment for nutritional status as well as nutrition counseling and food assistance, if necessary.  Health/oral promotion and treatment, including medical and dental exams, on a schedule 2019-21 Policies and Procedures Section 2: Program Operations 159 2019-21 Policies and Procedures Section 2 – Program Operations deemed appropriate by attending health care providers as early in the pregnancy as possible.  Mental health interventions and follow-up, including substance abuse prevention and treatment services as needed.  Pre-natal education on fetal development, labor and delivery, and postpartum recovery  Benefits of breastfeeding and accommodation of breastfeeding in the program.  Health staff will visit the newborn within two weeks after birth to ensure the well-being of both mother and child. SUBPART II. Parent Engagement A. General Description Parents are the first and most important educators of their child. Parent Engagement in CSB is integrated into the classroom and in the administration, by then, it is imperative that the parents become engaged in their children educational program, and in all aspects of the program. Parents are encouraged to participate in policy-making groups at the center, agency, and grantee levels. Participation of parents is voluntary and is not required as a condition of the child’s enrollment. Four ways have been designed to provide the parents and/or families of the program to actively participate in the following:  Engage in the decision-making process  Engage as paid employees  Engage as volunteers  Engage as observers in their child’s classroom Families can also expect to be offered the opportunity to be engaged in the program as equal partners in their child’s education, learning, and development in these ways and more:  Participates in the Home Visit  Attend an orientation to the program and the classroom  Attend two Parent/Teacher conferences per year  Attend Parent Meetings and parent trainings  Participate as a volunteer, staff, or observer  Participate in the Male Involvement and Engagement Program  Participate in Policy Council and other advisory bodies  Participate in the Strength Building-Family Partnership Agreement B. Engagement in the Decision-Making Process Participation in the process of making decisions about the nature and operation of the programs (as well as decision-making in the Contra Costa County Community Services Bureau Grantee-Operated Program and the Policy Council) occurs on two levels, Site Parent Committee and Policy Council: 1. Site Parent Committee Meetings: comprised exclusively of the parents of children currently enrolled at each center or within a program option such as the Home-based option. The Site Parent Committee carries out at a minimum, the following responsibilities: 2019-21 Policies and Procedures Section 2: Program Operations 160 2019-21 Policies and Procedures Section 2 – Program Operations  Collaborates with staff in developing and implementing local program policies, events, and services (including but not limited to classroom curriculum and activities, and center-wide activities).  Plan, conduct, and participate in informal as well as formal programs and activities for parents and staff (including but not limited to parent training, special events, and parent/child activities).  Within the guidelines established by the governing body, Policy Council, or Policy Committee, participate in the recruitment and screening of Early Head Start and Head Start employees. The following is the staff protocol for implementation of parent meetings as family engagement:  In September Comprehensive Services Clerks, Comprehensive Services Assistant Managers and CS Managers provide support at 1st parent meeting to establish Policy Council representative and Parent Committee officers.  As needed Comprehensive Services staff assists in providing resources for speakers at Parent Meeting upon request by Site Supervisor.  Monthly one week before meeting, Site Parent Meeting Chair: o Announces upcoming meeting o Prepares agenda, make copies, prepare minutes o Copies minutes from prior month o Copies PC minutes to share with parents o Posts agenda on Parent Board o Secures training/guest speakers (with Site Supervisor assistance)  Monthly Site Supervisor (with the support of Comprehensive Services staff as needed): o Supports Site Parent Committee Meeting Chair with monthly duties assigned. o Provides support for translation of minutes/agendas if needed. o Provides staff report for meeting. o Ensures parent committee meeting binder is current for the school year with training tally, training evaluations, meeting agendas, meeting minutes, sign-in sheets and copies of handouts given to parents. o Attends Parent Meeting or provide staff support to parent officers.  Within school year Site Supervisor (with the support of Comprehensive Services staff as needed) ensures that required trainings are provided at the site, including: o Pedestrian Safety (By September 30th) o Child Abuse Prevention (By April 30th) o Kindergarten Transition (January to May depending on school district) 2. Policy Council The Policy Council operates in under Internal Operational Procedures of the County Board of Supervisors, 2019-21 Policies and Procedures Section 2: Program Operations 161 2019-21 Policies and Procedures Section 2 – Program Operations the Brown Act, Simplified Roberts Rules of Order, Head Start Program Performance Standards (HSPPS), and Better Governance Ordinance. The Policy Council By-Laws, which are reviewed and approved annually by the PC, contains detailed information including but not limited to the following:  Purpose of the Policy Council and composition information  Procedures for handling business  Duties and Responsibilities of members  Membership and Meeting information  Standards of Conduct requirements For more information regarding the roles and responsibilities of the Policy Council, refer to the Program Governance under Section 1 of the Policies and Procedures. The following is the staff protocol for implementation of the Policy Council as an opportunity for Parent Engagement: i. Site Supervisors with the support of designated Comprehensive Services staff is responsible for the following:  September: o Attend 1st Parent Meeting at each site where there is Head Start or Early Head Start enrolled families as assigned. o Assist in establishing site officers and Policy Council Rep(s). Refer to Initial Parent Meeting-Election Packet that outline general duties of policy council representatives: • Initial Parent Meeting-Election CSB 330 • Initial Parent Meeting-Election Agenda CSB 330A • Initial Parent Meeting-Lection Minutes CSB 330B • Parent Committee HS Requirements CSB 330C • Functions of the Parent Committee Officer CSB 330D • Policy Council Representative Overview CSB 330E • Policy Council Representative Information CSB330F • Roster of Parent Committee -Policy Council Officers CSB 330G • Provide new Policy Council representative with Policy Council Representative Changes (CSB-330F) form to complete and forward to Policy Council Staff and CC PC Manager ii. Site Policy Council Representative with the support of site staff:  Monthly: o Ensures posting of upcoming Policy Council Agenda on Parent Board before the Policy Council meeting. o File Policy Council Agendas in site Parent Meeting Binder. o Prepare monthly Site Report to present to the Policy Council. o Share and distribute flyers and information received at the Policy Council Meeting to parents at the monthly site committee meeting. o Attend Policy Council meeting and take back information and resources to the next Parent meeting at their site. 2019-21 Policies and Procedures Section 2: Program Operations 162 2019-21 Policies and Procedures Section 2 – Program Operations iii. Site Supervisor:  Monthly-week of PC: o Confirm representation for the site. If rep(s) cannot attend, secure an alternate. o West Co. sites only: Confirm if Policy Council rep(s) needs transportation and inform PFCE staff to arrange transportation for the respective month. o Facilitate election of new Policy Council representative if replacement is needed.  As needed: o If the elected Policy Council Representative is unable to fulfill his/her duties, he or she submits a letter of resignation to site or comprehensive services staff to be forwarded to the clerk or manager of PC. o Site conducts an election for replacement Policy Council representative at the next Parent Committee meeting. o Provide new Policy Council representative with Policy Council Representative Information (CSB-330F) form to complete and forward to the clerk of the Policy Council. iv. Comprehensive Services Manager Assigned to Policy Council:  Monthly-after PC: o Provide Policy Council meeting minutes to sites for Policy Council representative to report at next parent committee meeting. o Post minutes and agenda on EHSD, CSB and Contra Costa County public websites, in both English and Spanish. C. Parent Engagement in the Classroom as Paid Employees, Volunteers, or Observers 1. As Paid Employees: Contra Costa County CSB defines “paid employees” as currently-enrolled parents who have qualified for an employee position. Preference will be given to parents of children formerly or currently enrolled in CSB’s programs. Parents who become paid employees of Contra Costa County may not participate on the Policy Council. 2. As Volunteers: To be considered for volunteering, a currently enrolled parent must comply with CSB and Licensing requirements, take part in an orientation about the program and the specific aspects of being a volunteer. Parents and family members are encouraged to participate in the classroom as frequently as their schedule permits. Please refer to the Volunteer Policy under Human Resources of the Policies and Procedures for more information on CSB Volunteer Policy. If parents are unable to volunteer at the center, the following home activities are suggested:  Assisting the children extend their experience in the classroom  Assisting the children to use materials in different ways, providing children with appropriate work and strategies to help them solve problems 2019-21 Policies and Procedures Section 2: Program Operations 163 2019-21 Policies and Procedures Section 2 – Program Operations  Encouraging children to communicate with one another so that they can help themselves work out problems and explore alternatives  Organizing, fixing, making toys or sewing/repair of dramatic play clothes  Participating in story-telling activities with children  Making observations of their child  Making flannel board stories  Going to the library to check out books for the classroom  Translating written materials 3. As Observers: Parents of currently enrolled children may observe in their child's classroom or during the Home-based socialization time at any point during program operations. Depending on circumstances, other observers and professionals will need to obtain permission from the Site Supervisor/Early Childhood Home Educator and or parental consent release for observations by indicating the purpose of the visit, and how long they plan to visit. Parents and other family members have a responsibility to treat staff and other program participants with courtesy. Aggressive or abusive actions towards any staff members, parent, or another child by a parent is unacceptable and may result in the parent being barred from the center grounds and or a child/family being withdrawn from the program. If this should occur, CSB will work with the parent to provide resources for alternative placement. 4. Male Involvement Program: CSB supports the engagement of both parents in their children’s educational experience that will ultimately help the children to reach better outcomes. Regardless of living arrangements, it is our goal to include both parents, (co-parents) to the maximum extent possible in the family partnership process and have ongoing communication with the child’s teacher as co-partners in their child’s education, learning and development. CSB makes fathers feel welcome and supported at our sites and offer activities that will be meaningful to both father and mother. The goal of male involvement is to provide fathers and other significant males with opportunities to build parent to parent network that is supportive and/or educational, to enhance social well-being and community life. Activities and support for fathers and engaged men are determined locally through a variety of ways such as ongoing communication as a result of a parent-teacher conference, home visit, other means with a teacher or site supervisor, and fatherhood support groups (24/7 Dad). D. Family Engagement in the Program Staff members have a significant role in providing opportunities for parents/families to become engaged. Site staff and Comprehensive Services staff have the responsibility of ensuring that parents of children currently enrolled and/or family members have the opportunity to be engaged in all aspects of the program. CSB defines opportunity as the staff’s willingness to assist families in removing barriers to their involvement. 2019-21 Policies and Procedures Section 2: Program Operations 164 2019-21 Policies and Procedures Section 2 – Program Operations 1. Parent Orientation: CSB staff ensures that parents have the opportunity to be engaged in the program by providing a Parent orientation at the time of placement. Once a child is ready to be placed at a site, comprehensive services, or site staff meets with the family to complete the placement process. This includes the Parent Interest Survey and a review of the Family Handbook which provides an overview of our CSB program, family parent engagement opportunities, and its service models & areas. The Family Handbook is updated annually in conjunction with the annual review of CSB Policies and Procedures. Contents of the Handbook are limited to appropriate content regarding program information, school readiness, staff professional development, parent, family, and community engagement, health and safety requirements, nutrition information, social services and more. Please refer to the current Family Handbook for more details. Site staff and Early Childhood Home Educators work with parents to plan classroom activities, field trips, socializations and home-based activities. Planning with parents at the site level occurs at parent meetings and individually through parent conferences twice a year. Child care and transportation are scheduled and provided when needed to allow for maximum family engagement. 2. Family Information Sharing: All centers are required to have a Parent Information Board, located in a visible and accessible place all parents visiting the facility. For centers with several buildings, a Parent Information Board should be included at each building. These boards are used to communicate with families and should contain Center Licensing regulations, CSB and Community current events, parent committee meeting agendas and minutes, Policy Council agendas and minutes, job announcements, site special events, and parent engagement opportunities such as Male Involvement, parenting classes, financial literacy classes and other CSB and community learning opportunities. Materials should be posted in English and Spanish whenever possible. CSB monitors both Delegate Agencies and subcontractors, and the directly operated program to determine the extent of parent engagement, giving technical assistance to programs as needed. E. Development of Activities for All Parents To gain an understanding about families are encouraged to fill the CSB300 "Parent Interest-Volunteer Survey Form". Parent Interest surveys are distributed to enrolled families at enrollment and are tallied by Comprehensive Services staff by September 30th. to determine interests and needs of parents at each site. Information from these surveys is analyzed by staff, and form the basis for the development of activities and parent trainings that reflect the interests of the site. Parent Engagement requests found consistently across the program will be considered for agency-wide opportunities. Currently enrolled parents, are encouraged to co-partnership with classroom staff, or with their Early Childhood Home Educators to design child development activities and special events. Staff should assist parents to define their feelings about child rearing, as well as building partnerships with parents (to develop confidence and knowledge about their children’s education). In turn, parents contribute their experiences and values to the program in a way that is comfortable for each parent. 2019-21 Policies and Procedures Section 2: Program Operations 165 2019-21 Policies and Procedures Section 2 – Program Operations Various opportunities are made available throughout the year, and support is provided both site and comprehensive services staff to assist each family to participate to the extent of their comfort, ability, and availability. F. Parent Education / Home Activities Teachers provide parents with individualized home activities to reinforce their child's learning objectives. Home activities focus on the use of household items and emphasize a developmentally appropriate approach to working with preschoolers. Home activities are introduced to parents at site parent meetings, home visits/parent conferences, and daily conversations with parents. Each center has a Parent Lending Library/Wellness Center available to parents on a checkout basis. Books and pamphlets about Parenting, Child Developmental Milestones, Health, Mental Health, Dental Care, Nutrition, Child Development, and Home Activities are all part of the library. For more information on Home Activities, refer to the Education section of the Policies and Procedures. G. Parent Notification of Community Services Bureau Changes Following is CSB's procedure for notification of parents of staff changes, new hires, substitutes, staff departures, and other applicable CSB staff movement:  Classroom Substitute – the Site Supervisor will notify impacted families about changes in staffing at the classroom.  Hiring/Assignment/Departure of Staff –the Site Supervisor or Head Teacher will inform parents in writing and verbally about changes in staffing on-site. H. Family Literacy Family Literacy will be promoted on a group and individual family basis through information obtained in the Strength Building-Family Partnership Agreements, Parent Interest Surveys, parent/teacher home visits, parent conferences, center parent meetings, and from other parent contacts. Family Literacy is approached as a collaborative venture; wherein interagency agreements are established to streamline access to the services of a variety of community agencies. Examples of Family Literacy opportunities include:  Tandem Reading Program  Raising a Reader book bags  Reading Advantage  Home activities Comprehensive Services and site staff work consistently through the year to maintain effective working relationships with community agencies providing literacy support services. These may include, but are not limited to, United Way, Literacy Alliance, Libraries, ROP, RIF, Project Second Chance, CalWORKs, and Diablo Valley Literacy Council, or provide parents with resources for literacy services at their local library and more depending on the need and interest of families. 2019-21 Policies and Procedures Section 2: Program Operations 166 2019-21 Policies and Procedures Section 2 – Program Operations I. Parent and Family Engagement in Health, Nutrition, and Mental Health Education The Family Strength Building Partnership Agreement utilizes the PFCE Family Framework outcomes. This matrix specifically addresses the family wellbeing that includes health, nutrition and mental health education. By completing this tool staff gains the information they need to:  Assist parents in establishing and utilizing a medical and dental home  Encourage parents to be active participants in their child’s health care  Provide parents with the opportunity to learn the principles of preventive medical and dental health, health and safety education, and individualized health training specific to the child and/or family needs In addition to addressing education via the Strength Building-Family Partnership Agreement, there is a joint advisory group that allows appropriate time/opportunity for maximum engagement in Health and Nutrition. Health Services and Nutrition Advisory Committee: This committee is composed of staff, parents, and community representatives from the fields of health, nutrition, disabilities, and mental health and their related services for pregnant women, children 0-5 years old, and their families. Members inform staff of current issues and practices in the community so that the program can address them. Parents also have an opportunity to express their concerns regarding health-related issues affecting their family or their community by providing input to local community agencies regarding current health-related events, trends, service gaps. Members of this committee also exchange information regarding the food service program and discuss and explore nutrition issues such as obesity, anemia, cancer, breastfeeding, and other topics of interest to the parent participants. This group meets twice a year. Parents indicate interest on the Volunteer Survey that is completed at placement (See form CSB300). J. Parent and Family Engagement in Community Advocacy Through the encouragement of parent and family engagement at all levels, the program provides parents with valuable information that will empower them and serve as a practical resource to help them in their day-to-day lives. One of the goals of parent and family engagement is to support and engage parents in their child’s education, learning, and development. Information exchanged during the first and second parent- teacher conferences, through Family Meetings, sharing of health screening results, and on- going communication with parents, staff are educating parents on the importance of seeking out support for the interest and well-being of their child. Through the Strength Building-Family Partnership Agreement staff support and encourages families to develop goals or support existing goals in order to support the growth and well-being of their family. Through the Policy Council and Policy Council Subcommittees parents are provided an opportunity to extend their advocacy into the community as they are involved in the decision making process for their Head Start and Early Head Start Programs. They gain experience in a public meeting setting and will have knowledge of public meeting rules should they wish to advocate in their local public meetings. They are 2019-21 Policies and Procedures Section 2: Program Operations 167 2019-21 Policies and Procedures Section 2 – Program Operations exposed to community resources and in turn become vital resources to other parents at their respective centers. The Policy Council Executive Committee and Advocacy Subcommittee, shares information about grass roots advocacy for the Head Start program and encourages parents to write letters to their elected officials supporting their Head Start program. This advocacy extends beyond supporting their own child which is what brought them to Head Start initially. It is vital that parents remain concerned and informed about issues that affect their lives and the lives of their children. Parents are encouraged to form their own opinions regarding issues and are provided with information on advocacy skills so that they can have a voice as well as leadership skills. K. Parent and Family Engagement in Transition Activities Helping each parent become an effective advocate for their children is an essential transitional strategy:  Transitions start well in advance to allow time for the parent and the child to prepare for the upcoming change. Parents are involved in transitions throughout the program such as transition from home to school, infant to toddler; toddler to preschool, preschool to kindergarten; routine transitions during class time; and transitions from the parking lot to the center. For more information on transitions, refer to the Education and Disabilities sections of the Policies and Procedures and the CSB Family Handbook. L. Parent and Family Engagement in Home Visits Head Start enrolled parents are encouraged to participate in two home visits during the program year. The first visit may occur at the time of placement and is intended to be an opportunity for the teacher to meet the child and family, and ensure that the child’s entry into the program is successful. Comprehensive Services staff may accompany the teacher if necessary. This provides an opportunity for parents to share information about their child to the teacher. Individual needs are also addressed at this time as well as completion of some required program documentation. The second visit occurs near the end of the program year and is intended to exchange information regarding progress the child has made and to address any areas of concern before the child leaves the program or begins another year with the program. Parents may decline the opportunity for a home visit at any time. While home visits are not required as a condition of the child’s enrollment or participation in these program options, every effort must be made by program staff to explain the advantages of home visits. Home visits are, however, required for the Home-based option and in the Early Head Start program where staff must visit the newborn within two weeks of birth. For more information regarding these programs, refer to the Education section of the Policies and Procedures. M. Parent Engagement in Recruiting Head Start and Early Head Start Employees All parents are invited to participate in the recruiting EHS and HS employees. Parents are included as part of the interview panel for consideration of employment. Parents can be engaged by showing interest as a Policy Council member or by way of the Volunteer Survey that is done upon enrollment. A list of parents who are interested in being on interview panels is created at the beginning of each year. 2019-21 Policies and Procedures Section 2: Program Operations 168 2019-21 Policies and Procedures Section 2 – Program Operations Training and orientation of the interview process is provided for all parents who wish to participate. For more information on staffing procedures, refer to the Human Resources section of the Policies and Procedures. SUBPART III. Community Partnerships A. Description CSB takes an active role in community partnership building and advocacy to enhance the delivery of services to children and families. Based on a variety of information sources, such as the Community Assessment, Strength Building-Family Partnership Agreements, regulatory requirements and current legislation, program staff actively seeks out and enters into partnerships with various community entities and individuals to coordinate the access to resources and services to children, families, and staff. These partnerships and the manner in which they are conducted are documented by virtue of interagency agreements and memoranda of understanding, which clearly delineate the responsibilities of both parties, are updated regularly, and are responsive to the needs of children and families. B. Child Care Partnerships CSB engages several Community-Based Organizations on a contractual basis to provide child-care and development services to eligible families. Comprehensive Services staff and a CSB Senior Manager are assigned to these programs operated by our child care partners to provide support and technical assistance and to ensure compliance with federal and state regulations. Collaborative partnerships with child care agencies enhance the educational, health care, and social services to children and families throughout the county. Providers of child care services include: First Baptist Church, We Care Services for Children, YMCA of the East Bay, Martinez Early Childhood Center, Richmond College Prep, Crossroads High School, Little angels Country Day School, Aspiranet, Sunshine Valley, San Ramon Unified School district, Healthy Families America, Child Care Counsel. C. Partnerships with Agencies, Entities, and Individuals. CSB partners with over a hundred community-based organizations including but not limited to:  Health Services: Family, Maternal, Child Health Program (FMCH), Child Health and Disability Prevention Program (CHDP), , CAIR, Integrated Pest Management Bed Bug Task Force, John Muir Child Safety Coalition, Give Kids a Smile Day, Children’s Oral Health Program, Lead Prevention program, Communicable Disease program, Community Wellness & Prevention program.  Child Welfare: County Child & Family Services (CCC EHSD-CFS).  Mental Health: County Mental Health Program/MediCal Reimbursement, C.O.P.E. Family Services program (Triple-P program).  Nutrition: Women, Infants and Children Nutrition Program (WIC), CCFP Roundtable, Solano 2019-21 Policies and Procedures Section 2: Program Operations 169 2019-21 Policies and Procedures Section 2 – Program Operations & Contra Costa Food Bank, Families CAN, CCC Health Services CalFresh, BANPAC, UC Cooperative Extension (EFNEP), Healthy and Active Before 5.  Disabilities: Regional Center of the East Bay, California Children’s Services, California Community Care Coordination Collaboration Five Cs, Contra Costa SELPA, Parent Care Network, Child Health and Disability Prevention.  Family Support: Department of Child Support Services (DCCS), SparkPoint Center, County Probation Family Justice Centers, Contra Costa First 5.  Child Abuse Prevention: Family Stress Center’s Child Assault Prevention Program and Families Thrive.  Professional Associations: California Child Development Administrator’s Association (CCDAA), National Association for the Education of Young Children (NAEYC), California AEYC, Contra Costa AEYC, Local Planning Council (LPC), National Head Start Association (NHSA), California Head Start Association (CHSA), and Region IX Head Start Association (RHSA).  Educational Institutions: Contra Costa College District, UC Davis, UC Berkeley, and Cal State University East Bay.  Other Supportive Services: Reading Is Fundamental, Supporting Father Involvement, Zero Tolerance for Domestic Violence, Raising A Reader and First 5 Commission. In addition to partnering with agencies and entities to provide services to our children, families, and staff, CSB also conducts outreach to organizations for the purpose of securing volunteers to participate in program activities. Examples of this type of outreach include our work with the Volunteer Center, CalWORKs (work experience clients), Teens Link with the Community (teens fulfilling community services requirements in High School), and the Telephone Pioneers (retired Pacific Bell employees). Visiting experts are also recruited from the community to enhance training for children, staff, and families. Groups of parents and professionals recruited to participate on Advisory Committees (Health & Nutrition Services Advisory, Community Colleges, Budget, Bylaws, Education and Family Services, Nutrition, and Personnel Committees) ensure quality planning for needs/interests of children and families. These committees contribute parent and professional input to the planning and program implementation process and are recognized for the important role they play in community partnership building. PART VI. ADDITIONAL SERVICES FOR CHILDREN WITH DISABILITIES A. Purpose The Contra Costa County Community Services Bureau complies with the IDEA (Individuals and Disability Act IDEA) and is consistent with both Federal and Center regulations governing the rights of the disabled. Children enrolled in Head Start programs with disabilities receive all the services to which they are entitled to under the Head Start Program Performance Standards (45 CFR 1302). Contra Costa County Community Services Bureau enrollment efforts include recruiting children with disabilities. Enrollment may not be denied on the basis of a disability as long as: 2019-21 Policies and Procedures Section 2: Program Operations 170 2019-21 Policies and Procedures Section 2 – Program Operations • The parent wants to enroll the child, • The child meets the Head Start age and income eligibility criteria, • Head Start is an appropriate placement according to the child's IEP/IFSP, and • The program has vacancy to enroll When a Head Start program has been determined an appropriate placement for a child with a disability and documented on the child’s IEP/IFSP, Contra Costa Community Services Bureau will access resources, recommend placement options, and provide staff training as needed. Children with disabilities may not be denied enrollment due to the following: • Staff apprehension and/or unfamiliarity with the child’s individual disability or special equipment required to accommodate the disability • Inaccessibility of facilities, • The need to access additional resources to serve a specific child to the extent possible, • Unfamiliarity with a disabling condition or special equipment or devices needed to support the child • The need for personalized special services The policies governing Head Start program eligibility are the same for children with or without disabilities. The Contra Costa Community Services bureau has instituted a variety of placement options for enrollment, including: • Joint/shared placement with other agencies • Shared provision of services • Collaboration with the school district personnel to supervise special education services • Shared enrollment slots • Accepting kindergarten-aged eligible children in collaboration with school districts when IEP states the need Children with disabilities identified for services are as follows: • Children who have been diagnosed by a certified and/or licensed professional as “having a developmental delay or a disabling condition and have and IEP or IFSP.” • Children who may require special attention due to specific high risk factors who do not have a diagnosis. These children may not have and IEP or IFSP. B. Definitions 1. ACYF - Administration on Children, Youth and Families, Administration for Children and Families, U.S. Department of Health and Human Services, and includes appropriate Regional Office staff. 2. Children with disabilities - Children with intellectual disabilities, hearing impairments including deafness, speech or language impairments, visual impairments including blindness, serious emotional disturbance, orthopedic impairments, autism, traumatic brain injury, other health 2019-21 Policies and Procedures Section 2: Program Operations 171 2019-21 Policies and Procedures Section 2 – Program Operations impairments or specific learning disabilities; and who, by reason thereof, need special education and related services. The term children with disabilities for children aged 3 to 5, inclusive, may, at a State's discretion, include children experiencing developmental delays, as defined by the State and as measured by appropriate diagnostic instruments and procedures, in one or more of the following areas: physical development, cognitive development, communication development, social or emotional development, or adaptive development; and who, by reason thereof, need special education and related services. 3. Commissioner - Commissioner of the Administration on Children, Youth and Families. 4. Day - Calendar day. 5. Delegate agency - A public or private non-profit agency that a grantee has delegated the responsibility for operating all or part of its Head Start program. 6. Disabilities coordinator - Person on the Head Start staff designated to manage on a full or part- time basis the services for children with disabilities described in part 1308. 7. Eligibility criteria - Criteria for determining that a child enrolled in Head Start requires special education and related services because of a disability. 8. Grantee - A public or private non-profit agency that has been granted financial assistance by ACYF to administer a Head Start program. 9. I IFSP - Individualized Family Service Plan for (ages 0-3) and IEP - Individualized Education Program for (ages 3-5) - A written statement for a child with disabilities, developed by the public agency responsible for providing free appropriate public education to a child, and contains the special education and related services to be provided to an individual child. 10. Least Restrictive Environment - An environment in which services to children with disabilities are provided: • To the maximum extent appropriate, with children who are not disabled and in which; • Special classes or other removal of children with disabilities from the regular educational environment occurs only when the nature or severity of the disability is such that education in regular classes with the use of supplementary aids and services cannot be achieved satisfactorily. 11. Performance Standards - Head Start program functions, activities and facilities required and necessary to meet the objectives and goals of the Head Start program as they relate directly to children and their families. 12. Related services - Transportation and such developmental, corrective, and other supportive services as are required to assist a child with a disability to benefit from special education, and includes speech pathology and audiology, psychological services, physical and occupational therapy, recreation, including therapeutic recreation, early identification and assessment of disabilities in children, counseling services, including rehabilitation counseling, and medical services for diagnostic or evaluation purposes. The term also includes school health services, social work services, and parent counseling and training. It includes other developmental, corrective or 2019-21 Policies and Procedures Section 2: Program Operations 172 2019-21 Policies and Procedures Section 2 – Program Operations supportive services if they are required to assist a child with a disability to benefit from special education, including assistive technology services and devices.  Assistive technology - Any item, piece of equipment, or product system, whether acquired commercially off the shelf, modified, or customized, that is used to increase, maintain, or improve functional capabilities of individuals with disabilities.  Assistive technology service - Any service that directly assists an individual with a disability in the selection, acquisition, or use of an assistive technology device. The term includes: The evaluation of the needs of an individual with a disability; purchasing, leasing, or otherwise providing for the acquisition of assistive technology devices by individuals with disabilities; selecting, designing, fitting, customizing, adapting, applying, maintaining, repairing, or replacing of assistive technology devices; coordinating and using other therapies, interventions, or services with assistive technology devices, such as those associated with existing education and rehabilitation plans and programs; training or technical assistance for an individual with disabilities, or, where appropriate, the family of an individual with disabilities; and training or technical assistance to professionals who employ or provide services involved in the major life functions of individuals with disabilities. 13. Responsible HHS (Human Health Services) official - The official who is authorized to make the grant of assistance in question or his or her designee. 14. Special education - Specially designed instruction, at no cost to parents or guardians, to meet the unique needs of a child with a disability. These services include classroom or home-based instruction, instruction in hospitals and institutions, and specially designed physical education if necessary. C. List of Disabling Conditions The classification of a child as “having a disabling condition” requires diagnosis by a qualified professional. Children with disabling conditions require special education and related services, due to one or more conditions including, but not limited to: • Autism • Emotional /Behavior Disorder • Developmental Delay • Health Impairment • Hearing Impairment and Deafness • Intellectual Disability as of Oct. 2010 instead of Mental Retardation • Learning Disabilities • Orthopedic Impairment • Speech/Language Impairment • Traumatic Brain Injury • Visual Impairment and Blindness • Other impairments No child will be identified as having a disability because of speaking a language other than English, economic circumstances, ethnic or cultural factors, or normal developmental delays. 2019-21 Policies and Procedures Section 2: Program Operations 173 2019-21 Policies and Procedures Section 2 – Program Operations D. Responsibilities of CSB Full Inclusion Teacher • Work collaboratively with the Site Supervisor, Comprehensive Services team and school district full inclusion staff. • Share joint responsibility for all students in the class with regard to the implementation of indoor and outdoor activities with the School District full inclusion teacher (Special Education Teacher) • Obtain appropriate documentation (copy of IEP or IFSP) that identifies the child as having a disability and be aware of other services provided to the child. • Complete child observations in the classroom. • Ensure each child’s safety and assist identified children with self-help skills while they are receiving services. • Assist school district full inclusion staff with bathroom procedures including diapering and toileting. • Participate in family meetings and IEP/IFS meetings regarding children in the class. E. Responsibilities of School District Special Day Classroom (SDC), Response to Intervention (RTI) and Full Inclusion Teachers School District and CSB Staff work in collaboration to ensure the children and families receive needed services while ensuring the education and safety of the children under their supervision. 1. Full Inclusion Staff: • Follow all Community Services Bureau policies and procedures. • School District Inclusion Teacher (Special Education Teacher) and CSB inclusion teacher share joint responsibility for all students’ supervision during small and large, indoor and outdoor activities. This includes assisting full inclusion children in bathroom procedures (including diapering and toileting). • Provide special education services to identified children by ensuring the children’s IEP goals are addressed, maintaining accurate records of evaluations documenting progress, and meeting with families. • Follow CSB transition protocols • Participate in team planning for classroom inclusion strategies, family meeting team meetings and IEP meetings. • Participate in program collaboration meetings. • Collaborates completing children’s assessments 2. Special Day Class Staff: • Ensure the safety of the children under their direct supervision (SDC). • Collaborate directly with the Comprehensive Services Team to ensure the family and children comply with CSB mandates. • While in the playground, SDC teaching staff and CSB Teacher share joint responsibility for supervision of all students during small and large outdoor activities. • SDC teachers are responsible for providing special education to identified children, ensuring the 2019-21 Policies and Procedures Section 2: Program Operations 174 2019-21 Policies and Procedures Section 2 – Program Operations children’s IEP goals are addressed, maintaining accurate records of evaluations, documenting progress, and meeting with families. • Follow CSB transition protocols • Participate in family meetings, SDC program collaboration meetings and children IEP meetings. • Participate in program collaboration meetings. F. Responsibilities of the Comprehensive Services Team 1. Comprehensive Services Clerks  Complete CSB temp files at intake.  Flag files using the red/yellow flag system to alert the staff and assistant manager as to the child’s health, nutrition, social-emotional and developmental needs to also include parental concerns and/or family needs.  Communicate to comprehensive services assistant manager if child’s physical exam/baby well check or sensory/developmental screening results indicate concerns.  Keep accurate records of child health, nutrition and families services information. 2. Comprehensive Services Assistant Managers  Review all records relating to the child’s heath history, medical records and screening results to ensure children with suspected or identified concerns receive further evaluations and services.  Carefully review and follow up on intake files flagged with the red/yellow system  Facilitates family meetings as needed to provide early interventions to children with identified concerns based on health, nutrition, social-emotional and developmental screenings.  Facilitates pre-enrollment family meeting for new children entering our program with identified health, nutritional, social-emotional and developmental needs.  Maintain close communication with parents and staffs to ensure the delivery of services and resources/referrals are in place and in accordance with the individual needs of the child and the family.  With parental consent participate in IEP/IFSP meetings and any other meetings related to the services the child/family are receiving.  Reviews and discusses Parent’s Rights and Responsibilities under the Individual with Disabilities Education Act IDEA  Supports and provides Advocacy resources to parents.  Maintain accurate and up-to-date documentation regarding current IEP/IFSP and other services provided to the child and family in the children’s file and in CLOUDS.  Coordinate, schedule and participate with the site supervisor in transition planning for children moving from Early Head Start to Head Start and from Head Start to kindergarten; especially for those children with IEP and IFSP.  Coordinate and schedule transportation to facilitate the child/family participation in evaluations/assessments or the IEP/IFSP meeting. Assist families, as needed in finding public transportation so they are able to participate in meetings. 2019-21 Policies and Procedures Section 2: Program Operations 175 2019-21 Policies and Procedures Section 2 – Program Operations  Consult and maintain open communication with the disability services manager and other content area managers as needed. 3. Responsibilities of the Comprehensive Services Disabilities Manager  Coordinate and Monitor the delivery of services provided by Community Services Bureau in collaboration with outside agencies to children with suspected and diagnosed disabilities and their families.  Review, update and implement the Community Services Bureau Disability Services Plan.  Review, update and train Community Services Bureau staff on following disability protocols to ensure that policies and procedures are implemented consistently.  Create, review, and update interagency agreements with community agencies serving children with disabilities in an effort to: o Participate in the public agency's Child Find plan under Part B of IDEA o Participate in or lead joint trainings for staff and parents o Create procedures for mutual referrals and placements o Plan for transitions to provide support for children and families o Share resources  Coordinate delivery of services and provision to children with a suspected or diagnosed disability. o Coordinate with other content area managers the timely completion of health/cognitive screenings. o Monitor site data reports to ensure that children received early intervention as a result of their screening and assessments results. o Participate in family meetings, and IEP/IFSP meetings as needed. o Assist teaching staff with trainings based on a specific disability or as requested. o Monitor the implementation of services provided to children with disabilities based on their IEP or IFSP goals and objectives. o Monitor the disability referrals tracking system to ensure child referrals are followed up accordingly. o Coordinate and monitor classrooms adaptations, accommodations and modification based on the individual needs of the child. o Assist identified parents with resources and advocacy information to prepare for meetings with the Regional Center or School District to develop an Individual Family Services Plan (IFSP) or an Individual Education Program (IEP). o Regularly visit classrooms to ensure that children with suspected and identified disabilities receive the individualization and accommodation they need based on their IEP and their individual needs. Monitor the delivery of services from both Community Services Bureau and the collaborative agencies. o Monitor delivery of services to children with disabilities and their families when transitioning from home to center based program, from infant/toddler program (EHS) to Preschool Program (HS) and from Preschool Program (HS) to Kindergarten. Participate in transition plans and meetings as needed.  Provide disability content area assistance, and support to upper management, teaching staff including home based and comprehensive services team.  Monitor disability reports for accuracy and timely completion of delivery of services to comply with PIR (Program Information Report) requirements.  Review Program Self-Assessment reports and create follow up action plans when needed. 2019-21 Policies and Procedures Section 2: Program Operations 176 2019-21 Policies and Procedures Section 2 – Program Operations  Manage allocated funds to purchase or lease of special equipment and materials for use in the program and home to assist the child to move, communicate, improve functioning or address objectives listed in the child's IEP/IFSP.  Track and provide a detailed report to the Assistant Directors of the number of children enrolled in HS and EHS with disabilities, including the types of disabilities. G. Documentation of Disabilities Services CSB must maintain a record of all services provided to children with disabilities and their families. Children’s records are confidential and are maintained in locked files and password-protected in the CLOUDS data system. Data from these records are used to prepare the annual Program Information Report (PIR). H. Postural Supports / Protective Devices Children needing protective, postural or medical devices due to a disability must have a written request from a physician or an IEP/IFSP Team indicating such need. The Comprehensive Services Disabilities Manager works with educational and health staff to ensure that children with disabilities use approved medical devices including, postural or supportive restraints that are in accordance with state requirements and have CSB approval. The use of any medical appliances, devices or supportive restraints must be secure and able to be released in a way that is in compliance with fire clearance and earthquake safety. CSB Teachers and Site Supervisors directly working with the children should be trained in the use and care of such devices prior to the child starting the program. The training should be documented in the family meeting notes with attached signatures of the trainer and trainees. I. Disabilities Resources The Comprehensive Services Disabilities Manager works with the Special Education Local Plan Area (SELPA) and other collaborative agencies to utilize all available resources to ensure involvement of the child and family in the program. The Comprehensive Services Disabilities Manager is responsible for developing a coordinated plan with all agencies working with the child and family. J. Additional Services Community Services Bureau must ensure that services for children with disabilities will be planned and delivered as required by their IEP/IFSP, that the IFSPs and IEPs are being reviewed and revised as required by IDEA and that the children are working towards their goals.  CSB plans and implements the transition services for children with IEP/IFSP to ensure steps are undertaken in a timely and appropriate manner to support the child and family as they transition into a new setting.  All components of the Community Services Bureau program are appropriately involved in the integration of children with disabilities and their parents. 2019-21 Policies and Procedures Section 2: Program Operations 177 2019-21 Policies and Procedures Section 2 – Program Operations The Community Services Bureau Disability Manager coordinates with other service managers the provisions for children with disabilities to be included in the full range of activities and services normally provided to all Head Start children and ensures provisions for any modifications necessary to meet the special needs of the children with disabilities. K. Disabilities Budget Coordination The Comprehensive Services Disabilities Manager is the designated liaison for special education services. Disabilities services outlined in the budget follow the regular budget procedure of parent and staff input with final approval. L. Special Education Budget Allocation The CSB program works within its budget to assist in providing needed services to children with disabilities. The program accesses all available sources to insure that all needs identified in the IEP or IFSP are met. This includes the local and state LEAs, SSI funding, other agency support, and local educational institutions. Every effort is made to utilize community resources to meet the needs of each child with disabilities enrolled in the program. M. Disabilities Screenings Parents complete a comprehensive health screening while completing the child’s health history at the intake process. There after all preschool and infants and toddlers children including children with IEP/IFSP are screened within 45 days by the teaching staff in the areas of social and emotional development using ASQ-SE and cognitive development using ASQ-3 within 45 days. The Comprehensive Services Team screens preschool children in hearing, vision, and nutrition, within 45 days of initial enrollment and for infant and toddler follow the vision and hearing assessments based on the EPSDT schedule . Comprehensive services staff completes the screening results form within 75 days and communicates results to parents. The screening results are used for beginning the individualization process for each child. The Site Supervisors are responsible for working with the Teachers and Comprehensive Services Team to ensure that the ASQ-3 and ASQ-SE screening are completed within 45 days of child’s entry. Teachers will give each child time to adjust to the new environment before completing the screenings. Lead teachers review and initial all education screenings to ensure they are accurately completed and meet required timelines. Designated site staff enters the screening data in CLOUDS. The Teacher places original documents for Ages and Stages Questionire-3 (ASQ-3) and Ages and Stages Social Emotional (ASQSE) behavioral screening in the Education section of the family file. Children with screenings that show concerns will be rescreened within thirty days to ensure the validity of the original screening. If concerns arise after developmental and social-emotional re-screening, the teacher will communicate with the Site Supervisor and Comprehensive Services Assistant Manager to discuss options for referring the child for further evaluation/s. If concerns arise after sensory re-screenings the Comprehensive Services staff will follow the same process. 2019-21 Policies and Procedures Section 2: Program Operations 178 2019-21 Policies and Procedures Section 2 – Program Operations N. Evaluations Children are recommended for further evaluation based on screening results, parent’s concerns, based on staff observations and other professional recommendations. Referrals for further evaluations are discussed with the parent at a family meeting. O. Accessibility of Facilities All Community Services Bureau facilities are ADA (American Disabilities Act) compliant. Additionally, CSB in conjunction with other agencies provides special furniture, equipment and materials in order to meet the individual needs of children with disabilities. P. Transitioning Children with Disabilities 1. IFSP Transition • All infant toddler transition plans start when the child turns 30 months old. The Parent, Site Supervisor, Teacher and Comprehensive Service Assistant Manager meet together to plan the transition and complete the Infant Toddler Transition Plan Form (CSB 161). A plan is completed for all children transitioning out of EHS including children with a current IFSP. • When a child with IFSP turns 30 months and no later than 90 days prior to their 3rd birthday the family and child will go through the IFSP Transition Process. This transitions initiated by the IFSP team and both parties the Early Intervention Program (Part C Services of IDEA) School District (Part B of IDEA) participate in this process. The IFSP transition meeting includes but is not limited to the Parent and any family member for support, the Early Intervention Provider, the School District Coordinator, the Special Education teacher, the Comprehensive Services Assistant Manager or Comprehensive Services Disabilities Manager, and the CSB Teacher or Home Educator. The team will create a transition plan; evaluate the child’s strengths and areas of concerns, schedule further evaluation by the School District and a diagnosis meeting. Following the evaluations the child may or may not qualify for an IEP services under the School District and exit the Early Intervention Program (IFSP) the day before the child turns 3 yrs. old. 2. IEP Transition into a HS program Another opportunity for transition begins when the child qualifies for an IEP and placement is available at a CSB site. When this occurs a family meeting conference is held to evaluate and plan how to best serve the child and how to support his/her learning based on the child’s IEP goals. Evaluation of the classroom and outdoor environment will take place in an effort to identify needed accommodation including adaptive furniture or materials, modification of classroom schedules and routines to meet the individual needs of the child. This Transition Plan may include a gradual transition that involves both programs over a period of time. Any needed staff training will be provided as part of the plan. 2019-21 Policies and Procedures Section 2: Program Operations 179 2019-21 Policies and Procedures Section 2 – Program Operations 3. IEP Transition out of HS program For children transitioning out of the program into another program, the Teacher, Home Educator or Comprehensive Services Assistant Manager coordinates with parent and School District as to how to support the child’s transition. The meeting is to explore possible placements for the child. Included in the meeting are the child’s parent, School District Coordinator, Teacher or Home Educator, and other professionals providing services for the child and family. When the most appropriate placement for the child has been decided, the teacher and the family will initiate a meeting with the child’s new Teacher. At that time, a plan for a gradual transition including visits to the new program and sharing information about the child and their individual plan takes place. Q. Transition Policy for Early Head Start Children Receiving Mental Health or Special Education Services • For EHS children receiving mental health services, CSB must consider the children’s disabilities in transitioning from the EHS program to the HS program. If an EHS child who is receiving mental health or special education services turns 3, the child must not automatically be terminated from the program. Transition planning must consider the child’s individual developmental and emotional needs as well as age. The following steps will be followed to support the child’s transition: • If a child is receiving mental health services from Community Services Bureau’s Mental Health unit, a transition-planning meeting will take place approximately 6 months before the child’s 3rd birthday to address the child’s individual circumstances. The family, teachers, site supervisor, comprehensive services assistant manager and mental health clinician will participate in a family meeting. • If it is determined that the child is developmentally and/or emotionally not ready to move into the HS program, the child can remain in the EHS program until such time when it is determined that the child is ready to transition to the HS classroom (Site Supervisor to Check on Center Based License Regulation to see if this is feasible.) • If there is a time gap between the child’s 3rd birthday and the beginning of the HS program, so as to ensure continuity in educational and mental health services, the child may remain in the EHS program until he/she can transition into the a HS classroom. (Site Supervisor to Check on Center Based License Regulation to see if this is feasible.) R. Special Education and Related Services All infants/toddlers and preschool age children entering Community Services Bureau must have a well- child exam within 30 days of enrollment. Those preschool children who did not receive a hearing and vision screening as part of their well-child exam will be screened by in-house certified trainers within 45 days of enrollment. Children identified with concerns are referred back to their physician for further evaluation or referred to a community agency for assessment. Children who qualify after assessment receive services from the 2019-21 Policies and Procedures Section 2: Program Operations 180 2019-21 Policies and Procedures Section 2 – Program Operations Special Education Local Plan Area (SELPA) or the Regional Center under an IEP or IFSP plan in accordance with our interagency agreement. A mental health consultant is available to discuss behavioral/mental health concerns that the family, teacher or home visitor may have about a child. The consultant will share non-confidential information with the teacher/home educator and families, and work with them to develop a plan for the child. When no other alternative is available, the comprehensive services team provides transportation for the guardians and child to obtain evaluations. When services are not provided on site, parents are assisted in finding public transportation to clinics or service providers. Community Services Bureau works collaboratively with all other agencies involved with the child and the family to meet the objectives in the IEP or IFSP. Community Services Bureau, subject to budgetary allowances, will purchase any assistive devices identified in the IEP or IFSP that cannot be funded through outside agencies. Comprehensive Services staff forms collaborative partnerships with individual families to develop a Strength Building-Family Partnership Agreement (SB-FPA) twice a year. Comprehensive Services staff provides families with community resources such as, parent support groups, parent trainings, advocacy and child development among others to assist families to reach their SB-FPA goals. S. Special Education Services with Other Agencies CSB refers children to the Local Education Agency (LEA) for further evaluation/s when there is strong documentation that early intervention is necessary now and we cannot prolong waiting for screening results. Such documentation may be based on parents, teachers and other professional’s observations and recommendations. Following the preschool age child assessment administered by the LEA an IEP meeting is held that includes the child’s family, teacher or home educator and comprehensive services assistant manager, and the LEA representative. At this time, appropriate placement is determined and a service plan is developed for the child. For children who do not qualify for placement with the LEA, Community Services Bureau addresses the child's individual needs within the classroom or during a home based visit and seek guidance from Mental Health, other professional, including outside services, to determine if concerns will affect child's development and school readiness. An IEP meeting is held to develop a plan and establish goals for children with disabilities transitioning in or out of the program. CSB and the LEA share resources as appropriate at this time. This resource sharing includes use of the classroom for any individual, family or group work that is necessary for the child's success. The LEA staff member also shares ideas and materials with the CSB teaching staff as applicable to foster attainment of IEP goals. Children enrolled with a diagnosed disability and have a current IEP or IFSP, receive individualized education based on their unique needs. For center based care, if a child’s IEP or IFSP indicates a part- time schedule, he/she may share an enrollment slot with another child. Children with shared placement in Community Services Bureau and outside agencies receive careful monitoring to ensure that the 2019-21 Policies and Procedures Section 2: Program Operations 181 2019-21 Policies and Procedures Section 2 – Program Operations program developed for them in each placement is meeting the needs of the children. Frequent communication among the service providers is necessary to ensure this. The family also plays a key role in assessing the success of the shared placement. T. Volunteers CSB welcomes community volunteers and student interns from colleges. Whether paid or volunteer, all staff working with children with disabilities, are provided training that includes specific identified topics relating to the unique needs of each child. General training topics also include working with children in group situations and respecting child/family confidentiality (Health Insurance Portability and Accountability Act - HIPAA regulations). U. Special Education Staff Community Services Bureau ensures that the Disabilities Services Plan addresses program efforts to meet state standards for personnel when serving children with disabilities. Special education and related services are provided by or under the supervision of personnel meeting state qualifications. All staff working with children with disabilities meets required state special education standards for personnel serving children with disabilities. Training and supervision that meet special education standards are developed in collaboration with Local Education Agencies. V. Interagency Agreements CSB maintains an interagency agreement with the Contra Costa County Special Education Local Plan Area (SELPA) and the Regional Center of the East Bay (RCEB) to establish shared guidelines for providing services to identify children with disabilities within the CSB program. CSB participates in the Local Education Area (LEA) Child Find plan (Child Find is a component of the IDEA) by providing information on application and enrollment guidelines to the LEA and supporting them with the enrollment of eligible children. W. Recruitment and Enrollment All personnel responsible for the recruitment and enrollment of children are knowledgeable of all laws (Nondiscrimination on the Basis of Handicap in Programs and Activities Receiving or Benefiting from Federal Financial Assistance and of the American with Disabilities Acts) and Head Start mandates regarding children with disabilities. Interagency agreements between Community Services Bureau, Local Education Agencies and Regional Centers are developed, maintained and updated annually to aid in the recruitment, enrollment and mainstreaming of children with disabilities. Referral sources are maintained, utilized and updated to provide needed services for children with disabilities. Special efforts are made to recruit children with severe disabilities. All staff involved with the recruitment and enrollment of children with disabilities receives training on children’s records as they apply to each child file. 2019-21 Policies and Procedures Section 2: Program Operations 182 2019-21 Policies and Procedures Section 2 – Program Operations Obstacles (including staff apprehensions, inaccessibility of facilities, provision of additional resources necessary for child's specific needs, unfamiliarity with a disabling condition or special equipment, and the need for personalized special services) are addressed through needed program adaptations and trainings and do not affect a child’s enrollment. Enrollment placement takes into account the number of children receiving services under the disabilities area, including types of disabilities, severity of the disability, and services and resources provided by other agencies. Resources and placement options are utilized according to a child’s IEP or IFSP. Children with disabilities enrolled in Community Services Bureau programs follow the same eligibility enrollment procedures stated in the Community Services Bureau Policies and Procedures and comply with all licensing regulations for center based programs. Children with a current certified IEP or IFSP may have an over income waiver to qualify them for the HS/EHS program. Families with children who have a current certified IEP or IFSP may qualify for an over income waiver to enroll in a HS or EHS program. At the same time families enrolled in double funded programs (State/Federal) may have a fee, based on the state portion of the program. Children with a current certified IEP or IFSP, sharing blended state-federal funding, must comply with state requirements and provide CSB with a copy of the child’s IEP or IFSP and the Exceptional Needs Verification Form (CSB625) completed in full. The Comprehensive Services Disabilities Manager monitors the recruitment and enrollment of children with suspected disabilities and certified IEPs or IFSPs. X. American with Disabilities Act (ADA) Policy – Recruitment and Enrollment of Children with Disabilities The Americans with Disabilities Act (ADA) is a federal law, enacted in 1990, that provides child care professionals with an exciting opportunity to serve children with special needs or disabilities. The law guarantees that children with disabilities cannot be excluded from “public accommodations” simply because of a disability. CSB takes steps to ensure full ADA compliance; to identify the unique needs of each child and family; to facilitate the individualization process in collaboration with the family; and to make needed modifications in policies, practices and/or procedures as deemed reasonable. During intake, the individual needs of each child and family are reviewed. Based on information presented at this time a child may or may not have a suspected or diagnosed disability. However, if determined that the child has a diagnosed disability (IEP/IFSP), the parents are required to provide such documentation for review. The site team, with the appropriate comprehensive services manager will review the intake file to include if available IEP/IFSP documentation. After reviewing all documentation and as applicable a family meeting will be scheduled with the family and other related professionals to: • Further identify child/family strengths and needs • Define needed accommodations/adaptations • Identify staff training needs and support • Identify any additional action that may be needed 2019-21 Policies and Procedures Section 2: Program Operations 183 2019-21 Policies and Procedures Section 2 – Program Operations Following the family meeting in collaboration with the comprehensive services manager the site team will: • Initiate an individualized assessment of the child’s needs as applicable. The process for an individualized assessment will be determined on a case by case basis: • The process for an individualized assessment will be defined on a case by case basis and may include: o Reviewing additional medical or special services, records/information. o Gathering the most current medical knowledge and/or best objective evidence regarding the disability. o Observation of the child in a natural environment or through parent/child site visitations. o Medical guidance obtained from Public Health Agencies, Center for Disease Control, National Institute of Health, including the National Institute of Mental Health, and other such agencies. Based on the findings of the previous actions, a proposal of accommodations/modifications to allow for the child to participate in the program will be presented to a management team (Including the Assistant Director). The team will determine if identified modifications constitute reasonable accommodations or if CSB can demonstrate that making such modifications would: • Create undue financial burden/hardship (all resources available for use in funding and program operation will be considered) • Fundamentally alter the nature of the program (essential elements of program as well as essential elements necessary for participant will be considered) The management team must also determine if the child’s presence would pose a direct threat to the health and safety of the individual child or others (factors to consider include: nature, duration, and severity of risk; probability of occurrence of injury; whether reasonable modifications of policies, practices, or procedures will mitigate or eliminate risk). The team will: • Recommend enrolling the child in appropriate placement • Or provide a written statement of the reasons for reaching the conclusion not to enroll the child based on criteria stated above. Y. Assessment Process of Children with Disabilities The Comprehensive Services Disabilities Manager in collaboration with Health and Education Managers coordinate the completion of sensory and cognitive screening of all children within 45 days of enrollment. The Comprehensive Services Assistant Managers evaluate the need for further specialized assessment after all standard screenings have been completed. In a family meeting families are informed of screening results and are encouraged to sign a written consent for requesting further evaluations with an outside agency when appropriate. 2019-21 Policies and Procedures Section 2: Program Operations 184 2019-21 Policies and Procedures Section 2 – Program Operations The Comprehensive Services Assistant Managers refers children for further formal evaluations to the LEA (3 years to 5 years) or RECEB (new-born to 2.9 years) according to the established referral procedure. LEA agencies have 60 days to process referrals and develop an IEP upon receipt of the family intake file. RCEB has 45 days to process the referrals upon receipt of the family intake file. The evaluation procedure is conducted with the following provisions: • Parental consent prior to evaluations • Parents informed of their rights and responsibilities under IDEA • An evaluation conducted in a culturally sensitive manner by trained certified/licensed personnel that speak the child’s home language. • More than one criterion will be considered in determining an appropriate program placement. A multi-disciplinary team including the child's teacher will conduct an evaluation utilizing assessment materials validated for the purpose. Z. Eligibility Criteria: Health Impairment Children will not be discriminated against if they present any health impairments such as, cancer, severe asthma, uncontrolled seizures, neurological disorders, rheumatic fever, heart conditions, lead poisoning, diabetes, blood disorders, cystic fibrosis, heart diseases, ADD, AIDS and other medically fragile conditions. CSB must ensure all individuals with disabilities are protected from discrimination under and provided with all services and program modifications required by section 504 of the Rehabilitation Act (29 U.S.C. 794), the Americans with Disabilities Act (42 U.S.C. 12101 et seq.), and their implementing regulations. Children who meet specific criteria including level of functioning, age, onset of indicators and documented reports may be classified as having Health Impairment. Children with suspected health impairments are referred for further evaluation. With the parent’s consent, CSB teaching staff will provide documentation of behavior observations relevant to the impairment, to the appropriate professional for assessment. Upon receipt of a physician evaluation, a family meeting will take place to ensure that CSB can accommodate the individual needs of the child. AA. Eligibility Criteria: Emotional / Behavioral Disorders The identification of children with emotional/behavioral disorders involves specific characteristics, the use of multiple sources of data such as child’s health history, behavior screening results, teachers/parents observation notes, and the child's Head Start physical exam. Children suspected of having an emotional/behavioral disorder are referred for further evaluation to appropriate community agencies to determine whether IEP services are appropriate. Upon receipt of a diagnosis, a family meeting will take place to ensure that CSB can accommodate the individual needs of the child in the classroom. BB. Eligibility Criteria: Speech or Language Impairments 2019-21 Policies and Procedures Section 2: Program Operations 185 2019-21 Policies and Procedures Section 2 – Program Operations All HS children are screened for speech and language delays, within 45 days of enrollment using ASQ-3. Infant/toddlers and preschool children with suspected speech/language delays are referred for further evaluation to RCEB or SELPA. If a determination is made for intervention or special education, an IEP or IFSP will be implemented through the outside agency (Regional Center or SELPAs). When referring children for assessments, careful consideration is given to cultural, ethnic and bilingual differences as well as temporary disorders and delays that fall within the normal range for the child’s age. Upon receipt of evaluation and diagnosis, a family meeting will take place to ensure that CSB can accommodate the individual needs of the child in the classroom. CC. Eligibility Criteria: Intellectual Disability “Intellectual Disability” is the term in IDEA replacing Mental Retardation (Rosa’s Law, 2010). After screening is completed children suspected of having any delays/deficits in adaptive behavior are referred for further evaluation to the LEA and/or physician and/or MH services. A family meeting will be scheduled upon receipt of the diagnosis to ensure proper placement and support is provided for the child. DD. Eligibility Criteria: Hearing Impairment All children are screened for hearing loss through the program or by their physician. Children needing further evaluation are referred back to their private physician and to the SELPA or to the Regional Center. Upon receipt of evaluation and diagnosis, a family meeting will take place to ensure the CSB can accommodate the individual needs of the child in the classroom. EE. Eligibility Criteria: Orthopedic Impairment, Visual Impairment / Blindness Children suspected of having an orthopedic impairment including but not limited to spinal bifida, cerebral palsy, loss of or deformed limbs, arthritis, or muscular dystrophy are referred to their pediatrician for further evaluation. Children requiring special services are referred to the SELPA or Regional Center and the California Children Services. All children have vision screenings through the program or their physician. Children needing further evaluation are referred to their physician, an ophthalmologist and/or optometrist to determine whether the child is visually impaired. Upon receipt of evaluation and diagnosis, a family meeting will take place to ensure that CSB can accommodate the individual needs of the child in the classroom. FF. Eligibility Criteria: Learning Disabilities All Head Start children are screened for possible learning disabilities. Children with suspected disabilities are referred to their physician and RCEB or SELPA as needed. Site Supervisors with the assistance of teaching staff provide classroom observations and child’s work samples as needed to document the child’s needs. Upon receipt of evaluation and diagnosis, a family meeting will take place to ensure that CSB can accommodate the individual needs of the child in the classroom. 2019-21 Policies and Procedures Section 2: Program Operations 186 2019-21 Policies and Procedures Section 2 – Program Operations GG. Eligibility Criteria: Autism, Traumatic Brain Injury, Other Impairments Children that present behaviors such as autism, traumatic brain injuries or other developmental impairments may qualify for services under the Regional Center of East Bay or Local Education Agency (LEA). CSB supports the early identification and intervention of children and following parental consent children are referred for further evaluation to outside agencies. Upon receipt of evaluation/diagnosis, a family meeting takes place to review the IEP/IFSP diagnosis. Based on IEP/IFSP goals and objectives, the best placement will be offered to support the child’s enrollment in the HS program. CSB must ensure all enrolled children are screened for autism at the ages 18 months and 24 months by their physicians based on EPSDT. HH. Disabilities/Health Services Coordination The Comprehensive Services Disabilities Manager works closely with the Health Manager, CS Team and other staff in the screening, assessment process and follow-up to meet the needs of children with disabilities. The Health and Disabilities Managers work together to ensure children's special needs are met and supervision of the administration of all prescriptions and over the counter medications occurs in accordance with state requirements. Children requiring medication must have the doctor's instructions and parental consent before the medication is administered. Individual records of all medications dispensed and a regular review with the child's parents occurs. All medications are adequately labeled, locked and stored out of reach of children. Epi Pens labeled and accessible but out or children’s reach. Individual medical plans are shared with the teaching staff and closely monitored for compliance. Any changes in a child’s behavior related to a drug are shared with staff, parents and the physician. Pre-enrollment case management is encouraged to ensure CSB staff is aware of the individual needs of the child and accommodations can be made. II. Developing Individualized Education Programs (IEPs) The School Districts provide families with advance written notification of IEP meetings. Family's participation in the IEP meeting are documented. Opportunities are provided for reviewing assessment results of the meetings and to request parent’s input. Efforts are made to assure that families are knowledgeable about their parent’s rights and responsibilities under IDEA and understand the purpose and proceedings of the child's program. Head Start evaluates all pertinent information when determining eligibility and placement options of children with current s IEPs such as: • Child's strengths and present level of functioning in all areas of development, strengths. • Identification of challenges and needs in areas requiring specific services. • Short and long term goals and objectives. • Specific related services necessary for the child to participate in Head Start including those services provided by other LEAs and professionals. • Personnel responsible for services provided, projected dates for initiation/duration of services and location of services. • Evaluation procedures to determine the achievement of goals including family 2019-21 Policies and Procedures Section 2: Program Operations 187 2019-21 Policies and Procedures Section 2 – Program Operations goals and objectives. • Transition Plans • Transportation if applicable JJ. Disability Referral Procedures 1. Description The first five years of the children’s life are times of rapid growth and learning. CSB provides rich learning and nurturing environment for them to grow and develop. Children develop at different rates and some may need extra support to reach their age appropriate milestones. The Community Services Bureau is committed to early identification of children at risk of developmental delays in order to provide the necessary early intervention that will lead to positive outcomes for the child. 2. Screening for suspected concerns i. Prior to enrollment and during the application period the child’s file may be flagged using the Red and Yellow Flag System to alert the staff of known or suspected concerns based on the completed health history shared by the parent. The health history briefly screens children for possible health, nutrition, and socio-emotional and developmental risks. ii. Child’s Physical Exams/Baby Well Checkups provide a great source of information and parents are responsible for submitting them to us within 30 days of enrollment thereafter as required by CHDP (Child Health and Disability Prevention.) iii. Sensory and developmental screenings and assessments are provided to all enrolled children within 45 days of enrollment. Children determined to be in need of further evaluation/assessment based on screening results, staff observations, and/or parent observation are referred to the appropriate agency with parental consent. 3. Referral The referral process is explained in detail to the parent during a family meeting. This meeting will take place in the parent’s home language whenever possible. The CSAM will review agency referral protocols with the family including referral time lines, and requirements to complete the referral. CSAM will review with the family and provided copies of their Parent’s Rights and Responsibilities under IDEA and advocacy resources. Depending on the child’s age Referrals could be sent to one of the agencies below:  Regional Center/Early Intervention Agency (Children zero to two years “2.9 years”) The process takes approximately 45 days from the date of referral.  Local Education Agencies/Family Home School District (Children 3 to 5 years) The process takes approximately 60 days from the date of referral. As part of a Family Meeting the parent is encouraged to sign the Child Referral and Parent Consent Form (CSB501); only after understanding the referral process and his/her parent rights under IDEA. 2019-21 Policies and Procedures Section 2: Program Operations 188 2019-21 Policies and Procedures Section 2 – Program Operations For Mental Health referrals, the medical provider information is completed on the referral form and a copy of the child’s Medical card (if insured) is attached. When a child is on "Positive Guidance Policy Steps" and has a "Positive Guidance Plan", a copy of those documents (CSB521 & CSB134B), along with the child’s Social-Emotional (ASQ-SE) and Developmental Screenings (ASQ-3) are included with the referral. The Child Referral and Parent Consents Form (CSB 501), is reviewed to ensure the document is correctly filled out after acquiring parent signature. Additional signatures are obtained from the Site Supervisor and the Comprehensive Services Assistant Manager. A copy of this form (CSB501), is given to the parent, one to the assistant manager to process the referral and the original is placed in the file. The Assistant Manager reviews the signed CSB501 form and processes it immediately. Once receipt of the referral is verified with the appropriate School District, Early Intervention Agency, or Mental Health Unit, the Assistant Manager completes the Response to Referral Form (CSB502). The referral must be including:  Child’s Last and First name  Child’s birth date  Gender  Child’s CLOUDS ID  Child’s center and Classroom #  Current home address  Family phone number#  Parent’s name  Parent’s language of preference  Child’s language of preference  Medi-Cal or SSN # for Mental Health referral (No need of SSN or Medi-Cal for Disability referrals)  Positive Guidance Plan and Positive Guidance Policy Step Letter if applicable  Referral contact: CSAM’s name and phone number  Consents for exchange of information and assessment should be initialed by parent.  Parent’s signature  Site Supervisor, CSAM or Home Based Teacher’s signatures  Parental check and initials for consent-referral and assessment  Name/address of the agency referring to and providing consent for exchange of information  If foster parent is requesting evaluations, CSAM must obtain the biological's parent consent. Or, request Social Worker consent signature Agency to refer information:  Determine Home School District for children 3 to 5 years old. Identify individual school referral requirements such as: Child’s birth certificate, child’s immunizations, copy of parent’s ID, a copy of a utility bill and any other home addressed mail other than cell phone bill.  Access RCEB or other intervention programs if the child is under 2 ½ years old.  Fax signed form (CSB501) to outside agency and follow up with a confirmation phone call to ensure they have received the referral. 2019-21 Policies and Procedures Section 2: Program Operations 189 2019-21 Policies and Procedures Section 2 – Program Operations  Complete Response to Referral Form (CSB502) The original Response to Referral form (CSB502) is placed in the child’s file and a copy is given to the parent attached to any requested or additional relevant informational resources such as CARE Parent Network, IEP/IFSP program descriptions, advocacy resources, etc. The CSAM enters the family meeting notes and intervention/referral information under the disability tab in CLOUDS (Intervention/Referral). A copy of the family meeting (CSB514) is placed in the child’s file. The CSAM will contact the family for a follow-up between 30 and 60 days after submitting the referral to ensure proper evaluation meetings are in place, proper support is given to the parent in preparation of the diagnosis meeting, and ensure participation in the IEP/IFSP meeting. Additional family meetings will follow as applicable. KK. Nutrition Services for Children with Disabilities The Comprehensive Services Disabilities Manager works with the Health Services Manager and the Nutritionist to ensure that provisions to meet the needs of each child are incorporated into the nutrition program. Appropriate professionals are consulted to provide support for Head Start staff and families for children having severe disabilities and problems with eating. Activities to help children with disabilities participate at mealtimes are implemented in the classroom after discussion in a family meeting. Family meetings with CSB staff, other professionals and families are held to meet the nutritional needs of children with disabilities including the prevention of disabilities with a nutrition basis. LL. Parent Involvement in Transition Services for Children with Disabilities In an effort to support the transition of children with disabilities into CSB programs, or children transferring from one Community Services Bureau program to another, the parent will be asked to attend a family meeting (transition planning meeting) prior to enrollment or transfer. The focus of the meeting will be to:  Review the IEP/IFSP goals and objectives as well as identify parent goals for child  Determine the needs of the child  Insure appropriate placement  Plan program adaptations (if needed)  Support family and foster team approach for service delivery  Provide activities and information to the family to foster the child’s development.  Provide activities to the family to reinforce program activities at home.  Provide family with resources such as Social Security (SSI), Early Periodic Screening Diagnosis and Treatment (EPSDT) programs and other community resources and assist them in accessing these resources.  Provide family with information to prevent disabilities among younger siblings. 2019-21 Policies and Procedures Section 2: Program Operations 190 2019-21 Policies and Procedures Section 2 – Program Operations  Provide parent with information about their rights under the Individuals with Disabilities Act. (IDEA)  Provide resources to family groups for children with similar disabilities who can provide peer and family support. Comprehensive Services Team will support family through the children’s transition from Early Head Start to Head Start or from Head Start to Kindergarten or to other agencies. PART VII. Services to Pregnant Women Enrolled in the Program Enrolled Pregnant Women Staff addresses the needs for appropriate supports for emotional well-being, nurturing and responsive caregiving and father engagement during pregnancy and early childhood. 1. Health Care and Insurance - Within 30 days of enrollment Comprehensive Services Staff determines the status of an ongoing source of continuous, accessible health care provided by a health professional that maintains ongoing health records and is not primarily a source of emergency or urgent care and health insurance for each enrolled pregnant woman. For those pregnant enrolled women, support is provided to gain access to health care and insurance as quickly as possible. 2. Family Partnership Services - Comprehensive Services Staff engages enrolled pregnant women and other relevant family members such as fathers, in family partnership services focused on factors that influence prenatal and postpartum maternal and infant health. Staff provides support throughout the transition process with program options and transition to program enrollment, as appropriate. Support Services Provided for Pregnant Women to Access Comprehensive Services through Referrals include:  Assessment for nutritional status as well as nutrition counseling and food assistance, if necessary.  Health/oral health promotion and treatment, including medical and dental exams, on a schedule deemed appropriate by attending health care providers as early in the pregnancy as possible.  Mental health interventions and follow-up services  Substance abuse prevention and treatment services as needed.  Emergency shelter or transitional housing in cases of domestic violence. Pre-natal and postpartum information, education and services are provided to pregnant women, fathers and other relevant family members on the following:  fetal development  the importance of nutrition  risks of smoking, alcohol and drug use 2019-21 Policies and Procedures Section 2: Program Operations 191 2019-21 Policies and Procedures Section 2 – Program Operations  labor and delivery  postpartum recovery  parental depression  infant care  safe sleep practices  the benefits of breastfeeding and accommodation of breastfeeding in the program Newborn Home Visit Newborn visits are scheduled with each mother and baby within two weeks after the infant's birth to offer support and identify family needs. Comprehensive Services Staff is responsible for ensuring compliance with the requirement for a Newborn Home Visit within two weeks after the infant’s birth as follows:  At enrollment - Educating each pregnant woman on the importance of the Newborn Home Visit and explaining the importance of agreeing to this visit when it is offered at the hospital following the birth of her child or when the Public Health Nurse calls to schedule the home visit.  Prior to delivery due date - Reminding the parent of the Newborn Home Visit requirement.  After delivery – Following up with mother to provide support as needed with scheduling or obtaining documentation of the Newborn Home Visit or following up with Public Health Nursing to ensure Newborn Home Visit or obtain documentation.  Entering documentation of the Newborn Home Visit in the file and in CLOUDS. PART VIII. Program Human Resources Management (Personnel Policies & Procedures) A. Statement of Purpose of Policies and Procedures These personnel policies are produced for the purpose of:  Promoting an effective, efficient, and economic operation of programs;  Providing fair and equal opportunity to all qualified individuals to enter employment with Employment and Human Services Department, Community Services Bureau (CSB) and assuring that employees are promoted or advanced under impartial procedures;  Maintaining a program of recruitment and advancement which will provide career development opportunities;  Maintaining a uniform plan of evaluation, duties and wages based upon the relative duties and responsibilities of positions in CSB;  Employing persons who can perform their duties with competence and integrity. B. Governing Board The ultimate authority to manage the Head Start and Early Head Start program is vested in the County 2019-21 Policies and Procedures Section 2: Program Operations 192 2019-21 Policies and Procedures Section 2 – Program Operations Board of Supervisors. According to Contra Costa County, Personnel Management Regulations, the Executive Director or Department has the authority to act on behalf of the County Board of Supervisors on certain personnel actions as stipulated throughout the regulations. All authority for day-to-day administration of CSB is delegated to the Community Services Director. The Board of Supervisors, upon the recommendation of the Employment and Human Services Director, reserves the exclusive right to hire, evaluate, compensate or release the CSB Director (HS/EHS Director), Human Resources and Fiscal Officers. The Policy Council shall approve or disapprove in advance the hiring of the Community Services Director. The Board of Supervisors delegates the authority of the Head Start and Early Head Start program to the Community Services Director or his/her designee, who is responsible for carrying out the policies, procedures, and intent of these policies to include power to employ, promote, assign duties and responsibilities, evaluate, train, reprimand, suspend, discharge, or reward employees within the guidelines of all applicable federal, state and local regulations. CSB will observe standards of organization, management, and administration that will ensure, so far as reasonably possible, that all program activities are conducted in a manner consistent with the purpose of Head Start Performance Standards and the objective of providing assistance effectively, efficiently, and free of any taint of partisan political bias or person or family favoritism. C. Organizational Structure This section contains policies governing the activities of all CSB employees. It is not intended to supersede the Memorandum of Understanding between Contra Costa County and Public Employees Union, Local One (MOUs), the Personnel Management Regulations (PMRs) or any other polices adopted by the County Board of Supervisors. It establishes standard procedures which are applicable to all programs operated by CSB, irrespective of funding source. Unless otherwise noted, all provisions of the manual apply to each and every employee of CSB. If the requirements of MOUs, PMRs, funding sources, and etcetera are less stringent than the provisions of this section, then these provisions will apply. If personnel provisions imposed by the MOUs, PMRs, funding source, et cetera conflicts with the provisions of these policies, then such regulations shall apply. The Community Services Director or designee has the authority to identify and interpret regulations which conflict with these policies. Employees may not take it upon themselves to interpret regulations which may permit them or require them to behave in a manner which is inconsistent with the provisions of this policy. If doubt arises, employees must request their supervisors to secure a ruling from the Community Services Director or designee. In addition to these policies, the MOUs, PMRs, management bulletins, memos, side letters, et cetera regarding personnel policies issued by the County and funding sources shall be considered a part of CSB’s personnel policies and procedures whenever applicable. All personnel policies and practices contained herein are established in accordance with current applicable rules and regulations of CSB funding sources and other mandates. All CSB staff members are required to become thoroughly familiar with these policies and adhere to their provisions. 2019-21 Policies and Procedures Section 2: Program Operations 193 2019-21 Policies and Procedures Section 2 – Program Operations The Community Services Director and senior management are charged with the responsibility for assuring that all provisions of these policies are administered fairly and impartially. According to Contra Costa County, Personnel Management Regulations, the Executive Director or Department Head has the authority to act on behalf of the County Board of Supervisors on Certain personnel actions as stipulated throughout the regulations. D. Additional Personnel Policies Relating to Employees of Program Services 1. Criminal Record Clearance (Background Check/Fingerprinting) i. Live Scan (Fingerprinting) Process  According to the Head Start Act, 45 CFR 1304.3(a)(18) and California DSS, 101170(f), all employees/adults must be fingerprinted. Failure to obtain clearance free of an exemption or with and exemption and/or to comply with fingerprinting regulations will result in refusal of employment.  Applicable employees must be fingerprinted and cleared before their first day of employment. CSB will not employ anyone without an active clearance with or without an appropriate exemption.  CSB Personnel works with the County's Central Human Resources to schedule a Livescan appointment and provides the applicant with a Livescan form to take to their appointment.  All CSB employees must obtain Federal Bureau of Investigation (FBI), Child Abuse index and California State Department of Justice clearance or appropriate exemption o After the Live Scan is completed, the Department of Social Services notifies the County's Central Human Resources (HR) of the results of the Livescan via a Department of Justice Letter of Criminal Record Clearance. Human Resources forward the letter to the CSB Personnel. o After receiving the Department of Justice (DOJ) Letter, CSB Personnel contacts the Community Care Licensing Office to verify the clearance and obtain a clearance number for the prospective employee. o If the candidate receives full clearance, CSB Personnel proceeds with the hiring/on-boarding process o In the case that a candidate is required to apply for exemption, CSB Personnel works with the candidate to complete the required documentation to apply for exemption. Only after CSB Personnel receives written notification from the Department of Social Services that the candidate is granted exemption to work in a childcare facility, the candidate is further advanced through the County’s hiring/on-boarding process.  The DOJ letter or Exemption Notification is kept in the candidate confidential Personnel File. ii. Re-checking Livescan Process 2019-21 Policies and Procedures Section 2: Program Operations 194 2019-21 Policies and Procedures Section 2 – Program Operations  According to the Head Start Performance Standards 1302.90 (5) the program must conduct the complete background check for each employee, consultant, or contractor at least every five years, unless the program can demonstrate that it has a more stringent system in place that will ensure child safety.  California Department of Social Services, Community Care Licensing Division automatically re- checks live scans continuously and notifies the program and the employee.  Should a conviction or other charge occur while the employee is employed, CSB receives an “Immediate Action Required (IAR)” letter from the Department of Social Services Caregiver Background Check Bureau. In this case:  The Community Services Bureau Director determines the appropriate action to be taken based on the Child Care and Development Fund (CCDF) disqualification factors described in 42. U.S.C. 9858f(c)(1)(D) and 42 U.S.C. 9858f(h)(1).  If a manager receives an IAR letter, he/she is to notify CSB Personnel Unit immediately. If CSB Personnel Unit receives an IAR letter, they will notify the Manager, Site Supervisor and immediately have the employee removed from the facility. Disciplinary actions may be taken up to and including termination.  It is the responsibility of the employee to obtain a waiver form from DSS and submit the waiver. Any employee who obtains a waiver may apply for reinstatement and applications will be considered by personnel. If no waiver is obtained as requested by the Personnel Unit, the employee may be terminated from employment with Contra Costa County.  Declaration-The State requires that all current/prospective employees must sign a declaration, Criminal Record Statement prior to employment, which reveals any background information that might be detrimental to their employment with CSB. The declaration or Criminal Record statement must list: o All pending and prior criminal arrests / charges related to child sexual abuse and their disposition o Convictions related to other forms of child abuse / neglect o All convictions  The grantee must review each application for employment individually in order to assess the relevancy of an arrest, a pending criminal charge, or a conviction.  The declaration may exclude listing of: o Any offense, other than the ones related to child abuse and/or child sexual abuse or violent felonies, committed before the prospective employee’s 18th birthday which was adjudicated in a juvenile court or under a youth offender law o Any conviction the record of which has been expunged under Federal or State law o Any conviction set aside under the Federal Youth Corrections Act or similar State authority iii. Requirements for Staff Providing Mental Health Services In addition to the above, for staff providing mental health services, such as the Mental Health Clinical 2019-21 Policies and Procedures Section 2: Program Operations 195 2019-21 Policies and Procedures Section 2 – Program Operations Supervisors and Mental Health Interns, CSB is required by the Department of Health Care Services (CCR, title 42, section 1128 or section 1128A of the Social Security Act and CFR, Title 42, section 438.214) to verify that at time of hire the Mental Health Supervisors and the Mental Health Interns meet the following:  Are eligible to claim for and receive state and federal funds  Have the required licensure that is current and valid  Are not on the following individual/entities excluded provider lists: o http://oig.hhs.gov/exclusions/exclusions_list.sp o https://files.medi-cal.ca.gov/pubsdoco/SandILanding.asp  Thereafter, verification will be conducted on a monthly basis. 2. Emergency Procedures i. Chemical Accident In case of a shelter-in-place emergency, a manager will notify all affected sites. In this case, all employees are required to follow shelter-in-place protocols. SHELTER—Go inside a building immediately to avoid exposure to airborne chemicals. SHUT—Seal all doors and windows/turn off ventilation systems. (Locking doors and windows creates the best seal.) Parents must be informed during orientation that staff is not authorized to release children during a shelter-in-place accident. LISTEN—Turn on the radio/listen for up-to-date information. Avoid using the telephone unless you have a life-threatening emergency. All sites must have a working radio available at all times. ii. Earthquake Emergency Duck and cover under a table or desk, crouching on knees with face down and hand covering the back of the head.  Stay clear of outer walls, windows, glass, cabinets, files, or shelves  Evacuate the building to Assembly Area after counting 100.  Avoid re-entry into the building.  Allow the Building Warden to re-enter the building (searching for missing persons, assessing the extent of damage, turning off utilities as needed, and checking for gas leaks).  Keep clear of overhead wires, poles, buildings, trees, and falling objects if outside.  Prepare for aftershocks. iii. Fire Emergency Notify the fire department immediately, giving required information:  CSB building, room number, address, and other means of identifying location of the fire  Description of size / type of fire  Information regarding any injured people  The name, telephone number, and extension of the employee reporting 2019-21 Policies and Procedures Section 2: Program Operations 196 2019-21 Policies and Procedures Section 2 – Program Operations  Evacuate all people from the fire area and close off the fire area using posted emergency routes.  Report to Assembly Area (consult the Evacuation Plan)  Use appropriate type of fire extinguisher. If smoke or heat endangers safety, evacuation of the area is required (to allow emergency personnel to handle the situation). iv. Medical Emergency  Provide appropriate first aid and/or cardiopulmonary resuscitation (CPR).  Call the Fire Department if advanced first aid is required (911).  Call an ambulance if appropriate (911).  Send the injured to either the physical location of his or her choice or to the nearest medical emergency center or hospital. Notify the family of the injured.  Report injuries to the appropriate supervisor and the designated CSB Personnel Analyst immediately. The supervisor is responsible for notifying Community Care Licensing via telephone within 24 hours and in writing within 7 days.  If an injury results in death or hospitalization of an employee for over twenty-four hours, notify CSB Personnel and the Workers’ Compensation/Safety Coordinator. She/he is responsible to inform the CCC Risk Management and the State Division of Occupational Safety and Health (CAL/OSHA). 3. Work-Related Injury and Illness All County employees who are injured or become ill as a result of their job are covered under workers’ Compensation. Workers’ Compensation is a no-fault insurance plan paid for by the County and supervised by the State. It is a plan where fault does not have to be proven to receive medical expenses and lost wages. If an employee is unable to work because of a work-related injury or illness, (s)he is eligible for benefits. All benefits are determined by the California State Legislature. i. If an employee is injured or becomes ill as a result of her/his job, the following steps should be taken: • The employee must immediately notify her/his supervisor. All work-related injuries/illnesses, including first-aid, need to be reported. • The supervisor must notify CSB Personnel (the designated Workers’ Compensation/Safety Coordinator) • The supervisor and the employee are to complete the required workers’ compensation forms: CCC Supervisor’s Occupational Injury or Illness Report Procedures (AK 30 –Part A & B), and Workers’ Compensation Claim Form (DWC – 1), as soon as possible • The supervisor is to submit the completed forms to CSB Personnel (CSB Workers’ Compensation Coordinator) by the end of the business day of the injury/illness or by the end of the day (s)he became aware of the injury or the illness; The Supervisor is to fax the first white page of the DWC-1 and parts A & B of the AK-30, Supervisors Report, to the CSB Worker’s Compensation/Safety Coordinator at Personnel on the day of the injury and to send the original paperwork via the Interoffice Mail. 2019-21 Policies and Procedures Section 2: Program Operations 197 2019-21 Policies and Procedures Section 2 – Program Operations • The CSB Workers’ Compensation Safety Coordinator will submit the required documentation to CCC Risk Management Office. County policy requires the documentation to be submitted to Risk Management within 24 hours of the injury/illness • Injured/ill employees are encouraged to seek immediate medical attention. The CSB Workers’ Compensation/Safety Coordinator will provide information on medical facilities that can be visited in case of a work-related injury/illness • The injured/ill employee may only return to work with a doctor’s note stating that employee is cleared to return to work on that date. If the employee is placed on “Off Work” or any modified work status, (s)he must notify her/his supervisor and the CSB Workers’ Compensation/Safety Coordinator about her/his status and fax/deliver the appropriate doctor’s note to both parties • Modified work will be assigned only by the CSB Workers’ Compensation/Safety Coordinator in coordination with the employee’s supervisor if accommodations are viable • If an employee is ordered for follow-up doctor visits or therapy as a result of a job- related injury or illness, (s)he is required to attend all prescribed visits and furnish Work Status Reports to her/his supervisor and the CSB Workers’ Compensation/Safety Coordinator after each visit • Employees leaving work for appointments connected to work-related injuries/illness are to claim the time off as workers’ compensation time (WC) on their time cards • Doctor bills and hospital expenses related to on the job injuries or illness will be paid directly by the County. If an employee receives a bill that is related to a job- connected injury or illness, (s)he should notify the CSB Workers’ Compensation/Safety Coordinator and should not pay the bill. ii. Return-To-Work Program CSB participates in the Return-To-Work (RTW) Program. It is a plan utilized by Contra Costa County with the main objective to manage the employees’ successful and timely return to work after a work related injury. The program facilitates the earliest possible return of an injured employee to meaningful, productive work within the parameters of her/his physical capabilities. If necessary, the program allows for temporary modifications to the employee’s job description or position to accommodate the physical restrictions identified by the medical provider. Employees participating in the program are assigned transitional jobs. Two main transitional jobs are available for employees through the RTW program: • Modified work within the employee’s unit – this is usually for on-the-job injured employees who can perform their usual jobs full time or part time with significant accommodations • Bridge Assignments – these are for employees who cannot perform their usual jobs, but can be assigned to other meaningful jobs. Usually, Bridge Assignments are much broader and employees assigned to them may be placed in any of the EHSD’s Bureaus or even other County Departments. Assigning employees to transitional jobs is facilitated by the CSB RTW Coordinator (Personnel) in collaboration with the employee’s supervisor. While in the RTW program, each employee is required to furnish Personnel with Work Status reports after each visit with the Worker’s Comp doctor. 2019-21 Policies and Procedures Section 2: Program Operations 198 2019-21 Policies and Procedures Section 2 – Program Operations Employees with work related injuries benefit from participating in the RTW Program by returning back to work quickly, by continuing to participate in meaningful jobs and maintaining their self-esteem, by the on-the-job hardening, and faster recovery. 4. Ergonomic Safety and Evaluation All employees are expected to maintain their work environment and equipment safe and in good repair. Employees are to organize their work space considering basic ergonomic and safety practices such as, easy access/reach of desk equipment, appropriate lighting, use of appropriate equipment, avoidance of forceful lifting, pushing or pulling, prolonged repetitive motions. Employees performing mainly sitting jobs are encouraged to periodically change activities and positions, take small stretch breaks to reduce repeated stress to various parts of the body. Employees who experience discomfort by using their work equipment or have doctor’s recommendation for ergonomic evaluation are to notify their direct supervisor and request evaluation. The supervisor should contact CSB Personnel, the Workers’ Compensation/Safety Coordinator and request ergonomic evaluation for the employee. The CSB Workers’ Compensation/Safety Coordinator will review the request and arrange for the evaluation. After the completion of the ergo evaluation, the employee and her/his supervisor will receive a copy of the evaluation report and an Ergonomic Equipment Acknowledgment Form. The employee is to review and keep the copy of the evaluation. Both the employee and the supervisor are to sign the Ergonomic Equipment Acknowledgment Form and return the original to the CSB Workers’ Compensation/Safety Coordinator at the Personnel Unit for authorization of the recommended ergonomic equipment. The CSB Workers’ Compensation/Safety Coordinator will work with the CCC Ergo Lab to ensure the appropriate accommodations are made and that the employee is trained on ergonomic and safety practices. Ergonomic Equipment Acknowledgment forms sent by the employees directly to the CCC Ergo Lab without the authorization of the CSB Workers’ Compensation/Safety Coordinator will not be accepted by the Ergo Lab and the requested equipment/accommodations will not be provided. 5. Employee Relations As a part of a team providing services for the benefit of the public, each employee must cooperate with co-workers and supervisors and the public through professionalism and mutual respect in order to set a high standard of work performance. The entire staff of CSB must function as a team. Each employee is required to make a positive contribution in the interest of efficient public service. Unwillingness or failure to cooperate will not be tolerated and will be cause for disciplinary action. 6. Smoke-Free Environment CSB will create a smoke-free environment and eliminate exposure to tobacco smoke by children, staff, parents, and visitors in the Head Start program. Under California labor code, it is unlawful for any individual to smoke tobacco products in an enclosed workplace. 2019-21 Policies and Procedures Section 2: Program Operations 199 2019-21 Policies and Procedures Section 2 – Program Operations Furthermore, in June 2014 the Contra Costa County Board of Supervisors adopted a Smoke-Free Contra Costa law which prohibits smoking, including use of medical marijuana and electronic smoking devices such as e-cigarettes. This law, which will be fully enforced on March 1, 2015, prohibits smoking as follows: • In all buildings, vehicles, and other enclosed areas occupied by county employees, owned or leased by the county, or otherwise operated by the county. • In all outdoor areas owned or leased by the county, including parking lots, the grounds of the county’s hospital and health clinics, and the grounds of all other buildings owned or leased by the county. • In personal vehicle, whether parked or in motion, if it is located on property owned by the county. Employees leaving the County property to smoke or use electronic smoking devices, have to be mindful of their personal safety while off county property. Staff is encouraged to wear protective wear, such as a smoke or “smoking jacket” so that when they finish smoking, they can remove it so as to not carry the tobacco chemicals on their clothing into the classrooms or offices. Adults are also prohibited from smoking during group socialization activities, such as field trips, neighborhood walks, and other outdoor activities. The only situation under which this does not apply is during a presentation or field trip related to American Indian cultural customs in which tobacco is utilized. Educational and wellness activities, such as smoking cessation programs for adults and inclusion of developmentally appropriate activities in health education for children will be developed to assist in carrying out smoke-free policies. Staff and parents are encouraged to call the California Smokers Helpline at 1-800-NO-BUTTS (English speakers) or 1-800-No-Fume (Spanish speakers) or to visit http://cchealth.org/tobacco/time-to-quit-smoking.php for a list of local cessation resources. Additional information and resources are available by contacting the Comprehensive Services Unit’s Health Services Manager. 7. Drug-Free Work Environment In Compliance with the Federal Drug-Free Workplace Act 1988, the Contra Costa County Board of supervisors instituted a Drug-Free Workplace Policy (Resolution No. 90/674 from October 16, 1990). The Board is committed to a Drug-Free Workplace because of the inherent dangers to employees who abuse drugs and/or alcohol. According to the Drug-Free Workplace Policy:  The County prohibits the unlawful manufacture, distribution, dispensing, possession, or use of controlled substance in the workplace, and/or during work hours.  Any violation of this policy may result in disciplinary action, up to and including termination, or when needed, mandatory participation of the employee in a drug-abuse assistance or rehabilitation program.  Any employee convicted of any State or Federal criminal drug statute for a violation occurring in the County workplace or on County time, shall report the conviction to their supervisor, department manager or personnel officer no later than five (5) days after such conviction. 2019-21 Policies and Procedures Section 2: Program Operations 200 2019-21 Policies and Procedures Section 2 – Program Operations CSB strives to maintain a workplace that is reflective of the County Smoke-Free and Drug-Free Workplace Environment Policy. CSB employees are expected to conduct themselves responsibly. Upon report that an employee appears to be under the influence of alcohol or illegal drugs, the employee’s supervisor must notify the Assistant Director or the Division Manager, or the Personnel Administrator. One of these CSB Senior Managers and the employee’s supervisor will immediately meet with the employee and determine if she/he is under the influence of alcohol or illegal drugs. If they determine that the employee is under the influence, the employee shall be instructed to immediately leave the workplace. An employee under the influence of alcohol or illegal drugs is to report back to work sober and clean of drugs at least one day after the incident. The employee has the option to claim unpaid time or to use her/his own accruals. 8. Solicitation of Goods Contra Costa County prohibits the solicitation of goods on any County property. Goods for sale will not be accepted, bought, or sold at any Grantee office or CSB center. This applies to commercial activities only. This does not apply to parent fundraising. Parent fundraising activities are reviewed and approved by the Policy Council and the Bureau Director. 9. CSB Telephone Usage Policy There may be times when personal telephone calls must be made or received during working hours. Personal telephone calls must be kept to a minimum, and may not interfere with classroom or business activities. CSB expects employees to make these calls during break or lunch periods. No long distance calls can be made on CSB telephones. Personal cellular phone usage is prohibited in the classroom and business offices at all times. 10. Food in the Classroom Food for individual staff consumption is not allowed in the classroom unless the staff member is eating a CSB provided meal or snack with the children. Any other food and drink must be consumed by the staff member during their break or lunchtime, away from the classroom and children. E. Analysis of Staff Needs The needs of individual staff members for assistance and training, as well as the training tools are analyzed regularly to ensure optimal performance and efficiency of services. The Community Services Director or designee assesses staff needs by considering levels of responsibility, experience, performance of assigned tasks, and other relevant factors. On the basis of such assessment, the Community Services Director or designee determines the delivery of needed assistance after considering funding limitations. Assessment of staff needs is performed annually or as needed. Self-reflection is also a support strategy used to assess staff strengths and needs. Teachers will utilize the Early Childhood Teacher Self-Reflection Tool at least annually and throughout the year, as desired. Upon completion, teachers can continue to reflect on their own thoughts and teaching practices to support the classroom. In the fall, teachers will update and refresh their own self-reflection tool and 2019-21 Policies and Procedures Section 2: Program Operations 201 2019-21 Policies and Procedures Section 2 – Program Operations share their reflection tool with their supervisor so that s/he is able to support desired areas of growth and development. CSB also recognizes that building positive employee morale leads to staff feeling motivated, encouraged, and appreciated. To maintain high morale, CSB will recognize and appreciate staff efforts through various wellness initiatives. Employee health and wellness is a CSB priority and recognition expenditures will directly relate to building a wellness culture that promotes staff well-being and personal effectiveness. F. Recruitment and Selection It is the policy of CSB to employ qualified, capable, and responsible personnel who are of good character and reputation. Consideration will be given to provide employment opportunities to current and former Head Start and Early Head Start parents. CSB will follow the guidelines for recruitment as required by the MOUs, PMRs, Management Bulletins and other provisions established by the County and funding sources. CSB shall make certain that its recruiting procedures afford adequate opportunity for the hiring and career advancement of its parents and staff. The attainment of a high level of education may be important to performance in certain positions; however, formal educational qualifications, unless required by state, local or federal law, where practical, shall be made discretionary rather than required for employment and advancement. Head Start staff will be required to meet the educational requirement as established in the Head Start Act and/or Head Start Performance Standards. Parent Participation in Staff Recruitment/Screening: CSB has a comprehensive approach with regard to parent participation in the recruitment and screening of HS/EHS program employees. (HSPS1301.4 (b)(3)  Annually, CSB families complete a Parent Interest Survey (CSB300 Form), a question in the survey asks and identifies parent interest in being part of the screening/interviewing process for new hires. Results from the Parent Interest Survey are tallied and the PFCE clerk provides personnel with a list of interested parents. The Personnel unit is responsible for contacting parents to request their participation as recruitment and screening opportunities become available.  To support recruitment: o During Policy Council Meetings, parents are informed of open positions within the program. Informational flyers are also made available to be shared at site Parent Committee Meeting and with the community. o At the site level, AD’s inform staff of open positions during their monthly Cluster Meetings. Flyers with information about individual open positions are shared and posted on site Parent Boards with extra copies accessible for dissemination. o CSB Family Newsletters, a triannual publication, advertises CSB employment opportunities. o CSB Friday Flyers, a semi-monthly resource publication for families includes CSB employment opportunities. 2019-21 Policies and Procedures Section 2: Program Operations 202 2019-21 Policies and Procedures Section 2 – Program Operations G. Hiring of CSB Staff A position will be following steps outlined below:  Following the approved Contra Costa County Personnel Management Regulations, the Personnel Unit will work with the County Human Resources Department, as required, to publicly announce a position for employment.  Upon receipt of applications, the Human Resources Department or designee will screen the applications to ensure that applicants meet the minimum requirements for filling the position.  The Human Resources Department shall designate selection procedures that may be written tests, oral tests, physical agility tests, assessment centers, training and experience evaluations or other selection procedures, or any combination of these. Selection procedures shall be practical and job related, constructed to sample the knowledge, skills, abilities and/or personal attributes required for successful job performance.  When, after public announcement, the number of accepted candidates is equal to or less than the number necessary for a full certification, after consulting with the Community Services Director, the Personnel Unit may waive competitive testing and certify the applicants without rank or score. Under these circumstances, the Community Services Director will appoint a Qualifications Appraisal Board within the Community Services Bureau to conduct oral interviews of the applicants.  In examinations where an oral interview is to be conducted as part of the total examination, the Personnel Unit shall appoint two or more qualified staff, to conduct oral interviews.  Whenever final interviews are conducted to fill key management positions such as Executive Director, Head Start or Early Head Start Director, Chief Fiscal Officer, Personnel Director or any other equivalent position within the Community Services Bureau, in addition to the appointed subject matter experts, the Policy Council Chair/Vice Chair will be included in the panel conducting the interview/s.  After completion of the examination process, the Personnel Unit will certify to the Bureau Director in rank order, according to the overall scores in the examination process, the names, addresses and phone numbers of the persons entitled to certification.  CSB Personnel will coordinate the Hiring Manager to identify an interviewing panel consisting of managers and supervisors with expertise in the content area of the position needed to be filled. The panel should include minimum of two managers or supervisors and a parent always when possible.  The designated interview panel will interview the prospective employee to determine: o If the individual will be able to work with staff in a cooperative, team-like manner; o The individual’s commitment to low income families and the community; o The experience the individual has working with or the understanding the individual has of culturally diverse groups; o Personal characteristics such as warmth, strength, flexibility, understanding, empathy, ability to respond quickly under stress; o The ability of the individual to work within systems; o The individual’s respect for authority and ability to work under supervision; and o Any other special skills such as speaking, reading, or writing in other languages. 2019-21 Policies and Procedures Section 2: Program Operations 203 2019-21 Policies and Procedures Section 2 – Program Operations  A second interview may be conducted in some cases with the purpose of determining the candidate/s suitability to the agency and the particular job. The interview should be conducted by a panel of at least two interviews. No interviewer should be conducting an interview by him/herself. This interview, although set up with CSB Personnel assistance, can be informal without the usage of a structured interview questionnaire.  After the interview, the Personnel Unit will conduct personal and employment reference checks on all potential new hires and will submit a reference report for review along with recommendations to the Hiring Manager and Community Services Director or designee for employment in the position being considered.  The name and qualifications of the candidate/s will be considered for approval by the Hiring Manager and the Community Services Director. Only after the candidate has been approved for employment may the candidate be officially employed and report for work.  In case of hiring a new Head Start Director, a Chief Fiscal Officer, or a Personnel Director, the candidate/s will be presented for approval by the Policy Council.  Policy Council will be informed of all new hires during the monthly Policy Council meetings.  All newly hired employees will serve a probationary period as outlined in Section 9 of the Personnel Management Regulations and the appropriate Section of the applicable Memorandum of Understanding between Contra Costa County and Public Employees Union, Local One. H. Reject from Probation When an employee is being separated from employment while on probation, the employee's supervisor and/or a CSB Personnel Analyst will notify the employee and at that time shall ask for any keys and/or employee badges they may have to the facility. I. 9/80 Work Schedule A 9/80 work schedule has been established for a period determined by the Community Services Bureau Director. The schedule is available for Senior Management and some management and middle management classifications. There may be some job functions or classifications that are not feasible for participation in the 9/80 schedule. Additionally, probationary employees are not eligible for a 9/80 schedule until successfully completing their probationary period. Furthermore, temporary employees are excluded from the 9/80 work schedule. The Director of Community Services Bureau has the authority to determine the exclusion or the participation of particular jobs or classifications in the 9/80 shift. The 9/80 schedule is voluntary. An employee who participates in the 9/80 schedule is not obligated to maintain it except for a two-week cycle from the beginning of the 9/80 shift. If an employee opts out of the schedule, she/he may opt back in once in the following three-month period. Work expectations do not change as a result of an employee’s participation in a 9/80 schedule. If her/his performance deteriorates due to participation in the 9/80 schedule, the employee may be returned to a regular schedule. This action requires the approval of the Community Services Director or designee. Employees requesting participation in the 9/80 work schedule should complete a Participation Request form that can be obtained from CSB Personnel Unit. The employees are to submit the completed form to their supervisor. Approval is granted by the Community Services Director or designee with 2019-21 Policies and Procedures Section 2: Program Operations 204 2019-21 Policies and Procedures Section 2 – Program Operations consideration for adequate coverage of the Department and the individual units. A copy of the approved request should be submitted to the Fiscal unit and to CSB Personnel to be filed in the employee’s personnel file. Employees participating in a 9/80 schedule must take a day off during the two-week pay period. During the period, the employees work one 8-hour day and 9 hours each day thereafter. The total work hours for the pay period should equal 80. If a holiday falls on the employee’s day off, the employee should take her/his 9/80 day within the pay period before or after the holiday. If a holiday falls on a work day, the employee must use 1 hour accruals to make the required 9-hour work day since a holiday is 8 hours. 9/80 Work Schedule for Employees Temporary Disabled Due to Industrial Injury In accordance with the Memorandum of the Office of the County Administrator, dated November 23, 2009, and the Contra Costa County’s Return to Work Policy for Industrial Injury or Illness, Section VI, A. Restrictive Duty, the 9/80 or flexible work schedule for every employee who has sustained industrial injuries, who has an accepted worker’s compensation claim and is temporarily disabled from working full time will be temporarily revoked. Upon release to full time work by the treating physician and only if the employee is able to work more than 8 hours per day, the 9/80 or flexible schedule may be resumed. J. Separation Employees are dismissed, suspended, and demoted in accordance with Contra Costa County, Personnel Management Regulations Part 11, Separation and Memorandum of Understanding between Contra Costa County and the Labor Unions. K. Resignation A resignation letter from the employee shall be made in writing and submitted to the employee’s immediate supervisor and/or Assistant Director. The original letter should be sent to Personnel Unit. L. Nepotism No immediate family member of a supervisor shall work directly under his/her supervision. Immediate family member shall be defined as person's parent/s, grandparent/s, siblings, spouse, in-laws, natural child, stepchild, foster child, child in employee’s custody, legally adopted child, legal guardianship, foreign adoption, tribal adoption, disabled adult child, domestic partner, child of domestic partner, and children's spouses. M. Enrolled Children of CSB Employees To maintain an equitable educational environment at our child care centers, CSB requires that an enrolled child of a CSB employee or immediate family member be placed at facility that is different from the employee or immediate family member’s worksite, with the exception of AD approval under extenuating circumstances. In NO case will an employee’s child be placed in the employee’s or immediate family members classroom. CSB employees’ children may be enrolled in the program only if eligible. 2019-21 Policies and Procedures Section 2: Program Operations 205 2019-21 Policies and Procedures Section 2 – Program Operations N. Staff Qualifications – General All site-based staff must meet the minimum qualifications of the State Department of Education matrix and the Early Head Start and Head Start staff qualification requirements as stated in Sections 645(A) and 648(A) & (B) of the 2007 Head Start Act and Section 1302.91 of the Head Start Performance Standards . This includes Assistant Directors, Site Supervisors, Infant/Toddler Master Teachers, Master Teachers, Infant/Toddler Teachers, Teachers, Infant/Toddler Associate Teachers, and Associate Teachers. It is the employee’s responsibility to maintain and provide to Personnel and their Site Supervisor a current Permit or Temporary Certificate issued by the Office of Education and to meet the Head Start and Early Head Start staff qualification requirements by the established timelines. Services for families enrolled in the home-based program option are provided by Early Childhood Educators. These employees must meet the education qualification requirements established in Section 1302.91(e)(6) of the Head Start Performance Standards, demonstrate competency to implement home visiting curriculum, promote the progress of all children, including dual language learners and children with disabilities, and build respectful, culturally responsive, and trusting relationship with families. Family services staff work directly with families on the family partnership process. Staff hired after November 7, 2016 must, within 18 months of hire, obtain at a minimum a credential or certification in social work, human services, family services, counseling or a related field. In addition, all staff must meet the minimum qualifications as stated in the Community Services Bureau Job Descriptions and as set forth by state and federal regulations. Should an employee fail to meet the minimum qualification of his or her job while employed with Contra Costa County, he or she will be dismissed as stipulated in the Personnel Management Regulations, Part 1108 and the Public Employees Union, Local One MOU, Section 24.2. O. Qualification Requirements for Positions Minimum qualification requirements reflecting the California Department of Education, the Head Start Act and Section 1302.91 of the Head Start Performance Standards qualification guidelines are set for all Contra Costa County Community Services Bureau positions. The Personnel Director, in conjunction with the Assistant Directors and/or other subject matter experts, drafts minimum qualification requirements for certain positions. These are received by Division Managers for input and review. Where minimum qualification requirements affect health, education, food service, or other component positions, the draft is received by the appropriate committee for input and review. The draft is then submitted to the Community Services Director for review and approval. After Community Services Director’s approval, the draft is sent to the CSB Personnel Unit for further processing. 2019-21 Policies and Procedures Section 2: Program Operations 206 2019-21 Policies and Procedures Section 2 – Program Operations Managers receive copies of job descriptions and qualifications adopted by Human Resources. Preference will be given to former and current parents who meet the qualifications as set forth in the job descriptions. All staff must be able to perform the Essential Functions as set forth by the Bureau at all times (please refer to Essential Functions documentation). If staff is unable to perform the functions at any time during employment, the Bureau will try to accommodate needs; however, there are some instances where this may not be possible. New Hires: Before a new employee / volunteer who will work directly with the families and children begin work, (s)he must have completed the following:  Complete health screening by a physician including a tuberculosis test (prior to employment) or a written statement from a doctor stating a TB test is not required.  Provide verification of required vaccinations for Measles and Pertussis or waiver of such vaccination/s as required by Community Services Bureau Vaccination policy as per SB 792(for staff working in child care centers).  Fingerprint / criminal record clearance without any exemptions. P. Classroom Staffing and Ratios and Comprehensive Services Staffing 1. Classroom Staffing and Ratios Each classroom maintains the adult/child ratios required by Title V: For children ages 3-5, 1:8; for toddlers, 1:4; for infants 1:3. Children under three years of age may not be in groups with more than eight children. Each full-day pre-school classroom is staffed with a qualified Teacher and 2 Associate Teachers. If this is not possible, an Associate Teacher may be substituted for a Teacher and a Teacher Assistant Trainee for an Associate. Each part-day pre-school classroom is staffed with two Teachers and Teacher Assistant Trainees. CSB center classrooms will have no more than 20 children enrolled at any time, except in State Preschool classrooms where there may be 24 children enrolled at one time and in Head Start classrooms with an approved 24-waiver from the Administration for Children and Families (ACF). The Supervisor must ensure that adult/child ratios are maintained at all times. If a staff member is absent, the Site Supervisor must do the following:  Assess the staffing needs of the classroom based on the number of children present and the staff/child ratios in other classrooms at the site.  Request the services of a parent volunteer.  If a substitute is needed, the Supervisor must contact the clerk who coordinates the substitutes. All staff inside the classroom and outside in the yard are responsible to ensure that all children are visible at all times and that they are being supervised at every moment.  Whenever the classroom is outside on the yard or on a field trip, all members of the teaching team must be present to ensure the health and safety of children. No scheduled prep time or breaks are permitted during times scheduled outside of the classroom. 2019-21 Policies and Procedures Section 2: Program Operations 207 2019-21 Policies and Procedures Section 2 – Program Operations Teaching staff supervise infants and toddlers/twos by sight and sound at all times. When infants and toddlers/twos are sleeping, mirrors, video or sound monitors may be used to augment supervision in sleeping areas, but such monitors may not be relied on in lieu of direct visual and auditory supervision. Sides of cribs are checked to ensure that they are up and locked. Teaching staff and volunteers are aware of, and positioned so they can hear and see any sleeping children for whom they are responsible, especially when they are actively engaged with children who are awake. CSB management ensures that the staff reflects the cultures and languages of the children and families served in the program whenever possible. If this is not possible, the Supervisor must contact the main office to obtain the services of a translator in order to communicate with families. 2. Comprehensive Services The program is supported at all times by the following personnel:  A health services content area expert who is trained and experienced in public health, nursing, health education, maternal and child health, or health administration.  An education and curriculum services content area expert who is trained and experienced in early childhood education and development, classroom observation and monitoring, and coaching/mentoring.  A nutrition services content area expert who is a registered dietitian or nutritionist.  A mental health services content area expert who is a licensed or certified mental health professional with experience and expertise in serving young children and their families.  A family and community partnership or parent involvement content area expert who is trained and experienced in field(s) related to social, human, or family services and who is skilled in assisting parents of young children in advocating and decision-making for their families.  A disabilities services content area expert who is trained and experienced in securing and individualizing needed services for children with disabilities. When a health procedure must only be provided by a licensed or certified health professional, the agency will ensure that this requirement is met. Q. Site Administration Each site that receives State Department of Education funding must have a full time Site Supervisor housed in the building. For sites with more than nine classrooms, an additional Site Supervisor will be housed at the building. This Supervisor may be counted in the ratio if working directly with the children. Sites with infant/toddler care must have a Site Supervisor who, in addition to the regular qualifications, has completed 3 units of Infant and Toddler Care. As an entity operating child care and development programs, providing direct services to children at two or more sites, CSB shall employ Assistant Directors that meet the minimum qualifications of a Program Director as outlined in the State Department of Education matrix. 2019-21 Policies and Procedures Section 2: Program Operations 208 2019-21 Policies and Procedures Section 2 – Program Operations R. Teacher Assistant Trainees (TATs) CSB employs Teacher Assistant Trainees (TATs) who have no less than 12 Early Child Education units from an accredited college. The following applies for all teaching staff with less than 12 units in Early Childhood Education courses:  The TAT must be at least 18 years of age  If the TAT has enrolled in or completed at least 6 units in Early Childhood Education, (s)he may supervise children at nap time and escort children to the bathroom without the direct supervision of a Teacher/Associate.  The TAT will support the classroom needs under the supervision of the Lead Teacher In order to support the professional development and career advancement of TATs, CSB will provide a select number, based on funding and availability, of TATs the opportunity to participate in the ECE Work Study Program, as outlined in Section 2.VIII.EE.vii S. Volunteers CSB encourages volunteers from the community whenever possible. Each year, program staff recruits volunteers through flyers and other announcements. Before a volunteer begins in the program, (s)he must be approved by the CSB Manager responsible for volunteer coordination. This ensures that the volunteer has fulfilled the necessary requirements prior to being given an assignment. All potential volunteers must complete a Volunteer Application. If the volunteer works more than sixteen (16) hours at one facility s/he must obtain fingerprint clearance. All volunteers, regardless of the number of hours they are planning to work, must submit a statement of good health. The statement could be issued by a doctor, a medical professional or be a self-disclosure signed by the volunteer. Each volunteer must undergo a TB risk assessment and if at risk submit a negative TB test result, as well as provide verification of measles, pertussis and influenza immunizations as outlined in California Community Care Licensing and Health and Safety Code 1596.7995 at their own cost prior to volunteering. The statement of good health, the TB and immunization result should be provided to the manager overseeing volunteer coordination and kept on file by the Site Supervisor. As outlined in California DSS section 101170(b), certain volunteers may be exempt from the requirement to submit fingerprints and or immunization verification. Once fingerprint, criminal background clearance, immunization verification/s and TB clearance is received, the volunteer coordinator will contact site supervisors to see if there is an appropriate volunteer opportunity at their site. The volunteer coordinator will forward all paperwork to the site supervisor for their Licensing and Health file. The Site Supervisor or designee will review the Volunteer Policy with the volunteer and have him/her sign the Standards of Conduct, Certification Statement and all other Licensing forms. Only then will CSB make the final volunteering assignment which includes: start date, end date, and number of days and hours per week. The volunteer enters hours worked daily on an in-kind form for the whole month. At the end of the month, the volunteer submits the completed in-kind reporting form to the assigned volunteer supervisor to have them sign their approval and to make a copy of form for the volunteer. The volunteer’s supervisor or designee submits the in-kind records monthly to the cluster clerk for entry into the In-Kind Log in the shared drive. 2019-21 Policies and Procedures Section 2: Program Operations 209 2019-21 Policies and Procedures Section 2 – Program Operations T. Standards of Conduct CSB ensures that all staff, consultants, and volunteers will observe the program’s Standards of Conduct. All employees must sign the Standards of Conduct annually and the original will be maintained in their personnel file. Every employee, consultant and volunteer involved in the Program, must subscribe to the following:  Respect and promote the unique identity of each child/family.  Refrain from stereotyping on the basis of gender, race, ethnicity, culture, religion, disability, Sexual orientation, or family composition.  Follow program confidentiality policies concerning information about children, families, and other staff members.  Never leave a child alone/unsupervised while under their care.  Use positive methods of child guidance.  Never engage in corporal punishment, emotional/physical abuse, rejection, extended ignoring, humiliation, intimidation, ridicule, coercion or threats.  Never use any form of verbal abuse, including profane, sarcastic language, threats, or derogatory remarks about the child and/or about his/her family.  Never prohibit a child from attending religious services outside the agency.  Never use methods of discipline that involve: o Isolation o Binding or tying a child to restrict movement or taping a child's mouth. o The use of physical activity or outdoor times as a punishment or reward o The use of food as punishment or reward o The denial of basic needs  Provide a safe, healthy and accommodating environment that meets the children’s needs. Each employee, consultant, contractor, and volunteer must comply with program confidentiality policies concerning personally identifiable information about children, families, and other staff members. Every employee engaged in the award/administration of contracts or other financial awards will sign a statement to the effect that they will not solicit or accept personal gratuities, favors, or anything of significant monetary value from contractors or potential contractors. Additionally, employees will not engage in any form of picketing, protest, or other direct action that is in violation of law and must comply with Contra Costa County Administrative Bulletin 405.4. If a staff member, consultant, contractor, or volunteer violates any of the above Standards of Conduct, the following disciplinary steps may be followed:  Conference(s) with the individual’s supervisor to discuss implications of their behavior, and corrective action plans.  Further training for the individual may be provided.  A letter of Coaching and Counseling may be sent to the individual, detailing the seriousness of their violation(s) of the Standards of Conduct.  If the letter of Coaching and Counseling is ignored, the employee may receive further disciplinary action. 2019-21 Policies and Procedures Section 2: Program Operations 210 2019-21 Policies and Procedures Section 2 – Program Operations  If the behavior of the individual does not change, disciplinary measures may be applied, such as Letter of Reprimand, suspension, and/or termination of employment. In some cases , termination may be the first discipline. U. Professional Behavior and Attire 1. CSB Standards of Professional Behavior As representatives of County government, it is important that staff adhere to high standards of professional behavior at all times. Public and client perceptions of our staff and services can be significantly affected by a single negative interaction with any employee in our department. As professionals, staff members need to refrain from excessively negative behavior in all interactions with their colleagues, in meetings and training sessions, with clients, or the public. Such behavior can over time create a hostile work environment, be experienced as harassment, interfere with client access to services, or violate client rights. Examples of excessively negative behavior can include: rudeness, being overly brusque and impatient, showing contempt for others, being excessively critical and fault-finding, demeaning and sarcastic, disrespectful, slamming doors or files, raised voices, use of profanities, sexual and national origin harassment and discrimination, There may also be other behaviors that create a hostile or extremely unpleasant environment for staff or clients. Staff who engages in such behaviors will receive counseling and coaching from their supervisors. Continued engagement in unprofessional behavior after counseling and coaching has been provided may result in disciplinary action. To ensure the health and safety of enrolled children and to foster professionalism at our child care centers and offices, staff is expected to adhere to the following dress code. Staff at child care centers, whether direct caregivers or support staff, must wear clean, neat, comfortable clothing and footwear suitable for the daily tasks of significant bending, walking, lifting, sitting and running. Central Kitchen staff must adhere to policies that specifically pertain to hygiene and attire. 2. CSB Standards for Appropriate Attire  Shoes: heel height to a maximum of 1 inch, closed toe and heel required  Shorts: must reach the knee, transparent fabric is unacceptable.  Tops: prohibited are tops that expose the midriff, low cut necklines, backless, strapless, halter or tube tops, spaghetti straps, or any transparent material.  Skirts/dresses: hem must be knee length or longer; fabric may not be transparent.  Pants: hems of pants cannot drag on the floor, and waistband may hit no lower than the top of the hip. Transparent fabric is unacceptable.  Jewelry: Earrings must be shorter than 1 inch from lobe, rings no higher than ¼ inch from shank. Any jewelry that may pose a hazard to children or staff may not be worn to work.  Any articles of clothing with statements deemed by CSB to be political, offensive, or inappropriate are prohibited. The display of ‘gang colors’ is prohibited. 2019-21 Policies and Procedures Section 2: Program Operations 211 2019-21 Policies and Procedures Section 2 – Program Operations  Administrative staff shall dress in a manner that reflects a positive public image. In general, appropriate business attire will include well maintained clothing, as described above. ‘Casual Friday’ attire is acceptable, but must incorporate the above standards. Administrative staff may wear blue jeans on Casual Friday but may not be worn with sneakers, thong shoes, or T-shirts. V. Non-Discrimination and Anti-Harassment Policies It is the policy of Contra Costa County to maintain a work, service and program environment free of discrimination, harassment, or intimidation based on sex, gender, age, race, religion, national origin, ancestry marital status, sexual orientation, disability or medical condition. These policies are also mandated by state and federal law. It is the policy of the Community Services Bureau to comply with all applicable state and federal statutes and regulations prohibiting discrimination in employment, contracting, buildings, facilities, and provision of services. All employees should be familiar with all of the provisions in the County’s “Notice of County Non-Discrimination and Anti-Harassment Policies” and the procedures for “Reporting Discrimination, Harassment, and Retaliation”. In addition to policies and regulations which prohibit harassment on the job on the basis of one’s membership in one of the protected classes as well as all forms of sexual harassment, please note that the County policy also states that:  “Employees are entitled to, and will be provided with, a workplace environment which is free from harassment…All employees are individually responsible for conducting themselves in ways that ensure others are able to work in an atmosphere free of discrimination, harassment or intimidation…Each employee has a duty to report incidents of unlawful discrimination and harassment. Retaliation for reporting discrimination or harassment or participating in an investigation of a discrimination claim is both unlawful and against County policy.”  Supervisors have an affirmative and legal duty and responsibility to report all allegations of sexual and other forms of harassment or discrimination to their managers or supervisors. The Employment and Human Services Department will fully comply with these policies and will not tolerate discrimination, harassment, or intimidation in any form. Reports of violations of these policies will be promptly investigated and appropriate disciplinary action taken if warranted. This policy also includes more subtle forms of harassment, such as threats, name- calling, and use of slurs, innuendo, or misrepresentation of actions or intent to damage an employee’s reputation. W. Whistleblowers are Protected Community Services Bureau adheres to the California Whistleblower Protection Act (Government Code Sections 8547-8547.13) and EHSD Policy against Retaliation. It is the public policy of the State of California to encourage employees to report or “blow the whistle” to an appropriate government or law enforcement agency when they have reason to believe their employer is violating a state or federal statue, or violating or not complying with a state or federal rule or regulation. These violations may include fraud, waste, abuse, unnecessary government spending, an unsafe or unhealthy employer practices. 2019-21 Policies and Procedures Section 2: Program Operations 212 2019-21 Policies and Procedures Section 2 – Program Operations A “whistleblower” is an employee afforded with the following protections:  An employer may not make, adopt, or enforce any rule, regulation, or policy preventing an employee from being a whistleblower.  An employer may not retaliate against an employee who is a whistleblower.  An employer may not retaliate against an employee for refusing to participate in an activity that would result in a violation of a state or federal statute, or a violation or noncompliance with a state or federal rule or regulation.  An employer may not retaliate against an employee for having exercised his or her rights as a whistleblower in any former employment. Information regarding possible violations of state or federal statutes, rules, or regulations, or violations of fiduciary responsibilities should be reported by calling the California State Attorney General’s Whistleblower Hotline at 1-800-952-5225. A copy of this Labor Code and how to report improper acts is posted at each CSB center. X. Protocol for Tracking Staff Absences and Recognizing Excessive Absenteeism Maintaining good attendance is a condition of employment and essential function of every employee's job. Further, consistent staff attendance is critical to the operation of quality child development centers. To maintain our daily staffing levels so that our work is completed effectively and efficiently it is necessary to keep accurate account of the use of these benefits. Use of vacation and personal leave accruals is by mutual agreement between the employee and the supervisor. Request for use of this time must be made and approved in advance using the form provided by CSB. For employees who do not have pre-approved absence from work, each Site Supervisor is required to maintain a daily employee call-in log to record employee absences that were not pre-approved. Employees calling off of their shift must do so by 6:00am on the day of the absence. For consecutive absences, employees must notify their supervisor by 3:00pm of the day prior. If no communication between the employee and supervisor takes place during the first day of absence it is expected that the employee will be present for their shift on the next business day. The employee is required to provide the following information when calling in: Name, date of the absence, job classification, shift, time of the call, reason for not reporting to work. Supervisors are to track absences on the monthly Staff Absentee Tracking log that is provided in an Excel workbook. Assistant Directors are to review monthly Staff Absentee Tracking logs for analysis of staffing patterns, site needs for substitutes, etc. Additionally, through review of these logs, assistant directors, supervisors and managers can detect abuse of sick leave and excessive absenteeism and allow management and supervisory staff to proactively address absenteeism concerns in a timely manner.  Excessive Absenteeism: 2019-21 Policies and Procedures Section 2: Program Operations 213 2019-21 Policies and Procedures Section 2 – Program Operations o Absenteeism (including use of sick leave) may be considered excessive where there are frequent and often unscheduled absences, including use of vacation, floating holiday and earned compensatory time accruals. Excessive absenteeism usually results in exhausted sick leave accruals and frequent use of other leave balances such as vacation, floating holidays or compensatory time for “sick leave” purposes, as well as other unscheduled absences (including tardiness). In general, repeated depletion of sick leave accruals as they are earned may be an indicator of excessive absenteeism as is the frequent placement in Absent With Out Pay (AWOP) status. o Abuse of sick leave use occurs when it is used for absences that are not permissible under the definition of appropriate use of sick leave or for the purpose other than that for which it is claimed (as described in the MOUs and he Personnel Management Regulations). o Use of large amount of sick leave accruals may be mitigated by extenuating circumstances as applicable in the MOUs (FMLA, disability status, etc.). Supervisors and managers are encouraged to look for patterns of absenteeism such as unscheduled absenteeism at the beginning or the end of the work week, before and after holidays, before and after approved time off, etc. Such patterns may be indicators of excessive absenteeism.  Handling Excessive Absenteeism: When patterns of excessive absenteeism are detected, and there are no known mitigating circumstances, supervisors and managers are to discuss their findings with the Assistant Director or Unit Manager and decide on appropriate course of action. Actions taken may include but are not limited to the following: o Counsel the employee verbally to improve their attendance o Issue Couching and Counseling Letter (if employee does not improve) o Pursue disciplinary actions: Letter of Reprimand o Reference the absenteeism issue in the employee’s annual performance review o Develop Improvement Plan with the impute of the employee o Consult with Personnel Analyst on other disciplinary actions if no improvement is noticed o If appropriate, refer the employee to the County’s Employee Assistance Program (EAP). This action requires consult with and involvement of the CSB Personnel Analyst. Note: EAP is always available to an employee who may wish to make an appointment him/herself. Supervisors and managers are encouraged to check with CSB Personnel Analyst if not sure if an employee has any known mitigation circumstances. 2019-21 Policies and Procedures Section 2: Program Operations 214 2019-21 Policies and Procedures Section 2 – Program Operations Y. Family Medical Leave Act (FMLA) CSB provides coverage under the Family Medical Leave Act (FMLA). Eligible employees can receive up to 18 weeks unpaid, job-protected leave in rolling 12 months period. An “eligible” employee is an employee who had work for his/her employer for at least a year and had worked a minimum of 1,250 hours and meets any of the qualifying reasons listed below:  The birth of a child or placement of a child with the employee for adoption or foster care  The employee’s own serious health condition  The employee’s need to care for her/his spouse, child, parent, due to his/her serious health condition  The employee is the spouse, son/daughter, parent, next of kin of a service member with a serious injury or illness (in this case the FMLA may be up to 26 weeks in a single 12 month period)  Qualifying emergency arising out of the fact that the employee’s spouse, son/daughter, parent is on active duty or call to active duty status in support of a contingency operation as a member of the National Guard or Reserves Employees needing to take FMLA are required to notify their supervisor and Personnel, and submit a medical certification or appropriate document/s issued by a court, law/enforcement agency or a military service entity showing need for the employee to take time from work. Medical certification has to be provided on CCC Certification of Health Care Provider Form. This form can be obtained from the CSB Personnel Unit. The employee is required to submit the completed and signed by his/her doctor document within 15 calendar days of receiving the form from Personnel. The CSB Personnel Analyst/FMLA Coordinator will provide the employee with official letter approving/disapproving the FMLA and information on the employee’s benefits and rights while away of work. If a supervisor is aware that an employee is off work due to a condition qualifying under the FMLA, she/he should notify CSB Personnel on behalf of the employee. Personnel will contact the employee and will provide information on his/her rights under the FMLA. Employees who have been on FMLA or Approved Leave of Absence (LOA) due to their serious medical condition are required to submit to CSB Personnel a Physician’s Statement of Ability to Work clearing them to return to work, prior to reporting to their assigned work location. If the employee is cleared to return to modified work, CSB Personnel Analyst/Return-to-Work Coordinator will assign modified work, if any is available. While on FMLA, an employee may be eligible for Temporary Disability Benefits or Paid Family Leave. The employee is to make personal decision if (s)he wants to take advantage of these benefits. Employees are encouraged to contact CCC Benefits Unit at (925) 335-1746 for specific information regarding their benefits during time off work. While on FMLA, employees may choose to use their accruals. In this case, they are to contact their payroll clerk and make specific arrangements for the use of their accruals. In California, employees are also covered by the California Family Rights Act (CFRA) and the Pregnancy Disability Leave (PDL) Act, each of which provide family or medical leave that can run concurrently or consecutively with the FMLA, depending on the circumstances. 2019-21 Policies and Procedures Section 2: Program Operations 215 2019-21 Policies and Procedures Section 2 – Program Operations Paid Family Leave is also available to employees who contribute to State Disability Insurance (SDI). Paid Family Leave runs concurrently with FMLA, CFRA, and PDL. Z. Confidentiality As public employees, CSB is governed by numerous federal, state, and county regulations that are designed to ensure that public resources are being administered in an ethical manner and that the right of both employees and the public CSB serves are respected and honored. These include regulations that ensure that the rights of individual employees are respected to work in an environment that is free of discrimination, intimidation, hostility, or retaliation. CSB’s mission to serve the most vulnerable members of the community also requires even higher standards of professional conduct to ensure that rights are respected and that there will be no cause of additional harm and suffering. Knowing what these myriad regulations are and understanding their relationships to each other can be confusing. The purpose of this policy is to update and summarize the major policies that govern employee conduct. References will be made to other policy documents that contain the more detailed provisions. These policies will be reviewed with all existing employees and will be presented to and discussed with all new employees and temporary staff at the time of their orientation. New employees will sign a statement that certifies that they have received and read these Standards of Conduct. 1. General Policies Policies and procedures in this matter bind CSB employees who have access to confidential information. The policy is:  No information about a child or family is to be released without written, parental informed consent if the material is personally identifiable.  “Personally identifiable” information is defined as information about a child or family that would make it possible to identify the child or family with reasonable certainty. Such information includes:  The child’s name, address, telephone number  Medical record  Social Security number  Any other data that can readily identify the child or family. When the child’s name is attached to any of the following, that information is considered confidential:  Specific educational/medical screening  Diagnostic data  Disability  Categorical diagnosis  Child’s functional assessment  Family needs assessment  Home visit reports  Progress reports 2019-21 Policies and Procedures Section 2: Program Operations 216 2019-21 Policies and Procedures Section 2 – Program Operations 2. Confidentiality Procedure All records containing information pertaining to a child and/or family must be kept in a locked file. The locked file should be maintained at each center location, and the Site Supervisor shall designate a staff member to be responsible for the key. A list of individuals authorized to review files must be available at every center. Any individual not on the list, but requesting access to files must be approved by the lead Teacher/Site Supervisor prior to release of files. Please refer to Record Keeping and Reporting Section for protocols for file review. An Individual Access Log must be kept in each file, and any individual working with/reviewing/monitoring the file must sign his/her name, date, and reason for accessing the file. Files or papers containing confidential material regarding a family must not be left on desks, tables, or other areas where others may have access to them. After current business concerning a file is completed, the file must be returned to the file cabinet, and the cabinet locked. Discussions of family problems or situations are to be held only with those staff members working directly with the family. Information should be shared only if it is relevant to that staff member in assisting the family. The normal mode of information sharing is the Case Conference/Family Meeting. The following must be followed:  Problems of one family must not be discussed with another family.  Family situations/problems must not be discussed in the presence of parents, children, or visitors at the centers or division office.  Written information regarding families must not be shared with any community agency without express prior written authorization from the family.  After a child’s participation in the program has ended, no records of home visits, Case Conferences/Family Meeting, IEP’s or other confidential reports are to be forwarded to any school without prior written authorization from the parent(s).  Prior to using children’s photographs outside the program or allowing children to participate in research, parents’ written permission must be secured. 3. Parent Access to Family Records The following protocols are followed with regards to family records:  Parents have full review / access rights to information regarding their children and themselves.  CSB has an obligation to explain to parents any information in the records that pertains to the child/family.  Parents have the right, after reviewing their child’s records, to have them amended or corrected. The request can be written or verbal; the Site Supervisor must approve it.  If the parents cannot come to an agreement with the Comprehensive Services team/Site Supervisor, then all explanations and requests for change must be kept with, and become part of, the child’s permanent record.  Parents may obtain from the Site Supervisor, upon written request, a list of locations of 2019-21 Policies and Procedures Section 2: Program Operations 217 2019-21 Policies and Procedures Section 2 – Program Operations all personally identifiable information kept by CSB. 4. Photo Consent Policy The Community Services Bureau provides families with the Parent Handbook upon enrollment. In the Parent Handbook, there is a section on Photo Consent where parents/guardians can choose to grant consent for photographs/videos taken of their children during the term of their child’s enrollment. Note that when children transition from the EHS program to the HS program they will need to re-enroll and a new consent form needs to be signed.  Community Services Bureau will use photographs to record children’s progress and development during their time at preschool. These photographs may also be used in a variety of ways in the agency such as for publicity for a variety of events, Social Media, annual reports, and newsletters.  Photo Consents must be signed by parents/guardians upon enrollment and re-enrollment. A record of the consent forms need to be filed and readily accessible at each site. The signed consent form is added in each child’s file (parent communication section).  Site Supervisors must be aware of where the photo consent forms are filed and must be able to identify the children with no consent. o In addition if the child has no consent, at the time of enrollment, Site Supervisors must checkmark the field in CLOUDS titled ‘No Photo Consent’ in the child’s Data Sheet to indicate lack of photo consent. o Smart Reports can be created from CLOUDS to show the list of children with no consent so it is of utmost importance to checkmark the ‘No Photo Consent’ field upon enrollment.  In the case of a change in guardianship, the signed consent form is sufficient for the pictures taken prior to the change of guardianship. If however, the new guardian approaches you and asks for the child’s picture not to be used, you must stop using it going forward. Any time a student’s guardianship changes, the new guardian must review and initial the policies and forms to stay informed.  Under no circumstances are foster children to be given photo consent or to be photographed for display to the public. Site Supervisors must ensure that the field in CLOUDS titled ‘No Photo Consent’ in the child Data Sheet is check-marked. 2019-21 Policies and Procedures Section 2: Program Operations 218 2019-21 Policies and Procedures Section 2 – Program Operations AA. Probationary Period and Staff Performance Appraisals 1. Probationary Period All employees appointed from officially promulgated employment list for original entrance and promotions are subject to a probationary period. For original entrance appointments the duration of the probationary period is determined by the Personnel Management Regulations and the appropriate MOUs. For all CSB employees represented by Public Employee Union Local 1, the entrance probationary period is 9 months. For most promotional appointments, the probationary period is six months. Probationary Period Protocol: The probationary period for new and promoted employees gives the supervisor the opportunity to evaluate an employee’s performance and conduct on the job training, provide learning opportunities and, if necessary, remove or resign the employee. During this time a new or promoted employee receives extra supervision and coaching to help the employee meet the standards and expectations of the job. The period begins on the day of appointment to a permanent position.  Period length: The length of the probationary period is negotiated between the county and the labor unions for different classifications and may vary. o For new non-management, project employees and Site Supervisors – (all represented by PEU, Local 1) 9 months; o Promotional positions, non-management project and Site Supervisors – 6 months; o Management classifications (represented by Local 21 and not represented) – 6 months  Tracking Date of Appointment / End of Probationary Period: Supervisors of employees on probation must obtain and know the official date of appointment to a permanent position and the date that the probationary period ends. This information should be provided by Personnel, but if not, it is the supervisor’s responsibility to obtain it. o The Supervisor shall mark the probationary period end date in her/his Outlook calendar to ensure it does not pass without the supervisor’s knowledge. o Once the official date of appointment has been determined, Personnel is to send out a communication to the responsible supervisor that contains the start date, the end of probation period date, and a guide to onboarding a new employee which is to outline the steps and the roles of the supervisor in providing an exceptional onboarding experience.  Orientation: All new and promoted employees will receive a full orientation to their new position, which includes CSB New Employee Orientation, EHSD New Employee Orientation and any classification and unit-related orientation checklists. o These activities shall be completed within the first two months after the appointment date. o It is the responsibility of the supervisor to arrange for the new employee to timely meet with the other key stakeholders to complete their onboarding check lists. 2019-21 Policies and Procedures Section 2: Program Operations 219 2019-21 Policies and Procedures Section 2 – Program Operations o Completed orientation checklists shall be signed and submitted to the CSB Personnel Analyst. o Management and supervisory staff may be scheduled for additional orientation sessions provided by the Employment and human Services Staff Development Unit. The Personnel unit will track receipt of checklists timely and provide reminders 4 weeks before the completion deadline, if not yet received.  Support and Coaching: Within the first 45 days of appointment, all new teaching staff will receive an observation in his/ her classroom from the education manager and an opportunity to discuss the observation and receive feedback. o All supervisors will provide regular reflective supervision opportunities to the employee as a means to provide timely feedback and discuss any issues brought forth by the employee or supervisor. o If issues arise, the supervisor will provide resources and support as needed. This shall be documented. o For all new employees, a 3 and/or 6 month evaluation will be conducted to provide feedback and resources. If concerning issues are identified prior to 3 months, both 3 and 6 month evaluations with coaching, resources and remedial learning opportunities will be provided and documented. o Small group conferences may also be used in addition to formal evaluations but not in lieu of. If concerning issues arise, the second level supervisor will be notified immediately of any concerns and kept regularly and well-informed on progress or lack thereof. o A final probationary evaluation will be provided just prior to the conclusion of the probationary period. o For all promoted employees, a 3 month evaluation will be conducted to provide feedback and resources. A final probationary evaluation will be provided just prior to the conclusion of the 6 month probationary period.  Release during probationary period: An employee may be released during their probationary period at any time; however, sufficient documentation which includes evidence of adequate support, coaching, and proof of resources and learning opportunities, must be present.The second-level supervisor and the Personnel Analyst must review all documentation to ensure it is complete and that adequate evidence is present to warrant release. 2. Staff Performance Appraisals A Uniform Service Rating System includes provision for periodic rating of employees’ performance for the purposes of: • Promotion • Transfer • Demotion • Termination 2019-21 Policies and Procedures Section 2: Program Operations 220 2019-21 Policies and Procedures Section 2 – Program Operations • Salary adjustment • Re-hiring • Recommendation to future employers • Performance improvement A probationary employee must be evaluated at least once during their probationary period. In accordance with Contra Costa County probationary requirements, every employee on original entry appointment is evaluated at the end of the first six months of employment. A formal, written review of the employee is completed at that time and thereafter at least annually by the immediate supervisor. In the process of formal evaluation of the employees, CSB utilizes also peer feedback evaluation and self- evaluation. The information collected through the feedback evaluation tool is analyzed and summarized by the supervisor and included in the employee’s Performance Evaluation. The employee is given the opportunity to evaluate his/her Professional Goals and submit the self-evaluation form to his/her supervisor before the Performance Evaluation meeting. The employee’s self-evaluation is included in the Performance Evaluation. The probationary period is used as the final phase of the examination process. It is utilized by the appointing authority for effective adjustment of new employees, and for release of employees whose performance is unsatisfactory. Ongoing evaluation continues throughout employment. (For more information on the probationary period, see “Personnel Management Regulations, Part 9, Sections 901 and 902, pages 9-10.) Performance Evaluation Schedules (due dates) are tracked monthly by the Personnel Unit and notifications are given directly to the immediate supervisors as well as the 2nd line supervisor and the Bureau Director. The immediate supervisor is also notified via the COPA/CLOUDS electronic system. 3. When Completing Employee Evaluations The immediate supervisor rates an individual employee on work performance, efficiency, dependability, and adaptability. Step ratings are made in a formal report by the immediate supervisor (responsible for the work of the employee being rated). In completing the Performance Evaluation for each employee the supervisor takes in consideration the feedback information received from the employee’s peers, as well as, the self-evaluation completed by the employee. At least two weeks before completing the employee’s evaluation, the supervisor will ask 2-3 employees working closely and familiar with the employee to complete the appropriate feedback tool. The supervisor will summarize and analyze the results and include them in the employee's review. Prior to the meeting with the employee, the supervisor will also ask the employee to evaluate his/her performance in the area of Professional Goals. The employee self-evaluation will be reviewed at the time of the Performance Evaluation meeting and included with the Performance Evaluation. During the Performance Evaluation meeting both the supervisor and the employee will review and discuss his/her performance, as well as their goals. After the discussion, the employee must sign the Performance Evaluation form. Each employee shall receive a copy of his/her evaluation. Signed original evaluations are submitted to the Personnel Unit. 2019-21 Policies and Procedures Section 2: Program Operations 221 2019-21 Policies and Procedures Section 2 – Program Operations Evaluations are filed in the employee’s personnel records. The formal report becomes a part of the employee's permanent personnel record. An employee who receives an unsatisfactory rating may be ineligible for a higher pay until a satisfactory rating has been received. An employee may be reassigned, demoted, or discharged for receiving an unsatisfactory rating. Each employee shall receive a copy of his/her rating. The primary functions of supervisory personnel are: 1) guidance, and 2) improvement of the operation. Each supervisory visit shall be a positive approach to improvement, and add to the employee's contribution to the department. In accordance with section 648(A)(f) of the Head Start Act, staff and supervisors will collaboratively complete a Professional Development Plan that connects the employee’s professional goals to training and educational programs and/or resources that support attainment of such goals. Each plan will clearly outline high quality activities that will improve the knowledge and skills of staff as relevant to their roles and functions in a manner that will improve delivery of program services to enrolled children and families. Supervisors shall ensure that the plans are regularly evaluated for their impact on teacher and staff effectiveness. Professional Development Plans are part of the performance evaluation process and must be submitted with the completed evaluation tool. 4. Supervisor’s Approval Before evaluations are reviewed with employees, they must be approved by the second level supervisor. The supervisor’s supervisor or designee reviews step ratings. That reviewing official must: • Approve or disapprove the service rating • Change the service rating, without formal appeal procedures, when in the interest of sound administration • Discuss the rating with the employee • Upon request of the employee, provide an impartial review of the service rating. 5. Appealing a Performance Evaluation If the employee is dissatisfied with the review/decision, the employee may appeal in writing (within ten days) to the CSB Director for an impartial review of their service rating. The CSB Director shall render a written decision, sustaining or modifying the rating to the employee within ten days following a hearing. The Appeal Letter submitted by the employee will be attached to the Performance Review being disputed and will be kept in the employee’s Personnel File. BB. Chronological Supervision and Filing System Chronological Supervision is a management and record-keeping system that organizes and facilitates the tasks of supervision, staff development, and progressive discipline. It is based on the concept that all employees are trained and supervised over a chronological period of time. Since this training and 2019-21 Policies and Procedures Section 2: Program Operations 222 2019-21 Policies and Procedures Section 2 – Program Operations supervision occurs over an indefinite time period, the documentation of these activities should be filed in the chronological order that they happened. Chronological supervision supports non-discriminatory documentation of employee professional growth and performance, increases management accountability, and contributes to personal and organizational development. Chronological Supervision files will contain all non-disciplinary correspondence and documents pertaining to the supervision of subordinate employees. Examples of mentoring and supervision include, but are not limited to recognition for excellent and/or consistent performance of assigned tasks; written instructions for improving job functioning with follow-up of monitoring activities; and documentation of meetings held with employees. Each site will maintain a site Chronological and Supervision File. If a staff person’s site assignment changes, Site Supervisors are responsible for transferring the employee’s Chronological and Supervision File to the new assigned site. CC. Staff and Volunteer Health 1. Volunteer Health In accordance with California Care Licensing Regulations, all volunteers (regardless of the number of hours volunteering) must sign and date form CSB232-Volunteer Health Statement (See Forms CSB232), indicating that they are in good health and pose no threat to the health and safety of the staff and children of the program. All volunteers must provide proof of required immunizations for measles, pertussis and influenza (flu), as per the Health and Safety Code 1596.7995(a)(1) and a negative TB test or negative chest x-ray, certified by a health care professional. TB tests are not required for visiting experts. The TB test must be administered and the results documented by an authorized medical provider. CSB will help in obtaining a TB test with our LVN. Also, provide all potential volunteers with information regarding the latest schedule for the immunization clinics throughout the county. Call 1-800-246-2494 for clinic times and locations. The cost is approximately $10.00, but may be covered under some insurance policies. A signed statement from a provider indicating the test date and result must be on file before the first day of volunteering at the site(s). For parent volunteers, place the documentation behind the volunteer health statement in the health section of the comprehensive file. For non-parent volunteers, place the documentation in file specific to that volunteer along with other required documentation such as fingerprints and volunteer applications. Keep all information confidential. For frequency of testing and other details regarding TB test results, please refer to “Tuberculosis Screening Guidelines,” below. 2. Staff Health New employees must obtain and submit to CSB Personnel Unit a Physical and an Intradermal Mantoux 5TU PPD skin test (note: Tine or other multiple puncture tests are not acceptable.) prior to starting work. If an employee has had a positive PPD skin test in the past, a negative chest x-ray and physician’s statement must be obtained. Initial Physicals and TB tests must be obtained within one year of the date of employment with CSB. 2019-21 Policies and Procedures Section 2: Program Operations 223 2019-21 Policies and Procedures Section 2 – Program Operations In compliance with California Community Care Licensing regulation 101216(g)(1), staff shall obtain a health screening performed by or under the supervision of a physician not more than one year prior to or upon employment. No further re-examination is required by the State of California. In accordance with Health and Safety Code 1596.7995(a)(1), effective September 1, 2016 all employees working in child care facilities must provide proof of measles and pertussis immunizations or waiver of such immunizations per the regulation. Additionally, each employee must annually provide verification or waiver of influenza (flu) immunization. Influenza vaccination must be received between August 1st and December 1st of the same calendar year. 3. Tuberculosis Screening Guidelines for Staff and Volunteers If staff or volunteers present a positive TB test (10mm or more of indurations), it must be followed by a chest x-ray and a statement from the examining physician indicating that the employee or volunteer is free from active disease. Employees and volunteers with a negative initial TB test, who do not live in the Richmond or San Pablo area, must repeat the test every four years. Employees and volunteers with a negative initial TB test must complete a TB Risk Assessment every year (See Form CSB262) to determine whether annual TB testing is recommended. An employee or volunteer who lives in the Richmond or San Pablo area must have a TB test done yearly. Employees and volunteers with a documented positive initial TB Test that was followed with an x-ray showing no active disease do not require any additional exam. These employees and volunteers must complete the TB Symptom Review (CSB260) every year to determine whether they require further medical evaluation. 4. Hand Hygiene Standards at Sites To assist in the prevention of spreading infection and viruses, and for safety reasons, all staff at child care facilities, whether considered direct caregivers, clerical or management must adhere to the following standards of hand and fingernail hygiene. Artificial or natural fingernails must be clean, and at a maximum, ¼ inch in length. Large rings that extend above the ring base more than ¼ inch may not be worn while at work. Hands must be washed, at a minimum, before and after diapering, before and after food preparation or handling, before and after morning health check-in, after contact with any bodily fluid (blood, mucus etc.), after personal use of the restroom, after playing with pets or other animals, after handling garbage, and after playground activities, including sandbox play. If staff are found in violation of the hand hygiene policy, they may be required, at the Site Supervisor’s or CSB management’s discretion, to rectify the problem by washing their hands, removing rings or trimming or cleaning nails before returning to their position. 2019-21 Policies and Procedures Section 2: Program Operations 224 2019-21 Policies and Procedures Section 2 – Program Operations DD. Career Development Opportunities The County encourages/supports employees’ efforts to improve their skills, abilities, and knowledge to be more productive in their current assignments and to be prepared for career advancement (as opportunities arise). Staff may be required to attend trainings and/or educational advancement programs to meet licensing, state and/or federal regulations As resources are available, CSB will support staff in attaining certain goals; however, it is the responsibility of CSB staff to meet the minimum qualifications and requirements of their position. Service Requirements may be established for certain professional development programs to comply with federal, state, or local regulations. As mandated in the Improving Head Start for School Readiness Act of 2007, Section 648A (6), employees who receive financial assistance to pursue a degree shall: • Teach or work in a Head Start program for a minimum of 3 years after receiving the degree; or • Repay the total or a prorated amount of the financial assistance received based on the length of service completed after receiving the degree. Contra Costa County Community Services Bureau agrees that: • Career development activities are the joint responsibility of the individual and the County. • All staff members should engage in continuing education, whether it takes the form of formal courses of study, participation in technical society activities, attendance at meetings, reading, or other forms of communication with the profession. CSB will make every effort possible to accommodate working schedules to permit occasional attendance at educational meetings. • To encourage continuing education, the Board of Supervisors has established a career development education policy. Applications for assistance will be considered by the Bureau and, subject to funding limitations. The details of this policy are outlined in Administrative Bulletin 112.9. Funds may be provided for tuition, books, and other direct costs, providing that the following criteria are met: • The employee must start and complete course while associated with the County, within timelines. • The field of study must relate to assigned duties or prospective assignments. • Attendance at all meetings or classes is required, unless compelling reasons for missing sessions occur. • Passing grades must be maintained throughout the course. Certain classified, exempt, and project management employees may be eligible for reimbursement for up to $625 every two years for memberships in professional organizations, subscriptions to professional publications, professional engineering license fees required by the employee’s classification, and attendance fees at job-related professional development activities. Individual professional development reimbursement requests are authorized by the department head. Training sessions are held to provide opportunities for staff development and to help employees grow professionally. Such sessions help orient employees to their assignments, explain policies and procedures, teach new skills and methods, and help prepare for a particular program. Professional growth is accomplished through staff meetings and conferences, supervisory interviews, correspondence, extension courses, attendance at professional conferences, inspection tours, and directed readings. 2019-21 Policies and Procedures Section 2: Program Operations 225 2019-21 Policies and Procedures Section 2 – Program Operations If an employee is directed to undertake a course of study or to attend any meeting or lecture requiring travel and/or expenditure of funds, the County reimburses the authorized expenses. Time out of the office during normal working hours attending meetings will be counted as regular hours worked. The details of allowable training travel and reimbursable expenses are outlined in Administrative Bulletins 111.7 and 204.13 respectively. The Bureau provides opportunities for employees to attend conferences which may benefit the employee and which would help to improve the department’s operation or service. All employees must submit written reports to their supervisor within fourteen (14) days after attending a conference. The written report should include a summary of ideas or methods, which may benefit or improve the services or operation of the Bureau. Requests to attend conferences are made to the CSB Director. Additionally, the County offers wide variety of free of charge on-line or in-class training and professional growth opportunities through its Risk Management Office (Target Solution) and the Employment and Human Services Department/Staff Development Office (SMART, Learning Management System). Teaching and technical staff members are encouraged to participate as active members of technical societies and professional organizations of their choice. With prior approval, time off to attend local meetings of particular interest and benefit may be arranged. The same pertains to national meetings dealing with subjects benefiting professional advancement. Ongoing staff meetings are held for all employees. Individual employees may be called upon to present assigned topics to the group or be appointed to a committee to study special problems/lead discussions. All such meetings are held on department time and are designed to improve overall job performance/efficiency and services of the department. CSB has designated the Personnel Unit as the lead for professional development and training activities within the program. EE. Staff Training and Development 1. Training and Technical Assistance Plan The Training and Technical Assistance Plan is reviewed and updated annually and included as part of the continuation grant process to promote program improvement and enhancement. Senior managers, Content Area Experts, and other stakeholders are to submit projected trainings for each year that support the needs of their staff and meet program mandates, and are responsible for the delivery of such trainings. These trainings are included in the Training Calendar for each program year. Any training requested after the Training and Technical Assistance Plan is finalized will require approval by the Community Services Director or designee. The designated Staff Development Coordinator should be informed of all scheduled CSB trainings in advance. Aside from their own recordkeeping, training leaders are responsible for submitting original sign-in sheets and copies of training agendas and materials to the Staff Development Coordinator. The Training Calendar that has been developed is based, in part, on career development training needs. 2. Staff Training and Development System Purpose/Philosophy: CSB delivery of high quality services depends on enhancing the skills, knowledge, and ability of the staff. The management staff and Training Committee carefully design training and 2019-21 Policies and Procedures Section 2: Program Operations 226 2019-21 Policies and Procedures Section 2 – Program Operations professional growth opportunities for staff, which serve as critical resources for maintaining and improving program quality. i. Strategic Training Plan This reflects the training and staff development needs identified through Community Assessment, Program Self-Assessment, Performance Indicator Report (PIR), Ongoing Monitoring, Federal and State Reviews and Regulations. The Strategic Training Plan is closely aligned to CSB short and long term goals and objectives. ii. Annual Training Plan The plan is developed based on: Staff Training and Professional Development Survey results from the program’s self-assessment and the ongoing monitoring, staff’s needs and goals identified in their performance evaluations, and federal, state and county regulations. iii. Training Calendar This identifies training topics and events for a 12-month period. It is updated quarterly and training opportunities and events are reflected on a monthly program calendar available to each CSB staff member. In addition, staff members are informed of ongoing community training events and opportunities. iv. Training Budget This is developed annually to support the implementation of the Training Plan. The budget also provides for additional training activities, as well as for training materials and equipment. v. Training Delivery / Implementation-Required Staff/Management Training • Orientation – All new staff are required to complete a bureau orientation covering all Department and County policies relating to employment. A site-based and program orientation is conducted within the first 2 weeks of employment. Additional orientation information is included in the New Employee Orientation section below. • Ongoing Training – provided throughout the year in a timely and balanced fashion to ensure that staff possess the knowledge, skills, and expertise required to fulfill their job responsibilities and to operate a successful program. • Head Start Required Training – provided to ensure that line and management staff develop skills and knowledge needed to operate a successful and effective Head Start program, one that fully meets the Head Start Performance Standards and the program objectives of the grantee. • California Department of Education (CDE) Required Training – provided to meet the requirements of the Exemplary Program Standards and the State regulations. • Community Care Licensing (CCL) Required Training – provided to ensure that line and management staff have knowledge and skills to provide services and operate a program in congruence with the Community Care Licensing requirements. • Contra Costa County (CCC) Required Training – provided to all CSB staff to ensure that 2019-21 Policies and Procedures Section 2: Program Operations 227 2019-21 Policies and Procedures Section 2 – Program Operations the program creates a working environment that meets the County requirements and that staff members conduct themselves in a manner prescribed by the Code of Conduct. • Domestic Violence Training- All Head Start and Early Head Start staff is trained on an annual basis regarding domestic violence. This training includes identifying the effects these situations may have on a child’s behavior, how to talk with a parent who has made a disclosure of domestic violence, and community resources available to those in need. The role of staff is to listen to the parents’ needs and provide specialized resources/assistance as requested and appropriate following the procedure for supporting families in crisis. vi. Staff/Professional Development Staff/Professional Development activities are the joint responsibility of the individual and CSB. All staff members are encouraged to improve their knowledge and skills to advance in their career and effectively serve enrolled children and families. Staff/Professional Development training supported/offered by CSB are as follows: • Basic Professional Level – Staff members are encouraged and supported to engage in continuing education. • Participation in activities leading to an associate or bachelor degree – Teaching staff working toward their associate or bachelor degree are supported by various continuing education programs offered by CSB. Additional information is included in the Continuing Education Programs section below. All permanent County employees are eligible for financial assistance as specified by the policy for training (Administrative Bulletin 112.9) and reimbursement (Administrative Bulletin 204.13). With the support of educational advancement grants for teaching staff awarded to CSB, staff is eligible for the benefits specified in such grant. Whenever possible, appropriate accommodations are made to allow staff participation in the training opportunities leading toward an associate or bachelor degree. CSB makes every effort to accommodate the work schedule to permit staff’s attendance in formal training classes, conferences, and professional meetings. Staff receive information about classes offered through the Community Colleges, Adult Schools, community based workshops, and conferences. vii. ECE Work Study Program Teacher Assistant Trainees (TATs) employed with CSB and in need of core classes to acquire the Associate Teacher Permit are encouraged to participate in the ECE Work Study Program:  In partnership with the community colleges of Contra Costa, CSB offers its ECE Work Study  Program designed for TATs endeavoring to advance in the ECE field 2019-21 Policies and Procedures Section 2: Program Operations 228 2019-21 Policies and Procedures Section 2 – Program Operations  TATs work to obtain the four core classes, a total of 12 units; upon completing the program, they become eligible for the California Child Development Associate Teacher Permit  Provides assistance with books, school supplies, tutoring, and paid tuition for required courses  The only reimbursable travel expenses are: from work to class or from work to campus to fulfill college registration obligations are reimbursable  The expectation is that participants in this program are working and studying Program Participation Requirements:  Must be a TAT with CSB and at least 18 years of age  Must have worked at least 30 days in the classroom prior to applying for program  Must have completed orientation and online trainings with sub coordinators and onsite orientation with initial Site Supervisor or designee  Must work at least 24 hours on average per week in the classroom; 30+ preferred;  Must maintain good attendance, job performance, and professional conduct by being professional, respectful, cooperative, punctual, prepared to learn, collaborative, communicative, and courteous  Must be recommended for program by Site Supervisor and approved by Assistant Director  Must complete and submit application both for CSB program and college  Must register for classes (assistance provided during Enrollment Sessions)  Must attend mandated tutoring when grade is below a “C” o If a participant in the program during the semester finds difficulty with coursework, they may utilize tutoring services even if their grade is “C” or above to ensure success in their classes; if tutoring is received during TAT’s work hours, they will be paid o TATs will also be paid to attend mandated tutoring during work hours  Must study outside of class, utilize available resources, and complete all required assignments and tasks by college instructors to maximize success in the program  Must communicate individual and academic needs, concerns, and/or challenges immediately to Program Coordinator to ensure they are addressed and resolved so that it does not become a barrier to TAT’s success in the program  Must provide timely notification to the college instructor and the Program Coordinator of changes and/or circumstances that affect participation in the program (e.g. absences, medical reasons, change in phone number, etc.)  Must obtain a grade of “C” or higher in all classes o If a grade below a “C” is received in any of the four core classes offered, participant is permitted to take the class again. If, after second attempt to take the class, the grade remains below a “C”, participation in the program must be discontinued.  Upon completing the program: o Must transition into an Associate Teacher sub position o Must apply for the California Child Development Associate Teacher Permit o Must commit to at least two years of working with young children ages 0-5 at CSB  If CSB has a permanent Associate Teacher position vacancy, the TAT must apply 2019-21 Policies and Procedures Section 2: Program Operations 229 2019-21 Policies and Procedures Section 2 – Program Operations  Must submit requested documents to the Program Coordinator  Must keep all borrowed textbooks and laptops in the condition it was received; return all books at the end of the semester; return laptop upon completing the program viii. On-the-Job Training Program (Metrix Learning) Income-eligible Contra Costa Residents, including parents, are provided with employment, mentorship, on-the-job training and support in establishing and pursuing career advancement objectives and goals within the field of clerical support and administrative services. The program requires participation in on-line vocational learning. Participants who successfully complete the program receive a Certificate. ix. Professional Growth Activities for renewal of existing or receiving of a new Child Development Permit Staff are provided the opportunity to participate in a variety of training/ professional development activities offered by CSB or the educational community, leading to completion of the CDE required professional growth hours for Child Development Certification. It is the responsibility of the employee to ensure that all renewal or upgrade requirements are met to maintain a valid Child Development permit as required by their position. • CSB managers and supervisors, who are certified Professional Growth Advisors, counsel program staff and provide them with effective guidance and assistance in accomplishing their professional goals. • Participation in professional organizations and technical societies – staff are encouraged and supported to participate in technical societies and professional organizations. • Staff are given time off to attend meetings/conferences, whenever possible. • Staff’s membership in the NHSA is paid by CSB. Participation in other professional organizations and technical societies is governed by the CCC Personnel Management Regulations (PMRs). x. Parent training is conducted throughout the year in a variety of settings including • Annual Parent Conferences • Monthly Policy Council Meetings • Monthly Parent Committee Meetings • Policy Council training events • Monthly Parent Trainings (in each part of the County) • Annual Trainings xi. Evaluation and Monitoring Evaluation and monitoring of the training activities are effective ways to determine the extent to which the training achieved its objectives and to plan follow-up activities. They also ensure a 2019-21 Policies and Procedures Section 2: Program Operations 230 2019-21 Policies and Procedures Section 2 – Program Operations consistent sequence in the whole training process. The following tools are used to evaluate and monitor the Staff Training and Development process: • Staff Performance Evaluations - provide information for effectiveness of training, follow- up activities, and individual training needs. • Tracking System - provides data regarding individual staff training and the sequence for balance of training opportunities in general. • Training Summary - provides information about effectiveness of the training, the follow-up activities and the need for technical assistance. • Ongoing Monitoring and Self-Assessment findings - provide information for the update of the training plan. Monitoring and Self-Assessment are used to determine the training needs and professional development activities for the next school year and for the next three-year Strategic Plan. The Staff Training and Development System operate in a cycle. The results from the Evaluation and Monitoring are crucial elements for the beginning of the new planning cycle. FF. New Employment Orientation 1. All new employees will receive a CSB orientation covering the goal and the underlying philosophy of the program, the department and county policies and programs and the ways they are implemented, and will sign a New Employee General Orientation Record form. The Personnel Unit is responsible for conducting New Employee Orientation Trainings, which include but are not limited to: • EHSD and CSB Mission Statements and Organizational Structures • Employee Rights and Responsibilities • Standards of Conduct, Rules & Regulations, CSB's Buddy System • Payroll and Expense Reimbursements • Employee Benefits and Training • IT Policies & Resources • Injury & Illness Prevention Program Training 2. All newly employed teaching staff, including Site Supervisors, and other staff determined to benefit from, will receive an Education Orientation. The CSB Education Team is responsible for conducting the Education Orientation, which includes, but is not limited to: • Performance Standards • Job Descriptions • Curriculum goals, objectives and effective implementation • Screenings, assessment, individualization, and parent-teacher conferences • Kindergarten transition • Positive Guidance and Discipline • Project Approach • Lesson Planning • Nutrition, Education, Health, Mental Health, Disabilities & Homelessness Programs • Parent, Family, and Community Engagement 2019-21 Policies and Procedures Section 2: Program Operations 231 2019-21 Policies and Procedures Section 2 – Program Operations Further, newly hired teaching staff will receive on-the-job training to ensure their successful acclimation with the program. 3. All non-teaching staff will receive on-the job training as identified for the work unit and specific job. Specially designed New Employee Orientation Check-Off Lists will be utilized for navigating each employee learning and on-boarding. Additional initial and ongoing orientation trainings will be provided to new employees as required by County, State and Federal regulations. All volunteers and temporary/substitute staff will review the CSB Substitute and Volunteer Handbook, and will sign the Handbook receipt which will be kept on file at the center and the personnel files. Both volunteers and substitute staff will also receive on-site orientation at the center/office. Substitute staff additionally will complete the Substitute Orientation Checklist with the Substitute Coordinator. GG. Continuing Education Programs CSB will make every effort to support staff pursuing a degree in higher education that is relevant to the public services provided by CSB. CSB staff enrolled in programs leading to an associate or bachelor degree are encouraged to use the financial benefits available through the County as outlined in Administrative Bulletin 112.9. CSB works with local colleges and universities, and community organizations to provide mentorship, tutorial, and other support services. A lending library is available to staff attending degree programs in the local community colleges. In addition, CSB is committed to pursue grant opportunities providing financial support for staff working towards degrees or credentials in early childhood education, or related field, as specified in the Teacher Qualifications Section 648(A)(2) of the Improving Head Start for School Readiness Act of 2007 and the 2016 Head Start Performance Standards. HH. Delegate Agency Policies 1. Appeal Procedures for Current & Prospective Delegate Agencies: The 2007 Head Start Act requires all grantees to provide written procedures for evaluating and defunding a delegate agency and procedures for a delegate agency to appeal a defunding decision. Head Start Program Performance Standards in 45 CFR 1303.33 and 1304.6 provides for three (3) separate and distinct occasions a current or prospective delegate may have appeal rights to CSB or the responsible HHS official:  Termination of a contract with a current delegate agency 2019-21 Policies and Procedures Section 2: Program Operations 232 2019-21 Policies and Procedures Section 2 – Program Operations  Rejection of a funding application from a prospective delegate agency  Failure of the grantee to act on a funding application from a prospective delegate agency The applicable procedures are described in the sections below. These appeal procedures do not apply in any of the following circumstances:  CSB’s decision not to fund a prospective delegate agency or a current delegate agency in the first year of any future competitive or non-competitive five-year grant award period from the Office of Head Start (OHS);  Any CSB contract for services other than as a current HS or EHS delegate agency;  Funding applications from current delegate agencies for cost-of-living allowances (COLA), program improvement funds (PIF), or quality improvement (QI) funds, or similar supplemental funding whether one-time or permanent increase in the funding amount to the current delegate agency;  Reduction, by any amount or percentage, of a current delegate’s recruitment area(s);  Reduction, by any amount or percentage, of a current delegate’s slots or funding level;  Removal of one or more contracted programs funded by CSB except where the removal is a termination of the contract and all of the delegate agency’s funded programs;  Suspension of a current delegate’s funding; or  CSB-funded CSPP or CCTR programs. 2. Mandates and Implementation i. Current Delegate Appeals Termination of a Head Start, Early Head Start, or Early Head Start-Child Care Partnership contract with a current delegate. CSB may not terminate a current delegate’s contract based on defects or deficiencies in the operation of the program without first:  Notifying the delegate of the defects/deficiencies;  Providing, or providing for, technical assistance to assist the delegate in correcting the defects and deficiencies; and  Giving the delegate the opportunity to make corrections based on the grantee’s approval of the delegate’s Quality Improvement Plan (QIP) and the identified defects and deficiencies within ninety (90) days from the date of notification by the grantee to the delegate agency of those 2019-21 Policies and Procedures Section 2: Program Operations 233 2019-21 Policies and Procedures Section 2 – Program Operations defects and deficiencies. Extensions are at the discretion of CSB. If after the above procedures have been followed, the delegate agency still fails or refuses to make the necessary corrections in its program operations, the CSB Bureau Director, shall notify the EHSD Department Director of his/her recommendation to terminate a delegate agency’s contract and the need to identify a designated reviewer in the event there is an appeal of CSB’s decision. If the EHSD Director supports terminating a delegate agency’s contract, the EHSD Director will provide the Board of Supervisors with a recommendation to terminate the contract. The Policy Council is not required to approve the decision to terminate a current delegate agency contract. Once the Board of Supervisors and the EHSD Director have reached an agreement, the EHSD Director will:  Notify the delegate agency within five (5) working days after the EHSD Director and Board of Supervisors have reached an agreement.  Convene a meeting with the delegate agency’s governing board and CSB representatives to outline the options available to the delegate agency.  Allow the delegate agency five (5) working days following the joint meeting to voluntarily terminate the contract with CSB. This meeting must include a representative from the delegate agency’s policy committee executive membership.  Notify the delegate agency of the termination of the contract to provide HS and/or EHS services (including EHS-CCP) and the reasons for the decision when the delegate agency rejects voluntary termination. The notice will include a statement that the delegate agency has a right to appeal the decision within ten (10) working days of receiving the notice.  Ensure that the appeal procedure is fair and timely and is not arbitrary or capricious.  Select a EHSD designated reviewer in preparation for a possible appeal from the delegate agency.  Submit a copy of the delegate agency’s appeal together with CSB’s response to the appeal to the designated reviewer within twenty (20) working days from the receipt of the appeal.  Review the written appeal from the delegate agency and issue a decision within sixty (60) working days of receiving the appeal notice.  Notify the responsible HHS official about the termination decision, the delegate agency’s appeal timelines, and CSB’s final decision. 2019-21 Policies and Procedures Section 2: Program Operations 234 2019-21 Policies and Procedures Section 2 – Program Operations The designated reviewer will review within ten (10) working days the delegate agency’s appeal and CSB’s response to the appeal. The designated reviewer will not accept and/or review from the delegate agency and/or CSB any additional information after the appeal is submitted. The designated reviewer will submit his/her recommendation to the EHSD Director or designee to sustain CSB’s initial decision to terminate the delegate agency’s contract or to support the delegate agency’s appeal position. The designated reviewer will review all submitted documentation by the delegate agency and determine the following:  Whether, when, and how CSB advised the delegate agency of alleged defects and deficiencies in the agency’s operations prior to sending the rejection notice.  Whether CSB provided the delegate agency reasonable opportunity to correct the defects and deficiencies and the details of the opportunity that was given.  Whether CSB provided or provided for technical advice, consultation, or assistance concerning the correction of the defects and deficiencies.  The steps or measures undertaken by the delegate agency to correct the defects or deficiencies.  When and how CSB notified the delegate agency of its decision, the reasons for its decision, and how the reasons were communicated to the agency.  If the delegate agency believes CSB acted arbitrarily or capriciously, why the delegate agency believes this to be true.  Any other facts supporting the delegate agency’s appeal of CSB’s decision.  If the designated reviewer is in support of the EHSD Director’s and Board of Supervisors’ decision, the EHSD Director will notify the delegate agency within twenty (20) days and give instructions and timelines for completion of the close-out of the HS, EHS, and/or EHS-CCP program(s). A close-out contract will be issued to the delegate agency.  If the designated reviewer disagrees with the EHSD Director’s and Board of Supervisors’ decision to terminate based on the appeal review, the designated reviewer will within ten (10) working days notify the EHSD Director in writing and provide specific reasons to support the decision. o The EHSD Director will review with the Board of Supervisors the recommendation of the designated reviewer, and the EHSD Director will make a subsequent recommendation to the Board. o The delegate agency will be notified within twenty (20) working days whether the Board of Supervisors and EHSD Director uphold the initial decision or will allow other actions to be taken with the delegate agency. 2019-21 Policies and Procedures Section 2: Program Operations 235 2019-21 Policies and Procedures Section 2 – Program Operations  The EHSD Director will notify the responsible HHS official about the appeal decision and the next steps. This decision is final and no further appeals are allowed from the delegate agency to CSB or to the responsible HHS official. Current delegates that meet the criteria for termination will be sent formal notice of the intent to terminate the contract with specific reasons included in the notice. The notice will be sent to the following three contacts at the delegate:  Governing Entity of the Organization: President of the Board of Directors  Head Start/Early Head Start Executive Director  Policy Committee Chair This notice may be sent by certified mail, return receipt requested, or any manner that provides proof of the date of receipt by the delegate. The notice will be sent to the delegate’s official address as identified in the current contract unless the agency has provided a change of address notification. If the notice is returned by the delivery company or the United States Postal Service as “undeliverable,” the notice will be sent to the delegate’s last known address provided by the California Secretary of State. The notice must include the EHSD contact and the address to file all appeals and supporting documentation. Selection of the EHSD Designated Reviewer: During the annual planning process, but no later than August 1, and in anticipation of a possible appeal, the CSB Director will prepare a list of prospective reviewers and work with Division Managers to review the EHSD staff roster for potential “designated reviewers.” Qualifications and requirements for the reviewer(s) are listed below. The designated reviewer must:  Be knowledgeable about HS and EHS programs (including EHS-CCP), regulations, and legal contracts. 2019-21 Policies and Procedures Section 2: Program Operations 236 2019-21 Policies and Procedures Section 2 – Program Operations  Have no involvement with the original decision to terminate the contract.  Have no personal interest or bias in the matter that may prevent an objective, impartial review of all information relevant to the case.  Have not received funding directly or indirectly through CSB’s HS or EHS budget. The CSB Director, will identify a minimum of three (3) current or former EHSD employees or external consultants as designated reviewers. The list will be submitted to the EHSD Director no later than September 1 each year. The EHSD Director will review and approve the list. The designated reviewers must not be employees of CSB. The approved list will be sent to the CSB Director, who will train new additions to the list as necessary. The training will include appeal procedures, federal regulations, Head Start law, and the current CSB delegate contract. The training will also provide the timetable for the refunding process, including the date(s) applications are due to CSB, the cutoff date for CSB’s completed application review, and the deadline for delegate to submit appeals. ii. Prospective Delegate Agencies The EHSD Director chooses delegate agencies through a competitive solicitation process, assigns services areas, and enters into contract service agreements. The EHSD Director will share information on the process and outcome with the Board of Supervisors. Unsolicited Request for Funding: If CSB receives an unsolicited funding application from a prospective delegate agency or a current delegate agency when no CSB RFP/RFQ was announced, the executive director, Head Start-State Preschool Division, will notify the applicant that its funding application cannot be accepted and that it has no appeal rights to the responsible HHS official. Solicitation through RFQ: An RFQ is initiated to establish a list of qualified prospective delegate agencies. It is intended to determine the viability of a prospective delegate to effectively operate a CSB program through its existing organizational structure, policies and procedures, and fiscal solvency. The application requires programs to answer questions pertaining to the organization’s current operations and fiscal management. 2019-21 Policies and Procedures Section 2: Program Operations 237 2019-21 Policies and Procedures Section 2 – Program Operations If a prospective delegate agency submits an application to CSB in response to an RFQ and that RFQ does not request a written program narrative and detailed operational budget, the prospective delegate agency has not submitted a “funding application” and, therefore, no appeal rights are available. Solicitation through RFP: An RFP is initiated when a service area identified by CSB becomes available with associated funding allocation. An RFP requires submission of a written program narrative and detailed operational budget detailing plans that will be undertaken should the prospective delegate agency be awarded a contract to directly serve children under CSB. Appeals from prospective delegate agencies or RFP applicants will follow the appeal process as outlined in Board of Supervisors Policy 5148.4.  If a prospective delegate agency’s funding application is rejected, CSB’s Business Services will notify the prospective delegate agency of CSB’s decision and the prospective delegate agency’s right to appeal directly to the responsible HHS official.  If CSB denies, or fails to act on, a prospective delegate agency’s RFP funding application within the specified amount of time, the prospective delegate may appeal CSB’s decision or inaction.  If after a prospective delegate agency submits an application to CSB under an RFP publication and CSB requests and the prospective delegate agency submits additional information (i.e., written program narrative and detailed operational budget), then a “funding application” has been submitted to CSB. Should CSB reject that funding application, the prospective delegate agency now has the right of appeal to the responsible HHS official. Note: A current delegate agency submitting a funding application under a CSB RFQ/RFP is considered a “prospective delegate agency” and must follow the appeal process as specified herein for prospective delegate agencies. To appeal, a prospective delegate agency must:  Submit the appeal, including a copy of the funding application, to the responsible HHS official within 30 days after it receives CSB’s decision to reject a funding application, or within 30 days after CSB has had 120 days to review but has not notified the prospective delegate agency of CSB’s decision; and, 2019-21 Policies and Procedures Section 2: Program Operations 238 2019-21 Policies and Procedures Section 2 – Program Operations  Provide CSB with a copy of the appeal at the same time the appeal is filed with the responsible HHS official. CSB must provide the responsible HHS official with a response to the prospective delegate agency’s appeal within thirty (30) working days of receiving the materials submitted by the prospective delegate agency. CSB’s response must:  Relate to the items specified by the agency in its appeal submitted to HHS.  Specify why CSB acted appropriately.  Identify why CSB’s actions taken were not arbitrary or capricious.  Explain any other mitigating factors that support CSB’s position not to accept the application or why action was not taken on the prospective delegate agency’s funding application. If the responsible HHS official finds CSB acted arbitrarily, capriciously, or otherwise contrary to law, regulation, or other applicable requirements, CSB may be directed to reevaluate its decision. The responsible HHS official’s decision is final and not subject to further appeal. II. Short-Term Contract Employees Contract employees working over one year must have the approval of Contra Costa County. The need for contract labor is determined and funds must be available for contract labor. Selection of persons to fill contract labor positions is determined by the appointing authority or designee. Contra Costa County Managers and Directors give input into the development of the Service Plan. Please see reference to contracts and grants under Record Keeping and Reporting. JJ. Union Membership Contra Costa County follows the State of California Legislature, adopting a set of codes pertaining to employer-employee relations for public agencies as follows:  The Contra Costa County Board of Supervisors recognizes collective bargaining units to 2019-21 Policies and Procedures Section 2: Program Operations 239 2019-21 Policies and Procedures Section 2 – Program Operations represent certain classifications of County employees - to determine the wishes to be represented, and by which organizations.  Representatives of the collective bargaining unit provide literature/information regarding the services of that unit, and conditions of employment (agreed to by the Board of Supervisors and that collective bargaining unit). The Board of Supervisors approves processes by which representatives of the bargaining unit may use Contra Costa County time, facilities, and bulletin boards to communicate with members. The collective bargaining unit provides its members with information regarding these matters. Questions relating to policies guiding the collective bargaining process are directed to: Human Resources Department Employee Relations Division 651 Pine Street, Second Floor Martinez, CA 94553 KK. Equal Opportunity/Affirmative Action Policy CSB shall not illegally discriminate in their recruitment, selection, promotion, or implementation of personnel policies and procedures against any person without regard to race, religion, sex, sexual orientation, national origin, age, disability, or military status. All applicable state and federal laws will be followed including, but not limited to Title VI, and Title VII, of the Civil Rights Act of 1964, as amended; the Age Discrimination in Employment Act of 1967, as amended, Section 504 of the Rehabilitation Act Amendments of 1974; the Civil Rights Restoration Act of 1987; the Americans with Disabilities Act of 1990 and the Civil Rights Act of 1991. Employment Discrimination procedures are set forth in Contra Costa County Administrative Bulletin 429.3. LL. Approval of New Personnel Policies and Revisions All personnel policies must be approved by Community Services Bureau, Policy Council, the County Human Resources Department, and the Board of Supervisors. Personnel policies and procedures must be consistent with collective bargaining agreements, and approved by County Counsel and County Human Resources as appropriate. The process is as follows:  A policy is drafted with input from managers and program staff, related committees, and appropriate department personnel.  County Counsel and County HR review it as appropriate.  The draft policy is submitted to appropriate Managers and Assistant Directors for review/input before it is submitted to the Community Services Director for review and approval.  After the Community Services Director’s approval of the draft policy, it is submitted to the Policy Council for review and approval.  If the draft policy is health-related, the draft is reviewed by the Health Advisory Committee before submission to the Policy Council.  The draft policy must be consistent with written policies of collective bargaining agreements. 2019-21 Policies and Procedures Section 2: Program Operations 240 2019-21 Policies and Procedures Section 2 – Program Operations  The draft policy is submitted to the Board of Supervisors for review and approval.  If the content of a policy has changed since the Policy Council’s original approval, the Policy Council must approve the final version.  After personnel policies and procedures have been approved, they are made available to staff electronically and in hard copy if requested.  Policies and procedures are translated as needed.  Policies and procedures are being made available in Braille as needed.  Community Services Director and Personnel Director are responsible for amending, revising, or otherwise modifying these policies and procedures. CONTRA COSTA COUNTY EMPLOYMENT & HUMAN SERVICES DEPARTMENT COMMUNITY SERVICES BUREAU POLICIES AND PROCEDURES SECTION 3-ALTERNATIVE PAYMENT PROGRAM 2019-21 Board of Supervisors Approved: 07/30/19 2019-21 Policies and Procedures Section 3: Alternative Payment Program 2019-21 Policies and Procedures Section 3 – Alternative Payment Program PART I PROGRAM OVERVIEW A How to Qualify for Services 1 B How Families are Selected for the Programs 2 C Enrollment Process 3 D Eligibility and Need 4 E Share of Cost 10 F Maintaining Enrollment 11 PART II ALTERNATIVE PAYMENT PROGRAM PARENT POLICIES AND PROCEDURES A Reimbursement Policy 14 B Temporary Suspension of Services 17 C Confidentiality 18 D Release of Information 18 E Fraud Policy 18 F Grievance Policy 19 G Uniform Complaint Policy 19 H Sexual Harassment 20 I Zero Tolerance 20 J Disenrollment Policies 20 K Notice of Action and Appeal Process 20 PART III PROVIDER PARTICIPATION A General Requirements - Parental Choice 22 B Oliver’s Law 25 C Rate Sheets 25 D Child Care Agreement 25 E References to Written Information 25 F Limitations on Child Care Reimbursement 26 G Multiple/Alternate Providers 27 H Participant’s Rights to Change Providers & Rights to Terminate Services 28 I Provider’s Rights to Terminate Services 28 J CSB’s Rights to Terminate a Provider 28 PART IV STAFF ROLES AND RESPOSIBILITIES A Stage 2/CAPP Unit Clerks 29 B Stage 2/CAPP Unit Child Care Assistant Managers (CCAM) 30 C Stage 2/CAPP Unit Manager – (CSM) 30 D Stage 2/CAPP Fiscal Support (Accountant III) 31 E Stage 2/CAPP Program Manager (ASA III) 32 2019-21 Policies and Procedures Section 3: Alternative Payment Program 1 2019-21 Policies and Procedures Section 3 – Alternative Payment Program Part I. Program Overview The purpose of this program is to provide subsidized child care for eligible children and families living in Contra Costa County and to provide a wide range of child care choices for participants. The CalWORKs Stage 2 child care program is limited to those participants who are in receipt of or have received CalWORKs cash assistance within the last twenty four (24) months. Our California Alternative Payment Program (CAPP) assists families referred by Children and Family Services and low-income families. Both of these programs support families in their child care decisions and make timely payments to their chosen child care providers. CSB operates in accordance with all applicable state and federal laws governing human service agencies. Directed by the California Department of Education Title 5 regulations, CSB administers the child care subsidy program on a non-discriminatory basis, giving equal treatment and access to services without regard to race, color, creed religion, age, sex, national origin, sexual orientation, disabilities, or any other category that is prohibited by law. For participants/families/providers that do not speak English, the Child Care Assistant Manager will provide, if available, translated materials, or upon request will provide an interpreter to explain the materials in the language the participants/family/provider prefers. Children can be served from birth up until their 13th birthday, or up to age 21 if special needs are verified with appropriate documentation. CSB CalWORKs Stage 2 & CAPP child care program administers subsidized child care through a vendor approach, providing full or partial payments for child care of eligible participants. These programs are designed to maximize parental choice in selecting child care. Participants may select child care services from licensed centers and preschools, licensed family child care homes, or licensed-exempt providers. Subsidized child care does NOT pay for private schooling. A. How to Qualify for Services There are various ways that families can qualify for our programs. There are two distinctly subsidized programs that CSB administers, CalWORKs Stage 2 and CAPP (California Alternative Payment Program). 1. CalWORKs Stage 2: This program is the second out of three stages from the CalWORKs child care services. CalWORKs Stage 2 child care services begins when the county welfare department determines that a CalWORKs Stage 1 family is stable and transfers the family to our CalWORKs Stage 2 program for continuation of child care services. Families that are not participating in CalWORKs Stage 1 child care services may be eligible in receiving CalWORKs Stage 2 if a family applies and is found eligible by meeting the following criteria:  Family is and remains income eligible and 2019-21 Policies and Procedures Section 3: Alternative Payment Program 2 2019-21 Policies and Procedures Section 3 – Alternative Payment Program  Participant is responsible for the care of the child needing child care services and  Participant is a CalWORKs cash aid recipient or a former case aid recipient who received cash aid within the last 24 months or  Participant is determined eligible for diversion services by the county welfare department.  And Participants must have a documented need(s) for child care The twenty-four (24) month period begins when the participant leaves cash aid. For example, if a participant’s last date of cash aid was January 31st, 2015, the participant is eligible in receiving CalWORKs Stage 2 until January 31st, 2017 (as long as family remains income eligible and maintains a need for child care). Upon approaching the twenty-four month period, families will be transferred to CalWORKs Stage 3 child care. It will be the responsibility of the Child Care Assistant Manager to work with the participant to determine the appropriate stage for child care services. The twenty-four (24) month period resets when the participant begins receiving CalWORKs cash aid. Please Note: Families receiving CalWORKs cash aid for child aid only are not eligible for CalWORKs Stage 2. Families that are not eligible for CalWORKs Stage 2, will be placed on a waiting list for CAPP, if funding is not available. 2. CAPP (California Alternative Payment Program): Families may be eligible for CAPP funding based on need and eligibility criteria (such as low income working families), with first priority for those children currently receiving child protective services, or those children who are considered at risk of abuse, neglect or exploitation by a legally qualified professional. Participants must maintain eligibility and need while enrolled in CAPP. Enrollment is based on available funding. B. How Families are selected for the Programs There are various ways that families may be selected to participate in one of our programs. Families are enrolled based on the following (all enrollments are subject to availability of funding):  Families may be referred to CSB for enrollment from Children and Family Services (CFS), if child is receiving child protective services and it is stated on referral that child care is deemed a necessary part of the service plan.  Families may be enrolled through an eligibility list maintained by CSB for families wanting to participate in subsidized child care. These lists rank families on their income and family size to ensure the most eligible family is being served at the time of enrollment. (All families with CPS, or at-risk referrals, will be enrolled as 1st priority.)  Families may be transferred to Stage 2 child care services from the Stage 1 child care unit upon discontinuance of cash assistance or when families have been considered stable by their previous child care worker. Families may also be enrolled directly into Stage 2 child care if the family is deemed Stage 2 eligible and meet the eligibility and need criteria. 2019-21 Policies and Procedures Section 3: Alternative Payment Program 3 2019-21 Policies and Procedures Section 3 – Alternative Payment Program C. Enrollment Process Based on the availability of funding, families will be notified by phone if they are selected to participate in our program. For those families referred by Children and Family Services or for those deemed At-Risk, our office will contact the referring individual to verify the child’s need and begin communication regarding enrollment to better support the needs of the family. Intake Packet for the CalWORKs Stage 2 & CAPP Child Care Program will be mailed to the participant applying for services. Participants may be scheduled for an appointment to review all documents being submitted. Participant must provide all requested information and documentation to determine initial and ongoing eligibility within the timeframe given. Intake Packet may be completed electronically by the participant by the due date indicated by CSB staff. Digital signature by the participant is accepted, however, participant must comply with CSB's policies.  At the time of appointment, participants will be required to bring documentation that may include, but is not limited to, the following: o Birth records for all children counted in the family size o One month current/consecutive paycheck stubs o Any other income received such as Cash Aid, Unemployment, Disability, etc. o Verification of need for child care such as employment, vocational training, or parental incapacity o Immunization records for non-school age children (if chosen provider is non-licensed) o If applicable, an active individual family service plan (IFSP) or individualized education program (IEP) for children with special needs that includes a statement signed by a legally qualified professional that the child requires the special attention of adults in a child care setting which also includes the name, address, license number and telephone number of the legally qualified professional who is rendering the opinion o Any other verification documentation as requested by the Child Care Assistant Manager to determine the families need and eligibility for services. o Provider Packet (see Provider Participation section) Upon completion of the Child Care Application, the assigned Child Care Assistant Manager will review and verify the information provided by the participant. Once services are reviewed, verified and approved, the Child Care Assistant Manager will issue a Notice of Action (NOA) to the participant and send a copy to the chosen provider indicating certification has been completed. Along with the Notice of Action, the participant will receive one Child Care Agreement per child.  The Child Care Agreement(s) will outline the following: o The effective date of the Child Care Agreement 2019-21 Policies and Procedures Section 3: Alternative Payment Program 4 2019-21 Policies and Procedures Section 3 – Alternative Payment Program o The end date of the Child Care Agreement o Name of the Participant o Name of the Child o Monthly Family Fee if applicable (See Family Fee section for more information) o Authorized Days o Authorized Hours o Payment Rate o Maximum Payment Amount CSB can reimburse o Co-payment if applicable (See Co-Payment section for more information) o Authorized Child Care Provider o Type of Child Care Provider o Registration Fee if applicable (Licensed Providers only) Important: If child care starts before child care services or provider has been approved by the Child Care Assistant Manager, it will be the participant’s responsibility to pay the provider directly for any child care services rendered before child care services has been approved. For those families transferred from CalWORKs Stage 1 to our CalWORKs Stage 2 child care program, a Welcome Packet will be mailed to the participant explaining the transfer has occurred. The packet will contain a letter indicating the effective date of transfer and the contact information for the family’s assigned Child Care Assistant Manager. The following documents in the Welcome Packet will include: Welcome Letter, Child Care Agreement(s), the Participation Handbook, attendance sheets, and any other documents pertaining to the case. A copy will be mailed to the child care provider(s) on file. D. Eligibility and Need 1. Eligibility: Is determined at the time of enrollment, recertification or upon an update on the participant’s application because of a reported change. The participant is required to provide to the Child Care Assistant Manager the appropriate documentation to prove their eligibility and continued eligibility for child care. One or more of the following criteria determines their eligibility for child care services. i. Income Eligibility: If the income is equal to or less than 85 percent of the state median income released by California Department of Education Early Learning and Care Division. Participants will be required to provide supporting documentation for all total countable income. Listed below are the income guidelines by family size:  The Child Care Assistant Managers will calculate the total gross monthly income of the family based on, but not limited to, the following: o Gross wages or salaries, advances, commissions, overtime, tips, bonuses, gambling or lottery winnings 2019-21 Policies and Procedures Section 3: Alternative Payment Program 5 2019-21 Policies and Procedures Section 3 – Alternative Payment Program o Wages for migrant, agricultural, or seasonal work o Public cash assistance (TANF/Cash Aid) o Gross income from self-employment less business expenses with the exception of wage draws o Portion of student grants or scholarships not identified for educational purposes as tuition, books, or supplies o Disability or unemployment compensation o Workers compensation o Spousal and/or child support received from the former spouse or absent parent, or financial assistance for housing costs or car payments paid as part of or in addition to spousal or child support o Foster care grants, payments or clothing allowance for children placed through child welfare services o Financial assistance received for the care of a child living with an adult who is not the child’s biological or adoptive parent i. Homelessness: If the basis of eligibility is homelessness, documentation is needed stating that the participant is homeless and a description of the family’s situation from a local shelter, a legally qualified professional from a medical or social service agency, or a written parental declaration written by the participant. ii. Child Protective Services: If the basis of eligibility is Child Protective Services, a written referral by the county welfare department must be provided to our agency indicating that the child is currently receiving CPS services and child care is a necessary part of the service plan. The referrals must be dated within six (6) months prior to the date of application for services. The referral must also include:  The probable duration of the CPS service plan  The hours approved for child care services  The name and signature of the child welfare services worker who is making the referral, their business address and telephone number iii. At Risk of Abuse/Neglect: If the basis of eligibility is that the child is deemed at-risk of abuse/neglect, a written referral by a legally qualified professional from a legal, medical, or social service agency must be provided to our agency indicating that child care is needed to reduce the risk. The referral must be dated within (6) months prior to the date of application for services. The referral must also include: 2019-21 Policies and Procedures Section 3: Alternative Payment Program 6 2019-21 Policies and Procedures Section 3 – Alternative Payment Program  The probable duration of the at risk situation  The hours approved for child care services  The name, signature and license number of the legally qualified professional who is making the referral, their business address and telephone number iv. Transferring from CalWORKs Stage 1 to CalWORKs Stage 2 child care (Cash aid recipient or discontinuing from cash aid): If the participant is transferring from Stage 1 to Stage 2, initial documentation (9 data elements) will be required at the time of transfer from Workforce Services Bureau. Upon receiving appropriate documentation, participant’s eligibility for child care will be extended twenty-four (24 months) from the effective date of transfer. Participant will be asked to provide documents for recertification.. 2. Family Size: Upon completion of participant’s initial application, recertification or upon an update in family size, participant will need to provide supporting documentation for all children listed in the family. The family members may be documented by the following:  Birth records; or  Court ordered child custody agreements; or  Adoption records; or  Foster care placement records; or  School or medical records; or  County welfare department records; or  Any other reliable document indicating the relationship of the child to the parent When only one (1) parent has signed the child care application and the documentation provided for family size determination indicates the child(ren) in the family has another parent whose name does not appear on the application, then parent may self-certify single parent status under penalty of perjury.  If due to a recent departure of a parent from the family and when participant requests an update, the remaining applicant may submit a self- declaration under penalty of perjury explaining the recent departure of a parent from the family. o The Child Care Assistant Manager may require further documentation at any time to prove the absence of a parent from family and/or verify the family composition and family size. 3. Service Need: Families who are income eligible to receive subsidized child care must also have, at minimum, one of the following service need to become enrolled or remain enrolled in our program. All participants/guardians listed in the family size must have a service need. Hours of care provided to the family will be determined by the family’s need for services. Below are the service needs: 2019-21 Policies and Procedures Section 3: Alternative Payment Program 7 2019-21 Policies and Procedures Section 3 – Alternative Payment Program i. Child Protective Services (CPS): If the need for childcare is based on CPS, a written referral by the county welfare department must be provided to our agency indicating that the child is currently receiving CPS services and childcare is a necessary part of the service plan. The referrals must be dated within six (6) months prior to the date of application for services. The referral must also include:  The probable duration of the CPS service plan  The hours approved for child care services  The name and signature of the child welfare services worker who is making the referral, their business address and telephone number ii. At-Risk: If the need for child care is based on the child(ren) being at risk of abuse, neglect, or exploitation, a written referral by a legally qualified professional from a legal, medical, or social service agency must be provided to our agency indicating that child care is needed to reduce the risk. The referral must be dated within (6) months prior to the date of application for services. The referral must also include:  The probable duration of the at risk situation  The hours approved for child care services  The name, signature and license number of the legally qualified professional who is making the referral, their business address and telephone number iii. Parental Incapacity: If the basis of need for child care is parental incapacity (temporary or permanent), documentation shall include a release signed by the incapacitated participant authorizing a legally qualified health professional to disclose information necessary indicating why the participant is incapable of providing care and supervision for the child(ren). The documentation must also include the following:  The days and hours per week that services are recommended (Child care services cannot exceed 50 hours per week)  If incapacitation is a physical condition, a statement from a legally qualified health professional indicating to the extent to which the participant is incapable of providing care and supervision for the children is required  The name, business address, telephone number, professional license number and signature of the legally qualified health professional iv. Employment: 2019-21 Policies and Procedures Section 3: Alternative Payment Program 8 2019-21 Policies and Procedures Section 3 – Alternative Payment Program If the basis of need for child care is employment, families may receive child care services during the time they are working and traveling to and from work. To qualify for child care services under this need, participants would need to submit the following documentation:  An employment verification form – completed and signed by the participant consenting CSB staff to contact their employer to verify employment.  One month’s worth of current and consecutive pay stubs (if new employment, income will initially be assessed based on the employment verification form upon verifying employment with employer)  If participant is paid in cash by their employer, participant will provide a letter from the employer verifying the following: o An employment verification form – completed and signed by the participant’s consenting CSB staff to contact their employer to verify employment. o Statement declaring employee is paid in cash only o Self-certification of income from participant  If the participant is self-employed, the participant will provide the following: o A declaration under penalty of perjury that includes a description of the nature of their employment and an estimated number of days and hours worked per week o Copies of appointment logs, client receipts and/or mileage logs to demonstrate the days and hours worked o As applicable, copy of their business license, or workspace rental agreement o As applicable, a list of clients with contact information o Provide documentation to establish income (may include but not limited to, a list of clients and amounts paid, the most recently completed tax returns, other records of income to support the reported income, along with a self-certification of income) Please Note: Participants employed by child care centers, or assisting family care home providers may receive services, but those participants who are licensed providers registered with Community Care licensing are not eligible to receive child care services for their own child(ren). v. Approved Welfare to Work Activity (For Stage 2 Participants receiving Cash Assistance): The Welfare-to-Work (WTW) Program is a comprehensive Employment and Training Program designed to promote self-sufficiency. CalWORKs recipients are assessed to determine the best course of action, whether it is immediate placement into a job, placement into an education or training program, or both. CalWORKs recipients must participate in the Welfare-to-Work Program or be employed in order to determine need for CalWORKs Stage 2. All Welfare-to-Work participants receive an orientation to the program and appraisal of their education and employment background, followed by the 2019-21 Policies and Procedures Section 3: Alternative Payment Program 9 2019-21 Policies and Procedures Section 3 – Alternative Payment Program development of a Welfare-to-Work plan designed to assist individuals with obtaining employment. Employment Specialist will forward a referral to the Child Care Assistant Manager in order for child care services to be approved. For any additional hours of child care, the participant must communicate with their Employment Specialist in order for activity to be approved by their worker as well as approval for child care services. vi. Training Towards Vocational Goal: If the basis of need for child care is training towards a vocational goal, families may be eligible for child care services if the participant(s) are enrolled in a program that will directly lead to a recognized trade or profession. There is a six (6) year limitation for services under this need and the participant must continue to make adequate progress towards their goal. Regardless of the length of time a participant needs to complete their training, child care services must not exceed the six (6) year time limit. To qualify for child care under this need, participants must submit the following documentation:  Training Verification Form to be signed by registrar (or designee of program). This form includes such information as name and location of school/training institute, days and hours of class/training schedule, vocational goal of parent, etc. If a printout of current class schedule is available, registrar does not need to sign.  A copy of the current class schedule if available in electronic print, if not this information may be indicated on the verification form listed above.  The anticipated completion date of all required courses/trainings to meet the vocational goal of the parent.  At recertification, participant will be required to submit their most recent grades to show they are meeting adequate progress towards their vocational goal.  Participant may request hours for study time for any academic course(s) enrolled. Participant and Child Care Assistant Manager will discuss the hours of study time. vii. Actively Seeking Employment: If the basis of need for child care is seeking employment, each participant in the home may qualify for child care services during the time they are actively seeking employment. Services must not exceed more than five (5) days per week and for less than thirty (30) hours of child care per week. Participants seeking employment will be required to submit a self- declaration under penalty of perjury that they are currently looking for employment. This declaration will include their plan to secure, change or increase employment and a general description of the child care hours necessary during this time. The Child Care Assistant Manager may request verification of the job search and/or interviews at any time. 2019-21 Policies and Procedures Section 3: Alternative Payment Program 10 2019-21 Policies and Procedures Section 3 – Alternative Payment Program viii. Seeking Permanent Housing If the basis of need for child care is seeking permanent housing, each participant in the home may qualify for child care services during the time they are actively seeking permanent housing. Services must not exceed more than five (5) days per week and for less than thirty (30) hours of child care per week. Participants seeking permanent housing will be required to submit a self-declaration under penalty of perjury that they are currently looking for employment. This declaration will include their plan to secure, change or increase employment and a general description of the child care hours necessary during this time. The Child Care Assistant Manager may request verification of the job search and/or interviews at any time. E. Share of Costs 1. Family Fees: Some families may be required to pay a portion of their child care costs, this is called the “family fee”. These fees are paid by the participant directly to their child care provider. Family fees are determined using the “Family Fee Schedule” provided by the California Department of Education (CDE). The following determines a participant’s family fee:  Family’s gross monthly income  Family Size  Child’s Certified Need Based on the above criteria, families will be assessed either a flat monthly full-time fee or a flat monthly part-time fee based on participant’s certified need. If certified need is 130 hours or more per month, the Full-Time Monthly Fee will be assessed to the participant. If the certified need is less than 130 hours per month, the Part-Time Monthly Fee will be assessed to the participant. Example: If participant is approved on the 20th of the month and is certified for 8 hours per day, participant’s certified need for the month approved will be less than 130 hours. Therefore a flat Part- Time Monthly Fee will be assessed for the month participant was enrolled and a flat Full-Time Monthly Fee will be assessed on the following month and thereafter. If there is more than one child enrolled in the program, the child who uses the most hours of child care will be assessed the monthly fee. Monthly fees cannot under any circumstances, be recalculated based on a child’s actual attendance. Family fees are only to be assessed at initial certification, recertification or when a participant voluntarily reports a change to reduce their family fees. The collected family fee is part of the provider’s reimbursement. The family fee is deducted from the provider’s reimbursement each month. The Child Care Assistant Manager will issue a notice of action anytime there is a decrease, an increase or a new family fee with the effective date of change along with the updated Child Care Agreement. An informational copy will be sent to the provider. Example: If participant voluntarily reports a change in income requesting a decrease in family fee to the Child Care Assistant Manager, the Child Care Assistant Manager will reassess participant’s income. If at the time of updating participant’s income, it is determined that they will no longer have a family fee or a decrease in family fee, the Child Care Assistant Manager will issue a Notice of Action to the 2019-21 Policies and Procedures Section 3: Alternative Payment Program 11 2019-21 Policies and Procedures Section 3 – Alternative Payment Program participant. The family fee will be effective on the first day of the month that follows the issue date of the Notice of Action. For example, if a Notice of Action is issued on July 28, 2017, the effective date of the reduced fee would be August 1, 2017. Monthly Fees are due at the beginning of each month. Provider will declare on the monthly attendance record that the monthly fee have been paid for the month of services rendered. The provider shall issue a receipt to the participant of the amount family fees were paid. The monthly fee assessed by the Child Care Assistant Manager will still be deducted from the provider’s reimbursement each month.  The following exceptions apply in paying family fees: o Families with children at risk of abuse, neglect or exploitation as determined by a legally qualified professional in a legal, medical, or social services agency or emergency shelter (limitation is up to three (3) months). o Child Protective Services (CPS) families may be exempt from paying a fee if child development services are determined to be necessary by the county welfare department (limitation is up to twelve [12] cumulative months) o Families receiving CalWORKs (limitation is as long as family is receiving cash aid) 2. Co-Payments A participant may choose a child care provider regardless of the provider’s rates. If the participant chooses a provider who charges more than the maximum subsidy amount CSB can reimburse, the participant will be responsible to pay the difference directly to the provider. This difference is referred to as a “co- payment”. The maximum subsidy amount CSB can reimburse is determined by the California Department of Education (CDE) reimbursement ceiling guidelines. It will be the provider’s responsibility to collect payment from the participant. If applicable, the provider will declare on the monthly attendance sheet that co-payments have been paid for the month of services rendered. Example: Participant’s approved certified need for child care is 25 hours per week for their two (2) year old. Participant’s child care provider who is a Licensed Family Day Care Home charges $210 per week for Part-Time Care (less than 30 hours per week). Based on participant’s certified need, CSB will only be able to reimburse the maximum subsidy amount of $205.50 per week for Part-Time care. Therefore, participant will be responsible to pay their provider the difference of what CSB cannot cover which is $4.50 per week. Please Note: Family Fees and Co-payments are two different shares of costs. If participant has a Family Fee and a Co-Payment, participant will be responsible in reimbursing both the Family Fee and Co- Payment directly to their provider. Failure to reimburse any shares of cost mentioned above to the child care provider may result in termination. F. Maintaining Enrollment 1. Recertification 2019-21 Policies and Procedures Section 3: Alternative Payment Program 12 2019-21 Policies and Procedures Section 3 – Alternative Payment Program After initial approval, participants are required to recertify their child care services for not less than twenty- four (24) months. CSB Staff will mail a Recertification Packet to be completed within a specified amount of time. Participants are responsible to ensure that all requested documents are submitted before the due date. If participant submits an incomplete recertification packet by the due date requested, their child care services may be denied. CSB staff will attempt to request the missing documentation before the participant’s certification end date. If a recertification packet is not submitted within the timeframe given, a Notice of Action will be issued to the participant terminating their child care services at the end of their contract period. If a recertification packet is submitted after the termination Notice of Action has been mailed out to the participant, the packet may be viewed as a reapplication of child care services. Application will be forwarded to the intake specialist to be reviewed and determine approval or denial of care. There may be a lapse in services if application packet is not completed before the participant's certification end date. Recertification Packet may be completed electronically by the participant by the due date indicated by CSB staff. Digital signature by the participant is accepted, however, participant must comply with CSB's policies. 2. Reporting Changes The participant may voluntarily report changes to their family size, income, if participant has been discontinued from cash aid, need for services, address, contact phone numbers, or any other information with regards to their need and eligibility. Examples of change in need for services may include but are not limited to: a change in employment, a change of hours in employment, starting or ending a training, loss of employment, child’s school schedule change, leave of absence from employment due to incapacitation, etc. To better accommodate a participant’s child care needs, participants are encouraged to report any significant changes to the Child Care Assistant Manager. Participant must call their Child Care Assistant Manager to report the change. Upon notifying the Child Care Assistant Manager, the Child Care Assistant Manager will Use information as applicable to reduce the family fee, increase the family's services, or extend the period of eligibility. Request the documentation in writing to be submitted by the participant within ten (10) calendar days from the date letter was mailed. It is the participant’s responsibility to submit the requested documents within the due date. Otherwise, reported change may not be updated accordingly. Not later than ten (10) business days after receipt of applicable documentation, issue a Notice of Action. The Child Care Assistant Manager will not use any information received to make any other changes to the child care agreement unless it is an increase. A family may at any time voluntarily request a reduction to their service level. Before a contractor may make any reductions to the service level, a parent shall: Submit a written request that includes: 2019-21 Policies and Procedures Section 3: Alternative Payment Program 13 2019-21 Policies and Procedures Section 3 – Alternative Payment Program  Days and hours per day requested;  Effective date of proposed reduction of service level; and  Acknowledge in writing that they understand that they may retain their current service level. Upon receipt of the parent’s written request, the Child Care Assistant Manager shall: Notify the family in writing of the parent's right to continue to bring their child pursuant to the original certified service level Collect documentation to support the changes requested, and Not later than ten (10) business days after receipt of applicable documentation, issue a Notice of Action. The Child Care Assistant Manager will not use any information received to make any other changes to the child care agreement unless it is an increase. When a participant is initially certified or recertified on the basis of income eligibility, the participant shall, within thirty (30) calendar days, report changes to ongoing income that causes their adjusted monthly income, adjusted for family size to exceed ongoing income eligibility. The Child Care Assistant Manager will: At initial certification and recertification, notify the participant in writing of the following: Of the adjusted monthly income amount, based on the family size, that would render the family ineligible for services, based on ongoing income eligibility requirements Of the requirement to notify the Child Care Assistant Manager, within thirty (30) calendar days, of any chang in ongoing income that causes the family's adjusted monthly income to exceed eighty-five (85%) percent of the State Medium Income. 3. Fee Payment/Repayment Plans If the family does not meet another basis for eligibility, the Child Care Assistant Manager shall issue a Notice of Action to dis-enroll the family. All family fees are to be collected by the child care provider. Due dates for these fees will at the beginning of each month, and payment will be acknowledged on the monthly attendance sheets. Fees are delinquent seven (7) calendar days from the due date. It is the provider’s responsibility to collect all fees from the participant and notify the Child Care Assistant Manager if fees have not been paid. Upon receipt of notification that the participant has outstanding fees due to the provider, the Child Care Assistant Manager will issue a Notice of Action terminating child care services for Delinquent Family Fees. Participant will have nineteen (19) calendar days to pay the debt owed to the provider, or submit a written reasonable repayment plan signed off by both the participant and provider. If repayment plan is submitted within the nineteen (19) calendar days of the termination notice, child care services will be rescinded. The participant must comply with the repayment plan in order for child care to continue. However, if the provider notifies the Child Care Assistant Manager that the participant is failing to comply with the repayment plan, the family will be disenrolled from the program. 4. Alternative Payment Program Policies and Procedures By abiding to the policies and procedures outlined in the Participation Handbook, participant may retain their child care services as long as they are eligible to participate. Any violation of the program regulations may result in termination from the program. 2019-21 Policies and Procedures Section 3: Alternative Payment Program 14 2019-21 Policies and Procedures Section 3 – Alternative Payment Program Part II. Alternative Payment Program Parent Policies and Procedures A. Reimbursement Policy 1. General Description Participants are responsible for the accurate completion of the CSB attendance sheets (CCARE5). Attendance Sheets are provider’s form of reimbursement. CSB can only reimburse for childcare services, not private school tuition, educational fees, transportation, diapers, clothing items, or other expenses that are not part of the basic child care cost. Below are criteria for accurate and reimbursable attendance sheets:  Only original hard copy or electronic attendance sheets will be accepted (one attendance sheet per child and provider). Participant may request additional attendance sheets by calling the main office, emailing the unit or calling their Child Care Assistant Manager.  Photocopies of an attendance sheets and faxed copies will not be accepted without prior approval from Comprehensive Services Manager.  The full name of the child receiving services must be provided on the attendance sheets.  The month/year must be reflected on the attendance sheet  The specific dates services were provided must be entered on the attendance sheets.  Attendance sheets must be filled out DAILY. This means each day the participant (or authorized adult) must record the ACTUAL TIME IN when dropping off the child, and again record the ACTUAL TIME OUT when picking up the child. Participant shall not round off the time; the actual time of pick up must be recorded. For school age child(ren) only or split schedule: The provider/authorized representative must sign school age children in and out from school on the attendance sheet using the exact drop off/pick up times.  The participant must state the reason of child’s absence from care (see absence policy for further information).  Signatures and/or date of signatures of both the provider and the participant at the end of each month, attesting under penalty of perjury, that the information provided on the attendance sheet is accurate.  Should participant make a mistake on the attendance sheet, they should simply cross out the error, initial it and write in the correct information. Correction tape shall not be used or information shall not be transferred to a new attendance sheet. The original attendance sheet must be submitted for reimbursement. Complete and accurate attendance sheets are due by 5pm on the fifth (5 th) day of each month following the month in which services were rendered. If the fifth (5th) day falls on a weekend, or holiday, attendance sheets will be due by 5pm on the next business day following the fifth (5th). Payments for correct and accurate attendance sheets received by the fifth (5th) of the month will be processed no later than the last day of the month. Any attendance sheet submitted after 5pm on the 2019-21 Policies and Procedures Section 3: Alternative Payment Program 15 2019-21 Policies and Procedures Section 3 – Alternative Payment Program fifth (5th) day of the month may be processed no later than the last day of the following month. For example, an attendance sheet submitted on August 7th may not be processed and mailed until September 30th. 2. Incomplete Attendance Sheet(s) If an attendance sheet is incomplete or have missing documentation required for a reimbursement to be processed, a Provider Reimbursement Notice (PRN) will be issued to the participant and a copy to provider indicating that the reimbursement was not made because of the following reason:  Missing Signature and/or date of signature from either the participant or the provider at the end of each month, attesting under penalty of perjury, that the information provided on the attendance sheet is accurate  The full name of the child receiving services must be provided on the attendance sheets (if it occurs more than once, participant or provider must come into the office for completion)  The month/year is not reflected on the attendance sheet (if it occurs more than once, participant or provider must come into the office for completion) Important: If an attendance sheet is received on or before the fifth (5th) of the month, but is missing one or more of the items listed above, and depending upon the date of completion, the attendance sheet will be considered late and may be processed the following month. 3. Invalid Attendance Sheet(s) The California Department of Education (CDE) code of regulations 10865(b)(1) requires that attendance sheets be filled out properly by the participant or other adult authorized by the participant. CDE has directed all child care contractors to develop a policy to ensure that attendance sheets are completed on a daily basis using actual times. This policy will be strictly enforced when attendance sheets are submitted that appears to have not been filled out on a daily basis with ACTUAL TIME IN and ACTUAL TIME OUT. In an effort to support participants and providers and to comply with all regulations, the following three step policy shall be implemented when suspect attendance sheets are received: Step 1: Participant will be contacted by the Child Care Assistant Manager to verbally warn them the problem with the attendance sheet and explain how to complete the form correctly. Participants will be advised the next time this occurs, they will receive an advisory letter. Step 2: An Advisory Letter will be sent to the participant, and copied to the provider, that explains the exact problem with the attendance sheet and includes information on how to complete the form correctly. Participants will be advised the next time this occurs they will be asked to come in to the office to review attendance sheet procedures with their Child Care Assistant Manager. Step 3: An appointment will be set up between the participant and Child Care Assistant Manager to review attendance sheet policies. The participant will be advised should the problem occur a fourth time, they will be disenrolled from the program for failure to comply with program policies. At this time the provider will be mailed a letter indicating the participant has been to our office or via telephone to review policies 2019-21 Policies and Procedures Section 3: Alternative Payment Program 16 2019-21 Policies and Procedures Section 3 – Alternative Payment Program and has been warned of possible termination. Step 4: Participant will be disenrolled from the child care program. Participant and provider will receive appropriate documentation regarding termination. At the beginning of each fiscal year (July 1st), any steps participant previously had will reset. Participant will start at Step 1. 4. Definition of Broadly Consistent In an effort to ensure the full use of the certified child care, participant’s hours of care on the attendance sheet must be broadly consistent with the child care agreement. Broadly consistent is defined as participant’s utilization for child care being between eighty (80%) to one hundred twenty (120%) percent from the certified child care agreement. Example: If the certified need for the month of February is a maximum of 180 hours per month, utilization for child care must be no less than 144 and no greater than 216 hours for February in order for CSB to reimburse without contacting participant.  When the participant’s utilization of the certified child care agreement falls below the 80% or over 120% threshold, the following shall occur: o The participant will be called to discuss the low or high use of child care based on the monthly attendance sheet submitted. The Child Care Assistant Manager will inform participant of their right to continue using child care based on their approved certified hours regardless of a change in participant's need or if services may need to be increased. o For participants with a variable schedule and/or unpredictable schedule, reimbursement will be based on the actual days and hours for which services were provided, but no more than the maximum certified need for services. Please Note: Absences due to illness or emergency will be considered prior to Child Care Assistant Manager contacting the participant. On a case by case, Child Care Assistant Manager may contact the participant if child has excessive absences on a monthly basis. 5. Reduction in Reimbursement It is the intent of CSB to reimburse child care providers for the care provided. However, there are limitations in which CSB cannot reimburse child care providers. The following are possible examples that reimbursement will be reduced by CSB:  Participant started child care services prior to approval from the Child Care Assistant Manager  Provider was NOT available to provide child care (includes when the provider is sick, days not listed on the Provider Self Declaration, etc.)  Any child care used by the participant when the hours and/or days of child care fall outside of the 2019-21 Policies and Procedures Section 3: Alternative Payment Program 17 2019-21 Policies and Procedures Section 3 – Alternative Payment Program Child Care Agreement The provider must notify CSB if a participant withdraws from care without advance notice, has been absent for five (5) or more days without knowledge. The provider may charge the participant and obtain payment directly from the participant for these absences. It is the participant’s responsibility to pay any charges for unauthorized care to the provider. A Provider Reimbursement Notice (PRN) will be issued to the participant and a copy to provider regarding a reduction for the above reasons. 6. Denial of Reimbursement Attendance sheets may not be reimbursed and may be denied by CSB for any, but not limited to, the following reasons:  They are received sixty (60) days after the month of which services were rendered (I.e. an April attendance sheet received in July will not be reimbursed).  If after sixty (60) days after the month of which services were rendered, parent or provider fails to complete the full name of the child receiving services on the attendance sheet.  If after sixty (60) days after the month of which services were rendered, parent or provider fails to complete the month/year on the attendance sheet.  If after sixty (60) days after the month of which services were rendered, parent and/or provider fails to sign or date under penalty of perjury, that the information provided on the attendance sheet is accurate.  Provider was not approved at the time child care services were provided, no exceptions.  Participant or child were not approved at the time child care services were provided, no exceptions. A Provider Reimbursement Notice (PRN) will be issued to the participant and a copy to provider regarding a non-reimbursement for the above reasons. Exceptions may apply to some of the above reasons, however, must be approved by a supervisor prior to reimbursement. B. Temporary Suspension of Services A family may request a leave of absence from the program if the family temporarily does not have a need for subsidized child care. They may contact their Child Care Assistant Manager to request the leave over the phone or submit a written request for a temporary leave from services. CSB may grant the family a limited term service leave for no more than twelve (12) consecutive weeks per fiscal year, except when the participant is on a maternity or medical related leave of absence from his/her employment or vocational training. Maternity leave, or medical limited term service leave, shall not exceed sixteen (16) consecutive weeks in duration. During this time no child care services shall be provided nor be claimed for reimbursement. Participants may be required to provide documentation from their physician prior to going on leave and 2019-21 Policies and Procedures Section 3: Alternative Payment Program 18 2019-21 Policies and Procedures Section 3 – Alternative Payment Program again when released. At the time of authorized reinstatement, when the service leave ends, CSB cannot pay another registration or other new provider charges. Please Note: It is important to remember that providers do not have to hold child care spaces throughout the leave and participants may need to seek a new child care provider(s) upon their return from leave. C. Confidentiality The use or disclosure of information about the child and his/her family is limited to purposes directly connected with administering the program. When helping participants/families move to another subsidized program, information about the participant/family may be exchanged and the other program or provider is then bound by these same confidentiality guidelines. Participant or their authorized representatives may review the case file upon request and at the time and place considered reasonable by CSB. Participant may only review the forms or other documentation/information that they have provided CSB and are in their own case file. When a Contra Costa County employee or a client to whom an employee has a relationship with as defined above is applying or receiving child care services, the case will be considered Confidential. Employees will not process any action involving their own case, or the cases of family members or those with whom they have a relationship like a family member or close friend. Employees who are not sure if there is a conflict of interest should check in advance through their supervisor to ensure that this policy is not violated. Files considered confidential will be locked in a designated location of which only the authorized employees and supervisors will have access. D. Release of Information CSB is authorized to discuss information regarding the family’s child care services and eligibility with other agencies as appropriate. Examples may include but not limited to other Social Services Programs, CFS, employers, schools, child care providers, licensed physicians. Prior written consent from the participant may be asked by CSB. The participant’s eligibility may be reviewed by representatives of the State of California, the Federal Government, independent auditors, or others as necessary for the administration of the program. E. Fraud Policy Fraud is the knowing misrepresentation of facts made with the intent to obtain something to which one is not entitled. Fraud exists when an individual:  Makes a false statement or representation to obtain benefits, or continuation of benefits that they are not eligible to receive  Fails to disclose information, which if disclosed would result in denial, reduction, discontinuance of child care benefits  Accepts benefits knowing she/he is not entitled to them 2019-21 Policies and Procedures Section 3: Alternative Payment Program 19 2019-21 Policies and Procedures Section 3 – Alternative Payment Program The California Department of Education (CDE) requires that CSB create a Fraud Policy, which applies to program participants and providers receiving reimbursements through CSB. If fraud is suspected, CSB will initiate investigation, pursue collection of payments and may seek legal assistance made through fraudulent participant and/or provider action. Any participant or provider whose participation is disenrolled under the Fraud Policy will not be eligible to participate in the CSB CalWORKs Stage 2 & CAPP Child Care Program for a minimum of twelve (12) months. Any past debts or expenses must be paid in full prior to return. F. Grievance Policy It is the policy of CSB to resolve any participant or provider grievances. What is a grievance? A grievance is a complaint over a situation or an action to be deemed wrong or unfair. There will be no retaliation, formal or informal, against the participant and/or provider who file a grievance. All participants and/or providers are encouraged to first speak with the Child Care Assistant Managers to attempt to resolve any issues that may arise. If the issue is not resolved to the participant and/or provider’s satisfaction, the participant and/or provider may file a written request within ten (10) calendar days from the date of complaint. The written request should be submitted to the Program Supervisor. Upon receiving participant and/or provider’s written request, the Program Supervisor will review the complaint and meet with the participant and/or provider by phone, or by appointment, to discuss the issue within ten (10) calendar days of receiving the complaint. If the participant and/or provider still feels dissatisfied, they may submit a written request for the issue to be elevated to a staff at least one level higher than the Program Supervisor who made the contested decision. The participant and/or provider will be contacted within ten (10) calendar days of receiving the complaint and given an opportunity to present their concerns. The decision at this level will be final. G. Uniform Complaint Policy It is the intent of the Community Services Bureau to fully comply with all applicable state and federal laws and regulations. Individuals, agencies, organizations, students and interested third parties have the right to file a complaint regarding Community Services alleged violations of federal and/or state laws. This includes allegations of unlawful discrimination (ED Code Sections 200 and 220 and Government Code Section 11135) in any program or activity funded directly by the State or receiving federal or state financial assistance. Complaints must be signed and filed in writing with: The California State Department of Education Early Education and Support Division Complaint Coordinator 1430 N Street, Suite 3410 Sacramento, CA, 95814 If the complaint is not satisfied with the final written decision of the California Department of Education, remedies may be available in federal or state court. The complainant should seek the advice of an attorney of his/her choosing in this event. 2019-21 Policies and Procedures Section 3: Alternative Payment Program 20 2019-21 Policies and Procedures Section 3 – Alternative Payment Program A complainant filing a written complaint alleging violations of prohibited discrimination may also pursue civil law remedies, including, but not limited to, injunctions, restraining order, or other remedies or orders. H. Sexual Harassment It is the policy of Contra Costa County to maintain a work, service and program environment free of discrimination, harassment, or intimidation based on sex, gender, age, race, religion, national origin, ancestry, marital status, sexual orientation, disability or medical condition. These policies are also mandated by state and federal law. It is the policy of the Community Services Bureau to comply with all applicable state and federal statutes and regulations prohibiting discrimination in employment, contracting, buildings, facilities, and provision of services. Reports of violations of these policies will be promptly investigated and appropriate disciplinary action taken if warranted. I. Zero Tolerance CSB prohibits inappropriate behavior towards staff, or in the presence of families, children or providers on the program. Such use of abusive/foul language, intimidating actions (including belligerent emails and voicemails), physical harassment, destruction of property, threats to staff, etc., will be documented and may lead to termination from the program. J. Disenrollment Policies Child Care services may be disenrolled for any, but not limited to, the following reasons:  Failure to maintain required ongoing need and/or eligibility at recertification  Failure to recertify in a timely manner  Failure to pay family fee or co-payment  Failure to make payments to licensed exempt in-home providers in a timely manner  Failure to use services for sixty (60) consecutive days, or two (2) consecutive months  Violation of the Zero Tolerance policy towards staff  Failure to comply with the State mandates requirements of the program  Families income exceeds the state income ceiling  Children are no longer age appropriate for the program with which they are enrolled, and family cannot provide required documentation to maintain services past that age (i.e. IEP)  Failure to maintain a 2.0 GPA if services are based on a vocational training need  Failure to abide by attendance polices and reimbursement guidelines  Contract funding has been exhausted K. Notice of Action and Appeal Process Whenever CSB approves, denies, terminates or updates a change regarding participant’s child care, CSB will issue the participant a Notice of Action and send an informational copy to the provider(s). The Notice of Action will notify the participant of the following:  Tell participant what action is being taken (approval, denial, recertification, change or 2019-21 Policies and Procedures Section 3: Alternative Payment Program 21 2019-21 Policies and Procedures Section 3 – Alternative Payment Program termination)  The reason for the action  The effective date of the action  The date participant has to appeal CSB’s action If a participant disagrees with an action taken by CSB, the participant may file an appeal request for a hearing with Employment and Human Services Department Appeals Unit. To request a hearing, participant must complete the back page of the Notice of Action no later than the appeal’s date on the first page of the notice and mail or deliver the notice to the following address: Office of Appeals Coordinator 400 Ellinwood Way Pleasant Hill, CA 94523 (925) 677-2900 At the local hearing, the Appeals Officer will explain the reason for the hearing and will ask both CSB representative and participant to swear under oath. The hearing will be recorded by the Appeals Officer. CSB will state the reason for the Notice of Action and provide any supporting documentation that supports their action. The participant or authorized representative will be able to explain the reason why they think the action on the Notice of Action is wrong. The participant may bring any documentation that supports their reason why the action was wrong. The Appeals Officer will make a decision based on the information provided at the hearing. Within ten (10) calendar days after the local hearing, the Appeals Officer will mail their written decision. If the participant disagrees with the written decision of the local hearing, the participant may request a review of the local decision by the California Department of Education. The request must include the following information:  A copy of both sides of the original Notice of Action with which participant disagrees  A copy of the written decision letter from the local hearing; and  A statement explaining why participant disagrees with the local Appeals Officer’s decision. Participant may mail, fax or deliver their request within fourteen (14) calendar days from the date of local agency’s decision letter to the following address: California Department of Education Early Education and Support Division ATTN: Appeals Coordinator 1430 N Street, Suite 3410 Sacramento, CA 95814 Phone: (916) 322-6233 Fax: (916) 323-6853 CDE will review the information provided and may contact the participant or CSB if necessary. CDE will have thirty (30) calendar days to make a decision and mail a final decision letter to the participant and CSB. CDE’s decision is the final administrative decision and CSB will follow CDE’s decision. 2019-21 Policies and Procedures Section 3: Alternative Payment Program 22 2019-21 Policies and Procedures Section 3 – Alternative Payment Program Part III. Provider Participation A. General Requirements - Parental Choice CSB policies provide for parental choice in selecting a child care provider. Participants are responsible for selecting the child care provider and the type of care, which they feel best, meets the needs of the family and meets enrollment requirements. However, CSB may reserve the right to deny or terminate a provider for the health and safety of the child/ren. Participants also have the right to change providers (up to two [2] changes per fiscal year) while they are participating in the child care program (unless the participant can provide reasonable concerns for more changes). Participants may choose the following types of care while enrolled in one of our programs: 1. Licensed Child Care Centers, Licensed Exempt Centers & Licensed Family Child Care Homes Child care centers and family child care homes are all licensed by the California Department of Social Services Community Care Licensing division, which ensures all standards of health and safety criteria are being met. These programs will be required to submit and comply with the following:  A complete Child Care Provider & Parent Statement by both the participant and provider  A complete Agreement For Direct Payments To Child Care Providers by both the participant and provider  A complete Provider Self Declaration listing a maximum of ten (10) non-operational days charged to families  A copy of their current license  A copy of their current policies, rules and rates  A complete W-9 Form (request for Taxpayer Identification Number and Certification)  Provide services to all eligible children on a non-discriminatory basis, giving equal treatment and access to services without regard to race, color, creed, religion, sex, national origin, or any other category that is prohibited by law  Providers must report observed and/or suspected child abuse to the local police departments and/or Children and Family Services and refrain from all forms of punishment, cruelty, and/or physical/corporal punishment  Providers must maintain confidential child and family records and other information with the exception of authorized disclosures to CSB staff or other authorized State or Federal agency staff in accordance with the law  Allow CSB to visit licensed facilities if requested  Provide care for children only during the period authorized  Enter into Child Care Provider Agreement with CSB as an independent contractor and in no way be considered an employee of CSB or any of its funding sources  Hold CSB harmless for any damages to person(s), or property, which arise out of the delivery of services under agreement with CSB 2019-21 Policies and Procedures Section 3: Alternative Payment Program 23 2019-21 Policies and Procedures Section 3 – Alternative Payment Program  A statement signed by the provider that the child care and development services being provided do not include religious instruction or worship. An exception may be for those participants enrolled in the Alternative Payment Program (CAPP).  Sign the CalWORKs Stage 2 & CAPP Child Care Participation Program Handbook Acknowledgement of Receipt understanding and following CSB’s policies 2. Licensed-Exempt Providers Licensed-exempt providers are not licensed by the State of California. Participants are responsible for hiring, terminating services, and setting up the days and hours when care will be used. Licensed-exempt child care providers must be on the Trustline Registry or be exempt from Trustline in order to participate as an approved child care provider. The following are types of License-Exempt Providers:  License Exempt Providers Exempt from Trustline Who is exempt from Trustline? Providers who are the child/ren’s grandparent, aunt or uncle by blood, marriage or court decree are exempt from the Trustline registration. Participant and provider must complete the Trustline Exemption Form as well as provide proof of relationship between the child and the provider. Example: If the chosen provider is the child’s grandparent, the participant may submit their birth certificate to demonstrate that provider is their parent and therefore the child/ren’s grandparent. If no documentation can be provided, the grandparent, aunt or uncle must complete the Trustline Registration Process and be cleared and placed on the Trustline Registry before services can be approved by the Child Care Assistant Manager.  License Exempt Providers not exempt from Trustline License exempt providers not exempt from Trustline, must go through the Trustline Registration Process to get fingerprinted through the Department of Justice (DOJ) and the Federal Bureau of Investigation (FBI). The provider must be cleared and placed on the Trustline Registry prior to child care services being approved. Participants must contact their Child Care Assistant Manager to request a Trustline Application.  Provisional License Exempt Providers (not exempt from Trustline) In cases where the participant has an immediate need for child care services, the participant is allowed to select a provisional child care provider. However, the Provisional child care provider must go through the Trustline Application Process to get fingerprinted through the Department of Justice (DOJ) and the Federal Bureau of Investigation (FBI). The provider MUST be cleared and placed on the Trustline Registry within thirty (30) days in order to be eligible for reimbursement. If the provider is not cleared within the thirty (30) days, no reimbursement can be given for any child care services provided. Services will be approved on the day provider was cleared and placed on the Trustline Registry. 2019-21 Policies and Procedures Section 3: Alternative Payment Program 24 2019-21 Policies and Procedures Section 3 – Alternative Payment Program Participants must also submit the following documentation regarding their chosen license exempt provider:  A complete Child Care Provider & Parent Statement by both the participant and provider (indicating the hours and rate of pay for child care)  A complete Agreement For Direct Payments To Child Care Providers by both the participant and provider  Health and Safety Self-Certification Form indicating the following: o The provider’s name, date of birth, address, phone number and social security number o A description of the provider’s qualifications and experience o A health statement, including Tuberculosis clearance o A statement from the parent that he/she has interviewed and approve of the provider o Names and ages of all other adults residing in the home where the child care is provided o All forms signed by both the parent and provider, as appropriate o The location where the care is to be provided  Health & Safety Facility Checklist (a supplement to the Health & Safety Self Certification form  A complete W-9 Form (request for Taxpayer Identification Number and Certification)  A copy of provider’s California driver’s license or a valid California ID verifying the provider to be at least eighteen (18) years of age  A copy of provider’s Social Security Card  Provide care for one (1) family at a time and only during the period authorized  Enter into Child Care Provider Agreement with CSB as an independent contractor and in no way be considered an employee of CSB or any of its funding sources  Hold CSB harmless for any damages to person(s), or property, which arise out of the delivery of services under agreement with CSB  Sign the CalWORKs Stage 2 & CAPP Child Care Participation Program Handbook Acknowledgement of Receipt understanding and following CSB’s policies  In-Home Child Care Provider (for In Home Licensed Exempt Providers only) License-exempt providers must only provide care for only ONE family at one time other than their own. If it is found that a license-exempt provider is providing care for two (2) or more families at one time, they may be terminated as a provider and the families will need to find an alternate provider. In Home Licensed Exempt Providers – Since child care providers are independent contractors and therefore not employees of CSB, CSB is not held responsible for federal and state tax obligations. If it is determined that the child care provider performs child care in the home where the child resides, the participant may be considered to be the employer of the child care provider (domestic worker) and will be responsible to ensure 2019-21 Policies and Procedures Section 3: Alternative Payment Program 25 2019-21 Policies and Procedures Section 3 – Alternative Payment Program the child care provider receives minimum wage, social security taxes, state worker’s compensation and unemployment requirements. In order to ensure that minimum wage is being met, the participant must have at a combination of at least three to four (3-4) children depending on child's age, receiving child care services. In-home licensed exempt child care may be subject to Federal and California laws pertaining to household employees. Please Note: Families transferring directly from CalWORKs Stage 1 to CalWORKs Stage 2 that have an In Home Licensed Exempt Provider will be given a timeframe to find alternate child care. 1099 Hotline - Contact (877) 375-0312, during tax season if 1099 is not received. B. Oliver’s Law Participants have the right to receive information regarding any substantiated or inconclusive complaint about any licensed child care provider. That information is public and can be acquired by calling Contra Costa County’s local licensing office at (510) 622-2602. C. Rate Sheets Licensed Providers shall submit a statement of their current rates to CSB. Rates must be the same for both subsidized and private paying families. If the provider charges more than the current Regional Market Rate allows CSB to pay, the participant will be responsible to pay the difference directly to the provider. If a provider offers any discount for siblings, the subsidized family will offered the same discount. Providers must submit a written thirty (30) calendar day advanced notice addressed to the Program Supervisor of any changes to their rates; all rate increases are subject to availability of funds. New rate increases will take in effect thirty (30) calendar days after receipt of notice. CSB will only accept one (1) rate change from providers per fiscal year (July 1st – June 30th). D. Child Care Agreement Upon approval or update of child care services, the Child Care Assistant Manager will issue a Notice of Action indicating initial approval for services or change in services and will be accompanied by a Child Care Agreement that will outline the schedule approved for services as well as indicate if the child has a Family Fee and/or Co-payment. It is the participant’s responsibility to review the approved child care agreement and notify the Child Care Assistant Manager of any questions. Important: If provider starts providing services before the agreement has been approved, the participant will be responsible to reimburse for any services rendered before the certificate start date on the Child Care Agreement. E. References to Written Information All providers are subject to the general policies described in the CalWORKs Stage 2 & CAPP Child Care Participation Program Handbook. Providers are encouraged to become familiar with the parental 2019-21 Policies and Procedures Section 3: Alternative Payment Program 26 2019-21 Policies and Procedures Section 3 – Alternative Payment Program requirements, as well as those identified for child care providers. F. Limitations on Child Care Reimbursement 1. Regional Market Rate (RMR) Beginning January 1st, 2018, California Department of Education required all agencies to implement ceilings at the 75th percentile of the 2016 Regional Market Rate Survey. Licensed exempt child care is reimbursed up to 70% of the Family Child Care Home rates. This is referred to as the Regional Market Rate (RMR). This rate is subject to change, if directed from the California Department of Education (CDE). Children attending less than thirty (30) hours of child care per week will be reimbursed at the part-time benefit ceiling and children attending thirty (30) hours or more will be reimbursed at the full time benefit ceiling. Those families that have variable schedules will be assessed by the Child Care Assistant Manager and assigned the most appropriate ceiling for their needs. Should the participant choose a provider with a rate exceeding that exceeds the maximum subsidy amount, the participant will be responsible in paying the difference. This is referred to as a co-payment. This is paid by the participant to the provider directly and not accounted for by CSB (see example on Share of Cost-Co-Payments). If the provider has a registration fee (licensed providers only) the rate for reimbursement will be determined by State guidelines and may be paid no more than once a fiscal year if the provider meets eligibility requirements. 2. Provider Days of Non-Operation CSB will only reimburse for up to ten (10) days of non-operation (per fiscal year) to a licensed provider when the center, or family child care home, is closed if they fall on a contracted day. The provider MUST list the days of non-operation on the Provider Self Declaration form to be eligible to receive payment. If more than ten (10) days are listed, Child Care Assistant Managers will review the non-operational days with provider to determine which of the ten (10) would be reimbursed. Days of non-operation may include, but are not limited to the following:  Holiday (i.e. New Year’s Day, Christmas, Labor Day)  Provider Vacation Days  Staff Training/Development Days This does not apply to child care in which the provider charges an hourly rate or has a drop-in rate. 3. Instructional Minutes for School Age Children Providers will NOT be reimbursed for child care provided for a school age child/ren care during instructional minutes, whether they are attending public or private schools. 2019-21 Policies and Procedures Section 3: Alternative Payment Program 27 2019-21 Policies and Procedures Section 3 – Alternative Payment Program 4. Reduction or Denial of Reimbursement See Reimbursement Policy. G. Multiple/Alternate Providers CSB can only reimburse one provider per child for child care services. However, there are some exceptions: 1. If a family’s need exceeds the hours of operation of the first provider, the participant may add an alternate provider to cover the hours the primary provider is closed. Child Care Assistant Manager must approve the alternate child care provider prior to the use of care. CSB will contract separately with the alternate provider for child care services. If participant begins the use of alternate provider before approval from Child Care Assistant Manager, participant must reimburse alternate provider for any unauthorized care. 2. If a child’s usual child care provider is closed, or if the child is sick and cannot attend the usual care, the participant may request to seek an alternate child care provider. Child Care Assistant Manager must approve the alternate child care provider prior to the use of care. CSB will contract separately with the alternate provider for child care services. Upon approval of the alternate provider, reimbursement for alternate provider when primary provider is closed is limited to 10 days per fiscal year. Reimbursement for alternate provider when child is sick and cannot attend primary provider is also limited up to 10 days per fiscal year. CSB may make an exception based on the illness and if participant provides written documentation from physician. 2019-21 Policies and Procedures Section 3: Alternative Payment Program 28 2019-21 Policies and Procedures Section 3 – Alternative Payment Program H. Participant’s Rights to Change Providers & Ri ghts to Terminate Services Participants have the right to change their providers, up to two (2) per fiscal year, unless they can provide the Child Care Assistant Manager with reasonable concerns for more changes. CSB asks all participant to provide a written (preferable), or verbal, two (2) week notice to their licensed provider regarding the termination of care. The Child Care Assistant Manager will follow up with any notifications necessary. Should the participant not give a two (2) week notice to the licensed provider, CSB will work with the licensed provider and offer any reimbursement as required by the licensed provider’s established policies and procedures submitted with the initial approval of care (not to exceed two [2] weeks). Participants may be disenrolled from the program due to abandonment of care. IMPORTANT: The attendance sheet must meet the minimum requirements in order to honor the two week notice when the participant does not give a two week notice to their child care provider. See Reimbursement Policy. I. Provider’s Rights to Terminate Services A licensed provider may terminate services with cause in adherence to his/her established policies and procedures and with a two (2) week advance notification to the participant and the Child Care Assistant Manager. Should a licensed provider terminate a family without notification, CSB will not reimburse any days past the child’s last day of care. J. CSB’s Rights to Terminate a Provider CSB reserves the right to terminate a provider from participation with or without a two weeks’ notice. Reasons for termination may include but are not limited to the following:  Child/ren’s health and safety is at risk (all providers)  Closure or denial of Trustline Registry (licensed-exempt providers)  Child care license revoked (licensed providers only)  Falsifying attendance sheets in any manner (all providers)  Charging subsidized families more than non-subsidized families (licensed providers only)  Providing care for more than one family other than their own at one time (licensed- exempt providers)  Using abusive language and behavior to staff, children or participants (all providers) 2019-21 Policies and Procedures Section 3: Alternative Payment Program 29 2019-21 Policies and Procedures Section 3 – Alternative Payment Program Part IV Staff Roles and Responsibilities A. Stage 2/CAPP Unit Clerks  Administrative Support to Unit Mangers o Program Calendars o Form Revisions o Mass Mailings o Other clerical tasks as assigned by Assistant Managers o Complete Reports (such as 801 A Report)  Reimbursement Calculations o Collect, review and distribute incoming CCAREs to appropriate staff o Perform initial reimbursement calculations for Assistant Managers  Incoming Phone Calls o Check and empty Stage 2/CAPP Unit General Voicemail o Return all calls within 24 hours of retrieving the message o Answer and forward calls to appropriate staff member  Mail Process o Log all incoming mail in database o Forward mail to appropriate staff member  Scanning Process/Document Record Keeping o Scan and Index all documents into Northwoods Compass database  Stage 1 Transfers o Prepare and send Welcome Packets o Prepare Family Files o Coordinate with Unit Manager on case assignments  Intake Applications o Prepare and mail intake packets o Collect and verify all documentation o Forward packet to appropriate Assistant Manager upon completion  Family Recertification’s 2019-21 Policies and Procedures Section 3: Alternative Payment Program 30 2019-21 Policies and Procedures Section 3 – Alternative Payment Program o Prepare and mail recertification packets o Collect and verify all documentation o Forward packet to appropriate Assistant Manager upon completion  Suite Support o Monitor office supplies o Monitor Postage Meter o Monitor office equipment B. Stage 2/CAPP Unit Child Care Assistant Managers (CCAM)  Case Management o Initial intake for new/transferred families o Verify documents o Coordinate with referring agencies about prior case information o Review selection of provider(s) o Monitor families need and eligibility o Family/Provider Correspondence as needed o Recertify families need/eligibility for services at minimum once annually o Termination procedures where appropriate  Process Reimbursements o Review calculations o Process payments into CalWIN system for fiscal review/release  Attend Appeals hearing if needed  Monitoring/Audits/Reviews o Quarterly monitoring of selected family files o Assist Unit Manager with fiscal and/or state audits and reviews of program o Prepare family files as needed for reviews C. Stage 2/CAPP Unit Manager – (CSM)  Reports o Monthly Report to Program Director o Monthly liaison to fiscal o Fiscal Audits/State Reviews as scheduled  Personnel o Supervise Student Worker Assignments 2019-21 Policies and Procedures Section 3: Alternative Payment Program 31 2019-21 Policies and Procedures Section 3 – Alternative Payment Program o Supervise Field Intern Assignments o Supervise Clerks o Supervise Child Care Assistant Managers  Program Handbook o Revisions per CDE regulations o Annual Update if applicable  CDE Regulations o Monitor Management Bulletin Releases o Participate in CDE conference calls regarding program regulations as needed o Review Title 5 and Education Codes as they pertain to program implementation.  Client/Provider Correspondence  Stage 1 Transfer Process o Monitor incoming Stage 1 transfer process o Assign cases to CCAMs o Review potential cases to be transferred out to Child Care Council  Monitoring o Review monthly reimbursements o Monitor CCAM Caseloads o Review terminations o Monitor Unit calendar  Miscellaneous o Order office supplies for Suite o Approves requests for equipment/work orders D. Stage 2/CAPP Fiscal Support (Accountant III)  Review and release payments to providers in CalWIN in the absence of Program staff  Monitor program budgets  Release payments for Maintenance of Effort contracts  Submit to State CDE/ELCD monthly Fiscal and Caseload reports  Submit to CDE projection request for additional funding in excess of MRA  Submit year-end financial reports and schedules to External Auditors  Correspond with Unit Manager/Program Manager 2019-21 Policies and Procedures Section 3: Alternative Payment Program 32 2019-21 Policies and Procedures Section 3 – Alternative Payment Program E. Stage 2/CAPP Program Manager (ASA III)  Program Support for CDE/ELCD Programs  State Correspondence/Management Bulletins  Liaison with CDE/ELCD  Quarterly Monitoring  CDE/ELCD Contract initiation/renewal  Reports/Program Self-Assessments to CDE/ELCD  Supervise Unit Manager (CSM)  Liaison with Stage 1/WFS, Child Care Council and CalWIN  State Audit/APMU/Independent Audit  Review MOE Payments  Agency’s CWDA Child Care Representative CONTRA COSTA COUNTY EMPLOYMENT & HUMAN SERVICES DEPARTMENT COMMUNITY SERVICES BUREAU POLICIES AND PROCEDURES SECTION 4-LOW-INCOME HOME ENERGY ASSISTANCE PROGRAM 2019-21 Board of Supervisors Approved: 07/30/19 2019-21 Policies and Procedures Section 4: Low-Income Home Energy Assistance Program 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program Section 4 Low Income Home Energy Assistance Program A Introduction 1 B LIHEAP Eligibility Guidelines 2 C Appeal Procedure 10 D LIHEAP/Fast Track Complaint Procedure 11 E Weatherization Referrals 11 F LIHEAP and DOE Deferrals 12 G Quality Assurance 14 H Confidentiality 15 I FRAUD 15 2019-21 Policies and Procedures Section 4: Low-Income Home Energy Assistance Program 1 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program A. Introduction 1. Program Overview The Low-Income Home Energy Assistance Program (LIHEAP) is a federally-funded program that assists low-income households with their utility bill. Eligibility is based on the household's total monthly income that is provided by Department of Community Services and Development on a yearly basis. This assistance is targeted to households with low income and high energy costs, taking into consideration households with elderly, disabled persons, and children under six. The amount of assistance is based on the number of household members, total gross household income, the cost of energy within Contra Costa County and funding availability. In addition to helping with a household's utility bill, LIHEAP offers free weatherization. Weatherization is the process of making a household more air tight and energy efficient. Weatherizing a home can help lower a household's energy usage and utility costs. 2. Types of Assistance Available i. Utility Assistance HEAP: Pay the amount eligible of an applicant's utility bill. Fast Track: LIHEAP funds are available in case of a crisis/emergency situation. Staff is required to resolve an energy crisis situation within forty-eight (48) hours and a life threatening energy situation within eighteen (18) hours. ii. Weatherization Assistance Weatherization: The weatherization program provides services designed to reduce heating and cooling costs to improve the energy efficiency of a home, while safeguarding the health and safety of the household. Weatherization is supported through the partnership with Department of Conservation and Development (DCD). ECIP EHCS: LIHEAP funds are available to low-income families in case of a crisis/emergency situation. DCD staff is required to resolve an energy crisis situation within forty-eight (48) hours and a life threatening energy situation within eighteen (18) hours. 3. Service Center Locations i. LIHEAP Utility Assistance: 1470 Civic Ct. Suite 200, Concord, CA 94520, Phone: 925-681-6380, Fax: 925-229-6784 ii. Weatherization Assistance: 30 Muir Rd, Martinez, CA 94553, Phone: 925-674-7214, Fax: 925-646- 9339 2 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program B. LIHEAP Eligibility Guidelines 1. General Guidelines Applications are received via mail, email, fax, or drop-in. Applicants for all utility assistance and/or weatherization programs must meet the following for eligibility:  Must be 18 years of age or older  Be a resident of Contra Costa County  Meet the definition of a household  Housing unit must meet the definition of a dwelling  Provide proof of citizenship or alien status  Meet the income guidelines and provide proof of income from all sources for all members of the household.  Be responsible for energy costs and provide copies of utility bills  Receive energy/budget counseling  Meet agency's priority plan  Submit all applicable documentation to complete application process. Other eligibility requirements for Fast Track Assistance/ECIP EHCS/SWEATS must be submitted. 2. Household Composition An eligible household is defined as an individual or group of individuals, related or unrelated, who share residential energy and have an energy cost. Ineligible households for utility assistance consist of the following:  Subsidized households that do not pay any out of pocket energy costs.  Persons living in licensed facilities (nursing homes, assisted living, etc.).  Temporary shelters or group homes with residents who have no energy expense or who pay a nominal fee to live there.  Single room dwelling, within a larger dwelling and the single room dwelling is not considered a separate household.  Persons who have no physical address.  Individuals who previously received Utility Assistance (UA) in another LIHEAP household during the same program year are considered ineligible household members to receive services. However, his/her income is counted in the household’s total income.  Applicants under the age of 18 who are not legally emancipated and do not have a parent or legal guardian to apply on their behalf. Ineligible households for weatherization consist of the following:  Persons living in licensed facilities (nursing homes, assisted living, etc.).  Persons who reside in only one room within a larger dwelling and is not considered a separate household. 3 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program  Persons who have no physical address.  Applicants under the age of 18 who are not legally emancipated and do not have a parent or legal guardian to apply on their behalf. The following exceptions on ineligible household members apply to both Utility Assistance and Weatherization:  Live-in Attendants - Individuals who reside within a household to provide necessary medical services and whose services are paid for in part or in full by a third party.  Persons living in multi-unit buildings - If a building contains more than one housing unit, but has only one meter or tank that is shared by all the units, each unit may contain a separate household if each one functions as a separate economic unit (also known as submetered).  A person out of the home for reasons of employment, education, hospitalization, etc., who continues to support or be supported by the unit and who intends to return to the unit, will remain a member of the household.  A dependent child who is a student living away from his/her primary residence to attend an educational facility is considered to be a member of the primary residence. 3. Housing Unit Must Meet the Definition of a Dwelling Housing unit must meet the definition of a dwelling in order to be eligible for assistance. Below are examples of a housing unit that are considered an eligible dwelling:  A housing unit is a house, an apartment, a mobile home, a group of rooms, or a single room that is occupied (or if vacant is intended for occupancy) as separate living quarters.  All dwellings must be a permanent building and located in Contra Costa County. Applicants can have a mailing address in another county/state, but the location where they receive utility services must be in Contra Costa County.  Applicant must complete the Intake Form CSD 43 The following housing units are considered ineligible dwellings:  Applicants renting a room in someone else’s home (Exception: applicant provides proof that his/her living arrangement adheres to the definition of “separate living quarters”)  Applicants living in transitory, tent or temporary encampments  Applicants living in board-and-care facilities, nursing or convalescent homes, or in jail or prison  Applicants that are homeless There are exceptions on dwelling eligibility and staff may need to review the list below to determine if a housing unit is eligible for assistance. Below is a list of the exceptions:  Applicants living on boats, in a marina with a dock number and utility hook-up, are eligible for Utility Assistance.  Applicants living in mobile homes or RVs are ineligible for energy and weatherization services unless they meet the following criteria: 4 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program I. The dwelling must not be mobile (i.e., wheels have been removed, attached porch, etc.). II. The dwelling must have resided in the same location for a reasonable length of time. 4. Citizenship and Alien Status Applicant must be a permanent and legal United States resident and complete a Statement of Citizenship or Non-Citizen Status for Public Benefits Form (CSD 600). Federal law requires that all public agencies verify that an applicant is a United States (U.S.) citizen, national, or an alien in a qualified immigration status. A copy of the documentation to verify their qualified status must be retained in the applicant file. An individual is a U.S. citizen if:  Born in the U.S. regardless of the citizenship of his/her parents  Born outside of the U.S. to U.S. citizen parents  Born outside of the U.S. of alien parents and has been naturalized as a U.S. citizen. A child born outside of the U.S. of alien parents automatically becomes a citizen after birth if his/her parents are naturalized before he/she becomes age 16  U.S. territories that include: American Samoa, Guam, the Northern Mariana Islands, Puerto Rico and the Virgin Islands. Applicants must submit acceptable verification of their citizenship and/or alien status. The following is a list of acceptable verification:  U.S. birth certificate  U.S. passport  Naturalization certificate, N-550 or N-570. Certificate cannot be copied, but agency should review, verify and document in the file that the “naturalized certificate was “verified and valid”  Report of birth abroad of a U.S. Citizen FS-240  U.S. Citizen Identification Card, I-197  Certificate of Citizenship, N-560 or N-561  Statement provided by the U.S. consular officer certifying the individual is a U.S. citizen  American Indian card with a classification code KIC  Documentation of direct receipt of SSI or SSA benefits  DD 214 – Military Separation – This document must show a U.S. place of birth.  REAL ID Card Applicants who are ineligible to participate in the utility assistance and/or weatherization programs with public agencies are:  Individuals who hold an INS I-94 who are admitted as temporary entrants (such as students, visitors, tourists, diplomats, etc.).  Aliens who have no other INS document.  Individuals possessing an Individual Taxpayer Identification Number (ITIN). An ITIN does not create an inference regarding the person’s immigration status. An ITIN is issued by the U.S. Internal Revenue Service to individuals who are required to have a U.S. taxpayer identification number but who do not have, and are not eligible to obtain, a Social Security Number issued by the Social Security Administration.  Individuals possessing an ID card issued by a foreign consulate 5 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program  California Driver's licenses and identification cards with “Federal Limits Apply” issued prior to January 22,2018. 5. Income Guidelines Applicants must meet the income guidelines provided by Department of Community Services and Development each program year. Staff must obtain income documentation supporting the total gross monthly income earnings stated on the Energy Intake Form (CSD 43). Income documentation for all household members must be within 6 weeks of the application intake date, and must comply with the stated acceptable forms of income documentation referenced below. Countable Income includes: Income Type Definition Annuities, Pensions, Retirement Includes Rail Road retirement Assistance payments Retirement Survivor Disability Insurance, Supplemental Security Insurance (SSI), General Assistance, Cal Works Business income Income from business, less business operational expenses Capital gains or losses For self-employment only Cash gifts (regular basis) Must provide regular support for an individual or for the family Child support Include child support for the household receiving it Declaration of personal income Irregular income resulting from occasional sources such as yard work, childcare, collecting cans/bottles, donating blood/plasma Dividends, Interest & Royalties If withdrawn Foster care payments Include foster care payments received for foster children or foster adults living alone. Government Employee Pensions Insurance or annuity payments Military family allotments, Military retirement Jury duty pay Military pay Payment from government sponsored programs Such as agricultural programs Payment on behalf of the household Must provide regular support for the family Railroad Retirement Social Security Benefits Net amount of the check, excluding the amount deducted for Medicare Spousal support Strike benefits Training allowances From Federal and State Employment programs, only the portion that pays or reimburses for living expenses Tribal payments from casinos Per capita payments Trust disbursements Regular Unemployment insurance Veteran’s Benefits 6 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program Wages, salaries, commissions, bonuses, profit sharing, tips, vacation pay, severance pay, sick leave, royalties and honoraria which result from the applicant’s work or service Count all gross income received for the period used to determine income eligibility Worker’s compensation Applicants claiming no income must reveal their source(s) of support. If there is zero income reported; Certification of Income And Expenses Form (CSD43B) must be completed by the applicant and included in the file. If applicant is reporting zero income for a consecutive year, a Certification of Income And Expenses form will need to be completed by the applicant PLUS include documentation of monthly expenses (a letter from the person/agency that supports the applicant’s rental, food and/or utility expenses). An example of documentation can be a print out of applicant's food stamps, a letter from housing authority, a declaration from the person that supports the applicant's rental expenses. Staff must obtain written or verbal verification of regular support from others reported on the form. Eligibility will be based on documentation submitted with the form or verified during the follow-up. For DOE only: All applicants applying for Department of Energy (DOE) services with zero income may complete a self-certification after all avenues of documenting income eligibility are exhausted. Evidence of the various attempts at proving eligibility must be contained in the applicant file, including a notarized statement signed by the applicant that they have no other proof of income. If 120 days pass and the applicant's income eligibility for DOE needs to be re-established, they will follow the same "Zero Income Notarization" rules that apply to an applicant entering through the DOE program. On an exceptional basis, if Weatherization staff cannot obtain a notarized self-certification statement, Weatherization will follow their policies and procedures for next steps. 6. Utility Bill Applicants must be responsible for energy costs and provide copies of utility bills. Utility bill(s) must contain a billing period of at least 22 days and be current and within 6 weeks of the application intake date. Documentation such as a photo identification and the completion of Account Holder Authorization and Consent Form (CSD 081) is required if name on the account is different from the name on the Energy Intake Form (CSD 43). The person on the utility account must be at least 18 years of age or older. The utility bill must provide the amount of the household’s current energy costs and the following:  Service address - In rural areas, the service address can be descriptive (Example: 3rd house on the left, past the gas station, etc.)  Account number  Name of the utility company  Customer’s name  The dollar amount of a full month’s energy costs (at least 22 days), some exceptions may apply.  Fast Track applications: The documentation must include the total amount due on the bill (current and past due and all other charges). Applicants must include in addition to current monthly utility bill, a past due, 15 day, 48 hour, or shut off notices. The following are considered unacceptable utility bill verification: 7 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program  Closing bills  Altered bills  Service address on the utility bill does not match the applicant’s service address  Outdated utility bill  Deposit accounts or accounts in collections  Business / Commercial Accounts  Bill Less than 22 days When the applicant is attempting to establish service at a new address and changes from the old account are transferred to the new account, CSB will make an exception and accept utility bill. This will also apply when applicants are trying to re-establish services on a closed account (due to non-payment) at the same address, which has no current charges. The issue date of the bill is to be used to determine if it is current. Since the service period will not be current, the current energy charges for that utility will be set to zero on the application. When re-establishing service on a closed account, staff must correspond with the utility company to verify the applicant is re-establishing service. LIHEAP assistance can only be provided when the service is re-connected. LIHEAP cannot be used to pay for an outstanding balance on a closed account if a new account is not established. To qualify for services when utilities are included in the rent, the applicant must submit documentation that must include the following:  Date  Tenant/Customer’s Name  Service Address  The amount of rental charges covering energy expenses  Landlord’s signature  Photocopied and faxed letters of utility cost verification Staff must keep a dated copy with a wet signature on file for each multi-family dwelling. Letter must contain service address, date, and the location of the original signature. This document may be photocopied for insertion into the applicant’s file of other tenants in that building. A newly signed landlord letter must be obtained each program year. Acceptable Documentation must be current to six weeks from intake date and may include one of the listed documents below:  Original or faxed letter signed by landlord/manager  Rental receipt that indicates utilities included in rent  HUD statement showing zero utility allowance 7. Energy/Budget Counseling Applicants must complete Client Education Confirmation of Receipt Form (CSD 321) verifying of energy conservation education and/or budget counseling were provided by staff. 8. Priority Plan 8 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program Applicants must meet CSB's priority plan (for Utility Assistance Only) or meet DCD's priority plan (for Weatherization, LIWP and DOE). CSB will make every attempt to assist the vulnerable population with the lowest income and highest energy cost. Vulnerable population consists of:  families in the household who have children 5 years or younger  elderly members (60 years or older)  have a permanent and/or temporary disability Documentation of vulnerable population must be in applicant's file. Please note: Staff is not required to obtain written documentation to verify disability for any disabled household members, however, it will be to the discretion of staff to request it from the applicant, should it be reasonable. 9. File Documentation All applications must have the following documents in their file:  Energy Intake Form (CSD43)  Statement of Citizenship or Non-Citizenship Status for Public Benefits (CSD 600)  Provide a copy of a current monthly utility bill plus any past due notices if applicable  Copies of the total gross monthly income for ALL household members 18 years and older  If applicable, Certification of Income and Expenses (CSD 43B)  Client Education Confirmation of Receipt (CSD321)  If Applicable: Birth Certificates or documentation verifying any children ages 0-5 in the household and ID required for any household members 60 years or older.  If Applicable: Account Holder Authorization and Consent Form (CSD 081) 10. Utility Bill Balances for Utility Assistance Applicants with a credit balance on their account that is more than double the monthly gas and electric charges must re-apply when the credit balance has been exhausted. A denial notice will be mailed to the applicant. HEAP or Fast Track payment must bring applicants to zero balance. If payment doesn’t bring the balance to zero, the applicant must first make a co-payment to their utility company before a pledge can be made. Proof of payment must be verified by our staff to the utility company prior to pledge being made. On a case by case basis for Fast Track, if the utility bill is higher than the eligible amount, but the eligible amount is sufficient to avoid services being shut off; the application will be processed. If there was an agreement made to avoid services in being shut off between the applicant and their utility company, staff must document the agreement in the applicant’s file. All Fast Track applications will be pledged by staff to the utility company. A pledge is defined as a promise to pay from LIHEAP to utility company. 11. Incomplete Applications 9 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program Once the application is received via fax, mail, walk-ins or email, an acknowledgement letter has to be sent within 15-days of the intake date. Review the application and if there are any missing items to complete the application process, identify the document(s) that are still missing. Staff will complete the following: i. Complete the Missing Documentation Letter. The letter indicates that our agency will give the applicant ten (10) working days to submit the requested missing documentation requested in order to process application. The form will have HEAP’s fax number if they choose to fax it to our office. If applicant does not submit the requested documentation within the timeframe given, their application will be denied. Missing Documentation Letter will have:  Applicant’s full name  Appropriate box(es) checked of the missing documents ii. Staff will print two (2) copies of the Missing Documentation Letter (one to be mailed to the applicant and the other to retain with the file). iii. Incomplete file will be placed in the file cabinet labeled Pending Files drawer. 12. Incomplete Fast Track Applications If there are any missing items to complete the application process, identify the document(s) that are still missing. Staff will do a courtesy call to applicant to discuss and request missing documentation. Staff will follow up with completing the Missing Documentation letter giving the applicant ten working days to submit the missing documentation requested in order to process application (please see steps 1-3 above). Upon receiving missing documentation, the application will still be processed as Fast Track. If applicant makes a payment arrangement with PG&E to avoid disconnection after submitting an application, staff will honor the application as a Fast Track. When an applicant does not submit the requested documents within the timeframe given, staff will mail a denial letter for Incomplete Applications (see procedures for Denial Letters For Incomplete Applications). 13. Ineligible and Denied Applications If an application is ineligible for HEAP or Fast Track services, notification of ineligibility will be mailed in writing. Reasons for ineligibility may include, but are not limited to:  Agency is out of funds  Facts concerning applicant’s eligibility/income calculation are in dispute  Household does not meet the agency’s priority plan (and no disputed facts concerning applicant’s eligibility could impact plan determination) Reasons for denial may include, but are not limited to: 10 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program  Exceeds maximum income guidelines  Missing or insufficient information  Household already served All “DENIED” applications shall receive written notification explaining the reason for the denial and advising the applicant of their rights to appeal. Provide the applicant 10 working days if needed and the opportunity to submit additional information needed to prove eligibility. A letter describing the reason for their ineligibility/denial will be mailed to the applicant and one placed in their file. Denial letters will include an appeal notice (LIHEAP APPEAL FORM). C. Appeal Procedure 1. General Description Contra Costa County residents are entitled to apply for assistance from the Low Income Home Energy Assistance Program (LIHEAP) with their energy cost. The LIHEAP program is funded by the state and federal government, and is administered by the State Community Services and Development Department in Sacramento. Our goal at Contra Costa County Community Services Bureau is to serve the applicant, the best we can. If the applicant has provided all the necessary documentation and meets the income and program guidelines for service they will be approved for assistance. In the event the application has been denied for assistance; the applicant has the right to appeal that decision. The applicant may complete and submit the LIHEAP APPEAL FORM that is mailed along with the denial letter. The applicant has within ten (10) working days from the date of the denial letter to complete and submit it to the office. They may provide any additional proof to determine eligibility. Upon receiving the LIHEAP APPEAL FORM, it will then be forwarded to a staff where he/she will review the LIHEAP APPEAL FORM along with any additional proof submitted by the applicant to determine eligibility. After reviewing the information submitted, the staff will either overturn the denial and process the application or agree with the denial. If the application was approved, the applicant is notified by letter within five (5) working days of the approval of the application. However, if denial stands, the staff will forward the LIHEAP APPEAL FORM along with his/her notes of the review to the next designated staff. The next designated staff will review the information and either overrule the staff’s decision or agree with the current decision. Applicant is notified by letter with the LIHEAP APPEAL FORM within five (5) working days of the decision. The next designated staff will scan the decision letter along with the supporting documents into the HEAPAPPs Folder under PY Appeals Folder. If applicant does not agree with the decision made by the designated staff, the applicant may complete another LIHEAP APPEAL FORM. The LIHEAP APPEAL FORM will then be forwarded to the Program Manager where he/she will review the information and either overrule the designated staff’s decision or agree with the current decision. Then applicant is notified by letter within five (5) working days of the Program Manager’s decision after his/her review. 11 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program If satisfaction is not reached, the applicant still has the option to appeal at the State level by contacting the Department of Community Services and Development in Sacramento, CA by writing to: California Department of Community Services and Development 2389 Gateway Oaks Drive, Suite 100 Sacramento, CA 94833 (866) 675-6623 D. LIHEAP/Fast Track Complaint Procedure  Any complaints are to be handled immediately by staff who receives the complaint.  Any complaints that cannot be resolved by the first contact staff in a reasonable amount of time are to be passed to the next designated staff.  If the complaint cannot be resolved at this level; it will be forwarded to the Assistant Manager or designee Upon resolving the complaint, a written dated account is to be made and filed in the complaint log. E. Weatherization Referrals 1. General Description After the interview process is complete and the applicant is eligible for Utility Assistance, staff will ask and offer weatherization for the applicant's homes. Staff will ask if they are renters or homeowners. Staff will explain that weatherization will improve their home to make it more energy efficient. This could include windows, doors, caulking, weather stripping, heaters, water heaters, stoves, refrigerators and more. All work conducted by weatherization is done at NO COST to landlords with eligible tenants, or eligible property owners. 2. Weatherization for Rental Units If the applicant is renting, they must first ask their landlord to fill out and sign the Energy Service Agreement for Rental Units and Post Weatherization Lead Forms. This is giving the weatherization program permission to go in the home and perform an assessment of the measures needed and perform the weatherization work. The Post Weatherization Lead Form is the only item no t paid by the program and the cost is between $200 and $400. If the landlord does not wish to pay this they can select wish not to pay and sign the form. 3. Weatherization for Home Owners If the applicant owns the home and is eligible for services the applicant can fill out and sign the Energy Service Agreement for Owner and Post Weatherization Lead forms. This is giving the weatherization program authorization to inspect and perform an assessment of the measures needed and perform the weatherization work. The Post Weatherization Lead Form is the only item not paid by the program and the cost is between $200 and $400. If the owner does not wish to pay this they can select 'wish not to pay and sign the form. 12 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program Staff will provide to applicant the Weatherization Forms upon applicant's interest, which includes the following: i. For Rental Units:  Weatherization Program Checklist for HEAP clients  Energy Service Agreement for Rental Units  Energy Service Agreement for Rental Units – Mechanical Ventilation  Energy Service Agreement for Rental Units – Wall Insulation  Post Weatherization Lead Presence Test  CSD Form 081 Client/Customer Consent Form and Authorization ii. For Owner Occupied Units  Weatherization Program Checklist for HEAP clients  Energy Service Agreement for Owner Occupied Units  Energy Service Agreement for Owner Occupied Units – Mechanical Ventilation  Energy Service Agreement for Owner Occupied Units – Wall Insulation  Post Weatherization Lead Presence Test  CSD Form 081 Client/Customer Consent From and Authorization After the forms are completed and signed by the applicant, the applicant must send all documents to the Weatherization office by email at Weatheri@dcd.cccounty.us, mail to 30 Muir Rd., Martinez, CA 94553, visit the weatherization website (http://www.contracosta.ca.gov/4336/Weatherization) or fax at (925) 646-9339. As soon as the Weatherization Program receives the forms, the Weatherization office will contact HEAP to request the applicant’s LIHEAP application. At that time, staff will fax the documents to the Weatherization Program. As soon as the Weatherization Program has a completed application; it will then be reviewed and all eligible applicants will be contacted to start the weatherization home improvements. This will ensure the applicant's home is more energy efficient and will save money on their utility bill. F. LIHEAP and DOE Deferrals 1. Purpose Employees of the Contra Costa County LIHEAP Programs and Department of Energy (DOE) Weatherization Program have the right and responsibility to provide services in a safe and effective manner without undue hazard to intake and assessment staff, installation crews, inspectors, and the households we serve. 2. Scope Employees of the Contra Costa County LIHEAP Programs and DOE Weatherization Program are to adhere to the California Department and Development of Community Services’ (CSD) Deferral Policy when determining eligibility for LIHEAP Programs or DOE Weatherization services up to and including denial of any and all services. 13 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program 3. Description The Contra Costa County LIHEAP Programs and DOE Weatherization Program staff will consult with the Program Manager when any of the following potential deferral conditions are created:  Any act that that is physical or verbal abuse; or  Any threatening behavior or action which is interpreted to carry the potential to: o Harm or endanger the safety of others; o Result in an act of aggression; or o Destroy or damage property. Items to report may include, but not limited to:  Verbal abuse/Foul Language;  Falsification of Information;  Harassment;  Feeling unsafe or uneasy while working with an applicant;  Threatening Violence  Detection of Substance Abuse; or  Discrimination What should staff do if this occurs at the LIHEAP front desk or no Manager is available?  If this situation occurs in the front desk and the applicant is not cooperating, contact the manager to calm the situation.  If the applicant’s behavior is threatening to staff or manager, LIHEAP has the right to refuse service and ask them to leave the office and close the main door for safety.  Applicant’s application will not be accepted for eligibility.  A panic button is available under the front desk counter; it can be pressed if staff is feeling unsafe while working with an applicant. Once the button is pressed, an alert will be sent to the Sheriff Department in which they will show in approximately 15 minutes. In addition, the Contra Costa County Weatherization Program complies with the California Department and Development of Community Services’ (CSD) Deferral Policy requirements that:  Weatherization agencies are required to take all responsible precautions against performing work on homes that could subject workers or applicants to health and safety (H&S) risks.  Applicants must be informed about identified problems and safety concerns, and the reason why weatherization services must be deferred.  The decision to defer work in a dwelling, or in extreme cases, to provide no weatherization services, is difficult but necessary in some cases.  Decision to defer must take place upon discovery, or as soon as practicable. This does not mean that assistance will never be available, but that work must be postponed until the problem(s) can be resolved. Deferrals do not have an “expiration date”. 14 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program The Contra Costa County Weatherization Program staff will consult with the Program Manager when any of the following potential deferral conditions are found:  Applicant has a health condition that would be made worse by weatherization.  Home’s mechanical, electrical, or plumbing system is in such despair that failure is imminent/not correctable within the program.  Home is condemned, under rehabilitation, or applicant’s “hoarding” and/or structural issues make full assessment and/or diagnostic tests not feasible.  Moisture issues are so severe that they cannot be fixed under Minor Envelope Repair.  Combustion appliance safety or Indoor Air Quality fail exists that cannot be reasonably corrected within program parameters.  Lead-based paint present that would create hazard if disturbed.  Applicant is uncooperative, abusive, or threatening to weatherization team members.  Illegal activities are taking place in the home. The Contra Costa County LIHEAP Programs and DOE Weatherization Program has a Zero Tolerance policy that prohibits illegal activity and/or inappropriate behavior towards staff or subcontractors. Such use of abuse/foul language, intimidating actions (including belligerent emails and voicemails), physical harassment, destruction of property, threats to staff, etc., will be documented and will lead to termination from the program and future Deferral from services. G. Quality Assurance: 1. General Description To ensure quality control is being met, staff will conduct random file review of a minimum of 20 files per month. 2. Procedures Staff will use the Utility Assistance Quality Control File Review form to conduct the file reviews. Any errors found in the file, will be corrected in RED and documented on the file review form. The Utility Assistance Quality Control File Review form will be collected from staff and used as a tool for the Program Manager or designee to identify any trends or errors for training purposes. Program Manager or designee shall update the Utility Assistance QA File Review Results. The Utility Assistance QA File Review Results shall be saved by month to monitor the progress or trends. 3. File Review between Community Services Bureau and Department of Conservation and Development To ensure quality control is being met between agencies, CSB and DCD will monitor each other’s application files at least on a quarterly basis. 15 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program H. Confidentiality 1. General Description When a Contra Costa County employee or an applicant to whom an employee has a relationship with is applying for the LIHEAP program, the application is considered Confidential. 2. Procedures Applications considered Confidential will be handled by the assigned staff or designee. Assigned staff or designee will review and determine eligibility. Program Manager or designee must review and sign off on the application before application is processed by assigned staff. All confidential applications will be kept locked in a filing cabinet of which only designated staff will have access to. I. FRAUD 1. General Description Staff who have a good reason, supported by documentary evidence or firsthand knowledge, to suspect that an applicant, utility company employee, another agency, etc, is knowingly, by means of misrepresentation, obtaining, attempting to, or assisting someone else to obtain benefits for which the applicant is ineligible, should report such concerns to an appropriate supervisor. 2. Procedures Fraud is defined as a crime involving a material representation relating to a past or an existing fact which is: false; made with knowledge of its falsity; or in reckless disregard of the truth made in order to obtain a benefit or something of value. Factors to be considered may include, but not limited to:  Whether the incorrect or unreported information affects eligibility  Whether the correct information was, in fact, known to the applicant  Whether the applicant fully understood the eligibility requirements and their responsibility for reporting information  Whether material facts were deliberately/intentionally altered or withheld Staff can evaluate the information provided by applicants and request additional information when reasonably necessary to verify income and their eligibility factors. The agency m ay deny services if the information appears to be insufficient or contradictory, and give the applicant an opportunity to appeal. If the applicant has a fraud case with PG&E for any illegal activity, the application will be denied. They can reapply once their PG&E account is in good standing. Board of Supervisors Approved: 07/30/19 CONTRA COSTA COUNTY EMPLOYMENT & HUMAN SERVICES DEPARTMENT COMMUNITY SERVICES BUREAU POLICIES AND PROCEDURES SECTION 5-Financial & Administrative Requirements 2019-21 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements Section 5 Finance & Administrative Requirements Part I Financial Requirement A Advance Amount for Travel 1 B Travel Reimbursement-County Employees 1 C Travel Reimbursement-Parent Reimbursement for Policy Council Activities 2 D Using Employee’s Own Funds for County Expenditures 2 E Reimbursement for Expenses- Employees 3 F Use of Procurement Cards 4 G Other Compensation 5 H Salary 5 I Bilingual Pay Differential 6 J Accounting Certificate Differential 6 K Management Longevity Pay 6 L Management Paid Personal Leave (Admin Leave) 7 M Unemployment Compensation 7 N Vehicle Use 7 O In-Kind (Non-Federal Share) 8 P Reduced Days of Operation or Attendance Due to Emergency Conditions 10 Part II Administrative Requirements SUBPART I MONITORING A Purpose 12 B Methodology 12 C Multi-Level Monitoring 13 D Fiscal Monitoring of the Delegate Agency by the Grantee 15 E Fiscal Officer or his/her Designee Reviews the Financial Information for Content and Consistency Before Reimbursing Monthly Expenditures 16 F Center Visit Documentation 16 G Client Concern Tracking 16 H Procedures for Review, Analysis and Reporting 17 I The Ongoing Monitoring Plan 18 SUBPART II SELF-ASSESMENT A Self-Assessment Team 18 B Methodology 18 C Parent Involvement 19 D Process of Self-Assessment of Agency’s Program Services 19 E Self-Assessment Results 20 F Monitoring the Plan of Action Resulting from Self-Assessment 20 Part III Record Keeping and Recording A General Description 20 B Personnel Files 21 C Family Files 21 D Client Files for Low Income Home Energy Assistance Program 22 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements E Contract Files 23 F Public Access to County Records 23 Part IV Business Systems A Overview 24 B Facilities 25 C Use of Technology 30 D Equipment and Supplies 30 E Vehicle Usage Policy 36 F Transportation 39 G Emergency Procedures 40 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 1 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements Part I. Financial Requirements A. Advance Amount for Travel Advance amounts for travel are not allowed for County employees. B. Travel Reimbursement-County Employees County employees are allowed compensation for mileage, meals and miscellaneous other travel expenses. Eligible individuals are entitled to claim reimbursement for actual, reasonable, and necessary expenses arising from the discharge of their official duties, subject to limitations established by law and policy. 1. Mileage As authorized by the department head or designee, use of private automobiles may be reimbursed for mileage between an individual’s normal work location and other designated work locations. The reimbursement rate is set by the County, adjusted periodically to conform to IRS approved rates. Please see note in item #4 below for the time frame of submitting mileage reimbursements. 2. Meals Actual expenses, including tax and gratuity, for individual meals will be reimbursed. However, such reimbursement shall not exceed the following individual maximums:  Breakfast: $10.00  Lunch: $20.00  Dinner: $35.00 When away from the normal work area for an entire day, individuals eligible for meal reimbursement may claim reimbursement for the actual cost of each individual meal, notwithstanding the maximum per meal amounts specified above. However, the total amount claimed for the day shall not exceed $65.00. 3. Other Travel Expenses  Bridge tolls, parking; Telephone and facsimile charges required in connection with County business; BART or bus fares; and Tips, parking, and checking fees in accordance with local custom. See County Admin Bulletin #204.13 (02-20-08) regarding expense reimbursement and #111.8 (07-13- 10) regarding travel. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 2 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements C. Travel Reimbursement-Parent Reimbursement for Policy Council Activities Per HSPS 1304.50(f), Policy Council, Policy Committee, and Parent Committee reimbursement- Grantee and delegate agencies must enable low-income members to participate fully in their group responsibilities by providing, if necessary, reimbursements for reasonable expenses incurred by the members (i.e. childcare and transportation). Parents requesting reimbursement should complete and submit Form CSB 325 to the Clerk of the Policy Council who will verify the request and determine the amount of reimbursement. After approval is received from the authorized CSB Manager or Supervisor responsible for Policy Council, a check will be issued, no later than 30 days after the request. Reimbursements are given for approved Policy Council activities only (i.e. monthly PC meetings or committee meetings). Exceptions must be preapproved before reimbursements are issued. Mileage is calculated using distance from home to meeting location. Childcare hours include reasonable travel time to and from meetings and is based on reasonable arrival time to the approved activity. Representatives from the Policy Council attending conferences and out-of-area meetings will be given a per diem allotment for meals and ground transportation, and reimbursed for childcare expenses. Representatives from community partners attending conferences and out-of-area meetings will be reimbursed for meals and ground transportation. Travel requests must be submitted a minimum of 30 days prior to the travel date to allow ample time for approval and advance processing. Upon return from the trip, Liquidation of Cash Advances requires that all receipts must be submitted to the appropriate PC staff person no more than 7 days after return from travel. If receipts are not received within the 7 day timeframe, a verbal reminder will be given by the authorized CSB Manager or Supervisor responsible for Policy Council. If receipts are still not received after a reasonable amount of time, a certified letter will be sent to the representative and a copy will be maintained in the CSB PC travel files. Failure to return receipts within the allotted time will prevent the opportunity to attend future conferences and can prevent reimbursement for other PC activities. *Note-Approved travel reimbursement rates are provided to parents at the beginning of each program year and prior to travel. D. Using Employee’s Own Funds for County Expenditures Only in an emergency should an employee use his/her own funds or personal credit cards to purchase materials/services for a County purpose. An “emergency” is when:  An event occurs which requires material or service to correct a safety hazard, or to prevent damage to facilities or equipment.  A significant program need occurs which will have a significant impact on the goals of the program.  Note: Lack of planning is not considered an emergency. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 3 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  While it is not encouraged, employees may purchase minor items that would not meet the criteria of an emergency as stated above. The purchase of minor items that are required to meet program needs must: o Be approved by the Assistant Director (AD) in writing if under $100.00. o Anything over $100.00 must be approved by the Director, Division Manager or designee. E. Reimbursement for Expenses – Employees Employees will be reimbursed for approved, necessary eligible expenses, provided that reimbursement requests are made on the appropriate forms, in a timely manner and with receipts. When employees incur expenses for an approved purpose, one of the following procedures occurs for getting reimbursed: 1. Petty Cash Most of the emergencies involving minor purchases can be met by use of the department’s petty cash fund maintained in each Division Administrative Office. Normally, this fund is to be used for general office needs and for minor emergency requirements. A supervisor or employee may present a request for petty cash approved by an Assistant Director, to the Petty Cash Fund Custodian for payment. 2. Demand (Form D15*) In the event you are unable to get payment from the petty cash fund, you may use the Demand (Form D-15) to get reimbursed. This form is to be used to reimburse employees for non-travel related purchases. This form should be used for items of small value, as defined above, not related to travel or entitlements. *See EHSD Intranet> Community Services> CSB Forms > Fiscal > Demand D15) 3. Employee Travel Demands* This form is designed for reporting an employee’s expenses relating to travel, mileage, or for other employee benefits or entitlements such as training costs. It will normally not be used for any other purpose. The purpose for each expense must be shown; for example, mileage should show the destination, and the reason for the trip (See Employee Handbook). Note: County regulations allow you to include expenses for only one month on a single Travel Demand. For example, if you have expenses for May and June, you may not combine expenses on one form, but must submit two separate forms - one for May and one for June. Demands are to be submitted to your immediate supervisor for approval. Claims should be submitted within one month of completion of travel. The Bureau has no obligation to pay travel expense reimbursement submitted more than three months following completion of the travel. If an employee has over three months of mileage reimbursement to claim, the employee must submit a request letter, stating the reason for submitting a late claim, to Bureau Director or designee for approval. *See EHSD Intranet> Community Services> CSB Forms > Fiscal > Travel Demand (Form M8154 Rev. 11/09) 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 4 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements F. Use of Procurement Cards County Procurement Cards are assigned to an employee at the discretion of the EHSD Director and CSB Director. Card holders must abide by all policies as stated in the Procurement Card Manual, County Administrative Bulletin 111.8, and County Administrative Bulletin 204.13. CSB card holders must obtain written approval from a Senior Administrative Manager prior to making a purchase to ensure that all expenditures are known about at the time the Approving Official is reviewing and approving the monthly Statement of Account.  The Procurement Card is to be used for official County business purposes only and may not be used for any personal transactions.  Card holders are responsible for adherence to all County Policies and Procedures regardless of whether a transaction is allowed at the point of sale.  The Procurement Card is not intended to avoid or bypass appropriate purchasing procedures.  Each card has a preset transaction, 24 hour, and billing cycle spending limit which varies by card. Employees are not authorized to exceed their spending limits.  Disputes to charges must be made as quickly as possible per County Procurement Card manual.  Authorized Purchases include: o Small Tools/ Computer supplies o Safety/ First Aid o Books/Subscriptions o Office Supplies (If not available through our office supply contractor) o Conference Registration/ Travel ( an approved travel request is still required)  Unauthorized Purchases include: o Repetitive purchases better served under a blanket purchase order o Meals/ Alcohol /Entertainment o Local/ Long distance telephone charges/Internet connection costs o Parking/Fuel o Committee membership/Professional Membership Dues o Services of any kind o Items to be reimbursed through a travel demand o Items available under a County Contract o Cash/ Gift Card/ Gift Certificate/ Money Order, etc. o Fines/Donations o Any expense prohibited under County Administrative Bulletins.  A log must be kept of all purchases which includes: 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 5 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements o Charges split between the appropriate org codes o Original sales receipt/ credit or return receipts/packing slips G. Other Compensation Refer to Contra Costa County Personnel Policies and Procedures. H. Salary Employee salaries are set according to procedures established by the County Board of Supervisors and the Memorandum of Understanding as agreed to by the Board and collective bargaining units. The Salary schedule and range of steps for Community Services Bureau classifications is available in each work location. New employees generally are appointed at the minimum step of the salary range established for the particular class of positions to which the appointment is made. The appointing authority, however, may fill a particular position at a step above the minimum of the range. Upon satisfactory completion of the probationary period, employees receive a salary increase to the next step. The performance of each employee, except those employees already at the maximum salary step of the appropriate salary range, is reviewed on the employee’s anniversary date to determine whether the salary of the employee is to be advanced to the next higher step in the salary range. Advancement is granted on the affirmative recommendation of the appointing authority, based on satisfactory performance by the employee. The appointing authority may recommend denial of the increment o r denial subject to one additional review at some specified date before the next anniversary, with the date set at the time the original report is returned. This decision may be appealed through the Grievance Procedure. Except as provided by County procedures, increments within range shall not be granted more frequently than once per year, nor shall more than one step within range increment be granted at one time, except as otherwise provided in deep class resolutions. Nothing may be construed to make the granting of increments mandatory on the County. If an operating department verifies in writing that an administrative or clerical error was made in failing to submit the documents needed to advance an employee to the next salary step on the first of the month when eligible, the advancement will be made retroactive to the first of the month when eligible. A part-time employee is paid a monthly salary (in the same ratio to the full-time monthly rate to which the employee would be entitled as a full-time employee) as the number of hours per week in the employee’s part-time work schedule bears to the number of hours in the full-time work schedule of the department. Any employee who is appointed to a position of a class allocated to a higher salary range than the class previously occupied - except as provided by County procedures - receives the salary in the new salary 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 6 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements range, which is next higher than the rate received before promotion. If this increase is less than five percent, the employee’s salary is adjusted (to the step in the new range which is at least five percent greater than the next higher step), provided that the next step does not exceed the maximum salary for the higher class. Any employee who is demoted (except as provided under Contra Costa County procedures) will have the salary reduced to the monthly salary step in the range for the class of positions to which he or she has been demoted next lower than the salary received before demotion. If this decrease is less than five percent, the employee’s salary will be adjusted to the step in the new range which is five percent less than the next lower step provided that the next step is not less than the minimum salary for the lower class. Whenever a demotion is the result of layoff, cancellation of position, or displacement by another employee with greater seniority rights, the salary of the demoted employee will be the step on the salary range which would have been achieved if the employee had been continuously in the position to which he/she has been demoted, all within range increments being granted. Whenever any employee voluntarily demotes to a position in a class having a salary range lower than that of the class from which he/she demotes, the salary remains the same if the steps in the new demoted salary range permit. If not, the new salary is set at the step next below the former salary. I. Bilingual Pay Differential A salary differential of one hundred dollars ($100) per month is paid to incumbents of positions requiring bilingual proficiency as designated by the appointing authority and the Bureau Director of Human Resources. The bilingual salary differential is prorated for employees working less than full-time and/or who are on an unpaid leave of absence for a portion of any given month. (Refer to Contra Costa County Management Handbook.) J. Accounting Certificate Differential Incumbents of Management professional accounting, auditing or fiscal officer positions who are duly qualified as a CPA, CIA, CMA or CGFM shall receive a positive differential of five percent (5%) of base monthly salary. (Refer to Contra Costa County Management Handbook.) K. Management Longevity Pay Employees who have completed ten (10) years of appointed service for the County shall receive a two and one-half percent (2.5%) longevity differential. Employees who have completed fifteen (15) years of appointed service for the County shall receive an additional two and one-half percent (2.5%) longevity differential. (Refer to Contra Costa County Management Handbook.) 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 7 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements L. Management Paid Personal Leave (Admin Leave) Un-represented management employees (exempt from payment of overtime) receive paid administrative leave (94 hours per year) annually. All management employees exempt from payment of overtime are authorized paid administrative leave credit for each year, in accordance with current Contra Costa County policies. Use of administrative leave credits may be requested whenever desired by the employee; however, approval of requests is subject to the same department process as used for vacation requests. All unused paid administrative leave will be canceled on December 31 of each year. For further information on management paid administrative leave, see Contra Costa County Admin Bulletin #423.3 (06-23-98). M. Unemployment Compensation Employees of Contra Costa County may be eligible for unemployment compensation. The cost of unemployment compensation is borne by the County. To qualify for unemployment compensation, an employee must:  Be unemployed and registered with the State Employment Development Department for work  Have separated for good cause  Have received minimum base-period wages as currently established by State law or regulation  Comply with regulations in regard to filing claims  Be available to immediately accept suitable work  Be actively seeking work  Be physically able to work On all voluntary resignations, a Notice of Voluntary Termination of Employment (AK-219) must accompany the Notice of Separation (AK-16), and must be immediately forwarded to the Personnel Office, Records Division. On non-voluntary separations, complete details must be attached to the separation notice (with the exception of rejection of probation separation). Refer to County Admin Bulletin #420.1 (01-19-81) for further information. N. Vehicle Use The County establishes policies on the use and operation of vehicles, both County-owned and privately owned, on County business. Please see County Admin Bulletins #507.8 (02-20-08), County Vehicle Operation, and #535 (05-20-10), Use of Private Vehicles, for further information. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 8 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements NOTE: For Contra Costa County’s Policies and Procedures, please refer to the Contra Costa County’s Administrative Bulletins and Management Handbook. O. In-Kind (Non-Federal Share) 1. Background The Head Start Act stipulates that the Federal share of the total costs of the Head Start program will not exceed 80 percent of the total grantee budget unless a waiver has been granted (Head Start Act Section 640(b)). If the grantee agency fails to obtain and document the required 20 percent, or other approved match, a disallowance of Federal funds may be taken. Non-Federal share must meet the same criteria for allowability as other costs incurred and paid with Federal funds. 2. Definitions  Allowable Cost: Third party in-kind contributions shall count toward satisfying a cost-sharing or matching requirement only where, if the party receiving the contribution were to pay for them, they would be an allowable cost. Allowable costs are determined by the tests of reasonableness, necessity and allocability as defined in Office of Management and Budget (OMB) Circulars A-21, A-87 and A-122.  In-Kind: Property or services that benefit a grant supported project or program and are contributed by non-Federal third parties without charge to the grantee. In-kind contributions may consist of the value of real property and equipment and the value of goods and services directly benefiting the grant program and specifically identifiable to it. In-kind match is counted for the period when the services are provided or when the donated goods are received and used.  Volunteer: An individual providing a service that is necessary to the operation of the Head Start program at no cost to a grantee agency.  CSB Categories for third party in-kind contributions:  Classroom Help (CH): In-Kind to assist in the classroom.  Field Trip Help (FT): In-Kind to assist supervising children and their activities during a field trip.  Home Visits (HV): Volunteer at Home visits where parent is involved in child- directed activities.  Parent Meetings/Family Events (PM): Volunteer at Parent Meetings: Participating in site based events.  Policy Council Meetings/Subcommittees (PC): Volunteer at Policy Council and approved related events.  Home Activities (HA): Volunteer working on educational goals with child at home.  Donated Goods (DG): Materials donated directly to HS including land, buildings, or space that offset normal operating expenses.  Donated Services (DS): Time provided by professionals within the community on a professional level; i.e. Fire person, fence builder, mechanic, library aide, doctor, dentist, counselor and other professions. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 9 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements 3. Values of third party in-kind contributions will be determined and computed by CSB Fiscal Unit for the following contributions:  Classroom Help  Field Trip Help  Home Visit Volunteer  Site Meeting/Family Events Volunteer  Policy Council Meetings/Subcommittee Volunteer  Home Activities Volunteer 4. Donated Goods and Services (professional) will be determined by the community member or professional delivering the contribution within the standards of reason for the value and goods of the service. 5-CSB Staff will adhere to the following procedures for collection, documentation, calculation and record keeping of Third Party In-Kind contributions:  Head/Lead Teachers: Daily/Monthly o Prepares CSB320 (CSB-320), in-kind form for classroom o Ensures proper completion of in-kind form-Full Name, Type of in-kind contribution, Service Time, signature of volunteer o Submit the CSB320 to Site Supervisor by 1st of each month with the 9400 sign-in sheets  Site Supervisor Monthly o Ensures collection of in-kind forms from every classroom by the 1st of each month o Reviews and monitors forms for completion and accuracy o Sign form indicating review and approval o Follows up with any classrooms submitting zero or low in-kind o Submits the in-kind form to the Cluster Clerk by the 5th of each month with the 9400s  Assistant Director Monthly o Reviews in-kind sheets and signs off o Follows-up with any sites submitting zero or low in-kind o Submits to Cluster Clerk for data entry  Cluster Clerk Monthly o Calculates the total number of in-kind hours per activity for each site o Calculate EHS and, HS separately as directed by CSB fiscal unit o Inputs data into COPA/CLOUDS by the 20th of each month o If a cluster clerk receives in-kind forms after the 15th, hold for next month tracking o Maintains original documents  Fiscal o Determines the in-kind rate calculation for volunteer contributions (Non-professional) Annually 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 10 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements o Monitor volunteer in-kind hours once a month Monthly o Ensure proper value of in-kind rates and calculations  CSM in charge of Parent Involvement / PC Clerk: Monthly o Reviews monthly in-kind data entered by Cluster Clerks o Reports in-kind hours by site as reported to CSM in charge of Parent Involvement o Reports in-kind hours by cluster as reported to Assistant Directors o Provides training and support, as needed, to teachers and/or Site Supervisors o Provides total in-kind contributions as needed or requested P. Reduced Days of Attendance Due to Emergency Conditions 1. Background California Department of Education (CDE) Management Bulletin 10-09 which reminds Agencies that Education Code (EC) 8271 provides against loss of funds due to the circumstances that are beyond the control of the contractor. It states that in the event that operating agencies are unable to operate due to incomplete renovations authorized by administering state agencies, or due to circumstances beyond the control of the operating agency, including earthquakes, floods, or fires, such programs shall not be penalized for incurred program expenses nor in subsequent annual budget allocations. Circumstances beyond the control of operating contractors include, but are not necessarily limited to:  Earthquakes  Floods  Fires  Epidemics  Impassable roads  The imminence of a major health or safety hazard, as determined by the local health department or law enforcement agency  A strike affecting transportation services for children provided by a non-agency entity  Incomplete facility renovations authorized by the California Department of Education, pursuant to California Education Code sections 8277.1 and 8277.2  State of California budget impasse 2. Policy Whenever a contractor’s days of operation are reduced for any of the above reasons, and the reduction in days of operation did not require the contractor to reduce staff through layoffs or unpaid furloughs, the contractor’s governing board, or the executive office for contractors not having a governing board, must adopt a resolution that clearly and fully describes the nature of the emergency condition as well as the specific effect on program operations. The resolution should include: 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 11 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Dates program operation was necessarily suspended or substantially reduced  Daily attendance for both certified and non-certified children for the week prior to the date operation was suspended or reduce Whenever the contractor’s days of operation are reduced because of a state budget impasse and this reduction requires the contractor to reduce staff through layoffs or unpaid furloughs, the contractor may request reimbursement for ongoing administrative and operational expenses that occurred during the emergency closure. The contractor’s governing board, or the executive office for contractors not having a governing board, must adopt a resolution that clearly and fully describes the nature of the emergency condition as well as the specific effect on program operation. The resolution should include:  Dates program operation was suspended  A detailed list of actual program expenses incurred during the period of closure 3. Application Submission Requirements  Whenever an emergency closure happens at any of the CSB or Partner sites that meets the definition of Management Bulletin 10-09 as mentioned above, the Assistant Director (AD) with the responsibility for that site/ASA III (Partner Sites) will: o Inform their Division Manager, Child Development Accountant and State Liaison ASA III of such occurrence as soon as possible. o Obtain a copy of the verification for the emergency closure. This could be in the form of a utility notice, damage assessment report, unusual Incident/injury report etc. o Mark “Non Class Day” for all children affect by the emergency closure for all closure days on CLOUDS via the classroom wall pads or CLOUDS Manual Attendance module. o Obtain the daily attendance for both certified and non-certified children of the impacted classroom/site for the whole week prior to date of emergency closure. The attendance sheet should indicate site, classroom, number of children in that classroom, contract type(s) and date. Please use CLOUDS Manual Attendance Module to print the Attendance for the entire week. o Submit the closure verification and the attendance to the State liaison ASA III. o The State Liaison ASA III will use the above data, verify the attendance and contract types on CLOUDS/CDFS 8501, and submit a request for a board resolution to the Contracts Unit. o Once the board resolution is obtained, the State Liaison ASA III will submit the application to our Early Learning and Care Division (ELCD) consultant for approval in accordance with the Management Bulletin 10-09. o The ELCD and the Child Development Fiscal Services (CDFS) will jointly review 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 12 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements and determine the actual program expenses incurred during the period of closure/reduced operations. o The approval will be submitted to CSB Business System Unit and Fiscal Unit for processing of CDE’s in CLOUDS System and reporting to CA Department of Education respectively. o Business Systems Unit will mark all children’s Attendance as “Excused” for those closure days which were approved by CDE. o Business Systems Unit will update the affected 9400s o Business Systems Unit will provide a new CD 9500/8501 report to Fiscal Unit for processing. Part II. Administrative Requirements Subpart I. Monitoring A. Purpose CSB Ongoing Monitoring is a key management system for ensuring program quality and compliance with Head Start/Early Head Start Performance Standards, California Child Development Title V Regulations, California Desired Results and Environment Rating Scales, NAEYC Standards and Title XXII Child Care General Licensing requirements. Ongoing Monitoring ensures that the program is moving toward achieving its goals and objectives while providing high quality, comprehensive services to the ever- changing needs of the children and families served. CSB is committed to the continuous improvement of our programs through regular and ongoing monitoring of all aspects of our operations. B. Methodology The ongoing monitoring process is comprehensive in scope. The system provides a method to examine service delivery including the tracking of child and family outcomes on an ongoing basis and incorporates a process to connect the results to management systems. Staff at all operational levels participate in the ongoing monitoring process and any identified concerns are communicated in writing to the appropriate staff responsible. Corrections are validated according to specific timelines. Ongoing monitoring occurs on a regular and routine basis to assess systems and program operations for evaluation and continuous improvement of our programs. It includes the review and evaluation of services and systems, documentation of results, tracking and analyzing areas of concern and correction, and validation that correction has been completed. Results of monitoring and completion of corrective actions for findings are shared by the Bureau Director or designee with: EHSD Director, Board of Supervisors, Policy Council, Assistant Directors, Site Supervisors and their staff. Results are used to conduct root cause analysis and develop plans for improvement and program planning. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 13 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements C. Multi-Level Monitoring 1. Center-Level Monitoring is conducted by Site Supervisors, Comprehensive Services Assistant Managers, Clerks, and Teachers for the purpose of monitoring day-to-day center operations, delivery of services, and overall health and safety of internal and external environments of children at the center for which they are assigned. Assistant Directors receive monthly reports from Site Supervisors that provide an overview of each of the centers they are assigned to track any concerns as well as highlight strengths and special activities occurring each month. For partner centers, the CSB Partners Unit visits subcontracted centers weekly to monitor the delivery of services and health and safety to ensure ongoing communication. The delegate agency provides monthly communication reports to the Analyst responsible for partners and the delegate agency. 2. Cluster and Content Area Monitoring is conducted by Site Supervisors, Comprehensive Services Managers and Analysts responsible for a specific content or service area to ensure that staff are trained and comply with funding requirements and regulations around a specific content or service. CSMs and Analysts review trends across centers and services and identify risks or concerns and provide ongoing training as well as targeted training when needed. For partner agencies, the designated Analyst reviews monthly reports and monitoring performed by the agencies and provides support and training as needs are identified. The delegate agency completes its own internal ongoing monitoring. Monthly reports on these activities, including corrective actions, will be submitted to the Analyst overseeing the Partner Unit. 3. Agency-level monitoring is conducted by the CSB Quality Management Unit (QMU). This unit is responsible for conducting compliance and quality monitoring of directly operated, partner and delegate agency centers in six key areas: center monitoring, comprehensive services compliance, need and eligibility, education file monitoring, curriculum fidelity, and Classroom Assessment Scoring System (CLASS™) observations. Corrections for non-compliances are completed by the responsible person at the center and are validated by QMU Comprehensive Services Assistant Manager(s) or designee. The members of QMU or designee will select a random sample of 50% of the non-compliant files and conduct a final review of correction and validation. 4. File Monitoring: Each directly operated; partner and delegate agency center is monitored once per year (July-June). A random sample of 30% of files is reviewed in the areas of need and eligibility, education and comprehensive services compliance. Areas of strengths and non-compliances are documented on CLOUDS. For centers that do not utilize CLOUDS, information will be extracted to communicate the findings on a Microsoft document version of the tool and feedback form. The site has seven business day to review non-compliances and send questions, concerns, and items that may be considered false non-compliances to the QMU. The monitors will be responsible for reviewing, investigating, and correcting any false non-compliance items on the tools as mentioned by the site, revise and communicate changes to tools if applicable. Four weeks after the 7 business day period, QMU staff will revisit the center to validate 50 percent of the files that had been flagged with items of concerns to ensure that they have been corrected, if applicable. Once validation is completed, QMU staff will send center the Quality Management Unit Feedback Form (CSB 791) to inform whether validation passed or failed. If the files do not pass the 50 percent validation review, a corrective action plan is required. Within eight weeks from validation results, a designee will complete the Quality Management Unit Feedback 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 14 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements Form (CSB 791) addressing a corrective action plan. A CSM or designee will validate the corrective action plan and verify that all corrections have been made. The Quality Management Unit Feedback Form whether center passed or failed validation, must be submitted to CSB-Monitoring@ehsd.ccccounty.us within eight weeks from the date QMU staff sent validation results. i. Center Monitoring: Thirty percent sample of classrooms in the center receives a center monitoring. Areas of strengths and non-compliances are documented on CLOUDS forms. For centers that do not utilize CLOUDS, information will be extracted to communicate the findings on a Microsoft document version of the tool and feedback form. The site has seven days to send questions, concerns, and items that are considered false non-compliances to the QMU. The monitors will be responsible for reviewing, investigating, and correcting any false non- compliance items on the tools as mentioned by the site, revise and communicate changes to tools if applicable. Center based staff will correct non-compliances and document it on CLOUDS forms or Microsoft documents. QMU clerk will monitor to ensure that all corrections are documented within 5 weeks, or notify the Assistant Director or designee to follow-up, as applicable. ii. Curriculum Fidelity Monitoring: All directly operated, partner, and delegate agency classrooms are monitored for curriculum fidelity. QMU monitors the classroom using the Creative Curriculum Fidelity Checklist. Classroom must receive a score in fidelity of medium or better to be complaint. Non-compliant items are marked on the tools and the findings are documented on the feedback forms. After completing the observation period, the monitor will meet with the lead teacher and share observations and ask any questions as needed. Within three days, QMU staff will send the reports to the responsible persons. It is the expectation that all monitoring reports, regardless of type of findings, are shared with the team whose work was reviewed. The site has seven days to send questions, concerns, and items that are considered false non-compliances to the QMU. The monitors will be responsible for reviewing, investigating, and correcting any false non-compliance items on the tools as mentioned by the site, revise and communicate changes to tools if applicable. If there are no non-compliances, the feedback form is signed by the Assistant Director or designee and submitted to CSB-Monitoring@ehsd.cccounty.us within five weeks of monitoring. If there are non-compliances, with five weeks from the monitoring, the Site Supervisors will complete and sign a corrective action plan and submit it to the Cluster's Comprehensive Services Education Manager for approval. The Site Supervisor or designee will submit the signed Corrective Action Plan to CSB-Monitoring@ehsd.cccounty.us. An additional five weeks to have the Comprehensive Services Education Manager validate that the corrective action plan has been implemented and submits it to CSB-Monitoring@ehsd.cccounty.us. iii. CLASS Monitoring: CLASS™ Observations are conducted by a trained CLASS™ reliable observer working with the QMU. Fifty percent of the eligible preschool classrooms will be selected. Selected classrooms receive CLASS™ observations twice in the year. The following year, CLASS™ will be completed for the remaining classrooms that did not receive observations. Ratings below cut-off scores require a corrective action. CSB’s CLASS™ cut-off scores for corrective action may vary from year-to- year as they are established after the National Designation Renewal System trigger scores have been made available. Teachers must receive a score of 6 or better in the domains of Emotional Support and Classroom Organization and a score of 3 or better in the Instructional Support domain. Classrooms review 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 15 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements two twenty-minute observations, twice per year. Within three days, QMU staff will send the reports to the responsible persons. It is the expectation that all monitoring reports, regardless of type of findings, are shared with the team whose work was reviewed. The site has seven days to send questions, concerns, and items that are considered false non-compliances to the QMU. The monitors will be responsible for reviewing, investigating, and correcting any false non-compliance items on the tools as mentioned by the site, revise and communicate changes to tools if applicable. If there are no non-compliances, the feedback form is signed by the Assistant Director or designee and submitted to CSB-Monitoring@ehsd.cccounty.us within five weeks of monitoring. If there are non-compliances, with five weeks from the monitoring, the Site Supervisors will complete and sign a corrective action plan and submit it to the Cluster's Comprehensive Services Education Manager for approval. The Site Supervisor or designee will submit the signed Corrective Action Plan to CSB-Monitoring@ehsd.cccounty.us. An additional five weeks to have the Comprehensive Services Education Manager validate that the corrective action plan has been implemented and submits it to CSB-Monitoring@ehsd.cccounty.us. Data collected from monitoring is compiled into agency reports for review by staff, managers, the Policy Council and Board of Supervisors to inform of agency trends, strengths and areas in need of improvement. All reports and findings are shared with the partner and delegate agencies. The Analyst overseeing the QMU compiles results and findings and distributes reports to senior management, Comprehensive Services Managers, Site Supervisors, center staff, Board of Supervisors, and the Policy Council twice per year. These reports are a high-level representation of the agency’s compliance and non-compliance concerns in the five areas monitored by QMU. Comprehensive Services Managers and senior managers responsible for a content or service area review these bi-annual reports to identify trends and develop staff training. The Bureau Director or her designees will monitor all administrative internal team members with responsibility over service areas. This may include periodic walk-through activities or unannounced visits to sites. Additional information on multi-level monitoring is available in the Appendix of the Policies and Procedures. D. Fiscal Monitoring of the Delegate Agency by the Grantee The Grantee certifies that the Delegate Agency is complying with regulations and generally accepted accounting principles. Monitoring is conducted using the following format:  Monthly Reports: Delegate Agency shall submit monthly financial reports that record cumulative and accrued expenditures and obligations through the end of the contract year. Monthly reports are due on the 20th of each month for the preceding month. Reports shall be submitted on Form M2092 (Monthly Financial Report) and shall include, at a minimum:  Separate reports for Program Accounts 20 and 22 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 16 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Reimbursement reports for the Child Food Program  Line item documentation of administrative expenditures  Copies of contractor’s monthly financial statement and payroll reports  A separate monthly report summarizing the local share reported in the financial report. E. Fiscal Officer or his/her Designee Reviews the Financial Information for Content and Consistency Before Reimbursing Monthly Expenditures Annual On-Site Monitoring: After the annual audit by a Certified Independent Accountant, the Grantee performs an on-site review of the Delegate Agency records using the OHS Monitoring Protocol. This procedure is performed no later than May of each year for the prior award year. The following is monitored:  Accounting Records: Records are reviewed to assure that they adequately identify the source and application of funds for contract-supported activities, and that they are maintained. Records are reviewed to make sure that they contain information pertaining to contract awards, authorizations, obligations, unobligated balances, assets, outlays, income, and liabilities.  Internal Controls: Controls are reviewed for effectiveness, and that accountability is maintained for all contract cash, real and personal property, and all other assets. Contractor is reviewed for adequately safeguarding all such property and that property is used solely for contract purposes.  Budgetary Controls: The actual and budgeted amounts for each contract allocation are compared. The grantee will conduct regular and routine monitoring including delegate agency annual management and fiscal systems review. F. Center Visit Documentation The CSB Director, Assistant Directors, or other Administrative Managers may conduct unscheduled/unannounced monitoring visits at directly operated or partner agency sites. These visits are documented on the Center Visit Documentation form. Any issue requiring a corrective action is documented and validation of correction is assigned and verified upon completion. G. Client Concern Tracking CSB maintains a log to record and track customer concerns/complaints. 1. Site Supervisor and Comprehensive Services Manager Responsibility:  Site Supervisors and CSMs will document all customer complaints on the monthly log and submit to their AD or ASAIII monthly.  A new sheet or document will be used each month. Do not combine months when submitting to AD/ASAIII. At this time this log is not yet posted on CSB Forms or Intranet and 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 17 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements so each SS/CSM should keep a blank template of this log on hand to start a new one each month.  Complaints to be documented include all complaints from the public, enrolled families or families attempting to be enrolled.  The completed monthly log shall be maintained by the SS/CSM. 2. Assistant Director/ASA III Responsibility: Upon receipt of the monthly client concern tracking log, AD or ASAIII will combine all reports onto the Quarterly Complaint Log and submit to their supervisor quarterly. 3. Division Manager/Business Systems Manager Responsibility: The DM or BSM will provide the report quarterly to the Director. H. Procedures for Review, Analysis and Reporting The monitoring analyst will ensure that the data is entered into the Monitoring database and that reports are distributed to all stakeholders, including the Bureau Director, Assistant Director, and Comprehensive Services Managers and site staff. A monitoring results report is also prepared for the Delegate Agency. All monitoring results will be formally submitted to the delegate agency. Issues or corrections cited will be communicated with corrective action requirements as part of the notification. 1. Monitoring Database  The program uses databases designed in-house to track monitoring findings and areas of strength to inform the reporting process and ensure the system is working effectively and efficiently. The analyst responsible for the ongoing monitoring system uses the database to track completion of corrective actions to ensure that closure is established for any item found to be non-compliant.  The databases allow program managers to view trends and isolated incidences and assist them in conducting root cause analysis and plans for improvement as appropriate in a timely fashion.  Non-compliances will be utilized by all staff to: to identify program weaknesses; to correct identified non-compliance issues; and to seek continuous improvement. 2. . Monitoring Reports  Monitoring analyst compiles results and findings such as: program strengths, areas of improvement, site performance reports and other reports as needed.  Reports are disseminated to: senior management, comprehensive services unit, site supervisors, and site staff, Board of Supervisors, and Policy Council.  Monitoring Analyst will complete a semi-annual Root Cause Analysis report and provide roll up summaries within 4 weeks of completion of Period 1 (July-December) and Period 2 (January- June). 3. Root Cause Analysis 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 18 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements Content Area Managers will review semi-annual monitoring reports for trends across their service area and complete a Root Cause Analysis and provide an Ongoing Monitoring Corrective Action Plan in response to areas identified as needing improvement within 4 weeks of report distribution.  Review the monitoring reports for areas needing improvement to address and identify root causes for non-compliances (tangible, materials items failed, something was done incorrectly, system or process to do work requires revision).  Define the problem, collect data, identify possible causal factors surrounding the problem, and identify the root cause.  Submit an action plan to the Assistant Director to recommend and implement solutions, identify responsible persons.  Effectiveness of action plan will be reviewed at the release of the following semi-annual monitoring report. I. The Ongoing Monitoring Plan For more detailed description of the ongoing monitoring system, refer to the Ongoing Monitoring Plan located in the CSB Intranet. Subpart II. Self-Assessment A. Self-Assessment Team The Grantee and the Delegate Agency conduct a joint Self-Assessment each year. The role of the Bureau Director and Delegate Director and/or their designees in the self-assessment process are as “advisor” to team. The analyst responsible for the Self-Assessment is the Team Leader and may be supported by a consultant. Small teams are comprised of grantee and delegate agency management and non- management staff, parents, community partners, and representatives of the Board of Supervisors. A cross-section of staff is represented on each team. Teams are formed beginning in November of each year and finalized in January. B. Methodology 1. Components of the self-assessment monitoring may differ year to year. The team leader and consultant, if applicable, identify sites and classrooms for the self- assessment. The following factors are considered in site selection:  Monitoring results, including recent Federal Review, licensing visits, and assessment Findings  History of site inclusion in last three years of self-assessment  Program options and funding models to ensure all variations are assessed  Representation of Supervisory Districts 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 19 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Site based special initiatives and projects  Operational days 2. The current Office of Head Start (OHS) Program Monitoring Instrument and the Classroom Assessment Scoring System (CLASS™) are the tools used for the self-assessment each year. Slight modifications may be made to the tool by the team leader to streamline it for ease of use by community partners, parents, and board representatives. Other tools may be introduced as needed. 3. A timeline is established which includes ample time for site visits and report writing, scheduled team check-in sessions, and ongoing training and technical assistance. 4. Training is provided to all team members in January of each year and addresses the following items:  Purpose and Approach  Self-assessment process  Methods of collecting applicable data  Timelines  Confidentiality  Reporting procedure used in the “non-compliant” portion of each review team’s report  Report writing format and techniques C. Parent Involvement The Policy Council has a Self-Assessment sub-committee, which forms in November of each year after being provided with a description of the work of the committee. The Policy Council is oriented to the self-assessment process and timeline in November, at which time additional members of the sub- committee are recruited. These parents are trained fully with the rest of the team in January and are paired with an experienced manager to mentor them through the process, if necessary. The varying availability of parents is accommodated to maximize the involvement of all parents who express an interest in participating. Non-English speaking parents are encouraged to get involved and are paired with a staff person who speaks their language. D. Process of Self-Assessment of Agency’s Program Services The Self-Assessment is conducted in February of each year. Each team is assigned specific service areas and several sites to assess and determine compliance. Examples of tasks of the various teams include:  Interviewing appropriate staff, community partners, and parents  Observing the classroom environment  Reviewing documents such as policies, procedures, and service plans  Observing procedures as they are implemented in the field  Completing checklists for health and safety and eligibility 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 20 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements Teams check in regularly to report progress, problem solve questionable compliance areas, and plan their next day. At the conclusion of the data-collecting process, individual teams meet and review their findings, and determine the following:  Program strengths and compliances  Non-compliances  Recommendation of a plan of action to meet compliance  Evaluate the process using a plus/delta approach which is used to inform the process for the next year. E. Self-Assessment Results Individual results of the self-assessment teams are submitted to the Analyst, who consults with the Bureau Director and Delegate Agency Director, and then compiles a complete report of the self- assessment. The written report is sent out to staff, and if non-compliances are found, content area experts are assigned to develop a corrective action plan. Once the corrections are validated (immediately for health and safety items and within 30 days for all other items), the self-assessment report and plan of action are submitted to the Policy Council and Board of Supervisors in March. An approval is obtained for any corrective action plan involved. The final report, inclusive of the validation of submission and/or approval by the Policy Council and Board of Supervisors, is then submitted to the Administration for Children and families (ACF). The results of the self-assessment are to be used in the planning process, in developing and improving program services, and in formulating the program approach, service plans, and goals and objectives for the program. F. Monitoring the Plan of Action Resulting from Self-Assessment Throughout the year, management staff responsible for any areas of non-compliance identified in the self-assessment process shall continue to monitor the status of the corrective action, using the results of ongoing monitoring efforts, to ensure the issue is resolved and continues to remain compliant. Part III. Record Keeping and Reporting A. General Description Record-Keeping and Reporting Systems The effective and efficient reporting system used in CSB meets federal guidelines as spelled out in the Performance Standards Record-Keeping Instruction and the state guidelines as required by state contract and licensing requirements. The system provides for accurate and timely information regarding children, families and staff and 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 21 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements meets the Confidentiality Policy of the bureau. Each area of program services maintains the appropriate record-keeping and reporting systems according to the above mentioned federal and state guidelines to include: child and family records, site safety records, child records, child health records, family records, and personnel records. Systems for maintaining the records, specific to a program service area, are described in each section of these policies and procedures. A file and records system is established/maintained by the Contra Costa County Community Services Bureau personnel office. In addition, copies of certain personnel records pertaining to all permanent staff, including Teacher Assistant Trainees job qualifications are kept at each child care center as required by state licensing. Confidential files and records system shall be maintained in a locked cabinet to include official documents for each staff member.  Procedure for File Transfers: When staff transfers to another site, it is the responsibility of the Site Supervisor at the new site to assure all required personnel files are sent to the new site by communicating with the Site Supervisor of the site from which the employee is transferring.  The following procedures are in place to protect confidentiality of all sensitive material: If files are faxed by CSB Personnel to the employee’s new location, CSB Personnel will contact the site supervisor and request the site supervisor to oversee the fax machine to verify all confidential information is transmitted to the site supervisor only, protecting the employee’s HIPAA rights to privacy.  After the Personnel Staff receives a confirmation from the fax machine, the Personnel Staff will call or e-mail the Site Supervisor to ensure that all the documents sent to that site have been received.  The site supervisor at the employee’s previous location will shred all documents pertaining to the transferred employee, and will send email verification to CSB Personnel when shredding is complete.  Employees have the option of personally transporting their files to their new site. The employee must sign for the file material, and immediately transfer the file contents to their new site supervisor. The site supervisor must send verification to CSB Personnel when proper filing procedures have been completed.  Under no circumstances may files be transmitted by interoffice or pony mail. B. Personnel Files All personnel files are stored in the Personnel Unit in a locked cabinet and in a locked office. The access to the personnel files is granted only to the authorized personnel. An employee’s union representative must have a written authorization from the employee to obtain access to his/her personnel file. When reviewing a personnel file, a member from the personnel staff must accompany the authorized personnel at all times in the closed door office. The authorized personnel must sign, date and write the reasons on the “Access to File” card located in front of each personnel file. C. Family Files 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 22 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements 1. Center Based The Site Supervisor, comprehensive service staff or the head teacher at each site is responsible for maintaining the family’s basic data file at each site. All children’s files must be kept in a locked file cabinet. Access to files is permitted only by authorized personnel. When authorized personnel must access a child’s file, the protocol must be adhered to. Two types of access and removal of a file from the cabinet can take place.  The file is taken off site for audit or review: Authorized staff must record the removal of the file off the site premises on the “Record Keeping Log” located at the site; He/she must log: “check in/out status" by completing the required information on the template.  The file is accessed on site: Authorized staff needing to work on a file on site must pull the file and in its place insert the file check-out card indicating: date, name and signature of staff pulling file. Upon return of the file, staff must sign in verifying the return of the file, and the check-out Card is removed. In both of the above situations, an "Access to File" form must also be completed by the authorized person accessing the file. This is located on the right hand side of the first section of the child’s file. One must indicate date, name, and purpose for accessing the file. Files are kept on site for the current enrollment year until after the annual audit is complete. After the audit, files are prepared to be archived, and sent to a warehouse for storage. Children’s files are kept for five years after our services to the family ends. Files are then shredded. Effective January 1st 2014, any document or record may be maintained on electronic format if it was originally created in an electronic format and kept in its original unconverted electronic format. Documents or records created in paper form cannot be scanned and stored electronically alone. These records must be stored in their original paper format. Independently of being hard copy or electronic format, all records must be kept for at least five years 2. Alternate Payment Program: All family files must be kept in a locked file cabinet. Access to files is permitted only by authorized personnel. Any document or record may be maintained on electronic format if it was originally created in an electronic format and kept in its original unconverted electronic format. Documents or records created in paper form cannot be scanned and stored electronically alone. These records must be stored in their original paper format. Independently of being hard copy or electronic format, all records must be kept for at least five years. After this period, hard copy files will be shredded. D. Client Files for Low Income Home Energy Assistance Program All Client records and documents must be scanned in a secure folder. All scanned and hard copy client records are retained for three years from the contract close out. After three years from the contract close out date, the hard copies are then shredded. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 23 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements E. Contract Files Contract files are stored in designated cabinets in the Contract & Grants Administration office. Contract staff is required to maintain current and accurate records of contract activity. This includes contracts, board orders, insurance verifications, required clearances and Internal Revenue Service (IRS) documentation. The documents are kept in individual contract files, labeled by contractor name and contract number. Board orders are kept with each corresponding contract and in a general board order file, organized by month and year. EHSD Contracts and Grants Unit will maintain a record of all contractors’ files and will include all licensing and program mandated forms. The following documents are maintained by the Contracts & Grants Unit:  Independent Contractor contract files  County Administrator Office Questionnaire for determining Independent Contractor status  Corporation (non-profit and for-profit) Contractor contract files  Contract files for contracts with other legal status, such as general partnership  Contra Costa County Small Business Enterprise award forms (where applicable)  Board of Supervisors board orders  IRS W-9s and IRS W-4s (where applicable)  Certificate of Liability Insurance  Fingerprint clearance form (where applicable)  Current Health Screening Form or proof of current physical exam and TB clearance (where applicable)  Contra Costa County Auditor-Controller Insurance clearance  CSB Contract Request forms, with authorizing signatures F. Public Access to County Records In accordance with the California Public Records Act and the Better Government Ordinance, any person is entitled to inspect and to receive copies of the public records of the County, including records of individual departments. Upon a request for a copy of public records, county staff is to make the requested records available to any person upon payment of applicable fees. Disclosable county records may be inspected anytime during regular business hours. Every attempt should be made to allow prompt inspection of the requested disclosable records. If copies are requested, they should be provided no later than the next business day if possible to do so. i. Disclosable Records: Any existing writings containing information relating to the conduct of the public’s business prepared, owned, used or retained by the County regardless of physical form or characteristics are considered public records and should be disclosed by request. These include, but are not limited to, papers, books, maps, charts, photographs, audio tapes, and video tapes, information stored in non-paper form on a computer or other electronic media and other material. Additionally, writings that are not, in whole or in part, exempt from disclosure under the Public Records Act and the Better Government Ordinance. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 24 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements ii. Exempt from Disclosure Records: Personnel, medical or similar records which cover intimate and personal information such as: employee performance evaluations, employee home address, home telephone number and all personal information are exempt from disclosure. Certain other public employee information may be released: (1) amount of an employee’s gross salary and benefits, job classification, and job duties; (2) Merit board and arbitration disciplinary proceedings and writings submitted in such proceedings; (3) information in case of emergency or need when such disclosure appears reasonable to protect any person’s health or welfare; (4) information for authorized criminal law enforcement purposes; (5) information required by subpoena, testimony or other legal process; (6) information authorized to be released to third parties by the written consent of the effected employee; and (7) any other information, when reviewed and approved by CC County Counsel prior to release. • Investigatory records compiled for correctional or law enforcement purposes such as: records of complaints, preliminary inquiries if a crime or violation has been committed, full investigations, and memoranda “closing” an investigation. • Examination data such as questions, scoring keys, examination data used to administer a licensing, employment or academic examination. • Confidential legal writings such as writings to or from the CC County Counsel to an attorney who represents the County or writings especially prepared for or by the County Counsel providing legal advice, analysis of proposed legislative actions or positions, terms of settlement of litigation, post-negotiation reports. • Health Services contracts between the County and the State and writings related to those contracts. • Particular statutory exemptions related to specific situations such as information about health facilities, assessment records, agricultural information, etc. • Real estate appraisals or engineering studies relating to the acquisition of properties or to prospective construction contracts. • Preliminary drafts, notes, memoranda and “deliberative process”. CSB employees are encouraged to contact Personnel when approached with requests for disclosure of documents by the public. Personnel staff will provide advice or contact County Counsel for additional clarification. In such cases, the employees are expected to provide the requestor/s with timelines in which the requested information will be provided to them. Part IV. Business Systems A. Overview The Business Systems Unit supports the operation of CSB programs by ensuring that CSB has:  Safe, secure facilities.  Technology and related services to effectively manage work.  Safe transportation for travel as necessary and available.  Grant writing leadership and support. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 25 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Ongoing monitoring, planning, and communication systems.  Equipment and supplies necessary to operate a quality program; and  Forums for sharing ideas and implementing continuous improvement. B. Facilities 1. Physical Environment and Facilities  Both CSB and their designated contractors shall endeavor to operate offices and childcare centers that are free of exposure from toxins such as cigarette smoke, pesticides, herbicides, lead, and other air pollutants as well as contaminants from the soil and the water.  Smoking is not permitted under any circumstances on the premises of the centers and is posted as such. Anyone found bringing in a lit cigarette, electronic cigarette, or cigar shall be directed to immediately leave the office/center until the item has been safely extinguished outside of the building.  No center or office shall be sprayed with herbicides or pesticides when children or staff is present.  Each center has a thermostat that must maintain a minimum of 68 degrees F. and a maximum of 85 degrees F.  All plumbing fixtures must be sanitary, safe and in working condition at all times, including hot and cold water availability (a minimum of 105 degrees F. and not to exceed 120 degrees F) and may not serve more than 15 children. i. Children’s Centers-Outdoor Environment The outdoor space must be safe and free from hazards at all times. Each morning, before the children go outside, the Site Supervisor or designee must assess the entire outside area including the sandbox, climbing area, playground surfacing, fences and any other area in use by the children to ensure compliance with state and federal health and safety requirements. This is done by using the “Outdoor Health and Safety Checklist”. If there are hazards on the playground, the Site Supervisor must:  Assess what needs to be done immediately to fix the hazard. If he/she is unable to fix the situation immediately, he/she must make alternate space for the children until the situation is fixed.  Report the hazard to his/her immediate supervisor.  Complete a Facility Work Request after receiving approval from the Site Supervisor. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 26 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  In centers with infants, toddlers and preschoolers, the age groups must be kept separated at all times. ii. Children Centers-Indoor Environment The indoor space must meet applicable state and federal regulations at all times. Each morning, the opening staff member(s) must conduct an indoor health and safety check to ensure the facility is ready for children. iii. Infants Environment The indoor and outdoor spaces for infants must be separate from areas for children of differing ages. Inside it can be a separate room or separated by moveable walls or partitions that have correct square footage in each area. The moveable walls or partitions must be at least four feet high, made of sound absorbing material and designed to minimize injury to infants. The calculation of the indoor space does not include the space used by cribs. The sleeping area must be physically separate from the activity area. This can be accomplished by having a separate room or with the partitions described above. 2. Building Security/Alarms and Maintenance i. Building Closure Procedures are established at each site based on the whether they have an Electronic Access System and/or Building Security Alarm. Each site and the administrative office is responsible for developing and enforcing a building opening and closing procedure. The Site Supervisor or senior staff member is responsible to see that all appropriate staff are informed and trained on the procedure of locking the building and arming the alarm (if applicable). Information on how to contact the alarm company and who to contact for after hour emergencies is posted on the alarm panel. ii. Building Security Alarms Building security alarms are turned on by assigned staff when leaving the site at the end of the day and turned off at the beginning of the day. Assigned staff may not share individually assigned alarm codes unless it’s an emergency situation. If there are problems with arming or disarming the system, staff must call the alarm monitoring company at the phone number shown at the arming station. If assistance cannot be provided over the phone, an alarm technician will be sent to the site. If error codes are present but the system is functioning, staff should submit an electronic work order to Facilities stating the error code. The Security system performs a self-test and displays a trouble code for any required maintenance on a daily basis. An emergency contact list is provided to the alarm monitoring company of staff to contact in case of an alarm being triggered after hours. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 27 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements iii. Fire and carbon monoxide monitoring systems Fire and carbon monoxide monitoring systems are tested annually by the Public Works staff and inspection reports are kept on site. Any identified deficiencies must be repaired and pass re- inspection. Repair work orders are submitted electronically to Facilities by the Site Supervisor along with a copy of the Fire Inspection Report on the day of the inspection. Trouble codes are sent from the alarm system to the monitoring company which alerts the fire department. When the alarm sounds, staff must evacuate the building to the designated evacuation area and wait for emergency personnel. iv. Exterior door alarms Exterior door alarms are located at the top of the door(s) and are to remain active in the “On” position at all times. Alarms can be over-ridden by the use of a key that turns the alarm to the “Off” position and allows access to and from a classroom. The Site Supervisor will submit a work order to Facilities the same day as problems occur, for example the alarm not sounding when the door is opened without turning the key to the “Off” position. The exterior doors alarms are battery operated and beep when a battery becomes weak. Facilities Building Services Workers will replace batteries within 24-hours of receiving a work order request notifying them of a low battery alert. The Safety Officer performs a test of exterior door alarms as part of the monthly health and safety checklist and all problems are reported to Facilities immediately through submission of an electronic work order request. v. Alarmed Push Bars on Half-doors Alarmed push bars on half-doors are located in building entrances and must be armed at all times. The Safety Officer tests all half-doors in the facility as part of the monthly health and safety checklist and all problems are reported to Facilities immediately through submission of an electronic work order request. The Site Supervisor will submit a work order the same day as problems occur, for example when the alarm doesn’t make a sound when opening the door and pressing on the bar, or if the alarm does not reset after the door is closed. A half door that is armed will show a red light on the alarm panel. No light or a green light indicates the alarm is not set. To activate the alarm: the key is turned to the off/green light position, staff waits 30 seconds, and then turns to the on/red light position. Keys to the doors are to be kept out of the reach of children at all times and in a discrete location from visitors. Staff is to demonstrate proficiency in arming the system. Facilities staff will review and provide training on arming the doors upon request. Centers with alarmed push bars on playground gates are to include the testing of the gates in the monthly Health and Safety checklist. Playground gates do not have alarm panels with lights and are armed at all times. vi. Electronic Access Card Systems Electronic access card systems on exterior entry doors maintain the security of the facilities by 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 28 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements limiting access. Staff is issued electronic access cards to sites that work like electronic keys. Exterior doors remain locked from the outside while allowing staff access with their electronic card. The cards are also printed with staff names and photos to be used as identification cards. If an electronic access card is lost or stolen it will be promptly deactivated to maintain the security of the facility. Repairs to access card systems are rarely needed and are made when issues are reported by the Site Supervisor to the Facilities unit through an electronic work order request. vii. Keys Keys for entry to the Community Services Bureau buildings will be furnished by Business Systems per the request of the Site Supervisor or employee’s supervisor. At the time of the issuance of keys, the employee will be requested to sign the Portable Media/Access Policy and key sign out sheet. Upon receiving access to any of the site keys, the staff member is responsible for safe keeping the key and its use as well as to ensure that all building doors are secured prior to leaving the building. Keys are not to be loaned or made available to others and any lost or stolen keys should be reported to Business Systems immediately. For more information, refer to the Portable Media/Access Device Policy. viii. AiPhone (Video/intercom) Systems AiPhone systems are used at some sites to allow staff to easily allow access to families while keeping the facility secure. Visitors to a center press the buzzer outside the entrance and are greeted over the intercom, when they are visually identified the door is unlocked. ix. Video Surveillance Systems Video surveillance systems operate 24 hours a day 7 days a week. The Site Supervisor monitors the surveillance cameras daily and confirms cameras are directed to show a clear unobstructed view of the classrooms, entrances and playgrounds. Any obstructions to the view or misdirected cameras are reported to Facilities through an electronic work order request by the site supervisor the same day as they occur. The Facilities staff will check the video feed from their location and report the problem immediately to Public Works. The facilities unit will work with Public Works to make any necessary repairs within 24 hours of the reported problem. Requests for video footage are made to Facilities by the Site Supervisor or senior management staff through an electronic work order request. Requests must be made as soon as possible as the system only retains footage for up to a week. 3. Acquiring Space The Policy Council must be consulted on the location of space acquired for the program’s use. The space acquired must meet all applicable local ordinances for both classroom and office use. Additionally, all space acquired for classroom use must meet all the state and federal regulations. Negotiation of leases is delegated to Contra Costa County Lease Management and lease costs must be within budgeted amounts designated for such expenditures. Lease Management prepares/finalizes all leases for the Assistant Director’s signature. In addition, the Business Systems 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 29 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements Manager or Division Manager must approve/sign all the leases negotiated for CSB. 4. Use of County Facilities The use of county facilities is covered by the following regulations:  County Property shall be used only for official business. No employee of the Department shall use any County Property for his or her own personal benefit.  Use of County building space by private organizations is regulated by inter-agency agreement.  Departmental officials may make arrangements for posting official announcements on County bulletin boards through the General Services Department. Use of County bulletin boards by private organizations for advertising, except as provided by ordinance for employee organizations, is prohibited.  CSB program managers are responsible for County facilities and property used by employees under their jurisdiction. While controlling and administering use of space/facilities, managers must see that employees do not introduce material which others would find objectionable / offensive for reasons such as different social, political, religious, or moral beliefs.  Solicitation of contributions and sale of merchandise within County buildings except for purposes authorized by the Board of Supervisors is prohibited.  Restrooms and lounge facilities are provided for employee use.  CSB classrooms and offices are not to be used as lunch or coffee rooms.  All facilities serving children must meet applicable state and federal regulations pertaining to health, safety, and developmentally appropriate practice. 5. Document Posting Before classes begin each program year, the Site Supervisor obtains and assures the proper posting or filing of the following documents at each facility and/or classroom:  Evacuation Plan  Fire / Earthquake Drill Schedule  Emergency Guidelines for Illness and Accident First Aid Manual  Emergency phone numbers for fire, police, paramedics, nearest emergency hospital, poison control center, physician, and administrative office  Parents’ Rights Form  Children’s Rights Form  No Smoking signs  Employee Safety Policy Statement  Current license  Any other document mandated by the state or federal government. Note: Children’s contact numbers are never to be posted. 6. Safety Officer For each building which houses CSB personnel, a safety officer has been designated. General responsibilities of safety officers are to: 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 30 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Complete a monthly health and safety checklist.  Instruct co-workers in emergency procedures.  Assist the Supervisor/Manager in charge during an emergency.  Keep track of persons assigned to each building.  Know the conditions under which a building should be evacuated.  Know what procedures/equipment is available for the evacuation of handicapped persons.  Know the location of all primary and alternate building exits and know direct routes to each exit.  After evacuating a building, search to make certain all individuals have left.  When emergency responders arrive, report to them any injured person requiring special attention.  Call roll at the evacuation assembly area and report missing persons to emergency responders.  Know the location of all fire alarms and fire extinguishers.  Know how to operate fire extinguishers.  Know the location of all the first aid and emergency kits.  Know first aid and CPR. C. Use of Technology CSB utilizes a variety of technology throughout the bureau and is supported by the Contra Costa County Department of Information Technology. 1. Child Location Observation Utilization Data System (CLOUDS) CSB uses CLOUDS as its management information system. Staff are required to keep the system up- to-date in accordance with their respective roles in the organization. These roles are detailed in these policies and procedures in each service area. In addition, teachers are responsible for ensuring that parents sign their child in and out electronically. Manual systems are in place for back-up purposes. i. User Support CLOUDS user manuals are posted on the CSB intranet and in the Shared Drive (x:\CLOUDS) that details how to use the system. In addition, training is provided in an ongoing fashion via user groups. New staff is assigned a mentor user to orient them to the system. ii. Ongoing System Enhancements All system enhancements must be requested via the content area expert for the respective portion of the system. Content area experts formally request the enhancement to be placed in the project queue via the CSB Help-Desk System (Track-It). Enhancement requests must include attachments with screen shots and indicate the level of priority with a justification for the priority level. The Business Systems Manager will evaluate all requests and notify requestor of the final decision regarding placement in the project queue. As enhancements are developed, content area experts are required to test them and then to inform staff regarding proper usage of enhancement. User manuals will be updated with finalized enhancements by the vendor. D. Equipment and Supplies 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 31 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements County property, equipment and supplies shall be used for official business purposes only. No employee of the Department shall use any county property for his or her own personal benefit. 1. Procedures for Ordering Materials - Employees and Supervisors i. General Description An employee or supervisor has alternatives for obtaining non-emergency material or services:  Office Supplies - Approved ordering staff at each location prepare an on-line order form. CSB has an approved shopping list of discounted items that should be utilized whenever possible. Items can be added from the general catalog if they are not on the approved list. The completed order is sent electronically to the Assistant Director/Program Manager for approval and submission to the office supply company. Ordering staff can track their order progress online.  Classroom Supplies – Requests for classroom supplies are sent from the Site Supervisor to their Assistant Director for approval. The designated Assistant Director orders classroom supplies for all sites.  Health / Janitorial Supplies – All health and janitorial supplies may be ordered on an online Supply Order Form. Supply orders should be completed on a monthly basis by the Site Supervisor and are approved by the Assistant Director. The order is then sent electronically to the Purchasing Unit for processing.  Open Purchase Order - The County has established a number of Open Purchase Orders (POs) with vendors in the area authorizing certain persons to pick up material and charge it to the CSB account. o If you wish to order materials from these vendors, submit a purchase requisition to your supervisor for approval of the Assistant Director. If approved, it will be forwarded to a person authorized to purchase material under the Open PO by credit card or other arrangement. If an order is over $5,000 it must be signed by the Division Manager. o After the purchase is made, the requisition and the vendor’s receipt will be forwarded to the CSB Accounts Payable Unit. When the bill is received, the Accounts Payable Clerk will match it to the approved requisition and receipt prior to payment. CSB has established Open Purchase Orders with many vendors. A current list can be obtained from Fiscal. If you are making a large number of purchases from a vendor that does not have an Open PO you may request that one be established by contacting the purchasing clerk. CSB Requisition: If there is no Open PO available for the material required, you must submit an approved CSB purchase requisition to your division’s purchasing clerk. After a purchase is made, the requisition and packing receipt must be forwarded as soon as possible to CSB Accounts Payable Unit. When the bill is received the Accounts Payable Clerk will match it to the approved requisition and receipt for payment. ii. Purchasing Procedures - Purchasing Clerks Purchasing clerks are located in the CSB Administrative Office and are responsible for processing 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 32 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements all department requisitions. Once the purchasing clerk receives a CSB requisition he/she has several options of procurement methods depending on the situation. Below is a description of the methods available to the purchasing clerk.  Warrant Request - CSB can normally use a Warrant Request to purchase items with a total cost under $500. This form needs to be signed by the requester and an authorized manager. This procedure is faster than a purchase order as it does not need to be processed by County Purchasing.  CSB cannot use a Warrant Request to purchase any item that can be purchased using an open purchase agreement. In addition, the following items cannot be purchased using a warrant request: o Furniture o Printing Services o Appliances o Professional Services o Cellular Telephones o Building Related Charges  County Requisition (Form REQ) - For vendors not having an Open PO, or not qualifying for a Warrant Request, items are purchased using an approved Purchase Order. The purchasing clerk completes a County Requisition form based on the submitted requisition form and forwards it to the General Services Purchasing Division for preparation of a Purchase Order. There is no dollar limit for a Purchase Order however it can be an extensive process as it may have to go through the County’s procurement process and involve soliciting competitive bids and awarding of the contract to the lowest qualified bidder depending on the dollar amount of the proposed contract. It should be noted that, when time is critical, CSB might ask the Purchasing Division for a PO number. If they agree, CSB is allowed to make the purchase without the normal process.  Equipment Definition: purchase of equipment must adhere to both Grantee policies and guidelines outline in the Contra Costa County Head Start Administrative Manual. (For local purposes, “equipment” is defined as any purchase costing $5,000 or more.) Any equipment/equipment purchase not identified in the annual grant (or subsequent applications) must receive Policy Council, Regional, and Executive Director’s approval. Such requests must be made prior to the end of the Head Start fiscal year (by December 31st of each year). Equipment funded in part or wholly through CA Department of Education must have prior approval on any single item of $5,000.  Supplies: Supplies purchased for CSB programs must be deemed necessary and appropriate by the Bureau Director. (The process for expenditures of funds for supplies is outlined in the procurement procedure on file in the fiscal office. It must be followed.) All expenditures of funds must be approved by the Program Director. 2. CSB Equipment, Toys, Materials, and Furniture i. General Description CSB sites must provide clean sheets and blankets for children’s use at naptime and they are to be washed each week or as needed. If there are not sufficient sheets and blankets, the Site Supervisor must notify the Assistant Director immediately. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 33 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements All play structures and equipment used by the children must meet the following requirements:  Age and developmentally appropriate.  Maintained in good condition.  In sufficient quantity to allow full participation.  Free of health and safety hazards.  Free of toxic substances.  If any material in the environment does not meet the above standards, it must be removed immediately or deemed off limits to the children until it can be safely removed. ii. Infant Furniture  The infant equipment and furniture, inside and outside, must be developmentally appropriate and includes cribs, cots or mats, changing tables and other necessary equipment. The type, height, and size of all furniture and equipment must be age appropriate. There must be a variety of age appropriate washable toys and equipment.  CSB does not use swings, playpens, walkers or high chairs. Walkers may not be kept on the premises. Equipment that is assembled when purchased must not be modified, and if assembly is needed, it must be assembled according to the manufacturer’s instructions.  Supplies containing toxic materials or substances shall not be purchased and used on the centers.  All equipment and furniture must be maintained in good repair, safe condition and disinfected after each use. Equipment must be safe and must not have sharp points or edges or splinters, or be made of small parts that can be swallowed.  Toilets and hand washing sinks must be in close proximity to the activity areas. Infant changing tables must:  Have a padded surface no less than one-inch thick and be covered with washable vinyl or plastic  Have raised sides at least three inches high  Be maintained in good repair and safe condition  While in use, be placed within arm’s reach of a sink  Not be located in the kitchen/food-preparation area Toy storage containers must meet the following requirements:  Lids and the hardware used to hinge lids on boxes or chests must be removed  All edges and corners must be rounded and padded 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 34 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  The container must be well ventilated  The container must be lockable  The container must be maintained in good repair and safe condition  Metal and wood boxes must not have sharp or splintery surfaces Pacifiers must have a shield or guard large enough that the child cannot choke. Rattles must be large enough that they cannot become lodged in the infant’s throat and constructed so that they will not separate into small pieces. It is recommended that all infant sites comply with the US Consumer Product Safety Commission advice for the selection and safe use of children’s toys. Avoid toys with small parts. Look for the age recommendation on labels. Toys should be suited to the skills, abilities and interests of children. iii. Infant Napping Equipment Each crib, mat or cot must be occupied by no more than one infant at a time. For each infant who is unable to climb out of a crib, a standard size crib meeting the following requirements is provided:  Slats must be no more than 2 and 3/8 inches apart.  Tiered cribs are not allowed.  Cribs must not limit the ability of the staff to see the infant.  Cribs must not limit the infant’s ability to stand upright.  The mattress must be at its lowest position.  Cribs will have stationary sides. Crib mattresses must be:  Covered with vinyl or similar moisture resistant material.  Wiped with disinfectant daily when soiled or wet.  Maintained in a safe condition with no exposed foam, batting or coils.  Bumper pads must not be used at CSB facilities.  Each infant must have his/her own bedding used solely for him/her. It must be replaced when wet or soiled or when it is to be occupied by another infant.  Bedding must be changed daily or more often if required, and placed in a container that is inaccessible to children.  Floor mats or cots must be provided for all infants who have the ability to climb out of a crib. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 35 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Cribs, mats or cots must be arranged so that the staff can reach each infant without having to step over or reach over any other infant. Placement must not hinder going in and out of the nap area. 3. Use of County Communication Services i. General Description Communication services are provided for the use of County employees for work-related communications. For example:  The telephone system is provided for the use of Contra Costa County employees in the conduct of their assigned duties. (See EHSD & CSB Internet/Email/IT Standard Usage Policies)  Contra Costa County provides a message service (to forward written material and small packages among various County facilities on a regular route and time schedule). Each work site served posts the time of pickup and delivery; this service is to be used where available (Supervisors have further information regarding this program).  The Contra Costa County Public Works Department provides a centralized United States Postal Service operation. All mail must be processed through this Center (except for emergency situations). Materials to be mailed may be submitted through Messenger Service.  The department pays for all postage charges, but receives reduced costs for bulk and ZIP code mailings. Contra Costa County’s Postal Service is provided for office use of County staff. It is not to be used for personal benefit of employees or the public (Supervisors may be contacted for rules and Regulations regarding United States Postal Services).  Fax machines are available for Contra Costa County use. Telephone numbers for fax machines are listed in the Inter-Office Telephone Directory. CSB implemented the use of E-fax, faxes received and sent by email, and paperless faxing through copiers to switch to paperless faxing. ii. Portable Communication Devices Smart phones, two-way radios, tablets, laptops and wireless modems (collectively referred to as portable communication devices) are utilized by CSB to allow management personnel to stay in communication when away from their primary office, when traveling on business, and in emergency situations. Portable communication devices are county property and are covered under the same requirements as other county property. Employees are responsible for the security of communication devices and are to report lost, damaged or malfunctioning devices to their supervisor as soon as possible after discovery. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 36 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Employees are responsible to ensure the confidentiality and security of information contained on or obtained through communication devices.  All communication on the device is considered county business and as such is not considered personal or private.  Voice messages, text messages, e-mails, photos and other methods of communication or storage of information can be reviewed at any time by appropriate county personnel. This includes call, data and text logs.  Communication devices are to be used for county business only. Inappropriate use of county property, including the personal use of communication devices that cause excess use charges to be incurred whether reimbursed or not, can result in loss of privileges to use county property.  Communication devices are to be used only by the county employee they are assigned to. If devices are to be used by more than one authorized employee they will be assigned to specified employees for a defined time period before reassignment to other employees. (Sites make assignments on the Equipment Check-out Log).  Use of a device for texting while driving, whether in a county vehicle or personal vehicle on county business, is prohibited by state law. Phone calls made or received while driving are strongly discouraged, but are allowed only if possible with the safe use of hands-free devices.  CSB is required to submit reports on the use of the devices to DoIT and the CAO. The reports will contain information specific to each device, including any use of a device that caused additional charges to be incurred, and confirmation of reimbursement of those charges.  As with all county property, each communication device (including accessories) is to be returned upon change of position or separation of employment. Two-Way Radio: In the event of an emergency such as natural disasters, storms and other emergency situations where normal methods of communication are disconnected and all else fails, the use of the two-way portable radios as a primary communication option is a must. Two-way radios have played a vital role as the most reliable form of communication, which is why it is primarily used by the military, law enforcement and other emergency personnel. In the event of an emergency, a transmission will be relayed county wide to all centers from the Administrative office at Civic Court. A “roll call” will be conducted along with center status checks. In some cases, there could be an emergency/event only affecting one particular area of the county. If this is the case, certain centers may be directed to switch to a secondary channel to transmit (our radios have a primary and secondary channel). Please refer to the "Two-Way Radio Guideline" on the CSB Intranet Resource Center under the "Facility Guidelines" folder for information on how to utilize the radios. E. Vehicle Usage Policy 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 37 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements 1. General Procedures CSB maintains vehicles for use by authorized personnel in order to conduct official County business. Policies on the use and operation of vehicles on County business also apply to driving personal vehicles while on County business. Vehicles are reserved through designated clerical staff or vehicle reservation calendars. In an effort to ensure that CSB vehicles are kept in top condition, the following procedures must be followed.  County vehicles can only be used by authorized employees while conducting county official business.  Authorized drivers must have a valid California Driver’s license.  Authorized drivers are to immediately notify their supervisor of any change in the status of their California Driver’s license.  County vehicles are to be used only for authorized county business.  Drivers are responsible for safe driving, including parking in a well-lit area, and locking the vehicle at all times.  Drivers are to be courteous and practice defensive driving and fuel conserving practices.  Authorized drivers are to observe all traffic rules and regulations.  Carpooling in county vehicles is strongly encouraged when multiple employees are attending the same business function.  Employees are prohibited from carrying unauthorized riders while on county business.  Moving, parking and toll violations are the personal responsibility of the driver.  No smoking is allowed in county vehicles.  While the vehicle is in operation no eating or drinking is allowed.  Cell phones and other hand held devices are not to be used while operating a vehicle, unless: o The device is secured in a mounting system to the dashboard (including air vents) or windshield (placed in one of two positions on the windshield - in the lower left or right hand corner). o Can be operated by tapping or swiping the screen with one finger.  All persons driving or riding in a vehicle are to be properly secured with the use of seat belts or other approved restraint systems.  Vehicles are to be returned free of trash or other debris.  Car seats and other cargo should be secured in the cargo area of the vehicle so that they will not become projectiles in case of a sudden stop or accident.  Drivers are to wear appropriate footwear, no backless or loose sandals.  Vehicles are to be returned with a minimum of a half tank of fuel.  County vehicles are to be fueled regularly at the County Fleet station or other approved facilities.  The County credit card is to be used exclusively for purchasing gasoline at authorized fueling centers. (See list of centers and addresses in the vehicle binder fuel tab.)  If the credit card is lost it must be reported immediately to avoid fraudulent use.  County vehicles will be serviced at the Fleet Service Center on Waterbird Way, except in after- hour emergencies.  CSB does not use Fleet loaner vehicles. Contact the Facilities clerk for possible temporary use of another CSB vehicle if necessary.  County vehicles are not to be taken to a personal residence without Sr. Management approval. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 38 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements Vehicle binders and keys are to be returned punctually after vehicle use. It is CSB policy to use a county vehicle when one is available in lieu of using a personal vehicle. If a county vehicle is available it must be utilized unless a supervisor determines that the use of a personal vehicle is justified. Justification for the use of a personal vehicle is documented by the supervisor’s signature on the request for reimbursement of travel expenses. 2.Accident and Maintenance/Repair Reporting Drivers are to report any accident or service need the same day as the occurrence. All accidents must be reported and the proper paperwork to be completed and submitted to Risk Management within 24 hours of the accident. Any unusual sound, odor, low fuel, maintenance light or other indication that the vehicle is malfunctioning or may need service is to be reported to the clerk when returning the vehicle binder. 3.Child Passenger Safety Procedures A child will be transported in county vehicles only if the child is fastened in an approved developmentally appropriate safety seat, seat belt, or harness appropriate to the child’s weight, and the restraint is installed and used in accordance with the manufacturers’ instructions for the car seat and the motor vehicle. Each child must have an individual seat belt and be positioned in the vehicle in accordance with the requirements for the safe use of air bags. Age and size appropriate vehicle child restraint systems shall be used for children under 8 years of age, less than 80 pounds or under 4'9" tall. Vehicle restraint systems should be secured in the back seats only. Children shall ride facing the back of the car until they have reached two years of age or weigh over 40 pounds or are 40 or more inches tall. A booster child safety seat shall be used when the child has outgrown the convertible child safety seat. A vehicle seat belt can only be used when the child is 8 years of age or older, 80 pounds or 4'9" in height. The seat belt only fits properly when the lap belt lies low and tight across the child’s hips (not the abdomen), touching the upper thighs and the shoulder belt lies flat across the shoulder, snugly across the mid chest, away from the neck and face. Never tuck the shoulder belt under the child’s arm or behind the child’s back. The child’s knees should bend easily over the edge of the vehicle seat. Staff transporting children must be aware of the following: The rear of the vehicle is the only place for a child to ride. Staff should use the diagram of the seating plan when placing children in a vehicle. Lap-belt only positions can only use the 5-point harness car seats. Shoulder and lap belt positions close to the sliding door should be last position to seat a child. The car seat and seat belts should be checked before each use to make sure they are installed correctly and that the belt straps are not twisted. Empty car or booster seats should be strapped in with the seat belt system or stowed in the cargo area away from the passengers. No loose items should be on the floor. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 39 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements The following are child passenger safety basics for each type of car seat:  Rear-Facing o Must ride rear facing until at least 2 years of age, weighs 40 pounds or is 40" tall o Do not bundle or swaddle; no heavy clothing o Harnesses at or below shoulder level o Harnesses snug and flat across infant o Retainer clip at armpit level o Must ride at a 45 degree angle o Seat secured tightly to vehicle with less than 1 inch of movement side-to-side and forward  Forward-Facing o Children 2 years of age and 40 pounds but weighing less than 80 pounds or under 4'9" tall, ride either in a convertible or forward facing seat in the forward facing position o No heavy clothing o Harnesses above shoulder level and in reinforced slots o Harnesses snug and flat across infant o Retainer clip at armpit level o Generally ride fully upright o Seat secured tightly to vehicle with less than 1” of movement side-to-side and forward o Top tether in use when available and appropriate  Belt Positioning Boosters o For children who have outgrown the car seat but do not yet fit the adult lap/shoulder belt o Lap belt crosses pelvis or top of thighs o Shoulder belt crosses chest o Middle of child’s head is below the top of the vehicle seat or booster F. Transportation While CSB does not provide direct transportation services to and from the centers each day, the Site Supervisor or Comprehensive Services team member must assess the needs of each family upon enrollment and attempt to make reasonable effort to assist if the family is in need of transportation services to the center. Transportation services are offered for the following:  To / from socialization activities  To / from Policy Council Meetings  To / from field trip locations 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 40 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements G. Emergency Procedures 1. Gas Leak/Power Outage i. If you detect an odor of natural gas:  Determine where the odor of gas is emanating from.  Contact PG&E at (800)743-5000.  Contact the local Fire Department.  Evacuate the building (if you feel there is an immediate threat to children and staff).  If the gas odor emanates from outside the building, close all windows and doors and remain inside.  Contact your Supervisor and Facilities. ii. Power Outage:  Have your flashlight ready to move through darkened areas.  Contact PG&E at (800)743-5001.  Contact your Supervisor and Facilities. 2. Shelter in Place In the event of a chemical release, safety sirens in Contra Costa County's industrial corridor will sound to alert the public. If you hear the sirens, or are told to Shelter-in-Place, emergency officials recommend that you Shelter, Shut and Listen: • Lap Belts – use only 5-point Harness Seats. No Boosters • Shoulder Lap with Star (*) is the last Shoulder Harness to fill • No loose items in the vehicle • Unused car or booster seats are strapped in or removed from the passenger area of the vehicle. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 41 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Stay inside.  Close all windows and secure doors (locking provides a tighter seal).  Close the center.  Post the Shelter-In-Place notification sign on the front of the building or  Suite doors.  Children, staff and any visitors are to remain inside the building*.  Turn off all ventilation systems such as heating or air conditioning.  If there are gaps in windows or doors, seal with tape or damp towels.  Have an AM radio for emergencies and tune to KCBS, 740 AM for more information. *No one (with the exception of First Responders) will be allowed to enter or exit the building until the Shelter-in-Place is lifted 3. Earthquake You cannot tell from the initial shaking if an earthquake will suddenly become intense, so always Drop, Cover and Hold On immediately (Center staff must assist children first)!  DROP to the ground (before the earthquake drops you!).  COVER your head and neck with your arms and seek shelter by getting under a sturdy desk or table, if nearby.  HOLD ON to your shelter and be prepared to move with it until the shaking stops. i. Indoors: Drop Cover and Hold On. Avoid exteriors walls, windows, hanging objects, mirrors, tall furniture, large appliances, and kitchen cabinets with heavy objects or glass. However, do not try to move more than 5-7 feet before getting on the ground. Do not go outside during shaking! The area near the exterior walls of a building is the most dangerous place to be. Windows, facades, and architectural details are often the first parts of the building to break away.  If you are unable to Drop, Cover, and Hold on: If you have difficulty getting safely to the floor on your own, get as low as possible, protect your head and neck, and move away from windows or other items that can fall on you.  In a wheelchair: Lock your wheels and remain seated until the shaking stops. Always protect your head and neck with your arms, a pillow, a book, or whatever is available. ii. Outdoors: Move to a clear area if you can safely do so; avoid power lines, trees, signs, buildings, vehicles, and other hazards. 4. Fire i. If a fire occurs, GET OUT, STAY OUT, and CALL FOR HELP: 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 42 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Remain calm.  If you smell smoke, activate a fire alarm.  Follow exit route and evacuation procedures for your center/office. Make sure to feel the door before opening it. If it is hot, do not open it, look for an alternate exit. If there is none, remain in the room and call for help. Close the door on your way out to help isolate the fire.  Center staff must sweep the area and ensure all children are evacuated.  Assist all children and those who are unable to exit the building on their own if it will not put yourself at additional risk.  Do not use elevators.  If the area you are in fills with smoke, drop to the floor and crawl to the nearest exit or smoke-free area.  If your clothes catch on fire, immediately STOP, DROP, and ROLL.  Once you are in a safe area, call for help i. You should only attempt to fight a fire if the following conditions exist:  If the fire is small and contained.  You are safe from toxic smoke.  You have a means of escape.  Your instincts tell you it is safe. ii. You should flee a fire if:  If the fire is spreading rapidly or is a large fire.  You are unsure of how to operate the extinguisher.  The extinguisher runs out of agent.  The fire could block your escape route. 5. Severe Weather i. Heat Wave Safety Tip: Elderly persons, small children, chronic invalids, those on certain medications or drugs (especially tranquilizers and anticholinergics) and persons with weight and alcohol problems are particularly susceptible to heat reactions, especially during heat waves in areas where a moderate climate usually prevails. The following safety tips are recommended:  Slow Down, strenuous activities should be reduced, eliminated, or rescheduled to the coolest time of the day.  Individuals at risk should stay in the coolest available place, not necessarily indoors.  Limit sun exposure between 10am and 4pm. Play in the shade, if at all possible. Keep babies under six (6) months of age out of direct sunlight.  Dress for summer. Lightweight light colored clothing reflects heat and sunlight, and helps your body maintain normal temperatures. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 43 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Drink plenty of water or other non-alcohol fluids. Your body needs water to keep cool. Drink plenty of fluids even if you don’t feel thirsty. Persons who (1) have epilepsy, or heart, kidney, or liver disease, (2) are on fluid restrictive diets or (3) have a problem with fluid retention, should consult a physician before increasing their consumption of fluids.  Spend more time in air-conditions places. Air conditioning in a home and other buildings significantly reduces danger from the heat.  Don’t get too much sun. Sunburn makes the job of heat dissipation that much more difficult. Wear sunscreen and reapply per the manufacturer’s directions. ii. Lightning Storms:  When thunder roars, go indoors!  Stay away from windows and doors.  Avoid water, high ground, trees, open spaces, metal objects and find shelter in a building.  Avoid electronic equipment of all types; lightning can travel through electrical systems.  Avoid corded phones, however, cordless or cellular phones are safe to use during a storm.  Avoid concrete floors and walls.  Wait at least 30 minutes after hearing the last clap of thunder before leaving your shelter.  Call 9-11 if a person has been struck by lightning. iii. Flood:  Do not walk through moving water. Six inches of moving water can make you fall.  Never try to walk, swim, drive or play in flood water. You may not be able to see how fast the flood water is moving, see holes or submerged debris.  Beware of low spots, such as underpasses, underground parking garages, and basements as they can become death traps.  Beware that flash flooding can occur. If there is any possibility of a flash flood, move immediately to higher ground. Do not wait for instructions to move.  Beware of streams, drainage channels, canyons, and other areas known to suddenly flood 6. Active Shooter: i. Administration Office:  Be aware of your environment and any possible dangers.  Take note of the two nearest exits in any facility you visit.  If you are in an office, stay there and secure the door.  If you are in a hallway, get into a room and secure the door.  As a last resort, attempt to take the active shooter down.  CALL 9+911 or 911 WHEN IT IS SAFE TO DO SO!  Quickly determine the most reasonable way to protect your own life. Remember that customers and clients are likely to follow the lead of employees and managers during an active shooter situation. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 44 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements o RUN/ESCAPE: If there is an accessible escape path, attempt to evacuate the premises. o HIDE OUT: If evacuation is not possible, find a hiding place. o TAKE ACTION/FIGHT: As a last resort, and only when your life is in imminent danger, attempt to disrupt and/or incapacitate the active shooter. ii. Childcare Centers: Initiate a lockdown: The purpose of a lock down is to keep children and staff inside the building, by securing them inside a classroom or other secure safe are, due to an immediate threat in or around the center.  Remain in the classroom, locking all entry doors if you have the ability to do so  Tie down the door handle(s), if possible, using belts, purse straps, shoe laces, etc.  Turn off all lights  Cover the windows if possible  Create a barricade at the main entry door with anything available (desks, chairs, rolling cabinets, etc.)  Stay clear of any doorways and windows  Try and keep as many barriers between you and any doors and windows  Move children to the safest location in the room  Drop and Cover (Lay as flat as you can, while covering your head)  Silence or place your cell phones on vibrate  No one is allowed to enter or exit any safe areas, until the “all clear” is issued by the Site Supervisor or law enforcement 7. Acts of Violence If you witness an employee or customer threatening violence or becoming overly agitated because of a problem, alert a supervisor immediately. If the person becomes physically menacing, call 9+911/911 or signal for a coworker to make the call.  Remain calm  If someone threatens you with a weapon, remember that the person hasn’t decided to use it yet. They are probably as scared as you are. Remain clam. You might look like the person that is in control. If you panic it might aggravate the situation.  Be courteous and patient  Listen attentively and follow the instructions of the person with the weapon.  Plan an escape route  Try to stay as far away from the person as possible. Pay close attention to your surroundings. Plan an escape route in case the situation becomes more serious. 8. Serious Injury & Illness at work All serious injuries* and illnesses incurred by a County employee or a contractor while on a County site or work assignment, must be reported to Cal/OSHA. (*This includes illnesses that may not be work- related) 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 45 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements Follow the Injury and Illness Reporting Procedure below. Notify your Supervisor and Reni Radeva, PSA III. Immediately means as soon as practically possible, but no longer than eight (8) hours after the employer learns of the incident. Serious Injury or Illness includes:  Fatality, the loss of any member of the body, or any serious degree of physical disfigurement.  Any injury or illness which requires inpatient hospitalization for a period in excess of twenty-four (24) hours for treatment other than medical observation.  Any minor injury or illness which becomes a serious injury. Note: If an employee goes to the hospital directly from work or an AMBULANCE responds to the site, closely monitor the situation and use the Serious Injury Decision Tree to see if a Cal/OSHA report is needed. Injury and Illness Reporting Procedure 9. Dental Emergency: i. In the event of an accident to the tongue, lips, cheek or teeth:  Attempt to calm the child. Report injury/illness immediately to:  Supervisor/Manager  Reni Radeva (PSAIII) Is this a serious injury or illness? See Serious Injury & Illness Reporting Decision Tree  Supervisor/Manager must send the following information to Reni Radeva: o Name(s) and home address(es) for the injured employee(s) o Date & time of accident o Nature of the injuries o Location where injured employee(s) was (were) moved to o Description of the accident  Reni will complete the Serious Injury Report  Report case immediately to Cal/OSHA Supervisor submits Injury/Illness Report (AK-30 or F-150) Provide Employee with Worker’s Comp Claim Form (DWC-1) Yes No 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 46 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements All incidents should be handled quietly and calmly; a panicky child may cause further trauma. Check for bleeding. If the child is bleeding: o Stop bleeding by applying pressure to area; o Wash affected area with clean water; o Apply ice for swelling. If tooth is knocked out, fractured, chipped, broken or loose: o Staff should calm the child; o If injured area is dirty, clean gently; o Place cold compresses on the face in the injured area to limit swelling; o Take the child to a dentist immediately for treatment. If a tooth or teeth are loosened in an accident: o Rinse out child’s mouth; o Do not attempt to move teeth or jaw; o Take the child to the dentist immediately. If tooth is knocked into gums (intruded): o Do not attempt to free or pull on the tooth; o Rinse out the child’s mouth; o Take the child to the dentist immediately. If injury to tongue, cheek, or lips occurs: o Rinse affected area; o Apply ice to control swelling; o Place cold compresses on the face in the injured area to limit swelling; o Take the child to a dentist or physician if bleeding continues or wound is large. ii.Miscellaneous: In the event of any other soft tissue injury, as in the case where the tongue or lips become stuck to an object and the tissue tears: o Stop the bleeding; o Cover the area with sterile petroleum jelly; o Take the child to a dentist or physician. 10.Adult or Child Choking i.Mild Obstruction With a mild airway obstruction, the person is able to cough forcefully or even speak. Do not interfere. If the person can speak, he/she can breathe. Treatment: o Ask the person, “Are you choking?” o If the person can cough forcefully or speak, do not interfere. o Encourage coughing until the obstruction is relieved. o Monitor for progression to a severe obstruction. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 47 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements ii.Severe Obstruction A person with a severe obstruction cannot breathe, cough effectively, or speak. He/she may make a high-pitched sound when inhaling or turn blue around the lips and face. Act quickly to remove the obstruction, or the person will soon become unresponsive and die. Ask the person, “Are you choking?” If he nods “yes” or is unable to speak, tell him you are going to help. Do not leave the person. Stand behind him and reach under his arms. Make a fist with one hand and place it just above the navel, thumb side in. Grasp the fist with your other hand. Perform quick, forceful inward and upward abdominal thrusts until the object is expelled or he becomes unresponsive. iii.Unresponsive Choking Person When a choking person becomes unresponsive, carefully lower the person to the ground. Use CPR to relieve the obstruction. Send a bystander to call 9-1-1. If alone with an adult victim, go call 9-1-1 yourself, then return to perform CPR. If alone with a child victim, call 9-1-1 after 2 minutes of CPR. Perform CPR with the added step of looking in the mouth after each set of compressions. If your see the obstruction, remove it and continue CPR. Continue CPR until the person begins to breathe normally. Chest Thrusts: Chest Thrusts – Large or Pregnant Person If a rescuer cannot reach around the waist of a large person, or the victim is obviously pregnant, use chest thrusts to relieve the obstruction. Place one fist in the middle of the chest on the lower half of the breastbone, with your thumb against the chest. Grasp the fist with your other hand. Pull straight back on the chest quickly and forcefully. Continue until the object is expelled or the victim becomes unresponsive. DMCL # 19-68 Contra Costa County Employment & Human Services Dept. Manual Issued/Revised: 09-30-2019 Distribution:2A, 42, 52, 53 REPLACES: SECTION: PAGE NO.: 1 ISSUED/REVISED: EHSD OMBUDSMAN POLICY SECTION: 23-150 PAGE NO.: 1 EFFECTIVE: 09-30-2019 TABLE OF CONTENTS SECTION / SUBJECT PAGE I.GENERAL ........................................................................................................................................................ 2 II.EHSD REFERRALS: All Except Children & Family Services ................................................................... 3 III.EHSD REFERRALS: Children & Family Services ...................................................................................... 4 EXHIBIT B REPLACES: DMCL # 19-68 Contra Costa County Employment & Human Services Dept. Manual Issued/Revised: 09-30-2019 Distribution:2A, 42, 52, 53 SECTION: PAGE NO.: 2 ISSUED/REVISED: EHSD OMBUDSMAN POLICY SECTION: 23-150 PAGE NO.: 2 EFFECTIVE: 09-30-2019 I.GENERAL A.Purpose: Disputes can and do arise between various parties in relation to any and all of EHSD's programs. The EHSD Ombudsman is a role created to provide customers with a place to seek solutions or an independent explanation of an issue that the customer cannot satisfactorily resolve. There are two procedures for Ombudsman: one for referrals related to Medi-Cal, CalFresh, CalWORKs, Welfare-to-Work, General Assistance, In-Home Supportive Services (IHSS); Adult Protective Services (APS) and Community Services Bureau; and one for Children & Family Services (CFS). The Ombudsman is not an advocate of the customer nor is s/he an advocate of the department. The Ombudsman’s role is to collect and evaluate all of the facts regarding a matter as a neutral investigator. The Ombudsman provides a direct and informal avenue for the mediation of grievances which, in turn, can enhance the relationship between EHSD and the customers/providers/partners/community served, ultimately improving service delivery overall. It is the goal of the Ombudsman to bring about resolution of each situation brought to his/her attention. The Ombudsman process is informal and is not intended to take the place of a state hearing relating to any childcare or benefits programs. Customer/EHSD Issues: The Ombudsman will work with all parties to determine if there was an error or misunderstanding by the Program or the customer, or if there is found to be no basis to the complaint. EHSD confidentiality policies will be maintained at all times. When the Ombudsman receives complaints from EHSD customers/clients/community partners/the public et al, s/he is not an advocate of the complainant or of EHSD. The Ombudsman’s role is to collect and evaluate all of the facts regarding a matter as a neutral investigator. The Ombudsman determines if there is an error, unfairness or harm by the program involved, or insufficient or lack of basis for the complaint. The Ombudsman can make recommendations to correct wrongdoing as a means of improving the service delivery of the program/agency. The Ombudsman will give complainants a place to seek solutions, independent explanations, investigations and recommendations. The process of arriving at resolution of the issue being investigated may involve talking with a worker and/or a supervisor; however, there is no focus in the process of placing blame on either the customer or the employee. The Ombudsman comes from a place of neutrality, with the end point being resolution of an REPLACES: DMCL # 19-68 Contra Costa County Employment & Human Services Dept. Manual Issued/Revised: 09-30-2019 Distribution:2A, 42, 52, 53 SECTION: PAGE NO.: 3 ISSUED/REVISED: EHSD OMBUDSMAN POLICY SECTION: 23-150 PAGE NO.: 3 EFFECTIVE: 09-30-2019 issue, with a “win-win” for the customer and the department. The main purpose of the Ombudsman is to resolve identified issues and promote and maintain good working relationships between all involved parties. Part of this role is to help customers understand the process and their rights and responsibilities. As systemic issues are identified, the Ombudsman will make formal recommendations to the Director of EHSD. II.EHSD REFERRALS: Medi-Cal, CalFresh, CalWORKs, Welfare-to-Work, General Assistance, In-Home Supportive Services (IHSS); Adult Protective Services (APS) and Community Services Bureau. A.Customer Referrals. The following types of customer referrals are appropriate for the Ombudsman: 1.Customers who are having issues with their benefits, such as eligibility issues, benefits were discontinued, overpayment issues, transfer of case to/from another county, receipt of renewal documents in question. 2. Customers who are dissatisfied with an outcome involving his/her case; for example, a reduction in IHSS hours or CalFresh benefit amount. 3. Customer wants to file an appeal but does not know how to go about it.(Note: contacting the Ombudsman does not impact the time to file an appeal through the state process.) 4. Customers who are upset about system issues such as long wait lines, long phone wait times, information submitted but not in the system. 5.Customers who want to make a complaint. Customer may be upset about his/her case, or agitated and being disruptive with staff or causing a scene in the lobby and in need of “supportive listening.” 6. Authorized representatives (AR) of customers call on customer’s behalf with questions about benefits, renewals, overpayment issues. 7.A customer who is difficult to deal with (verbal harassment of worker) may be in need of an intermediary, and Ombudsman can play this role. B.Sources of Referrals. Referrals to the Ombudsman may come from the following sources: 1.EHSD Director and Bureau Directors 2.Direct referrals from Board of Supervisors, legislative offices 3.EHSD Website 4. Workforce Services, Aging & Adult Services and other bureau Managers 5. Ombudsman posters are displayed at each EHSD site REPLACES: DMCL # 19-68 Contra Costa County Employment & Human Services Dept. Manual Issued/Revised: 09-30-2019 Distribution:2A, 42, 52, 53 SECTION: PAGE NO.: 4 ISSUED/REVISED: EHSD OMBUDSMAN POLICY SECTION: 23-150 PAGE NO.: 4 EFFECTIVE: 09-30-2019 6. Ombudsman fliers are available to pick up at information kiosk at each site 7. Reception at each site will provide Ombudsman fliers to customers 8. Contra Costa Health Plan (CCHP) Liaison 9.Direct call from EHSD customers C.Procedure 1.A referral to the Ombudsman can be made via a telephone call to (925) 788-1722 or an e-mail to advocacyandresolution@gmail.com. 2. The Ombudsman will send a telephone or e-mail confirmation to the referent within 24 hours of receipt of referral. The confirmation will inform the referent of the grievance or appeals process. 3. Ombudsman will contact the EHSD customer within 24 hours of receipt of referral. (Note: The Ombudsman uses advocacyandresolution@gmail.com only to communicate with customers and uses EHSD e-mail to communicate with staff). 4.Ombudsman will work with all parties involved to assure best possible outcome. Ombudsman will consult with EHSD bureau management and staff to resolve issues of concern and complaints, and to ensure the proposed resolution is within legal and regulatory requirements. 5. Once issue identified has been resolved, Ombudsman will contact the referent via e-mail or phone to let referent know issue has been resolved. 6.A completed Ombudsman Intake Form that outlines the activities involved in the resolution of each referral as well as final resolution is submitted to the Department Director and Bureau Director. 7. Resolution forms are logged. An annual data report is prepared by administrative staff in the Executive Office and provided to the EHSD Director. III.EHSD REFERRALS: Children & Family Services (CFS) A.Client Referrals. The following types of client referrals are appropriate for the Ombudsman: 1.Clients or providers who are dissatisfied with an outcome involving a case; for example, removal of a child or placement of a child 2.Client or provider wants to file an appeal but doesn’t know how to go about it. .(Note: contacting the Ombudsman does not impact the time to file an appeal through the state process.) 3.Clients or providers who are upset about system issues (such as a limitation on visitation or contact). 4.Clients or providers who want to make a complaint. Client may be upset about his/her REPLACES: DMCL # 19-68 Contra Costa County Employment & Human Services Dept. Manual Issued/Revised: 09-30-2019 Distribution:2A, 42, 52, 53 SECTION: PAGE NO.: 5 ISSUED/REVISED: EHSD OMBUDSMAN POLICY SECTION: 23-150 PAGE NO.: 5 EFFECTIVE: 09-30-2019 case, or agitated and being disruptive with staff or causing a scene in the lobby and in need of “supportive listening.” 5. Authorized representatives (AR) of clients call on clients’ behalf with questions about departmental decisions. 6.A client who is difficult to deal with (verbal harassment of worker) may be in need of an intermediary, and Ombudsman can play this role. B.Sources of Referrals. Referrals to the Ombudsman may come from the following sources: 1.EHSD Director and Bureau Directors 2.Direct referrals from Board of Supervisors, legislative offices 3.EHSD Website 4.Children & Family Services and other bureau Managers 5. Ombudsman posters are displayed at each EHSD site 6. Ombudsman fliers are available to pick up at information kiosk at each site 7. Reception at each site will provide Ombudsman fliers to clients 8.Direct call from EHSD clients or providers C.Procedure 1.A referral to the Ombudsman can be made via a telephone call to (925) 334-0698 or an e-mail to cfsombudsman@ehsd.cccounty.us. 2. The Ombudsman will send a telephone or e-mail confirmation to the referent within 24 hours of receipt of referral. The confirmation will inform the referent of the grievance or appeals process. 3. Ombudsman will contact the EHSD client within 24 hours of receipt of referral. (Note: The Ombudsman uses cfsombudsman@ehsd.cccounty.us only to communicate with clients and uses EHSD e-mail to communicate with staff). 4.Ombudsman will work with all parties involved to assure best possible outcome. This may include meeting at EHSD offices and designated/approved community locations, as necessary to provide information, make referrals and conduct complaint intakes. Ombudsman will not engage in case management with staff or clients. 5.Ombudsman will consult with EHSD CFS bureau management and staff to resolve issues of concern and complaints, and to ensure the proposed resolution is within legal and regulatory requirements. 6. Once issue identified has been resolved, Ombudsman will contact the referent via e-mail or phone to let referent know issue has been resolved. [Note: Due to their nature and Court oversight, some resolutions may not be the outcome desired by the complainant.] A completed Ombudsman Intake Form that outlines the activities involved in the resolution of each referral as well as final resolution is submitted to the Department Director and Bureau Director from which the referral came. REPLACES: DMCL # 19-68 Contra Costa County Employment & Human Services Dept. Manual Issued/Revised: 09-30-2019 Distribution:2A, 42, 52, 53 SECTION: PAGE NO.: 6 ISSUED/REVISED: EHSD OMBUDSMAN POLICY SECTION: 23-150 PAGE NO.: 6 EFFECTIVE: 09-30-2019 7. Resolution forms are logged in by the CFS Admin Secretary. An annual data report is prepared by administrative staff in the Executive Office and provided to the EHSD Director. Page 1 of 6 BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA Adopted this Order on July 11, 2023 by the following vote: AYES: NOES: ABSENT: ABSTAIN: RESOLUTION NO. 2023/274 RESOLUTION OF THE BOARD OF SUPERVISORS ESTABLISHING THE FORMAL GOVERNANCE STRUCTURE FOR THE CONTRA COSTA COUNTY HEAD START PROGRAM The Contra Costa County Board of Supervisors resolves as follows: The formal governance structure for the Contra Costa County Head Start program is established by the Board of Supervisors as follows: I.GENERAL This policy of the Board of Supervisors establishes and describes the formal structure of program governance for the Contra Costa County Head Start program, including the oversight of quality services for children and families and procedures for making decisions related to program design and implementation. To the extent that the provisions of this policy conflict with the provisions of the 2019-2021 Community Services Bureau Policies & Procedures Manual approved by the Board of Supervisors on July 30, 2019 (attached as Exhibit A), this policy will prevail and be given full effect. This policy supersedes Head Start Agency Governance Policy No. 22-60, approved by the Board of Supervisors on October 18, 2022. This policy of the Board of Supervisors, as approved by resolution by the Board of Supervisors, binds the Board of Supervisors to its legal and fiscal responsibilities, as set forth herein. II.REFERENCES A.Head Start Program Performance Standards (45 CFR 1301.2) (see 45 CFR chapter XII) B.Head Start Act section 642(c)(1) (see 42 U.S.C. 9837) C.Contra Costa County Administrative Bulletins 100 (General), 200 (Budget & Fiscal), 300 600 (Payroll & Timekeeping), 400 (Personnel), 500 (Property & Equipment), 600 (Purchasing) Page 2 of 6 D. Employment & Human Services Department Manual, Memoranda, and other requirements III. POLICY OF THE BOARD OF SUPERVISORS A. Governing Body. The five members of the Contra Costa County Board of Supervisors serve as the governing body (“Board”) of the County’s Head Start Agency (“agency”) which operates the County’s Head Start program (“Program”). 1. Responsibilities. The Board shall: a. have legal and fiscal responsibility for administering and overseeing programs under the Head Start Act, including the safeguarding of Federal funds; b. adopt practices that assure active, independent, and informed governance of the Head Start agency, including practices consistent with Head Start Act section 642, subsection (d)(1), and fully participate in the development, planning, and evaluation of the Head Start programs involved; c. be responsible for ensuring compliance with Federal laws (including regulations) and applicable State, tribal, and local laws (including regulations); and d. be responsible for other activities, including: (1) selecting delegate agencies and the service areas for such agencies; (2) establishing procedures and criteria for recruitment, selection, and enrollment of children; (3) reviewing all applications for funding and amendments to applications for funding for programs under the Head Start Act; (4) establishing procedures and guidelines for accessing and collecting information described in Head Start Act section 642, subsection (d)(2); (5) reviewing and approving all major policies of the agency, including: (a) the annual self-assessment and financial audit; (b) the agency's progress in carrying out the programmatic and fiscal provisions in such agency's grant application, including implementation of corrective actions; and Page 3 of 6 (c) personnel policies of the agency regarding the hiring, evaluation, termination, and compensation of agency employees; (6) developing procedures for how members of the Policy Council are selected, consistent with Head Start Act section 642(c), paragraph (2)(B). The number of members for the Policy Council is determined by multiplying the total number of Head Start and Early Head Start slots at each site by 1/60 (one representative for each 60 slots); (7) approving financial management, accounting, and reporting policies, and compliance with laws and regulations related to financial statements, including the: (a) approval of all major financial expenditures of the agency; (b) annual approval of the operating budget of the agency; (c) selection (except when a financial auditor is assigned by the State under State law or is assigned under local law) of independent financial auditors who shall report all critical accounting policies and practices to the governing body; and (d) monitoring of the agency's actions to correct any audit findings and of other action necessary to comply with applicable laws (including regulations) governing financial statement and accounting practices; (8) reviewing results from monitoring conducted under Head Start Act section 641A(c), including appropriate follow-up activities; (9) approving personnel policies and procedures, including policies and procedures regarding the hiring, evaluation, compensation, and termination of the Executive Director, Head Start Director, Director of Human Resources, Chief Fiscal Officer, and any other person in an equivalent position with the agency; (10) establishing, adopting, and periodically updating written standards of conduct that establish standards and formal procedures for disclosing, addressing, and resolving: (a) any conflict of interest, and any appearance of a conflict of interest, by members of the Board, officers and employees of the Head Start agency, and consultants and agents who provide services or furnish goods to the Head Start agency; and Page 4 of 6 (b) complaints, including investigations, when appropriate; and (11) to the extent practicable and appropriate, at the discretion of the Board, establishing advisory committees to oversee key responsibilities related to program governance and improvement of the Program involved. (12) Each Board member shall visit at least one Head Start center in the Board member’s district annually. 2. Monthly Report. A monthly report addressing, but not limited to, the topics specified below will be sent to all members of the Board. The Head Start Executive Director and the Head Start Director will present the monthly report at a public meeting to the Board, who will receive and discuss the report and provide any direction at the meeting. a. Program financial statements including credit card expenditures; b. Program information summaries; c. Program enrollment reports including attendance reports for children whose care is partially subsidized by another public entity; d. Meals and snacks provided through programs of the Department of Agriculture; e. Community needs assessment; f. Communication and guidance from the Head Start Secretary; g. Program information reports; and h. Tracking of complaints, including the status of their resolution and any corrective actions. 3. Conflict of Interest. Members of the Board hold their position as a result of public election. Under Head Start Act section 642(c)(1)(D), members of the Board are authorized to serve as members of the governing body of the agency. Members receive compensation in their capacity as elected members of the Contra Costa County Board of Supervisors and do not receive any additional compensation as members of the governing body of the agency. Members of the Board must not have a financial conflict of interest with the Program, including with the delegate agency. Board members must report to the Program all their immediate family members who are employed by the County or by the delegate agency, and the County will report such information to the Head Start Secretary. 4. Training. The Board will receive annual training, including, at a minimum, governance training. Appropriate training and technical assistance shall be provided to the members of the Board to ensure the Board members understand the information the members receive and can effectively oversee and participate in the programs of the Head Start agency. New Page 5 of 6 Board members who take office after the annual training for that year will receive the annual training within three months after taking office. This training shall be in addition to all existing training requirements for elected officials as required under state law. B. Head Start Oversight Committee. The Head Start Oversight Committee is established, as authorized by 45 CFR 1301.2(c). The Head Start Oversight Committee is an advisory committee of the Board of Supervisors. The Committee is comprised of two members of the Board, appointed annually by the Board. The Committee shall meet every other month, or more frequently as necessary. The Committee will make recommendations to the Board on key responsibilities related to program governance and improvement of the Head Start Program. The Board does not delegate to the Committee any of the Board’s legal and fiscal responsibilities under the Head Start Act or Head Start Performance Standards. C. Head Start Executive Director. The Board designates the Employment & Human Services Department Director as the Head Start Executive Director (“Executive Director”). No Head Start funds will be utilized to pay any part of the incumbent’s salary. The Board does not delegate to the Executive Director any of the Board’s legal and fiscal responsibilities under the Head Start Act or Head Start Performance Standards. The Executive Director has the following duties: 1. To carry out and implement the programmatic and fiscal obligations of the Head Start grant, as directed by the Board; 2. To access and collect information necessary for the Monthly Report (see above) and present the Monthly Report to the Board; 3. To hire, evaluate, and terminate Program employees, including the Head Start Director, in accordance with the applicable Memoranda of Understanding, the Personnel Management Regulations, and the Salary Regulations, all of which were adopted by the Contra Costa County Board of Supervisors; 4. To implement, consistent with this policy and the Head Start Act, the selection of members of the Policy Council at each site, by multiplying the total number of Head Start and Early Head Start slots at each site by 1/60 (one representative for each 60 slots); 5. To recommend, subject to Board approval, actions to correct audit findings pertaining to financial statement and accounting practices and to monitor Program operations to cure the audit findings; and 6. To ensure compliance with all other Head Start Act and Program Performance Standards requirements not otherwise explicitly identified in this policy. Page 6 of 6 D. Policy Council. The Policy Council is elected by the parents of the children currently enrolled in the Program and is comprised of parents of children currently enrolled in the Program, including the delegate agency, and members at large of the community served by the Program, including parents of children formerly enrolled in the Program. The majority of the Policy Council membership must be comprised of parents of children currently enrolled in the Program. The Policy Council is responsible for the direction of the Program, including Program design and operation, and long- and short-term planning goals and objectives, taking into account the annual communitywide strategic planning and needs assessment and self-assessment. 1. Responsibilities. The Policy Council will approve and submit to the Board decisions about the following: a. Activities to support the active involvement of parents in supporting program operations, including policies to ensure that the County is responsive to community and parent needs; b. Program recruitment, selection, and enrollment priorities; c. Applications for funding and amendments to applications for funding for programs, prior to the submission of the funding applications; d. Budget planning for program expenditures, including policies for reimbursement and participation in Policy Council activities; e. Policy Council bylaws; f. Program personnel policies and decisions regarding the employment of program staff, consistent with Head Start Act section 642(c)(1)(E)(iv)(iX), including standards of conduct for program staff, contractors, and volunteers, and criteria for the employment and dismissal of program staff; and g. Developing procedures for how Policy Council members are elected; and h. Recommendations on the selection of delegate agencies and the service areas for such agencies. 2. Conflict of Interest. Members of the Policy Council must not have a conflict of interest with the County, including any delegate agency, and must not receive compensation for serving on the Policy Council or for providing services to the County. 3. Training. Appropriate training and technical assistance shall be provided to the members of the Policy Council to ensure the members understand the information the members receive and can effectively oversee and participate in the programs of the Head Start agency. This training shall be in addition to all existing training requirements for advisory body officials as required under state law. CONTRA COSTA COUNTY EMPLOYMENT & HUMAN SERVICES DEPARTMENT COMMUNITY SERVICES BUREAU POLICIES AND PROCEDURES SECTION 1-PROGRAM GOVERNANCE 2019-21 Board of Supervisors Approved: 07/30/19 EXHIBIT A 1 2019-21 Policies and Procedures Section 1 – Program Governance SECTION 1 PROGRAM GOVERNANCE PART I PROGRAM GOVERNANCE 1 A Service Area 1 B Service Recipients 1 C Program Governance 1 PART II COMMUNICATIONS A General Description 9 B Internal Communication 10 C Internal Communication with Parents 12 D Communications with Governing Bodies and Policy Groups 13 E External Communication 14 F Reporting for County Child Protective Services and State Community Care Licensing 18 G Partner Agencies including the Delegate Agency will follow these reporting steps 22 2 2019-21 Policies and Procedures Section 1 – Program Governance PART I. Program Governance A. Service Area Contra Costa County Employment and Human Services Department, Community Services Bureau (CSB) is the designated Community Action Agency for Contra Costa County. CSB is the Head Start and Early Head Start Grantee for Contra Costa and also administers the California Department of Education Child Development Programs, Community Services Block Grant, Stage II/Alternative Payment Programs, Low- Income Home Energy Assistance and Weatherization Programs. B. Service Recipients The Bureau’s services are directed towards building self-sufficiency among the county’s low-income residents and vulnerable populations. CSB serves pregnant women and children ranging in age from birth through kindergarten, individuals and families. All service recipients served under the various CSB funding streams must meet the eligibility requirements of the funding source. C. Program Governance 1. The Board of Supervisors: The Board of Supervisors (BOS) is a body of publically elected officials. Their role is to oversee the operations of county departments and to exercise executive and administrative authority through the county government and county administration. The BOS is also charged with responsibility and oversight to the Head Start and Early Head Start grants as outlined (please refer to part 8). 2. Policy Council Composition and Formation: The County Board of Supervisors and the Policy Council determine the total size of the Policy Council, procedures for electing parent members, and selection of community representatives. Policy Council composition is reviewed annually to ensure it meets the General Membership guidelines of HSPS 1301.1(a); 1301.3(b)(c). Consideration is given to the number of Head Start and Early Head Start currently enrolled children along with program options (Full Day, Part Day, and Home Base). The following steps explain how to determine Policy Council composition: • Determine the total number of Head Start and Early Head Start slots • Determine the total HS/EHS slots for each site by program option based on the current CSB slot map (HS/Full Day, HS/Part Day, EHS/FD, and Home Base (EHS/HS collectively). Calculate the percentage of each program option (multiply the number of program option slots for each site by the total number of slots). This will give you the percentage of membership that each option should represent. • The number of representatives is determined using the formula 1/60 (1 representative per site for every 60 HS or EHS slots). This information is included in the Policy Council By-laws approved annually by the Board of Supervisors and the Policy Council. The term for members is one year, September to August. Parent representatives will be (re)elected annually by each center’s parent committee. Community representatives will be selected annually. The maximum number of one-year terms an individual can serve 3 2019-21 Policies and Procedures Section 1 – Program Governance is five. No grantee, delegate or childcare partner staff or members of their immediate family may serve on the Policy Council or on the Delegate Agency’s Policy Committee. Immediate family is defined as any parent, child, sibling, grandparent, significate other, co-parent or spouse of staff. At least 51% of the Policy Council members must be parents of currently enrolled children. Reimbursements are provided to parent representatives to support participation in their policy council or policy committee's meetings/activities as stated in the Policy Council Bylaws and Policy Council Handbook. 3. Procedures for Electing Parent Representatives to the Policy Council: The parent committees at each site will elect parent representatives as early as possible in the program year. This is done by voting at the parent meetings. Parent representatives must be parents of currently enrolled children in the program. 4. Procedures for Electing Community Representatives to the Policy Council: Community representatives are enlisted from the local community. They represent past parents and local community agencies. All Community Representatives must be elected by the Policy Council. Membership for Individual Community Representatives is also limited to 5 one-year terms. CFR 1301.3(d)(1)(4) • Past Parent Community Representatives: The past parent representatives must submit a letter to the Policy Council requesting consideration to be a community representative. Letters are read during a business meeting, and the Policy Council must vote to approve the parent’s request. If the Policy Council receives more requests than vacancies, all letters are read for consideration, the Policy Council votes, and the majority decision rules. • Community Agency Representatives: The Policy Council determines which community agencies are invited to participate on the Council. Agencies are drawn from the local community and are familiar with resources and services for low-income children and families. CSB staff and Policy Council members assist by contacting agencies to seek interest in joining and requesting the name of an agency representative to be elected onto the Policy Council as early in the program year as possible. Agency representatives are presented and considered for approval by the Policy Council. 5. Parent Committee: The Parent Committee must carry out at least the following minimum responsibilities:  Advise center staff in developing and implementing local program policies, activities, and services.  Maintain communication between Policy Council and Policy Committee at the delegate level.  Plan, conduct, and participate in informal, as well as formal, programs and activities for children, parents and staff. 6. Policy Council Responsibilities: The Policy Council has policy-making authority and is governed by its By-laws. Annually the Policy Council and Board of Supervisors are oriented to CSB Program Services and receive training on:  Policy Council Roles and Responsibilities 4 2019-21 Policies and Procedures Section 1 – Program Governance  Program Governance responsibilities  Head Start Performance Standards  Head Start Philosophy  Gran Cycle Process  Share Decision Makin Process and Parliamentarian Procedures  County code of Conduct and Conflict of Inters  Eligibility, Recruitment, Selection, Enrollment, Attendance ERSEA A make-up orientation is also provided for members joining later in the program year. A joint training with the Board of Supervisors is also scheduled annually. 7. Governance and Management Responsibilities: The following chart outlines the required Board and Policy Council Approvals: Procedure/Plan/Application Approval Required Frequency of Approval Governing Body BOS Policy Council 1. Planning Procedure (Road Map) (Planning Calendar) X X Annually 2. Goals and Objectives (included in the Grant application) X X Annually 3. Child Recruitment/Selection Procedures (Selection Criteria/ Recruitment Plan) X X Annually 4. Budget and Grant Application X X Annually - and as needed for supplements 5. Self-Assessment Plan for Corrections (if applicable) X X Annually 6. Board Composition Requirements for non-governmental agencies N/A N/A One-time (until changed) 5 2019-21 Policies and Procedures Section 1 – Program Governance 7. Board and PC Conflict of Interest requirements (included in Bylaws) X X One-time (until changed) 8. PC Bylaws - Board approval of PC Composition Procedure for how PC members are selected X X One-Time (until changed) 9. Financial Management Accounting & Reporting Policies including audit X N/A One-time (until changed) 10. Policies and Procedures including: a) Policy defining roles/ responsibilities of governing board members for implementing a high quality program b) Dispute Resolution & Impasse Procedure c) Procedures to resolve community complaints, conduct investigations d) Personnel Policies & Procedures e) Hiring/Termination procedures for Executive, Head Start, Fiscal, HR Directors and program staff. X X One-Time (until changed) Items Requiring Reports to the BOS and PC: Required Report Frequency a) Budget, Credit Card Expenses reports Monthly b) Program Reports Monthly 6 2019-21 Policies and Procedures Section 1 – Program Governance c) Enrollment Reports Monthly d) USDA Meals/Snack Monthly e) Financial Audit Annually f) Self-Assessment Annually g) Community Strategic Planning Goals and Objectives Jan/June Updates h) Communication from the Secretary/Human Health Services As Released i) Program Information Report PIR Annually j) Ongoing Monitoring Results Semi-Annual k) School Readiness Goals-Data As Released (3 times a year) 8. Responsibilities of Board of Supervisors, Policy Council, Employment and Human Services Executive Director and Community Services Bureau Director: i. Background The responsibilities of the Board of Supervisors, Policy Council, and Director of Program Services are described in the Head Start Performance Standards. The Performance Standards describe certain responsibilities for the Director of the Head Start program, leaving decisions regarding other responsibilities to Executive Directors of the local Head Start Grantee. ii. Reference  Head Start Performance Standards, 45 CFR 1301.1 and CFR 1301.5 7 2019-21 Policies and Procedures Section 1 – Program Governance  Policy The Employment and Human Services (EHSD) Director and the Community Services Bureau Director shall ensure that the Policy Council and the Board of Supervisors are routinely and frequently informed of, and trained on, management procedures and functions, as well as the Federal laws and regulatory compliance issues required to ensure a quality program. Mutual communication and understanding between the governing board, the policy council and program management are fundamental prerequisites for a healthy Head Start Program. The EHSD Director and the Community Services Bureau Director will also ensure that the Board of Supervisors has an understanding and appreciation of the Head Start Philosophy and the role of parents and Policy Council in shared governance. Careful and complete communication and planning will ensure effective oversight and appropriate actions and interventions that will foster the mutual understanding and actions of all entities responsible to maintain a quality Head Start Program. iii. Procedures  The Employment and Human Services Department (EHSD) Director will provide a report to the County Administrator’s Office monthly.  Report topics will include all required monthly report items noted in section 7, Enrollment and Average Daily Attendance, and may additionally include, but are not limited to: o Fiscal/budget issues o Personnel matters o Facility issues o Policies and Procedures o Program planning o Annual Self-Assessment o Annual independent audit o Grant development and submission o Correspondence with ACF o Program issues o Regulatory changes o Family Engagement o Planning for joint Board of Supervisors/ Policy Council training activities  The report will be sent monthly to the Health and Human Services Committee of the Board of Supervisors, to be included on the agenda by the Board of Supervisors and provided to the Chair of the Policy Council.  The Employment and Human Services Director and Community Services Bureau Director will jointly meet throughout the program year, individually, with each member of the BOS to review reports, give updates and advice, and train on new regulations and initiatives. 9. Role of Policy Council in the Annual Grant Development Process: Throughout the year, the Policy Council is involved in the grant process through a variety of ways:  The Program Services subcommittee meets throughout the year to review/discuss and update the annual program goals and objectives and the annual parent services budget and activities. 8 2019-21 Policies and Procedures Section 1 – Program Governance  The Fiscal subcommittee meets monthly to develop, adjust and approve the program budget for the coming year’s grant and tracks it throughout the year.  The Policy Council approves the annual program goals and objectives.  The Policy Council reviews the Community Assessment annual updates and the full easement every five years.  The Policy Council also reviews and approves the Annual Planning Calendar, Child Recruitment and Selection Criteria, the Self-Assessment Plan for Corrective Actions, all of which are included in the submission of the Annual Grant Application. Once these components of the grant are reviewed and approved, the Policy Council approves the full grant in the fall before submission to ACF. 10. Resolution of Disputes between the Board of Supervisors and the Policy Council (Impasse Policy) i. Background The Performance Standards require that Head Start grantees establish a policy and necessary implementation procedures for the resolution of internal disputes between the Board of Supervisors and the Policy Council. ii. Reference Head Start Performance Standards, 45 CFR 1301.6 iii. Policy The Chairpersons of the Board of Supervisors and the Policy Council will monitor actions and decisions of each body as they relate to their respective responsibilities. It is the policy of Contra Costa County to resolve any disagreements between the Board of Supervisors and the Head Start Policy Council fairly and within required timelines. Whenever possible, disagreements will be resolved through processes of mediation and conciliation, including discussion, compromise, and consensus seeking between parties, and, if necessary, professional mediation. iv. Administrative Procedure  Informal Resolution: In the event that a conflict exists, they will notify each other in writing within 30 days and give reasons why it does not accept the decision of the other, and then they will initiate informal discussions between representatives of the two bodies and seek a mutually acceptable resolution.  Mediation: If informal resolution is not effective, the Chairpersons of the Board of Supervisors and the Policy Council shall request that the Community Services Bureau Director identify mutually agreeable qualified third party to provide professional mediation services. The mediator will use conciliation, compromise and consensus seeking between the two bodies. The mediation process shall be non-binding.  Arbitration: If no resolution is reached with a mediator, the Chairpersons of the Board of Supervisors and Policy Council shall request that the Community Services Bureau Director identify 9 2019-21 Policies and Procedures Section 1 – Program Governance mutually agreeable arbitrator, whose decision is final. 11. Resolution of Community Complaints i. “Community complaint” is defined as any complaint from anyone other than staff ii. The Policy Council is generally responsible for (and has the legal and fiscal responsibility for guiding/directing/carrying-out the establishment) the method of hearing and resolving community complaints about the Contra Costa County Community Services Bureau iii. Process for Solving Disputes/Complaints: Any parent (enrolled or applying for services) or community member may report a complaint to a program staff member of any of our program/sites, i.e. Site Supervisor, Teacher, Associate Teacher, or Comprehensive Services, Analyst, or clerical staff. If the complaint comes in by phone, the staff member documents that complaint. Complaints may come from sources other than the site, i.e. Board of Supervisors. Anyone receiving a complaint will immediately contact a program manager by phone with the following information:  Step 1: Document the complaint in writing to include the following information: Contact information of the complainant: Name, Address, Phone Number, email (if appropriate); Information Shared: When was the occurrence? Person/s involved? What happened? Where did it occur? And what was the impact? Other information that the complainant wishes to share may also be documented. If the complaint comes in by phone: program staff document call, note time, date and name of the staff member name  Step 2: Complaint goes first to the Site Supervisor who must discuss the details with their Assistant Director within 24 hours of the report. The Assistant Director works with the program staff to attempt resolution within 48 hours.  Step 3: Complaints not resolved within 48 hours will be brought to the attention of the Division Manager, Bureau Director, or their designee.  Step 4: If the complaint is then resolved, the Bureau Director will send a memo to all involved, stating remedial actions to be taken by staff and the time line for these actions.  Step 5: If satisfactory resolution is still not achieved, the Bureau Director will request the EHSD Director to review all documentation. When the complaint is then resolved, the EHSD Director will send a memo to all involved, stating remedial actions to be taken by staff and the time line for these actions.  In addition, Manager, Supervisors and Assistant Directors maintain the "Client Concern Log" to document and track all program concerns/complaints and resolutions. Part II. Communications A. General Description All staff is expected to communicate within the department and externally using the following communication tools: 10 2019-21 Policies and Procedures Section 1 – Program Governance  Common, not technical terms  A professional tone  Assurance that the approach is based on each family’s cultural/linguistic preferences  Adherence to the principles of Facilitative Leadership  Encouragement of a team approach  Ensure that translation services are available when needed B. Internal Communication Employees must follow County policy with regards to courtesy and confidentiality. High staff morale is dependent on friendly greetings, active listening and a display of a helpful attitude toward team members. The following are methods of internal communication with program staff:  Staff summits  Regularly scheduled staff meetings at varying levels, such as: o Senior Administrative Management o Senior Management o Comprehensive Services o Cluster-based o Site-level o Daily Interactions  Staff newsletters  Internal memos  Policies and Procedures  Fax  Email  Short Messaging System(SMS/Texting)  Payroll notices  Telephone  Bureau Reports  Computerized Tracking Systems (CLOUDS)  Video Conferencing System  Annual Planning Calendar  Intranet Internal Communication Expectations: Purpose: to ensure that multi-level communication occurs throughout CSB and that employees at every level of the organization are kept informed of Bureau updates, happenings and changes and has the opportunity to provide feedback. Communication is woven through each of CSB’s values and is critical to the effectiveness of an organization. 11 2019-21 Policies and Procedures Section 1 – Program Governance Communication Expectations:  Supervisors and managers are responsible for sharing critical information and key messages to their staff timely.  Key stakeholders are involved at varying levels in planning, decision-making and communication depending on the decision.  Supervisors/ managers are expected to hold regular, one-one meetings with subordinates, which includes time for feedback, two-way reflective communication and active listening.  Staff are encouraged to provide feedback verbally, through e-mail and written correspondence  Process, relationship and results are valued as equally important in communicating.  Written and verbal commination has a positive intent, respectful tone and encouraging word choice. We are models for one another.  Information communicated is tailored to the audience.  Communication is concise and hits on the key messages/ points.  Communication aides such as visuals and presentations are considered and shared as appropriate.  Email protocol is followed. Protocols are saved on the Intranet at CSB Resource Center/Shared Documents/CSB Policies and Procedures/ E-mail Protocol.  Expectations of next steps are clearly defined at the end of each meeting.  Justification for change and context is clearly explained.  We value the 3R’s (responsiveness, respect, relationships) in our communications.  When starting a new program, policy, project, etc…, identify 2-3 key points to communicate as to why it is important and how it will make it better.  We maintain the intranet as clear and user-friendly as possible to ensure materials are easily accessed; and use hyperlinks whenever possible in sharing information electronically.  Multi-modes and venues are used to communicate key messages including e-mail, newsletters, memos, verbal, presentations, etc. Message Method Audience Frequency Expectation Bureau Strategic Goals/ direction of the organization Memo or presentation All staff Quarterly All staff at every level of the organization knows the direction of the Bureau Department, Bureau-wide changes and updates Memos, Sr Mgt meetings, newsletter, all- staff calls, e- mails All-staff Monthly and Quarterly Staff are kept abreast of changes Communication sessions – circles, focus groups Meetings A selection of staff bureau- wide Bi-annually or as needed Staff are kept abreast of changes and Sr managers hear from staff Year-end report Memo and/or Meeting Presentation All Managers and Supervisors Annually – December/ January PowerPoint or report is shared with all staff by managers and supervisors New staff and promotions e-mail/ and unit meetings Managers and Supervisors As needed Staff know about new hires 12 2019-21 Policies and Procedures Section 1 – Program Governance Message Method Audience Frequency Expectation and/ or specific units Unit changes and updates e-mail, unit meetings, All- Cluster meetings Managers and Supervisors and/ or specific units As needed Staff know about changes Updates/ information Sr Mgt meetings Unit meetings, All-Cluster meeting Sr Mgt Team Monthly New projects, issues, updates, changes are shared and discussed as a team Updates/ information from All-Cluster and Unit meetings Center and staff unit meetings, postings on staff boards Staff Monthly New projects, issues, updates, changes are shared and discussed Updates and quick messages of upcoming events Facebook, etc… All staff and greater community 3X per week or as needed CSB is publically celebrated and upcoming events are shared Other means of communication: Planning calendars, Policies and procedures, Unit reports, Board reports and meeting minutes C. Internal Communication with Parents CSB staff strives to provide exceptional customer service and must always use their best judgment with the utmost professionalism. Every employee is responsible for delivering clear and helpful information to our parents. A key element to ensuring communication is both clear and helpful is to ensure it is delivered in the most supportive manner, place and time. Staff will not address challenging behaviors that may have occurred during the day with parents at pick-up or drop off; instead they will let the parent know that they would like to discuss challenging behaviors and request a time to meet. Staff will not request letters of recommendation from parents; however they may accept an unsolicited letter. Requesting such a letter maybe perceived as intimidating. Instead, parents should be encouraged to complete the Parent Recognition of Staff Excellence for any staff member they feel is providing excellent service and support. The following are methods of communication with parents:  Monthly Policy Council meetings – program planning, policy and financial information is shared  Monthly Policy Council sub-committee meetings  Monthly Policy Council executive board meetings  Monthly parent meetings  Monthly food menu with nutrition guidance  Health Bulletins 13 2019-21 Policies and Procedures Section 1 – Program Governance  Parent surveys  Parent-teacher conferences  Home visits  Quarterly family newsletters  Parent bulletin boards that include: o Upcoming activities; posted memos; health and safety information logs; site emergency procedures; parents’ and child’s rights; and Policy Council minutes and agendas  Daily classroom schedules  Weekly lesson plans  Parent policies and procedures  Dissemination of pertinent information regarding program planning, communications from Office of Head Start, financial reports and grant applications.  Planned site activities  Planned community events  Social Media Tools  Communication with Delegate Agency and Community Childcare Partners: o Regularly scheduled meetings o Regular monitoring o Joint trainings o Appointed members from the delegates on the Policy Council o Joint annual self-assessments  Email  Telephone  Fax  Monthly reports  Short Messaging System (SMS/Texting) D. Communications with Governing Bodies and Policy Groups 1. The Policy Council: Serves as a link between public and private organizations, the Delegate Agency Policy Committee, Subcontractors, the Grantee-Operated Program Site Committees, the Grantee, the County Board of Supervisors and the community it serves. Mutual communication and understanding between the governing board and program management are fundamental for a high quality Head Start Program. 2. Monthly meetings with the County Administrator’s Office: The Employment and Human Services Department (EHSD) Director and the CSB Director also ensure that the Board of Supervisors has an understanding and appreciation of the Head Start philosophy and the role of parents and Policy Council in shared governance. Monthly meetings are held with the County Administrator’s Office to discuss various areas of the program. A meeting report is generated by the EHSD Director and the CSB Director. The meeting’s report is sent monthly to the Health and Human Services Committee of the Board of Supervisors. In addition, the CSB Director and other assigned staff, meet throughout the program year, individually, with each member of the BOS to review reports, tour centers, give updates and advice, and train on new regulations and initiatives. 14 2019-21 Policies and Procedures Section 1 – Program Governance E. External Communication 1. Communication with Partnerships: CSB has several types of Community Partnerships and all of them provide valuable services to our children and parents. Our reputation in the community is often dependent upon the respect and assistance provided to our partners when in contact with them. Every employee is responsible for delivering clear and helpful information to the public at large and to our partners in particular. External Partners include but are not limited to: • State/Local Policy Groups • State Department of Education • Local Planning Council • First Five Commissions • County Departments • Community-based Organizations • Contra Costa County Special Education Local Planning Areas (SELPAs) • Child Care Partners • Policy Forum • Local Education Agencies • Contra Costa County School Superintendents • Contra Costa One Stop Consortium • California Welfare Directors Association Committees • News / Media Outlets 2. Press Calls: i. All press calls should be immediately reported to the CSB Bureau Director and to the Employment & Human Services Department’s Community Relations Director (also known as Public Information Officer or PIO) at (925) 313-1779, or the Executive Secretary at (925) 313-1629 in the Office of the Director for the Employment and Human Services Department. This will guarantee that the CSB and EHSD Directors know which stories and issues are attracting press attention. It will also make it easier for the reporter to be connected with the proper Department spokespersons who can respond fully and accurately. In addition, it will ensure there is proper follow up to meet deadlines, address issues and manage photography. The Community Relations Director will be available to prepare staff for interviews, review the topic of interest and discuss points that will help the interview be complete and accurate while getting the Department’s message across to the public. On occasion, members of the press will take a shortcut into the Department and contact staff directly. If the staff member has been authorized by his/her Bureau Director to respond to the press, they should first notify the Community Relations Director who can assist in managing and maximizing the media opportunity. ii. If the staff person has not been authorized by their Bureau Director to respond to the press, they are required to adhere to the following: 15 2019-21 Policies and Procedures Section 1 – Program Governance  Do not respond directly to print, vocal, and/or visual media representatives;  Politely refer all contacts to the Community Relations Director at (925) 313-1779 or EHSD’s Executive Secretary at (925) 313-1629 in the Office of the Director;  Inform your manager/supervisor immediately;  Provide the following information: date, time, and location of contact  Media representative's name, organization, phone number and deadline;  Summary and nature of the inquiry iii. There are many differing aspects and/or components related to the successful operation of our program. It is unfair for individual staff members to be placed in and/or to place themselves in a position of stating, explaining, and/or formulating policy for the department. An innocent comment intended to project a positive view can be reproduced with a negative spin or violate the right to privacy of our clients. Proposed dialogue when fielding a call from the media:  "I would like to respond to your questions. My concerns rest with preserving and protecting the privacy of our children and their families. Please give me your name, organization, and phone number so that I can properly refer your request.”  Staff with story ideas or events to promote are asked not to contact the press directly, but to contact the Community Relations Director at (925) 313-1779, so these stories can be channeled to the press most likely to cover them. 3. Tools for External Communication are as follows:  Formal/informal agreements  Electronic Newsletters  Regular meetings  E-mail  Short Messaging System (SMS/Texting)  Telephone  Membership activities  Social Media Tools (Facebook/Twitter etc.)  Annual Report  Fact Sheet 4. CSB E-mail Protocol: The following is a basic guideline of enhancing our e-mail communications:  Purpose of an e-mail is: o To Communicate – To get the reader’s attention within few lines of text. o To Document – Send a report, instructions, procedure, information to file, etc.  Only discuss public matters - Ask yourself if the topic being discussed is something you would write on company letterhead or post on a bulletin board for all to see before clicking "send."  Respond in timely fashion- Depending on the nature of the e-mail and the sender, responding within 24 to 48 hours is acceptable. 16 2019-21 Policies and Procedures Section 1 – Program Governance  Avoid using shortcuts to real words- emoticons, jargon, or slang for business e- mails such as “4 u” or “Gr8”, etc.  Be clear on who the recipient is – When there are multiple recipients or Cc’s but one or two specific people who you are directly addressing, address the specific person(s) by name at the start of the email.  Be clear in your subject line – the subject line must match the message. Be succinct and to the point in the subject line. Never leave this blank.  Evaluate the importance of your e-mail - Do not overuse the high priority option unless very necessary. If an immediate or less than 24-hour response is needed, it is better to pick up the phone.  Keep it short and get to the point - State the purpose of the e-mail within the first two sentences. Be clear, and be up front. Anything more should happen in a verbal conversation.  Know your audience - e-mail greeting and sign-off should be consistent with the level of respect and formality of the person you are communicating with.  Refrain from sending one-liners - "Thanks," "Oh, OK" and “Action”; do not advance the conversation in any way. Put "No Reply Necessary" at the top of the e-mail when you do not anticipate a response.  Confidential Information blocked -Do not share any of the following information in e-mail communications: o Credit Card information o Social Security numbers o HIPAA-related medical information ((the Health Insurance Portability and Accountability Act of 1996 addresses the use and disclosure of individuals’ health information) o Username and password  Indicate what response/action you expect - such as “Action needed”, “Response needed”, or, if none “FYI only”. Include a deadline or desired deadline for needed action and responses.  Your e-mail is a reflection of you - Every e-mail you send adds to, or detracts from your reputation. Always include a signature - You never want someone to have to look up how to get in touch with you. You name and contact information should always be included.  Send or copy others only on a need to know basis - Before clicking on the Cc lines, ask yourself if all the recipients need the information in your message.  Beware of the "reply all." - Do not hit "reply all" unless every member on the e- mail chain needs to know.  When not to send an e-mail and pick up the phone - When a topic is sensitive or has many parameters that need to be explained or negotiated and will generate many questions or may generate confusion, do not handle it via e-mail. If the email exchange has gone back and forth more than a few times, it is usually better to continue the conversation by phone. In addition, e- mails should not be used for last minute cancellations of meetings, lunches, interviews, and never for difficult news. Although, if its news you have to deliver to a large group, e-mail is more practical.  Avoid writing in all capital letters – It sends the wrong message and it is hard to read.  Beware of tone – Communicating tone in email is challenging and must be done by thoughtfully choosing words. Sarcasm, for example, is an expression of anger and often comes across hotter than it would in person, where the face and voice assist understanding.  Beware of emotional reply –Too often someone in anger or frustration types off the reply and hits send before taking time to think. After typing the response, it is advisable to take a moment, 17 2019-21 Policies and Procedures Section 1 – Program Governance think, may be take a short break – proof the reply before sending it. • Adding attachments- Send a link instead. • Out of Office- Be sure to add the date of your return and the name of the person to contact in your absence. 4. Social Media Posting Guidelines: These guidelines shall apply to any and all employees who are permitted as authorized users by Contra Costa Community Services Bureau (CSB) to post content on CSB’s social media sites. These guidelines are intended to apply to all official blogs or social media platforms maintained by CSB, including, but not limited to Facebook, Twitter and Instagram. All such activities are referred to as “social media postings” in this document.  Social media posting privileges are granted to the pre-approved CSB Social Media Committee.  The primary and foremost purpose of Contra Costa Community Services Bureau social media platforms is to provide public information and education, to recruit staff and reach out to families that need childcare, and to positively promote the work of our agency, staff and volunteers. The intent is to showcase what our agency does and to communicate with the public via social media outlets.  All authorized CSB social media users shall always be courteous and respectful of all points of view when posting on CSB’s’ social media platforms.  All authorized CSB social media users shall adhere to the CSB brand standards (colors, flyer templates, etc.) in an attempt to ensure the content presented is consistent and visually appealing. Visuals play an important part in social media branding and connectivity to the audience.  In the event that a negative post or comment is placed on any of CSB’s social media platforms, CSB social media posters will not engage in a confrontational, ongoing dialogue. We will instead remove the negative comment and address the issue outside of the public-facing platform, possibly through private messaging if appropriate to follow up/attempt to resolve the issue. This will be done with the assistance of the relevant members of the CSB Leadership Team and approved by the Department Director.  Common sense is typically the best guide when posting content on CSB’s official social media platforms. If you are unsure about a particular posting, please feel free to contact the Social Media Project Manager.  Social media postings for Contra Costa Community Services Bureau (made on official CSB accounts) may be at the direction of the Bureau Director or designees for the exposure of recruitment efforts, special events, program accomplishments etc.  Social media postings must not disclose or refer to any information that Contra Costa Community Services Bureau considers confidential information as per the confidentiality policy. If you have any questions about what constitutes confidential information, please contact the Social Media Project 18 2019-21 Policies and Procedures Section 1 – Program Governance Manager.  If a member of the news media contacts you about a social media posting that concerns the business of the Contra Costa County Community Services Bureau, you must refer that person to one of the following: Bureau Director or the EHSD Community/Media relations Manager.  All CSB social media postings should be made from the perspective of Contra Costa County Community Services Bureau, reflecting our policies, procedures and positions. Social media posts should not reflect any individual’s personal point of view or positions.  Employees need to adhere to the Hatch Act, whose main provision prohibits employees of the federal government and local government employees who work in connection with federally funded programs from engaging in any form of political activity. No lobbying is allowed.  Be responsible, be nice, have fun and connect F. Reporting for County Child Protective Services and State Community Care Licensing The purpose of these policies and procedures are to provide all department employees with instructions on what specific steps they must take to properly handle any incident involving an abused and/or neglected child, the injury of a child, or a potential child’s rights violation. It is important to note that while all employees are charged with the responsibility of reporting incidents involving an abused and/or neglected child, only the EHSD Director or Bureau Director or designee is charged with the responsibility of reporting potential child’s rights violations to State Community Care Licensing. In addition, this policy is intended to make clear the procedure for reporting incidents that may occur both off site and on site. 1. Definitions:  CCL (State): The acronym for State Community Care Licensing, which is a Division of the State of California Social Services Department, and which is responsible for the licensing of the Department’s Child Care facilities.  EHSD Director: The Director of the Employment and Human Services Department  Bureau Director: The Director of the Community Services Bureau.  CFS (County): The acronym for Children and Family Services, formerly Child Protective Services, which is a bureau of the County’s Employment and Human Services Department and is mandated by the Federal and State government to assess and investigate all referrals which allege that a child is endangered by abuse, neglect, or exploitation.  Major Injury: Any incident involving a child that requires the intervention of any medical professional (examples of medical professional include: medical advice nurse, hospital, clinic, doctor, ambulance service, emergency room).  Minor Injury: Any incident involving a child that does not require the intervention of any medical professional as noted above.  Child’s rights violations: Any incident that occurs at a Community Services Bureau facility and involves an employee, contractor, or volunteer of the Department that might violate either the Head Start Code of Conduct or the rights of a child in accordance with State Child Care 19 2019-21 Policies and Procedures Section 1 – Program Governance Licensing Regulations. All employees, at all levels, are expected to follow the policies and procedures so that accurate and timely reporting can be assured to both the County CPS and the State CCL. 2. Reporting to CFS:  Any employee or contractor who knows or suspects that a child has been abused and/or neglected off site should immediately inform and discuss his/her concerns with the direct supervisor.  Reports shall be made to Child Protective Services in accordance with mandated reporting responsibilities and laws. A report to the Community Care Licensing (CCL) shall also be made summarizing the CFS report.  The employee or contractor making the report will provide a copy of the above referenced report to their Supervisor or Manager, who is responsible to inform their Assistant Director. Additional policies and procedures related to Mandated Reporting can be found in the Child Development Section of this document, “Child Development Reporting Policies”. 3. Child Injuries: i. Minor Injuries Immediately report the injury to your Supervisor and the parent after you have tended to the child. (Includes any incident not involving medical professionals) Employees do not report minor injuries to CCL. If a parent of a child who has sustained a minor injury reports back to the center that they subsequently took the child to be seen by any medical professional, the injury needs to be reported as a major injury. All head injuries regardless of staff determination that it is minor or major shall be reported to the Supervisor immediately who shall contact the parent immediately to pick up the child. “Head Injuries” are defined as injuries to the skull or cranium, and do not include the mid and lower facial areas. Staff shall complete a written injury report for the parent prior to pick-up time and at pick-up time talk with the parent to explain the injury, action taken by staff, and provide a copy of the written report. Supervisor shall make a complete entry in the Supervisor’s Injury Log for all injuries, minor and major. ii. Major Injuries Report the incident immediately to a Site Supervisor, the Assistant Director, and the parent. Depending on the severity of the injury, all staff should take the following steps:  Comfort the child.  Phone 911 immediately.  Report the injury to the Assistant Director, Bureau Director and/or Executive Director.  The Site Supervisor or designee will make an Unusual Incident Report to Licensing in accordance with the Unusual Incident Reporting policy and procedure. 20 2019-21 Policies and Procedures Section 1 – Program Governance  The Bureau Director may assign staff to investigate.  The Department’s Licensing Liaison may prepare a written report.  Staff shall complete a written injury report (form CSB-208) for the parent immediately and provide a copy of the written report to the parent.  Supervisor shall make a complete entry in the Supervisor’s Injury Log for all injuries, minor and major. iii. Potential Child’s Rights Violations  Any incident that occurs on site at a facility and involves employee(s), contractor(s), or volunteer(s) of the Community Services Bureau that might violate the rights of a child in accordance with Child Care Licensing Regulations or the Community Services Code of Conduct must immediately be reported to the CSB Administration using the following protocol and in accordance with Mandated Reporting of Child Abuse and Neglect ACF-IM-HS-15-04: o Any potential and/or unusual incident must be reported by CSB employees to the center’s Site Supervisor or the designated person-in-charge no later than 15 minutes after being made aware that an alleged incident has or may have taken place. o The reporter shall be any employee, contractor or volunteer who has witnessed or heard about an alleged incident, or any employee, contractor or volunteer who was involved in an alleged incident. o The Site Supervisor or person-in-charge must phone-in the alleged incident to the Assistant Director and as directed by the AD, the Site Supervisor and the AD will call the CSB Administration Office at (925) 681-6300 no later than one hour after being made aware of the alleged incident. o Caller shall make it clear to the clerk answering the phone at CSB Administration Office that you are reporting a possible licensing incident that must be handled by the appropriate staff immediately. o When the Unusual Incident Report is phoned into the CSB Administrative Office, the front desk clerk who receives the phone call shall immediately and personally notify the Division Manager. If the Division Manager is not in, the notification succession shall be to the Bureau Director. o The Site Supervisor or person-in-charge will then complete, obtain AD approval, and fax t h e CSB Unusual Incident Report to the CSB Administrative Office within two hours of the alleged incident. The completed form shall be scanned to the Division Manager a n d immediately followed up by a telephone call to CSB Administrative Office at (925) 681- 6300 to verify that a copy of this report has been received. o Site Supervisor shall compile and send upon request all written documentation related to the incident to the Assistant Director, Division Manager and Personnel Services Assistant III. Documentation may include but is not limited to CSB Incident Report, small group conference forms, notes on discussions with parents or other employees, and observation notes. Materials shall be complete, legible, objective, and fact-based.  It is a requirement of CCL that unusual incidents must be reported to CCL by a telephone call within 24 hours of the County learning that an incident may have occurred. o In accordance with CCL protocol, the Site Supervisor remains the official contact with the CCL during any on-site CCL review/investigation process. 21 2019-21 Policies and Procedures Section 1 – Program Governance o The Assistant Director must be notified by the Site Supervisor any time a representative from CCL conducts an on-site visit for any reason.  Any employee who fails to report an alleged incident as outlined above will be subject to disciplinary action, up to and including termination.  Any Site Supervisor or person-in-charge who fails to follow the protocol instructions as outlined above will be subject to disciplinary action, up to and including termination. iv. CSB Administration Responsibilities  When the Unusual Incident Report is received by the CSB Administrative Office, the front desk clerk will personally deliver copies to the Personnel Administrator, Division Manager and the Bureau Director for review. When the review process is completed, an approved copy of the Unusual Incident Report will be scanned to the appropriate Assistant Director to sign and then the AD or his/her designee will fax/scan/email to CCL.  A fact finding team will immediately be convened and directed to visit the center to gather information and determine if a child’s rights have been violated and report these facts back to the Bureau Director.  After reviewing the facts, if the Bureau Director determines that a true incident has not occurred, the case will be documented as such and closed.  After reviewing the facts, if the Bureau Director determines that an incident may have occurred, the EHSD Director, Bureau Director or designee will notify the Head Start Regional Office and/or State DOE Early Education and Support Division in accordance with reporting requirements and as applicable to the funding source of the impacted child(ren).  Only the EHSD Director or designee has the authority and responsibility on behalf of the County to report these matters to Licensing.  Upon the notification by the EHSD Director or Bureau Director that an incident may have taken place, an investigation team will be sent out by the next business day to investigate and prepare a draft investigative report and findings. CSB Administrative Office, in conjunction with the Assistant Director and Site Supervisor of the impacted center, will make all decisions related to protecting the rights of children on behalf of the Department until the investigation has been concluded. Any employee who is considered to be involved with the violation of the rights of a child in connection with the incident report will be immediately re-assigned temporarily to another work location outside of the classroom and without contact with children until the investigation is concluded. Failure on the part of the employee to report to, and remain at the alternate work location as directed, will cause the employee to receive absence without pay (AWOP) and to be subject to further discipline, up to and including termination. The investigative team will have three business days to perform the required investigation and prepare a draft report for the Bureau Director and EHSD Director. The Bureau Director and EHSD Director will review the report and decide next steps, including, if necessary, any disciplinary or remedial action that should be implemented as a result of the report’s findings and conclusions. 22 2019-21 Policies and Procedures Section 1 – Program Governance The investigator’s written report shall also include a holistic analysis of the causes associated with the incident and develop specific recommendations to prevent their recurrence. Recommendations will be reviewed by the Bureau Director and EHSD Director for consistency with appropriate personnel policies prior to being entered into the final report. After appropriate action is taken by the Department, pertinent information regarding each incident shall be shared with key managers and Site Supervisors to prevent the recurrence of a similar incident at another site (Any report information shared with Department employees must be pre-reviewed by CSB Administration to ensure that it does not violate the confidentiality of any employees or children involved in the incident). For major incidents, a detailed critique by management of the incident itself shall be provided to all employees on a department-wide basis to prevent the recurrence of a similar incident at another site. G. Partner Agencies including the Delegate Agency will follow these reporting steps  Notify and provide County with copies of any licensing citations, licensing visit reports, unusual incident report, and/or any other citations within 48 hours of Contractor’s receipt of the report or citation.  Maintain full compliance with Community Care Licensing Regulations and State and/or Federal Regulations as applicable given other funding sources received by CSB.  Notify and provide CSB with copies of any Medical Alerts (such as infectious disease outbreaks) within 48 hours. CONTRA COSTA COUNTY EMPLOYMENT & HUMAN SERVICES DEPARTMENT COMMUNITY SERVICES BUREAU POLICIES AND PROCEDURES SECTION 2-PROGRAM OPERATIONS 2019-21 Board of Supervisors Approved: 07/30/19 2019-21 Policies and Procedures Section 2: Program Operations 2019-21 Policies and Procedures Section 2 – Program Operations Section 2 PROGRAM OPERATIONS Part I ELIGIBILITY, RECRUITMENT, SELECTION AND ATTENDANCE- ERSEA A. State Child Development Program 1 B. Definitions 3 C. Child Age and Family Income Eligibility 6 D. Recruitment 7 E. Selection Process 7 F. CLOUDS Waitlist 8 G. Enrollment and Re-Enrollment 10 H. Eligibility and Need Criteria and Documentation 11 I. Certification of Eligibility 19 J. Re-certification for General Child Care Services and Full Day State Preschool 20 K. Re-Certification for Part-Day State Preschool Children 20 L. Re-Certification for Head Start and Early Head Start Children 20 M. General Recertification / Re-Enrollment Procedures 21 N. Updating the Application 22 O. Contents of Basic Data File 22 P. Admission Policies and Procedures 27 Q. General Admission Procedure 27 R. Children’s Enrollment Files 28 S. Due Process Requirements 28 T. Alternative Placement for Children 29 U. Client’s Request for a Hearing and Procedures 30 V. Appeal Procedure for ELCD Review 30 W. CSB Compliance with ELCD Decision 31 X. Retention of Enrollment Records 31 Y. Enrolled but Waiting for Transfer Protocol 31 Z. Transfer of Child with Disabilities or of Child Receiving Mental Health Services 32 AA CSPP Full-Day to Part-Day or Tuition Based Approval Process 32 BB Withdrawal of Child from the Program 34 CC Attendance Expectations 35 DD Attendance Accounting 35 EE Title XXII Requirements for All Children 41 FF Fees for Non-Head Start and Early Head Start Funded Programs 42 GG Billing Procedures 44 HH Fee Collection Procedures 46 II Receipts/Banking Procedures 46 JJ Confidentiality of Records 47 Part II Planning A Philosophy 47 B Methodology 48 Part III Education & Child Development Program Services SUBPART I INDIVIDUALIZATION IN THE PROGRAM A Description 50 B First Parent Conference / Individualized Plan 50 C Second Parent Conference 51 D The Infant-Toddler Individual Needs and Services Plan 51 E Lesson Plans 51 2019-21 Policies and Procedures Section 2: Program Operations 2019-21 Policies and Procedures Section 2 – Program Operations F Developmental, Sensory and Behavioral Screening 52 G Assessment 52 H Program Transitions 52 SUBPART II CURRICULUM A Child Development and Education Approach 54 B Curriculum Implementation 55 C Other Elements of Parent Involvement 64 D Home-Based Option 65 E Classroom Assignments 65 F Adult-to-Child Ratio 66 G Sign-In and Out Procedures 67 H General Celebration Policy 70 I Field Trip Policy 71 PART IV Health Program Services SUB PART I PREVENTION AND EARLY INTERVENTION A Determining Child Health Status 74 B Protocols for Determining Child Health Status 76 C Developmental, Sensory and Behavioral Screening 86 D Exams, Follow-Up and Treatment 88 E Children with Disabilities- Screening, Family Meeting and Referral Procedures 89 F Parent Involvement in Health, Nutrition and Mental Health Education 91 G Child and Family Mental Health Services 92 H Strategies for Behavior Management 100 I Family Meeting Team Members 105 J Child Abuse Reporting Policies 107 SUB PART II Child Nutrition A General Description- Identifying Children’s Needs 111 B Nutrition Referral 111 C Child Adult Care Food Program (CACFP) 115 D A. Child Adult Care Food Program (CACFP) Monitoring 117 SUB PART III Child Health and Safety A Daily Health Inspection 117 B Hand Washing 119 C Infection Control in the Classroom 120 D Napping Policy 122 E Dental Hygiene 122 F Health Issues in the Classroom 123 G Child Safety and Supervision 123 H Child Illness Procedures 125 I Return to School After Illness 127 J Medical Alerts 128 K Children Injured at the Center 128 L Blood Protocol 129 M Medication Administration 130 N Incomplete Health Records 133 O Health and Safety Training for Center Staff and Parents 134 P Posting of Documents (Health Emergency Procedures) 135 Q Pet Protocol 135 R Safety/ Sanitation Procedures 136 2019-21 Policies and Procedures Section 2: Program Operations 2019-21 Policies and Procedures Section 2 – Program Operations S Safety Surveillance 137 T First Aid Kits 138 U Preparing for Emergencies 139 V Classroom Sanitation 141 W Kitchen Sanitation 143 X Food Safety and Sanitation 143 Y Procedures for Using Transport Units 146 Z Food for Infants 146 AA Food for Toddlers 147 BB Potlucks 147 CC Food for Children, Parent, Staff Meetings and Events 148 DD Nutrition Services 148 EE Food Defense 149 PART V Family & Community Engagement Program Services SUB PART I FAMILY PARTNERSHIP BUILDING A Purpose 149 B Strength Building-Family Partnership Agreement (SB-FPA) 150 C Accessing Community Services and Resources 156 D Supporting Families in Crisis- (Emergency and Crisis Assistance) 156 E Accessing Mental Health Services: Prevention Identification, Intervention, Program for Families 157 F Family Resources 157 G Services to Pregnant Women Enrolled in the Program 158 SUB PART II PARENT ENGAGEMENT A General Description 159 B Engagement in the Decision-Making Process 159 C Parent Engagement in the Classroom as Paid Employees, Volunteers or Observers 162 D Family Engagement in the Program 163 E Development of Activities for all parents 164 F Parent Education / Home Activities 165 G Parent Notification of Community Services Bureau Changes 165 H Family Literacy 165 I Parent and Family Engagement in Health, Nutrition, and Mental Health Education 166 J Parent and Family Engagement in Community Advocacy 166 K Parent and Family Engagement in Transition Activities 167 L Parent and Family Engagement in Home Visits 167 M Parent Engagement in Recruiting and Interviewing Head Start and Early Head Start Employees 167 SUB PART III COMMUNITY PARTNERSHIPS A Descriptions 168 B Child Care Partnerships 168 C Partnerships with Agencies, Entities and Individuals 168 PART VI Additional Services for Children with Disabilities A Purpose 169 B Definitions 170 C List of Disabling Conditions 172 D Responsibilities of CSB Full Inclusion Teacher 172 2019-21 Policies and Procedures Section 2: Program Operations 2019-21 Policies and Procedures Section 2 – Program Operations E Responsibilities of School District SDC, RTI, and Full Inclusion Teachers 173 F Responsibilities of the Comprehensive Services Disabilities Manager 174 G Documentation of Disabilities Services 176 H Postural Supports /Protective Devices 176 I Disabilities Resources 176 J Additional Services 176 K Disabilities Budget Coordination 177 L Special Education Budget Allocation 177 M Disabilities Screenings 177 N Evaluations 178 O Accessibility of Facilities 178 P Transitioning Children with Disabilities 178 Q Transition Policy for Early Head Start Children Receiving Mental Health or Special Education Services 179 R Special Education and Related Services 179 S Special Education Services with Other Agencies 180 T Volunteers 181 U Special Education Staff 181 V Interagency Agreements 181 W Recruitment and Enrollment 181 X American with Disabilities Act (ADA) Policy Recruitment & Enrollment of Children with Disabilities 182 Y Assessment Process of Children with Disabilities 183 Z Eligibility Criteria: Health Impairment 184 AA Eligibility Criteria: Emotional / Behavioral Disorders 184 BB Eligibility Criteria: Speech or Language Impairments 184 CC Eligibility Criteria: Intellectual Disability 185 DD Eligibility Criteria: Hearing Impairment 185 EE Eligibility Criteria: Orthopedic Impairment, Visual Impairment / Blindness 185 FF Eligibility Criteria: Learning Disabilities 185 GG Eligibility Criteria: Autism, Traumatic Brain Injury, Other Impairments 186 HH Disabilities/Health Services Coordination 186 II Developing Individualized Education Programs (IEPs) 186 JJ Disability Referral Procedures 187 KK Nutrition Services for Children with Disabilities 189 LL Parent Involvement in Transition Services for Children with Disabilities 189 PART VII Services to Enrolled Pregnant Women Enrolled Pregnant Women 190 Newborn Home Visits 191 PART VIII Human Resource Management A Statement of Purpose of Policies and Procedures 191 B Governing Board 191 C Organizational Structure 192 D Additional Personnel Policies Relating to Employees of Program Services 193 E Analysis of Staff Needs 200 F Recruitment and Selection 201 G Hiring of CSB Staff 202 H Reject from Probation 203 I 9/80 Work Schedule 203 2019-21 Policies and Procedures Section 2: Program Operations 2019-21 Policies and Procedures Section 2 – Program Operations J Separation 204 K Resignation 204 L Nepotism 204 M Enrolled Children of CSB Employees 204 N Staff Qualifications-General 205 O Qualification Requirements for Positions 205 P Classroom Staffing and Ratios and Comprehensive Services Staffing 206 Q Site Administration 207 R Teacher Assistant Trainees (TAT) 208 S Volunteers 208 T Standards of Conduct 209 U Professional Behavior and Attire 210 V Non-Discrimination and Anti-Harassment Policies 211 W Whistle Blowers Are Protected 211 X Protocol for Tracking Staff Absences and Recognizing Excessive Absenteeism 212 Y Family Medical Leave Act (FMLA) 214 Z Confidentiality 215 AA Probationary Period and Staff Performance Appraisals 218 BB Chronological Supervision and Filing System 221 CC Staff and Volunteer Health 222 DD Career Development Opportunities 224 EE Staff Training and Development 225 FF New Employee Orientation 230 GG Continuing Education Programs 231 HH Delegate Agency Policies 231 II Short-Term Contract Employees 238 JJ Union Membership 238 KK Equal Opportunity/Affirmative Action Policy 239 LL Approval of New Personnel Policies and Revisions 239 2019-21 Policies and Procedures Section 2: Program Operations 1 2019-21 Policies and Procedures Section 2 – Program Operations PART I. Eligibility, Recruitment, Selection and Attendance-ERSEA A. State Child Development Program The California Department of Education Early Learning and Care Division fund a portion of our program. The matrix below provides an overview of the program. PY = Program Year CSPP CCTR Program Type/ Hours of Care Part Day 3-3:59 hrs Full Day More than 4 hrs Includes ¾ time and Full time Full Day Program Includes ½, ¾ time and full-time Age of Child 3 or 4 by December 1 of PY or on or after their 3rd birthday *Continued summer enrollment allowable for K- eligible children until K start if requested and available 3 or 4 by December 1 of PY or on or after their 3rd birthday *Continued summer enrollment allowable for K-eligible children until K start if requested and available Zero – three (until eligible for CSPP) Eligibility Requirement Current fiscal year Program Requirements apply Current fiscal year Program Requirements apply Current fiscal year Program Requirements apply Maintaining Ongoing Eligibility N/A Once initially Certified, child is “in” for the Remainder of the PY If the basis of eligibility is income, families must report changes that cause their adjusted monthly income, adjusted for family size to exceed ongoing income eligibility within 30 calendar days. For all other eligibility criteria, once initially certified, child is "in" for the remainder of the certification period. Failure to meet ongoing eligibility results in termination of full-day services. *If family fails to meet continued eligibility, they may choose to If the basis of eligibility is income, families must report changes that cause their adjusted monthly income, adjusted for family size to exceed ongoing income eligibility within 30 calendar days. For all other eligibility criteria, once initially certified, child is "in" for the remainder of the certification period. Failure to meet ongoing eligibility results in termination of full-day services. 2019-21 Policies and Procedures Section 2: Program Operations 2 2019-21 Policies and Procedures Section 2 – Program Operations receive part-day services based on their initial eligibility or pay full fee for services. Need Requirement N/A Current fiscal year Program Requirement apply Preschool children who attend only part of the week (e.g. M W F) or part of the day (11 – 5) can attend their class M-F during the “part-day preschool portion of the day” 8:30-12:00. All hours outside of this time must be supported by need. Maintaining Ongoing Need N/A *If family fails to meet need eligibility for full-day, they may choose to receive CSPP part-day services if available or pay full fee for services. N/A Family Fees Assessed N/A If less than 130 hours per month part-time fee assessed If less than 130 hours per month part-time fee assessed If more than 130 hours per month full-time fee assessed If more than 130 hours per month full-time fee assessed If family of a 3-5 yr. old child has a need for less than 4 hrs. a day, try to place them in a part-day slot where no fees apply. N/A Adjustment Factors NA Time and special criteria adjustment factors apply. Time criteria is based on total number of hours in care (not just hours of need). CCTR toddler special criterion applies only until child is 36 months old regardless of type of class child is in. ¾ time – 4 to 6:29 hours. Full-time – 6:30 to 9:59 hours. Full-time Plus – 10 hours or more. Enrollment Priorities Transfers (i.e. families of children already certified for care including toddlers leaving CCTR) CPS- CSB622 At-Risk Referral Homeless Returning 4 yr. olds regardless of income Eligible 4 yr. olds* Eligible 3 yr. olds* Over income 4 yr. olds (part-day only) Over income 3 yr. olds (part-day only) Over income age eligible children with IEP/IFSP (part-day only) *Refer to Enrollment Priorities for State Preschool Transfers CPS or “at risk” Homeless Eligible Children Per income Ranking *Head Start collaborative full- day programs shall consider Head Start enrollment priorities and these children shall be deemed as meeting the priorities. 2019-21 Policies and Procedures Section 2: Program Operations 3 2019-21 Policies and Procedures Section 2 – Program Operations B. Definitions As used in the Program Requirements, definitions are as follows:  Adjusted monthly income-The total countable income as defined below, minus verified child support payments paid by the parent whose child is receiving child development services, excluding the non-countable income listed below: o Earnings of a child under age 18 years; o Loans; o Grants or scholarships to students for educational purposes other than any balance available for living costs; o Food stamps or other food assistance; o Earned Income Tax Credit or tax refund; o GI Bill entitlements, hardship duty pay, hazardous duty pay, hostile fire pay, or imminent danger pay; o Adoption assistance payments; o Non-cash assistance or gifts; o All income of any individual counted in the family size that is collecting federal Supplemental Security Income (SSI) or State Supplemental Program (SSP) benefits; o Insurance or court settlements including pain and suffering and excluding lost wages and punitive damages; o Reimbursements for work-required expenses such as uniforms, mileage, or per diem expenses for food and lodging; o Business expenses for self-employed family members; o When there is no cash value to the employee, the portion of medical and/or dental insurance documented as paid by the employer and included in gross pay; and o Disaster relief grants or payments, except any portion for rental assistance or unemployment. Head Start collaborative full-day programs shall consider Head Start enrollment priorities and these children shall be deemed as meeting the priorities. Over Income Waivers 10% of part-day slots allowed to be no more than 15% over State income ceiling. Not Allowed Not Allowed Recertification for next PY N/A Must do second “initial” application prior to next PY. For not less than 24 months *With the exception of families whose need is Seeking Employment, their certification period will be for not less than 12 months. For not less than 24 months *With the exception of families whose need is Seeking Employment, their certification period will be for not less than 12 months Reporting Revised 8501 Revised 8501 9500 2019-21 Policies and Procedures Section 2: Program Operations 4 2019-21 Policies and Procedures Section 2 – Program Operations  Authorized representative-The person designated by the agency to certify eligibility for subsidized services. For CSB’s directly operated program, this means the Comprehensive Services Assistant Manager (CSAM) or designee.  Child Protective Services-Children receiving protective services through the local county welfare department as well as children identified by a legal, medical, social service agency or emergency shelter such as abused, neglected or exploited or at risk of abuse, neglect or exploitation.  Children with disabilities-Children who have been determined to be eligible for special education or early intervention services in accordance with Part B or C of the Individuals with Disabilities Education Act (IDEA). These children have a current Individualized Education Plan or Individualized Family Service Plan. These children may be developmentally disabled, hearing impaired, deaf, speech impaired, visually impaired, seriously emotionally disturbed, physically impaired, have other health impairments such as: deaf-blind, multi-handicapped or specific learning disabilities, requiring the special attention of adults in a child development setting. Children, birth to three years, may be “at-risk” or with disabilities as defined by IDEA.  Declaration-A written statement signed by a parent under penalty of perjury attesting that the contents of the statement are true and correct to the best of his or her knowledge.  Displace families-To dis-enroll families in order to reduce service levels due to insufficient funding or inability of CSB to operate one or more sites because of reasons beyond control of the department, such as floods or fire.  Enrolled-A child has been accepted and attended at least one class for center-based or family care option or at least one home visit for the home-based option.  Family-For State child development programs, the parents and the children for whom the parents are responsible; who comprise the household in which the child receiving services is living. For purposes of income eligibility and family fee determination, when a child and his or her siblings are living in a family that does not include their biological or adoptive parent, “family” shall be considered the child and related siblings. For Head Start (1302.12), family, for a child, means all persons living in the same household who are supported by the child’s parent(s)’ or guardian(s)’ income and related to the child’s parent(s) or guardian(s) by blood, marriage, or adoption or the child’s authorized caregiver or legally responsible party. Head Start defined family, for a pregnant woman, as all persons who financially support the pregnant woman.  Fee schedule-The Family Fee Schedule, issued by the department pursuant to Education Code section 8447(e). The fee schedule is used by child development staff to assess fees for families utilizing State childcare and development services.  Homeless-As defined in the McKinney-Vento Homeless Assistance Act (42 U.S.C. 11434a(2)), a person or family that lacks a fixed, regular, and adequate night-time residence and has a primary night time residence that is: o A supervised publicly or privately operated shelter, transitional housing, or homeless support program designed to provide temporary living accommodations, or a public or private place not designed for, or ordinarily used as, a regular sleeping accommodation for human beings, or children and youths who are sharing the housing of other persons 2019-21 Policies and Procedures Section 2: Program Operations 5 2019-21 Policies and Procedures Section 2 – Program Operations due to loss of housing, economic hardship, or a similar reason.  Foster care-24-hour substitute care for children placed away from their parents or guardians and for whom the state agency has placement and care responsibility. This includes, but is not limited to, placements in foster family homes, foster homes of relatives, group homes, emergency shelters, residential facilities, childcare institutions, and pre-adoptive homes.  Income eligible-For the purpose of State, childcare and development services that a family's adjusted monthly income is at or below 85 percent of the state median income, adjusted for family size at initial certification. For ongoing eligibility, adjusted monthly income cannot exceed 85 percent of the state median income, adjusted for family size. In accordance with the Head Start Performance Standards (1302.12), a pregnant woman or child is income eligible if the family’s income is equal or below the poverty line or the family is eligible (or in the absence of child care would be potentially eligible) for public assistance, including TANF child-only payments.  Income fluctuation-Income that varies due to: o Migrant, agricultural, or seasonal work; o Intermittent earnings or income, bonuses, commissions, lottery winnings, inheritance, back child support payment, or net proceeds from the sale of real property or stock; o Unpredictable days and hours of employment, overtime, or self-employment.  Initial certification-The formal process for completing an application for services and collecting information and documentation to determine that the family and/or child meets the legal requirements for receipt of subsidized child development services based on eligibility and need criteria. The signature of the authorized representative on an application for services certifies that the legal requirements have been met and documented.  Legally qualified professional-A person licensed under applicable laws and regulations of the State of California to perform legal, medical, health or social services for the general public.  Parent-A biological parent, adoptive parent, stepparent, foster parent, caretaker relative, legal guardian, domestic partner of the parent, or any other adult living with a child who has responsibility for the care and welfare of the child.  Parental Incapacity-The temporary or permanent inability of the child's parent(s) to provide care and supervision of the child (ren) for part of the day due to a physical or mental health condition.  Recertification means the formal process for completing an application for services and collecting information and documentation to determine that the family and/or child meets the legal requirements for ongoing receipt of subsidized child development services based on eligibility and need criteria. The signature of the authorized representative on an application for services certifies that the legal requirements have been met and documented.  Recipients of Service-Families and/or children enrolled in a childcare and development program subsidized by the California Department of Education.  Self-Certification of Income-A declaration signed by the parent under penalty of perjury identifying: o To the extent known, the employer and date of hire and stating the rate and frequency of pay, total amount of income received for the preceding month(s), the type of work performed, and the hours and days worked, when an employer refuses or fails to provide requested employment information or when a request for documentation would adversely affect the parent’s employment; or the amount and frequency of sources of income for which no documentation is possible.  State median income-The most recent median income for California families as determined by 2019-21 Policies and Procedures Section 2: Program Operations 6 2019-21 Policies and Procedures Section 2 – Program Operations the State Department of Finance.  Total countable income-All income of the individuals counted in the family size that includes, but is not limited to, the following: o Gross wages or salary, advances, commissions, overtime, tips, bonuses, gambling or lottery winnings; o Wages for migrant, agricultural, or seasonal work; o Public cash assistance; o Gross income from self-employment less business expenses with the exception of wage draws; o Disability or unemployment compensation; o Workers compensation; o Spousal support, child support received from the former spouse or absent parent, or financial assistance for housing costs or car payments paid as part of or in addition to spousal or child support; o Survivor and retirement benefits; o Dividends, interest on bonds, income from estates or trusts, net rental income or royalties; o Rent for room within the family’s residence; o Foster care grants, payments or clothing allowance for children placed through child welfare services; o Financial assistance received for the care of a child living with an adult who is not the child’s biological or adoptive parent; o Veterans’ pensions; o Pensions or annuities; o Inheritance; o Allowances for housing or automobiles provided as part of compensation; o Portion of student grants or scholarships not identified for educational purposes as tuition, books, or supplies; o Insurance or court settlements for lost wages or punitive damages; o Net proceeds from the sale of real property, stocks, or inherited property; or o Other enterprise for gain.  Update the application-The process of revising the application for services between recertification. The application shall be revised by completing a 9600S form with the latest family information that documents the continued need and eligibility for child care and development services.  Verify-To check or determine the correctness or truth by investigation or by reference. C. Child Age and Family Income Eligibility The Community Services Bureau’s program enrolls children according to Federal and State eligibility criteria. For the Head Start program, children are selected for service based primarily on the family income adjusted for family size, with lowest income families selected first. Children at risk of abuse or neglect are considered high priority. Within age groups, priority in the pre-school program is given to four-year-old children from the neediest families. Please refer to CSB’s Selection Criteria found in the ERSEA folder on the Shared Drive for more information. The Community Assessment is used to determine location of centers and program options to accommodate the areas of greatest need in the county. 2019-21 Policies and Procedures Section 2: Program Operations 7 2019-21 Policies and Procedures Section 2 – Program Operations Every year, parents/staff review and update placement of centers and program options, restructuring enrollment to best meet community needs as county demographics change. D. Recruitment 1. Strategies CSB employs a variety of recruitment strategies to ensure that the neediest children from low-income families have access to services. Each year, a recruitment plan responsive to changes in communities served by CSB is developed with parent feedback and implemented. Various recruitment materials are developed and disseminated throughout the community. There are a variety of ways to access the program by referral or personal contact. Walk-ins are always welcome. Word of mouth, via CSB parents is the best method of recruitment. Staff from all content areas of the program conducts presentations to community-based entities wherein detailed information is provided to expedite access to our program by their clients. Articles and ads are published in local publications such as agency newsletters, websites, and social networking sites. For detailed strategies, see the Recruitment Plan in the ERSEA folder on the Shared Drive. 2. Recruitment Policy All staff, parents, Policy Council members and partners are responsible for giving out information in accordance with the annual Recruitment Plan. All CSB Staff are responsible for:  Phone calls: CLOUDS will capture the phone calls to the Hotlines under the Communications tab. Calls will be returned regularly throughout the day by designated staff. Staff that return calls captured on the hotlines is responsible for taking basic pre-registration information over the phone and entering it into CLOUDS.  Walk-ins: All staffs are responsible for being responsive to walk-ins and providing an explanation of the enrollment process. Assist client in filling out CSB690-Waiting List Pre- Registration Form (See CSB Forms) and/or place the child directly on the CLOUDS waiting list. o Any documentation brought in by families, such as pay stubs and/or birth certificates will be scanned to the CLOUDS.  Mail Received: o Route to appropriate person if mail came in self-addressed envelope.  Faxes: All referral forms are sent to the ERSEA analyst, logged, and then forwarded to the appropriate staff for follow up. E. Selection Process Children are selected from the waiting lists that are maintained in CLOUDS. After the agency receives the application material, children are ranked based on CSB’s admission priorities. Ten percent of our placement slots are designated for children with disabilities and every effort is made to accommodate children with disabilities. 2019-21 Policies and Procedures Section 2: Program Operations 8 2019-21 Policies and Procedures Section 2 – Program Operations Selection Criteria: To ensure that the neediest children from low-income families are selected for CSB’s services, CSB implements its Selection Criteria/Admissions Priorities to prioritize neediest families, which is aligned with the state’s priorities by a strong community need for child care for working families. At least 10% of the total number of enrollment opportunities at CSB is designated for children with certified disabilities. Families of children with disabilities are asked to provide documentation from the doctor or a copy of the child’s IFSP or IEP. The authorized representative and other department managers insure that the selection criteria meet the state and federal regulations regarding selection of families and children to the program. The Selection Criteria/Admissions Priorities is updated and approved by the Director, Policy Council, and Board of Supervisors annually. F. CLOUDS Waitlist 1. Procedures for maintaining Eligible / Accepted Families on Waitlist In Maintaining Eligible / Accepted Families, staffs are responsible for:  Taking basic pre-registration information over the phone or in person and enter into CLOUDS  Contacting the next eligible family based on CLOUDS wait list and documenting contact on CLOUDS (Family Case Notes, with the category of Eligibility selected)  Sending no contact letters, and assigning to the Purge caseload for Assistant Manager review in accordance with CSB Purge Protocol  Conducting interviews  Determining eligibility based on supporting documentation and information obtained through the interview  Maintaining pre-enrollment documentation on CLOUDS (e.g., pay stubs, birth certificate, immunization record)  Creating, signing and dating income calculation sheet in CLOUDS  Communicating application status to families (CSB Application Status Letter) 2. Collect the following information in the child's electronic file on the CLOUDS waiting list:  Child’s birth certificate or other age verification: for state funding programs collect reliable age verification for all children in the family size, indicating the relationship of the child to the parent; for Head Start/Early Head Start collect only age verification for the child(ren) to be enrolled.  Documentation of Family Size (unborn can only be counted in family size for Early Head Start where services to pregnant women are provided)  Parents’ income verification (e.g., pay stubs) or self-certification form, if applicable (signed & dated).  Income calculation worksheet (signed & dated) in CLOUDS.  Copies of the child’s immunization records (not necessary to determine eligibility).  Health history from CLOUDS (signed and dated). 2019-21 Policies and Procedures Section 2: Program Operations 9 2019-21 Policies and Procedures Section 2 – Program Operations  Documentation of Disabilities, if applicable.  Documentation of Homelessness, if applicable  Documentation of Categorical Eligibility, if applicable  Documentation of caregiver’s need for services, if applicable  Documentation of California residency 3. Once file has been determined eligible by the authorized representative, the Site Supervisor for the enrolling center is responsible for:  Reviewing and updating information on file. Review and update Child and Family Data sheets on CLOUDS.  Reviewing the Health History.  Updating Emergency Information (See Form CSB214)  Flagging the file in the top right front corner of the file using the following sticker dot system: o Blue Dot: Child with Disabilities o Red Dot: Child with Health/Nutrition/Mental Health Concerns o Yellow Dot: Child that transitioned from I/T to Preschool o White Dot: Used to cover up any colored dot that is no longer applicable to the child. 4. The authorized representative is responsible for:  Reviewing waitlist file from Clerk.  Verifying family eligibility and signing the income calculation worksheet.  Moving the child from Eligibility Waiting List to Eligible/Accepted Wait List in CLOUDS once eligibility has been established.  Ensuring flagged items are properly noted in CLOUDS.  Keeping any paper copies in a locked drawer or cabinet.  Maintaining Eligible/Accepted list in CLOUDS and monitor to ensure the next eligible child is being enrolled.  Managing the Eligible/Accepted list on CLOUDS and removing children as appropriate (i.e. no longer qualifies or interested).  Reviewing purged list and archive applications on CLOUDS as per the purge protocol. 5. Procedures for Purging Waitlist i. The authorized representative and supporting Clerk will maintain a current waiting list for those sites by following these steps:  Document all contacts with families on the Family Case Notes in CLOUDS and indicate the category of Eligibility.  Make extra special effort via multiple methods to contact Head Start eligible families as some these families require extra outreach efforts. Document all steps taken.  Send out no contact letters (See Form CSB613) to non-responsive families on an ongoing basis once sufficient efforts to contact as defined above have been made; send only one letter to each family; give the family ten working days to respond from date letter is sent.  Document response/lack of response to the CSB613 on Family Case Notes. 2019-21 Policies and Procedures Section 2: Program Operations 10 2019-21 Policies and Procedures Section 2 – Program Operations Assign child to the Purge caseload. Assistant Manager assigned to the Purge caseload, will review case notes and purge children as appropriate. ii. The Comprehensive Services Assistant Manager will conduct the purge by following these steps:  Review the Purge caseload in CLOUDs.  Review the Family Data Sheet for each child listed on the Purge caseload.  Purge the records that are appropriate by the third Monday of each month.  Communicate with the clerk regarding any purge that is not appropriate.  Check to see if Family Services have been started and, if so, discontinuing services for those families scheduled to be purged. G. Enrollment and Re-Enrollment 1. General Enrollment Policy Families find themselves in many situations and at times disenroll their children, but then, later on, want to re-enroll their child. CSB encourage families to return to the program should their situation allow. When families wish to re-enroll they are placed back on the waiting list and ranked accordingly. When children are enrolled in the Federal Head Start program, they remain eligible for services for the program year they are enrolled and the following year regardless of changes in income. If children are enrolled for a third program year in Head Start, the family income must be re-determined. When children are enrolled in the State Child Development program, they are recertified in accordance with the regulations to insure they remain eligible.  When children are enrolled in the Early Head Start program, they remain eligible for services until they are three years old regardless of income.  When EHS children are transitioning to Head Start, they must re-apply to determine eligibility for Head Start preschool services.  When children are enrolled in part-day State Preschool, they remain eligible for continued services until the beginning of the next fiscal year regardless of income changes.  Part-day State Preschool children seeking a second year of services must demonstrate income and age eligibility for continued services but have priority in placement without regard to income ranking in accordance with the Enrollment Priorities.  Once an infant or toddler is enrolled in a General Child Care program they remain income eligible for subsidized services for not less than 24 months (with the exception for families whose need is Seeking Employment, their certification period will be for not less than 12 months) or only as long as the family income remains at or below 85% of the California median income.  When family income is above 39 of the California median income, the General Child Care and full- day State Preschool enrollees are assessed a Family Fee based on the California Family Fee Schedule. In our efforts to ensure services are available to the most vulnerable populations as per our community assessment, CSB may reserve vacant Head Start/Early Head Start slots for families experiencing 2019-21 Policies and Procedures Section 2: Program Operations 11 2019-21 Policies and Procedures Section 2 – Program Operations homelessness and/or foster children. No more than 3% of funded enrollment shall be reserved. Vacancies shall be reserved for no more than 30 days. After 30 days, the slot(s) shall be considered vacant. 2. Enrollment Placement i. In placing a child at a center, Site Supervisors are responsible for the following:  Review Eligible/Accepted List in CLOUDS.  Select the child with the highest priority ensuring that all Head Start eligible children have been placed as vacancies occur, before enrolling any child above the federal poverty guidelines.  Review all sections of child’s file for special needs or concerns and proper placement of dots and accuracy.  Check for any flagged items that may need follow up or a parent signature.  Coordinate/schedule Family Meeting with parent, Comprehensive Services Assistant Manager, and other staff as needed.  Contact parent for enrollment (placement) appointment.  When meeting with the family: o Complete, date and sign new income information as needed and enter updated information on CLOUDS. o The 9600 form from CLOUDS is to be signed and dated by the authorized representative and parent. o Issue Notice of Action o Update Emergency Information (See CSB Forms > 0200-Health & Safety > CSB214 Student Emergency Card). o Complete Admission Agreement and hours of service contract on CLOUDS. Complete Parent Handbook receipt with parent. o Verify that the child’s immunizations are up-to-date (Do not admit in center based programs until record is up to date, unless the enrolling child is homeless). o Review health history and ensure appropriate referrals have been made. o Move child from Eligible/Accepted List and place into appropriate classroom and Program Model. H. Eligibility and Need Criteria and Documentation 1. Residency Requirements To be eligible for child care and development services, the child must live in the State of California while services are being received. Any evidence of a street address or post office address in California will be sufficient to establish residency. A person identified as homeless is exempted from this requirement and shall submit a declaration of intent to reside in California. The determination of eligibility for child care and development services shall be without regard to the 2019-21 Policies and Procedures Section 2: Program Operations 12 2019-21 Policies and Procedures Section 2 – Program Operations immigration status of the child or the child’s parent(s), unless the child or the child’s parent(s) are under a final order of deportation from the United States Department of Justice. Community Services Bureau provides Head Start and Early Head Start services to children/pregnant women who reside within the service area of Contra Costa County, and reside in the CSB service area. CSB does not serve a portion of Concord that is commonly referred to as the Monument Corridor. The area falls within the 94520 zip code in Concord and is bounded by Clayton Road to the North, Galindo Street to the Northeast, South along Monument Boulevard to Cleopatra Drive, southeast to Interstate 680 and west to State Route 242. This area is operated by the Unity Council of Alameda County. All other portions of the county are served by CSB. In accordance with the Head Start and Early Head Start Service Area Agreement adopted in 2016 among Bay Area Programs, every effort will be made to honor the family's choice to enroll their child in the program they choose. If a family resides outside of Contra Costa County, the family may enroll with CSB without asking permission from the residence grantee if any of the following reasons are valid.  If a family lives geographically closer to an agency outside of their residential area.  If the child is transitioning from EHS to HS, allowing for continuity of care.  If the family works, goes to school, is in training or participating in other related activity outside the residence area.  If the family starts one program and moves to another area, and they choose to continue enrollment in the program.  Homeless families may enroll in the program most convenient to them (follow McKinney Vento definition).  Children with disabilities should be given priority enrollment if there is no room in the residence program. 2. Documentation of Need Based on Employment, Seeking Employment, Training Toward a Vocational Goal, Seeking Housing, and Incapacity Families who are eligible for subsidized childcare and development services based on income, public assistance, or homelessness must document that each parent in the family meets a need criterion to enroll in a full-day CSPP or CCTR program. The need criteria are: vocational training leading directly to a recognized trade, para profession, or profession; educational program for English language learners or to attain a high school diploma or general educational development certificate; employment or seeking employment; seeking permanent housing for family stability; and incapacitation. Subsidized childcare and development services shall only be available to the extent to which:  The parent meets a need criterion that precludes the provision of care and supervision of the family’s child for some of the day;  There is no parent in the family capable of providing care for the family’s child during the time care is requested; and Supervision of the family’s child is not otherwise being provided by school or another person or entity. 2019-21 Policies and Procedures Section 2: Program Operations 13 2019-21 Policies and Procedures Section 2 – Program Operations 3. Documentation of Employment If the basis of need as stated on the application for services is employment of the parent, the documentation of the parent’s employment shall include the days and hours of employment. If the parent has an employer, the documentation of need based on employment shall consist of one of the following:  The pay stubs provided to determine income eligibility that indicates the days and hours of employment;  When the provided pay stubs do not indicate the days and hours of employment, staff shall verify the days and hours of employment by doing the following: o Secure an independent written statement from the employer; o Telephone the employer and maintain a record;  If the provided pay stubs indicate the total hours of employment per pay period and if staff is satisfied that the pay stubs have been issued by the employer, specify on the application for services the days and hours of employment to correlate with the total hours of employment and the parent’s need;  If the variability of the parent’s employment is unpredictable and precludes staff from verifying specific days and hours of employment or work week cycles, specify on the application for services that the parent is authorized for a variable schedule for the actual hours worked, identifying the maximum number of hours of need based on the week with the greatest number of hours within the preceding four weeks and the verification as noted above.;  If the employer refuses or is non-responsive in providing the requested information, record attempts to contact the employer, and specify and attest on the application for services to the reasonableness of the days and hours of employment based on the description of the employment and community practice; or  If the parent asserts in a declaration signed under penalty of perjury that a request for employer documentation would adversely affect the parent’s employment, on the application for services: o Attest to the reasonableness of the parent’s assertion; and o Specify and attest to the reasonableness of the days and hours of employment based on the description of the employment and community practice. When the employed parent does not have pay stubs or other record of wages from the employer and has provided a self-certification of income, staff shall assess the reasonableness of the days and hours of employment, based on the description of the employment and the documentation provided, and authorizes only the time determined to be reasonable. If the parent is self-employed, the documentation of need based on employment shall consist of the following:  A declaration of need under penalty of perjury that includes a description of the employment and an estimate of the days and hours worked per week;  To demonstrate the days and hours worked, a copy of one or more of the following: appointment logs, client receipts, job logs, mileage logs, a list of clients with contact information, or similar records; and 2019-21 Policies and Procedures Section 2: Program Operations 14 2019-21 Policies and Procedures Section 2 – Program Operations  As applicable, a copy of a business license, a workspace lease, or a workspace rental agreement. A statement by staff assessing the reasonableness of the total number of days and hours requested per week based on the description of the employment and the documentation provided. If the parent has unpredictable hours of employment, staff shall authorize the parent for a variable schedule not to exceed the number of hours determined to be needed per week. If staff has been unable to verify need based on the documentation provided, staff shall take additional action to verify self-employment that includes any one or more of the following:  If the self-employment occurs in a rented space, contacting the parent’s lessor or other person holding the right of possession to verify the parent’s renting of the space;  If the self-employment occurs in variable locations, independently verifying this information by contacting one or more clients whose names and contact information have been voluntarily provided by the parent; or  Making other reasonable contacts or requests to determine the amount of time for self - employment.  If staff is unable to make a reasonable assessment of the hours needed for self-employment after attempting to verify such hours and documenting the attempts, staff may divide the parent’s self-employment income by the applicable minimum wage. The resulting quotient shall be the maximum hours needed for employment per month. The parent shall provide a release to enable the staff to obtain the information it deems necessary to support the parent’s asserted days and hours worked per week. If additional services are requested for travel time or sleep time to support employment, staff shall determine, as applicable, the time authorized for:  Travel to and from the location at which services are provided and the place of employment, not to exceed half of the daily hours authorized for employment to a maximum of four hours per day; or  Sleep, if the parent is employed anytime between 10:00 p.m. and 6:00 a.m., not to exceed the number of hours authorized for employment and travel between those hours. 4. Documentation of Employment in the Home or a Licensed Family Day Care Home If the parent's employment is in the family’s home or on property that includes the family’s home, the parent must provide justification for requesting subsidized child care and development services based on the type of work being done and its requirements, the age of the family’s child for whom services are sought, and, if the child is more than five years old, the specific child care needs. Staff shall determine and document whether the parent’s employment and the identified child care needs preclude the supervision of the family's child. If the parent is a licensed family day care home provider or an individual license-exempt, the parent is not eligible for subsidized services during the parent’s business hours because the parent’s employment does not preclude the supervision of the family’s child. If the parent is employed as an assistant in a licensed large family day care home, and is requesting services for the family’s child in the same family day care home, the parent shall provide documentation 2019-21 Policies and Procedures Section 2: Program Operations 15 2019-21 Policies and Procedures Section 2 – Program Operations that substantiates all of the following:  A copy of the family day care home license indicating it is licensed as a large family day care home;  A signed statement from the licensee stating that the parent is the assistant, pursuant to the staffing ratio requirement of California Code of Regulations, title 22, section 102416.5(c);  Proof that the parent’s fingerprints are associated with that licensed family day care home as its assistant, which staff may verify with the local community care licensing office; and  Payroll deductions withheld for the assistant by the licensee, which may be a pay stub. 5. Documentation of Seeking Employment If the basis of need as stated on the application for services is seeking employment, the parent’s period of eligibility for childcare and development services is for not less than 12 months. Services shall occur on no more than five days per week and for less than 30 hours per week. Documentation of seeking employment shall include a written parental declaration signed under penalty of perjury stating that the parent is seeking employment. The declaration shall include the parent’s plan to secure, change, or increase employment and shall identify a general description of when services will be necessary. 6. Documentation of Training toward Vocation Goals / Educational program for English language learners If the basis of need as stated on the application for services is vocational training leading directly to a recognized trade, para-profession, or profession, child care and development services shall be limited to whichever expires first:  Six years from the initiation of services; or  Twenty-four semester units, or its equivalent, after the attainment of a Bachelor’s Degree. The parent shall provide documentation of the days and hours of vocational training to include:  A statement of the parent’s vocational goal;  The name of the training institution that is providing the vocational training;  The dates that current quarter, semester, or training period, as applicable, will begin and end;  A current class schedule that is either an electronic print-out from the training institution of the parent’s current class schedule or, if unavailable, a document that includes all of the following: o The classes in which the parent is currently enrolled; o The days of the week and times of day of the classes; and o The signature or stamp of the training institution's registrar. o The anticipated completion date of all required training activities to meet the vocational goal; and 2019-21 Policies and Procedures Section 2: Program Operations 16 2019-21 Policies and Procedures Section 2 – Program Operations o Upon recertification, as applicable, a report card, a transcript, or, if the training institution does not use formal letter grades, other records to document that the parent is making progress toward the attainment of the vocational goal. Services may be provided for classes related to the General Education Development (GED) test or English language acquisition. On-line or televised instructional classes that are unit bearing classes from an accredited training institution shall be counted as class time at one hour a week for each unit. The parent shall provide a copy of the syllabus or other class documentation and, as applicable, the Web address of the on-line program. The accrediting body of the training institution shall be among those recognized by the United States Department of Education. Ongoing eligibility for services based on training is contingent upon making adequate progress. At recertification, the parent shall provide documentation of the adequate process from the most recently completed quarter, semester, or training period. The parent shall, in the college classes, technical school, or apprenticeship for which subsidized care is provided:  In a graded program, earn a 2.0 grade point average; or  In a non-graded program, pass the program’s requirements in at least 50 percent of the classes or meet the training institution’s standard for making adequate progress. The first time the parent does not meet the condition of making adequate progress, the parent may be recertified and continue to receive ongoing services. At the conclusion of this eligibility period, the parent shall have made adequate progress in order to be recertified for services based on vocational training. If the parent has not made adequate progress, services for this purpose shall be:  Disenrolled; and  Services based on vocational training are only available to the parent, to the extent provided by subdivision (a), after six months from the date of disenrollment. To document adequate progress, the parent shall provide staff with a copy of the parent’s official progress report from the most recently completed quarter, semester, or training period. Staff may require the parent to:  Have an official copy of a progress report sent directly from the training institution to staff; or  Provide a release, as may be required by the training institution, to enable staff to verify the parent’s progress with the institution. A parent may change his or her vocational goal, but services shall be limited to the time or units remaining from the initiation of the provision of services for vocational training. Staff shall determine the days and hours needed per week, and whether the parent is making progress, based on the documentation. Staff may request that the parent provide a publication from the training institution describing the classes required to complete the parent’s vocational goal. If additional services are requested for study time or travel time to support the vocational training, staff 2019-21 Policies and Procedures Section 2: Program Operations 17 2019-21 Policies and Procedures Section 2 – Program Operations shall determine, as appropriate, the amount of services needed for:  Travel to and from the location at which services are provided and the training location, not to exceed half of the weekly hours authorized for training to a maximum of four hours per day; or  Study time, including study time for on-line and televised instructional classes, according to the following: o Two hours per week per academic unit in which the parent is enrolled; o On a case-by-case basis and as may be confirmed with the class instructor, additional time not to exceed one hour per week per academic unit in which the parent is enrolled; and o On a case-by-case basis, no more than the number of class hours per week for non- academic or non-unit bearing training. The service limitations specified above shall not apply to a parent who demonstrates he or she is:  As of June 27, 2008, receiving services for vocational training and has attained a Bachelor’s Degree;  Receiving services from a program operating pursuant to Education Code section 66060;  Attending vocational training when the parent has been deemed eligible for rehabilitation services by the California Department of Rehabilitation; or  Attending retraining services available through the Employment Development Department of the State or its staffs due to a business closure or mass layoff. 7. Documentation of Parental Incapacity If the basis of need as stated on the application for services is parental incapacity, child care and development services shall not exceed 50 hours per week. Documentation shall include a release signed by the incapacitated parent authorizing a legally qualified health professional to disclose information necessary to establish that the parent meets the definition of incapacity, and needs services. The documentation of incapacitation provided by the legally qualified health professional shall include:  A statement that the parent is incapacitated, that the parent is incapable of providing care and supervision for the child for part of the day, and, if the parent is physically incapacitated, that identifies the extent to which the parent is incapable of providing care and supervision;  The days and hours per week that services are recommended to accommodate the incapacitation, taking into account the age of the child and the care needs. This may include time for the parent’s regularly scheduled medical or mental health appointments; and  The name, business address, telephone number, professional license number, and signature of the legally qualified health professional who is rendering the opinion of incapacitation and, if applicable, the name of the health organization with which the professional is associated. Staff may contact the legally qualified health professional for verification, clarification, or completion of the provided statement. 2019-21 Policies and Procedures Section 2: Program Operations 18 2019-21 Policies and Procedures Section 2 – Program Operations Staff shall determine the days and hours of service based on the recommendation of the health professional and consistent with the provisions of this article. The period of eligibility for services when the need for services is incapacitation is for not less than 24 months. 8. Documentation of Seeking Permanent Housing If the basis of need as stated on the application for services is seeking permanent housing for family stability, the parent’s initial certification or recertification period for child care and development services shall be for not less than 24 months. Services shall occur on no more than five days per week and for less than 30 hours per week. Documentation of seeking permanent housing shall include a written parental declaration signed under penalty of perjury that the family is seeking permanent housing. The declaration shall include the parent’s search plan to secure a fixed, regular, and adequate residence and shall identify a general description of when services will be necessary. If the family is residing in a shelter, services may also be provided while the parent attends appointments or activities necessary to comply with the shelter participation requirements. At any time between the initial certification or recertification period, a parent may voluntarily request an increase to their certified child care hours based on provided documentation of employment or on other basis for need as applicable. 9. Documentation of Child Protective Services i. General Procedures CSB Head Start is committed to providing child development services for all eligible children and pregnant women who are currently involved in the child welfare system and Children and Family Services (CFS) for the purpose of improving young children’s access to and continuity of comprehensive, high quality early care and education services. The partnership between CSB and CFS ensures that staff understands the complex (social, emotional, developmental and physical) needs of this vulnerable population. This partnership is in compliance with the administration for children and families’ information memorandum acyf-cb-im-11-01 issued January 31, 2011. If eligibility and need is based on a child/family’s involvement in the child welfare system/child protective services (CPS/CFS), the basic data file must contain a written referral-Form CSB622, dated within the six (6) months immediately preceding the date of application for services, from a legal, medical, social service agency or emergency shelter. The written referral must include either:  A statement from the local county welfare department, child protective services (CPS/CFS) unit certifying that the child is receiving child protective services and that the child care and development services are a necessary component of the child protective services plan, or  A statement by a legally qualified professional that the child is at risk of abuse or neglect and 2019-21 Policies and Procedures Section 2: Program Operations 19 2019-21 Policies and Procedures Section 2 – Program Operations the child care and development services are needed to reduce or eliminate risk, and  The probable duration of the child protective service plan or the at-risk situation, and  The name, address, telephone number and signature of the legally qualified professional who is making the referral. ii. Children and Family Service Referrals Families may be referred to CSB for enrollment from Children and Family Services (CFS), if child care is deemed a necessary piece of the service plan. CSB will review the referral to determine a family’s eligibility for Head Start, Early Head Start, Center Based, Stage II and CAPP programs. Based on eligibility and need requirements the referral will be forwarded to the appropriate program, taking into consideration parental choice. Once the referral is received by the appropriate unit, the family will be contacted to determine eligibility. If the family is eligible and meets all necessary requirements, they may be enrolled in the program provided there is space. If there is no space or funding available in any of CSB’s programs, the ERSEA Analyst will forward the referral to an outside agency for potential enrollment. At this time staff will notify the referring individual whether or not the family was enrolled or referred to an outside agency. I. Certification of Eligibility The Comprehensive Services Assistant Manager or designee is authorized to certify eligibility prior to initial enrollment and at the time of recertification. The authorized representatives must certify each family’s/child’s eligibility for childcare and development services after reviewing the completed application and documentation contained in a basic data file that is established and maintained at the site. All data is uploaded to CLOUDS, a central computerized database. Prior to enrollment, the authorized representative certifies eligibility by completion of the following forms:  Application for Childcare and Development Services  Notice of Action, Application for Services Prior to enrollment, parents may contact Site Supervisors, Assistant Directors, Comprehensive Services team members, and teachers at any sites in Contra Costa County to obtain an application for services. Or they may call one of the enrollment hotline numbers to place themselves on a waiting list. At the time the authorized representative certifies or recertifies eligibility of a family/child for child care and development services, he/she shall inform the family of the family's responsibility to notify the staff within 30 calendar days if their family income adjusted for family size exceeds 85 percent of the state median income. This information is noted on the Notice of Action and Site Supervisor/Comprehensive Services Manager must review the contents and, if needed, provide an explanation of what the “Declaration” means. When a child’s residence alternates between the homes of separated or divorced parents, eligibility, need and fees should be determined separately for each household in which the child is residing during the time child development services are needed (i.e., separate certifications and service agreements). For example, a child may be subsidized during part of the week and full cost the rest of the week. 2019-21 Policies and Procedures Section 2: Program Operations 20 2019-21 Policies and Procedures Section 2 – Program Operations J. Re-certification for General Child Care Services and Full Day State preschool After initial certification and enrollment, the authorized representative must verify need and eligibility and re-certify each family/child as follows: Once a family establishes eligibility and need at initial certification or recertification, a family remains eligible for services for not less than 24 months, with the exception for families whose need is Seeking Employment, their certification period will be for not less than 12 months or until the family's adjusted monthly income exceeds 85 percent of the state median income. Families must be recertified at least once each contract period and no earlier than 24 months from their last certification (with the exception for families whose need is Seeking Employment, their certification period will be for not less than 12 months). The process for verifying continued eligibility and need shall commence following this 24-month period and conclude before the end of the 26th month and for families with the certified need of Seeking Employment the process will begin after the 12-month period and conclude before the end of the 14th month. K. Re-Certification for Part-Day State Preschool Children Part-day State Preschool families must be certified at the beginning of service using the most recent income documentation and may be certified up to 120 days before the services’ start date. After a first year of service, a family must reapply to determine income and age eligibility before a child can be considered for enrollment for a second year. These returning children have placement priority without regard to income ranking as described in the Enrollment Priorities guidance. L. Re-Certification for Head Start and Early Head Start Children 1. Duration of Eligibility CSB certifies Head Start children into the program based on family income eligibility at the time of enrollment using the federal income guidelines. Once a child is enrolled, that child does not need to be re-certified even if the family income rises above the federal poverty level for the first year of enrollment and the following year. Re-certification is only required for a child entering a third program year of Head Start. Early Head Start children must be re-certified for eligibility when they transition to a Head Start program for preschool age children. 2. Loss of Subsidy To ensure continuity of services for Early Head Start-Child Care Partnership (EHS-CCP) children, CSB will not dis-enroll due to a loss of child care subsidy. EHS-CCP grant funds will be used to temporarily cover the cost of lost subsidy and the continuation of services. CSB staff must work with the family to improve 2019-21 Policies and Procedures Section 2: Program Operations 21 2019-21 Policies and Procedures Section 2 – Program Operations the situation that caused the loss of subsidy and provide assistance with regaining the subsidy. The family is expected to regain subsidy once circumstances have been improved and comply with request for documentation required to certify eligibility for the child care subsidy. The family’s failure to comply with documentation requests as mandated by the terms of the subsidy is not in itself an allowable circumstance to constitute loss of subsidy. The following circumstances may justify the use of EHS-CCP funds to cover loss of subsidy:  Families experiencing job loss  Gap/Break in education or training  Gap/Break in approved "Welfare to Work Activity" participation  Break in childcare agreements while pending subsidy application/reapplication or transfer, such as a transfer from Stage 1 to Stage 2  Loss of child care subsidies due to exceeding state or local income requirements If it is not possible for a family’s subsidy to be restored, the EHS-CCP grant will be used to cover the full cost of maintaining the child’s continued enrollment in the program. This cost will be determined by the reimbursement amount paid by the subsidy for services the child received at the time of subsidy termination, accounting for adjustment factors and day length. Case note documentation and a Notice of Action- Termination (for CA Child Care and Development Programs) will justify the use of EHS-CCP grant funds for the child’s continued services. The Comprehensive Service Assistant Manager responsible for enrollment within the childcare subsidy will provide documentation of applicable subsidy loss to CSB’s fiscal unit and the child will be dropped from the CCTR/EHS-CCP program model and re- enrolled in EHS-CCP only. Families who lose their subsidy will not be required continue to pay a family fee. Family fees will be assess in accordance with CDE regulations should subsidy be re-instated. M. General Recertification / Re-Enrollment Procedures 1. Recertification Procedures During the recertification process, the authorized representative is responsible for the following:  Track families needing to be recertified using the Enrollment Recertification Due Date report in CLOUDS.  Notify families to bring updated eligibility and/or need documentation on first of the month following the month in which their 12-month certification period ends.  Collect recertification or re-enrollment documentation.  Complete new 9600 on CLOUDS.  Complete new income calculation sheet (signed and dated).  Update reason for needing child care and application type on the child data sheet (See “eligibility information” on the child data sheet). 2019-21 Policies and Procedures Section 2: Program Operations 22 2019-21 Policies and Procedures Section 2 – Program Operations  Proceed with certification procedures as listed above if family is still income eligible.  Issue Notice of Action, certifying continuation, changes or termination of services. (Note: adverse action requires a 14-day written notification, 19-days if mailed).  Drop file on CLOUDS on the last day of service and prepare paper file for storage (Note: Childs "waitlist" or "termination" activity date is the day after the child's last day). The Children’s file folders are to be re-used.  Update CLOUDS record as needed.  Maintain files of terminated children in locked location at site for one year until after program audit in October or November.  Send dropped and files of terminated clients to central location after completion of program audit. 2. Re-Enrollment Process During the re-enrollment process, Site Supervisors in collaboration with Comprehensive Services and the Centralized Enrollment Unit are responsible for the following:  In June, identify children for roll-over.  In July, place roll-over children into appropriate classrooms and Program Model, from Eligible/Accepted list in CLOUDS.  For previously enrolled Part-day State Preschool child requesting re-enrollment, follow guidelines for completely new 9600 application with all new documentation.  If a child’s CLOUDS record was archived within the program year, request Centralized Enrollment Assistant Manager to reactivate child’s CLOUDS record and place child back on to Eligibility Wait List.  Follow approved guidelines for selecting children. N. Updating the Application The family has the right to voluntarily report changes during the certification period. The authorized representative must update the family’s application for General Child Care and Full-day State Preschool to document and determine a reduction to fee assessment or change to authorized hours of care, if applicable, within ten (10) business days whenever the family reports and provides necessary documentation fora change in family size, income, public assistance status or need. If a family requests to reduce their authorized hours of care within the certification period, they must do so in writing. Form 9600S will be used for application updates between re-certifications. 9600S must also be accompanied by a Notice of Action for updates effecting need, eligibility, or certified hours of care. O. Contents of Basic Data File Staff must establish and maintain a basic data file for each family receiving childcare and development services. The basic data file (either electronic copy in CLOUDS or a hard copy maintained at the center) must contain a signed application for services with:  The parent’s(s) full name(s), address(es) and telephone number(s).  The names, gender and birth dates of all children under the age of eighteen (18) counted in the family size whether or not they are served by the program. 2019-21 Policies and Procedures Section 2: Program Operations 23 2019-21 Policies and Procedures Section 2 – Program Operations  The number of hours of service each day for each child.  The names of other family members in the household related by blood, marriage or adoption.  The reason for needing childcare and development services, if applicable.  Employment or training information for parent(s) including name and address of employer(s) or training institution(s) and days and hours of employment or training, if applicable.  Eligibility status.  Family size and income, if eligibility is based on income.  The parent’s signature and date.  The signature of the Site Supervisor/Authorized Agency Representative certifying the eligibility and date of signature.  A notation on when the first services begin and a notation of the last day services were received. The data file must also contain, as applicable:  Documentation of income eligibility, including an income calculation worksheet.  Documentation of employment.  Documentation of seeking employment.  Documentation of training.  Documentation of parental incapacity.  Documentation of child's disabilities.  Documentation of homelessness.  Documentation of seeking permanent housing for family stability.  Written referral from a legally qualified professional from a legal, medical, or social services agency, or emergency shelter for children at risk of abuse, neglect, or exploitation.  Written referral from a county welfare department, child welfare services worker, certifying that the child is receiving protective services and the family requires childcare and development services as part of the case plan.  If the parent of the child was on cash assistance, the date the parental cash aid was terminated.  Notice of Action (as stated above in detail) and/or Recipient of Services.  All child health and current emergency information required by California Code of Regulations, title 22, Social Security, Division 12, Community Care Facilities Licensing Regulations. 1. Documentation and Determination of Family Size A parent shall provide the names of the parents and the names, gender and birthdates of the children identified in the family. This information shall be documented on a confidential application for childcare and development services and used to determine family size. The parent shall provide supporting documentation regarding the number of children in the family. The number of children shall be documented by providing at least one of the following documents, as applicable* for the state funded program:  Birth certificates.  Court orders regarding child custody.  Adoption documents. 2019-21 Policies and Procedures Section 2: Program Operations 24 2019-21 Policies and Procedures Section 2 – Program Operations  Records of Foster Care placements.  School or medical records.  County welfare department records; or  Other reliable documentation indicating the relationship of the child to the parent. *Federally funded programs require documentation for the child to be enrolled, only. In state funded programs, when only one parent has signed the application and has indicated on the application that they are a single parent, then the parent signing the application must self-certify single parent status by initialing question one (1) in Section V of the application. A parent shall not be required to submit supporting documentation regarding the presence or absence of the second parent. For income eligibility and family fee purposes, when a child and his or her siblings are living in a family that does not include their biological or adoptive parent, only the child and related siblings shall be counted to determine family size. In these cases, the adult(s) must meet a need criterion. 2. Documentation of Income Eligibility The parent is responsible for providing documentation of the family’s total countable income and the staff is required to verify the information, as described below: The parent(s) shall document total countable income for all the individuals counted in the family size as follows: i.If the parent is employed, provide:  A release authorizing the staff to contact the employer(s), to the extent known, that includes the employer’s name, address, telephone number, and usual business hours, and  All payroll check stubs, a letter from the employer delivered to CSB independent of the employee, or other record of wages issued by the employer for the month preceding the initial certification, an update of the application, or the recertification that establishes eligibility for services. When the employer refuses or fails to provide requested documentation or when a request for documentation would adversely affect the parent’s employment, provide other means of verification that may include a list of clients and amounts paid, the most recently signed and completed tax returns, quarterly estimated tax statements, or other records of income to support the reported income, along with a self-certification of income. ii. If the parent is self-employed, provide: A combination of documentation necessary to establish current income eligibility for at least the month preceding the initial certification, an update of the application, or the recertification that establishes eligibility for services. Documentation shall consist of as many of the following types of documentation as necessary to determine income:  A letter from the source of the income,  A copy of the most recently signed and completed tax return with a statement of current estimated income for tax purposes, or  Other business records, such as ledgers, receipts, or business logs. 2019-21 Policies and Procedures Section 2: Program Operations 25 2019-21 Policies and Procedures Section 2 – Program Operations Parents shall provide copies of the documentation of all non-wage income, self-certification of any income for which no documentation is possible, and any verified child support payments. Staff shall retain copies of the documentation of total countable income and adjusted monthly income in the family data file. When the parent is employed, staff shall, as applicable, verify the parent’s salary/wage; rate(s) of pay; potential for overtime, tips or additional compensation; hours and days of work; variability of hours and days of work; pay periods and frequency of pay, start date for the employee. If the employer refuses or is non-responsive in providing requested information or a request for employer documentation would adversely affect the parent’s employment, and if the information provided by a self-employed parent is inconsistent with the staff’s knowledge or community practice, shall request clarification in the self- certification of income, additional income information or a reasonable basis for concluding that the employer exists. When the parent is self-employed, staff shall obtain and make a record of independent verification regarding the cost for services provided by the parent that may be obtained by contacting clients, reviewing bank statements, or confirming the information in the parent’s advertisements or website. If the income cannot be independently verified, the staff shall assess whether the reported income is reasonable or consistent with the community practice for this employment. Staff may request additional documentation to verify total countable income to the extent that the information provided by the parent or the employer is insufficient to make a reasonable assessment of income eligibility. To establish eligibility, staff shall, by signing the application for services, certify to the staff’s reasonable belief that the income documentation obtained and, if applicable, the self-certification, support the reported income, are reliable and are consistent with all other family information and the staff’s knowledge, if applicable, of this type of employment or employer. If the family is receiving child care and development services because the child(ren) is/are at risk of abuse, neglect, or exploitation or receiving child protective services and the written referral specifies that it is necessary to exempt the family from paying a fee, then the parent will not be required to provide documentation of total countable income. If the basis of eligibility is a current aid recipient, the staff shall obtain verification from CalWIN. 3. Calculation of Income i. General Procedures for calculating income Staff calculates total countable income based on income information reflecting the family’s current and on-going income using an income calculation worksheet that specifies the frequency and amount of the payroll check stubs provided by the parent and all other sources of countable income. 2019-21 Policies and Procedures Section 2: Program Operations 26 2019-21 Policies and Procedures Section 2 – Program Operations When income fluctuates because of:  Agricultural work, by averaging income from the 12 months preceding the initial certification, an update of the application, or the recertification that establishes eligibility for services.  Intermittent income, by averaging the intermittent income from the preceding 12 months by dividing by 12 and add this amount to the other countable income. Unpredictable income, by averaging the income from at least three consecutive months and no more than 12 months preceding the initial certification, an update of the application, or the recertification that establishes eligibility for services. ii. Over-Income Families-General Description: Both the State and Federal program allow over-income families meeting strict criteria. NO CHILD SHALL BE CONSIDERED FOR ENROLLMENT WITH AN INCOME ABOVE THE FEDERAL POVERTY GUIDELINE UNTIL ALL FAMILIES AT OR BELOW THE FEDERAL POVERTY GUIDELINES HAVE BEEN ENROLLED. To this end, it is critical that the recruitment plan be fully implemented and that extra efforts are made to assist income eligible families in completing the application to establish eligibility and be placed in the program expeditiously. After these efforts have been conducted, documented and certified, a request to waive the income guidelines may be made. The waiver form (See Forms > CSB606) includes a certification statement on the form where the outreach efforts are documented. A simple statement that “the waitlist has been exhausted” is never acceptable. iii. Over-Income Protocols When enrolling over-income families, the authorized representative is responsible for:  Completing the over income waiver (CSB606).  Submitting completed waiver to ERSEA Analyst for approval.  Saving ERSEA Analyst approved waiver in child’s file The ERSEA Analyst is responsible for:  Tracking waivers to ensure that there are no income eligible children to enroll.  Reviewing the aggregate waiver list on Shared Drive to ensure that all clusters have not exceeded the 10% unlimited over income designated primarily for children with an IEP or IFSP but for other cases as determined appropriate by the ERSEA Analyst or 35% limited over income enrollment for the Head Start and Early Head Start program, or the 10% limited over income for the part day preschool (PP) or the part day family literacy program (PPL).  Signing form.  Logging each waiver on database on shared drive.  Analyzing placement of over income slots to inform recruitment and slot planning processes.  Periodically purging the list as children transition out of the program. 4. Documentation of the Child’s Exceptional Needs (known as Children with Disabilities at CSB). The family data file shall contain documentation of the child’s exceptional needs if the staff is claiming 2019-21 Policies and Procedures Section 2: Program Operations 27 2019-21 Policies and Procedures Section 2 – Program Operations adjustment factors. The documentation of exceptional needs shall include:  A copy of the portion of the active individual family service plan (IFSP) or the individualized education program (IEP) that includes the information as specified in Education Code section 56026 and California Code of Regulations, title 5, sections 3030 and 3031; and  A statement signed by a legally qualified professional that: o The child requires the special attention of adults in a child care setting; and o Includes the name, address, license number, and telephone number of the legally qualified professional who is rendering the opinion. P. Admission Policies and Procedures Children are admitted into the program based on need and family income adjusted for family size. Highest priority goes to children with need for protective services and/or having lowest income. When a parent seeks services, the CSB staff collects family information and the child is placed on the CLOUDS waitlist. As openings become available, names are drawn by rank from the CLOUDS waitlist for the various program options in accordance with the approved selection criteria/admission priorities. If multiple families have the same rank, the family waiting the longest period of time is selected first. CSB makes available 10% of its federally funded spaces for children with disabilities and gives priority for its unlimited over income allotment to these children (also 10% of its funded slots). Children will not be denied when a family needs less than full-time services. Families who have been recruited for admissions to the program will be required to complete an application and provide supporting documentation. These documents must include current verification of income, immunizations and birth certification for the child applying for enrollment. Letters informing the family of acceptance or denial for services must be sent once certification is complete. The family has the right to dispute the denial of services by providing additional information to prove eligibility to receive services. Q. General Admission Procedure When an opening occurs in the center, the authorized representative will call the parent with the highest rank on the CLOUDS eligible list for an appointment for processing eligibility documents, noting any change of income and need for service. At this time, the parent receives an official Notice of Action (NOA) approving or disapproving state funded services. The NOA provides information outlining the parent’s due process rights in a statement on the back of the NOA. Parents wishing to appeal an agency decision must follow the procedure carefully or void the right to appeal. Following the timelines is essential. Parents applying for a Head Start only slot sign the Admissions Agreement and Application but do not 2019-21 Policies and Procedures Section 2: Program Operations 28 2019-21 Policies and Procedures Section 2 – Program Operations receive an NOA. R. Children’s Enrollment Files The Federal Regulations and the State of California require children’s centers to maintain a file on each enrolled child including the following information:  Birth Certificate to verify birth, age of child, gender and parents’ names.  Information on date of admission, termination and re-enrollment.  Names, addresses and phone numbers of parents and other relatives and/or friend that may be contacted in case of emergency.  A Health History is completed by the parent to collect information on child’s general health. This and much more information is collected during one-on-one parent meetings, while assisting the parent to complete the enrollment packet and assisting the parent with health needs of the child or issues of the parent and household. Information must be updated and data entered into CLOUDS as it is received. S. Due Process Requirements 1. Notice of Action, Application for Services The authorized representative decision to approve or deny services shall be communicated to the applicant through a written statement referred to as a Notice of Action, Application for Services. The authorized representative shall maintain records of the Notice of Action, Application for Services in the basic data file. The Notice of Action, Application for Services shall include: (1) the applicant’s name and address; (2) the authorized representative's name and address or the name and telephone number of the CSB authorized representative who made the decision; (3) the date of the notice; (4) the method of distribution of the notice. If services are approved, the notice shall also contain: (1) basis of eligibility; (2) monthly fee, if applicable; (3) duration of the eligibility; (4) names of children approved to receive services; and (5) the hours of service approved for each day. If the services are denied, the notice shall contain: (1) the basis of denial and (2) instructions for the parent(s) on how to request a hearing if they do not agree with the authorized representative's decision in accordance with procedures specified below. 2. Notice of Action, Recipient of Services If, upon re-certification or update of the application, CSB determines that the need or eligibility requirements are no longer being met, or the fee amount of service needs to be modified, the authorized representative will notify the family through a written Notice of Action, Recipient of Services. The authorized representative will maintain records of all Notice of Action, Recipient of Services in the family’s basic file. The Notice of Action, Recipient of Services will include: (1) the type of action bei ng taken; (2) The effective date of action; (3) the name and address of recipient; (4) the name and address of CSB; (5) the name and telephone number of the CSB authorized representative who is taking the 2019-21 Policies and Procedures Section 2: Program Operations 29 2019-21 Policies and Procedures Section 2 – Program Operations action; (6) the date of notice is mailed or given to the recipient; (7) the method of distribution to the recipient; (8) a description of the action; (9) a statement of the reason(s) for the changes; (10) a statement of the reason(s) for termination, if applicable; and (11) instructions for the parent(s) on how to request a hearing if they do not agree with the authorized representative's decisions. 3. Approval or Denial of Child Care and Development Services The authorized representative will mail or deliver a completed Notice of Action, Application for Services to the parents within thirty (30) calendar days from the date the application is signed by the parent(s). 4. Changes Affecting Service The authorized representative will complete a Notice of Action, Recipient of Services when changes are made to the service agreement at the parent's request. Such changes may include, but are not limited to, an increase or decrease in the amount of services, or termination of service. The authorized representative will mail or deliver the Notice of Action to the parents at least fourteen (14) calendar days before the effective date of the intended action. To promote the continuity of child care and development services, a family that no longer meets a particular program’s income, eligibility or need criteria may have their services continued if the authorized representative is able to transfer that family’s enrollment to another program for which the family continues to be eligible prior to the date of termination of services. The transfer of enrollment may be to another program within the same administrative agency or to another agency that administers state or federally funded childcare and development programs within that county. T. Alternative Placement for Children When terminating children from the state funded portion of the program, authorized representative is responsible for the following:  Issue Notice of Action 14 days prior to termination date.  Explain to parents their appeal rights.  If parent does not appeal termination: o Enter information regarding reason for ending services in CLOUDS Child Data Sheet. Date and initial comments. o Change enrollment status in CLOUDS. o Discontinue services on Family Data Sheet. o Determine if child may return within the program year. If so, place child back on Eligible/Accepted List. If not, archive the CLOUDS record. o Assist the family in finding an alternate placement for the child.  If parent appeals termination, send appeal notice to Assistant Director and continue to serve child until informed to move forward with termination. Head Start children are always afforded an opportunity in another program option as space is available when their current setting is deemed inappropriate for the child. If the parent is ineligible for Head Start 2019-21 Policies and Procedures Section 2: Program Operations 30 2019-21 Policies and Procedures Section 2 – Program Operations or our state funded programs, they are to be referred to a partner site and/or to the county’s resource and referral agency, Contra Costa Child Care Council (925-676-KIDS). U. Client’s Request for a Hearing and Procedures If a parent in the state funded program disagrees with an action, the parent(s) may file a written request for a hearing with the authorized representative within fourteen (14) calendar days of the date the Notice of Action was received. Upon the filing of a request for hearing, the intended action shall be suspended until the review process has been completed. The review process is complete when the appeal process has been exhausted or when the parent(s) abandons the appeal process. Within ten (10) calendar days following the receipt of the request for a hearing, the authorized representative will notify the parent(s) of the time and place of the hearing. The time and place of the hearing will, to the extent possible, be convenient for the parent(s). An Assistant Director, who will be referred to as “the hearing officer” will conduct the hearing. The hearing officer will be at a staff level higher in authority than the staff person who made the contested decision. The parent(s) or parent’s authorized representative is required to attend the hearing. If the parent or the parent’s authorized representative fails to appear at the hearing, the parent will be deemed to have abandoned his or her appeal. Only persons directly affected by the hearing will be allowed to attend the hearing. The Assistant Director will arrange for the presence of an interpreter at the hearing, if one is requested by the parent(s). The Assistant Director will explain to the parent(s) the legal, regulatory, or policy basis for the intended action. During the hearing, the parent(s) will have an opportunity to explain the reason(s) they believe the authorized representative's decision was incorrect. The authorized representative will present any material facts omitted by the parent(s). The Assistant Director will mail or deliver to the parent(s) a written decision within ten (10) days after the hearing. The written decision shall contain procedures for submitting an appeal to ELCD. V. Appeal Procedure for ELCD Review If the parent disagrees with the written decision from the authorized representative, the parent has fourteen (14) calendar days in which to appeal to the ELCD. If the parent(s) do(es) not submit an appeal request to the ELCD within fourteen (14) calendar days, the parents’ appeal process will be deemed abandoned and the authorized representative may implement the intended action. The parent(s) will specify in the appeal request the reason(s) why he/she believes the authorized 2019-21 Policies and Procedures Section 2: Program Operations 31 2019-21 Policies and Procedures Section 2 – Program Operations representative decision was incorrect. The parents must submit a copy of CSB’s Notice of Action with the appeal request , and CSB's written decision. Upon receipt of the appeal request, the ELCD may request copies of the basic data file and other relevant materials from CSB. The ELCD may also conduct any investigations, interviews or mediation necessary to resolve the appeal. The decision of the ELCD will be mailed or delivered to the parent(s) and the authorized representative within thirty(30) Calendar days after receipt of the appeal request. W. CSB Compliance with ELCD Decision CSB will comply with the decision of the ELCD immediately upon receipt thereof. CSB will be reimbursed for childcare and development services delivered to the family during the appeal process. If the authorized representative determination that a family is ineligible is upheld by the State, services to the family will cease upon receipt by the authorized representative of the State’s decision. X. Retention of Enrollment Records Delegate Agencies, the Grantee-Operated Program, and sub-contractor retain copies of official enrollment application forms, which contain certification data for each child enrolled during the program year for 5 years. Copies of enrollment records serve as a primary source document for audit purposes. Cooperation with local Contra Costa County welfare offices is encouraged for recruiting eligible children into the program. Y. Enrolled but Waiting For Transfer Protocol When staff has a child/family that wants to transfer sites:  Comprehensive Services staff and site staff who learn about a family wanting to transfer communicate via email to all applicable SSs, CSAMs, the Central Enrollment Unit (CEU) & Partners (as known or Partner CSAM) the need for a transfer. Make additional calls as necessary.  Clearly and fully document the transfer in the case file on CLOUDS.  Clearly and fully explain to the family about any changes they may experience as a result of a possible program model change at time of transfer to other center (ex: part-day to full-day - family must now show need) When staff are searching to fill an open slot: 2019-21 Policies and Procedures Section 2: Program Operations 32 2019-21 Policies and Procedures Section 2 – Program Operations  Notify CSAM immediately upon determination that a slot will become available.  CSAM check notes for any children that are enrolled but waiting for a slot.  CSAM of current center reviews files for pending issues prior to transfer and communicates any issues to receiving CSAM. Transfer file to new center’s Site Supervisor or designee.  Authorized representative completes 9600S and NOA. Also, collect any additional documentation required for program model change (see Eligibility and Need Criteria Documentation Checklists)  Site Supervisor enrolls the child from CLOUDS. Z. Transfer of Child with Disabilities or of Child Receiving Mental Health Services When a child with disabilities or receiving mental health services transfers to another CSB site, communication is vital. The Comprehensive Services team member is responsible for notifying the Site Supervisor/Head Teacher and CS/Disabilities/Mental Health Manager in writing. Notification is to be sent before the child begins at another site so that necessary arrangements or accommodations can be made. The Site Supervisor/Head Teacher will inform the appropriate teacher of the transfer. The Comprehensive Services team member and the CS/Mental Health Manager will complete this process within two weeks of notification of an opening. AA. CSPP Full-day to Part-Day or Tuition Based Approval Process 1. General Description In the event that a family loses eligibility or need for services during the program year, CSB has the discretion to offer families the option to receive services part-day (less than 4 hours per day) or pay a fee for full-day services (Tuition Based) rather than terminate services. Part-day services could be offered in the child’s same class or in another class during the “pre-school portion of the day” (8:30 – 12:00) as available. Whenever possible, the child will be allowed to stay in their current classroom. CSB fiscal unit tracks CDE earnings monthly, and notifies program staff if the risk of under earning develops. If under earning is a risk, ADs cease to approve all moves to part-day until risk subsides according to reports from fiscal unit. 2. Action Guidance for Staff i. Full-day or ¾ time to Part-day • At recertification, the authorized representative determines family no longer meets eligibility or need criteria (for more than 4 hours of care) and issues NOA for termination of full-day (or ¾ time) services effective 14 or 19 days as appropriate. • The below process must be complete no later than the effective date of action noted on the NOA. • Authorized representative ensures that each class is fully enrolled morning and afternoon through enrollment and certified hours of care. • Authorized representative determines if part-day services are available during the 2019-21 Policies and Procedures Section 2: Program Operations 33 2019-21 Policies and Procedures Section 2 – Program Operations preschool portion of the day (8:30 – 12:00). • If available, the Authorized representative and family determine if part-day services are desirable and appropriate. • If desired by the family and appropriate, Authorized representative completes approval form CSB607 (See CSB Forms). • If part-day services are unavailable, not desired by the family or inappropriate, authorized representative terminates the child and closes the file. • AD approves or denies CSB607 request, maintains original for her records and returns a copy to the site. • If approved, authorized representative files copy in student file, updates CLOUDS (waitlist & re-enroll with new program model), and updates student file including the following and moves the child to part-day services on date on or after AD approval date and no later than effective date of NOA terminating full-day (or ¾ time) services. o Completed 9600S – update program model at least and hours of care, and other information as applicable o Income and family size remain as they were at original enrollment unless documentation of current income or family size benefits the family. o NOA stating change to part-day services - effective date is same as effective date for termination of full-day services (or before if desired by the parent). o Update CLOUDS hours of care. o Update CLOUDS program model (while retaining previous enrollment history), reason for needing care (if applicable), program option (if applicable) to “part- day center- based”, and any other appropriate updates. o The Site Supervisor ensures child is reflected on appropriate 9400s for appropriate number of days during the month of the move. ii. Full-day or ¾ time to Tuition Based (TB) • At recertification, the authorized representative determines family no longer meets eligibility or need criteria (for more than 4 hours of care) and issues NOA for termination of full-day (or ¾ time) services effective 14 or 19 days as appropriate. • Authorized representative ensures that each class is fully enrolled morning and afternoon through enrollment and hours of care. • Authorized representative determines if TB services are available. • If available, authorized representative and family determine if TB services are desirable and appropriate. • If desired by the family and appropriate, authorized representative completes approval form CSB607 (See CSB Forms). • AD approves or denies request, maintains original for her records and returns a copy to the site. • If approved, authorized representative closes file and CLOUDS, completes all applicable paperwork and required forms, including an NOA stating termination of services and moves the child to TB services on first day after the end of the 14 to 19 day NOA waiting period. • The Site Supervisor ensures child is reflected on 9400 for only the appropriate number of days during the month until the date the move to TB services was effective. 2019-21 Policies and Procedures Section 2: Program Operations 34 2019-21 Policies and Procedures Section 2 – Program Operations • See section at end of this manual for Tuition Based services policies and procedures. BB. Withdrawal of Child from the Program When the teaching staff learns that a child has terminated services, they should notify the Site Supervisor. The “last day attended” should be noted on the child's application (9600) and the sign in/out sheet. They must also notify the CSAM immediately upon knowledge of a pending vacancy. Whenever possible, the reason for the withdrawal should be ascertained and recorded. The child’s termination date in CLOUDS is the first date the child does not attend so that attendance data can be captured for the last day of attendance. Parents who wish to reinstate must meet Title V Regulations. If the parents are successful in meeting the Title V Regulations, the parent must complete all required paperwork and provide income documentation. The following are some reasons that a child might be placed back on the waiting list (please see Parent Handbook for a complete listing):  A pattern of unexcused absences - Poor attendance / sporadic attendance is defined as three or more unexcused absences. When this occurs, the teacher calls the Site Supervisor, who makes personal contact with the parent as soon as they realized a child has not attended and the parent has not called. If multiple service needs are disclosed by a parent, he/she should be offered Case Management services in order to create a plan to correct the absenteeism. Every effort is made to assist parents in removing barriers to attendance.  Parent’s failure to comply with rules/regulations, resulting in danger to the health / safety of children / staff – (Must be approved by the Assistant Director)  Parent’s failure to comply with health requirements as mandated by Community Care Licensing.  Extreme behavior problems in a child that may be harmful to the child or others (This must be based on a joint assessment by the CS / Disabilities / Mental Health Manager, and the Site Supervisor.)  For General Childcare, a change in income or need eligibility status such that the family is no longer eligible for care or failure to submit required documentation to verify continued need/ eligibility at recertification.  For the full-year program, kindergarten-bound CSPP eligible 4 year olds begin to transition out of the program at the end of the program year, which ends June 30th. Those children who have been determined eligible before the end of the program year may remain in the program until they start kindergarten as long as they are still within their certification period. Each year, the program will determine last days of enrollment extended past June 30th and take into consideration the community need for continued services. When a child has been disenrolled from the program, the Site Supervisor will then call the Assistant Director, CSAM and teacher, notifying them of a new child replacing the terminated child. The Site Supervisor will call the parent of the terminated child, informing him/her that the child has been put back on the waiting list. If a terminated child is brought to school, the parent should be told to speak to the Site Supervisor. 2019-21 Policies and Procedures Section 2: Program Operations 35 2019-21 Policies and Procedures Section 2 – Program Operations CC. Attendance Expectations 1. General Description CSB children are expected to attend classes daily. Regular attendance is strictly enforced, and each center maintains documentation of all attendance/absenteeism activities. Upon registration, parents are oriented about enrollment/attendance policies. Each parent receives a copy of the attendance policies, and the importance of regular attendance is stressed to them. Re-orientation of the enrollment/attendance policies occurs at the beginning of classes, and ongoing reminders are communicated as needed. Parents are expected to report absence reasons to the center as soon as possible and within one hour of their child’s start time. 2. Unexcused Absences To ensure children are safe when they do not arrive at school, CSB must make attempts to contact parents within one hour for unexpected absences. CSB utilizes SMS technology to efficiently communicate with families. Strategies to contact families within one hour include the use of CLOUDS automatic SMS (text) messages. Parent can reply via text messaging to inform center staff of absence reasons. Each day a child's absence is not reported by the parent, the Site Supervisor or center staff contacts the parent to determine the cause of the absence and to clarify the attendance policy. After two consecutive unexcused absences, direct contact is made with the parent, such as a conference or home visit. Parents are informed that failure to participate in the conference or visit may result in a loss of services and will be placed onto the waiting list. After ten consecutive or intermittent days of unexcused absences, the child is dropped from the active program and is put back onto the waiting list. (Children absent due to illness are counted in the Average Daily Attendance criteria.) Site supervisor will check attendance sheets daily or at least three times a week to ensure attendance policies are implemented. 3. Re-occurring Absences Site Supervisors, in collaboration with teaching staff, will identify and assess patterns of absences for each child. Within 60 days, children with patterns of absences and those at risk of reaching an absence rate of 10% are identified and family support services provided. Absences per child are analyzed on a monthly basis utilizing CLOUDS reports. Family meetings are held as needed to clarify the attendance policy and identify strategies in which a family may implement to improve attendance. DD. Attendance Accounting 1. General Description Accountings for attendance is completed daily by the classroom teacher by ensuring parents sign their child into CLOUDS upon arrival. Absence reasons are entered into CLOUDS daily and no later than Friday of each week, and reports are utilized to ensure that each center maintains 85% monthly attendance for all federally funded slots. If the monthly attendance rate falls below 85%, the Site Supervisor will be notified by the ERSEA Managers and will utilize the CLOUDS absence reports to analyze the reasons. If 2019-21 Policies and Procedures Section 2: Program Operations 36 2019-21 Policies and Procedures Section 2 – Program Operations average program attendance for federally funded slots falls below 85% for any month, the ERSEA Manager develops a corrective action plan after analyzing data and identifying root causes. Within 60 days and on an ongoing basis, patterns of absences per child are analyzed. A risk assessment for chronic absenteeism is conducted. Chronic absenteeism is defined as an absence rate of 10% of the program days per year. 2. Procedure i. Directly Operated Sites Attendance is captured at CSB centers by CLOUDS via the wall pads as parents electronically sign their child into the program. Teachers must ensure that this is done immediately upon the child’s arrival to the classroom. If a parent fails to sign their child into CLOUDS, staff must do the following:  Staff will “sign” child into CLOUDS without a signature to place the child in the classroom and part of the ratio.  The parent MUST be called back to the center to sign-in on the hard copy sign-in/out sheet (CSB682) with the original drop-off time which can be obtained from CLOUDS.  In CLOUDS staff will select “Parent no sign in” from the drop down menu as the Reason under the Attendance Sign-in/out sheet for the specific child. If the parent fails to sign their child out in CLOUDS, staff must do the following:  Staff will “sign” child out in CLOUDS without a signature to take the child out of the classroom and out of the ratio. Staff will notify the parent as soon as the parent or authorized representative returns to the center (i.e. next morning) that a sign-out signature was not collected. The parent will sign out on the hard copy sign- in/out sheet (CSB682) with the original sign out time which can be obtained from CLOUDS. In CLOUDS, staff will enter “Parent no sign out” from the drop down menu as the reason under the attendance sign- in/out sheet for the specific child. In the event that the electronic system fails and parents are not able to sign their children in or out of CLOUDS, staff MUST do the following:  A hard copy sign-in/out sheet (CSB682) shall be maintained by each classroom teacher which the parents will use to sign in and/or out until CLOUDS is back on-line.  As soon as the system comes back up, staff will sign children in and/or out (as applicable) of CLOUDS without a signature to place them in or out of the classroom for ratio purposes.  Staff will do this by using the Manual Attendance feature in CLOUDS to sign children in and/or out, enter attendance/absences and enter meal counts for the time CLOUDS was not operational. For this purpose it is acceptable for staff to select the child’s general contract hours 2019-21 Policies and Procedures Section 2: Program Operations 37 2019-21 Policies and Procedures Section 2 – Program Operations for the approximate sign in and out times as parents will already have physically signed on the hard copy sign-in/out sheet (CSB682) with the correct sign in and out times. Even if some children are signed-in on CLOUDS when this update by staff takes place, clicking on “All Attendance” will only affect those who have not yet signed in; other children’s data will not be affected. A code is used consistently throughout the entire program to mark Present, Excused Absence, and Unexcused Absence. Absences are marked with an “A” and given the excuse provided by the parent in the comment section of the sign‐in sheet. The teacher determines if the absence is excused in accordance with the excused and unexcused absence policies included herein. When absences are excused, the “A” is enclosed in a circle “(A)”. All information must be immediately entered into CLOUDS when the system becomes available through the manual attendance section or the wall pad by doing the following:  Wall Pad: o Go to Reports o Select the month o Select the child o Click on the Attendance button o Enter Attendance data  CLOUDS: o Go to Attendance Folder o Select Manual Attendance o Click on the “A” box for that child o Enter the Attendance data Teachers must enter absence reasons daily and review for accuracy by Friday of each week via the Wall Pad system. Parents are responsible for reporting absence reasons within one hour of their child's start time and must give the reason for a child’s absence when the child returns to school if not already provided. On occasions where the child has not returned to school, the Site Supervisor can enter the reason for absence in CLOUDS after contacting the parent. At the end of the month, the Teacher reviews each attendance record via the Wall pad system and verifies the totals for the days of attendance, excused and unexcused absences. After verifying each attendance record, the teacher will click on the “Submit” button which will send the electronic file to the Site Supervisor for their approval. All hard copy sign in and sign out sheets (CSB682) should also be forwarded to the Site Supervisor. After Teachers have submitted the attendance records via the Wall Pad, Site Supervisors shall review the submitted attendance sheets under the Track Forms section in CLOUDS under the “Submitted” section. After reviewing each attendance sheet for accuracy, the Site Supervisor shall “Approve” or “Deny” each attendance record. If the attendance record is denied, it will go back to the wall pad for correction and re-submittal by the Teacher. ii. Partner Sites & Family Child Care Homes 2019-21 Policies and Procedures Section 2: Program Operations 38 2019-21 Policies and Procedures Section 2 – Program Operations Attendance is captured at CSB Partner centers by CLOUDS via Galaxy tablets as parents electronically sign their child into the program. Teachers must ensure that this is done immediately upon the child’s arrival to the classroom. If a parent fails to sign their child into CLOUDS, staff must do the following:  Staff will “sign” child into CLOUDS without a signature (“STAFF” button) to place the child’s status as “in the classroom” on the system.  The parent MUST be called back to the center to sign-in on the hard copy sign-in/out sheet with the actual drop-off time.  In CLOUDS staff will select “Parent no sign in” from the drop down menu as the Reason under the Attendance Sign-in/out sheet for the specific child. If the parent fails to sign their child out in CLOUDS, staff must do the following:  Staff will “sign” child out in CLOUDS without a signature to place the child’s status as “child out of the classroom” on the system.  Staff will notify the parent as soon as the parent or authorized representative returns to the center (i.e. next morning) that a sign-out signature was not collected. The parent will sign out on the hard copy sign-in/out sheet with the original sign out time. In CLOUDS, staff will enter “Parent no sign out” from the drop down menu as the reason under the attendance sign-in/out sheet for the specific child. In the event that the electronic system fails and parents are not able to sign their children in or out of CLOUDS, staff MUST do the following:  A hard copy sign-in/out sheet shall be maintained by each classroom teacher which the parents will use to sign in and/or out until CLOUDS is back on-line.  As soon as the system comes back up, staff will sign children in and/or out (as applicable) of CLOUDS without a signature to place them in or out of the classroom and use their Actual sign- in/out times from the hard copy sign-in/out sheet. A code is used consistently throughout the entire program to mark Present, Excused Absence, and Unexcused Absence. Absences are marked with an "A” and given the excuse provided by the parent in the comment section of the sign‐in sheet. The teacher determines if the absence is excused in accordance with the excused and unexcused absence policies included herein. When absences are excused, the "A” is enclosed in a circle. All information must be immediately entered into CLOUDS when the system becomes available through Galaxy tablets (iCLOUDS) by doing the following: iii. Galaxy Tablets (iCLOUDS):  Under “My Classroom”, click on the child’s name you want to enter attendance for  Click on “Attendance Sign-in/out sheet”  Select the Month  Click on the Day you want to enter attendance 2019-21 Policies and Procedures Section 2: Program Operations 39 2019-21 Policies and Procedures Section 2 – Program Operations  Enter Attendance data iv. CLOUDS (CSB Partner Unit Staff):  Go to Attendance Folder  Select Manual Attendance  Click on the “A” box for that child  Enter the Attendance date Partner Teachers must enter absence reasons by Friday of each week via the Galaxy tablets. Parents are required to give the reason for a child’s absence when the child returns to school if not already provided. On occasions where the child has not returned to school, the Site Supervisor (CSB Staff) can enter the reason for absence in CLOUDS after contacting the parent. At the end of the month, the Partner Teacher reviews each attendance record via the Galaxy Tablet and verifies the totals for the days of attendance, excused and unexcused absences. After verifying each attendance record, the teacher will click on the “Submit” button by the 3rd day of the following month which will send the electronic file to the Site Supervisor (CSB Partner Staff) for their approval. All hard copy sign in and sign out sheets and absence notes should also be forwarded to the Site Supervisor (CSB Partner Staff) by the 3rd of the following month. After Teachers have submitted the attendance records through the Galaxy Tablet, Site Supervisors (CSB Partner staff) shall review the submitted attendance sheets under the Track Forms section in CLOUDS under the “Submitted” section. After reviewing each attendance sheet for accuracy, the Site Supervisor (CSB Partner Staff) shall “Approve” or “Deny” each attendance record. If the attendance record is denied, it will go back to the Galaxy tablets for correction and must be re-submittal by the Teacher. v. CSB Partner Staff  Collect hardcopy attendance sheets & absence notes from Partner agencies no later than the 3rd of the following month and enter into CLOUDS Manual Attendance module by the 5th of each month.  all attendance records need to be verified (i.e. excused, un-excused and BID…etc.) via CLOUDS vi. CD 9400 Process CLOUDS will automatically generate the state Monthly CD 9400 sheets (Programs funded by the State). To complete the submission process, staff will do the following:  Using the CLOUDS 9400 Monthly Enrollment report, Site Supervisors or Partner Staff will check each child’s funding, day length, adjustment factors and attendance records for accuracy. The Site Supervisor compares each child’s 9400 record with their electronic 2019-21 Policies and Procedures Section 2: Program Operations 40 2019-21 Policies and Procedures Section 2 – Program Operations attendance record (CLOUDS>Track Forms>Attendance) & hard copy sign-in/out sheets (CSB682). Any discrepancies are to be corrected in CLOUDS via the Attendance Analysis module.  After all discrepancies have been corrected, the Site Supervisor or Partner Staff will click on each child’s individual verification button in which they can change the selection from “No” to “Yes” signifying that information for that child is correct. When all the children listed under each 9400 sheet has been verified (All “Yes” for each child listed), the site supervisor can now complete the sheet by clicking on the final “Verify” button which will record the site supervisor's or CSB Partner staff's digital signature on the 9400 sheet thus completing the process.  All 9400 sheets must be completely verified by the 5th workday of the month on CLOUDS.  Assistant Directors/Cluster Clerks or partner staff confirms that all CD 9400 sheets have been verified on CLOUDS via the 9400 Monthly Enrollment report by the 6 th workday of the month. Only the hard copy sign-in/out sheets (CSB682) must also be submitted to the Assistant Director or CSB Partner Analyst for their review. It is not necessary print out the 9400 sheets and electronic attendance sheets from CLOUDS as that data is already in CLOUDS. When all 9400 sheets have been verified in CLOUDS via the 9400 Monthly Enrollment report (requires a visual inspection from AD or CSB Partner Analyst), all hard copy sign-in/out sheets (CSB682) are forwarded to Business Systems by the 6th workday.  Business Systems staff will confirm that all children have been verified on the 9400 Monthly Enrollment report (visual inspection). If there are any discrepancies, the specific Site Supervisor or Partner Analyst will be notified of necessary corrections. Corrections must be done as soon as possible.  Business Systems staff will notify Fiscal when CD 9400s have been checked and completed by the 10th work day of each month.  When the Fiscal Department is notified by the Business Systems Unit that all 9400s have been verified, CSB Fiscal staff will generate the electronic CDNFS 9500 and CDNFS 8501s to review. Once CSB Fiscal staff determines the reports are accurate, they will print and submit the reports to the California Department of Education by the 20th of the month for each quarter (September, December, March & June).  The Business Systems Analyst will generate the CD 801A report in CLOUDS and submits it electronically to the State CDMIS website by the 20th of every month for the preceding month.  vii. Excused Absences  Illness: Absences may be excused for illness of the child, parent, or any sibling. If the absence is due to the illness of the child, the specific reason must be recorded on the sign-in sheet (e.g. cold, cough, sore throat, fever, runny nose, etc.). Illness absences lasting three (3) or more consecutive days may require appropriate medical professional documentation.  Family Emergency: Absences due to family emergencies may be considered excused absences. The reason for the family emergency must be specified in the sign in and out sheets. Any of the following reasons can be considered family emergencies: o Death of a family member. o Immediate need for medical health treatment of anyone in the family unit. 2019-21 Policies and Procedures Section 2: Program Operations 41 2019-21 Policies and Procedures Section 2 – Program Operations o Any incident caused by a situation which results in the family having their normal schedule disrupted to the extent that the parent cannot safely accompany their child to the site (i.e., theft, fire, flood, arrest and/or incarceration of a parent, or any other similar situations) o If regular means of transportation to school is disrupted, and no alternative, i.e. public transportation is available. o Any other situation at the discretion of the site supervisor.  Best Interest Days (BID): Absences may be excused for the “best interest of the child” which would include time for a child to be with a parent or relative (i.e. vacation or visitation with non- custodial parent, a court-mandated visit, or participating in cultural or religious holidays). Other requests for BID are at the discretion of the Site Supervisor. BID absences are limited to ten (10) days per program year per child, with the exception of children who are recipients of protective services or are at risk of abuse or neglect. Proof of such services must be documented in the child’s data file. The reason for the “Best Interest Day” must be specified in the sign in and out sheets.  Exclusion due to unmet health requirements: Children must be excused for immunizations that are not up-to-date or a physical or TB clearance that is not received within 30 days of enrollment. Parents are allowed one extension for physicals beyond the 30 day requirement with proof of an appointment on file. No extensions are allowed for TB clearances. Children are permitted up to three days of excused absences. After that, a Notice of Action (as applicable) will be issued for termination from the program. EE. Title XXII Requirements for All Children Record of “up to date” immunizations must be on file before children can attend. A complete physical examination by the child’s physician is required within 30 days of admission. A form is provided at the intake interview for use by the family physician. An immunization record authorized by a Medical Doctor or a Registered Nurse must be shown. The Site Supervisor or Comprehensive Services staff will review and file a copy at the time of enrollment. Immunizations must be kept current while the child is attending the centers. The Site Supervisor or Comprehensive Services staff member notifies parents when immunizations are due. Children whose immunizations are not kept up to date will be excluded from the center until they are brought up-to-date, unless there is a medical waiver on file. Although TB clearance must be obtained within thirty days of admission, the physical must also have indicated the result of the TB screening on the child’s record. Children may be eligible for a free physical through the Child Health Disability Prevention Program. Parents should be encouraged to discuss this option with the Site Supervisor or Comprehensive Services staff member. Enrollment information is kept confidential from all but: (1) authorized program staff, (2) California Department of Education program evaluators (3) authorized public officials. Information will not be released without parental permission, except as mentioned above. Children with disabilities are accepted by the centers when CSB is able to obtain appropriate documentation to determine the child’s needs. CSB will work with the family to make all reasonable 2019-21 Policies and Procedures Section 2: Program Operations 42 2019-21 Policies and Procedures Section 2 – Program Operations accommodations for the child. CSB complies with ADA and IDEA. FF. Fees for Non-Head Start and Early Head Start Funded Programs 1. Purpose The purpose of these procedures is to document the process of billing, collecting, and depositing of childcare fees in accordance with County policies and the State’s Funding Terms and Conditions related to child development programs. 2. County Administrative Bulletins Community Services Bureau shall comply with the requirements set forth in Administrative Bulletin Number 205 regarding cash collections procedures. 3. Fee Assessment CSB shall use the current fee schedule prepared and issued by California Department of Education for child care programs funded by the State.  The family fee will be assessed either a flat monthly full-time or part-time fee based on certified hours of care for the month, income, and family size.  If family’s certified need is 130 hours or more, the family will be assessed full-time fee.  If the family’s certified need is less than 130 hours, the family will be assessed part-time fee.  Upon initial enrollment or final enrollment month, a family may be charged cost of care fee (current State Reimbursement Rate (SRR) multiplied by adjustment factor multiplied by days of enrollment) if this is less than monthly part-time fee rate.  The family fee will be assessed: o At initial enrollment. If the enrollment day is the first of the month, the family fee will be assessed a full-time or a part-time fee based on their certified hours of care. If the enrollment day is not the first day of the month, fee will be based on the certified hours for the partial month and another fee for each subsequent month based on their certified hours. The first payment is due the first day of enrollment and due the first day of each subsequent month. o At recertification. The assessed fee will be effective on the first of the subsequent month after the new fee is assessed (Issue date of NOA) if there are 14 or 19 calendar days remaining in that month. If there are less than 14 or 19 days remaining in the month following the issue date of NOA, the assessed fee will become effective on the first of the month a month after the subsequent month. o When family voluntarily requests a reduction of family fee. The assessed fee reduction will be effective on the first day of the month that follows the issue date of the NOA. Families must still be given 14/19 calendar days from the issue date of the NOA, to file an appeal.  If more than one child in a family is participating in the state funded program the family’s fee shall be assessed and collected based on the child who is enrolled for the longest period in a day. 2019-21 Policies and Procedures Section 2: Program Operations 43 2019-21 Policies and Procedures Section 2 – Program Operations  If the children are located at different child care centers, the fee shall be collected by the center in which the child who is enrolled the longest period in the day is enrolled.  If a child drops at one center and enrolls in another before the NOA period, both centers must communicate throughout the transition to determine the impact on related fees. (We must communicate) For Fee for Service Program (Tuition Based), CSB shall use the monthly rate approved by the County Board of Supervisors. 4. Exclusions from Fee Assessment  The exclusions shall apply only to State-funded childcare programs.  No fees shall be collected from CCTR, FP, and FPL families with an income level that, in relation to family size, is less than the first entry in the fee schedule.  There is no family fee for PP and PPL programs  Families receiving services because the child is at risk of abuse, neglect, or exploitation, may be exempt from paying fees for up to twelve (12) months if the referral prepared by a legally qualified professional from a legal, medical, or social services agency, or emergency shelter specifies that it is necessary to exempt the family from paying a fee. The cumulative period of time that a family may be exempt from paying a fee for this reason shall not exceed 12 months.  Families receiving services because the child is receiving protective services may be exempt from paying fees for up to twelve (12) months if the referral prepared by the county welfare department, child welfare services worker specifies that it is necessary to exempt the family from paying a fee. The cumulative period of time that a family may be exempt from paying a fee for this reason shall not exceed 12 months.  In accordance with the State’s Management Bulletin 09-18, all families that currently receive a CalWORKs grant on behalf of the children will not be assessed a fee. Former CalWORKs grant recipients are not included in this exemption. 5. Credit for Fees Paid to Other Service Providers This section shall apply only to State-funded child care programs.  When CSB cannot meet all of the family’s needs for child care for which eligibility and need have been established, CSB shall grant a fee credit equal to the amount paid to the other provider(s) of these childcare and development services. CSB shall apply the fee credit to the family’s subsequent fee billing period. The family shall not be allowed to carry over the fee credit beyond the family’s subsequent fee billing period.  CSB shall obtain copies of receipts or cancelled checks for the other child care and development services from the parent. The copies of the receipts or cancelled checks and a complete and signed CSB Fees Rendered Form shall be maintained in the parent’s fee assessment records.  The copies of the receipts or cancelled checks and a complete and signed CSB Fees Rendered Form are due by the first day of the month. Fees due shall be considered delinquent if this documentation and any remaining fees owed are not collected within seven (7) calendar days.  Copies of the receipt or cancelled check shall include the following: name of the other service provider, amount of payment, date of receipt or payment, the period of child care services covered by the payment, name of the parent, and name of the child who received childcare 2019-21 Policies and Procedures Section 2: Program Operations 44 2019-21 Policies and Procedures Section 2 – Program Operations from the other service provider. GG. Billing Procedures Childcare fees are paid in advance. One week before the end of each month, each Center shall submit to the CSB Fiscal staff a Billing Worksheet that contains the following information:  Name of the parent or guardian  Name of the child enrolled  Funding category of the program where the child is enrolled  Monthly rate determined by the Site Supervisor based on State’s fee schedule (for child development contracts) or county approved rate (for fee for service program)  Total amount assessed  Collections made in prior month  Comment section for effective date of the monthly rate, last date the child will attend the day care, and other pertinent information that affects the calculation of monthly billing. No adjustments shall be made for excused or unexcused absences. The parent or guardian shall pay the total amount billed if the child is absent regardless of the reason during the billing month. Periodic review of billing information – Assistant Directors shall reconcile or perform independent review from the participant’s files to the billing report to ensure all parent fees are billed correctly. CSB Fiscal staff shall input the information from the Billing Worksheet to QuickBooks in order to generate the Monthly Invoice for the following month. The Invoice shall be sent to the Site Supervisor for distribution to fee paying parents on or before the first of the following month. Childcare fees can be paid in advance or are due by the first of the month. They shall be considered delinquent if not paid after seven (7) calendar days. If account is delinquent at the close of business on the seventh calendar day, a Notice of Action shall be issued to inform the family of the following:  The total amount of unpaid fees  The fee rate  The period of delinquency That services shall be terminated fourteen (14) to nineteen (19) calendar days (depending on method of issuance) from the date of the Notice of Action unless all delinquent fees are paid and/or documentation of credit for fees paid to other service providers is collected before the end of the 14-19 day waiting period. The 14-day period pertains to NOAs that are hand delivered to the parent; the 19-day period pertains to NOAs that are delivered to the parent via the US Postal Service. If the family is unable to pay their fee the program shall accept a reasonable plan from the parents for payment of delinquent fees. The plan must be developed before the end of the 14-19 day waiting period and shall not exceed 4 months to repay the full amount of delinquent fees. The center shall continue to provide services to the child provided the parents make a minimum “good faith” payment 2019-21 Policies and Procedures Section 2: Program Operations 45 2019-21 Policies and Procedures Section 2 – Program Operations of at least 10% of the total delinquent fees at the time the plan is developed, pay their full assessed monthly fees when due and comply with the provisions of the repayment plan. The Delinquent Child Care Fee Repayment Plan Form can be printed from the Intranet-CSB Resource Center under 0600 Enrollment of Electronic Forms.  Agency staff shall submit the repayment plan to their Assistant Director or Partner Agency Director for approval before finalizing the plan. Once approved, the originals of the termination NOA and repayment plan shall be filed in the family file and copies shall immediately be provided to CSB Fiscal staff and the center’s Assistant Director or Partner Agency Director.  Upon termination of services from non-payment of delinquent fees, staff shall make this indication in CLOUDS, and the family shall be ineligible for childcare services until all delinquent fees are paid. Center staff must issue a Notice of Action-Delinquent Fees on the morning of the 8th day of the billing month if family fee is unpaid by close of business on the 7th day of the month. Center will keep a copy of the NOA-Delinquent Fees in the child's file and send a copy to CSB Fiscal staff upon its issuance. The center shall make reasonable attempts to collect unpaid fees from families before the exhaustion of the 14/19 day appeal request period. If unpaid fees have not been collected successfully by the end of the 14/19 day appeal request period, services to the family must be terminate unless a payment plan was established prior to the 14/19 day (see payment plan policies and procedures), CSB Fiscal staff is notified immediately of termination or establishment of Payment Plan, and copies of all paperwork related to action taken, including the NOA and CSB664- Delinquent Child Care Fee Repayment Plan must be sent to CSB Fiscal Staff and original copies are filed in child’s file. If unpaid fees are collected, staff shall send the pre-numbered receipt, Deposit slip/original check marked "electronically deposited", and original bank receipt/bank deposit confirmation to CSB Fiscal Staff immediately for recording. Triplicate copy of Receipt issued to family is filed in child’s file. In the event the child is no longer enrolled at the center:  CSB Fiscal staff will send a letter of collection together with the Statement of Account and NOA- Delinquent Fees to the family. If the account is still unpaid after 2 weeks, a follow up collection letter as a second notice will be sent to the family.  All attempts to collect unpaid fees must be made within 45 days of termination  Any over payment made by the family towards a family fee of $10.00 or less, will be refunded upon a family's written request. HH. Fee Collection Procedures  Each center shall collect checks, money order or cashier check from the parents. Cash is not acceptable mode of payment. A designated center staff shall issue signed receipt to the parent 2019-21 Policies and Procedures Section 2: Program Operations 46 2019-21 Policies and Procedures Section 2 – Program Operations for the amount collected. At CSB centers, this person must be a county employee, and may not be temporary staff. The designated staff shall be accountable for the money received and such money shall be stored in a locked cash box placed in a secured area of the center.  Center staff shall process all collected fees immediately. At least once weekly, or if fee collections exceed $250, the designated staff must endorse the back of each check properly and deposit the money to the County Wells Fargo Bank account. Immediately following the deposit designated staff shall submit a copy of the receipt(s) issued to the parent(s), a copy of the Deposit Slip/original check marked "electronically deposited" and Original Bank Receipt/bank deposit confirmation to the CSB Fiscal Unit.  CSB Fiscal staff shall check copies of Receipts to make sure that total amount agrees to Deposit Slip/original checked marked "electronically deposited" and Bank Receipt/bank deposit confirmation amounts.  CSB Fiscal staff shall enter the payment information to QuickBooks in order to update parent accounts. Receipts shall be stamped “Posted” and filed in numeric order by Center.  CSB Fiscal staff shall code the collected family fees accordingly and input the data in the county’s Electronic Deposit Permit system.  CSB Fiscal staff shall file the Deposit Slip/original checked marked "electronically deposited", Bank Receipt/bank deposit confirmation and print out of Validated Deposit Permit in the Deposit binder.  Checks marked "electronically deposited" are to be kept in a locked file cabinet for fourteen (14) days from the deposit date before shredding by CSB Fiscal staff. II. Receipts/Banking Procedures The S-Receipts issued to parents shall be in quadruplicate (four copies).  Take the hard cardboard piece from inside the back cover of the book to use between the series of S-receipts.  Give the original S-receipt to the parent and send the duplicate copy of the S-receipt to the CSB Fiscal staff with the duplicate deposit slip and original bank receipt (the transaction record).  The triplicate copy of the S-receipt shall be put in the child’s file at the site.  The quadruplicate copy of the S-receipt shall stay in the S-receipt book and the entire book shall be sent to the CSB Fiscal staff when a new S-receipt booklet is needed.  The following steps shall occur for voided receipts: Write “VOID” across the receipt. The voided S-receipt must be signed and dated by the Site Supervisor. The reason for the void must also be written on the S-receipt. The original, duplicate and triplicate copies shall be sent to the CSB Fiscal staff when an error is made that resulted in the voiding of the S- receipt.  For credit for fees paid to other service providers, the center staff shall send to CSB Fiscal staff a copy of the receipt or cancelled check paid by the parent to the other childcare service provider. The Site Supervisor shall attach these receipts or cancelled checks to the signed Fees Rendered Form and submit to CSB Fiscal staff. The Fees Rendered Form can be printed from the Intranet-CSB Resource Center, under 0600 Enrollment of Electronic Forms. The form should be properly filled out and the credit amount should be equal to and no more than the amount paid to the other provider and shall not 2019-21 Policies and Procedures Section 2: Program Operations 47 2019-21 Policies and Procedures Section 2 – Program Operations exceed the parent fees billed during the month. JJ. Confidentiality of Records The use or disclosure of all information pertaining to the child and his/her family will be restricted to purposes directly connected with the administration of the program. The Comprehensive Services Assistant Manager or Site Supervisor will permit the review of the basic data file by the child’s parent(s) or parent’s authorized representative, upon request and at a reasonable times and place. PART II. Planning A. Philosophy The Community Services Bureau Philosophy of Program Management is as follows: To establish a culturally competent, systematic and innovative process of program planning that demonstrates forward mobility and strategic thinking, in an effort to meet the changing needs of the children and families within the community. In efforts to fulfill our philosophy, administrative staff including fiscal, personnel, information technology and administration, is committed and dedicated to carry out the following program goals:  Poor health and nutrition are significantly correlated to children and families living in poverty. CSB will address the need to improve indicators of nutritional health through increased education and physical activity.  Comprehensive Services staff is required to maintain up to date accurate data in order to provide quality comprehensive services to children and families, and to maintain agency compliance. CSB will provide ongoing training opportunities to assist staff in enhancing their record keeping skills.  Exposure to violence has a lasting impact on children’s development including their emotional, mental and physical health. CSB will promote positive and enduring adult-child relationships that increase a child’s level of secure attachments by providing services to promote the safety and well-being of children and families.  CSB will support parents in their ability to maintain family well-being and promote positive parent- child relationships. Families will become more competent and experience increased joy as they gain confidence in their parenting.  CSB will achieve and maintain an expanded and stable funding base of diverse sources. CSB implements a systematic, ongoing process of program planning that includes consultation with the programs governing body, policy groups, program staff and with other local community organizations that serve enrolled families. CSB planning includes: community assessment, multi-year (long-range) program goals and short-term objectives, systems planning calendar and written plans for implementing services in each of the program areas. 2019-21 Policies and Procedures Section 2: Program Operations 48 2019-21 Policies and Procedures Section 2 – Program Operations B. Methodology 1. Community Assessment  The Community Assessment is conducted once over the five year grant period with annual updates at the onset of each program year. The Community Assessment helps keep CSB abreast of substantive issues facing the community which informs all systems and services of the bureau. Strengths, resources, needs, changes, and trends in the CSB service area are identified and integrated into the planning process and into the development and implementation of policies, procedures, service plans and goals and objectives.  The Community Assessment process is led by a CSB Analyst. The data that is collected externally and internally and must consist of, but is not limited to: o The number of eligible infants, toddlers, preschool age children, and expectant mothers, including their geographic location, race, ethnicity, and languages they speak. o Eligible children experiencing homelessness; o Eligible children in foster care; o Eligible children with disabilities, including types of disabilities and relevant services and resources; o The education, health, nutrition, and social service needs of eligible children and their families, including prevalent social or economic factors that impact their well-being; o Typical work, school, and training schedules of parents with eligible children; o Other child development, child care centers, and family child care programs that serve eligible children, including home visiting, publicly funded state and local preschools, and the approximate number of eligible children served; o Resources that are available in the community to address the needs of eligible children and their families; and, o Strengths of the community. o The findings of the Community Assessment are used to assist CSB in developing the following key program planning elements: o CSB's program philosophy, including its vision and mission; o Long-range and short-range program objectives; o The type of services and program options to be provided; o The recruitment areas of the program; o Identifying locations of centers and home-based programs; o Establishing the criteria for recruitment and selection. The Community Assessment is presented annually to the Policy Council and Board of Supervisors and program staff at all levels. 2. Self-Assessment 2019-21 Policies and Procedures Section 2: Program Operations 49 2019-21 Policies and Procedures Section 2 – Program Operations  Once each program year, CSB conducts a joint Grantee and Delegate Agency self- assessment of the effectiveness and progress of our programs in meeting program goals and objectives and in implementing federal regulations. Self-assessment tools include resources from the OHS Monitoring Protocol and Classroom Assessment Scoring System (CLASS™). The modes of assessment in the protocols include: Observation, Interview, and Records Review.  A training and overview of the self-assessment process is given prior to the designated week the self-assessment is conducted. The role of the Bureau Director and Delegate Director and/or their designees in the self-assessment process are as “advisor” to the team. The analyst responsible for the self-assessment is the Team Leader and may be supported by a consultant. Teams are comprised of grantee and delegate agency management and non-management staff, parents, community partners, and representatives of the Board of Supervisors. Teams are formed in November of each year.  The self-assessment process concludes with the team leader and/or his designee(s) writing a cumulative and comprehensive report that addresses program strengths as well as potential non-compliances. If needed, a corrective action plan is developed to remediate areas of non- compliance. The final report of the self-assessment, including the certifications of corrective actions, is presented to the Policy Council, Local Policy Committee, Delegate Board, and Board of Supervisors for approval in March of each year. As soon as these approvals are secured, the final report is then forwarded to the ACF Program Specialist.  The results of the self-assessment are used in the planning process, in developing and improving program services, and in formulating the program approach included in grant applications. 3. Strategic Plan With the support of the Employment and Human Services Director, CSB adopts the Program Goals and Objectives as the bureau’s five year Strategic Plan. The plan addresses needs and concerns that are identified through the community assessment, self-assessment, and ongoing monitoring results. They are also developed with input provided from parents through the Policy Council’s Program Services Subcommittee. The strategic plan is reviewed and updated semi-annually by the Senior Management Team. Annual updates are presented to the Policy Council and Board of Supervisors. 4. Bureau Planning Calendar  The purpose of the CSB Planning Calendar is to provide chronological guidance and a timeline for critical events such as: reviews, audits, reports, etc. that occurs within the fiscal year.  The planning calendar ensures continuity within the programs as well as throughout the bureau. Included in the planning calendar are methods to ensure consultation and collaboration with the program’s governing body, policy groups and program staff. The 2019-21 Policies and Procedures Section 2: Program Operations 50 2019-21 Policies and Procedures Section 2 – Program Operations planning calendar is updated and submitted for approval annually by the Policy Council and the Board of Supervisors. 5. Management Planning Meetings Planning is conducted on an on-going basis at varying levels throughout the bureau during planning meetings, staff summits, and management retreats. Additional information regarding management planning meetings is found under Part I of Section 1-Program Governance. PART III. Education & Child Development Program Services SUB PART I. Individualization in the Program A. Description Individualization is the process used to design a plan for each child that reflects their unique characteristics, strengths and needs. Upon completion of the child’s first sixty (60) days of enrollment, teachers will develop four (4) individual goals based on:  Home visits  Child’s health and nutritional screenings and health histories  Educational screenings: Ages and Stages Three (ASQ-3) and Ages and Stages Social Emotional Questionnaire (ASQ-SE)  Desired Results Developmental Profile (DRDP 2015) Assessment  Parent conferences  Children’s Individual Education Plans (IEP or IFSP)  Observations of children and anecdotal notes Teachers will create an individualization binder/folder with a section for each child to include copies of parent teacher conferences (CSB118A/B) and a copy if the child's IEP/IFSP, if applicable. Each child is assigned a letter code that is written in the top right corner of the lesson plan during their focus week. The front of the binder must include a key to identify each child’s focus week and letter code. B. First Parent Conference The first parent conference is completed within the first ninety (90) days of enrollment. Teachers must use the Education Due Date Calculation Sheet (CSB107) to keep track of each child’s conference due dates. During this conference, the teacher and parents discuss the child’s progress based on screenings, DRDP 2015 assessment, and parent observations. The teacher and parent develop the goals for the child’s individual plan. The child’s strengths, individualized goals and activities that will support the development of goals are listed on the conference form. Teachers will collaborate with parents to identify and record strategies for home that will assist the child to achieve their identified goals. Parent 2019-21 Policies and Procedures Section 2: Program Operations 51 2019-21 Policies and Procedures Section 2 – Program Operations and teacher must sign and date the form. C. Second Parent Conference The second parent conference is completed within thirty(30) days of the third DRDP 2015. During this conference the parent and teacher review the child’s progress on their goals set during the first conference and discuss parent observations and teacher observations.. Teachers will collaborate with parents to identify and record strategies for home that will assist the child to achieve their identified goals. Kindergarten readiness information may be shared at this time. D. The Infant-Toddler Individual Needs and Services Plan The Individual Needs and Services Plan (CSB180) (INSP) is completed prior to the first day of attendance. The process includes an interview with a family member by a staff member. The form is updated quarterly and included in the plan is:  The current feeding schedule and the amount and types of food provided including whether breast milk or formula and baby food is used.  The meal patterns of the child, including new foods introduced, and food preferences. The INSP tracking form should be used by teachers to know when the quarterly updates are due. Section D of the INSP is important and required to complete for children who are between the ages of 25 and 36 months. The areas are listed of how the program will ensure provide age -appropriate language development, large/small motor skills, and social emotional activities. Also, notes to ensure the continuity of care for the child should be documented. E. Lesson Plans Lesson Plans are posted weekly. The lesson plan provides various developmentally appropriate activities and materials for the children to engage in to support their physical, social, and cognitive growth. The lesson plan includes activities that meet the children’s individualized needs based on the results of their screenings and assessments. Per the individualization process described above, children’s individual codes are noted on the lesson plan. The lead teachers are responsible for:  Planning and developing the weekly lesson plan with their classroom team.  Submitting the lesson plan to the site supervisor every Thursday.  Posting the weekly lesson plan by Monday morning. The Site Supervisor is responsible for:  Reviewing and approving the lesson plan.  Signing off and dating the approved plan.  Ensuring the lesson plans are posted in the classrooms by Monday morning. F. Developmental, Sensory, and Behavioral Screening 2019-21 Policies and Procedures Section 2: Program Operations 52 2019-21 Policies and Procedures Section 2 – Program Operations All newly enrolled children (including those with an IEP/IFSP) are screened by teaching staff in the areas of social emotional development using the ASQ-SE and cognitive development using the ASQ-3 within 45 days of enrollment. Teachers must use the Education Due Date Calculation Sheet (CSB107) to keep track of each child’s screening due dates. Comprehensive Services staff screens all children in hearing, vision, and heights/weights within 45 days of class entry, and annually thereafter. Parents are informed about all screenings and their purposes in advance. The results from the screening are used to begin the individualization process for each child. Should the results indicate a concern, CSB will follow the outlined referral protocol. If a child does not qualify for referral services, CSB staff will support the child and family through outside services, if applicable, and will seek guidance from Mental Health or other qualified staff to ensure the concerns do not affect the child’s school readiness. (For more information on screenings, please refer to Part II, Services for Children with Disabilities). G. Assessment The Desired Results Developmental Profile Child Assessment (DRDP 2015) is the required assessment tool mandated by the California Department of Education and also includes the Head Start Outcome requirements. Teachers must use the Education Due Date Calculation Sheet (CSB107) to keep track of each child’s assessment due dates. The assessment of children is accomplished through on-going written observation of the child. Infants, toddlers and preschool children are assessed three times per year. Anecdotal records and work samples are kept for each child to show progress. Assessment results are entered into CLOUDS within the required timelines. Results of the assessments are shared with parents during parent conferences, and are a basis for developing children’s individual goals and plans and used for individualizing the lesson plans. Child portfolios are used as evidence to support DRDP2015 rating accuracy and to comply with state requirements. Portfolios include, but are not limited to, child work samples, anecdotal notes, photographs, parent observations, and recordings/videos. H. Program Transitions Parents are given the opportunity to participate in and be supported in the transition of their children when they move to new classrooms, programs or enter kindergarten. For families and children who move out of the community in which they are currently served, including homeless families and foster children, CSB staff will support the effective transition to other Early Head Start or Head Start programs. If Early Head Start or Head Start is not available, CSB staff will assist the family to identify another early childhood program that meets their needs. 1. Transition Policies and Procedures for Infants and Toddlers While children are enrolled in Early Head Start, they change classrooms based on their age and developmental level. Transition to a new classroom begins two weeks before a child moves to a toddler or preschool classroom. 2019-21 Policies and Procedures Section 2: Program Operations 53 2019-21 Policies and Procedures Section 2 – Program Operations There are two types of transitions that happen; one takes place when a child moves to a new classroom based on their age and developmental level and the second takes place when a child transitions out of the Early Head Start program. Transition to a new classroom begins two weeks before a child moves to a toddler or preschool classroom. During this time, a transition plan is developed that may involve the child and family member visiting the new classroom. Over the next days, the child gradually increases the amount of time spent in the new classroom. Initially, the primary caregiver plays an important part to help the child adjust to his/her new environment by assisting the child in their new classroom. Whenever possible, CSB makes attempts to ensure a continuation of early childhood education services. Staff works in conjunction with other centers and programs to provide a quality and effective transition to preschool. The transition plan from the toddler program to preschool is mandated to begin six months prior to the transition. The CSB Transition form (CSB161) is completed by the parent/family member, child's caregiver and the site supervisor six months before the transition and updated quarterly. The child may then be placed on the CSB wait list if an immediate transition to a Head Start classroom is not available. The Comprehensive Services staff notifies the family member if a space becomes available and a transition to a Head Start program will occur. Three weeks prior to the transition, the child will begin visiting their preschool classroom accompanied by their caregiver teacher. The length of the visits and the number of visits will be determined by the child’s comfort level and will be gradual in duration. A final home visit will close the child’s Early Head Start file. When the child begins Head Start, they begin a specific orientation process (see section B; Curriculum Implementation; 1 Orientation). 2. Kindergarten Transition Kindergarten registration information is provided to families between January and March. Parents are given information on their local school district registration procedures. Collaboration with the local school districts regarding kindergarten transition may include activities such as open houses, kindergarten fairs, field trips, school representatives at parent meetings, collaboration meetings with kindergarten teachers and other representatives, joint training and professional development opportunities for preschool and kindergarten teachers, and registration resources. Parents are also encouraged to visit kindergarten classrooms and to familiarize themselves and their child with the school facility. Current kindergarten children are also often invited into the classroom as a guest speaker to talk about their kindergarten experiences. Site staff assists parents with the kindergarten registration process, and if necessary, assist parents to obtain the necessary documents required for kindergarten entry. Kindergarten transition meetings are conducted between April and June. At that time, resources for parents to assist their child in transitioning to kindergarten are provided, in addition to kindergarten school supplies for children. The Creative Curriculum has a specific Getting Ready for Kindergarten Teaching Guide that our teachers must use for planning at the end of the year, specifically, the last few weeks of school, that 2019-21 Policies and Procedures Section 2: Program Operations 54 2019-21 Policies and Procedures Section 2 – Program Operations focuses on kindergarten readiness through literacy, math, arts and technology. Teachers will also use the Second Step Early Learning curriculum to support children throughout the school year and in particular for those children going to kindergarten, during the last few weeks of school. The last three lessons in Second Step specifically focus on transitions to kindergarten (Learning in Kindergarten, Riding the Kindergarten Bus, and Making New Friends in Kindergarten). For the PD/PY classrooms that do not operate during the summer, CSB staff will collaborate with school districts to determine the availability of summer school programming for children who will be entering kindergarten and will work with parents and school districts to enroll children in such programs, if available. 3. Kindergarten transition planning for children with disabilities • Identify family concerns, priorities, resources that relate to the change, and parents’ expectation(s) of kindergarten. • Provide training to parents to become knowledgeable regarding the application procedure and their parental rights. • Review placement options, parental rights as they relate to responsibilities within the school system, and steps they can take to help their child do well in school. • Review child's progress and update records. Complete “Authorization to Release Information” (CSB139). • Provide activities for parents to do at home to prepare their child for kindergarten. • Inform parents of transition meetings, and allow them to decide what role they will play. • Schedule an introduction for parents with their new contact, either in person or by phone. • Encourage parents to arrange a visit to the prospective school before their children transfers. SUBPART II. Curriculum (Education and Early Childhood Development) A. Child Development and Education Approach All CSB Centers implement The Creative Curriculum for Infants, Toddlers and The Creative Curriculum for Preschoolers. Goals for curriculum promote children’s active involvement in their own learning. Children will have a learning environment and varied experiences appropriate to their age and stage of development that will help them grow physically, socially, linguistically, intellectually and emotionally. The education program is aligned with Head Start Performance Standards (45 CFR 1304), The Head Start Early Learning Outcomes Framework (HSELOF), The California Preschool/Infant-Toddler Learning Foundations , National Association for the Education of Young Children Developmentally Appropriate Practices, Program for Infants and Toddlers Caregivers (PITC) and Reggio Emilia Inspired Project Approach. The Program Services Committee of the Policy Council provides input into the program curriculum and approach to children’s education. 1. Educational Options • Center based: Preschool/infant toddler full-day and Preschool part-day program options. 2019-21 Policies and Procedures Section 2: Program Operations 55 2019-21 Policies and Procedures Section 2 – Program Operations • Full Inclusion programs: Children with disabilities are mainstreamed into center based classrooms in collaboration with the school districts. • Preschool Special Day class: School district operates special day classes in collaboration with CSB. • Home Based: Home base educators serve as facilitators of children’s learning in the child’s home environment. The program provides one home visit per week for a period of 1.5 hours and two group socialization activities per month. 2. CSB Educational Programs The curriculum goals are based on the State Child Desired Results and Head Start Child Outcomes. • Desired Result 1: Children are personally and socially competent • Desired Result 2: Children are effective learners • Desired Result 3: Children show physical and motor competence • Desired Result 4: Children are safe and healthy • Desired Result 5: Families support their child's learning and development • Desired Result 6: Families achieve their goals The curriculum is enhanced by the Project Approach. The Project Approach is a meaningful way to teach content built on children’s knowledge and interests. Projects support the development of a child’s knowledge, skills, and feelings. In addition, the curriculum is supported by Second Step Social Emotional Skills for Early Learning program supports children’s growth and helps teachers guide children to learn, practice and apply skills for self- regulation and social- emotional competence. B. Curriculum Implementation 1. Orientation: Child and family orientation is ongoing throughout the year. Orientation Steps are as follows:  Phase In: The first day of school is called phase in and lasts a minimum of two hours. The goals for phase in are to welcome the child and family into the program and familiarize them with program philosophy and procedures.  The teacher completes the Tour of the Classroom and Education, Health, and Nutrition sections of the Classroom Orientation Checklist form (CSB112).  The Site Supervisor completes the Review of Program Policies and Procedures section of the Classroom Orientation Checklist form (CSB112). 2. Classrooms: Preschool Classrooms are divided in clearly defined interest areas based on the Early Childhood Environmental Rating Scale and Creative Curriculum:  Block, Art, Discovery (science), Dramatic Play, Toys and Games (manipulative and 2019-21 Policies and Procedures Section 2: Program Operations 56 2019-21 Policies and Procedures Section 2 – Program Operations math), Library, Writing, Sand and Water, Technology and a quiet/cozy area where children can play alone or with one classmate.  There is a place where each child can keep personal belongings.  Learning materials are logically organized, age appropriate, open ended, labeled and accessible to children.  There are enough materials in each area for several children to work together.  Materials in the classroom are intentionally and periodically changed using the Material Rotation form (CSB142).  Classroom displays are current and reflect children’s work and activities.  Classroom rules are generated by the children and posted. Rules are phrased in positive terms, for example instead of saying “no running”, say “walk”.  Classroom helper charts are posted.  The classroom is inviting to families with displays of family photographs, parent information boards, and some adult sized furniture.  Environments reflect diversity by including visual materials and activities that reflect diversity in gender, family composition, culture, language and ethnicity.  Rooms are designed to be attractive and comfortable. Infant and toddler environments are set up using the Infant Toddler Environmental Rating Scale and Creative Curriculum. The classroom environment is guided by the infant/toddlers changing curiosities, considering the needs, interests, and developmental level as the caregiver continuously reads the cues of the infant/toddler, and includes:  Block, Art (12 months and up), Discovery (science), Dramatic Play, Toys and Games (manipulative and math), Library, Sand and Water (18 months and up) and a quiet/cozy area where children can play alone or with one classmate.  Gross and fine motor materials, sensory opportunities, books, and classroom displays that reflect family backgrounds and diversity.  Materials are offered in logical groupings such as manipulatives, blocks, art, etc. to encourage independent exploration.  Materials are rotated regularly as children’s development and interests change using the Material Rotation form (CSB142). 3. Classroom Transitions: In infant, toddler, and preschool classrooms, teaching staff ensures that transitions are thoughtfully conducted for each child. Between daily events, transitions are implemented intentionally, smoothly, and naturally. When activities during the day are predictable, it helps children begin to understand the concept of time. Anticipating what is coming next makes children feel they are in control of what is happening. The CSB approach to classroom transitions is:  Be proactive and be alert. Have strategies to engage children who may be having difficulties with transitions.  Always transition children in small groups, and ensure children are assigned to a small group at enrollment. 2019-21 Policies and Procedures Section 2: Program Operations 57 2019-21 Policies and Procedures Section 2 – Program Operations  Plan ahead and make transitions fun! Transitions should be engaging for children and can include finger plays, songs, and short activities to reduce wait time.  Prepare. Prepare all teaching materials and small group activities ahead of time so they are ready for the day and easily accessible.  Talk with the children and let them know when a transition is going to occur. Give children a signal 3-5 minutes before the transition.  Review transition safety with the children at the beginning of the year and whenever needed.  Follow the protocols outlined in the Transition Head Count Policy and CLOUDS In- Transition feature, which include a visual count.  Always visually sweep! Before leaving the classroom or yard by physically walking the perimeter and looking around thoroughly.  Communicate continuously with all team members. -State the number of children who are going with you as you transition.  CSB has zero tolerance for lack of visual supervision! All designated caregivers are to be present, engaged, and calm during transitions.  All transitions that require children exiting or entering the classroom must be conducted using the Classroom Transition Tracking Sheet form (CSB700).  Teacher placement is critical as the children transition, with one staff at the front of the group and one in the back. When there is only one staff member present, his/her placement must be such that he/she may be able to see every child as they transition.  Whenever possible, caregiver groups should be maintained throughout daily activities, including transitions. Transitions should always occur in small groups. 4. English Language Learners: Education for children who are learning English is enhanced when programs and families partner together. The learning environment includes usage of the child’s first language. Promoting language understanding and use in this atmosphere encourages easy communication among children and between children and adults. The following examples help promote language understanding:  Give children ample time to talk to each other and ask questions in the language of their choice. Continued use and development of the child’s home language will benefit a child as he or she acquires English.  Encourage free discussions, shared experiences and conversation between children and adults.  Provide games, songs, stories, or poems that offer new and interesting vocabulary.  Encourage children to tell and listen to stories. Interest areas offer opportunities for teachers to teach content as children explore materials. 5. The Project Approach: The educational program is enhanced by the project approach to learning and is expected to be 2019-21 Policies and Procedures Section 2: Program Operations 58 2019-21 Policies and Procedures Section 2 – Program Operations implemented in every preschool classroom at least twice per program year. Projects are in-depth investigations on a topic based on children’s interests. Projects:  Must be relevant to children’s experiences and interests.  Topics of study must be authentic so that children can manipulate and explore real objects.  Family members are a part of the implementation of projects.  Project components include: o Selecting a topic based on the children’s interests o Teaching team creates a “web” of interrelated ideas and activities: ideas may incorporate literacy, math, science, social studies, the arts and technology into the study o An opening event o Project investigations o Field trips and visiting experts o Documentation of projects through photographs, children’s written feedback, drawings, etc. o A closing event Creative Curriculum provides predesigned in-depth Studies on a variety of topics. These Studies do not take place of the required twice per year Project Approach, but can be used to support projects. CSB does require two Studies to be implemented each year, The Beginning of the Year and Getting Ready for Kindergarten, in addition to the two projects. 6. Program for Infants and Toddlers: The CSB infant and toddler program is enhanced by the Program for Infant Toddler Care (PITC) philosophy, which is based on the belief that infants and toddlers come to the program with their own interests, needs, and temperaments. PITC emphasizes program components that focus on responsive caregiving practices based on supporting the child. PITC Program components:  Care in small groups; each child is assigned to one special infant/toddler care teacher who is responsible for that child’s care.  Cultural Continuity; because of the important role of culture in a child’s development, infant and toddler care teachers heighten their understanding of culture in the lives of children, develop cultural competencies, acknowledge and respect cultural differences, and learn to be open and responsive to families.  Individualized care; this follows children’s unique temperaments and promotes child well- being and a healthy sense of self. This approach supports each child’s growing ability to self- regulate and to function independently in personal and social contexts. It also ensures that teachers read children’s cues throughout the program day.  Inclusion of children with special needs; this makes the benefits of high quality care available to all infants and toddlers through appropriate accommodation support in order for the child to have full active program participation. 7. Supporting Child and Family Culture and Diversity: 2019-21 Policies and Procedures Section 2: Program Operations 59 2019-21 Policies and Procedures Section 2 – Program Operations  Families are asked to share their culture and traditions.  Food served at mealtimes is culturally inclusive.  Environments and materials include diverse materials such as pictures, books and photographs. Dramatic play props, puzzles, music, planned activities and books reflect diversity in gender, culture, language and ethnicity. 8. Teacher/Child Interactions: Positive teacher child interactions build trusting, nurturing bonds between teaching staff and children which supports the children’s developing a love of learning. Teaching Staff:  Welcome children and families into the program daily.  Foster positive social behaviors such as cooperation, conflict resolution, and turn taking by using modeling, coaching and encouragement.  Speak to the children at their eye level and move to where a child is to speak with them directly.  Teacher’s voices are warm and calm.  Engage children in conversations throughout the day. Encouraging verbal expression enhances children’s self-esteem and cognitive growth.  Comfort children who are crying and validate their feelings.  Engage in activities with the children on the floor by sitting on the floor with them as much as possible. 9. Caregiver Groups Upon entry, each preschool child is assigned to a caregiver group of six to eight children based on the developmental and individual needs of the child and the classroom. The teaching staff assigned to the caregiver group plans and implements individual activities for their group during small group time. Upon entry infants are assigned to a caregiver group of three children per caregiver. Upon entry, toddlers are assigned to a caregiver group of four children per caregiver. Infants and toddlers remain with the same caregiver whenever possible throughout their enrollment in the program to ensure continuity of care. Caregiver groups can be named after animals, shapes, etc. Caregiver Groups during Transitions:  It is CSB’s policy to transition children in small groups including; to and from outside time, small group, large group, and bathroom routines.  Caregiver groups are maintained throughout the daily activities when appropriate. 2019-21 Policies and Procedures Section 2: Program Operations 60 2019-21 Policies and Procedures Section 2 – Program Operations  Teaching staff work closely with their caregiving group at meal times, small group, hand washing, etc. For children, this reduces confusion, distraction and promotes attachment with the primary caregiver. 10. Child Health and Safety Teaching staff integrates health and safety lessons and activities into the lesson plan. Health activities may include: oral health, pedestrian safety, good hygiene practices, and emergency safety including: fire, earthquake, shelter-in-place and school safety. Children wash hands upon entering school, before eating, after wiping noses, after touching animals, before and after messy play, including sand/water play and Play-Doh, contaminated objects, upon returning from the play yard and after toileting. Staff inspects classroom and outside areas daily to ensure all facilities, furniture, materials and structures are safe and free from hazards. The 7 Health and Safety Daily Classroom Checks in 7 Minutes form (CSB777) is completed daily in all indoor areas used by children, prior to children using the space. The Daily Playground Checklist (CSB136) is completed daily to document inspection of outdoor areas accessible to children. Teachers perform a daily health check of each child upon their arrival to school. Refer to section 2, IV. Sub Part III, A, Daily Health Inspection for further guidance. For infants and toddlers, this practice is done using the Daily Communication Form where families and staff document about each child at the beginning and end of the day. The daily health check is also conducted and documented on this form. Teaching staff conducts head counts hourly in CLOUDS and during transitions in CLOUDS and using CSB700 in accordance with the Protocol for Hourly and Transition Head Count and Tracking as described in CSB700A. Teaching staff checks that door alarms are set and all gates are secured at all times. Children are supervised at all times, and always supervised while toileting. 11. Nutrition Children participate in learning activities planned to affect the selections and enjoyment of a wide variety of nutritious foods. Nutrition activities may include: field trips, planting gardens, reading stories about food and nutrition, and sampling a wide variety of foods. Children are involved in simple cooking projects. Teaching staff serve meals family-style at the centers. Children participate in setting the tables, serving themselves, and pouring their own beverages. 12. Language / Literacy Curriculum Enhancements  Learning through Literature Curriculum Enhancement: Each month teaching staff 2019-21 Policies and Procedures Section 2: Program Operations 61 2019-21 Policies and Procedures Section 2 – Program Operations implements a picture story book to read that contains a written guidance of extension activities and open ended questions to ask.  Raising A Reader: Tote bags with age appropriate books are taken home weekly by each child. Parents are encouraged to read to children daily and discuss the stories. Books are multicultural and include children’s stories in Spanish.  Tandem: Similar to Raising a Reader, bags with age appropriate books are taken home weekly by each child. Parents are encouraged to read to children daily and discuss the stories. Books are multicultural and include children’s stories in Spanish.  Books at Naptime: Each child may choose a book to read to themselves on their mat. 13. Pedestrian Safety Children and parents are taught the importance of pedestrian safety within the first 30 days of school. This includes educational videos and materials on pedestrian safety for both children and parents, various classroom activities and educating parents at parent meetings. 14. Media in the Classroom Classrooms are equipped with Surfaces and installed with ABCmouse. Other media are used in the classroom when intentionally connected to a project tropic or curriculum enhancement. Other media must be approved by the site supervisor before they are viewed in the classroom and must be documented on the lesson plan 15. Lesson Plans The Infant, Toddler, and Preschool weekly lesson plans are designed to ensure that all classrooms provide developmentally appropriate activities consistent with Head Start Performance Standards, Creative Curriculum, and Second Step (preschool). The lesson plan communicates to staff and parents the activities for each day of the week. The preschool lesson plan is enhanced by the project approach. The infant and toddler Plans and Possibilities include activities that support each child’s individual goals. Plans for these age groups are flexible, are based on children’s interests, and is a guide for the day rather than a strict implementation plan. The teacher submits a completed lesson plan form to the Site Supervisor weekly for approval and is posted by Monday morning. Lesson plans (CSB105A, B, and C) are completed at the center by the teaching staff, with input from parents. 16. Required Elements of the Children’s Daily Schedule The classroom daily schedule provides a balance of structure and flexibility. The schedule establishes sequences for the implementation of activities and possibilities in the classroom. It includes a variety of play activities and more and less active times of the day.  Greeting/ Health Check- each child and family member is warmly greeted when they enter the program daily. A brief health check is conducted by the teaching staff that includes touching of the child’s skin and looking into their eyes. Staff may ask a child how they are feeling. Parents must remain during the health check and may be asked questions about their child.  Work Time/Child Initiated Activities; Children have access to all interest areas in the 2019-21 Policies and Procedures Section 2: Program Operations 62 2019-21 Policies and Procedures Section 2 – Program Operations classroom. Project-based and center activities are offered as additional choices for the children in the preschool classrooms. Teachers add materials for children’s creative activities during this time. Teachers work with children and ask open-ended questions to stimulate and enhance child learning. Infant and toddler classrooms may offer special activities in addition to the materials that children may interact with independently  Small and Large Group Time/Teacher Directed Activities; Small group is a planned activity implemented in caregiver groups. Small group time activities may be conducted anywhere in the classroom or outside. Large group time is a planned time of day and can include music, movement, Second Step (preschool), conversations and discussions. Every child is offered the opportunity to participate but no child should be forced to attend group times. Similar times of the day are planned for infants and toddlers however; these must be based on the children’s cues and may be modified in the moment and/or as needed.  Outdoor Play/Gross Motor - Children are able to use their large muscles and develop socialization skills; activities include tricycles, wagons, balls, games, water tables, obstacle courses, music, art, and dramatic play activities (30 minutes each morning and each afternoon). Outdoor play must still occur in the winter months when the temperature is cooler. If weather, such as heavy rain, does not permit outdoor play, a gross motor activity must be offered indoors.  Meal Times - Breakfast, lunch and a snack times are provided for children depending on their program model. Infants are fed on demand and toddlers are fed on an individualized schedule. Mealtimes are learning times when teachers assist children with setting the tables, serving their own food and engaging them in conversation. Breakfast and lunch times are approximately thirty minutes and snack time is fifteen minutes.  Rest Time – Full day classrooms are required to schedule a one and a half to two -hour rest period for preschool and toddler children. Depending on the child’s needs toddlers rest and nap on demand. Infants rest and nap on demand. o No child is to be restrained in their crib, on their cot or on their mat at any time. o Children are encouraged to nap but not forced. Alternate quiet learning activities are provided for non-nappers. o All children must be visually supervised at all times (CCL Regs: 101229, p. 137)  Preschool classrooms: All children must be given an opportunity to rest without distraction or disturbance from other activities or children. Teachers encourage children to rest by offering them a book, engaging them in soft conversation and gently rubbing their backs. “Each center shall provide a variety of daily activities designed to meet the needs of children in care including but not limited to: (2) rest and relaxation. (b) All children shall be given an opportunity to nap or rest without distraction or disturbance from other activities at the center,” CCL reg.101230 (a) p.138. Once the children are resting, one staff person may supervise the “napping” children, “provided that the remaining qualified teachers necessary to meet the overall ratio … are immediately available at the center,” CCL Regs: 2019-21 Policies and Procedures Section 2: Program Operations 63 2019-21 Policies and Procedures Section 2 – Program Operations 101230 (c), p. 139.  Infant and toddler classrooms: Infants are provided an “on demand” schedule for their routines, including napping. Every infant and toddler is required to have a crib, cot, or mat. Once the infants or toddlers are sleeping, one staff person may supervise the sleeping infants/toddlers provided the remaining staff necessary to meet the ratio are immediately available at the center (CCL regulation: 101416.5(d) p.158) No infant/toddler is to be restrained on their crib, cot or mat at any time.  Rest time napping equipment placement and sanitation guidance for preschool classroom and Infant/toddler classrooms: o The napping space for toddlers and preschoolers must be equipped with a mat, or cot, including a sheet and blanket. Each infant is provided a crib. The crib mattress for infants are cleaned and sanitized regularly or as needed. The toddler and preschool cot or mat is cleaned and sanitized regularly or as needed. o Preschool bedding is individually stored so that one child’s used bedding does not come in contact with another’s, and is laundered weekly. o Napping equipment is arranged to provide access to children and spaced to prevent the spread of germs. Cribs must be placed three feet apart. Cots are placed eighteen inches apart and children are placed so that each child is alternating head-to-feet. o Blankets of any type are not allowed in infant cribs because of the risk of suffocation. 17. Parent Involvement in providing input into the Curriculum Parents are partners in the processes of planning and implementing curriculum, and are encouraged to participate in the program in a variety of ways: i. Home Visits All parents must be given the opportunity to participate in two home visits a year.  Initial Home Visit: Within the first 45 days of enrollment, or if feasible, before the program year begins, teachers conduct a home visit. Parents begin to develop a positive relationship with their child’s teacher through this initial communication. The home visit gathers information about parent’s observations of their children and the goals they have for them. The initial home visit gives the child an opportunity to meet the teacher in a familiar setting and may be used to plan individual goals for each child. Staff should make every effort to conduct the home visit at the child’s house. The ASQ-SE is conducted at the initial home visit with the family. If parents request that teachers meet them in an alternate location or if they prefer not to have staff come to their homes, the other location will be considered home visit. See Initial Home Visit form (CSB 170 and CSB170IT). If the parent chooses not to have the visit in the home, the reason for that decision must be stated on the home visit form.  Each new family will be given a CSB Child Development Brochure, a toothbrush and 2019-21 Policies and Procedures Section 2: Program Operations 64 2019-21 Policies and Procedures Section 2 – Program Operations guidance for tooth brushing and hand washing. The teacher will also assist the parent to complete a social/emotional screening. Teaching staff will enter the parent and print out the results and add it to the child’s file.  Returning Child Home Visit: For children who are enrolled for a second year in the program, the returning child home visit form should be completed (CSB106). As with the initial home visit every effort should be made to conduct the home visit in the child’s home. Teaching staff will distribute a toothbrush and hand washing/ tooth brushing guidance.  Second Home Visit: During the second home visit, the teacher and parent review the child’s progress and assessment results. For preschool they may discuss kindergarten readiness. For all children, they may plan activities for the parent and child to do at home and address questions or concerns the parent has. ii. Parent Conferences All parents must be given the opportunity to participate in two conferences a year. Conferences are not home visits. • First Parent/Teacher Conference – Within ninety (90) days of the child’s first day of school, each parent will be given the opportunity to participate in a Parent/Teacher Conference. During this conference, the teacher and parent(s) will discuss the child’s progress (based on results of the screening, assessments, observations, and child’s work), and will develop an Individual Plan (IP). If the child has an IEP, the IEP goals must also be included in the plan. DRDP 2015 measure numbers must be reflected next to the written goals. (CSB118A.) • Second Parent - Teacher Conference – A second Parent -Teacher Conference will be scheduled thirty (30) days after the third DRDP to review the child’s progress/goals that were set during the first Parent-Teacher Conference. • Parents are asked to give input into the weekly lesson plan by reviewing the lesson plan draft and offering input on all aspects of the plan including, but not limited to, small and large group activities, songs, and stories. Parents then sign the lesson plan to show their input and feedback. C. Other Elements of Parent Involvement  Parents have the opportunity to participate in planning and implementation of field trips.  Families are encouraged to share their culture and traditions by volunteering in the classroom.  Parents are provided with individualized home activities by the child’s teacher to reinforce child’s learning objectives at home.  A variety of family literacy programs are offered to support parents in helping their children develops a love and appreciation of books. These include Raising a Reader or Tandem. D. Home-Based Option 2019-21 Policies and Procedures Section 2: Program Operations 65 2019-21 Policies and Procedures Section 2 – Program Operations CSB’s Home-based program option provides opportunities for parents to enhance the parent-child relationship promote the education and development of their children, enrich the home environment to encourage their children’s learning, identify and refer children with special healthcare needs, developmental delays, or disabilities. The home educators serve as facilitators, educators, and a support system for parents and families. They act as vital links to the local community and resources. All services provided to the home-visited family are the same quality as those given in centers. The Home-based Option uses the center-based sites for socialization and plans activities with the parents to use the home as their primary learning environment. Head Start’s Home-based Option services include:  Providing one home visit per week per family (a minimum of 32 home visits per year), lasting for a minimum of 1.5 hours each.  Providing a minimum of two group socialization activities per month for each child (a minimum of 16 group socialization activities each year).  Nutrition objectives are accomplished through both home visits and group socialization activities. The emphasis is on nutrition education, helping parents learn to make the best use of existing resources. Parents receive information and guidance on menu planning, consumer education, and money management. The program maintains an average of 10 to 12 families per Home Educator with a maximum of 12 families for any individual Home Educator. Services include:  One home visit per week for each child and provider lasting for a minimum of 1.5 hours each  Two group socializations activities per month for each child. During socialization, activities and training are planned for parents and providers to increase their knowledge about child development issues.  Monthly parent meetings are planned and offered at socialization. Parenting classes, support groups, and trainings are scheduled through the year.  All services provided to the home-visited providers are the same quality as those given in centers. The only difference is the home setting is used as the learning environment, and the provider is the educator. E. Classroom Assignments Children are assigned to classrooms and teachers in accordance with their needs, available space, and other relevant variables. Each classroom must have a roster listing all enrolled children. The Site Supervisor notifies the teachers of new enrollees. Copies of class rosters are continuously available on CSB CLOUDS System and are kept current as children enroll or leave the program. Classroom rosters do not list more than twenty children on any given day, per federal enrollment regulations except if a waiver has been granted. State Preschool not receiving HS funding may enroll 24 children. CSB centers maintain a minimum class size of at least 95% and a maximum of twenty children, and must never exceed the licensing capacity of the classroom. F. Adult-to-Child Ratio 2019-21 Policies and Procedures Section 2: Program Operations 66 2019-21 Policies and Procedures Section 2 – Program Operations 1. Ratio Requirements CSB’s part day Head Start program in governed by California Community Care Licensing Title 22 Regulations which require a 1:12 ratio. However, Head Start regulations require that the maximum class size is 20 (unless a waiver is granted), so the adult-to child ratio in these classrooms is 1:10. CSB’s California Department of Education programs, including those combined with other funding such as Head Start and Early Head Start is governed by California Community Care Licensing Title V Regulations which require the following ratios: For children ages 3-5, 1:8; for toddlers, 1:4; for infants 1:3. For preschool classrooms, Title V regulations allow a classroom to be out of ratio for up to 120 minutes per day. These 120 minutes allow for rest time in early morning or late afternoon and do not apply during the core instructional time of day. During those times, children must be supervised according to the Title XXII regulation of State Licensing at 1 teacher per 12 children. Children under three years of age may not be in groups with more than eight children. Each full-day classroom is staffed with a qualified Teacher and 2 Associate Teachers. If this is not possible, an Associate Teacher may be substituted for a Teacher and a Teacher Assistant Trainee for an Associate. Each part- day classroom is staffed with two Teachers and a Teacher Assistant Trainees. The EHS Infant and toddler classrooms have the following ratios: Infants (birth – 18 months) is one to three (1:3) and toddlers (18-36 months) is one to four (1:4). Maximum group size for infants is six at a ll times. Maximum group size for toddlers is 8 at all times. 2. Supervision All staff inside the classroom and outside in the yard are responsible to ensure that all children are visible at all times and that they are being supervised at every moment. Teaching staff supervise infants and toddlers/twos by sight and sound at all times. Teaching staff, including substitutes and other CSB staff serving as a supervising adult for ratio purposes must sign into the classroom via the CLOUDS Wallpad or tablet. The CLOUDS Staff Management Module is utilized for program oversight and planning, including monitoring to ensure compliance with ratio requirements at all times. For these purposes, staff must also transition in and out of classrooms to account for child to teacher ratio, location of the staff person within the center, and on-duty status, including but not limited to transitions to the playground, another classroom or on break/off duty. i. To sign-in/ sign-out of a classroom on CLOUDS:  Select the “Staff” button on the Wallpad  Select the box with the name of the staff member being signed in or out (staff not already showing on the Wallpad may select the green box and enter their employee ID# to place themselves into the classroom)  Select the “Sign-In” or “Sign-Out” button on the pop-up ii. To transition on CLOUDS: 2019-21 Policies and Procedures Section 2: Program Operations 67 2019-21 Policies and Procedures Section 2 – Program Operations  Select the “Staff” button on the Wallpad  Select the box with the name of the staff member being transitioned  Select the “In-Transition” button on the pop-up  If transitioning to another classroom, select the “Staff In-Transition/ Substitute” box on the wallpad  Select the “In-Transition” button, then find and select the box with the name of the transitioning staff  Select “Yes” in pop-up G. Sign-In and Out Procedures 1. Signing-In: Everyone must sign in at a center: visitors and guests. Upon arrival, every child must be signed in by a parent, friend or relative over 14 years of age, denoted on the emergency contact list. The full signature is required, along with the time of arrival. If a child arrives at the center unaccompanied, teaching staff must bring that child into the center, and contact the parent (and State Licensing) immediately so they may return and properly sign in the child. Failure to sign children in properly may require a referral to County Child Protective Services. For our part-day sessions, if a parent and his/her child arrive before the start of session or stay after the closing of the session, the teaching staff will remind them that the child is the parent’s responsibility during that time. 2. Signing-Out Procedures: The parent must always sign a child out at the end of the day. Children who leave and return to the center during the day must be signed out and in by an authorized adult, e.g. a child leaving for a doctor’s visit. Adults who arrive at the center to pick up a child must be listed on the Children's Center File Emergency Card. Picture identification must be provided before child is released. It is the teacher's responsibility to keep emergency numbers current. At least two people must be listed who can pick up the child in an emergency. If a person picking up the child is not on the emergency form, written preauthorization from the parents is required before CSB staff will release the child from the center. Children will not be permitted to leave the center unless accompanied by a preauthorized adult. Parents may not give verbal authorization for pick-up of children. 3. Child Release Policy: The safety of the children is the priority for all CSB staff; therefore, the following policy must be enforced at all times: • All parents are required to complete emergency forms during the enrollment process. Emergency forms with the names and telephone numbers of persons authorized to pick up the child will be kept in the child’s file. Emergency forms must be updated at 2019-21 Policies and Procedures Section 2: Program Operations 68 2019-21 Policies and Procedures Section 2 – Program Operations least every 12 months or anytime information changes. • Photo identification will be required of all newly authorized individuals or individuals not recognized by staff prior to release of the child. Under no circumstances will a child be released to an unauthorized person. • If CSB personnel are not certain the pick-up person is who he/she claims to be, the child will not be released. • Staff will not release children if the person picking up the child smells of alcohol or if staff has reason to believe the person is under the influence of alcohol or other foreign substance. • Staff will not release children to the person picking up the child if there is a court ordered restraining order on file against the person. • Children will not be forced to leave the center with someone they are not familiar with. 4. Sign-Out Disputes Due to Child Custody Issues: If a parent requests that the other parent not be allowed to remove a child from the center, Site Supervisor or Head Teacher must request a copy of the court order, and place it in the child’s file in the locked cabinet. The parent must be informed that CSB is not a law enforcement agency and cannot undertake that role. (A parent cannot be denied access to his/her child unless there is a Court Order.) If a dispute over custody should occur in the classroom, the teaching staff will deal with the family calmly. The staff will ask the person if they would like to talk with a Supervisor. If it seems likely that the parent may become violent, the teacher may release the child, and inform the parent that they (teacher) must call the police as soon as the likelihood of violence becomes apparent. Should the parent leave with the child prior to the arrival of the police, the teaching team must be prepared to provide a description of the person, the car, and the license plate number. The teacher must call her/his Site Supervisor to report and document the incident. Such unusual incidents must be reported to an Assistant Director and to Community Care Licensing using the standard procedure. 5. Adults Signing Their Child In or Out While Under the Influence of Alcohol or Drugs: Any parent or other person who is authorized to pick up an enrolled child and appears to be under the influence of drugs or alcohol, , or in an impaired physical condition which may prevent him/her from assuring the child's welfare, will not be allowed to take the child. In the event that this occurs, staff must use their best judgement in determining if the behavior presents a risk to the child. Staff may also seek a second opinion from another staff or site supervisor to ensure their assessment of impairment is accurate. Staff will let the parent or other person picking up know that the child cannot be released, but another authorized person from the child's emergency card can be called. Staff can try to keep the parent at the site by discussing the child's day or any other broad topic. At any point, if necessary, staff may call 911 or the local police if they feel additional support is needed. Should the parent/other person continue to insist leaving with the child, and staff or children are physically threatened, allow the person to take the child. Should this happen. Staff must get the license number of the vehicle and call the police immediately. Teaching staff must:  Call County Child Protective Services and file a child abuse report 2019-21 Policies and Procedures Section 2: Program Operations 69 2019-21 Policies and Procedures Section 2 – Program Operations  Make an unusual incident report to Community Care Licensing Inform their AD of the situation/concern If the police arrive at the center while the adult is still present, it is their responsibility to determine what further action should be taken. Only a police officer can officially determine if an adult is intoxicated or in an impaired physical condition. 6. Late Sign-Out Procedures: A parent is considered to be late when he/she has not picked up their child by the agreed upon time. Staff should not call parents to pick up their children before these times. (CSB132) When a parent is late, the teaching staff will implement the following procedure: • First Time - The staff will verbally inform the parent of the importance of picking up their child on time. This must be documented on the child's folder at the center. • Second Time - When the child is picked up, the staff will give a late child notice to the parent. A copy of this notice will be kept in the child's file at the center. • Third Time - The staff will call the Site Supervisor. The Site Supervisor will inform the parent that if this occurs again the child will be suspended from the center and placed on the waiting list. The Site Supervisor will give a "Late Child" letter to the parent. A copy of this letter will be placed in the child's folder at the center. (CSB132.) • Fourth Time - The staff will call the Site Supervisor, who will inform the family that their child will be placed on the waiting list. If the family receives collaborative funding from the CA Department of Education, a formal Notice of Action will be given terminating the state funding after the 14-day grace period for appeal. The Site Supervisor will notify the Assistant Director and the Comprehensive Services Assistant Managers of the change in that child’s status. Closing Time - If a child has not been picked up by closing, and no one can be reached to pick up the child, the Site Supervisor will determine the plan of action (which may include calling Child P rotective Services). CSB staff must never transport children from the center via vehicle or on foot. 7. Full-Day Program Sign In/Out Procedures: The number of hours for each child enrolled in a full-day program is based upon their Contracted Hours Agreement, completed with the staff responsible for enrollment at that site. All full-day children must be signed in according to their contract hours. Each parent will have an individual sign-out time based on their unique needs for full-day services and Contract Agreement. The same procedures for late pickup are to be followed although "late" times will vary according to the parent’s contract hours. Parent(s) may request a change in hours through “Request for Change of Contract Hours” form. (CSB-607) H. General Classroom Celebration Policy 2019-21 Policies and Procedures Section 2: Program Operations 70 2019-21 Policies and Procedures Section 2 – Program Operations 1. Description: The Community Services Bureau avoids endorsing commercialism surrounding the holidays. The focus is about learning and celebrating diversity. The following guidelines are followed when planning activities with staff and parents:  Holidays are not a major part of the curriculum. They are integrated within the total curriculum. No more than a few days and few activities are dedicated to any holiday.  Holidays are not a theme and the whole room is not to be decorated reflecting a holiday.  Learning about holidays broadens children’s awareness of their own, and other, cultural experiences. Activities must be thoughtfully planned and implemented for inclusion of all children and families.  Every group represented in the classroom (children and staff) is to be honored.  Teachers must not assume that everyone from the same ethnic group celebrates holidays in the same way. Teachers check with the families to ensure that activities are indeed reflective of the cultures represented in the classroom.  Teachers must plan strategies for working with children whose family beliefs do not permit participation in holiday celebrations. Their parents are to be included in planning a satisfactory alternative for these children in the classroom. 2. Children’s Birthdays: Children’s birthdays are very important and birthday celebrations are as unique as each child. However, the classroom’s daily routine should not be changed to accommodate birthday celebrations. Because children learn by example, and to reinforce the nutrition education in the classroom, the following ideas are suggested:  Giving and/or reading a book to the child and classmates  Bringing educational toys to share  Bringing a baby book or other symbolic item, or a special family story to share  Lead a game  Decorating the classroom  Leading a nutritious class project (any food provided cannot be served in place of regular food service) 3. Inappropriate Activities in the Classroom:  Staged performances, plays, and ceremonies where children have memorized vocal parts or if rehearsals are required  Lectures, where children have to sit and listen for a long period of time  Commercial displays  Adult-directed activities that focus on a product rather than a process (i.e., patterned art / work)  Combined classrooms with large groups of adults and children  Graduation ceremonies with caps and gowns I. Field Trip Policy 2019-21 Policies and Procedures Section 2: Program Operations 71 2019-21 Policies and Procedures Section 2 – Program Operations 1. Procedures: Field trips complement the classroom educational experience, current curricula, and must be developmentally appropriate. Field trips encourage hands-on exploration and experimentation. Field trips permit the child to learn about his/her world (school, neighborhood, and community). Bus or walking field trips may not be taken to amusement/theme parks or have large bodies of water as the main component of the field trip event. Field trips to water parks or swimming pools are prohibited. Field trips where tide pools are observed must have prior approval by an AD.  Site supervisors must inform Nutrition office one week prior to date of a field trip using the Field Trip Form (CSB115). All field trip lunches will consist of sun butter sandwiches, string cheese, fruit, vegetable, and milk.  Parent volunteers are encouraged to plan and participate in field trips. Only children enrolled in the classroom taking the field trip may participate. CSB will not provide parent/family transportation, with the exception of the exception of the previously determined 2-3 parent volunteers/chaperones. Parent volunteers must adhere to the immunization requirements.  Parents may drive their own child to a field trip after signing their child out of school. Parents may not drive other students or parents on a field trip. Upon arrival of the field trip, parents must sign their child in using a paper copy if tablets are not available. Should parents chose to leave early or leave at any time with their child, parents must sign their child out  Field trips are approved in advance by the Site Supervisor and AD are documented in the classroom lesson plan. Teaching staff notifies the Site Supervisor or designee when leaving/returning from the trip.  Parental permission slips are required for all field trips (CSB114). Transportation is provided for staff and children. In general, travel time for field trips should be no more than 60 minutes in length, round trip, and allow for heavy traffic conditions when necessary. Additional travel time may be accommodated with prior AD approval. Walking field trips are encouraged, with the destination within a half- mile radius of the center.  A field trip should be completed within four hours, including lunch and transportation.  Full-day programs require a two hour nap/rest period. A field trip should not interfere with the regular naptime schedule.  Requests for additional time for field trips may be submitted to the Assistant Director for approval. AM and PM classes do not combine or change program hours to go on a trip. On bus field trips, multiple classrooms may share buses as capacity allows, however, children must be separated into smaller 2019-21 Policies and Procedures Section 2: Program Operations 72 2019-21 Policies and Procedures Section 2 – Program Operations caregiver groups upon field trip arrival and while boarding and exiting the bus. Adult-to-child ratio on all field trips is a minimum of one adult for every four children (1:4). This ratio may be adjusted lower (1:3 or 1:2) at the discretion of the teacher or Site Supervisor. Staff (and volunteers) must have assigned groups of children for whom they are responsible at all times. Each group must stay together, within the teacher’s area of vision/supervision. Teachers are responsible for ensuring that each adult volunteer properly supervises his/her assigned group of children on the field trip. Documented headcounts on field trips will be taken at the following times:  Upon leaving the center  On the bus or van  Upon arrival at the destination  At random times during the field trip  When boarding the bus or van for the return to the center  After return to the center  Use paper copy for parents to sign-in and out if tablets are not available. Emergency information for each child, three blank accident forms, a cell phone, and a First Aid Kit must be taken on walking or driving trips, including bus field trips (CSB-113-Field Trip Information and CSB- 1015-Vehicle Use Request Form)  During field trips, each child must wear a tag at all times that only identifies the name of the center and the center’s telephone number on the front. Child’s name may be written on the back of the tag, but never on the front.  Field trip leaders must keep to their schedule, or call the center if there are any changes.  If there are insufficient adults, inclement weather or any circumstance that would make it less than an optimal experience, the trip must be cancelled. A well-planned field trip taken under adverse conditions or circumstances may become a danger. 2. Planning Protocols: When planning a field trip or socialization, the following must be completed:  Establish educational goals and objectives for the planned trip  Teacher, or their representative, is to visit the destination to check travel time and accommodations, and to ensure the safety of the children The field trip planning form (CSB115) must be completed and submitted by the teacher and approved by the Site Supervisor and AD at least one month prior the field trip. If planning the use of a bus for the field trip, CSB115 must be given to the AD clerk immediately to schedule a bus at least one month in advance.  If applicable, the request for change of menu and purchase requisition must be completed and submitted one month prior the field trip  Parents are notified at least two weeks in advance of the upcoming trip, at which time they are encouraged to volunteer for the trip  Children are prepared for the trip at least one week in advance through in-class 2019-21 Policies and Procedures Section 2: Program Operations 73 2019-21 Policies and Procedures Section 2 – Program Operations discussions of field trip safety  When transportation is provided at least one trained bus monitor is aboard each vehicle at all times The bus monitor training will include:  Child boarding-and-exiting procedures  Use of restraint systems Bus: Properly fastened seat belts per the waiver for transportation services Van: Properly installed car seats  Required paperwork  Emergency response and evacuation procedures  Use of special equipment  Child pick-up and release procedures  Pre- and post-trip vehicles checks In Case of Minor Accident at Site or on Field Trip  A designated staff member with a valid First-Aid Certificate assesses the situation, and renders first aid if necessary.  If a minor accident occurs on a field trip, the teacher of an injured child must notify the child's parents on return to the center. (As noted above, the emergency contact list must be on hand.  The Injury/Incident Report form (CSB245) ” form is completed, signed, and dated  The teacher retains one copy for the center and gives one copy to the parents.  In Case of Major Accident at Site or on Field Trip The teacher calls paramedics immediately. Classroom staff assesses the situation, and renders first aid as indicated for life-saving measures. Injured children are taken to the nearest emergency facility and the teacher or Site Supervisor accompanies the child. The teacher of an injured child must notify the child's parent(s) immediately. (The emergency contact list must be on hand) The teacher must immediately notify the Site Supervisor, who will notify the Assistant Director and/or the Bureau Director or designee.  Licensing must be notified by telephone (with a follow-up of the “Unusual Incident/Injury” report) as soon as possible.  The parent may accompany the child in the emergency vehicle.  If the parent is not at that location, the child’s teacher accompanies the child in the emergency vehicle.  If necessary, CSB staff will provide transportation for the parent to/from the emergency facility.  The “Accident/Incident Report” form (See Form CSB208) is completed, signed, and dated by the staff person involved in the situation. 2019-21 Policies and Procedures Section 2: Program Operations 74 2019-21 Policies and Procedures Section 2 – Program Operations  An insurance form is also completed, signed, and dated.  The teacher retains one copy of the “Accident/Incident Report” and insurance form for the center, and submits copies of the reports (within 24 hours) to the Site Supervisor.  The Site Supervisor submits copies of these reports to the Assistant Director and/or the Bureau Director.  The CDE must be notified by the Bureau Director if the client is in a program funded by the state. PART IV. HEALTH PROGRAM SERVICES SUBPART I. Prevention and Early Intervention A. Determining Child Health Status Community Services Bureau establishes and maintains individual, comprehensive files for children and families. Health records, developmental progress portfolios, and files, including Administrative, Delegate Agency, and Grantee-Operated Program and Subcontractor’s filing systems, are kept confidential with use of the Access to File form (CSB900) and following the approved Confidentiality Policy. All staff with access to health information is trained on HIPAA (Health Information Portability Accountability Act) requirements. CSB obtains parental consent prior to the administration of health or developmental procedures through the program or by contract or agreement and maintains documentation of parental refusal of authorization for health services through use of the Parental Refusal of Health Services Form (CSB298). CSB staff collaborates with parents to address the health and well-being of each child in a linguistically and culturally appropriate manner, communicating the child's health needs and developmental concerns. 1. Physical Examinations - Well Child Check (CSB207) Each parent is provided with a Report of Health Examination - Well Child Check (CSB207) for use in obtaining their child's physical examination. As much pertinent health information as possible is accumulated and recorded for each child, paying particular attention to the items required by the Bright Futures Early and Periodic Screening, Diagnosis and Treatment (EPSDT) Schedule to ensure that children are following a schedule of complete well child care. The child’s initial physical examination required for program entry must be current (in accordance with the EPSDT schedule) and received no later than thirty days after entry into the program. One extension is allowed with documentation of a pending appointment. Children returning for a second year require additional physical exams in accordance with the EPSDT Schedule. Comprehensive Services Teams enter all data on the physical exam into the CLOUDS data management system. This enables program staff to track services and follow-up on actions such as treatment needed, future appointments, and referrals. Managers access reports to help monitor progress in meeting program requirements in a timely manner. 2. TB Clearance – CSB Center-Based Program 2019-21 Policies and Procedures Section 2: Program Operations 75 2019-21 Policies and Procedures Section 2 – Program Operations In accordance with section #101220 of Licensing Code, TB Clearance documentation must be obtained for each child within 30 days of enrollment (admission) into the program. TB Clearance documentation must consist of either:  A negative TB Skin Test or Chest X-Ray result, or  A physician’s check mark indicating “No Risk" on CSB207–Report of Health Examination - Well Child Check or other signed or stamped document from the physician/clinic. The TB screening referenced in the TB Clearance documentation must be in accordance with the EPSDT schedule. The one extension allowed for pending physical exam appointments does not apply to TB Clearance documentation. Children without TB Clearance will be excluded if clearance is not obtained within 30 days of enrollment. 3. Health Insurance Through use of the Health History and within 30 days after the child first attends the program, or for the home-based program option, when the child receives a home visit, those children with and without medical and/or dental insurance are designated as such. In the event that the child does not have insurance coverage, Comprehensive Services Teams will assist families in accessing insurance as soon as possible by referring the child to various programs such as the Child Health and Disability Prevention (CHDP) Gateway program, Medi-Cal/Denti-Cal, the Kaiser Permanente Children's Health Plan, and services through Covered California. 4. Health Records In the event that health records are returned to the program with information missing, Comprehensive Services Teams obtain consent for release of information from parents. This consent is used to obtain information from medical/dental offices, medical records departments and laboratories. Every effort is made to educate parents regarding the EPSDT schedule and the documentation needed prior to visiting a doctor or dentist. The following information shall be obtained and entered into CLOUDS and the child’s confidential file:  Health and developmental history  Immunization record including immunizations and in series/waivers  Treatment plans  Age-appropriate physical exams, dental exams and screening results  Records of major/minor illnesses and injury during program activities  Schedule of daily medications - prescription and over-the-counter medications such as sun screen and rash ointment  Allergic reactions  Dietary intake and food habits  Age and gender-appropriate growth charts  Source of payment for services, including free federal, State of California, and locally funded health services  Medi-Cal number or private insurance identification  Referral and follow-up information 2019-21 Policies and Procedures Section 2: Program Operations 76 2019-21 Policies and Procedures Section 2 – Program Operations  Record of follow-up and documentation of actual services provided  Emergency information/Parent Contact  Signed parent consent forms  Parent Refusal of Health Services Forms  Family Meeting Documentation  Teacher observations  Progress reports  Other information as needed A child whose authorized representatives adhere to a religious faith that practices healing by prayer or other spiritual means shall not be required to meet the requirements of the health examination. In this case, the authorized representatives must provide:  Information on the child’s health history  A signed statement that indicates: o Their acceptance of full responsibility for the child’s health. o Refusal to obtain a medical examination for the child. o Request that no medical care be given to the child. B. Protocols for Determining Child Health Status 1. Application Before enrollment, Comprehensive Services Clerks are responsible for:  Reviewing the electronic application information/intake documents.  Noting concerns (known or suspected) using the Red/Yellow Flag System as indicated on the Eligibility Certification Checklist Form (CSB604).  Generating a CLOUDS referral based on application information, as needed and clearly noting details of child’s condition in Referral Observation/Comments. Before enrollment, Comprehensive Services Assistant Managers are responsible for:  Reviewing the application information/intake documents and ensuring referrals are generated and Red/Yellow Flags are in place if needed.  Coordinating with the Site Supervisor to set up Family Meetings or interventions as appropriate. Before enrollment, Site Supervisors are responsible for:  Reviewing the application, Red/Yellow Flags, and referrals.  Coordinating with the CSAM to set up Family Meeting or interventions as appropriate.  Communicating child health status and needs with teaching staff. 2. Immunizations 2019-21 Policies and Procedures Section 2: Program Operations 77 2019-21 Policies and Procedures Section 2 – Program Operations The State of California Immunization Branch requires that programs institute a “No Shots, No School” policy, however, medical providers may indicate that a child may not have any or all immunizations. In this case, the waiver on the back of the California School Immunization Record Card (blue card) must be completely filled out. Medical exemptions from a licensed physician (MD or DO) will continue to be permitted and require a written statement including which immunization(s) is to be exempted and the specific nature and probable duration of the medical condition. If the medical exemption is permanent, the requirement for the designated immunization(s) is met: check box A and box C on the front of the Blue Card. If the medical exemption is temporary, check box B and box D; this child requires follow-up. Per Senate Bill 277, immunization waivers based on personal beliefs is no longer permitted beginning January 1, 2016. A personal belief exemption submitted prior to January 1, 2016 will remain valid until the student enters kindergarten/transitional kindergarten. Names of all exempt children will be maintained on an exempt roster for immediate identification in case of disease outbreak in the community. Immunization training, including the most current immunization schedule for children 0-5, is provided to staff annually. Children are tracked throughout their enrollment to ensure they remain up-to-date or in-series. Records are updated accordingly. Comprehensive Services staff completes the annual immunization report due to the local health department in September/October of each year. i. Responsibilities of Comprehensive Services Clerks Prior to enrollment Comprehensive Services Clerks are responsible for:  Collecting valid immunization records from parent.  Obtaining parent consent for use of California Immunization Registry - CAIR (CSB243) and requesting immunization registry search if parent is unable to provide immunization verification.  Entering immunization data into CLOUDS, completing the results column on the right to indicate one of the following: In Compliance, In Series, Medical Waiver or Non Compliance and ensuring “Overall Immunization Status” below is correctly identified.  Emailing the name of child exempt from immunizations to the Comprehensive Services Manager (Health Content Area) for placement on the exempt roster.  Determining overall immunization status.  Notifying parent of shots needed.  Assisting the parent in obtaining a doctor office/clinic for immunizations needed.  Using the Red/Yellow Flag system on the Eligibility Certification Checklist (CSB604) to indicate temp files as needing immunizations prior to start date.  Printing the Immunization Blue Card from CLOUDS or manually filling in blanks, signing it, and placing it in the temporary file with documentation of a physician’s statement for medical exemptions. On an ongoing basis, Comprehensive Services Clerks are responsible for:  Obtaining immunization updates and entering the data on the Blue Card and in CLOUDS.  Tracking in-series children and notifying the parent of the next dose due prior to the due date. As needed, Comprehensive Services Clerks are responsible for: 2019-21 Policies and Procedures Section 2: Program Operations 78 2019-21 Policies and Procedures Section 2 – Program Operations  Assisting the parent in obtaining a doctor office/clinic for immunizations needed.  Preparing exclusion letters if child fails to obtain shots on time. Annually, Comprehensive Services Clerks are responsible for:  Attending the annual immunization training.  Reviewing and updating immunizations for the annual immunization report prior to submission each September/October.  Assisting with the annual immunization report as needed. ii. Responsibilities of Comprehensive Services Assistant Managers Prior to enrollment, Comprehensive Services Assistant Managers are responsible for:  Reviewing files to ensure up-to-date or in-series immunizations or waiver is in place before file is provided to Site Supervisor for placement.  Conducting ongoing immunization registry searches as needed. On an ongoing basis, Comprehensive Services Assistant Managers are responsible for:  Ongoing monitoring of CLOUDS for immunization compliance.  Tracking children with in-series immunizations.  Supporting the parent by coordinating with the Site Supervisor to set up a Family Meeting as needed regarding immunizations.  As needed, reviewing exclusion letters generated by clerk and verifying information, which is forwarded to the Site Supervisor for action. Annually, Comprehensive Services Assistant Managers are responsible for:  Reviewing annual immunization reports prepared by the clerk, to verify accuracy.  Collaborating with the Comprehensive Services Manager (Health Content Area) prior to online submission each September/October and with the Site Supervisors after online submission is complete.  Attending annual immunization training. Site Supervisors are responsible for:  Reviewing immunization compliance prior to enrollment.  Returning the temporary file to the Comprehensive Services Assistant Manager if immunizations are not complete or required exemption documentation is missing.  As needed, verifying, signing, dating and issuing exclusion letters prepared by the clerk and reviewed by the Comprehensive Services Assistant Manager. Comprehensive Services Health Manager is responsible for: 2019-21 Policies and Procedures Section 2: Program Operations 79 2019-21 Policies and Procedures Section 2 – Program Operations  Providing immunization training annually.  Overseeing the process and submission of the annual immunization report to the local health department by the September/October due date of each year.  Conducting ongoing immunization registry (CAIR) searches.  Obtaining access to CAIR for new team members.  Maintaining a roster of children who are exempt from immunizations for immediate identification in case of disease outbreak in the community. 3. TB Clearance – CSB Center-Based i. Program Comprehensive Services Clerks are responsible for  Informing parent of 30-day TB requirement and ongoing TB requirements per the EPSDT Schedule.  Assisting parents with gaining access to TB testing.  Collecting valid TB screening records from parents which include either a negative TB Skin Test or Chest X- Ray results, or a Physician’s Clearance indicating "No Risk" on the Report of Health Examination - Well Child Check (CSB207) or other signed or stamped document from physician/clinic.  Date stamping TB documentation upon receipt and review.  Inputting TB screening data into CLOUDS upon receipt.  Updating TB section of the Blue Card in child’s file.  Updating CLOUDS with referrals and case notes.  As needed, preparing the exclusion letter if TB Clearance is not provided within 30 days of enrollment (TB Clearance: Negative TB skin test or Chest X-Ray results, or "No Risk" per medical provider). Comprehensive Services Assistant Managers are responsible for:  Tracking immunization compliance through CLOUDS Reports.  Supporting the parent by coordinating with the Site Supervisor to set up the family meeting as needed. Site Supervisors are responsible for:  Notifying the parent of 30-day requirement at enrollment.  Tracking receipt of TB screening records.  Ensuring that no child is attending the program without TB Clearance beyond 30 days from enrollment.  Coordinating with the Comprehensive Services Assistant Manager to set up family meetings as needed.  Communicating with the Comprehensive Services Clerk to prepare exclusion letters.  Reviewing, authorizing and signing all exclusion letters, and designating staff for distribution. ii. Health History (CSB217) Prior to enrollment, Comprehensive Services Clerks are responsible for: 2019-21 Policies and Procedures Section 2: Program Operations 80 2019-21 Policies and Procedures Section 2 – Program Operations  Completing the Health History on CLOUDS.  Printing a copy of the Health History for the child’s file.  Obtaining signatures on the Health History if possible.  Placing a “sign here” sticker on the Health History document if the parent is not present to sign.  Reviewing the Health History to determine whether each child has a medical/dental home and medical/dental insurance coverage within 30 days of enrollment. Such care is defined as an ongoing source of continuous, accessible health care provided by a health care professional that maintains the child’s ongoing health record and is not primarily a source of emergency care or urgent care.  Reviewing information and flagging any suspected or known special needs using the Red/Yellow Flag System on the Eligibility Certification Checklist Form (CSB-604).  Generating a CLOUDS referral for any special needs noted on the Health History.  Providing medical/dental home and insurance intervention with all families that indicate they have no medical / dental provider or coverage. Document intervention on the Health History in CLOUDS. Prior to Enrollment, Comprehensive Services Assistant Managers are responsible for:  Reviewing the child’s Health History for completion and concerns.  Ensuring proper Red/Yellow Flags are in place as appropriate with sufficient detail noted for the Site Supervisor.  Reviewing CLOUDS referrals generated from the Health History.  Meeting with parent to ensure understanding of the benefits of consenting for services, if parent has not given consents on the Health History.  Contacting the Comprehensive Services Manager for guidance if unsure of how to proceed with any special needs.  Coordinating with the Site Supervisor to set up a pre-enrollment family meeting as needed. Site Supervisors are responsible for:  Returning any file without a Health History.  Reviewing the Health History, checking for Red/Yellow flags and referrals, coordinating with the Assistant Comprehensive Services Manager to set up a family meeting / intervention as appropriate.  Acquiring a parent signature on the Health History, if necessary at enrollment.  Ensuring that teaching staff has reviewed the Health History in order to address health conditions/needs and the completion of the consent section.  Coordinating with Comprehensive Services Assistant Manager to set up pre-enrollment family meeting as needed. Comprehensive Services Health Manager is responsible for:  Providing and/or arranging training and technical assistance as necessary for special needs identified in the Health History.  Attending family meetings for complex cases as needed.  Tracking and providing follow-up as needed. 2019-21 Policies and Procedures Section 2: Program Operations 81 2019-21 Policies and Procedures Section 2 – Program Operations iii. Physical Exam Report of Health Examination - Well Child Check Comprehensive Services Clerk is responsible for:  Providing a physical exam - Report of Health Examination - Well Child Check (CSB207) to the parent and informing the parent of the 30-day requirement prior to enrollment.  Educating the parent on the use and importance of the Early and Periodic Screening, Diagnosis and Treatment (EPSDT) schedule copied on the back side of the Well Child Check (CSB207).  Noting in the Child Case Notes in CLOUDS that the parent was given a physical form.  Referring the parent to a medical provider/insurance and providing support as needed.  Date stamping the physical exam upon receipt and review of the CSB207 form.  Immediately notifying the Comprehensive Services Assistant Manager of any known or suspected health concerns or disabilities.  Inputting the physical exam data into CLOUDS and documenting completion of data entry and staff follow-up by placing notes (as needed), clerk’s signature and date on the lower right hand side of the exam form in the “Staff Follow-up” box.  Entering follow-up data on CLOUDS as needed.  Generating referrals as needed.  Collecting parental consents for health services and release/exchange of information.  Contacting clinics, doctors’ offices, and laboratories to obtain missing results.  Tracking physical exam due dates and sending reminder notices to parents as needed.  Obtaining authorization from parents for health services administered by the program, or by agreement or contract with a partnering entity.  Obtaining complete Parent Refusal of Health Services Form (CSB298) for those parents who refuse to give authorization for health services.  Providing handouts for screening value results and guidelines as needed.  Providing exclusion letters at the direction of the Site Supervisor. CHDP Assessment Guidelines for Blood Pressure Readings: Further evaluation or follow-up is indicated for a child who sustains a systolic or diastolic reading at or above the 95th percentile for age and gender (measured on at least 3 occasions and averaged together). If results are entered in CLOUDS as “Abnormal”, a CLOUDS health referral is generated and follow -up in completed as needed. Age in Years 90th and 95th PERCENTILE BLOOD PRESSURE ACCORDING TO AGE and GENDER Boys Girls Systolic Diastolic Systolic Diastolic 90th% 95th% 90th% 95th% 95th% 95th% 95th% 95th% 3 107 111 68 73 73 73 73 73 4 108 112 69 73 73 73 73 73 5 109 113 69 74 74 74 74 74 Blood Lead Levels: Provide nutrition resources and lead education materials if child's lead blood level is 4.5 or greater. If the 2019-21 Policies and Procedures Section 2: Program Operations 82 2019-21 Policies and Procedures Section 2 – Program Operations lead level is 9.5 or greater a referral must be made to the Comprehensive Services Health Manager. Comprehensive Services Assistant Manager is responsible for:  Tracking receipt of Well Child Check for children ages 0-5 years old on an ongoing basis, in accordance with the EPSDT Schedule and in collaboration with the Site Supervisor.  Reviewing all physicals with known or suspected health conditions/disabilities immediately upon receipt of exam.  Communicating with the parent immediately when problems are suspected or areas of concern arise.  Tracking referrals and follow-up.  Initiating care plans with providers as appropriate.  Conducting follow-up with parents on an ongoing basis.  Ensuring completion of parental consents and documentation of parent refusal of health services.  Conducting follow-up with providers to obtain documentation to complete the exam per the EPSDT Schedule or to obtain follow-up information.  Monitoring physical exam due dates to ensure compliance with the EPSDT Schedule.  Coordinating with parent and Site Supervisor to set up family meetings as needed. Site Supervisors are responsible for the following:  Notifying the parent of the 30-day Well Child Check (CSB207) requirement at enrollment.  Tracking receipt of the initial Well Child Check (CSB207) for children 0-5 years.  Ongoing tracking receipt of Well Child Checks for children 0-5 years in accordance with the EPSDT Schedule.  Ensuring that no child is in the program without a physical past 30 days (one extension allowed with documentation of a pending appointment).  Directing clerks to prepare exclusion letters as necessary.  Issuing Notice of Action (NOA) for children in state-funded programs that have not complied with requirements.  Referring families who need assistance in accessing care to the Comprehensive Services Team.  Reviewing the physical exam for each child and calling for a family meeting when appropriate.  Working with teaching staff to ensure child’s medical and developmental needs are addressed appropriately.  Ensuring implementation of care plans. Comprehensive Services Health Manager is responsible for the following:  Supporting staff and families through the family meeting process for complex cases as needed.  Interfacing with community partners to obtain health education, services, assistance and follow-up.  Reviewing CLOUDS Reports to ensure compliance with health requirements.  Maintaining a Health Services Advisory Committee that includes Head Start parents, 2019-21 Policies and Procedures Section 2: Program Operations 83 2019-21 Policies and Procedures Section 2 – Program Operations professionals and other volunteers from the community to address the health concerns impacting CSB’s children and families and to gain knowledge of current health opportunities available to families and children in the community. iv. Dental Exam Comprehensive Services Clerks are responsible for:  Informing parent of the 90 day dental exam requirement upon enrollment.  Educating the parent about the Early and Periodic Screening, Diagnosis and Treatment (EPSDT) Schedule for Dental/Oral Health Care.  Providing parent with the dental exam form (CSB-206).  Providing a list of dental providers/insurance options to the parent and providing support as needed.  Tracking dental exam due dates on an ongoing basis.  Preparing reminder letters and contacting parents regarding dental exams and treatment needed.  Date stamping the dental exam on the bottom right hand section under “Date Received”, upon receipt and review of the form and entering “Date Obtained” on the Dental Tab in CLOUDS.  Entering dental exam data into CLOUDS upon receipt and documenting data entry in CLOUDS by placing signature and date in the “CSB Staff Follow-up” section at the bottom of the exam.  Collecting consents for release of information as needed.  Generating referrals for children without dental care access, with treatment needed or with non-compliance issues as needed and documenting referral follow up under referral/ case notes.  Tracking dental treatment follow-up on the Dental Exam (CSB206) and documenting “Receiving Treatment” and/or “Treatment Complete” in CLOUDS on the Dental Tab.  Obtaining parental dental consents for release/exchange of information and onsite dental services and events.  Obtaining complete Parent Refusal of Health Services Form (CSB298) for those parents who refuse to give authorization for oral health services Comprehensive Services Assistant Managers are responsible for:  Monitoring dental exam due dates on an ongoing basis.  Following up to ensure treatment plans are in progress, ongoing or complete.  Coordinating with the Site Supervisor and parent to schedule and attend family meetings for oral health education, dental access, non-compliance issues, etc.  Assisting the Comprehensive Services Manager with coordination of exams by volunteer dentists/mobile dental care, and other oral health events/services. Site Supervisors are responsible for:  Collecting dental forms and forwarding them to Comprehensive Services Clerks.  Coordinating with the Comprehensive Services Assistant Manager and parent to schedule and attend family meetings regarding oral health as needed and keeping teachers informed with 2019-21 Policies and Procedures Section 2: Program Operations 84 2019-21 Policies and Procedures Section 2 – Program Operations updates.  Coordinating with Comprehensive Services and teaching staff to support onsite dental activities/trainings/events. Comprehensive Services Health Manager is responsible for:  Support staff and families through the family meeting process for complex oral health issues.  Reviewing CLOUDS Reports to ensure compliance with oral health requirements.  Coordinating volunteer dentists, mobile services and oral health events on an ongoing basis.  Collaborating with the Children’s Oral Health Program, Contra Costa Dental Society and other community partners, for oral health education, services, assistance and follow-up.  Ensuring Health Services Advisory Committee participation in addressing the oral health concerns currently impacting CSB’s children and families. v. Staff Protocol for Dental Referrals if Treatment is Needed Comprehensive Services Clerk is responsible for:  Generating a dental referral and updating the status as needed in CLOUDS.  Determining dental insurance status for treatment needed and providing contact information for local community dentists/clinics, the current schedule for mobile dental services in the community, and Covered California or other insurance resources to ensure treatment completion for all children including those in need of, or unable to obtain dental insurance and those with unaffordable co-pays.  Providing the parent with “Dental Exam/Treatment” Form (CSB206).  Obtaining parental consents as needed.  Obtaining documentation of Parental Refusal of Health Services (CSB298) as needed.  Entering contact information and date referral information was provided in CLOUDS Dental Referral Case Notes (indicating status “in progress”).  Following-up with the parent (within 2 weeks) regarding the status of scheduled appointment and frequently thereafter until treatment is complete.  Entering each follow-up activity in CLOUDS Dental Referral Case Notes and once treatment is finished enter status “complete”).  Referring to the Comprehensive Services Assistant Manager if the family has exhausted all options without success. Comprehensive Services Assistant Managers are responsible for:  Monitoring CLOUDS reports to identify children in need of dental services, referrals and follow up.  Communicating immediately with parent upon identification of oral health concerns.  Following up with the Comprehensive Services Clerks and the parent to assist with extended “in progress” referrals.  Coordinating with Site Supervisor and parent to schedule and attend family meetings regarding oral health as needed.  In cases where the co-pay is unaffordable or the child is not eligible for insurance and parent cannot afford treatment, referring to providers such as local clinics, mobile dental services, the Children’s Oral Health Program, Give Kids a Smile dentist, and the Children's Dental Health 2019-21 Policies and Procedures Section 2: Program Operations 85 2019-21 Policies and Procedures Section 2 – Program Operations Foundation.  Entering status/follow-up data in CLOUDS Dental Referral Case Notes.  Referring to the Comprehensive Services Health Manager if services for treatment cannot be provided or treatment is unaffordable. Comprehensive Services Health Manager is responsible for:  Collaborating with community partners to provide services on site or through local dental offices, mobile dental vans and dental events.  Initiating the request process for Head Start funds (last resort) - working with Comprehensive Services Assistant Manager to acquire treatment estimate, letter from parent, date of dental appointment and additional documents needed.  Reviewing CLOUDS Reports to ensure compliance with dental treatment follow-up.  Attending family meetings for complex cases. vi. Medical/Dental Home Comprehensive Services Clerks are responsible for:  Consulting with parents through use of the Health History to determine within 30 days after child attends the program or, for the home-based program option, receives a home visit, whether or not each child has ongoing sources of health care provided by a health care professional that maintains the child's health records and is not primarily a source of emergency care.  Assisting families with gaining access to a source of ongoing and continuous care and navigating the managed care system to access services as needed and as soon as possible.  Documenting Medical/Dental interventions and health/oral health coverage in CLOUDS within 90 days of enrollment.  Providing ongoing support for families in need of a medical/dental home. Comprehensive Services Assistant Managers are responsible for:  Supporting clerks with families that are facing barriers to medical/dental home access.  Monitoring CLOUDS reports on an on-going basis to identify children in need of a medical/dental home.  Coordinating with the Site Supervisor and parent to schedule and attend family meetings regarding medical/dental homes. Comprehensive Services Health Manager is responsible for:  Collaborating with community partners to obtain access to medical/dental homes for CSB families.  Reviewing CLOUDS Reports to ensure compliance with medical and dental homes.  Calling upon advocacy organizations to address any gaps in service or access. C. Developmental, Sensory, and Behavioral Screening 2019-21 Policies and Procedures Section 2: Program Operations 86 2019-21 Policies and Procedures Section 2 – Program Operations All children are screened by the teaching staff in the areas of social emotional development and cognitive development including children with an IEP/IFSP, and as needed, by the Comprehensive Services Team for hearing, vision, and nutrition, within 45 days of class entry. Parents should be informed about all upcoming screenings and their purposes in advance. Results of the screenings are used as part of the individualization process for each child. It is the Site Supervisor’s responsibility is to work with the teacher and Comprehensive Services Team to ensure that ASQ-SE and ASQ-3 screenings are completed within 45 days of class entry. The teacher places completed ASQ-SE and ASQ-3 Screenings in the Education section of the child’s file and enters screening data in CLOUDS. Teachers give each child time to adjust to the new environment before rescreening if necessary. 1. Protocols for Sensory (Vision and Hearing) Screening Evidence-based vision and hearing screenings are to be completed within 45 days after the child first attends the program or for home-based program option, receives a home visit, for children who do not have results as part of their Well Child Check and for returning children, as needed, based on the EPSDT schedule. Comprehensive Services Assistant Manager is responsible for:  Identifying those newly enrolled children in need of initial screenings, returning children in need of screenings based on the EPSDT schedule and re-screenings due within two weeks of the initial screening through use of CLOUDS Smart Reports.  Coordinating screening team logistics for Comprehensive Services Clerks to administer screenings on an ongoing basis.  Notifying the Site Supervisor of the upcoming screening schedule with a minimum one week notice. Note - One week notice may not apply for children absent on the initial screening date.  Directing Comprehensive Services Clerks to input data results in CLOUDS, preparing referrals as needed and providing follow-up until treatment is established and complete.  Communicating immediately with parent upon identification of screening concerns.  Coordinating with the Site Supervisor and parent to schedule and attend family meetings regarding sensory screenings.  Tracking referrals to physicians and providing ongoing assistance to clerks and parents until testing/treatment is established and the referral is complete.  Ensuring the completion of the health section of the Screening Results Form (CSB212) within 75 days of enrollment.  Completing vision and hearing screening certification courses as soon as possible after hire. The Site Supervisor is responsible for the following:  Obtaining a screening schedule from the Comprehensive Services Assistant Manager and providing a schedule for teaching staff.  Providing teaching staff with the screening preparation curriculum.  Monitoring the implementation of screening preparation in the classroom curriculum and on 2019-21 Policies and Procedures Section 2: Program Operations 87 2019-21 Policies and Procedures Section 2 – Program Operations the lesson plan.  Providing an appropriate screening area on site for the administration of screenings.  Designating teaching staff to accompany children to and from designated screening location.  Coordinating with Comprehensive Services Assistant Manager and parent to schedule and attend family meetings regarding screenings.  Ensuring the completion of the education section of the Screening Results Form (CSB212) within 75 days of enrollment. Teaching Staff is responsible for:  Implementing screening preparation curriculum in the classroom.  Including screening preparation on the lesson plan. Note – In an effort to complete all screenings within the 45-day deadline, it is important to include screening preparation into the lesson plan for the first week of school for part year programs and two weeks prior to July 1 for year round programs.  Providing flexibility with the classroom schedule to support Comprehensive Services in completing the screenings.  Introducing Comprehensive Services Staff to children on the screening day.  Assisting Comprehensive Services with gathering children to be screened, tracking children as they are removed from and re-enter the classroom and accompanying children to and from the screenings as directed by Site Supervisor.  Completing the educational areas of the Screening Results Form (CSB212) including the Behavioral Screening (ASQSE) and Cognitive and Language Screening (ASQ3) and signing in the designated area.  Assisting with the distribution of Screening Results Forms (CSB212) to parents. Comprehensive Services Clerks are responsible for:  Engaging parents in conversation about the importance of screenings.  Notifying parents of dates and screenings to take place through one-on-one conversation and by posting flyers on site, one week in advance of the screening days.  Reviewing reports of children to identify those that need to be screened.  Verifying consents for screenings on the Health History forms of those children to be screened.  Obtaining additional consents for screening to be administered by collaborative agencies as needed.  Obtaining documentation of Parent Refusal for Health Services (CSB298).  Obtaining equipment needed and setting up screening tools on site.  Introducing screening staff to the classroom teaching staff and allowing teaching staff the opportunity to introduce the screening staff to the children.  Encouraging teachers to assist in choosing the order in which the children will be screened. Note: those children unwilling to participate will be given future opportunities and parents and/or staff may be encouraged to accompany the child to complete needed screenings within the 45 -day deadline.  Partnering with teaching staff and Site Supervisors to accompany children to and from the classroom and the location of the screening administration.  Administering the vision and hearing screenings and, noting results on the Hearing and Vision Screening Tracking Form.  Cleaning up the equipment and leaving the area as it was found. 2019-21 Policies and Procedures Section 2: Program Operations 88 2019-21 Policies and Procedures Section 2 – Program Operations  Maintaining sensory screening results on the Hearing and Vision Screening Tracking form in a binder onsite.  Entering all screening data in CLOUDS and documenting screening results, re-screens and referrals.  Informing the Comprehensive Services Assistant Manager and Site Supervisor of those children in need of re-screening.  Administering re-screenings within two weeks of the initial screening and within 45 days of enrollment if the child did not pass or was unable to condition.  Preparing referrals to physicians and in CLOUDS for those children identified as needing further evaluation.  Contacting parents of children with referrals, offering resources for a medical/dental home/insurance and additional assistance as needed.  Completing the Screening Results Form (CSB212) and ensuring that teaching staff has completed the education section of the form prior to making a copy for the file and distributing the original to the parent in a confidential manner within 75 days of the child’s date of enrollment.  Providing ongoing assistance for referrals and resources until each referral is complete.  Completing vision and hearing screening certification courses as soon as possible after hire and prior to expiration of certification. Comprehensive Services Health Manager is responsible for:  Overseeing the monitoring of all sensory screenings, referrals and follow up.  Coordinating annual Vision/Hearing Screening Trainings with CHDP.  Attending family meetings for complex cases.  Registering Comprehensive Services Staff in need of vision/hearing training and certification as soon as possible after hire and prior to expiration of certification.  Coordinating screenings with collaborative agencies and notifying the Site Supervisor and Comprehensive Services Team of those screening dates and requirements. D. Exams, Follow-Up and Treatment Early medical/dental exams and other screenings enable parents and program staff to identify any concerns and respond in a timely manner. Whenever concerns are present the Comprehensive Services Team communicates with the parent immediately and works with the parent to obtain necessary follow- up services or treatment. Assistance is provided in the acquisition of equipment needed for medical/dental conditions and parents are educated regarding their child’s specific condition and needs.  Dental follow up/treatment includes preventive measures and further treatment as ordered by the dental professional.  Medical Treatment includes treatment of any condition as identified on the physical exam, other health documentation from a health professional or the IFSP/IEP.  Follow-up treatment for both medical and dental needs is tracked in the CLOUDS system using the referral feature and is referenced in the child’s confidential file. Where no resources exist in the community for follow-up and treatment, the program will pay for services as long as funds remain in the budget earmarked for this purpose. To access program funds, the 2019-21 Policies and Procedures Section 2: Program Operations 89 2019-21 Policies and Procedures Section 2 – Program Operations Comprehensive Services Team must document that all available resources have been exhausted and that program funds are being used as a last resort. This information, along with proof of need and the estimated cost for treatment, must be submitted to an Assistant Director for approval and submitted to the fiscal unit and the Bureau Director. The protocols for Referrals, Follow Up and Treatment are as follows: Comprehensive Services Clerk is responsible for:  Generating a referral in CLOUDS as soon as a need is identified, with attention given to selecting the appropriate Referral Reason, Service Area and Status.  Provide resources and referrals as needed.  Assisting in collecting documentation needed for the referral.  Entering related data into CLOUDS.  Supporting parents throughout the referral process.  Obtaining the Parent Refusal for Health Services (CS298) as needed. Comprehensive Services Assistant Managers are responsible for:  Monitoring CLOUDS reports and following up on referrals on a weekly basis.  Coordinating with the Site Supervisor and parent to schedule and attend family meetings.  Supporting families through the referral/family meeting process.  Ensuring the updating of the status of the referral as it changes.  Contacting the Comprehensive Services Manager for training or technical assistance as needed Comprehensive Services Health Manager is responsible for:  Providing training and technical assistance as needed.  Supporting families and staff through the family meeting process for complex referrals.  Providing reports and updates to the Assistant Directors as needed. Assistant Directors are responsible for:  Ensuring follow-up and corrective action plan completion. E. Children with Disabilities- Screenings, Family Meeting and Referral Procedures Early childhood experiences are known to shape the developmental outcomes for children. Trauma during the early years also affects long-term outcomes by impacting brain development, cognitive, physical, and social/emotional functioning. The Community Services Bureau has systems in place to mitigate these factors which include early screenings/assessments, family meetings and linkage with appropriate agencies to provide any/all necessary comprehensive services the child and family might need. Parents need to agree and provide a written consent (CSB501) prior to receiving referrals or linkages to any other agencies. Agencies closely working with the Community Services Bureau are: the Regional Center of the East Bay, the Contra Costa School Districts, the Contra Costa Children and Family 2019-21 Policies and Procedures Section 2: Program Operations 90 2019-21 Policies and Procedures Section 2 – Program Operations Services Bureau among others. 1. Screenings The Community Services Bureau is committed to early identification of children at risk of developmental delays in order to provide the necessary early intervention that will lead to a better future for the child. Prior to enrollment during the application period the child’s file might be flagged using the Red and Yellow Flag System to alert the staff of known or suspected concerns based on the completed health history by the parent. The health history briefly screens children for possible health, nutrition, and socio- emotional and developmental risks. Child’s Physical Exams/Baby Well Checkups provide a great source of information and they are submitted by the parents within 30 days of enrollment and thereafter as required by the EPSDT schedule. In addition, sensory and developmental screenings are provided to all enrolled children within 45 days of enrollment including children with an IEP/IFSP. Children determined to be in need of further evaluation/assessment based on screening results, staff observations, and/or parent observation are referred to the appropriate agency with parental consent. 2. Data Gathering, Family Meeting and Referral The Community Services Bureau staff follows the next steps when referring a child for a diagnostic assessment and early intervention to an outside agency. i.Data gathering by CSB staff prior to family meeting  The child’s file and the CLOUDS system are reviewed to identify other related concerns.  The developmental history taken at enrollment is reviewed. (It provides information regarding the child’s history of exceptional items not normally occurring, i.e., low birth weight, allergies, premature and/or post-mature, difficult birth, accidents, eating behaviors, meeting milestones and/or other concerns).  The medical records completed in the last 12 months are reviewed to identify health concerns or other relevant information given by the pediatrician.  The sensory/cognitive screening and assessment results are reviewed and verified to ensure further evaluation if necessary.  The Initial Home Visit form (CSB170) is reviewed to identify parent’s concerns.  The At Risk Referral Form (CSB622) is reviewed. CSB 622 form indicates that the child/family has as an open CFS case and is receiving Child Protective Services and childcare/development services are necessary component of the Child Protective Services Case Plan or the child/family has an At-Risk Case and is NOT receiving Child Protective Services, but is at risk of abuse, neglect or exploitation and childcare and development services are needed to reduce or eliminate the risk.  Teacher/Site Supervisor/Disabilities Comprehensive Services Disabilities Manger observes the child in the classroom and produces written documentation about child’s strengths and 2019-21 Policies and Procedures Section 2: Program Operations 91 2019-21 Policies and Procedures Section 2 – Program Operations challenges. ii.Family Meeting After gathering data, the site supervisor, teacher and CSAM review the strategies that will be presented to the parent in a family meeting. The Site Supervisor and/or CSAM invite the parent/s to a family meeting to be held at the parent’s convenient time and to identify if the parent will need an interpreter. The CSAM invites the additional team members in collaboration with the site supervisor. The family meeting team members include but are not limited to the class teacher, the Site Supervisor, the assistant manager, content area managers, the interpreter, any other family friend/relatives, the physical therapist, the occupational therapist, the speech/language therapist, CFS welfare social worker and any other professional involved with the child/family receiving services. The meeting is facilitated by the CSAM but can be led by other agency staff. The meeting is documented in the family meeting Form (CSB514) and/or directly entered in CLOUDS under “Disabilities-Family Meeting Information” attached to the Meeting/Event sign-in Sheet Form (CSB905). All participants are required to sign the CSB 905 form. These original forms will be placed in the child’s file under the Special Needs Section. The purpose of the meeting is to open communication relevant to the individual needs of the child, to provide strategies for the parent and to place necessary referrals to outside agencies for further evaluations. The family meeting is dismissed after identifying actions, roles and responsibilities for each member and scheduling a follow up meeting if necessary. iii.Referral The CSAM contacts the family for a follow-up within 30 and 60 days after submitting the referral to ensure proper evaluation meetings are in place, proper support is given to the parent in preparation of the diagnosis meeting, and ensure participation in the IEP/IFSP meeting. Additional family meeting will follow up as needed and/or as determined in the initial meeting. F. Parent Involvement in Health, Nutrition, and Mental Health Education  CHDP consultants train parents and staff on prevention of common childhood illnesses. (Contra Costa County Health Services) MediCal representatives provide education and information to parents and staff on MediCal application procedures and the Managed Care system.  Dental representatives train parents and staff on dental hygiene.  A Mental Health Consultant trains parents and staff on early prevention/intervention of children’s Severe Emotional Disorder, Behavior Disorders, and stress related behavior. G. Child and Family Mental Health Services 2019-21 Policies and Procedures Section 2: Program Operations 92 2019-21 Policies and Procedures Section 2 – Program Operations 1. Description The Community Services Bureau Mental Health Unit provides individual psychotherapeutic services to children enrolled in the Early Head Start and Head Start program. The staff provides individual and group consultation to parents and teaching staff on child abuse, parenting skills, parent advocacy, developmental and mental health issues impacting the 0-5 year-old population and their caregivers. The Mental Health Unit operates a comprehensive Master’s level Internship Program in collaboration with Contra Costa County Health Services Department, Mental Health Division on a year-round basis. The Contra Costa County Community Services Bureau program staff, partners with parents and mental health professionals, to identify mental health concerns of children and parents in the program. The task of the family meeting team is to:  Ensure parental consent for Mental Health Consultation is present  Ensure the delivery of appropriate mental health services in a timely manner  Assist in designing strategies to identify mental health concerns of children  Recommend appropriate placement and/or program modifications to meet the individual needs of children  Support and include parents in the decision making regarding mental health services for their child Goals of the Mental Health Unit  The goals of the prevention activities provided by the mental health unit address self- concept, building positive relationships among children, their peers and their caregivers; developing coping and problem solving skills, and stress management. 2. Mental Health Services The Mental Health Unit delivers the following services:  Prevention, early identification and intervention in problems that may interfere with a child’s development  Developmental/Social and Emotional Screening (ASQ3 and ASQSE)  Focus on early detection of concerns of caregivers, staff and children who may be in need of mental health services  Mental health assessment  Play Therapy (Individual Psychotherapy with children)  Family Support  Parent (Guardian) – Child Interaction Therapy  Staff Training on mainstreaming and social integration techniques  Parent Training on social, emotional and mental health development of children  Parent Training on positive child rearing techniques and stress management  Program evaluation and performance partnership review to ensure planning and delivery of excellent supports and services. 2019-21 Policies and Procedures Section 2: Program Operations 93 2019-21 Policies and Procedures Section 2 – Program Operations  Family Meeting  Crisis Intervention  Provide community resources to families  Child Abuse and Domestic Violence awareness The objectives of Mental Health treatment are to alleviate and resolve identified symptoms per a diagnosed mental health issue and medical necessity. The clinicians perform assessment and ongoing treatment based on a diagnosis by their licensed supervisor. The treatment is provided in accordance with the parent or legal guardian’s consent; parents or guardians are encouraged to be active participants in the treatment planning process as outlined by the Head Start Performance Standards. Services are individualized and are primarily provided at the preschool sites in dedicated play therapy rooms. The Clinical Team coordinates care of children, parents and families with other contracted and non-contracted county child and family service agencies while a child is enrolled in and transitioning out of Head Start. The hours of operation vary depending on the child’s school program and individual needs. The clinicians provide some services in the early morning or evening to accommodate caretakers’ work schedules. Additionally, all Mental Health staff is available via voicemail, and email through the Mental Health unit administrator. 3. Mental Health Referral Procedures i. Mental Health Recommendations Mental Health Staff collaborate with CSB health, disabilities, nutrition, and education colleagues and CFS to determine a child’s need for a diagnostic evaluation. Diagnostic evaluations are recommended for all children who present with symptomatic behavior indicating signs of severe stress, social, emotional, educational, developmental delays and/or physical concerns. A referral for mental health services can be requested by parents, teachers, Site Supervisors, Ed managers, CSAMs and clinicians. If recommendation is for referral to Mental Health services within Head Start/Early Head Start or other agency, the Education Staff or Comprehensive Services member will follow this protocol:  A child observation is not required if the parent initiates and asks for mental health services for her child and a referral will proceed immediately. “Ed manager may do observation on this child after the referral is submitted if s/he feels the reason for the referral may be due to teaching practice and/or classroom environment.”  If a teacher has a concern about a child’s behavior, she/he will inform the site supervisor. Site Supervisor must explore with teacher to ensure best practices including a Positive Guidance Plan (CSB 134B), if appropriate, has been implemented for the child before moving process with MH referral. Site Supervisor has 48 hours to inform CSAM, Ed Manager and Clinician whether MH referral is considered or not, and if not, a reason shall be given. 2019-21 Policies and Procedures Section 2: Program Operations 94 2019-21 Policies and Procedures Section 2 – Program Operations  Site Supervisor, Ed Manager or Clinician can provide the observation to help determine if referral to MH is needed. Once all observation is completed and MH referral is needed, CSAM will notify the family for a family meeting to move forward with MH referral.  Based on the agency identified for referral, the CSAM will explain in detail the requirements for their referral process, their timelines, and provide copies of the parent rights and responsibilities under IDEA to the parent. It is crucial that this portion be clear to the parent and an interpreter assist the parent with any clarification.  The parent is encouraged to sign the Child Referral and Parent Consents Form (CSB501), only after understanding the referral process and his/her parent rights under IDEA. The assistant manager assists the team by providing the copy CSB501 form to be signed.  For Mental Health referrals, the medical provider information is completed on the referral form and a copy of the child’s Medical card (if insured) is attached. When a child is on a Positive Guidance Policy Step Letter and has a Positive Guidance Plan, a copy of this plan, the child’s Ages and Stages Questionnaire – Social Emotional (ASQ-SE) and Development Screening (ASQ-3) is included with the referral.  The Child Referral and Parent Consents Form (CSB501), is reviewed to ensure the document is correctly filled out after acquiring parent signature. Additional signatures are obtained from the Site Supervisor, Education Manger, and the Comprehensive Services Assistant Manager. A copy of this form (CSB501), is given to the parent, one to the assistant manager to process the referral and the original is placed in the file.  The CSAM reviews the signed CSB501 and processes it immediately. Once verified referral receipt by phone with the appropriate School District, Early Intervention Agency, or Mental Health Unit, the assistant manager completes the Response to Referral Form (CSB502).  The original form (CSB502) is placed in the child’s file while the copy is given to the parent attached to additional relevant informational resources.  The CSAM opens a referral in CLOUDS and enters the referral notes in the “Disability Intervention Referral”, “Intervention Notification” and “Family Meeting Information” under the disability tab in CLOUDS. Copy of the family meeting (CSB514) or family meeting CLOUD’s print out form is placed in the child’s file.  Any clinician who provides the service for a child must share their strategies that are being used with the child’s teacher so the teacher can support the implementation of the strategies in the classroom for consistency.  A regular case meeting will occur monthly or bi-monthly depending on the need (case by case) with the site supervisor, child’s teacher, the clinician to follow through on the child’s progress and update. CSAM is responsible for:  Entering the referral in CLOUDS to include: o Entering the reason for the referral in the comment section o Entering the 'Parent Consent for Release of info' as "Received" and entering the date 2019-21 Policies and Procedures Section 2: Program Operations 95 2019-21 Policies and Procedures Section 2 – Program Operations that the parents signed the form o Entering the child's Medi Cal number in CLOUDS  Faxing referral with cover sheet to confidential fax at CSB Mental Health Unit at (510) 374-7023 and including the following documents: o Complete Referral Form o MediCal Card or other insurance documentation o Positive Guidance Policy Step Letter and Positive Guidance Plan if on file o ASQ-SE (as available)  Sending email or calling Mental Health Clerk to advise that referral is being faxed. Include the following information: o The child CLOUDS ID o If it is a high priority case and needs immediate attention, such as a CFS At-Risk referral, use the High Priority Flag on the email, and write in, “High Priority Case-Please process ASAP”. o Updating CLOUDS data entry Changing referral status from “New” to “In Process” o Changing the referral status in CLOUDS from “In Progress” to “On Going” when a clinician has been assigned  Adding extra notes under Case Notes as applicable  Scheduling family meeting as needed  Creating a new Referral in CLOUDS if there are no available case openings, the child is not eligible for Medical Services, or the parent declines services and an outside provider is available o CSAM will follow-up with the parent to see if they are receiving services. Update in CLOUDS Referral section and note when the child is actually receiving outside services o CSAM will continue to communicate with Site Supervisor and the Mental Health team regarding services or for support in providing referrals  If parent fails to obtain outside services, CSAM will assist in finding services and check back periodically with MH clerk to see if CSB MH has case openings and is able to serve the child, CSAM, updates CLOUDS to reflect status of referral (Complete, Parent Refused).  Notify Disability MH Manager, if services are going to be provided on site by an outside agency. o Obtain outside agency documentation and email copies to Disability MH Manager for review and service delivery approval.  Obtain signed parental consent to release child to intervention services. (CSB 505)  File proper related documents under the Special Need section of the child’s file. Mental Health Clerk is responsible for:  Verifying if the child qualifies for services  Entering Case Notes under CLOUDS referral, beginning with the date, and ending with her first initial and last name.  Confirming referral receipt by sending an email to CSAM and Site Supervisor. The referral will 2019-21 Policies and Procedures Section 2: Program Operations 96 2019-21 Policies and Procedures Section 2 – Program Operations be processed and assigned to a mental health clinician who will perform an assessment and provide ongoing services if the child symptomatic behaviors meet medical necessity for treatment.  Emailing the CSAM and Site Supervisor with child’s CLOUDS # with the child’s MediCal eligibility status and advising if services can be provided or if an outside referral is needed.  Entering in the Mental Health Section of CLOUDS “Facilitated Referral”  Sending an email to CSAM and CSB Site Supervisor to inform that the child’s case has been assigned to a clinician and when services will begin.  Entering the clinician assignment in the Mental Health section and Case Notes of CLOUDS  Emailing the CSAM and Site Supervisor when a referral is closed or returned.  Advising CSAM and Site Supervisor if there are no available case openings, the child is not eligible for Medical Services, or the parent declines services In this case a second family meeting may be held to communicate with parent/guardian, and to provide support/follow up, and/or additional resources, and/or recommend a referral for outside services if appropriate. Clinicians are responsible for:  Contacting the child’s parents to obtain informed consent and to start services  Consulting with CSAM to advise and/or coordinate first parent contact meeting as appropriate  Participating in family meetings as needed Mental Health Clerk will update CLOUDS in the Referral Section, change status of the original referral and select “Complete” from the drop down menu and provide a brief explanation in Observation Comments Section. ii. Mental Health Emergency/Crisis Referral Procedures If a CSB Site Supervisor and/or CSAM believe that a child is experiencing and/or responding to an emotional crisis or emergency in their life and need urgent mental health intervention, the following people in this order should be notified before making a referral:  Mental Health Clinical Supervisor East  Mental Health Clinical Supervisor West  Comprehensive Services Assistant Director  Comprehensive Services Disability/MH Manager  Cluster A Assistant Director  Cluster B Assistant Director The responding Mental Health Manager, Clinical Supervisor or Agency Manager will determine an appropriate intervention or course of action based on the level of crisis and an initial clinical assessment. If CSB Mental Health determines that the case needs specialized intervention that CSB cannot provide, the responding clinical supervisor/manager will assist site staff in the facilitation of an appropriate outside referral. If the CSB Mental Health team can provide treatment and the child is determined to be in crisis, a referral will be processed and treatment will be provided regardless of the child’s MediCal eligibility. 2019-21 Policies and Procedures Section 2: Program Operations 97 2019-21 Policies and Procedures Section 2 – Program Operations The referral should be rushed through the current procedure; MediCal eligibility and/or health insurance information can be checked after the referral is faxed to the mental health unit iii. Mental Health Professional Staff The Mental Health unit employs licensed Clinical Supervisors and unlicensed Master’s level staff working towards Marriage Family Therapist or Clinical Social Worker licensure and who are educated in children and families Mental Health. The staff strives to provide excellent early intervention to children and support services to parents that are designed to meet their specific needs. The Mental Health unit attempts to employ staff to accommodate the linguistic and cultural needs of a diverse Head Start population. The unit is supported by a senior clerk and a team of CSB Comprehensive Services Assistant Managers CSAMs. The CSAMs facilitate the family meeting that might lead to child referrals for play therapy services. To promote children’s mental wellness, CSB develops collaborative relationships with local mental health agencies for the purpose of securing ongoing prevention, intervention, consultation, and direct services to the program’s children and their families. iv. Mental Health Services & Special Education Services Sign-In Protocol: Mental Health and Special Education professionals must sign-in the visitor log at all CSB sites. Mental Health Clinicians and intervention professionals are responsible for:  Signing the Site visitor log at each site when visiting and providing services to a child or attending a meeting. Only sign name/agency and do not identify self as a Mental Health provider to ensure client confidentiality and comply with HIPAA regulations.  Adhering to appropriate classroom protocols when removing/returning child from/to classroom for play therapy services. Site Front Desk Staff is responsible for:  Ensuring that MH or other Early Intervention professional sign in the Site Visitor Log prior to providing services to the children on site. Outside agency providing services at CSB sites:  When an outside agency professional is going to provide services at a CSB site, the Disabilities- MH Comprehensive Services Manager must be informed immediately. Outside agency Professionals needs to be informed about Head Start and CSB Policies and Protocols prior to providing services at CSB sites.  Site Supervisor or CSAM must obtain the following documentation from the outside agency professional. o Copy of Parental Consent to Child Release to Early Intervention Services (CSB 505) 2019-21 Policies and Procedures Section 2: Program Operations 98 2019-21 Policies and Procedures Section 2 – Program Operations o Copy of Parent Consent to exchange information with CSB Staff (CSB 503) o Copy of Personal ID, work ID and Business card  These documents need to be filed under the Special Needs Section of the child’s file and copies submitted to the Disabilities-MH Comprehensive Services Manager for review and approval or service delivery. CSAMs are responsible for:  Informing Disability- MH Comprehensive Services Manager if an outside agency professional is going to provide services at a CSB site and professional’s contact information for review.  Collect copies of required consents and documents prior to allowing services delivered at CSB site.  Communicate Site Supervisor of new professional providing services on site and coordinate safe and appropriate space for delivery of services  Entering all Special Services in CLOUDS v. Policy Regarding Response to Legal Situations Description of CSB Policy Regarding Involvement in Custody Disputes by Treating Mental Health Clinical Staff:  If there is a custody dispute involving the child who is receiving Mental Health services from CSB’s Mental Health unit, it is the policy of this agency that the treating clinician or Mental Health Clinical Staff not get involved in such a custody dispute. This dispute may be between the parent and the system or between Social Services and the parent(s).  Mental Health Clinical Staff are discouraged from writing letter or reports in support of either side in such a dispute. The treating clinician will serve their client best by staying neutral in a custody dispute. Taking sides opens the door for the clinician to be asked to testify in a court of law and expose confidential client information.  If a parent (or Social Services) requests a written report about the child’s treatment, and after a Release form has been signed by the parent, a short treatment summary should be composed and – upon approval by the supervisor – mailed to the child’s parent ONLY. vi. Description of CSB Policy Regarding Subpoenas  Subpoena of Records: If a subpoena for records is served to the treating clinician, the clinician must attempt to have the child’s parent sign a release form permitting the release of a treatment summary. If such a release cannot be acquired, the clinician must claim the Psychotherapist/Patient privilege. The court will then have to override the privilege and request the records.  Subpoena to Appear in Person: If a subpoena to appear in person is served to the treating clinician, the clinician, upon consultation with his/her supervisor must also claim the Psychotherapist/Patient privilege. The clinician must not respond to or talk to any court 2019-21 Policies and Procedures Section 2: Program Operations 99 2019-21 Policies and Procedures Section 2 – Program Operations representative, serving officer, or lawyer for any party, without the special written permission of the child’s parent(s) (or Social Worker for Social Services). If a Mental Health Intern gets served with a subpoena, he/she should contact his/her supervisor immediately for a consultation. vii. On- Site Mental Health Consultation The Mental Health Clinical Supervisor and Comprehensive Services Assistant Managers facilitate and make referrals for psychological assessments for children having potential emotional or behavioral problems with written parental consent. The Mental Health Clinical Supervisor and Comprehensive Services Assistant Managers utilize the Directory of County Mental Health Providers to make referrals when appropriate and work with parents to obtain information on available school resources and services in the area of mental health, locating placement for individual children including securing psychological services. Parents and staff collaborate in the planning of all mental health and educational services. The Mental Health Supervisor, clinical staff and Comprehensive Services Assistant Managers advise the site supervisor and educational staff on integrating mental health activities into the curriculum. Mental Health clinical staff collaborates with site supervisor and classroom teachers to implement strategies and plans related to social emotional curriculum. Periodic observation of children’s behavior and classroom learning environment is performed. Family meetings are held to discuss the observations with education staff, parents and/or Comprehensive Services Managers. The Mental Health Clinical Supervisor and clinical staff provide workshops to staff and parents on topics relating to child mental health, such as childhood depression, management of difficult childhood behaviors, stress management, recognition of child abuse, increasing children’s self-esteem, and play therapy and positive parenting. Information is also provided to staff on identifying mental health needs, making mental health referrals and utilizing family meeting to facilitate a referral. The Mental Health Clinical Supervisor and clinical staff provide consultation at family meeting to discuss children who exhibit a typical behavior or emotional/behavioral needs. viii. Additional Mental Health Supports Staff and parent support group meetings are held to discuss child mental health parenting and caregiver issues and challenges. Family meetings are conducted a minimum of twice per year depending on the needs of the family. 2019-21 Policies and Procedures Section 2: Program Operations 100 2019-21 Policies and Procedures Section 2 – Program Operations H. Strategies for Behavior Management The teaching staff must utilize positive guidance techniques and developmentally appropriate practices in managing children’s behavior. Children respond differently to various intervention approaches, and have individual temperaments that staff must consider in behavior management. To help support positive guidance techniques, teachers will utilize the Early Childhood Teacher Self-Reflection Tool. Upon completion, teachers can continue to reflect on their own thoughts and teaching practices to support the classroom. In the fall, teachers will update and refresh their own self-reflection tool, as needed.  At CSB any form of discipline or punishment that violates a child’s personal rights is not permitted.  “Time out” for children is not accepted as a strategy for dealing with inappropriate behavior.  CSB will not expel or unenroll any child due to behavior. A temporary suspension may be implemented as a last resort in extraordinary situations. In such cases, CSB will provide the necessary resources to the family to assist the child in returning to full participation in the program.  Incidents that include challenging and/or unsafe behavior are: aggressiveness, defiance, unexpected extreme emotional outbursts, or other sudden changes in behavior. To support a positive behavior development, CSB implements the following strategies: STRATEGY A-Teaching staff implement best practices including CSB’s social-emotional curriculum for all children, Second Step. STRATEGY B-Create Positive Guidance Plan with parent and site staff during a family meeting. If behavior continues, review and update the Individualized Positive Guidance Plan with parent and site staff in an additional family meeting. STRATEGY C-When strategies A to B have not been successful; the Positive Guidance Policy Step Letter to Parents is implemented. Apply only when Strategies A and B have been implemented. 1. STRATEGY A-Implement Best Practices Challenging or unsafe behavior is discouraged. The following strategies reflect best practices for responding to inappropriate behavior:  Anticipate/eliminate potential problems  Evaluate and adjust he environment  Redirect child away from conflict or negative events to more positive activity  Offer choices to child  Assist child to learn logical and natural consequences of their actions  Encourage respect for the feelings/right of others  Encourage identification and healthy and socially acceptable ways to express emotion 2019-21 Policies and Procedures Section 2: Program Operations 101 2019-21 Policies and Procedures Section 2 – Program Operations  Encourage development of self-regulation and behavior control through positive reinforcement of prosocial behavior  Maintain open communication with children’s care givers Additional behavior management strategies include:  Let children know what is expected and why – Inform children what the rules are, and the reasons for these rules. Let children help create classroom rules.  Model and encourage expected behavior – Show children, with actions and words, what is expected. Praise children’s actions when appropriate.  Respect children’s developing capacities – Ensure that expectations match/respect children’s developing capacities.  Talk to children about their behavior on their level; listen and communicate caring concern about them as individuals.  Review the classroom rules with the children or with an individual child and explain that they are important to keep everyone safe.  Allow someone else to step in and help – If a teacher becomes frustrated, immediately ask another teacher/supervisor to help. (It is best to request another adult to take over until you can return to the classroom.)  Observe/record behavior - especially recurring behavior – to determine factors involved in the behavior. Maintain a positive/loving attitude – Keep your sense of humor, do not focus on the difficult behavior. View the behavior and responses as opportunities to help children grow/learn.  Discuss with children healthy ways to deal with anger, stress, and frustration.  Invite the Education Manager to do an observation of the classroom and provide feedback in an effort to support the teachers work.  Consider repeating a certain unit of the Second Step Curriculum that relates to the current concerns in the classroom.  If little or no progress is made within two weeks of implementing these best practices, proceed to Strategy B. However, if child demonstrates extreme, challenging or unsafe behavior, document outcome of the consultation with Education Manager in the child case notes section under the Positive Guidance category in CLOUDS. The education manager will assist in determining next steps. 2. STRATEGY B - Positive Guidance Plan When the above listed strategies are ineffective, the next step is for the Site Supervisor, with teacher support, to conduct a family meeting and develop an individualized Positive Guidance Plan (CSB134B). The Positive Guidance Plan, specifically areas 3 and 4 of the plan, will be created with the parent/family member during the family meeting. Steps include:  Prior to the family meeting, consult with all key stakeholders  Define the child’s strengths  Define the child’s challenging/unsafe behavior concerns  Partner with parent/caregiver through a mutual decision-making process to define how the family will be involved in guidance plan  Develop strategies to redirect the behavior that include a timeline for behavior change, 2019-21 Policies and Procedures Section 2: Program Operations 102 2019-21 Policies and Procedures Section 2 – Program Operations classroom strategies and family involvement plans  Develop strategies to reinforce the child’s positive behavior  Discuss other resources if necessary. For example: referral for mental health services, referral to school district or other local support for assessment and services  Set timelines for plan implementation and progress  If little or no progress is made within two to four weeks of implementing the Positive Guidance Plan, notify your Assistant Director and proceed to Strategy C, Positive Guidance Policy Step Letter to Parents. However, if child demonstrates extreme, challenging or unsafe behavior, document outcome of the consultation with Education Manager in the child case notes section under the Positive Guidance category in CLOUDS. The Education Manager will assist in determining next steps. 3. STRATEGY C- Positive Guidance Policy Step Letter In compliance with Section #101223 of the Licensing Code, and in support of children’s right to be treated with dignity and respect, the following covers our philosophy and methods for handling behavior of young children. Examples of incidents that include challenging and/or unsafe behavior are aggressiveness, defiance, unexpected extreme emotional outbursts, or other sudden changes in behavior. If a child continues to display inappropriate behavior and previous interventions (Strategies A and B) have proven ineffective, CSB staff will implement the following four step Positive Guidance Policy (After each step, staff and parents are required to sign that each step has occurred). Ensure that your Assistant Director is informed throughout the process: STEP 1: If the child continues to show challenging or unsafe behavior, the parent will receive an injury/incident report. The Site Supervisor will meet with parent during a family meeting to review the Injury/Incident report, review the Positive Guidance Plan that was previously created, offer resources as needed to help support your child at home and school. At the Family Meeting:  Review and sign Injury/Accident report if not done previously.  Review and sign step one of the Positive Guidance Policy Step Letter to Parents form (CSB521).  Review the previously created Positive Guidance Plan.  If not previously offered, provide parent resources and/or linkages to consultation.  Discuss if additional resources are needed. STEP 2: If the child continues to show challenging or unsafe behavior, the parent will receive an injury/incident report. The Site Supervisor will meet with parent for an additional family meeting to review the child’s Positive Guidance Plan and determine if changes or additional resources are needed. Referrals to a confidential consultation and support services will be offered. At the Family Meeting: 2019-21 Policies and Procedures Section 2: Program Operations 103 2019-21 Policies and Procedures Section 2 – Program Operations  Review and sign Injury/Accident report if not done previously.  Review and sign step two of the Positive Guidance Policy Step Letter to Parents form. (CSB521)  Review the previously created Positive Guidance Plan and provide resources and make adjustments as needed.  Offer parent linkage to confidential consultation and support services STEP 3: If the child continues to show challenging or unsafe behavior and the two previous steps are proving to be ineffective, the parent will receive an injury/incident report and additional strategies will be reviewed. Family support for the child in the classroom is now necessary. The Site Supervisor will immediately discuss the amount of family support needed during the day and how many days. An additional family meeting will be scheduled to discuss more permanent solutions. At the Family Meeting:  Review and sign the Injury/Accident report if not done previously.  Review and sign step three of the Positive Guidance Policy Step Letter to Parents (CSB521)  Discuss the family support in the classroom  Discuss more permanent solutions, if needed STEP 4: If the child continues to show challenging or unsafe behavior and the three previous steps are proving to be ineffective, the parent will receive an injury/incident report and a temporary suspension is necessary while additional supports are put in place. Educational materials will be given to the child to use at home during this time. CSB will support the family and child to return to the program as quickly as possible. Following the temporary suspension, and upon return to the classroom, an additional family meeting will be scheduled. Should the child continue to show challenging or unsafe behavior, CSB will support the family to transition to a program that better meets the child’s needs. The length of the temporary suspension will be determined by the Site Supervisor and Assistant Director. At the Family Meeting:  Discuss transitioning the child back into the classroom  Discuss the possible transition to program that better meets the child’s needs 4. Behavior Management Tracking  A running log is kept to strengthen the tracking ability by SS, AD, and CSB of each child's challenging behaviors and to ensure staff and children receive needed support timely. The log can be found on the Document Library under Education Documents and Resources.  SS maintains log daily as needed in addition to making detailed case notes in child’s file in CLOUDS.  SS analyzes the log regularly for trends and checks that a tiered approach to address challenging behaviors was followed in accordance with “Strategies for Behavior Management” protocols, and address accordingly.  SS submits the running log to their AD monthly with their monthly report. 2019-21 Policies and Procedures Section 2: Program Operations 104 2019-21 Policies and Procedures Section 2 – Program Operations  AD reviews logs monthly for trends and to ensure adherence with protocols, and submits log quarterly to Division Manager.  Division Manger reviews quarterly log for trends and ensure adherence with protocols, and submits log quarterly to Bureau Director. 5. Family Meeting i. Description Family Meeting is a collaborative process involving parents, CSB staff, and other professionals for the purpose of developing, implementing, coordinating, monitoring and evaluating available and/or required services to meet children and family’s needs. Open communication and promotion of the family and child’s strengths are key elements to the Family Meeting process and essential to quality outcomes. Family Meetings are not specific to support only children with disabilities or with social emotional behaviors but as comprehensive way of communicating with families as needs or concerns arise. These meetings are conducted to exchange information and to mutually develop the most appropriate action plan to support the family and the child. These plans may include, but are not limited to, development of a Strength Building-Family Partnership Agreement (SB-FPA) with the parent(s), home visits, referrals to outside agencies or professionals, requests for additional information from outside agencies or professionals, and classroom placement decisions or modifications. ii. Family Meeting Purpose Family Meeting at CSB is strengths-based; enhances access to care and improves the continuity and efficiency of services. Depending on the specific setting and location, Comprehensive Services Managers are responsible for a variety of tasks, ranging from linking clients to services to providing the services themselves. Other core functions include outreach to engage clients in services, assess individual’s needs, and arrange requisite support services (such as housing, benefit programs, job training, and advocating for parents rights and entitlements). Family meetings can be called any time the need arises. However, to provide continuity of care to children receiving MH or disability interventions services, family meetings are conducted as a minimum twice a year. iii. Family Meeting Facilitator Role A family meeting facilitator serves as a liaison between the family and the service providers (other professional services including classroom staff. The case manager could meet with parents individually or as a multidisciplinary team; often at their respective sites, via telephone, or even in a casual environment, all for the purpose of enhancing communication between the present parties. Family Meetings are best offered in a climate that allows direct communication between the family meeting facilitator, the parent, and appropriate program staff in order to optimize the outcome for all concerned. These meetings are always facilitated in a manner that is sensitive to the parent, child and family’s needs, allowing the parent maximum opportunity for expression of their concerns, and help the parent develop advocacy skills. All concerns, agreements and process of the meeting are documented in 2019-21 Policies and Procedures Section 2: Program Operations 105 2019-21 Policies and Procedures Section 2 – Program Operations the Family Meeting Report (CSB514). At the end of the family meeting, necessary and appropriate resources are provided, as well as a copy of meeting decisions such as “Actions and Responsibilities” that parents and staff will implement to support the child. To support monolingual families, efforts are made to provide a prompt written interpretation of meeting Actions and Responsibilities. Family meeting facilitators are knowledgeable about a variety of community services providers and are able to identify those providers and facilities that can best serve the family’s needs throughout the continuum of services, while ensuring that available resources are being used in a timely and effective manner for families. For example, parents in need of health-related support and services receive assistance in navigating the healthcare system and working with other outside agencies. I. Family Meeting Team Members It is essential not to overwhelm parents by inviting too many individuals to the meeting or having too many agenda items to discuss. Many issues being discussed at these meetings are complicated and can be emotionally difficult for parents. It is important to encourage the parent to bring an advocate if they feel it will help them better understand the information being discussed, or make important decisions. While starting the meeting, it is recommended to explain the meeting purpose and go over staff introductions including their roles and responsibilities, in an effort for the family to meet the staff and understand their roles. 1. The Family Meeting Team may include:  Parent/s  Teachers  Site Supervisors  Education Manager  Disabilities Manager  Mental Health Supervisor/Clinician  Content Area Managers  Comprehensive Services Assistant Manager  Other community professionals such as a Pediatric Nurse, Psychologist, Speech Therapist, Resource Specialist, CFS Child Welfare/Social Worker, Public Health Nurse, Special Education Teacher, and/or Mental Health professional 2. Family Meeting Team Responsibilities as applicable to each meeting:  Review staff introductions and purpose of the meeting  To respect the civil rights of the parents, children and families involved.  To provide a confidential and safe place for the child/family information to be discussed.  To ensure that the child/family’s private information is protected and managed in accordance with all state and federal laws.  To review and discuss assessment, evaluation results, placement and outcomes for children.  Review and discuss appropriate placement or action to be taken. 2019-21 Policies and Procedures Section 2: Program Operations 106 2019-21 Policies and Procedures Section 2 – Program Operations  Establish time lines and types of service delivery.  Develop and implement Strength Building-Family Partnership Agreements with parents.  Meet on an ongoing basis to review and discuss progress of child.  Review and evaluate Individualized Positive Guidance Plan.  Ensure that a family-focused approach is taken to ensure service delivery  Develop and implementing transition plans for children.  Ensure that strengths of children and families are encouraged and considered in identifying expected outcomes for children.  Ensure that family priorities, concerns, and resources are recognized and are part of the Strength Building-Family Partnership Agreement.  Ensure that Actions and responsibilities are well documented and shared with the family. 3. Family Meeting process:  Concerns are reported to the Site Supervisor  Prior to the family meeting the Site Supervisors and teachers review the child’s information in CLOUDS and file. Notes will be taken but will not be limited to health, dental, nutrition, screening results, disabilities, mental health, family services and parent involvement. All confidential mental health or other health records are stored in accordance with HIPAA.  After files have been reviewed and the Site Supervisor considers the need for Family Meeting, the SS will inform the Comprehensive Services unit about the concerns.  The Comprehensive Services Assistant Managers with the support of the SS arranges for a family meeting with the families to address concerns.  Meeting team participation and meeting notes will be documented on CSB905 and CSB 514  Meeting decisions such as actions and responsibilities will be shared so parent and staff will implement the items for follow up. 4. Referral for Inappropriate Behavior: If a teacher is concerned about a child’s consistent display of inappropriate behavior, the Site Supervisor should be informed. The Site Supervisor, teaching staff, and Education Manager will observe the child in the classroom and complete documentation on their observations for use at a Family Meeting. A Family Meeting Team meeting must be scheduled to plan strategies on how to effectively meet the child’s needs. 5. The Site Supervisor is responsible for:  Requesting assistance from Education Managers to observe the classroom.  Reviewing classroom observations and Individualized Positive Guidance Plan with the teaching staff prior to a Family Meeting Team.  Discussing strategies/intervention techniques with teaching staff prior to the Family Meeting Team. 2019-21 Policies and Procedures Section 2: Program Operations 107 2019-21 Policies and Procedures Section 2 – Program Operations  Coordinating meeting with Comprehensive Services staff so key stakeholders could attend (CSB staff as well as any other professional involved with the child/family).  During the Family Meeting, discuss intervention techniques and strategies to support the child’s positive behavior. As needed, recommend mental health consultation/referral or referral for further evaluations under Local Education Areas LEAs.  Support the team following the Family Meeting agreements. 6. If Applicable, the Nutritionist and Health Services Manager are responsible for: • Gathering relevant information before the meeting. • Writing nutritional plans for children and families 7. The Comprehensive Services Manager/Assistant Manager will be responsible for: Gathering relevant information before the meeting: Inviting all applicable parties or individual advocates working on behalf of or providing services for child/parent (with parent consent), including but not limited to legal guardian, CFS Worker, Speech/language Therapist, Occupation Therapist, and Mental Health Therapist.  Coordinating and gathering relevant information before the meeting. Including file review and classroom observations. o Creating an agenda to provide to all participants and keeping the meeting on time/track and have all participants sign-in. o Facilitating the meeting by supporting positive outcomes, facilitating referral as needed, sharing next step including roles and responsibility of the participants. o Keeping meeting documentation on child’s file: Meeting Signing Sheet (CSB-905), Family Meeting (CSB 514) and if applicable consent for referrals (CSB 501). o Schedule a follow up meeting if needed to track team meeting agreement progress. J. Child Abuse Reporting Policies 1. All CSB and Delegates Agencies will adhere to the following policies: Children who are identified by Child family Services (CFS) as at-risk will be given the highest priority for intervention and placement in the school program; and make every effort to retain abused and neglected children and/or admit allegedly abused and neglected children referred by Child Protective Services (if the families are income-eligible)  CSB and Delegates agencies will maintain secure and confidential records regarding child abuse and neglect in accordance with state laws and Head Start Performance Standards.  All CSB, Sub-contractors, and Delegate Agency staff must adhere to Mandated Reporters Law- Child Abuse and Neglect Reporting Act as delineated under the Penal Code Section 11164- 11174.3 2. Child Abuse and Neglect Reporting Act- Penal Code Section 11164-11174.3 (Amended 2019-21 Policies and Procedures Section 2: Program Operations 108 2019-21 Policies and Procedures Section 2 – Program Operations Effective January 1, 2016.) 11164. (b) “The intent and purpose of this article is to protect children from abuse and neglect” and “to prevent psychological harm to the child victim”. 11164. As used in this article “child” means a person under the age of 18 years. 11165.2 -11165.6 These articles include all instances of child abuse such as: neglect, physical, sexual and emotional abuse. 11166. (a) a mandated reporter shall make a report to an agency specified in Section 11165.9, whenever the mandated reporter, in his or her professional capacity or within the scope of his or her employment, has knowledge of or observes a child whom the mandated reporter knows or reasonably suspects has been the victim of child abuse or neglect. The mandated reporter shall make an initial report by telephone to the agency immediately or as soon as is practicably possible, and shall prepare and send, fax, or electronically transmit a written follow up report within 36 hours of receiving the information concerning the incident. In compliance with penal code 11165.9 CSB, Sub-contractors and Delegate agency staff report reasonable suspect of abuse to the county Welfare department. 11166. (1) For purposes of this article, “reasonable suspicion” means that it is objectively reasonable for a person to entertain a suspicion. “Reasonable suspicion” does not require certainty that child abuse or neglect has occurred nor does it require a specific medical indication of child abuse or neglect; any “reasonable suspicion” is sufficient. 11166. (2) The agency shall be notified and a report shall be prepared and sent, faxed, or electronically transmitted even if the child has expired, regardless of whether or not the possible abuse was a factor contributing to the death, and even if suspected child abuse was discovered during an autopsy. 11166. (c) A mandated reporter who fails to report an incident of known or reasonably suspected child abuse or neglect as required by this section is guilty of a misdemeanor punishable by up to six months confinement in a county jail or by a fine of one thousand dollars ($1,000) or by both that imprisonment and fine. 11166. (h) When two or more persons, who are required to report, jointly have knowledge of a known or suspected instance of child abuse or neglect, and when there is agreement among them, the telephone report may be made by a member of the team selected by mutual agreement and a single report may be made and signed by the selected member of the reporting team. Any member who has knowledge that the member designated to report has failed to do so shall thereafter make the report. 11166. (i) (1) The reporting duties under this section are individual, and no supervisor or administrator may impede or inhibit the reporting duties, and no person making a report shall be subject to any sanction for making the report. However, internal procedures to facilitate reporting and apprise supervisors and administrators of reports may be established provided that they are not inconsistent with this article. 11166.01 Subdivision (c) of Section 11166, any mandated reporter who willfully fails to report abuse or neglect, or any person who impedes or inhibits a report of abuse or neglect, in violation of this article, where that abuse or neglect results in death or great bodily injury, shall be punished by not more than one year in a county jail, by a fine of not more than five thousand dollars ($5,000), or by both that fine and imprisonment. *(Amended. Effective January 1, 2007.) 3. Procedures for Reporting Suspected child Abuse i. CSB staff in all divisions MUST report suspected child abuse or neglect IF: 2019-21 Policies and Procedures Section 2: Program Operations 109 2019-21 Policies and Procedures Section 2 – Program Operations  They have knowledge of it, or  They have observed it, or  They have reasonable suspicion of its occurrence or  They receive second-hand information of the suspected abuse ii. The report must be made as soon as the suspected abuse is noticed. Report of child abuse takes priority over other matters. In Contra Costa County, it is the responsibility of the local Welfare Department and the police to assess whether or not abuse has occurred. iii. CSB staff is encouraged to consult with their immediate supervisor for guidance and support prior to reporting. Staff may also call the Mental Health Unit for additional support at the following number: 925-890-7540 or 925-305-3564. However, reporting duties under this section are individual and no supervisor or administrator may impede or inhibit such reporting duties and no person reporting shall be subject to any sanction for making such report. iv. For the purposes of reporting, staff is encouraged to review the child’s file and data entered in CLOUDS. Particular attention should be made to Health History, physical exam, and Strength Building-Family Partnership Agreement (to become familiar with any details that may provide further explanation for the incident prompting suspicion of abuse or neglect). v. Reporting suspect of child abuse:  In accordance with mandated reporting responsibilities and laws call: Contra Costa Children & Family (Protective) Services Hotline Numbers Hot Line (24 hours) 877-881-1116 West 510-374-3324 Central 925-646-1680 East 925-427-8311  Complete a “Suspected Child Abuse Report” (CSB-510 or Form STAR SS 8572) within 36 hours after the report was made. The Person Making the report must sign the written report and provide the report to their site supervisor for filing.  Mail or Fax the completed report (CSB 510 or Form STAR SS 8572) to: Children and Family Services 400 Ellinwood Way Concord, Ca 94523 Fax: 925-602-6981 Site Supervisor is responsible for:  Maintaining and storing all CFS reports in a locked confidential file, which is separate from the child’s cumulative/educational file.  Communicating with cluster AD and completing an Unusual Incident 2019-21 Policies and Procedures Section 2: Program Operations 110 2019-21 Policies and Procedures Section 2 – Program Operations Report to Community Care Licensing within 24 hours of the initial CFS call. vi. Feedback to Reporter:  A CFS investigation will be open. CSB staff is encouraged to participate in the process.  After investigation is completed, the CFS will inform the mandated report of the result of the investigation. At the end, the reporting person’s name will be kept confidential. Unless, legal actions are taken when the name will be revealed and the person might be called as a witness. vii. CSB Mental Health staff is responsible for:  Informing and consulting with their clinical supervisor.  Providing a copy of the CFS report to the Mental Health Clerk and filing a report in the child’s mental health file.  Actively collaborating with Children and Family Services to coordinate delivery of necessary services to children and families to support family preservation, reunification and child/family mental health. viii. The Comprehensive Services Managers, Health, Disabilities-Mental Health and Family Engagement will coordinate activities regarding the issues of child abuse/neglect. Their responsibilities are to:  Provide training and consultation for staff and parents regarding identification/reporting of child abuse. The purpose of this training will be to educate participants that the abusing parents or caretakers need help and support - not punishment.  Provide support and educational services to parents as a preventive measure to reduce the likelihood of an additional abuse/neglect occurrence.  Provide training to parents and staff yearly on the significant aspects of abuse/neglect. Comprehensive Services Disabilities/Mental Health Manager will maintain documentation of such training.  Establish liaison with Child Protective Services (which has legal responsibility for receiving reports of abuse and neglect).  Collaborate with Human Resources to ensure that program staff is properly informed/trained on procedures for identifying/reporting suspected child abuse and neglect.  Collaborate with Human Resources to ensure there is a signed document in each CSB program personnel file acknowledging that the person has been trained regarding child abuse and neglect.  Ensure that information/training is provided for parents and staff on the legal requirements regarding reporting of abuse/neglect.  Provide written explanation of the legal requirements of reporting (given to every parent when he/she enrolls in the program). Obtain a signed acknowledgment from the parent that he/she has received and understands 2019-21 Policies and Procedures Section 2: Program Operations 111 2019-21 Policies and Procedures Section 2 – Program Operations the information. (CSB-360)  Review annually child abuse reporting laws and update all employees on new requirements. Obtain signed Acknowledgement of review from each staff. (CSB- 508 )  Ensure that parents are provided ongoing educational opportunities to learn about positive parenting and child abuse prevention techniques. Sub Part II. Child Nutrition A. General Description-Identifying Children’s Needs A comprehensive system of services are implemented to help prevent health problems and intervene promptly when they exist. Comprehensive services are responsible for identifying cases for nutrition referral, follow-up and arranging family meetings. B. Nutrition Referral 1. Comprehensive Services Assistant Managers and Clerks perform the following: • Review medical records, health histories and growth assessments. • Identify nutrition risks following the guidelines listed below in the table. • Initiate nutrition referral in CLOUDS. • Update existing referrals in CLOUDS. • Use the “What To Say and What To Do” protocol (see CSB Resource Center > Document Library > Comprehensive Services Documents and Training Resources > Nutrition) based on the specific nutrition risk when speaking with parents. • Complete WIC/Food Stamp screening form with parent, and provide other nutrition resources as appropriate (weight, iron-rich foods, picky eater, lead poisoning, and other areas of concern). • Encourage parents to attend nutrition presentations, such as at parent meetings. • Document in CLOUDS all actions/services provided to parent. • Initial and date all documentation. 2. Guidelines for Identification of Nutritional Risk: i. Iron Deficiency Anemia – Criteria Criteria for Providing Nutrition Information to Child’s Parent Age / Years Sex Hgb Hct 0 to 5 Both 11.0 – 11.5 33.0 – 34.0 Criteria for Initiating Nutrition Referral and MD Referral Age / Years Sex Hgb Hct 0 to 5 Both 10.9 or less 32.9 or less ii. Diabetes 2019-21 Policies and Procedures Section 2: Program Operations 112 2019-21 Policies and Procedures Section 2 – Program Operations  If child has been diagnosed with diabetes, obtain “Child Diabetes Care Plan” from child’s MD.  If child requires blood glucose testing or glucagon for emergency life saving measure, Community Care Licensing requirements must be met prior to enrollment. iii. Underweight Input child’s height and weight under Growth Assessment in CLOUDS to determine nutritional status. Refer any childr with considerable underweight status. If child’s status is slightly underweight and there is a family history of small stature, a nutrition referral should not be made. If CLOUDS triggers an automatic referral, click “no referral needed,” and explain why under comments, unless there are additional concerns such as:  Failure to thrive  Developmental disabilities  Anemia For infants, initiate nutrition referral if following values are determined after plotting on the growth chart:  Weight-for-age < 3-5%  Weight-for-length < 5%  Head circumference < 5% iv. Overweight & Obese To effectively manage children’s nutritional concerns follow-up must be monitored through resolution of the problem. Assigned staff is responsible for the following.  Comprehensive Services Clerks: o Hand out resources and enter resource titles in CLOUDS o Follow steps as indicated on the “What To Say and What To Do” protocol (see CSB Resource Center > Document Library > Comprehensive Services Documents and Training Resources > Nutrition).  Comprehensive Services Assistant Managers: o Monitor to make sure follow-up is completed.  Site Supervisor and Partner Agency Staff: o Obtain updated list of Overweight and Obese children fromComprehensive Services Clerks.  Teachers: o Model correct portion sizes of food for children, i.e., teachers do not serve themselves adult sized portions. o Monitor children's food consumption during meal time and assist children in making healthier choices if needed. o If a child is extremely underweight or obese, staff will follow policies and 2019-21 Policies and Procedures Section 2: Program Operations 113 2019-21 Policies and Procedures Section 2 – Program Operations procedures related to reporting suspected child abuse and neglect. Nutrition Manager and Health Services Managers are available for consultation as needed. v. Picky Eaters When picky eaters are identified, Comprehensive Services Assistant Managers and/or Clerks are responsible for providing the nutrition handout to parents, and for documenting actions and parent conversations in CLOUDS in the comment section under Health History. No referral is needed. However, if child is identified as a picky eater and there is another nutrition issue then a referral is needed.  Comprehensive Services Clerks: Inform CSAM that a family meeting is needed due to child being a picky eater and having another nutrition issue such as obesity, overweight, or anemia.  Comprehensive Services Assistant Manager: Schedules family meeting with Nutrition Manager and any other managers who may be needed.  Site Supervisors: Inform CSAM so that a family meeting may be called, once site supervisor is aware that child is a picky eater and has another nutrition issue such as obesity, overweight or anemia.  Teachers: Inform Site Supervisor, Comprehensive Services clerks or CSAMs. vi. Tube Feeding If child requires gastrostomy-tube care Community Care Licensing requirements must be met prior to enrollment. A family meeting takes place prior to Community Care Licensing notification and prior to enrollment into a CSB program. vii. Special Meals and/or Accommodations If dietary modifications are indicated based on a child’s medical or special dietary needs and/or religious/personal/cultural belief, the Nutrition Manager will modify or supplement the child’s diet on a case-by-case basis, in consultation with parents and the child’s medical provider. viii. CSB is a Peanut-Free Program Each CSB center is designated a Peanut-Free Zone. CSB does not serve foods that contain peanuts due to their increasing health risk for young children. Peanuts are currently the leading food-related cause of severe life-threatening allergic reactions. ix. Food Allergies and Special Diets When food allergies and special diets are identified, the following will apply to Comprehensive Services Assistant Managers, Clerks, Site Supervisors, and Site-Based Clerks: 2019-21 Policies and Procedures Section 2: Program Operations 114 2019-21 Policies and Procedures Section 2 – Program Operations  Identify food allergy/intolerance or need for special diet if any.  Immediately give parent a “Medical Statement to Request Special Meals and/or Accommodations” (CSB401). This form is to be used only for food allergies and/or intolerances, and is not complete without the designated healthcare provider’s signature. o Use "Request for Special Meals Due to Cultural, Religious, and/or Personal Beliefs" form for non-medical special diets (CSB403). This form is not to be used for personal food preferences. o Submit completed forms to Nutrition Office two business days prior to child’s first day. Original to be kept in child’s file, with a copy sent to Nutrition Office. o All parties will communicate directly with others involved to keep them informed 3. Schedule family meeting before child starts in the program if food allergy is life-threatening or if several different food items are restricted so that meal pattern becomes unbalanced. Site Supervisor or assigned staff must:  Check latest meal modification to confirm accuracy.  Post meal modification weekly in each centers kitchen and classrooms, with names covered for privacy.  Review meal modifications and address any questions to the Nutrition Office.  Immediately inform the Nutrition Office when children who need meals modified have left the program or have moved to another classroom. Teaching staff must:  Check latest meal modification daily to confirm accurate food preparation and delivery. Comprehensive Services Assistant Manager must:  Write family meeting case notes in CLOUDS so that all relevant parties will be informed. Nutrition Clerk is responsible for:  Adding and maintaining each center’s records of children in the Food Allergy or Food Restriction List.  Forwarding copy of list to center.  Updating list as information is received from Site Supervisor or Comprehensive Services for children who are enrolled or dropped from program.  Updating and keeping Meal Modifications on file.  Sends out weekly Meal Modifications to centers. The Nutrition Manager is responsible for making any food modifications/substitutions. When a recommended food item is not available:  The Nutrition Manager will be immediately notified by FS Worker III, Food Operations Supervisor, or AD. The Nutrition Manager will provide an alternate food substitute. 2019-21 Policies and Procedures Section 2: Program Operations 115 2019-21 Policies and Procedures Section 2 – Program Operations  If the Nutrition Manager is not available, the Food Operations Supervisor will check past meal modifications to determine appropriate substitution. The Food Operations Supervisor will inform kitchen staff of change.  The Food Operations Supervisor will also inform the Nutrition Manager when substitutions have been made.  If the Food Operations Supervisor is also not available, the Supervising AD will check past meal modifications to determine appropriate substitution. The Supervising AD will then inform kitchen staff of change.  The Supervising AD will also inform the Food Operations Supervisor and Nutrition Manager when substitutions have been made.  The Nutrition Office will inform Site Supervisor or assigned staff of food substitutes.  Kitchen staff is not to make any substitutions without approval from Nutrition Manager, Food Operations Supervisor, or Supervising AD. Heights and Weights: As part of nutrition screening, heights and weights must be taken regularly by designated staff to determine the nutritional status of each child. The Child’s Teacher is responsible for:  Taking heights and weights every March and November of all preschool children currently enrolled.  Following height and weight protocol when filling out Height & Weight Log (CSB430).  Using Height & Weight Log to monitor and ensure healthy growth of all children.  Comprehensive Services Clerks are responsible for: o Taking heights and weights of all newly enrolled preschool children within their first 30 days of enrollment. o Promptly recording heights and weights in CLOUDS from the Height & Weight Log completed by the teachers. o Returning Height & Weight Log to Site Supervisors for grantee and Site Directors for the partners. o Plotting Early Head Start length-for-age, weight-for-age, and head circumference-for-age on growth chart whenever information is available on well baby exam based on periodicity schedule. C. Child Adult Care Food Program (CACFP) 1. General Description To ensure our participation in the USDA Child Nutrition Program, the following must be accomplished by assigned staff:  The Food Operations Supervisor (or designee) will be a second eye in checking to ensure accuracy after receiving original enrollment rosters from site supervisor (or designee). The Nutrition Clerk or designee is responsible for: 2019-21 Policies and Procedures Section 2: Program Operations 116 2019-21 Policies and Procedures Section 2 – Program Operations  Verifying in CLOUDS that the current enrollment rosters are correct. The clerk will send the enrollment roster to site supervisors for verification. The Site Supervisor or designee is responsible for ensuring enrollment totals are correctly calculated and entered into the claim for reimbursement:  Completing CACFP form (s) before child attends school, or upon enrollment.  Completing CACFP enrollment document.  Filling in days and hours child attends and types of meals served to child while in attendance.  Ensuring enrollment document is signed and dated by the parent.  Parent’s completion of Meal Benefit form for child(ren) being enrolled, and for signing Meal Benefit form.  Determining eligibility using current eligibility guidelines.  Collecting enrollment document and meal benefit form from July 1st to October 31st.  Sending CACFP form (s) and CACFP enrollment document to the Nutrition Office.  Checking the enrollment roster to make sure the correct entry of names and numbers of children are on the list, i.e., the names and numbers of the children currently enrolled has been certified. o Sending checked enrollment roster to the Nutrition Clerk by the expected due date.  Completing Enrollment Eligibility Roster each month, which includes: o Listing new children for the current month. o Determining whether child is free, reduced or base. o Marking whether child is in Head Start. o Listing child’s certification date. o Listing children who have dropped for the current month and the drop dates. o Sending monthly Enrollment Eligibility Roster to Nutrition Office by the 5th of each month. 2. Nondiscrimination in Child Adult Care Food Program Services Community Services Bureau Head Start will comply with Title VI and Title VII of the Civil Right s Act of 1964. Title XI of the Educational Amendments of 1972, Title II of the Americans with Disabilities Act of 1990 and Section 504 of the Rehabilitation Act of 1973. Each center will prominently display the And Justice for All poster. Staff will receive annual training on Civil Rights requirements and on handling Civil Rights Complaints. Nutrition Office will monitor and oversee training. The most current version of the nondiscrimination statement will be used on all CSB forms of communication made available to the public regarding program availability, except for menus. The appropriate nondiscrimination statement is to be used and it must be prominently displayed on the document and be the same text size. 2019-21 Policies and Procedures Section 2: Program Operations 117 2019-21 Policies and Procedures Section 2 – Program Operations The short statement “This institution is an equal opportunity provider.” can be used on flyers, posters, or documents that are one page by nature, in a font size no smaller than the text size. D. Child Adult Care Food Program (CACFP) Monitoring To ensure compliance and meet CACFP requirements, all grantee sites must be monitored three times a year. Nutrition Manager's responsibility:  Unannounced monitoring of mealtimes.  Conducting CACFP Facility Reviews at each center three times per academic year.  Using CACFP Centers Facility Review form (see Form CSB440).  Reporting findings to Site Supervisor or designee immediately after monitoring.  Sending findings to the Assistant Directors.  Filing CACFP Center Monitoring Review Report form at Nutrition Office.  Following up to confirm completion of corrective action within 60 days of findings.  Completing CACFP 5-day reconciliation to ensure accuracy of meal claims by each site. Site Supervisors responsibility:  Implementing corrective actions and/or responding to monitoring report within 2 weeks.  Sending the Nutrition Manger documentation of the corrective action plan and date of completion, e.g. Individual/Small Group Conference form or agenda and sign-in sheet for verification of corrective action completion.  Writing corrective action plan based on recent findings. Sub Part III. Child Health and Safety A. Daily Health Inspection The teacher is mandated by Community Care Licensing to perform a daily health check of each child. The daily health check is performed when greeting the child and parent as they arrive. Parents are requested to remain present while the teacher performs this assessment. The Daily Health Inspection is a head-to- toe check of emotional and physical well-being. This is an effective tool to develop a baseline of what is normal for each child. This exercise helps the teaching staff reduce the spread of illness and establish rapport with the child and parent each day. It is important that this health check be conducted in the form of a greeting and that no invasive inspection, such as lifting clothing, or discussing findings out loud in front of others, should take place. For preschool classrooms, teaching staff will complete in CLOUDS use the Daily Health Check log (CSB230) to document completion of the Health Check for each child in attendance. For infants, the daily health inspection includes a diaper change and is documented on the Daily Communication Form (CSB155). Teachers must also observe the child throughout the day. To complete a daily health inspection, the teacher will do the following: 1. Listen: Greet the child and parent. 2019-21 Policies and Procedures Section 2: Program Operations 118 2019-21 Policies and Procedures Section 2 – Program Operations  Ask child the following question: “How are you today?”  Ask parent the following questions: “How’s (name of child)?” 2. “Was there anything different last night?” 3. “How did he/she sleep?” 4. Listen to what the child and parent tell you about how the child is feeling. If the child can talk, is he/she complaining of anything? Is he/she hoarse or wheezing? 5. Look: Get down to the child’s level so you can see him/her clearly. Observe signs of health or illness:  General appearance (e.g., comfort, mood, behavior, and activity level)  Is the child’s behavior unusual for this time of day?  Is the child clinging to the parent, acting cranky, crying, or fussing?  Does he/she appear listless, in pain, or have difficulty moving?  Is the child coughing, breathing fast, or having difficulty breathing?  Does the child look pale or flushed?  Do you see a rash, sores, swelling, or bruising?  Is the child scratching his/her skin or scalp?  Do the child’s eyes look red, crusty, goopy, or watery?  Is there a runny nose?  Is he/she pulling at his ears?  Are there mouth sores, excessive drooling, or difficulty swallowing? 6. Feel: Gently run the back of your hand over the child’s cheek, forehead, or neck.  Does the child feel unusually warm, or cold and clammy?  Does the skin feel bumpy? 7. Smell: Be aware of unusual odors.  Does the child’s breath smell foul or fruity?  Is there an unusual or foul smell to the child’s stools?  Pay particular attention to a child who has been absent or exposed to contagious disease. After doing the health check, teacher must now use findings to determine if the child looks healthy or sick. Use this chart to identify signs of health and illness: Looking Healthy Looking Sick General Appearance Comfortable Cheerful, responsive Active, playing Behavior appropriate for child and time of day Excessive crying, clinginess, fussiness Doubled over in pain, unable to move Listless, lethargic, unresponsive No appetite Vomiting, diarrhea 2019-21 Policies and Procedures Section 2: Program Operations 119 2019-21 Policies and Procedures Section 2 – Program Operations Breathing Breathing slowly Relaxed Quiet Breathing fast Difficulty breathing Sucking in around ribs Flaring nostrils Persistent Cough Wheezing Skin Normal skin color and texture for child Normal skin temperature No rashes, sores, swelling, or bruising No scratching at skin or scalp Pale, grayish, flushed, yellowish Hot or cold and clammy skin Skin rash, sores, swelling or bruising Scratching at skin or scalp Skin doesn’t spring back when pinched Eyes, nose, ears, and mouth Eyes bright and clear Nose clean Ears clean Mouth without sores, swallowing comfortably Eyes swollen, red, crusty, goopy, watery, yellowish, or sunken Nose congested or runny Ears draining pus or blood Pulling at ears Mouth or lips with sores, excessive drooling, difficulty swallowing Odors No odor or normal odor for child Breath smells foul or fruity Stool smells foul B. Hand Washing Hand washing is the single most important routine in disease prevention. Both children and staff are required to wash hands upon arriving to work or school, before eating, before/after preparing or serving food, and after outdoor play, after wiping noses or using the bathroom, after handling animals/pets, before and after medication administration, and before and after gloving. All adults and children in the classroom should follow the procedures for proper hand washing:  Use soap and running water  Scrub hands vigorously for at least 20 seconds  Wash all surfaces, including: o Backs of hands o Wrists o Between fingers o Under fingernails o Under and around rings 2019-21 Policies and Procedures Section 2: Program Operations 120 2019-21 Policies and Procedures Section 2 – Program Operations  Rinse well  Dry hands with a paper towel  Turn off water using paper towel instead of bare hands C. Infection Control in the Classroom In addition to Standard Precautions, the following measures are recommended for infection control in the classroom. It is the teacher’s responsibility to insure that simple routine practices which reduce disease risks in the group setting are implemented in the classroom. These practices include:  Hand washing  General environmental sanitation  Sanitary food service  Good personal hygiene  Careful diapering procedures  Prompt exclusion of children and adults who have signs and symptoms of communicable disease  Placement of cribs at least 3 feet apart and cots at least 18’’ apart 1. Hygiene – Standard Precautions i. Training All teachers, site supervisors, managers and food service staff will be trained annually on food sanitation and safety. At least one employee in the Central Kitchen must be trained and must hold a current Food Safety Manager certificate. ii. Tuberculosis (TB) Tests/SB 792 Immunization Requirements Licensing requires that proof of a negative TB test or chest x-ray of staff and volunteers (except student volunteers under the age of 18) must be kept in the center Licensing Folder. Resources for obtaining a TB test are available for parents and other volunteers in need. All teachers and volunteers supervising children must comply with immunization requirements of SB 792. Volunteer immunization records will be kept in the Volunteer Binder on site. Please refer to the Volunteer Policy under Human Resources of the Policies and Procedures for more information on CSB Volunteer Policy. iii. Standard Precautions Precautions should be used at all times to protect staff and volunteers from the risk of being exposed to blood, fecal material, vomit, urine, or other potentially infectious materials. CSB Standard Precautions procedures apply to all program staff and volunteers maximize worker protection from the spread of communicable disease resulting from occupational exposures to blood or other potentially infectious materials. Staff will take the same precautions (hand washing, use of gloves, disinfecting, and other safety measures) when dealing with the blood or body fluids of all children and adults, whether or not they appear sick. CSB supplies Blood Borne Pathogen Kits in each classroom to ensure staff has access to appropriate 2019-21 Policies and Procedures Section 2: Program Operations 121 2019-21 Policies and Procedures Section 2 – Program Operations standard precaution personal protective equipment including gloves, aprons, mouthpieces for CPR, etc. Blood Borne Pathogen Kits can be located in the classroom by Bloodborne Pathogen Kit signage and will be replaced immediately after a single use. The program will ensure that all program staff receives training in the use of this equipment. CSB trains staff in standard precautions through annual trainings and as a function of the American Red Cross First Aid certification course. American Red Cross First Aid re-certification is required every two years. Anyone who has questions regarding the appropriate use of this protective equipment should call the Comprehensive Services Health Manager. If personal protective equipment becomes damaged or lost, ask for a replacement immediately. 2. Diapering and Toileting Procedure i. Description Since diapering and toileting are every day procedures for staff, and are a way that infectious diseases can be spread, it is extremely important that proper techniques be used at all times. It should also be noted that no child may be denied the opportunity to participate in any program on the basis of toilet training. The program does not make successful toilet training a condition of enrollment. The center staff must ensure that there are sufficient changes of clothing and diapers. Each child’s clothing and/or diapers must be changed as often as necessary to ensure that the child is clean and dry at all times. ii. Diapering Proper Diapering Procedure  Get organized. Assemble supplies in the changing area within reach, (disposable diaper, wipes, gloves, non-absorbent paper liner, clean clothing and plastic bag if needed). Cover the entire changing surface or table with paper. Wash hands thoroughly with soap and warm running water.  Place child on paper covered changing surface or table. Never leave child unattended during diapering processes.  Remove child’s clothing and put soiled clothing aside. Put on gloves using posted procedure.  Unfasten diaper and leave soiled diaper under child. Lift the child’s legs and use disposable wipes to clean skin creases, genitalia, and bottom. Thoroughly as needed, wipe front to back using a clean wipe each time. Place used wipes in dirty diaper.  Remove soiled diaper. Fold diaper inward and place in covered, hands-free, plastic-lined container. Fold back paper liner if a clean surface is needed. Remove gloves.  Clean your hands with a disposable wipe and then clean the child’s hands with another fresh wipe.  Put clean diaper on child. (Put ointment provided by parents following CSB Policies and Procedures for over-the-counter medication.}  Dress the child. Change the child’s clothing if wet or soiled. 2019-21 Policies and Procedures Section 2: Program Operations 122 2019-21 Policies and Procedures Section 2 – Program Operations  Wash the child’s hands with soap and water. Put child safely in supervised area.  Clean and sanitize the changing surface or table. Throw away the paper liner in covered, hands- free, plastic lined container. Clean any visible soil with detergent and water. Wet the entire changing surface with sanitizing solution.  Wash your hands with soap and water. iii. Toileting The following procedure should be followed when toileting a child:  Have all materials at hand before starting procedures.  Never leave a child unattended; visual supervision is required.  Have child sit on potty, but never longer than 5 minutes.  After child has finished, teach child how to wipe self from front to back.  Before child leaves bathroom, the child is to wash hands properly.  Staff member washes hands when done. D. Napping Policy To promote safe sleep practices and reduce the risk of Sudden Infant Death Syndrome (SIDS):  Infants, unless otherwise ordered by the physician, are placed on their backs to sleep on a firm surface manufactured for sale as infant sleeping equipment that meets the standards of the United States Consumers Product Safety Commission.  Pillows, quilts, comforters, sheepskins, stuffed toys, and other soft items are not allowed in cribs or rest equipment.  Blankets are not used in cribs or with sleeping babies however Sleep Sacks are available as needed to ensure appropriate temperature for sleeping babies.  The infants head must remain uncovered during sleep.  After being placed down for sleep on their backs, infants may then be allowed to assume any comfortable sleep position when they can easily turn themselves from the back position. E. Dental Hygiene All children with teeth shall brush or have their teeth brushed with fluoride toothpaste once a day during the hours the child is in care. If possible, for full day and family child care programs, children will brush their teeth after lunch, part day morning program children will brush their teeth after breakfast and part day afternoon program children will brush their teeth after lunch. Size appropriate toothbrushes, tenders and fluoride toothpaste will be obtained through the health supply ordering process and will be use as follows: Children age three and older - Once daily and in conjunction with a meal as noted above, staff should either brush the child’s teeth (for those lacking the motor skills to brush themselves) or supervise as the child brushes his/her own teeth. Fluoride toothpaste, not larger than the size of a pea should be placed on a disposable cup for each child. 2019-21 Policies and Procedures Section 2: Program Operations 123 2019-21 Policies and Procedures Section 2 – Program Operations Children under three years old - Once daily and in conjunction with a meal as noted above, staff should either brush the child’s teeth (for those lacking the motor skills to brush themselves) or supervise as the child brushes his/her own teeth. Fluoride toothpaste, the size of a grain of rice should be placed on a disposable cup for each child. All children without teeth shall have their gums wiped with a moist cloth or a product called “Tenders” (a soft, single finger swab ordered and provided by the Health Content Area Manager) to remove any remaining food/liquid that coats the teeth and gums at least once a day and after a feeding. By doing this, caregivers are breaking up plaque in order to create a much healthier environment for the teeth that will be coming in later. Follow these steps when caring for infants without teeth:  Wash hands thoroughly and slip “Tenders” onto your index finger  Moisten slightly with cool water. Do not use toothpaste  Carefully swab infant’s gums using a gentle circular motion  Place used “Tender” in garment bag to be washed prior to next use F. Health Issues in the Classroom  Call your assigned Site Supervisor when a health concern is identified. It is crucial to provide appropriate intervention or resolution. Any unusual behavior, any injury or any signs of illness requiring assessment and/or administration of first aid by staff must be reported to the parent and documented in the child’s confidential file.  Health issues include, but are not limited to rash, high fever, head lice, signs of conjunctivitis (“pink eye”), diarrhea, intestinal problems, vomiting and nutritional problems. The Site Supervisor, Comprehensive Services Staff or Health Manager must follow up with the parent and medical provider(s) to confirm any diagnosis given by the parent or family member. The information will be evaluated, and a decision made as to whether the child can attend school at that time. The Site Supervisor and the teaching staff will be kept abreast of the health considerations that impact this decision. G. Child Safety and Supervision Visiting/socializing on the playground or the premises of a child care facility while on duty is prohibited. Visiting/socializing with fellow employees, who are still on duty regarding non-classroom activities, during break times, is not allowed. All visitors, former employees and relatives must report and sign in at the main office of each center before entering program areas. Information on the nature of the visit will be required. Children must be visually supervised at all times indoor and outdoor, including while toileting and napping. Essential practices indoors and outdoors include, but are not limited to, active supervision, “zoning” and strong team communication. 1. Playground safety and supervision 2019-21 Policies and Procedures Section 2: Program Operations 124 2019-21 Policies and Procedures Section 2 – Program Operations Yard staffing must support visual supervision at all times. Staff must “sweep” the yard by walking and visually scanning all areas before leaving. 2. Morning outdoor time and field trips Whenever the classroom is outside on the yard in the morning or on a field trip, all members of the teaching team must be present to ensure the health and safety of children. No scheduled prep time or breaks are permitted during field trips or morning outside time. 3. Afternoon outdoor time During the afternoon outdoor time, staffing must meet required teacher-child ratios, and the Lead Teacher must accompany the class and other staff in transitioning the children to and from the yard. If a low ratio allows only one staff person on the yard, that person must be at least an Associate Teacher level staff. Scheduled outdoor time must be approved by Site Supervisor with consideration of approved prep-time and break schedule. 4. Preschool outdoor safety  No more than two (2) preschool classrooms shall be outside on the playground at any time.  This policy may be waived with written approval from the Assistant Director. If approval is granted, a written plan must be developed by the Site Supervisor and approved by the Assistant Director outlining additional safety measures that will be established, including but not limited to safe transitions and staff knowing all children on the yard. 5. Infant and toddler outdoor safety  Infant and Toddler classrooms shall have no more than eight (8) children present for any activity, including outdoor time. 6. Semi-Annual Child Safety Check Semi-annually, during the first month of the Program Year (when all programs are in session) and in March, each Site Supervisor will complete and submit to their Assistant Director the Semi-Annual Child Safety Checklist (CSB form 751). This checklist will be used to confirm that the following has occurred as required:  Annual review of Ready To Learn Curriculum safety considerations;  Annual review of Pedestrian Safety Training for parents and children;  Semi-annual review of outdoor schedule against staff breaks and prep time and against peak pick-up/drop-off times to ensure no overlap in the morning and limited overlap in the afternoon;  Semi-annual review of schedule and plan of class consolidations in early morning and late afternoon;  Semi-annual meeting with staff to review child safety, visual supervision, staff placement , and 2019-21 Policies and Procedures Section 2: Program Operations 125 2019-21 Policies and Procedures Section 2 – Program Operations safe transitions;  Semi-annual completion of Transition Observation Checklist (CSB form 750) in each classroom;  Semi-annual review of center documentation that all volunteers and substitutes have received an on-site orientation and have reviewed CSB Substitute and Volunteer Handbook with a signed Handbook receipt on file at the center;  Semi-annual meeting with front desk/lobby/entrance/exit staff to review procedures to ensure Child Safety at all times; and  Semi-annual meeting with parents to review Child Safety procedures, facility security, and handout Parent Guidance for Keeping Children Safe. H. Child Illness Procedures 1. Admission and Exclusion The decision to admit or exclude a child with an illness is the responsibility of the Site Supervisor and will be based on whether there are adequate facilities and staff able to care for the ill child and the other children in the group. The Site Supervisor, not the child’s family, makes the final determination about whether the ill child can receive care in the childcare program. Children will be excluded if:  The child’s illness prevents the child from participating in activities that the facility routinely offers for well children or mildly ill children.  The illness requires more care than the childcare staff is able to provide without compromising the needs of that particular child or of the other children in the group.  Keeping the child in care poses an increased risk to the child or other children or adults with whom the child will come in contact.  The childcare staff is uncertain about whether the child’s illness poses an increased risk to others. The child will be excluded until a physician or nurse practitioner notifies the child care program that the child may attend. A child whose illness does not meet any of these conditions listed above does not need to be excluded. 2. Admission and Permitted Attendance Specific conditions that do not require exclusion are:  Children who are carriers of an infectious disease agent in their bowel movement or urine that can cause illness, but who have no symptoms of illness themselves.  Children with conjunctivitis (pink eye) who have a clear, watery eye discharge and do not have any fever, eye pain, or eyelid redness.  Children with a rash, but no fever or change in behavior.  Children with cytomegalovirus infection, HIV or carriers of hepatitis B. 3. Procedure for Management of Short-Term Illness The behavior and health of each child must be continually observed during the course of the day, and should a child become ill, the following steps must be taken:  The ill infant, toddler or child must be isolated on a cot/crib in an area, which is easily supervised 2019-21 Policies and Procedures Section 2: Program Operations 126 2019-21 Policies and Procedures Section 2 – Program Operations and away from the kitchen, bathroom and any other area used by the other children. Infants, toddlers and children in isolation must be under constant visual observation by designated staff.  Children ill enough to require isolation may not use the same toilets as other children. One toilet and sink must be designated exclusively for the ill child’s use. The other children must be prevented from using that toilet and sink until the sick child has been picked up, and those facilities have been thoroughly disinfected.  The Site Supervisor or designee will call the parent or other emergency numbers to arrange to have the child picked up. If no one can be contacted, the child must remain on the cot/mat under close supervision and staff will continue to try to reach the parents or emergency numbers.  If the child's condition worsens and becomes life threatening, the teaching staff must call 911. Notification of parents must be noted in the child’s file. The Assistant Director must be notified immediately. 4. Short-Term Exclusion and Admittance As the program is not set up to care for ill children, staff and parents should use the following three criteria to exclude children with short-term illnesses from the group care setting:  The child does not feel well enough to participate comfortably in the usual activities of the program.  The staff cannot care for the sick child without interfering with the care of the other children.  The child has any of the following that indicate a contagious disease or an immediate need for medical evaluation: o Fever and behavior changes or other signs or symptoms, until the child’s inclusion is checked with a health professional who determines that the child may be in child care. o Signs or symptoms of a possible serious condition, such as those defined below under “Conditions that Require Immediate Medical Attention”, until the child is checked by a health professional who determines that the child may be in child care. An ill child may only be excluded for the period of time when he or she poses a significant risk to the health and safety of anyone in contact with the child and until the child meets the criteria for re- admission. 5. Conditions that Require Immediate Medical Attention Get help immediately for a child with any of the following conditions:  Specific fevers: o A baby less than 4 months of age has a temperature of 101° F rectally or 100° F axillaries (armpit). o A temperature of 105° F or higher in a child of any age.  For infants under 4 months, forceful vomiting more than once.  Looking or acting very ill or getting worse quickly.  Neck pain when the child’s head is moved or touched. 2019-21 Policies and Procedures Section 2: Program Operations 127 2019-21 Policies and Procedures Section 2 – Program Operations  A stiff neck or severe headache and looking very sick.  A seizure for the first time.  Acting unusually confused.  Unequal pupils (black centers of the eyes).  A blood-red or purple rash made up of pinhead sized spots or bruises that are not associated with injury.  A rash of hives or welts that appears and spreads quickly.  Breathing so fast or so hard that the child cannot play, talk, cry, or drink.  A severe stomachache without vomiting or diarrhea after a recent injury, blow to the abdomen, or hard fall.  Stools that are black or have blood mixed in them.  Not urinating at least once in 8 hours, a dry mouth, no tears, or sunken eyes.  Continuous clear drainage from the nose after a hard blow to the head. I. Return to School After Illness Children who have been excluded from the classroom should not return until:  A physician has certified that the symptoms are not associated with an infectious agent or the child’s symptoms do not threaten the health of other children.  The child has received treatment following a head lice infestation.  The child has an axillary or oral temperature of less than 100°F, and does not have symptoms such as: o Sore throat o Vomiting o Diarrhea o Headache and stiff neck o Undiagnosed rash  The child has no respiratory problems, such as: o Difficult/rapid breathing, severe coughing or a high-pitched croup or whooping sound while coughing. o Inability to lie down comfortably, due to continuous coughing.  No Diarrhea (an increased number of abnormally loose stools in the previous 24 hours), observe the child for other symptoms such as fever, abdominal pain, or vomiting.  No Vomiting (two or more episodes of vomiting within the previous 24 hours).  No Eye/Nose Drainage (thick green or yellow mucous from the eye or nose).  No Sore Throat, especially with fever or swollen glands in the neck.  No Skin Rash (undiagnosed or contagious), infected sores; sores with crusty, yellow, or green drainage which cannot be covered by clothing or bandages.  No Persistent Itching (or scratching) of body or scalp. 2019-21 Policies and Procedures Section 2: Program Operations 128 2019-21 Policies and Procedures Section 2 – Program Operations J. Medical Alerts Medical Alerts need to be posted by the teacher after the Site Supervisor has investigated and determined that there was exposure to a communicable disease. In some cases, the teaching staff may be notified by the parent regarding a confirmed diagnosis (i.e., a child with Chickenpox). In this event, the Medical Alert may be posted immediately. The Site Supervisor, Comprehensive Services Team member, and Health Manager must still be notified about the illness. After two weeks, the Medical Alert must be taken down from the classroom where it has been posted. (CSB221 to CSB238.) K. Children Injured at the Center 1. Professional Medical Treatment  All head injuries require an immediate call to the parent. Parents can make the determination to pick up their child or not based on the staff report and advice as to the seriousness of the injury. The Injury / Incident Report (CSB245) must be completed.  In the event that medical treatment is required, the center staff will instruct the parent to take their child to the doctor. If the parent cannot be contacted and a child needs to be transported by ambulance to the hospital, the teacher will accompany the child. The teacher will notify the Site Supervisor if a child needs professional medical treatment.  The parents will be responsible for any medical expenses incurred. If the parent feels that it is the responsibility of the program to pay for these expenses, they must file a claim against the program. Contact the Health Manager for details regarding submission of claims. 2. Student Injury / Incident Report  Whenever a member of the center staff uses first aid or informs a parent that a child has been hurt, the Site Supervisor or Teacher will call the Assistant Director to report the incident. If necessary, immediate arrangements for obtaining medical treatment will be made.  The teacher is required to complete an Injury / Incident Report (CSB245). This report is also used for minor injuries such as scrapes or small cuts that require minor first aid. A copy of completed form is to be shared with the parent on the same day as the injury/incident occurred and the original is kept on site.  If the incident involves more than 1 child, a report must be done for each child. The information as to who was involved is written and kept confidential, but not given in the report the parents receive. To maintain confidentiality, the names of other children involved in the incident should not be written on the Injury / Incident Report (CSB245).  Depending on the nature of the injury / incident, Site Supervisor may need to follow-up with the appropriate CSM (Education, Health & Nutrition, Mental Health/Disability) and/or Business Systems Unit after the injury/incident occurred.  The Assistant Director should be notified immediately of all injuries/incidents. If the Assistant Director notices that an elevated amount of incidents are occurring, he/she should call the Site 2019-21 Policies and Procedures Section 2: Program Operations 129 2019-21 Policies and Procedures Section 2 – Program Operations Supervisor/Teacher to discuss the situation and develop a plan/solution to prevent further incidents.  Site Supervisors must maintain a Site Injury/Incident Log for each injury / incident at all times. L. Blood Protocol 1. Description This protocol is used to prevent the remote and unlikely possibility of the spread of blood and blood diseases in the school setting and applies to all site personnel who have direct contact with children and custodial personnel as necessary. Bloodborne Pathogen Training is provided annually. 2. General Information  The so-called blood-to-blood diseases (AIDS, Hepatitis B, etc.) are spread by an organism’s travel from the blood of an infected person to the blood of a non-infected person.  Blood and semen are the only body fluids that have been demonstrated to be capable of transmitting AIDS (Acquired Immune Deficiency Syndrome). 3. Supplies needed  Blood Borne Pathogen Kits are available in each classroom with signage to designate storage location and to ensure staff has access to appropriate standard precaution personal protective equipment including gloves, aprons, mouthpieces for CPR, plastic bags, etc. Blood Borne Pathogen Kits will be replaced immediately after a single use. Additional gloves, CPR mouthpieces, etc., are located in the First Aid Kits in classrooms and in the office. 4. Procedure Wash hands and put on gloves when having any contact with blood or bodily fluids. Use gloves one time and only on one student.  After completing the necessary task, remove gloves by grasping the cuff and then stripping it off by turning it inside out. Be careful not to touch the contaminated surfaces of the gloves.  Dispose of glove in a disposable plastic bag. See “Disposal of Blood/Body Fluid” below.  Wash hands after de-gloving. This is necessary because bacteria multiply rapidly inside a glove.  Fill out Injury/Incident Report (CSB245) as applicable. 5. Disposal of Blood / Body Fluid  Put all blood/body fluid disposals in clearly marked garbage containers. Examples: soiled wet diapers, used gloves, wipes, vomit, blood products, and all other contaminated materials/supplies.  Close the bag and tie it, then double bag, and dispose of it in a separate container marked for such disposals. Make sure this container is not used for trash, and that is out of children’s reach and can be easily moved around.  Be safe - always wear gloves. Questions should be directed to the Health Manager. 2019-21 Policies and Procedures Section 2: Program Operations 130 2019-21 Policies and Procedures Section 2 – Program Operations M. Medication Administration In compliance with Community Care Licensing, Community Services Bureau sites maintain an Incidental Medical Service Plan of Operation. CSB supports and provides incidental medical services to children with all medical conditions per CCL regulations including, but not limited to, the administration of medical services for asthma, allergic reactions, and G-tubes. 1. Administering Medication Because the administration of medication poses an extra burden for staff, and having medication in the facility is a safety hazard, families must check with the child’s physician to see if a dose schedule can be arranged that does not involve the hours the child is in the child care facility. Whenever possible, the first dose of medication should be given at home to see if the child has any type of reaction. Parents may administer medication to their own child during the child care day. 2. Procedure Staff, designated by the Site Supervisor, will administer medication only if the parent has provided written consent, the unexpired medication is in an appropriately labeled and stored container, and the facility has on file the written instructions of a licensed physician to administer the specific medication as needed and the appropriate forms/care plans such as CSB280, CSB282, CSB219, CSB219A, and the CSB213have been completed. For prescription medications, parents will provide caregivers with the medication in the original, child- resistant container that is labeled by a pharmacist with the child’s name, the name of the medication, the date the prescription was filled; the name of the health care provider who wrote the prescription; the medication’s expiration date; the administration, storage and disposal instructions. Instructions for the dose, frequency, method to be used, and duration of administration will be provided to the child care staff on the prescription label and on CSB forms by a licensed physician or other person legally authorized to prescribe medications. Over-the-counter medications are treated in the same manner as prescription medications. For administration of over-the-counter (non-prescription) medications, (including diaper cream and sunscreen) parents will provide the unexpired medication in an original child-resistant container that is labeled with the child’s first and last names and instructions for storage supplied by the manufacturer. Over-the-counter medications shall be administered only if the facility has on file the written orders (ex: CSB280 and CSB828.) from a physician including the signature or stamp of the physician or other person legally authorized to prescribe medications and in accordance with the instructions of the physician for the dose, frequency, method to be used and duration of administration. A physician may state that a certain medication may be given for a recurring problem, emergency situation, or chronic condition. The instructions should include the child’s name, the name of the medication, the dose of the medication, how often the medication may be given, the conditions for use, and any precautions to follow. Example: children may use sunscreen to prevent sunburn; children who wheeze with vigorous exercise may take one dose of asthma medicine before vigorous activity (large muscle) play; children who weigh between 25-35 pounds may be given 1 teaspoon of acetaminophen for up to two doses every four hours for fever. A child with a known serious allergic reaction to a specific substance who develops symptoms after exposure to that substance may receive epinephrine from a 2019-21 Policies and Procedures Section 2: Program Operations 131 2019-21 Policies and Procedures Section 2 – Program Operations staff member who has received training in how to use an auto-injection device prescribed for that child (e.g., EpiPen®). A child may only receive medication with the permission of the child’s parent and when the staff person who will give the medication has the skills required. All documentation regarding a child’s medication and its administration shall be kept in the child’s confidential file. Prescription and over-the-counter medications cannot be administered without the appropriate documents in the child’s confidential file. 3. Storage  Medications will be kept at the temperature recommended for that type of medication in a locked container that is inaccessible to children, separate from any other hazardous material storage. An example of an acceptable location is at the back of a locked file cabinet that is not used to store any other hazardous products or materials. Medications that do not require refrigeration, such as inhalers for asthma, should not be placed in the refrigerator. This can damage them and render them ineffective.  Medications that require refrigeration must be stored in the designated locked refrigerator medication boxes supplied to each center.  EpiPen Auto-injectors must be stored in a designated EpiPen box and should be out of reach of children in an easy and quick to access area with EpiPen signage posted. EpiPens should not be stored in extreme heat or cold and should be protected from light.  When the child no longer needs the medication or the child drops from the center, the medication must be returned to the parent or disposed of if the parent cannot be reached.  Medication will not be used beyond the date of expiration on the container or beyond any expiration of the instructions provided by the physician or other person legally permitted to prescribe medication. Instructions which state that the medication may be used whenever needed will be renewed by the physician at least annually. 4. Medication Log Documentation A medication log will be maintained by the classroom staff to record the instructions for giving the medication, consent obtained from the parent, name of medication, dose, date, and time of administration, and the signature of the person who administered each dose of medication. Spills, reactions, and refusal to take medication will be noted on this log. All records of any changes in t he child’s behavior, as documented on the Medication Log, will be communicated to the parent. Parents will be assisted in communicating these incidences to the physician as necessary. (CSB213-Medication Form) Parents will be informed as to when authorized medications have been given via this log. 5. Asthma Protocol Asthma is a common health condition and one that typically requires medication. Teachers will receive training regarding asthma, its symptoms, and treatment procedures and the following protocol will assist the teaching staff:  The Comprehensive Services Assistant Manager, upon review of the child’s Health History form, will contact both the parent and medical provider(s) to clarify the current status of the asthma 2019-21 Policies and Procedures Section 2: Program Operations 132 2019-21 Policies and Procedures Section 2 – Program Operations condition. It is the responsibility of the Comprehensive Services team to obtain confirmation of the diagnosis and any current treatment using the Asthma Action Plan (See Form CSB219).  Subsequent to the initial health review by the Site Supervisor and Comprehensive Services team, if the teacher becomes aware of a possible asthma condition, previously unknown to staff, she must call the Comprehensive Services team assigned to the classroom. The Comprehensive Services team will then follow the procedures described above.  Once all relevant information is obtained, a meeting will be held with the Comprehensive Services team, Site Supervisor, parent, and teacher to ensure teaching staff have the training to carry out the action plan for the child and to review the following: o Asthma Action Plan from the doctor. o Medication form (See Form CSB213) completed by parent. o Inhaled Medication – Nebulizer Consent forms (See Form CSB219a) completed by the parent for each teacher/staff administering the medication.  Copies of the Asthma Action Plan will be kept by the center staff, parent, with the medication and in the child’s main file. If the plan indicates medication is used routinely or “as needed,” CSB must have medication on site before the child can attend class.  Until complete physician’s instructions are provided, medications to treat asthma symptoms will be given according to the prescription labels. Medication will be dispensed outside of center hours whenever possible.  When asthma symptoms occur during center hours, the teaching staff will call the parent to alert them about the child’s condition. The child will be sent home if the asthma symptoms interfere with the child’s ability to fully participate in the program. In the event that the parent cannot be contacted, the teaching staff will call 911 (if the asthma appears life threatening). 6. Training of Caregivers to Administer Medication Medication Administration Training is provided annually and any caregiver who administers medications shall be trained to:  Read and understand the Asthma Action Plan, the Medication Form and the Inhaled Medication- Consent Form;  Check that the name of the child on the medication and the child receiving the medication are the same;  Read and understand the label/prescription directions in relation to the measured dose, frequency, and other circumstances relative to administration (such as in relation to meals);  Administer the medication (including inhalers and EpiPens) according to the prescribed methods and the prescribed dose;  Observe and report any side effects from medications;  Document the administration of each dose by the time and the amount given;  Store and handle medication appropriately;  Record changes in child’s behavior and help parents communicate observations to their provider;  Demonstrate ability to comply with medication policy. 7. Inhaled Medications An Inhaled Medication-Consent Form (See LIC 9166 and Form CSB219A) must be filled out and signed 2019-21 Policies and Procedures Section 2: Program Operations 133 2019-21 Policies and Procedures Section 2 – Program Operations by the parent before staff administers inhaled medications. A copy of the completed form must be kept in the child’s file. A separate form must be filled out for each person (staff member) who administers inhaled medication to the child. This requirement includes all inhaled medications. 8. EpiPens EpiPen Training is provided annually, and in addition staff is trained through CPR/1st Aid Training and on-line EpiPen training under the direction of the Site Supervisor when a child with an EpiPen is identified onsite. 9. Sun Protection Policy Sun protection routines in childhood can establish lifelong preventive habits. At CSB, shade is provided at all sites, infants under six months of age are not exposed to direct sunlight, children are encouraged to wear light colored, loose fitting clothing that covers as much skin as possible, parents are encouraged to apply sunscreen to their child’s exposed skin as part of their school drop off routine and following the procedure for the over-the-counter medications sunscreen provided by the parent will be applied by teaching staff. Drinking water is available to children during outdoor play. N. Incomplete Health Records 1. The Site Supervisor and/or Comprehensive Services team will notify parents and teaching staff if a child is to be excluded from the classroom due to incomplete health records. 2. Exclusions due to unmet health requirements: Children must be excluded for immunizations that are not up-to-date or a physical or TB clearance that is not received within 30 days of enrollment. Parents are allowed a onetime extension beyond the 30 day requirement for a physical exam with proof of an appointment on file however this extension does not apply to the TB clearance. Children excluded for unmet health requirements are permitted up to three days of excused absences. After that, a Notice of Action (as applicable) will be issued for termination from the program. 3. Parents will be informed during enrollment and at parent conferences that the health requirements are the following: up-to-date immunizations, physical and dental exams, follow- up and required TB Clearance. Parents will be assisted in identifying and accessing a source of care/insurance coverage and family meeting will take place as needed to make every possible effort to meet the health requirements for the child. If, after these notifications and assistance, the child has not obtained the needed services, the parents will be informed that they need to schedule an appointment that day and notify the Site Supervisor or Comprehensive Services Team of the appointment date and time. 4. When the parent has no phone, contact will be made by the Site Supervisor or Comprehensive Services team through the center. The center staff will be asked to have the parent contact the Site Supervisor or Comprehensive Services team the same day. In all cases, teachers will be notified and asked to reinforce the request made by the Site Supervisor or Comprehensive Services Team regarding health requirements. 5. Children may be excluded from the program for missing or incomplete initial physical exam, incomplete immunizations, and lack of a TB Clearance only. 6. For all other health requirements that are incomplete, the Comprehensive Services Team will 2019-21 Policies and Procedures Section 2: Program Operations 134 2019-21 Policies and Procedures Section 2 – Program Operations request updated information from the parent with a Health Records Update Form (See Form CSB242). As needed, family meeting will take place with the site staff, Comprehensive Services and parents and a plan will be implemented. O. Health and Safety Training for Center Staff and Parents 1. Staff  The Site Supervisor of each center must ensure that each of his/her staff members has current CPR / First Aid Certification in the following: Adult / Child/Infant CPR Training and First Aid Training (good for two years from date of issue). Staff can be sent to training via a request by the Site Supervisor to the Training Coordinator. The Site Supervisor is responsible for maintaining the personnel records of staff at his/her site to ensure that staff is certified in CPR / First Aid at all times. CPR / First Aid certified staff must be available at all times when children are present at the facility, or when children are offsite for facility activities.  In addition to the CPR / First Aid training, one staff person or Director at each day care center must have at least 15 hours in preventive health practices. This training must include, but is not limited to, pediatric cardiopulmonary resuscitation; pediatric first aid; recognition, management, and prevention of infectious diseases, including immunizations; and prevention of childhood injuries and at least 1 hour of child nutrition education, with content to include age- appropriate meal patterns based on the most current Dietary Guidelines for Americans. The training may include sanitary food handling, child nutrition, emergency preparedness and evacuation, caring for children with disabilities and identification and reporting of signs and symptoms of child abuse. The supervisor makes requests for such training to the Personnel Unit. 2. Parents  Site Supervisors will share the policies for health emergencies that require rapid response on the part of staff or immediate medical attention at the time of completing the Classroom Orientation (CSB112) with parents.  Through collaboration with parents to promote children's health and well-being, CSB staff provides medical, oral health, nutrition and mental health educational support services. Opportunities for parent education include, but are not limited to: medical and oral health, emergency first aid, environmental hazards, health and safety practices for the home including safe sleep, lead exposure and tobacco use, healthy eating, physical exercise and vehicle/pedestrian safety. In addition, pregnant women and families are provided educational opportunities to learn about pregnancy and postpartum care including breastfeeding, parental mental health, substance abuse, and perinatal depression. 2019-21 Policies and Procedures Section 2: Program Operations 135 2019-21 Policies and Procedures Section 2 – Program Operations P. Posting of Documents (Health Emergency Procedures) CSB conforms to all Federal, State, and local regulations by posting or having on file at each facility: mandated notices, licenses, and permits.  Site Supervisors and teachers are required to post mandated facility compliance documents on bulletin boards, which are attractive, neat, updated, and highly visible. Signage guidance can be found as follows: CSB Resource Center>Document Library>Comprehensive Services Documents and Training Resources>Signage>Signage Guidance.  The Site Supervisor is responsible for routinely monitoring bulletin boards and classroom files for compliance with this standard. The Comprehensive Services Managers/Assistant Directors are responsible for monitoring all compliance documents. Q. Pet Protocol  Animals can bring joy to the classroom while offering children the opportunity to be responsible for another living creature.  When an animal is being considered for inclusion in the classroom, child and staff allergies and fears must be considered. The animal must be tame and classroom staff must agree to accept responsibility for the care of the pet. Assistant Director’s approval must be obtained.  Turtles and other reptiles are not allowed in the classroom because they are potential carriers of salmonella bacteria.  Before the animal is included in the classroom, children will be instructed on the proper care and handling of the animal and the importance of proper hand washing.  When the animal arrives in the classroom, the animal must be provided an appropriate habitat and space with opportunities to exercise, appropriate temperature, and all other natural conditions and activities. A Pet Care Plan must be posted to designate care needed to provide quality care to the animal. The Pet Care Plan will include details specific to that particular pet and will inform staff and parents about the pet, and noting the specifics required to provide quality care to the animal. The Pet Care Plan must include:  Name of animal  Description of the animal - example: rat - nocturnal, affectionate and playful pets  Description of appropriate housing/cage/bedding and recommended cleaning pattern  Description of food needed to provide a healthy diet including portion size and frequency  Explanation of exercise needed  Explanation of proper handling practices  List of vaccines needed (if any), date when administered and future due dates  The name and phone number of a veterinarian in case of emergency- Site Supervisors will be contacted for veterinarian visits approval. A log must be posted for staff to initial and date as animal care and related duties are completed. The log must include: 2019-21 Policies and Procedures Section 2: Program Operations 136 2019-21 Policies and Procedures Section 2 – Program Operations  Daily feeding (food and water) schedule  Daily exercise  Cage cleaning schedule Accommodations must be made for:  Scheduling weekend, holiday, and vacation care  Maintaining care in the case of an emergency (natural disaster, animal illness, bites, and other similar situations) Responsibility of the teaching staff:  Review each child’s Health History to identify children with allergies to specific animals.  Complete the Pet Care Plan.  Maintain the overall care of the animal.  Initial the log noting responsibilities completed.  To report any bites or scratches to the Site Supervisor and complete health documentation as required. Responsibility of the Site Supervisor:  Submit a request to the AD for classroom pet approval.  Oversee the health and well-being of children, staff and animals as they interact in the classroom.  Report bites or scratches immediately the Comprehensive Services Health Manager and the Assistant Director. Responsibility of Assistant Director:  Provide pet approval for a classroom on an individual basis. R. Safety / Sanitation Procedures  Facilities have available first-aid kits readily accessible/clearly marked for emergency use.  Facilities are equipped with a fire extinguisher securely mounted and readily accessible.  Employees are trained in the use and type of fire extinguishers available.  All fire extinguishers are tagged, noting months/years/dates of inspections/annual maintenance, and identified use (class of fire).  Facility exits are clearly marked with visible, approved EXIT signs. Aisles, hallways, and other exits are kept free of obstacles, including furniture and equipment.  All materials and surfaces accessible to children, including toys, shall be free of toxic substances.  All plants must be non-toxic.  Air fresheners will not be allowed in any space accessible to children and families.  Baby walkers shall not be used or kept on the premises.  Playground equipment shall be securely anchored to the ground unless it is portable by design.  Equipment and furniture shall be maintained in a safe condition, free of sharp, loose or pointed parts. 2019-21 Policies and Procedures Section 2: Program Operations 137 2019-21 Policies and Procedures Section 2 – Program Operations  Equipment and furniture shall be age and size appropriate so as to allow children present to fully participate in planned activities.  All items on shelves above three feet tall (plants, sculptures, books, and other items) shall be secured with museum putty, safety latches, barriers, or other similar items to prevent items from falling onto children.  Open shelves and cabinets over three feet tall shall be free of heavy objects.  Tall furniture over four feet tall shall be braced to the wall or floor.  Cots shall be maintained in safe condition and bedding shall not be shared by different children without first laundering the bedding.  Floor mats are constructed of foam at least ¾ inch thick and covered with vinyl, with no exposed foam. Floor side must be marked so that it can be distinguished from the sleeping side.  Aisles and trafficked areas are kept free of obstacles and obstructions, with empty food containers promptly removed.  Cots shall be arranged so that each child has access to a walkway without having to walk on or over the cots or mats of other children.  Safe stools/ladders are available and used for reaching shelved items.  Employees are trained in the proper use of equipment that their duties require them to use. Employees who have not been trained in the proper use of equipment may not operate such equipment.  Employees are required to be attentive to their tasks, especially when cooking or operating moving equipment.  Smoking is prohibited in all areas.  All employees must consume food only in designated areas.  All employees are required to adhere to procedures for kitchen sanitation and the cleaning schedule.  Firearms and other weapons shall not be allowed on or stored on the premises of a child care center. S. Safety Surveillance 1. Identification and Correction The Health and Safety Officer will conduct monthly inspections of the facility for hazards using the Health and Safety Checklist on CLOUDS. The Site Supervisor will review the result of the site inspections and will submit a Track-it request for correcting hazardous conditions identified. 2. Escape Hazards The Site Supervisor will maintain and review with the staff annually a list of potential high-risk locations/situations where a child might escape unnoticed from the group. Staff will use this list to plan increased supervision in these high-risk locations and situations. If such a high-risk escape hazard is identified between annual reviews, staff will take action immediately. 3. Evacuation Hazards The Site Supervisor will be responsible for establishing and updating a checklist of locations to be 2019-21 Policies and Procedures Section 2: Program Operations 138 2019-21 Policies and Procedures Section 2 – Program Operations assessed during evacuation to assure complete surveillance of the building before and after evacuation is declared complete. The checklist will identify usual and likely-to-be-forgotten locations such as: under a cot, behind a sofa, in a toy bin, in a closet, kitchen, or toilet room. 4. Injury Prevention Whenever an injury occurs, a copy of a completed Incident/Accident Report (CSB245) will be filed in an injury log. The injury log will be reviewed every three months by the Site Supervisor or Assistant Director to identify hazards in need of corrective action.  Staff and volunteers must be able to demonstrate safety procedures. Both staff and volunteers will review safety procedures with the Site Supervisor prior to working in the classroom. Emergency procedures, the Health and Safety Checklist, and playground safety shall be reviewed with each staff person and volunteer before any interaction with children may occur.  Child and parent activities must include safety awareness for the home and in the program. Videos, brochures, newsletter articles, and parent training will be used to foster safety awareness for the home and in the program. T. First Aid Kits All centers should have a first-aid kit and manual that is easily accessible (location should be marked by “First Aid Kit” signage), available to staff, and out of reach of children. The following items should be in the first-aid kit:  CPR Mask (inside or outside in conjunction with the first aid kit)  Disposable, nonporous gloves  Scissors  Tweezers  Thermometer  Adhesive tape  Sterile first aid dressings  Bandages or roller bandages  Pen/pencil and note pad  Antiseptic solution  Cold pack  First aid manual  Poison Control number The Health and Safety Officer, using the Health and Safety Checklist, will inventory the First Aid Kit monthly. Orders for restocking the kits are placed with designated staff. The First Aid Kits are only to be used in an emergency. Everyday health and safety supplies such as Band-Aids, cold packs and gloves are stocked separately in designated locations within each center, inaccessible to children. 2019-21 Policies and Procedures Section 2: Program Operations 139 2019-21 Policies and Procedures Section 2 – Program Operations U. Preparing For Emergencies Each classroom has a disaster preparedness plan in case of fire, earthquake, or other emergency. Children and staff must be prepared to execute the plan in the event of such emergency. Regular drills are an essential element in strong preparation. 1. Operations Procedure  Staff receives training on the disaster preparedness plan from their supervisor during their initial work orientation, and at subsequent staff development training. Such training is filed and documented with training records.  All CSB centers post evacuation plans and documentation of completing required monthly drills (Disaster Drill Log CSB117) in location visible to families, staff and regulatory agencies.  Classroom teachers provide an orientation to children on how to respond to an emergency as part of the ongoing curriculum.  Drills shall be conducted as a whole center as to simulate a real emergency.  Drills can be planned or unplanned. Periodic unannounced drills coordinated by the Site Supervisor are encouraged.  Fire and Earthquake drills are held at least once per month, and Shelter-in-Place drills are held on the first Wednesday of each month.  When a Fire drill takes place and the building is being evacuated, teachers must bring the following items outside with them: o Emergency cards o Inhalers and Epi-Pens for applicable children  After each drill: o The Site Supervisor or designee shall complete the Disaster Drill Report form CSB116 and maintain documentation of reports at the center. o The Site Supervisor or designee documents the drill on the Disaster Drill Log form CSB117. When log is full, logs shall be filed with the Disaster Drill Report forms CSB116 at the center and a new log will be started and be posted.  The Site Supervisor shall submit a copy of the Disaster Drill Log form CSB117 monthly to the Assistant Director with the monthly report.  The Assistant Director shall review logs monthly to ensure drills are conducted regularly.  The Assistant Director shall periodically review the Disaster Drill Report form CSB116 documentation on file at the center.  The results of the Disaster Drill Reports shall be reviewed at least annually with staff and parents.  In the event of an actual emergency, o When children are moved to another location, medications and related supplies, equipment and documentation for children with health conditions that may require incidental medical services must be transported with the child by the Lead Teacher or designee who is designated to administer the medication. 2019-21 Policies and Procedures Section 2: Program Operations 140 2019-21 Policies and Procedures Section 2 – Program Operations o Site Supervisor shall ensure s/he has possession of the two-way emergency radio at all times. Contra Costa County maintains an Office of Emergency Services (OES) Plan, which is activated during major disasters. The functions performed at the OES include gathering and evaluating damage information, determining emergency response priorities, obtaining necessary resources (materials, supplies, equipment, and personnel) and providing information to the news media. Community Services Bureau staff will provide information to the County OES on the status of the department’s staff, buildings and equipment, including vehicles. A verbal report to Community Care Licensing must be made within 24 hours and a written report must be submitted to the licensing agency within seven days of the occurrence of any of the following events:  Death of any child from any cause  Any injury to any child requiring medical attention • Any unusual incident or child absence which threatens the physical or emotional health or safety of any child • Any suspected physical or psychological abuse of any child • Epidemic outbreak • Poisoning • Catastrophe • Fire or explosion occurring in/on the premises Reports must be made in writing to the funding sources as soon as possible after any of the above. 2. Emergency Disaster / Earthquake Supplies All sites have emergency/disaster supply containers that are easily accessible. The sealed containers hold the following items appropriate to the number of adults, children and infants at the site. The inventory with the expiration date of the contents is listed on the outside of the container. First Aid Supplies Food Bars Formula Formula Bottles Bottle Bags Bottle Nipples Pliers Crow bar Water Latex Free Gloves Hand Sanitizer Trash bags Multi-purpose Tool Shovel Radio Safety Goggles Solar Blankets Work Gloves Gas Shut off Tool Scissors Dust Masks Zip Lock bags Masking Tape Duct Tape Fleece Blankets Batteries Whistles Toilet Paper Rope Adult Vests Germicidal Tablets Wrench Buckets Flashlight Soap Cold Packs Antiseptic Wash Hammer Lanterns Shovel Eye Wash Vinyl Tarp 2019-21 Policies and Procedures Section 2: Program Operations 141 2019-21 Policies and Procedures Section 2 – Program Operations Toilet Bags Toilet Chemicals Bucket Toilet Seats Dust Masks Hard Hat 3. Meal Delivery-Emergency Each center should have the items listed below available when food cannot be transported to the centers due to unforeseen circumstances such as traffic, breakdown of van, or breakdown of equipment in kitchen. All of these food items should be stored and marked “Emergency Food’’. The requisite amount of milk (two half-gallon jugs for preschool and one half-gallon jug for toddlers per classroom, per meal) and fluid milk substitutions if needed for milk intolerances are to be on hand at all times.  Infant food: o Meats, fruits and vegetables o Dry cereal o Formula  Breakfast food: O Dry cereal o Canned fruit o Milk  Lunch food:  Sun butter  String cheese  WW crackers  1 can of fruit and 1 can of vegetables  Milk  Afternoon snack:  Graham crackers  Milk V. Classroom Sanitation 1. General Description Each classroom is responsible for preparing the spray bottle of sanitizing solution on a daily basis.  The proportions of bleach to water are: three quarters (¾) teaspoon of chlorine bleach to two (2) cups of water or one (1) tablespoon of chlorine bleach to one (1) quart of water. Other disinfectants may be used with the approval of the Assistant Director for that site.  Classroom staff is instructed to clean off any visible soil with soap and water prior to spraying each table lightly with the bleach solution, to wipe it with paper towels and air dry. This is to be done before and after each meal service.  The bleach solution, as well as any other disinfectants, cleaning solutions, poisons and other items that could pose a danger to children, should be placed in a locked cabinet after each use 2019-21 Policies and Procedures Section 2: Program Operations 142 2019-21 Policies and Procedures Section 2 – Program Operations to prevent children from reaching.  Warning Signs and Mixture instruction posters should be posted on the cabinet door where the solution is stored (See CSB Forms for forms “Warning Sign Poster” and “Warning Mixture Instruction Poster” in English and Spanish).  Tabletops and eating surfaces must be cleaned/sanitized before and after each meal, counter tops are cleaned between preparation of different food items, and can openers are cleaned/sanitized after each use. Classroom staff is responsible for sanitizing toys weekly, as well as cleaning shelves and all areas of the classroom where toys are stored.  In classrooms that have kitchen equipment, the teaching staff will ensure that, on a weekly basis and as needed, the pantry is swept, and ovens and refrigerators are cleaned. The building service worker washes trashcans as needed. 2. Classroom Sanitation in Infant Care Centers: Particular emphasis on classroom sanitation for infant centers is critically important in ensuring the health of the children and staff and in preventing the spread of communicable disease. Keep the classroom sanitized by adhering to these activities:  All items used by pets and animals shall be kept out of the reach of infants.  Before walking on surfaces that infants use specifically for play, adults and children shall remove, replace, or cover with clean foot coverings any shoes/socks they have worn outside of that play area.  Each caregiver shall wash his/her hands with soap and water before each feeding and after each diaper change.  Only dispenser soap, such as liquid or powder in an appropriate dispenser shall be used.  Only disposable paper towels in an appropriate holder or dispenser shall be used for hand drying.  Washing, cleaning and sanitizing requirements for areas used by staff with infants or for areas that infants have access to, are as follows:  Floors, except those carpeted, shall be vacuumed or swept and mopped with a disinfecting solution at least daily, or more often if necessary.  Carpeted floors and large throw rugs that cannot be washed shall be vacuumed at least daily and cleaned quarterly, or more often if necessary.  Small rugs that can be washed shall be shaken or vacuumed at least daily and washed at least weekly, or more often if necessary.  Walls and portable partitions shall be washed with a disinfecting solution at least weekly, or more often if necessary.  The diaper-changing area, where residue is splashed from soiled diapers and items and surfaces are touched by staff during the diaper-changing process, shall be washed and disinfected after each diaper change. Such areas, items and surfaces shall include but not be limited to: o Walls and floors surrounding the immediate diaper-changing area. o Dispensers for lotion, soap and paper towels. o Countertops, sinks, drawers and cabinets. o Sinks used to wash infants, or to rinse soiled clothing or diapers shall be disinfected after each use  Objects used by infants that have been placed in the child’s mouth or that are otherwise 2019-21 Policies and Procedures Section 2: Program Operations 143 2019-21 Policies and Procedures Section 2 – Program Operations contaminated by body secretion or excretion are either to be (a) washed by hand using water and detergent, then rinsed, sanitized, and air dried, or (b) washed in a mechanical dishwasher before use by another child. A container will be placed in the infant room to collect these objects which shall be washed and disinfected at least daily, or more often if necessary. Such objects shall include, but not be limited to toys and blankets.  Linens laundered by the center shall be washed and sanitized at least daily, or more often if necessary. Such linens shall include, but not be limited to, bedding, towels and washcloths used on or by infants.  A disinfecting solution, which shall be used after surfaces and objects have been cleaned with a detergent or other cleaner, shall be freshly prepared each day using 1/4 cup of bleach per gallon of water or other approved disinfectant . Commercial disinfecting solutions, including one-step cleaning/disinfecting solutions, may be used in accordance with label directions.  All disinfectants, cleaning solutions and other hazardous materials must be approved for use at CSB and shall be placed in a locked storage area. W. Kitchen Sanitation  All kitchen staff will follow Contra Costa County’s Environmental Health rules and regulations for Retail Food Facilities.  Cleaning/sanitizing may be done by correct spraying and wiping, or by using a dish washing machine, or any other type of machine (if demonstrated thoroughly to cleanse/sanitize equipment and utensils). The dishwashing machine must reach a temperature of 165 °F (74 °C) during washing and 180 °F during rinsing.  All dishes and utensils used for food preparation, eating and drinking must be cleaned and sanitized after each use. If a dishwasher is not used, the manual 3-compartment sink method must be followed.  Toxic materials must not be stored in food storerooms, kitchen areas, food preparation areas, or areas where kitchen equipment or utensils are stored.  Soaps, detergents, cleaning compounds or similar substances must be stored in areas separate from food supplies. X. Food Safety and Sanitation 1. Personal Hygiene for Food Service Staff and Classroom Staff No person is allowed to work in a food service facility or a food serving area if he/she:  Is infected with a communicable disease that can be transmitted by food.  Is a carrier of organisms that can cause disease.  Has a boil, infected wound, or acute respiratory infection. Employees must thoroughly wash their hands and exposed portions of their arms with soap and warm water:  Before starting work  Before serving food  During work 2019-21 Policies and Procedures Section 2: Program Operations 144 2019-21 Policies and Procedures Section 2 – Program Operations  After diapering  After smoking  After eating  After drinking  After using the toilet  As often as otherwise necessary Employees must take off their apron:  When exiting building  When going to use the bathroom  As often as otherwise necessary Employees must maintain a high degree of personal cleanliness, and conform to good hygienic practices:  Minor cuts or scrapes should be thoroughly cleaned, and covered with a clean bandage. If the affected area is on a hand, food service gloves should be worn until the area has healed.  While engaged in food preparation or service or while in areas used for equipment washing, utensil washing, or food preparation, employees must not use tobacco in any form, eat food, chew gum, or wear earphones. Employees may eat and drink in designated areas only, and shall follow Contra Costa County's tobacco product control ordinance.  Potentially hazardous food must be kept at an internal temperature below 40°F or above 140°F. Hot foods that fall below 140°F must be reheated to at least 165°F.  Gloves are to be used when either hand comes into contact with food such as when cutting food. Gloves do not need to be used when serving food with a utensil so there is no hand contact.  Each serving bowl on the table must have a separate serving utensil.  Leftovers may not be sent home with children, staff, or adults - due to the hazards of bacterial growth.  Employees may not have their own food such as sandwiches, (coffee, soda, chips or candy in front of children.  To help maintain kitchen sanitation, all non-kitchen staff shall not enter the kitchen except as required for work duties. 2. Policies for Food Sanitation / Safety i. Mealtime Sanitation Procedures  Before and after each meal time, tables must be cleaned with the registered disinfectant/cleaner approved for food prep surfaces o Children should not return to the table with books, toys, etc. until after the table has been cleaned and sanitized.  Teachers and children must wash hands before setting table or sitting down at table.  The assigned staff must take temperatures of foods before serving, and food must be warmed up to 165F if temperature falls below 140F.  Serving temperature and the time when temperature was taken must be recorded on transport sheet. 2019-21 Policies and Procedures Section 2: Program Operations 145 2019-21 Policies and Procedures Section 2 – Program Operations ii. Food Utensils, Dishes and Food Containers  Each center must ensure that all serving bowls and other tableware items have been properly sanitized before each use.  All dishes, utensils, and food containers are the property of Contra Costa County Community Services Bureau, and should not be taken off the premises.  All food and utensils must be kept in their proper storage cabinet.  Non-perishable food and food-related products must be stored at least six inches off the ground at all times. iii. Refrigerators Thermometers inside freezers and refrigerators must be checked daily. It is the Site Supervisor’s responsibility to:  Monitor the daily temperature check and keep the Refrigerator/Freezer Log (CSB455) accessible.  Order a new thermometer when needed.  Ensure that refrigerator is cleared of perishable food items and is cleaned and sanitized on the last day of the week.  Ensure that staff food is stored only in produce drawers labeled "Staff Food" in CACFP refrigerators.  No open containers are allowed in the produce drawers.  Stored containers must not have any exposed straw or spout iv. Food storage Leftover fruit (except for bananas) and bread shall be stored in the refrigerator for later use and bread in the freezer for later use.  Leftover milk and cold foods shall be rotated so they do not become outdated. o Use FIFO (First In, First Out) method  Milk that has been poured into small containers should not be poured back into the milk carton.  All foods shall be marked with their date of delivery.  Opened food that must be stored shall be labeled with name and date of opening.  All containers shall be labeled with name of food and date when packed. v. Disposal of Leftover Food Serious health problems can be caused by leftovers that are held too long at an improper temperature. Teaching staff is required to dispose of all un-served cooked foods. At the end of each meal they are thrown into the garbage can.  Food may not be kept after it has been put on the table for children.  Leftover (un-served) food can never be taken home.  Leftover fresh fruits, vegetables, cereals, breads and milk should be stored properly and used 2019-21 Policies and Procedures Section 2: Program Operations 146 2019-21 Policies and Procedures Section 2 – Program Operations for snacks or breakfast. Unsafe perishables shall be disposed of daily.  The central kitchen will create a sample lunch plate and hold it for seven days. This food will be used for analysis in the event of a food-borne illness outbreak. Y. Procedures for Using Transport Units Food cambros are insulated to help maintain the temperature of hot food or cold food. Cambros and containers shall be washed and sanitized daily.  Cambros shall not be stacked more than four high.  Broken cambros shall not be used to transport foods.  Cambros and containers are opened just before serving food.  All food containers shall be rinsed before being returned to central kitchen.  Food shall not be left at room temperature in an open cambro. Z. Food for Infants 1. General Description  Infants from birth through 11 months participating in the program will be offered an infant meal. Under the infant meal pattern, infant formula is a required component and, as such, must always be offered unless the infant’s mother provides breast milk. CSB encourages breast- feeding. Infants and mothers benefit when infants are breastfed. Facilities are available for mothers to comfortably and discreetly breastfeed infants. Alternatively, staff can feed infants expressed breast milk left by their mothers.  The decision regarding which infant formula to feed a baby should be made jointly by the infant’s doctor and parents. CSB provides one house formula: Enfamil Infant. Any parent who wishes to decline this formula must document this declination using the form “Parent’s Form for Declining a Provider’s Formula” (See Form CSB404). Such parents will furnish a formula which meets the CACFP requirements for iron fortification and nutritional content, unless the doctor has prescribed a special formula. If the doctor-prescribed formula does not meet the CACFP requirements, parent and MD will need to complete a medical statement in addition to the declination form (CSB404).  Infants are to be held while being fed, and must never be laid down to sleep with a bottle.  An infant’s developmental readiness is assessed to determine the foods to be provided, the texture of the foods, and the feeding styles to use. For complete guidelines, refer to the training manual Feeding Infants: A Guide for Use in the Child Nutrition Programs. 2. Feeding Infants:  The introduction of solid foods is usually started around six months of age, depending upon each infant’s nutritional and developmental needs. The decision to introduce solid foods should always be made in consultation with the parents. New foods are introduced one at a time, up toone week apart to make it easier to identify food allergies or intolerances. Infants will be offered single-ingredient commercial baby food when appropriate.  As infants grow older, they may prefer to hold their own bottles, and may do so while being held in an adult’s arms or lap. 2019-21 Policies and Procedures Section 2: Program Operations 147 2019-21 Policies and Procedures Section 2 – Program Operations  Dental problems, such as tooth decay, may result from children using bottles as pacifiers. For this reason, children are not allowed to carry bottles.  Cereal or any other solid food may not be served from a bottle. A spoon is to be used instead. Baby food shall not be served from jars. Before feeding, the approximate amount of food that infant might consume shall be taken from the jar and placed into a small dish. Solid foods must not be put in bottles. Babies fed such food in a bottle can choke and may not learn to eat foods properly.  Any parent who chooses to decline the center's offered food and instead furnishes one or more food items that meet Child Nutrition Program (CNP) nutritional content requirements, must document this declination using the Parent’s Form for Declining a Center's Food For Infants, (Form CSB405) unless the doctor has prescribed special food. Any food items provided by the parent must be in compliance with local health codes, Head Start Performance Standards and CACFP regulations. If the doctor’s prescribed food item(s) does not meet the CNP requirements, the doctor will need to complete the Physician's Letter for Declining a Center's Food (CSB405a), return the original to the Nutrition Office, and retain a copy in the child’s file. 3. Food to Avoid with Infants: Infants are at risk of choking on food due to their poor chewing and swallowing abilities. For a complete list of foods to avoid for infants and toddlers, please refer to the training manual, “Feeding Infants: A Guide for Use in Child Nutrition Programs.” AA. Food for Toddlers Toddlers will be served food from the regular Child Nutrition Toddler menu. Foods should be served family style and prepared so they are easy to eat (small pieces, or thin slices, no bones). BB. Potlucks Potlucks have historically been an integral part of CSB. They have provided parents with opportunities to share part of their family traditions, culture, personal interests, and strengths with other parents and staff in an economic and enriching manner. As the program has grown, concerns have been raised in relation to sanitation, safety, and nutrition. This is partly due to the common practice in our community of celebrations being built around a shared food experience, often with participants bringing their choice of food.  Potlucks are discouraged during class hours as the children have their planned menus.  If a potluck is held during a classroom event, it shall be held in a separate room such as a teacher’s lounge or conference room. If a separate room is not available, potlucks shall be held after class hours.  If a potluck is held during a classroom event, enrolled children will first be served the food provided by Child Nutrition Services.  Parents may prepare a plate of potluck food for their own children only, and enrolled children may not be served the food in lieu of the food provided by the program.  If after hours, parents may serve their children alternate food from whatever source they choose at that time.  Parents who choose to contribute food should be encouraged to bring foods that are 2019-21 Policies and Procedures Section 2: Program Operations 148 2019-21 Policies and Procedures Section 2 – Program Operations economical, healthy, and prepared in sanitary conditions. See section CC below for restrictions and suggested healthy alternatives.  The food may be either homemade or purchased.  Cultural foods are encouraged. CC. Food for Children, Parent, Staff Meetings and Events In March 1993, in an effort to reduce chronic disease, the Board of Supervisors adopted the Contra Costa County Food Policy developed by the Contra Costa County Food and Nutrition Policy Consortium, of which CSB is a member. The policy states that food provided at staff meetings, parties and other types of County social events should include choices that meet U.S. Dietary Guidelines. All foods served to people or provided through food assistance programs should reflect current standards of good nutrition. In 2012, the Board of Supervisors and the Policy Council approved a Healthy Food & Beverage Policy. This policy states that Community Services Bureau recognizes frequent consumption of non-nutritious foods and beverages as a significant risk to the health of the children being served, and is taking a preventive approach. The role of CSB in serving families includes consistently modeling the behavior we wish to encourage. Therefore, at all CSB meetings, events, activities, or celebrations which include children:  Sugar (or corn syrup) sweetened beverages and 100% fruit juice will not be served  Caffeinated drinks, including teas, will not be served  Foods containing large amounts of sugar and/or solid fats (candy, donuts, cakes, cookies, chips, etc.) will not be served Instead, CSB will provide or require healthy alternatives such as:  Unsweetened carbonated water (flavored or unflavored)  Water, perhaps flavored with a slice of lemon or other fresh fruit (and preferably served in non- plastic containers)  Non-fat or 1% milk (plain)  Coffee and/or tea (for adults)  Fresh fruit  Whole-grain snacks (crackers, etc.)  Raw vegetables and dipping sauce At all facilities directly operated by CSB, the CSB Healthy Food and Beverage policy will be implemented for any meal or special event that includes children. DD. Nutrition Services  The Nutrition Office works with staff, professionals and parents to meet the nutritional needs of children with disabilities, and to help prevent disabilities that have a nutrition-related basis  The Comprehensive Services Health, Disabilities and Mental Health Managers work with the 2019-21 Policies and Procedures Section 2: Program Operations 149 2019-21 Policies and Procedures Section 2 – Program Operations Nutrition Manager to ensure that provisions to meet special needs are incorporated into the nutrition program.  Appropriate professionals shall be consulted when determining ways to assist Head Start staff and parents with regard to children who have severe disabilities and/or problems with eating. The Nutrition Manager will plan and implement activities to help children with disabilities participate at mealtime, and to help prevent nutrition-related disabilities. EE. Food Defense Security measures in the central kitchen area will be followed by limiting access to the food production area and storage area to authorized personnel only. When not in use:  Freezers shall be kept locked.  Walk in refrigerators shall be kept locked.  Storage room shall be kept locked.  Access to ice machine shall be controlled.  Food shipments shall be accepted only if products are secured and sealed.  Incoming food shipments shall be examined for potential tampering. PART V. FAMILY & COMMUNITY ENGAGEMENT PROGRAM SERVICES SUBPART I. Strength Building-Family Partnership Agreement A. Purpose Parent and family engagement in Head Start/Early Head Start (HS/EHS) is about building relationships with families that support family well-being, strong relationships between parents and their children, and ongoing learning and development for both parents and children. The partnership between parents and HS/EHS staff is fundamental to children's current and future success and their readiness to school. At CSB, parents and family engagement activities are grounded in positive, ongoing, and goal-oriented relationships with families. The Strength Building-Family Partnership Agreement process begins at the first point of contact with the families. This may occur through a phone call to the enrollment line, an intake appointment, an enrollment clinic or a walk-in at one of our centers. Upon enrollment staff and families build ongoing, respectful, and goal oriented relationships. As needed, the staff is ready to link families with community resources and referrals to promote progress on family and child development goals. The Strength Building-Family Partnership Agreement is further strengthened by parents completing the Parent Volunteer Survey, Parent Interest Survey, and engaging in the day to day program activities for families and children. 2019-21 Policies and Procedures Section 2: Program Operations 150 2019-21 Policies and Procedures Section 2 – Program Operations B. Building Strength Building-Family Partnership Agreement (SB-FPA) The SB-FPA aligns with the HS Parent and Community Engagement Framework and family outcomes. Through the SB-FPA, families work with staff to identify and achieve their goals and aspirations. The SB- FPA is a strength-based practice and is completed twice each program year. In both cases, parents and co-parents are encouraged to participate based on their readiness/willingness. The Strength Building-Family Partnership Agreement has three layers of engagement:  Strength Building Family assessment  Family Goal Setting  Referral and Resources 1. Family Assessment Through the family assessment process, families meet with staff to share their unique strengths, inspirations, goals and challenges. They also discuss various dimensions of the HS/EHS Parent Family Community Engagement (PFCE) Framework:  Family’s well-being (Parent/family Health and safety, financial security, Shelter)  Positive Parent Relationships (Parents developing warm relationships that nurture their child’s learning and development).  Family as a Lifelong Educator (Parent as the first teacher, participates and support their children learning, partner with school teachers and community).  Family as Learners (Parents advance their own learning through educations, training, to support parenting, career and life goals).  Family Engagement in Transitions (Parents support children learning and development as they transition to new learning environments such as EHS to HS or HS to Kinder and Elementary School).  Family Connections to Peer and Community (Parent is connected with peers to build networks that are supportive and educational to enhance social well-being and community life).  Family as Advocates and Leaders (Parent participates in leadership development at site level, community or state level to improve advocate for high quality children’ learning experiences). The key points of this conversation are objectively documented in CLOUDS using the Family Partnership Assessment Indicators, Comprehensive Services staff will assign one of the indicators to the dimension (T: thriving, S: stable, or IN: in-crisis). 2. Goal Setting Based on the information gathered through the Strength Building-Family Partnership Agreement- Assessment, and based on what families consider it is important to them, the staff encourages and assists parents in setting personal or family oriented goals. If the family has a pre-existing goal, CSB staff will support the family as requested. Through the goal setting, families are educated on setting SMART goals 2019-21 Policies and Procedures Section 2: Program Operations 151 2019-21 Policies and Procedures Section 2 – Program Operations and planning the steps and support needed to achieve their aspirations. The family-goals are documented in CLOUDS-Family Goals, using the family’s own words. (Family SMART Goal are: Specific, Measurable, Achievable, Realistic/relevant, and Timely) 3. Accessing Resources and Services Upon identification of the family SMART goal, the family defines achievable short steps, identifies resources/referrals they might need to successfully reach those goals, and commits to its completion. Staff assistance and support, nurture the family as they go through this process, building their knowledge and confidence accessing community resources. Referrals and Services are documented in CLOUDS Referral/Services tab. 4. CSB Strength Building-Family Partnership Agreement Process The initial SB-FPA is completed within 60 days of family enrollment; the second one is a follow-up of the initial SB-FPA and is completed 30 days prior to the end of their program year. This applies to Part day/Part Year Programs and Full Day/Full Year Programs. The SB-FPA is a fluid process, depending on individual family's circumstances; staff will support their interest and needs regularly. i. Within 60 days of Enrollment Comprehensive Services Clerks are responsible for the following:  Completing family Assessment: o Meet with parents to complete the first SB-FPA as early in enrollment as possible. Document family strengths and areas in need of further information/referral in the CLOUDS system. Use key-words to describe and validate the selected indicator under each of the eight sections. o Avoid keeping assessments as new or in progress. o Families may decline the completion of the SB-FPA, if this happens, staff documents parent "declined" in CLOUDS SB-FPA Form.  Completing Goal Setting: o Assist family on setting personal or family oriented goals to be completed within the program year, to describe what step will be taken to complete the desired goal, what support will be needed and when the goal will be achieved. Educate family in using the SMART Goal format and encourage to write them in their own words. (Specific, Measurable, Achievable, Relevant and Timely). If a family doesn't identify specific family goals, suggest the family develop a goal that supports their child’s educational goal or development. (Staff can refer families to their parent-teacher conference goals if needed).  Document family goal in CLOUDS by indicating: o Goal category based on PFCE frame work. o Goal description, enter the family's own words. Include pre-existing goals if 2019-21 Policies and Procedures Section 2: Program Operations 152 2019-21 Policies and Procedures Section 2 – Program Operations applicable. o Goal steps, what is needed to achieve the goal(s) including a back plan. (The parent's responsibility for the action) o Goal support, what will be done by other than the parent to assist in achieving the goal. (Staff/other commitment to the action) o Expected completion date. (Within the program year) o Goal follow up, provide immediate support/resource and referrals to families that identified themselves as "in need" or requested additional information. All actions, resources, referrals and results of follow-ups are documented in under Goal Follow- up and in the Resources Referral Section in CLOUDS.  Entering Referral and Services: o Families are provided with resources as requested or if staff consider the family will benefit from a community resource. Referral and Services are documented in CLOUDS. As needed families are contacted to determine if resources or referrals were appropriate and adequate for the family. o Document contact on Family Referrals and Services-Notifications in CLOUDS (enter dates and CS staff initials) indicating if the resource(s) met the family’s needs and if the family was satisfied with the referral/resource. Resources and referral status in CLOUDS need to be marked as "Completed" by the end of the program year. Avoid leaving pending referrals, as in progress or new. ii. By January  Mid-year Goal follow-up. All family goals must be followed and documented in CLOUDS family goals section. iii. 30 days before the end of the Program Year (Part Day Programs and Full Day Programs) Comprehensive Services Clerks are responsible for the following:  Complete the second SB-FPA, by reviewing the initial SB-FPA with parents. Staff communicates with families to discuss and document the second assessment in CLOUDS  Follow on family goal progress. All family goals need to be closed at this time. Staff document on CLOUDS, the status of goal completion (Accomplished, Not accomplished). If any barriers were impeding the goal completion, staff document the goal status as “Not Achieved” and enter comments explaining the barriers under "End of the Year Comments" section of Goal in CLOUDS. Avoid leaving goals in progress or as new.  As needed assist families in utilizing provided resources/referrals immediately, especially for families identified as in need.  As needed contact families to determine if resources or referrals were appropriate and adequate for the family. Document notes in CLOUDS under Referral and Resources and Services-Notifications. At the end of the program year, all referral and resources status in CLOUDS need to be marked as "Complete", avoid leaving pending referrals as "In progress" or as "New". iv. On an Ongoing Basis: 2019-21 Policies and Procedures Section 2: Program Operations 153 2019-21 Policies and Procedures Section 2 – Program Operations Site Supervisors are responsible for the following:  Review individual SB-FPA’s and Family Goals for their sites.  Review CLOUDS custom report for Family Performance and Outcome by Measure by selecting your site.  Maintain communication with CS Staff, especially for families they might consider themselves as in need.  Should the family situation change and site staff is aware, notify comprehensive services staff to update Strength Building-Family Partnership Agreement assessment if needed, and provide support or resources as needed.  As applicable, provide Comprehensive Services staff with updates to Referrals and Services as parents inform so that CLOUDS is maintained accurate and support is provided as needed. Comprehensive Services Assistant Managers are responsible for the following:  Monitor the completion and accuracy of SB-FPA data entry in CLOUDS.  Following through CLOUDS reports to ensure family's referral and services are properly followed up and resources, referrals are in place.  End of year SB-FPA reached closure. All assessments completed, all goals completed (achieve or not achieved or declined), all referral and services (Completed).  Ensure that adequate follow-up and resources were provided promptly by CS Staff.  Provide support and assistance to Site Supervisors and CS Clerk in obtaining resources if requested.  Provide support and assistance to the family when needed.  Hold Family Meeting for referrals that require multiple steps and planning.  Hold Family Meeting to comprehensively support families who requested additional assistance or identify themselves as been vulnerable or in need.  Work with Comprehensive Services Clerks to strategize timely completion of SB-FPAs. Comprehensive Services Clerks:  Build positive goal oriented relationships with the families as early in enrollment as possible.  Complete Family Assessment, Goal setting, Referral and Resources. • Complete initial SB-FPA within 60 days of enrollment. • Complete end of the program year SB-FPAs 30 days before the end of the program year, review goal achievements, and request family feedback about community resources provided. If the family has not achieved their goal from the previous year and would like to continue working towards the same goal, staff may open a new goal format in CLOUDS and enter the same goal for the following year.  Maintain open communication with families and follow on their goal process. As needed provides support.  Partner with families to educate, support and build skills in accessing community resources and referral. If families identify themselves as in need, a week follow up is required to review if families accessed the community resources provided.  Document all entries and follow up in CLOUDS data system. 2019-21 Policies and Procedures Section 2: Program Operations 154 2019-21 Policies and Procedures Section 2 – Program Operations 5. Desired Outcomes of Family Partnership Process  Families achieve an enhanced quality of life by engaging in a Strength Building-Family Partnership Agreement. Families are provided community resources such as adult education classes, financial literacy assistance programs, employment counseling, school lunch programs, health resources, and other community services. Such efforts are coordinated with the Comprehensive Services staff via the Strength Building-Family Partnership Agreement process and through on-going interactions with site or comprehensive services staff at the parent’s discretion and need. By assisting families to identify their own supports and strengths, development of skills, tools, and resources, families can use this process to further develop their goals for their families beyond Head Start.  Families feel empowered and have gained life skills to be self-reliant by learning about and accessing community resources to support their family.  Families’ attainment of goals will be identified.  Families attain and accomplish pre-existing goals if identified. The Comprehensive Services staff provides guidance, support, and resources to the family, moving them toward successful completion of their family goal(s) and aspirations. Documentation of support can be found in CLOUDS, Strength Building-Family Partnership Agreement, Family Goal, Referrals and Services, and the Family Case History. When the family does not meet the timeline to accomplish their Family Goal, the Comprehensive Services staff will provide additional support and guidance, by reviewing/discussing all obstacles which prevented the family from meeting the time line. Families have a choice to continue moving toward meeting their goal(s) or establishing a new goal. If a family chooses to set a new goal, Comprehensive Services staff will assist the family in identifying an area to set a goal, and follow the goal setting procedures as listed under Goal Setting. Comprehensive Services staff will provide support and resources for the family to work towards achieving the newly identified goal. Families may refuse to participate in the assessment, goal development or resources/referrals services. Staff document their attempts at explaining the benefits of the process, and note on CLOUDS that parent refused. 6. Parent Volunteer Survey During the enrollment appointment, Comprehensive Services staff asks parents to complete a Volunteer Survey (See Form CSB300). This survey includes ways for parents to be engaged at the site level such as: helping in the classroom, preparing materials, and sharing their talents. It also offers opportunities to volunteer on a larger scale such as the Policy Council, Health & Nutrition Services Advisory Committee, , and Interview Panels. The following is the protocol for implementation and completion of the Volunteer Surveys: i. Upon Enrollment CS Clerks are responsible for:  Educating parent about CSB volunteer opportunities and encouraging parents to complete the 2019-21 Policies and Procedures Section 2: Program Operations 155 2019-21 Policies and Procedures Section 2 – Program Operations CSB300 Volunteer Survey Form.  Collecting completed forms and tallying a list of volunteers by site.  Inputting names of parents indicating interest in an Advisory Committee (Policy Council, Health & Nutrition Services, Interview Panel, etc.) into the Volunteers for Advisory Committees folder on the Shared drive. ii. By September 30th Site Supervisors are responsible for:  Compiling a list of site volunteers from Volunteer Survey results.  Utilizing the list of volunteers when needed for parent meetings. Comprehensive Services Assistant Managers are responsible for:  Working with Comprehensive Services Clerks to ensure Parent Interest Survey and Volunteer Survey are completed within the timeline with the parents. iii. Ongoing  Should parents indicate interest in volunteering at a later date, they can inform site staff or CS staff about volunteer opportunities. (Volunteer Interest Survey is used upon enrollment as a means to discuss various engagement opportunities; however, families can participate in a volunteer activity at any point of enrollment). 7. Parent Interest Survey The Parent Interest Survey is aligned with the Head Start Program Performance Standard (HSPPS) and the Parent Family and Community Engagement Family Outcomes. Parents complete this survey upon enrollment; results from the survey allow staff to identify the top topics of parents’ interests to provide training at parent meetings or to provide family resources. The list of the top ten results is kept in the Parent Committee Meeting and Policy Council binder. Family resources are shared via written materials, newsletter articles, speakers, and other forms of media. The categories for topics include:  Health/safety  Nutrition  Mental health  Child development/transitions/  Parenting/child-parent relationships  Literacy /adult education  Employment /job training/asset building  Connecting to community resources, leadership/advocacy The following is the protocol for implementation, timeline, distribution, and follow up for the Parent Interest Survey (See Form CSB300):  Upon enrollment Comprehensive Services Clerks are responsible for the following: 2019-21 Policies and Procedures Section 2: Program Operations 156 2019-21 Policies and Procedures Section 2 – Program Operations o Completing the surveys with Parent after introducing the purpose of its completion. o Entering data in the Survey Monkey for a tally of completed surveys. o Collecting Survey Monkey tallies from PFCE staff and providing sites with completed CSB304 Forms Parent Meeting Training Schedule top ten interests.  By October/November of each year Site Supervisors are responsible for the following: o Present the top ten parent interest results at next scheduled parent meeting. o Work with parents to develop a calendar/schedule for topic presentations. o Request support from Comprehensive Services as needed in obtaining or identifying speakers. Based on the results of the Survey and Performance Standard requirements, parent education workshops are planned by Site Supervisors/Head Teachers, and Comprehensive Services team members throughout the school year. C. Accessing Community Services and Resources In order to best support and provide needed resources and referrals to registered families, CSB collaborates with members of the community agencies that are a part of our Health-Nutrition Advisory Committee. Community agencies support our work in the areas of health, behavioral health, nutrition support, education programs, disabilities/services agencies, social services, local Food Banks, financial literacy education, asset development programs, and domestic violence prevention programs and substance abuse prevention/intervention. D. Supporting Families in Crisis-(Emergency and Crisis assistance) When a family experiences a crisis, the stress disrupts the family's usual pattern of functioning and family well-being. Families sometimes find that their usual ways of coping or problem solving do not work; as a result, they feel vulnerable, anxious, and overwhelmed. Sensitivity, empathy, and care are taken to assess the nature and scope of the crisis in order to work with the family to discuss the level of support that is adequate yet comfortable for the family. The role of Head Start staff is to recognize and assess the crisis situation, listen mindfully, provide assurance, and help the family use specialized resources in the broader community. Whether staff provide the needed assistance or intervention or refer families to community resources, they are key sources of support to the family.  In an event of a crisis, the Site Supervisors and Comprehensive Services staff assigned to each site should always be the first contact.  Comprehensive Services and site staff will conduct a comprehensive review of the immediate crisis that the family has.  Consult the Service Area Manager(s) most connected to the crisis as needed for case review assessment and ensure comprehensive services support has been considered, and track crisis until stabilized.  As needed, contact the Mental Health unit for support. Report the situation and advise of the potential need for crisis intervention or consultation.  The Parent, Family and Community Engagement Manager should also be notified regardless of 2019-21 Policies and Procedures Section 2: Program Operations 157 2019-21 Policies and Procedures Section 2 – Program Operations the crisis area.  Comprehensive Services Assistant Manager supporting the site creates, reviews and updates documentation of events in CLOUDS. E. Accessing Mental Health Services: Prevention Identification, Intervention, Program for Families CSB supports the social-emotional health and well-being of both the child and the family. Opportunities for parents are provided to discuss concerns regarding their child or family and seek/assess support/treatment options with CSB mental health unit clinicians. Goals of the mental health prevention program are to:  Improve self-concept  Build positive goal-oriented relationships  Develop coping skills for problem-solving  Manage stress effectively Family Meetings are offered to families as needed to identify and address child or family issues so that Comprehensive Services staff can provide information or additional resources to the family. Staff can assist families in obtaining appropriate referrals to address individualized family needs or concerns. Child Abuse Prevention training for parents is scheduled annually at the site level during parent meetings. Additional resources are available to site and parents upon request. F. Family Resources 1. Resource Guides: Several community resource guides are used by Comprehensive Services staff, and many are posted on Parent Boards including:  “Surviving Parenthood,” published by the Child Abuse Prevention Council 925-798-0546 or access the link: https://www.capc-coco.org/  “Resources Guides” published by Contra Costa Crisis Center (Toll-Free 800-830-5380 or 925-939- 1916, and Crisis line 800-833-2900 or http://cccc.bowmansystems.com./) and the guide provides an at a glance perspective of what resources are available to assist with families' basic needs. It is easy to reproduce, is available in English and Spanish, and is published for East, Central, and West Contra Costa County.  CSB Friday Flyer: A source of county wide community resources/events, that are distributed twice a month to all CSB staff, in an effort to support their work linking families with valuable community resources. The Friday Flyer is distributed in English/Spanish and contains up to date information regarding county wide training and job opportunities, community events such family recreational activities, as well a variety of community learning opportunities. Other community resources list that are frequently distributed to CSB staff and parents include:  One Stop Career Center monthly calendars 2019-21 Policies and Procedures Section 2: Program Operations 158 2019-21 Policies and Procedures Section 2 – Program Operations  First 5 Center monthly calendars  Local Library calendars  Latina Center calendars  Spark Point calendars  Family Law workshops 2. Internet Database For individualized resources customized to fit particular needs, Comprehensive Services staff and other staff can access 211 Online Database via the Internet at www.crisis-center.org. This up-to-date system allows staff to search for resources by name, need, and geographical area. It has the capability of translating the resource information into 12 different languages and has a map feature allowing the user to create a map to and from the resource location. Parents are encouraged to use this resource from CSB computers, or if available, from their personal computer. 3. Other Methods of Access Parents are also given access to information about community services by posting information on parent bulletin boards at sites and Wellness Center Displays in the classrooms. Additionally parents receive, educational booklets, pamphlets, CSB Family newsletters, flyers of program events during parent orientation and/or other parent meetings/trainings. 4. Site Based Resources and Referrals Each Site Supervisor must make available the Resource Guides for the appropriate region of the county to assist families in accessing frequently used or needed resources. Copies of these Resource Guides should be posted on the Site Parent Board and also be distributed to each family so that it is easily accessible should they need it at a later time. Additional copies for photocopying and updated versions can be found at 211 Contra Costa: http://cccc.bowmansystems.com./ Resource boxes are also available at each site with additional resources and handouts that relate to topics from the Parent Interest Surveys. Each site has a Wellness Center (self-help) that will assist those families that don’t ask for resources directly. The Wellness Centers contain information in the areas of: CSB’s health, disabilities, nutrition, mental health, parent/family involvement, among other flyers. The Site Supervisors update the wellness centers quarterly basis. G. Services to Pregnant Women Enrolled in the Program Staff engages enrolled pregnant women and other relevant family members such as fathers, in family partnership services focused on factors that influence prenatal and postpartum maternal and infant health. Staff provides support throughout the transition process with program options and transition to program enrollment, as appropriate. The Strength Building-Family Partnership Agreements will address:  Early and continuing risk assessments, which include assessment for nutritional status as well as nutrition counseling and food assistance, if necessary.  Health/oral promotion and treatment, including medical and dental exams, on a schedule 2019-21 Policies and Procedures Section 2: Program Operations 159 2019-21 Policies and Procedures Section 2 – Program Operations deemed appropriate by attending health care providers as early in the pregnancy as possible.  Mental health interventions and follow-up, including substance abuse prevention and treatment services as needed.  Pre-natal education on fetal development, labor and delivery, and postpartum recovery  Benefits of breastfeeding and accommodation of breastfeeding in the program.  Health staff will visit the newborn within two weeks after birth to ensure the well-being of both mother and child. SUBPART II. Parent Engagement A. General Description Parents are the first and most important educators of their child. Parent Engagement in CSB is integrated into the classroom and in the administration, by then, it is imperative that the parents become engaged in their children educational program, and in all aspects of the program. Parents are encouraged to participate in policy-making groups at the center, agency, and grantee levels. Participation of parents is voluntary and is not required as a condition of the child’s enrollment. Four ways have been designed to provide the parents and/or families of the program to actively participate in the following:  Engage in the decision-making process  Engage as paid employees  Engage as volunteers  Engage as observers in their child’s classroom Families can also expect to be offered the opportunity to be engaged in the program as equal partners in their child’s education, learning, and development in these ways and more:  Participates in the Home Visit  Attend an orientation to the program and the classroom  Attend two Parent/Teacher conferences per year  Attend Parent Meetings and parent trainings  Participate as a volunteer, staff, or observer  Participate in the Male Involvement and Engagement Program  Participate in Policy Council and other advisory bodies  Participate in the Strength Building-Family Partnership Agreement B. Engagement in the Decision-Making Process Participation in the process of making decisions about the nature and operation of the programs (as well as decision-making in the Contra Costa County Community Services Bureau Grantee-Operated Program and the Policy Council) occurs on two levels, Site Parent Committee and Policy Council: 1. Site Parent Committee Meetings: comprised exclusively of the parents of children currently enrolled at each center or within a program option such as the Home-based option. The Site Parent Committee carries out at a minimum, the following responsibilities: 2019-21 Policies and Procedures Section 2: Program Operations 160 2019-21 Policies and Procedures Section 2 – Program Operations  Collaborates with staff in developing and implementing local program policies, events, and services (including but not limited to classroom curriculum and activities, and center-wide activities).  Plan, conduct, and participate in informal as well as formal programs and activities for parents and staff (including but not limited to parent training, special events, and parent/child activities).  Within the guidelines established by the governing body, Policy Council, or Policy Committee, participate in the recruitment and screening of Early Head Start and Head Start employees. The following is the staff protocol for implementation of parent meetings as family engagement:  In September Comprehensive Services Clerks, Comprehensive Services Assistant Managers and CS Managers provide support at 1st parent meeting to establish Policy Council representative and Parent Committee officers.  As needed Comprehensive Services staff assists in providing resources for speakers at Parent Meeting upon request by Site Supervisor.  Monthly one week before meeting, Site Parent Meeting Chair: o Announces upcoming meeting o Prepares agenda, make copies, prepare minutes o Copies minutes from prior month o Copies PC minutes to share with parents o Posts agenda on Parent Board o Secures training/guest speakers (with Site Supervisor assistance)  Monthly Site Supervisor (with the support of Comprehensive Services staff as needed): o Supports Site Parent Committee Meeting Chair with monthly duties assigned. o Provides support for translation of minutes/agendas if needed. o Provides staff report for meeting. o Ensures parent committee meeting binder is current for the school year with training tally, training evaluations, meeting agendas, meeting minutes, sign-in sheets and copies of handouts given to parents. o Attends Parent Meeting or provide staff support to parent officers.  Within school year Site Supervisor (with the support of Comprehensive Services staff as needed) ensures that required trainings are provided at the site, including: o Pedestrian Safety (By September 30th) o Child Abuse Prevention (By April 30th) o Kindergarten Transition (January to May depending on school district) 2. Policy Council The Policy Council operates in under Internal Operational Procedures of the County Board of Supervisors, 2019-21 Policies and Procedures Section 2: Program Operations 161 2019-21 Policies and Procedures Section 2 – Program Operations the Brown Act, Simplified Roberts Rules of Order, Head Start Program Performance Standards (HSPPS), and Better Governance Ordinance. The Policy Council By-Laws, which are reviewed and approved annually by the PC, contains detailed information including but not limited to the following:  Purpose of the Policy Council and composition information  Procedures for handling business  Duties and Responsibilities of members  Membership and Meeting information  Standards of Conduct requirements For more information regarding the roles and responsibilities of the Policy Council, refer to the Program Governance under Section 1 of the Policies and Procedures. The following is the staff protocol for implementation of the Policy Council as an opportunity for Parent Engagement: i. Site Supervisors with the support of designated Comprehensive Services staff is responsible for the following:  September: o Attend 1st Parent Meeting at each site where there is Head Start or Early Head Start enrolled families as assigned. o Assist in establishing site officers and Policy Council Rep(s). Refer to Initial Parent Meeting-Election Packet that outline general duties of policy council representatives: • Initial Parent Meeting-Election CSB 330 • Initial Parent Meeting-Election Agenda CSB 330A • Initial Parent Meeting-Lection Minutes CSB 330B • Parent Committee HS Requirements CSB 330C • Functions of the Parent Committee Officer CSB 330D • Policy Council Representative Overview CSB 330E • Policy Council Representative Information CSB330F • Roster of Parent Committee -Policy Council Officers CSB 330G • Provide new Policy Council representative with Policy Council Representative Changes (CSB-330F) form to complete and forward to Policy Council Staff and CC PC Manager ii. Site Policy Council Representative with the support of site staff:  Monthly: o Ensures posting of upcoming Policy Council Agenda on Parent Board before the Policy Council meeting. o File Policy Council Agendas in site Parent Meeting Binder. o Prepare monthly Site Report to present to the Policy Council. o Share and distribute flyers and information received at the Policy Council Meeting to parents at the monthly site committee meeting. o Attend Policy Council meeting and take back information and resources to the next Parent meeting at their site. 2019-21 Policies and Procedures Section 2: Program Operations 162 2019-21 Policies and Procedures Section 2 – Program Operations iii. Site Supervisor:  Monthly-week of PC: o Confirm representation for the site. If rep(s) cannot attend, secure an alternate. o West Co. sites only: Confirm if Policy Council rep(s) needs transportation and inform PFCE staff to arrange transportation for the respective month. o Facilitate election of new Policy Council representative if replacement is needed.  As needed: o If the elected Policy Council Representative is unable to fulfill his/her duties, he or she submits a letter of resignation to site or comprehensive services staff to be forwarded to the clerk or manager of PC. o Site conducts an election for replacement Policy Council representative at the next Parent Committee meeting. o Provide new Policy Council representative with Policy Council Representative Information (CSB-330F) form to complete and forward to the clerk of the Policy Council. iv. Comprehensive Services Manager Assigned to Policy Council:  Monthly-after PC: o Provide Policy Council meeting minutes to sites for Policy Council representative to report at next parent committee meeting. o Post minutes and agenda on EHSD, CSB and Contra Costa County public websites, in both English and Spanish. C. Parent Engagement in the Classroom as Paid Employees, Volunteers, or Observers 1. As Paid Employees: Contra Costa County CSB defines “paid employees” as currently-enrolled parents who have qualified for an employee position. Preference will be given to parents of children formerly or currently enrolled in CSB’s programs. Parents who become paid employees of Contra Costa County may not participate on the Policy Council. 2. As Volunteers: To be considered for volunteering, a currently enrolled parent must comply with CSB and Licensing requirements, take part in an orientation about the program and the specific aspects of being a volunteer. Parents and family members are encouraged to participate in the classroom as frequently as their schedule permits. Please refer to the Volunteer Policy under Human Resources of the Policies and Procedures for more information on CSB Volunteer Policy. If parents are unable to volunteer at the center, the following home activities are suggested:  Assisting the children extend their experience in the classroom  Assisting the children to use materials in different ways, providing children with appropriate work and strategies to help them solve problems 2019-21 Policies and Procedures Section 2: Program Operations 163 2019-21 Policies and Procedures Section 2 – Program Operations  Encouraging children to communicate with one another so that they can help themselves work out problems and explore alternatives  Organizing, fixing, making toys or sewing/repair of dramatic play clothes  Participating in story-telling activities with children  Making observations of their child  Making flannel board stories  Going to the library to check out books for the classroom  Translating written materials 3. As Observers: Parents of currently enrolled children may observe in their child's classroom or during the Home-based socialization time at any point during program operations. Depending on circumstances, other observers and professionals will need to obtain permission from the Site Supervisor/Early Childhood Home Educator and or parental consent release for observations by indicating the purpose of the visit, and how long they plan to visit. Parents and other family members have a responsibility to treat staff and other program participants with courtesy. Aggressive or abusive actions towards any staff members, parent, or another child by a parent is unacceptable and may result in the parent being barred from the center grounds and or a child/family being withdrawn from the program. If this should occur, CSB will work with the parent to provide resources for alternative placement. 4. Male Involvement Program: CSB supports the engagement of both parents in their children’s educational experience that will ultimately help the children to reach better outcomes. Regardless of living arrangements, it is our goal to include both parents, (co-parents) to the maximum extent possible in the family partnership process and have ongoing communication with the child’s teacher as co-partners in their child’s education, learning and development. CSB makes fathers feel welcome and supported at our sites and offer activities that will be meaningful to both father and mother. The goal of male involvement is to provide fathers and other significant males with opportunities to build parent to parent network that is supportive and/or educational, to enhance social well-being and community life. Activities and support for fathers and engaged men are determined locally through a variety of ways such as ongoing communication as a result of a parent-teacher conference, home visit, other means with a teacher or site supervisor, and fatherhood support groups (24/7 Dad). D. Family Engagement in the Program Staff members have a significant role in providing opportunities for parents/families to become engaged. Site staff and Comprehensive Services staff have the responsibility of ensuring that parents of children currently enrolled and/or family members have the opportunity to be engaged in all aspects of the program. CSB defines opportunity as the staff’s willingness to assist families in removing barriers to their involvement. 2019-21 Policies and Procedures Section 2: Program Operations 164 2019-21 Policies and Procedures Section 2 – Program Operations 1. Parent Orientation: CSB staff ensures that parents have the opportunity to be engaged in the program by providing a Parent orientation at the time of placement. Once a child is ready to be placed at a site, comprehensive services, or site staff meets with the family to complete the placement process. This includes the Parent Interest Survey and a review of the Family Handbook which provides an overview of our CSB program, family parent engagement opportunities, and its service models & areas. The Family Handbook is updated annually in conjunction with the annual review of CSB Policies and Procedures. Contents of the Handbook are limited to appropriate content regarding program information, school readiness, staff professional development, parent, family, and community engagement, health and safety requirements, nutrition information, social services and more. Please refer to the current Family Handbook for more details. Site staff and Early Childhood Home Educators work with parents to plan classroom activities, field trips, socializations and home-based activities. Planning with parents at the site level occurs at parent meetings and individually through parent conferences twice a year. Child care and transportation are scheduled and provided when needed to allow for maximum family engagement. 2. Family Information Sharing: All centers are required to have a Parent Information Board, located in a visible and accessible place all parents visiting the facility. For centers with several buildings, a Parent Information Board should be included at each building. These boards are used to communicate with families and should contain Center Licensing regulations, CSB and Community current events, parent committee meeting agendas and minutes, Policy Council agendas and minutes, job announcements, site special events, and parent engagement opportunities such as Male Involvement, parenting classes, financial literacy classes and other CSB and community learning opportunities. Materials should be posted in English and Spanish whenever possible. CSB monitors both Delegate Agencies and subcontractors, and the directly operated program to determine the extent of parent engagement, giving technical assistance to programs as needed. E. Development of Activities for All Parents To gain an understanding about families are encouraged to fill the CSB300 "Parent Interest-Volunteer Survey Form". Parent Interest surveys are distributed to enrolled families at enrollment and are tallied by Comprehensive Services staff by September 30th. to determine interests and needs of parents at each site. Information from these surveys is analyzed by staff, and form the basis for the development of activities and parent trainings that reflect the interests of the site. Parent Engagement requests found consistently across the program will be considered for agency-wide opportunities. Currently enrolled parents, are encouraged to co-partnership with classroom staff, or with their Early Childhood Home Educators to design child development activities and special events. Staff should assist parents to define their feelings about child rearing, as well as building partnerships with parents (to develop confidence and knowledge about their children’s education). In turn, parents contribute their experiences and values to the program in a way that is comfortable for each parent. 2019-21 Policies and Procedures Section 2: Program Operations 165 2019-21 Policies and Procedures Section 2 – Program Operations Various opportunities are made available throughout the year, and support is provided both site and comprehensive services staff to assist each family to participate to the extent of their comfort, ability, and availability. F. Parent Education / Home Activities Teachers provide parents with individualized home activities to reinforce their child's learning objectives. Home activities focus on the use of household items and emphasize a developmentally appropriate approach to working with preschoolers. Home activities are introduced to parents at site parent meetings, home visits/parent conferences, and daily conversations with parents. Each center has a Parent Lending Library/Wellness Center available to parents on a checkout basis. Books and pamphlets about Parenting, Child Developmental Milestones, Health, Mental Health, Dental Care, Nutrition, Child Development, and Home Activities are all part of the library. For more information on Home Activities, refer to the Education section of the Policies and Procedures. G. Parent Notification of Community Services Bureau Changes Following is CSB's procedure for notification of parents of staff changes, new hires, substitutes, staff departures, and other applicable CSB staff movement:  Classroom Substitute – the Site Supervisor will notify impacted families about changes in staffing at the classroom.  Hiring/Assignment/Departure of Staff –the Site Supervisor or Head Teacher will inform parents in writing and verbally about changes in staffing on-site. H. Family Literacy Family Literacy will be promoted on a group and individual family basis through information obtained in the Strength Building-Family Partnership Agreements, Parent Interest Surveys, parent/teacher home visits, parent conferences, center parent meetings, and from other parent contacts. Family Literacy is approached as a collaborative venture; wherein interagency agreements are established to streamline access to the services of a variety of community agencies. Examples of Family Literacy opportunities include:  Tandem Reading Program  Raising a Reader book bags  Reading Advantage  Home activities Comprehensive Services and site staff work consistently through the year to maintain effective working relationships with community agencies providing literacy support services. These may include, but are not limited to, United Way, Literacy Alliance, Libraries, ROP, RIF, Project Second Chance, CalWORKs, and Diablo Valley Literacy Council, or provide parents with resources for literacy services at their local library and more depending on the need and interest of families. 2019-21 Policies and Procedures Section 2: Program Operations 166 2019-21 Policies and Procedures Section 2 – Program Operations I. Parent and Family Engagement in Health, Nutrition, and Mental Health Education The Family Strength Building Partnership Agreement utilizes the PFCE Family Framework outcomes. This matrix specifically addresses the family wellbeing that includes health, nutrition and mental health education. By completing this tool staff gains the information they need to:  Assist parents in establishing and utilizing a medical and dental home  Encourage parents to be active participants in their child’s health care  Provide parents with the opportunity to learn the principles of preventive medical and dental health, health and safety education, and individualized health training specific to the child and/or family needs In addition to addressing education via the Strength Building-Family Partnership Agreement, there is a joint advisory group that allows appropriate time/opportunity for maximum engagement in Health and Nutrition. Health Services and Nutrition Advisory Committee: This committee is composed of staff, parents, and community representatives from the fields of health, nutrition, disabilities, and mental health and their related services for pregnant women, children 0-5 years old, and their families. Members inform staff of current issues and practices in the community so that the program can address them. Parents also have an opportunity to express their concerns regarding health-related issues affecting their family or their community by providing input to local community agencies regarding current health-related events, trends, service gaps. Members of this committee also exchange information regarding the food service program and discuss and explore nutrition issues such as obesity, anemia, cancer, breastfeeding, and other topics of interest to the parent participants. This group meets twice a year. Parents indicate interest on the Volunteer Survey that is completed at placement (See form CSB300). J. Parent and Family Engagement in Community Advocacy Through the encouragement of parent and family engagement at all levels, the program provides parents with valuable information that will empower them and serve as a practical resource to help them in their day-to-day lives. One of the goals of parent and family engagement is to support and engage parents in their child’s education, learning, and development. Information exchanged during the first and second parent- teacher conferences, through Family Meetings, sharing of health screening results, and on- going communication with parents, staff are educating parents on the importance of seeking out support for the interest and well-being of their child. Through the Strength Building-Family Partnership Agreement staff support and encourages families to develop goals or support existing goals in order to support the growth and well-being of their family. Through the Policy Council and Policy Council Subcommittees parents are provided an opportunity to extend their advocacy into the community as they are involved in the decision making process for their Head Start and Early Head Start Programs. They gain experience in a public meeting setting and will have knowledge of public meeting rules should they wish to advocate in their local public meetings. They are 2019-21 Policies and Procedures Section 2: Program Operations 167 2019-21 Policies and Procedures Section 2 – Program Operations exposed to community resources and in turn become vital resources to other parents at their respective centers. The Policy Council Executive Committee and Advocacy Subcommittee, shares information about grass roots advocacy for the Head Start program and encourages parents to write letters to their elected officials supporting their Head Start program. This advocacy extends beyond supporting their own child which is what brought them to Head Start initially. It is vital that parents remain concerned and informed about issues that affect their lives and the lives of their children. Parents are encouraged to form their own opinions regarding issues and are provided with information on advocacy skills so that they can have a voice as well as leadership skills. K. Parent and Family Engagement in Transition Activities Helping each parent become an effective advocate for their children is an essential transitional strategy:  Transitions start well in advance to allow time for the parent and the child to prepare for the upcoming change. Parents are involved in transitions throughout the program such as transition from home to school, infant to toddler; toddler to preschool, preschool to kindergarten; routine transitions during class time; and transitions from the parking lot to the center. For more information on transitions, refer to the Education and Disabilities sections of the Policies and Procedures and the CSB Family Handbook. L. Parent and Family Engagement in Home Visits Head Start enrolled parents are encouraged to participate in two home visits during the program year. The first visit may occur at the time of placement and is intended to be an opportunity for the teacher to meet the child and family, and ensure that the child’s entry into the program is successful. Comprehensive Services staff may accompany the teacher if necessary. This provides an opportunity for parents to share information about their child to the teacher. Individual needs are also addressed at this time as well as completion of some required program documentation. The second visit occurs near the end of the program year and is intended to exchange information regarding progress the child has made and to address any areas of concern before the child leaves the program or begins another year with the program. Parents may decline the opportunity for a home visit at any time. While home visits are not required as a condition of the child’s enrollment or participation in these program options, every effort must be made by program staff to explain the advantages of home visits. Home visits are, however, required for the Home-based option and in the Early Head Start program where staff must visit the newborn within two weeks of birth. For more information regarding these programs, refer to the Education section of the Policies and Procedures. M. Parent Engagement in Recruiting Head Start and Early Head Start Employees All parents are invited to participate in the recruiting EHS and HS employees. Parents are included as part of the interview panel for consideration of employment. Parents can be engaged by showing interest as a Policy Council member or by way of the Volunteer Survey that is done upon enrollment. A list of parents who are interested in being on interview panels is created at the beginning of each year. 2019-21 Policies and Procedures Section 2: Program Operations 168 2019-21 Policies and Procedures Section 2 – Program Operations Training and orientation of the interview process is provided for all parents who wish to participate. For more information on staffing procedures, refer to the Human Resources section of the Policies and Procedures. SUBPART III. Community Partnerships A. Description CSB takes an active role in community partnership building and advocacy to enhance the delivery of services to children and families. Based on a variety of information sources, such as the Community Assessment, Strength Building-Family Partnership Agreements, regulatory requirements and current legislation, program staff actively seeks out and enters into partnerships with various community entities and individuals to coordinate the access to resources and services to children, families, and staff. These partnerships and the manner in which they are conducted are documented by virtue of interagency agreements and memoranda of understanding, which clearly delineate the responsibilities of both parties, are updated regularly, and are responsive to the needs of children and families. B. Child Care Partnerships CSB engages several Community-Based Organizations on a contractual basis to provide child-care and development services to eligible families. Comprehensive Services staff and a CSB Senior Manager are assigned to these programs operated by our child care partners to provide support and technical assistance and to ensure compliance with federal and state regulations. Collaborative partnerships with child care agencies enhance the educational, health care, and social services to children and families throughout the county. Providers of child care services include: First Baptist Church, We Care Services for Children, YMCA of the East Bay, Martinez Early Childhood Center, Richmond College Prep, Crossroads High School, Little angels Country Day School, Aspiranet, Sunshine Valley, San Ramon Unified School district, Healthy Families America, Child Care Counsel. C. Partnerships with Agencies, Entities, and Individuals. CSB partners with over a hundred community-based organizations including but not limited to:  Health Services: Family, Maternal, Child Health Program (FMCH), Child Health and Disability Prevention Program (CHDP), , CAIR, Integrated Pest Management Bed Bug Task Force, John Muir Child Safety Coalition, Give Kids a Smile Day, Children’s Oral Health Program, Lead Prevention program, Communicable Disease program, Community Wellness & Prevention program.  Child Welfare: County Child & Family Services (CCC EHSD-CFS).  Mental Health: County Mental Health Program/MediCal Reimbursement, C.O.P.E. Family Services program (Triple-P program).  Nutrition: Women, Infants and Children Nutrition Program (WIC), CCFP Roundtable, Solano 2019-21 Policies and Procedures Section 2: Program Operations 169 2019-21 Policies and Procedures Section 2 – Program Operations & Contra Costa Food Bank, Families CAN, CCC Health Services CalFresh, BANPAC, UC Cooperative Extension (EFNEP), Healthy and Active Before 5.  Disabilities: Regional Center of the East Bay, California Children’s Services, California Community Care Coordination Collaboration Five Cs, Contra Costa SELPA, Parent Care Network, Child Health and Disability Prevention.  Family Support: Department of Child Support Services (DCCS), SparkPoint Center, County Probation Family Justice Centers, Contra Costa First 5.  Child Abuse Prevention: Family Stress Center’s Child Assault Prevention Program and Families Thrive.  Professional Associations: California Child Development Administrator’s Association (CCDAA), National Association for the Education of Young Children (NAEYC), California AEYC, Contra Costa AEYC, Local Planning Council (LPC), National Head Start Association (NHSA), California Head Start Association (CHSA), and Region IX Head Start Association (RHSA).  Educational Institutions: Contra Costa College District, UC Davis, UC Berkeley, and Cal State University East Bay.  Other Supportive Services: Reading Is Fundamental, Supporting Father Involvement, Zero Tolerance for Domestic Violence, Raising A Reader and First 5 Commission. In addition to partnering with agencies and entities to provide services to our children, families, and staff, CSB also conducts outreach to organizations for the purpose of securing volunteers to participate in program activities. Examples of this type of outreach include our work with the Volunteer Center, CalWORKs (work experience clients), Teens Link with the Community (teens fulfilling community services requirements in High School), and the Telephone Pioneers (retired Pacific Bell employees). Visiting experts are also recruited from the community to enhance training for children, staff, and families. Groups of parents and professionals recruited to participate on Advisory Committees (Health & Nutrition Services Advisory, Community Colleges, Budget, Bylaws, Education and Family Services, Nutrition, and Personnel Committees) ensure quality planning for needs/interests of children and families. These committees contribute parent and professional input to the planning and program implementation process and are recognized for the important role they play in community partnership building. PART VI. ADDITIONAL SERVICES FOR CHILDREN WITH DISABILITIES A. Purpose The Contra Costa County Community Services Bureau complies with the IDEA (Individuals and Disability Act IDEA) and is consistent with both Federal and Center regulations governing the rights of the disabled. Children enrolled in Head Start programs with disabilities receive all the services to which they are entitled to under the Head Start Program Performance Standards (45 CFR 1302). Contra Costa County Community Services Bureau enrollment efforts include recruiting children with disabilities. Enrollment may not be denied on the basis of a disability as long as: 2019-21 Policies and Procedures Section 2: Program Operations 170 2019-21 Policies and Procedures Section 2 – Program Operations • The parent wants to enroll the child, • The child meets the Head Start age and income eligibility criteria, • Head Start is an appropriate placement according to the child's IEP/IFSP, and • The program has vacancy to enroll When a Head Start program has been determined an appropriate placement for a child with a disability and documented on the child’s IEP/IFSP, Contra Costa Community Services Bureau will access resources, recommend placement options, and provide staff training as needed. Children with disabilities may not be denied enrollment due to the following: • Staff apprehension and/or unfamiliarity with the child’s individual disability or special equipment required to accommodate the disability • Inaccessibility of facilities, • The need to access additional resources to serve a specific child to the extent possible, • Unfamiliarity with a disabling condition or special equipment or devices needed to support the child • The need for personalized special services The policies governing Head Start program eligibility are the same for children with or without disabilities. The Contra Costa Community Services bureau has instituted a variety of placement options for enrollment, including: • Joint/shared placement with other agencies • Shared provision of services • Collaboration with the school district personnel to supervise special education services • Shared enrollment slots • Accepting kindergarten-aged eligible children in collaboration with school districts when IEP states the need Children with disabilities identified for services are as follows: • Children who have been diagnosed by a certified and/or licensed professional as “having a developmental delay or a disabling condition and have and IEP or IFSP.” • Children who may require special attention due to specific high risk factors who do not have a diagnosis. These children may not have and IEP or IFSP. B. Definitions 1. ACYF - Administration on Children, Youth and Families, Administration for Children and Families, U.S. Department of Health and Human Services, and includes appropriate Regional Office staff. 2. Children with disabilities - Children with intellectual disabilities, hearing impairments including deafness, speech or language impairments, visual impairments including blindness, serious emotional disturbance, orthopedic impairments, autism, traumatic brain injury, other health 2019-21 Policies and Procedures Section 2: Program Operations 171 2019-21 Policies and Procedures Section 2 – Program Operations impairments or specific learning disabilities; and who, by reason thereof, need special education and related services. The term children with disabilities for children aged 3 to 5, inclusive, may, at a State's discretion, include children experiencing developmental delays, as defined by the State and as measured by appropriate diagnostic instruments and procedures, in one or more of the following areas: physical development, cognitive development, communication development, social or emotional development, or adaptive development; and who, by reason thereof, need special education and related services. 3. Commissioner - Commissioner of the Administration on Children, Youth and Families. 4. Day - Calendar day. 5. Delegate agency - A public or private non-profit agency that a grantee has delegated the responsibility for operating all or part of its Head Start program. 6. Disabilities coordinator - Person on the Head Start staff designated to manage on a full or part- time basis the services for children with disabilities described in part 1308. 7. Eligibility criteria - Criteria for determining that a child enrolled in Head Start requires special education and related services because of a disability. 8. Grantee - A public or private non-profit agency that has been granted financial assistance by ACYF to administer a Head Start program. 9. I IFSP - Individualized Family Service Plan for (ages 0-3) and IEP - Individualized Education Program for (ages 3-5) - A written statement for a child with disabilities, developed by the public agency responsible for providing free appropriate public education to a child, and contains the special education and related services to be provided to an individual child. 10. Least Restrictive Environment - An environment in which services to children with disabilities are provided: • To the maximum extent appropriate, with children who are not disabled and in which; • Special classes or other removal of children with disabilities from the regular educational environment occurs only when the nature or severity of the disability is such that education in regular classes with the use of supplementary aids and services cannot be achieved satisfactorily. 11. Performance Standards - Head Start program functions, activities and facilities required and necessary to meet the objectives and goals of the Head Start program as they relate directly to children and their families. 12. Related services - Transportation and such developmental, corrective, and other supportive services as are required to assist a child with a disability to benefit from special education, and includes speech pathology and audiology, psychological services, physical and occupational therapy, recreation, including therapeutic recreation, early identification and assessment of disabilities in children, counseling services, including rehabilitation counseling, and medical services for diagnostic or evaluation purposes. The term also includes school health services, social work services, and parent counseling and training. It includes other developmental, corrective or 2019-21 Policies and Procedures Section 2: Program Operations 172 2019-21 Policies and Procedures Section 2 – Program Operations supportive services if they are required to assist a child with a disability to benefit from special education, including assistive technology services and devices.  Assistive technology - Any item, piece of equipment, or product system, whether acquired commercially off the shelf, modified, or customized, that is used to increase, maintain, or improve functional capabilities of individuals with disabilities.  Assistive technology service - Any service that directly assists an individual with a disability in the selection, acquisition, or use of an assistive technology device. The term includes: The evaluation of the needs of an individual with a disability; purchasing, leasing, or otherwise providing for the acquisition of assistive technology devices by individuals with disabilities; selecting, designing, fitting, customizing, adapting, applying, maintaining, repairing, or replacing of assistive technology devices; coordinating and using other therapies, interventions, or services with assistive technology devices, such as those associated with existing education and rehabilitation plans and programs; training or technical assistance for an individual with disabilities, or, where appropriate, the family of an individual with disabilities; and training or technical assistance to professionals who employ or provide services involved in the major life functions of individuals with disabilities. 13. Responsible HHS (Human Health Services) official - The official who is authorized to make the grant of assistance in question or his or her designee. 14. Special education - Specially designed instruction, at no cost to parents or guardians, to meet the unique needs of a child with a disability. These services include classroom or home-based instruction, instruction in hospitals and institutions, and specially designed physical education if necessary. C. List of Disabling Conditions The classification of a child as “having a disabling condition” requires diagnosis by a qualified professional. Children with disabling conditions require special education and related services, due to one or more conditions including, but not limited to: • Autism • Emotional /Behavior Disorder • Developmental Delay • Health Impairment • Hearing Impairment and Deafness • Intellectual Disability as of Oct. 2010 instead of Mental Retardation • Learning Disabilities • Orthopedic Impairment • Speech/Language Impairment • Traumatic Brain Injury • Visual Impairment and Blindness • Other impairments No child will be identified as having a disability because of speaking a language other than English, economic circumstances, ethnic or cultural factors, or normal developmental delays. 2019-21 Policies and Procedures Section 2: Program Operations 173 2019-21 Policies and Procedures Section 2 – Program Operations D. Responsibilities of CSB Full Inclusion Teacher • Work collaboratively with the Site Supervisor, Comprehensive Services team and school district full inclusion staff. • Share joint responsibility for all students in the class with regard to the implementation of indoor and outdoor activities with the School District full inclusion teacher (Special Education Teacher) • Obtain appropriate documentation (copy of IEP or IFSP) that identifies the child as having a disability and be aware of other services provided to the child. • Complete child observations in the classroom. • Ensure each child’s safety and assist identified children with self-help skills while they are receiving services. • Assist school district full inclusion staff with bathroom procedures including diapering and toileting. • Participate in family meetings and IEP/IFS meetings regarding children in the class. E. Responsibilities of School District Special Day Classroom (SDC), Response to Intervention (RTI) and Full Inclusion Teachers School District and CSB Staff work in collaboration to ensure the children and families receive needed services while ensuring the education and safety of the children under their supervision. 1. Full Inclusion Staff: • Follow all Community Services Bureau policies and procedures. • School District Inclusion Teacher (Special Education Teacher) and CSB inclusion teacher share joint responsibility for all students’ supervision during small and large, indoor and outdoor activities. This includes assisting full inclusion children in bathroom procedures (including diapering and toileting). • Provide special education services to identified children by ensuring the children’s IEP goals are addressed, maintaining accurate records of evaluations documenting progress, and meeting with families. • Follow CSB transition protocols • Participate in team planning for classroom inclusion strategies, family meeting team meetings and IEP meetings. • Participate in program collaboration meetings. • Collaborates completing children’s assessments 2. Special Day Class Staff: • Ensure the safety of the children under their direct supervision (SDC). • Collaborate directly with the Comprehensive Services Team to ensure the family and children comply with CSB mandates. • While in the playground, SDC teaching staff and CSB Teacher share joint responsibility for supervision of all students during small and large outdoor activities. • SDC teachers are responsible for providing special education to identified children, ensuring the 2019-21 Policies and Procedures Section 2: Program Operations 174 2019-21 Policies and Procedures Section 2 – Program Operations children’s IEP goals are addressed, maintaining accurate records of evaluations, documenting progress, and meeting with families. • Follow CSB transition protocols • Participate in family meetings, SDC program collaboration meetings and children IEP meetings. • Participate in program collaboration meetings. F. Responsibilities of the Comprehensive Services Team 1. Comprehensive Services Clerks  Complete CSB temp files at intake.  Flag files using the red/yellow flag system to alert the staff and assistant manager as to the child’s health, nutrition, social-emotional and developmental needs to also include parental concerns and/or family needs.  Communicate to comprehensive services assistant manager if child’s physical exam/baby well check or sensory/developmental screening results indicate concerns.  Keep accurate records of child health, nutrition and families services information. 2. Comprehensive Services Assistant Managers  Review all records relating to the child’s heath history, medical records and screening results to ensure children with suspected or identified concerns receive further evaluations and services.  Carefully review and follow up on intake files flagged with the red/yellow system  Facilitates family meetings as needed to provide early interventions to children with identified concerns based on health, nutrition, social-emotional and developmental screenings.  Facilitates pre-enrollment family meeting for new children entering our program with identified health, nutritional, social-emotional and developmental needs.  Maintain close communication with parents and staffs to ensure the delivery of services and resources/referrals are in place and in accordance with the individual needs of the child and the family.  With parental consent participate in IEP/IFSP meetings and any other meetings related to the services the child/family are receiving.  Reviews and discusses Parent’s Rights and Responsibilities under the Individual with Disabilities Education Act IDEA  Supports and provides Advocacy resources to parents.  Maintain accurate and up-to-date documentation regarding current IEP/IFSP and other services provided to the child and family in the children’s file and in CLOUDS.  Coordinate, schedule and participate with the site supervisor in transition planning for children moving from Early Head Start to Head Start and from Head Start to kindergarten; especially for those children with IEP and IFSP.  Coordinate and schedule transportation to facilitate the child/family participation in evaluations/assessments or the IEP/IFSP meeting. Assist families, as needed in finding public transportation so they are able to participate in meetings. 2019-21 Policies and Procedures Section 2: Program Operations 175 2019-21 Policies and Procedures Section 2 – Program Operations  Consult and maintain open communication with the disability services manager and other content area managers as needed. 3. Responsibilities of the Comprehensive Services Disabilities Manager  Coordinate and Monitor the delivery of services provided by Community Services Bureau in collaboration with outside agencies to children with suspected and diagnosed disabilities and their families.  Review, update and implement the Community Services Bureau Disability Services Plan.  Review, update and train Community Services Bureau staff on following disability protocols to ensure that policies and procedures are implemented consistently.  Create, review, and update interagency agreements with community agencies serving children with disabilities in an effort to: o Participate in the public agency's Child Find plan under Part B of IDEA o Participate in or lead joint trainings for staff and parents o Create procedures for mutual referrals and placements o Plan for transitions to provide support for children and families o Share resources  Coordinate delivery of services and provision to children with a suspected or diagnosed disability. o Coordinate with other content area managers the timely completion of health/cognitive screenings. o Monitor site data reports to ensure that children received early intervention as a result of their screening and assessments results. o Participate in family meetings, and IEP/IFSP meetings as needed. o Assist teaching staff with trainings based on a specific disability or as requested. o Monitor the implementation of services provided to children with disabilities based on their IEP or IFSP goals and objectives. o Monitor the disability referrals tracking system to ensure child referrals are followed up accordingly. o Coordinate and monitor classrooms adaptations, accommodations and modification based on the individual needs of the child. o Assist identified parents with resources and advocacy information to prepare for meetings with the Regional Center or School District to develop an Individual Family Services Plan (IFSP) or an Individual Education Program (IEP). o Regularly visit classrooms to ensure that children with suspected and identified disabilities receive the individualization and accommodation they need based on their IEP and their individual needs. Monitor the delivery of services from both Community Services Bureau and the collaborative agencies. o Monitor delivery of services to children with disabilities and their families when transitioning from home to center based program, from infant/toddler program (EHS) to Preschool Program (HS) and from Preschool Program (HS) to Kindergarten. Participate in transition plans and meetings as needed.  Provide disability content area assistance, and support to upper management, teaching staff including home based and comprehensive services team.  Monitor disability reports for accuracy and timely completion of delivery of services to comply with PIR (Program Information Report) requirements.  Review Program Self-Assessment reports and create follow up action plans when needed. 2019-21 Policies and Procedures Section 2: Program Operations 176 2019-21 Policies and Procedures Section 2 – Program Operations  Manage allocated funds to purchase or lease of special equipment and materials for use in the program and home to assist the child to move, communicate, improve functioning or address objectives listed in the child's IEP/IFSP.  Track and provide a detailed report to the Assistant Directors of the number of children enrolled in HS and EHS with disabilities, including the types of disabilities. G. Documentation of Disabilities Services CSB must maintain a record of all services provided to children with disabilities and their families. Children’s records are confidential and are maintained in locked files and password-protected in the CLOUDS data system. Data from these records are used to prepare the annual Program Information Report (PIR). H. Postural Supports / Protective Devices Children needing protective, postural or medical devices due to a disability must have a written request from a physician or an IEP/IFSP Team indicating such need. The Comprehensive Services Disabilities Manager works with educational and health staff to ensure that children with disabilities use approved medical devices including, postural or supportive restraints that are in accordance with state requirements and have CSB approval. The use of any medical appliances, devices or supportive restraints must be secure and able to be released in a way that is in compliance with fire clearance and earthquake safety. CSB Teachers and Site Supervisors directly working with the children should be trained in the use and care of such devices prior to the child starting the program. The training should be documented in the family meeting notes with attached signatures of the trainer and trainees. I. Disabilities Resources The Comprehensive Services Disabilities Manager works with the Special Education Local Plan Area (SELPA) and other collaborative agencies to utilize all available resources to ensure involvement of the child and family in the program. The Comprehensive Services Disabilities Manager is responsible for developing a coordinated plan with all agencies working with the child and family. J. Additional Services Community Services Bureau must ensure that services for children with disabilities will be planned and delivered as required by their IEP/IFSP, that the IFSPs and IEPs are being reviewed and revised as required by IDEA and that the children are working towards their goals.  CSB plans and implements the transition services for children with IEP/IFSP to ensure steps are undertaken in a timely and appropriate manner to support the child and family as they transition into a new setting.  All components of the Community Services Bureau program are appropriately involved in the integration of children with disabilities and their parents. 2019-21 Policies and Procedures Section 2: Program Operations 177 2019-21 Policies and Procedures Section 2 – Program Operations The Community Services Bureau Disability Manager coordinates with other service managers the provisions for children with disabilities to be included in the full range of activities and services normally provided to all Head Start children and ensures provisions for any modifications necessary to meet the special needs of the children with disabilities. K. Disabilities Budget Coordination The Comprehensive Services Disabilities Manager is the designated liaison for special education services. Disabilities services outlined in the budget follow the regular budget procedure of parent and staff input with final approval. L. Special Education Budget Allocation The CSB program works within its budget to assist in providing needed services to children with disabilities. The program accesses all available sources to insure that all needs identified in the IEP or IFSP are met. This includes the local and state LEAs, SSI funding, other agency support, and local educational institutions. Every effort is made to utilize community resources to meet the needs of each child with disabilities enrolled in the program. M. Disabilities Screenings Parents complete a comprehensive health screening while completing the child’s health history at the intake process. There after all preschool and infants and toddlers children including children with IEP/IFSP are screened within 45 days by the teaching staff in the areas of social and emotional development using ASQ-SE and cognitive development using ASQ-3 within 45 days. The Comprehensive Services Team screens preschool children in hearing, vision, and nutrition, within 45 days of initial enrollment and for infant and toddler follow the vision and hearing assessments based on the EPSDT schedule . Comprehensive services staff completes the screening results form within 75 days and communicates results to parents. The screening results are used for beginning the individualization process for each child. The Site Supervisors are responsible for working with the Teachers and Comprehensive Services Team to ensure that the ASQ-3 and ASQ-SE screening are completed within 45 days of child’s entry. Teachers will give each child time to adjust to the new environment before completing the screenings. Lead teachers review and initial all education screenings to ensure they are accurately completed and meet required timelines. Designated site staff enters the screening data in CLOUDS. The Teacher places original documents for Ages and Stages Questionire-3 (ASQ-3) and Ages and Stages Social Emotional (ASQSE) behavioral screening in the Education section of the family file. Children with screenings that show concerns will be rescreened within thirty days to ensure the validity of the original screening. If concerns arise after developmental and social-emotional re-screening, the teacher will communicate with the Site Supervisor and Comprehensive Services Assistant Manager to discuss options for referring the child for further evaluation/s. If concerns arise after sensory re-screenings the Comprehensive Services staff will follow the same process. 2019-21 Policies and Procedures Section 2: Program Operations 178 2019-21 Policies and Procedures Section 2 – Program Operations N. Evaluations Children are recommended for further evaluation based on screening results, parent’s concerns, based on staff observations and other professional recommendations. Referrals for further evaluations are discussed with the parent at a family meeting. O. Accessibility of Facilities All Community Services Bureau facilities are ADA (American Disabilities Act) compliant. Additionally, CSB in conjunction with other agencies provides special furniture, equipment and materials in order to meet the individual needs of children with disabilities. P. Transitioning Children with Disabilities 1. IFSP Transition • All infant toddler transition plans start when the child turns 30 months old. The Parent, Site Supervisor, Teacher and Comprehensive Service Assistant Manager meet together to plan the transition and complete the Infant Toddler Transition Plan Form (CSB 161). A plan is completed for all children transitioning out of EHS including children with a current IFSP. • When a child with IFSP turns 30 months and no later than 90 days prior to their 3rd birthday the family and child will go through the IFSP Transition Process. This transitions initiated by the IFSP team and both parties the Early Intervention Program (Part C Services of IDEA) School District (Part B of IDEA) participate in this process. The IFSP transition meeting includes but is not limited to the Parent and any family member for support, the Early Intervention Provider, the School District Coordinator, the Special Education teacher, the Comprehensive Services Assistant Manager or Comprehensive Services Disabilities Manager, and the CSB Teacher or Home Educator. The team will create a transition plan; evaluate the child’s strengths and areas of concerns, schedule further evaluation by the School District and a diagnosis meeting. Following the evaluations the child may or may not qualify for an IEP services under the School District and exit the Early Intervention Program (IFSP) the day before the child turns 3 yrs. old. 2. IEP Transition into a HS program Another opportunity for transition begins when the child qualifies for an IEP and placement is available at a CSB site. When this occurs a family meeting conference is held to evaluate and plan how to best serve the child and how to support his/her learning based on the child’s IEP goals. Evaluation of the classroom and outdoor environment will take place in an effort to identify needed accommodation including adaptive furniture or materials, modification of classroom schedules and routines to meet the individual needs of the child. This Transition Plan may include a gradual transition that involves both programs over a period of time. Any needed staff training will be provided as part of the plan. 2019-21 Policies and Procedures Section 2: Program Operations 179 2019-21 Policies and Procedures Section 2 – Program Operations 3. IEP Transition out of HS program For children transitioning out of the program into another program, the Teacher, Home Educator or Comprehensive Services Assistant Manager coordinates with parent and School District as to how to support the child’s transition. The meeting is to explore possible placements for the child. Included in the meeting are the child’s parent, School District Coordinator, Teacher or Home Educator, and other professionals providing services for the child and family. When the most appropriate placement for the child has been decided, the teacher and the family will initiate a meeting with the child’s new Teacher. At that time, a plan for a gradual transition including visits to the new program and sharing information about the child and their individual plan takes place. Q. Transition Policy for Early Head Start Children Receiving Mental Health or Special Education Services • For EHS children receiving mental health services, CSB must consider the children’s disabilities in transitioning from the EHS program to the HS program. If an EHS child who is receiving mental health or special education services turns 3, the child must not automatically be terminated from the program. Transition planning must consider the child’s individual developmental and emotional needs as well as age. The following steps will be followed to support the child’s transition: • If a child is receiving mental health services from Community Services Bureau’s Mental Health unit, a transition-planning meeting will take place approximately 6 months before the child’s 3rd birthday to address the child’s individual circumstances. The family, teachers, site supervisor, comprehensive services assistant manager and mental health clinician will participate in a family meeting. • If it is determined that the child is developmentally and/or emotionally not ready to move into the HS program, the child can remain in the EHS program until such time when it is determined that the child is ready to transition to the HS classroom (Site Supervisor to Check on Center Based License Regulation to see if this is feasible.) • If there is a time gap between the child’s 3rd birthday and the beginning of the HS program, so as to ensure continuity in educational and mental health services, the child may remain in the EHS program until he/she can transition into the a HS classroom. (Site Supervisor to Check on Center Based License Regulation to see if this is feasible.) R. Special Education and Related Services All infants/toddlers and preschool age children entering Community Services Bureau must have a well- child exam within 30 days of enrollment. Those preschool children who did not receive a hearing and vision screening as part of their well-child exam will be screened by in-house certified trainers within 45 days of enrollment. Children identified with concerns are referred back to their physician for further evaluation or referred to a community agency for assessment. Children who qualify after assessment receive services from the 2019-21 Policies and Procedures Section 2: Program Operations 180 2019-21 Policies and Procedures Section 2 – Program Operations Special Education Local Plan Area (SELPA) or the Regional Center under an IEP or IFSP plan in accordance with our interagency agreement. A mental health consultant is available to discuss behavioral/mental health concerns that the family, teacher or home visitor may have about a child. The consultant will share non-confidential information with the teacher/home educator and families, and work with them to develop a plan for the child. When no other alternative is available, the comprehensive services team provides transportation for the guardians and child to obtain evaluations. When services are not provided on site, parents are assisted in finding public transportation to clinics or service providers. Community Services Bureau works collaboratively with all other agencies involved with the child and the family to meet the objectives in the IEP or IFSP. Community Services Bureau, subject to budgetary allowances, will purchase any assistive devices identified in the IEP or IFSP that cannot be funded through outside agencies. Comprehensive Services staff forms collaborative partnerships with individual families to develop a Strength Building-Family Partnership Agreement (SB-FPA) twice a year. Comprehensive Services staff provides families with community resources such as, parent support groups, parent trainings, advocacy and child development among others to assist families to reach their SB-FPA goals. S. Special Education Services with Other Agencies CSB refers children to the Local Education Agency (LEA) for further evaluation/s when there is strong documentation that early intervention is necessary now and we cannot prolong waiting for screening results. Such documentation may be based on parents, teachers and other professional’s observations and recommendations. Following the preschool age child assessment administered by the LEA an IEP meeting is held that includes the child’s family, teacher or home educator and comprehensive services assistant manager, and the LEA representative. At this time, appropriate placement is determined and a service plan is developed for the child. For children who do not qualify for placement with the LEA, Community Services Bureau addresses the child's individual needs within the classroom or during a home based visit and seek guidance from Mental Health, other professional, including outside services, to determine if concerns will affect child's development and school readiness. An IEP meeting is held to develop a plan and establish goals for children with disabilities transitioning in or out of the program. CSB and the LEA share resources as appropriate at this time. This resource sharing includes use of the classroom for any individual, family or group work that is necessary for the child's success. The LEA staff member also shares ideas and materials with the CSB teaching staff as applicable to foster attainment of IEP goals. Children enrolled with a diagnosed disability and have a current IEP or IFSP, receive individualized education based on their unique needs. For center based care, if a child’s IEP or IFSP indicates a part- time schedule, he/she may share an enrollment slot with another child. Children with shared placement in Community Services Bureau and outside agencies receive careful monitoring to ensure that the 2019-21 Policies and Procedures Section 2: Program Operations 181 2019-21 Policies and Procedures Section 2 – Program Operations program developed for them in each placement is meeting the needs of the children. Frequent communication among the service providers is necessary to ensure this. The family also plays a key role in assessing the success of the shared placement. T. Volunteers CSB welcomes community volunteers and student interns from colleges. Whether paid or volunteer, all staff working with children with disabilities, are provided training that includes specific identified topics relating to the unique needs of each child. General training topics also include working with children in group situations and respecting child/family confidentiality (Health Insurance Portability and Accountability Act - HIPAA regulations). U. Special Education Staff Community Services Bureau ensures that the Disabilities Services Plan addresses program efforts to meet state standards for personnel when serving children with disabilities. Special education and related services are provided by or under the supervision of personnel meeting state qualifications. All staff working with children with disabilities meets required state special education standards for personnel serving children with disabilities. Training and supervision that meet special education standards are developed in collaboration with Local Education Agencies. V. Interagency Agreements CSB maintains an interagency agreement with the Contra Costa County Special Education Local Plan Area (SELPA) and the Regional Center of the East Bay (RCEB) to establish shared guidelines for providing services to identify children with disabilities within the CSB program. CSB participates in the Local Education Area (LEA) Child Find plan (Child Find is a component of the IDEA) by providing information on application and enrollment guidelines to the LEA and supporting them with the enrollment of eligible children. W. Recruitment and Enrollment All personnel responsible for the recruitment and enrollment of children are knowledgeable of all laws (Nondiscrimination on the Basis of Handicap in Programs and Activities Receiving or Benefiting from Federal Financial Assistance and of the American with Disabilities Acts) and Head Start mandates regarding children with disabilities. Interagency agreements between Community Services Bureau, Local Education Agencies and Regional Centers are developed, maintained and updated annually to aid in the recruitment, enrollment and mainstreaming of children with disabilities. Referral sources are maintained, utilized and updated to provide needed services for children with disabilities. Special efforts are made to recruit children with severe disabilities. All staff involved with the recruitment and enrollment of children with disabilities receives training on children’s records as they apply to each child file. 2019-21 Policies and Procedures Section 2: Program Operations 182 2019-21 Policies and Procedures Section 2 – Program Operations Obstacles (including staff apprehensions, inaccessibility of facilities, provision of additional resources necessary for child's specific needs, unfamiliarity with a disabling condition or special equipment, and the need for personalized special services) are addressed through needed program adaptations and trainings and do not affect a child’s enrollment. Enrollment placement takes into account the number of children receiving services under the disabilities area, including types of disabilities, severity of the disability, and services and resources provided by other agencies. Resources and placement options are utilized according to a child’s IEP or IFSP. Children with disabilities enrolled in Community Services Bureau programs follow the same eligibility enrollment procedures stated in the Community Services Bureau Policies and Procedures and comply with all licensing regulations for center based programs. Children with a current certified IEP or IFSP may have an over income waiver to qualify them for the HS/EHS program. Families with children who have a current certified IEP or IFSP may qualify for an over income waiver to enroll in a HS or EHS program. At the same time families enrolled in double funded programs (State/Federal) may have a fee, based on the state portion of the program. Children with a current certified IEP or IFSP, sharing blended state-federal funding, must comply with state requirements and provide CSB with a copy of the child’s IEP or IFSP and the Exceptional Needs Verification Form (CSB625) completed in full. The Comprehensive Services Disabilities Manager monitors the recruitment and enrollment of children with suspected disabilities and certified IEPs or IFSPs. X. American with Disabilities Act (ADA) Policy – Recruitment and Enrollment of Children with Disabilities The Americans with Disabilities Act (ADA) is a federal law, enacted in 1990, that provides child care professionals with an exciting opportunity to serve children with special needs or disabilities. The law guarantees that children with disabilities cannot be excluded from “public accommodations” simply because of a disability. CSB takes steps to ensure full ADA compliance; to identify the unique needs of each child and family; to facilitate the individualization process in collaboration with the family; and to make needed modifications in policies, practices and/or procedures as deemed reasonable. During intake, the individual needs of each child and family are reviewed. Based on information presented at this time a child may or may not have a suspected or diagnosed disability. However, if determined that the child has a diagnosed disability (IEP/IFSP), the parents are required to provide such documentation for review. The site team, with the appropriate comprehensive services manager will review the intake file to include if available IEP/IFSP documentation. After reviewing all documentation and as applicable a family meeting will be scheduled with the family and other related professionals to: • Further identify child/family strengths and needs • Define needed accommodations/adaptations • Identify staff training needs and support • Identify any additional action that may be needed 2019-21 Policies and Procedures Section 2: Program Operations 183 2019-21 Policies and Procedures Section 2 – Program Operations Following the family meeting in collaboration with the comprehensive services manager the site team will: • Initiate an individualized assessment of the child’s needs as applicable. The process for an individualized assessment will be determined on a case by case basis: • The process for an individualized assessment will be defined on a case by case basis and may include: o Reviewing additional medical or special services, records/information. o Gathering the most current medical knowledge and/or best objective evidence regarding the disability. o Observation of the child in a natural environment or through parent/child site visitations. o Medical guidance obtained from Public Health Agencies, Center for Disease Control, National Institute of Health, including the National Institute of Mental Health, and other such agencies. Based on the findings of the previous actions, a proposal of accommodations/modifications to allow for the child to participate in the program will be presented to a management team (Including the Assistant Director). The team will determine if identified modifications constitute reasonable accommodations or if CSB can demonstrate that making such modifications would: • Create undue financial burden/hardship (all resources available for use in funding and program operation will be considered) • Fundamentally alter the nature of the program (essential elements of program as well as essential elements necessary for participant will be considered) The management team must also determine if the child’s presence would pose a direct threat to the health and safety of the individual child or others (factors to consider include: nature, duration, and severity of risk; probability of occurrence of injury; whether reasonable modifications of policies, practices, or procedures will mitigate or eliminate risk). The team will: • Recommend enrolling the child in appropriate placement • Or provide a written statement of the reasons for reaching the conclusion not to enroll the child based on criteria stated above. Y. Assessment Process of Children with Disabilities The Comprehensive Services Disabilities Manager in collaboration with Health and Education Managers coordinate the completion of sensory and cognitive screening of all children within 45 days of enrollment. The Comprehensive Services Assistant Managers evaluate the need for further specialized assessment after all standard screenings have been completed. In a family meeting families are informed of screening results and are encouraged to sign a written consent for requesting further evaluations with an outside agency when appropriate. 2019-21 Policies and Procedures Section 2: Program Operations 184 2019-21 Policies and Procedures Section 2 – Program Operations The Comprehensive Services Assistant Managers refers children for further formal evaluations to the LEA (3 years to 5 years) or RECEB (new-born to 2.9 years) according to the established referral procedure. LEA agencies have 60 days to process referrals and develop an IEP upon receipt of the family intake file. RCEB has 45 days to process the referrals upon receipt of the family intake file. The evaluation procedure is conducted with the following provisions: • Parental consent prior to evaluations • Parents informed of their rights and responsibilities under IDEA • An evaluation conducted in a culturally sensitive manner by trained certified/licensed personnel that speak the child’s home language. • More than one criterion will be considered in determining an appropriate program placement. A multi-disciplinary team including the child's teacher will conduct an evaluation utilizing assessment materials validated for the purpose. Z. Eligibility Criteria: Health Impairment Children will not be discriminated against if they present any health impairments such as, cancer, severe asthma, uncontrolled seizures, neurological disorders, rheumatic fever, heart conditions, lead poisoning, diabetes, blood disorders, cystic fibrosis, heart diseases, ADD, AIDS and other medically fragile conditions. CSB must ensure all individuals with disabilities are protected from discrimination under and provided with all services and program modifications required by section 504 of the Rehabilitation Act (29 U.S.C. 794), the Americans with Disabilities Act (42 U.S.C. 12101 et seq.), and their implementing regulations. Children who meet specific criteria including level of functioning, age, onset of indicators and documented reports may be classified as having Health Impairment. Children with suspected health impairments are referred for further evaluation. With the parent’s consent, CSB teaching staff will provide documentation of behavior observations relevant to the impairment, to the appropriate professional for assessment. Upon receipt of a physician evaluation, a family meeting will take place to ensure that CSB can accommodate the individual needs of the child. AA. Eligibility Criteria: Emotional / Behavioral Disorders The identification of children with emotional/behavioral disorders involves specific characteristics, the use of multiple sources of data such as child’s health history, behavior screening results, teachers/parents observation notes, and the child's Head Start physical exam. Children suspected of having an emotional/behavioral disorder are referred for further evaluation to appropriate community agencies to determine whether IEP services are appropriate. Upon receipt of a diagnosis, a family meeting will take place to ensure that CSB can accommodate the individual needs of the child in the classroom. BB. Eligibility Criteria: Speech or Language Impairments 2019-21 Policies and Procedures Section 2: Program Operations 185 2019-21 Policies and Procedures Section 2 – Program Operations All HS children are screened for speech and language delays, within 45 days of enrollment using ASQ-3. Infant/toddlers and preschool children with suspected speech/language delays are referred for further evaluation to RCEB or SELPA. If a determination is made for intervention or special education, an IEP or IFSP will be implemented through the outside agency (Regional Center or SELPAs). When referring children for assessments, careful consideration is given to cultural, ethnic and bilingual differences as well as temporary disorders and delays that fall within the normal range for the child’s age. Upon receipt of evaluation and diagnosis, a family meeting will take place to ensure that CSB can accommodate the individual needs of the child in the classroom. CC. Eligibility Criteria: Intellectual Disability “Intellectual Disability” is the term in IDEA replacing Mental Retardation (Rosa’s Law, 2010). After screening is completed children suspected of having any delays/deficits in adaptive behavior are referred for further evaluation to the LEA and/or physician and/or MH services. A family meeting will be scheduled upon receipt of the diagnosis to ensure proper placement and support is provided for the child. DD. Eligibility Criteria: Hearing Impairment All children are screened for hearing loss through the program or by their physician. Children needing further evaluation are referred back to their private physician and to the SELPA or to the Regional Center. Upon receipt of evaluation and diagnosis, a family meeting will take place to ensure the CSB can accommodate the individual needs of the child in the classroom. EE. Eligibility Criteria: Orthopedic Impairment, Visual Impairment / Blindness Children suspected of having an orthopedic impairment including but not limited to spinal bifida, cerebral palsy, loss of or deformed limbs, arthritis, or muscular dystrophy are referred to their pediatrician for further evaluation. Children requiring special services are referred to the SELPA or Regional Center and the California Children Services. All children have vision screenings through the program or their physician. Children needing further evaluation are referred to their physician, an ophthalmologist and/or optometrist to determine whether the child is visually impaired. Upon receipt of evaluation and diagnosis, a family meeting will take place to ensure that CSB can accommodate the individual needs of the child in the classroom. FF. Eligibility Criteria: Learning Disabilities All Head Start children are screened for possible learning disabilities. Children with suspected disabilities are referred to their physician and RCEB or SELPA as needed. Site Supervisors with the assistance of teaching staff provide classroom observations and child’s work samples as needed to document the child’s needs. Upon receipt of evaluation and diagnosis, a family meeting will take place to ensure that CSB can accommodate the individual needs of the child in the classroom. 2019-21 Policies and Procedures Section 2: Program Operations 186 2019-21 Policies and Procedures Section 2 – Program Operations GG. Eligibility Criteria: Autism, Traumatic Brain Injury, Other Impairments Children that present behaviors such as autism, traumatic brain injuries or other developmental impairments may qualify for services under the Regional Center of East Bay or Local Education Agency (LEA). CSB supports the early identification and intervention of children and following parental consent children are referred for further evaluation to outside agencies. Upon receipt of evaluation/diagnosis, a family meeting takes place to review the IEP/IFSP diagnosis. Based on IEP/IFSP goals and objectives, the best placement will be offered to support the child’s enrollment in the HS program. CSB must ensure all enrolled children are screened for autism at the ages 18 months and 24 months by their physicians based on EPSDT. HH. Disabilities/Health Services Coordination The Comprehensive Services Disabilities Manager works closely with the Health Manager, CS Team and other staff in the screening, assessment process and follow-up to meet the needs of children with disabilities. The Health and Disabilities Managers work together to ensure children's special needs are met and supervision of the administration of all prescriptions and over the counter medications occurs in accordance with state requirements. Children requiring medication must have the doctor's instructions and parental consent before the medication is administered. Individual records of all medications dispensed and a regular review with the child's parents occurs. All medications are adequately labeled, locked and stored out of reach of children. Epi Pens labeled and accessible but out or children’s reach. Individual medical plans are shared with the teaching staff and closely monitored for compliance. Any changes in a child’s behavior related to a drug are shared with staff, parents and the physician. Pre-enrollment case management is encouraged to ensure CSB staff is aware of the individual needs of the child and accommodations can be made. II. Developing Individualized Education Programs (IEPs) The School Districts provide families with advance written notification of IEP meetings. Family's participation in the IEP meeting are documented. Opportunities are provided for reviewing assessment results of the meetings and to request parent’s input. Efforts are made to assure that families are knowledgeable about their parent’s rights and responsibilities under IDEA and understand the purpose and proceedings of the child's program. Head Start evaluates all pertinent information when determining eligibility and placement options of children with current s IEPs such as: • Child's strengths and present level of functioning in all areas of development, strengths. • Identification of challenges and needs in areas requiring specific services. • Short and long term goals and objectives. • Specific related services necessary for the child to participate in Head Start including those services provided by other LEAs and professionals. • Personnel responsible for services provided, projected dates for initiation/duration of services and location of services. • Evaluation procedures to determine the achievement of goals including family 2019-21 Policies and Procedures Section 2: Program Operations 187 2019-21 Policies and Procedures Section 2 – Program Operations goals and objectives. • Transition Plans • Transportation if applicable JJ. Disability Referral Procedures 1. Description The first five years of the children’s life are times of rapid growth and learning. CSB provides rich learning and nurturing environment for them to grow and develop. Children develop at different rates and some may need extra support to reach their age appropriate milestones. The Community Services Bureau is committed to early identification of children at risk of developmental delays in order to provide the necessary early intervention that will lead to positive outcomes for the child. 2. Screening for suspected concerns i. Prior to enrollment and during the application period the child’s file may be flagged using the Red and Yellow Flag System to alert the staff of known or suspected concerns based on the completed health history shared by the parent. The health history briefly screens children for possible health, nutrition, and socio-emotional and developmental risks. ii. Child’s Physical Exams/Baby Well Checkups provide a great source of information and parents are responsible for submitting them to us within 30 days of enrollment thereafter as required by CHDP (Child Health and Disability Prevention.) iii. Sensory and developmental screenings and assessments are provided to all enrolled children within 45 days of enrollment. Children determined to be in need of further evaluation/assessment based on screening results, staff observations, and/or parent observation are referred to the appropriate agency with parental consent. 3. Referral The referral process is explained in detail to the parent during a family meeting. This meeting will take place in the parent’s home language whenever possible. The CSAM will review agency referral protocols with the family including referral time lines, and requirements to complete the referral. CSAM will review with the family and provided copies of their Parent’s Rights and Responsibilities under IDEA and advocacy resources. Depending on the child’s age Referrals could be sent to one of the agencies below:  Regional Center/Early Intervention Agency (Children zero to two years “2.9 years”) The process takes approximately 45 days from the date of referral.  Local Education Agencies/Family Home School District (Children 3 to 5 years) The process takes approximately 60 days from the date of referral. As part of a Family Meeting the parent is encouraged to sign the Child Referral and Parent Consent Form (CSB501); only after understanding the referral process and his/her parent rights under IDEA. 2019-21 Policies and Procedures Section 2: Program Operations 188 2019-21 Policies and Procedures Section 2 – Program Operations For Mental Health referrals, the medical provider information is completed on the referral form and a copy of the child’s Medical card (if insured) is attached. When a child is on "Positive Guidance Policy Steps" and has a "Positive Guidance Plan", a copy of those documents (CSB521 & CSB134B), along with the child’s Social-Emotional (ASQ-SE) and Developmental Screenings (ASQ-3) are included with the referral. The Child Referral and Parent Consents Form (CSB 501), is reviewed to ensure the document is correctly filled out after acquiring parent signature. Additional signatures are obtained from the Site Supervisor and the Comprehensive Services Assistant Manager. A copy of this form (CSB501), is given to the parent, one to the assistant manager to process the referral and the original is placed in the file. The Assistant Manager reviews the signed CSB501 form and processes it immediately. Once receipt of the referral is verified with the appropriate School District, Early Intervention Agency, or Mental Health Unit, the Assistant Manager completes the Response to Referral Form (CSB502). The referral must be including:  Child’s Last and First name  Child’s birth date  Gender  Child’s CLOUDS ID  Child’s center and Classroom #  Current home address  Family phone number#  Parent’s name  Parent’s language of preference  Child’s language of preference  Medi-Cal or SSN # for Mental Health referral (No need of SSN or Medi-Cal for Disability referrals)  Positive Guidance Plan and Positive Guidance Policy Step Letter if applicable  Referral contact: CSAM’s name and phone number  Consents for exchange of information and assessment should be initialed by parent.  Parent’s signature  Site Supervisor, CSAM or Home Based Teacher’s signatures  Parental check and initials for consent-referral and assessment  Name/address of the agency referring to and providing consent for exchange of information  If foster parent is requesting evaluations, CSAM must obtain the biological's parent consent. Or, request Social Worker consent signature Agency to refer information:  Determine Home School District for children 3 to 5 years old. Identify individual school referral requirements such as: Child’s birth certificate, child’s immunizations, copy of parent’s ID, a copy of a utility bill and any other home addressed mail other than cell phone bill.  Access RCEB or other intervention programs if the child is under 2 ½ years old.  Fax signed form (CSB501) to outside agency and follow up with a confirmation phone call to ensure they have received the referral. 2019-21 Policies and Procedures Section 2: Program Operations 189 2019-21 Policies and Procedures Section 2 – Program Operations  Complete Response to Referral Form (CSB502) The original Response to Referral form (CSB502) is placed in the child’s file and a copy is given to the parent attached to any requested or additional relevant informational resources such as CARE Parent Network, IEP/IFSP program descriptions, advocacy resources, etc. The CSAM enters the family meeting notes and intervention/referral information under the disability tab in CLOUDS (Intervention/Referral). A copy of the family meeting (CSB514) is placed in the child’s file. The CSAM will contact the family for a follow-up between 30 and 60 days after submitting the referral to ensure proper evaluation meetings are in place, proper support is given to the parent in preparation of the diagnosis meeting, and ensure participation in the IEP/IFSP meeting. Additional family meetings will follow as applicable. KK. Nutrition Services for Children with Disabilities The Comprehensive Services Disabilities Manager works with the Health Services Manager and the Nutritionist to ensure that provisions to meet the needs of each child are incorporated into the nutrition program. Appropriate professionals are consulted to provide support for Head Start staff and families for children having severe disabilities and problems with eating. Activities to help children with disabilities participate at mealtimes are implemented in the classroom after discussion in a family meeting. Family meetings with CSB staff, other professionals and families are held to meet the nutritional needs of children with disabilities including the prevention of disabilities with a nutrition basis. LL. Parent Involvement in Transition Services for Children with Disabilities In an effort to support the transition of children with disabilities into CSB programs, or children transferring from one Community Services Bureau program to another, the parent will be asked to attend a family meeting (transition planning meeting) prior to enrollment or transfer. The focus of the meeting will be to:  Review the IEP/IFSP goals and objectives as well as identify parent goals for child  Determine the needs of the child  Insure appropriate placement  Plan program adaptations (if needed)  Support family and foster team approach for service delivery  Provide activities and information to the family to foster the child’s development.  Provide activities to the family to reinforce program activities at home.  Provide family with resources such as Social Security (SSI), Early Periodic Screening Diagnosis and Treatment (EPSDT) programs and other community resources and assist them in accessing these resources.  Provide family with information to prevent disabilities among younger siblings. 2019-21 Policies and Procedures Section 2: Program Operations 190 2019-21 Policies and Procedures Section 2 – Program Operations  Provide parent with information about their rights under the Individuals with Disabilities Act. (IDEA)  Provide resources to family groups for children with similar disabilities who can provide peer and family support. Comprehensive Services Team will support family through the children’s transition from Early Head Start to Head Start or from Head Start to Kindergarten or to other agencies. PART VII. Services to Pregnant Women Enrolled in the Program Enrolled Pregnant Women Staff addresses the needs for appropriate supports for emotional well-being, nurturing and responsive caregiving and father engagement during pregnancy and early childhood. 1. Health Care and Insurance - Within 30 days of enrollment Comprehensive Services Staff determines the status of an ongoing source of continuous, accessible health care provided by a health professional that maintains ongoing health records and is not primarily a source of emergency or urgent care and health insurance for each enrolled pregnant woman. For those pregnant enrolled women, support is provided to gain access to health care and insurance as quickly as possible. 2. Family Partnership Services - Comprehensive Services Staff engages enrolled pregnant women and other relevant family members such as fathers, in family partnership services focused on factors that influence prenatal and postpartum maternal and infant health. Staff provides support throughout the transition process with program options and transition to program enrollment, as appropriate. Support Services Provided for Pregnant Women to Access Comprehensive Services through Referrals include:  Assessment for nutritional status as well as nutrition counseling and food assistance, if necessary.  Health/oral health promotion and treatment, including medical and dental exams, on a schedule deemed appropriate by attending health care providers as early in the pregnancy as possible.  Mental health interventions and follow-up services  Substance abuse prevention and treatment services as needed.  Emergency shelter or transitional housing in cases of domestic violence. Pre-natal and postpartum information, education and services are provided to pregnant women, fathers and other relevant family members on the following:  fetal development  the importance of nutrition  risks of smoking, alcohol and drug use 2019-21 Policies and Procedures Section 2: Program Operations 191 2019-21 Policies and Procedures Section 2 – Program Operations  labor and delivery  postpartum recovery  parental depression  infant care  safe sleep practices  the benefits of breastfeeding and accommodation of breastfeeding in the program Newborn Home Visit Newborn visits are scheduled with each mother and baby within two weeks after the infant's birth to offer support and identify family needs. Comprehensive Services Staff is responsible for ensuring compliance with the requirement for a Newborn Home Visit within two weeks after the infant’s birth as follows:  At enrollment - Educating each pregnant woman on the importance of the Newborn Home Visit and explaining the importance of agreeing to this visit when it is offered at the hospital following the birth of her child or when the Public Health Nurse calls to schedule the home visit.  Prior to delivery due date - Reminding the parent of the Newborn Home Visit requirement.  After delivery – Following up with mother to provide support as needed with scheduling or obtaining documentation of the Newborn Home Visit or following up with Public Health Nursing to ensure Newborn Home Visit or obtain documentation.  Entering documentation of the Newborn Home Visit in the file and in CLOUDS. PART VIII. Program Human Resources Management (Personnel Policies & Procedures) A. Statement of Purpose of Policies and Procedures These personnel policies are produced for the purpose of:  Promoting an effective, efficient, and economic operation of programs;  Providing fair and equal opportunity to all qualified individuals to enter employment with Employment and Human Services Department, Community Services Bureau (CSB) and assuring that employees are promoted or advanced under impartial procedures;  Maintaining a program of recruitment and advancement which will provide career development opportunities;  Maintaining a uniform plan of evaluation, duties and wages based upon the relative duties and responsibilities of positions in CSB;  Employing persons who can perform their duties with competence and integrity. B. Governing Board The ultimate authority to manage the Head Start and Early Head Start program is vested in the County 2019-21 Policies and Procedures Section 2: Program Operations 192 2019-21 Policies and Procedures Section 2 – Program Operations Board of Supervisors. According to Contra Costa County, Personnel Management Regulations, the Executive Director or Department has the authority to act on behalf of the County Board of Supervisors on certain personnel actions as stipulated throughout the regulations. All authority for day-to-day administration of CSB is delegated to the Community Services Director. The Board of Supervisors, upon the recommendation of the Employment and Human Services Director, reserves the exclusive right to hire, evaluate, compensate or release the CSB Director (HS/EHS Director), Human Resources and Fiscal Officers. The Policy Council shall approve or disapprove in advance the hiring of the Community Services Director. The Board of Supervisors delegates the authority of the Head Start and Early Head Start program to the Community Services Director or his/her designee, who is responsible for carrying out the policies, procedures, and intent of these policies to include power to employ, promote, assign duties and responsibilities, evaluate, train, reprimand, suspend, discharge, or reward employees within the guidelines of all applicable federal, state and local regulations. CSB will observe standards of organization, management, and administration that will ensure, so far as reasonably possible, that all program activities are conducted in a manner consistent with the purpose of Head Start Performance Standards and the objective of providing assistance effectively, efficiently, and free of any taint of partisan political bias or person or family favoritism. C. Organizational Structure This section contains policies governing the activities of all CSB employees. It is not intended to supersede the Memorandum of Understanding between Contra Costa County and Public Employees Union, Local One (MOUs), the Personnel Management Regulations (PMRs) or any other polices adopted by the County Board of Supervisors. It establishes standard procedures which are applicable to all programs operated by CSB, irrespective of funding source. Unless otherwise noted, all provisions of the manual apply to each and every employee of CSB. If the requirements of MOUs, PMRs, funding sources, and etcetera are less stringent than the provisions of this section, then these provisions will apply. If personnel provisions imposed by the MOUs, PMRs, funding source, et cetera conflicts with the provisions of these policies, then such regulations shall apply. The Community Services Director or designee has the authority to identify and interpret regulations which conflict with these policies. Employees may not take it upon themselves to interpret regulations which may permit them or require them to behave in a manner which is inconsistent with the provisions of this policy. If doubt arises, employees must request their supervisors to secure a ruling from the Community Services Director or designee. In addition to these policies, the MOUs, PMRs, management bulletins, memos, side letters, et cetera regarding personnel policies issued by the County and funding sources shall be considered a part of CSB’s personnel policies and procedures whenever applicable. All personnel policies and practices contained herein are established in accordance with current applicable rules and regulations of CSB funding sources and other mandates. All CSB staff members are required to become thoroughly familiar with these policies and adhere to their provisions. 2019-21 Policies and Procedures Section 2: Program Operations 193 2019-21 Policies and Procedures Section 2 – Program Operations The Community Services Director and senior management are charged with the responsibility for assuring that all provisions of these policies are administered fairly and impartially. According to Contra Costa County, Personnel Management Regulations, the Executive Director or Department Head has the authority to act on behalf of the County Board of Supervisors on Certain personnel actions as stipulated throughout the regulations. D. Additional Personnel Policies Relating to Employees of Program Services 1. Criminal Record Clearance (Background Check/Fingerprinting) i. Live Scan (Fingerprinting) Process  According to the Head Start Act, 45 CFR 1304.3(a)(18) and California DSS, 101170(f), all employees/adults must be fingerprinted. Failure to obtain clearance free of an exemption or with and exemption and/or to comply with fingerprinting regulations will result in refusal of employment.  Applicable employees must be fingerprinted and cleared before their first day of employment. CSB will not employ anyone without an active clearance with or without an appropriate exemption.  CSB Personnel works with the County's Central Human Resources to schedule a Livescan appointment and provides the applicant with a Livescan form to take to their appointment.  All CSB employees must obtain Federal Bureau of Investigation (FBI), Child Abuse index and California State Department of Justice clearance or appropriate exemption o After the Live Scan is completed, the Department of Social Services notifies the County's Central Human Resources (HR) of the results of the Livescan via a Department of Justice Letter of Criminal Record Clearance. Human Resources forward the letter to the CSB Personnel. o After receiving the Department of Justice (DOJ) Letter, CSB Personnel contacts the Community Care Licensing Office to verify the clearance and obtain a clearance number for the prospective employee. o If the candidate receives full clearance, CSB Personnel proceeds with the hiring/on-boarding process o In the case that a candidate is required to apply for exemption, CSB Personnel works with the candidate to complete the required documentation to apply for exemption. Only after CSB Personnel receives written notification from the Department of Social Services that the candidate is granted exemption to work in a childcare facility, the candidate is further advanced through the County’s hiring/on-boarding process.  The DOJ letter or Exemption Notification is kept in the candidate confidential Personnel File. ii. Re-checking Livescan Process 2019-21 Policies and Procedures Section 2: Program Operations 194 2019-21 Policies and Procedures Section 2 – Program Operations  According to the Head Start Performance Standards 1302.90 (5) the program must conduct the complete background check for each employee, consultant, or contractor at least every five years, unless the program can demonstrate that it has a more stringent system in place that will ensure child safety.  California Department of Social Services, Community Care Licensing Division automatically re- checks live scans continuously and notifies the program and the employee.  Should a conviction or other charge occur while the employee is employed, CSB receives an “Immediate Action Required (IAR)” letter from the Department of Social Services Caregiver Background Check Bureau. In this case:  The Community Services Bureau Director determines the appropriate action to be taken based on the Child Care and Development Fund (CCDF) disqualification factors described in 42. U.S.C. 9858f(c)(1)(D) and 42 U.S.C. 9858f(h)(1).  If a manager receives an IAR letter, he/she is to notify CSB Personnel Unit immediately. If CSB Personnel Unit receives an IAR letter, they will notify the Manager, Site Supervisor and immediately have the employee removed from the facility. Disciplinary actions may be taken up to and including termination.  It is the responsibility of the employee to obtain a waiver form from DSS and submit the waiver. Any employee who obtains a waiver may apply for reinstatement and applications will be considered by personnel. If no waiver is obtained as requested by the Personnel Unit, the employee may be terminated from employment with Contra Costa County.  Declaration-The State requires that all current/prospective employees must sign a declaration, Criminal Record Statement prior to employment, which reveals any background information that might be detrimental to their employment with CSB. The declaration or Criminal Record statement must list: o All pending and prior criminal arrests / charges related to child sexual abuse and their disposition o Convictions related to other forms of child abuse / neglect o All convictions  The grantee must review each application for employment individually in order to assess the relevancy of an arrest, a pending criminal charge, or a conviction.  The declaration may exclude listing of: o Any offense, other than the ones related to child abuse and/or child sexual abuse or violent felonies, committed before the prospective employee’s 18th birthday which was adjudicated in a juvenile court or under a youth offender law o Any conviction the record of which has been expunged under Federal or State law o Any conviction set aside under the Federal Youth Corrections Act or similar State authority iii. Requirements for Staff Providing Mental Health Services In addition to the above, for staff providing mental health services, such as the Mental Health Clinical 2019-21 Policies and Procedures Section 2: Program Operations 195 2019-21 Policies and Procedures Section 2 – Program Operations Supervisors and Mental Health Interns, CSB is required by the Department of Health Care Services (CCR, title 42, section 1128 or section 1128A of the Social Security Act and CFR, Title 42, section 438.214) to verify that at time of hire the Mental Health Supervisors and the Mental Health Interns meet the following:  Are eligible to claim for and receive state and federal funds  Have the required licensure that is current and valid  Are not on the following individual/entities excluded provider lists: o http://oig.hhs.gov/exclusions/exclusions_list.sp o https://files.medi-cal.ca.gov/pubsdoco/SandILanding.asp  Thereafter, verification will be conducted on a monthly basis. 2. Emergency Procedures i. Chemical Accident In case of a shelter-in-place emergency, a manager will notify all affected sites. In this case, all employees are required to follow shelter-in-place protocols. SHELTER—Go inside a building immediately to avoid exposure to airborne chemicals. SHUT—Seal all doors and windows/turn off ventilation systems. (Locking doors and windows creates the best seal.) Parents must be informed during orientation that staff is not authorized to release children during a shelter-in-place accident. LISTEN—Turn on the radio/listen for up-to-date information. Avoid using the telephone unless you have a life-threatening emergency. All sites must have a working radio available at all times. ii. Earthquake Emergency Duck and cover under a table or desk, crouching on knees with face down and hand covering the back of the head.  Stay clear of outer walls, windows, glass, cabinets, files, or shelves  Evacuate the building to Assembly Area after counting 100.  Avoid re-entry into the building.  Allow the Building Warden to re-enter the building (searching for missing persons, assessing the extent of damage, turning off utilities as needed, and checking for gas leaks).  Keep clear of overhead wires, poles, buildings, trees, and falling objects if outside.  Prepare for aftershocks. iii. Fire Emergency Notify the fire department immediately, giving required information:  CSB building, room number, address, and other means of identifying location of the fire  Description of size / type of fire  Information regarding any injured people  The name, telephone number, and extension of the employee reporting 2019-21 Policies and Procedures Section 2: Program Operations 196 2019-21 Policies and Procedures Section 2 – Program Operations  Evacuate all people from the fire area and close off the fire area using posted emergency routes.  Report to Assembly Area (consult the Evacuation Plan)  Use appropriate type of fire extinguisher. If smoke or heat endangers safety, evacuation of the area is required (to allow emergency personnel to handle the situation). iv. Medical Emergency  Provide appropriate first aid and/or cardiopulmonary resuscitation (CPR).  Call the Fire Department if advanced first aid is required (911).  Call an ambulance if appropriate (911).  Send the injured to either the physical location of his or her choice or to the nearest medical emergency center or hospital. Notify the family of the injured.  Report injuries to the appropriate supervisor and the designated CSB Personnel Analyst immediately. The supervisor is responsible for notifying Community Care Licensing via telephone within 24 hours and in writing within 7 days.  If an injury results in death or hospitalization of an employee for over twenty-four hours, notify CSB Personnel and the Workers’ Compensation/Safety Coordinator. She/he is responsible to inform the CCC Risk Management and the State Division of Occupational Safety and Health (CAL/OSHA). 3. Work-Related Injury and Illness All County employees who are injured or become ill as a result of their job are covered under workers’ Compensation. Workers’ Compensation is a no-fault insurance plan paid for by the County and supervised by the State. It is a plan where fault does not have to be proven to receive medical expenses and lost wages. If an employee is unable to work because of a work-related injury or illness, (s)he is eligible for benefits. All benefits are determined by the California State Legislature. i. If an employee is injured or becomes ill as a result of her/his job, the following steps should be taken: • The employee must immediately notify her/his supervisor. All work-related injuries/illnesses, including first-aid, need to be reported. • The supervisor must notify CSB Personnel (the designated Workers’ Compensation/Safety Coordinator) • The supervisor and the employee are to complete the required workers’ compensation forms: CCC Supervisor’s Occupational Injury or Illness Report Procedures (AK 30 –Part A & B), and Workers’ Compensation Claim Form (DWC – 1), as soon as possible • The supervisor is to submit the completed forms to CSB Personnel (CSB Workers’ Compensation Coordinator) by the end of the business day of the injury/illness or by the end of the day (s)he became aware of the injury or the illness; The Supervisor is to fax the first white page of the DWC-1 and parts A & B of the AK-30, Supervisors Report, to the CSB Worker’s Compensation/Safety Coordinator at Personnel on the day of the injury and to send the original paperwork via the Interoffice Mail. 2019-21 Policies and Procedures Section 2: Program Operations 197 2019-21 Policies and Procedures Section 2 – Program Operations • The CSB Workers’ Compensation Safety Coordinator will submit the required documentation to CCC Risk Management Office. County policy requires the documentation to be submitted to Risk Management within 24 hours of the injury/illness • Injured/ill employees are encouraged to seek immediate medical attention. The CSB Workers’ Compensation/Safety Coordinator will provide information on medical facilities that can be visited in case of a work-related injury/illness • The injured/ill employee may only return to work with a doctor’s note stating that employee is cleared to return to work on that date. If the employee is placed on “Off Work” or any modified work status, (s)he must notify her/his supervisor and the CSB Workers’ Compensation/Safety Coordinator about her/his status and fax/deliver the appropriate doctor’s note to both parties • Modified work will be assigned only by the CSB Workers’ Compensation/Safety Coordinator in coordination with the employee’s supervisor if accommodations are viable • If an employee is ordered for follow-up doctor visits or therapy as a result of a job- related injury or illness, (s)he is required to attend all prescribed visits and furnish Work Status Reports to her/his supervisor and the CSB Workers’ Compensation/Safety Coordinator after each visit • Employees leaving work for appointments connected to work-related injuries/illness are to claim the time off as workers’ compensation time (WC) on their time cards • Doctor bills and hospital expenses related to on the job injuries or illness will be paid directly by the County. If an employee receives a bill that is related to a job- connected injury or illness, (s)he should notify the CSB Workers’ Compensation/Safety Coordinator and should not pay the bill. ii. Return-To-Work Program CSB participates in the Return-To-Work (RTW) Program. It is a plan utilized by Contra Costa County with the main objective to manage the employees’ successful and timely return to work after a work related injury. The program facilitates the earliest possible return of an injured employee to meaningful, productive work within the parameters of her/his physical capabilities. If necessary, the program allows for temporary modifications to the employee’s job description or position to accommodate the physical restrictions identified by the medical provider. Employees participating in the program are assigned transitional jobs. Two main transitional jobs are available for employees through the RTW program: • Modified work within the employee’s unit – this is usually for on-the-job injured employees who can perform their usual jobs full time or part time with significant accommodations • Bridge Assignments – these are for employees who cannot perform their usual jobs, but can be assigned to other meaningful jobs. Usually, Bridge Assignments are much broader and employees assigned to them may be placed in any of the EHSD’s Bureaus or even other County Departments. Assigning employees to transitional jobs is facilitated by the CSB RTW Coordinator (Personnel) in collaboration with the employee’s supervisor. While in the RTW program, each employee is required to furnish Personnel with Work Status reports after each visit with the Worker’s Comp doctor. 2019-21 Policies and Procedures Section 2: Program Operations 198 2019-21 Policies and Procedures Section 2 – Program Operations Employees with work related injuries benefit from participating in the RTW Program by returning back to work quickly, by continuing to participate in meaningful jobs and maintaining their self-esteem, by the on-the-job hardening, and faster recovery. 4. Ergonomic Safety and Evaluation All employees are expected to maintain their work environment and equipment safe and in good repair. Employees are to organize their work space considering basic ergonomic and safety practices such as, easy access/reach of desk equipment, appropriate lighting, use of appropriate equipment, avoidance of forceful lifting, pushing or pulling, prolonged repetitive motions. Employees performing mainly sitting jobs are encouraged to periodically change activities and positions, take small stretch breaks to reduce repeated stress to various parts of the body. Employees who experience discomfort by using their work equipment or have doctor’s recommendation for ergonomic evaluation are to notify their direct supervisor and request evaluation. The supervisor should contact CSB Personnel, the Workers’ Compensation/Safety Coordinator and request ergonomic evaluation for the employee. The CSB Workers’ Compensation/Safety Coordinator will review the request and arrange for the evaluation. After the completion of the ergo evaluation, the employee and her/his supervisor will receive a copy of the evaluation report and an Ergonomic Equipment Acknowledgment Form. The employee is to review and keep the copy of the evaluation. Both the employee and the supervisor are to sign the Ergonomic Equipment Acknowledgment Form and return the original to the CSB Workers’ Compensation/Safety Coordinator at the Personnel Unit for authorization of the recommended ergonomic equipment. The CSB Workers’ Compensation/Safety Coordinator will work with the CCC Ergo Lab to ensure the appropriate accommodations are made and that the employee is trained on ergonomic and safety practices. Ergonomic Equipment Acknowledgment forms sent by the employees directly to the CCC Ergo Lab without the authorization of the CSB Workers’ Compensation/Safety Coordinator will not be accepted by the Ergo Lab and the requested equipment/accommodations will not be provided. 5. Employee Relations As a part of a team providing services for the benefit of the public, each employee must cooperate with co-workers and supervisors and the public through professionalism and mutual respect in order to set a high standard of work performance. The entire staff of CSB must function as a team. Each employee is required to make a positive contribution in the interest of efficient public service. Unwillingness or failure to cooperate will not be tolerated and will be cause for disciplinary action. 6. Smoke-Free Environment CSB will create a smoke-free environment and eliminate exposure to tobacco smoke by children, staff, parents, and visitors in the Head Start program. Under California labor code, it is unlawful for any individual to smoke tobacco products in an enclosed workplace. 2019-21 Policies and Procedures Section 2: Program Operations 199 2019-21 Policies and Procedures Section 2 – Program Operations Furthermore, in June 2014 the Contra Costa County Board of Supervisors adopted a Smoke-Free Contra Costa law which prohibits smoking, including use of medical marijuana and electronic smoking devices such as e-cigarettes. This law, which will be fully enforced on March 1, 2015, prohibits smoking as follows: • In all buildings, vehicles, and other enclosed areas occupied by county employees, owned or leased by the county, or otherwise operated by the county. • In all outdoor areas owned or leased by the county, including parking lots, the grounds of the county’s hospital and health clinics, and the grounds of all other buildings owned or leased by the county. • In personal vehicle, whether parked or in motion, if it is located on property owned by the county. Employees leaving the County property to smoke or use electronic smoking devices, have to be mindful of their personal safety while off county property. Staff is encouraged to wear protective wear, such as a smoke or “smoking jacket” so that when they finish smoking, they can remove it so as to not carry the tobacco chemicals on their clothing into the classrooms or offices. Adults are also prohibited from smoking during group socialization activities, such as field trips, neighborhood walks, and other outdoor activities. The only situation under which this does not apply is during a presentation or field trip related to American Indian cultural customs in which tobacco is utilized. Educational and wellness activities, such as smoking cessation programs for adults and inclusion of developmentally appropriate activities in health education for children will be developed to assist in carrying out smoke-free policies. Staff and parents are encouraged to call the California Smokers Helpline at 1-800-NO-BUTTS (English speakers) or 1-800-No-Fume (Spanish speakers) or to visit http://cchealth.org/tobacco/time-to-quit-smoking.php for a list of local cessation resources. Additional information and resources are available by contacting the Comprehensive Services Unit’s Health Services Manager. 7. Drug-Free Work Environment In Compliance with the Federal Drug-Free Workplace Act 1988, the Contra Costa County Board of supervisors instituted a Drug-Free Workplace Policy (Resolution No. 90/674 from October 16, 1990). The Board is committed to a Drug-Free Workplace because of the inherent dangers to employees who abuse drugs and/or alcohol. According to the Drug-Free Workplace Policy:  The County prohibits the unlawful manufacture, distribution, dispensing, possession, or use of controlled substance in the workplace, and/or during work hours.  Any violation of this policy may result in disciplinary action, up to and including termination, or when needed, mandatory participation of the employee in a drug-abuse assistance or rehabilitation program.  Any employee convicted of any State or Federal criminal drug statute for a violation occurring in the County workplace or on County time, shall report the conviction to their supervisor, department manager or personnel officer no later than five (5) days after such conviction. 2019-21 Policies and Procedures Section 2: Program Operations 200 2019-21 Policies and Procedures Section 2 – Program Operations CSB strives to maintain a workplace that is reflective of the County Smoke-Free and Drug-Free Workplace Environment Policy. CSB employees are expected to conduct themselves responsibly. Upon report that an employee appears to be under the influence of alcohol or illegal drugs, the employee’s supervisor must notify the Assistant Director or the Division Manager, or the Personnel Administrator. One of these CSB Senior Managers and the employee’s supervisor will immediately meet with the employee and determine if she/he is under the influence of alcohol or illegal drugs. If they determine that the employee is under the influence, the employee shall be instructed to immediately leave the workplace. An employee under the influence of alcohol or illegal drugs is to report back to work sober and clean of drugs at least one day after the incident. The employee has the option to claim unpaid time or to use her/his own accruals. 8. Solicitation of Goods Contra Costa County prohibits the solicitation of goods on any County property. Goods for sale will not be accepted, bought, or sold at any Grantee office or CSB center. This applies to commercial activities only. This does not apply to parent fundraising. Parent fundraising activities are reviewed and approved by the Policy Council and the Bureau Director. 9. CSB Telephone Usage Policy There may be times when personal telephone calls must be made or received during working hours. Personal telephone calls must be kept to a minimum, and may not interfere with classroom or business activities. CSB expects employees to make these calls during break or lunch periods. No long distance calls can be made on CSB telephones. Personal cellular phone usage is prohibited in the classroom and business offices at all times. 10. Food in the Classroom Food for individual staff consumption is not allowed in the classroom unless the staff member is eating a CSB provided meal or snack with the children. Any other food and drink must be consumed by the staff member during their break or lunchtime, away from the classroom and children. E. Analysis of Staff Needs The needs of individual staff members for assistance and training, as well as the training tools are analyzed regularly to ensure optimal performance and efficiency of services. The Community Services Director or designee assesses staff needs by considering levels of responsibility, experience, performance of assigned tasks, and other relevant factors. On the basis of such assessment, the Community Services Director or designee determines the delivery of needed assistance after considering funding limitations. Assessment of staff needs is performed annually or as needed. Self-reflection is also a support strategy used to assess staff strengths and needs. Teachers will utilize the Early Childhood Teacher Self-Reflection Tool at least annually and throughout the year, as desired. Upon completion, teachers can continue to reflect on their own thoughts and teaching practices to support the classroom. In the fall, teachers will update and refresh their own self-reflection tool and 2019-21 Policies and Procedures Section 2: Program Operations 201 2019-21 Policies and Procedures Section 2 – Program Operations share their reflection tool with their supervisor so that s/he is able to support desired areas of growth and development. CSB also recognizes that building positive employee morale leads to staff feeling motivated, encouraged, and appreciated. To maintain high morale, CSB will recognize and appreciate staff efforts through various wellness initiatives. Employee health and wellness is a CSB priority and recognition expenditures will directly relate to building a wellness culture that promotes staff well-being and personal effectiveness. F. Recruitment and Selection It is the policy of CSB to employ qualified, capable, and responsible personnel who are of good character and reputation. Consideration will be given to provide employment opportunities to current and former Head Start and Early Head Start parents. CSB will follow the guidelines for recruitment as required by the MOUs, PMRs, Management Bulletins and other provisions established by the County and funding sources. CSB shall make certain that its recruiting procedures afford adequate opportunity for the hiring and career advancement of its parents and staff. The attainment of a high level of education may be important to performance in certain positions; however, formal educational qualifications, unless required by state, local or federal law, where practical, shall be made discretionary rather than required for employment and advancement. Head Start staff will be required to meet the educational requirement as established in the Head Start Act and/or Head Start Performance Standards. Parent Participation in Staff Recruitment/Screening: CSB has a comprehensive approach with regard to parent participation in the recruitment and screening of HS/EHS program employees. (HSPS1301.4 (b)(3)  Annually, CSB families complete a Parent Interest Survey (CSB300 Form), a question in the survey asks and identifies parent interest in being part of the screening/interviewing process for new hires. Results from the Parent Interest Survey are tallied and the PFCE clerk provides personnel with a list of interested parents. The Personnel unit is responsible for contacting parents to request their participation as recruitment and screening opportunities become available.  To support recruitment: o During Policy Council Meetings, parents are informed of open positions within the program. Informational flyers are also made available to be shared at site Parent Committee Meeting and with the community. o At the site level, AD’s inform staff of open positions during their monthly Cluster Meetings. Flyers with information about individual open positions are shared and posted on site Parent Boards with extra copies accessible for dissemination. o CSB Family Newsletters, a triannual publication, advertises CSB employment opportunities. o CSB Friday Flyers, a semi-monthly resource publication for families includes CSB employment opportunities. 2019-21 Policies and Procedures Section 2: Program Operations 202 2019-21 Policies and Procedures Section 2 – Program Operations G. Hiring of CSB Staff A position will be following steps outlined below:  Following the approved Contra Costa County Personnel Management Regulations, the Personnel Unit will work with the County Human Resources Department, as required, to publicly announce a position for employment.  Upon receipt of applications, the Human Resources Department or designee will screen the applications to ensure that applicants meet the minimum requirements for filling the position.  The Human Resources Department shall designate selection procedures that may be written tests, oral tests, physical agility tests, assessment centers, training and experience evaluations or other selection procedures, or any combination of these. Selection procedures shall be practical and job related, constructed to sample the knowledge, skills, abilities and/or personal attributes required for successful job performance.  When, after public announcement, the number of accepted candidates is equal to or less than the number necessary for a full certification, after consulting with the Community Services Director, the Personnel Unit may waive competitive testing and certify the applicants without rank or score. Under these circumstances, the Community Services Director will appoint a Qualifications Appraisal Board within the Community Services Bureau to conduct oral interviews of the applicants.  In examinations where an oral interview is to be conducted as part of the total examination, the Personnel Unit shall appoint two or more qualified staff, to conduct oral interviews.  Whenever final interviews are conducted to fill key management positions such as Executive Director, Head Start or Early Head Start Director, Chief Fiscal Officer, Personnel Director or any other equivalent position within the Community Services Bureau, in addition to the appointed subject matter experts, the Policy Council Chair/Vice Chair will be included in the panel conducting the interview/s.  After completion of the examination process, the Personnel Unit will certify to the Bureau Director in rank order, according to the overall scores in the examination process, the names, addresses and phone numbers of the persons entitled to certification.  CSB Personnel will coordinate the Hiring Manager to identify an interviewing panel consisting of managers and supervisors with expertise in the content area of the position needed to be filled. The panel should include minimum of two managers or supervisors and a parent always when possible.  The designated interview panel will interview the prospective employee to determine: o If the individual will be able to work with staff in a cooperative, team-like manner; o The individual’s commitment to low income families and the community; o The experience the individual has working with or the understanding the individual has of culturally diverse groups; o Personal characteristics such as warmth, strength, flexibility, understanding, empathy, ability to respond quickly under stress; o The ability of the individual to work within systems; o The individual’s respect for authority and ability to work under supervision; and o Any other special skills such as speaking, reading, or writing in other languages. 2019-21 Policies and Procedures Section 2: Program Operations 203 2019-21 Policies and Procedures Section 2 – Program Operations  A second interview may be conducted in some cases with the purpose of determining the candidate/s suitability to the agency and the particular job. The interview should be conducted by a panel of at least two interviews. No interviewer should be conducting an interview by him/herself. This interview, although set up with CSB Personnel assistance, can be informal without the usage of a structured interview questionnaire.  After the interview, the Personnel Unit will conduct personal and employment reference checks on all potential new hires and will submit a reference report for review along with recommendations to the Hiring Manager and Community Services Director or designee for employment in the position being considered.  The name and qualifications of the candidate/s will be considered for approval by the Hiring Manager and the Community Services Director. Only after the candidate has been approved for employment may the candidate be officially employed and report for work.  In case of hiring a new Head Start Director, a Chief Fiscal Officer, or a Personnel Director, the candidate/s will be presented for approval by the Policy Council.  Policy Council will be informed of all new hires during the monthly Policy Council meetings.  All newly hired employees will serve a probationary period as outlined in Section 9 of the Personnel Management Regulations and the appropriate Section of the applicable Memorandum of Understanding between Contra Costa County and Public Employees Union, Local One. H. Reject from Probation When an employee is being separated from employment while on probation, the employee's supervisor and/or a CSB Personnel Analyst will notify the employee and at that time shall ask for any keys and/or employee badges they may have to the facility. I. 9/80 Work Schedule A 9/80 work schedule has been established for a period determined by the Community Services Bureau Director. The schedule is available for Senior Management and some management and middle management classifications. There may be some job functions or classifications that are not feasible for participation in the 9/80 schedule. Additionally, probationary employees are not eligible for a 9/80 schedule until successfully completing their probationary period. Furthermore, temporary employees are excluded from the 9/80 work schedule. The Director of Community Services Bureau has the authority to determine the exclusion or the participation of particular jobs or classifications in the 9/80 shift. The 9/80 schedule is voluntary. An employee who participates in the 9/80 schedule is not obligated to maintain it except for a two-week cycle from the beginning of the 9/80 shift. If an employee opts out of the schedule, she/he may opt back in once in the following three-month period. Work expectations do not change as a result of an employee’s participation in a 9/80 schedule. If her/his performance deteriorates due to participation in the 9/80 schedule, the employee may be returned to a regular schedule. This action requires the approval of the Community Services Director or designee. Employees requesting participation in the 9/80 work schedule should complete a Participation Request form that can be obtained from CSB Personnel Unit. The employees are to submit the completed form to their supervisor. Approval is granted by the Community Services Director or designee with 2019-21 Policies and Procedures Section 2: Program Operations 204 2019-21 Policies and Procedures Section 2 – Program Operations consideration for adequate coverage of the Department and the individual units. A copy of the approved request should be submitted to the Fiscal unit and to CSB Personnel to be filed in the employee’s personnel file. Employees participating in a 9/80 schedule must take a day off during the two-week pay period. During the period, the employees work one 8-hour day and 9 hours each day thereafter. The total work hours for the pay period should equal 80. If a holiday falls on the employee’s day off, the employee should take her/his 9/80 day within the pay period before or after the holiday. If a holiday falls on a work day, the employee must use 1 hour accruals to make the required 9-hour work day since a holiday is 8 hours. 9/80 Work Schedule for Employees Temporary Disabled Due to Industrial Injury In accordance with the Memorandum of the Office of the County Administrator, dated November 23, 2009, and the Contra Costa County’s Return to Work Policy for Industrial Injury or Illness, Section VI, A. Restrictive Duty, the 9/80 or flexible work schedule for every employee who has sustained industrial injuries, who has an accepted worker’s compensation claim and is temporarily disabled from working full time will be temporarily revoked. Upon release to full time work by the treating physician and only if the employee is able to work more than 8 hours per day, the 9/80 or flexible schedule may be resumed. J. Separation Employees are dismissed, suspended, and demoted in accordance with Contra Costa County, Personnel Management Regulations Part 11, Separation and Memorandum of Understanding between Contra Costa County and the Labor Unions. K. Resignation A resignation letter from the employee shall be made in writing and submitted to the employee’s immediate supervisor and/or Assistant Director. The original letter should be sent to Personnel Unit. L. Nepotism No immediate family member of a supervisor shall work directly under his/her supervision. Immediate family member shall be defined as person's parent/s, grandparent/s, siblings, spouse, in-laws, natural child, stepchild, foster child, child in employee’s custody, legally adopted child, legal guardianship, foreign adoption, tribal adoption, disabled adult child, domestic partner, child of domestic partner, and children's spouses. M. Enrolled Children of CSB Employees To maintain an equitable educational environment at our child care centers, CSB requires that an enrolled child of a CSB employee or immediate family member be placed at facility that is different from the employee or immediate family member’s worksite, with the exception of AD approval under extenuating circumstances. In NO case will an employee’s child be placed in the employee’s or immediate family members classroom. CSB employees’ children may be enrolled in the program only if eligible. 2019-21 Policies and Procedures Section 2: Program Operations 205 2019-21 Policies and Procedures Section 2 – Program Operations N. Staff Qualifications – General All site-based staff must meet the minimum qualifications of the State Department of Education matrix and the Early Head Start and Head Start staff qualification requirements as stated in Sections 645(A) and 648(A) & (B) of the 2007 Head Start Act and Section 1302.91 of the Head Start Performance Standards . This includes Assistant Directors, Site Supervisors, Infant/Toddler Master Teachers, Master Teachers, Infant/Toddler Teachers, Teachers, Infant/Toddler Associate Teachers, and Associate Teachers. It is the employee’s responsibility to maintain and provide to Personnel and their Site Supervisor a current Permit or Temporary Certificate issued by the Office of Education and to meet the Head Start and Early Head Start staff qualification requirements by the established timelines. Services for families enrolled in the home-based program option are provided by Early Childhood Educators. These employees must meet the education qualification requirements established in Section 1302.91(e)(6) of the Head Start Performance Standards, demonstrate competency to implement home visiting curriculum, promote the progress of all children, including dual language learners and children with disabilities, and build respectful, culturally responsive, and trusting relationship with families. Family services staff work directly with families on the family partnership process. Staff hired after November 7, 2016 must, within 18 months of hire, obtain at a minimum a credential or certification in social work, human services, family services, counseling or a related field. In addition, all staff must meet the minimum qualifications as stated in the Community Services Bureau Job Descriptions and as set forth by state and federal regulations. Should an employee fail to meet the minimum qualification of his or her job while employed with Contra Costa County, he or she will be dismissed as stipulated in the Personnel Management Regulations, Part 1108 and the Public Employees Union, Local One MOU, Section 24.2. O. Qualification Requirements for Positions Minimum qualification requirements reflecting the California Department of Education, the Head Start Act and Section 1302.91 of the Head Start Performance Standards qualification guidelines are set for all Contra Costa County Community Services Bureau positions. The Personnel Director, in conjunction with the Assistant Directors and/or other subject matter experts, drafts minimum qualification requirements for certain positions. These are received by Division Managers for input and review. Where minimum qualification requirements affect health, education, food service, or other component positions, the draft is received by the appropriate committee for input and review. The draft is then submitted to the Community Services Director for review and approval. After Community Services Director’s approval, the draft is sent to the CSB Personnel Unit for further processing. 2019-21 Policies and Procedures Section 2: Program Operations 206 2019-21 Policies and Procedures Section 2 – Program Operations Managers receive copies of job descriptions and qualifications adopted by Human Resources. Preference will be given to former and current parents who meet the qualifications as set forth in the job descriptions. All staff must be able to perform the Essential Functions as set forth by the Bureau at all times (please refer to Essential Functions documentation). If staff is unable to perform the functions at any time during employment, the Bureau will try to accommodate needs; however, there are some instances where this may not be possible. New Hires: Before a new employee / volunteer who will work directly with the families and children begin work, (s)he must have completed the following:  Complete health screening by a physician including a tuberculosis test (prior to employment) or a written statement from a doctor stating a TB test is not required.  Provide verification of required vaccinations for Measles and Pertussis or waiver of such vaccination/s as required by Community Services Bureau Vaccination policy as per SB 792(for staff working in child care centers).  Fingerprint / criminal record clearance without any exemptions. P. Classroom Staffing and Ratios and Comprehensive Services Staffing 1. Classroom Staffing and Ratios Each classroom maintains the adult/child ratios required by Title V: For children ages 3-5, 1:8; for toddlers, 1:4; for infants 1:3. Children under three years of age may not be in groups with more than eight children. Each full-day pre-school classroom is staffed with a qualified Teacher and 2 Associate Teachers. If this is not possible, an Associate Teacher may be substituted for a Teacher and a Teacher Assistant Trainee for an Associate. Each part-day pre-school classroom is staffed with two Teachers and Teacher Assistant Trainees. CSB center classrooms will have no more than 20 children enrolled at any time, except in State Preschool classrooms where there may be 24 children enrolled at one time and in Head Start classrooms with an approved 24-waiver from the Administration for Children and Families (ACF). The Supervisor must ensure that adult/child ratios are maintained at all times. If a staff member is absent, the Site Supervisor must do the following:  Assess the staffing needs of the classroom based on the number of children present and the staff/child ratios in other classrooms at the site.  Request the services of a parent volunteer.  If a substitute is needed, the Supervisor must contact the clerk who coordinates the substitutes. All staff inside the classroom and outside in the yard are responsible to ensure that all children are visible at all times and that they are being supervised at every moment.  Whenever the classroom is outside on the yard or on a field trip, all members of the teaching team must be present to ensure the health and safety of children. No scheduled prep time or breaks are permitted during times scheduled outside of the classroom. 2019-21 Policies and Procedures Section 2: Program Operations 207 2019-21 Policies and Procedures Section 2 – Program Operations Teaching staff supervise infants and toddlers/twos by sight and sound at all times. When infants and toddlers/twos are sleeping, mirrors, video or sound monitors may be used to augment supervision in sleeping areas, but such monitors may not be relied on in lieu of direct visual and auditory supervision. Sides of cribs are checked to ensure that they are up and locked. Teaching staff and volunteers are aware of, and positioned so they can hear and see any sleeping children for whom they are responsible, especially when they are actively engaged with children who are awake. CSB management ensures that the staff reflects the cultures and languages of the children and families served in the program whenever possible. If this is not possible, the Supervisor must contact the main office to obtain the services of a translator in order to communicate with families. 2. Comprehensive Services The program is supported at all times by the following personnel:  A health services content area expert who is trained and experienced in public health, nursing, health education, maternal and child health, or health administration.  An education and curriculum services content area expert who is trained and experienced in early childhood education and development, classroom observation and monitoring, and coaching/mentoring.  A nutrition services content area expert who is a registered dietitian or nutritionist.  A mental health services content area expert who is a licensed or certified mental health professional with experience and expertise in serving young children and their families.  A family and community partnership or parent involvement content area expert who is trained and experienced in field(s) related to social, human, or family services and who is skilled in assisting parents of young children in advocating and decision-making for their families.  A disabilities services content area expert who is trained and experienced in securing and individualizing needed services for children with disabilities. When a health procedure must only be provided by a licensed or certified health professional, the agency will ensure that this requirement is met. Q. Site Administration Each site that receives State Department of Education funding must have a full time Site Supervisor housed in the building. For sites with more than nine classrooms, an additional Site Supervisor will be housed at the building. This Supervisor may be counted in the ratio if working directly with the children. Sites with infant/toddler care must have a Site Supervisor who, in addition to the regular qualifications, has completed 3 units of Infant and Toddler Care. As an entity operating child care and development programs, providing direct services to children at two or more sites, CSB shall employ Assistant Directors that meet the minimum qualifications of a Program Director as outlined in the State Department of Education matrix. 2019-21 Policies and Procedures Section 2: Program Operations 208 2019-21 Policies and Procedures Section 2 – Program Operations R. Teacher Assistant Trainees (TATs) CSB employs Teacher Assistant Trainees (TATs) who have no less than 12 Early Child Education units from an accredited college. The following applies for all teaching staff with less than 12 units in Early Childhood Education courses:  The TAT must be at least 18 years of age  If the TAT has enrolled in or completed at least 6 units in Early Childhood Education, (s)he may supervise children at nap time and escort children to the bathroom without the direct supervision of a Teacher/Associate.  The TAT will support the classroom needs under the supervision of the Lead Teacher In order to support the professional development and career advancement of TATs, CSB will provide a select number, based on funding and availability, of TATs the opportunity to participate in the ECE Work Study Program, as outlined in Section 2.VIII.EE.vii S. Volunteers CSB encourages volunteers from the community whenever possible. Each year, program staff recruits volunteers through flyers and other announcements. Before a volunteer begins in the program, (s)he must be approved by the CSB Manager responsible for volunteer coordination. This ensures that the volunteer has fulfilled the necessary requirements prior to being given an assignment. All potential volunteers must complete a Volunteer Application. If the volunteer works more than sixteen (16) hours at one facility s/he must obtain fingerprint clearance. All volunteers, regardless of the number of hours they are planning to work, must submit a statement of good health. The statement could be issued by a doctor, a medical professional or be a self-disclosure signed by the volunteer. Each volunteer must undergo a TB risk assessment and if at risk submit a negative TB test result, as well as provide verification of measles, pertussis and influenza immunizations as outlined in California Community Care Licensing and Health and Safety Code 1596.7995 at their own cost prior to volunteering. The statement of good health, the TB and immunization result should be provided to the manager overseeing volunteer coordination and kept on file by the Site Supervisor. As outlined in California DSS section 101170(b), certain volunteers may be exempt from the requirement to submit fingerprints and or immunization verification. Once fingerprint, criminal background clearance, immunization verification/s and TB clearance is received, the volunteer coordinator will contact site supervisors to see if there is an appropriate volunteer opportunity at their site. The volunteer coordinator will forward all paperwork to the site supervisor for their Licensing and Health file. The Site Supervisor or designee will review the Volunteer Policy with the volunteer and have him/her sign the Standards of Conduct, Certification Statement and all other Licensing forms. Only then will CSB make the final volunteering assignment which includes: start date, end date, and number of days and hours per week. The volunteer enters hours worked daily on an in-kind form for the whole month. At the end of the month, the volunteer submits the completed in-kind reporting form to the assigned volunteer supervisor to have them sign their approval and to make a copy of form for the volunteer. The volunteer’s supervisor or designee submits the in-kind records monthly to the cluster clerk for entry into the In-Kind Log in the shared drive. 2019-21 Policies and Procedures Section 2: Program Operations 209 2019-21 Policies and Procedures Section 2 – Program Operations T. Standards of Conduct CSB ensures that all staff, consultants, and volunteers will observe the program’s Standards of Conduct. All employees must sign the Standards of Conduct annually and the original will be maintained in their personnel file. Every employee, consultant and volunteer involved in the Program, must subscribe to the following:  Respect and promote the unique identity of each child/family.  Refrain from stereotyping on the basis of gender, race, ethnicity, culture, religion, disability, Sexual orientation, or family composition.  Follow program confidentiality policies concerning information about children, families, and other staff members.  Never leave a child alone/unsupervised while under their care.  Use positive methods of child guidance.  Never engage in corporal punishment, emotional/physical abuse, rejection, extended ignoring, humiliation, intimidation, ridicule, coercion or threats.  Never use any form of verbal abuse, including profane, sarcastic language, threats, or derogatory remarks about the child and/or about his/her family.  Never prohibit a child from attending religious services outside the agency.  Never use methods of discipline that involve: o Isolation o Binding or tying a child to restrict movement or taping a child's mouth. o The use of physical activity or outdoor times as a punishment or reward o The use of food as punishment or reward o The denial of basic needs  Provide a safe, healthy and accommodating environment that meets the children’s needs. Each employee, consultant, contractor, and volunteer must comply with program confidentiality policies concerning personally identifiable information about children, families, and other staff members. Every employee engaged in the award/administration of contracts or other financial awards will sign a statement to the effect that they will not solicit or accept personal gratuities, favors, or anything of significant monetary value from contractors or potential contractors. Additionally, employees will not engage in any form of picketing, protest, or other direct action that is in violation of law and must comply with Contra Costa County Administrative Bulletin 405.4. If a staff member, consultant, contractor, or volunteer violates any of the above Standards of Conduct, the following disciplinary steps may be followed:  Conference(s) with the individual’s supervisor to discuss implications of their behavior, and corrective action plans.  Further training for the individual may be provided.  A letter of Coaching and Counseling may be sent to the individual, detailing the seriousness of their violation(s) of the Standards of Conduct.  If the letter of Coaching and Counseling is ignored, the employee may receive further disciplinary action. 2019-21 Policies and Procedures Section 2: Program Operations 210 2019-21 Policies and Procedures Section 2 – Program Operations  If the behavior of the individual does not change, disciplinary measures may be applied, such as Letter of Reprimand, suspension, and/or termination of employment. In some cases , termination may be the first discipline. U. Professional Behavior and Attire 1. CSB Standards of Professional Behavior As representatives of County government, it is important that staff adhere to high standards of professional behavior at all times. Public and client perceptions of our staff and services can be significantly affected by a single negative interaction with any employee in our department. As professionals, staff members need to refrain from excessively negative behavior in all interactions with their colleagues, in meetings and training sessions, with clients, or the public. Such behavior can over time create a hostile work environment, be experienced as harassment, interfere with client access to services, or violate client rights. Examples of excessively negative behavior can include: rudeness, being overly brusque and impatient, showing contempt for others, being excessively critical and fault-finding, demeaning and sarcastic, disrespectful, slamming doors or files, raised voices, use of profanities, sexual and national origin harassment and discrimination, There may also be other behaviors that create a hostile or extremely unpleasant environment for staff or clients. Staff who engages in such behaviors will receive counseling and coaching from their supervisors. Continued engagement in unprofessional behavior after counseling and coaching has been provided may result in disciplinary action. To ensure the health and safety of enrolled children and to foster professionalism at our child care centers and offices, staff is expected to adhere to the following dress code. Staff at child care centers, whether direct caregivers or support staff, must wear clean, neat, comfortable clothing and footwear suitable for the daily tasks of significant bending, walking, lifting, sitting and running. Central Kitchen staff must adhere to policies that specifically pertain to hygiene and attire. 2. CSB Standards for Appropriate Attire  Shoes: heel height to a maximum of 1 inch, closed toe and heel required  Shorts: must reach the knee, transparent fabric is unacceptable.  Tops: prohibited are tops that expose the midriff, low cut necklines, backless, strapless, halter or tube tops, spaghetti straps, or any transparent material.  Skirts/dresses: hem must be knee length or longer; fabric may not be transparent.  Pants: hems of pants cannot drag on the floor, and waistband may hit no lower than the top of the hip. Transparent fabric is unacceptable.  Jewelry: Earrings must be shorter than 1 inch from lobe, rings no higher than ¼ inch from shank. Any jewelry that may pose a hazard to children or staff may not be worn to work.  Any articles of clothing with statements deemed by CSB to be political, offensive, or inappropriate are prohibited. The display of ‘gang colors’ is prohibited. 2019-21 Policies and Procedures Section 2: Program Operations 211 2019-21 Policies and Procedures Section 2 – Program Operations  Administrative staff shall dress in a manner that reflects a positive public image. In general, appropriate business attire will include well maintained clothing, as described above. ‘Casual Friday’ attire is acceptable, but must incorporate the above standards. Administrative staff may wear blue jeans on Casual Friday but may not be worn with sneakers, thong shoes, or T-shirts. V. Non-Discrimination and Anti-Harassment Policies It is the policy of Contra Costa County to maintain a work, service and program environment free of discrimination, harassment, or intimidation based on sex, gender, age, race, religion, national origin, ancestry marital status, sexual orientation, disability or medical condition. These policies are also mandated by state and federal law. It is the policy of the Community Services Bureau to comply with all applicable state and federal statutes and regulations prohibiting discrimination in employment, contracting, buildings, facilities, and provision of services. All employees should be familiar with all of the provisions in the County’s “Notice of County Non-Discrimination and Anti-Harassment Policies” and the procedures for “Reporting Discrimination, Harassment, and Retaliation”. In addition to policies and regulations which prohibit harassment on the job on the basis of one’s membership in one of the protected classes as well as all forms of sexual harassment, please note that the County policy also states that:  “Employees are entitled to, and will be provided with, a workplace environment which is free from harassment…All employees are individually responsible for conducting themselves in ways that ensure others are able to work in an atmosphere free of discrimination, harassment or intimidation…Each employee has a duty to report incidents of unlawful discrimination and harassment. Retaliation for reporting discrimination or harassment or participating in an investigation of a discrimination claim is both unlawful and against County policy.”  Supervisors have an affirmative and legal duty and responsibility to report all allegations of sexual and other forms of harassment or discrimination to their managers or supervisors. The Employment and Human Services Department will fully comply with these policies and will not tolerate discrimination, harassment, or intimidation in any form. Reports of violations of these policies will be promptly investigated and appropriate disciplinary action taken if warranted. This policy also includes more subtle forms of harassment, such as threats, name- calling, and use of slurs, innuendo, or misrepresentation of actions or intent to damage an employee’s reputation. W. Whistleblowers are Protected Community Services Bureau adheres to the California Whistleblower Protection Act (Government Code Sections 8547-8547.13) and EHSD Policy against Retaliation. It is the public policy of the State of California to encourage employees to report or “blow the whistle” to an appropriate government or law enforcement agency when they have reason to believe their employer is violating a state or federal statue, or violating or not complying with a state or federal rule or regulation. These violations may include fraud, waste, abuse, unnecessary government spending, an unsafe or unhealthy employer practices. 2019-21 Policies and Procedures Section 2: Program Operations 212 2019-21 Policies and Procedures Section 2 – Program Operations A “whistleblower” is an employee afforded with the following protections:  An employer may not make, adopt, or enforce any rule, regulation, or policy preventing an employee from being a whistleblower.  An employer may not retaliate against an employee who is a whistleblower.  An employer may not retaliate against an employee for refusing to participate in an activity that would result in a violation of a state or federal statute, or a violation or noncompliance with a state or federal rule or regulation.  An employer may not retaliate against an employee for having exercised his or her rights as a whistleblower in any former employment. Information regarding possible violations of state or federal statutes, rules, or regulations, or violations of fiduciary responsibilities should be reported by calling the California State Attorney General’s Whistleblower Hotline at 1-800-952-5225. A copy of this Labor Code and how to report improper acts is posted at each CSB center. X. Protocol for Tracking Staff Absences and Recognizing Excessive Absenteeism Maintaining good attendance is a condition of employment and essential function of every employee's job. Further, consistent staff attendance is critical to the operation of quality child development centers. To maintain our daily staffing levels so that our work is completed effectively and efficiently it is necessary to keep accurate account of the use of these benefits. Use of vacation and personal leave accruals is by mutual agreement between the employee and the supervisor. Request for use of this time must be made and approved in advance using the form provided by CSB. For employees who do not have pre-approved absence from work, each Site Supervisor is required to maintain a daily employee call-in log to record employee absences that were not pre-approved. Employees calling off of their shift must do so by 6:00am on the day of the absence. For consecutive absences, employees must notify their supervisor by 3:00pm of the day prior. If no communication between the employee and supervisor takes place during the first day of absence it is expected that the employee will be present for their shift on the next business day. The employee is required to provide the following information when calling in: Name, date of the absence, job classification, shift, time of the call, reason for not reporting to work. Supervisors are to track absences on the monthly Staff Absentee Tracking log that is provided in an Excel workbook. Assistant Directors are to review monthly Staff Absentee Tracking logs for analysis of staffing patterns, site needs for substitutes, etc. Additionally, through review of these logs, assistant directors, supervisors and managers can detect abuse of sick leave and excessive absenteeism and allow management and supervisory staff to proactively address absenteeism concerns in a timely manner.  Excessive Absenteeism: 2019-21 Policies and Procedures Section 2: Program Operations 213 2019-21 Policies and Procedures Section 2 – Program Operations o Absenteeism (including use of sick leave) may be considered excessive where there are frequent and often unscheduled absences, including use of vacation, floating holiday and earned compensatory time accruals. Excessive absenteeism usually results in exhausted sick leave accruals and frequent use of other leave balances such as vacation, floating holidays or compensatory time for “sick leave” purposes, as well as other unscheduled absences (including tardiness). In general, repeated depletion of sick leave accruals as they are earned may be an indicator of excessive absenteeism as is the frequent placement in Absent With Out Pay (AWOP) status. o Abuse of sick leave use occurs when it is used for absences that are not permissible under the definition of appropriate use of sick leave or for the purpose other than that for which it is claimed (as described in the MOUs and he Personnel Management Regulations). o Use of large amount of sick leave accruals may be mitigated by extenuating circumstances as applicable in the MOUs (FMLA, disability status, etc.). Supervisors and managers are encouraged to look for patterns of absenteeism such as unscheduled absenteeism at the beginning or the end of the work week, before and after holidays, before and after approved time off, etc. Such patterns may be indicators of excessive absenteeism.  Handling Excessive Absenteeism: When patterns of excessive absenteeism are detected, and there are no known mitigating circumstances, supervisors and managers are to discuss their findings with the Assistant Director or Unit Manager and decide on appropriate course of action. Actions taken may include but are not limited to the following: o Counsel the employee verbally to improve their attendance o Issue Couching and Counseling Letter (if employee does not improve) o Pursue disciplinary actions: Letter of Reprimand o Reference the absenteeism issue in the employee’s annual performance review o Develop Improvement Plan with the impute of the employee o Consult with Personnel Analyst on other disciplinary actions if no improvement is noticed o If appropriate, refer the employee to the County’s Employee Assistance Program (EAP). This action requires consult with and involvement of the CSB Personnel Analyst. Note: EAP is always available to an employee who may wish to make an appointment him/herself. Supervisors and managers are encouraged to check with CSB Personnel Analyst if not sure if an employee has any known mitigation circumstances. 2019-21 Policies and Procedures Section 2: Program Operations 214 2019-21 Policies and Procedures Section 2 – Program Operations Y. Family Medical Leave Act (FMLA) CSB provides coverage under the Family Medical Leave Act (FMLA). Eligible employees can receive up to 18 weeks unpaid, job-protected leave in rolling 12 months period. An “eligible” employee is an employee who had work for his/her employer for at least a year and had worked a minimum of 1,250 hours and meets any of the qualifying reasons listed below:  The birth of a child or placement of a child with the employee for adoption or foster care  The employee’s own serious health condition  The employee’s need to care for her/his spouse, child, parent, due to his/her serious health condition  The employee is the spouse, son/daughter, parent, next of kin of a service member with a serious injury or illness (in this case the FMLA may be up to 26 weeks in a single 12 month period)  Qualifying emergency arising out of the fact that the employee’s spouse, son/daughter, parent is on active duty or call to active duty status in support of a contingency operation as a member of the National Guard or Reserves Employees needing to take FMLA are required to notify their supervisor and Personnel, and submit a medical certification or appropriate document/s issued by a court, law/enforcement agency or a military service entity showing need for the employee to take time from work. Medical certification has to be provided on CCC Certification of Health Care Provider Form. This form can be obtained from the CSB Personnel Unit. The employee is required to submit the completed and signed by his/her doctor document within 15 calendar days of receiving the form from Personnel. The CSB Personnel Analyst/FMLA Coordinator will provide the employee with official letter approving/disapproving the FMLA and information on the employee’s benefits and rights while away of work. If a supervisor is aware that an employee is off work due to a condition qualifying under the FMLA, she/he should notify CSB Personnel on behalf of the employee. Personnel will contact the employee and will provide information on his/her rights under the FMLA. Employees who have been on FMLA or Approved Leave of Absence (LOA) due to their serious medical condition are required to submit to CSB Personnel a Physician’s Statement of Ability to Work clearing them to return to work, prior to reporting to their assigned work location. If the employee is cleared to return to modified work, CSB Personnel Analyst/Return-to-Work Coordinator will assign modified work, if any is available. While on FMLA, an employee may be eligible for Temporary Disability Benefits or Paid Family Leave. The employee is to make personal decision if (s)he wants to take advantage of these benefits. Employees are encouraged to contact CCC Benefits Unit at (925) 335-1746 for specific information regarding their benefits during time off work. While on FMLA, employees may choose to use their accruals. In this case, they are to contact their payroll clerk and make specific arrangements for the use of their accruals. In California, employees are also covered by the California Family Rights Act (CFRA) and the Pregnancy Disability Leave (PDL) Act, each of which provide family or medical leave that can run concurrently or consecutively with the FMLA, depending on the circumstances. 2019-21 Policies and Procedures Section 2: Program Operations 215 2019-21 Policies and Procedures Section 2 – Program Operations Paid Family Leave is also available to employees who contribute to State Disability Insurance (SDI). Paid Family Leave runs concurrently with FMLA, CFRA, and PDL. Z. Confidentiality As public employees, CSB is governed by numerous federal, state, and county regulations that are designed to ensure that public resources are being administered in an ethical manner and that the right of both employees and the public CSB serves are respected and honored. These include regulations that ensure that the rights of individual employees are respected to work in an environment that is free of discrimination, intimidation, hostility, or retaliation. CSB’s mission to serve the most vulnerable members of the community also requires even higher standards of professional conduct to ensure that rights are respected and that there will be no cause of additional harm and suffering. Knowing what these myriad regulations are and understanding their relationships to each other can be confusing. The purpose of this policy is to update and summarize the major policies that govern employee conduct. References will be made to other policy documents that contain the more detailed provisions. These policies will be reviewed with all existing employees and will be presented to and discussed with all new employees and temporary staff at the time of their orientation. New employees will sign a statement that certifies that they have received and read these Standards of Conduct. 1. General Policies Policies and procedures in this matter bind CSB employees who have access to confidential information. The policy is:  No information about a child or family is to be released without written, parental informed consent if the material is personally identifiable.  “Personally identifiable” information is defined as information about a child or family that would make it possible to identify the child or family with reasonable certainty. Such information includes:  The child’s name, address, telephone number  Medical record  Social Security number  Any other data that can readily identify the child or family. When the child’s name is attached to any of the following, that information is considered confidential:  Specific educational/medical screening  Diagnostic data  Disability  Categorical diagnosis  Child’s functional assessment  Family needs assessment  Home visit reports  Progress reports 2019-21 Policies and Procedures Section 2: Program Operations 216 2019-21 Policies and Procedures Section 2 – Program Operations 2. Confidentiality Procedure All records containing information pertaining to a child and/or family must be kept in a locked file. The locked file should be maintained at each center location, and the Site Supervisor shall designate a staff member to be responsible for the key. A list of individuals authorized to review files must be available at every center. Any individual not on the list, but requesting access to files must be approved by the lead Teacher/Site Supervisor prior to release of files. Please refer to Record Keeping and Reporting Section for protocols for file review. An Individual Access Log must be kept in each file, and any individual working with/reviewing/monitoring the file must sign his/her name, date, and reason for accessing the file. Files or papers containing confidential material regarding a family must not be left on desks, tables, or other areas where others may have access to them. After current business concerning a file is completed, the file must be returned to the file cabinet, and the cabinet locked. Discussions of family problems or situations are to be held only with those staff members working directly with the family. Information should be shared only if it is relevant to that staff member in assisting the family. The normal mode of information sharing is the Case Conference/Family Meeting. The following must be followed:  Problems of one family must not be discussed with another family.  Family situations/problems must not be discussed in the presence of parents, children, or visitors at the centers or division office.  Written information regarding families must not be shared with any community agency without express prior written authorization from the family.  After a child’s participation in the program has ended, no records of home visits, Case Conferences/Family Meeting, IEP’s or other confidential reports are to be forwarded to any school without prior written authorization from the parent(s).  Prior to using children’s photographs outside the program or allowing children to participate in research, parents’ written permission must be secured. 3. Parent Access to Family Records The following protocols are followed with regards to family records:  Parents have full review / access rights to information regarding their children and themselves.  CSB has an obligation to explain to parents any information in the records that pertains to the child/family.  Parents have the right, after reviewing their child’s records, to have them amended or corrected. The request can be written or verbal; the Site Supervisor must approve it.  If the parents cannot come to an agreement with the Comprehensive Services team/Site Supervisor, then all explanations and requests for change must be kept with, and become part of, the child’s permanent record.  Parents may obtain from the Site Supervisor, upon written request, a list of locations of 2019-21 Policies and Procedures Section 2: Program Operations 217 2019-21 Policies and Procedures Section 2 – Program Operations all personally identifiable information kept by CSB. 4. Photo Consent Policy The Community Services Bureau provides families with the Parent Handbook upon enrollment. In the Parent Handbook, there is a section on Photo Consent where parents/guardians can choose to grant consent for photographs/videos taken of their children during the term of their child’s enrollment. Note that when children transition from the EHS program to the HS program they will need to re-enroll and a new consent form needs to be signed.  Community Services Bureau will use photographs to record children’s progress and development during their time at preschool. These photographs may also be used in a variety of ways in the agency such as for publicity for a variety of events, Social Media, annual reports, and newsletters.  Photo Consents must be signed by parents/guardians upon enrollment and re-enrollment. A record of the consent forms need to be filed and readily accessible at each site. The signed consent form is added in each child’s file (parent communication section).  Site Supervisors must be aware of where the photo consent forms are filed and must be able to identify the children with no consent. o In addition if the child has no consent, at the time of enrollment, Site Supervisors must checkmark the field in CLOUDS titled ‘No Photo Consent’ in the child’s Data Sheet to indicate lack of photo consent. o Smart Reports can be created from CLOUDS to show the list of children with no consent so it is of utmost importance to checkmark the ‘No Photo Consent’ field upon enrollment.  In the case of a change in guardianship, the signed consent form is sufficient for the pictures taken prior to the change of guardianship. If however, the new guardian approaches you and asks for the child’s picture not to be used, you must stop using it going forward. Any time a student’s guardianship changes, the new guardian must review and initial the policies and forms to stay informed.  Under no circumstances are foster children to be given photo consent or to be photographed for display to the public. Site Supervisors must ensure that the field in CLOUDS titled ‘No Photo Consent’ in the child Data Sheet is check-marked. 2019-21 Policies and Procedures Section 2: Program Operations 218 2019-21 Policies and Procedures Section 2 – Program Operations AA. Probationary Period and Staff Performance Appraisals 1. Probationary Period All employees appointed from officially promulgated employment list for original entrance and promotions are subject to a probationary period. For original entrance appointments the duration of the probationary period is determined by the Personnel Management Regulations and the appropriate MOUs. For all CSB employees represented by Public Employee Union Local 1, the entrance probationary period is 9 months. For most promotional appointments, the probationary period is six months. Probationary Period Protocol: The probationary period for new and promoted employees gives the supervisor the opportunity to evaluate an employee’s performance and conduct on the job training, provide learning opportunities and, if necessary, remove or resign the employee. During this time a new or promoted employee receives extra supervision and coaching to help the employee meet the standards and expectations of the job. The period begins on the day of appointment to a permanent position.  Period length: The length of the probationary period is negotiated between the county and the labor unions for different classifications and may vary. o For new non-management, project employees and Site Supervisors – (all represented by PEU, Local 1) 9 months; o Promotional positions, non-management project and Site Supervisors – 6 months; o Management classifications (represented by Local 21 and not represented) – 6 months  Tracking Date of Appointment / End of Probationary Period: Supervisors of employees on probation must obtain and know the official date of appointment to a permanent position and the date that the probationary period ends. This information should be provided by Personnel, but if not, it is the supervisor’s responsibility to obtain it. o The Supervisor shall mark the probationary period end date in her/his Outlook calendar to ensure it does not pass without the supervisor’s knowledge. o Once the official date of appointment has been determined, Personnel is to send out a communication to the responsible supervisor that contains the start date, the end of probation period date, and a guide to onboarding a new employee which is to outline the steps and the roles of the supervisor in providing an exceptional onboarding experience.  Orientation: All new and promoted employees will receive a full orientation to their new position, which includes CSB New Employee Orientation, EHSD New Employee Orientation and any classification and unit-related orientation checklists. o These activities shall be completed within the first two months after the appointment date. o It is the responsibility of the supervisor to arrange for the new employee to timely meet with the other key stakeholders to complete their onboarding check lists. 2019-21 Policies and Procedures Section 2: Program Operations 219 2019-21 Policies and Procedures Section 2 – Program Operations o Completed orientation checklists shall be signed and submitted to the CSB Personnel Analyst. o Management and supervisory staff may be scheduled for additional orientation sessions provided by the Employment and human Services Staff Development Unit. The Personnel unit will track receipt of checklists timely and provide reminders 4 weeks before the completion deadline, if not yet received.  Support and Coaching: Within the first 45 days of appointment, all new teaching staff will receive an observation in his/ her classroom from the education manager and an opportunity to discuss the observation and receive feedback. o All supervisors will provide regular reflective supervision opportunities to the employee as a means to provide timely feedback and discuss any issues brought forth by the employee or supervisor. o If issues arise, the supervisor will provide resources and support as needed. This shall be documented. o For all new employees, a 3 and/or 6 month evaluation will be conducted to provide feedback and resources. If concerning issues are identified prior to 3 months, both 3 and 6 month evaluations with coaching, resources and remedial learning opportunities will be provided and documented. o Small group conferences may also be used in addition to formal evaluations but not in lieu of. If concerning issues arise, the second level supervisor will be notified immediately of any concerns and kept regularly and well-informed on progress or lack thereof. o A final probationary evaluation will be provided just prior to the conclusion of the probationary period. o For all promoted employees, a 3 month evaluation will be conducted to provide feedback and resources. A final probationary evaluation will be provided just prior to the conclusion of the 6 month probationary period.  Release during probationary period: An employee may be released during their probationary period at any time; however, sufficient documentation which includes evidence of adequate support, coaching, and proof of resources and learning opportunities, must be present.The second-level supervisor and the Personnel Analyst must review all documentation to ensure it is complete and that adequate evidence is present to warrant release. 2. Staff Performance Appraisals A Uniform Service Rating System includes provision for periodic rating of employees’ performance for the purposes of: • Promotion • Transfer • Demotion • Termination 2019-21 Policies and Procedures Section 2: Program Operations 220 2019-21 Policies and Procedures Section 2 – Program Operations • Salary adjustment • Re-hiring • Recommendation to future employers • Performance improvement A probationary employee must be evaluated at least once during their probationary period. In accordance with Contra Costa County probationary requirements, every employee on original entry appointment is evaluated at the end of the first six months of employment. A formal, written review of the employee is completed at that time and thereafter at least annually by the immediate supervisor. In the process of formal evaluation of the employees, CSB utilizes also peer feedback evaluation and self- evaluation. The information collected through the feedback evaluation tool is analyzed and summarized by the supervisor and included in the employee’s Performance Evaluation. The employee is given the opportunity to evaluate his/her Professional Goals and submit the self-evaluation form to his/her supervisor before the Performance Evaluation meeting. The employee’s self-evaluation is included in the Performance Evaluation. The probationary period is used as the final phase of the examination process. It is utilized by the appointing authority for effective adjustment of new employees, and for release of employees whose performance is unsatisfactory. Ongoing evaluation continues throughout employment. (For more information on the probationary period, see “Personnel Management Regulations, Part 9, Sections 901 and 902, pages 9-10.) Performance Evaluation Schedules (due dates) are tracked monthly by the Personnel Unit and notifications are given directly to the immediate supervisors as well as the 2nd line supervisor and the Bureau Director. The immediate supervisor is also notified via the COPA/CLOUDS electronic system. 3. When Completing Employee Evaluations The immediate supervisor rates an individual employee on work performance, efficiency, dependability, and adaptability. Step ratings are made in a formal report by the immediate supervisor (responsible for the work of the employee being rated). In completing the Performance Evaluation for each employee the supervisor takes in consideration the feedback information received from the employee’s peers, as well as, the self-evaluation completed by the employee. At least two weeks before completing the employee’s evaluation, the supervisor will ask 2-3 employees working closely and familiar with the employee to complete the appropriate feedback tool. The supervisor will summarize and analyze the results and include them in the employee's review. Prior to the meeting with the employee, the supervisor will also ask the employee to evaluate his/her performance in the area of Professional Goals. The employee self-evaluation will be reviewed at the time of the Performance Evaluation meeting and included with the Performance Evaluation. During the Performance Evaluation meeting both the supervisor and the employee will review and discuss his/her performance, as well as their goals. After the discussion, the employee must sign the Performance Evaluation form. Each employee shall receive a copy of his/her evaluation. Signed original evaluations are submitted to the Personnel Unit. 2019-21 Policies and Procedures Section 2: Program Operations 221 2019-21 Policies and Procedures Section 2 – Program Operations Evaluations are filed in the employee’s personnel records. The formal report becomes a part of the employee's permanent personnel record. An employee who receives an unsatisfactory rating may be ineligible for a higher pay until a satisfactory rating has been received. An employee may be reassigned, demoted, or discharged for receiving an unsatisfactory rating. Each employee shall receive a copy of his/her rating. The primary functions of supervisory personnel are: 1) guidance, and 2) improvement of the operation. Each supervisory visit shall be a positive approach to improvement, and add to the employee's contribution to the department. In accordance with section 648(A)(f) of the Head Start Act, staff and supervisors will collaboratively complete a Professional Development Plan that connects the employee’s professional goals to training and educational programs and/or resources that support attainment of such goals. Each plan will clearly outline high quality activities that will improve the knowledge and skills of staff as relevant to their roles and functions in a manner that will improve delivery of program services to enrolled children and families. Supervisors shall ensure that the plans are regularly evaluated for their impact on teacher and staff effectiveness. Professional Development Plans are part of the performance evaluation process and must be submitted with the completed evaluation tool. 4. Supervisor’s Approval Before evaluations are reviewed with employees, they must be approved by the second level supervisor. The supervisor’s supervisor or designee reviews step ratings. That reviewing official must: • Approve or disapprove the service rating • Change the service rating, without formal appeal procedures, when in the interest of sound administration • Discuss the rating with the employee • Upon request of the employee, provide an impartial review of the service rating. 5. Appealing a Performance Evaluation If the employee is dissatisfied with the review/decision, the employee may appeal in writing (within ten days) to the CSB Director for an impartial review of their service rating. The CSB Director shall render a written decision, sustaining or modifying the rating to the employee within ten days following a hearing. The Appeal Letter submitted by the employee will be attached to the Performance Review being disputed and will be kept in the employee’s Personnel File. BB. Chronological Supervision and Filing System Chronological Supervision is a management and record-keeping system that organizes and facilitates the tasks of supervision, staff development, and progressive discipline. It is based on the concept that all employees are trained and supervised over a chronological period of time. Since this training and 2019-21 Policies and Procedures Section 2: Program Operations 222 2019-21 Policies and Procedures Section 2 – Program Operations supervision occurs over an indefinite time period, the documentation of these activities should be filed in the chronological order that they happened. Chronological supervision supports non-discriminatory documentation of employee professional growth and performance, increases management accountability, and contributes to personal and organizational development. Chronological Supervision files will contain all non-disciplinary correspondence and documents pertaining to the supervision of subordinate employees. Examples of mentoring and supervision include, but are not limited to recognition for excellent and/or consistent performance of assigned tasks; written instructions for improving job functioning with follow-up of monitoring activities; and documentation of meetings held with employees. Each site will maintain a site Chronological and Supervision File. If a staff person’s site assignment changes, Site Supervisors are responsible for transferring the employee’s Chronological and Supervision File to the new assigned site. CC. Staff and Volunteer Health 1. Volunteer Health In accordance with California Care Licensing Regulations, all volunteers (regardless of the number of hours volunteering) must sign and date form CSB232-Volunteer Health Statement (See Forms CSB232), indicating that they are in good health and pose no threat to the health and safety of the staff and children of the program. All volunteers must provide proof of required immunizations for measles, pertussis and influenza (flu), as per the Health and Safety Code 1596.7995(a)(1) and a negative TB test or negative chest x-ray, certified by a health care professional. TB tests are not required for visiting experts. The TB test must be administered and the results documented by an authorized medical provider. CSB will help in obtaining a TB test with our LVN. Also, provide all potential volunteers with information regarding the latest schedule for the immunization clinics throughout the county. Call 1-800-246-2494 for clinic times and locations. The cost is approximately $10.00, but may be covered under some insurance policies. A signed statement from a provider indicating the test date and result must be on file before the first day of volunteering at the site(s). For parent volunteers, place the documentation behind the volunteer health statement in the health section of the comprehensive file. For non-parent volunteers, place the documentation in file specific to that volunteer along with other required documentation such as fingerprints and volunteer applications. Keep all information confidential. For frequency of testing and other details regarding TB test results, please refer to “Tuberculosis Screening Guidelines,” below. 2. Staff Health New employees must obtain and submit to CSB Personnel Unit a Physical and an Intradermal Mantoux 5TU PPD skin test (note: Tine or other multiple puncture tests are not acceptable.) prior to starting work. If an employee has had a positive PPD skin test in the past, a negative chest x-ray and physician’s statement must be obtained. Initial Physicals and TB tests must be obtained within one year of the date of employment with CSB. 2019-21 Policies and Procedures Section 2: Program Operations 223 2019-21 Policies and Procedures Section 2 – Program Operations In compliance with California Community Care Licensing regulation 101216(g)(1), staff shall obtain a health screening performed by or under the supervision of a physician not more than one year prior to or upon employment. No further re-examination is required by the State of California. In accordance with Health and Safety Code 1596.7995(a)(1), effective September 1, 2016 all employees working in child care facilities must provide proof of measles and pertussis immunizations or waiver of such immunizations per the regulation. Additionally, each employee must annually provide verification or waiver of influenza (flu) immunization. Influenza vaccination must be received between August 1st and December 1st of the same calendar year. 3. Tuberculosis Screening Guidelines for Staff and Volunteers If staff or volunteers present a positive TB test (10mm or more of indurations), it must be followed by a chest x-ray and a statement from the examining physician indicating that the employee or volunteer is free from active disease. Employees and volunteers with a negative initial TB test, who do not live in the Richmond or San Pablo area, must repeat the test every four years. Employees and volunteers with a negative initial TB test must complete a TB Risk Assessment every year (See Form CSB262) to determine whether annual TB testing is recommended. An employee or volunteer who lives in the Richmond or San Pablo area must have a TB test done yearly. Employees and volunteers with a documented positive initial TB Test that was followed with an x-ray showing no active disease do not require any additional exam. These employees and volunteers must complete the TB Symptom Review (CSB260) every year to determine whether they require further medical evaluation. 4. Hand Hygiene Standards at Sites To assist in the prevention of spreading infection and viruses, and for safety reasons, all staff at child care facilities, whether considered direct caregivers, clerical or management must adhere to the following standards of hand and fingernail hygiene. Artificial or natural fingernails must be clean, and at a maximum, ¼ inch in length. Large rings that extend above the ring base more than ¼ inch may not be worn while at work. Hands must be washed, at a minimum, before and after diapering, before and after food preparation or handling, before and after morning health check-in, after contact with any bodily fluid (blood, mucus etc.), after personal use of the restroom, after playing with pets or other animals, after handling garbage, and after playground activities, including sandbox play. If staff are found in violation of the hand hygiene policy, they may be required, at the Site Supervisor’s or CSB management’s discretion, to rectify the problem by washing their hands, removing rings or trimming or cleaning nails before returning to their position. 2019-21 Policies and Procedures Section 2: Program Operations 224 2019-21 Policies and Procedures Section 2 – Program Operations DD. Career Development Opportunities The County encourages/supports employees’ efforts to improve their skills, abilities, and knowledge to be more productive in their current assignments and to be prepared for career advancement (as opportunities arise). Staff may be required to attend trainings and/or educational advancement programs to meet licensing, state and/or federal regulations As resources are available, CSB will support staff in attaining certain goals; however, it is the responsibility of CSB staff to meet the minimum qualifications and requirements of their position. Service Requirements may be established for certain professional development programs to comply with federal, state, or local regulations. As mandated in the Improving Head Start for School Readiness Act of 2007, Section 648A (6), employees who receive financial assistance to pursue a degree shall: • Teach or work in a Head Start program for a minimum of 3 years after receiving the degree; or • Repay the total or a prorated amount of the financial assistance received based on the length of service completed after receiving the degree. Contra Costa County Community Services Bureau agrees that: • Career development activities are the joint responsibility of the individual and the County. • All staff members should engage in continuing education, whether it takes the form of formal courses of study, participation in technical society activities, attendance at meetings, reading, or other forms of communication with the profession. CSB will make every effort possible to accommodate working schedules to permit occasional attendance at educational meetings. • To encourage continuing education, the Board of Supervisors has established a career development education policy. Applications for assistance will be considered by the Bureau and, subject to funding limitations. The details of this policy are outlined in Administrative Bulletin 112.9. Funds may be provided for tuition, books, and other direct costs, providing that the following criteria are met: • The employee must start and complete course while associated with the County, within timelines. • The field of study must relate to assigned duties or prospective assignments. • Attendance at all meetings or classes is required, unless compelling reasons for missing sessions occur. • Passing grades must be maintained throughout the course. Certain classified, exempt, and project management employees may be eligible for reimbursement for up to $625 every two years for memberships in professional organizations, subscriptions to professional publications, professional engineering license fees required by the employee’s classification, and attendance fees at job-related professional development activities. Individual professional development reimbursement requests are authorized by the department head. Training sessions are held to provide opportunities for staff development and to help employees grow professionally. Such sessions help orient employees to their assignments, explain policies and procedures, teach new skills and methods, and help prepare for a particular program. Professional growth is accomplished through staff meetings and conferences, supervisory interviews, correspondence, extension courses, attendance at professional conferences, inspection tours, and directed readings. 2019-21 Policies and Procedures Section 2: Program Operations 225 2019-21 Policies and Procedures Section 2 – Program Operations If an employee is directed to undertake a course of study or to attend any meeting or lecture requiring travel and/or expenditure of funds, the County reimburses the authorized expenses. Time out of the office during normal working hours attending meetings will be counted as regular hours worked. The details of allowable training travel and reimbursable expenses are outlined in Administrative Bulletins 111.7 and 204.13 respectively. The Bureau provides opportunities for employees to attend conferences which may benefit the employee and which would help to improve the department’s operation or service. All employees must submit written reports to their supervisor within fourteen (14) days after attending a conference. The written report should include a summary of ideas or methods, which may benefit or improve the services or operation of the Bureau. Requests to attend conferences are made to the CSB Director. Additionally, the County offers wide variety of free of charge on-line or in-class training and professional growth opportunities through its Risk Management Office (Target Solution) and the Employment and Human Services Department/Staff Development Office (SMART, Learning Management System). Teaching and technical staff members are encouraged to participate as active members of technical societies and professional organizations of their choice. With prior approval, time off to attend local meetings of particular interest and benefit may be arranged. The same pertains to national meetings dealing with subjects benefiting professional advancement. Ongoing staff meetings are held for all employees. Individual employees may be called upon to present assigned topics to the group or be appointed to a committee to study special problems/lead discussions. All such meetings are held on department time and are designed to improve overall job performance/efficiency and services of the department. CSB has designated the Personnel Unit as the lead for professional development and training activities within the program. EE. Staff Training and Development 1. Training and Technical Assistance Plan The Training and Technical Assistance Plan is reviewed and updated annually and included as part of the continuation grant process to promote program improvement and enhancement. Senior managers, Content Area Experts, and other stakeholders are to submit projected trainings for each year that support the needs of their staff and meet program mandates, and are responsible for the delivery of such trainings. These trainings are included in the Training Calendar for each program year. Any training requested after the Training and Technical Assistance Plan is finalized will require approval by the Community Services Director or designee. The designated Staff Development Coordinator should be informed of all scheduled CSB trainings in advance. Aside from their own recordkeeping, training leaders are responsible for submitting original sign-in sheets and copies of training agendas and materials to the Staff Development Coordinator. The Training Calendar that has been developed is based, in part, on career development training needs. 2. Staff Training and Development System Purpose/Philosophy: CSB delivery of high quality services depends on enhancing the skills, knowledge, and ability of the staff. The management staff and Training Committee carefully design training and 2019-21 Policies and Procedures Section 2: Program Operations 226 2019-21 Policies and Procedures Section 2 – Program Operations professional growth opportunities for staff, which serve as critical resources for maintaining and improving program quality. i. Strategic Training Plan This reflects the training and staff development needs identified through Community Assessment, Program Self-Assessment, Performance Indicator Report (PIR), Ongoing Monitoring, Federal and State Reviews and Regulations. The Strategic Training Plan is closely aligned to CSB short and long term goals and objectives. ii. Annual Training Plan The plan is developed based on: Staff Training and Professional Development Survey results from the program’s self-assessment and the ongoing monitoring, staff’s needs and goals identified in their performance evaluations, and federal, state and county regulations. iii. Training Calendar This identifies training topics and events for a 12-month period. It is updated quarterly and training opportunities and events are reflected on a monthly program calendar available to each CSB staff member. In addition, staff members are informed of ongoing community training events and opportunities. iv. Training Budget This is developed annually to support the implementation of the Training Plan. The budget also provides for additional training activities, as well as for training materials and equipment. v. Training Delivery / Implementation-Required Staff/Management Training • Orientation – All new staff are required to complete a bureau orientation covering all Department and County policies relating to employment. A site-based and program orientation is conducted within the first 2 weeks of employment. Additional orientation information is included in the New Employee Orientation section below. • Ongoing Training – provided throughout the year in a timely and balanced fashion to ensure that staff possess the knowledge, skills, and expertise required to fulfill their job responsibilities and to operate a successful program. • Head Start Required Training – provided to ensure that line and management staff develop skills and knowledge needed to operate a successful and effective Head Start program, one that fully meets the Head Start Performance Standards and the program objectives of the grantee. • California Department of Education (CDE) Required Training – provided to meet the requirements of the Exemplary Program Standards and the State regulations. • Community Care Licensing (CCL) Required Training – provided to ensure that line and management staff have knowledge and skills to provide services and operate a program in congruence with the Community Care Licensing requirements. • Contra Costa County (CCC) Required Training – provided to all CSB staff to ensure that 2019-21 Policies and Procedures Section 2: Program Operations 227 2019-21 Policies and Procedures Section 2 – Program Operations the program creates a working environment that meets the County requirements and that staff members conduct themselves in a manner prescribed by the Code of Conduct. • Domestic Violence Training- All Head Start and Early Head Start staff is trained on an annual basis regarding domestic violence. This training includes identifying the effects these situations may have on a child’s behavior, how to talk with a parent who has made a disclosure of domestic violence, and community resources available to those in need. The role of staff is to listen to the parents’ needs and provide specialized resources/assistance as requested and appropriate following the procedure for supporting families in crisis. vi. Staff/Professional Development Staff/Professional Development activities are the joint responsibility of the individual and CSB. All staff members are encouraged to improve their knowledge and skills to advance in their career and effectively serve enrolled children and families. Staff/Professional Development training supported/offered by CSB are as follows: • Basic Professional Level – Staff members are encouraged and supported to engage in continuing education. • Participation in activities leading to an associate or bachelor degree – Teaching staff working toward their associate or bachelor degree are supported by various continuing education programs offered by CSB. Additional information is included in the Continuing Education Programs section below. All permanent County employees are eligible for financial assistance as specified by the policy for training (Administrative Bulletin 112.9) and reimbursement (Administrative Bulletin 204.13). With the support of educational advancement grants for teaching staff awarded to CSB, staff is eligible for the benefits specified in such grant. Whenever possible, appropriate accommodations are made to allow staff participation in the training opportunities leading toward an associate or bachelor degree. CSB makes every effort to accommodate the work schedule to permit staff’s attendance in formal training classes, conferences, and professional meetings. Staff receive information about classes offered through the Community Colleges, Adult Schools, community based workshops, and conferences. vii. ECE Work Study Program Teacher Assistant Trainees (TATs) employed with CSB and in need of core classes to acquire the Associate Teacher Permit are encouraged to participate in the ECE Work Study Program:  In partnership with the community colleges of Contra Costa, CSB offers its ECE Work Study  Program designed for TATs endeavoring to advance in the ECE field 2019-21 Policies and Procedures Section 2: Program Operations 228 2019-21 Policies and Procedures Section 2 – Program Operations  TATs work to obtain the four core classes, a total of 12 units; upon completing the program, they become eligible for the California Child Development Associate Teacher Permit  Provides assistance with books, school supplies, tutoring, and paid tuition for required courses  The only reimbursable travel expenses are: from work to class or from work to campus to fulfill college registration obligations are reimbursable  The expectation is that participants in this program are working and studying Program Participation Requirements:  Must be a TAT with CSB and at least 18 years of age  Must have worked at least 30 days in the classroom prior to applying for program  Must have completed orientation and online trainings with sub coordinators and onsite orientation with initial Site Supervisor or designee  Must work at least 24 hours on average per week in the classroom; 30+ preferred;  Must maintain good attendance, job performance, and professional conduct by being professional, respectful, cooperative, punctual, prepared to learn, collaborative, communicative, and courteous  Must be recommended for program by Site Supervisor and approved by Assistant Director  Must complete and submit application both for CSB program and college  Must register for classes (assistance provided during Enrollment Sessions)  Must attend mandated tutoring when grade is below a “C” o If a participant in the program during the semester finds difficulty with coursework, they may utilize tutoring services even if their grade is “C” or above to ensure success in their classes; if tutoring is received during TAT’s work hours, they will be paid o TATs will also be paid to attend mandated tutoring during work hours  Must study outside of class, utilize available resources, and complete all required assignments and tasks by college instructors to maximize success in the program  Must communicate individual and academic needs, concerns, and/or challenges immediately to Program Coordinator to ensure they are addressed and resolved so that it does not become a barrier to TAT’s success in the program  Must provide timely notification to the college instructor and the Program Coordinator of changes and/or circumstances that affect participation in the program (e.g. absences, medical reasons, change in phone number, etc.)  Must obtain a grade of “C” or higher in all classes o If a grade below a “C” is received in any of the four core classes offered, participant is permitted to take the class again. If, after second attempt to take the class, the grade remains below a “C”, participation in the program must be discontinued.  Upon completing the program: o Must transition into an Associate Teacher sub position o Must apply for the California Child Development Associate Teacher Permit o Must commit to at least two years of working with young children ages 0-5 at CSB  If CSB has a permanent Associate Teacher position vacancy, the TAT must apply 2019-21 Policies and Procedures Section 2: Program Operations 229 2019-21 Policies and Procedures Section 2 – Program Operations  Must submit requested documents to the Program Coordinator  Must keep all borrowed textbooks and laptops in the condition it was received; return all books at the end of the semester; return laptop upon completing the program viii. On-the-Job Training Program (Metrix Learning) Income-eligible Contra Costa Residents, including parents, are provided with employment, mentorship, on-the-job training and support in establishing and pursuing career advancement objectives and goals within the field of clerical support and administrative services. The program requires participation in on-line vocational learning. Participants who successfully complete the program receive a Certificate. ix. Professional Growth Activities for renewal of existing or receiving of a new Child Development Permit Staff are provided the opportunity to participate in a variety of training/ professional development activities offered by CSB or the educational community, leading to completion of the CDE required professional growth hours for Child Development Certification. It is the responsibility of the employee to ensure that all renewal or upgrade requirements are met to maintain a valid Child Development permit as required by their position. • CSB managers and supervisors, who are certified Professional Growth Advisors, counsel program staff and provide them with effective guidance and assistance in accomplishing their professional goals. • Participation in professional organizations and technical societies – staff are encouraged and supported to participate in technical societies and professional organizations. • Staff are given time off to attend meetings/conferences, whenever possible. • Staff’s membership in the NHSA is paid by CSB. Participation in other professional organizations and technical societies is governed by the CCC Personnel Management Regulations (PMRs). x. Parent training is conducted throughout the year in a variety of settings including • Annual Parent Conferences • Monthly Policy Council Meetings • Monthly Parent Committee Meetings • Policy Council training events • Monthly Parent Trainings (in each part of the County) • Annual Trainings xi. Evaluation and Monitoring Evaluation and monitoring of the training activities are effective ways to determine the extent to which the training achieved its objectives and to plan follow-up activities. They also ensure a 2019-21 Policies and Procedures Section 2: Program Operations 230 2019-21 Policies and Procedures Section 2 – Program Operations consistent sequence in the whole training process. The following tools are used to evaluate and monitor the Staff Training and Development process: • Staff Performance Evaluations - provide information for effectiveness of training, follow- up activities, and individual training needs. • Tracking System - provides data regarding individual staff training and the sequence for balance of training opportunities in general. • Training Summary - provides information about effectiveness of the training, the follow-up activities and the need for technical assistance. • Ongoing Monitoring and Self-Assessment findings - provide information for the update of the training plan. Monitoring and Self-Assessment are used to determine the training needs and professional development activities for the next school year and for the next three-year Strategic Plan. The Staff Training and Development System operate in a cycle. The results from the Evaluation and Monitoring are crucial elements for the beginning of the new planning cycle. FF. New Employment Orientation 1. All new employees will receive a CSB orientation covering the goal and the underlying philosophy of the program, the department and county policies and programs and the ways they are implemented, and will sign a New Employee General Orientation Record form. The Personnel Unit is responsible for conducting New Employee Orientation Trainings, which include but are not limited to: • EHSD and CSB Mission Statements and Organizational Structures • Employee Rights and Responsibilities • Standards of Conduct, Rules & Regulations, CSB's Buddy System • Payroll and Expense Reimbursements • Employee Benefits and Training • IT Policies & Resources • Injury & Illness Prevention Program Training 2. All newly employed teaching staff, including Site Supervisors, and other staff determined to benefit from, will receive an Education Orientation. The CSB Education Team is responsible for conducting the Education Orientation, which includes, but is not limited to: • Performance Standards • Job Descriptions • Curriculum goals, objectives and effective implementation • Screenings, assessment, individualization, and parent-teacher conferences • Kindergarten transition • Positive Guidance and Discipline • Project Approach • Lesson Planning • Nutrition, Education, Health, Mental Health, Disabilities & Homelessness Programs • Parent, Family, and Community Engagement 2019-21 Policies and Procedures Section 2: Program Operations 231 2019-21 Policies and Procedures Section 2 – Program Operations Further, newly hired teaching staff will receive on-the-job training to ensure their successful acclimation with the program. 3. All non-teaching staff will receive on-the job training as identified for the work unit and specific job. Specially designed New Employee Orientation Check-Off Lists will be utilized for navigating each employee learning and on-boarding. Additional initial and ongoing orientation trainings will be provided to new employees as required by County, State and Federal regulations. All volunteers and temporary/substitute staff will review the CSB Substitute and Volunteer Handbook, and will sign the Handbook receipt which will be kept on file at the center and the personnel files. Both volunteers and substitute staff will also receive on-site orientation at the center/office. Substitute staff additionally will complete the Substitute Orientation Checklist with the Substitute Coordinator. GG. Continuing Education Programs CSB will make every effort to support staff pursuing a degree in higher education that is relevant to the public services provided by CSB. CSB staff enrolled in programs leading to an associate or bachelor degree are encouraged to use the financial benefits available through the County as outlined in Administrative Bulletin 112.9. CSB works with local colleges and universities, and community organizations to provide mentorship, tutorial, and other support services. A lending library is available to staff attending degree programs in the local community colleges. In addition, CSB is committed to pursue grant opportunities providing financial support for staff working towards degrees or credentials in early childhood education, or related field, as specified in the Teacher Qualifications Section 648(A)(2) of the Improving Head Start for School Readiness Act of 2007 and the 2016 Head Start Performance Standards. HH. Delegate Agency Policies 1. Appeal Procedures for Current & Prospective Delegate Agencies: The 2007 Head Start Act requires all grantees to provide written procedures for evaluating and defunding a delegate agency and procedures for a delegate agency to appeal a defunding decision. Head Start Program Performance Standards in 45 CFR 1303.33 and 1304.6 provides for three (3) separate and distinct occasions a current or prospective delegate may have appeal rights to CSB or the responsible HHS official:  Termination of a contract with a current delegate agency 2019-21 Policies and Procedures Section 2: Program Operations 232 2019-21 Policies and Procedures Section 2 – Program Operations  Rejection of a funding application from a prospective delegate agency  Failure of the grantee to act on a funding application from a prospective delegate agency The applicable procedures are described in the sections below. These appeal procedures do not apply in any of the following circumstances:  CSB’s decision not to fund a prospective delegate agency or a current delegate agency in the first year of any future competitive or non-competitive five-year grant award period from the Office of Head Start (OHS);  Any CSB contract for services other than as a current HS or EHS delegate agency;  Funding applications from current delegate agencies for cost-of-living allowances (COLA), program improvement funds (PIF), or quality improvement (QI) funds, or similar supplemental funding whether one-time or permanent increase in the funding amount to the current delegate agency;  Reduction, by any amount or percentage, of a current delegate’s recruitment area(s);  Reduction, by any amount or percentage, of a current delegate’s slots or funding level;  Removal of one or more contracted programs funded by CSB except where the removal is a termination of the contract and all of the delegate agency’s funded programs;  Suspension of a current delegate’s funding; or  CSB-funded CSPP or CCTR programs. 2. Mandates and Implementation i. Current Delegate Appeals Termination of a Head Start, Early Head Start, or Early Head Start-Child Care Partnership contract with a current delegate. CSB may not terminate a current delegate’s contract based on defects or deficiencies in the operation of the program without first:  Notifying the delegate of the defects/deficiencies;  Providing, or providing for, technical assistance to assist the delegate in correcting the defects and deficiencies; and  Giving the delegate the opportunity to make corrections based on the grantee’s approval of the delegate’s Quality Improvement Plan (QIP) and the identified defects and deficiencies within ninety (90) days from the date of notification by the grantee to the delegate agency of those 2019-21 Policies and Procedures Section 2: Program Operations 233 2019-21 Policies and Procedures Section 2 – Program Operations defects and deficiencies. Extensions are at the discretion of CSB. If after the above procedures have been followed, the delegate agency still fails or refuses to make the necessary corrections in its program operations, the CSB Bureau Director, shall notify the EHSD Department Director of his/her recommendation to terminate a delegate agency’s contract and the need to identify a designated reviewer in the event there is an appeal of CSB’s decision. If the EHSD Director supports terminating a delegate agency’s contract, the EHSD Director will provide the Board of Supervisors with a recommendation to terminate the contract. The Policy Council is not required to approve the decision to terminate a current delegate agency contract. Once the Board of Supervisors and the EHSD Director have reached an agreement, the EHSD Director will:  Notify the delegate agency within five (5) working days after the EHSD Director and Board of Supervisors have reached an agreement.  Convene a meeting with the delegate agency’s governing board and CSB representatives to outline the options available to the delegate agency.  Allow the delegate agency five (5) working days following the joint meeting to voluntarily terminate the contract with CSB. This meeting must include a representative from the delegate agency’s policy committee executive membership.  Notify the delegate agency of the termination of the contract to provide HS and/or EHS services (including EHS-CCP) and the reasons for the decision when the delegate agency rejects voluntary termination. The notice will include a statement that the delegate agency has a right to appeal the decision within ten (10) working days of receiving the notice.  Ensure that the appeal procedure is fair and timely and is not arbitrary or capricious.  Select a EHSD designated reviewer in preparation for a possible appeal from the delegate agency.  Submit a copy of the delegate agency’s appeal together with CSB’s response to the appeal to the designated reviewer within twenty (20) working days from the receipt of the appeal.  Review the written appeal from the delegate agency and issue a decision within sixty (60) working days of receiving the appeal notice.  Notify the responsible HHS official about the termination decision, the delegate agency’s appeal timelines, and CSB’s final decision. 2019-21 Policies and Procedures Section 2: Program Operations 234 2019-21 Policies and Procedures Section 2 – Program Operations The designated reviewer will review within ten (10) working days the delegate agency’s appeal and CSB’s response to the appeal. The designated reviewer will not accept and/or review from the delegate agency and/or CSB any additional information after the appeal is submitted. The designated reviewer will submit his/her recommendation to the EHSD Director or designee to sustain CSB’s initial decision to terminate the delegate agency’s contract or to support the delegate agency’s appeal position. The designated reviewer will review all submitted documentation by the delegate agency and determine the following:  Whether, when, and how CSB advised the delegate agency of alleged defects and deficiencies in the agency’s operations prior to sending the rejection notice.  Whether CSB provided the delegate agency reasonable opportunity to correct the defects and deficiencies and the details of the opportunity that was given.  Whether CSB provided or provided for technical advice, consultation, or assistance concerning the correction of the defects and deficiencies.  The steps or measures undertaken by the delegate agency to correct the defects or deficiencies.  When and how CSB notified the delegate agency of its decision, the reasons for its decision, and how the reasons were communicated to the agency.  If the delegate agency believes CSB acted arbitrarily or capriciously, why the delegate agency believes this to be true.  Any other facts supporting the delegate agency’s appeal of CSB’s decision.  If the designated reviewer is in support of the EHSD Director’s and Board of Supervisors’ decision, the EHSD Director will notify the delegate agency within twenty (20) days and give instructions and timelines for completion of the close-out of the HS, EHS, and/or EHS-CCP program(s). A close-out contract will be issued to the delegate agency.  If the designated reviewer disagrees with the EHSD Director’s and Board of Supervisors’ decision to terminate based on the appeal review, the designated reviewer will within ten (10) working days notify the EHSD Director in writing and provide specific reasons to support the decision. o The EHSD Director will review with the Board of Supervisors the recommendation of the designated reviewer, and the EHSD Director will make a subsequent recommendation to the Board. o The delegate agency will be notified within twenty (20) working days whether the Board of Supervisors and EHSD Director uphold the initial decision or will allow other actions to be taken with the delegate agency. 2019-21 Policies and Procedures Section 2: Program Operations 235 2019-21 Policies and Procedures Section 2 – Program Operations  The EHSD Director will notify the responsible HHS official about the appeal decision and the next steps. This decision is final and no further appeals are allowed from the delegate agency to CSB or to the responsible HHS official. Current delegates that meet the criteria for termination will be sent formal notice of the intent to terminate the contract with specific reasons included in the notice. The notice will be sent to the following three contacts at the delegate:  Governing Entity of the Organization: President of the Board of Directors  Head Start/Early Head Start Executive Director  Policy Committee Chair This notice may be sent by certified mail, return receipt requested, or any manner that provides proof of the date of receipt by the delegate. The notice will be sent to the delegate’s official address as identified in the current contract unless the agency has provided a change of address notification. If the notice is returned by the delivery company or the United States Postal Service as “undeliverable,” the notice will be sent to the delegate’s last known address provided by the California Secretary of State. The notice must include the EHSD contact and the address to file all appeals and supporting documentation. Selection of the EHSD Designated Reviewer: During the annual planning process, but no later than August 1, and in anticipation of a possible appeal, the CSB Director will prepare a list of prospective reviewers and work with Division Managers to review the EHSD staff roster for potential “designated reviewers.” Qualifications and requirements for the reviewer(s) are listed below. The designated reviewer must:  Be knowledgeable about HS and EHS programs (including EHS-CCP), regulations, and legal contracts. 2019-21 Policies and Procedures Section 2: Program Operations 236 2019-21 Policies and Procedures Section 2 – Program Operations  Have no involvement with the original decision to terminate the contract.  Have no personal interest or bias in the matter that may prevent an objective, impartial review of all information relevant to the case.  Have not received funding directly or indirectly through CSB’s HS or EHS budget. The CSB Director, will identify a minimum of three (3) current or former EHSD employees or external consultants as designated reviewers. The list will be submitted to the EHSD Director no later than September 1 each year. The EHSD Director will review and approve the list. The designated reviewers must not be employees of CSB. The approved list will be sent to the CSB Director, who will train new additions to the list as necessary. The training will include appeal procedures, federal regulations, Head Start law, and the current CSB delegate contract. The training will also provide the timetable for the refunding process, including the date(s) applications are due to CSB, the cutoff date for CSB’s completed application review, and the deadline for delegate to submit appeals. ii. Prospective Delegate Agencies The EHSD Director chooses delegate agencies through a competitive solicitation process, assigns services areas, and enters into contract service agreements. The EHSD Director will share information on the process and outcome with the Board of Supervisors. Unsolicited Request for Funding: If CSB receives an unsolicited funding application from a prospective delegate agency or a current delegate agency when no CSB RFP/RFQ was announced, the executive director, Head Start-State Preschool Division, will notify the applicant that its funding application cannot be accepted and that it has no appeal rights to the responsible HHS official. Solicitation through RFQ: An RFQ is initiated to establish a list of qualified prospective delegate agencies. It is intended to determine the viability of a prospective delegate to effectively operate a CSB program through its existing organizational structure, policies and procedures, and fiscal solvency. The application requires programs to answer questions pertaining to the organization’s current operations and fiscal management. 2019-21 Policies and Procedures Section 2: Program Operations 237 2019-21 Policies and Procedures Section 2 – Program Operations If a prospective delegate agency submits an application to CSB in response to an RFQ and that RFQ does not request a written program narrative and detailed operational budget, the prospective delegate agency has not submitted a “funding application” and, therefore, no appeal rights are available. Solicitation through RFP: An RFP is initiated when a service area identified by CSB becomes available with associated funding allocation. An RFP requires submission of a written program narrative and detailed operational budget detailing plans that will be undertaken should the prospective delegate agency be awarded a contract to directly serve children under CSB. Appeals from prospective delegate agencies or RFP applicants will follow the appeal process as outlined in Board of Supervisors Policy 5148.4.  If a prospective delegate agency’s funding application is rejected, CSB’s Business Services will notify the prospective delegate agency of CSB’s decision and the prospective delegate agency’s right to appeal directly to the responsible HHS official.  If CSB denies, or fails to act on, a prospective delegate agency’s RFP funding application within the specified amount of time, the prospective delegate may appeal CSB’s decision or inaction.  If after a prospective delegate agency submits an application to CSB under an RFP publication and CSB requests and the prospective delegate agency submits additional information (i.e., written program narrative and detailed operational budget), then a “funding application” has been submitted to CSB. Should CSB reject that funding application, the prospective delegate agency now has the right of appeal to the responsible HHS official. Note: A current delegate agency submitting a funding application under a CSB RFQ/RFP is considered a “prospective delegate agency” and must follow the appeal process as specified herein for prospective delegate agencies. To appeal, a prospective delegate agency must:  Submit the appeal, including a copy of the funding application, to the responsible HHS official within 30 days after it receives CSB’s decision to reject a funding application, or within 30 days after CSB has had 120 days to review but has not notified the prospective delegate agency of CSB’s decision; and, 2019-21 Policies and Procedures Section 2: Program Operations 238 2019-21 Policies and Procedures Section 2 – Program Operations  Provide CSB with a copy of the appeal at the same time the appeal is filed with the responsible HHS official. CSB must provide the responsible HHS official with a response to the prospective delegate agency’s appeal within thirty (30) working days of receiving the materials submitted by the prospective delegate agency. CSB’s response must:  Relate to the items specified by the agency in its appeal submitted to HHS.  Specify why CSB acted appropriately.  Identify why CSB’s actions taken were not arbitrary or capricious.  Explain any other mitigating factors that support CSB’s position not to accept the application or why action was not taken on the prospective delegate agency’s funding application. If the responsible HHS official finds CSB acted arbitrarily, capriciously, or otherwise contrary to law, regulation, or other applicable requirements, CSB may be directed to reevaluate its decision. The responsible HHS official’s decision is final and not subject to further appeal. II. Short-Term Contract Employees Contract employees working over one year must have the approval of Contra Costa County. The need for contract labor is determined and funds must be available for contract labor. Selection of persons to fill contract labor positions is determined by the appointing authority or designee. Contra Costa County Managers and Directors give input into the development of the Service Plan. Please see reference to contracts and grants under Record Keeping and Reporting. JJ. Union Membership Contra Costa County follows the State of California Legislature, adopting a set of codes pertaining to employer-employee relations for public agencies as follows:  The Contra Costa County Board of Supervisors recognizes collective bargaining units to 2019-21 Policies and Procedures Section 2: Program Operations 239 2019-21 Policies and Procedures Section 2 – Program Operations represent certain classifications of County employees - to determine the wishes to be represented, and by which organizations.  Representatives of the collective bargaining unit provide literature/information regarding the services of that unit, and conditions of employment (agreed to by the Board of Supervisors and that collective bargaining unit). The Board of Supervisors approves processes by which representatives of the bargaining unit may use Contra Costa County time, facilities, and bulletin boards to communicate with members. The collective bargaining unit provides its members with information regarding these matters. Questions relating to policies guiding the collective bargaining process are directed to: Human Resources Department Employee Relations Division 651 Pine Street, Second Floor Martinez, CA 94553 KK. Equal Opportunity/Affirmative Action Policy CSB shall not illegally discriminate in their recruitment, selection, promotion, or implementation of personnel policies and procedures against any person without regard to race, religion, sex, sexual orientation, national origin, age, disability, or military status. All applicable state and federal laws will be followed including, but not limited to Title VI, and Title VII, of the Civil Rights Act of 1964, as amended; the Age Discrimination in Employment Act of 1967, as amended, Section 504 of the Rehabilitation Act Amendments of 1974; the Civil Rights Restoration Act of 1987; the Americans with Disabilities Act of 1990 and the Civil Rights Act of 1991. Employment Discrimination procedures are set forth in Contra Costa County Administrative Bulletin 429.3. LL. Approval of New Personnel Policies and Revisions All personnel policies must be approved by Community Services Bureau, Policy Council, the County Human Resources Department, and the Board of Supervisors. Personnel policies and procedures must be consistent with collective bargaining agreements, and approved by County Counsel and County Human Resources as appropriate. The process is as follows:  A policy is drafted with input from managers and program staff, related committees, and appropriate department personnel.  County Counsel and County HR review it as appropriate.  The draft policy is submitted to appropriate Managers and Assistant Directors for review/input before it is submitted to the Community Services Director for review and approval.  After the Community Services Director’s approval of the draft policy, it is submitted to the Policy Council for review and approval.  If the draft policy is health-related, the draft is reviewed by the Health Advisory Committee before submission to the Policy Council.  The draft policy must be consistent with written policies of collective bargaining agreements. 2019-21 Policies and Procedures Section 2: Program Operations 240 2019-21 Policies and Procedures Section 2 – Program Operations  The draft policy is submitted to the Board of Supervisors for review and approval.  If the content of a policy has changed since the Policy Council’s original approval, the Policy Council must approve the final version.  After personnel policies and procedures have been approved, they are made available to staff electronically and in hard copy if requested.  Policies and procedures are translated as needed.  Policies and procedures are being made available in Braille as needed.  Community Services Director and Personnel Director are responsible for amending, revising, or otherwise modifying these policies and procedures. CONTRA COSTA COUNTY EMPLOYMENT & HUMAN SERVICES DEPARTMENT COMMUNITY SERVICES BUREAU POLICIES AND PROCEDURES SECTION 3-ALTERNATIVE PAYMENT PROGRAM 2019-21 Board of Supervisors Approved: 07/30/19 2019-21 Policies and Procedures Section 3: Alternative Payment Program 2019-21 Policies and Procedures Section 3 – Alternative Payment Program PART I PROGRAM OVERVIEW A How to Qualify for Services 1 B How Families are Selected for the Programs 2 C Enrollment Process 3 D Eligibility and Need 4 E Share of Cost 10 F Maintaining Enrollment 11 PART II ALTERNATIVE PAYMENT PROGRAM PARENT POLICIES AND PROCEDURES A Reimbursement Policy 14 B Temporary Suspension of Services 17 C Confidentiality 18 D Release of Information 18 E Fraud Policy 18 F Grievance Policy 19 G Uniform Complaint Policy 19 H Sexual Harassment 20 I Zero Tolerance 20 J Disenrollment Policies 20 K Notice of Action and Appeal Process 20 PART III PROVIDER PARTICIPATION A General Requirements - Parental Choice 22 B Oliver’s Law 25 C Rate Sheets 25 D Child Care Agreement 25 E References to Written Information 25 F Limitations on Child Care Reimbursement 26 G Multiple/Alternate Providers 27 H Participant’s Rights to Change Providers & Rights to Terminate Services 28 I Provider’s Rights to Terminate Services 28 J CSB’s Rights to Terminate a Provider 28 PART IV STAFF ROLES AND RESPOSIBILITIES A Stage 2/CAPP Unit Clerks 29 B Stage 2/CAPP Unit Child Care Assistant Managers (CCAM) 30 C Stage 2/CAPP Unit Manager – (CSM) 30 D Stage 2/CAPP Fiscal Support (Accountant III) 31 E Stage 2/CAPP Program Manager (ASA III) 32 2019-21 Policies and Procedures Section 3: Alternative Payment Program 1 2019-21 Policies and Procedures Section 3 – Alternative Payment Program Part I. Program Overview The purpose of this program is to provide subsidized child care for eligible children and families living in Contra Costa County and to provide a wide range of child care choices for participants. The CalWORKs Stage 2 child care program is limited to those participants who are in receipt of or have received CalWORKs cash assistance within the last twenty four (24) months. Our California Alternative Payment Program (CAPP) assists families referred by Children and Family Services and low-income families. Both of these programs support families in their child care decisions and make timely payments to their chosen child care providers. CSB operates in accordance with all applicable state and federal laws governing human service agencies. Directed by the California Department of Education Title 5 regulations, CSB administers the child care subsidy program on a non-discriminatory basis, giving equal treatment and access to services without regard to race, color, creed religion, age, sex, national origin, sexual orientation, disabilities, or any other category that is prohibited by law. For participants/families/providers that do not speak English, the Child Care Assistant Manager will provide, if available, translated materials, or upon request will provide an interpreter to explain the materials in the language the participants/family/provider prefers. Children can be served from birth up until their 13th birthday, or up to age 21 if special needs are verified with appropriate documentation. CSB CalWORKs Stage 2 & CAPP child care program administers subsidized child care through a vendor approach, providing full or partial payments for child care of eligible participants. These programs are designed to maximize parental choice in selecting child care. Participants may select child care services from licensed centers and preschools, licensed family child care homes, or licensed-exempt providers. Subsidized child care does NOT pay for private schooling. A. How to Qualify for Services There are various ways that families can qualify for our programs. There are two distinctly subsidized programs that CSB administers, CalWORKs Stage 2 and CAPP (California Alternative Payment Program). 1. CalWORKs Stage 2: This program is the second out of three stages from the CalWORKs child care services. CalWORKs Stage 2 child care services begins when the county welfare department determines that a CalWORKs Stage 1 family is stable and transfers the family to our CalWORKs Stage 2 program for continuation of child care services. Families that are not participating in CalWORKs Stage 1 child care services may be eligible in receiving CalWORKs Stage 2 if a family applies and is found eligible by meeting the following criteria:  Family is and remains income eligible and 2019-21 Policies and Procedures Section 3: Alternative Payment Program 2 2019-21 Policies and Procedures Section 3 – Alternative Payment Program  Participant is responsible for the care of the child needing child care services and  Participant is a CalWORKs cash aid recipient or a former case aid recipient who received cash aid within the last 24 months or  Participant is determined eligible for diversion services by the county welfare department.  And Participants must have a documented need(s) for child care The twenty-four (24) month period begins when the participant leaves cash aid. For example, if a participant’s last date of cash aid was January 31st, 2015, the participant is eligible in receiving CalWORKs Stage 2 until January 31st, 2017 (as long as family remains income eligible and maintains a need for child care). Upon approaching the twenty-four month period, families will be transferred to CalWORKs Stage 3 child care. It will be the responsibility of the Child Care Assistant Manager to work with the participant to determine the appropriate stage for child care services. The twenty-four (24) month period resets when the participant begins receiving CalWORKs cash aid. Please Note: Families receiving CalWORKs cash aid for child aid only are not eligible for CalWORKs Stage 2. Families that are not eligible for CalWORKs Stage 2, will be placed on a waiting list for CAPP, if funding is not available. 2. CAPP (California Alternative Payment Program): Families may be eligible for CAPP funding based on need and eligibility criteria (such as low income working families), with first priority for those children currently receiving child protective services, or those children who are considered at risk of abuse, neglect or exploitation by a legally qualified professional. Participants must maintain eligibility and need while enrolled in CAPP. Enrollment is based on available funding. B. How Families are selected for the Programs There are various ways that families may be selected to participate in one of our programs. Families are enrolled based on the following (all enrollments are subject to availability of funding):  Families may be referred to CSB for enrollment from Children and Family Services (CFS), if child is receiving child protective services and it is stated on referral that child care is deemed a necessary part of the service plan.  Families may be enrolled through an eligibility list maintained by CSB for families wanting to participate in subsidized child care. These lists rank families on their income and family size to ensure the most eligible family is being served at the time of enrollment. (All families with CPS, or at-risk referrals, will be enrolled as 1st priority.)  Families may be transferred to Stage 2 child care services from the Stage 1 child care unit upon discontinuance of cash assistance or when families have been considered stable by their previous child care worker. Families may also be enrolled directly into Stage 2 child care if the family is deemed Stage 2 eligible and meet the eligibility and need criteria. 2019-21 Policies and Procedures Section 3: Alternative Payment Program 3 2019-21 Policies and Procedures Section 3 – Alternative Payment Program C. Enrollment Process Based on the availability of funding, families will be notified by phone if they are selected to participate in our program. For those families referred by Children and Family Services or for those deemed At-Risk, our office will contact the referring individual to verify the child’s need and begin communication regarding enrollment to better support the needs of the family. Intake Packet for the CalWORKs Stage 2 & CAPP Child Care Program will be mailed to the participant applying for services. Participants may be scheduled for an appointment to review all documents being submitted. Participant must provide all requested information and documentation to determine initial and ongoing eligibility within the timeframe given. Intake Packet may be completed electronically by the participant by the due date indicated by CSB staff. Digital signature by the participant is accepted, however, participant must comply with CSB's policies.  At the time of appointment, participants will be required to bring documentation that may include, but is not limited to, the following: o Birth records for all children counted in the family size o One month current/consecutive paycheck stubs o Any other income received such as Cash Aid, Unemployment, Disability, etc. o Verification of need for child care such as employment, vocational training, or parental incapacity o Immunization records for non-school age children (if chosen provider is non-licensed) o If applicable, an active individual family service plan (IFSP) or individualized education program (IEP) for children with special needs that includes a statement signed by a legally qualified professional that the child requires the special attention of adults in a child care setting which also includes the name, address, license number and telephone number of the legally qualified professional who is rendering the opinion o Any other verification documentation as requested by the Child Care Assistant Manager to determine the families need and eligibility for services. o Provider Packet (see Provider Participation section) Upon completion of the Child Care Application, the assigned Child Care Assistant Manager will review and verify the information provided by the participant. Once services are reviewed, verified and approved, the Child Care Assistant Manager will issue a Notice of Action (NOA) to the participant and send a copy to the chosen provider indicating certification has been completed. Along with the Notice of Action, the participant will receive one Child Care Agreement per child.  The Child Care Agreement(s) will outline the following: o The effective date of the Child Care Agreement 2019-21 Policies and Procedures Section 3: Alternative Payment Program 4 2019-21 Policies and Procedures Section 3 – Alternative Payment Program o The end date of the Child Care Agreement o Name of the Participant o Name of the Child o Monthly Family Fee if applicable (See Family Fee section for more information) o Authorized Days o Authorized Hours o Payment Rate o Maximum Payment Amount CSB can reimburse o Co-payment if applicable (See Co-Payment section for more information) o Authorized Child Care Provider o Type of Child Care Provider o Registration Fee if applicable (Licensed Providers only) Important: If child care starts before child care services or provider has been approved by the Child Care Assistant Manager, it will be the participant’s responsibility to pay the provider directly for any child care services rendered before child care services has been approved. For those families transferred from CalWORKs Stage 1 to our CalWORKs Stage 2 child care program, a Welcome Packet will be mailed to the participant explaining the transfer has occurred. The packet will contain a letter indicating the effective date of transfer and the contact information for the family’s assigned Child Care Assistant Manager. The following documents in the Welcome Packet will include: Welcome Letter, Child Care Agreement(s), the Participation Handbook, attendance sheets, and any other documents pertaining to the case. A copy will be mailed to the child care provider(s) on file. D. Eligibility and Need 1. Eligibility: Is determined at the time of enrollment, recertification or upon an update on the participant’s application because of a reported change. The participant is required to provide to the Child Care Assistant Manager the appropriate documentation to prove their eligibility and continued eligibility for child care. One or more of the following criteria determines their eligibility for child care services. i. Income Eligibility: If the income is equal to or less than 85 percent of the state median income released by California Department of Education Early Learning and Care Division. Participants will be required to provide supporting documentation for all total countable income. Listed below are the income guidelines by family size:  The Child Care Assistant Managers will calculate the total gross monthly income of the family based on, but not limited to, the following: o Gross wages or salaries, advances, commissions, overtime, tips, bonuses, gambling or lottery winnings 2019-21 Policies and Procedures Section 3: Alternative Payment Program 5 2019-21 Policies and Procedures Section 3 – Alternative Payment Program o Wages for migrant, agricultural, or seasonal work o Public cash assistance (TANF/Cash Aid) o Gross income from self-employment less business expenses with the exception of wage draws o Portion of student grants or scholarships not identified for educational purposes as tuition, books, or supplies o Disability or unemployment compensation o Workers compensation o Spousal and/or child support received from the former spouse or absent parent, or financial assistance for housing costs or car payments paid as part of or in addition to spousal or child support o Foster care grants, payments or clothing allowance for children placed through child welfare services o Financial assistance received for the care of a child living with an adult who is not the child’s biological or adoptive parent i. Homelessness: If the basis of eligibility is homelessness, documentation is needed stating that the participant is homeless and a description of the family’s situation from a local shelter, a legally qualified professional from a medical or social service agency, or a written parental declaration written by the participant. ii. Child Protective Services: If the basis of eligibility is Child Protective Services, a written referral by the county welfare department must be provided to our agency indicating that the child is currently receiving CPS services and child care is a necessary part of the service plan. The referrals must be dated within six (6) months prior to the date of application for services. The referral must also include:  The probable duration of the CPS service plan  The hours approved for child care services  The name and signature of the child welfare services worker who is making the referral, their business address and telephone number iii. At Risk of Abuse/Neglect: If the basis of eligibility is that the child is deemed at-risk of abuse/neglect, a written referral by a legally qualified professional from a legal, medical, or social service agency must be provided to our agency indicating that child care is needed to reduce the risk. The referral must be dated within (6) months prior to the date of application for services. The referral must also include: 2019-21 Policies and Procedures Section 3: Alternative Payment Program 6 2019-21 Policies and Procedures Section 3 – Alternative Payment Program  The probable duration of the at risk situation  The hours approved for child care services  The name, signature and license number of the legally qualified professional who is making the referral, their business address and telephone number iv. Transferring from CalWORKs Stage 1 to CalWORKs Stage 2 child care (Cash aid recipient or discontinuing from cash aid): If the participant is transferring from Stage 1 to Stage 2, initial documentation (9 data elements) will be required at the time of transfer from Workforce Services Bureau. Upon receiving appropriate documentation, participant’s eligibility for child care will be extended twenty-four (24 months) from the effective date of transfer. Participant will be asked to provide documents for recertification.. 2. Family Size: Upon completion of participant’s initial application, recertification or upon an update in family size, participant will need to provide supporting documentation for all children listed in the family. The family members may be documented by the following:  Birth records; or  Court ordered child custody agreements; or  Adoption records; or  Foster care placement records; or  School or medical records; or  County welfare department records; or  Any other reliable document indicating the relationship of the child to the parent When only one (1) parent has signed the child care application and the documentation provided for family size determination indicates the child(ren) in the family has another parent whose name does not appear on the application, then parent may self-certify single parent status under penalty of perjury.  If due to a recent departure of a parent from the family and when participant requests an update, the remaining applicant may submit a self- declaration under penalty of perjury explaining the recent departure of a parent from the family. o The Child Care Assistant Manager may require further documentation at any time to prove the absence of a parent from family and/or verify the family composition and family size. 3. Service Need: Families who are income eligible to receive subsidized child care must also have, at minimum, one of the following service need to become enrolled or remain enrolled in our program. All participants/guardians listed in the family size must have a service need. Hours of care provided to the family will be determined by the family’s need for services. Below are the service needs: 2019-21 Policies and Procedures Section 3: Alternative Payment Program 7 2019-21 Policies and Procedures Section 3 – Alternative Payment Program i. Child Protective Services (CPS): If the need for childcare is based on CPS, a written referral by the county welfare department must be provided to our agency indicating that the child is currently receiving CPS services and childcare is a necessary part of the service plan. The referrals must be dated within six (6) months prior to the date of application for services. The referral must also include:  The probable duration of the CPS service plan  The hours approved for child care services  The name and signature of the child welfare services worker who is making the referral, their business address and telephone number ii. At-Risk: If the need for child care is based on the child(ren) being at risk of abuse, neglect, or exploitation, a written referral by a legally qualified professional from a legal, medical, or social service agency must be provided to our agency indicating that child care is needed to reduce the risk. The referral must be dated within (6) months prior to the date of application for services. The referral must also include:  The probable duration of the at risk situation  The hours approved for child care services  The name, signature and license number of the legally qualified professional who is making the referral, their business address and telephone number iii. Parental Incapacity: If the basis of need for child care is parental incapacity (temporary or permanent), documentation shall include a release signed by the incapacitated participant authorizing a legally qualified health professional to disclose information necessary indicating why the participant is incapable of providing care and supervision for the child(ren). The documentation must also include the following:  The days and hours per week that services are recommended (Child care services cannot exceed 50 hours per week)  If incapacitation is a physical condition, a statement from a legally qualified health professional indicating to the extent to which the participant is incapable of providing care and supervision for the children is required  The name, business address, telephone number, professional license number and signature of the legally qualified health professional iv. Employment: 2019-21 Policies and Procedures Section 3: Alternative Payment Program 8 2019-21 Policies and Procedures Section 3 – Alternative Payment Program If the basis of need for child care is employment, families may receive child care services during the time they are working and traveling to and from work. To qualify for child care services under this need, participants would need to submit the following documentation:  An employment verification form – completed and signed by the participant consenting CSB staff to contact their employer to verify employment.  One month’s worth of current and consecutive pay stubs (if new employment, income will initially be assessed based on the employment verification form upon verifying employment with employer)  If participant is paid in cash by their employer, participant will provide a letter from the employer verifying the following: o An employment verification form – completed and signed by the participant’s consenting CSB staff to contact their employer to verify employment. o Statement declaring employee is paid in cash only o Self-certification of income from participant  If the participant is self-employed, the participant will provide the following: o A declaration under penalty of perjury that includes a description of the nature of their employment and an estimated number of days and hours worked per week o Copies of appointment logs, client receipts and/or mileage logs to demonstrate the days and hours worked o As applicable, copy of their business license, or workspace rental agreement o As applicable, a list of clients with contact information o Provide documentation to establish income (may include but not limited to, a list of clients and amounts paid, the most recently completed tax returns, other records of income to support the reported income, along with a self-certification of income) Please Note: Participants employed by child care centers, or assisting family care home providers may receive services, but those participants who are licensed providers registered with Community Care licensing are not eligible to receive child care services for their own child(ren). v. Approved Welfare to Work Activity (For Stage 2 Participants receiving Cash Assistance): The Welfare-to-Work (WTW) Program is a comprehensive Employment and Training Program designed to promote self-sufficiency. CalWORKs recipients are assessed to determine the best course of action, whether it is immediate placement into a job, placement into an education or training program, or both. CalWORKs recipients must participate in the Welfare-to-Work Program or be employed in order to determine need for CalWORKs Stage 2. All Welfare-to-Work participants receive an orientation to the program and appraisal of their education and employment background, followed by the 2019-21 Policies and Procedures Section 3: Alternative Payment Program 9 2019-21 Policies and Procedures Section 3 – Alternative Payment Program development of a Welfare-to-Work plan designed to assist individuals with obtaining employment. Employment Specialist will forward a referral to the Child Care Assistant Manager in order for child care services to be approved. For any additional hours of child care, the participant must communicate with their Employment Specialist in order for activity to be approved by their worker as well as approval for child care services. vi. Training Towards Vocational Goal: If the basis of need for child care is training towards a vocational goal, families may be eligible for child care services if the participant(s) are enrolled in a program that will directly lead to a recognized trade or profession. There is a six (6) year limitation for services under this need and the participant must continue to make adequate progress towards their goal. Regardless of the length of time a participant needs to complete their training, child care services must not exceed the six (6) year time limit. To qualify for child care under this need, participants must submit the following documentation:  Training Verification Form to be signed by registrar (or designee of program). This form includes such information as name and location of school/training institute, days and hours of class/training schedule, vocational goal of parent, etc. If a printout of current class schedule is available, registrar does not need to sign.  A copy of the current class schedule if available in electronic print, if not this information may be indicated on the verification form listed above.  The anticipated completion date of all required courses/trainings to meet the vocational goal of the parent.  At recertification, participant will be required to submit their most recent grades to show they are meeting adequate progress towards their vocational goal.  Participant may request hours for study time for any academic course(s) enrolled. Participant and Child Care Assistant Manager will discuss the hours of study time. vii. Actively Seeking Employment: If the basis of need for child care is seeking employment, each participant in the home may qualify for child care services during the time they are actively seeking employment. Services must not exceed more than five (5) days per week and for less than thirty (30) hours of child care per week. Participants seeking employment will be required to submit a self- declaration under penalty of perjury that they are currently looking for employment. This declaration will include their plan to secure, change or increase employment and a general description of the child care hours necessary during this time. The Child Care Assistant Manager may request verification of the job search and/or interviews at any time. 2019-21 Policies and Procedures Section 3: Alternative Payment Program 10 2019-21 Policies and Procedures Section 3 – Alternative Payment Program viii. Seeking Permanent Housing If the basis of need for child care is seeking permanent housing, each participant in the home may qualify for child care services during the time they are actively seeking permanent housing. Services must not exceed more than five (5) days per week and for less than thirty (30) hours of child care per week. Participants seeking permanent housing will be required to submit a self-declaration under penalty of perjury that they are currently looking for employment. This declaration will include their plan to secure, change or increase employment and a general description of the child care hours necessary during this time. The Child Care Assistant Manager may request verification of the job search and/or interviews at any time. E. Share of Costs 1. Family Fees: Some families may be required to pay a portion of their child care costs, this is called the “family fee”. These fees are paid by the participant directly to their child care provider. Family fees are determined using the “Family Fee Schedule” provided by the California Department of Education (CDE). The following determines a participant’s family fee:  Family’s gross monthly income  Family Size  Child’s Certified Need Based on the above criteria, families will be assessed either a flat monthly full-time fee or a flat monthly part-time fee based on participant’s certified need. If certified need is 130 hours or more per month, the Full-Time Monthly Fee will be assessed to the participant. If the certified need is less than 130 hours per month, the Part-Time Monthly Fee will be assessed to the participant. Example: If participant is approved on the 20th of the month and is certified for 8 hours per day, participant’s certified need for the month approved will be less than 130 hours. Therefore a flat Part- Time Monthly Fee will be assessed for the month participant was enrolled and a flat Full-Time Monthly Fee will be assessed on the following month and thereafter. If there is more than one child enrolled in the program, the child who uses the most hours of child care will be assessed the monthly fee. Monthly fees cannot under any circumstances, be recalculated based on a child’s actual attendance. Family fees are only to be assessed at initial certification, recertification or when a participant voluntarily reports a change to reduce their family fees. The collected family fee is part of the provider’s reimbursement. The family fee is deducted from the provider’s reimbursement each month. The Child Care Assistant Manager will issue a notice of action anytime there is a decrease, an increase or a new family fee with the effective date of change along with the updated Child Care Agreement. An informational copy will be sent to the provider. Example: If participant voluntarily reports a change in income requesting a decrease in family fee to the Child Care Assistant Manager, the Child Care Assistant Manager will reassess participant’s income. If at the time of updating participant’s income, it is determined that they will no longer have a family fee or a decrease in family fee, the Child Care Assistant Manager will issue a Notice of Action to the 2019-21 Policies and Procedures Section 3: Alternative Payment Program 11 2019-21 Policies and Procedures Section 3 – Alternative Payment Program participant. The family fee will be effective on the first day of the month that follows the issue date of the Notice of Action. For example, if a Notice of Action is issued on July 28, 2017, the effective date of the reduced fee would be August 1, 2017. Monthly Fees are due at the beginning of each month. Provider will declare on the monthly attendance record that the monthly fee have been paid for the month of services rendered. The provider shall issue a receipt to the participant of the amount family fees were paid. The monthly fee assessed by the Child Care Assistant Manager will still be deducted from the provider’s reimbursement each month.  The following exceptions apply in paying family fees: o Families with children at risk of abuse, neglect or exploitation as determined by a legally qualified professional in a legal, medical, or social services agency or emergency shelter (limitation is up to three (3) months). o Child Protective Services (CPS) families may be exempt from paying a fee if child development services are determined to be necessary by the county welfare department (limitation is up to twelve [12] cumulative months) o Families receiving CalWORKs (limitation is as long as family is receiving cash aid) 2. Co-Payments A participant may choose a child care provider regardless of the provider’s rates. If the participant chooses a provider who charges more than the maximum subsidy amount CSB can reimburse, the participant will be responsible to pay the difference directly to the provider. This difference is referred to as a “co- payment”. The maximum subsidy amount CSB can reimburse is determined by the California Department of Education (CDE) reimbursement ceiling guidelines. It will be the provider’s responsibility to collect payment from the participant. If applicable, the provider will declare on the monthly attendance sheet that co-payments have been paid for the month of services rendered. Example: Participant’s approved certified need for child care is 25 hours per week for their two (2) year old. Participant’s child care provider who is a Licensed Family Day Care Home charges $210 per week for Part-Time Care (less than 30 hours per week). Based on participant’s certified need, CSB will only be able to reimburse the maximum subsidy amount of $205.50 per week for Part-Time care. Therefore, participant will be responsible to pay their provider the difference of what CSB cannot cover which is $4.50 per week. Please Note: Family Fees and Co-payments are two different shares of costs. If participant has a Family Fee and a Co-Payment, participant will be responsible in reimbursing both the Family Fee and Co- Payment directly to their provider. Failure to reimburse any shares of cost mentioned above to the child care provider may result in termination. F. Maintaining Enrollment 1. Recertification 2019-21 Policies and Procedures Section 3: Alternative Payment Program 12 2019-21 Policies and Procedures Section 3 – Alternative Payment Program After initial approval, participants are required to recertify their child care services for not less than twenty- four (24) months. CSB Staff will mail a Recertification Packet to be completed within a specified amount of time. Participants are responsible to ensure that all requested documents are submitted before the due date. If participant submits an incomplete recertification packet by the due date requested, their child care services may be denied. CSB staff will attempt to request the missing documentation before the participant’s certification end date. If a recertification packet is not submitted within the timeframe given, a Notice of Action will be issued to the participant terminating their child care services at the end of their contract period. If a recertification packet is submitted after the termination Notice of Action has been mailed out to the participant, the packet may be viewed as a reapplication of child care services. Application will be forwarded to the intake specialist to be reviewed and determine approval or denial of care. There may be a lapse in services if application packet is not completed before the participant's certification end date. Recertification Packet may be completed electronically by the participant by the due date indicated by CSB staff. Digital signature by the participant is accepted, however, participant must comply with CSB's policies. 2. Reporting Changes The participant may voluntarily report changes to their family size, income, if participant has been discontinued from cash aid, need for services, address, contact phone numbers, or any other information with regards to their need and eligibility. Examples of change in need for services may include but are not limited to: a change in employment, a change of hours in employment, starting or ending a training, loss of employment, child’s school schedule change, leave of absence from employment due to incapacitation, etc. To better accommodate a participant’s child care needs, participants are encouraged to report any significant changes to the Child Care Assistant Manager. Participant must call their Child Care Assistant Manager to report the change. Upon notifying the Child Care Assistant Manager, the Child Care Assistant Manager will Use information as applicable to reduce the family fee, increase the family's services, or extend the period of eligibility. Request the documentation in writing to be submitted by the participant within ten (10) calendar days from the date letter was mailed. It is the participant’s responsibility to submit the requested documents within the due date. Otherwise, reported change may not be updated accordingly. Not later than ten (10) business days after receipt of applicable documentation, issue a Notice of Action. The Child Care Assistant Manager will not use any information received to make any other changes to the child care agreement unless it is an increase. A family may at any time voluntarily request a reduction to their service level. Before a contractor may make any reductions to the service level, a parent shall: Submit a written request that includes: 2019-21 Policies and Procedures Section 3: Alternative Payment Program 13 2019-21 Policies and Procedures Section 3 – Alternative Payment Program  Days and hours per day requested;  Effective date of proposed reduction of service level; and  Acknowledge in writing that they understand that they may retain their current service level. Upon receipt of the parent’s written request, the Child Care Assistant Manager shall: Notify the family in writing of the parent's right to continue to bring their child pursuant to the original certified service level Collect documentation to support the changes requested, and Not later than ten (10) business days after receipt of applicable documentation, issue a Notice of Action. The Child Care Assistant Manager will not use any information received to make any other changes to the child care agreement unless it is an increase. When a participant is initially certified or recertified on the basis of income eligibility, the participant shall, within thirty (30) calendar days, report changes to ongoing income that causes their adjusted monthly income, adjusted for family size to exceed ongoing income eligibility. The Child Care Assistant Manager will: At initial certification and recertification, notify the participant in writing of the following: Of the adjusted monthly income amount, based on the family size, that would render the family ineligible for services, based on ongoing income eligibility requirements Of the requirement to notify the Child Care Assistant Manager, within thirty (30) calendar days, of any chang in ongoing income that causes the family's adjusted monthly income to exceed eighty-five (85%) percent of the State Medium Income. 3. Fee Payment/Repayment Plans If the family does not meet another basis for eligibility, the Child Care Assistant Manager shall issue a Notice of Action to dis-enroll the family. All family fees are to be collected by the child care provider. Due dates for these fees will at the beginning of each month, and payment will be acknowledged on the monthly attendance sheets. Fees are delinquent seven (7) calendar days from the due date. It is the provider’s responsibility to collect all fees from the participant and notify the Child Care Assistant Manager if fees have not been paid. Upon receipt of notification that the participant has outstanding fees due to the provider, the Child Care Assistant Manager will issue a Notice of Action terminating child care services for Delinquent Family Fees. Participant will have nineteen (19) calendar days to pay the debt owed to the provider, or submit a written reasonable repayment plan signed off by both the participant and provider. If repayment plan is submitted within the nineteen (19) calendar days of the termination notice, child care services will be rescinded. The participant must comply with the repayment plan in order for child care to continue. However, if the provider notifies the Child Care Assistant Manager that the participant is failing to comply with the repayment plan, the family will be disenrolled from the program. 4. Alternative Payment Program Policies and Procedures By abiding to the policies and procedures outlined in the Participation Handbook, participant may retain their child care services as long as they are eligible to participate. Any violation of the program regulations may result in termination from the program. 2019-21 Policies and Procedures Section 3: Alternative Payment Program 14 2019-21 Policies and Procedures Section 3 – Alternative Payment Program Part II. Alternative Payment Program Parent Policies and Procedures A. Reimbursement Policy 1. General Description Participants are responsible for the accurate completion of the CSB attendance sheets (CCARE5). Attendance Sheets are provider’s form of reimbursement. CSB can only reimburse for childcare services, not private school tuition, educational fees, transportation, diapers, clothing items, or other expenses that are not part of the basic child care cost. Below are criteria for accurate and reimbursable attendance sheets:  Only original hard copy or electronic attendance sheets will be accepted (one attendance sheet per child and provider). Participant may request additional attendance sheets by calling the main office, emailing the unit or calling their Child Care Assistant Manager.  Photocopies of an attendance sheets and faxed copies will not be accepted without prior approval from Comprehensive Services Manager.  The full name of the child receiving services must be provided on the attendance sheets.  The month/year must be reflected on the attendance sheet  The specific dates services were provided must be entered on the attendance sheets.  Attendance sheets must be filled out DAILY. This means each day the participant (or authorized adult) must record the ACTUAL TIME IN when dropping off the child, and again record the ACTUAL TIME OUT when picking up the child. Participant shall not round off the time; the actual time of pick up must be recorded. For school age child(ren) only or split schedule: The provider/authorized representative must sign school age children in and out from school on the attendance sheet using the exact drop off/pick up times.  The participant must state the reason of child’s absence from care (see absence policy for further information).  Signatures and/or date of signatures of both the provider and the participant at the end of each month, attesting under penalty of perjury, that the information provided on the attendance sheet is accurate.  Should participant make a mistake on the attendance sheet, they should simply cross out the error, initial it and write in the correct information. Correction tape shall not be used or information shall not be transferred to a new attendance sheet. The original attendance sheet must be submitted for reimbursement. Complete and accurate attendance sheets are due by 5pm on the fifth (5 th) day of each month following the month in which services were rendered. If the fifth (5th) day falls on a weekend, or holiday, attendance sheets will be due by 5pm on the next business day following the fifth (5th). Payments for correct and accurate attendance sheets received by the fifth (5th) of the month will be processed no later than the last day of the month. Any attendance sheet submitted after 5pm on the 2019-21 Policies and Procedures Section 3: Alternative Payment Program 15 2019-21 Policies and Procedures Section 3 – Alternative Payment Program fifth (5th) day of the month may be processed no later than the last day of the following month. For example, an attendance sheet submitted on August 7th may not be processed and mailed until September 30th. 2. Incomplete Attendance Sheet(s) If an attendance sheet is incomplete or have missing documentation required for a reimbursement to be processed, a Provider Reimbursement Notice (PRN) will be issued to the participant and a copy to provider indicating that the reimbursement was not made because of the following reason:  Missing Signature and/or date of signature from either the participant or the provider at the end of each month, attesting under penalty of perjury, that the information provided on the attendance sheet is accurate  The full name of the child receiving services must be provided on the attendance sheets (if it occurs more than once, participant or provider must come into the office for completion)  The month/year is not reflected on the attendance sheet (if it occurs more than once, participant or provider must come into the office for completion) Important: If an attendance sheet is received on or before the fifth (5th) of the month, but is missing one or more of the items listed above, and depending upon the date of completion, the attendance sheet will be considered late and may be processed the following month. 3. Invalid Attendance Sheet(s) The California Department of Education (CDE) code of regulations 10865(b)(1) requires that attendance sheets be filled out properly by the participant or other adult authorized by the participant. CDE has directed all child care contractors to develop a policy to ensure that attendance sheets are completed on a daily basis using actual times. This policy will be strictly enforced when attendance sheets are submitted that appears to have not been filled out on a daily basis with ACTUAL TIME IN and ACTUAL TIME OUT. In an effort to support participants and providers and to comply with all regulations, the following three step policy shall be implemented when suspect attendance sheets are received: Step 1: Participant will be contacted by the Child Care Assistant Manager to verbally warn them the problem with the attendance sheet and explain how to complete the form correctly. Participants will be advised the next time this occurs, they will receive an advisory letter. Step 2: An Advisory Letter will be sent to the participant, and copied to the provider, that explains the exact problem with the attendance sheet and includes information on how to complete the form correctly. Participants will be advised the next time this occurs they will be asked to come in to the office to review attendance sheet procedures with their Child Care Assistant Manager. Step 3: An appointment will be set up between the participant and Child Care Assistant Manager to review attendance sheet policies. The participant will be advised should the problem occur a fourth time, they will be disenrolled from the program for failure to comply with program policies. At this time the provider will be mailed a letter indicating the participant has been to our office or via telephone to review policies 2019-21 Policies and Procedures Section 3: Alternative Payment Program 16 2019-21 Policies and Procedures Section 3 – Alternative Payment Program and has been warned of possible termination. Step 4: Participant will be disenrolled from the child care program. Participant and provider will receive appropriate documentation regarding termination. At the beginning of each fiscal year (July 1st), any steps participant previously had will reset. Participant will start at Step 1. 4. Definition of Broadly Consistent In an effort to ensure the full use of the certified child care, participant’s hours of care on the attendance sheet must be broadly consistent with the child care agreement. Broadly consistent is defined as participant’s utilization for child care being between eighty (80%) to one hundred twenty (120%) percent from the certified child care agreement. Example: If the certified need for the month of February is a maximum of 180 hours per month, utilization for child care must be no less than 144 and no greater than 216 hours for February in order for CSB to reimburse without contacting participant.  When the participant’s utilization of the certified child care agreement falls below the 80% or over 120% threshold, the following shall occur: o The participant will be called to discuss the low or high use of child care based on the monthly attendance sheet submitted. The Child Care Assistant Manager will inform participant of their right to continue using child care based on their approved certified hours regardless of a change in participant's need or if services may need to be increased. o For participants with a variable schedule and/or unpredictable schedule, reimbursement will be based on the actual days and hours for which services were provided, but no more than the maximum certified need for services. Please Note: Absences due to illness or emergency will be considered prior to Child Care Assistant Manager contacting the participant. On a case by case, Child Care Assistant Manager may contact the participant if child has excessive absences on a monthly basis. 5. Reduction in Reimbursement It is the intent of CSB to reimburse child care providers for the care provided. However, there are limitations in which CSB cannot reimburse child care providers. The following are possible examples that reimbursement will be reduced by CSB:  Participant started child care services prior to approval from the Child Care Assistant Manager  Provider was NOT available to provide child care (includes when the provider is sick, days not listed on the Provider Self Declaration, etc.)  Any child care used by the participant when the hours and/or days of child care fall outside of the 2019-21 Policies and Procedures Section 3: Alternative Payment Program 17 2019-21 Policies and Procedures Section 3 – Alternative Payment Program Child Care Agreement The provider must notify CSB if a participant withdraws from care without advance notice, has been absent for five (5) or more days without knowledge. The provider may charge the participant and obtain payment directly from the participant for these absences. It is the participant’s responsibility to pay any charges for unauthorized care to the provider. A Provider Reimbursement Notice (PRN) will be issued to the participant and a copy to provider regarding a reduction for the above reasons. 6. Denial of Reimbursement Attendance sheets may not be reimbursed and may be denied by CSB for any, but not limited to, the following reasons:  They are received sixty (60) days after the month of which services were rendered (I.e. an April attendance sheet received in July will not be reimbursed).  If after sixty (60) days after the month of which services were rendered, parent or provider fails to complete the full name of the child receiving services on the attendance sheet.  If after sixty (60) days after the month of which services were rendered, parent or provider fails to complete the month/year on the attendance sheet.  If after sixty (60) days after the month of which services were rendered, parent and/or provider fails to sign or date under penalty of perjury, that the information provided on the attendance sheet is accurate.  Provider was not approved at the time child care services were provided, no exceptions.  Participant or child were not approved at the time child care services were provided, no exceptions. A Provider Reimbursement Notice (PRN) will be issued to the participant and a copy to provider regarding a non-reimbursement for the above reasons. Exceptions may apply to some of the above reasons, however, must be approved by a supervisor prior to reimbursement. B. Temporary Suspension of Services A family may request a leave of absence from the program if the family temporarily does not have a need for subsidized child care. They may contact their Child Care Assistant Manager to request the leave over the phone or submit a written request for a temporary leave from services. CSB may grant the family a limited term service leave for no more than twelve (12) consecutive weeks per fiscal year, except when the participant is on a maternity or medical related leave of absence from his/her employment or vocational training. Maternity leave, or medical limited term service leave, shall not exceed sixteen (16) consecutive weeks in duration. During this time no child care services shall be provided nor be claimed for reimbursement. Participants may be required to provide documentation from their physician prior to going on leave and 2019-21 Policies and Procedures Section 3: Alternative Payment Program 18 2019-21 Policies and Procedures Section 3 – Alternative Payment Program again when released. At the time of authorized reinstatement, when the service leave ends, CSB cannot pay another registration or other new provider charges. Please Note: It is important to remember that providers do not have to hold child care spaces throughout the leave and participants may need to seek a new child care provider(s) upon their return from leave. C. Confidentiality The use or disclosure of information about the child and his/her family is limited to purposes directly connected with administering the program. When helping participants/families move to another subsidized program, information about the participant/family may be exchanged and the other program or provider is then bound by these same confidentiality guidelines. Participant or their authorized representatives may review the case file upon request and at the time and place considered reasonable by CSB. Participant may only review the forms or other documentation/information that they have provided CSB and are in their own case file. When a Contra Costa County employee or a client to whom an employee has a relationship with as defined above is applying or receiving child care services, the case will be considered Confidential. Employees will not process any action involving their own case, or the cases of family members or those with whom they have a relationship like a family member or close friend. Employees who are not sure if there is a conflict of interest should check in advance through their supervisor to ensure that this policy is not violated. Files considered confidential will be locked in a designated location of which only the authorized employees and supervisors will have access. D. Release of Information CSB is authorized to discuss information regarding the family’s child care services and eligibility with other agencies as appropriate. Examples may include but not limited to other Social Services Programs, CFS, employers, schools, child care providers, licensed physicians. Prior written consent from the participant may be asked by CSB. The participant’s eligibility may be reviewed by representatives of the State of California, the Federal Government, independent auditors, or others as necessary for the administration of the program. E. Fraud Policy Fraud is the knowing misrepresentation of facts made with the intent to obtain something to which one is not entitled. Fraud exists when an individual:  Makes a false statement or representation to obtain benefits, or continuation of benefits that they are not eligible to receive  Fails to disclose information, which if disclosed would result in denial, reduction, discontinuance of child care benefits  Accepts benefits knowing she/he is not entitled to them 2019-21 Policies and Procedures Section 3: Alternative Payment Program 19 2019-21 Policies and Procedures Section 3 – Alternative Payment Program The California Department of Education (CDE) requires that CSB create a Fraud Policy, which applies to program participants and providers receiving reimbursements through CSB. If fraud is suspected, CSB will initiate investigation, pursue collection of payments and may seek legal assistance made through fraudulent participant and/or provider action. Any participant or provider whose participation is disenrolled under the Fraud Policy will not be eligible to participate in the CSB CalWORKs Stage 2 & CAPP Child Care Program for a minimum of twelve (12) months. Any past debts or expenses must be paid in full prior to return. F. Grievance Policy It is the policy of CSB to resolve any participant or provider grievances. What is a grievance? A grievance is a complaint over a situation or an action to be deemed wrong or unfair. There will be no retaliation, formal or informal, against the participant and/or provider who file a grievance. All participants and/or providers are encouraged to first speak with the Child Care Assistant Managers to attempt to resolve any issues that may arise. If the issue is not resolved to the participant and/or provider’s satisfaction, the participant and/or provider may file a written request within ten (10) calendar days from the date of complaint. The written request should be submitted to the Program Supervisor. Upon receiving participant and/or provider’s written request, the Program Supervisor will review the complaint and meet with the participant and/or provider by phone, or by appointment, to discuss the issue within ten (10) calendar days of receiving the complaint. If the participant and/or provider still feels dissatisfied, they may submit a written request for the issue to be elevated to a staff at least one level higher than the Program Supervisor who made the contested decision. The participant and/or provider will be contacted within ten (10) calendar days of receiving the complaint and given an opportunity to present their concerns. The decision at this level will be final. G. Uniform Complaint Policy It is the intent of the Community Services Bureau to fully comply with all applicable state and federal laws and regulations. Individuals, agencies, organizations, students and interested third parties have the right to file a complaint regarding Community Services alleged violations of federal and/or state laws. This includes allegations of unlawful discrimination (ED Code Sections 200 and 220 and Government Code Section 11135) in any program or activity funded directly by the State or receiving federal or state financial assistance. Complaints must be signed and filed in writing with: The California State Department of Education Early Education and Support Division Complaint Coordinator 1430 N Street, Suite 3410 Sacramento, CA, 95814 If the complaint is not satisfied with the final written decision of the California Department of Education, remedies may be available in federal or state court. The complainant should seek the advice of an attorney of his/her choosing in this event. 2019-21 Policies and Procedures Section 3: Alternative Payment Program 20 2019-21 Policies and Procedures Section 3 – Alternative Payment Program A complainant filing a written complaint alleging violations of prohibited discrimination may also pursue civil law remedies, including, but not limited to, injunctions, restraining order, or other remedies or orders. H. Sexual Harassment It is the policy of Contra Costa County to maintain a work, service and program environment free of discrimination, harassment, or intimidation based on sex, gender, age, race, religion, national origin, ancestry, marital status, sexual orientation, disability or medical condition. These policies are also mandated by state and federal law. It is the policy of the Community Services Bureau to comply with all applicable state and federal statutes and regulations prohibiting discrimination in employment, contracting, buildings, facilities, and provision of services. Reports of violations of these policies will be promptly investigated and appropriate disciplinary action taken if warranted. I. Zero Tolerance CSB prohibits inappropriate behavior towards staff, or in the presence of families, children or providers on the program. Such use of abusive/foul language, intimidating actions (including belligerent emails and voicemails), physical harassment, destruction of property, threats to staff, etc., will be documented and may lead to termination from the program. J. Disenrollment Policies Child Care services may be disenrolled for any, but not limited to, the following reasons:  Failure to maintain required ongoing need and/or eligibility at recertification  Failure to recertify in a timely manner  Failure to pay family fee or co-payment  Failure to make payments to licensed exempt in-home providers in a timely manner  Failure to use services for sixty (60) consecutive days, or two (2) consecutive months  Violation of the Zero Tolerance policy towards staff  Failure to comply with the State mandates requirements of the program  Families income exceeds the state income ceiling  Children are no longer age appropriate for the program with which they are enrolled, and family cannot provide required documentation to maintain services past that age (i.e. IEP)  Failure to maintain a 2.0 GPA if services are based on a vocational training need  Failure to abide by attendance polices and reimbursement guidelines  Contract funding has been exhausted K. Notice of Action and Appeal Process Whenever CSB approves, denies, terminates or updates a change regarding participant’s child care, CSB will issue the participant a Notice of Action and send an informational copy to the provider(s). The Notice of Action will notify the participant of the following:  Tell participant what action is being taken (approval, denial, recertification, change or 2019-21 Policies and Procedures Section 3: Alternative Payment Program 21 2019-21 Policies and Procedures Section 3 – Alternative Payment Program termination)  The reason for the action  The effective date of the action  The date participant has to appeal CSB’s action If a participant disagrees with an action taken by CSB, the participant may file an appeal request for a hearing with Employment and Human Services Department Appeals Unit. To request a hearing, participant must complete the back page of the Notice of Action no later than the appeal’s date on the first page of the notice and mail or deliver the notice to the following address: Office of Appeals Coordinator 400 Ellinwood Way Pleasant Hill, CA 94523 (925) 677-2900 At the local hearing, the Appeals Officer will explain the reason for the hearing and will ask both CSB representative and participant to swear under oath. The hearing will be recorded by the Appeals Officer. CSB will state the reason for the Notice of Action and provide any supporting documentation that supports their action. The participant or authorized representative will be able to explain the reason why they think the action on the Notice of Action is wrong. The participant may bring any documentation that supports their reason why the action was wrong. The Appeals Officer will make a decision based on the information provided at the hearing. Within ten (10) calendar days after the local hearing, the Appeals Officer will mail their written decision. If the participant disagrees with the written decision of the local hearing, the participant may request a review of the local decision by the California Department of Education. The request must include the following information:  A copy of both sides of the original Notice of Action with which participant disagrees  A copy of the written decision letter from the local hearing; and  A statement explaining why participant disagrees with the local Appeals Officer’s decision. Participant may mail, fax or deliver their request within fourteen (14) calendar days from the date of local agency’s decision letter to the following address: California Department of Education Early Education and Support Division ATTN: Appeals Coordinator 1430 N Street, Suite 3410 Sacramento, CA 95814 Phone: (916) 322-6233 Fax: (916) 323-6853 CDE will review the information provided and may contact the participant or CSB if necessary. CDE will have thirty (30) calendar days to make a decision and mail a final decision letter to the participant and CSB. CDE’s decision is the final administrative decision and CSB will follow CDE’s decision. 2019-21 Policies and Procedures Section 3: Alternative Payment Program 22 2019-21 Policies and Procedures Section 3 – Alternative Payment Program Part III. Provider Participation A. General Requirements - Parental Choice CSB policies provide for parental choice in selecting a child care provider. Participants are responsible for selecting the child care provider and the type of care, which they feel best, meets the needs of the family and meets enrollment requirements. However, CSB may reserve the right to deny or terminate a provider for the health and safety of the child/ren. Participants also have the right to change providers (up to two [2] changes per fiscal year) while they are participating in the child care program (unless the participant can provide reasonable concerns for more changes). Participants may choose the following types of care while enrolled in one of our programs: 1. Licensed Child Care Centers, Licensed Exempt Centers & Licensed Family Child Care Homes Child care centers and family child care homes are all licensed by the California Department of Social Services Community Care Licensing division, which ensures all standards of health and safety criteria are being met. These programs will be required to submit and comply with the following:  A complete Child Care Provider & Parent Statement by both the participant and provider  A complete Agreement For Direct Payments To Child Care Providers by both the participant and provider  A complete Provider Self Declaration listing a maximum of ten (10) non-operational days charged to families  A copy of their current license  A copy of their current policies, rules and rates  A complete W-9 Form (request for Taxpayer Identification Number and Certification)  Provide services to all eligible children on a non-discriminatory basis, giving equal treatment and access to services without regard to race, color, creed, religion, sex, national origin, or any other category that is prohibited by law  Providers must report observed and/or suspected child abuse to the local police departments and/or Children and Family Services and refrain from all forms of punishment, cruelty, and/or physical/corporal punishment  Providers must maintain confidential child and family records and other information with the exception of authorized disclosures to CSB staff or other authorized State or Federal agency staff in accordance with the law  Allow CSB to visit licensed facilities if requested  Provide care for children only during the period authorized  Enter into Child Care Provider Agreement with CSB as an independent contractor and in no way be considered an employee of CSB or any of its funding sources  Hold CSB harmless for any damages to person(s), or property, which arise out of the delivery of services under agreement with CSB 2019-21 Policies and Procedures Section 3: Alternative Payment Program 23 2019-21 Policies and Procedures Section 3 – Alternative Payment Program  A statement signed by the provider that the child care and development services being provided do not include religious instruction or worship. An exception may be for those participants enrolled in the Alternative Payment Program (CAPP).  Sign the CalWORKs Stage 2 & CAPP Child Care Participation Program Handbook Acknowledgement of Receipt understanding and following CSB’s policies 2. Licensed-Exempt Providers Licensed-exempt providers are not licensed by the State of California. Participants are responsible for hiring, terminating services, and setting up the days and hours when care will be used. Licensed-exempt child care providers must be on the Trustline Registry or be exempt from Trustline in order to participate as an approved child care provider. The following are types of License-Exempt Providers:  License Exempt Providers Exempt from Trustline Who is exempt from Trustline? Providers who are the child/ren’s grandparent, aunt or uncle by blood, marriage or court decree are exempt from the Trustline registration. Participant and provider must complete the Trustline Exemption Form as well as provide proof of relationship between the child and the provider. Example: If the chosen provider is the child’s grandparent, the participant may submit their birth certificate to demonstrate that provider is their parent and therefore the child/ren’s grandparent. If no documentation can be provided, the grandparent, aunt or uncle must complete the Trustline Registration Process and be cleared and placed on the Trustline Registry before services can be approved by the Child Care Assistant Manager.  License Exempt Providers not exempt from Trustline License exempt providers not exempt from Trustline, must go through the Trustline Registration Process to get fingerprinted through the Department of Justice (DOJ) and the Federal Bureau of Investigation (FBI). The provider must be cleared and placed on the Trustline Registry prior to child care services being approved. Participants must contact their Child Care Assistant Manager to request a Trustline Application.  Provisional License Exempt Providers (not exempt from Trustline) In cases where the participant has an immediate need for child care services, the participant is allowed to select a provisional child care provider. However, the Provisional child care provider must go through the Trustline Application Process to get fingerprinted through the Department of Justice (DOJ) and the Federal Bureau of Investigation (FBI). The provider MUST be cleared and placed on the Trustline Registry within thirty (30) days in order to be eligible for reimbursement. If the provider is not cleared within the thirty (30) days, no reimbursement can be given for any child care services provided. Services will be approved on the day provider was cleared and placed on the Trustline Registry. 2019-21 Policies and Procedures Section 3: Alternative Payment Program 24 2019-21 Policies and Procedures Section 3 – Alternative Payment Program Participants must also submit the following documentation regarding their chosen license exempt provider:  A complete Child Care Provider & Parent Statement by both the participant and provider (indicating the hours and rate of pay for child care)  A complete Agreement For Direct Payments To Child Care Providers by both the participant and provider  Health and Safety Self-Certification Form indicating the following: o The provider’s name, date of birth, address, phone number and social security number o A description of the provider’s qualifications and experience o A health statement, including Tuberculosis clearance o A statement from the parent that he/she has interviewed and approve of the provider o Names and ages of all other adults residing in the home where the child care is provided o All forms signed by both the parent and provider, as appropriate o The location where the care is to be provided  Health & Safety Facility Checklist (a supplement to the Health & Safety Self Certification form  A complete W-9 Form (request for Taxpayer Identification Number and Certification)  A copy of provider’s California driver’s license or a valid California ID verifying the provider to be at least eighteen (18) years of age  A copy of provider’s Social Security Card  Provide care for one (1) family at a time and only during the period authorized  Enter into Child Care Provider Agreement with CSB as an independent contractor and in no way be considered an employee of CSB or any of its funding sources  Hold CSB harmless for any damages to person(s), or property, which arise out of the delivery of services under agreement with CSB  Sign the CalWORKs Stage 2 & CAPP Child Care Participation Program Handbook Acknowledgement of Receipt understanding and following CSB’s policies  In-Home Child Care Provider (for In Home Licensed Exempt Providers only) License-exempt providers must only provide care for only ONE family at one time other than their own. If it is found that a license-exempt provider is providing care for two (2) or more families at one time, they may be terminated as a provider and the families will need to find an alternate provider. In Home Licensed Exempt Providers – Since child care providers are independent contractors and therefore not employees of CSB, CSB is not held responsible for federal and state tax obligations. If it is determined that the child care provider performs child care in the home where the child resides, the participant may be considered to be the employer of the child care provider (domestic worker) and will be responsible to ensure 2019-21 Policies and Procedures Section 3: Alternative Payment Program 25 2019-21 Policies and Procedures Section 3 – Alternative Payment Program the child care provider receives minimum wage, social security taxes, state worker’s compensation and unemployment requirements. In order to ensure that minimum wage is being met, the participant must have at a combination of at least three to four (3-4) children depending on child's age, receiving child care services. In-home licensed exempt child care may be subject to Federal and California laws pertaining to household employees. Please Note: Families transferring directly from CalWORKs Stage 1 to CalWORKs Stage 2 that have an In Home Licensed Exempt Provider will be given a timeframe to find alternate child care. 1099 Hotline - Contact (877) 375-0312, during tax season if 1099 is not received. B. Oliver’s Law Participants have the right to receive information regarding any substantiated or inconclusive complaint about any licensed child care provider. That information is public and can be acquired by calling Contra Costa County’s local licensing office at (510) 622-2602. C. Rate Sheets Licensed Providers shall submit a statement of their current rates to CSB. Rates must be the same for both subsidized and private paying families. If the provider charges more than the current Regional Market Rate allows CSB to pay, the participant will be responsible to pay the difference directly to the provider. If a provider offers any discount for siblings, the subsidized family will offered the same discount. Providers must submit a written thirty (30) calendar day advanced notice addressed to the Program Supervisor of any changes to their rates; all rate increases are subject to availability of funds. New rate increases will take in effect thirty (30) calendar days after receipt of notice. CSB will only accept one (1) rate change from providers per fiscal year (July 1st – June 30th). D. Child Care Agreement Upon approval or update of child care services, the Child Care Assistant Manager will issue a Notice of Action indicating initial approval for services or change in services and will be accompanied by a Child Care Agreement that will outline the schedule approved for services as well as indicate if the child has a Family Fee and/or Co-payment. It is the participant’s responsibility to review the approved child care agreement and notify the Child Care Assistant Manager of any questions. Important: If provider starts providing services before the agreement has been approved, the participant will be responsible to reimburse for any services rendered before the certificate start date on the Child Care Agreement. E. References to Written Information All providers are subject to the general policies described in the CalWORKs Stage 2 & CAPP Child Care Participation Program Handbook. Providers are encouraged to become familiar with the parental 2019-21 Policies and Procedures Section 3: Alternative Payment Program 26 2019-21 Policies and Procedures Section 3 – Alternative Payment Program requirements, as well as those identified for child care providers. F. Limitations on Child Care Reimbursement 1. Regional Market Rate (RMR) Beginning January 1st, 2018, California Department of Education required all agencies to implement ceilings at the 75th percentile of the 2016 Regional Market Rate Survey. Licensed exempt child care is reimbursed up to 70% of the Family Child Care Home rates. This is referred to as the Regional Market Rate (RMR). This rate is subject to change, if directed from the California Department of Education (CDE). Children attending less than thirty (30) hours of child care per week will be reimbursed at the part-time benefit ceiling and children attending thirty (30) hours or more will be reimbursed at the full time benefit ceiling. Those families that have variable schedules will be assessed by the Child Care Assistant Manager and assigned the most appropriate ceiling for their needs. Should the participant choose a provider with a rate exceeding that exceeds the maximum subsidy amount, the participant will be responsible in paying the difference. This is referred to as a co-payment. This is paid by the participant to the provider directly and not accounted for by CSB (see example on Share of Cost-Co-Payments). If the provider has a registration fee (licensed providers only) the rate for reimbursement will be determined by State guidelines and may be paid no more than once a fiscal year if the provider meets eligibility requirements. 2. Provider Days of Non-Operation CSB will only reimburse for up to ten (10) days of non-operation (per fiscal year) to a licensed provider when the center, or family child care home, is closed if they fall on a contracted day. The provider MUST list the days of non-operation on the Provider Self Declaration form to be eligible to receive payment. If more than ten (10) days are listed, Child Care Assistant Managers will review the non-operational days with provider to determine which of the ten (10) would be reimbursed. Days of non-operation may include, but are not limited to the following:  Holiday (i.e. New Year’s Day, Christmas, Labor Day)  Provider Vacation Days  Staff Training/Development Days This does not apply to child care in which the provider charges an hourly rate or has a drop-in rate. 3. Instructional Minutes for School Age Children Providers will NOT be reimbursed for child care provided for a school age child/ren care during instructional minutes, whether they are attending public or private schools. 2019-21 Policies and Procedures Section 3: Alternative Payment Program 27 2019-21 Policies and Procedures Section 3 – Alternative Payment Program 4. Reduction or Denial of Reimbursement See Reimbursement Policy. G. Multiple/Alternate Providers CSB can only reimburse one provider per child for child care services. However, there are some exceptions: 1. If a family’s need exceeds the hours of operation of the first provider, the participant may add an alternate provider to cover the hours the primary provider is closed. Child Care Assistant Manager must approve the alternate child care provider prior to the use of care. CSB will contract separately with the alternate provider for child care services. If participant begins the use of alternate provider before approval from Child Care Assistant Manager, participant must reimburse alternate provider for any unauthorized care. 2. If a child’s usual child care provider is closed, or if the child is sick and cannot attend the usual care, the participant may request to seek an alternate child care provider. Child Care Assistant Manager must approve the alternate child care provider prior to the use of care. CSB will contract separately with the alternate provider for child care services. Upon approval of the alternate provider, reimbursement for alternate provider when primary provider is closed is limited to 10 days per fiscal year. Reimbursement for alternate provider when child is sick and cannot attend primary provider is also limited up to 10 days per fiscal year. CSB may make an exception based on the illness and if participant provides written documentation from physician. 2019-21 Policies and Procedures Section 3: Alternative Payment Program 28 2019-21 Policies and Procedures Section 3 – Alternative Payment Program H. Participant’s Rights to Change Providers & Ri ghts to Terminate Services Participants have the right to change their providers, up to two (2) per fiscal year, unless they can provide the Child Care Assistant Manager with reasonable concerns for more changes. CSB asks all participant to provide a written (preferable), or verbal, two (2) week notice to their licensed provider regarding the termination of care. The Child Care Assistant Manager will follow up with any notifications necessary. Should the participant not give a two (2) week notice to the licensed provider, CSB will work with the licensed provider and offer any reimbursement as required by the licensed provider’s established policies and procedures submitted with the initial approval of care (not to exceed two [2] weeks). Participants may be disenrolled from the program due to abandonment of care. IMPORTANT: The attendance sheet must meet the minimum requirements in order to honor the two week notice when the participant does not give a two week notice to their child care provider. See Reimbursement Policy. I. Provider’s Rights to Terminate Services A licensed provider may terminate services with cause in adherence to his/her established policies and procedures and with a two (2) week advance notification to the participant and the Child Care Assistant Manager. Should a licensed provider terminate a family without notification, CSB will not reimburse any days past the child’s last day of care. J. CSB’s Rights to Terminate a Provider CSB reserves the right to terminate a provider from participation with or without a two weeks’ notice. Reasons for termination may include but are not limited to the following:  Child/ren’s health and safety is at risk (all providers)  Closure or denial of Trustline Registry (licensed-exempt providers)  Child care license revoked (licensed providers only)  Falsifying attendance sheets in any manner (all providers)  Charging subsidized families more than non-subsidized families (licensed providers only)  Providing care for more than one family other than their own at one time (licensed- exempt providers)  Using abusive language and behavior to staff, children or participants (all providers) 2019-21 Policies and Procedures Section 3: Alternative Payment Program 29 2019-21 Policies and Procedures Section 3 – Alternative Payment Program Part IV Staff Roles and Responsibilities A. Stage 2/CAPP Unit Clerks  Administrative Support to Unit Mangers o Program Calendars o Form Revisions o Mass Mailings o Other clerical tasks as assigned by Assistant Managers o Complete Reports (such as 801 A Report)  Reimbursement Calculations o Collect, review and distribute incoming CCAREs to appropriate staff o Perform initial reimbursement calculations for Assistant Managers  Incoming Phone Calls o Check and empty Stage 2/CAPP Unit General Voicemail o Return all calls within 24 hours of retrieving the message o Answer and forward calls to appropriate staff member  Mail Process o Log all incoming mail in database o Forward mail to appropriate staff member  Scanning Process/Document Record Keeping o Scan and Index all documents into Northwoods Compass database  Stage 1 Transfers o Prepare and send Welcome Packets o Prepare Family Files o Coordinate with Unit Manager on case assignments  Intake Applications o Prepare and mail intake packets o Collect and verify all documentation o Forward packet to appropriate Assistant Manager upon completion  Family Recertification’s 2019-21 Policies and Procedures Section 3: Alternative Payment Program 30 2019-21 Policies and Procedures Section 3 – Alternative Payment Program o Prepare and mail recertification packets o Collect and verify all documentation o Forward packet to appropriate Assistant Manager upon completion  Suite Support o Monitor office supplies o Monitor Postage Meter o Monitor office equipment B. Stage 2/CAPP Unit Child Care Assistant Managers (CCAM)  Case Management o Initial intake for new/transferred families o Verify documents o Coordinate with referring agencies about prior case information o Review selection of provider(s) o Monitor families need and eligibility o Family/Provider Correspondence as needed o Recertify families need/eligibility for services at minimum once annually o Termination procedures where appropriate  Process Reimbursements o Review calculations o Process payments into CalWIN system for fiscal review/release  Attend Appeals hearing if needed  Monitoring/Audits/Reviews o Quarterly monitoring of selected family files o Assist Unit Manager with fiscal and/or state audits and reviews of program o Prepare family files as needed for reviews C. Stage 2/CAPP Unit Manager – (CSM)  Reports o Monthly Report to Program Director o Monthly liaison to fiscal o Fiscal Audits/State Reviews as scheduled  Personnel o Supervise Student Worker Assignments 2019-21 Policies and Procedures Section 3: Alternative Payment Program 31 2019-21 Policies and Procedures Section 3 – Alternative Payment Program o Supervise Field Intern Assignments o Supervise Clerks o Supervise Child Care Assistant Managers  Program Handbook o Revisions per CDE regulations o Annual Update if applicable  CDE Regulations o Monitor Management Bulletin Releases o Participate in CDE conference calls regarding program regulations as needed o Review Title 5 and Education Codes as they pertain to program implementation.  Client/Provider Correspondence  Stage 1 Transfer Process o Monitor incoming Stage 1 transfer process o Assign cases to CCAMs o Review potential cases to be transferred out to Child Care Council  Monitoring o Review monthly reimbursements o Monitor CCAM Caseloads o Review terminations o Monitor Unit calendar  Miscellaneous o Order office supplies for Suite o Approves requests for equipment/work orders D. Stage 2/CAPP Fiscal Support (Accountant III)  Review and release payments to providers in CalWIN in the absence of Program staff  Monitor program budgets  Release payments for Maintenance of Effort contracts  Submit to State CDE/ELCD monthly Fiscal and Caseload reports  Submit to CDE projection request for additional funding in excess of MRA  Submit year-end financial reports and schedules to External Auditors  Correspond with Unit Manager/Program Manager 2019-21 Policies and Procedures Section 3: Alternative Payment Program 32 2019-21 Policies and Procedures Section 3 – Alternative Payment Program E. Stage 2/CAPP Program Manager (ASA III)  Program Support for CDE/ELCD Programs  State Correspondence/Management Bulletins  Liaison with CDE/ELCD  Quarterly Monitoring  CDE/ELCD Contract initiation/renewal  Reports/Program Self-Assessments to CDE/ELCD  Supervise Unit Manager (CSM)  Liaison with Stage 1/WFS, Child Care Council and CalWIN  State Audit/APMU/Independent Audit  Review MOE Payments  Agency’s CWDA Child Care Representative CONTRA COSTA COUNTY EMPLOYMENT & HUMAN SERVICES DEPARTMENT COMMUNITY SERVICES BUREAU POLICIES AND PROCEDURES SECTION 4-LOW-INCOME HOME ENERGY ASSISTANCE PROGRAM 2019-21 Board of Supervisors Approved: 07/30/19 2019-21 Policies and Procedures Section 4: Low-Income Home Energy Assistance Program 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program Section 4 Low Income Home Energy Assistance Program A Introduction 1 B LIHEAP Eligibility Guidelines 2 C Appeal Procedure 10 D LIHEAP/Fast Track Complaint Procedure 11 E Weatherization Referrals 11 F LIHEAP and DOE Deferrals 12 G Quality Assurance 14 H Confidentiality 15 I FRAUD 15 2019-21 Policies and Procedures Section 4: Low-Income Home Energy Assistance Program 1 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program A. Introduction 1. Program Overview The Low-Income Home Energy Assistance Program (LIHEAP) is a federally-funded program that assists low-income households with their utility bill. Eligibility is based on the household's total monthly income that is provided by Department of Community Services and Development on a yearly basis. This assistance is targeted to households with low income and high energy costs, taking into consideration households with elderly, disabled persons, and children under six. The amount of assistance is based on the number of household members, total gross household income, the cost of energy within Contra Costa County and funding availability. In addition to helping with a household's utility bill, LIHEAP offers free weatherization. Weatherization is the process of making a household more air tight and energy efficient. Weatherizing a home can help lower a household's energy usage and utility costs. 2. Types of Assistance Available i. Utility Assistance HEAP: Pay the amount eligible of an applicant's utility bill. Fast Track: LIHEAP funds are available in case of a crisis/emergency situation. Staff is required to resolve an energy crisis situation within forty-eight (48) hours and a life threatening energy situation within eighteen (18) hours. ii. Weatherization Assistance Weatherization: The weatherization program provides services designed to reduce heating and cooling costs to improve the energy efficiency of a home, while safeguarding the health and safety of the household. Weatherization is supported through the partnership with Department of Conservation and Development (DCD). ECIP EHCS: LIHEAP funds are available to low-income families in case of a crisis/emergency situation. DCD staff is required to resolve an energy crisis situation within forty-eight (48) hours and a life threatening energy situation within eighteen (18) hours. 3. Service Center Locations i. LIHEAP Utility Assistance: 1470 Civic Ct. Suite 200, Concord, CA 94520, Phone: 925-681-6380, Fax: 925-229-6784 ii. Weatherization Assistance: 30 Muir Rd, Martinez, CA 94553, Phone: 925-674-7214, Fax: 925-646- 9339 2 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program B. LIHEAP Eligibility Guidelines 1. General Guidelines Applications are received via mail, email, fax, or drop-in. Applicants for all utility assistance and/or weatherization programs must meet the following for eligibility:  Must be 18 years of age or older  Be a resident of Contra Costa County  Meet the definition of a household  Housing unit must meet the definition of a dwelling  Provide proof of citizenship or alien status  Meet the income guidelines and provide proof of income from all sources for all members of the household.  Be responsible for energy costs and provide copies of utility bills  Receive energy/budget counseling  Meet agency's priority plan  Submit all applicable documentation to complete application process. Other eligibility requirements for Fast Track Assistance/ECIP EHCS/SWEATS must be submitted. 2. Household Composition An eligible household is defined as an individual or group of individuals, related or unrelated, who share residential energy and have an energy cost. Ineligible households for utility assistance consist of the following:  Subsidized households that do not pay any out of pocket energy costs.  Persons living in licensed facilities (nursing homes, assisted living, etc.).  Temporary shelters or group homes with residents who have no energy expense or who pay a nominal fee to live there.  Single room dwelling, within a larger dwelling and the single room dwelling is not considered a separate household.  Persons who have no physical address.  Individuals who previously received Utility Assistance (UA) in another LIHEAP household during the same program year are considered ineligible household members to receive services. However, his/her income is counted in the household’s total income.  Applicants under the age of 18 who are not legally emancipated and do not have a parent or legal guardian to apply on their behalf. Ineligible households for weatherization consist of the following:  Persons living in licensed facilities (nursing homes, assisted living, etc.).  Persons who reside in only one room within a larger dwelling and is not considered a separate household. 3 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program  Persons who have no physical address.  Applicants under the age of 18 who are not legally emancipated and do not have a parent or legal guardian to apply on their behalf. The following exceptions on ineligible household members apply to both Utility Assistance and Weatherization:  Live-in Attendants - Individuals who reside within a household to provide necessary medical services and whose services are paid for in part or in full by a third party.  Persons living in multi-unit buildings - If a building contains more than one housing unit, but has only one meter or tank that is shared by all the units, each unit may contain a separate household if each one functions as a separate economic unit (also known as submetered).  A person out of the home for reasons of employment, education, hospitalization, etc., who continues to support or be supported by the unit and who intends to return to the unit, will remain a member of the household.  A dependent child who is a student living away from his/her primary residence to attend an educational facility is considered to be a member of the primary residence. 3. Housing Unit Must Meet the Definition of a Dwelling Housing unit must meet the definition of a dwelling in order to be eligible for assistance. Below are examples of a housing unit that are considered an eligible dwelling:  A housing unit is a house, an apartment, a mobile home, a group of rooms, or a single room that is occupied (or if vacant is intended for occupancy) as separate living quarters.  All dwellings must be a permanent building and located in Contra Costa County. Applicants can have a mailing address in another county/state, but the location where they receive utility services must be in Contra Costa County.  Applicant must complete the Intake Form CSD 43 The following housing units are considered ineligible dwellings:  Applicants renting a room in someone else’s home (Exception: applicant provides proof that his/her living arrangement adheres to the definition of “separate living quarters”)  Applicants living in transitory, tent or temporary encampments  Applicants living in board-and-care facilities, nursing or convalescent homes, or in jail or prison  Applicants that are homeless There are exceptions on dwelling eligibility and staff may need to review the list below to determine if a housing unit is eligible for assistance. Below is a list of the exceptions:  Applicants living on boats, in a marina with a dock number and utility hook-up, are eligible for Utility Assistance.  Applicants living in mobile homes or RVs are ineligible for energy and weatherization services unless they meet the following criteria: 4 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program I. The dwelling must not be mobile (i.e., wheels have been removed, attached porch, etc.). II. The dwelling must have resided in the same location for a reasonable length of time. 4. Citizenship and Alien Status Applicant must be a permanent and legal United States resident and complete a Statement of Citizenship or Non-Citizen Status for Public Benefits Form (CSD 600). Federal law requires that all public agencies verify that an applicant is a United States (U.S.) citizen, national, or an alien in a qualified immigration status. A copy of the documentation to verify their qualified status must be retained in the applicant file. An individual is a U.S. citizen if:  Born in the U.S. regardless of the citizenship of his/her parents  Born outside of the U.S. to U.S. citizen parents  Born outside of the U.S. of alien parents and has been naturalized as a U.S. citizen. A child born outside of the U.S. of alien parents automatically becomes a citizen after birth if his/her parents are naturalized before he/she becomes age 16  U.S. territories that include: American Samoa, Guam, the Northern Mariana Islands, Puerto Rico and the Virgin Islands. Applicants must submit acceptable verification of their citizenship and/or alien status. The following is a list of acceptable verification:  U.S. birth certificate  U.S. passport  Naturalization certificate, N-550 or N-570. Certificate cannot be copied, but agency should review, verify and document in the file that the “naturalized certificate was “verified and valid”  Report of birth abroad of a U.S. Citizen FS-240  U.S. Citizen Identification Card, I-197  Certificate of Citizenship, N-560 or N-561  Statement provided by the U.S. consular officer certifying the individual is a U.S. citizen  American Indian card with a classification code KIC  Documentation of direct receipt of SSI or SSA benefits  DD 214 – Military Separation – This document must show a U.S. place of birth.  REAL ID Card Applicants who are ineligible to participate in the utility assistance and/or weatherization programs with public agencies are:  Individuals who hold an INS I-94 who are admitted as temporary entrants (such as students, visitors, tourists, diplomats, etc.).  Aliens who have no other INS document.  Individuals possessing an Individual Taxpayer Identification Number (ITIN). An ITIN does not create an inference regarding the person’s immigration status. An ITIN is issued by the U.S. Internal Revenue Service to individuals who are required to have a U.S. taxpayer identification number but who do not have, and are not eligible to obtain, a Social Security Number issued by the Social Security Administration.  Individuals possessing an ID card issued by a foreign consulate 5 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program  California Driver's licenses and identification cards with “Federal Limits Apply” issued prior to January 22,2018. 5. Income Guidelines Applicants must meet the income guidelines provided by Department of Community Services and Development each program year. Staff must obtain income documentation supporting the total gross monthly income earnings stated on the Energy Intake Form (CSD 43). Income documentation for all household members must be within 6 weeks of the application intake date, and must comply with the stated acceptable forms of income documentation referenced below. Countable Income includes: Income Type Definition Annuities, Pensions, Retirement Includes Rail Road retirement Assistance payments Retirement Survivor Disability Insurance, Supplemental Security Insurance (SSI), General Assistance, Cal Works Business income Income from business, less business operational expenses Capital gains or losses For self-employment only Cash gifts (regular basis) Must provide regular support for an individual or for the family Child support Include child support for the household receiving it Declaration of personal income Irregular income resulting from occasional sources such as yard work, childcare, collecting cans/bottles, donating blood/plasma Dividends, Interest & Royalties If withdrawn Foster care payments Include foster care payments received for foster children or foster adults living alone. Government Employee Pensions Insurance or annuity payments Military family allotments, Military retirement Jury duty pay Military pay Payment from government sponsored programs Such as agricultural programs Payment on behalf of the household Must provide regular support for the family Railroad Retirement Social Security Benefits Net amount of the check, excluding the amount deducted for Medicare Spousal support Strike benefits Training allowances From Federal and State Employment programs, only the portion that pays or reimburses for living expenses Tribal payments from casinos Per capita payments Trust disbursements Regular Unemployment insurance Veteran’s Benefits 6 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program Wages, salaries, commissions, bonuses, profit sharing, tips, vacation pay, severance pay, sick leave, royalties and honoraria which result from the applicant’s work or service Count all gross income received for the period used to determine income eligibility Worker’s compensation Applicants claiming no income must reveal their source(s) of support. If there is zero income reported; Certification of Income And Expenses Form (CSD43B) must be completed by the applicant and included in the file. If applicant is reporting zero income for a consecutive year, a Certification of Income And Expenses form will need to be completed by the applicant PLUS include documentation of monthly expenses (a letter from the person/agency that supports the applicant’s rental, food and/or utility expenses). An example of documentation can be a print out of applicant's food stamps, a letter from housing authority, a declaration from the person that supports the applicant's rental expenses. Staff must obtain written or verbal verification of regular support from others reported on the form. Eligibility will be based on documentation submitted with the form or verified during the follow-up. For DOE only: All applicants applying for Department of Energy (DOE) services with zero income may complete a self-certification after all avenues of documenting income eligibility are exhausted. Evidence of the various attempts at proving eligibility must be contained in the applicant file, including a notarized statement signed by the applicant that they have no other proof of income. If 120 days pass and the applicant's income eligibility for DOE needs to be re-established, they will follow the same "Zero Income Notarization" rules that apply to an applicant entering through the DOE program. On an exceptional basis, if Weatherization staff cannot obtain a notarized self-certification statement, Weatherization will follow their policies and procedures for next steps. 6. Utility Bill Applicants must be responsible for energy costs and provide copies of utility bills. Utility bill(s) must contain a billing period of at least 22 days and be current and within 6 weeks of the application intake date. Documentation such as a photo identification and the completion of Account Holder Authorization and Consent Form (CSD 081) is required if name on the account is different from the name on the Energy Intake Form (CSD 43). The person on the utility account must be at least 18 years of age or older. The utility bill must provide the amount of the household’s current energy costs and the following:  Service address - In rural areas, the service address can be descriptive (Example: 3rd house on the left, past the gas station, etc.)  Account number  Name of the utility company  Customer’s name  The dollar amount of a full month’s energy costs (at least 22 days), some exceptions may apply.  Fast Track applications: The documentation must include the total amount due on the bill (current and past due and all other charges). Applicants must include in addition to current monthly utility bill, a past due, 15 day, 48 hour, or shut off notices. The following are considered unacceptable utility bill verification: 7 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program  Closing bills  Altered bills  Service address on the utility bill does not match the applicant’s service address  Outdated utility bill  Deposit accounts or accounts in collections  Business / Commercial Accounts  Bill Less than 22 days When the applicant is attempting to establish service at a new address and changes from the old account are transferred to the new account, CSB will make an exception and accept utility bill. This will also apply when applicants are trying to re-establish services on a closed account (due to non-payment) at the same address, which has no current charges. The issue date of the bill is to be used to determine if it is current. Since the service period will not be current, the current energy charges for that utility will be set to zero on the application. When re-establishing service on a closed account, staff must correspond with the utility company to verify the applicant is re-establishing service. LIHEAP assistance can only be provided when the service is re-connected. LIHEAP cannot be used to pay for an outstanding balance on a closed account if a new account is not established. To qualify for services when utilities are included in the rent, the applicant must submit documentation that must include the following:  Date  Tenant/Customer’s Name  Service Address  The amount of rental charges covering energy expenses  Landlord’s signature  Photocopied and faxed letters of utility cost verification Staff must keep a dated copy with a wet signature on file for each multi-family dwelling. Letter must contain service address, date, and the location of the original signature. This document may be photocopied for insertion into the applicant’s file of other tenants in that building. A newly signed landlord letter must be obtained each program year. Acceptable Documentation must be current to six weeks from intake date and may include one of the listed documents below:  Original or faxed letter signed by landlord/manager  Rental receipt that indicates utilities included in rent  HUD statement showing zero utility allowance 7. Energy/Budget Counseling Applicants must complete Client Education Confirmation of Receipt Form (CSD 321) verifying of energy conservation education and/or budget counseling were provided by staff. 8. Priority Plan 8 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program Applicants must meet CSB's priority plan (for Utility Assistance Only) or meet DCD's priority plan (for Weatherization, LIWP and DOE). CSB will make every attempt to assist the vulnerable population with the lowest income and highest energy cost. Vulnerable population consists of:  families in the household who have children 5 years or younger  elderly members (60 years or older)  have a permanent and/or temporary disability Documentation of vulnerable population must be in applicant's file. Please note: Staff is not required to obtain written documentation to verify disability for any disabled household members, however, it will be to the discretion of staff to request it from the applicant, should it be reasonable. 9. File Documentation All applications must have the following documents in their file:  Energy Intake Form (CSD43)  Statement of Citizenship or Non-Citizenship Status for Public Benefits (CSD 600)  Provide a copy of a current monthly utility bill plus any past due notices if applicable  Copies of the total gross monthly income for ALL household members 18 years and older  If applicable, Certification of Income and Expenses (CSD 43B)  Client Education Confirmation of Receipt (CSD321)  If Applicable: Birth Certificates or documentation verifying any children ages 0-5 in the household and ID required for any household members 60 years or older.  If Applicable: Account Holder Authorization and Consent Form (CSD 081) 10. Utility Bill Balances for Utility Assistance Applicants with a credit balance on their account that is more than double the monthly gas and electric charges must re-apply when the credit balance has been exhausted. A denial notice will be mailed to the applicant. HEAP or Fast Track payment must bring applicants to zero balance. If payment doesn’t bring the balance to zero, the applicant must first make a co-payment to their utility company before a pledge can be made. Proof of payment must be verified by our staff to the utility company prior to pledge being made. On a case by case basis for Fast Track, if the utility bill is higher than the eligible amount, but the eligible amount is sufficient to avoid services being shut off; the application will be processed. If there was an agreement made to avoid services in being shut off between the applicant and their utility company, staff must document the agreement in the applicant’s file. All Fast Track applications will be pledged by staff to the utility company. A pledge is defined as a promise to pay from LIHEAP to utility company. 11. Incomplete Applications 9 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program Once the application is received via fax, mail, walk-ins or email, an acknowledgement letter has to be sent within 15-days of the intake date. Review the application and if there are any missing items to complete the application process, identify the document(s) that are still missing. Staff will complete the following: i. Complete the Missing Documentation Letter. The letter indicates that our agency will give the applicant ten (10) working days to submit the requested missing documentation requested in order to process application. The form will have HEAP’s fax number if they choose to fax it to our office. If applicant does not submit the requested documentation within the timeframe given, their application will be denied. Missing Documentation Letter will have:  Applicant’s full name  Appropriate box(es) checked of the missing documents ii. Staff will print two (2) copies of the Missing Documentation Letter (one to be mailed to the applicant and the other to retain with the file). iii. Incomplete file will be placed in the file cabinet labeled Pending Files drawer. 12. Incomplete Fast Track Applications If there are any missing items to complete the application process, identify the document(s) that are still missing. Staff will do a courtesy call to applicant to discuss and request missing documentation. Staff will follow up with completing the Missing Documentation letter giving the applicant ten working days to submit the missing documentation requested in order to process application (please see steps 1-3 above). Upon receiving missing documentation, the application will still be processed as Fast Track. If applicant makes a payment arrangement with PG&E to avoid disconnection after submitting an application, staff will honor the application as a Fast Track. When an applicant does not submit the requested documents within the timeframe given, staff will mail a denial letter for Incomplete Applications (see procedures for Denial Letters For Incomplete Applications). 13. Ineligible and Denied Applications If an application is ineligible for HEAP or Fast Track services, notification of ineligibility will be mailed in writing. Reasons for ineligibility may include, but are not limited to:  Agency is out of funds  Facts concerning applicant’s eligibility/income calculation are in dispute  Household does not meet the agency’s priority plan (and no disputed facts concerning applicant’s eligibility could impact plan determination) Reasons for denial may include, but are not limited to: 10 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program  Exceeds maximum income guidelines  Missing or insufficient information  Household already served All “DENIED” applications shall receive written notification explaining the reason for the denial and advising the applicant of their rights to appeal. Provide the applicant 10 working days if needed and the opportunity to submit additional information needed to prove eligibility. A letter describing the reason for their ineligibility/denial will be mailed to the applicant and one placed in their file. Denial letters will include an appeal notice (LIHEAP APPEAL FORM). C. Appeal Procedure 1. General Description Contra Costa County residents are entitled to apply for assistance from the Low Income Home Energy Assistance Program (LIHEAP) with their energy cost. The LIHEAP program is funded by the state and federal government, and is administered by the State Community Services and Development Department in Sacramento. Our goal at Contra Costa County Community Services Bureau is to serve the applicant, the best we can. If the applicant has provided all the necessary documentation and meets the income and program guidelines for service they will be approved for assistance. In the event the application has been denied for assistance; the applicant has the right to appeal that decision. The applicant may complete and submit the LIHEAP APPEAL FORM that is mailed along with the denial letter. The applicant has within ten (10) working days from the date of the denial letter to complete and submit it to the office. They may provide any additional proof to determine eligibility. Upon receiving the LIHEAP APPEAL FORM, it will then be forwarded to a staff where he/she will review the LIHEAP APPEAL FORM along with any additional proof submitted by the applicant to determine eligibility. After reviewing the information submitted, the staff will either overturn the denial and process the application or agree with the denial. If the application was approved, the applicant is notified by letter within five (5) working days of the approval of the application. However, if denial stands, the staff will forward the LIHEAP APPEAL FORM along with his/her notes of the review to the next designated staff. The next designated staff will review the information and either overrule the staff’s decision or agree with the current decision. Applicant is notified by letter with the LIHEAP APPEAL FORM within five (5) working days of the decision. The next designated staff will scan the decision letter along with the supporting documents into the HEAPAPPs Folder under PY Appeals Folder. If applicant does not agree with the decision made by the designated staff, the applicant may complete another LIHEAP APPEAL FORM. The LIHEAP APPEAL FORM will then be forwarded to the Program Manager where he/she will review the information and either overrule the designated staff’s decision or agree with the current decision. Then applicant is notified by letter within five (5) working days of the Program Manager’s decision after his/her review. 11 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program If satisfaction is not reached, the applicant still has the option to appeal at the State level by contacting the Department of Community Services and Development in Sacramento, CA by writing to: California Department of Community Services and Development 2389 Gateway Oaks Drive, Suite 100 Sacramento, CA 94833 (866) 675-6623 D. LIHEAP/Fast Track Complaint Procedure  Any complaints are to be handled immediately by staff who receives the complaint.  Any complaints that cannot be resolved by the first contact staff in a reasonable amount of time are to be passed to the next designated staff.  If the complaint cannot be resolved at this level; it will be forwarded to the Assistant Manager or designee Upon resolving the complaint, a written dated account is to be made and filed in the complaint log. E. Weatherization Referrals 1. General Description After the interview process is complete and the applicant is eligible for Utility Assistance, staff will ask and offer weatherization for the applicant's homes. Staff will ask if they are renters or homeowners. Staff will explain that weatherization will improve their home to make it more energy efficient. This could include windows, doors, caulking, weather stripping, heaters, water heaters, stoves, refrigerators and more. All work conducted by weatherization is done at NO COST to landlords with eligible tenants, or eligible property owners. 2. Weatherization for Rental Units If the applicant is renting, they must first ask their landlord to fill out and sign the Energy Service Agreement for Rental Units and Post Weatherization Lead Forms. This is giving the weatherization program permission to go in the home and perform an assessment of the measures needed and perform the weatherization work. The Post Weatherization Lead Form is the only item no t paid by the program and the cost is between $200 and $400. If the landlord does not wish to pay this they can select wish not to pay and sign the form. 3. Weatherization for Home Owners If the applicant owns the home and is eligible for services the applicant can fill out and sign the Energy Service Agreement for Owner and Post Weatherization Lead forms. This is giving the weatherization program authorization to inspect and perform an assessment of the measures needed and perform the weatherization work. The Post Weatherization Lead Form is the only item not paid by the program and the cost is between $200 and $400. If the owner does not wish to pay this they can select 'wish not to pay and sign the form. 12 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program Staff will provide to applicant the Weatherization Forms upon applicant's interest, which includes the following: i. For Rental Units:  Weatherization Program Checklist for HEAP clients  Energy Service Agreement for Rental Units  Energy Service Agreement for Rental Units – Mechanical Ventilation  Energy Service Agreement for Rental Units – Wall Insulation  Post Weatherization Lead Presence Test  CSD Form 081 Client/Customer Consent Form and Authorization ii. For Owner Occupied Units  Weatherization Program Checklist for HEAP clients  Energy Service Agreement for Owner Occupied Units  Energy Service Agreement for Owner Occupied Units – Mechanical Ventilation  Energy Service Agreement for Owner Occupied Units – Wall Insulation  Post Weatherization Lead Presence Test  CSD Form 081 Client/Customer Consent From and Authorization After the forms are completed and signed by the applicant, the applicant must send all documents to the Weatherization office by email at Weatheri@dcd.cccounty.us, mail to 30 Muir Rd., Martinez, CA 94553, visit the weatherization website (http://www.contracosta.ca.gov/4336/Weatherization) or fax at (925) 646-9339. As soon as the Weatherization Program receives the forms, the Weatherization office will contact HEAP to request the applicant’s LIHEAP application. At that time, staff will fax the documents to the Weatherization Program. As soon as the Weatherization Program has a completed application; it will then be reviewed and all eligible applicants will be contacted to start the weatherization home improvements. This will ensure the applicant's home is more energy efficient and will save money on their utility bill. F. LIHEAP and DOE Deferrals 1. Purpose Employees of the Contra Costa County LIHEAP Programs and Department of Energy (DOE) Weatherization Program have the right and responsibility to provide services in a safe and effective manner without undue hazard to intake and assessment staff, installation crews, inspectors, and the households we serve. 2. Scope Employees of the Contra Costa County LIHEAP Programs and DOE Weatherization Program are to adhere to the California Department and Development of Community Services’ (CSD) Deferral Policy when determining eligibility for LIHEAP Programs or DOE Weatherization services up to and including denial of any and all services. 13 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program 3. Description The Contra Costa County LIHEAP Programs and DOE Weatherization Program staff will consult with the Program Manager when any of the following potential deferral conditions are created:  Any act that that is physical or verbal abuse; or  Any threatening behavior or action which is interpreted to carry the potential to: o Harm or endanger the safety of others; o Result in an act of aggression; or o Destroy or damage property. Items to report may include, but not limited to:  Verbal abuse/Foul Language;  Falsification of Information;  Harassment;  Feeling unsafe or uneasy while working with an applicant;  Threatening Violence  Detection of Substance Abuse; or  Discrimination What should staff do if this occurs at the LIHEAP front desk or no Manager is available?  If this situation occurs in the front desk and the applicant is not cooperating, contact the manager to calm the situation.  If the applicant’s behavior is threatening to staff or manager, LIHEAP has the right to refuse service and ask them to leave the office and close the main door for safety.  Applicant’s application will not be accepted for eligibility.  A panic button is available under the front desk counter; it can be pressed if staff is feeling unsafe while working with an applicant. Once the button is pressed, an alert will be sent to the Sheriff Department in which they will show in approximately 15 minutes. In addition, the Contra Costa County Weatherization Program complies with the California Department and Development of Community Services’ (CSD) Deferral Policy requirements that:  Weatherization agencies are required to take all responsible precautions against performing work on homes that could subject workers or applicants to health and safety (H&S) risks.  Applicants must be informed about identified problems and safety concerns, and the reason why weatherization services must be deferred.  The decision to defer work in a dwelling, or in extreme cases, to provide no weatherization services, is difficult but necessary in some cases.  Decision to defer must take place upon discovery, or as soon as practicable. This does not mean that assistance will never be available, but that work must be postponed until the problem(s) can be resolved. Deferrals do not have an “expiration date”. 14 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program The Contra Costa County Weatherization Program staff will consult with the Program Manager when any of the following potential deferral conditions are found:  Applicant has a health condition that would be made worse by weatherization.  Home’s mechanical, electrical, or plumbing system is in such despair that failure is imminent/not correctable within the program.  Home is condemned, under rehabilitation, or applicant’s “hoarding” and/or structural issues make full assessment and/or diagnostic tests not feasible.  Moisture issues are so severe that they cannot be fixed under Minor Envelope Repair.  Combustion appliance safety or Indoor Air Quality fail exists that cannot be reasonably corrected within program parameters.  Lead-based paint present that would create hazard if disturbed.  Applicant is uncooperative, abusive, or threatening to weatherization team members.  Illegal activities are taking place in the home. The Contra Costa County LIHEAP Programs and DOE Weatherization Program has a Zero Tolerance policy that prohibits illegal activity and/or inappropriate behavior towards staff or subcontractors. Such use of abuse/foul language, intimidating actions (including belligerent emails and voicemails), physical harassment, destruction of property, threats to staff, etc., will be documented and will lead to termination from the program and future Deferral from services. G. Quality Assurance: 1. General Description To ensure quality control is being met, staff will conduct random file review of a minimum of 20 files per month. 2. Procedures Staff will use the Utility Assistance Quality Control File Review form to conduct the file reviews. Any errors found in the file, will be corrected in RED and documented on the file review form. The Utility Assistance Quality Control File Review form will be collected from staff and used as a tool for the Program Manager or designee to identify any trends or errors for training purposes. Program Manager or designee shall update the Utility Assistance QA File Review Results. The Utility Assistance QA File Review Results shall be saved by month to monitor the progress or trends. 3. File Review between Community Services Bureau and Department of Conservation and Development To ensure quality control is being met between agencies, CSB and DCD will monitor each other’s application files at least on a quarterly basis. 15 2019-21 Policies and Procedures Section 4 – Low-Income Home Energy Assistance Program H. Confidentiality 1. General Description When a Contra Costa County employee or an applicant to whom an employee has a relationship with is applying for the LIHEAP program, the application is considered Confidential. 2. Procedures Applications considered Confidential will be handled by the assigned staff or designee. Assigned staff or designee will review and determine eligibility. Program Manager or designee must review and sign off on the application before application is processed by assigned staff. All confidential applications will be kept locked in a filing cabinet of which only designated staff will have access to. I. FRAUD 1. General Description Staff who have a good reason, supported by documentary evidence or firsthand knowledge, to suspect that an applicant, utility company employee, another agency, etc, is knowingly, by means of misrepresentation, obtaining, attempting to, or assisting someone else to obtain benefits for which the applicant is ineligible, should report such concerns to an appropriate supervisor. 2. Procedures Fraud is defined as a crime involving a material representation relating to a past or an existing fact which is: false; made with knowledge of its falsity; or in reckless disregard of the truth made in order to obtain a benefit or something of value. Factors to be considered may include, but not limited to:  Whether the incorrect or unreported information affects eligibility  Whether the correct information was, in fact, known to the applicant  Whether the applicant fully understood the eligibility requirements and their responsibility for reporting information  Whether material facts were deliberately/intentionally altered or withheld Staff can evaluate the information provided by applicants and request additional information when reasonably necessary to verify income and their eligibility factors. The agency m ay deny services if the information appears to be insufficient or contradictory, and give the applicant an opportunity to appeal. If the applicant has a fraud case with PG&E for any illegal activity, the application will be denied. They can reapply once their PG&E account is in good standing. Board of Supervisors Approved: 07/30/19 CONTRA COSTA COUNTY EMPLOYMENT & HUMAN SERVICES DEPARTMENT COMMUNITY SERVICES BUREAU POLICIES AND PROCEDURES SECTION 5-Financial & Administrative Requirements 2019-21 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements Section 5 Finance & Administrative Requirements Part I Financial Requirement A Advance Amount for Travel 1 B Travel Reimbursement-County Employees 1 C Travel Reimbursement-Parent Reimbursement for Policy Council Activities 2 D Using Employee’s Own Funds for County Expenditures 2 E Reimbursement for Expenses- Employees 3 F Use of Procurement Cards 4 G Other Compensation 5 H Salary 5 I Bilingual Pay Differential 6 J Accounting Certificate Differential 6 K Management Longevity Pay 6 L Management Paid Personal Leave (Admin Leave) 7 M Unemployment Compensation 7 N Vehicle Use 7 O In-Kind (Non-Federal Share) 8 P Reduced Days of Operation or Attendance Due to Emergency Conditions 10 Part II Administrative Requirements SUBPART I MONITORING A Purpose 12 B Methodology 12 C Multi-Level Monitoring 13 D Fiscal Monitoring of the Delegate Agency by the Grantee 15 E Fiscal Officer or his/her Designee Reviews the Financial Information for Content and Consistency Before Reimbursing Monthly Expenditures 16 F Center Visit Documentation 16 G Client Concern Tracking 16 H Procedures for Review, Analysis and Reporting 17 I The Ongoing Monitoring Plan 18 SUBPART II SELF-ASSESMENT A Self-Assessment Team 18 B Methodology 18 C Parent Involvement 19 D Process of Self-Assessment of Agency’s Program Services 19 E Self-Assessment Results 20 F Monitoring the Plan of Action Resulting from Self-Assessment 20 Part III Record Keeping and Recording A General Description 20 B Personnel Files 21 C Family Files 21 D Client Files for Low Income Home Energy Assistance Program 22 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements E Contract Files 23 F Public Access to County Records 23 Part IV Business Systems A Overview 24 B Facilities 25 C Use of Technology 30 D Equipment and Supplies 30 E Vehicle Usage Policy 36 F Transportation 39 G Emergency Procedures 40 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 1 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements Part I. Financial Requirements A. Advance Amount for Travel Advance amounts for travel are not allowed for County employees. B. Travel Reimbursement-County Employees County employees are allowed compensation for mileage, meals and miscellaneous other travel expenses. Eligible individuals are entitled to claim reimbursement for actual, reasonable, and necessary expenses arising from the discharge of their official duties, subject to limitations established by law and policy. 1. Mileage As authorized by the department head or designee, use of private automobiles may be reimbursed for mileage between an individual’s normal work location and other designated work locations. The reimbursement rate is set by the County, adjusted periodically to conform to IRS approved rates. Please see note in item #4 below for the time frame of submitting mileage reimbursements. 2. Meals Actual expenses, including tax and gratuity, for individual meals will be reimbursed. However, such reimbursement shall not exceed the following individual maximums:  Breakfast: $10.00  Lunch: $20.00  Dinner: $35.00 When away from the normal work area for an entire day, individuals eligible for meal reimbursement may claim reimbursement for the actual cost of each individual meal, notwithstanding the maximum per meal amounts specified above. However, the total amount claimed for the day shall not exceed $65.00. 3. Other Travel Expenses  Bridge tolls, parking; Telephone and facsimile charges required in connection with County business; BART or bus fares; and Tips, parking, and checking fees in accordance with local custom. See County Admin Bulletin #204.13 (02-20-08) regarding expense reimbursement and #111.8 (07-13- 10) regarding travel. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 2 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements C. Travel Reimbursement-Parent Reimbursement for Policy Council Activities Per HSPS 1304.50(f), Policy Council, Policy Committee, and Parent Committee reimbursement- Grantee and delegate agencies must enable low-income members to participate fully in their group responsibilities by providing, if necessary, reimbursements for reasonable expenses incurred by the members (i.e. childcare and transportation). Parents requesting reimbursement should complete and submit Form CSB 325 to the Clerk of the Policy Council who will verify the request and determine the amount of reimbursement. After approval is received from the authorized CSB Manager or Supervisor responsible for Policy Council, a check will be issued, no later than 30 days after the request. Reimbursements are given for approved Policy Council activities only (i.e. monthly PC meetings or committee meetings). Exceptions must be preapproved before reimbursements are issued. Mileage is calculated using distance from home to meeting location. Childcare hours include reasonable travel time to and from meetings and is based on reasonable arrival time to the approved activity. Representatives from the Policy Council attending conferences and out-of-area meetings will be given a per diem allotment for meals and ground transportation, and reimbursed for childcare expenses. Representatives from community partners attending conferences and out-of-area meetings will be reimbursed for meals and ground transportation. Travel requests must be submitted a minimum of 30 days prior to the travel date to allow ample time for approval and advance processing. Upon return from the trip, Liquidation of Cash Advances requires that all receipts must be submitted to the appropriate PC staff person no more than 7 days after return from travel. If receipts are not received within the 7 day timeframe, a verbal reminder will be given by the authorized CSB Manager or Supervisor responsible for Policy Council. If receipts are still not received after a reasonable amount of time, a certified letter will be sent to the representative and a copy will be maintained in the CSB PC travel files. Failure to return receipts within the allotted time will prevent the opportunity to attend future conferences and can prevent reimbursement for other PC activities. *Note-Approved travel reimbursement rates are provided to parents at the beginning of each program year and prior to travel. D. Using Employee’s Own Funds for County Expenditures Only in an emergency should an employee use his/her own funds or personal credit cards to purchase materials/services for a County purpose. An “emergency” is when:  An event occurs which requires material or service to correct a safety hazard, or to prevent damage to facilities or equipment.  A significant program need occurs which will have a significant impact on the goals of the program.  Note: Lack of planning is not considered an emergency. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 3 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  While it is not encouraged, employees may purchase minor items that would not meet the criteria of an emergency as stated above. The purchase of minor items that are required to meet program needs must: o Be approved by the Assistant Director (AD) in writing if under $100.00. o Anything over $100.00 must be approved by the Director, Division Manager or designee. E. Reimbursement for Expenses – Employees Employees will be reimbursed for approved, necessary eligible expenses, provided that reimbursement requests are made on the appropriate forms, in a timely manner and with receipts. When employees incur expenses for an approved purpose, one of the following procedures occurs for getting reimbursed: 1. Petty Cash Most of the emergencies involving minor purchases can be met by use of the department’s petty cash fund maintained in each Division Administrative Office. Normally, this fund is to be used for general office needs and for minor emergency requirements. A supervisor or employee may present a request for petty cash approved by an Assistant Director, to the Petty Cash Fund Custodian for payment. 2. Demand (Form D15*) In the event you are unable to get payment from the petty cash fund, you may use the Demand (Form D-15) to get reimbursed. This form is to be used to reimburse employees for non-travel related purchases. This form should be used for items of small value, as defined above, not related to travel or entitlements. *See EHSD Intranet> Community Services> CSB Forms > Fiscal > Demand D15) 3. Employee Travel Demands* This form is designed for reporting an employee’s expenses relating to travel, mileage, or for other employee benefits or entitlements such as training costs. It will normally not be used for any other purpose. The purpose for each expense must be shown; for example, mileage should show the destination, and the reason for the trip (See Employee Handbook). Note: County regulations allow you to include expenses for only one month on a single Travel Demand. For example, if you have expenses for May and June, you may not combine expenses on one form, but must submit two separate forms - one for May and one for June. Demands are to be submitted to your immediate supervisor for approval. Claims should be submitted within one month of completion of travel. The Bureau has no obligation to pay travel expense reimbursement submitted more than three months following completion of the travel. If an employee has over three months of mileage reimbursement to claim, the employee must submit a request letter, stating the reason for submitting a late claim, to Bureau Director or designee for approval. *See EHSD Intranet> Community Services> CSB Forms > Fiscal > Travel Demand (Form M8154 Rev. 11/09) 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 4 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements F. Use of Procurement Cards County Procurement Cards are assigned to an employee at the discretion of the EHSD Director and CSB Director. Card holders must abide by all policies as stated in the Procurement Card Manual, County Administrative Bulletin 111.8, and County Administrative Bulletin 204.13. CSB card holders must obtain written approval from a Senior Administrative Manager prior to making a purchase to ensure that all expenditures are known about at the time the Approving Official is reviewing and approving the monthly Statement of Account.  The Procurement Card is to be used for official County business purposes only and may not be used for any personal transactions.  Card holders are responsible for adherence to all County Policies and Procedures regardless of whether a transaction is allowed at the point of sale.  The Procurement Card is not intended to avoid or bypass appropriate purchasing procedures.  Each card has a preset transaction, 24 hour, and billing cycle spending limit which varies by card. Employees are not authorized to exceed their spending limits.  Disputes to charges must be made as quickly as possible per County Procurement Card manual.  Authorized Purchases include: o Small Tools/ Computer supplies o Safety/ First Aid o Books/Subscriptions o Office Supplies (If not available through our office supply contractor) o Conference Registration/ Travel ( an approved travel request is still required)  Unauthorized Purchases include: o Repetitive purchases better served under a blanket purchase order o Meals/ Alcohol /Entertainment o Local/ Long distance telephone charges/Internet connection costs o Parking/Fuel o Committee membership/Professional Membership Dues o Services of any kind o Items to be reimbursed through a travel demand o Items available under a County Contract o Cash/ Gift Card/ Gift Certificate/ Money Order, etc. o Fines/Donations o Any expense prohibited under County Administrative Bulletins.  A log must be kept of all purchases which includes: 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 5 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements o Charges split between the appropriate org codes o Original sales receipt/ credit or return receipts/packing slips G. Other Compensation Refer to Contra Costa County Personnel Policies and Procedures. H. Salary Employee salaries are set according to procedures established by the County Board of Supervisors and the Memorandum of Understanding as agreed to by the Board and collective bargaining units. The Salary schedule and range of steps for Community Services Bureau classifications is available in each work location. New employees generally are appointed at the minimum step of the salary range established for the particular class of positions to which the appointment is made. The appointing authority, however, may fill a particular position at a step above the minimum of the range. Upon satisfactory completion of the probationary period, employees receive a salary increase to the next step. The performance of each employee, except those employees already at the maximum salary step of the appropriate salary range, is reviewed on the employee’s anniversary date to determine whether the salary of the employee is to be advanced to the next higher step in the salary range. Advancement is granted on the affirmative recommendation of the appointing authority, based on satisfactory performance by the employee. The appointing authority may recommend denial of the increment o r denial subject to one additional review at some specified date before the next anniversary, with the date set at the time the original report is returned. This decision may be appealed through the Grievance Procedure. Except as provided by County procedures, increments within range shall not be granted more frequently than once per year, nor shall more than one step within range increment be granted at one time, except as otherwise provided in deep class resolutions. Nothing may be construed to make the granting of increments mandatory on the County. If an operating department verifies in writing that an administrative or clerical error was made in failing to submit the documents needed to advance an employee to the next salary step on the first of the month when eligible, the advancement will be made retroactive to the first of the month when eligible. A part-time employee is paid a monthly salary (in the same ratio to the full-time monthly rate to which the employee would be entitled as a full-time employee) as the number of hours per week in the employee’s part-time work schedule bears to the number of hours in the full-time work schedule of the department. Any employee who is appointed to a position of a class allocated to a higher salary range than the class previously occupied - except as provided by County procedures - receives the salary in the new salary 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 6 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements range, which is next higher than the rate received before promotion. If this increase is less than five percent, the employee’s salary is adjusted (to the step in the new range which is at least five percent greater than the next higher step), provided that the next step does not exceed the maximum salary for the higher class. Any employee who is demoted (except as provided under Contra Costa County procedures) will have the salary reduced to the monthly salary step in the range for the class of positions to which he or she has been demoted next lower than the salary received before demotion. If this decrease is less than five percent, the employee’s salary will be adjusted to the step in the new range which is five percent less than the next lower step provided that the next step is not less than the minimum salary for the lower class. Whenever a demotion is the result of layoff, cancellation of position, or displacement by another employee with greater seniority rights, the salary of the demoted employee will be the step on the salary range which would have been achieved if the employee had been continuously in the position to which he/she has been demoted, all within range increments being granted. Whenever any employee voluntarily demotes to a position in a class having a salary range lower than that of the class from which he/she demotes, the salary remains the same if the steps in the new demoted salary range permit. If not, the new salary is set at the step next below the former salary. I. Bilingual Pay Differential A salary differential of one hundred dollars ($100) per month is paid to incumbents of positions requiring bilingual proficiency as designated by the appointing authority and the Bureau Director of Human Resources. The bilingual salary differential is prorated for employees working less than full-time and/or who are on an unpaid leave of absence for a portion of any given month. (Refer to Contra Costa County Management Handbook.) J. Accounting Certificate Differential Incumbents of Management professional accounting, auditing or fiscal officer positions who are duly qualified as a CPA, CIA, CMA or CGFM shall receive a positive differential of five percent (5%) of base monthly salary. (Refer to Contra Costa County Management Handbook.) K. Management Longevity Pay Employees who have completed ten (10) years of appointed service for the County shall receive a two and one-half percent (2.5%) longevity differential. Employees who have completed fifteen (15) years of appointed service for the County shall receive an additional two and one-half percent (2.5%) longevity differential. (Refer to Contra Costa County Management Handbook.) 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 7 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements L. Management Paid Personal Leave (Admin Leave) Un-represented management employees (exempt from payment of overtime) receive paid administrative leave (94 hours per year) annually. All management employees exempt from payment of overtime are authorized paid administrative leave credit for each year, in accordance with current Contra Costa County policies. Use of administrative leave credits may be requested whenever desired by the employee; however, approval of requests is subject to the same department process as used for vacation requests. All unused paid administrative leave will be canceled on December 31 of each year. For further information on management paid administrative leave, see Contra Costa County Admin Bulletin #423.3 (06-23-98). M. Unemployment Compensation Employees of Contra Costa County may be eligible for unemployment compensation. The cost of unemployment compensation is borne by the County. To qualify for unemployment compensation, an employee must:  Be unemployed and registered with the State Employment Development Department for work  Have separated for good cause  Have received minimum base-period wages as currently established by State law or regulation  Comply with regulations in regard to filing claims  Be available to immediately accept suitable work  Be actively seeking work  Be physically able to work On all voluntary resignations, a Notice of Voluntary Termination of Employment (AK-219) must accompany the Notice of Separation (AK-16), and must be immediately forwarded to the Personnel Office, Records Division. On non-voluntary separations, complete details must be attached to the separation notice (with the exception of rejection of probation separation). Refer to County Admin Bulletin #420.1 (01-19-81) for further information. N. Vehicle Use The County establishes policies on the use and operation of vehicles, both County-owned and privately owned, on County business. Please see County Admin Bulletins #507.8 (02-20-08), County Vehicle Operation, and #535 (05-20-10), Use of Private Vehicles, for further information. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 8 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements NOTE: For Contra Costa County’s Policies and Procedures, please refer to the Contra Costa County’s Administrative Bulletins and Management Handbook. O. In-Kind (Non-Federal Share) 1. Background The Head Start Act stipulates that the Federal share of the total costs of the Head Start program will not exceed 80 percent of the total grantee budget unless a waiver has been granted (Head Start Act Section 640(b)). If the grantee agency fails to obtain and document the required 20 percent, or other approved match, a disallowance of Federal funds may be taken. Non-Federal share must meet the same criteria for allowability as other costs incurred and paid with Federal funds. 2. Definitions  Allowable Cost: Third party in-kind contributions shall count toward satisfying a cost-sharing or matching requirement only where, if the party receiving the contribution were to pay for them, they would be an allowable cost. Allowable costs are determined by the tests of reasonableness, necessity and allocability as defined in Office of Management and Budget (OMB) Circulars A-21, A-87 and A-122.  In-Kind: Property or services that benefit a grant supported project or program and are contributed by non-Federal third parties without charge to the grantee. In-kind contributions may consist of the value of real property and equipment and the value of goods and services directly benefiting the grant program and specifically identifiable to it. In-kind match is counted for the period when the services are provided or when the donated goods are received and used.  Volunteer: An individual providing a service that is necessary to the operation of the Head Start program at no cost to a grantee agency.  CSB Categories for third party in-kind contributions:  Classroom Help (CH): In-Kind to assist in the classroom.  Field Trip Help (FT): In-Kind to assist supervising children and their activities during a field trip.  Home Visits (HV): Volunteer at Home visits where parent is involved in child- directed activities.  Parent Meetings/Family Events (PM): Volunteer at Parent Meetings: Participating in site based events.  Policy Council Meetings/Subcommittees (PC): Volunteer at Policy Council and approved related events.  Home Activities (HA): Volunteer working on educational goals with child at home.  Donated Goods (DG): Materials donated directly to HS including land, buildings, or space that offset normal operating expenses.  Donated Services (DS): Time provided by professionals within the community on a professional level; i.e. Fire person, fence builder, mechanic, library aide, doctor, dentist, counselor and other professions. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 9 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements 3. Values of third party in-kind contributions will be determined and computed by CSB Fiscal Unit for the following contributions:  Classroom Help  Field Trip Help  Home Visit Volunteer  Site Meeting/Family Events Volunteer  Policy Council Meetings/Subcommittee Volunteer  Home Activities Volunteer 4. Donated Goods and Services (professional) will be determined by the community member or professional delivering the contribution within the standards of reason for the value and goods of the service. 5-CSB Staff will adhere to the following procedures for collection, documentation, calculation and record keeping of Third Party In-Kind contributions:  Head/Lead Teachers: Daily/Monthly o Prepares CSB320 (CSB-320), in-kind form for classroom o Ensures proper completion of in-kind form-Full Name, Type of in-kind contribution, Service Time, signature of volunteer o Submit the CSB320 to Site Supervisor by 1st of each month with the 9400 sign-in sheets  Site Supervisor Monthly o Ensures collection of in-kind forms from every classroom by the 1st of each month o Reviews and monitors forms for completion and accuracy o Sign form indicating review and approval o Follows up with any classrooms submitting zero or low in-kind o Submits the in-kind form to the Cluster Clerk by the 5th of each month with the 9400s  Assistant Director Monthly o Reviews in-kind sheets and signs off o Follows-up with any sites submitting zero or low in-kind o Submits to Cluster Clerk for data entry  Cluster Clerk Monthly o Calculates the total number of in-kind hours per activity for each site o Calculate EHS and, HS separately as directed by CSB fiscal unit o Inputs data into COPA/CLOUDS by the 20th of each month o If a cluster clerk receives in-kind forms after the 15th, hold for next month tracking o Maintains original documents  Fiscal o Determines the in-kind rate calculation for volunteer contributions (Non-professional) Annually 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 10 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements o Monitor volunteer in-kind hours once a month Monthly o Ensure proper value of in-kind rates and calculations  CSM in charge of Parent Involvement / PC Clerk: Monthly o Reviews monthly in-kind data entered by Cluster Clerks o Reports in-kind hours by site as reported to CSM in charge of Parent Involvement o Reports in-kind hours by cluster as reported to Assistant Directors o Provides training and support, as needed, to teachers and/or Site Supervisors o Provides total in-kind contributions as needed or requested P. Reduced Days of Attendance Due to Emergency Conditions 1. Background California Department of Education (CDE) Management Bulletin 10-09 which reminds Agencies that Education Code (EC) 8271 provides against loss of funds due to the circumstances that are beyond the control of the contractor. It states that in the event that operating agencies are unable to operate due to incomplete renovations authorized by administering state agencies, or due to circumstances beyond the control of the operating agency, including earthquakes, floods, or fires, such programs shall not be penalized for incurred program expenses nor in subsequent annual budget allocations. Circumstances beyond the control of operating contractors include, but are not necessarily limited to:  Earthquakes  Floods  Fires  Epidemics  Impassable roads  The imminence of a major health or safety hazard, as determined by the local health department or law enforcement agency  A strike affecting transportation services for children provided by a non-agency entity  Incomplete facility renovations authorized by the California Department of Education, pursuant to California Education Code sections 8277.1 and 8277.2  State of California budget impasse 2. Policy Whenever a contractor’s days of operation are reduced for any of the above reasons, and the reduction in days of operation did not require the contractor to reduce staff through layoffs or unpaid furloughs, the contractor’s governing board, or the executive office for contractors not having a governing board, must adopt a resolution that clearly and fully describes the nature of the emergency condition as well as the specific effect on program operations. The resolution should include: 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 11 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Dates program operation was necessarily suspended or substantially reduced  Daily attendance for both certified and non-certified children for the week prior to the date operation was suspended or reduce Whenever the contractor’s days of operation are reduced because of a state budget impasse and this reduction requires the contractor to reduce staff through layoffs or unpaid furloughs, the contractor may request reimbursement for ongoing administrative and operational expenses that occurred during the emergency closure. The contractor’s governing board, or the executive office for contractors not having a governing board, must adopt a resolution that clearly and fully describes the nature of the emergency condition as well as the specific effect on program operation. The resolution should include:  Dates program operation was suspended  A detailed list of actual program expenses incurred during the period of closure 3. Application Submission Requirements  Whenever an emergency closure happens at any of the CSB or Partner sites that meets the definition of Management Bulletin 10-09 as mentioned above, the Assistant Director (AD) with the responsibility for that site/ASA III (Partner Sites) will: o Inform their Division Manager, Child Development Accountant and State Liaison ASA III of such occurrence as soon as possible. o Obtain a copy of the verification for the emergency closure. This could be in the form of a utility notice, damage assessment report, unusual Incident/injury report etc. o Mark “Non Class Day” for all children affect by the emergency closure for all closure days on CLOUDS via the classroom wall pads or CLOUDS Manual Attendance module. o Obtain the daily attendance for both certified and non-certified children of the impacted classroom/site for the whole week prior to date of emergency closure. The attendance sheet should indicate site, classroom, number of children in that classroom, contract type(s) and date. Please use CLOUDS Manual Attendance Module to print the Attendance for the entire week. o Submit the closure verification and the attendance to the State liaison ASA III. o The State Liaison ASA III will use the above data, verify the attendance and contract types on CLOUDS/CDFS 8501, and submit a request for a board resolution to the Contracts Unit. o Once the board resolution is obtained, the State Liaison ASA III will submit the application to our Early Learning and Care Division (ELCD) consultant for approval in accordance with the Management Bulletin 10-09. o The ELCD and the Child Development Fiscal Services (CDFS) will jointly review 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 12 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements and determine the actual program expenses incurred during the period of closure/reduced operations. o The approval will be submitted to CSB Business System Unit and Fiscal Unit for processing of CDE’s in CLOUDS System and reporting to CA Department of Education respectively. o Business Systems Unit will mark all children’s Attendance as “Excused” for those closure days which were approved by CDE. o Business Systems Unit will update the affected 9400s o Business Systems Unit will provide a new CD 9500/8501 report to Fiscal Unit for processing. Part II. Administrative Requirements Subpart I. Monitoring A. Purpose CSB Ongoing Monitoring is a key management system for ensuring program quality and compliance with Head Start/Early Head Start Performance Standards, California Child Development Title V Regulations, California Desired Results and Environment Rating Scales, NAEYC Standards and Title XXII Child Care General Licensing requirements. Ongoing Monitoring ensures that the program is moving toward achieving its goals and objectives while providing high quality, comprehensive services to the ever- changing needs of the children and families served. CSB is committed to the continuous improvement of our programs through regular and ongoing monitoring of all aspects of our operations. B. Methodology The ongoing monitoring process is comprehensive in scope. The system provides a method to examine service delivery including the tracking of child and family outcomes on an ongoing basis and incorporates a process to connect the results to management systems. Staff at all operational levels participate in the ongoing monitoring process and any identified concerns are communicated in writing to the appropriate staff responsible. Corrections are validated according to specific timelines. Ongoing monitoring occurs on a regular and routine basis to assess systems and program operations for evaluation and continuous improvement of our programs. It includes the review and evaluation of services and systems, documentation of results, tracking and analyzing areas of concern and correction, and validation that correction has been completed. Results of monitoring and completion of corrective actions for findings are shared by the Bureau Director or designee with: EHSD Director, Board of Supervisors, Policy Council, Assistant Directors, Site Supervisors and their staff. Results are used to conduct root cause analysis and develop plans for improvement and program planning. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 13 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements C. Multi-Level Monitoring 1. Center-Level Monitoring is conducted by Site Supervisors, Comprehensive Services Assistant Managers, Clerks, and Teachers for the purpose of monitoring day-to-day center operations, delivery of services, and overall health and safety of internal and external environments of children at the center for which they are assigned. Assistant Directors receive monthly reports from Site Supervisors that provide an overview of each of the centers they are assigned to track any concerns as well as highlight strengths and special activities occurring each month. For partner centers, the CSB Partners Unit visits subcontracted centers weekly to monitor the delivery of services and health and safety to ensure ongoing communication. The delegate agency provides monthly communication reports to the Analyst responsible for partners and the delegate agency. 2. Cluster and Content Area Monitoring is conducted by Site Supervisors, Comprehensive Services Managers and Analysts responsible for a specific content or service area to ensure that staff are trained and comply with funding requirements and regulations around a specific content or service. CSMs and Analysts review trends across centers and services and identify risks or concerns and provide ongoing training as well as targeted training when needed. For partner agencies, the designated Analyst reviews monthly reports and monitoring performed by the agencies and provides support and training as needs are identified. The delegate agency completes its own internal ongoing monitoring. Monthly reports on these activities, including corrective actions, will be submitted to the Analyst overseeing the Partner Unit. 3. Agency-level monitoring is conducted by the CSB Quality Management Unit (QMU). This unit is responsible for conducting compliance and quality monitoring of directly operated, partner and delegate agency centers in six key areas: center monitoring, comprehensive services compliance, need and eligibility, education file monitoring, curriculum fidelity, and Classroom Assessment Scoring System (CLASS™) observations. Corrections for non-compliances are completed by the responsible person at the center and are validated by QMU Comprehensive Services Assistant Manager(s) or designee. The members of QMU or designee will select a random sample of 50% of the non-compliant files and conduct a final review of correction and validation. 4. File Monitoring: Each directly operated; partner and delegate agency center is monitored once per year (July-June). A random sample of 30% of files is reviewed in the areas of need and eligibility, education and comprehensive services compliance. Areas of strengths and non-compliances are documented on CLOUDS. For centers that do not utilize CLOUDS, information will be extracted to communicate the findings on a Microsoft document version of the tool and feedback form. The site has seven business day to review non-compliances and send questions, concerns, and items that may be considered false non-compliances to the QMU. The monitors will be responsible for reviewing, investigating, and correcting any false non-compliance items on the tools as mentioned by the site, revise and communicate changes to tools if applicable. Four weeks after the 7 business day period, QMU staff will revisit the center to validate 50 percent of the files that had been flagged with items of concerns to ensure that they have been corrected, if applicable. Once validation is completed, QMU staff will send center the Quality Management Unit Feedback Form (CSB 791) to inform whether validation passed or failed. If the files do not pass the 50 percent validation review, a corrective action plan is required. Within eight weeks from validation results, a designee will complete the Quality Management Unit Feedback 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 14 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements Form (CSB 791) addressing a corrective action plan. A CSM or designee will validate the corrective action plan and verify that all corrections have been made. The Quality Management Unit Feedback Form whether center passed or failed validation, must be submitted to CSB-Monitoring@ehsd.ccccounty.us within eight weeks from the date QMU staff sent validation results. i. Center Monitoring: Thirty percent sample of classrooms in the center receives a center monitoring. Areas of strengths and non-compliances are documented on CLOUDS forms. For centers that do not utilize CLOUDS, information will be extracted to communicate the findings on a Microsoft document version of the tool and feedback form. The site has seven days to send questions, concerns, and items that are considered false non-compliances to the QMU. The monitors will be responsible for reviewing, investigating, and correcting any false non- compliance items on the tools as mentioned by the site, revise and communicate changes to tools if applicable. Center based staff will correct non-compliances and document it on CLOUDS forms or Microsoft documents. QMU clerk will monitor to ensure that all corrections are documented within 5 weeks, or notify the Assistant Director or designee to follow-up, as applicable. ii. Curriculum Fidelity Monitoring: All directly operated, partner, and delegate agency classrooms are monitored for curriculum fidelity. QMU monitors the classroom using the Creative Curriculum Fidelity Checklist. Classroom must receive a score in fidelity of medium or better to be complaint. Non-compliant items are marked on the tools and the findings are documented on the feedback forms. After completing the observation period, the monitor will meet with the lead teacher and share observations and ask any questions as needed. Within three days, QMU staff will send the reports to the responsible persons. It is the expectation that all monitoring reports, regardless of type of findings, are shared with the team whose work was reviewed. The site has seven days to send questions, concerns, and items that are considered false non-compliances to the QMU. The monitors will be responsible for reviewing, investigating, and correcting any false non-compliance items on the tools as mentioned by the site, revise and communicate changes to tools if applicable. If there are no non-compliances, the feedback form is signed by the Assistant Director or designee and submitted to CSB-Monitoring@ehsd.cccounty.us within five weeks of monitoring. If there are non-compliances, with five weeks from the monitoring, the Site Supervisors will complete and sign a corrective action plan and submit it to the Cluster's Comprehensive Services Education Manager for approval. The Site Supervisor or designee will submit the signed Corrective Action Plan to CSB-Monitoring@ehsd.cccounty.us. An additional five weeks to have the Comprehensive Services Education Manager validate that the corrective action plan has been implemented and submits it to CSB-Monitoring@ehsd.cccounty.us. iii. CLASS Monitoring: CLASS™ Observations are conducted by a trained CLASS™ reliable observer working with the QMU. Fifty percent of the eligible preschool classrooms will be selected. Selected classrooms receive CLASS™ observations twice in the year. The following year, CLASS™ will be completed for the remaining classrooms that did not receive observations. Ratings below cut-off scores require a corrective action. CSB’s CLASS™ cut-off scores for corrective action may vary from year-to- year as they are established after the National Designation Renewal System trigger scores have been made available. Teachers must receive a score of 6 or better in the domains of Emotional Support and Classroom Organization and a score of 3 or better in the Instructional Support domain. Classrooms review 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 15 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements two twenty-minute observations, twice per year. Within three days, QMU staff will send the reports to the responsible persons. It is the expectation that all monitoring reports, regardless of type of findings, are shared with the team whose work was reviewed. The site has seven days to send questions, concerns, and items that are considered false non-compliances to the QMU. The monitors will be responsible for reviewing, investigating, and correcting any false non-compliance items on the tools as mentioned by the site, revise and communicate changes to tools if applicable. If there are no non-compliances, the feedback form is signed by the Assistant Director or designee and submitted to CSB-Monitoring@ehsd.cccounty.us within five weeks of monitoring. If there are non-compliances, with five weeks from the monitoring, the Site Supervisors will complete and sign a corrective action plan and submit it to the Cluster's Comprehensive Services Education Manager for approval. The Site Supervisor or designee will submit the signed Corrective Action Plan to CSB-Monitoring@ehsd.cccounty.us. An additional five weeks to have the Comprehensive Services Education Manager validate that the corrective action plan has been implemented and submits it to CSB-Monitoring@ehsd.cccounty.us. Data collected from monitoring is compiled into agency reports for review by staff, managers, the Policy Council and Board of Supervisors to inform of agency trends, strengths and areas in need of improvement. All reports and findings are shared with the partner and delegate agencies. The Analyst overseeing the QMU compiles results and findings and distributes reports to senior management, Comprehensive Services Managers, Site Supervisors, center staff, Board of Supervisors, and the Policy Council twice per year. These reports are a high-level representation of the agency’s compliance and non-compliance concerns in the five areas monitored by QMU. Comprehensive Services Managers and senior managers responsible for a content or service area review these bi-annual reports to identify trends and develop staff training. The Bureau Director or her designees will monitor all administrative internal team members with responsibility over service areas. This may include periodic walk-through activities or unannounced visits to sites. Additional information on multi-level monitoring is available in the Appendix of the Policies and Procedures. D. Fiscal Monitoring of the Delegate Agency by the Grantee The Grantee certifies that the Delegate Agency is complying with regulations and generally accepted accounting principles. Monitoring is conducted using the following format:  Monthly Reports: Delegate Agency shall submit monthly financial reports that record cumulative and accrued expenditures and obligations through the end of the contract year. Monthly reports are due on the 20th of each month for the preceding month. Reports shall be submitted on Form M2092 (Monthly Financial Report) and shall include, at a minimum:  Separate reports for Program Accounts 20 and 22 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 16 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Reimbursement reports for the Child Food Program  Line item documentation of administrative expenditures  Copies of contractor’s monthly financial statement and payroll reports  A separate monthly report summarizing the local share reported in the financial report. E. Fiscal Officer or his/her Designee Reviews the Financial Information for Content and Consistency Before Reimbursing Monthly Expenditures Annual On-Site Monitoring: After the annual audit by a Certified Independent Accountant, the Grantee performs an on-site review of the Delegate Agency records using the OHS Monitoring Protocol. This procedure is performed no later than May of each year for the prior award year. The following is monitored:  Accounting Records: Records are reviewed to assure that they adequately identify the source and application of funds for contract-supported activities, and that they are maintained. Records are reviewed to make sure that they contain information pertaining to contract awards, authorizations, obligations, unobligated balances, assets, outlays, income, and liabilities.  Internal Controls: Controls are reviewed for effectiveness, and that accountability is maintained for all contract cash, real and personal property, and all other assets. Contractor is reviewed for adequately safeguarding all such property and that property is used solely for contract purposes.  Budgetary Controls: The actual and budgeted amounts for each contract allocation are compared. The grantee will conduct regular and routine monitoring including delegate agency annual management and fiscal systems review. F. Center Visit Documentation The CSB Director, Assistant Directors, or other Administrative Managers may conduct unscheduled/unannounced monitoring visits at directly operated or partner agency sites. These visits are documented on the Center Visit Documentation form. Any issue requiring a corrective action is documented and validation of correction is assigned and verified upon completion. G. Client Concern Tracking CSB maintains a log to record and track customer concerns/complaints. 1. Site Supervisor and Comprehensive Services Manager Responsibility:  Site Supervisors and CSMs will document all customer complaints on the monthly log and submit to their AD or ASAIII monthly.  A new sheet or document will be used each month. Do not combine months when submitting to AD/ASAIII. At this time this log is not yet posted on CSB Forms or Intranet and 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 17 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements so each SS/CSM should keep a blank template of this log on hand to start a new one each month.  Complaints to be documented include all complaints from the public, enrolled families or families attempting to be enrolled.  The completed monthly log shall be maintained by the SS/CSM. 2. Assistant Director/ASA III Responsibility: Upon receipt of the monthly client concern tracking log, AD or ASAIII will combine all reports onto the Quarterly Complaint Log and submit to their supervisor quarterly. 3. Division Manager/Business Systems Manager Responsibility: The DM or BSM will provide the report quarterly to the Director. H. Procedures for Review, Analysis and Reporting The monitoring analyst will ensure that the data is entered into the Monitoring database and that reports are distributed to all stakeholders, including the Bureau Director, Assistant Director, and Comprehensive Services Managers and site staff. A monitoring results report is also prepared for the Delegate Agency. All monitoring results will be formally submitted to the delegate agency. Issues or corrections cited will be communicated with corrective action requirements as part of the notification. 1. Monitoring Database  The program uses databases designed in-house to track monitoring findings and areas of strength to inform the reporting process and ensure the system is working effectively and efficiently. The analyst responsible for the ongoing monitoring system uses the database to track completion of corrective actions to ensure that closure is established for any item found to be non-compliant.  The databases allow program managers to view trends and isolated incidences and assist them in conducting root cause analysis and plans for improvement as appropriate in a timely fashion.  Non-compliances will be utilized by all staff to: to identify program weaknesses; to correct identified non-compliance issues; and to seek continuous improvement. 2. . Monitoring Reports  Monitoring analyst compiles results and findings such as: program strengths, areas of improvement, site performance reports and other reports as needed.  Reports are disseminated to: senior management, comprehensive services unit, site supervisors, and site staff, Board of Supervisors, and Policy Council.  Monitoring Analyst will complete a semi-annual Root Cause Analysis report and provide roll up summaries within 4 weeks of completion of Period 1 (July-December) and Period 2 (January- June). 3. Root Cause Analysis 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 18 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements Content Area Managers will review semi-annual monitoring reports for trends across their service area and complete a Root Cause Analysis and provide an Ongoing Monitoring Corrective Action Plan in response to areas identified as needing improvement within 4 weeks of report distribution.  Review the monitoring reports for areas needing improvement to address and identify root causes for non-compliances (tangible, materials items failed, something was done incorrectly, system or process to do work requires revision).  Define the problem, collect data, identify possible causal factors surrounding the problem, and identify the root cause.  Submit an action plan to the Assistant Director to recommend and implement solutions, identify responsible persons.  Effectiveness of action plan will be reviewed at the release of the following semi-annual monitoring report. I. The Ongoing Monitoring Plan For more detailed description of the ongoing monitoring system, refer to the Ongoing Monitoring Plan located in the CSB Intranet. Subpart II. Self-Assessment A. Self-Assessment Team The Grantee and the Delegate Agency conduct a joint Self-Assessment each year. The role of the Bureau Director and Delegate Director and/or their designees in the self-assessment process are as “advisor” to team. The analyst responsible for the Self-Assessment is the Team Leader and may be supported by a consultant. Small teams are comprised of grantee and delegate agency management and non- management staff, parents, community partners, and representatives of the Board of Supervisors. A cross-section of staff is represented on each team. Teams are formed beginning in November of each year and finalized in January. B. Methodology 1. Components of the self-assessment monitoring may differ year to year. The team leader and consultant, if applicable, identify sites and classrooms for the self- assessment. The following factors are considered in site selection:  Monitoring results, including recent Federal Review, licensing visits, and assessment Findings  History of site inclusion in last three years of self-assessment  Program options and funding models to ensure all variations are assessed  Representation of Supervisory Districts 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 19 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Site based special initiatives and projects  Operational days 2. The current Office of Head Start (OHS) Program Monitoring Instrument and the Classroom Assessment Scoring System (CLASS™) are the tools used for the self-assessment each year. Slight modifications may be made to the tool by the team leader to streamline it for ease of use by community partners, parents, and board representatives. Other tools may be introduced as needed. 3. A timeline is established which includes ample time for site visits and report writing, scheduled team check-in sessions, and ongoing training and technical assistance. 4. Training is provided to all team members in January of each year and addresses the following items:  Purpose and Approach  Self-assessment process  Methods of collecting applicable data  Timelines  Confidentiality  Reporting procedure used in the “non-compliant” portion of each review team’s report  Report writing format and techniques C. Parent Involvement The Policy Council has a Self-Assessment sub-committee, which forms in November of each year after being provided with a description of the work of the committee. The Policy Council is oriented to the self-assessment process and timeline in November, at which time additional members of the sub- committee are recruited. These parents are trained fully with the rest of the team in January and are paired with an experienced manager to mentor them through the process, if necessary. The varying availability of parents is accommodated to maximize the involvement of all parents who express an interest in participating. Non-English speaking parents are encouraged to get involved and are paired with a staff person who speaks their language. D. Process of Self-Assessment of Agency’s Program Services The Self-Assessment is conducted in February of each year. Each team is assigned specific service areas and several sites to assess and determine compliance. Examples of tasks of the various teams include:  Interviewing appropriate staff, community partners, and parents  Observing the classroom environment  Reviewing documents such as policies, procedures, and service plans  Observing procedures as they are implemented in the field  Completing checklists for health and safety and eligibility 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 20 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements Teams check in regularly to report progress, problem solve questionable compliance areas, and plan their next day. At the conclusion of the data-collecting process, individual teams meet and review their findings, and determine the following:  Program strengths and compliances  Non-compliances  Recommendation of a plan of action to meet compliance  Evaluate the process using a plus/delta approach which is used to inform the process for the next year. E. Self-Assessment Results Individual results of the self-assessment teams are submitted to the Analyst, who consults with the Bureau Director and Delegate Agency Director, and then compiles a complete report of the self- assessment. The written report is sent out to staff, and if non-compliances are found, content area experts are assigned to develop a corrective action plan. Once the corrections are validated (immediately for health and safety items and within 30 days for all other items), the self-assessment report and plan of action are submitted to the Policy Council and Board of Supervisors in March. An approval is obtained for any corrective action plan involved. The final report, inclusive of the validation of submission and/or approval by the Policy Council and Board of Supervisors, is then submitted to the Administration for Children and families (ACF). The results of the self-assessment are to be used in the planning process, in developing and improving program services, and in formulating the program approach, service plans, and goals and objectives for the program. F. Monitoring the Plan of Action Resulting from Self-Assessment Throughout the year, management staff responsible for any areas of non-compliance identified in the self-assessment process shall continue to monitor the status of the corrective action, using the results of ongoing monitoring efforts, to ensure the issue is resolved and continues to remain compliant. Part III. Record Keeping and Reporting A. General Description Record-Keeping and Reporting Systems The effective and efficient reporting system used in CSB meets federal guidelines as spelled out in the Performance Standards Record-Keeping Instruction and the state guidelines as required by state contract and licensing requirements. The system provides for accurate and timely information regarding children, families and staff and 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 21 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements meets the Confidentiality Policy of the bureau. Each area of program services maintains the appropriate record-keeping and reporting systems according to the above mentioned federal and state guidelines to include: child and family records, site safety records, child records, child health records, family records, and personnel records. Systems for maintaining the records, specific to a program service area, are described in each section of these policies and procedures. A file and records system is established/maintained by the Contra Costa County Community Services Bureau personnel office. In addition, copies of certain personnel records pertaining to all permanent staff, including Teacher Assistant Trainees job qualifications are kept at each child care center as required by state licensing. Confidential files and records system shall be maintained in a locked cabinet to include official documents for each staff member.  Procedure for File Transfers: When staff transfers to another site, it is the responsibility of the Site Supervisor at the new site to assure all required personnel files are sent to the new site by communicating with the Site Supervisor of the site from which the employee is transferring.  The following procedures are in place to protect confidentiality of all sensitive material: If files are faxed by CSB Personnel to the employee’s new location, CSB Personnel will contact the site supervisor and request the site supervisor to oversee the fax machine to verify all confidential information is transmitted to the site supervisor only, protecting the employee’s HIPAA rights to privacy.  After the Personnel Staff receives a confirmation from the fax machine, the Personnel Staff will call or e-mail the Site Supervisor to ensure that all the documents sent to that site have been received.  The site supervisor at the employee’s previous location will shred all documents pertaining to the transferred employee, and will send email verification to CSB Personnel when shredding is complete.  Employees have the option of personally transporting their files to their new site. The employee must sign for the file material, and immediately transfer the file contents to their new site supervisor. The site supervisor must send verification to CSB Personnel when proper filing procedures have been completed.  Under no circumstances may files be transmitted by interoffice or pony mail. B. Personnel Files All personnel files are stored in the Personnel Unit in a locked cabinet and in a locked office. The access to the personnel files is granted only to the authorized personnel. An employee’s union representative must have a written authorization from the employee to obtain access to his/her personnel file. When reviewing a personnel file, a member from the personnel staff must accompany the authorized personnel at all times in the closed door office. The authorized personnel must sign, date and write the reasons on the “Access to File” card located in front of each personnel file. C. Family Files 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 22 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements 1. Center Based The Site Supervisor, comprehensive service staff or the head teacher at each site is responsible for maintaining the family’s basic data file at each site. All children’s files must be kept in a locked file cabinet. Access to files is permitted only by authorized personnel. When authorized personnel must access a child’s file, the protocol must be adhered to. Two types of access and removal of a file from the cabinet can take place.  The file is taken off site for audit or review: Authorized staff must record the removal of the file off the site premises on the “Record Keeping Log” located at the site; He/she must log: “check in/out status" by completing the required information on the template.  The file is accessed on site: Authorized staff needing to work on a file on site must pull the file and in its place insert the file check-out card indicating: date, name and signature of staff pulling file. Upon return of the file, staff must sign in verifying the return of the file, and the check-out Card is removed. In both of the above situations, an "Access to File" form must also be completed by the authorized person accessing the file. This is located on the right hand side of the first section of the child’s file. One must indicate date, name, and purpose for accessing the file. Files are kept on site for the current enrollment year until after the annual audit is complete. After the audit, files are prepared to be archived, and sent to a warehouse for storage. Children’s files are kept for five years after our services to the family ends. Files are then shredded. Effective January 1st 2014, any document or record may be maintained on electronic format if it was originally created in an electronic format and kept in its original unconverted electronic format. Documents or records created in paper form cannot be scanned and stored electronically alone. These records must be stored in their original paper format. Independently of being hard copy or electronic format, all records must be kept for at least five years 2. Alternate Payment Program: All family files must be kept in a locked file cabinet. Access to files is permitted only by authorized personnel. Any document or record may be maintained on electronic format if it was originally created in an electronic format and kept in its original unconverted electronic format. Documents or records created in paper form cannot be scanned and stored electronically alone. These records must be stored in their original paper format. Independently of being hard copy or electronic format, all records must be kept for at least five years. After this period, hard copy files will be shredded. D. Client Files for Low Income Home Energy Assistance Program All Client records and documents must be scanned in a secure folder. All scanned and hard copy client records are retained for three years from the contract close out. After three years from the contract close out date, the hard copies are then shredded. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 23 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements E. Contract Files Contract files are stored in designated cabinets in the Contract & Grants Administration office. Contract staff is required to maintain current and accurate records of contract activity. This includes contracts, board orders, insurance verifications, required clearances and Internal Revenue Service (IRS) documentation. The documents are kept in individual contract files, labeled by contractor name and contract number. Board orders are kept with each corresponding contract and in a general board order file, organized by month and year. EHSD Contracts and Grants Unit will maintain a record of all contractors’ files and will include all licensing and program mandated forms. The following documents are maintained by the Contracts & Grants Unit:  Independent Contractor contract files  County Administrator Office Questionnaire for determining Independent Contractor status  Corporation (non-profit and for-profit) Contractor contract files  Contract files for contracts with other legal status, such as general partnership  Contra Costa County Small Business Enterprise award forms (where applicable)  Board of Supervisors board orders  IRS W-9s and IRS W-4s (where applicable)  Certificate of Liability Insurance  Fingerprint clearance form (where applicable)  Current Health Screening Form or proof of current physical exam and TB clearance (where applicable)  Contra Costa County Auditor-Controller Insurance clearance  CSB Contract Request forms, with authorizing signatures F. Public Access to County Records In accordance with the California Public Records Act and the Better Government Ordinance, any person is entitled to inspect and to receive copies of the public records of the County, including records of individual departments. Upon a request for a copy of public records, county staff is to make the requested records available to any person upon payment of applicable fees. Disclosable county records may be inspected anytime during regular business hours. Every attempt should be made to allow prompt inspection of the requested disclosable records. If copies are requested, they should be provided no later than the next business day if possible to do so. i. Disclosable Records: Any existing writings containing information relating to the conduct of the public’s business prepared, owned, used or retained by the County regardless of physical form or characteristics are considered public records and should be disclosed by request. These include, but are not limited to, papers, books, maps, charts, photographs, audio tapes, and video tapes, information stored in non-paper form on a computer or other electronic media and other material. Additionally, writings that are not, in whole or in part, exempt from disclosure under the Public Records Act and the Better Government Ordinance. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 24 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements ii. Exempt from Disclosure Records: Personnel, medical or similar records which cover intimate and personal information such as: employee performance evaluations, employee home address, home telephone number and all personal information are exempt from disclosure. Certain other public employee information may be released: (1) amount of an employee’s gross salary and benefits, job classification, and job duties; (2) Merit board and arbitration disciplinary proceedings and writings submitted in such proceedings; (3) information in case of emergency or need when such disclosure appears reasonable to protect any person’s health or welfare; (4) information for authorized criminal law enforcement purposes; (5) information required by subpoena, testimony or other legal process; (6) information authorized to be released to third parties by the written consent of the effected employee; and (7) any other information, when reviewed and approved by CC County Counsel prior to release. • Investigatory records compiled for correctional or law enforcement purposes such as: records of complaints, preliminary inquiries if a crime or violation has been committed, full investigations, and memoranda “closing” an investigation. • Examination data such as questions, scoring keys, examination data used to administer a licensing, employment or academic examination. • Confidential legal writings such as writings to or from the CC County Counsel to an attorney who represents the County or writings especially prepared for or by the County Counsel providing legal advice, analysis of proposed legislative actions or positions, terms of settlement of litigation, post-negotiation reports. • Health Services contracts between the County and the State and writings related to those contracts. • Particular statutory exemptions related to specific situations such as information about health facilities, assessment records, agricultural information, etc. • Real estate appraisals or engineering studies relating to the acquisition of properties or to prospective construction contracts. • Preliminary drafts, notes, memoranda and “deliberative process”. CSB employees are encouraged to contact Personnel when approached with requests for disclosure of documents by the public. Personnel staff will provide advice or contact County Counsel for additional clarification. In such cases, the employees are expected to provide the requestor/s with timelines in which the requested information will be provided to them. Part IV. Business Systems A. Overview The Business Systems Unit supports the operation of CSB programs by ensuring that CSB has:  Safe, secure facilities.  Technology and related services to effectively manage work.  Safe transportation for travel as necessary and available.  Grant writing leadership and support. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 25 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Ongoing monitoring, planning, and communication systems.  Equipment and supplies necessary to operate a quality program; and  Forums for sharing ideas and implementing continuous improvement. B. Facilities 1. Physical Environment and Facilities  Both CSB and their designated contractors shall endeavor to operate offices and childcare centers that are free of exposure from toxins such as cigarette smoke, pesticides, herbicides, lead, and other air pollutants as well as contaminants from the soil and the water.  Smoking is not permitted under any circumstances on the premises of the centers and is posted as such. Anyone found bringing in a lit cigarette, electronic cigarette, or cigar shall be directed to immediately leave the office/center until the item has been safely extinguished outside of the building.  No center or office shall be sprayed with herbicides or pesticides when children or staff is present.  Each center has a thermostat that must maintain a minimum of 68 degrees F. and a maximum of 85 degrees F.  All plumbing fixtures must be sanitary, safe and in working condition at all times, including hot and cold water availability (a minimum of 105 degrees F. and not to exceed 120 degrees F) and may not serve more than 15 children. i. Children’s Centers-Outdoor Environment The outdoor space must be safe and free from hazards at all times. Each morning, before the children go outside, the Site Supervisor or designee must assess the entire outside area including the sandbox, climbing area, playground surfacing, fences and any other area in use by the children to ensure compliance with state and federal health and safety requirements. This is done by using the “Outdoor Health and Safety Checklist”. If there are hazards on the playground, the Site Supervisor must:  Assess what needs to be done immediately to fix the hazard. If he/she is unable to fix the situation immediately, he/she must make alternate space for the children until the situation is fixed.  Report the hazard to his/her immediate supervisor.  Complete a Facility Work Request after receiving approval from the Site Supervisor. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 26 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  In centers with infants, toddlers and preschoolers, the age groups must be kept separated at all times. ii. Children Centers-Indoor Environment The indoor space must meet applicable state and federal regulations at all times. Each morning, the opening staff member(s) must conduct an indoor health and safety check to ensure the facility is ready for children. iii. Infants Environment The indoor and outdoor spaces for infants must be separate from areas for children of differing ages. Inside it can be a separate room or separated by moveable walls or partitions that have correct square footage in each area. The moveable walls or partitions must be at least four feet high, made of sound absorbing material and designed to minimize injury to infants. The calculation of the indoor space does not include the space used by cribs. The sleeping area must be physically separate from the activity area. This can be accomplished by having a separate room or with the partitions described above. 2. Building Security/Alarms and Maintenance i. Building Closure Procedures are established at each site based on the whether they have an Electronic Access System and/or Building Security Alarm. Each site and the administrative office is responsible for developing and enforcing a building opening and closing procedure. The Site Supervisor or senior staff member is responsible to see that all appropriate staff are informed and trained on the procedure of locking the building and arming the alarm (if applicable). Information on how to contact the alarm company and who to contact for after hour emergencies is posted on the alarm panel. ii. Building Security Alarms Building security alarms are turned on by assigned staff when leaving the site at the end of the day and turned off at the beginning of the day. Assigned staff may not share individually assigned alarm codes unless it’s an emergency situation. If there are problems with arming or disarming the system, staff must call the alarm monitoring company at the phone number shown at the arming station. If assistance cannot be provided over the phone, an alarm technician will be sent to the site. If error codes are present but the system is functioning, staff should submit an electronic work order to Facilities stating the error code. The Security system performs a self-test and displays a trouble code for any required maintenance on a daily basis. An emergency contact list is provided to the alarm monitoring company of staff to contact in case of an alarm being triggered after hours. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 27 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements iii. Fire and carbon monoxide monitoring systems Fire and carbon monoxide monitoring systems are tested annually by the Public Works staff and inspection reports are kept on site. Any identified deficiencies must be repaired and pass re- inspection. Repair work orders are submitted electronically to Facilities by the Site Supervisor along with a copy of the Fire Inspection Report on the day of the inspection. Trouble codes are sent from the alarm system to the monitoring company which alerts the fire department. When the alarm sounds, staff must evacuate the building to the designated evacuation area and wait for emergency personnel. iv. Exterior door alarms Exterior door alarms are located at the top of the door(s) and are to remain active in the “On” position at all times. Alarms can be over-ridden by the use of a key that turns the alarm to the “Off” position and allows access to and from a classroom. The Site Supervisor will submit a work order to Facilities the same day as problems occur, for example the alarm not sounding when the door is opened without turning the key to the “Off” position. The exterior doors alarms are battery operated and beep when a battery becomes weak. Facilities Building Services Workers will replace batteries within 24-hours of receiving a work order request notifying them of a low battery alert. The Safety Officer performs a test of exterior door alarms as part of the monthly health and safety checklist and all problems are reported to Facilities immediately through submission of an electronic work order request. v. Alarmed Push Bars on Half-doors Alarmed push bars on half-doors are located in building entrances and must be armed at all times. The Safety Officer tests all half-doors in the facility as part of the monthly health and safety checklist and all problems are reported to Facilities immediately through submission of an electronic work order request. The Site Supervisor will submit a work order the same day as problems occur, for example when the alarm doesn’t make a sound when opening the door and pressing on the bar, or if the alarm does not reset after the door is closed. A half door that is armed will show a red light on the alarm panel. No light or a green light indicates the alarm is not set. To activate the alarm: the key is turned to the off/green light position, staff waits 30 seconds, and then turns to the on/red light position. Keys to the doors are to be kept out of the reach of children at all times and in a discrete location from visitors. Staff is to demonstrate proficiency in arming the system. Facilities staff will review and provide training on arming the doors upon request. Centers with alarmed push bars on playground gates are to include the testing of the gates in the monthly Health and Safety checklist. Playground gates do not have alarm panels with lights and are armed at all times. vi. Electronic Access Card Systems Electronic access card systems on exterior entry doors maintain the security of the facilities by 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 28 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements limiting access. Staff is issued electronic access cards to sites that work like electronic keys. Exterior doors remain locked from the outside while allowing staff access with their electronic card. The cards are also printed with staff names and photos to be used as identification cards. If an electronic access card is lost or stolen it will be promptly deactivated to maintain the security of the facility. Repairs to access card systems are rarely needed and are made when issues are reported by the Site Supervisor to the Facilities unit through an electronic work order request. vii. Keys Keys for entry to the Community Services Bureau buildings will be furnished by Business Systems per the request of the Site Supervisor or employee’s supervisor. At the time of the issuance of keys, the employee will be requested to sign the Portable Media/Access Policy and key sign out sheet. Upon receiving access to any of the site keys, the staff member is responsible for safe keeping the key and its use as well as to ensure that all building doors are secured prior to leaving the building. Keys are not to be loaned or made available to others and any lost or stolen keys should be reported to Business Systems immediately. For more information, refer to the Portable Media/Access Device Policy. viii. AiPhone (Video/intercom) Systems AiPhone systems are used at some sites to allow staff to easily allow access to families while keeping the facility secure. Visitors to a center press the buzzer outside the entrance and are greeted over the intercom, when they are visually identified the door is unlocked. ix. Video Surveillance Systems Video surveillance systems operate 24 hours a day 7 days a week. The Site Supervisor monitors the surveillance cameras daily and confirms cameras are directed to show a clear unobstructed view of the classrooms, entrances and playgrounds. Any obstructions to the view or misdirected cameras are reported to Facilities through an electronic work order request by the site supervisor the same day as they occur. The Facilities staff will check the video feed from their location and report the problem immediately to Public Works. The facilities unit will work with Public Works to make any necessary repairs within 24 hours of the reported problem. Requests for video footage are made to Facilities by the Site Supervisor or senior management staff through an electronic work order request. Requests must be made as soon as possible as the system only retains footage for up to a week. 3. Acquiring Space The Policy Council must be consulted on the location of space acquired for the program’s use. The space acquired must meet all applicable local ordinances for both classroom and office use. Additionally, all space acquired for classroom use must meet all the state and federal regulations. Negotiation of leases is delegated to Contra Costa County Lease Management and lease costs must be within budgeted amounts designated for such expenditures. Lease Management prepares/finalizes all leases for the Assistant Director’s signature. In addition, the Business Systems 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 29 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements Manager or Division Manager must approve/sign all the leases negotiated for CSB. 4. Use of County Facilities The use of county facilities is covered by the following regulations:  County Property shall be used only for official business. No employee of the Department shall use any County Property for his or her own personal benefit.  Use of County building space by private organizations is regulated by inter-agency agreement.  Departmental officials may make arrangements for posting official announcements on County bulletin boards through the General Services Department. Use of County bulletin boards by private organizations for advertising, except as provided by ordinance for employee organizations, is prohibited.  CSB program managers are responsible for County facilities and property used by employees under their jurisdiction. While controlling and administering use of space/facilities, managers must see that employees do not introduce material which others would find objectionable / offensive for reasons such as different social, political, religious, or moral beliefs.  Solicitation of contributions and sale of merchandise within County buildings except for purposes authorized by the Board of Supervisors is prohibited.  Restrooms and lounge facilities are provided for employee use.  CSB classrooms and offices are not to be used as lunch or coffee rooms.  All facilities serving children must meet applicable state and federal regulations pertaining to health, safety, and developmentally appropriate practice. 5. Document Posting Before classes begin each program year, the Site Supervisor obtains and assures the proper posting or filing of the following documents at each facility and/or classroom:  Evacuation Plan  Fire / Earthquake Drill Schedule  Emergency Guidelines for Illness and Accident First Aid Manual  Emergency phone numbers for fire, police, paramedics, nearest emergency hospital, poison control center, physician, and administrative office  Parents’ Rights Form  Children’s Rights Form  No Smoking signs  Employee Safety Policy Statement  Current license  Any other document mandated by the state or federal government. Note: Children’s contact numbers are never to be posted. 6. Safety Officer For each building which houses CSB personnel, a safety officer has been designated. General responsibilities of safety officers are to: 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 30 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Complete a monthly health and safety checklist.  Instruct co-workers in emergency procedures.  Assist the Supervisor/Manager in charge during an emergency.  Keep track of persons assigned to each building.  Know the conditions under which a building should be evacuated.  Know what procedures/equipment is available for the evacuation of handicapped persons.  Know the location of all primary and alternate building exits and know direct routes to each exit.  After evacuating a building, search to make certain all individuals have left.  When emergency responders arrive, report to them any injured person requiring special attention.  Call roll at the evacuation assembly area and report missing persons to emergency responders.  Know the location of all fire alarms and fire extinguishers.  Know how to operate fire extinguishers.  Know the location of all the first aid and emergency kits.  Know first aid and CPR. C. Use of Technology CSB utilizes a variety of technology throughout the bureau and is supported by the Contra Costa County Department of Information Technology. 1. Child Location Observation Utilization Data System (CLOUDS) CSB uses CLOUDS as its management information system. Staff are required to keep the system up- to-date in accordance with their respective roles in the organization. These roles are detailed in these policies and procedures in each service area. In addition, teachers are responsible for ensuring that parents sign their child in and out electronically. Manual systems are in place for back-up purposes. i. User Support CLOUDS user manuals are posted on the CSB intranet and in the Shared Drive (x:\CLOUDS) that details how to use the system. In addition, training is provided in an ongoing fashion via user groups. New staff is assigned a mentor user to orient them to the system. ii. Ongoing System Enhancements All system enhancements must be requested via the content area expert for the respective portion of the system. Content area experts formally request the enhancement to be placed in the project queue via the CSB Help-Desk System (Track-It). Enhancement requests must include attachments with screen shots and indicate the level of priority with a justification for the priority level. The Business Systems Manager will evaluate all requests and notify requestor of the final decision regarding placement in the project queue. As enhancements are developed, content area experts are required to test them and then to inform staff regarding proper usage of enhancement. User manuals will be updated with finalized enhancements by the vendor. D. Equipment and Supplies 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 31 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements County property, equipment and supplies shall be used for official business purposes only. No employee of the Department shall use any county property for his or her own personal benefit. 1. Procedures for Ordering Materials - Employees and Supervisors i. General Description An employee or supervisor has alternatives for obtaining non-emergency material or services:  Office Supplies - Approved ordering staff at each location prepare an on-line order form. CSB has an approved shopping list of discounted items that should be utilized whenever possible. Items can be added from the general catalog if they are not on the approved list. The completed order is sent electronically to the Assistant Director/Program Manager for approval and submission to the office supply company. Ordering staff can track their order progress online.  Classroom Supplies – Requests for classroom supplies are sent from the Site Supervisor to their Assistant Director for approval. The designated Assistant Director orders classroom supplies for all sites.  Health / Janitorial Supplies – All health and janitorial supplies may be ordered on an online Supply Order Form. Supply orders should be completed on a monthly basis by the Site Supervisor and are approved by the Assistant Director. The order is then sent electronically to the Purchasing Unit for processing.  Open Purchase Order - The County has established a number of Open Purchase Orders (POs) with vendors in the area authorizing certain persons to pick up material and charge it to the CSB account. o If you wish to order materials from these vendors, submit a purchase requisition to your supervisor for approval of the Assistant Director. If approved, it will be forwarded to a person authorized to purchase material under the Open PO by credit card or other arrangement. If an order is over $5,000 it must be signed by the Division Manager. o After the purchase is made, the requisition and the vendor’s receipt will be forwarded to the CSB Accounts Payable Unit. When the bill is received, the Accounts Payable Clerk will match it to the approved requisition and receipt prior to payment. CSB has established Open Purchase Orders with many vendors. A current list can be obtained from Fiscal. If you are making a large number of purchases from a vendor that does not have an Open PO you may request that one be established by contacting the purchasing clerk. CSB Requisition: If there is no Open PO available for the material required, you must submit an approved CSB purchase requisition to your division’s purchasing clerk. After a purchase is made, the requisition and packing receipt must be forwarded as soon as possible to CSB Accounts Payable Unit. When the bill is received the Accounts Payable Clerk will match it to the approved requisition and receipt for payment. ii. Purchasing Procedures - Purchasing Clerks Purchasing clerks are located in the CSB Administrative Office and are responsible for processing 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 32 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements all department requisitions. Once the purchasing clerk receives a CSB requisition he/she has several options of procurement methods depending on the situation. Below is a description of the methods available to the purchasing clerk.  Warrant Request - CSB can normally use a Warrant Request to purchase items with a total cost under $500. This form needs to be signed by the requester and an authorized manager. This procedure is faster than a purchase order as it does not need to be processed by County Purchasing.  CSB cannot use a Warrant Request to purchase any item that can be purchased using an open purchase agreement. In addition, the following items cannot be purchased using a warrant request: o Furniture o Printing Services o Appliances o Professional Services o Cellular Telephones o Building Related Charges  County Requisition (Form REQ) - For vendors not having an Open PO, or not qualifying for a Warrant Request, items are purchased using an approved Purchase Order. The purchasing clerk completes a County Requisition form based on the submitted requisition form and forwards it to the General Services Purchasing Division for preparation of a Purchase Order. There is no dollar limit for a Purchase Order however it can be an extensive process as it may have to go through the County’s procurement process and involve soliciting competitive bids and awarding of the contract to the lowest qualified bidder depending on the dollar amount of the proposed contract. It should be noted that, when time is critical, CSB might ask the Purchasing Division for a PO number. If they agree, CSB is allowed to make the purchase without the normal process.  Equipment Definition: purchase of equipment must adhere to both Grantee policies and guidelines outline in the Contra Costa County Head Start Administrative Manual. (For local purposes, “equipment” is defined as any purchase costing $5,000 or more.) Any equipment/equipment purchase not identified in the annual grant (or subsequent applications) must receive Policy Council, Regional, and Executive Director’s approval. Such requests must be made prior to the end of the Head Start fiscal year (by December 31st of each year). Equipment funded in part or wholly through CA Department of Education must have prior approval on any single item of $5,000.  Supplies: Supplies purchased for CSB programs must be deemed necessary and appropriate by the Bureau Director. (The process for expenditures of funds for supplies is outlined in the procurement procedure on file in the fiscal office. It must be followed.) All expenditures of funds must be approved by the Program Director. 2. CSB Equipment, Toys, Materials, and Furniture i. General Description CSB sites must provide clean sheets and blankets for children’s use at naptime and they are to be washed each week or as needed. If there are not sufficient sheets and blankets, the Site Supervisor must notify the Assistant Director immediately. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 33 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements All play structures and equipment used by the children must meet the following requirements:  Age and developmentally appropriate.  Maintained in good condition.  In sufficient quantity to allow full participation.  Free of health and safety hazards.  Free of toxic substances.  If any material in the environment does not meet the above standards, it must be removed immediately or deemed off limits to the children until it can be safely removed. ii. Infant Furniture  The infant equipment and furniture, inside and outside, must be developmentally appropriate and includes cribs, cots or mats, changing tables and other necessary equipment. The type, height, and size of all furniture and equipment must be age appropriate. There must be a variety of age appropriate washable toys and equipment.  CSB does not use swings, playpens, walkers or high chairs. Walkers may not be kept on the premises. Equipment that is assembled when purchased must not be modified, and if assembly is needed, it must be assembled according to the manufacturer’s instructions.  Supplies containing toxic materials or substances shall not be purchased and used on the centers.  All equipment and furniture must be maintained in good repair, safe condition and disinfected after each use. Equipment must be safe and must not have sharp points or edges or splinters, or be made of small parts that can be swallowed.  Toilets and hand washing sinks must be in close proximity to the activity areas. Infant changing tables must:  Have a padded surface no less than one-inch thick and be covered with washable vinyl or plastic  Have raised sides at least three inches high  Be maintained in good repair and safe condition  While in use, be placed within arm’s reach of a sink  Not be located in the kitchen/food-preparation area Toy storage containers must meet the following requirements:  Lids and the hardware used to hinge lids on boxes or chests must be removed  All edges and corners must be rounded and padded 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 34 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  The container must be well ventilated  The container must be lockable  The container must be maintained in good repair and safe condition  Metal and wood boxes must not have sharp or splintery surfaces Pacifiers must have a shield or guard large enough that the child cannot choke. Rattles must be large enough that they cannot become lodged in the infant’s throat and constructed so that they will not separate into small pieces. It is recommended that all infant sites comply with the US Consumer Product Safety Commission advice for the selection and safe use of children’s toys. Avoid toys with small parts. Look for the age recommendation on labels. Toys should be suited to the skills, abilities and interests of children. iii. Infant Napping Equipment Each crib, mat or cot must be occupied by no more than one infant at a time. For each infant who is unable to climb out of a crib, a standard size crib meeting the following requirements is provided:  Slats must be no more than 2 and 3/8 inches apart.  Tiered cribs are not allowed.  Cribs must not limit the ability of the staff to see the infant.  Cribs must not limit the infant’s ability to stand upright.  The mattress must be at its lowest position.  Cribs will have stationary sides. Crib mattresses must be:  Covered with vinyl or similar moisture resistant material.  Wiped with disinfectant daily when soiled or wet.  Maintained in a safe condition with no exposed foam, batting or coils.  Bumper pads must not be used at CSB facilities.  Each infant must have his/her own bedding used solely for him/her. It must be replaced when wet or soiled or when it is to be occupied by another infant.  Bedding must be changed daily or more often if required, and placed in a container that is inaccessible to children.  Floor mats or cots must be provided for all infants who have the ability to climb out of a crib. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 35 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Cribs, mats or cots must be arranged so that the staff can reach each infant without having to step over or reach over any other infant. Placement must not hinder going in and out of the nap area. 3. Use of County Communication Services i. General Description Communication services are provided for the use of County employees for work-related communications. For example:  The telephone system is provided for the use of Contra Costa County employees in the conduct of their assigned duties. (See EHSD & CSB Internet/Email/IT Standard Usage Policies)  Contra Costa County provides a message service (to forward written material and small packages among various County facilities on a regular route and time schedule). Each work site served posts the time of pickup and delivery; this service is to be used where available (Supervisors have further information regarding this program).  The Contra Costa County Public Works Department provides a centralized United States Postal Service operation. All mail must be processed through this Center (except for emergency situations). Materials to be mailed may be submitted through Messenger Service.  The department pays for all postage charges, but receives reduced costs for bulk and ZIP code mailings. Contra Costa County’s Postal Service is provided for office use of County staff. It is not to be used for personal benefit of employees or the public (Supervisors may be contacted for rules and Regulations regarding United States Postal Services).  Fax machines are available for Contra Costa County use. Telephone numbers for fax machines are listed in the Inter-Office Telephone Directory. CSB implemented the use of E-fax, faxes received and sent by email, and paperless faxing through copiers to switch to paperless faxing. ii. Portable Communication Devices Smart phones, two-way radios, tablets, laptops and wireless modems (collectively referred to as portable communication devices) are utilized by CSB to allow management personnel to stay in communication when away from their primary office, when traveling on business, and in emergency situations. Portable communication devices are county property and are covered under the same requirements as other county property. Employees are responsible for the security of communication devices and are to report lost, damaged or malfunctioning devices to their supervisor as soon as possible after discovery. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 36 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Employees are responsible to ensure the confidentiality and security of information contained on or obtained through communication devices.  All communication on the device is considered county business and as such is not considered personal or private.  Voice messages, text messages, e-mails, photos and other methods of communication or storage of information can be reviewed at any time by appropriate county personnel. This includes call, data and text logs.  Communication devices are to be used for county business only. Inappropriate use of county property, including the personal use of communication devices that cause excess use charges to be incurred whether reimbursed or not, can result in loss of privileges to use county property.  Communication devices are to be used only by the county employee they are assigned to. If devices are to be used by more than one authorized employee they will be assigned to specified employees for a defined time period before reassignment to other employees. (Sites make assignments on the Equipment Check-out Log).  Use of a device for texting while driving, whether in a county vehicle or personal vehicle on county business, is prohibited by state law. Phone calls made or received while driving are strongly discouraged, but are allowed only if possible with the safe use of hands-free devices.  CSB is required to submit reports on the use of the devices to DoIT and the CAO. The reports will contain information specific to each device, including any use of a device that caused additional charges to be incurred, and confirmation of reimbursement of those charges.  As with all county property, each communication device (including accessories) is to be returned upon change of position or separation of employment. Two-Way Radio: In the event of an emergency such as natural disasters, storms and other emergency situations where normal methods of communication are disconnected and all else fails, the use of the two-way portable radios as a primary communication option is a must. Two-way radios have played a vital role as the most reliable form of communication, which is why it is primarily used by the military, law enforcement and other emergency personnel. In the event of an emergency, a transmission will be relayed county wide to all centers from the Administrative office at Civic Court. A “roll call” will be conducted along with center status checks. In some cases, there could be an emergency/event only affecting one particular area of the county. If this is the case, certain centers may be directed to switch to a secondary channel to transmit (our radios have a primary and secondary channel). Please refer to the "Two-Way Radio Guideline" on the CSB Intranet Resource Center under the "Facility Guidelines" folder for information on how to utilize the radios. E. Vehicle Usage Policy 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 37 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements 1. General Procedures CSB maintains vehicles for use by authorized personnel in order to conduct official County business. Policies on the use and operation of vehicles on County business also apply to driving personal vehicles while on County business. Vehicles are reserved through designated clerical staff or vehicle reservation calendars. In an effort to ensure that CSB vehicles are kept in top condition, the following procedures must be followed.  County vehicles can only be used by authorized employees while conducting county official business.  Authorized drivers must have a valid California Driver’s license.  Authorized drivers are to immediately notify their supervisor of any change in the status of their California Driver’s license.  County vehicles are to be used only for authorized county business.  Drivers are responsible for safe driving, including parking in a well-lit area, and locking the vehicle at all times.  Drivers are to be courteous and practice defensive driving and fuel conserving practices.  Authorized drivers are to observe all traffic rules and regulations.  Carpooling in county vehicles is strongly encouraged when multiple employees are attending the same business function.  Employees are prohibited from carrying unauthorized riders while on county business.  Moving, parking and toll violations are the personal responsibility of the driver.  No smoking is allowed in county vehicles.  While the vehicle is in operation no eating or drinking is allowed.  Cell phones and other hand held devices are not to be used while operating a vehicle, unless: o The device is secured in a mounting system to the dashboard (including air vents) or windshield (placed in one of two positions on the windshield - in the lower left or right hand corner). o Can be operated by tapping or swiping the screen with one finger.  All persons driving or riding in a vehicle are to be properly secured with the use of seat belts or other approved restraint systems.  Vehicles are to be returned free of trash or other debris.  Car seats and other cargo should be secured in the cargo area of the vehicle so that they will not become projectiles in case of a sudden stop or accident.  Drivers are to wear appropriate footwear, no backless or loose sandals.  Vehicles are to be returned with a minimum of a half tank of fuel.  County vehicles are to be fueled regularly at the County Fleet station or other approved facilities.  The County credit card is to be used exclusively for purchasing gasoline at authorized fueling centers. (See list of centers and addresses in the vehicle binder fuel tab.)  If the credit card is lost it must be reported immediately to avoid fraudulent use.  County vehicles will be serviced at the Fleet Service Center on Waterbird Way, except in after- hour emergencies.  CSB does not use Fleet loaner vehicles. Contact the Facilities clerk for possible temporary use of another CSB vehicle if necessary.  County vehicles are not to be taken to a personal residence without Sr. Management approval. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 38 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Vehicle binders and keys are to be returned punctually after vehicle use. It is CSB policy to use a county vehicle when one is available in lieu of using a personal vehicle. If a county vehicle is available it must be utilized unless a supervisor determines that the use of a personal vehicle is justified. Justification for the use of a personal vehicle is documented by the supervisor’s signature on the request for reimbursement of travel expenses. 2. Accident and Maintenance/Repair Reporting Drivers are to report any accident or service need the same day as the occurrence. All accidents must be reported and the proper paperwork to be completed and submitted to Risk Management within 24 hours of the accident. Any unusual sound, odor, low fuel, maintenance light or other indication that the vehicle is malfunctioning or may need service is to be reported to the clerk when returning the vehicle binder. 3. Child Passenger Safety Procedures A child will be transported in county vehicles only if the child is fastened in an approved developmentally appropriate safety seat, seat belt, or harness appropriate to the child’s weight, and the restraint is installed and used in accordance with the manufacturers’ instructions for the car seat and the motor vehicle. Each child must have an individual seat belt and be positioned in the vehicle in accordance with the requirements for the safe use of air bags. Age and size appropriate vehicle child restraint systems shall be used for children under 8 years of age, less than 80 pounds or under 4'9" tall. Vehicle restraint systems should be secured in the back seats only. Children shall ride facing the back of the car until they have reached two years of age or weigh over 40 pounds or are 40 or more inches tall. A booster child safety seat shall be used when the child has outgrown the convertible child safety seat. A vehicle seat belt can only be used when the child is 8 years of age or older, 80 pounds or 4'9" in height. The seat belt only fits properly when the lap belt lies low and tight across the child’s hips (not the abdomen), touching the upper thighs and the shoulder belt lies flat across the shoulder, snugly across the mid chest, away from the neck and face. Never tuck the shoulder belt under the child’s arm or behind the child’s back. The child’s knees should bend easily over the edge of the vehicle seat. Staff transporting children must be aware of the following:  The rear of the vehicle is the only place for a child to ride.  Staff should use the diagram of the seating plan when placing children in a vehicle.  Lap-belt only positions can only use the 5-point harness car seats.  Shoulder and lap belt positions close to the sliding door should be last position to seat a child.  The car seat and seat belts should be checked before each use to make sure they are installed correctly and that the belt straps are not twisted.  Empty car or booster seats should be strapped in with the seat belt system or stowed in the cargo area away from the passengers.  No loose items should be on the floor. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 39 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements The following are child passenger safety basics for each type of car seat:  Rear-Facing o Must ride rear facing until at least 2 years of age, weighs 40 pounds or is 40" tall o Do not bundle or swaddle; no heavy clothing o Harnesses at or below shoulder level o Harnesses snug and flat across infant o Retainer clip at armpit level o Must ride at a 45 degree angle o Seat secured tightly to vehicle with less than 1 inch of movement side-to-side and forward  Forward-Facing o Children 2 years of age and 40 pounds but weighing less than 80 pounds or under 4'9" tall, ride either in a convertible or forward facing seat in the forward facing position o No heavy clothing o Harnesses above shoulder level and in reinforced slots o Harnesses snug and flat across infant o Retainer clip at armpit level o Generally ride fully upright o Seat secured tightly to vehicle with less than 1” of movement side-to-side and forward o Top tether in use when available and appropriate  Belt Positioning Boosters o For children who have outgrown the car seat but do not yet fit the adult lap/shoulder belt o Lap belt crosses pelvis or top of thighs o Shoulder belt crosses chest o Middle of child’s head is below the top of the vehicle seat or booster F. Transportation While CSB does not provide direct transportation services to and from the centers each day, the Site Supervisor or Comprehensive Services team member must assess the needs of each family upon enrollment and attempt to make reasonable effort to assist if the family is in need of transportation services to the center. Transportation services are offered for the following:  To / from socialization activities  To / from Policy Council Meetings  To / from field trip locations 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 40 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements G. Emergency Procedures 1. Gas Leak/Power Outage i. If you detect an odor of natural gas:  Determine where the odor of gas is emanating from.  Contact PG&E at (800)743-5000.  Contact the local Fire Department.  Evacuate the building (if you feel there is an immediate threat to children and staff).  If the gas odor emanates from outside the building, close all windows and doors and remain inside.  Contact your Supervisor and Facilities. ii. Power Outage:  Have your flashlight ready to move through darkened areas.  Contact PG&E at (800)743-5001.  Contact your Supervisor and Facilities. 2. Shelter in Place In the event of a chemical release, safety sirens in Contra Costa County's industrial corridor will sound to alert the public. If you hear the sirens, or are told to Shelter-in-Place, emergency officials recommend that you Shelter, Shut and Listen: • Lap Belts – use only 5-point Harness Seats. No Boosters • Shoulder Lap with Star (*) is the last Shoulder Harness to fill • No loose items in the vehicle • Unused car or booster seats are strapped in or removed from the passenger area of the vehicle. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 41 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Stay inside.  Close all windows and secure doors (locking provides a tighter seal).  Close the center.  Post the Shelter-In-Place notification sign on the front of the building or  Suite doors.  Children, staff and any visitors are to remain inside the building*.  Turn off all ventilation systems such as heating or air conditioning.  If there are gaps in windows or doors, seal with tape or damp towels.  Have an AM radio for emergencies and tune to KCBS, 740 AM for more information. *No one (with the exception of First Responders) will be allowed to enter or exit the building until the Shelter-in-Place is lifted 3. Earthquake You cannot tell from the initial shaking if an earthquake will suddenly become intense, so always Drop, Cover and Hold On immediately (Center staff must assist children first)!  DROP to the ground (before the earthquake drops you!).  COVER your head and neck with your arms and seek shelter by getting under a sturdy desk or table, if nearby.  HOLD ON to your shelter and be prepared to move with it until the shaking stops. i. Indoors: Drop Cover and Hold On. Avoid exteriors walls, windows, hanging objects, mirrors, tall furniture, large appliances, and kitchen cabinets with heavy objects or glass. However, do not try to move more than 5-7 feet before getting on the ground. Do not go outside during shaking! The area near the exterior walls of a building is the most dangerous place to be. Windows, facades, and architectural details are often the first parts of the building to break away.  If you are unable to Drop, Cover, and Hold on: If you have difficulty getting safely to the floor on your own, get as low as possible, protect your head and neck, and move away from windows or other items that can fall on you.  In a wheelchair: Lock your wheels and remain seated until the shaking stops. Always protect your head and neck with your arms, a pillow, a book, or whatever is available. ii. Outdoors: Move to a clear area if you can safely do so; avoid power lines, trees, signs, buildings, vehicles, and other hazards. 4. Fire i. If a fire occurs, GET OUT, STAY OUT, and CALL FOR HELP: 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 42 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Remain calm.  If you smell smoke, activate a fire alarm.  Follow exit route and evacuation procedures for your center/office. Make sure to feel the door before opening it. If it is hot, do not open it, look for an alternate exit. If there is none, remain in the room and call for help. Close the door on your way out to help isolate the fire.  Center staff must sweep the area and ensure all children are evacuated.  Assist all children and those who are unable to exit the building on their own if it will not put yourself at additional risk.  Do not use elevators.  If the area you are in fills with smoke, drop to the floor and crawl to the nearest exit or smoke-free area.  If your clothes catch on fire, immediately STOP, DROP, and ROLL.  Once you are in a safe area, call for help i. You should only attempt to fight a fire if the following conditions exist:  If the fire is small and contained.  You are safe from toxic smoke.  You have a means of escape.  Your instincts tell you it is safe. ii. You should flee a fire if:  If the fire is spreading rapidly or is a large fire.  You are unsure of how to operate the extinguisher.  The extinguisher runs out of agent.  The fire could block your escape route. 5. Severe Weather i. Heat Wave Safety Tip: Elderly persons, small children, chronic invalids, those on certain medications or drugs (especially tranquilizers and anticholinergics) and persons with weight and alcohol problems are particularly susceptible to heat reactions, especially during heat waves in areas where a moderate climate usually prevails. The following safety tips are recommended:  Slow Down, strenuous activities should be reduced, eliminated, or rescheduled to the coolest time of the day.  Individuals at risk should stay in the coolest available place, not necessarily indoors.  Limit sun exposure between 10am and 4pm. Play in the shade, if at all possible. Keep babies under six (6) months of age out of direct sunlight.  Dress for summer. Lightweight light colored clothing reflects heat and sunlight, and helps your body maintain normal temperatures. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 43 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  Drink plenty of water or other non-alcohol fluids. Your body needs water to keep cool. Drink plenty of fluids even if you don’t feel thirsty. Persons who (1) have epilepsy, or heart, kidney, or liver disease, (2) are on fluid restrictive diets or (3) have a problem with fluid retention, should consult a physician before increasing their consumption of fluids.  Spend more time in air-conditions places. Air conditioning in a home and other buildings significantly reduces danger from the heat.  Don’t get too much sun. Sunburn makes the job of heat dissipation that much more difficult. Wear sunscreen and reapply per the manufacturer’s directions. ii. Lightning Storms:  When thunder roars, go indoors!  Stay away from windows and doors.  Avoid water, high ground, trees, open spaces, metal objects and find shelter in a building.  Avoid electronic equipment of all types; lightning can travel through electrical systems.  Avoid corded phones, however, cordless or cellular phones are safe to use during a storm.  Avoid concrete floors and walls.  Wait at least 30 minutes after hearing the last clap of thunder before leaving your shelter.  Call 9-11 if a person has been struck by lightning. iii. Flood:  Do not walk through moving water. Six inches of moving water can make you fall.  Never try to walk, swim, drive or play in flood water. You may not be able to see how fast the flood water is moving, see holes or submerged debris.  Beware of low spots, such as underpasses, underground parking garages, and basements as they can become death traps.  Beware that flash flooding can occur. If there is any possibility of a flash flood, move immediately to higher ground. Do not wait for instructions to move.  Beware of streams, drainage channels, canyons, and other areas known to suddenly flood 6. Active Shooter: i. Administration Office:  Be aware of your environment and any possible dangers.  Take note of the two nearest exits in any facility you visit.  If you are in an office, stay there and secure the door.  If you are in a hallway, get into a room and secure the door.  As a last resort, attempt to take the active shooter down.  CALL 9+911 or 911 WHEN IT IS SAFE TO DO SO!  Quickly determine the most reasonable way to protect your own life. Remember that customers and clients are likely to follow the lead of employees and managers during an active shooter situation. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 44 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements o RUN/ESCAPE: If there is an accessible escape path, attempt to evacuate the premises. o HIDE OUT: If evacuation is not possible, find a hiding place. o TAKE ACTION/FIGHT: As a last resort, and only when your life is in imminent danger, attempt to disrupt and/or incapacitate the active shooter. ii. Childcare Centers: Initiate a lockdown: The purpose of a lock down is to keep children and staff inside the building, by securing them inside a classroom or other secure safe are, due to an immediate threat in or around the center.  Remain in the classroom, locking all entry doors if you have the ability to do so  Tie down the door handle(s), if possible, using belts, purse straps, shoe laces, etc.  Turn off all lights  Cover the windows if possible  Create a barricade at the main entry door with anything available (desks, chairs, rolling cabinets, etc.)  Stay clear of any doorways and windows  Try and keep as many barriers between you and any doors and windows  Move children to the safest location in the room  Drop and Cover (Lay as flat as you can, while covering your head)  Silence or place your cell phones on vibrate  No one is allowed to enter or exit any safe areas, until the “all clear” is issued by the Site Supervisor or law enforcement 7. Acts of Violence If you witness an employee or customer threatening violence or becoming overly agitated because of a problem, alert a supervisor immediately. If the person becomes physically menacing, call 9+911/911 or signal for a coworker to make the call.  Remain calm  If someone threatens you with a weapon, remember that the person hasn’t decided to use it yet. They are probably as scared as you are. Remain clam. You might look like the person that is in control. If you panic it might aggravate the situation.  Be courteous and patient  Listen attentively and follow the instructions of the person with the weapon.  Plan an escape route  Try to stay as far away from the person as possible. Pay close attention to your surroundings. Plan an escape route in case the situation becomes more serious. 8. Serious Injury & Illness at work All serious injuries* and illnesses incurred by a County employee or a contractor while on a County site or work assignment, must be reported to Cal/OSHA. (*This includes illnesses that may not be work- related) 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 45 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements Follow the Injury and Illness Reporting Procedure below. Notify your Supervisor and Reni Radeva, PSA III. Immediately means as soon as practically possible, but no longer than eight (8) hours after the employer learns of the incident. Serious Injury or Illness includes:  Fatality, the loss of any member of the body, or any serious degree of physical disfigurement.  Any injury or illness which requires inpatient hospitalization for a period in excess of twenty-four (24) hours for treatment other than medical observation.  Any minor injury or illness which becomes a serious injury. Note: If an employee goes to the hospital directly from work or an AMBULANCE responds to the site, closely monitor the situation and use the Serious Injury Decision Tree to see if a Cal/OSHA report is needed. Injury and Illness Reporting Procedure 9. Dental Emergency: i. In the event of an accident to the tongue, lips, cheek or teeth:  Attempt to calm the child. Report injury/illness immediately to:  Supervisor/Manager  Reni Radeva (PSAIII) Is this a serious injury or illness? See Serious Injury & Illness Reporting Decision Tree  Supervisor/Manager must send the following information to Reni Radeva: o Name(s) and home address(es) for the injured employee(s) o Date & time of accident o Nature of the injuries o Location where injured employee(s) was (were) moved to o Description of the accident  Reni will complete the Serious Injury Report  Report case immediately to Cal/OSHA Supervisor submits Injury/Illness Report (AK-30 or F-150) Provide Employee with Worker’s Comp Claim Form (DWC-1) Yes No 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 46 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements  All incidents should be handled quietly and calmly; a panicky child may cause further trauma.  Check for bleeding. If the child is bleeding: o Stop bleeding by applying pressure to area; o Wash affected area with clean water; o Apply ice for swelling. If tooth is knocked out, fractured, chipped, broken or loose: o Staff should calm the child; o If injured area is dirty, clean gently; o Place cold compresses on the face in the injured area to limit swelling; o Take the child to a dentist immediately for treatment. If a tooth or teeth are loosened in an accident: o Rinse out child’s mouth; o Do not attempt to move teeth or jaw; o Take the child to the dentist immediately. If tooth is knocked into gums (intruded): o Do not attempt to free or pull on the tooth; o Rinse out the child’s mouth; o Take the child to the dentist immediately. If injury to tongue, cheek, or lips occurs: o Rinse affected area; o Apply ice to control swelling; o Place cold compresses on the face in the injured area to limit swelling; o Take the child to a dentist or physician if bleeding continues or wound is large. ii. Miscellaneous: In the event of any other soft tissue injury, as in the case where the tongue or lips become stuck to an object and the tissue tears: o Stop the bleeding; o Cover the area with sterile petroleum jelly; o Take the child to a dentist or physician. 10. Adult or Child Choking i. Mild Obstruction  With a mild airway obstruction, the person is able to cough forcefully or even speak. Do not interfere. If the person can speak, he/she can breathe.  Treatment: o Ask the person, “Are you choking?” o If the person can cough forcefully or speak, do not interfere. o Encourage coughing until the obstruction is relieved. o Monitor for progression to a severe obstruction. 2019-21 Policies and Procedures Section 5: Financial and Administrative Requirements 47 2019-21 Policies and Procedures Section 5 – Financial and Administrative Requirements ii. Severe Obstruction  A person with a severe obstruction cannot breathe, cough effectively, or speak. He/she may make a high-pitched sound when inhaling or turn blue around the lips and face. Act quickly to remove the obstruction, or the person will soon become unresponsive and die.  Ask the person, “Are you choking?”  If he nods “yes” or is unable to speak, tell him you are going to help. Do not leave the person.  Stand behind him and reach under his arms.  Make a fist with one hand and place it just above the navel, thumb side in. Grasp the fist with your other hand.  Perform quick, forceful inward and upward abdominal thrusts until the object is expelled or he becomes unresponsive. iii. Unresponsive Choking Person When a choking person becomes unresponsive, carefully lower the person to the ground. Use CPR to relieve the obstruction.  Send a bystander to call 9-1-1.  If alone with an adult victim, go call 9-1-1 yourself, then return to perform CPR.  If alone with a child victim, call 9-1-1 after 2 minutes of CPR.  Perform CPR with the added step of looking in the mouth after each set of compressions. If your see the obstruction, remove it and continue CPR.  Continue CPR until the person begins to breathe normally. Chest Thrusts:  Chest Thrusts – Large or Pregnant Person  If a rescuer cannot reach around the waist of a large person, or the victim is obviously pregnant, use chest thrusts to relieve the obstruction.  Place one fist in the middle of the chest on the lower half of the breastbone, with your thumb against the chest.  Grasp the fist with your other hand.  Pull straight back on the chest quickly and forcefully.  Continue until the object is expelled or the victim becomes unresponsive. CSB Governance Policy Feedback June 28, 2023 EHSD Policy Subject Header EHSD Policy Sub-Section HS Act/HSPPS Reference TTA Feedback General ALL HS Act 642(c)(1) and HSPPS 45CFR 1301.2 Based on our discussion at the last virtual TTA session, CSB/EHSD was instructed to secure a legal and binding document (e.g. by-laws, ordinances, etc) that bind the board to its legal and fiduciary responsibilities. Considering that, is this Policy valid in accomplishing that end since it is still an EHSD policy and NOT a policy of the Board? Reference ALL HS Act 642(c)(1) and HSPPS 45CFR 1301.2 Recommend aligning all Governing Board Roles and Responsibilities with the cited HS Act and HSPPS regulations. Recommend using the same language outlined in the HS Act and/or HSPPS. Policy Sub-Section A: Governing Body III.A - The five members of the Contra Costa County Board of Supervisors, serve as the governing body (“Board”) of the County’s Head Start program (“Program”). The Board has general legal and fiscal responsibility for the Program, including the safeguarding of federal funds and ensuring Program compliance with state, federal, and local laws and regulations. Missing HS Act 642(c)(1)(E)(ii): adopt practices that assure active, independent, and informed governance of the Head Start agency, including practices consistent with subsection (d)(1), and fully participate in the development, planning, and evaluation of the Head Start programs... HS Act 642(c)(1)(E) RESPONSIBILITIES- The governing body shall— (i) have legal and fiscal responsibility for administering and overseeing programs under this This part of the HS Act is missing from the Governing Body description. Recommend the recipient use the same language per the Head Start Act pertaining to Governing Board roles and responsibilities in providing administrative oversight of its Head Start program. CSB Governance Policy Feedback June 28, 2023 subchapter, including the safeguarding of Federal funds; Note: throughout the document, the recipient copies verbatim pieces of the HS Act and in other areas generalizes and/or summarizes certain duties. Recommend specifically Policy Sub-Section A: Governing Body (cont.) b. To establish procedures and guidelines for accessing and collecting information necessary for the Monthly Report (see above); HS Act 642(c)(1)(B)(iv)(IV): establishing procedures and guidelines for accessing and collecting information described in subsection (d)(2); Ensure the Governing Board establishes procedures and guidelines for this process and other program information it needs access or collected per the HS Act sub section cited. III.A.1.d - Reviewing and approving the annual self-assessment and financial audit HS Act Section 642(c)(1)(E)(iv)(V): reviewing and approving all major policies of the agency, including-- (aa) the annual self-assessment and financial audit; (bb) such agency's progress in carrying out the programmatic and fiscal provisions in such agency's grant application, including implementation of corrective actions; and (cc) personnel policies of such agencies regarding the hiring, evaluation, termination, and compensation of agency employees; HS Act Section 642(c)(1)(E)(iv)(VII): approving financial management, accounting, and reporting policies, and compliance with laws and regulations related to financial statements, including the-- (aa) approval of all major financial expenditures of the agency; (bb) annual approval of the operating budget of the agency; (cc) selection (except when a financial auditor is assigned by the State Ensure Self-Assessment and financial responsibilities align with the cited HS Regulations CSB Governance Policy Feedback June 28, 2023 under State law or is assigned under local law) of independent financial auditors who shall report all critical accounting policies and practices to the governing body; and (dd) monitoring of the agency's actions to correct any audit findings and of other action necessary to comply with applicable laws (including regulations) governing financial statement and accounting practices; III.A.1.g - Reviewing and approving personnel policies regarding the hiring, evaluation, termination, and compensation of County employees assigned to work on the Program HS Act 642(c)(1)(E)(IX): approving personnel policies and procedures, including policies and procedures regarding the hiring, evaluation, compensation, and termination of the Executive Director, Head Start Director, Director of Human Resources, Chief Fiscal Officer, and any other person in an equivalent position with the agency Ensure that the process for hiring/terminating HS employees aligns with the HS Act (and HSPPS). III.A.1.i(iv) - Selecting, except as otherwise provided by law, independent financial auditors; HS Act 642(c)(1)(E)(VII)(cc-dd): cc) selection (except when a financial auditor is assigned by the State under State law or is assigned under local law) of independent financial auditors who shall report all critical accounting policies and practices to the governing body; and (dd) monitoring of the agency's actions to correct any audit findings and of other action necessary to comply with applicable laws (including regulations) governing financial statement and accounting practices; Ensure that independent financial auditor responsibilities are clearly stated in the recipient policy as captured in HS Act. CSB Governance Policy Feedback June 28, 2023 III.A.1.j - Reviewing results from monitoring of Program partners and delegate agencies, including corrective actions; NA Does the recipient have a Self- Monitoring procedure? For Recipient and Sub-Recipient. III.A.1.k - Establishing, adopting, and updating written conflict of interest policies... HS Act 642(c)(1)(D)(i) - D) EXCEPTION- If an individual holds a position as a result of public election or political appointment, and such position carries with it a concurrent appointment to serve as a member of a Head Start agency governing body, and such individual has any conflict of interest described in clause (ii) or (iii) of subparagraph (C)-- (i) such individual shall not be prohibited from serving on such body and the Head Start agency shall report such conflict to the Secretary; Elected officials are the exception. Please ensure the agency reports all conflicts of interest to the appropriate Head Start authority. Does the Board have established standards of Conduct? III.A.2.f - Communication and guidance from Head Start Secretary NA Include Program Information Reports AND Program Self- Assessment Report III.A.3 - Members of the Board must not have a financial conflict of interest with the Program, including with the delegate agency Board members must report to the Program all their immediate family members who are employed by the County or by the delegate agency, and the County HS Act 642(c)(1)(D)(i) - D) EXCEPTION- If an individual holds a position as a result of public election or political appointment, and such position carries with it a concurrent appointment to serve as a member of a Head Start agency governing body, and such individual has any conflict of interest described in clause (ii) or (iii) of subparagraph (C)-- (i) such individual shall not be prohibited from serving on such body and the Head Start agency shall report such conflict to the Secretary; Also HS Act 642(c)(1)(B)(v-vi) Exceptions shall be made to the requirements of clauses (i) Just a reminder to refer to Board exceptions listed in the cited HS Act. CSB Governance Policy Feedback June 28, 2023 through (iv) for members of a governing body when those members oversee a public entity and are selected to their positions with the public entity by public election or political appointment. (vi) If a person described in clause (i), (ii), or (iii) is not available to serve as a member of the governing body, the governing body shall use a consultant, or an other individual with relevant expertise, with the qualifications described in that clause, who shall work directly with the governing body. III.A.4 - The Board will receive annual training, including, at a minimum, governance training HS Act 642(d)(3): TRAINING AND TECHNICAL ASSISTANCE- Appropriate training and technical assistance shall be provided to the members of the governing body and the policy council to ensure that the members understand the information the members receive and can effectively oversee and participate in the programs of the Head Start agency Please include the board training outline and/or materials, frequency, minutes, etc. How is the training conducted if there is Board Member turnover? Policy Sub-Section B – Head Start Director III.B.1 - The Board delegates to the Executive Director the following authority: a. To take all actions needed to carry out and implement the programmatic and fiscal obligations of the Head Start grant; b. To establish procedures and guidelines for accessing and collecting information necessary for the Monthly Report (see above); HS Act 642(c)(1)(E) Governing Body Responsibilities Act 642(c)(1)(E)(iv)(VI) Election of Policy Council members Act 642(c)(1)(E)(iv)(VII) Approving Financial management, accounting.... Clarification: Is the “Head Start Executive Director” the designated Program Director? This section is written as if the Executive Director is the Program Director. Please clarify. Regarding letters b through e: How does the governing board assure that it complies with HS Act 642 (c)(1)(E)(i) regarding its “legal and fiscal responsibility for CSB Governance Policy Feedback June 28, 2023 c. To hire, evaluate, and terminate Program employees in accordance with the applicable Memoranda of Understanding, the Personnel Management Regulations, and the Salary Regulations, all of which were adopted by the Contra Costa County Board of Supervisors; d. To develop procedures, consistent with this policy and the Head Start Act, on how members of the Policy Council are selected at each site by multiplying the total number of Head Start and Early Head Start slots at each site by 1/60 (one representative for each 60 slots). e. To develop, subject to Board approval, actions to correct audit findings pertaining to financial statement and accounting practices and to monitor Program operations to cure the audit findings and f. To ensure compliance with all other Head Start Act and Program Performance Standards requirements not otherwise explicitly identified in this policy. administering and overseeing programs “ …. since these duties were delegated to the HS Executive Director. Has the board approved procedures to ensure the HS Executive Director is within their purview to perform such duties? Also, election of Policy Council members is a governing board responsibility as outlined in HS Act 642(c)(1)(E)(iv)(5)(VII). Important Note: The Governing Board cannot delegate its administrative, legal, and fiduciary responsibilities regarding the oversight of its Head Start program. Policy Sub-Section C (written as B in draft submitted to TTA) – Policy Council III.C. The Policy Council is elected by the parents of the children currently enrolled in the Program and is comprised of parents of children currently enrolled in the Program, including the delegate agency, and Act 642(c)(1)(E)(iv)(VI) VI) developing procedures for how members of the policy council are selected, consistent with paragraph (2)(B); Ensure the Board develops PC Election procedures as outlined in the HS Act. CSB Governance Policy Feedback June 28, 2023 members at large of the community served by the Program, including parents of children formerly enrolled in the Program. The majority of the Policy Council membership must be comprised of parents of children currently enrolled in the Program. The Policy Council is responsible for the direction of the Program, including its design and operation, and the short- term planning goals and objectives, taking into account the annual communitywide strategic planning and needs assessment and self- assessment. Overall Feedback: General: • Recommend ensuring a thorough review of the Head Start Act to ensure all duties and responsibilities of the Governing Board are clearly outlined in this policy. Also, ensure Board responsibilities (as outlined in the HS Act) are performed and maintained by the Governing Board and not delegated outside of the Governing Board. • Use identical language in its internal policy that is used in the Head Start Act. • Ensure that the Governing Board and PC training outline and/or materials are clearly identified. • Ensure that revisions to Program Policies require Board Approval. If policies were newly developed/revised, ensure to include training, and monitoring processes. Fiscal Specific: (Submitted to the Recipient Monday, June 26, 2023) CSB Governance Policy Feedback June 28, 2023 Monitoring of Sub-recipient (YMCA) • Re: internal controls section not answered on the tool. • Re: Inventory List - the answer does not state if the inventory list has all the required elements and is in compliance with 45 CFR Part 75.320. Response should be rewritten. • Re: In-kind- answers to questions not completely answered. • Re: #9 Conflict of interest. Most questions had no response. • Re: Answers to questions – Ensure sub-recipient accurately answers the monitoring question in order for the recipient to determine whether compliance is met. • Re: EHD Self-Monitoring report - TTA did not receive a completed tool, it only received a template. TTA requested a completed tool. • Documents Requested (but not received): o Documents related to self-monitoring for the recipient and YMCA (report on this for recipient provided) o Recipient Internal Control Policy (requested from the beginning of the corrective action period) o Recipient Inventory Policy o Completed YMCA monitoring tool with updated questions (this was provided) o Reports on monitoring to leadership and Board (self-monitoring report provided to CFO) Program follow up: • Governing Board procedures on Resolving Community Complaints: TTA did not receive drafts of the community complaints Reference Links: Head Start Act Marla Stuart, MSW, PhD Director info@ehsd.cccounty.us | 925-608-4800 Head Start QIP Update July 11, 2023 1 Outline 1.Performance Review Summary 2.Quality Improvement Plan (QIP) 3.Training / Technical Assistance 4.Re -Review November 23-December 1, 2022 5.ACF/OHS Concerns 6.Response to ACF/OHS Concerns 7.Re -Review July 25-28, 2022 8.Recommendations 2 Performance Review Summary Quality Improvement Plan Aug 9, 2022 Framework approved by the Board of Supervisors (BOS) Aug 14, 2022 Signed by the Board Chair and submitted to the Administration for Children and Families, Office of Head Start (ACF/OHS) Monthly Progress Updates submitted to ACF/OHS Nov 18-Dec 1, 2022 Re-Review for 2 safety deficiencies Feb 28, 2023 ACF/OHS letter notifying that 2024-2028 grant will be competitive Jun 29, 2023 ACF/OHS letter requesting a continuation grant application to extend 2023 grant through June 30, 2024 Jul 14, 2023 QIP due to be completed Jul 25-28 Re-Review for 1 safety, 1 monitoring, 1 fiscal deficiencies and 1 governance area of noncompliance January 19, 2023 March 30, 3023 April 27, 2023 May 10, 2023 May 17, 2023 June 26, 2023 June 28, 2023 June 29, 2023 July 3, 2023 Training / Technical Assistance Offered by Office of Head Start through a contracted vendor Written feedback (18)On-site support (8) May 4, 2022 July 27-28, 2022 August 25-26, 2022 October 26-27, 2022 November 14, 2022 February 7-8, 2023 March 30, 2023 April 27, 2023 July 14, 2022 July 23, 2022 July 27, 2022 August 24, 2022 September 1, 2022 October 27, 2022 November 4, 2022 November 14, 2022 November 22, 2022 Re -Review 11/28/22 – 12/1/22 Corrected 2/9/23 Corrected 2/9/23 7 ACF/OHS Concerns 1.Letter June 8, 2023 –Difficulty scheduling meeting with Board of Supervisors –Complaint regarding “implementation of corrective actions directly related to board’s oversight of the program” 2.Meeting with Board Chair June 26, 2023 –Governance policy needs to be a Board policy that accepts legal, fiscal and operational responsibly for program –Head Start Director should also provide updates to BOS –Complaints policy needs to be a Board policy 3.Meeting with Board Chair and Staff June 29, 2023 –Internal controls policy needs to be a Board policy 8 Response to ACF/OHS Concerns June 27 Board Chair convened workgroup with County Administrator, County Counsel, and Employment & Human Services to plan actions June 29 Board Chair and staff met with ACF/OHS to receive feedback on planned actions and reviewed a 6/28/23 T/TA feedback document July 5 County Administrator submitted 3 draft policies to ACF/OHS July 5 Board Chair attended monthly ACF/OHS and EHSD operations meeting July 11 Board considering three Board policies Re -Review July 25-28, 2023 Recommendations 10 1. ADOPT Resolution No. 2023/274 providing updates to and reaffirming the "Head Start Governance Policy" for Contra Costa County Head Start and Early Start programs, as required by the Head Start Act. 2. ADOPT Resolution No. 2023/498 providing updates to and reaffirming the "Head Start Complaint Procedure Policy" for Contra Costa County Head Start and Early Start programs, as required by the Head Start Act. 3. ADOPT Resolution No. 2023/499 providing updates to and reaffirming the "Head Start Internal Control Policy" for Contra Costa County Head Start and Early Start programs, as required by the Head Start Act. 4. ESTABLISH the “Head Start Committee”, a standing committee of the Board of Supervisors responsible for evaluating policy matters related to the County’s Head Start and Early Start programs. 5. APPOINT Supervisor John Gioia as Chair and Supervisor Ken Carlson as Vice Chair of the Head Start Committee. RECOMMENDATION(S): 1. ADOPT Resolution No. 2023/274, a policy establishing the formal governance structure for the Contra Costa County Head Start program. 2. ADOPT Resolution No. 2023/498, a policy establishing the formal process for resolving complaints involving the Contra Costa County Head Start program. 3. ADOPT Resolution No. 2023/499, a policy establishing the internal controls that apply to Contra Costa County Head Start program funds, assets, and equipment. 4. ESTABLISH the Head Start Committee, a standing committee of the Board of Supervisors responsible for making recommendations to the Board on key responsibilities related to program governance and improvement of the County’s Head Start program. 5. APPOINT Supervisor John Gioia as Chair and Supervisor Ken Carlson as Vice Chair of the Head Start Committee. FISCAL IMPACT: No fiscal impact. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS Contact: Timothy M. Ewell, (925) 655-2043 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: , Deputy cc: D.1 To:Board of Supervisors From:Supervisor John Gioia & Marla Stuart, EHSD Director Date:July 11, 2023 Contra Costa County Subject:ADOPTION OF HEAD START PROGRAM GOVERNANCE, COMPLAINT PROCEDURE AND INTERNAL CONTROL POLICIES BACKGROUND: Head Start is a federal program that promotes the school readiness of children ages birth through five years old from low-income families by enhancing their cognitive, social and emotional development. The program design supports and nurtures healthy attachments between the child and their family, and provides quality childcare, child development, and other services including, medical, mental health, and dental services. Head Start provides a learning environment that supports children's growth in the following domains: language and literacy; cognition and general knowledge; physical development and health; social and emotional development; and approaches to learning. These services respond to each child and family's ethnic, cultural, and linguistic heritage. Children and families access these services through centers or schools that children attend part or full-day. Services are accessed through various service models, including centers that children attend half or full-day, and home visiting services. Contra Costa County applies annually to the U.S. Health and Human Services department (HHS), Administration for Children and Families (ACF), Office of Head Start, as a Head Start grantee, to provide Head Start services to eligible County residents. Currently, the County is in Year 5 of a five-year grant cycle with an annual contract amount of $27.6 million. Administration for Children and Families Monitoring In February 2022, ACF conducted a monitoring review of the Contra Costa County Head Start program. ACF subsequently released a Program Performance Summary Report (the “Report”) on July 15, 2022, which included several findings, including one area of noncompliance and five deficiencies. This resulted in the need for the County to submit a Quality Improvement Plan (QIP) detailing a plan for corrective action within 30 days. A summary of findings by area (Program Governance, Safety Practices, Ongoing Fiscal Capacity, and Ongoing Monitoring and Continuous Improvement) is included below for reference. On August 9, 2022, the Board of Supervisors received a report from the Employment & Human Services Department regarding a framework for addressing the Report findings and authorized the Chair of the Board to approve and sign the QIP. These recommendations include revising policies to reflect improved procedures, ensuring future Board approval for revised policies, training County and contracted partner staff to these revised policies, implementing revised procedures, and monitoring for accurate and consistent execution of revised policies. The QIP was timely filed with ACF by the August 14, 2022 due date. ACF does not approve QIPs but provides technical assistance to grantees to assist with compliance with the Head Start Act. Since August of 2022, Contra Costa County Head Start has engaged in continuous sessions with ACF technical assistance staff. Submission of 2023 Continuation Application On September 20, 2022, the Board authorized the EHSD Director to apply for the final year of a 5 year funding cycle for Head Start programs in an amount not to exceed $27,553,039 for calendar year 2023. This followed review and approval by the Head Start Policy Council on August 17, 2022. Previously, the calendar year 2022 annual funding renewal was approved by the Board on September 7, 2021 (Agenda Item Nos. C.67 and C.71). As part of the calendar year 2023 continuation application, the County included an update on activities undertaken pursuant to the QIP approved by the Board in response to the Report. Ultimately, HHS approved the County’s year 5 application, inclusive of the QIP implementation update. Adoption of Revised Head Start Agency Governance Policy On October 18, 2022, the Board of Supervisors adopted a revised “Head Start Agency Governance Policy” (the “Governance Policy”) as part of the County’s response to the Report findings. Specifically, the Governance Policy update addresses the area of non-compliance under the “Program Governance” section of the Report. Prior to the Board’s adoption, the Board of Supervisors’ Family and Human Services (FHS) Committee reviewed the Governance Policy on September 26, 2022, including the following three specific recommendations regarding change to the governance structure: 1) identify the EHSD Director as the Head Start Executive Director, 2) delegate the EHSD Director to hire the Head Start Management Team, and 3) provide monthly updates regarding the Head Start program to the Board’s FHS Committee. The FHS Committee ultimately approved the revised Governance Policy and forwarded the report to the full Board for review and adoption. Prior to the October 18, 2022 Board meeting, representatives from ACF indicated that monthly reports to the FHS committee would be insufficient to meet the governing body responsibilities outlined in the Head Start Act. As a result, staff updated the proposed Governance Policy to include monthly Head Start program reports directly to the full Board of Supervisors. The Board has been receiving monthly Head Start reports since adoption of the revised Governance Policy in compliance with the Head Start Act, as directed by ACF. Subsequent Review of Head Start Agency Governance Policy by ACF Following a meeting between ACF and Board Chair John Gioia on June 26, 2023, the Board Chair John Gioia assembled a workgroup including Board Chair and representatives from the County Administrator’s Office, County Counsel and the Employment and Human Services Department to address concerns related to governance. On June 28, 2023, the Employment and Human Services department and Chair of the Board of Supervisors John Gioia received additional feedback from ACF on the revised Governance Policy. This feedback is in addition to the feedback provided by ACF in October 2022, which had been included in the final revised Governance Policy adopted by the Board on October 18, 2022. A copy of the most recent feedback is included as Attachment A for reference. On June 29, 2023, the County met with ACF to gain context around the new feedback, so that the County could take quick corrective action. Today’s action requests that the Board take several actions to address the concerns of ACF ensuring proper compliance with the Head Start Act. The following actions are being recommended for approval by the Board: 1. ADOPT Resolution No. 2023/274, a policy establishing the formal governance structure for the Contra Costa County Head Start program. 2. ADOPT Resolution No. 2023/498, a policy establishing the formal process for resolving complaints involving the Contra Costa County Head Start program. 3. ADOPT Resolution No. 2023/499, a policy establishing the internal controls that apply to Contra Costa County Head Start program funds, assets, and equipment. 4. ESTABLISH the Head Start Committee, a standing committee of the Board of Supervisors responsible for making recommendations to the Board on key responsibilities related to program governance and improvement of the County’s Head Start program. 5. APPOINT Supervisor John Gioia as Chair and Supervisor Ken Carlson as Vice Chair of the Head Start Committee. It is important to note that the three policy resolutions proposed for adoption by the Board of Supervisors (Nos. 1-3 above) shall supersede all existing Governance, Complaint Procedure and Internal Control policies relative to the County’s Head Start program. In addition, each of the three policy resolutions were provided to ACF staff for review and input on Wednesday, July 5, 2023. ACF staff committed to providing feedback on the resolutions by Friday, July 7, 2023. As a result, modifications may be made to the resolutions during the July 11, 2023 Board of Supervisors' meeting basedon the feedback received. This action is necessary to take final steps to bring the County’s Head Start program into compliance with the Head Start Act, prior to July 14, 2023. After that time, the technical assistance period provided by ACF will be complete and the County’s Head Start program becomes subject to ACF monitoring review again. To the extent that a future monitoring review occurs and aspects of the County Head Start program remain out of compliance with the Head Start Act, those findings may result in a new ACF Program Performance Summary Report and trigger the need to submit a new QIP to ACF. CLERK'S ADDENDUM Speaker: Caller 1. CONTINUED to Special Meeting at 10 a.m. on July 13, 2023. ATTACHMENTS PowerPoint Presentation Attachment A - "CSB Governance Policy Feeback", June 28, 2023. Administration for Children and Families Resolution No. 2023/274, Head Start Program Governance Structure Policy Resolution No. 2023/498, Head Start Program Complaint Procedure Policy Resolution No. 2023/499, Head Start Program Internal Controls Policy THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE:5 John Gioia Candace Andersen Diane Burgis Ken Carlson Federal D. Glover NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/270 IN THE MATTER OF LEVYING THE ANNUAL STORMWATER UTILITY ASSESSMENT FOR FISCAL YEAR 2023–2024, COUNTYWIDE. The Board of Supervisors of Contra Costa County (Board), as the governing body of the Contra Costa County Flood Control and Water Conservation District (Flood Control District), FINDS that: WHEREAS, the Contra Costa County Flood Control and Water Conservation Act (Act), under the provisions of Section 12.8(b), authorizes the Board to levy annual assessments within Stormwater Utility Areas (SUAs); WHEREAS, Contra Costa County and the incorporated cities of Antioch, Clayton, Concord, Danville, El Cerrito, Hercules, Lafayette, Martinez, Moraga, Orinda, Pinole, Pittsburg, Pleasant Hill, San Pablo, San Ramon, Walnut Creek, and Oakley have presented to the Board resolutions determining their respective SUA assessment rates and requesting the Flood Control District to levy assessments in their respective areas; WHEREAS, a public hearing on the Engineer’s Report and the proposed assessments was held on July 11, 2023; WHEREAS, the rates for each SUA are the maximum rates per Equivalent Runoff Unit for each area as follows: SUA No. 1, Antioch–$25.00; SUA No. 2, Clayton–$29.00; SUA No. 3, Concord–$35.00; SUA No. 4, Danville–$30.00; SUA No. 5, El Cerrito–$38.00; SUA No. 6, Hercules–$35.00; SUA No. 7, Lafayette–$35.00; SUA No. 8, Martinez–$30.00; SUA No. 9, Moraga–$35.00; SUA No. 10, Orinda–$35.00; SUA No. 11, Pinole–$35.00; SUA No. 12, Pittsburg–$30.00; SUA No. 13, Pleasant Hill–$30.00; SUA No. 14, San Pablo–$45.00; SUA No. 15, San Ramon–$35.00; SUA No. 16, Walnut Creek–$35.00; SUA No. 17, Unincorporated County–$30.00; and SUA No. 18, Oakley–$30.00; WHEREAS, the rates for each SUA does not exceed the maximum rates the majority protest procedure does not apply; NOW, THEREFORE, BE IT RESOLVED, the Board CONFIRMS the SUA assessment for the County, and the incorporated cities of Antioch, Clayton, Concord, Danville, El Cerrito, Hercules, Lafayette, Martinez, Moraga, Orinda, Pinole, Pittsburg, Pleasant Hill, San Pablo, San Ramon, Walnut Creek, and Oakley for Fiscal Year 2023-2024. Contact: Michelle Cordis, (925) 313-2381 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: Laura Strobel, County Administrator's Office, Tom Geiger, County Counsel, Bob Campbell, County Auditor–Controller, Dorothy Lim, County Auditor–Controller’s Office, Allison Knapp, Deputy Chief Engineer, Tim Jensen, Flood Control, Michelle Cordis, Flood Control, Michael Taylor, Flood Control, Catherine Windham, Flood Control, Rinta Perkins, Contra Costa Clean Water Program, Andrea Bullock, Contra Costa Clean Water Program, Duanne Hernaez, Contra Costa Clean Water Program RECOMMENDATION(S): 1. OPEN the public hearing on the Engineer’s Report and the proposed Stormwater Utility Area (SUA) assessments; RECEIVE and CONSIDER oral and written testimony, including objections and protests; and CLOSE the hearing. 2. DETERMINE that no changes to the SUA assessments or the Engineer’s Report will be made in response to any objections or protests. 3. DETERMINE that rates for each SUA for Fiscal Year 2023-2024 are the maximum rates per Equivalent Runoff Unit for each area as shown in the Engineer’s Report. 4. ADOPT Resolution No. 2023/270 confirming the SUA assessments for Fiscal Year 2023-2024. 5. DIRECT the Chief Engineer or designee to provide a certified copy of Resolution No. 2023/270 and the roll of confirmed SUA assessments to the County Auditor-Controller before August 10, 2023. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Michelle Cordis, (925) 313-2381 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: Laura Strobel, County Administrator's Office, Tom Geiger, County Counsel, Bob Campbell, County Auditor–Controller, Dorothy Lim, County Auditor–Controller’s Office, Allison Knapp, Deputy Chief Engineer, Tim Jensen, Flood Control, Michelle Cordis, Flood Control, Michael Taylor, Flood Control, Catherine Windham, Flood Control, Rinta Perkins, Contra Costa Clean Water Program, Andrea Bullock, Contra Costa Clean Water Program, Duanne Hernaez, Contra Costa Clean Water Program D.2 To:Contra Costa County Flood Control District Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:Hearing to Adopt the Stormwater Utility Area Assessment for Fiscal Year 2023-2024, Countywide. Project No. 7519-6X7041 FISCAL IMPACT: The proposed assessments for SUAs 1 through 18 will provide approximately $15,930,000 in funding for cities and the County for the National Pollutant Discharge Elimination System (NPDES) program and drainage maintenance. (100% Stormwater Utility Area Assessment) BACKGROUND: On June 13, 2023, the Board of Supervisors (Board) acknowledged the receipt of resolutions, requesting the adoption of the SUA assessments for Fiscal Year 2023-2024, adopted Resolution No. 2023/229, and directed the Clerk of the Board to fix a public hearing for July 11, 2023, in its chambers to receive and consider oral and written testimony, including objections and protests, on the Engineer’s Report and the proposed SUA assessments, as required by the Contra Costa County Flood Control and Water Conservation Act (Act). The majority protest procedure does not apply because the proposed rates for each SUA do not exceed the approved maximum rate for each area and because there has been no change in the methodology for how the assessment is calculated. The Act, under the provisions of Section 12.8(a), authorizes the Board of the Contra Costa County Flood Control and Water Conservation District to levy assessments within SUAs. The Board must adopt Resolution 2023/270 confirming the SUA assessments for the County, and the incorporated cities of Antioch, Clayton, Concord, Danville, El Cerrito, Hercules, Lafayette, Martinez, Moraga, Orinda, Pinole, Pittsburg, Pleasant Hill, San Pablo, San Ramon, Walnut Creek, and Oakley to levy SUA assessments for Fiscal Year 2023-2024. Confirmation of this Board action constitutes the levy of the SUA assessments for Fiscal Year 2023-2024. CONSEQUENCE OF NEGATIVE ACTION: If the proposed assessments for Fiscal Year 2023-2024 are not implemented, the program would have to be funded by the general funds or other sources of the cities and County to ensure compliance with NPDES permit requirements. AGENDA ATTACHMENTS Resolution No. 2023/270 MINUTES ATTACHMENTS Signed Resolution No. 2023/270 Updated: COUNTY PROPOSAL NO. C-5 DEPUTY SHERIFFS ASSOCIATION (Probation) SECTION 5.13 -Lead Juvenile Institution Officer Presented on: -------- Section 5.13 Lead Juvenile Institution Officer. Permanent full-time and permanent intermittent employees in the classifications of Juvenile Institution Officer I (7KWB), Juvenile Institution Officer II (7KVB), and Juvenile Institution Officer Ill (7KTB) in County juvenile institutions and treatment programs will receive a shift differential of seven and one-half percent (7.5%) of the employee's base hourly rate of pay for all hours worked when assigned as "Lead Juvenile Institution Officer" for their unit or dormitory. The same shift differential will also apply when: •replacing an employee in the classification of Institutional Supervisor II (7KGA) who is assigned to the Juvenile Hall (Org. # 3120)., or •replacing an employee in the classification of Institutional Supervisor I (?KHA) who is assigned to Orin Allen Youth Rehabilitation Facility. (Org. # 3160). Facility Department administrators have the sole responsibility for selecting and assigning Lead Juvenile Institution Officers. The selection process shall include an assessment of experience, skills, leadership abilities, seniority, and the needs of the unit or facility among other considerations. The selection and assignment of Juvenile Institution Officers in accordance with the above criteria is not grievable. Date: b / J /23 r , Contra Costa County: Deputy Sheriffs Association, Probation and Probation Supervisors Units: (Signature I Printed Name) (Signature I Printe Name) · I C'k'v� ,,C;e-.:,;,✓d/-<' L .A/I /J -, ::J;"" '/3!cK0(r ,L..}3 �1,\��J._c� {I tA3e£l V41'1�, �}1ij,tiv,t:3 �.= I /Lr1;k Jena{/" � J:eJl! W,..J.e,s ___ / --- I I 1 of 1 THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE:5 John Gioia Candace Andersen Diane Burgis Ken Carlson Federal D. Glover NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/271 In The Matter Of: The agreement for a successor Memoranda of Understanding with the Deputy Sheriffs Association - Probation and Probation Supervisors Units for the period of July 1, 2023 through June 30, 2027. The Contra Costa County Board of Supervisors acting in its capacity as the governing board of the County of Contra Costa RESOLVES THAT: The agreement for a successor memorandum of understanding between Contra Costa County and the Deputy Sheriffs Association - Probation and Probation Supervisors Units providing for wages, benefits and other terms and conditions of employment for the period beginning July 1, 2023 through June 30, 2027 is ADOPTED. Contact: David Sanford, Chief of Labor Relations, (925) 655-2070 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: RECOMMENDATION(S): ADOPT Resolution No. 2023/271 approving the agreement for a successor Memorandum of Understanding between Contra Costa County and Deputy Sheriffs Association-Probation and Probation Supervisors, implementing negotiated wage agreements and other economic terms and conditions of employment, for the period of July 1, 2023 through June 30, 2027. FISCAL IMPACT: The estimated increase in salary costs of the negotiated contract between the County and Deputy Sheriffs Association-Probation and Probation Supervisors is $2.07 million for Fiscal Year 23-24, $2.17 million for FY24-25, $2.28 million for FY25-26, and $2.4 million for FY26-27. The 1.5% salary reallocation for the Deputy Probation Officer series will cost approximately $1.5 million over the term of the four-year MOU. The training differential is estimated to cost approximately $13,000 annually and actual cost will be subject to the volume of trainings provided. BACKGROUND: The County began bargaining with the Association on April 14, 2023. A Tentative Agreement was reached between the County and the Association on June 30, 2023. The Association completed their ratification on July 10, 2023. The resulting Tentative Agreement between the County and the Association, attached, includes modifications to wages and other benefit changes. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: David Sanford, Chief of Labor Relations, (925) 655-2070 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: D.3 To:Board of Supervisors From:Monica Nino, County Administrator Date:July 11, 2023 Contra Costa County Subject:Resolution No. 2023/271 approving Memoranda of Understanding between the County and Deputy Sheriffs Association-Probation and Probation Supervisors BACKGROUND: (CONT'D) In summary, those changes are: Duration of Agreement - Section 47.4 The term of the agreement is from July 1, 2023 through June 30, 2027. General Wages - Section 5.1 Effective July 1, 2023, the base rate of pay for all classifications represented by the Association will be increased by five percent (5.0%). Effective July 1, 2024, the base rate of pay for all classifications represented by the Association will be increased by five percent (5.0%). Effective July 1, 2025, the base rate of pay for all classifications represented by the Association will be increased by five percent (5.0%). Effective July 1, 2026, the base rate of pay for all classifications represented by the Association will be increased by five percent (5.0%). One-Time Deputy Probation Officer Series Salary Reallocation-effective July 1, 2023, to increase base rate of pay for the Deputy Probation Officer classifications by 1.5%. Certification Rule - Section 18.1 Amend language to allow for referral of the entire employment list for DPO classifications Lead Juvenile Institution Officer - Section 5.13 Revise language to remove reference to position at Orin Allen Youth Rehabilitation Facility Training Differential - Section 5.16 - new New differential for hours worked performing training, as assigned by Department. Return to Work Policy (Attachment E) Remove Attachment E - Physician's Statement of Ability to Work Grievance Procedure Definition and Procedural Steps - Section 23.1 Amend language to eliminate the Board of Adjustment and replace with Step 4 Mediation Promotion - Certification Rule - Section 19.3 Amend language to allow for "rule of 10" for all promotions Voluntary Reassignments - Probation Officers - Section 20.3 Amend language regarding candidate consideration to clarify process. Incorporate side letters, update and renumber MOU as necessary. CONSEQUENCE OF NEGATIVE ACTION: Employees would be out of contract, which may cause labor issues. CLERK'S ADDENDUM Speakers: Stephanie Taddeo;Caller 1. AGENDA ATTACHMENTS Resolution 2023/271 DSA-Probation TA MINUTES ATTACHMENTS Signed Resolution No. 2023/271 RECOMMENDATION(S): AUGMENT the County's required training curriculum for County advisory body members with Implicit Bias training offered free of charge online by the National Institutes of Health or as evidenced by a certificate of training through their employer or another civic organization, that would accepted in lieu. FISCAL IMPACT: The recommendation would result in no fiscal impact to the County. The recommended training is offered free of charge online. BACKGROUND: At its regular meeting on June 12, the Internal Operations Committee (IOC) considered whether the County should add Implicit Bias training to the required training curriculum for County advisory body appointees. Currently, advisory body members are required to take training on the Brown Act, Better Government Ordinance, and Ethics for Local Government Officials. While most people believe decision-making is a rational process, research has proven that implicit bias can lead one to certain conclusions without one's conscious awareness. An implicit bias can make us susceptible to unintentionally acting in ways that are inconsistent with our values. For learning leaders, this can affect people throughout an organization. Implicit bias training can make people aware that unconscious bias exists and help them take steps to reduce the likelihood that bias will impact their decisions. The IOC considered the following four free online Implicit Bias training offerings, including the National Institutes of Health, Nonprofitready.org, Kirwan Institute for the Study of Race and Ethnicity, and the UCLA Office of Equity, Diversity and Inclusion, and recommends the training offered by the National Institutes of Health, a three-module course designed to help users learn what bias is, how to recognize it, and how to minimize its impact. It promises to provide users with knowledge and strategies to create psychological safety and enhance team engagement to foster an inclusive culture. NIH is recommended because: NIH is a part of the U.S. Department of Health and Human Services It does not require establishment of a user account It Includes practice sessions with questions and interactive scenarios APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS Contact: Julie Enea (925) 655-2056 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: , Deputy cc: D.4 To:Board of Supervisors From:INTERNAL OPERATIONS COMMITTEE Date:July 11, 2023 Contra Costa County Subject:AUGMENTING THE TRAINING CURRICULUM FOR BOARD ADVISORY BODY APPOINTEES WITH IMPLICIT BIAS TRAINING BACKGROUND: (CONT'D) The NIH training will require approximately one hour to complete and will require that users take a screen shot of the course completion screen to evidence completion. This is a link to the PDF version of the complete course: https://diversity.nih.gov/sites/coswd/files/images/NIH_Implicit_Bias_Full_Course.pdf. While all of the online trainings courses screened were very good, the IOC recommends specifying one training that will satisfy the County, to ensure a consistent knowledge base among Board advisory body appointees. As an alternative, if a commissioner has received a certificate of training through their employer or another civic organization, that would accepted in lieu. CLERK'S ADDENDUM Speakers: John Dante; Caller 1. AUGMENTED the County's required training curriculum for members of all County commissions and advisory bodies with Implicit Bias training offered free of charge online by the National Institutes of Health or as evidenced by a certificate of training through their employer or another civic organization, that would accepted in lieu; to be completed on a biannual basis concurrent with the already required ethics training course. THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE:5 John Gioia Candace Andersen Diane Burgis Ken Carlson Federal D. Glover NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/262 IN THE MATTER OF: Ratifying the prior decision of the Public Works Director, or designee, to fully close a portion of Alpine Road, on June 29, 2023, from 8:00 a.m. through 5:00 p.m., for the purpose of utility pole replacement, San Pablo area. (District I) RC23-20 NOW, THEREFORE, BE IT RESOLVED that permission is granted to Pacific Gas & Electric Company to fully close Alpine Road, except for emergency traffic, local residents, US Postal Service and garbage trucks, on June 29, 2023, for the period of 8:00 a.m. through 5:00 p.m., subject to the following conditions: 1. Traffic will be detoured via roads identified in a traffic control plan, reviewed by the Public Works Department. Emergency vehicles, residents within the event area and essential services will be allowed access as required. 2. All signing to be in accordance with the California Manual on Uniform Traffic Control Devices. 3. Pacific Gas & Electric Company shall comply with the requirements of the Ordinance Code of Contra Costa County. 4. Provide the County with a Certificate of Insurance in the amount of $1,000,000.00 for Comprehensive General Public Liability which names the County as an additional insured prior to permit issuance. 5. Obtain approval for the closure from the Sheriff’s Department, the California Highway Patrol and the Fire District. Contact: Bob Hendry (925) 374-2136 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: Larry Gossett- Engineering Services, Kellen O'Connor - Engineering Services, Bob Hendry -Engineering Services, Chris Lau - Maintenance, CHP, Sheriff - Patrol Division Commander RECOMMENDATION(S): ADOPT Resolution No. 2023/262 ratifying the prior decision of the Public Works Director, or designee, to fully close a portion of Alpine Road, on June 29, 2023, from 8:00 a.m. through 5:00 p.m., for the purpose of a utility pole replacement, San Pablo area. (District I) FISCAL IMPACT: No fiscal impact. BACKGROUND: Pacific Gas & Electric Company (PG&E) shall follow guidelines set forth by the Public Works Department. CONSEQUENCE OF NEGATIVE ACTION: Applicant will not have Board approval for completed road closure. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Bob Hendry (925) 374-2136 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: Larry Gossett- Engineering Services, Kellen O'Connor - Engineering Services, Bob Hendry -Engineering Services, Chris Lau - Maintenance, CHP, Sheriff - Patrol Division Commander C. 1 To:Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:Ratify the prior decision to fully close a portion of Alpine Road, on June 29, 2023, from 8:00 a.m. through 5:00 p.m., San Pablo area. AGENDA ATTACHMENTS Resolution No. 2023/262 MINUTES ATTACHMENTS Signed Resolution No. 2023/262 THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE:5 John Gioia Candace Andersen Diane Burgis Ken Carlson Federal D. Glover NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/266 IN THE MATTER OF: Approving and Authorizing the Public Works Director, or designee, to fully close a portion of Hillgrade Avenue between Lunada Lane and Crest Avenue, for one night between August 28, 2023 and September 1, 2023 from 8:00 p.m. through 3:00 a.m., for the purpose of replacing a utility pole and installing a switch, Alamo area. (District II) RC23-9 NOW, THREFORE, BE IT RESOLVED that permission is granted to Pacific Gas & Electric Company to fully close Hillgrade Avenue between Lunada Lane and Crest Avenue, except for emergency traffic, local residents, US Postal Service and garbage trucks, for one night between August 28, 2023 and September 1, 2023 for the period of 8:00 p.m. through 3:00 a.m., subject to the following conditions: 1. Traffic will be detoured via roads identified in a traffic control plan, reviewed by the Public Works Department. Emergency vehicles, residents within the event area and essential services will be allowed access as required. 2. All signing to be in accordance with the California Manual on Uniform Traffic Control Devices. 3. Pacific Gas & Electric Company shall comply with the requirements of the Ordinance Code of Contra Costa County. 4. Provide the County with a Certificate of Insurance in the amount of $1,000,000.00 for Comprehensive General Public Liability which names the County as an additional insured prior to permit issuance. 5. Obtain approval for the closure from the Sheriff’s Department, the California Highway Patrol and the Fire District. Contact: Bob Hendry (925) 374-2136 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: Larry Gossett- Engineering Services, Kellen O'Connor - Engineering Services, Bob Hendry -Engineering Services, CHP, Sheriff - Patrol Division Commander RECOMMENDATION(S): ADOPT Resolution No. 2023/266 approving and authorizing the Public Works Director, or designee, to fully close a portion of Hillgrade Avenue between Lunada Lane and Crest Avenue, for one night between August 28, 2023 and September 1, 2023 from 8:00 p.m. through 3:00 a.m., for the purpose of replacing a utility pole and installing a switch, Alamo area. (District II) FISCAL IMPACT: No fiscal impact. BACKGROUND: Pacific Gas & Electric Company (PG&E) has requested to close the road during construction for public safety due to the narrow road and blind corner at the construction site. The closure is planned for only one night during the week of August 28, 2023 to September 1, 2023. Applicant shall follow guidelines set forth by the Public Works Department. CONSEQUENCE OF NEGATIVE ACTION: Applicant will be unable to close the road for planned activities. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Bob Hendry (925) 374-2136 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: Larry Gossett- Engineering Services, Kellen O'Connor - Engineering Services, Bob Hendry -Engineering Services, CHP, Sheriff - Patrol Division Commander C. 2 To:Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:Approve & Authorize to fully close a portion of Hillgrade Avenue, for one night between August 28, 2023 and September 1, 2023, Alamo area. AGENDA ATTACHMENTS Resolution No. 2023/266 MINUTES ATTACHMENTS Signed Resolution No. 2023/266 THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE:5 John Gioia Candace Andersen Diane Burgis Ken Carlson Federal D. Glover NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/267 IN THE MATTER OF: Ratifying the prior decision of the Public Works Director, or designee, to partially close a portion of Canyon Lake Drive from Reservoir Street to the terminus, on July 4, 2023 from 3:00 p.m. through 10:00 p.m., for the purpose of restricting access and parking for public safety on the 4th of July, Port Costa area. (District V) RC23-21 NOW, THEREFORE, BE IT RESOLVED that permission is granted to Suzanne Statler to partially close Canyon Lake Drive from Reservoir Street to the terminus, except for emergency traffic, on July 4, 2023 for the period of 3:00 p.m. through 10:00 p.m., subject to the following conditions: 1. Traffic will be detoured via neighboring streets per traffic control plan reviewed by Public Works. Emergency vehicles, residents within the construction zone and essential services will be allowed access as required. 2. All signing to be in accordance with the California Manual on Uniform Traffic Control Devices. 3. Suzanne Statler shall comply with the requirements of the Ordinance Code of Contra Costa County. 4. Provide the County with a Certificate of Insurance in the amount of $1,000,000.00 for Comprehensive General Public Liability which names the County as an additional insured prior to permit issuance. 5. Obtain approval for the closure from the Sheriff’s Department, the California Highway Patrol and the Fire District. Contact: Bob Hendry (925) 374-2136 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: Larry Gossett- Engineering Services, Kellen O'Connor - Engineering Services, Bob Hendry -Engineering Services, Devon Patel- Engineering Services, CHP, Sheriff - Patrol Division Commander RECOMMENDATION(S): ADOPT Resolution No. 2023/267 ratifying the prior decision of the Public Works Director, or designee, to partially close a portion of Canyon Lake Drive from Reservoir Street to the terminus, on July 4, 2023 from 3:00 p.m. through 10:00 p.m., for the purpose of traffic control and fire protection, related to a community event, Port Costa area. (District V) FISCAL IMPACT: No fiscal impact. BACKGROUND: Suzanne Statler shall follow guidelines set forth by the Public Works Department. CONSEQUENCE OF NEGATIVE ACTION: Applicant will not have Board approval for completed road closure. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Bob Hendry (925) 374-2136 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: Larry Gossett- Engineering Services, Kellen O'Connor - Engineering Services, Bob Hendry -Engineering Services, Devon Patel- Engineering Services, CHP, Sheriff - Patrol Division Commander C. 3 To:Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:Ratify the prior decision to partially close a portion of Canyon Lake Drive, on July 4, 2023, Port Costa area. AGENDA ATTACHMENTS Resolution No. 2023/267 MINUTES ATTACHMENTS Signed Resolution No. 2023/267 THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE:5 John Gioia Candace Andersen Diane Burgis Ken Carlson Federal D. Glover NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/268 IN THE MATTER OF: Approving and Authorizing the Public Works Director, or designee, to fully close a portion of Blackwood Drive between Murwood Drive and Solvieg Drive, and all of Murwood Drive, Solveig Drive, Carrol Road, and Ward Drive, on October 1, 2023 through February 28, 2024 from 7:00 a.m. through 5:30 p.m., for the purpose of trenching for an infrastructure renewal project, Walnut Creek area. (District IV) RC23-22 NOW, THEREFORE, BE IT RESOLVED that permission is granted to East Bay Municipal Utility District to fully close Blackwood Drive between Murwood Drive and Solvieg Drive, and all of Murwood Drive, Solveig Drive, Carrol Road, and Ward Drive, except for emergency traffic, local residents, US Postal Service and garbage trucks, on October 1, 2023 through February 28, 2024 for the period of 7:00 a.m. through 5:30 p.m., subject to the following conditions: 1. Traffic will be detoured via roads identified in a traffic control plan, reviewed by the Public Works Department. Emergency vehicles, residents within the event area and essential services will be allowed access as required. 2. All signing to be in accordance with the California Manual on Uniform Traffic Control Devices. 3. East Bay Municipal Utility District shall comply with the requirements of the Ordinance Code of Contra Costa County. 4. Provide the County with a Certificate of Insurance in the amount of $1,000,000.00 for Comprehensive General Public Liability which names the County as an additional insured prior to permit issuance. 5. Obtain approval for the closure from the Sheriff’s Department, the California Highway Patrol and the Fire District. Contact: Bob Hendry (925) 374-2136 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: Larry Gossett- Engineering Services, Kellen O'Connor - Engineering Services, Bob Hendry -Engineering Services, CHP, Sheriff - Patrol Division Commander RECOMMENDATION(S): ADOPT Resolution No. 2023/268 approving and authorizing the Public Works Director, or designee, to fully close a portion of Blackwood Drive between Murwood Drive and Solvieg Drive, and all of Murwood Drive, Solveig Drive, Carrol Road, and Ward Drive, on October 1, 2023 through February 28, 2024 from 7:00 am through 5:30 pm, for the purpose of trenching to install approximately 5,595’ of 8” and 515’ of 6” water main, appurtenances for an infrastructure renewal project, Walnut Creek area. (District IV) FISCAL IMPACT: No fiscal impact. BACKGROUND: East Bay Municipal Utility District (EBMUD) shall follow guidelines set forth by the Public Works Department. EBMUD has requested the road closures to help facilitate the construction project. The narrow road width is not conducive to maintaining one 10’ wide lane of traffic through the construction zones at all times during construction. Therefore in the interest of expediting construction and maximizing traffic safety, EBMUD is requesting a road closure. CONSEQUENCE OF NEGATIVE ACTION: Applicant will be unable to close the road for planned activities. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Bob Hendry (925) 374-2136 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: Larry Gossett- Engineering Services, Kellen O'Connor - Engineering Services, Bob Hendry -Engineering Services, CHP, Sheriff - Patrol Division Commander C. 4 To:Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:Approve & Authorize to fully close a portion of Blackwood Drive, on October 1, 2023 through February 28, 2024, Walnut Creek area. AGENDA ATTACHMENTS Resolution No. 2023/268 MINUTES ATTACHMENTS Signed Resolution No. 2023/268 THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE:5 John Gioia Candace Andersen Diane Burgis Ken Carlson Federal D. Glover NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/1 IN THE MATTER OF: Accepting completion of warranty period for the Subdivision Agreement, and release of cash deposit for faithful performance, subdivision SD13-09315, for a project developed by Shapell Industries, Inc., as recommended by the Public Works Director, Danville area. (District II) WHEREAS, on July 28, 2015, this Board resolved that the improvements in subdivision SD13-09315 were completed as provided in the Subdivision Agreement with Shapell Industries, Inc. and now on the recommendation of the Public Works Director; The Board hereby FINDS that the improvements have satisfactorily met the guaranteed performance standards for the period following completion and acceptance. NOW, THEREFORE, BE IT RESOLVED that the Public Works Director is AUTHORIZED to: REFUND the $21,000.00 cash deposit (Auditor’s Deposit Permit No. DP 640802, dated September 12, 2013), plus interest to Shapell Industries, Inc., in accordance with Government Code Section 53079, if appropriate, Ordinance Code Section 94-4.406, and the subdivision agreement. BE IT FURTHER RESOLVED that the warranty period has been completed and the Subdivision Agreement and surety bond, Bond No. 929 578 865, dated September 6, 2013, issued by The Continental Insurance Company, are EXONERATED. Contact: Kellen O'Connor, 925-313-22278 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: Larry Gossett- Engineering Services, Kellen O'Connor - Engineering Services, Randolf Sanders- Design & Construction, Kimberly Rodriguez - Design & Construction, Chris Lau - Maintenance, Chris Hallford -Mapping , Michael Mann- Finance, Ruben Hernandez - DCD, Chris Low - City of San Ramon, Shapell Industries, Inc., Continental Insurance Company RECOMMENDATION(S): ADOPT Resolution No. 2023/1 accepting completion of the warranty period for the Subdivision Agreement, and release of cash deposit for faithful performance, subdivision SD13-09315, for a project developed by Shapell Industries, Inc., as recommended by the Public Works Director, Danville area. (District II) FISCAL IMPACT: 100% Developer Fees. BACKGROUND: The public road improvements have met the guaranteed performance standards for the warranty period following completion and acceptance of the improvements. CONSEQUENCE OF NEGATIVE ACTION: The developer will not receive a refund of the cash deposit, the Subdivision Agreement and performance/maintenance surety bond will not be exonerated, and the billing account will not be liquidated and closed. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Kellen O'Connor, 925-313-22278 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: Larry Gossett- Engineering Services, Kellen O'Connor - Engineering Services, Randolf Sanders- Design & Construction, Kimberly Rodriguez - Design & Construction, Chris Lau - Maintenance, Chris Hallford -Mapping , Michael Mann- Finance, Ruben Hernandez - DCD, Chris Low - City of San Ramon, Shapell Industries, Inc., Continental Insurance Company C. 5 To:Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:Accepting completion of warranty period for the Subdivision Agreement for subdivision SD13-09315, Danville area. AGENDA ATTACHMENTS Resolution No. 2023/1 MINUTES ATTACHMENTS Signed Resolution No. 2023/1 THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE:5 John Gioia Candace Andersen Diane Burgis Ken Carlson Federal D. Glover NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/248 IN THE MATTER OF: Approving the fourteenth extension of the Subdivision Agreement for subdivision SD06-09131, for a project being developed by Jasraj Singh & Tomas Baluyut, as recommended by the Public Works Director, Bay Point area. (District V) WHEREAS the Public Works Director, having recommended that he be authorized to execute the fourteenth agreement extension which extends the subdivision agreement between Jasraj Singh & Tomas Baluyut and the County for construction of certain improvements in subdivision SD06-09131, Bay Point area, through May 15, 2024. APPROXIMATE PERCENTAGE OF WORK COMPLETE: 99% ANTICIPATED DATE OF COMPLETION: December 2023 BOND NO.: 761783S Date: April 9, 2007 REASON FOR EXTENSION: Due to construction finances, developer needs more time to complete work. NOW, THEREFORE, BE IT RESOLVED that the recommendation of the Public Works Director is APPROVED. Contact: Kellen O'Connor (925) 313-2278 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: Larry Gossett- Engineering Services, Kellen O'Connor - Engineering Services, Marke Smith - Engineering Services, Ruben Hernandez - DCD, Jasraj Singh & Tomas Baluyut - Developer, The Ohio Casualty Insurance Company, T-03/01/2024 RECOMMENDATION(S): ADOPT Resolution No. 2023/248 approving the fourteenth extension of the Subdivision Agreement for subdivision SD06-09131, for a project being developed by Jasraj Singh & Tomas Baluyut, as recommended by the Public Works Director, Bay Point area. (District V) FISCAL IMPACT: No fiscal impact. BACKGROUND: The termination date of the Subdivision Agreement needs to be extended. The developer has not completed the required improvements and has requested more time. (Approximately 99% of the work has been completed to date.) By granting an extension, the County will give the developer more time to complete his improvements and keeps the bond current. CONSEQUENCE OF NEGATIVE ACTION: The termination date of the Subdivision Agreement will not be extended and the developer will be in default of the agreement, requiring the County to take legal action against the developer and surety to get the improvements installed, or revert the development to acreage. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Kellen O'Connor (925) 313-2278 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: Larry Gossett- Engineering Services, Kellen O'Connor - Engineering Services, Marke Smith - Engineering Services, Ruben Hernandez - DCD, Jasraj Singh & Tomas Baluyut - Developer, The Ohio Casualty Insurance Company, T-03/01/2024 C. 6 To:Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:Approving the fourteenth extension of the Subdivision Agreement for subdivision SD06-09131, Bay Point area. AGENDA ATTACHMENTS Resolution No. 2023/248 Subdivision Agreement Extension MINUTES ATTACHMENTS Signed Resolution No. 2023/248 THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE:5 John Gioia Candace Andersen Diane Burgis Ken Carlson Federal D. Glover NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/261 IN THE MATTER OF: Approving the eleventh extension of the Subdivision Agreement for subdivision SD03-08744, for a project being developed by Discovery Builders, Inc., as recommended by the Public Works Director, Martinez area. (District V) WHEREAS the Public Works Director having recommended that he be authorized to execute the eleventh agreement extension which extends the subdivision improvement agreement between Discovery Builders, Inc., and the County for construction of certain improvements in subdivision SD03-08744, Martinez area, through August 14, 2024. APPROXIMATE PERCENTAGE OF WORK COMPLETE: 0% ANTICIPATED DATE OF COMPLETION: December 2025 BOND NO.: LICX1194585 Date: July 9, 2020 REASON FOR EXTENSION: Developer is updating and completing required environmental report. NOW, THEREFORE, BE IT RESOLVED that the recommendation of the Public Works Director is APPROVED. Contact: Kellen O'Connor (925) 313-2278 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: Larry Gossett- Engineering Services, Kellen O'Connor - Engineering Services, Marke Smith - Engineering Services, Randolf Sanders- Design & Construction, Kimberly Rodriguez - Design & Construction, Ruben Hernandez - DCD, Discovery Builders, Inc., Lexon Insurance Company, T-06/14//2024 RECOMMENDATION(S): ADOPT Resolution No. 2023/261 approving the eleventh extension of the Subdivision Agreement for subdivision SD03-08744, for a project being developed by Discovery Builders, Inc., as recommended by the Public Works Director, Martinez area. (District V) FISCAL IMPACT: No fiscal impact. BACKGROUND: The termination date of the Subdivision Agreement needs to be extended. The developer has not completed the required improvements and has requested more time. (Approximately 0% of the work has been completed to date.) By granting an extension, the County will give the developer more time to complete improvements and keeps the bond current. CONSEQUENCE OF NEGATIVE ACTION: The termination date of the Subdivision Agreement will not be extended and the developer will be in default of the agreement, requiring the County to take legal action against the developer and surety to get the improvements installed, or revert the development to acreage. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Kellen O'Connor (925) 313-2278 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: Larry Gossett- Engineering Services, Kellen O'Connor - Engineering Services, Marke Smith - Engineering Services, Randolf Sanders- Design & Construction, Kimberly Rodriguez - Design & Construction, Ruben Hernandez - DCD, Discovery Builders, Inc., Lexon Insurance Company, T-06/14//2024 C. 7 To:Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:Approving the eleventh extension of the Subdivision Agreement for subdivision SD03-08744, Martinez area. AGENDA ATTACHMENTS Resolution No. 2023/261 Subdivision Agreement Extension MINUTES ATTACHMENTS Signed Resolution No. 2023/261 THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE:5 John Gioia Candace Andersen Diane Burgis Ken Carlson Federal D. Glover NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/265 IN THE MATTER OF: Approving the Parcel Map and Subdivision Agreement for minor subdivision MS22-00003, for a project being developed by Sohrab Nazari, as recommended by the Public Works Director, Walnut Creek area. (District II) WHERE AS, the following documents were presented for board approval this date: I. Map The Parcel Map of minor subdivision MS22-00003, property located in the Walnut Creek area, Supervisorial District II, said map having been certified by the proper officials. II. Subdivision Agreement A subdivision agreement with Sohrab Nazari, principal, whereby said principal agrees to complete all improvements as required in said subdivision agreement within 2 years from the date of said agreement. Accompanying said subdivision agreement is security guaranteeing completion of said improvements as follows: · Cash Bond Performance amount: $36,000 Labor & Materials: $18,000 Auditor’s Deposit Permit Number: DP864445 Date: February 13, 2023 Submitted by: Sohrab Nazari III. Tax Letter Letter from the County Tax Collector stating that there are no unpaid County taxes heretofore levied on the property included in said map and that the 2022-2023 tax lien has been paid in full and the 2023-2024 tax lien, which became a lien on the first day of January 2023, is estimated to be $31,860, with security guaranteeing payment of said tax lien as follows: · Tax Surety Auditor’s Deposit Permit Number: DP864381 Date: February 10, 2023 Amount: $31,860 Principal: Sohrab Nazari NOW, THEREFORE, BE IT RESOLVED: 1. That said subdivision, together with the provisions for its design and improvement, is DETERMINED to be consistent with the County's general and specific plans. 2. That said Parcel Map is APPROVED and this Board does hereby accept subject to installation and acceptance of improvements on behalf of the public any of the streets, paths, or easements shown thereon as dedicated to public use. 3. That said subdivision agreement is also APPROVED. Contact: Kellen O'Connor (925) 313-2278 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: Larry Gossett- Engineering Services, Kellen O'Connor - Engineering Services, Anthony DiSilvestre - Engineering Services, Renee Hutchins - Records, Karen Piona- Records, Randolf Sanders- Design & Construction, Kimberly Rodriguez - Design & Construction, Chris Lau - Maintenance, Michael Mann- Finance, Grant Farrington - DCD, Sohrab Nazari, T-05/11/2024 RECOMMENDATION(S): ADOPT Resolution No. 2023/265 approving the Parcel Map and Subdivision Agreement for minor subdivision MS22-00003, for a project being developed by Sohrab Nazari, as recommended by the Public Works Director, Walnut Creek area. (District II) FISCAL IMPACT: No fiscal impact. BACKGROUND: The Public Works Department has reviewed the conditions of approval for minor subdivision MS22-00003 and has determined that all conditions of approval for Parcel Map approval have been satisfied. CONSEQUENCE OF NEGATIVE ACTION: The Parcel Map and the Subdivision Agreement will not be approved and recorded. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Kellen O'Connor (925) 313-2278 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: Larry Gossett- Engineering Services, Kellen O'Connor - Engineering Services, Anthony DiSilvestre - Engineering Services, Renee Hutchins - Records, Karen Piona- Records, Randolf Sanders- Design & Construction, Kimberly Rodriguez - Design & Construction, Chris Lau - Maintenance, Michael Mann- Finance, Grant Farrington - DCD, Sohrab Nazari, T-05/11/2024 C. 8 To:Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:Approve the Parcel Map and Subdivision Agreement for minor subdivision MS22-00003, Walnut Creek area. AGENDA ATTACHMENTS Resolution No. 2023/265 Parcel Map Subdivision Agreement Tax Letter MINUTES ATTACHMENTS Signed Resolution No. 2023/265 Page 1 of 7 License Agreement RODEO CREEK RECREATIONAL TRAIL THIS AGREEMENT is made and entered into this 1st day of August, 2023 (Effective Date), by and between the CONTRA COSTA COUNTY FLOOD CONTROL AND WATER CONSERVATION DISTRICT, a body corporate and politic, hereinafter called "Licensor," and CONTRA COSTA COUNTY, a political subdivision of the State of California, hereinafter called "Licensee." W I T N E S S E T H: THAT Licensor, for a good and valuable consideration and in further consideration of the faithful performance and observance by Licensee of all of the terms and conditions herein contained, does hereby grant to Licensee a license for the construction, reconstruction, maintenance, removal, and use of a path for the passage of pedestrians and bicycles only, together with the necessary appurtenances thereto, hereinafter referred to as "the Trail." THE License above mentioned is granted by Licensor and accepted by Licensee upon the following terms and conditions and Licensee does hereby agree with Licensor as follows: 1. Definitions: As used in this License, "the Property" shall refer to that portion of Rodeo Creek extending from Investment Street, to Mariners Point Court in Rodeo, as shown on the map attached hereto as Exhibit "A". As used in this License, "the Trail" shall refer to all recreational facilities installed by Licensee within the Property, which may include, subject to Licensor's approval and inspection as provided in Section 9, asphalt or concrete paths, shoulder, picnic tables, benches, signs, drainage facilities, barrier fencing or walls, parking areas, landscaping and decking. 2. Title of Licensor: Licensee hereby acknowledges the title of Licensor in and to the Property and agrees never to assail or to resist said title. Licensee agrees that it has not acquired, nor will it hereafter acquire any rights or interest in the Property, nor does Licensee have nor will it obtain any right or claim to the use of the Property beyond those specifically granted in this License. 3. Term: Unless suspended or partially revoked as hereinafter set forth, this License to construct, operate and maintain a Trail to be used by the gener al public shall commence on the Effective Date, and shall terminate on December 31, 2047. By mutual written consent of the parties hereto, it may be extended for an additional twenty-five (25) years beyond December 31, 2047. Page 2 of 7 4. Primary Use of Property: The Property consists of a corridor which is used for flood control purposes. Underground utility facilities may already be in place and it is anticipated that, in the future, additional utility facilities may be constructed or installed on the Property. Any and all rights granted or implied by this License shall be subordinated to the uses just mentioned, as well as to all other uses of the Property made or permitted by Licensor. Licensee acknowledges that the use just described constitutes the primary use of the Property and that Licensee's use of the Trail pursuant to this License is secondary and subordinate to said primary uses. Licensee shall not, at any time, use or permit the public to use the Trail in any manner that will materially interfere with or impair said primary use of the Property. All rights granted to Licensee hereunder are subject to all existing and future rights, rights of way, reservations, franchises, and licenses in the Property, regardless of who holds the same, including Licensor's right to use the Trail for emergency or maintenance vehicle access or any other purpose. 5. Suspension or Limitation of Use: Licensor and its permittees shall have the right to suspend or to limit the use of the Trail by Licensee and the general public for a reasonable amount of time for protection of public safety, or for the construction, installation, operation, maintenance or repair of other facilities on the Property. Should such suspension or limitation be necessary, Licensor shall provide Licensee fifteen (15) days’ prior notice in writing, except in cases of emergency maintenance or repairs. Licensor shall not be held responsible or liable for unavoidable damage or removal of any fences, gates, asphalt or concrete paving, landscaping, or other facilities which may be placed, installed, repaired, or constructed as part of Trail when Licensor finds it necessary to accomplish work for the maintenance, construction, repair, reconstruction or alteration of Licensor property. However, Licensor will exercise reasonable care to minimize adverse impacts of such work upon Licensee's recreational facilities. 6. Revocation: In the event, in the sole discretion of Licensor, the primary uses of the Property by Licensor or Licensor's permittees reasonably require some permanent use of a portion or portions of the Property which, by nature thereof precludes Licensee's use thereof, Licensor may, upon six months' prior notice, revoke this License as to the area Licensor deems necessary for such permanent primary use. Licensor shall supply Licensee with a map or drawing identifying the area(s) as to which this License is so revoked. Page 3 of 7 7. Maintenance and Litter: Licensee shall maintain the Property in a clean, safe, and presentable condition, free from waste, litter, and other items resulting from public access to the Property and left by parties other than Licensor and its permittees. As used in this section, the term "litter" shall include, but not be limited to, paper, garbage, refuse, dead animals, trimmings, and other items that detract from the neat and tidy appearance of the Property. If Licensee fails so to keep the Property, then, after thirty (30) days' prior written notice specifying the needed work, Licensor may perform or hire the necessary work at the reasonable expense of Licensee, which expense Licensee agrees to pay to Licensor upon demand. Licensee agrees to keep the Trail free from weeds and other vegetation, and to abate weeds to local fire district standards. Licensor agrees to perform weed abatement on the remaining portion of the Property according to local fire district standards. 8. Indemnification: Licensee shall indemnify, save, protect, defend, and hold harmless Licensor, its boards, officers, and employees from and against any and all loss, liability, expense, claims, costs, suits, and damages, including attorney's fees, (“liabilities”) to the extent that the liability arises out of or are connected with Licensee's operation of the trail or performance of its obligations under this agreement, including the presence or public use of the Trail or Property. 9. Approval and Inspection of Work: Licensee shall not perform any construction, reconstruction, remodeling, repair, removal, or other work within the Trail without first obtaining Licensor's approval in writing of said work. In seeking Licensor's approval, Licensee shall furnish to Licensor a complete description and sketch of the work proposed to be performed. In performing work approved by Licensor, Licensee shall comply with all terms, conditions, and requirements imposed by Licensor and not deviate in any material manner from the description and sketch approved by Licensor, without first obtaining additional approval in writing from Licensor. Licensee shall design, construct and maintain all facilities to provide continuous, unobstructed vehicle access which is twelve (12) feet wide and fourteen (14) feet high. Licensor has disclosed to Licensee that the primary use of the Trail area will include vehicles with weights up to sixteen-ton axle loads. Licensee agrees to design all pavement and trail surfaces to accommodate such use, and shall assume all responsibility for the repair and maintenance of any damage that may be caused by the competent and responsible use of such vehicles. Licensee shall not be required to obtain Licensor's prior written approval for the performance of routine maintenance or emergency repairs. As used in this section, the term "routine maintenance" refers to work that does not alter improvements previously approved in writing by Licensor, which work is required to prevent deterioration of said improvements. As used in this section, the term "em ergency Page 4 of 7 repairs" refers to repairs that do not alter the original condition of improvements previously approved in writing by Licensor, which repairs are necessary to protect the safety of the public and others. Except in the case of emergency or routine maintenance, Licensee shall consult Licensor at least seven (7) days before any major maintenance operations are performed by Licensee. Work shall be done in such a manner that Licensor shall at all times be able to use and gain access to its facilities. All work performed by Licensee under this section shall be subject to inspection by Licensor. 10. Assignment: No rights of Licensee hereunder shall be transferred or assigned unless to a successor public agency and unless the written consent of Licensor is first secured. With that exception, this License and each and all of the covenants herein contained shall inure to the benefit of and be binding upon the successors and assigns of the respective parties hereto. 11. Abandonment by Licensee: If Licensee shall, for a period of at least 120 consecutive days, fail to use or maintain the Trail or any portion thereof, then all rights of Licensee in and to such portions not used or maintained shall immediately terminate, at Licensor’s sole discretion. 12. Restricted Use: The rights granted here under are for pedestrian and bicycle use only and no type of motor-driven vehicle shall be permitted on the Trail, except those of Licensee, Licensor, or Licensor's permittees being used for construction, maintenance, repair, patrol, or public safety purposes. Licensee shall install such barricades as are necessary to prevent unauthorized access by motor-driven vehicles and shall post signs at points of entry to the Trail that such vehicles are prohibited. Licensee's barricades shall accept Licensor's locks. 13. Patrol: Licensee shall provide such patrol service as is necessary to prevent unauthorized use of the Trail and to protect the safety of the users of the Trail. Its failure to do so shall constitute a breach of this License and justify immediate termination of the same. Licensee agrees to devote the same standards and levels of public safety patrol to the Trail as it is able to and does devote to its other recreational facilities. 14. Damage to Property: It is understood and agreed by and between the parties hereto that the Property is subject to sliding, erosion, subsidence, and flooding, and that Licensor is under no Page 5 of 7 obligation to maintain the Property or repair any damage resulting from sliding, erosion, subsidence, or flooding unless in the sole discretion of Licensor such damage affects the integrity of the flood control facilities. In the event of any lesser damage, Licensee shall perform such maintenance or repair as Licensee may deem necessary for proper and safe operation of the Trail. 15. Pollution: Licensee, at its expense, shall comply with all applicable laws, regulations, rules, and others, with respect to the use of the Property, regardless of when they become or became effective, including, without limitation, those relating to health, safety, noise, environmental protection, waste disposal, and water and air quality, and furnish satisfactory evidence of such compliance upon request of Licensor. No hazardous materials shall be handled by Licensee at any time upon the Property. Should any discharge, leakage, spillage, emission or pollution of any type occur upon or from the Property caused by Licensee’s employees, contractors and agents, Licensee, at its expense, shall be obligated to clean all the property affected thereby, whether owned or controlled by Licensor or any third person, to the satisfaction of Licensor (insofar as the property owned or controlled by Licensor is concerned) and any governmental body having jurisdiction thereover. To the extent permitted by law, Licensee shall indemnify, hold harmless, and defend Licensor and such holders of user rights against all liability, cost, and expense (including, without limitation, any fines, penalties, judgments, litigation costs, and attorneys’ fees) incurred by Licensor and such other users as a result of Licensee's breach of this section or as a result of any such discharge, leakage, spillage, emission or pollution, regardless of whether such liability, cost or expense is proximately caused solely by the active negligence of Licensor. Licensee shall pay all amounts due Licensor under this section within ten (10) days after any such amounts become due. 16. Signs: Licensee shall install and maintain appropriate informational and warning signs. Licensee shall also install signs designating permitted Trail uses by the general public, regulations governing such uses, and specifically prohibiting operation of unauthorized motor vehicles. 17. Trail Improvement Maintenance: Licensee shall maintain at its expense all Trail improvements, including Trail pavement, culverts, gates, signs, fences, bollards, and landscaping. 18. Drainage: Licensor agrees to maintain, at its expense, all longitudinal drainage and cross culverts not part of the Trail. Licensee agrees to maintain, at its expense, drainage facilities necessary for Trail’s operation. Page 6 of 7 19. Fencing: Licensee agrees to maintain, at its expense, all fencing and barricades on the Property installed by Licensor or Licensee. Licensee shall not be responsible for the maintenance of residential fencing installed by parties other than Licensor and Licensee. 20. Vandalism: Licensee shall, at its own expense, promptly repair all damage to Trail improvements, to the Property, and to existing and future utilities, caused or contributed to by users of the Trail. 21. Graffiti: Licensee shall, at its own expense, promptly clean, repaint, or remove any graffiti placed by users of the Trail or Trail improvements, the Property, existing and future utilities and fences, walls, bridges and buildings adjoining the Property. 22. Encroachment Permits: Licensor shall have the sole right to grant encroachment permits or rights of entry within the Property. Notification of encroachment permits granted and plans approved by Licensor will be forwarded to Licensee. Licensor shall consult with Licensee on safety requirements for future utilities and if Licensee has not responded within 30 working days, then it is presumed Licensee is in concurrence. Licensee shall obtain permits from all other agencies as required for construction or modification of the Trail improvements. 23. Modification: This License shall be subject to modification or amendment, including the expansion of the Trail to additional areas, only by the written, mutual consent of both parties. 24. Entire Agreement: It is understood that this document contains the entire agreement between the parties hereto and all prior understandings or agreements, oral or written, of whatsoever nature regarding the rights hereby granted are superseded by this License and are hereby abrogated and nullified. Page 7 of 7 IN WITNESS WHEREOF, the parties hereto have executed this License, in duplicate, the day and year first above written. Contra Costa County Flood Control and Water Conservation District By:__________________________ Brian M. Balbas Chief Engineer Contra Costa County By:___________________________ Monica Nino County Administrator G:\spdist\LL-2\Zone 38\Flood Control Agreement\2023 Extension of 1995-0613 - License Agreement Renewal - Rodeo Creek License.docx Exhibit A RECOMMENDATION(S): Acting as the governing body of the Contra Costa County Flood Control and Water Conservation District (Flood Control District) and Contra Costa County (County), APPROVE and AUTHORIZE the Chief Engineer and Public Works Director, or designees, to execute, on behalf of the Flood Control District and the County, a license agreement to allow the County to maintain the Rodeo Creek Recreational Trail on Flood Control District property during the period from August 1, 2023, through December 31, 2047, as recommended by the Chief Engineer and Public Works Director, Rodeo area. (District V) Determine that the grant of this license to the County is in the public interest and will not substantially conflict or interfere with the use of such property by the Flood Control District for flood control purposes. FISCAL IMPACT: Work performed under this agreement will be funded by 100% LL-2 Zone 38 funds. BACKGROUND: On June 13, 1995, Flood Control District entered into a license agreement with the County. The agreement allowed the County to construct and operate a recreational trail on a portion of the Flood Control District’s Rodeo Creek channel in Rodeo. The trail is accessible within Subzone A of LL-2 Zone 38 in Rodeo for public community recreation use. Per the Board Order dated June, 13, 1995, “sources of funding for the construction and maintenance of the trail include Lighting Landscaping Assessment District Zone 38, park dedication fees, East Bay Regional Park District Local Grant Program AA Bond, and the Trust for Public Land.” The agreement allows the County to operate and maintain a recreational trail on a portion of the Flood Control District's Rodeo Creek channel. This trail runs through the center of the town of Rodeo and has convenient access from many points along its two-mile length. The trail is the result of a concerted effort by members of the community to develop an official trail to serve APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Rochelle Johnson (925) 313-2299 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: Jocelyn LaRocque- Engineering Services, Carl Roner- Special Districts, Rochelle Johnson - Special Districts, Scott Anderson - Special Districts C. 9 To:Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:Approve and Execute a License Agreement between Contra Costa County Flood Control and Water Conservation District and Contra Costa County, Rodeo area. BACKGROUND: (CONT'D) pedestrians and bicyclists for recreation and commuter activities. The agreement, as set forth originally, was to terminate twenty-five (25) years from the date thereof with an option to be extended for an additional 25-year period by mutual written consent between the licensor, the Flood Control District, and licensee, the County. Therefore, per section 3 (Term) of the license agreement, both the Flood Control District, as the licensor, and the County, as the licensee, agree to extend the term for an additional 25-year term with consent from the Contra Costa County Board of Supervisors CONSEQUENCE OF NEGATIVE ACTION: Without approval from the Board of Supervisors, the agreement will not be extended, and the County will no longer be able to maintain Rodeo Creek Recreational Trail. ATTACHMENTS Rodeo Creek Recreational Trail License Agreement RECOMMENDATION(S): APPROVE and AUTHORIZE the Director of Airports, or designee, to execute a month-to-month hangar rental agreement with Juan Saucedo, for a south-facing hangar at Buchanan Field Airport effective June 15, 2023, in the monthly amount of $359.00, Pacheco area (District IV). FISCAL IMPACT: The Airport Enterprise Fund will realize $4,308.00 annually. BACKGROUND: On November 14, 2006, the Contra Costa County Board of Supervisors approved the form of the T-Hangar and Shade Hangar Rental Agreement for use with renting the County's t-hangars, shade hangars, medium hangars, and executive hangars at Buchanan Field Airport. On February 23, 2007, Contra Costa County Board of Supervisors approved the new Large Hangar Rental Agreement for use with the large East Ramp Hangars. On January 16, 2009, Contra Costa County Board of Supervisors approved an amendment to the T-Hangar and Shade Hangar APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Greg Baer, 925-681-4200 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: C. 10 To:Board of Supervisors From:Greg Baer, Director of Airports Date:July 11, 2023 Contra Costa County Subject:Approve and Authorize the Director of Airports, or designee, to execute a hangar rental agreement with Buchanan Field Airport Hangar tenant BACKGROUND: (CONT'D) Rental Agreement and the Large Hangar Rental Agreement (combined "Hangar Rental Agreements"). The Hangar Rental Agreements are the current forms in use for rental of all the County hangars at Buchanan Field Airport. CONSEQUENCE OF NEGATIVE ACTION: A negative action will cause a loss of revenue to the Airport Enterprise Fund. ATTACHMENTS Hangar Rental Agmt pg 4-5 \\pw-data\grpdata\engsvc\ENVIRO\Maintenance\Pinole & Rodeo Creeks Erosion Repair (WO#9N03, 9N04)\CEQA\Pinole NOE\Pinole NOE (final).docx Revised 2018 CALIFORNIA ENVIRONMENTAL QUALITY ACT Notice of Exemption To: Office of Planning and Research P.O. Box 3044, Room 113 Sacramento, CA 95812-3044 From: Contra Costa County Department of Conservation and Development 30 Muir Road Martinez, CA 94553 County Clerk, County of Contra Costa Project Title: Pinole Creek Bank Erosion Repair, Project #: WO9N03, CP#: 21-31 Project Applicant: Contra Costa County Public Works Dept., 255 Glacier Drive, Martinez CA 94553 Main: (925) 313-2000, Contact: Alex Nattkemper, (925) 313-2364 Project Location: Between Henry Avenue and Interstate 80, City of Pinole, Contra Costa County, APN: 401-230-CCC Lead Agency: Department of Conservation and Development, 30 Muir Road, Martinez, CA 94553 Main: (925) 655-2705, Contact: Syd Sotoodeh (925) 655-2877 Project Description: The purpose of the project is to repair a bank failure that is approximately 30 feet long by 15 feet wide, located on the eastern side of Pinole Creek behind the Gateway Shopping Center. The project consists of removing the failed bank material within the eroded area by excavating a keyway trench at the toe of the embankment, with intermittent benches as the excavation progresses up the slope. The bank will then be reconstructed by backfilling with suitable material. Rock slope protection will be placed to protect against erosion; the rock voids will be filled with native soil and a native seed mix. A temporary water diversion system will be used to dewater the work area. Construction depths will vary among project elements; the maximum depth of excavation will be approximately 5 feet for installation of the keyway. The repair will extend approximately 100 feet long in order to transition the grade of the bank failure repair area to the adjacent channel slopes. The adjacent access road and trail will be repaved. Real Estate transactions, including temporary construction easements, may be necessary. Construction is anticipated to occur in 2024. Work will take place during the dry season and is anticipated to be completed in approximately 25 working days. The adjacent trail will be closed to the public during the entire period of construction. Temporary traffic control will be required. Appropriate best management practices for water pollution control will be implemented to protect the creek. Tree and vegetation trimming will be necessary. Applicable regulatory permits will be obtained before construction. Exempt Status: Ministerial Project (Sec. 21080[b][1]; 15268) Categorical Exemption (Sec. 15301[d]) Declared Emergency (Sec. 21080[b][3]; 15269[a]) General Rule of Applicability (Sec. 15061[b][3]) Emergency Project (Sec. 21080[b][4]; 15269[b][c]) Other Statutory Exemption (Sec. ) Reasons why project is exempt: The activity consists of the repair of a damaged portion of an existing flood control facility to meet current standards of public health and safety involving no expansion of existing use, pursuant to Article 19, Section 15301(d) of the CEQA Statute and Guidelines. If filed by applicant: 1. Attach certified document of exemption finding. 2. Has a Notice of Exemption been filed by the public agency approving the project? Yes No Signature: Date: _____________ Title: Contra Costa County Department of Conservation and Development Signed by Lead Agency Signed by Applicant 06/21/2023 Senior Planner \\pw-data\grpdata\engsvc\ENVIRO\Maintenance\Pinole & Rodeo Creeks Erosion Repair (WO#9N03, 9N04)\CEQA\Pinole NOE\Pinole NOE (final).docx Revised 2018 AFFIDAVIT OF FILING AND POSTING I declare that on I received and posted this notice as required by California Public Resources Code Section 21152(c). Said notice will remain posted for 30 days from the filing date. Signature Title Applicant Department of Fish and Wildlife Fees Due Public Works Department De Minimis Finding - $0 255 Glacier Drive County Clerk - $50 Martinez, CA 94553 Conservation and Development - $25 Attn: Alex Nattkemper Environmental Services Division Phone: (925) 313-2364 Total Due: $75 Receipt #: Richmond AntiochConcord Oakley Hercules Danville PittsburgPinole Orinda San Ramon Lafayette Waln ut Creek Martinez Brentwood Moraga Pleasant Hill ClaytonEl Cerrito San Pablo / Project Location Contra Costa CountyCalifornia Figure 1010205Miles Pinole Creek Bank Erosion Repair ) §¨¦80 Appian WayPi n o l e V a l l e y R d San Pablo Ave El Sobrante Pinole Hercules P i n o l e C r e e k Pinole Creek Bank Erosion Repair Figure 2010.5 Miles ¯)Project Location §¨¦80Pinole Creek TrlPino le Va l ley RdHenry AvePinole CreekPinole Creek Bank Erosion Repair Figure 30200100 Feet ¯Anticipated Project AreaAnticipated Access Route/Staging Area RECOMMENDATION(S): APPROVE the Pinole Creek Bank Erosion Project and AUTHORIZE the Chief Engineer, or designee, to advertise the Project, Pinole area. [County Project No. WO9N03, DCD-CP# 21-31] (District I). DETERMINE the project is a California Environmental Quality Act (CEQA), Class 1 Categorical Exemption, pursuant to Article 19, Section 15301(d) of the CEQA Guidelines, and DIRECT the Director of Department of Conservation and Development (DCD), or designee, to file a Notice of Exemption (NOE) with the County Clerk, and AUTHORIZE the Chief Engineer, or designee, to arrange for payment of a $25 fee to DCD for processing, and a $50 fee to the County Clerk for filing the NOE. FISCAL IMPACT: Estimated project cost: $800,000. 100% Flood Control District Fund 250500 Funds. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Alex Nattkemper, (925) 313-2364 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: C. 11 To:Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:APPROVE the Pinole Creek Bank Erosion Repair Project and take related actions under CEQA BACKGROUND: The purpose of the project is to repair a bank failure located on the eastern side of Pinole Creek behind the Gateway Shopping Center. The project consists of removing the failed bank material within the eroded area by excavating a keyway trench at the toe of the embankment, with intermittent benches as the excavation progresses up the slope. The bank will then be reconstructed by backfilling with suitable material to protect against erosion, maintain drainage capacity, and prevent property damage. CONSEQUENCE OF NEGATIVE ACTION: Delay in approving the project may result in a delay of design, construction, and may jeopardize funding. Erosion will worsen at the project site, which might damage nearby properties. ATTACHMENTS CEQA RECOMMENDATION(S): APPROVE and AUTHORIZE the Chief Engineer, or designee, to execute on behalf of the Contra Costa County Flood Control and Water Conservation District (Flood Control District) an assignment agreement to consenting to the assignment of a reimbursement agreement with the Flood Control District from O’Brien at Pacheco, LLC, to The O’Brien Family Trust, in connection with the Flood Control District’s obligation to reimburse for the cost of drainage facilities constructed for Subdivision 8984 within Drainage Area 57 (DA 57), Martinez area. FISCAL IMPACT: The reimbursement will be made from DA 57 funds, collected pursuant to Flood Control District Ordinance No. 88-86. (Project No. 7538-6D8731) BACKGROUND: The Flood Control District collects drainage fees on new developments in order to install drainage facilities per Drainage Area Plans. If a development needs to install a drainage system identified in the Flood Control District’s Drainage Area Plan and their drainage APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Michelle Cordis, (925) 313-2381 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: Tim Jensen, Flood Control, Michelle Cordis, Flood Control, Michael Burger, Flood Control, Catherine Windham, Flood Control C. 12 To:Contra Costa County Flood Control District Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:Assignment of Reimbursement Agreement for Drainage Area 57 Improvements to the O’Brien Family Trust. BACKGROUND: (CONT'D) fees due are less than the cost of the installation, the developer may enter into a reimbursement agreement (RA) with the Flood Control District. One such RA is with O’Brien at Pacheco, LLC, effective July 12, 2010. O’Brien at Pacheco, LLC, constructed off-site storm drain improvements, which are part of Subdivision 8984. Subdivision 8984 is within unincorporated Martinez. The County’s conditions of approval for Subdivision 8984 required O’Brien at Pacheco, LLC, to install a portion of the drainage facilities shown on the adopted Drainage Area Plan for DA 57. The facility was installed, and the cost that O’Brien at Pacheco, LLC, incurred to install these facilities exceeded the amount of the drainage fee required by the drainage ordinance for DA 57 (Flood Control District Ordinance No. 88-86). Since the Flood Control District has a Drainage Plan and a Drainage Area Credit and Reimbursement Policy (Policy) for DA 57, O’Brien at Pacheco, LLC, requested that the Flood Control District enter into this agreement, pursuant to the Policy. O’Brien at Pacheco, LLC, is entitled to reimbursement of eligible drainage facility construction costs in excess of its drainage fees, as provided for in the Policy. As stated in Exhibit “A” of RA with O’Brien 2010 (attached), the reimbursement obligation is effective for a base period of ten years (i.e., 40 quarters) from the date the first payment is made under the RA. The attorney on behalf of The O’Brien Group (the managers of O’Brien at Pacheco, LLC) has reached out to the Flood Control District requesting the RA be assigned to another entity (the O’Brien Family Trust of 2001, dated April 10 as amended). CONSEQUENCE OF NEGATIVE ACTION: Without the approval of the Board of Supervisors, the Flood Control District may be unable to satisfy its obligation to reimburse for the cost of drainage facilities constructed for Subdivision 8984. ATTACHMENTS Assignment of RA BOS Approval of Policy RA with O'Brien 2010 RECOMMENDATION(S): APPROVE and AUTHORIZE the Director of Airports, or designee, to execute a Stormwater Treatment Systems Operations and Maintenance Agreement (O&M Agreement) with the City of Concord for the development of a self-storage facility located at 4900 Marsh Drive, Assessor’s Parcel Number 125-210-012. AUTHORIZE the recordation of the executed O&M Agreement against Assessor’s Parcel Number 125-210-012. FISCAL IMPACT: There is no negative impact on the General Fund or the Airport Enterprise Fund. The O&M Agreement places all of the stormwater operations and maintenance obligations on the County’s lessee/site developer (Buchanan Field Self Storage, LP) for the entirety of the lease term. BACKGROUND: On December 6, 2016, the Board adopted Resolution No. 2016/651, authorizing the County Administrator to execute a Memorandum of Understanding (MOU) with the City of Concord for property owned by the County (Airport), located at 4900 Marsh Drive (Property). Because a portion of the property is located APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Greg Baer, 925-681-4200 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: C. 13 To:Board of Supervisors From:Greg Baer, Director of Airports Date:July 11, 2023 Contra Costa County Subject:Stormwater Operation and Maintenance Agreement with the City of Concord. BACKGROUND: (CONT'D) within unincorporated Contra Costa County, and a portion is located withing the city limits of the City of Concord, a MOU was needed to memorialize, (i) how property and sales tax would be allocated between the two entities, and (ii) which entity would be responsible for processing development applications. Under the terms of the MOU, the City is responsible for processing development applications, and is the Lead Agency under the California Environmental Quality Act (CEQA) for any proposed developments. After the completion of a competitive solicitation process for the ability to develop the property, the Board authorized staff in June of 2018 to negotiate a ground lease, along with development terms with the highest ranked respondent. On October 6, 2021, the City of Concord approved Resolution No. 21-10PC for the construction of a self-storage facility on the Property, subject to 122 Conditions of Approval (Conditions). Additionally, Resolution No. 21-10PC, determined that the proposed project is categorically exempt pursuant to CEQA Guidelines section 15332 (In-Fill Development Projects). The City is subject to the same stormwater discharge requirements as the County, and thus the Conditions include a requirement to prepare a stormwater Operations and Maintenance Plan, as well as to execute any agreements related to the long-term maintenance of the onsite stormwater treatment system. On February 1, 2022, the Board authorized a 50-year ground lease with Buchanan Field Self Storage, LP (Lessee) for the lease and development of a self-storage facility at the Property. As part of its onsite storm drain system, the development will include stormwater discharge facilities which must be designed, maintained, and inspected in accordance with the City’s discharge permit. As required by the City’s discharge permit, these obligations are identified within an Operations and Maintenance Agreement (Agreement), executed by the property owner, and recorded on the property. Even though the property is owned by the County, the requirement to maintain the stormwater improvements is an obligation of the Lessee as identified within the lease and the Agreement. However, to ensure long-term compliance if the lessee changes and/or the property reverts back to the County at the end of the 50-year lease term, the County needs to be a party to the Agreement that will be recorded against the Property. CONSEQUENCE OF NEGATIVE ACTION: Failure to execute the Agreement would result in the City of Concord declining to provide a certificate of occupancy for the self-storage project. RECOMMENDATION(S): RECEIVE this report concerning the final settlement of Guy Hayashi and AUTHORIZE payment from the Workers' Compensation Internal Service Fund in an amount not to exceed $65,000, less permanent disability advances. FISCAL IMPACT: Workers' Compensation Internal Service Fund payment of $65,000, less permanent disability advances. BACKGROUND: Attorney Mark A. Cartier, defense counsel for the County, has advised the County Administrator that within authorization an agreement has been reached settling the workers' compensation claim of Guy Hayashi v. Contra Costa County. The Board's June 27, 2023 closed session vote was: Supervisors Gioia, Andersen, Burgis, Carlson and Glover - Yes. This action is taken so that the terms of this final settlement and the earlier June 27, 2023 closed session vote of this Board authorizing its negotiated settlement are known publicly. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Karen Caoile, 925-335-1400 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: C. 14 To:Board of Supervisors From:Karen Caoile, Director of Risk Management Date:July 11, 2023 Contra Costa County Subject:Final Settlement of Claim, Guy Hayashi vs. Contra Costa County CONSEQUENCE OF NEGATIVE ACTION: Case will not be settled. RECOMMENDATION(S): DENY claims filed by Eric S. Weiss, Lionel, Leo and Eddy Negrete, Tsvi Achler, Estrellita Damaso, THC – Orange County, LLC, Mercury Insurance for Donald Harwood, Jamie Fry, Ronald Dalton and Athena Costis, and Jesus Jose Lopez. DENY amended claim filed by Tsvi Achler. DENY amended claim filed by Tyler Lanctoe on behalf of Travis Lanctoe. FISCAL IMPACT: No fiscal imact. BACKGROUND: Claimants for the July 11 BOS meeting Eric S. Weiss: Property and personal injury claim resulting from bicycle accident in the amount of $5,000. Lionel, Leo and Eddy Negrete: Wrongful death claim resulting from alleged dangerous condition in the amount of $7,000,000. Tsvi Achler: Property claim for flood damage in the amount of $27,500. Estrellita Damaso: Property claim for damage to vehicle in the amount of $756.67. THC – Orange County, LLC: Breach of contract claim for unreimbursed medical treatment in the amount of $26,000. Mercury Insurance as subrogee of Donald Harwood: Property claim for damage to vehicle in the amount of $2,035.68. Jamie Fry: Personal injury claim for dental malpractice in the amount of $350,000. Ronald Dalton and Athena Costis: Property damage for flood damage in an amount to exceed $75,000. Jesus Jose Lopez: Property claim for damage to vehicle in the amount of $7,444.94. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Risk Management I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: C. 15 To:Board of Supervisors From:Monica Nino, County Administrator Date:July 11, 2023 Contra Costa County Subject:Claims BACKGROUND: (CONT'D) Amended claim Tsvi Achler: Amended property claim for flood damage in the amount of $27,500. Application to file late claim Tyler Lanctoe on behalf of Travis Lanctoe: Request that the Board of Supervisors accept a late claim. CONSEQUENCE OF NEGATIVE ACTION: Not acting on the claims could extend the claimants' time limits to file actions against the County. THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE: NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/505 Declare His Holiness the 14th Dalai Lama's birthday every year as Peace and Justice Day Wishing His Holiness the 14th Dalai Lama a happy 88th birthday on July 6, 2023, and recognizing the outstanding contributions His Holiness has made to the promotion of nonviolence, human rights, interfaith dialogue, environmental awareness, and democracy. Whereas, His Holiness the 14th Dalai Lama turns 88 on July 6, 2023 having been born in eastern Tibet in 1935; Whereas, for over 60 years, His Holiness the 14th Dalai Lama has significantly advanced greater understanding, tolerance, harmony, and respect among the religious faiths of the world; Whereas the Dalai Lama was awarded the Nobel Peace Prize in 1989 in recognition of his efforts to seek a peaceful resolution to the situation in Tibet and to promote nonviolent methods for resolving conflict; Whereas the Dalai Lama was awarded the Congressional Gold Medal in 2007 in recognition of his many enduring and outstanding contributions to peace, nonviolence, human rights, and religious understanding; Whereas the Dalai Lama has led the effort to preserve the rich and unique cultural, religious, historical, and linguistic heritage of the people of Tibet while working to safeguard other endangered cultures throughout the world; Whereas the 14th Dalai Lama has devolved the traditional role of the Dalai Lama as the political head of the Tibetan government, and his own responsibilities within the Central Tibetan Administration, in favor of the democratically elected leadership of Tibetans in exile, while continuing to travel and speak as a spiritual leader for the people of Tibet; Whereas the Dalai Lama, together with leading environmentalists, has been gravely concerned by the degraded state of the environment of Tibet and the consumption of the natural resources of Tibet, including freshwater, because the degradations have implications not only for the people of Tibet, but for the whole of Asia; and Whereas the people of the United States, including Tibetan Americans residing in Richmond, have come to regard the Dalai Lama as a leading figure of moral and religious authority: Now, therefore, be it Resolved, That Contra Costa County — (1) extends well-wishes to the Dalai Lama on his 88th birthday; (2) declares July 6, 2023 as a day of Compassion; (2) recognizes the Dalai Lama for a lifelong commitment and outstanding contribution to the promotion of nonviolence, human rights, religious tolerance, environmental awareness, and democracy; and (3) recognizes the Dalai Lama for using moral authority to promote the concept of universal responsibility as a guiding tenet for how human beings should treat one another and the planet that all human beings share. that Contra Costa County — (1) extends well-wishes to the Dalai Lama on his 88th birthday; (2) declares July 6, 2023 as a day of Compassion; (2) recognizes the Dalai Lama for a lifelong commitment and outstanding contribution to the promotion of nonviolence, human rights, religious tolerance, environmental awareness, and democracy; and (3) recognizes the Dalai Lama for using moral authority to promote the concept of universal responsibility as a guiding tenet for how human beings should treat one another and the planet that all human beings share. Contact: Robert Rogers, 510.942.2224 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: , Deputy cc: RECOMMENDATION(S): Pass FISCAL IMPACT: None BACKGROUND: None CONSEQUENCE OF NEGATIVE ACTION: None CHILDREN'S IMPACT STATEMENT: None APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Robert Rogers, 510.942.2224 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Antonia Welty, Deputy cc: C. 16 To:Board of Supervisors From:John Gioia, District I Supervisor Date:July 11, 2023 Contra Costa County Subject:Declare His Holiness the 14th Dalai Lama's birthday every year as Peace and Justice Day AGENDA ATTACHMENTS Resolution 2023/505 MINUTES ATTACHMENTS Signed Resolution No. 2023/505 ORDINANCE NO. 2023-14 1 ORDINANCE NO. 2023-14 PURCHASING AGENT – SERVICE CONTRACTS The Contra Costa County Board of Supervisors ordains as follows (omitting the parenthetical footnotes from the official text of the enacted or amended provisions of the County Ordinance Code): SECTION 1. SUMMARY. This ordinance amends the Purchasing Agent’s authority to execute contracts for special services under Government Code section 31000 by eliminating the requirement that these contracts be first reviewed, approved and signed by the County Administrator. SECTION 2. Section 1108-2.215 of the County Ordinance Code is amended to read: 1108-2-215. Purchasing Agent - Service Contracts. The purchasing agent is authorized to contract for special services, within the monetary limit specified in Government Code Section 25502.5, on behalf of the county, any county officer or department, or any district of the county, but only to the extent permitted by Government Code Section 31000. This delegation is subject to Article 1108-2.4 and any regulations that the county administrator may promulgate. (Ords. 2023-14 §2, 2008-07 §2, 78-58 §1, Gov. Code §§25502.5, 31000.) SECTION 3. EFFECTIVE DATE. This ordinance becomes effective 30 days after passage, and within 15 days after passage shall be published once with the names of supervisors voting for or against it in the East Bay Times, a newspaper published in this County. PASSED on ___________________________, by the following vote: AYES: NOES: ABSENT: ABSTAIN: ATTEST: MONICA NINO, _____________________________ Clerk of the Board of Supervisors Board Chair and County Administrator By: ______________________ [SEAL] Deputy RECOMMENDATION(S): ADOPT Ordinance No. 2023-14, amending the Purchasing Agent’s authority to execute contracts for special services under Government Code section 31000. FISCAL IMPACT: No fiscal impact. BACKGROUND: On June 27, 2023, the Board of Supervisors approved a recommendation from the Internal Operations Committee to update Administrative Bulletin No. 600, "Purchasing Policy and Procedures" and take related implementation actions. This included introduction of an amendment to the County Ordinance Code to effectuate a section of the new Administrative Bulletin related to the Purchasing Agent's authority to execute service contracts. Currently, County Ordinance Code section 1108-2.215 requires that APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Timothy M. Ewell, (925) 655-2043 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: Hon. Robert R. Campbell, Auditor-Controller, Cindy Shehorn, Procurement Services Manager, Thomas L. Geiger, County Counsel, Laura Strobel, Senior Deputy County Administrator C. 17 To:Board of Supervisors From:INTERNAL OPERATIONS COMMITTEE Date:July 11, 2023 Contra Costa County Subject:Adoption of Ordinance No. 2023-14, "Purchasing Agent - Service Contracts" BACKGROUND: (CONT'D) "...before the purchasing agent is authorized to execute a contract [under this section], the contract must first be reviewed, approved, and signed by the county administrator." The updated Bulletin requires that the County Administrator review and approve contracts over $200,000 only requiring a change to the County Ordinance Code. As part of the Board's action on June 7, 2023, Ordinance No. 2023-14 was introduced and July 11, 2023 was fixed for adoption. Today's action formally adopts Ordinance 2023-14, which removes the requirement for the County Administrator to review, approve and sign all contracts. Following adoption, the ordinance must be published and will take effect in 30 days (August 10, 2023). At that time, all procurement transactions, including service contracts, under $200,000 would require approval by the Purchasing Agent only – Board of Supervisors and County Administrator review and approval will not be needed. This streamlines the review workflow for departments and effectively delegates further discretion to department heads to recommend service contracts for approval directly to the Purchasing Agent. County Counsel review is still required on transactions that modify the County’s general conditions and all service contracts above $50,000 pursuant to the new Administrative Bulletin. CONSEQUENCE OF NEGATIVE ACTION: The ordinance will not be formally adopted by the Board of Supervisors. AGENDA ATTACHMENTS Ordinance No. 2023-14, "Purchasing Agent - Service Contracts" MINUTES ATTACHMENTS Signed Ordinance No.2023-14 RECOMMENDATION(S): APPOINT the following individual to the District IV seat on the County Library Commission to a term ending on June 30, 2027: Susan Hamill Walnut Creek, Ca FISCAL IMPACT: None BACKGROUND: The Library Commission was established in 1991 to serve in an advisory capacity to the Board of Supervisors and the County Librarian; to provide a community linkage to the County Library; to establish a forum for the community to express its views regarding goals and operations of the County Library; to assist the Board of Supervisors and the County Librarian to provide library services based on assessed public needs; and to develop and recommend proposals to the Board of Supervisors and the County Librarian for the betterment of the County Library including, but not limited to, such efforts as insuring a stable and adequate funding level for the libraries in the County. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Manny Bowlby 655-2350 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: C. 18 To:Board of Supervisors From:Ken Carlson Date:July 11, 2023 Contra Costa County Subject:Appoint Susan Hamill to the Contra Costa County Library Commission District IV Seat BACKGROUND: (CONT'D) The Library Commission is comprised of 29 members: •18 members representing the cities/towns in Contra Costa County - these Commissioners are appointed by the city/town councils •5 members represent Contra Costa County - each member of the Board of Supervisors appoints one Commissioner •5 members represent the Central Labor Council, the Contra Costa Council, the Contra Costa Youth Commission, the Superintendent of Schools, and the Friends Council. CONSEQUENCE OF NEGATIVE ACTION: The seat will remained unfilled. RECOMMENDATION(S): DECLARE Dennis Chebotarev appointed, in lieu of election, as General Member #3 of the Contra Costa County Employees' Retirement Association Board of Trustees (Retirement Board) to a term beginning July 1, 2023 and ending June 30, 2026. DECLARE and ACCEPT the results of the Contra Costa Retirement Board election of June 13, 2023; DECLARE the following candidates elected to terms beginning July 1, 2023 and ending June 30, 2026. Safety Member #7 - Samson Wong Safety Member #7 Alternate - Donnie Finley FISCAL IMPACT: None. BACKGROUND: Only one candidate filed for the office of General Member #3 of the Contra Costa County Retirement Board. Election Code 10515 requires that candidates who file for an office for which the number of candidates equals or does not exceed the number required to be elected, be Appointed-in-Lieu of Election by the Board of Supervisors as if they were elected. An election was conducted on June 13, 2023 for the positions of Safety Member #7 and Safety Member #7 Alternate of the Contra Costa County Retirement Board. Election Code 15372 requires the Elections Official to prepare a certified Statement of Results of the election and submit to the Governing Body within 30 days of the election. A certified Statement of Results is attached to this Board Order. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jacob Stull, 925.335.7867 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: C. 19 To:Board of Supervisors From:Kristin Connelly, Clerk-Recorder Date:July 11, 2023 Contra Costa County Subject:DECLARE and ACCEPT the results of the Contra Costa County Retirement Board election of June 13, 2023 CONSEQUENCE OF NEGATIVE ACTION: These candidates will not be sworn in, as provided by law. ATTACHMENTS Certification of the County Clerk/Registrar to the Results of the Canvass of the June 13 2023 Retirement Board Election RECOMMENDATION(S): ACCEPT the resignation of Donna Dietrich, DECLARE a vacancy in the Pacheco Neighbor Seat on the Aviation Advisory Committee for a term ending February 29, 2024, and DIRECT the Clerk of the Board to post the vacancy. FISCAL IMPACT: None. BACKGROUND: The function of the Contra Costa County Aviation Advisory Committee is to provide advice and recommendations to the Board of Supervisors on the aviation issues related to the economic viability and security of airports in Contra Costa County. The Committee may initiate discussions, observations, or investigations, in order to make its recommendations to the Board. The Committee may hear comments on airport and aviation matters from the public or other agencies for consideration and possible recommendations to the Board of Supervisors or their designees. The Aviation Advisory Committee coordinates with local state, and national aviation interests for the safe and orderly operation of airports. The Aviation Advisory Committee shall advance and promote the interests of aviation and protect the general welfare of the people living and working near the airport APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Greg Baer, 925-681-4200 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: C. 20 To:Board of Supervisors From:Greg Baer, Director of Airports Date:July 11, 2023 Contra Costa County Subject:Declare a Vacancy on the Aviation Advisory Committee, Pacheco Neighbor Seat BACKGROUND: (CONT'D) and the County in general. In conjunction with all the above, the Aviation Advisory Committee provides a forum for the Director of Airports regarding policy matters at and around the airports. Ms. Dietrich was originally reappointed to a term ending February 29, 2024. On June 14, 2023, Ms. Dietrich submitted her letter of resignation, thus necessitating the recruitment process. CONSEQUENCE OF NEGATIVE ACTION: The Pacheco Airport Neighbor will not be able to replace the current representative and therefore will not have representation at scheduled meetings. Contra Costa County NOTICE C.21 The Board of Supervisors will make appointments to fill existing advisory body vacancies. Interested citizens may submit written applications for vacancies to the following address: Clerk of the Board of Supervisors 1025 Escobar Street, ist Floor Martinez, _CA 9455 Board , Commission , or Committee Measure X Community Advisory Board Seat: At-Large Alternate #2 A pp ointments will be made after July 25, 2023 I, Monica Nino, Clerk of the Board of Supervisors and the County Administrator, hereby certify that, in accordance with Section 54974 of the Government Code, the above notice of vacancy (vacancies) will be posted on July 11, 2023. cc: Hard Copy to Clerk of the Board Lobby Hard Copy to Minutes File Soft Copy .DOCX to M:\5-Notices and Postings Soft Copy .PDF to $:\Minutes Attachments\Minutes 2020 Soft Copy .PDF to M:\1-Committee Files and Applications I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. Attested: July 11, 2023 Monica Nino, Clerk of the Board of Supervisors And County Administrator By: ;db. 111\RJJo ~ Deputy Clerk RECOMMENDATION(S): ACCEPT the resignation of Melissa Stafford Jones, DECLARE a vacancy in the At-Large Alternate 2 Seat on the Measure X Community Advisory Board for a term ending March 31, 2024, and DIRECT the Clerk of the Board to post the vacancy. FISCAL IMPACT: None. BACKGROUND: Melissa Stafford Jones was appointed to the At-Large Alternate 2 Seat on the Measure X Community Advisory Board in April 2021. Ms. Stafford Jones has notified staff that she can no longer serve on the advisory board. CONSEQUENCE OF NEGATIVE ACTION: The seat will not be declared vacant and a new appointment would not be able to be made. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Lauren Hull, (925) 655-2007 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: C. 21 To:Board of Supervisors From:Monica Nino, County Administrator Date:July 11, 2023 Contra Costa County Subject:Resignation from the Measure X Community Advisory Board AGENDA ATTACHMENTS MINUTES ATTACHMENTS Vacancy Notice Contra Costa County NOTICE C.22 The Board of Supervisors will make appointments to fill existing advisory body vacancies. Interested citizens may submit written applications for vacancies to the following address: Clerk of the Board of Supervisors 1025 Escobar Street, ist Floor Martinez, CA 9455 Board , Commission, or Committee Measure X Community Advisory Board Seat: At-large Alternate 1 A ppointments will be made after July 25, 2023 I, Monica Nino, Clerk of the Board of Supervisors and the County Administrator, hereby certify that, in accordance with Section 54974 of the Government Code, the above notice of vacancy (vacancies) will be posted on July 11, 2023. cc: Hard Copy to Clerk of the Board Lobby Hard Copy to Minutes File Soft Copy .DOCX to M :\5 -Notices and Postings Soft Copy .PDF to $:\Minutes Attachments\Minutes 2020 Soft Copy .PDF to M :\1-Committee Files and Appl ications I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. Attested: July 11, 2023 Monica Nino, Clerk of the Board of Supervisors An 8c =tor ~ By: Q....l,(.)\_Q Y) Deputy Clerk RECOMMENDATION(S): ACCEPT the resignation of Genoveva Calloway, DECLARE a vacancy in the At-Large Alternate 1 Seat on the Measure X Community Advisory Board for a term ending March 31, 2024, and DIRECT the Clerk of the Board to post the vacancy. FISCAL IMPACT: None. BACKGROUND: Genoveva Calloway was appointed to the Measure X Community Advisory Board in April 2021. She has notified staff that she can no longer serve on the advisory board. CONSEQUENCE OF NEGATIVE ACTION: The seat will not be declared vacant and a new appointment would not be able to be made. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Lauren Hull, (925) 655-2007 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: C. 22 To:Board of Supervisors From:Monica Nino, County Administrator Date:July 11, 2023 Contra Costa County Subject:Resignation from the Measure X Community Advisory Board AGENDA ATTACHMENTS MINUTES ATTACHMENTS Vacancy Notice HAZARDOUS MATERIALS COMMISSION ROSTER AS OF JUNE 7, 2023 Position Name Start date End date City of Residence Business Seat 1 ‐ West Co. Council of Industries Fred Glueck 28‐Feb‐23 31‐Dec‐26 Alamo Business Seat 1 Alt. ‐ West Co. Council of Ind. Aaron Winer 28‐Feb‐23 31‐Dec‐26 Vallejo Business Seat 2 ‐ Industrial Association Mark Hughes 1‐Jan‐22 31‐Dec‐25 Benicia Business Seat 2 Alternate ‐ Industrial Association Amy McTigue 1‐Jan‐22 31‐Dec‐25 Lafayette Business Seat 3 ‐ Contra Costa Taxpayers Assoc. Andrew D Graham 28‐Feb‐23 31‐Dec‐24 Pleasant Hill Business Seat 3 Alt. ‐ Co. Co. Taxpayers Assoc. Marjorie Leeds 1‐Jan‐21 31‐Dec‐24 Martinez City Seat 1 Anthony L Tave 28‐Feb‐23 31‐Dec‐26 Pinole City Seat 1 Alternate Vacancy 1‐Jan‐23 31‐Dec‐26 City Seat 2 Mark Ross 1‐Jan‐20 31‐Dec‐23 Martinez City Seat 2 Alternate Edi Birsan 21‐Jan‐20 31‐Dec‐23 Concord City Seat 3 Soheila V Bana 21‐Mar‐23 31‐Dec‐24 Richmond City Seat 3 Alternate Peter K Cloven 30‐Mar‐21 31‐Dec‐24 Clayton Environmental Engineering Firms George Smith 1‐Jan‐22 31‐Dec‐25 Walnut Creek Environmental Engineering Firms Alternate Ronald Chinn 1‐Jan‐22 31‐Dec‐25 Lafayette Environmental Justice Representative Maureen M Brennan 26‐Jul‐22 31‐Dec‐25 Rodeo Environmental Justice Representative Alternate Kevin G Ruano Hernandez 18‐Apr‐23 31‐Dec‐25 San Pablo Environmental Organizations Seat 1 Vacancy 1‐Jan‐21 31‐Dec‐24 Environmental Organizations Seat 1 Alternate Vacancy 1‐Jan‐21 31‐Dec‐24 Environmental Organizations Seat 2 Jonathan Bash 1‐Jan‐20 31‐Dec‐23 Martinez Environmental Organizations Seat 2 Alternate Ed Morales 1‐Jan‐20 31‐Dec‐23 Martinez General Public Tim Bancroft 22‐Feb‐22 31‐Dec‐23 Danville General Public Alternate Vacancy 26‐Jul‐22 31‐Dec‐23 Labor Seat 1 ‐ Central Labor Council Julian Vinatieri 21‐Mar‐23 31‐Dec‐26 Vacaville Labor Seat 1 Alternate ‐ Central Labor Council Terry A Baldwin 28‐Feb‐23 31‐Dec‐26 Concord Labor Seat 2 ‐ United Steel Workers Local 5 Jim Payne 1‐Jan‐20 31‐Dec‐23 Martinez Labor Seat 2 Alternate ‐ United Steel Workers Local 5 Tracy Scott 1‐Jan‐20 31‐Dec‐23 Martinez League of Women Voters Marielle Boortz 1‐Jan‐21 31‐Dec‐24 League of Women Voters Alternate Madeline Kronenberg 1‐Jan‐21 31‐Dec‐24 RECOMMENDATION(S): APPOINT Frank Qin to the Business 3 Alternate seat on the Hazardous Materials Commission to complete the current term that will expire on December 31, 2024. FISCAL IMPACT: No fiscal impact. BACKGROUND: The Hazardous Materials Commission was established in 1986 to advise the Board, County Staff and the mayors, council members, and staffs of the cities within the County, on issues related to the development, approval and administration of the County Hazardous Waste Management Plan. Specifically, the Board charged the Commission with drafting a Hazardous Materials Storage and Transportation Plan and Ordinance, coordinating the implementation of the Hazardous Materials Release Response Plan and inventory program, and to analyze and develop recommendations regarding hazards materials issues with consideration to broad public input, and report back to the Board on Board referrals. The Business #3 Alternate seat was vacated on June 13, 2023 with the resignation of Marj Leeds. The bylaws of the Commission provide that Business #3 seat and its Alternate be nominated by the Contra Costa Taxpayers Association. The Contra Costa Taxpayers Association has nominated Frank Qin to the Business #3 Alternate seat, and Mr. Qin's application and letter of nomination are attached for reference as well as a current Commission roster. The term for the Alternate seat will expire on December 31, 2024. In the interest of maintaining enough filled seats to achieve a meeting quorum, Internal Operations Chair, Supervisor Andersen, authorized the County Administrator to forward this nomination directly to the Board of Supervisors. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Michael Kent, 925-313-6587 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: CAO (Enea), HazMat Staff C. 23 To:Board of Supervisors From:Monica Nino, County Administrator Date:July 11, 2023 Contra Costa County Subject:RECOMMENDATION FOR APPOINTMENTS TO THE HAZARDOUS MATERIALS COMMISSION ATTACHMENTS HazMat Roster Application_Frank Qin_HazMat Ltr of Support_CC Taxpayers Assoc. Contra Costa County NOTICE C.24 The Board of Supervisor~ will make appointments to fill existing advisory body vacancies. Interested citizens may submit written applications for vacancies to the following address: Clerk of the Board of Supervisors 1025 Escobar Street, 1st Floor Martinez, CA 9455 Board , Commission , or Committee Contra Costa County Fire Protection District Advisory Fire Commission Seat: At-Large Alternate #3 A ppointments will be made after July 25, 2023 I, Monica Nino, Clerk of the Board of Supervisors and the County Administrator, hereby certify that, in accordance with Section 54974 ofthe Government Code, the above notice of vacancy (vacancies) will be posted on July 11, 2023. cc: Hard Copy to Clerk of the Board Lobby Hard Copy to Minutes File Soft Copy .DOCX to M :\5-Notices and Postings Soft Copy .PDF to S:\Minutes Attachments\Minutes 2020 Soft Copy .PDF to M:\1-Committee Files and Applications I hereby certify that this is a true and correct copy of an action taken and entered on the minutes ofthe Board of Supervisors on the date shown. Attested: July 11, 2023 Monica Nino, Clerk of the Board of Supervisors ::,d~~~ Deputy Clerk RECOMMENDATION(S): Acting as the governing body of the Contra Costa County Fire Protection District, DECLARE vacant CCCFPD Advisory Fire Commission Commission At Large Alternate #3 Seat previously held by Susanna Thompson; and DIRECT the Clerk of the Board to post the vacancy, as recommended by the Fire Chief. (No fiscal impact) FISCAL IMPACT: There is no fiscal impact for this action. BACKGROUND: The CCCFPD Advisory Fire Commission was originally established by Resolution No. 99/138 by the authority of California Health and Safety Code Section 13844. The functions of the Advisory Fire Commission, revised by Resolution No. 2022/9, are to (1) serve as the Appeals Board on weed abatement matters; (2) review and make recommendations on Fire District goals and objectives; (3) provide advice and information to the Board of Dirctors on fire protection matters as needed; APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Lewis T. Broschard III, Fire Chief (925) 941-3300 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Stacey M. Boyd, Deputy cc: C. 24 To:Board of Supervisors From:Lewis T. Broschard III, Chief, Contra Costa Fire Protection District Date:July 11, 2023 Contra Costa County Subject:Declare Vacancy on the CCCFPD Advisory Fire Commission BACKGROUND: (CONT'D) (4) serve as liaison between the Board of Directors and the community served by the District; and (5) perform such other duties and responsibilities as may be assigned and as directed by the Board of Directors. The bylaws of the Commission provide that the At Large Alternate #3 Seat be appointed by the Board of Supervisors. The term of the seat expires on June 30, 2026. Susanna Thompson has been appointed to the District 3 seat. CONSEQUENCE OF NEGATIVE ACTION: The seat will remain unfilled, and this will potentially make it more difficult to achieve a quorum when seated members are absent. AGENDA ATTACHMENTS MINUTES ATTACHMENTS Vacancy Notice AB 1248 (Bryan) Page 1 of 11 SENATE COMMITTEE ON ELECTIONS AND CONSTITUTIONAL AMENDMENTS Senator Steven Glazer, Chair 2023 - 2024 Regular Bill No: AB 1248 Hearing Date: 7/5/23 Author:Bryan Version:6/13/23 Urgency:No Fiscal:Yes Consultant:Scott Matsumoto Subject: Local redistricting: independent redistricting commissions. DIGEST This bill requires a county or city with more than 300,000 residents, or a school district or community college district with more than 500,000 residents, to establish an independent redistricting commission (IRC) to adopt district boundaries after each federal decennial census. ANALYSIS Existing law: 1) Authorizes a county, general law city, school district, community college district, or special district to establish an IRC, or an advisory or hybrid redistricting commission, subject to certain conditions. 2) Defines the following terms related to local redistricting commissions: a) “Advisory redistricting commission” to mean a body that recommends to a legislative body placement of the district boundaries for that legislative body. b) “Hybrid redistricting commission” to mean a body that recommends to a legislative body two or more maps for the placement of the district boundaries for that legislative body, where the legislative body must adopt one of those maps without modification, except as may be required to comply with state or federal law. c) “Independent redistricting commission” to mean a body, other than a legislative body, that is empowered to adopt the district boundaries for a legislative body. 3) Places the following requirements and restrictions on local IRCs and hybrid redistricting commissions: a) Allows a local jurisdiction to prescribe the manner in which members are appointed to the commission, provided that the application process is open to all eligible residents Attachment C > (>)Page 2 and provided that commissioners are not directly appointed by the legislative body or an elected official of the jurisdiction. b)Establishes various restrictions for an individual, or a family member of the individual, preceding service, during service, and following service on an IRC or hybrid redistricting commission, as specified. c)Prohibits an IRC or hybrid redistricting commission from being comprised entirely of members who are registered to vote with the same political party preference. 4)Permits specified local jurisdictions that are partially or wholly located within a county that has established an IRC to contract with that county to have that IRC adopt the district boundaries for the local jurisdiction if certain conditions are met. 5)Establishes the California Citizens Redistricting Commission (CCRC), and requires it to adjust the boundary lines of the congressional, State Senatorial, Assembly, and Board of Equalization (BOE) districts in the year following the year in which the national census is taken under the direction of Congress at the beginning of each decade, as specified. 6)Establishes Citizens Redistricting Commissions in Fresno, Kern, Los Angeles, Riverside, and San Diego counties, and charges the commissions with adjusting the boundaries of supervisorial districts after each decennial federal census, as specified. This bill: 1)Requires a county, city, or city and county with more than 300,000 residents, or a school district or community college district with more than 500,000 residents, on July 1 of a year ending in the number nine, to establish an IRC composed of residents of the local jurisdiction to adopt the district boundaries for the jurisdiction's governing body after each federal decennial census. Allows a city, school district, or community college district to contract with the IRC for a county in which the local jurisdiction is partially or wholly located to adopt the district boundaries for the local jurisdiction's governing body. Provides that these requirements do not apply to counties that have an IRC pursuant to other provisions of existing state law, or to a local jurisdiction that established an IRC by ordinance, resolution, or charter amendment before January 1, 2023. 2)Requires a county, city, city and county, school district, or community college district that is required to establish an IRC or contract with a county IRC, and that does not do so by January 1 of a year ending in the number zero, to establish an IRC as follows: a)Requires the local jurisdiction to recruit eligible residents to apply to serve on the IRC with the assistance of civic and community groups, as specified. b)Requires the IRC to consist of 14 members and 2 alternates, as specified. c)Requires each commissioner to meet all of the following qualifications, in addition to the qualifications that otherwise apply to members of IRCs under existing law: Attachment C AB 1248 (Bryan) Page 3 of 11 c.i)Be a resident of the local jurisdiction. c.ii)Possess a history of civic engagement and participation. c.iii)Possess experience that demonstrates analytical skills relevant to redistricting and voting rights, and possess an ability to comprehend and apply applicable legal requirements. c.iv)Possess experience that demonstrates an ability to be impartial. c.v)Possess experience that demonstrates an appreciation for the diverse demographics and geography of the local jurisdiction. d)Permits an interested person meeting the qualifications to apply to the selection entity to be considered for membership on the IRC. Requires the selection entity to review the applications and eliminate applicants who do not meet the specified qualifications. Requires the selection entity to make public the number of qualified applicants and provide the demographic data of the qualified applicants by aggregated percentages. Requires the selection entity to reopen the applicant period for at least 30 days and conduct additional outreach if the pool of applicants does not have a sufficient number of qualified applicants or does not sufficiently represent the local jurisdiction’s local diversity as determined by the selection entity. e)Requires the selection entity to select 40 of the most qualified applicants, as specified, and to make their names public for at least 30 days. Requires the commissioners to be chosen from this screened pool of 40 applicants. f)Requires a random drawing to select one commissioner from each of the subpools, as specified. g)Provides, in jurisdictions that have a legislative body with eight members or fewer, the selection entity shall create a subpool for each of the existing districts of the local jurisdiction from the pool of qualified applicants. h)Provides if a jurisdiction has a legislative body with more than eight existing districts, the selection entity shall conduct a random drawing from the pool of qualified applicants to select eight commissioners. Provides, of the eight commissioners selected, not more than one commissioner shall reside in each of the existing districts of the local jurisdiction. Provides that if an applicant whose name is drawn resides in the same existing district as a person whose name has already been drawn as part of the random drawing, that applicant shall be not be seated as a commissioner, and another name shall be drawn from the pool, as specified. i)Requires the randomly selected commissioners to review the remaining names in the subpools of applicants and to appoint additional applicants and alternates to the IRC until all remaining positions on the IRC are filled, as specified. Requires the appointees to be chosen based on relevant experience, analytical skills, and ability to be impartial, and to ensure that the IRC reflects the jurisdiction’s diversity, as specified. Attachment C > (>)Page 4 j)Requires the legislative body of the jurisdiction to prescribe the selection entity used to appoint members to the IRC, as specified. k)Requires a member of the IRC to apply the law in a manner that is impartial and that reinforces public confidence in the integrity of the redistricting process. l)Provides that nine members of the IRC constitute a quorum, and nine or more affirmative votes are required for any official action. m)Permits an IRC to remove one of its members in the event of substantial neglect of duty, gross misconduct in office, or inability to discharge the duties of office. Provides that removal shall require nine or more affirmative votes from the other members after the member was served written notice and provided an opportunity to respond. Requires, in the case of a vacancy in the commission that occurs prior to the applicable redistricting deadline, an IRC select one alternate commissioner to fill the vacancy as a voting member. Requires that if no alternate exists, the vacancy be filled by an IRC from the pool of qualified applicants within 30 days after the vacancy occurs. 3)Imposes all of the following requirements and conditions on IRCs created pursuant to this bill: a)Prohibits a member of the IRC from communicating with any individual or organization regarding redistricting matters outside of a public meeting, except for communications with staff of the local jurisdiction regarding administrative matters of the IRC, and communications with another commissioner, staff, legal counsel, or consultants retained by the IRC. b)Requires that members of the IRC receive a stipend, in an amount determined by the local jurisdiction, for each day in which they attend a meeting of the IRC or a committee or subcommittee of the IRC, as specified. c)Requires the local jurisdiction to provide reasonable funding and staffing of the IRC. 4)Requires IRCs and hybrid redistricting commissions to be subject to the same redistricting procedures and criteria, and the same requirements for the minimum number of public redistricting hearings, which would otherwise apply to a legislative body. 5)Requires, if a local jurisdiction contracts with the IRC for a county, that the county’s IRC must conduct the number of public redistricting hearings in the local jurisdiction that would otherwise apply to the legislative body for that jurisdiction if it were adopting the district boundaries. 6)Requires the State Auditor to provide the contact information of any applicant to serve as a commissioner on the CCRC to any city or county that has established an independent or hybrid redistricting commission, and to make a good faith effort to identify all independent and hybrid redistricting commissions in the state. Requires the Auditor to notify CCRC applicants of opportunities to serve on such redistricting commissions in counties or cities Attachment C AB 1248 (Bryan) Page 5 of 11 where the applicant is a resident, as specified, and encourages the Auditor to notify CCRC applicants about opportunities to serve on local independent or hybrid redistricting commissions for jurisdictions other than cities or counties, as specified. 7)Requires the Department of Finance (DOF) to prepare a population estimate for each school district and community college district by May 1 in each year ending in the number nine. Requires population estimates prepared by the DOF to be used to determine whether a local jurisdiction must establish an IRC under this bill. 8)Makes existing law governing the formation and operation of local IRCs, hybrid redistricting commissions, and advisory redistricting commissions applicable to commissions formed by charter cities. Specifies that the provisions of this bill related to local redistricting address a matter of statewide concern rather than a municipal affair, and therefore specifies that those provisions are applicable to charter cities. 9)Makes various findings and declarations. 10)Makes clarifying, technical, and conforming changes. BACKGROUND California Citizens Redistricting Commission. Proposition 11, which was approved by the voters at the 2008 statewide general election, created the CCRC, and gave it the responsibility for establishing district lines for Assembly, Senate, and BOE. Proposition 11 also modified the criteria to be used when drawing district lines. Two years later, California voters approved Proposition 20, which gave the CCRC the responsibility for establishing lines for California's congressional districts, and made other changes to the procedures and criteria to be used by the CCRC. The CCRC consists of 14 registered voters, including five Democrats, five Republicans, and four others, all of whom are chosen according to procedures specified in Proposition 11. The CCRC adopted district lines for the Legislature, Congress, and the BOE in the 2011 following the release of 2010 census data, and again in 2021 following the release of 2020 census data. Local Redistricting Commissions and Previous Legislation. Prior to 2017, state law generally permitted a county or a city to create an advisory redistricting commission (described in state law at the time as a "committee" of residents of the jurisdiction), but did not expressly permit local jurisdictions to create commissions that had the authority to establish district boundaries. Instead, the authority to establish district boundaries for a local jurisdiction generally was held by the governing body. While charter cities could establish redistricting commissions that had the authority to establish district boundaries, charter counties did not have that authority in the absence of express statutory authorization. In 2016, however, the Legislature passed and the Governor signed SB 1108 (Allen), Chapter 784, Statutes of 2016, which permits a county or a general law city to establish a redistricting commission, subject to certain conditions. SB 1018 (Allen), Chapter 462, Statutes of 2018, built upon SB 1108 by allowing all local governmental entities to establish redistricting commissions, and by modifying some of the rules governing local redistricting commissions. Attachment C > (>)Page 6 Separately, the Legislature has enacted a number of bills to require specified counties to establish redistricting commissions. SB 958 (Lara), Chapter 781, Statutes of 2016, required the establishment of a Citizens Redistricting Commission in Los Angeles County. Similarly, AB 801 (Weber), Chapter 711, Statutes of 2017, required the establishment of a Citizens Redistricting Commission in San Diego County. These commissions were in place for redistricting following the 2020 federal decennial census, and drew the district lines for those counties’ supervisorial districts. Last year, the Legislature approved AB 1307 (Cervantes), Chapter 403, Statutes of 2022, which creates a Citizens Redistricting Commission in Riverside County, AB 2030 (Arambula), Chapter 407, Statutes of 2022, which creates a Citizens Redistricting Commission in Fresno County, and AB 2494 (Salas), Chapter 411, Statutes of 2022, which creates a Citizens Redistricting Commission in Kern County, as specified. All of those commissions will be created for the next redistricting process following the 2030 census. SB 139 (Allen) of 2019 would have required a county with a population of 400,000 or more to establish an IRC to adopt the county supervisorial districts after each federal decennial census, as specified. Governor Newsom vetoed SB 139 stating, “While I agree these commissions can be an important tool in preventing gerrymandering, local jurisdictions are already authorized to establish independent, advisory or hybrid redistricting commissions. Moreover, this measure constitutes a clear mandate for which the state may be required to reimburse counties pursuant to the California Constitution and should therefore be considered in the annual budget process.” Affected Jurisdictions. According to the January 1, 2022, population estimates from the DOF, the following counties and cities have populations of 300,000 or more, and would be required to establish IRCs for 2030 under this bill: Counties: Alameda, Contra Costa, Fresno, Kern, Los Angeles, Monterey, Orange, Placer, Riverside, Sacramento, San Bernardino, San Diego, San Francisco, San Joaquin, San Mateo, Santa Barbara, Santa Clara, Solano, Sonoma, Stanislaus, Tulare, and Ventura. This bill exempts those counties from the requirement to create IRCs provided that the provisions of existing law requiring IRCs in those counties remains in effect. San Francisco is a charter city and county, and would be subject to this bill’s requirements that apply to cities, rather than those that apply to counties. Based on current population growth rates, Merced County may also have a population of 300,000 or more by July 1, 2029, and thus would be required to establish an IRC under this bill. Cities: Anaheim, Bakersfield, Fresno, Irvine, Long Beach, Los Angeles, Oakland, Riverside, Sacramento, San Diego, San Francisco, San Jose, Santa Ana, and Stockton. Based on data from the United States Census Bureau, the following school districts appear to have populations of 500,000 or more, and would be required to establish IRCs for 2030 under this bill: Long Beach USD, Los Angeles USD, and San Diego USD. San Francisco USD would be affected if it shifted to district elections. According to data provided by the sponsors of the bill, for community college districts, the following districts appear to have populations of 500,000 or more, and would be required to Attachment C AB 1248 (Bryan) Page 7 of 11 establish IRCs for 2030 under this bill: Los Angeles, Los Rios, Contra Costa, State Center, San Diego, South Orange County, Riverside, Kern, Mt. San Jacinto, North Orange County, San Jose-Evergreen, Chaffey, Ventura County, San Joaquin Delta, Mt. San Antonio, San Mateo, Coast, Chabot-Las Positas, Peralta, Yosemite, San Bernardino, Rancho Santiago, Sierra Joint, El Camino, Long Beach, and Southwestern. It should be noted that these districts vary in how they elected their trustees and could be elected by-district, elected by- district in the primary and by the entire district in the general election, or from a district and elected by voters of the entire district. COMMENTS 1)According to the author: AB 1248 ensures community control over the redistricting process. The bill would require a county, general law city, and charter city that contains over 300,000 residents to establish an independent redistricting commission to adopt district boundaries. School district and community college district that contain over 500,000 residents will also establish an independent redistricting commission to adopt district boundaries. These localities will have until March 1, 2030 to establish an independent redistricting commission that meets local needs and adheres to best practices of independence and transparency. Voters and communities should have the right to choose their elected representatives, rather than the elected officials choosing their voters. Independent redistricting commissions (IRCs) are a proven and effective tool to ensure that the redistricting process respects and fairly represents communities, neighborhoods, and shared interests. This bill would ensure independence, transparency and best practices in the vital task of drawing district lines. 2)Local Control Over IRC Design. Although this bill requires specified local government bodies with more than 300,000 residents to establish IRCs to adopt district boundaries following each federal decennial census, this bill does not mandate that those bodies use a specific model of IRC as long as the commission that a local government body creates meets all the requirements of an IRC as provided under existing law. Local jurisdictions would still have the ability to decide the size of the IRC, the manner in which members are appointed to the IRC (provided that commissioners are not directly appointed by local elected officials), and the timeline for the formation of the IRC. Local jurisdictions would also be able to establish additional qualifications for members of the IRC, beyond the qualifications that apply under state law to IRCs more generally. If a jurisdiction is required to have an IRC under this bill, and it fails to create its own IRC by January 1 of a year ending in zero, then that jurisdiction would be required to establish an IRC pursuant to a default structure specified in this bill. 3)Default Commission Structure. The default IRC structure and selection process provided in this bill for situations where a jurisdiction does not create its own IRC is loosely modeled after the structure of the CCRC and of IRCs that are required to be formed in Fresno, Kern, Los Angeles, Riverside, and San Diego counties under existing law. There are slight differences between the default IRC for counties and the default IRC for cities, school districts, and community college districts under this bill. Attachment C > (>)Page 8 Like the CCRC and IRCs in Fresno, Kern, Los Angeles, Riverside, and San Diego counties, the default IRCs under this bill would consist of 14 members with some commissioners chosen randomly from the pool of applicants and other commissioners appointed by those chosen at random in an effort to ensure that the commission reflects the diversity of the jurisdiction. The qualification requirements for members are also similar (though not identical) to the requirements for members of the IRCs in Fresno, Kern, Los Angeles, Riverside, and San Diego counties. However, in at least some cases, the default IRC structure provided in this bill may not be compatible with the makeup of certain jurisdictions. For instance, the process for creating the IRC under the default structure provides for commissioners to be selected at random from each existing district of the legislative body of the jurisdiction to the extent feasible given the number of existing districts. The language does not specify a process for how the IRC is to be selected in jurisdictions where it is not feasible to select commissioners at random from each of the existing districts. For example, the number of districts in the jurisdiction exceeds the number of commissioners to be chosen. Even if it is feasible to select a commissioner from each of the existing legislative districts, it is unclear whether it would be desirable to do so in all circumstances. As described above, the CCRC and the IRCs in Fresno, Kern, Los Angeles, Riverside, and San Diego counties all have a selection process under which some commissioners are chosen at random and other commissioners are appointed by the randomly-selected commissioners. Since there is no guarantee that a random selection process will produce an IRC that is diverse and representative of the jurisdiction, an IRC formation process that requires a portion of commissioners to be appointed allows for the appointing authority to consider the diversity of and representation on the IRC when making the appointments. If few or none of the commissioners are directly appointed, there would be little recourse if the random selection of commissioners resulted in an unrepresentative body. 4)Argument in Support. In a letter supporting AB 1248, Courage California stated, in part, the following: Voters and communities should have the right to choose their elected representatives, rather than the elected officials choosing their voters. Independent redistricting commissions (IRCs) are one tool to ensure that the redistricting process respects and fairly represents communities, neighborhoods, and shared interests. California has been recognized nationally for bringing independent, nonpartisan redistricting throughout the state. However, while local jurisdictions have the statutorily granted ability to create their own IRCs, most jurisdictions have not. Self-interested political incumbents simply do not have an incentive to cede their own authority to gerrymander to protect themselves and their political party. Unfortunately, this means many communities continue to be subjected to gerrymandering, poor public engagement, and a lack of transparency as incumbents with an inherent conflict of interest determine district boundaries. Attachment C AB 1248 (Bryan) Page 9 of 11 5)Argument in Opposition. In a letter opposing AB 1248, the California State Association of Counties, Rural County Representatives of California, and Urban Counties of California stated, in part, the following: While we acknowledge the Legislature’s interest in requiring broad adoption of independent redistricting commissions at the local level, AB 1248 does not provide the necessary resources for counties to execute a successful independent redistricting commission process. To that end, we continue to urge amendments to the bill that ensure counties are fully reimbursed for costs and incorporate more robust statutory and technical assistance supports to ensure that local agencies are able to effectively deliver on the promise of independent redistricting. Additionally, we suggest amendments that would limit the scope of the bill in 2031 to those cities and counties with populations of 500,000 and to incorporate an independent assessment of the 2031 redistricting process in these jurisdictions to better understand the outcomes and impacts faced by local agencies, their independent commissions, and stakeholders before expanding a mandate to convene an independent redistricting commission to additional jurisdictions. […] The promise of local independent redistricting commissions, as outlined in AB 1248, is to “ensure better outcomes for communities, in terms of fairness, transparency, public engagement, and representation.” To successfully achieve this promise, counties need more than a directive to establish a commission. They – and their corresponding commissions – need real, concrete supports from the state, including statutory changes informed by the experiences of counties that have already been through the process, financial resources, and real-time technical assistance. Without this kind of support, we are concerned that counties will be set up for failure and such a failure would only serve to validate public distrust in the redistricting process and in our democratic systems that are already under intense public scrutiny. 6)Double Referral. If approved by this committee, AB 1248 will be referred to the Committee on Governance and Finance. RELATED/PRIOR LEGISLATION AB 34 (Valencia) of 2023 creates a Citizens Redistricting Commission in Orange County, as specified. SB 52 (Durazo) of 2023 requires charter cities with a population of 2.5 million people or more to create an independent redistricting commission. The City of Los Angeles is the only city that would be affected by that bill based on current population figures. SB 314 (Ashby) of 2023 creates a Citizens Redistricting Commission in Sacramento County. AB 1307 (Cervantes), Chapter 403, Statutes of 2022, created a Citizens Redistricting Commission in Riverside County, as specified. Attachment C > (>)Page 10 AB 2030 (Arambula), Chapter 407, Statutes of 2022, created a Citizens Redistricting Commission in Fresno County, as specified. AB 2494 (Salas), Chapter 411, Statutes of 2022, created a Citizens Redistricting Commission in Kern County, as specified. AB 849 (Bonta), Chapter 557, Statutes of 2019, revised and standardized redistricting criteria, procedures, and requirements that counties and cities must follow when they adopt or adjust the boundaries of electoral districts used to elect members of the jurisdictions’ governing bodies. AB 1276 (Bonta), Chapter 90, Statutes of 2020, made a number of technical and clarifying changes to law governing local government redistricting that were inadvertently left out of AB 849 (Bonta). AB 1724 (Salas) of 2019 would have required general law cities and counties to establish independent redistricting commissions that are modeled after the CRC. AB 1724 was held in the Assembly Committee on Elections and Redistricting. SB 139 (Allen) of 2019 would have required a county with a population of 400,000 or more to establish an independent redistricting commission to adopt the county supervisorial districts after each federal decennial census. SB 139 was vetoed by the Governor with the following message: This bill requires a county with more than 400,000 residents to establish an independent redistricting commission tasked with adopting the county's supervisorial districts following each federal decennial census. While I agree these commissions can be an important tool in preventing gerrymandering, local jurisdictions are already authorized to establish independent, advisory or hybrid redistricting commissions. Moreover, this measure constitutes a clear mandate for which the state may be required to reimburse counties pursuant to the California Constitution and should therefore be considered in the annual budget process. SB 1018 (Allen), Chapter 462, Statutes of 2018, extended the authority to adopt redistricting commissions to school districts, community college districts, and special districts, relaxed some requirements for members of independent commissions, and allowed for hybrid commissions. AB 801 (Weber), Chapter 711, Statutes of 2017, revised the membership of the County of San Diego’s Citizens Redistricting Commission to a 14-member commission charged with adjusting the boundary lines of the districts of the Board of Supervisors. SB 958 (Lara), Chapter 781, Statutes of 2016, established an independent Citizens Redistricting Commission in the County of Los Angeles to adjust the boundary lines of the districts of the county’s Board of Supervisors. SB 1108 (Allen), Chapter 784, Statutes of 2016, authorized a county or a general law city to establish a redistricting commission. Attachment C AB 1248 (Bryan) Page 11 of 11 PRIOR ACTION Assembly Floor:61 - 17 Assembly Appropriations Committee:11 - 4 Assembly Elections Committee:5 - 1 POSITIONS Sponsor:Asian Americans Advancing Justice – SoCal California Common Cause League of Women Voters of California Support:AAPIs for Civic Empowerment – Education Fund ACLU California Action Alameda County Coalition for Fair Redistricting American Federation of State, County, and Municipal Employees, AFL-CIO Asian Americans Advancing Justice – Asian Law Caucus California Environmental Voters Central Coast Alliance United for a Sustainable Economy Communities United for Restorative Youth Justice Courage California Dolores Huerta Foundation Ella Baker Center for Human Rights Empowering Pacific Islander Communities Faculty Association of California Community Colleges Indivisible CA: StateStrong Inland Equity Partnership Los Angeles County Democratic Party Rising Communities Santa Monica Democratic Club Silicon Valley Community Foundation South Bay People Power One individual Oppose:California State Association of Counties Fresno County Board of Supervisors Rural County Representatives of California Urban Counties of California -- END -- Attachment C AB 764 (Bryan) Page 1 of 13 SENATE COMMITTEE ON ELECTIONS AND CONSTITUTIONAL AMENDMENTS Senator Steven Glazer, Chair 2023 - 2024 Regular Bill No: AB 764 Hearing Date: 7/5/23 Author:Bryan and Cervantes Version:5/18/23 Urgency:No Fiscal:Yes Consultant:Scott Matsumoto Subject: Local redistricting. DIGEST This bill makes special districts, school districts, community college districts, and county boards of education subject to similar criteria and process requirements that apply to counties and cities that are adjusting the boundaries of the districts used to elect members of their governing bodies. Increases the public hearing and outreach requirements that apply to all local jurisdictions as part of the process for adopting or adjusting boundaries. Establishes a procedure for legal challenges when a local jurisdiction does not comply with the requirements of state law related to redistricting. ANALYSIS Existing law: 1) Requires the boundaries of the trustee areas of a county board of education, or of a school district or community college district, to be adjusted following each decennial federal census using population figures validated by the Demographic Research Unit of the Department of Finance. 2) Requires a county or a city, when adopting or adjusting the boundaries of the electoral districts that are used to elect members of the jurisdiction’s governing body, to adopt districts that are substantially equal in population based on data from the most recent federal decennial census, as specified. Prohibits an incarcerated person from being counted in the jurisdiction’s population except for those inmates whose last known place of residence can be assigned to a census block in the jurisdiction, as specified. Requires the districts to comply with the United States and California Constitutions, and the Voting Rights Act (VRA). Prohibits district boundaries from being adopted for the purpose of favoring or discriminating against a political party. Requires district boundaries to be adopted using the following criteria, in order of priority: a) Requires districts to be geographically contiguous to the extent practicable, as specified. Attachment B > (>)Page 2 b)Requires districts to respect the geographic integrity of local neighborhoods and communities of interest to the extent practicable, as specified. Provides that “communities of interest” does not include relationships with political parties, incumbents, or candidates. c)Requires districts to respect the geographic integrity of a city or census designated place in a manner that minimizes its division, to the extent practicable. This criteria does not apply to a city that is adopting district boundaries. d)Provides that district boundaries should be easily identifiable and understandable by residents, and requires such boundaries to follow natural and artificial barriers, streets, and the boundaries of the local jurisdiction to the extent practicable, as specified. e)Requires district boundaries to be drawn to encourage geographical compactness to the extent practicable, as specified. 3)Requires a county or city, as part of its redistricting process, to comply with various public hearing, outreach, transparency, and process requirements. 4)Requires a county or city that fails to adopt district boundaries by the deadline to petition the superior court in the county for an order adopting district boundaries. Permits a resident to petition the court if the jurisdiction fails to do so within five days after the deadline. a)Requires the court to adopt boundaries using the required criteria. Requires the new boundaries to be used in the agency’s next regular election. Permits the court to order the adjustment of deadlines as necessary to implement the new boundaries. b)Requires the court to hold at least one public hearing before adopting district boundaries. c)Permits the court to appoint a special master to assist the court in adopting boundaries. Requires the agency to pay for the cost of the special master. 5)Requires a special district, before adjusting the boundaries of divisions from which governing body members are elected, to hold at least one public hearing on the proposal to adjust the boundaries prior to the public hearing at which the governing body votes to approve or defeat the proposal. 6)Requires the SOS, before January 1 of each year ending in the number one, to publish templates that provide a general explanation of county and city redistricting processes, and procedures for a member of the public to testify or submit testimony as part of those processes, as specified. Requires the SOS, before January 1 of each year ending in the number one, to make a determination for each city about any language that is spoken by a group of city residents with limited English proficiency who constitute 3% or more of the city’s total population over four years of age for whom language can be determined, as specified. Attachment B AB 764 (Bryan) Page 3 of 13 This bill: 1)Standardizes the criteria to be used for drawing districts in local jurisdictions by requiring a special district, school district, community college district, or county board of education to use the same criteria, generally, that a county is required to use under existing law when adopting or adjusting the boundaries of districts. Requires an advisory or hybrid redistricting commission to comply with these criteria for any districts it proposes. Updates those criteria as they apply to all local jurisdictions, including counties and cities, when adopting district boundaries, as follows: a)Requires jurisdictions to comply with each of the criteria to the maximum extent practicable. Clarifies that a district cannot prioritize a lower-ranked criterion where it conflicts with a higher-ranked criterion. Prohibits a jurisdiction from prioritizing any criterion not listed in state law over a listed criterion, or from using an unlisted criterion if it conflicts with one that is listed. b)Prohibits districts from being drawn for the purpose of favoring or discriminating against an incumbent or political candidate. c)Provides that an existing provision of law that specifies that the criteria in state law do not apply to a charter city that has adopted comprehensive or exclusive redistricting criteria in its city charter applies only if the criteria in the city charter is mandatory, and only if that criteria includes a requirement to keep whole either communities of interests or neighborhoods. Requires a charter city to explain the basis on which the districting body made its decisions in achieving compliance with the requirements prescribed by this bill and the criteria described in the city charter, as specified. 2)Requires a local jurisdiction to determine whether it is possible to create a district or districts in which a minority group is sufficiently large and geographically compact to constitute a majority in a single-member district, as set forth in case law related to the enforcement of the federal Voting Rights Act (VRA) with respect to redistricting, and requires the jurisdiction to publish the results of that analysis, as specified. Requires a jurisdiction that conducts an analysis to determine whether “racially polarized voting” exists in the local jurisdiction, as defined in case law regarding enforcement of the VRA, to publish a summary of that analysis, as specified. 3)Requires the body that adopts district lines for a local jurisdiction (hereinafter referred to as the “districting body”), except in a special district or small education district, to issue a report explaining the basis on which the body made its decisions in complying with the requirements and criteria in state law, as specified. 4)Increases the number of hearings and workshops that are required to be held as part of a local jurisdiction’s redistricting process, and expands the substantive requirements that apply to those hearings. a)Requires all local jurisdictions to hold at least one workshop before the districting body draws a draft map(s) of any proposed boundaries. Provides that a workshop is a standalone meeting at which the local jurisdiction provides the public with information Attachment B > (>)Page 4 on the redistricting process, including information on how to provide public comment and instructions on how to use an online mapping tool to create maps to submit to the jurisdiction, if applicable. Requires submitted draft maps and an oral summary that characterizes the number and nature of the public comments received at any workshop to be presented to the districting body at the next public hearing, as specified. b)Requires the following number of hearings to be held, in addition to the workshop described above: b.i)In the case of special districts and small education districts, at least two additional public hearings must be held. b.ii)In the case of all education districts that are not small education districts, and in the case of counties and cities with a population of fewer than 250,000 residents, at least five additional hearings must be held. At least one must be before a draft map of district boundaries is released, and at least four must be after a draft map is released. b.iii)In the case of counties and cities with a population of 250,000 – 499,999 residents, at least seven additional hearings must be held. At least two must be before a draft map of district boundaries is released, and at least five must be after a draft map is released. b.iv)In the case of counties and cities with a population of 500,000 residents or more, at least nine additional hearings must be held. At least two must be before a draft map of district boundaries is released, and at least seven must be after a draft map is released. c)Requires a hearing to begin at a fixed time if it is consolidated with a meeting of the jurisdiction that includes other substantive agenda items (a similar requirement applies to counties and cities under existing law). d)Requires all of the following for jurisdictions other than special districts and small education districts: d.i)At least two workshops or hearings must be held on a weekend or in the evening (existing law makes this requirement applicable to at least one workshop or hearing in county and city redistricting processes). d.ii)The building in which the workshop or hearing is held must be accessible to persons with disabilities (a similar requirement applies to counties and cities under existing law). d.iii)In-person and remote testimony options must be available for all hearings, as specified. Attachment B AB 764 (Bryan) Page 5 of 13 d.iv)Live translation of a workshop or hearing into an applicable language must be made available if a request for translation is made in advance, as specified (a similar requirement applies to counties and cities under existing law). e)Permits the jurisdiction to place reasonable limits on an individual’s speaking time at a public hearing. Prohibits the total amount of time available for all public comment at a public hearing from being limited to less than two hours. 5)Requires a public hearing that is held by an advisory or hybrid redistricting commission to comply with the same requirements that apply to hearings held by a districting body. 6)Requires a special district, school district, community college district, or county board of education to make a good faith effort to encourage residents to participate in the redistricting process and to make a good faith effort to provide redistricting information to the media, civic and community groups, and interested persons, as specified (similar requirements apply to counties and cities under existing law). 7)Requires, except in the case of special districts and small educational districts, that a local jurisdiction or the districting body for that jurisdiction adopt a redistricting public education and outreach plan, as specified. a)Requires the jurisdiction to consult with specified entities when developing the plan, and to post a draft plan online for a 14-day review and comment period prior to adopting the plan. b)Requires the plan to include specified information about how the jurisdiction will inform residents, the media, and civic and community groups about its redistricting process, as specified, whether and how it will coordinate outreach and messaging with other local jurisdictions in the county, and the number of workshops and public hearings the local jurisdiction intends to hold and their anticipated dates, among other information. 8)Requires a school district, community college district, or county board of education, except a small education district, to publish the date, time, and location for any workshop or hearing on the internet at least five days in advance, or at least 72 hours in advance if there are fewer than 28 days until the deadline to adopt boundaries (similar requirements apply to counties and cities under existing law). 9)Requires a local jurisdiction, except a special district or small education district, to publish a draft map of district boundaries on the internet for at least seven days before adoption as a final map, or for at least 72 hours if there are fewer than 28 days until the deadline to adopt boundaries (similar requirements apply to counties and cities under existing law). a)Requires each draft map prepared by a member of an advisory or hybrid redistricting commission, the districting body, or employees or contractors of the local jurisdiction, or any draft map submitted by the public that a member of an advisory or hybrid commission or the districting body asks be discussed or considered, to be accompanied by specified information about the population of each proposed district, as specified (similar requirements apply to counties and cities under existing law, Attachment B > (>)Page 6 except that this requirement does not currently apply to maps submitted by the public that a member of the districting body asks be discussed or considered). b)Prohibits an advisory or hybrid redistricting commission, the districting body, and employees or contractors of the local jurisdiction from releasing draft maps earlier than three weeks after a specified redistricting database is first made publicly available. Provides for this period to be reduced if the redistricting database is made available fewer than 90 days before the deadline for adopting districts (similar requirements apply to counties and cities under existing law), as specified. 10)Requires a local jurisdiction, except a special district or small education district, to video or audio record or prepare a written summary of each oral public comment and deliberation made at every workshop and hearing, as specified (similar requirements apply to counties and cities under existing law). 11)Requires a local jurisdiction to permit public comment to be submitted in a paper format or electronically (similar requirements apply to counties and cities under existing law). 12)Requires the local jurisdiction to make written public comments and draft maps available to the public on its redistricting web page, as specified. Provides that this requirement does not apply to special districts or small education districts. 13)Requires a local jurisdiction to establish a redistricting web page prior to holding its first workshop or public hearing, and requires that page to be maintained for at least 10 years after the adoption of new election district boundaries. Requires the page to contain specified information. Provides that this requirement does not apply to special districts or small education districts that do not have and are not legally required to have a website. (Similar requirements apply to counties and cities under existing law, except that existing law does not expressly require the web page to be established before the first workshop or hearing, and existing law requires a smaller amount of information to be included on the web page.) 14)Requires the Secretary of State (SOS) to do all of the following: a)Publish the following documents not later than December 15 of each year ending in the number zero: a.i)Templates that provide a general explanation of local redistricting processes, and procedures for a member of the public to testify or submit testimony as part of those processes. Existing law requires the SOS to publish similar templates related to city and county redistricting. a.ii)A template of a notice explaining the languages in which a local jurisdiction is required to provide live translation and how a person can make a request for such translation. a.iii)A template of instructions for a member of the public to sign up for regular notices regarding redistricting. Attachment B AB 764 (Bryan) Page 7 of 13 a.iv)A template form for a member of the public to describe and identify the boundaries of a neighborhood or community of interest. a.v)A brief summary and checklist of the redistricting requirements imposed on a local jurisdiction under state law. b)Requires the SOS to post these documents online for a 30-day public comment period, and to solicit input from specified types of entities before posting any draft. Requires the SOS to translate these documents into every language that is an applicable language for a city or county in the state. c)Requires, no later than January 1, 2031, and no later than January 1 in every year ending in the number one thereafter, the SOS to publish the applicable languages for each city and county in a conspicuous location on the their internet website, as specified. d)Provide a training to local jurisdictions and associations representing such local jurisdictions that summarizes the requirements imposed on a local jurisdiction by state law. Requires the training to be video recorded and posted on the internet. e)Make available to the public a free electronic mapping tool, loaded with relevant population and demographic data for each county and city whose legislative body is elected by district, which can be used by the public to create neighborhood, community of interest, or draft district maps that can be submitted to the local jurisdiction. Provides that implementation of this provision is contingent on a future appropriation. 15)Makes special districts, school districts, community college districts, and county boards of education that fail to adopt district boundaries by the deadline subject to an existing procedure that requires a county or city to petition the superior court for an order adopting district boundaries. Allows any interested person to petition the court to adopt new district lines if the jurisdiction fails to petition the court within five days of the deadline (existing law as it relates to counties and cities allows only a resident of the jurisdiction to petition the court in these circumstances). 16)Permits any interested person to bring a legal action to enforce the provisions of state law related to local redistricting, as specified. Permits an action alleging that an adopted district map does not comply with the criteria and requirements of law to be brought at any time prior to an election that will be conducted using those district boundaries. Provides the following notice-and-cure process before a legal action can be brought alleging a past violation of the law related to the redistricting process (the notice-and-cure requirement does not apply to challenges to the substance of adopted maps): a)Requires a person to make a written demand for the local jurisdiction to cure or correct the alleged violation within 30 days. Gives the local jurisdiction 15 days from receipt of the demand to either correct the alleged violation or inform the person that it will not correct the alleged violation. Attachment B > (>)Page 8 b)Permits a person to bring an action within 15 days if the local jurisdiction takes no action or does not cure or correct the violation. Permits a court to award court costs and reasonable attorneys’ fees to the plaintiff where it is found that an advisory or hybrid commission or a districting body violated this chapter and failed to correct or unreasonably delayed correcting the violation after receiving the written demand. 17)Permits a court to order appropriate remedies in response to any violation. Permits a court that is required to change or adopt new election district boundaries to appoint a special master to assist the court, as specified. Requires the local jurisdiction to pay the cost for the special master and associated costs. 18)Requires all local jurisdictions to adopt district boundaries as part of the redistricting process not later than 204 days before the local jurisdiction’s next regular election occurring after January 1 in each year ending in the number two, except as specified. 19)Clarifies that any change in district boundaries of a local jurisdiction due to redistricting does not affect the term of office of any governing board member, and clarifies that each governing board member continues to represent the residents of the district from which the person was elected for the duration of that term of office. Specifies that a governing board may assign a board member to provide constituent services to residents of an area that is temporarily not represented by a governing board member due to redistricting. 20)Provides that legal proceedings brought to enforce the requirements of this bill and existing law related to local redistricting are entitled to precedence in court, as specified. 21)Defines an “applicable language,” for the purposes of this bill, as the following: a)For a county or county office of education that is not a small education district, any language in which ballots are required to be provided in the county pursuant to a specified provision of the VRA. b)For a city, any language that is spoken by a group of city residents with limited English proficiency who constitute 3% or more of the city’s total population over four years of age for whom language can be determined, as specified. c)For a school district that is not a small education district, any language in which a school within the district is required to provide translated materials pursuant to a specified provision of the Education Code. d)For a community college district that is not a small education district, any language that qualifies as an applicable language for a county in which the district is located. 22)Defines a “small education district,” for the purpose of this bill, as a county office of education in a county with fewer than 250,000 residents, or a school or community college district serving an area with fewer than 250,000 residents. 23)Specifies that “advisory redistricting commission,” “hybrid redistricting commission,” and “independent redistricting commission” have the same meanings as those terms are Attachment B AB 764 (Bryan) Page 9 of 13 defined in existing law, and include any commission created by a charter city that meets those definitions. 24)Makes various findings and declarations, including that the provisions of this bill address a matter of statewide concern rather than a municipal affair, and that therefore this bill applies to all cities, including charter cities, except as specified. 25)Makes conforming and technical changes. BACKGROUND Fair Maps Act. AB 849 (Bonta), Chapter 557, Statutes of 2019, also known as the FAIR MAPS Act (FMA), revised and standardized the criteria and process to be used by counties and cities when they adjust the boundaries of the electoral districts that are used to elect members of the jurisdictions' governing bodies, and required counties and cities to comply with substantial public hearing and outreach requirements as part of the process for adjusting the boundaries of electoral districts. Prior to the enactment of AB 849, the rules that govern the local redistricting process generally had not been changed in decades. Early versions of AB 849 would have applied to special districts, school districts, community college districts, and county boards of education in addition to applying to counties and cities. However, when AB 849 was approved in the Assembly Committee on Appropriations, it was amended so that it applied only to redistricting in counties and cities. The FMA was in effect for the first time for the redistricting process that followed the 2020 census. Following that redistricting process, the organizations that are co-sponsoring this bill and related organizations commissioned a report to evaluate the impact of the FMA and other changes to redistricting policies on the local redistricting process. The report’s analysis was based on interviews with and notes from the organizations that sponsored the report, interviews with the staff of voting rights and civic organizations involved in local redistricting, interviews with demographers and local government officials, and reviews of news media articles and government reports on the local redistricting process. The report, The Promise of Fair Maps, California’s 2020 Local Redistricting Cycle: Lessons Learned and Future Reforms, concluded that “the FMA was broadly successful in promoting a more transparent and more participatory local redistricting process,” and that “[t]o a lesser extent, it was successful in producing maps that better reflect the diverse communities residing in cities and counties across the state.” The report noted that notwithstanding the impacts of the COVID-19 pandemic on the redistricting process—including a significant delay in the release of census data that is used for redistricting—most jurisdictions still successfully met the redistricting deadlines and no jurisdiction had to have a court adopt district maps. It also concluded that new opportunities for remote participation that were instituted by many local governments to facilitate participation during the pandemic “made it far more convenient for people to testify, especially those who might not be able to attend in-person meetings because of work or family obligations or limited mobility or access to transportation.” On the other hand, the report also concluded that “the 2020 local redistricting cycle… revealed that improvements to the FMA are necessary to address ambiguities, loopholes, and Attachment B > (>)Page 10 deficiencies in the legislation that undermined the law’s important goals, and were often exploited to protect incumbents.” In particular, the report concluded that notwithstanding the ranked, mandatory redistricting criteria that was included in the FMA, “in many jurisdictions incumbency protection proved to be the overriding criterion for how maps were drawn.” Public Hearing and Workshop Requirements. As enacted, the FMA requires cities and counties to conduct at least four hearings as part of the redistricting process, of which at least one must be before any draft district maps are drawn, and at least two must be after draft maps are drawn. One of the four required hearings can be replaced by a workshop (a public input and education meeting generally conducted by staff or a consultant, rather than a public hearing of a quorum of the governing body), and at least one hearing must be in the evening or on the weekend. Redistricting hearing requirements for local government entities that were not subject to the FMA are much more limited. Special districts, for instance, are required to hold at least two public hearings; school districts are not required to hold any redistricting hearings other than the one at which the district adopts new boundaries for trustee areas. This bill increases the number of redistricting hearings and workshops that are required of all local jurisdictions when adjusting district boundaries. All jurisdictions would be required to hold at least one workshop before drawing a draft map of new district boundaries. The number of hearings—and the requirements for those hearings—would vary depending on the type of local government entity and the population of the jurisdiction. COMMENTS 1)According to the author: Four years ago, in advance of the 2020 census, the Legislature enacted the FMA, the most comprehensive reform of local redistricting laws in decades. The result was a more transparent and participatory local redistricting process in 2021 and 2022. Public and community group participation in the local redistricting process exceeded that from prior cycles. Despite significant challenges due to the pandemic, most local jurisdictions complied with—and even surpassed—the requirements of the FMA. Notwithstanding the FMA’s improvements to the local redistricting process, the last redistricting cycle showed that there is still work to be done. Too many local jurisdictions continue to prioritize incumbency protection when drawing district lines, splintering neighborhoods and communities of interest as a result. Furthermore, the FMA’s reforms did not apply to educational or special districts, resulting in a less transparent and participatory redistricting process in many of those local jurisdictions. 2)Argument in Support. In a coalition letter sponsoring AB 764, the American Civil Liberties Union California Action, Asian Americans Advancing Justice - Asian Law Caucus, California Common Cause, and League of Women Voters of California stated, in part, the following: Fair representation is important at all levels of government, especially local. Local governments’ decisions on issues such as land use and affordable housing, policing, supportive services, and education policy have an outsized impact on the lives and quality of life of their residents. The FAIR MAPS Act was a major first step towards a fairer and more inclusive local redistricting process in California. We must learn, Attachment B AB 764 (Bryan) Page 11 of 13 however, from the lessons of the 2020 redistricting cycle and continue to work toward a fairer and more inclusive democracy. 3)Argument in Opposition. In a letter opposing AB 764, the City of Thousand Oaks stated, in part, the following: AB 764 proposes new provisions under the Fair Maps Act for the creation of new boundaries after the next decennial census. Although the city appreciates uniformity, the number of requirements outlined in the bill are significant. Generally, City Clerk Departments and Offices are small. They do not have the staffing or resources, and already struggle to meet current State unfunded mandates. […] Cities do not have the staff and resources to fund these additional requirements and responsibilities. 4)Double Referral. If approved by this committee, AB 764 will be referred to the Committee on Governance and Finance for further consideration. RELATED/PRIOR LEGISLATION AB 1248 (Bryan) of 2023 requires a county or city with at least 300,000 residents or a , school district or community college district at least 500,000 residents to establish an independent redistricting commission to adopt district boundaries after each federal decennial census. AB 34 (Valencia) of 2023 creates a Citizens Redistricting Commission in Orange County, as specified. SB 52 (Durazo) of 2023 requires charter cities with a population of 2.5 million people or more to create an independent redistricting commission. The City of Los Angeles is the only city that would be affected by that bill based on current population figures. SB 314 (Ashby) of 2023 creates a Citizens Redistricting Commission in Sacramento County. PRIOR ACTION Assembly Floor:62 - 17 Assembly Appropriations Committee:11 - 4 Assembly Elections Committee:5 - 1 POSITIONS Sponsor:California Common Cause ACLU California Action Asian Americans Advancing Justice – Asian Law Caucus League of Women Voters of California Attachment B > (>)Page 12 Support:AAPIs for Civic Empowerment-Education Fund American Federation of State, County and Municipal Employees, AFL-CIO Alameda County Coalition for Fair Redistricting Alameda County Democratic Party Central Committee Alliance San Diego Asian Law Alliance California Environmental Voters Catalyst California Central Coast Alliance United for a Sustainable Economy Communities for a New California Communities United for Restorative Youth Justice Courage California Dolores Huerta Foundation Ella Baker Center for Human Rights Indivisible CA: StateStrong Indivisible Marin Initiate Justice Initiate Justice Action Inland Empire United Inland Equity Community Land Trust Inland Equity Partnership Lawyers' Committee for Civil Rights of the San Francisco Bay Area Northridge Indivisible Oakland Rising Action OC Action Peninsula Family Service Rising Communities San Francisco Rising Santa Monica Democratic Club Secure Justice Silicon Valley Community Foundation Thrive Alliance Time for Change Foundation Voices for Progress Water Replenishment District of Southern California Young Women's Freedom Center One individual Oppose:California Special Districts Association California State Association of Counties City Clerks Association of California City of Thousand Oaks Fresno County Board of Supervisors Orange County Board of Education Rural County Representatives of California Urban Counties of California Attachment B AB 764 (Bryan) Page 13 of 13 -- END -- Attachment B SB 410 Page 1 Date of Hearing: June 28, 2023 ASSEMBLY COMMITTEE ON UTILITIES AND ENERGY Eduardo Garcia, Chair SB 410 (Becker) – As Amended June 19, 2023 SENATE VOTE: 32-8 SUBJECT: Powering Up Californians Act SUMMARY: Requires the California Public Utilities Commission (CPUC) to establish by September 30, 2024, reasonable average and maximum target energization time periods in order to connect new customers and upgrade the service of existing customers to the electrical grid. This bill also requires reporting by electrical corporations. Finally, the bill authorizes specified annual cost-recovery for the utilities to do this work, subject to a cap. Specifically, this bill: 1) Establishes the Powering Up Californians Act, which requires the CPUC to establish maximum target energization time periods to energize new customers and upgrade the service of existing customers and certain reporting requirements so that utility performance can be tracked and improved. 2) Requires the CPUC to require an electrical corporation to take any remedial actions necessary to achieve the CPUC’s targets and requires all electrical corporations’ reports to be publicly available. 3) Requires, as part of each report and in each general rate case application, each electrical corporation to include a detailed analysis of its current qualified staffing level and future required qualified staffing level for each job classification, as specified, among other requirements related to staffing and apprentice training. 4) Requires each electrical corporation to consider in its annual distribution planning process federal/state/local standards, plans, and regulations. 5) Requires the CPUC to ensure that electrical corporations have sufficient and timely recovery of costs, including authorizing the use of a one-way balancing account to track costs for energization projects that exceed those included in the electrical corporation’s annual authorized revenue requirement for energization. 6) Requires the CPUC to establish an annual cap on the amount that each electrical corporation can recover within the balancing account. Requires the CPUC to authorize annual recovery of costs in the balancing account through an annual rate adjustment and specifies the costs are subject to refund based on a CPUC reasonableness review. EXISTING LAW: 1) Requires that all charges demanded or received by any public utility for any product, commodity or service be just and reasonable, and that every unjust or unreasonable charge is unlawful. (Public Utilities Code § 451) Attachment A SB 410 Page 2 2)Defines “electrical corporation” as every corporation or person owning or managing any electric plant for compensation within the state, except as specified. This definition would be inclusive of the three largest investor-owned utilities (IOUs) in the state—Pacific Gas & Electric Company (PG&E), Southern California Edison (SCE), and San Diego Gas & Electric (SDG&E)—but also smaller or multi-state IOUs and rural electric cooperatives. (Public Utilities Code § 218) 3)Authorizes the CPUC to establish an expedited distribution grid interconnection dispute resolution process with the goal of resolving disputes over interconnection applications within the jurisdiction of the CPUC in no more than 60 days from the time the dispute is formally brought to the CPUC. (Public Utilities Code § 769.5) 4)Requires an electrical corporation to permit any new or existing customer who applies for an extension of service from that electrical corporation to install an electric extension in accordance with the regulations of the CPUC and any applicable specifications of that electrical corporation. (Public Utilities Code § 783) 5)Establishes guidelines for the design, cost allocation, and responsibilities of a project applicant and a utility for electric distribution line extensions necessary to furnish permanent electric service. (Electric Rule 15) 6)Establishes guidelines for the design, cost allocation, and responsibilities of a project applicant and a utility for the extension of electric service from an IOU distribution line. (Electric Rule 16) FISCAL EFFECT: According to the Senate Committee on Appropriations, this bill would result in unknown, ongoing costs to the CPUC to implement, and unknown costs to the state as an electric utility ratepayer, to the extent this bill results in higher electricity rates than what otherwise would occur. BACKGROUND: Connecting to the Distribution Grid – Rules governing the ability of new buildings, electricity generation, and storage resources to connect to the electric distribution grid are generally determined by statute, CPUC rules, and tariffs1 for each of the IOUs. These service connections include: 1)Interconnections, which generally refer to the interaction of physical connection of an energy generation or storage device to the electric distribution system that is either in front of the meter or behind-the-meter. Interconnection is a defined term in utility tariff rules that generally describe an electric utility’s physical connection to an external source of power. The interconnection process of generation resources is largely structured by Electric Tariff Rule 21.2 1 Documents that specify rates, charges, rules, and conditions under which an IOU will provide service. Attachment A SB 410 Page 3 2)New service connections, also known as “energization”, involve extending an electricity line or expanding distribution, or occasionally transmission, infrastructure to service new or expanded customer load. Energizations are subject to provisions specified in Electric Tariff Rule 15 and Electric Tariff Rule 16. Talking Tariffs – Electric Tariff Rule 21 describes the interconnection, operating, and metering requirements for generation facilities to be connected to an electrical utility’s distribution system. The tariff provides customers who would like to install generating or storage facilities on their premises with access to the electric grid while protecting the safety and reliability of the electric grid at the local and system levels. Each IOU is responsible for administration of the rule in its service territory and maintains its own version of the tariff.3 Electric Tariff Rule 15 relates to distribution line extensions. Specifically, new distribution facilities that are a continuation of, or branch from, the nearest available existing permanent distribution line (including any facility rearrangements and relocations necessary to accommodate the extension) to the point of connection of the last service. Rule 15 generally pertains to electric distribution grid equipment used by multiple customers, for example, a transformer serving multiple homes. Electric Tariff Rule 16 relates to service line extensions. The overhead and underground primary or secondary facilities (including but not limited to utility-owned service facilities and applicant owned service facilities) extending from the point of connection at the distribution line to the service delivery point. Rule 16 generally pertains to network equipment used by just one customer. Electric Tariff Rules 15 and 16 establish the guidelines for design, cost allocation, and responsibilities of a project applicant and a utility for electric distribution line extensions. The ability to connect to the larger electrical system can take months (or years, in some cases) as the process can require designs and assessments on cost allocations associated with improvements on the electric distribution system to allow for the connection, among other issues. In the case of new building developments, electric service extensions may be required in phases over the span of months or years, depending on the size of the development. Energization Lifecycle – Customer energization processes and timelines can vary greatly depending on utility territory, project type (ranging in complexity from home panel upgrades to energizing a stadium), system upgrades necessitated by the energization request, or events outside the utilities’ control such as supply chain delays, weather, or pending customer application information or permit completion, among others. The energization requests can take anywhere from a month to years depending on these various factors. As shown in Figure 1, there are many steps—and thus many opportunities for delay—in the customer energization lifecycle. 2 CPUC; “Rule 21 Interconnection”; https://www.cpuc.ca.gov/rule21/ 3 CPUC; “Rule 21 Interconnection”; https://www.cpuc.ca.gov/rule21/ Attachment A SB 410 Page 4 Figure 1: Customer Project Lifecycle (for complex projects)4 Timelines for Electric Lines – The demands for new service connections and/or upgrades to existing distribution lines have been increasing, especially as California advances policies to deploy more infrastructure to charge electric vehicles, shift from natural gas to electricity in buildings, and increase the housing supply.5 These projects all rely on access to the electrical grid and often require upgrades to the distribution system. Additionally, the COVID-19 pandemic has created supply shortages and challenges affecting many sectors of the economy, including limiting access to electrical equipment needed to connect new customers or expand energy load, such as transformers.6 The challenges have been especially acute within the PG&E service territory as the backlog for energization projects has grown substantially and delays have increased.7,8 The utility company has acknowledged the growing backlog of identified capacity work that has delayed, sometimes by years, the in-service dates for new business customers. PG&E has taken steps to attempt to better manage their project queue. The utility recently formed a technical committee, led by representatives from labor groups and regional building association members, to work on technical issues in the energization process, evaluate the impact of recent process changes, and determine next steps. Nonetheless, the backlog is a growing frustration for the utility, project developers, customers, and others waiting to have their projects energized. 4 Example provided by SDG&E and representative of their territory. Timelines and activities reflect those for complex projects (e.g., subdivisions, developments involving design by SDG&E). Requests that do not involve SDG&E design tend to have shorter timelines. Duration of the project phases are estimates only and represent activities managed by SDG&E; i.e., do not include time for activities that are the customer responsibility. 5 California Energy Markets; “Interconnection Delays Disrupting Housing Markets, Causing 'Chaos'”; March 2023; https://www.newsdata.com/california_energy_markets/regional_roundup/interconnection-delays-disrupting-housing- markets-causing-chaos/article_a577776a-c4fc-11ed-9e15-5ffc130cbd98.html 6 Bakersfield Californian; “Power connection work delays local development projects”; November 2022; https://www.bakersfield.com/news/power-connection-work-delays-local-development-projects/article_8bc9ed88- 6d0f-11ed-b3ee-973f5213928a.html 7 Fresno Bee; “California homes face PG&E delays for power connections. Frustrated leaders seek options”; October 2022; https://www.fresnobee.com/news/local/article267995517.html 8 San Francisco Chronicle; “Big holdup for new Northern California housing? PG&E”; March 2023; https://www.sfchronicle.com/politics/article/california-housing-projects-pge-17828169.php Attachment A SB 410 Page 5 Efforts to Address Energization Delays – In response to a proposal from the IOUs, the CPUC issued Resolution E-5247 in December 2022, which establishes an interim 125-business day average timeline for the energization of projects under the Electric Vehicle (EV) Infrastructure Rules. This timeline excludes projects that must go through Rule 15 for distribution upgrades, projects above two megawatts, and projects that require upgrades to a substation, and applies only to EV infrastructure projects entering the queue. The CPUC cites lack of data as the rationale for setting an interim timeline requirement and directs the IOUs to collect one year of EV Infrastructure Rule implementation data to inform an updated proposal for a permanent service energization timeline.9 COMMENTS: 1)Author’s Statement. According to the author, “To connect a new appliance or provide an electrical upgrade to a building on the electricity distribution sometimes requires an electrical corporation, like PG&E, to upgrade the capacity of a distribution line or local substation capacity. These energization evaluations and upgrades are necessary for many new resources on the electricity grid, including EV chargers, and home electric appliance installation, but also for the addition of new housing or building developments. As more homes and businesses are built, as they switch over to climate-friendly electric appliances, and as they install EV chargers or rooftop solar, the upgrades needed to the electricity distribution system continue — and will continue — to grow. In the long run, planning for this increased electricity grid capacity will require planning and cost foresight from electrical utilities, in partnership with the Public Utilities Commission, to meet the SB 100 (de León, 2018) energy transition goals. However, recent complaints from customers around California indicate unreasonable response times to interconnect new resources or upgrade. The slow connection of critical climate appliances and resources could inhibit California’s targets to decarbonize buildings and clean the grid. This legislation requires the PUC to improve existing delays in interconnections, as well as plan for future ones.” 2)Need for Action. Broadly put, energization refers to when customer load, such as a house or EV charger, is connected to the electrical grid and begins to receive electrical service from it. Energization is always important to the utility customer awaiting electric service, and is a core utility function. Recently, backlogs for utilities to fulfill requests for energization have grown, especially—though not only—in the service territory of PG&E. Unfortunately, the growing backlog of projects has led to frustrated customers, including affordable housing developers, local governments, and many others. These frustrations have sparked the desire for legislation to address the problem. As the process to energize entails many factors and stakeholders, it can be challenging to pinpoint the areas of delay and reasonable timelines for projects whose timing can be affected by many variables, including those outside the control of the utility. Moreover, the extensive backlog of capacity projects at PG&E may be unique to their service territory, the management of their project queue, and unique issues to their system. While this bill seems to be an effort to address these energization delays at PG&E, it is inclusive of other utilities throughout the state. Given the growing demands for EV charging infrastructure, increased electrification of buildings, and the need for more housing, especially affordable housing, and other demands on the electric distribution system, all utilities could begin to suffer 9 CPUC; “Resolution E-5247”; December 2022. Attachment A SB 410 Page 6 energization backlogs like PG&E if they don’t adequately plan and respond to customer requests. This bill requires, by September 30, 2024, the CPUC to establish targets for reasonable average and maximum target energization time periods in order to provide customers with more certainty about the expected time period to connect to the electrical grid. By requiring the time periods and related reporting by the electric IOUs, this bill attempts to provide more accountability of the pace of these projects in the hopes of preventing future delays and backlogs. 3)Adequate Planning Yields Adequate Financing. This bill authorizes electric corporations to recover costs on an annual basis for energization projects that exceed the amount approved for energization work during their general rate case (GRCs). As shared publicly with this committee during our May 24, 2023, informational hearing on distribution planning,10 PG&E has in recent years spent more on customer energization than authorized in their GRCs. The GRCs are highly litigated proceedings at the CPUC where utilities must justify their cost needs for the subsequent four years. This requires the utilities to adequately forecast their customer energization needs for those years in order to make the most accurate and defensible request. For distribution planning costs, the utilities use a combination of statewide customer demand forecasts provided by the California Energy Commission (CEC) adjusted against local variables specific to their service territory, such as historic usage, economic indicators, temperature data, and near real-time customer requests to connect. The IOUs typically focus on distribution grid needs on a 3-year time horizon, but also evaluate 5- to 10-years out. Once distribution grid needs are determined, the utilities weigh the various options to address those needs while considering customer cost, forecasted load growth, and impact on current operations. Ongoing efforts by IOUs to improve their distribution planning process include more direct engagement with customers and communities to understand future electricity demand, with a specific focus on engagement with large fleet operators to obtain multi- year electrification plans from companies subject to the California Air Resources Board’s (CARB) Advanced Clean Cars II, Advanced Clean Trucks, and Advanced Clean Fleets regulations, among others. Recently, AB 2700 (McCarty, Chapter 354, Statutes of 2022) sought to better inform this process by requiring the CEC to gather and report to the IOUs fleet data needed to support their plans for grid reliability and enhanced vehicle electrification. For utilities, various challenges may arise despite their best efforts to plan for distribution system needs. Currently, supply issues for needed equipment, such as transformers, can delay project timelines and increase system upgrade costs. Much of the frustration in PG&E territory over the past few months has its origins in equipment supply issues. Other challenges include lack of visibility into distributed resources, making it hard for utilities to accurately forecast customer load; difficulty in accurately modeling customer behavior; rapid acceleration of statewide decarbonization goals, such as CARB’s transit electrification rules mentioned above; and extreme weather events. 10 Electrical Distribution Planning: How Addressing Current Delays in Connecting to the Distribution Grid may Ensure Readiness for an Electrified Future. May 24, 2023; https://autl.assembly.ca.gov/content/informationaloversight-hearings Attachment A SB 410 Page 7 California is headed toward an electrified future. Much more electricity and electric system infrastructure will be necessary to accommodate the projected increases to electrical load. As such, distribution system upgrades are inevitable and will need to be planned for and invested in if California is to meet its ambitious climate goals. Traditionally, to the extent that energization upgrades are made, those costs get authorized during an IOU’s GRC, added to an IOU’s rate base as capital expenses, and the IOU receives profit on those investments. Yet through inadequate planning, unanticipated customer demand, or a combination of both, IOUs are facing a mismatch (in real-time for PG&E, and anticipated for other IOUs) between authorized forecasted spending in their GRCs versus customer needs on the ground. 4)Accounting Options. This bill authorizes a financial mechanism that allows for electrical corporations to begin to collect ratepayer revenue for customer energization outside of what has been authorized during their GRC. This mechanism is known as a “balancing account,” and is specifically required by this bill to be authorized by the CPUC should the utility apply for such a tool. Currently, utilities can apply at any time to request that the CPUC authorize such accounts; which the CPUC routinely authorizes. As demonstrated in an older survey by the CPUC, electrical corporations had collectively 258 open balancing accounts in 2018.11 This number has likely increased in recent years due to authorized accounts for wildfire spending. This bill mandates the CPUC authorize balancing accounts for energization costs, a departure from traditional practice where the Legislature provides guidance to the CPUC on ratemaking decisions while affording discretion to the CPUC on how best to weigh what is an appropriate balance between utility work requests and ratepayer cost impacts. Writing in opposition, the Utility Reform Network proposes an alternative financial mechanism, known as a “memorandum (memo) account,” as the more appropriate tool to address customer energization spending outside the GRC. Rather than providing up-front access to ratepayer revenue, a memo account simply allows a utility to record various expenses it incurs. The utility may later seek authorization—often on a faster timeline than their GRC—to recover the recorded costs from ratepayers. The establishment of either account—memo or one-way balancing—does not guarantee that the utility will recoup the cost tracked, rather expenses in both account types are subject to a reasonableness review by the CPUC at later dates. The difference is that for a balancing account, the IOU has access to ratepayer revenue initially, and would have to refund any expenses deemed unreasonable; whereas with a memo account the IOU would have to float those costs until authorized by the CPUC to begin collecting revenue. Traditionally, the IOUs have maintained headroom in their financing to be able to quickly address customer needs or events outside of anticipated GRC expenses, recouping those costs later. However, as has been reported to the committee by PG&E, energization expenses have ballooned in their service territory in recent years making PG&E unable to address customer needs in real-time and leading to hundreds of millions of dollars per year in overspend. It is unclear whether PG&E’s situation presents a systemic warning of potential cost overruns at other utilities, or is merely unique to PG&E—due to its service 11 “California Electric & Gas Utilities – Balancing Account Inventory” CPUC, 2018; https://www.cpuc.ca.gov/-/media/cpuc-website/divisions/energy-division/documents/electric-costs/balancing- account-reports/balancing_account_inventory.xlsx Attachment A SB 410 Page 8 territory, the management of its project queue, system age, or financial constraints due to wildfire liability. 5)Additional Guardrails. This bill does attempt to limit impacts on electric ratepayers by affirming that costs recorded in the balancing account are subject to a refund back to ratepayers following a CPUC reasonableness review. The bill likewise requires the CPUC establish an annual cap on the amount that may be recovered within the account. Nonetheless, these cost are likely to result in increasing rates to electric ratepayers. The authorized balancing accounts could also lead the utilities to over-rely on the mechanism (up-front access to revenue without initial justification), while disincentivizing needed improvements to their planning and forecasting, further exacerbating the problem. As such, further guardrails may be appropriate to ensure this tool provides the needed revenue to get customers energized while not creating historical inequities or runaway costs. The author and committee may therefore wish to consider amendments to this bill that reaffirm the CPUC’s just and reasonableness review of costs recorded in the balancing account, require electrical corporations to detail all energization costs approved or requested in other proceedings, require electrical corporations to improve energization planning in their GRCs, make the authorization of the balancing account at the discretion of the CPUC, and sunset the accounts in 2027. 6)Need for Further Amendments. The author and committee may also wish to consider clarifying amendments throughout that include striking the policy that electrical corporations preorder equipment, facilitate economic growth, or promptly energize bidirectional charging when many of these requirements are either nascent or temporary issues, or outside of a utility’s core mandate; authorizing the CPUC to request changes to an IOU’s strategy to meet deficient energization timelines pursuant to § 934 (b); and allowing the CPUC to modify or adjust the requirements of the bill for electrical corporations with fewer than 100,000 service connections, so that the CPUC may be flexible in implementing this bill for smaller IOUs and rural cooperatives. 7)Related Legislation. AB 643 (Berman) allows the CPUC to impose fines for electrical corporations that routinely violate established interconnection timelines, and consider negligent exceedance of the timeline, as defined, as a violation of CPUC rules subject to a maximum $100,000 penalty per offense. Additionally adds new reporting requirements for interconnections of customer-sited energy generation projects. Status: Held – Assembly Committee on Appropriations. AB 1293 (Irwin) requires the CPUC to provide guidance to IOUs for the prioritization of interconnection projects, including that the project is shovel-ready, as determined by the CPUC. Status: set for hearing in the Senate Committee on Energy, Utilities, and Communications on July 3, 2023. AB 1482 (Gabriel) would establish an average service energization time for electric vehicle charging infrastructure of 125 business days for publicly-owned utilities (POUs), and would require POUs to annually report certain information to the CEC regarding the service energization time for electric vehicle charging infrastructure projects. It would additionally require the CPUC and the CEC, in consultation with IOUs and POUs, to jointly host an annual public workshop to review and evaluate the information submitted Attachment A SB 410 Page 9 and to revise, if needed, the average service energization time for EV charging infrastructure. Status: Held – Assembly Committee on Appropriations. SB 83 (Wiener) requires IOUs to interconnect development projects to the electrical distribution system within eight weeks for projects defined as interconnection ready. Additionally, this bill requires electrical corporations to compensate development projects for failing to meet the deadline. Status: Held – Senate Committee on Appropriations. SB 319 (McGuire) would require the CEC, CPUC, and CAISO to jointly develop and recommend an expedited permitting roadmap that describes timeframes and milestones for a coordinated, comprehensive, and efficient permitting process for electrical transmission infrastructure. Status: pending hearing in this committee on July 12, 2023. 8)Prior Legislation. AB 2700 (McCarty) requires the CEC to gather and report fleet data needed to support utilities' plans for grid reliability and enhanced vehicle electrification. Also requires utilities to report how distribution investments made pursuant to this bill support climate goals as part of specified filings with the CEC and CPUC. Status: Chapter 354, Statutes of 2022. AB 1026 (Wood) requires an electrical or gas corporation to apply only those construction and design specifications, standards, terms, and conditions that are applicable to a new extension of service project for the 18 months following the date the application for a new extension of service project is approved. Authorizes an electrical or gas corporation to adopt modifications, as specified, of the construction and design specifications, standards, terms, and conditions of a new extension of service project. Status: Chapter 446, Statutes of 2019. AB 2861 (Ting) authorizes the CPUC to establish an expedited dispute resolution process for generating facility interconnection disputes. Status: Chapter 672, Statutes of 2016. SB 48 (Vuich) establishes rules governing the extension of service by gas and electrical corporations to new residential, commercial, agricultural, and industrial customers. Status: Chapter 1229, Statutes of 1983. REGISTERED SUPPORT / OPPOSITION: Support 350 Bay Area Action Abb E-mobility, INC. Acterra: Action for A Healthy Planet Advanced Energy United Affinity Truck Center, Fresno Alliance for Automotive Innovation Alliance of Nurses for Healthy Environments American Lung Association in California Attachment A SB 410 Page 10 American Nurses Associaition - California Bay Area Air Quality Management District Breathe Southern California Buddiga Family Allergy | Asthma | Skin | Immunology Byd Motors, INC. California New Car Dealers Association California State Association of Counties (CSAC) California State Association of Electrical Workers Calstart City of San Jose Climate Action California Climate Action Campaign Coalition for Clean Air Coalition of California Utility Employees Communities for A Better Environment County of Butte Daimler Truck North America Dependable Highway Express DHL Dobbs Peterbilt E2 (environmental Entrepreneurs) East Bay Community Energy (EBCE) Elders Climate Action, Norcal and Socal Chapters Electric Vehicle Charging Association Electrification Coalition Environment California Environmental Defense Fund Ev Noir Forum Mobility Gateway Truck & Refrigeration Indivisible San Jose Inland Action Inland Empire Economic Partnership League of California Cities Long Beach; Port of Maersk Shipping Menlo Spark Natural Resources Defense Council Navistar, INC. Nfi Industries Nikola Motor NRDC Pacific Environment Physicians for Social Responsibility - San Francisco Bay Area Chapter Pioneer Community Energy Port of San Diego Prologis Management, LLC Public Health Advocates RMI Rosenbauer America Attachment A SB 410 Page 11 Rural County Representatives of California (RCRC) San Francisco Bay Physicians for Social Responsibility San Pedro & Peninsula Homeowners Coalition Sandiego350 Schneider Electric Sierra Club Silicon Valley Clean Energy Sonoma Clean Power South Coast Air Quality Management District Spur Sustainable San Mateo County Tesla Tesla INC. Trova Commercial Vehicles Truck and Engine Manufacturers Association Union of Concerned Scientists Volvo Group North America Wattev Western Truck Center Workhorse Group INC. Xos Fleet, INC. Oppose Unless Amended The Utility Reform Network (TURN) Analysis Prepared by:Laura Shybut / U. & E. / (916) 319-2083 Attachment A RECOMMENDATION(S): ADOPT a position of "Support" on SB 410 (Becker) Powering Up Californians Act and a position of "Oppose Unless Amended" on both AB 764 (Bryan) Local Redistricting and AB 1248 (Bryan) Local Redistricting: Independent Commission, as recommended by the Legislation Committee. FISCAL IMPACT: No fiscal impact from the adoption of an advocacy position on these bills. BACKGROUND: At their June 12, 2023 meeting, the Legislation Committee considered and took action to recommend to the Board of Supervisors a position of support on SB 410 (Becker) Powering Up Californians Act and a position of "Oppose Unless Amended" on both APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: L. DeLaney, (925) 655-2057 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: C. 25 To:Board of Supervisors From:LEGISLATION COMMITTEE Date:July 11, 2023 Contra Costa County Subject:Legislative Advocacy Positions on bills: Support SB 410, Oppose Unless Amended on AB 764 and AB 1248 BACKGROUND: (CONT'D) AB 764 (Bryan) Local Redistricting and AB 1248 (Bryan) Local Redistricting: Independent Commissions. SB 410 Author:Josh Becker (D-013) Title:Powering Up Californians Act Fiscal Committee:Yes Urgency Clause:no Introduced:02/09/2023 Last Amended:6/19/2023 Disposition:pending Committee:Assembly Utilities and Energy Committee Hearing:07/12/2023 1:30 pm, State Capitol, Room 437 SUMMARY : Requires the California Public Utilities Commission (CPUC) to establish by September 30, 2024, reasonable average and maximum target energization time periods in order to connect new customers and upgrade the service of existing customers to the electrical grid. This bill also requires reporting by electrical corporations. Finally, the bill authorizes specified annual cost-recovery for the utilities to do this work, subject to a cap. Specifically, this bill: 1) Establishes the Powering Up Californians Act, which requires the CPUC to establish maximum target energization time periods to energize new customers and upgrade the service of existing customers and certain reporting requirements so that utility performance can be tracked and improved. 2) Requires the CPUC to require an electrical corporation to take any remedial actions necessary to achieve the CPUC's targets and requires all electrical corporations' reports to be publicly available. 3) Requires, as part of each report and in each general rate case application, each electrical corporation to include a detailed analysis of its current qualified staffing level and future required qualified staffing level for each job classification, as specified, among other requirements related to staffing and apprentice training. 4) Requires each electrical corporation to consider in its annual distribution planning process federal/state/local standards, plans, and regulations. 5) Requires the CPUC to ensure that electrical corporations have sufficient and timely recovery of costs, including authorizing the use of a one-way balancing account to track costs for energization projects that exceed those included in the electrical corporation's annual authorized revenue requirement for energization. 6) Requires the CPUC to establish an annual cap on the amount that each electrical corporation can recover within the balancing account. Requires the CPUC to authorize annual recovery of costs in the balancing account through an annual rate adjustment and specifies the costs are subject to refund based on a CPUC reasonableness review. The bill analysis for the Assembly Committee on Utilities and Energy Committee is Attachment A. The California State Association of Counties (CSAC), the Rural County Representatives of California (RCRC), and the League of California Cities (CalCities) are all in support of the bill, noting that the bill establishes clear state policy that utilities must upgrade electrical distribution systems, improve planning and construction to increase distribution system capacity, and promptly interconnect new customers to the grid. AB 764 Author:Isaac G. Bryan (D-055) Coauthor Cervantes (D) Title:Local Redistricting Fiscal Committee:yes Urgency Clause:no Introduced:02/13/2023 Last Amend:06/19/2023 Disposition:Pending Committee:Senate Governance and Finance Committee Hearing:07/12/2023, 1021 O Street, Room 2100 Summary:Requires counties, county boards of education, cities, school districts, community college districts, and special districts, if the governing body of these local governments is elected by districts, to comply with uniform requirements related to redistricting. Requires local governments to adopt district boundaries, using specified criteria, following the decision to establish district-based elections and following each federal decennial census. The Urban Counties of California (UCC), the Rural County Representatives of California (RCRC), the California State Association of Counties (CSAC), and the League of California Cities (CalCities) are opposed to AB 764 unless amended to ameliorate the burdensome reporting requirements that make compliance a challenge, mitigate the additional requirements for public hearings that are costly and impractical, and remove a costly private right to action that would create significant uncertainty and costs. The bill analysis for the Senate Committee on Elections and Constitutional Amendments is Attachment B. AB 1248 Author:Isaac G. Bryan (D-055) Coauthor Muratsuchi (D), Arambula (D), Berman (D), Newman (D), Bennett (D), Bonta M (D ), Jackson (D), Lowenthal (D), Pellerin (D), Menjivar (D), Allen (D) Title:Local Redistricting: Independent Commissions Fiscal Committee:yes Urgency Clause:no Introduced:02/16/2023 Last Amend:06/13/2023 Disposition:Pending Committee:Senate Governance and Finance Committee Hearing:07/12/2023, 1021 O Street, Room 2100 Summary:Requires a county, general law city, charter city, or charter city or county with over a specified number of residents, and a school district or community college district with over a specified number of residents, that does not enact an ordinance, resolution, or charter amendment establishing an independent redistricting commission by specified date of certain years, to establish an independent redistricting commission according to specified procedures. AB 1248 (Bryan) Local redistricting: independent redistricting commissions would require counties with populations of 300,000 or above to create an independent redistricting commission for the 2030 redistricting process. CSAC and a coalition of local governments opposed AB 1248 unless amended to ensure that counties are fully reimbursed for costs and to incorporate more robust statutory and technical assistance provisions to ensure that local agencies are able to effectively deliver on the promise of independent redistricting. The bill analysis for the Senate Committee on Elections and Constitutional Amendments is Attachment C. CONSEQUENCE OF NEGATIVE ACTION: The Board will not have a position on these bills from which to advocate. ATTACHMENTS Attachment A Attachment B Attachment C AMENDED IN ASSEMBLY JUNE 5, 2023 california legislature—2023–24 regular session Assembly Constitutional Amendment No. 5 Introduced by Assembly Member Low (Principal coauthors: Assembly Members Cervantes, Jackson, Lee, Ward, and Zbur) (Principal coauthors: Senators Atkins, Eggman, Laird, Menjivar, Padilla, and Wiener) (Coauthors: Assembly Members Addis, Aguiar-Curry, Arambula, Bauer-Kahan, Berman, Boerner Horvath, Boerner, Bonta, Calderon, Connolly, Mike Fong, Friedman, Gabriel, Haney, Hart, Irwin, Jones-Sawyer, Lowenthal, Maienschein, McCarty, McKinnor, Muratsuchi, Stephanie Nguyen, Ortega, Pellerin, Petrie-Norris, Quirk-Silva, Luz Rivas, Robert Rivas, Blanca Rubio, Santiago, Ting, Wallis, Weber, Wicks, Wilson, and Wood) Wood, Kalra, Pacheco, Papan, Rendon, and Reyes) (Coauthors: Senators Allen, Archuleta, Ashby, Becker, Blakespear, Bradford, Caballero, Cortese, Dodd, Durazo, Glazer, Gonzalez, Hurtado, Limón, McGuire, Min, Newman, Portantino, Roth, Rubio, Skinner, Smallwood-Cuevas, Stern, Umberg, and Wahab) February 14, 2023 Assembly Constitutional Amendment No. 5—A resolution to propose to the people of the State of California an amendment to the Constitution of the State, by repealing and adding Section 7.5 of Article I thereof, relating to rights. legislative counsel’s digest ACA 5, as amended, Low. Marriage equality. Revised 6-13-23—See last page.98 The California Constitution provides that only a marriage between a man and a woman is valid or recognized in California, and federal law permanently enjoins the state from enforcing this constitutional provision. This measure would repeal this unenforceable constitutional provision and would instead provide that the right to marry is a fundamental right, as specified. The California Constitution declares that defending life and liberty, acquiring, possessing, and protecting property, and pursuing and obtaining safety, happiness, and privacy are inalienable rights, and that a person may not be deprived of life, liberty, or property without due process of law or equal protection of the laws. This measure would express the intent of the Legislature to amend the Constitution of the State relating to marriage equality. Vote: 2⁄3. Appropriation: no. Fiscal committee: no.​ State-mandated local program: no.​ line 1 WHEREAS, Courts have recognized that same-sex couples and line 2 interracial couples have the right to marry; and line 3 WHEREAS, This measure, if approved by the voters, would line 4 repeal language in the California Constitution stating marriage line 5 is only between a man and woman; and line 6 WHEREAS, This measure, if approved by the voters, would line 7 amend the California Constitution to include the fundamental right line 8 to marry as furthering the rights to enjoy life, liberty, safety, line 9 happiness, and privacy, and the rights to equal protection and due line 10 process; now, therefore, be it line 11 Resolved by the Assembly, the Senate concurring, That the line 12 Legislature of the State of California at its 2023–24 Regular line 13 Session commencing on the fifth day of December 2022, two-thirds line 14 of the membership of each house concurring, hereby proposes to line 15 the people of the State of California, that the Constitution of the line 16 State be amended as follows: line 17 It is the intent of the Legislature to amend the Constitution of line 18 the State relating to marriage equality. line 19 First—That Section 7.5 of Article I thereof is repealed. line 20 SEC. 7.5. Only marriage between a man and a woman is valid line 21 or recognized in California. line 22 Second—That Section 7.5 is added to Article I thereof, to read: line 23 SEC. 7.5. (a)  The right to marry is a fundamental right. 98 — 2 — ACA 5 line 1 (b)  This section is in furtherance of both of the following: line 2 (1)  The inalienable rights to enjoy life and liberty and to pursue line 3 and obtain safety, happiness, and privacy guaranteed by Section line 4 1. line 5 (2)  The rights to due process and equal protection guaranteed line 6 by Section 7. line 7 line 8 REVISIONS: line 9 Heading—Line 13. line 10 line 11 O 98 ACA 5 — 3 — SENATE JUDICIARY COMMITTEE Senator Thomas Umberg, Chair 2023-2024 Regular Session ACA 5 (Low) Version: June 5, 2023 Hearing Date: June 27, 2023 Fiscal: No Urgency: No ID SUBJECT Marriage equality DIGEST ACA 5 proposes to repeal the void and unconstitutional provision of the California Constitution that limits marriage to a “man and a woman,” and replace it with a provision that expressly affirms that the right to marry is a fundamental right . EXECUTIVE SUMMARY The right to marry is a right that has long been considered to be a fundamental right under the principles of liberty, equality, and due process. As anti-marriage equality groups attempted to add statutes and provisions to the California Constitution limiting the right to marry to opposite-sex couples, state and federal courts found that such laws were not constitutional. In the case In re Marriages Cases, the California Supreme Court struck down Proposition 22, a proposition that added sections forbidding California from recognizing same-sex marriages to the Family Code, finding that the provisions violated the Equal Protections Clause of the California Constitution. Only a few years later, the Ninth Circuit likewise found that the constitutional provision limiting marriage to opposite-sex marriages that was added to the California Constitution through Proposition 8 was also unconstitutional. Finally, in the case Obergefell v. Hodges in 2015, the United States Supreme Court affirmed marriage equality nationwide, finding that any state laws that prohibited same-sex marriage were an unconstitutional violation of the Equal Protection Clause of the United States Constitution. However, the unconstitutional provisions of the California Constitution stating that marriage is between a man and a woman remains on the face of California’s Constitution, capable of revival if the legal precedents on marriage equality were to change. ACA 5 proposes to amend the California Constitution to remove these discriminatory and unconstitutional provisions from the California Constitution. ACA 5 (Low) Page 2 of 11 ACA 5 is co-sponsored by the ACLU, Equality California, the National Center for Lesbian Rights, the Human Rights Campaign, as well as the Offices of Lt. Governor Eleni Kounalakis and Superintendent of Public Instruction, Tony Thurmond. It is supported by several California cities and numerous labor, social justice, and religious organizations. It is opposed by the California Capitol Connection and California Family Council. Should ACA 5 pass this Committee, it then will be heard in the Senate Elections Committee. PROPOSED CHANGES TO THE LAW Existing law: 1) Defines marriage as a personal relation arising out of a civil contract between two persons, to which the consent of the parties capable of making that contract is necessary. Specifies that consent must be followed by the issuance of a license and solemnization, as authorized. (Fam. Code § 300.) 2) Provides that all people are by nature free and independent and have inalienable rights. Among these are enjoying and defending life and liberty, acquiring, possessing, and protecting property, and pursuing and obtaining safety, happiness, and privacy. (Cal. Const. Art. I, Sec. 1.) 3) Provides, in an unconstitutional, voided provision of the California Constitution, that only a marriage between a man and a woman is valid or recognized in the state of California. (Cal. Const., Art. I, Sec. 7.5.) 4) Provides that a marriage contracted outside California is valid in California if it is valid by the laws of the jurisdiction in which it was contracted. (Fam. Code § 308.) 5) Provides that no person may be deprived of life, liberty, or property without due process of law or denied equal protection of the laws. (Cal. Const. Art. I, Sec. 7; U.S. Const., Amend. XIV.) 6) Provides that the California Constitution may be revised through any of the following means: a) the Legislature, by rollcall vote entered in the journal, two-thirds of the membership of each house concurring, proposes an amendment or revision of the Constitution; b) the Legislature, by rollcall vote entered in the journal, two-thirds of the membership of each house concurring, submits at a general election the question whether to call a convention to revise the Constitution. If the majority of the electorate vote yes on that question, the Legislature shall provide for the convention within 6 months. Delegates to a constitutional ACA 5 (Low) Page 3 of 11 convention shall be voters elected from districts as nearly equal in population as may be practicable; or c) by an initiative before the voters. (Cal. Const. Art. XVIII.) 7) Provides that a proposed amendment or revision of the Constitution shall be submitted to voters, and if approved by a majority of the vote, will take effect five days after the Secretary of State files the statement of the vote, unless the measure provides for a later effective date. (Cal. Const. Art. XVIII, Sec. 4.) This bill: 1) Repeals Section 7.5 of Article 1 of the California Constitution, which states that only marriage between a man and a woman is valid or recognized in California. 2) Adds Section 7.5 of Article I to the California Constitution to declare that the right to marry in California is a fundamental right and specifies that this section is in furtherance of both of the following: a) the inalienable rights to enjoy life and liberty and to pursue and obtain safety, happiness, and privacy guaranteed by Section 1 of Article I of the California Constitution; and b) the rights to due process and equal protection guaranteed by Section 7 of Article I of the California Constitution. COMMENTS 1. Author’s statement According to the author: California leads the way in LGBTQ+ protections and cutting-edge pro-equality legislation and our constitution should reflect those values. ACA 5 is an important opportunity to reaffirm the freedom to marry and protect loving couples and families across California who deserve to have their marriages protected and respected under the law. 2. A brief history of LGBTQ rights and discrimination Lesbian, gay, bisexual, transgender, and queer (LGBTQ) individuals have always been a part of California’s communities. However, because of prejudice and misunderstanding, LGBTQ people in California and throughout the nation have long experienced discrimination, threats of harm, familial rejection, and denials of their basic rights. They have been denied employment opportunities or experienced harassment in the workplace. And they have been denied the rights to enjoy and access the same ACA 5 (Low) Page 4 of 11 benefits that non-LGBTQ individuals enjoy, including the right to love and have their relationship and commitment recognized by the state. In light of these injustices, LGBTQ people began a movement to organize and demand their rights, dignity, and safety. The modern LGBTQ movement is generally understood to have begun with the Stonewall riots, which occurred in 1969 after police raided an LGBTQ bar called the Stonewall Inn in New York. It had not been the first raid of the Stonewall Inn; the bar had frequently been raided by the police on claims of trying to clean up the neighborhood of “sexual deviants.” Led by figures like Marsha P. Johnson, the movement began demanding safety and recognition for LGBTQ people. The first gay pride parade was a march the year after the Stonewall riots, in which thousands of LGBTQ people marched through the streets of New York. In San Francisco in 1977, Harvey Milk, the first openly gay member of San Francisco’s Board of Supervisors, led an effort to introduce a gay rights ordinance protecting gays and lesbians from being fired from their jobs. In 1979, an estimated 75,000 people marched in Washington, D.C., demanding LGBTQ rights and civil rights legislation. Through this movement and organizing, LGBTQ people gained better recognition and acceptance nationwide, as well as a number of monumental wins like protections against discrimination in employment, inclusion in anti-hate crime laws, and eventual recognition of same-sex marriages. Yet there have also been many setbacks. In the 1980’s, Auto Immune Deficiency Syndrome (AIDS) exploded in the LGBTQ community, killing thousands while the Federal government failed to act despite repeated pleas from the LGBTQ community. In 1993, the Federal government established the “Don’t Ask, Don’t Tell” policy, barring openly LGBTQ individuals from serving in the United States armed forces. Many states during this time also passed their own laws discriminating against LGBTQ people, such as the state of Texas’s law criminalizing private consensual sexual acts that was later overturned by the United States Supreme Court in Lawrence v. Texas, 539 U.S. 538 (2003). In 1996, the Federal Defense of Marriage Act was signed into law, defining marriage as between one man and one woman. 3. The fight for marriage equality in California In California, the fight for marriage equality has been a turbulent one. As the LGBTQ movement was growing and gaining momentum in the 1970’s, the Legislature placed the first prohibition on same-sex marriage into state law. Prior to that law, the provisions relating to marriage were gender neutral, such that there was a question whether same-sex marriages were allowed under their terms, and several same-sex couples attempted to obtain marriage licenses. In response, the Legislature amended the Family Code to expressly define marriage as between a man and a woman. (AB 607, Ch. 339, Stats. 1977.) However, throughout the state, opinions were already shifting, and local jurisdictions were awarding some of the legal benefits of marriage to many ACA 5 (Low) Page 5 of 11 LGBTQ couples through domestic partnerships. These domestic partnerships provided some recognition of and benefits to LGBTQ couples, but were still far from equal in benefit and importance to marriage. As general acceptance grew, groups against marriage equality continued to fight to keep marriage equality out of California. In 2000, State Senator William “Pete” Knight placed a measure on the ballot that defined marriage in the Family Code as between a man and a woman, and forbade the state from recognizing same-sex marriages from other states. Although no state had yet recognized same-sex marriage, Proposition 22 was placed on the ballot to change long-standing state law that the state would not need to recognize a valid marriage from another state if that marriage did not fit California’s definition of marriage. The proposition passed. However, the passage of Proposition 22 did not deter the proponents of marriage equality. Numerous efforts were made in the state Legislature to pass a law that made same-sex marriage legal. In 2004, the city of San Francisco started issuing marriage licenses to same-sex couples, in open defiance of Proposition 22 and the 1977 law. The city’s reasoning was that Proposition 22 was unconstitutional under the Equal Protection Clause of the California Constitution, which states that “a person may not be deprived of life, liberty, or property without due process of law or denied equal protection of the laws.” (Cal. Const. Art. I, Sec. 7; see also Lockyer v. City and County of San Francisco, 33 Cal.4th 1055, 1069 (2004).) In response, opponents of marriage equality sued the city to stop the issuance of same-sex marriage licenses and the registration of the marriages already performed. In a narrow ruling, the California Supreme Court ordered the city of San Francisco to stop issuing marriage licenses to same-sex couples, but the Court did not invalidate already-issued marriage licenses or rule on the constitutionality of Proposition 22. (Lockyer v. City and County of San Francisco, 33 Cal.4th 1055 (2004).) Following that decision, the City of San Francisco, along with others, brought separate suits directly challenging the Proposition 22 and the Family Code provisions defining marriage as between a man and a woman as unconstitutional under the California Constitution’s Equal Protection Clause. (In re Marriages Cases, 43 Cal.4th 757 (2008).) The Court found that the right to marry is one of the fundamental constitutional rights embodied in the California Constitution, that sexual orientation is a suspect class that requires strict scrutiny of any law that discriminates on the basis of sexual orientation, and that the state’s interest in limiting marriage to opposite-sex couples is not a compelling state interest sufficient to justify the infringement on same-sex couples’ right to marry. (Id.) The Court reasoned that one of the core elements of the right to marry “is a couple's right to have their family relationship accorded dignity and respect equal to that accorded other officially recognized families” such that denying same-sex marriage “poses at least a serious risk of denying the family relationship of same-sex couples such equal dignity and respect.” (Id. at 783.) Thus, the Court said that “in light of the fundamental nature of the substantive rights embodied in the right to marry — and their central importance to an individual’s opportunity to live a happy, meaningful, and ACA 5 (Low) Page 6 of 11 satisfying life as a full member of society — the California Constitution properly must be interpreted to guarantee this basic civil right to all individuals and couples, without regard to their sexual orientation.” (Id. at 820.) While the California Supreme Court’s decision in In re Marriages Cases should have been the end of the debate, anti-marriage equality groups resolved to add language into the California Constitution prohibiting same-sex marriage. They managed to place Proposition 8 on the California ballot in November 2008, and the proposition passed narrowly, amid reports of possible confusion among voters regarding whether a vote for the proposition was for or against marriage equality. Proposition 8 added the provision to the California Constitution that this amendment seeks to remove: “Only a marriage between a man and a woman is valid or recognized in California.” (Cal. Const. Art. I Sec. 7.5.) After Proposition 8 passed, marriage equality advocates sued to challenge its constitutionality, on grounds that it violated the Due Process Clause and Equal Protection Clause of the United States Constitution. The Ninth Circuit on appeal agreed with the federal district court and the plaintiffs that Proposition 8 was unconstitutional, and the United States Supreme Court did not address the merits of the case in its decision to uphold the Ninth Circuit ruling. (Perry v. Brown, 671 F.3d 1052 (2012), Hollingsworth v. Perry, 570 U.S. 693 (2013).) Thus, after 2013, while the language added by Proposition 8 was still in the California Constitution, it was no longer enforceable. 4. Marriage Equality was declared the law nationwide by the Supreme Court in Obergefell While Perry v. Brown established marriage equality as a constitutional right in California, the United States Supreme Court had not yet decided if this right applied nationwide. That landmark moment came with the Court’s decision in Obergefell v. Hodges in 2015. In a five-to-four ruling, the Court found that the Due Process Clause and Equal Protection Clause of the Fourteenth Amendment provided LGBTQ individuals a fundamental right to marry, and that no state law banning same-sex marriage is Constitutional. (Obergefell v. Hodges, 576 U.S. 644, 675 (2015).) Accordingly, the Court reasoned, no state may refuse to recognize a lawful same-sex marriage performed in another State on the grounds that it is a same-sex marriage. (Id. at 681.) The Court concluded its opinion: No union is more profound than marriage, for it embodies the highest ideals of love, fidelity, devotion, sacrifice, and family. In forming a marital union, two people become something greater than once they were. As some of the petitioners in these cases demonstrate, marriage embodies a love that may endure even past death. It would misunderstand these men and women to say they disrespect the idea of marriage. Their plea is that they do respect it, respect it so deeply that they seek to find its fulfillment for themselves. Their hope is not to be condemned to live in ACA 5 (Low) Page 7 of 11 loneliness, excluded from one of civilization’s oldest institutions. They ask for equal dignity in the eyes of the law. The Constitution grants them that right. (Id.) 5. ACA 5 is a proposed amendment to the California Constitution After the Ninth Circuit decision invalidating Proposition 8, efforts were taken by the Legislature to remove provisions of the law that prohibited same-sex marriage. SB 1306 removed the provisions of the Family Code stating that marriage is only between a man and a woman, and reset the marriage sections in gender-neutral terms. (Leno Ch. 82, Stats. 2014.) Thus, this Legislature previously made the state’s statutes conform with the legal precedent on marriage equality, but the Legislature has yet to conform the language in the California Constitution. SB 1306, as an amendment to state law, simply required passage by the Legislature and a signature of the Governor. In contrast, because it is a proposed amendment to the California Constitution, ACA 5’s task is rather different: it must pass both houses of the Legislature by a two-thirds vote, and then be approved by a majority of the voters of the state as an item on the ballot. (Cal. Const. Art. XVII.) This process recognizes that amendments to the Constitution are not meant to be a regular or common occurrence, and that the Constitution serves as the principal, guiding document of the state. 6. ACA 5 removes discriminatory and unconstitutional language from California’s Constitution It is true that marriage equality is still currently the law in the United States; however, it is not impossible that this will not always remain the case, not because the reasoning underlying Obergefell and marriage equality is dubious or unclear on the issue, but because Courts can change. And in fact, the United States Supreme Court already has. It no longer includes two of the Justices who were a part of the majority decision in Obergefell, and at least one current Justice has expressed his interest in revisiting the Court’s decision in that case. In Dobbs v. Jackson Women’s Health Organization, Justice Thomas opined in his separate concurrence that the court “should reconsider all of [the] Court’s substantive due process precedents, including Griswold, Lawrence, and Obergefell.” (Dobbs v. Jackson Women’s Health Organization, 597 U.S. ___ , J. Thomas concurrence 3 (2022).) Regardless of the probability that the Supreme Court actually revisits Obergefell, the state need not wait until the issue is imminent to align the state Constitution with the state’s ideals. While the argument for marriage equality is part of the larger LGBTQ movement, it is also incredibly straight-forward. Marriage equality is about equal treatment under the law, and the ability for LGBTQ couples to enjoy recognition and dignity in the eyes of the state. For these reasons, both the California Supreme Court and the United States Supreme Court have found that bans on marriage equality are unconstitutional. Yet the United States Supreme Court’s decision on marriage equality does not by operation ACA 5 (Low) Page 8 of 11 remove unconstitutional provisions from the law. Instead, those unlawful provisions remain unless specifically removed by an act of the Legislature, capable of revival if legal precedent changes. ACA 5 corrects this concern: removing the California Constitution’s provision denying marriage equality will not only remove the blight of an unconstitutional infringement on a fundamental right from the face of the state’s principal guiding document, but also will ensure that the provision will not spring back into effect should the legal precedents on marriage equality ever change. 7. Arguments in support According to Equality California, a co-sponsor of ACA 5: For more than twenty years, Equality California has led the Golden State’s fight for full LGBTQ+ equality. We bring the voices of LGBTQ+ people and allies to institutions of power in California and across the United States, striving to create a world that is healthy, just, and fully equal for all LGBTQ+ people. We advance civil rights and social justice by inspiring, advocating, and mobilizing through an inclusive movement that works tirelessly on behalf of those we serve. Although marriage equality for same-sex couples has been the law of the land in California since the Supreme Court’s June 2013 ruling in Hollingsworth v. Perry, California’s constitution still contains outdated and discriminatory language from Proposition 8 stating that same-sex couples are not allowed to marry. And while the U.S. Supreme Court’s 2015 decision in Obergefell v. Hodges helped bring marriage equality nationwide, it has become increasingly clear that the far-right majority of the current Supreme Court cannot be trusted to uphold their own precedent or protect our civil rights. Just last year, in a ruling overturning 50 years of precedent affirming the constitutional right to an abortion, Justice Clarence Thomas argued that the Supreme Court should reconsider Obergefell and “all of this Court’s substantive due process precedents.” The recent passage of the federal Respect for Marriage Act was an important step forward – it requires the federal government to recognize same-sex and interracial marriages and affirms that states must recognize valid marriage licenses from other states. However, it does not require states to issue marriage licenses to same-sex couples nor does it remove Proposition 8 from California’s constitution. ACA 5 is an important safeguard in case the Supreme Court were to overturn Obergefell and Perry. It will help ensure all couples have the freedom to marry in California and protect against any future attempts to restrict marriage rights for same-sex or interracial couples. Marriage is about love and commitment. If two people love each other and want to make a lifetime commitment to one another, they should be able to do so – regardless of their gender, sexual orientation, or race. ACA 5 will reaffirm the ACA 5 (Low) Page 9 of 11 freedom to marry as a fundamental right and protect loving couples and families across California who deserve to have their marriages respected under the law. 8. Arguments in opposition According to California Capitol Connection: Marriage has been defined as a union between a man and a woman from the beginning. God instituted it. The Bible teaches us in Genesis 1 and 2, “So God created man in his own image, in the image of God created he him; male and female created he them…And God blessed them, and God said unto them, Be fruitful, and multiply, and replenish the earth, and subdue it.…Therefore shall a man leave his father and his mother, and shall cleave unto his wife: and they shall be one flesh.” Jesus Christ reaffirmed this truth in Matthew 19 when He said, “…Have ye not read, that he which made them at the beginning made them male and female, And said, For this cause shall a man leave father and mother, and shall cleave to his wife: and they twain shall be one flesh? Wherefore they are no more twain, but one flesh. What therefore God hath joined together, let not man put asunder.” The debate about marriage is not about love or hate. It is about truth. Man cannot redefine what God has already defined. SUPPORT ACLU California Action (sponsor) Equality California (co-sponsor) National Center for Lesbian Rights (co-sponsor) Human Rights Campaign (co-sponsor) Office of Lieutenant Governor Eleni Kounalakis (co-sponsor) Office of Superintendent of Instruction Tony Thurmond (co-sponsor) AFSCME Ajc San Francisco American Jewish Committee (AJC) San Diego American Jewish Committee - Los Angeles Anti-defamation League California Federation of Teachers Afl-cio California Labor Federation, Afl-cio California Lgbtq Health and Human Services Network City of San Diego City of West Hollywood City of Sunnyvale Culver City Democratic Club Disability Rights California Hadassah ACA 5 (Low) Page 10 of 11 Jcrc Bay Area Jewish Center for Justice Jewish Community Federation and Endowment Fund Jewish Community Relations Council of Sacramento Jewish Community Relations Council of Silicon Valley Jewish Democratic Club of Silicon Valley Jewish Democratic Club of Solano County Jewish Family & Children's Service of Long Beach and Orange County Jewish Family & Community Services East Bay Jewish Family Service of Los Angeles Jewish Family Service of The Desert Jewish Family Service San Diego Jewish Family Services of Silicon Valley Jewish Federation of Greater Los Angeles, the Jewish Federation of Greater Santa Barbara Jewish Federation of The Greater San Gabriel and Pomona Valleys Jewish Federation of The Sacramento Region Jewish Long Beach Jewish Public Affairs Committee Jvs Socal League of Women Voters of California National Association of Social Workers, California Chapter Planned Parenthood Affiliates of California Progressive Zionists of California Santa Monica Democratic Club OPPOSITION California Family Council California Capitol Connection RELATED LEGISLATION Pending Legislation: None known. Prior Legislation: SB 1306 (Leno, Ch. 82, Stats. 2014) removed the provisions from the Family Code that stated that marriage is only between a man and a woman, and amended the remaining provisions relating to marriage to be in gender-neutral terms. It also removed the provision denying the recognition of valid same-sex marriages from other jurisdictions. ACA 5 (Low) Page 11 of 11 SB 54 (Leno, Ch. 625, Stats. 2009) would have clarified that a marriage contracted outside of California that was valid by the laws of the jurisdiction in which it took place is valid in California. Stated that valid same-sex marriages of other states that took place prior to November 5, 2008 are valid in California, and that valid same-sex marriages of other states entered into after November 5, 2008 shall be accorded the same rights, protections, and benefits that opposite-sex marriage are accorded. AB 43 (Leon, 2007) would have provided that marriage is a personal relation arising out of a civil contract between two persons, and replaced references to spouses’ genders with gender-neutral language, similar to AB’s 849 and 19. AB 43 passed the Legislature but was vetoed by the Governor. AB 849 (Leno, 2005) would have provided that marriage is a personal relation arising out of a civil contract between two persons, and replaced references to spouses’ genders with gender-neutral language. AB 849 passed the Legislature, but was vetoed by the Governor. AB 19 (Leno, 2005) would have provided that marriage is a personal relation arising out of a civil contract between two persons, and replaced references to spouses’ genders with gender-neutral language. AB 19 failed to pass the Assembly. AB 607 (Nestande, Ch. 339, Stats. 1977) added a provision to the Family Code expressly defining marriage as between a man and a woman. PRIOR VOTES: The Assembly Floor vote was not available at the time this analysis was published. Assembly Appropriations Committee (Ayes 11, Noes 0) Assembly Judiciary Committee (Ayes 9, Noes 1) ************** RECOMMENDATION(S): ADOPT a position of "Support" on ACA 5 (Low) Marriage Equality, a resolution to propose to the people of the State of California an amendment to the Constitution of the State, by repealing and adding Section 7.5 of Article I thereof, relating to rights as recommended by Supervisor Ken Carlson AUTHORIZE the Chair of the Board to sign a letter supporting the resolution. FISCAL IMPACT: No fiscal impact. BACKGROUND: ACA 5, as amended, Low. Marriage equality. The California Constitution provides that only a marriage between a man and a woman is valid or recognized in California, and federal law permanently enjoins the state from enforcing this constitutional provision. This measure would repeal this unenforceable constitutional provision and would instead provide that the right to marry is a fundamental right, as specified. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Colleen Awad, 925-655-2350 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: C. 26 To:Board of Supervisors From:Ken Carlson Date:July 11, 2023 Contra Costa County Subject:ACA 5 (Low) Marriage Equality -- Support BACKGROUND: (CONT'D) Author:Evan Low (D-27) Title:A resolution to propse to the people of the State of California an amendment to the Constitution of the State, by repealing and adding Section 7.5 of Article I thereof, relating to rights. Fiscal Committee: No Urgency Clause: No Introduced:February 14, 2023 Disposition:pending Location:Referred to Senate Committees on Judiciary, Elections, and Constitutional Amendments and APPR Summary:ACA 5 proposes to repeal the void and unconstitutional provision of the California Constitution that limits marrriage to a "man and a woman", and replace it with a provision that expressly affirms that the right to marry is a fundamental right. Status:June 27, 2023 CONSEQUENCE OF NEGATIVE ACTION: Contra Costa County would not be supporting this legislation ATTACHMENTS Senate Judiciary Bill Analysis ACA 5 Text (Jun. 5) POSITION ADJUSTMENT REQUEST NO. 26165 DATE 6/29/2023 Department No./ Department Health Services Budget Unit No. 0540 Org No. 6388 and 6384 Agency No. A18 Action Requested: Cancel one (1) Community Health Worker I (VKWC) 40/40 position #6666 (Org 6384), one (1) Community Health Worker II (VKVB) 40/40 position #9800 (Org 6388), and add two (2) Community Health Worker I (VKWC) 20/40 positions (Org 6384), and two (2) Community Health Worker II (VKVB) 20/40 positions (Org 6388) in the Health Services Department. (Represented) Proposed Effective Date: 7/1/2023 Classification Questionnaire attached: Yes No / Cost is within Department’s budget: Yes No Total One-Time Costs (non-salary) associated with request: $0.00 Estimated total cost adjustment (salary / benefits / one time): Total annual cost $35,766.00 Net County Cost Total this FY $35,766.00 N.C.C. this FY SOURCE OF FUNDING TO OFFSET ADJUSTMENT: (100% Hospital Enterprise Fund I) Department must initiate necessary adjustment and submit to CAO. Use additional sheet for further explanations or comments. Larita Clow ______________________________________ (for) Department Head REVIEWED BY CAO AND RELEASED TO HUMAN RESOURCES DEPARTMENT Sarah Kennard for 06/30/2023 ___________________________________ ________________ Deputy County Administrator Date HUMAN RESOURCES DEPARTMENT RECOMMENDATIONS DATE Exempt from Human Resources review under Delegated Authority Amend Resolution 71/17 establishing positions and resolutions allocating classes to the Basic / Exempt salary schedule. Effective: Day following Board Action. (Date) ___________________________________ ________________ (for) Director of Human Resources Date COUNTY ADMINISTRATOR RECOMMENDATION: DATE 7/5/23 Approve Recommendation of Director of Human Res ources Disapprove Recommendation of Director of Human Resources Paul Reyes Other: ____________________________________________ ___________________________________ (for) County Administrator BOARD OF SUPERVISORS ACTION: Monica Nino, Clerk of the Board of Supervisors Adjustment is APPROVED DISAPPROVED and County Administrator DATE BY APPROVAL OF THIS ADJUSTMENT CONSTITUTES A PERSONNEL / SALARY RESOLUTION AMENDMENT POSITION ADJUSTMENT ACTION TO BE COMPLETED BY HUMAN RESOURCES DEPARTMENT FOLLOWING BOARD ACTION Adjust class(es) / position(s) as follows: P300 (M347) Rev 3/15/01 REQUEST FOR PROJECT POSITIONS Department Date _______ No. xxxxx 1. Project Positions Requested: 2. Explain Specific Duties of Position(s) 3. Name / Purpose of Project and Funding Source (do not use acronyms i.e. SB40 Project or SDSS Funds) 4. Duration of the Project: Start Date End Date Is funding for a specified period of time (i.e. 2 years) or on a year-to-year basis? Please explain. 5. Project Annual Cost a. Salary & Benefits Costs: b. Support Costs: (services, supplies, equipment, etc.) c. Less revenue or expenditure: d. Net cost to General or other fund: 6. Briefly explain the consequences of not filling the project position(s) in terms of: a. potential future costs d. political implications b. legal implications e. organizational implications c. financial implications 7. Briefly describe the alternative approaches to delivering the services which you have cons idered. Indicate why these alternatives were not chosen. 8. Departments requesting new project positions must submit an updated cost benefit analysis of each project position at the halfway point of the project duration. This report is to be submitted to the Human Resources Department, which will forward the report to the Board of Supervisors. Indicate the date that your cost / benefit analysis will be submitted 9. How will the project position(s) be filled? a. Competitive examination(s) b. Existing employment list(s) Which one(s)? c. Direct appointment of: 1. Merit System employee who will be placed on leave from current job 2. Non-County employee Provide a justification if filling position(s) by C1 or C2 USE ADDITIONAL PAPER IF NECESSARY RECOMMENDATION(S): ADOPT Position Adjustment Resolution No. 26165 to cancel one (1) Community Health Worker I (VKWC) 40/40 position #6666 at salary plan and grade TC5-0933 ($3,584 - $3,951) (Org 6384), one (1) Community Health Worker II (VKVB) 40/40 position #9800 at salary plan and grade TC5-1043 ($3,996 - $4,857) (Org 6388), and add two (2) Community Health Worker I (VKWC) 20/40 positions at salary plan and grade TC5-0933 ($3,584 - $3,951) (Org 6384), and two (2) Community Health Worker II (VKVB) 20/40 positions at salary plan and grade TC5-1043 ($3,996 - $4,857) (Org 6388) in the Health Services Department. (Represented) FISCAL IMPACT: Upon Approval, this action will result in an overall annual increase of $35,766.00. The cost will be fully funded by 100% Hospital Enterprise Fund I. BACKGROUND: The Health Services Department is requesting to add two part time Community Health Worker I positions, two part time Community Health Worker II positions, and cancel one Community Health Worker I full-time position and one Community Health Worker II full-time position. The department has consistently been unable to recruit for full-time staff. There is rapid turnover when full-time positions are filled as incumbents want to attend school as well. The Community Health Worker I positions will be responsible for, but not limited to keeping equipment, respiratory, and EKG rooms clean, stocked and organized, assisting RNs with vitalizing patients, and picking up specimens. The Community Health Worker II positions will be responsible for, but not limited to nursing workflow support, by taking lab specimen to the lab, assisting patients with socio-economical support by providing available community resources, making patient appointments, appointment reminder calls, and facilitating patient care effectively. In an effort to retain staff, adding part-time positions would be very beneficial to the department. CONSEQUENCE OF NEGATIVE ACTION: If this request is not approved, the department will not be able to address the concern of the increase in rapid turnover. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Larita Clow, 925-957-5244 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: Larita Clow, Linh Huynh, Jo-Anne Linares, Ramona Lurvey-Hair, Charlotte Adams, Caroline Killough C. 27 To:Board of Supervisors From:Anna Roth, Health Services Date:July 11, 2023 Contra Costa County Subject:Cancel two positions and add four positions in the Health Services Department AGENDA ATTACHMENTS P300 26165 MINUTES ATTACHMENTS Signed P300 26165 POSITION ADJUSTMENT REQUEST NO. 26164 DATE 3/22/2023 Department No./ Department Health Services Budget Unit No. 0450 Org No. 5826 Agency No. A18 Action Requested: Cancel one (1) vacant Child Health Disability Prevention Dental Hygienist (VBSK) position #8523 and add two (2) part-time 16/40 Child Health Disability Prevention Dental Hygienist (VBSK) positions in the Health Services Department. (Represented) Proposed Effective Date: 7/1/2023 Classification Questionnaire attached: Yes No / Cost is within Department’s budget: Yes No Total One-Time Costs (non-salary) associated with request: $0.00 Estimated total cost adjustment (salary / benefits / one time): Total annual cost ($78,186.00) Net County Cost Total this FY ($78,186.00) N.C.C. this FY SOURCE OF FUNDING TO OFFSET ADJUSTMENT: Cost Savings (100% John Muir Health Funding) Department must initiate necessary adjustment and submit to CAO. Use additional sheet for further explanations or comments. Larita Clow ______________________________________ (for) Department Head REVIEWED BY CAO AND RELEASED TO HUMAN RESOURCES DEPARTMENT Sarah Kennard for 6/30/2023 ___________________________________ ________________ Deputy County Administrator Date HUMAN RESOURCES DEPARTMENT RECOMMENDATIONS DATE Exempt from Human Resources review under Delegated Authority Amend Resolution 71/17 establishing positions and resolutions allocating classes to the Basic / Exempt salary schedule. Effective: Day following Board Action. (Date) ___________________________________ ________________ (for) Director of Human Resources Date COUNTY ADMINISTRATOR RECOMMENDATION: DATE 7/5/2022 Approve Recommendation of Director of Human Res ources Disapprove Recommendation of Director of Human Resources Paul Reyes Other: ____________________________________________ ___________________________________ (for) County Administrator BOARD OF SUPERVISORS ACTION: Monica Nino, Clerk of the Board of Supervisors Adjustment is APPROVED DISAPPROVED and County Administrator DATE BY APPROVAL OF THIS ADJUSTMENT CONSTITUTES A PERSONNEL / SALARY RESOLUTION AMENDMENT POSITION ADJUSTMENT ACTION TO BE COMPLETED BY HUMAN RESOURCES DEPARTMENT FOLLOWING BOARD ACTION Adjust class(es) / position(s) as follows: P300 (M347) Rev 3/15/01 REQUEST FOR PROJECT POSITIONS Department Date _______ No. xxxxx 1. Project Positions Requested: 2. Explain Specific Duties of Position(s) 3. Name / Purpose of Project and Funding Source (do not use acronyms i.e. SB40 Project or SDSS Funds) 4. Duration of the Project: Start Date End Date Is funding for a specified period of time (i.e. 2 years) or on a year-to-year basis? Please explain. 5. Project Annual Cost a. Salary & Benefits Costs: b. Support Costs: (services, supplies, equipment, etc.) c. Less revenue or expenditure: d. Net cost to General or other fund: 6. Briefly explain the consequences of not filling the project position(s) in terms of: a. potential future costs d. political implications b. legal implications e. organizational implications c. financial implications 7. Briefly describe the alternative approaches to delivering the services which you have cons idered. Indicate why these alternatives were not chosen. 8. Departments requesting new project positions must submit an updated cost benefit analysis of each project position at the halfway point of the project duration. This report is to be submitted to the Human Resources Department, which will forward the report to the Board of Supervisors. Indicate the date that your cost / benefit analysis will be submitted 9. How will the project position(s) be filled? a. Competitive examination(s) b. Existing employment list(s) Which one(s)? c. Direct appointment of: 1. Merit System employee who will be placed on leave from current job 2. Non-County employee Provide a justification if filling position(s) by C1 or C2 USE ADDITIONAL PAPER IF NECESSARY RECOMMENDATION(S): ADOPT Position Adjustment Resolution No. 26164 to cancel one (1) vacant Child Health Disability Prevention Dental Hygienist (VBSK) position #8523 at salary plan and grade TC5-1408 ($5,736 - $6,972) and add two (2) part-time (16/40) Child Health Disability Prevention Dental Hygienist (VBSK) positions at salary plan and grade TC5-1408 ($5,736 - $6,972) in the Health Services Department. (Represented) FISCAL IMPACT: Upon approval, this action will result in a cost savings of $78,186.00, with $32,444.00 in pensions included. These positions will be fully funded by 100% John Muir Health Funding BACKGROUND: The Health Services Department is requesting to cancel one full-time Child Health Disability Prevention (CHDP) Dental Hygienists and add two 16/40 CHDP Dental Hygienists. Two of these positions were in place for 30+ years before the pandemic in the Family, Maternal and Child Health (FMCH) Community Oral Health Program. The program is seeking to split this position once again into two positions in order to decrease gaps in services. The positions will be responsible for, but not limited to supporting the Children’s Oral Health Program supporting screenings, sealant placements, and fluoride varnishing in local schools throughout the county. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Larita Clow, (925) 957-5244 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: Jo-Anne Linares, Larita Clow, Sherry Martija, Miriam Delossantos, Kathi Caudel, May Park, Dora Regalado C. 28 To:Board of Supervisors From:Anna Roth, Health Services Date:July 11, 2023 Contra Costa County Subject:Add two part time CHDP Dental Hygienist positions and cancel one full time CHDP Dental Hygienist position in the Health Services Department CONSEQUENCE OF NEGATIVE ACTION: If this request is not approved, the division will not be able to address the concerns of decreasing the gaps in service. AGENDA ATTACHMENTS P300 26164 MINUTES ATTACHMENTS Signed P300 26164 POSITION ADJUSTMENT REQUEST NO. 26145 DATE 4/6/2023 Department No./ Department Animal Services Budget Unit No. 0366 Org No. 3335 Agency No. 36 Action Requested: Add one (1) Administrative Services Assistant III (APTA) (represented) position at salary plan and grade ZB5 1631 ($7,153 - $8,694) and cancel one (1) Office Manager (JJHC) (represented) vacant position number 5952 at salary plan and grade ZAX 1369 ($5,504 - $7,029). Proposed Effective Date: 4/25/2023 Classification Questionnaire attached: Yes No / Cost is within Department’s budget: Yes No Total One-Time Costs (non-salary) associated with request: $0.00 Estimated total cost adjustment (salary / benefits / one time): Total annual cost $124,925.00 Net County Cost $35,693.00 Total this FY $31,321.00 N.C.C. this FY $8,923.00 SOURCE OF FUNDING TO OFFSET ADJUSTMENT 100% County General Fund Department must initiate necessary adjustment and submit to CAO. Use additional sheet for further explanations or comments. Arturo Castillo ______________________________________ (for) Department Head REVIEWED BY CAO AND RELEASED TO HUMAN RESOURCES DEPARTMENT Jason Chan 4/14/2023 ___________________________________ ________________ Deputy County Administrator Date HUMAN RESOURCES DEPARTMENT RECOMMENDATIONS DATE 6/21/2023 Add one (1) Administrative Services Assistant III (APTA) (represented) position at salary plan and gr ade ZB5 1631 ($7,153 - $8,694) and cancel one (1) Office Manager (JJHC) (represented) vacant position number 5952 at salary plan and grade ZAX 1369 ($5,504 - $7,029) Amend Resolution 71/17 establishing positions and resolutions allocating classes to the Basic / Exempt salary schedule. Effective: Day following Board Action. (Date) Gladys Reid 6/21/2023 ___________________________________ ________________ (for) Director of Human Resources Date COUNTY ADMINISTRATOR RECOMMENDATION: DATE Approve Recommendation of Director of Human Resources Disapprove Recommendation of Director of Human Resources Other: ____________________________________________ ___________________________________ (for) County Administrator BOARD OF SUPERVISORS ACTION: Monica Nino, Clerk of the Board of Supervisors Adjustment is APPROVED DISAPPROVED and County Administrator DATE BY APPROVAL OF THIS ADJUSTMENT CONSTITUTES A PERSONNEL / SALARY RESOLUTION AMENDMENT POSITION ADJUSTMENT ACTION TO BE COMPLETED BY HUMAN RESOURCES DEPARTMENT FOLLOWING BOARD ACTION Adjust class(es) / position(s) as follows: P300 (M347) Rev 3/15/01 REQUEST FOR PROJECT POSITIONS Department Date No. 1. Project Positions Requested: 2. Explain Specific Duties of Position(s) 3. Name / Purpose of Project and Funding Source (do not use acronyms i.e. SB40 Project or SDSS Funds) 4. Duration of the Project: Start Date End Date Is funding for a specified period of time (i.e. 2 years) or on a year-to-year basis? Please explain. 5. Project Annual Cost a. Salary & Benefits Costs: b. Support Costs: (services, supplies, equipment, etc.) c. Less revenue or expenditure: d. Net cost to General or other fund: 6. Briefly explain the consequences of not filling the project position(s) in terms of: a. potential future costs d. political implications b. legal implications e. organizational implications c. financial implications 7. Briefly describe the alternative approaches to delivering the services which you have considered. Indicate why these alternatives were not chosen. 8. Departments requesting new project positions must submit an updated cost benefit analysis of each project position at the halfway point of the project duration. This report is to be submitted to the Human Resources Department, which will forward the report to the Board of Supervisors. Indicate the date that your cost / benefit analysis will be submitted 9. How will the project position(s) be filled? a. Competitive examination(s) b. Existing employment list(s) Which one(s)? c. Direct appointment of: 1. Merit System employee who will be placed on leave from current job 2. Non-County employee Provide a justification if filling position(s) by C1 or C2 USE ADDITIONAL PAPER IF NECESSARY RECOMMENDATION(S): ADOPT Position Resolution No. 26145 to add one (1) Administrative Services Assistant III (APTA) (represented) position at salary plan and grade ZB5 1631 ($7,510 - $9,129) and cancel one (1) Office Manager (JJHC) (represented) vacant position number 5952 at salary plan and grade ZAX 1369 ($5,779 - $7,380) in the Animal Services Department. FISCAL IMPACT: Upon approval, the cost will be a net increase of $19,992 for fiscal year 2023/2024. This position will include an annual pension expense of $35,693. This position will be funded by 100% County General Fund. BACKGROUND: The Animal Services Department assessed its administration division in 2019 and identified a need for a higher-level classification to manage and oversee the Department’s customer service, personnel, payroll, finance, facilities, and safety/training areas. The current Office Manager classification APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Arturo Castillo, 925-608-8408 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: HRIS, Kara Galindo C. 29 To:Board of Supervisors From:Beth Ward, Animal Services Director Date:July 11, 2023 Contra Costa County Subject:Add one (1) ASA III and cancel one (1) Office Manager in the Animal Services Department. BACKGROUND: (CONT'D) oversees the Department’s record keeping, call center, customer service, and data collection functions, as well as plans and organizes the work of clerical staff, lead workers, and a clerical supervisor. An Office Manager is solely focused on clerical and customer service functions and does not provide support or oversight on larger scale financial, personnel, payroll, facilities, and safety/training areas. The department has a need for an Administrative Services Assistant III to oversee these professional-level functions, as well as the expansion of the Department’s adoption and lost/found programs. An Administrative Services Assistant III will continue to support the supervisory functions of the Department’s administration division of clerical staff, lead workers, and division supervisors, while also directly supporting the Administrative Services Officer around contracts, personnel management, fiscal management, payroll, and customer service support. The expanded job tasks will allow for hiring a higher-level skilled individual and maintaining them in the position thereby providing for greater consistency of supervision, administrative support, and public cooperation. CONSEQUENCE OF NEGATIVE ACTION: If not approved, the Animal Services Department will continue to be challenged with obtaining the support necessary in improving administration, customer services, finance/payroll, and personnel processes. AGENDA ATTACHMENTS AIR 53221 P300 26145 Add and Cancel MINUTES ATTACHMENTS Signed P300 26145 POSITION ADJUSTMENT REQUEST NO. 26150 DATE 5/11/2023 Department No./ Department Office of the Sheriff Budget Unit No. 0255 Org No. 2508 Agenc y No. 25 Action Requested: Position adjustment to add one Chief of Police-Contract Agency-Exempt (6XF1) (unrepresented) position in the Office of the Sheriff (Department 0255) Field Operations Bureau – Special Operations Division – City of Lafayette (Contract Agency). Proposed Effective Date: 6/1/2023 Classification Questionnaire attached: Yes No / Cost is within Department’s budget: Yes No Total One-Time Costs (non-salary) associated with request: $0.00 Estimated total cost adjustment (salary / benefits / one time): Total annual cost $522,412.96 Net County Cost $0.00 Total this FY $43,534.41 N.C.C. this FY $0.00 SOURCE OF FUNDING TO OFFSET ADJUSTMENT Funded through law enforcement services contracts Department must initiate necessary adjustment and submit to CAO. Use additional sheet for further explanations or comments. Jad Keileh ______________________________________ (for) Department Head REVIEWED BY CAO AND RELEASED TO HUMAN RESOURCES DEPARTMENT Paul Reyes 05/12/2023 ___________________________________ ________________ Deputy County Administrator Date HUMAN RESOURCES DEPARTMENT RECOMMENDATIONS DATE 5/30/2023 Add one (1) Chief of Police-Contract Agency-Exempt (6XF1) (unrepresented) position in the Office of the Sheriff (Department 0255) Field Operations Bureau – Special Operations Division – City of Lafayette (Contract Agency). Amend Resolution 71/17 establishing positions and resolutions allocating classes to the Basic / Exempt salary schedule. Effective: Day following Board Action. 7/1/2023(Date) Seantea Stewart 5/30/2023 ___________________________________ ________________ (for) Director of Human Resources Date COUNTY ADMINISTRATOR RECOMMENDATION: DATE 7/3/2023 Approve Recommendation of Director of Human Resources Disapprove Recommendation of Director of Human Resources Enid Mendoza Other: ____________________________________________ ___________________________________ (for) County Administrator BOARD OF SUPERVISORS ACTION: Monica Nino, Clerk of the Board of Supervisors Adjustment is APPROVED DISAPPROVED and County Administrator DATE BY APPROVAL OF THIS ADJUSTMENT CONSTITUTES A PERSONNEL / SALARY RESOLUTION AMENDMENT POSITION ADJUSTMENT ACTION TO BE COMPLETED BY HUMAN RESOURCES DEPARTMENT FOLLOWING BOARD ACTION Adjust class(es) / position(s) as follows: P300 (M347) Rev 3/15/01 REQUEST FOR PROJECT POSITIONS Department Date No. 1. Project Positions Requested: 2. Explain Specific Duties of Position(s) 3. Name / Purpose of Project and Funding Source (do not use acronyms i.e. SB40 Project or SDSS Funds) 4. Duration of the Project: Start Date End Date Is funding for a specified period of time (i.e. 2 years) or on a year -to-year basis? Please explain. 5. Project Annual Cost a. Salary & Benefits Costs: b. Support Costs: (services, supplies, equipment, etc.) c. Less revenue or expenditure: d. Net cost to General or other fund: 6. Briefly explain the consequences of not filling the project position(s) in terms of: a. potential future costs d. political implications b. legal implications e. organizational implications c. financial implications 7. Briefly describe the alternative approaches to delivering the services which you have considered. Indicate why these alternatives were not chosen. 8. Departments requesting new project positions must submit an updated cost benefit analysis of each project position at the halfway point of the project duration. This report is to be submitted to the Human Resource s Department, which will forward the report to the Board of Supervisors. Indicate the date that your cost / benefit analysis will be submitted 9. How will the project position(s) be filled? a. Competitive examination(s) b. Existing employment list(s) Which one(s)? c. Direct appointment of: 1. Merit System employee who will be placed on leave from current job 2. Non-County employee Provide a justification if filling position(s) by C1 or C2 USE ADDITIONAL PAPER IF NECESSARY RECOMMENDATION(S): ADOPT Personnel Adjustment Resolution No. 26150 Position adjustment to add one Chief of Police-Contract Agency-Exempt (6XF1) (unrepresented) position in the Office of the Sheriff (Department 0255) Field Operations Bureau – Special Operations Division – City of Lafayette (Contract Agency); allocate it on the Salary Schedule at Salary Plan and Grade ($16,794.53) single step in the Office of the Sheriff. FISCAL IMPACT: Approval of this action may result in a salary and benefit cost increase of approximately $104,000, which will be fully covered by the contract with the City of Lafayette. This estimate is based on their staffing utilization of a Chief of Police-Contract Agency-Exempt which the incumbent currently holds as a Lieutenant. Additionally the cost estimate is the difference of the two positions, based on the Office of the Sheriff returning to a later Board date to eliminate the vacated Lieutenant position. BACKGROUND: The Office of the Sheriff provides law enforcement services to several contract agencies throughout Contra Costa County. Sheriff's Office employees at the rank of Lieutenant APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Hallie Wachowiak (925) 655-0003 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: C. 30 To:Board of Supervisors From:David O. Livingston, Sheriff-Coroner Date:July 11, 2023 Contra Costa County Subject:Position adjustment to add one Chief of Police-Contract Agency-Exempt position in the Office of the Sheriff - City of Lafayette (Contract Agency) BACKGROUND: (CONT'D) are assigned to manage these law enforcement contracts and act in the capacity of "Chief of Police." Currently, these Lieutenants can receive a police manager differential to their base pay, at the discretion of the contract agency, in order to compensate them for the additional responsibilities and authority. The contract agency also has the opportunity to recommend that the Lieutenant be reclassified as Chief of Police-Contract Agency-Exempt. The City of Lafayette has recommended that their assigned Lieutenant be reclassified to Chief of Police-Contract Agency-Exempt. This request will provide the position needed to promote the Lieutenant into. CONSEQUENCE OF NEGATIVE ACTION: Failure to approve the request would impede the organizational structure of the Office of the Sheriff and the needs of its contracted agencies. AGENDA ATTACHMENTS P300 No. 56150 Sheriff MINUTES ATTACHMENTS Signed P300 26150 POSITION ADJUSTMENT REQUEST NO. 26156 DATE 06/05/23 Department No./ Department County Administrator Budget Unit No. 0003 Org No. 1225 Agency No. 03 Action Requested: Add one (1.0 FTE) Media Operations Coordinator (ADSD) (Local 21) and Cancel one (1.0 FTE) Administrative Services Assistant II (APVA) Proposed Effective Date: 7/1/2023 Classification Questionnaire attached: Yes No / Cost is within Department’s budget: Yes No Total One-Time Costs (non-salary) associated with request: $0.00 Estimated total cost adjustment (salary / benefits / one time): Total annual cost ($22,846.00) Net County Cost $0.00 Total this FY $(22,846.00) N.C.C. this FY $0.00 SOURCE OF FUNDING TO OFFSET ADJUSTMENT Savings Department must initiate necessary adjustment and submit to CAO. Use additional sheet for further explanations or comments. Kristi Jourdan ______________________________________ (for) Department Head REVIEWED BY CAO AND RELEASED TO HUMAN RESOURCES DEPARTMENT Lara DeLaney 6/5/2023 ___________________________________ ________________ Deputy County Administrator Date HUMAN RESOURCES DEPARTMENT RECOMMENDATIONS DATE 6/21/2023 Add one (1) Media Operations Coordinator (ADSD)(represented) position at salary plan and grade ZB5 12 32 ($4,818 - $5,856) and cancel one (1) Administrative Services Assistant II (APVA) (represented) position at salary plan and grade ZB5 1475 ($6,129 - $7,449), in the Office of Communications and Media in the County Administrator's Office. Amend Resolution 71/17 establishing positions and resolutions allocating classes to the Basic / Exempt salary schedule. Effective: Day following Board Action. 07/01/23(Date) Amanda Monson 6/21/2023 ___________________________________ ________________ (for) Director of Human Resources Date COUNTY ADMINISTRATOR RECOMMENDATION: DATE Approve Recommendation of Director of Human Resources Disapprove Recommendation of Director of Human Resources Other: ____________________________________________ ___________________________________ (for) County Administrator BOARD OF SUPERVISORS ACTION: Monica Nino, Clerk of the Board of Supervisors Adjustment is APPROVED DISAPPROVED and County Administrator DATE BY APPROVAL OF THIS ADJUSTMENT CONSTITUTES A PERSONNEL / SALARY RESOLUTION AMENDMENT POSITION ADJUSTMENT ACTION TO BE COMPLETED BY HUMAN RESOURCES DEPARTMENT FOLLOWING BOARD ACTION Adjust class(es) / position(s) as follows: P300 (M347) Rev 3/15/01 REQUEST FOR PROJECT POSITIONS Department Date No. 1. Project Positions Requested: 2. Explain Specific Duties of Position(s) 3. Name / Purpose of Project and Funding Source (do not use acronyms i.e. SB40 Project or SDSS Funds) 4. Duration of the Project: Start Date End Date Is funding for a specified period of time (i.e. 2 years) or on a year-to-year basis? Please explain. 5. Project Annual Cost a. Salary & Benefits Costs: b. Support Costs: (services, supplies, equipment, etc.) c. Less revenue or expenditure: d. Net cost to General or other fund: 6. Briefly explain the consequences of not filling the project position(s) in terms of: a. potential future costs d. political implications b. legal implications e. organizational implications c. financial implications 7. Briefly describe the alternative approaches to delivering the services which you have considered. Indicate why these alternatives were not chosen. 8. Departments requesting new project positions must submit an updated cost benefit analysis of each project position at the halfway point of the project duration. This report is to be submitted to the Human Resources Department, which will forward the report to the Board of Supervisors. Indicate the date that your cost / benefit analysis will be submitted 9. How will the project position(s) be filled? a. Competitive examination(s) b. Existing employment list(s) Which one(s)? c. Direct appointment of: 1. Merit System employee who will be placed on leave from current job 2. Non-County employee Provide a justification if filling position(s) by C1 or C2 USE ADDITIONAL PAPER IF NECESSARY RECOMMENDATION(S): ADOPT Position Resolution No. 26156 to add one (1) Media Operations Coordinator (ADSD)(represented) position at salary plan and grade ZB5 1232 ($4,818 - $5,856) and cancel one (1) Administrative Services Assistant II (APVA) (represented) position at salary plan and grade ZB5 1475 ($6,129 - $7,449), in the Office of Communications and Media in the County Administrator's Office. (Cost Savings, 100% cable franchise fees) FISCAL IMPACT: Upon approval, this action will result in an annual cost savings of approximately $22,846, including pension costs. The cost savings will be to the Office of Communications and Media (1225) budget, which is funded with cable franchise fees, charge-outs to customers, and Public Education and Governmental (PEG) funding. BACKGROUND: The Office of Communications and Media (OCM) has determined that its operational needs require the addition of a Media Operations Coordinator position. OCM requests the addition of one Media Operations Coordinator position and the cancellation of a vacant Administrative Services Assistant II position, which would result in salary and benefit savings of $22,846 in FY 2023-24. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: L. DeLaney, (925) 655-2057 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: HRIS C. 31 To:Board of Supervisors From:Monica Nino, County Administrator Date:July 11, 2023 Contra Costa County Subject:Add one (1) Media Operations Coordinator position and cancel one (1) ASA II position in the Office of Communications and Media CONSEQUENCE OF NEGATIVE ACTION: If not approved, the OCM will not be able to hire a Media Operations Coordinator position, which could potentially affect the efficiency and effectiveness of operations. AGENDA ATTACHMENTS AIR 53886_P300 26156 Add-Cancel for OCM_BOS 7.11.23 MINUTES ATTACHMENTS Signed P300 26156 POSITION ADJUSTMENT REQUEST NO. 26157 DATE 6/5/2023 Department No./ Department Office of the Sheriff Budget Unit No. 0255 Org No. 2508 Agency No. 25 Action Requested: Position adjustment to add one Chief of Police-Contract Agency-Exempt (6XF1) (unrepresented) position in the Office of the Sheriff (Department 0255) Field Operations Bureau – Special Operations Division – Health Services Security Unit (Contract Agency). Proposed Effective Date: 4/25/2023 Classification Questionnaire attached: Yes No / Cost is within Department’s budget: Yes No Total One-Time Costs (non-salary) associated with request: $0.00 Estimated total cost adjustment (salary / benefits / one time): Total annual cost $522,412.96 Net County Cost $0.00 Total this FY $87,068.83 N.C.C. this FY $0.00 SOURCE OF FUNDING TO OFFSET ADJUSTMENT Funded through law enforcement services contracts Department must initiate necessary adjustment and submit to CAO. Use additional sheet for further explanations or comments. Jad Keileh ______________________________________ (for) Department Head REVIEWED BY CAO AND RELEASED TO HUMAN RESOURCES DEPARTMENT Enid Mendoza 6/8/2023 ___________________________________ ________________ Deputy County Administrator Date HUMAN RESOURCES DEPARTMENT RECOMMENDATIONS DATE 5/30/2023 Add one (1) Chief of Police-Contract Agency-Exempt (6XF1) (unrepresented) position in the Office of the Sheriff (Department 0255) Field Operations Bureau – Special Operations Division – Health Services Security Unit (Contract Agency). Amend Resolution 71/17 establishing positions and resolutions allocating classes to the Basic / Exempt salary schedule. Effective: Day following Board Action. (Date) Seantea Stewart 5/30/2023 ___________________________________ ________________ (for) Director of Human Resources Date COUNTY ADMINISTRATOR RECOMMENDATION: DATE Approve Recommendation of Director of Human Resources Disapprove Recommendation of Director of Human Resources Other: ____________________________________________ ___________________________________ (for) County Administrator BOARD OF SUPERVISORS ACTION: Monica Nino, Clerk of the Board of Supervisors Adjustment is APPROVED DISAPPROVED and County Administrator DATE BY APPROVAL OF THIS ADJUSTMENT CONSTITUTES A PERSONNEL / SALARY RESOLUTION AMENDMENT POSITION ADJUSTMENT ACTION TO BE COMPLETED BY HUMAN RESOURCES DEPARTMENT FOLLOWING BOARD ACTION Adjust class(es) / position(s) as follows: P300 (M347) Rev 3/15/01 REQUEST FOR PROJECT POSITIONS Department Date No. 1. Project Positions Requested: 2. Explain Specific Duties of Position(s) 3. Name / Purpose of Project and Funding Source (do not use acronyms i.e. SB40 Project or SDSS Funds) 4. Duration of the Project: Start Date End Date Is funding for a specified period of time (i.e. 2 years) or on a year-to-year basis? Please explain. 5. Project Annual Cost a. Salary & Benefits Costs: b. Support Costs: (services, supplies, equipment, etc.) c. Less revenue or expenditure: d. Net cost to General or other fund: 6. Briefly explain the consequences of not filling the project position(s) in terms of: a. potential future costs d. political implications b. legal implications e. organizational implications c. financial implications 7. Briefly describe the alternative approaches to delivering the services which you have considered. Indicate why these alternatives were not chosen. 8. Departments requesting new project positions must submit an updated cost benefit analysis of each project position at the halfway point of the project duration. This report is to be submitted to the Human Resources Department, which will forward the report to the Board of Supervisors. Indicate the date that your cost / benefit analysis will be submitted 9. How will the project position(s) be filled? a. Competitive examination(s) b. Existing employment list(s) Which one(s)? c. Direct appointment of: 1. Merit System employee who will be placed on leave from current job 2. Non-County employee Provide a justification if filling position(s) by C1 or C2 USE ADDITIONAL PAPER IF NECESSARY RECOMMENDATION(S): ADOPT Position Adjustment Resolution No. 26157 to add one (1) Chief of Police-Contract Agency-Exempt (6XF1) (unrepresented) position in the Office of the Sheriff (Department 0255) Field Operations Bureau – Special Operations Division – Health Services Security Unit (Contract Agency); allocate it on the salary schedule at BS2 2320 ($16,794.53) single step in the Office of the Sheriff. FISCAL IMPACT: A cost of $522,413 will be covered by the contract with Health Services (Contract Agency) and a $197,295 increase in retirement cost. An appropration and revenue adjustement will need to be processed as soon as FY 23-24 budget adjustments can be processed (tentatively October 2023). BACKGROUND: The Office of the Sheriff provides law enforcement services to several contract agencies throughout Contra Costa County. Sheriff's Office employees at the rank of Lieutenant are assigned to manage these law enforcement contracts and act in the capacity of "Chief of Police." Currently, these Lieutenants can receive a police manager differential of up to 9% of their base pay, at the discretion of the contract agency, in order to compensate them for the additional responsibilities and authority. The contract agency also has the opportunity to recommend that the Lieutenant be reclassified as Chief of Police-Contract Agency-Exempt. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Hallie Wachowiak (925) 655-0003 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: Hallie Wachowiak C. 32 To:Board of Supervisors From:David O. Livingston, Sheriff-Coroner Date:July 11, 2023 Contra Costa County Subject:Position adjustment to add one Chief of Police-Contract Agency-Exempt position in the Office of the Sheriff's Health Services Security Unit CONSEQUENCE OF NEGATIVE ACTION: Failure to approve the request would impede the organizational structure of the Office of the Sheriff. AGENDA ATTACHMENTS AIR 53888 P300 26157 Add Chief Exempt HSD MINUTES ATTACHMENTS P300 26157 signed POSITION ADJUSTMENT REQUEST NO. 26159 DATE 07/01/2023 Department No./ Department Treasurer-Tax Collector Budget Unit No. 0015 Org No. 0015 Agenc y No. 15 Action Requested: Cancel one Tax Compliance Officer- Advanced (S5VA) position #06469 and add one Accounting Technician (JD7A) in the Treasurer-Tax Collector's Office. Proposed Effective Date: 7/1/23 Classification Questionnaire attached: Yes No / Cost is within Department’s budget: Yes No Total One-Time Costs (non-salary) associated with request: Estimated total cost adjustment (salary / benefits / one time): Total annual cost ($10,624.00) Net County Cost ($10,624.00) Total this FY ($10,624.00) N.C.C. this FY ($10,624.00) SOURCE OF FUNDING TO OFFSET ADJUSTMENT Cost Savings Department must initiate necessary adjustment and submit to CAO. Use additional sheet for further explanations or comments. Russell Watts ______________________________________ (for) Department Head REVIEWED BY CAO AND RELEASED TO HUMAN RESOURCES DEPARTMENT L.Strobel 6/15/23 ___________________________________ ________________ Deputy County Administrator Date HUMAN RESOURCES DEPARTMENT RECOMMENDATIONS DATE 6/21/2023 Cancel one (1) Tax Compliance Officer-Advanced (S5VA) (represented) position #06469 at Salary Plan and Grade QV5 1300 ($5,411 - $6,577), and add one (1) Accounting Technician (JD7A) (represented) at Salary Plan and Grade 3RX 1236 ($5,066 - $6,470), in the Treasurer-Tax Collector’s Office. Amend Resolution 71/17 establishing positions and resolutions allocating classes to the Basic / Exempt salary schedule. Effective: Day following Board Action. (Date) Alycia Leach 6/21/2023 ___________________________________ ________________ (for) Director of Human Resources Date COUNTY ADMINISTRATOR RECOMMENDATION: DATE Approve Recommendation of Director of Human Resources Disapprove Recommendation of Director of Human Resources Other: ____________________________________________ ___________________________________ (for) County Administrator BOARD OF SUPERVISORS ACTION: Monica Nino, Clerk of the Board of Supervisors Adjustment is APPROVED DISAPPROVED and County Administrator DATE BY APPROVAL OF THIS ADJUSTMENT CONSTITUTES A PERSONNEL / SALARY RESOLUTION AMENDMENT POSITION ADJUSTMENT ACTION TO BE COMPLETED BY HUMAN RESOURCES DEPARTMENT FOLLOWING BOARD ACTION Adjust class(es) / position(s) as follows: P300 (M347) Rev 3/15/01 REQUEST FOR PROJECT POSITIONS Department Date No. 1. Project Positions Requested: 2. Explain Specific Duties of Position(s) 3. Name / Purpose of Project and Funding Source (do not use acronyms i.e. SB40 Project or SDSS Funds) 4. Duration of the Project: Start Date End Date Is funding for a specified period of time (i.e. 2 years) or on a year-to-year basis? Please explain. 5. Project Annual Cost a. Salary & Benefits Costs: b. Support Costs: (services, supplies, equipment, etc.) c. Less revenue or expenditure: d. Net cost to General or other fund: 6. Briefly explain the consequences of not filling the project position(s) in terms of: a. potential future costs d. political implications b. legal implications e. organizational implications c. financial implications 7. Briefly describe the alternative approaches to delivering the services which you have considered. Indicate why these alternatives were not chosen. 8. Departments requesting new project positions must submit an updated cost benefit analysis of each project position at the halfway point of the project duration. This report is to be submitted to the Human Resources Department, which will forward the report to the Board of Supervisors. Indicate the date that your cost / benefit analysis will be submitted 9. How will the project position(s) be filled? a. Competitive examination(s) b. Existing employment list(s) Which one(s)? c. Direct appointment of: 1. Merit System employee who will be placed on leave from current job 2. Non-County employee Provide a justification if filling position(s) by C1 or C2 USE ADDITIONAL PAPER IF NECESSARY RECOMMENDATION(S): ADOPT Position Adjustment Resolution No. 26159 to cancel one (1) Tax Compliance Officer-Advanced (S5VA) (represented) position #06469 at Salary Plan and Grade QV5 1300 ($5,411 - $6,577), and add one (1) Accounting Technician (JD7A) (represented) at Salary Plan and Grade 3RX 1236 ($5,066 - $6,470), in the Treasurer-Tax Collector’s Office. FISCAL IMPACT: The action will result in an annual cost savings of $10,624 (100% General Fund) BACKGROUND: The Department does not plan to refill the Tax Compliance Officer-Advanced position as the Tax Compliance group has been reintegrated with the rest of the Tax Collector’s division. There is a current need for an Accounting Technician to help mitigate the increase in specialized and complex clerical accounting work which includes reviewing, processing, and recording financial transactions in our new accounting system. CONSEQUENCE OF NEGATIVE ACTION: If this action is not approved beginning FY 2023-24, staffing will not be at the ideal level to accomplish the goals of the Department. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Ronda Boler, (925) 608-9506 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: HRIS.Support, Ronda Boler C. 33 To:Board of Supervisors From:Russell Watts, Treasurer-Tax Collector Date:July 11, 2023 Contra Costa County Subject:Cancel One Tax Compliance Officer-Advanced position and Add One Accounting Technician position AGENDA ATTACHMENTS P300_26159 MINUTES ATTACHMENTS Signed P300 26159 POSITION ADJUSTMENT REQUEST NO. 26161 DATE 6/23/2023 Department No./ Department Public Defender Budget Unit No. 0243 Org No. 2916 Agency No. A43 Action Requested: Add one (1) full-time Public Defender Client Services Specialist (26SC) position at salary plan and grade QV5 1521 ($6,737-$8,189) in the Office of the Public Defender. (Represented) Proposed Effective Date: 7/12/2023 Classification Questionnaire attached: Yes No / Cost is within Department’s budget: Yes No Total One-Time Costs (non-salary) associated with request: $0.00 Estimated total cost adjustment (salary / benefits / one time): Total annual cost $128,347.00 Net County Cost $0.00 Total this FY $128,347.00 N.C.C. this FY $0.00 SOURCE OF FUNDING TO OFFSET ADJUSTMENT 100% BSCC Proposition 47 grant Department must initiate necessary adjustment and submit to CAO. Use additional sheet for further explanations or comments. Sylvia Wong Tam ______________________________________ (for) Department Head REVIEWED BY CAO AND RELEASED TO HUMAN RESOURCES DEPARTMENT Enid Mendoza 6/27/2023 ___________________________________ ________________ Deputy County Administrator Date HUMAN RESOURCES DEPARTMENT RECOMMENDATIONS DATE 6/28/2023 Add one (1) full-time Public Defender Client Services Specialist (26SC) (represented) position at Salary Plan and Grade QV5 1521 ($6,737-$8,189) in the Public Defender's Office. Amend Resolution 71/17 establishing positions and resolutions allocating classes to the Basic / Exempt salary schedule. Effective: Day following Board Action. (Date) Amanda Monson 6/28/2023 ___________________________________ ________________ (for) Director of Human Resources Date COUNTY ADMINISTRATOR RECOMMENDATION: DATE Approve Recommendation of Director of Human Resources Disapprove Recommendation of Director of Human Resources Other: ____________________________________________ ___________________________________ (for) County Administrator BOARD OF SUPERVISORS ACTION: Monica Nino, Clerk of the Board of Supervisors Adjustment is APPROVED DISAPPROVED and County Administrator DATE BY APPROVAL OF THIS ADJUSTMENT CONSTITUTES A PERSONNEL / SALARY RESOLUTION AMENDMENT POSITION ADJUSTMENT ACTION TO BE COMPLETED BY HUMAN RESOURCES DEPARTMENT FOLLOWING BOARD ACTION Adjust class(es) / position(s) as follows: P300 (M347) Rev 3/15/01 REQUEST FOR PROJECT POSITIONS Department Date No. 1. Project Positions Requested: 2. Explain Specific Duties of Position(s) 3. Name / Purpose of Project and Funding Source (do not use acronyms i.e. SB40 Project or SDSS Funds) 4. Duration of the Project: Start Date End Date Is funding for a specified period of time (i.e. 2 years) or on a year -to-year basis? Please explain. 5. Project Annual Cost a. Salary & Benefits Costs: b. Support Costs: (services, supplies, equipment, etc.) c. Less revenue or expenditure: d. Net cost to General or other fund: 6. Briefly explain the consequences of not filling the project position(s) in terms of: a. potential future costs d. political implications b. legal implications e. organizational implications c. financial implications 7. Briefly describe the alternative approaches to delivering the services which you have considered. Indicate why these alternatives were not chosen. 8. Departments requesting new project positions must submit an updated cost benefit analysis of each project position at the halfway point of the project duration. This report is to be submitted to the Human Resources Department, which will forward the report to the Board of Supervisors. Indicate the date that your cost / benefit analysis will be submitted 9. How will the project position(s) be filled? a. Competitive examination(s) b. Existing employment list(s) Which one(s)? c. Direct appointment of: 1. Merit System employee who will be placed on leave from current job 2. Non-County employee Provide a justification if filling position(s) by C1 or C2 USE ADDITIONAL PAPER IF NECESSARY RECOMMENDATION(S): ADOPT Position Adjustment No. 26161 to add one (1) Public Defender Client Services Specialist (26SC) (represented) position at Salary Plan and Grade QV5 1521 ($6,737-$8,189) in the Public Defender's Office. FISCAL IMPACT: This position is funded by the Board of State and Community Corrections (BSCC) Proposition 47 grant; (100% State, no County match). An appropriation and revenue adjustment will be completed by the Department as soon as budget adjustments can be processed (tentatively October 2023). BACKGROUND: The Holistic Intervention Partnership (HIP) is an innovative holistic defense program funded by a three-year $6 million Proposition 47 grant (PROP 47) from the Board of State and Community Corrections (BSCC). HIP goals are to: Increase collaboration between public defenders and law enforcement to reduce failures to appear for thousands of indigent people arrested on misdemeanor charges by providing immediate legal representation and multi-dimensional support. 1. Address criminogenic needs and increase clients' diversion out of the criminal legal system.2. 3. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Sylvia Wong Tam, 925-335-8062 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: Sylvia WongTam, HRIS C. 34 To:Board of Supervisors From:Ellen McDonnell, Public Defender Date:July 11, 2023 Contra Costa County Subject:Add one (1) Public Defender Client Services Specialist position in the Public Defender's Office BACKGROUND: (CONT'D) Increase HIP's caseload capacity to annually serve 300 indigent, mentally ill clients arrested on misdemeanors or "wobblers." Annually support 100 mentally ill and homeless or imminently homeless clients to obtain or retain appropriate housing, including supportive harm reduction housing. The Contra Costa Public Defender's Office is partnering with Contra Costa County Health, Housing, and Homeless Services; Behavioral Health Services; Employment and Human Services; Office of the District Attorney; Office of Reentry and Justice, Office of Education Contra Costa County, and Martinez Police Department. HIP's community-based programs include multi-disciplinary case coordination to identify and coordinate client needs and services. CONSEQUENCE OF NEGATIVE ACTION: The Public Defender's Office would not have the appropriate staffing required to access the grant funding, and would not be able to provide the services as intended and improve criminal justice outcomes. AGENDA ATTACHMENTS AIR 54082_P300 26161- Add PD CSS_BOS 7.11.23 MINUTES ATTACHMENTS Signed P300 26161 THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE:5 John Gioia Candace Andersen Diane Burgis Ken Carlson Federal D. Glover NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/273 A RESOLUTION OF THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY AUTHORIZING PREPARATION AND SUBMITTAL OF A TRANSFORMATIVE CLIMATE COMMUNITIES GRANT APPLICATION FOR BAY POINT TO THE CALIFORNIA STRATEGIC GROWTH COUNCIL WHEREAS, climate change poses significant challenges to our community, including increased heatwaves, severe droughts, intensified wildfires, and rising sea levels, threatening our economy, public health, and natural resources; and WHEREAS, Contra Costa County recognizes the urgency of taking bold action to mitigate greenhouse gas emissions and adapt to the impacts of climate change, ensuring a sustainable and prosperous future for all residents; and WHEREAS, climate change impacts in Contra Costa County will be most acutely felt by children, seniors, low income populations, communities of color, and residents with unstable economic or housing situations; and WHEREAS, the Vulnerability Assessment developed for the Envision Contra Costa 2040 General Plan indicates that the most vulnerable County residents, including households in poverty, low-income households, and persons experiencing homelessness, are more likely to be severely impacted by a changing climate, including flooding, wildfires, extreme heat, and poor air quality; and WHEREAS, seven of the ten largest industrial pollution sources in the San Francisco Bay Area are located in Contra Costa County; and WHEREAS, twenty-five census tracts in Contra Costa County are recognized by the State of California as being in the top twenty-five percent of "disadvantaged communities" or "communities of concern" that are disproportionately burdened by sources of pollution, including two census tracts in the unincorporated community of Bay Point; and WHEREAS, rates of asthma, obesity, and breast, colorectal, lung, and prostate cancer are higher in Contra Costa County than in the rest of California, and in some cases, the nation, particularly in census tracts that are located near large industrial facilities; and WHEREAS, the Transformative Climate Communities grant program provides an unique opportunity for Contra Costa County to access funding, technical assistance, and resources to develop and implement comprehensive strategies that address climate change while prioritizing equity, health, community engagement, and social justice; and WHEREAS, the Board of Supervisors of Contra Costa County is eligible to receive State funding for certain sustainability projects and programs and related work through the California Strategic Growth Council; and WHEREAS, a Restricted Grant Agreement is required to be executed with the California Strategic Growth Council before such funds can be claimed through the Transformative Climate Communities Grant Program; and WHEREAS, the Board of Supervisors of Contra Costa County appoints the Conservation and Development Director, or designee, as agent to conduct all negotiations, execute and submit all documents including, but not limited to, applications, agreements, and payment requests that may be necessary for competition of the aforementioned strategies and projects. NOW, THEREFORE, BE IT RESOLVED by the Board of Supervisors of Contra Costa County, that the Conservation and Development Director, or designee, is authorized to apply for and accept a TCC Planning Grant, if selected for an award, and is authorized to execute funding agreements and other documents necessary for this purpose. Contact: Jody London, 925-655-2815 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: RECOMMENDATION(S): ADOPT Resolution No. 2023/273 to approve and authorize the Conservation and Development Director, or designee, to apply for and accept a grant of up to a maximum of $300,000 from the California Strategic Growth Council, Transformative Climate Community (TCC) Planning Grant program, for community planning work in Bay Point to identify potential implementation projects that can achieve local health, economic, and environmental benefits, build climate resilience, and reduce greenhouse gas emissions, for a two-year period. FISCAL IMPACT: If awarded, the majority of TCC Planning Grant funds will be directed to community-based organizations that will partner with the County to engage the Bay Point community to develop priorities that address climate change adaption on a range of projects. The only exceptions are up to $40,000 in grant funds will be directed to the Health Ambassadors program in Contra Costa Health, and up to $5,000 will be directed to the Department of Conservation and Development for Geographic Information System (GIS) and demographic analysis. Measure X funds for climate equity and resilience support the work of DCD's sustainability staff who will be administering the grant. The TCC program does not require a County match. BACKGROUND: Operated by the California Strategic Growth Council, Transformative Climate Communities (TCC) is a place-based grant program that funds community-driven projects that achieve local health, economic, and environmental benefits, build climate resilience, and reduce greenhouse gas emissions in communities that are considered "disadvantaged" using the CalEnviroScreen tool, or have a high pollution burden, or are within federally recognized tribal boundaries. The City of Richmond was recently awarded a TCC implementation grant of $35 million, in collaboration with six co-applicants, all of whom are community-based organizations or non-profit groups. Staff recommends the County apply for the TCC planning grant with the goal of determining the Bay Point community’s priorities for a future application for an implementation grant. The planning grant will provide the necessary resources and support to engage community members, conduct comprehensive assessments, and develop a comprehensive plan that addresses the specific challenges and opportunities in Bay Point. Other funding opportunities outside the TCC program can also be pursued. County staff believe that there is a strong case to be made for additional TCC grants in Contra Costa County, given the large number of large industrial facilities in our county, and 25 census tracts identified as “disadvantaged” by the State of California using its CalEnviroScreen tool. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jody London, 925-655-2815 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: C. 35 To:Board of Supervisors From:John Kopchik, Director, Conservation & Development Department Date:July 11, 2023 Contra Costa County Subject:Transformative Climate Community (TCC) Planning Grant Opportunity BACKGROUND: (CONT'D) Two of these census tracts are in Bay Point. A team of County staff from the departments of Public Works, Health, and Conservation and Development have been meeting since March to explore the TCC opportunity. This broad-based team includes staff who work on community health and wellness, climate and health policy, housing and homelessness, flood control, energy, transportation engineering and policy, water policy, climate action, economic development, redevelopment, long-range planning, and related fields. A small working group has met with staff from the Strategic Growth Council and has been meeting bi-weekly with the technical assistance consultants provided by the Strategic Growth Council. The team is meeting with community-based organizations that have the capacity to be co-applicants for this project, a key requirement of the grant. Staff have been advised by the Strategic Growth Council that directing the vast majority of grant funds to community-based organizations will make the grant more competitive. Working through the County Administrator’s Office, the team has engaged a grant writer to assist in developing this application. There are a number of existing or in progress studies and reports prepared by or for the County upon which the TCC planning grant can draw to identify community priority projects. These include: Active Transportation Plan (ATP); Bay Point Parks Assessment Report; Social Determinants of Health Accelerator Plan: Planning Healthy Futures in East Contra Costa County; Bella Vista Area Revitalization Study (draft-2011); General Plan Update; Bay Point Community Profile for General Plan; Climate Action Plan Update; All-Electric Building Roadmap; Sea Level Rise Strategy for Contra Costa County; San Francisco Estuary Institute study of Bay Point; Adapting to Rising Tides study (2017, Bay Conservation and Development Commission); Northern Waterfront Economic Development Initiative; and Ambrose Park Stormwater Infrastructure grant. Contra Costa Health is developing a health needs assessment for Bay Point this summer. The Strategic Growth Council will award three TCC planning grants in this round. Each grant has a two-year duration. The project in Bay Point would allow the community to better understand the opportunities available to address and/or improve infrastructure, transportation (bike and pedestrian access, zero emission vehicles, and transit), all-electric buildings, sea level rise, and parks, while incorporating opportunities to improve public health and address housing and economic development. Staff recommends the Board approve the submittal of the TCC planning grant application for the Bay Point community. CONSEQUENCE OF NEGATIVE ACTION: Should the Board not approve the grant application, the County would miss an opportunity to leverage State funds for the benefit of the Bay Point community. AGENDA ATTACHMENTS Resolution 2023/273 MINUTES ATTACHMENTS Signed Resolution No. 2023/273 RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to accept Grant Agreement #28-920-1 (State #BSCC 93422) with the California Board of State and Community Corrections – Proposition 64 Public Health and Safety Grant Program, in an amount not to exceed $2,195,302, for implementation and expansion of Substance Use Disorders (SUD) treatment for youth to address the impact of marijuana legalization by improving safety and improving public health through education, policy and treatment for the period from May 1, 2023 through October 31, 2028. FISCAL IMPACT: Approval of this Grant Agreement will result in a total payment to the County not to exceed $2,195,302. (No County match required) BACKGROUND: In November of 2016, California voters approved Proposition 64, the Control, Regulate and Tax Adult Use of Marijuana Act (AUMA). AUMA legalized the recreational use of marijuana in California for individuals 21 years of age and older. Proposition 64, in pertinent part provides that a portion of the tax revenue from the cultivation and retail sale of cannabis of cannabis products will be appropriated for making grants available to local governments to assist with law enforcement, fire protection, or other local programs addressing public health and safety associated with the implementation of the Control, Regulate and Tax Adult Use of Marijuana Act. Our county is well positioned to apply for this grant, as.Contra Costa did not ban cultivation, including personal cultivation or retail sale of marijuana or marijuana products. Behavioral Health intervention and treatment for youth aged 12 to 18 in the southeast region of the City of Antioch has experienced significant growth over the last 30 years. The County’s Juvenile Justice Consolidated Plan (JJCP) 2021-2022 identified the disparities in services for youth residing in East County, which includes Antioch, and advocated for an increase in services noting drug abuse intervention as the second highest priority area among at-risk and justice-involved youth. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Suzanne Tavano, Ph.D, 925-957-5169 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Edney Suisala, Cristeta Rovira-Hernandez C. 36 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Approval of Grant Agreement #28-920-2 with the California Board of State and Community Corrections BACKGROUND: (CONT'D) On September 15, 2020, the Board of Supervisors approved Grant Award #28-920-1 with the California Board of State and Community Corrections-Prop 64 Grant, to pay County $1,000,000, for implementation and expansion of Substance Use Disorders (SUD) treatment for youth to address the impact of marijuana legalization by improving safety and improving public health through education, policy and treatment, for the period October 1, 2020 through September 30, 2023. Approval of Grant Agreement #28-920-2 will allow for further expansion of existing limited SUD primary prevention services, through October 31, 2028. This agreement includes a provision requiring the county to indemnify and hold harmless the State for any and all claims arising out of performance of the agreement. This grant agreement was delayed due to State processing delays. CHILDREN'S IMPACT STATEMENT: This program supports the following Board of Supervisors’ community outcomes: “Children Ready For and Succeeding in School”; “Families that are Safe, Stable, and Nurturing”; and “Communities that are Safe and Provide a High Quality of Life for Children and Families”. Expected program outcomes include an increase in positive social and emotional development as measured by the Child and Adolescent Functional Assessment Scale (CAFAS). THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE:5 John Gioia Candace Andersen Diane Burgis Ken Carlson Federal D. Glover NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/282 In The Matter Of: Funds for the Pets Assistance and Support (PAS) program A necessary quorum and majority of the supervisors of the Contra Costa County Board of Supervisors, on behalf of Contra Costa Health Services (“Round 2 PAS Grantee”) hereby consent to, adopt and ratify the following resolutions: WHEREAS, the State of California Department of Housing and Community Development (“Department”) issued an Allocation Acceptance form, dated March 20, 2023 under Round 3 of the Pets Assistance and Support program (“Program” or “PAS Program”); and WHEREAS, pursuant to the above-described PAS Allocation Acceptance form, the Round 2 PAS Grantee wishes to receive a PAS Program grant to fund shelter, pet food, pet supplies, and basic veterinarian services (“Services”), as well as staffing and liability insurance related to providing the Services; and WHEREAS, the Department may approve funding allocations for the PAS Program subject to the terms and conditions of the PAS Allocation Acceptance form and PAS Program requirements. Now, Therefore, Be It Resolved: The Round 2 PAS Grantee is authorized to accept a PAS Program Grant and is authorized to use all such funds for eligible activities as approved by the Department, and in a manner consistent and in compliance with any and all other contracts the Round 2 PAS Grantee may have with the Department, as well as all applicable state and federal statutes, rules, regulations, and laws, including without limitation all rules, regulations, and laws governing the PAS Program. The Round 2 PAS Grantee is hereby authorized and directed to accept a PAS program grant in an amount not to exceed $95,978, as detailed in the PAS Allocation Acceptance form and, enter into, execute, and deliver a State of California Standard Agreement and any and all other documents required or deemed necessary or appropriate to carry into effect the full intent and purpose of the above resolution, in order to evidence the PAS Program Grant, the Round 2 PAS Grantee’s obligations related thereto, and the Department’s security therefore, and all amendments thereto, as well as any other documents which are related to the PAS Program or the PAS Program Grant awarded to the Round 2 PAS Grantee, as the Department may deem appropriate (collectively, the “PAS Documents”). Be It Further Resolved: That Christy Saxton, Health, Housing & Homeless Services Director, or designee, is hereby authorized to execute the PAS Documents, and any amendment or modification thereto, on behalf of the Round 2 PAS Grantee, subject to County Counsel approval as to form. Contact: Christy Saxton, 925-608-6700 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: RECOMMENDATION(S): ADOPT Resolution No. 2023/282 authorizing the Health Services Director, or designee, to receive funds in an amount not to exceed $95,978 from the California Department of Housing and Community Development (CDHCD) for the Pet Assistance and Support (PAS) Program for Delta Landing and Brookside Homeless Shelters in East and West County, and enter into an agreement and any amendments with CDHCD for funding, subject to County Counsel approval. FISCAL IMPACT: There is no matching contribution requirement for activities funded with PAS Program funds. BACKGROUND: The California Department of Housing and Community Development announced the release of this Notice of Funding Availability (NOFA) for approximately $10 million in PAS program funds. PAS Program funding provides grants to qualified homeless shelters for the purpose of providing shelter, pet food, pet supplies and basic veterinarian services for the pets of individuals in homeless shelters as well as staffing and liability insurance related to providing those services. The PAS program was authorized by the Budget Act of 2021, AB 128 (Chapter 21, Statutes of 2021) as APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Christy Saxton, 925-608-6700 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: C. 37 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Adopt Resolution 2023/282 for Pet Assistance and Support (PAS) funding with the California Department of Housing and Community Development BACKGROUND: (CONT'D) amended by SB 129 (Chapter 69, Statutes of 2021) section 274 Control Section 19.57, paragraph (b)(21). In 2020, Delta Landing (the former Motel 6) opened as an East County shelter with rooms for 172 households experiencing homelessness. In 2021, Brookside Shelter reopened as a West County non-congregate shelter with room for 36 households experiencing homelessness. The facilities are pet friendly, eliminating barriers to shelter for people with pets. By making accommodations for pets, more owners who are experiencing homelessness are inclined to obtain medical, as well as living assistance, and the conditions of their pets improve. While at the facilities, homeless residents with pets need assistance with kenneling, food, basic pet supplies, and veterinarian services. Approval of Resolution No. 2023/282 will allow the County to receive funds up to $95,978 for the continuation of the PAS program for Delta Landing and Brookside Homeless Shelters in East and West County. CONSEQUENCE OF NEGATIVE ACTION: Contra Costa County will not be able to receive funding to continue to provide pet assistance and support to persons who are homeless in county’s homeless shelters in East and West County. AGENDA ATTACHMENTS Resolution 2023/282 MINUTES ATTACHMENTS Signed Resolution No. 2023/282 RECOMMENDATION(S): APPROVE and AUTHORIZE the Sheriff-Coroner, or designee, to execute contracts containing mutual indemnification, with the Department of Justice Bureau of Forensic Services, Department of Homeland Security, Office of Inspector General, and the University of California San Francisco Police Department, for use of the Sheriff's Range Facility for the period July 1, 2023 through June 30, 2025. FISCAL IMPACT: There is no County cost associated with this request. The contract agencies will pay a per day fee for access to the Sheriff's Range Facility. BACKGROUND: Local, state, and federal law enforcement officers are required to complete firearms qualifications on a regular basis. The Office of the Sheriff has a firing range and classroom that can be used by other law enforcement agencies for firearms qualifications when not in use by County staff. The recommended APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Abigail Balana, 925-655-0008 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: C. 38 To:Board of Supervisors From:David O. Livingston, Sheriff-Coroner Date:July 11, 2023 Contra Costa County Subject:Range Use Contracts BACKGROUND: (CONT'D) contracts provide for use of the Sheriff's Range Facilities, including firearms range and classroom, for firearms qualification of these government agencies' employees. CONSEQUENCE OF NEGATIVE ACTION: Negative action on this request would result in a loss of revenue for the County and a valuable loss of services for outside agencies. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Grant Agreement #28-928-2, including mutual indemnification, with Physicians for a Healthy California (PHC), a non-profit corporation, to pay County an amount not to exceed $150,000 to increase training of primary care and emergency physician residents at Contra Costa Regional Medical Center and Contra Costa Health Centers, for the period from July 1, 2023 through September 30, 2026. FISCAL IMPACT: Approval of this Agreement will result in a total of $150,000 from PHC for the Family Practice Residency Program. $100 County match is required and will be funded by Hospital Enterprise Fund I. BACKGROUND: PHC is authorized by the California Healthcare, Research and Prevention Tobacco Tax of 2016 (Proposition 56) and the University of California to issue grants for the purpose of increasing the number of primary care and emergency physicians trained in California. The goal of these grant funds is to sustain, retain and expand graduate medical education programs based on workforce needs and priorities. On July 26, 2022, the Board of Supervisors approved Grant Agreement #28-928-1 with Physicians for a Healthy California, to pay the county an amount not to exceed $150,000, for training of primary are and emergency physician residents at Contra Costa Regional Medical Center and Contra Costa Health Centers, for the period from July 1, 2022 through September 30, 2025. Approval of Grant Agreement #28-928-2 will allow continuation of the Family Practice Residency Program at Contra Costa Regional Medical Center, including training for an additional family practice resident through September 30, 2026. This agreement includes mutual indemnification. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Samir Shah, M.D., 925-370-5525 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Marcy Wilhelm C. 39 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Grant Agreement #28-928-2 with Physicians for a Healthy California RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Agreement #28-963-3 with the State of California, Business, Consumer Services and Housing Agency (BCSH) for the Homeless Housing, Assistance, and Prevention (HHAP) Program, to pay County an amount not to exceed $7,968,925 for the Health, Housing and Homeless Services Division to provide supportive housing services for homeless individuals and families in Contra Costa County through December 31, 2027. FISCAL IMPACT: This grant agreement will result in an amount not to exceed $7,968,925 in funding from State of California, BCSH. (No County match is required) BACKGROUND: On July 31, 2019, Governor Newsom signed into law the HHAP program (Assembly Bill 101, Chapter 159, Statutes of 2019). The HHAP program is a block grant program designed to provide jurisdictions with one-time grant funds to support regional coordination and expand or develop local capacity to address their immediate homelessness challenges informed by a best-practices framework focused on moving homeless individuals and families into permanent housing and supporting the efforts of those individuals and families to maintain their permanent housing. On February 28, 2023, the Board of Supervisors approved Grant Agreement #28-963-2 with the State of California, Business, Consumer Services and Housing Agency for the Homeless Housing, Assistance, and Prevention Program to pay county in an amount not to exceed $4,980,616 to provide housing support to homeless individuals and families in Contra Costa County through December 31, 2026. Approval of Agreement #28-963-3 will allow the county to continue to receive funds through December 31, 2027. This agreement includes the County agreeing to hold harmless the State for any claims arising out of the performance of this contract. CONSEQUENCE OF NEGATIVE ACTION: If this agreement is not approved, the county will not receive HHAP funding to support homeless individuals and families. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Christy Saxton, 925-608-6700 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: L Walker, M Parkinen C. 40 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Grant Agreement #28-963-3 with the State of California, Business, Consumer Services and Housing Agency RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director or designee, to execute, on behalf of the County Grant Award #29-393-38 from the California Department of Public Health, Tuberculosis Control Branch, to pay the County, an amount not to exceed $316,958, for the Tuberculosis (TB) Control Program for the period from July 1, 2023 through June 30, 2024; and APPROVE and AUTHORIZE the Purchasing Agent to issue on behalf of the Health Services Department purchase orders in a total amount not to exceed $18,065 for the purchase of sputum induction medical equipment, gas and food gift cards, rental assistance payments, transportation services for medical appointments, and staff travel for educational purposes, all in connection with the grant program. FISCAL IMPACT: Acceptance of this Award will result in up to $316,958 in funding from the California Department of Public Health, Tuberculosis Control Branch, for FY 2023-24. No County match required. BACKGROUND: The Health Services Department’s Public Health Division maintains a TB Control Program, which serves all reported TB patients and their contacts in Contra Costa County. Outreach services are provided to reach the “Hard-to Reach” people with TB and those at high risk. The TB control staff work within the Communicable Disease Section in collaboration with the HIV/AIDS Program, Substance Abuse Programs, Contra Costa Regional Medical Center and Health Centers, and providers throughout the County. This grant has been awarded to Contra Costa County since 1990. On July 12, 2022, the Board of Supervisors approved acceptance of Grant Award #29-393-35 with the California Department of Public Health, TB Control Branch, for the TB Control Program, to pay the county in an amount not to exceed $316,958 including $18,065 FSIE allotment, for the county’s TB control program for the period from July 1, 2022 through June 30, 2023. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Ori Tzvieli, M.D., 925-608-5267 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Marcy Wilhelm C. 41 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Grant Award #29-393-38 from the California Department of Public Health, Tuberculosis Control Branch BACKGROUND: (CONT'D) On October 4, 2022, the Board of Supervisors approved Award Amendment #29-393-36 with the California Department of Public Health, TB Control Branch, to increase the amount payable to the county by $28,387 to a new total of $345,345 for an additional FSIE allotment, with no change in the original term of July 1, 2022 through June 30, 2023. On February 28, 2023, the Board of Supervisors approved Award Amendment #29-393-37 with the California Department of Public Health, TB Control Branch, to increase the amount payable to the county by $41,426 to a new total of $386,771 for an additional FSIE allotment, with no change in the original term of July 1, 2022 through June 30, 2023. Approval of Grant Award #29-393-38 will allow the Department to continue to expand its prevention and control activities which are essential to decreasing TB transmission, prevent the development of drug resistance, and cure TB patients, through June 30, 2024. CONSEQUENCE OF NEGATIVE ACTION: If this grant is not approved, the County will not receive funds to continue identifying and treating Contra Costa County residents who have active TB and ensure that they complete appropriate therapy. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Standard Agreement (Amendment) #29-772-52 (State #04-36067, A-40) with the State of California, Department of Health Care Services (DHCS), to amend Agreement #29-772-13 (as amended by subsequent amendments #29-772-14 through #29-772-51), to update capitation rates for recipients of Medi-Cal Managed care, with no change in the original amount payable of up to $317,472,000 or term of April 1, 2005 to December 31, 2023. FISCAL IMPACT: There is no change to the original amount payable to County for the Medi-Cal Managed Care Local Initiative Project. No County match required. BACKGROUND: The State has been contracting with the Health Services Department’s Contra Costa Health Plan to provide health care services to eligible Medi-Cal recipients within the scope of Medi-Cal benefits under the Medi-Cal Local Initiative Health Plan since February 1, 1997. On April 26, 2005, the Board of Supervisors approved Standard Agreement #29-772-13 with the State of California, DHCS, for the Medi-Cal Local Initiative Health Plan, for the period from April 1, 2005 through December 31, 2008. Subsequent amendments #29-772-14 through #29-772-51 have been issued by DHCS to amend Standard Agreement #29-772-13 to extend the term through December 31, 2023, add funds, adjust capitation rates and modify language. Approval of this Standard Agreement (Amendment) #29-772-52 will update capitation rates for recipients of Medi-Cal Managed care, with no change in the original amount payable of up to $317,472,000 or term of April 1, 2005 to December 31, 2023. CONSEQUENCE OF NEGATIVE ACTION: If this amendment is not approved, the County will not be able to continue the Medi-Cal Managed Care Local Initiative Project. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Sharron Mackey, 925-313-6004 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: , Deputy cc: Marcy Wilhelm C. 42 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Standard Agreement (Amendment) #29-772-52 with the State of California, Department of Health Care Services RECOMMENDATION(S): APPROVE and AUTHORIZE the Agricultural Commissioner, or designee, to execute a contract with State of California - Department of Parks and Recreation for the County to receive an amount not to exceed $9,999 for the County to provide services to treat invasive weeds in Mount Diablo State Park with an anticipated completion date of July 31, 2023. FISCAL IMPACT: The county will be reimbursed in an amount not to exceed $9,999 for providing supplies and labor to control invasive weeds in Mount Diablo State Park, Department of Parks for the State of California. (100% State Funds) APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Megan Maddox, 8-6600 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C. 43 To:Board of Supervisors From:Matt Slattengren, Ag Commissioner/Weights & Measures Director Date:July 11, 2023 Contra Costa County Subject:Contract with California Department of Parks and Recreation BACKGROUND: Contra Costa County Agriculture/Weights & Measures Department has a long history of weed management and weed abatement. There are two main non-native and invasive weeds (Artichoke Thistle and Purple Star Thistle) the Department continues to invest time and resources to abate, as well as several other species. Contra Costa is generally infested with Artichoke Thistle and Purple Star Thistle, which are both B-rated pests, and both are a detriment to fragile regional and state parks. The Department has built a great relationship and works closely with the state parks, regional park districts, regional water districts, various other entities, and private landowners to collectively control these weeds. The Department will be implementing control methods that will protect endangered species as well as promote regrowth of native and desirable plants. The agreement requires the County to defend and indemnify the State for all claims, losses, and damages arising out of County's performance of the agreement. CONSEQUENCE OF NEGATIVE ACTION: If not approved, the County will not be able to provide services to control invasive weeds at Mount Diablo State Park. There will be a decrease in revenue and possibly increase the spread of noxious and invasive weeds, non-native to California. THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE:5 John Gioia Candace Andersen Diane Burgis Ken Carlson Federal D. Glover NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/272 IN THE MATTER OF: Applying for and accepting the California Highway Patrol Cannabis Tax Fund Grant Program for Fiscal Year 2023-2025. WHEREAS the County of Contra Costa County is seeking funds available through the California Highway Patrol. NOW, THEREFORE IT BE RESOLVED that the Board of Supervisors: Authorizes the Sheriff-Coroner, Undersheriff or the Sheriff's Chief, Management Services, to execute for and on behalf of the County of Contra Costa, a public entity established under the laws of the State of California, any actions necessary for the purpose of obtaining State financial assistance including grant modifications and extensions provided by the California Highway Patrol. Contact: Donn David, 925-655-0007 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: RECOMMENDATION(S): ADOPT Resolution No. 2023/272 authorizing an update on the grant performance period from 2023-2024 to 2023-2025 for the California Highway Patrol Cannabis Tax Fund Grant Program with an award not to exceed $100,000 for the purchase of consumables for support of laboratory testing capabilities for the period of July 1, 2023, through the end of the grant funding. FISCAL IMPACT: No fiscal impact. This is an amendment to change the fiscal year grant performance period. BACKGROUND: The Contra Costa County, Office of the Sheriff, Forensic Services Division (FSD) operates an ISO 17025 ANAB Accredited Crime Laboratory able to provide County-wide Forensic Toxicological testing services. The FSD’s Toxicology Unit is responsible for the analysis of blood and urine evidence for driving under the influence of drugs (DUID) cases. The California Highway Patrol (CHP) Cannabis Tax Fund Grant Program funds are needed to ensure efficient processing and analysis of DUID-related offenses. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Donn David, 925-655-0007 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: C. 44 To:Board of Supervisors From:David O. Livingston, Sheriff-Coroner Date:July 11, 2023 Contra Costa County Subject:California Highway Patrol Cannabis Tax Fund Grant Program Change of Fiscal Year BACKGROUND: (CONT'D) The CHP Cannabis Tax Fund Grant will be used to purchase consumables for both current LC-MS/MS methods and validation of new confirmation methods. The funding of consumables will support the FSD in providing comprehensive information on DUID cases, while eliminating the need to send evidence to an outside laboratory. Expansion of testing capabilities will allow the FSD to meet current and future DUID guidelines for drug assays as required by national standards, National Highway Traffic Safety Administration, and the National Safety Council. Combining multiple analytes into a single confirmation will also result in a decreased turnaround time. On February 28, 2023, the Board of Supervisors adopted Resolution No. 2023/54 authorizing the Sheriff Coroner, or designee, to apply for and accept the California Highway Patrol Grant Fiscal Year 2023-2024, in an amount not to exceed $100,000 for the purchase of consumables for support of laboratory testing capabilities for the period of July 1, 2023, through the end of the grant funding. Today's action will adopted an updated resolution to included FY 2024-25 as part of the grant performance period. CONSEQUENCE OF NEGATIVE ACTION: Without the expansion of comprehensive confirmation methods, many requests for analysis will be sent to an accredited outside laboratory. Analysis performed by an outside laboratory creates an increased prosecution burden and cost to Contra Costa County law enforcement agencies and the District Attorney’s Office. AGENDA ATTACHMENTS Resolution 2023/272 MINUTES ATTACHMENTS Signed Resolution No. 2023/272 RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Standard Agreement #29-611-41 (State #GA22-SBPCR-EXT-0001392) with the State Department of Health Care Access and Information (HCAI), a government agency, to pay County an amount not to exceed $625,000 for continuation of the Family Practice Residency Program at Contra Costa Regional Medical Center (CCRMC) and Contra Costa Health Centers, for the period from June 30, 2023 through August 31, 2026 FISCAL IMPACT: Approval of this Agreement will result in a total of $625,000 over a three-year term from the State Department of HCAI for the Family Practice Residency Program. No County match required. BACKGROUND: Since 1978, the Board of Supervisors has approved agreements with the State to provide funds for the county's Family Practice Residency Program at CCRMC and Contra Costa Health Centers. The Office of Statewide Health Planning and Development (OSHPD) is authorized by the Son-Brown Health Care Workforce Training Action, Section 128225 to issues grants for the purpose of supporting programs that train family and primary care physicians, osteopathic family physicians, primary care physician’s assistances, registered nurses and primary nurse practitioners to provide needed services in areas of unmet need with the State. The county has been contracting with OSHPD for the Family Practice Residency Program services since 1978. On August 4, 2021, OSHPD changed its name to the Department of HCAI. On April 26, 2022, the Board of Supervisors approved Agreement #29-611-40 with the Department of HCAI, in an amount not to exceed $375,000 for continuation of the Family Practice Residency Program at Contra Costa Regional Medical Center and Contra Costa Health Centers, for the period June 30, 2022 through August 29, 2025. Approval of Standard Agreement #29-611-41 will allow continuation of the Family Practice Residency Program at CCRMC and Contra Costa Health Centers, including training for an additional family practice resident for a three-year term. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Samir Shah, M.D., 925-370-5525 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Edney Suisala, Cristeta Rovira-Hernandez C. 45 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Agreement #29-611-41 with the State Department of Health Care Access and Information BACKGROUND: (CONT'D) This agreement includes a provision requiring the county to indemnify and hold harmless the State for any and all claims arising out of performance of the agreement. CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, the county will not receive funding to continue providing family medicine training in the Family Practice Residency Program at CCRMC and Contra Costa Health Centers. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #74-439-21 with Bay Area Community Resources, Inc., a non-profit corporation, in an amount not to exceed $401,867, to provide Substance Abuse Prevention and Treatment (SAPT) services for the period July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in budgeted expenditures of up to $401,867 and will be funded by 92% SAPT Block Grant Prevention Set-Aside ($369,718) and 8% American Rescue Plan Act ($32,149) revenues. (Rate increase) BACKGROUND: The county has been contracting with Bay Area Community Resources, Inc., since March 2012 to provide SAPT services for offenders referred through the AB 109 criminal justice realignment program in West Contra Costa County. This contract meets the social needs of county’s population by providing specialized substance abuse treatment services so that adults with co-occurring mental disorders are provided an opportunity to achieve sobriety and recover from the effects of alcohol and other drug use, become self-sufficient, and return to their families as productive individuals. On August 2, 2022, the Board of Supervisors approved Contract #74-439-20 with Bay Area Community Resources, Inc., in an amount not to exceed $471,413, to provide SAPT services including, but not limited to, individual and group counseling services for offenders referred through the AB 109 criminal justice realignment program in West Contra Costa County, for the period July 1, 2022 through June 30, 2023. Approval of Contract #74-439-21 allows the contractor to continue providing services through June 30, 2024. CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, individuals will not receive alcohol and drug prevention and treatment services they need to maintain sobriety and reduce risk factors. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Suzanne Tavano, Ph.D, 925-957-5169 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Edney Suisala, Cristeta Rovira-Hernandez C. 46 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #74-439-21 with Bay Area Community Resources, Inc. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #74-671 with Pacific Clinics, a non-profit corporation, in an amount not to exceed $4,391,085 to provide youth crisis stabilization services and operation of the Children’s Crisis Stabilization Unit, for the period from July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in annual expenditures of up to $4,391,085 for Fiscal Year 2023-24 and will be funded by 25% Federal Medi-Cal, 66% Mental Health Realignment, and 9% California Health Facilities Finance Authority (CHFFA). BACKGROUND: Pacific Clinics will operate the new Children's Crisis Stabilization Unit (CSU) at 25 Allen St, Martinez, CA 94553. Until now, crisis stabilization services for minors experiencing psychiatric emergencies have been provided by Psychiatric Emergency Services (PES) at Contra Costa Regional Medical Center. The opening of the new CSU will enable Contra Costa Behavioral Health to provide age-specific and trauma-informed crisis stabilization for children and youth. The construction project at 25 Allen to accommodate the CSU is projected to be completed by mid-July of 2023, operations at the CSU can start in August of 2023. The CSU is designed as the receiving facility for children and youth ages 4-17 on Welfare Institutions Code (WIC) 5150/5585 holds. Pacific Clinics will serve children and adolescents ages 4 to 17, who are experiencing severe psychiatric symptoms, disturbances of conduct, maladaptive responses to trauma, or de-compensating clinical conditions that severely impair their capacity to function in their daily activities. These youth, due to the severity of their symptoms or fragility of their environment have been placed on 5585 psychiatric holds. Pacific Clinics will provide trauma informed crisis stabilization services and intensive supervision in a secure environment with the maximum duration of twenty-three hour and fifty-nine minutes. Without the support of a structured, therapeutic crisis stabilization unit, these youth may require hospitalization. In the lead up to starting operations, Pacific Clinics will hire staff of the required professional disciplines in sufficient numbers to meet staffing requirements for the CSU and APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Suzanne Tavano, 925-957-5212 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Marcy Wilhelm C. 47 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #74-671 with Pacific Clinics BACKGROUND: (CONT'D) develop policies, procedures, protocols, and workflows to successfully operate the unit. Approval of Contract #74-671 will allow this Contractor to provide operation and staff at the Children’s Crisis Stabilization Unit through June 30, 2024. CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, children and adolescents who are experiencing service psychiatric systems may need to be hospitalized. CHILDREN'S IMPACT STATEMENT: The recommendation supports the following children's outcome(s): (1) Children and Youth Healthy and Preparing for Productive Adulthood; and (2) Communities that are Safe and Provide a High Quality of Life for Children and Families. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County a Quote with Data Innovations LLC, a limited liability company, in an amount not to exceed $33,370, for additional medical instrument management software system and services, for Contra Costa Health Services for the period from July 11, 2023 through January 31, 2025. FISCAL IMPACT: Approval of this contract will result in additional contractual service expenditures of up to $33,370 and will funded as budgeted by the department in FY 2023-25, by 100% Hospital Enterprise Fund I revenues. BACKGROUND: This contract meets the needs of the County's patient population by providing a medical instrument management system. Contra Costa Health Services (CCHS) clinical and medical laboratories carry out tests on clinical specimens such as blood, urine; to obtain information about patient health to aid in the diagnosis, treatment, and prevention of disease. Data Innovations (DI), Instrument Manager, is a connectivity solution that enables an open and expansive enterprise lab ecosystem, allowing for the integration of virtually any instrument, laboratory information system, electric medical record, or electric health record regardless of vendor or discipline. DI's Instrument Manager can support thousands of instruments, dozens of laboratory information systems, and multiple labs on a single platform. All lab disciplines can be integrated with one platform to streamline operations and management. In February 2022, the parties executed the governing Contract #23-726, which obligates the County to indemnify DI for any third-party claims for damages that occur as a result of the County’s willful misconduct, negligent acts, errors, or omissions in connection with County’s business operations, and, CCHS awarded DI a sole source for its system as the only middleware solution that allows an interface for laboratory results directly from the instrument to Epic. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Rajiv Pramanik, 925-765-8689 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: F Carroll, Laura Bright C. 48 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #23-726-1 with Data Innovations, LLC. BACKGROUND: (CONT'D) Approval of Contract #23-726-1 will allow this contractor to complete the implementation of the instrument management system including training, maintenance, and support services through January 31, 2025. CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, the system won't be implemented, forcing CCHS clinical and medical laboratories to continue using the current system that is not integrated with Epic, its Electronic Health Records system resulting in a negative impact on patient care. RECOMMENDATION(S): APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute on behalf of the Health Services Director, a purchase order with Watermark Medical, Inc., in an amount not to exceed $550,000, and a related rental agreement, for rental fees and testing supplies for home sleep study devices as well as any repairs of the same equipment for the Cardiopulmonary Sleep Clinic at the Contra Costa Regional Medical Center (CCRMC) and Health Centers, for the period July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this action will result in expenditures of up to $550,000 over the one-year period and will be entirely funded by the Hospital Enterprise Fund I revenues. BACKGROUND: The Cardiopulmonary Department has been providing Home Sleep Study testing for more than five years to diagnose and assist sleep specialty physicians to make treatment decisions related to sleep disordered breathing. This treatment is critical to provide patients with the highest quality of life as it does not impose time off requirements from employment to participate in the testing aspect of care. Treatment of sleep disordered breathing can decrease the rate of clinical deterioration for patients with existing co-morbidities to result in minimizing the need for admissions to acute hospital care and the resulting higher costs related to unmanaged disorders; all these reasons will positively impact our quality improvement program metrics. This agreement allows the Cardiopulmonary Department – Sleep Clinic to provide diagnostic services within our network. If not offered through us, we will have to refer our patients to another clinic that provides the same service and will cause inconvenience, transportation issue, and possible hindrance and delay to diagnostics and care for our patients. Having this service provided within our department will allow patients to have a closer-to-home diagnostic service, quality instruction and care from our staff, and faster turnaround time of results compared to offsite diagnostic service. The agreement specifies that the County shall indemnify Watermark Medical, Inc. for any loss or damage. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Karin Stryker, (925) 370-5141 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C. 49 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Purchase Order with Watermark Medical, Inc. BACKGROUND: (CONT'D) On March 29, 2022, the Board of Supervisors approved agenda item C.49 to execute purchase order 24876 with Watermark Medical, Inc. in an amount of $432,000 for the rental fees and testing supplies for Home Sleep Study devices and any repairs of the same equipment for the Cardiopulmonary Sleep Clinic at the Contra Costa Regional Medical Center (CCRMC) and Contra Costa Health Centers, for the period form February 1, 2022 through January 31, 2023. Approval of this purchase order will allow Watermark Medical, Inc., to continue providing sleep disorder diagnostic services to CCRMC patients through January 31, 2026. CONSEQUENCE OF NEGATIVE ACTION: If this purchase order is not approved, the Cardiopulmonary Department will not be able to provide diagnostic testing for patients suspected of sleep disordered breathing. When left untreated, this condition can cause worsening of cardiac and pulmonary diseases and endocrine disorders, resulting in increased incidents of hospital admissions for patients. This scenario would negatively impact our quality improvement program metrics to manage these chronic disease conditions and result in decreased federal funding. ATTACHMENTS RECOMMENDATION(S): APPROVE and AUTHORIZE the Public Works Director, or designee, to execute a contract amendment with Kava Massih Architects, effective July 11, 2023 to extend the term from October 8, 2023 through October 7, 2024 with no change to the pay limit to provide as-needed architectural services for various County facilities projects. FISCAL IMPACT: There is no fiscal impact with this action as it is only to extend the term of the contract. Projects will be assigned to the as-needed architect when there is an approved project and funding. BACKGROUND: On October 8, 2019 The Board of Supervisors approved an as-needed Consulting Services Agreement with Kava Massih in the amount of $750,000. On April 27, 2021, the Board of Supervisors approved Amendment No. 1 in the amount of $750,000 to a new payment limit of 1,500,000, and to extend the term from October 8, 2022 through October 8, 2023. Kava Massih is familiar with these active projects, and the design and construction of typical building type and health care facilities. Therefore it is recommended that the contract amendment be awarded at this time. Kava Massih will continue to provide typical architectural services, such as programming, design and construction administration. The type, size and location of projects will vary. Typical projects may include new construction, building renovations/modernizations, remodeling of an entire building or specific areas within a building, tenant improvements, exterior building restorations, Mechanical-Electrical-Plumbing APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jeffrey K Acuff 925-957-2487 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: C. 50 To:Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:APPROVE and AUTHORIZE Amendment No. 2 to Consulting Services Agreement with Kava Massih Architects. BACKGROUND: (CONT'D) upgrades, structural improvements, code-related improvements and deferred maintenance projects. Projects may also include fire district buildings projects. Extending this as-needed agreement will save the County money when compared to the time and expense in conducting a consultant selection process on a project-by-project basis, and allow the design phase to commence sooner and provide for a shorter project completion schedule. CONSEQUENCE OF NEGATIVE ACTION: If amendment No. 2 is not approved, projects currently in process will be delayed, which will ultimately result in higher project costs. RECOMMENDATION(S): APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute on behalf of the Health Services Director, a purchase order with MXR Imaging, Inc. in an amount not to exceed $157,050, and two related maintenance agreements for service on ultrasound machines at Contra Costa Regional Medical Center (CCRMC), which includes parts and labor for repairs as well as replacement and service for Transesophageal Echocardiograph (TTE) and stipulated Transthoracic Echocardiography probes for the period from May 1, 2023 through April 30, 2026. FISCAL IMPACT: Approval of these actions will result in expenditures of up to $157,050 over a three-year period and will be funded by Hospital Enterprise Fund I revenues. BACKGROUND: MXR Imaging, Inc. provides repair and equipment to Diagnostic Imaging at CCRMC and Health Centers. CCRMC and Health Center providers use ultrasound exams and ultrasound probes for several purposes, including during pregnancy, for diagnosing conditions and for image guidance during certain procedures. Ultrasound probe is part of the ultrasound system that touches the patient’s body which send and receive the sonic pulses. The probe converts electricity into sound and data to the ultrasound machine for it to process and display. Ultrasound machines and probes allows CCRMC and Health Center physicians to see problems with organs, tissues, and vessels without needing to make an incision. Unlike other imaging techniques, ultrasound doesn’t use radiation. MXR Imaging, Inc. has been operating in the diagnostic imaging market for over 60 years and its position as national service and equipment provider for all levels of healthcare by offering a full range of imaging equipment and highly trained technician to service the different modalities. The company is now nationwide and has acquired the equipment, accessories, training, and service expertise for well-known medical device manufacturers. MXR Imaging, Inc. provides CT, MRI and ultrasound equipment and services with high-quality cost-efficient service solution nationwide. In 2018, the company added to its ultrasound service capabilities through its purchase of California-based Conquest APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Karin Stryker, (925) 370-5141 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: C. 51 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Purchase Order with MXR Imaging, Inc. BACKGROUND: (CONT'D) Imaging, a leader in reconditioned ultrasound parts and repair services for ultrasound equipment. This allows MXR Imaging, Inc. to offer an ISO-certified, multi-vendor ultrasound probe repair as well as parts. MXR Imaging, Inc. offers ultrasound parts and probes and has expert engineers completing probe and portable system repair. MXR Imaging, Inc. is fully FDA-compliant and holds an ISO 13485:2016 certification signifying a quality suited to providing medical device services. The agreements specify that MXR Imaging, Inc. will have no liability to the County, or any third party for any consequential, incidental, indirect, punitive, or special losses or damages, the agreements are effective upon customer signature and MXR Imaging, Inc. acceptance through the end of the 36-month term. Approval of this request will allow the Diagnostic Imaging at CCRMC and Health Centers to use MXR Imaging, Inc. to provide ultrasound machine and probe pool maintenance through April 30, 2026. This purchase order and related maintenance agreements were delayed due to extended negotiations with the vendor. CONSEQUENCE OF NEGATIVE ACTION: If these actions are not approved, then CCRMC and Health Centers will not be able to provide imaging services for their patients and unable to diagnose and view internal parts of the body to determine what is causing a wide range of symptoms, such as unexplained pain, masses or what may be causing an abnormal blood test. ATTACHMENTS RECOMMENDATION(S): APPROVE and AUTHORIZE the Public Works Director, or designee, to execute Contract Amendment No.1, with Massone Mechanical, Inc., to increase the payment limit by $500,000 to a new payment limit of $1,300,000 and increase the hourly labor rate, with no change to the contract term, for On-Call Refrigeration Maintenance and Repair services at various County facilities, Countywide. (100% General Fund) FISCAL IMPACT: The contract is funded out of the Facilities Maintenance budget. (100% General Fund) BACKGROUND: Public Works Facilities Services is responsible for maintenance and repairs to all of the County's refrigerated units. Medical refrigerators are used to store highly sensitive vaccines and other medications in the County Hospitals, Clinics and Public Health offices. There are over 300 refrigeration units throughout the County. Approximately 250 of those units are Follett Medical Refrigerators. These refrigerators were chosen because of their dependability and features. Massone Mechanical Inc., is the only factory authorized Follett Refrigerator repair company in the area. Additionally, Massone Mechanical Inc., has the tools, equipment and training to service all of the County refrigeration units. The term of the contract is from June 1, 2021 through May 31, 2024. The County is requesting authorization to increase the Contract amount from $800,000 to $1,300,000, to ensure the County has access to the Contractor's services, as the Contractor is also requesting an increase to the hourly labor rate. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Dave Lavelle, Facilities Mgr. 925-313-7024 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: C. 52 To:Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:Contract Amendment No.1 with Massone Mechanical Inc., a California Corporation, Countywide. CONSEQUENCE OF NEGATIVE ACTION: If this contact is not approved, refrigeration repair services with Massone Mechanical will be discontinued. RECOMMENDATION(S): APPROVE and AUTHORIZE the Public Works Director, or designee, to execute a contract amendment with Vanir Construction Management, Inc., effective July 11, 2023, to increase the payment limit by $750,000 to a new payment limit of $1,750,000 for on-call construction management services, with no change to the term December 1, 2022 through November 30, 2025, Countywide. FISCAL IMPACT: Projects will be assigned to the on-call construction management firm when there is approved project and funding. (100% Various Funds) BACKGROUND: The Public Works Department is involved in various projects in the County that require construction management services for Capital Projects, including airport projects. The consultant may augment Public Works staff on an as-needed basis. They may be used as an extension of Public Works staff during busy times when extra help is needed or when in-house expertise is APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jeffrey K. Acuff 925-9570-2487 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: C. 53 To:Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:Contract Amendment with Vanir Construction Management, Inc. for On-Call Construction Management Services, Countywide BACKGROUND: (CONT'D) not available. The amendment increases the payment limit, which is necessary for the continuation of on-call construction management services. Government Code Section 31000 and 4525 authorizes the County to contract for services, including the type of construction management services that Vanir provides. CONSEQUENCE OF NEGATIVE ACTION: Without approval from the Board of Supervisors, there is possible delay in completing projects requiring construction management services. Executing this amendment will facilitate the process of managing complex projects requiring construction management expertise. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute a contract with the City of Richmond in an amount not to exceed $1,700 for the rental fee of the Nevin Community Center for the month of July and/or August 2023, to provide Permit Workshops for street vendor businesses. FISCAL IMPACT: The fiscal impact of this action will not exceed $1,700 and is funded by Environmental Health fees. BACKGROUND: Contra Costa Environmental Health is conducting Street Vendor Permit Workshops to help street vendors understand the requirements and navigate the process of obtaining a permit. The workshops, which will be conducted primarily in Spanish, are part of a month-long effort to reduce barriers in permitting. The workshops will be open to the community. The City of Richmond permit application includes agreeing to indemnify, defend, and hold harmless the City of Richmond. CONSEQUENCE OF NEGATIVE ACTION: If this action is not approved, food safety concerns may arise, and street vendors will not know the process on how to obtain a health permit. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jocelyn Stortz, (925) 608-5540 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C. 54 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:City of Richmond Rental Agreement for Street Vendor Permit Workshops ATTACHMENTS RECOMMENDATION(S): APPROVE and AUTHORIZE the County Probation Officer, or designee, to execute an Interagency Agreement with the Contra Costa County Office of Education, in an amount not to exceed $391,394 to provide educational programs for youth enrolled in the Briones Youth Academy for the period July 1, 2023, through June 30, 2024. FISCAL IMPACT: This is 100% funded by the Juvenile Justice Realignment Block Grant. BACKGROUND: Senate Bill 92 (SB92) set a defined closure for the Division of Juvenile Justice (DJJ), and declared no new commitments will be made as of July 1, 2021. Further, Senate Bill 823 (SB823) transferred the responsibility for managing all youthful offenders from the State to local jurisdictions. As a result of SB823, Contra Costa County Probation created the Briones Youth Academy to serve youth impacted by these legislative changes. Probation partners with the Office of Education to provide educational services to youth in its facility. Contra Costa County Office of Education will provide additional educational services to the Briones Youth Academy program youth who have already received a high school diploma. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Chris De Dios, 925-313-4120 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C. 55 To:Board of Supervisors From:Esa Ehmen-Krause, County Probation Officer Date:July 11, 2023 Contra Costa County Subject:Interagency Agreement with the Contra Costa County Office of Education - BYA post high school CONSEQUENCE OF NEGATIVE ACTION: If unapproved, educational programs will not be available to Briones Youth Academy participants who have already received a high school diploma. RECOMMENDATION(S): APPROVE and AUTHORIZE the Employment and Human Services Director, or designee, to execute a contract amendment with Redlo Health Solutions, Inc., to increase the payment limit by $260,000 to a new payment limit of $350,000 for regional healthcare sector and initiative services, and extend the term through September 30, 2024. FISCAL IMPACT: 100% Federal Workforce Innovation Opportunity Act (WIOA) funding; no net County cost. BACKGROUND: This amendment will utilize WIOA Regional funding, which has a purpose of aligning regional workforce strategies in the East Bay area. The local East Bay Regional Planning Unit (EBRPU) was established to collaborate on local workforce strategy as it pertains to the East Bay areas. Four (4) local workforce boards are members of the EBRPU: Contra Costa County, Alameda County, the City of Oakland, and the City of Richmond. WDBCCC being the lead agency relating to this Contract receives the WIOA Regional allocation of funding and must share the funding with the other EBRPU members. This amendment will also be funded using the California Division of Apprenticeship Standards (DAS) grant funds to assist WDBCCC to develop and register a Registered Apprenticeship Program for a new Paramedic Apprenticeship. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: O. Thammasen 925-608-8871 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C. 56 To:Board of Supervisors From:Marla Stuart, Employment and Human Services Director Date:July 11, 2023 Contra Costa County Subject:Approve Contract Amendment to the Redlo Health Solution Contract for Regional Sector Work in Healthcare BACKGROUND: (CONT'D) WIOA funds will be used to fund the building and expansion of the Healthcare Initiative. The Initiative is to develop innovative training programs and partnership to meet the increasing workforce demands in the healthcare industry. Contractor will provide support to WDBCCC staff and/or WDBCCC Board members to review, refine and update the regional sector strategy and priority sector of healthcare known as the “Healthcare Partnership.” Contractor will continue to participate for the duration of the contract term in the East Bay Regional Strategic Advisory Body meetings, as well as provide regional benefits to EASTBAY Works (EBW) partner directors, EBW Regional Organizer and the East Bay Regional Planning Unit (EBRPU). The FY 22/23 contract was executed for $90,000 with a term of December 1, 2022 through September 30, 2023 and did not require Board approval. This contract amendment will increase the payment limit by $260,000 to a new payment limit of $350,000 for regional healthcare sector and initiative services, and extend the term through September 30, 2024. CONSEQUENCE OF NEGATIVE ACTION: WDBCCC will be unable to provide adequate regional support for the regional and priority sector strategy for the healthcare partnership. CHILDREN'S IMPACT STATEMENT: The services provided under this contract support three of the five of Contra Costa County’s community outcomes: (3) "Families that are Economically Self-Sufficient"; (4) "Families that are Safe, Stable and Nurturing"; and (5) "Communities that are Safe and Provide a High Quality of Life for Children and Families” by providing career support services for families of adult and dislocated workers. RECOMMENDATION(S): APPROVE and AUTHORIZE the County Probation Officer, or designee, to execute a contract with Bay Area Legal Aid in an amount not to exceed $362,614 to provide free civil legal services for youth throughout Contra Costa County for the period July 1, 2023 through June 30, 2024. FISCAL IMPACT: This contract is 100% funded by State Juvenile Justice Crime Prevention Act (JJCPA) Revenue. BACKGROUND: Bay Area Legal Aid will provide free civil legal advocacy services to low-income eligible youth in Contra Costa County who are at high risk for entering the delinquency system. They will provide services that focus on those who need legal permanency options such as entry into foster care, guardianships, and public benefits associated with those permanency options, as well as those in need of educational advocacy in the areas of special education and school discipline. Many of the youth served are facing several legal issues and providing wraparound legal services is critical to these clients. Bay Area Legal Aid also works in partnership with various community-based organizations in the county for referrals and technical assistance. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Chris De Dios, 925-313-4120 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C. 57 To:Board of Supervisors From:Esa Ehmen-Krause, County Probation Officer Date:July 11, 2023 Contra Costa County Subject:Contract with Bay Area Legal Aid CONSEQUENCE OF NEGATIVE ACTION: If unapproved, wraparound legal services will not be available to at risk youth. RECOMMENDATION(S): APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute on behalf of the Health Services Director, a purchase order with Astound Business Solutions, LLC, in an amount not to exceed $283,226 for the purchase of television cable for Contra Costa Regional Medical Center (CCRMC) for the period from July 1, 2023 through June 30, 2026. FISCAL IMPACT: Approval of this action will result in expenditures of up to $283,226 over a three-year period and will be funded by Hospital Enterprise Fund I revenue. BACKGROUND: Currently, CCRMC is using another television cable service for patient rooms and other areas of the hospital. The other cable service provider is requiring CCRMC to re-cable and upgrade the entire system by October 2023 to continue providing services. CCRMC is unable to comply with this requirement as approval from the California Department of Healthcare Access and Information is required and would not occur prior to the deadline. Further, upgrading the system would be costly and time consuming. CCRMC has chosen Astound Business Solutions which provides high-capacity, secure connectivity that are delivered via a carrier-grade network at a lower cost. This will include upgraded services which are compatible with our existing system and will not require an upgrade and will meet CCRMC’s current network requirements. Approval of this request will allow CCRMC to purchase television cable service for their patients through June 30, 2026. CONSEQUENCE OF NEGATIVE ACTION: If this purchase order is not approved, television services would cease and patients would no longer have access to television services in their rooms or other areas of the hospital and clinics. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Karin Stryker, (925) 370-5141 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C. 58 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Purchase Order with Astound Business Solutions, LLC ATTACHMENTS RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Interagency Agreement #26-658-10, including mutual indemnification, with the County of Santa Clara, (for its Santa Clara Valley Medical Center), a political subdivision of the State of California, in an amount not to exceed $50,000, for the provision of outside laboratory testing services for Contra Costa Regional Medical Center (CCRMC), for the period from July 1, 2023 through June 30, 2026. FISCAL IMPACT: Approval of this contract will result in contractual expenditures of up to $50,000 over a three-year period and will be funded as budgeted by the department for FYs 2023-2026 by 100% Hospital Enterprise Fund I. (Rate increase) BACKGROUND: CCRMC has an obligation to provide health care services, including specialized laboratory testing services that may require special equipment which CCRMC may not have onsite. County contracts with outside laboratories that have the required equipment for these specific testing services. Contractor has been providing outside clinical laboratory testing services for CCRMC since July 1, 2010. On July 28, 2020, the Board of Supervisors approved Interagency Agreement #26-658-9 with the County of Santa Clara (or its Santa Clara Valley Medical Center), in the amount not to exceed $190,000, to provide neonatal urine toxicology laboratory testing services twenty-four hours a day/seven days a week for at risk newborns at CCRMC, for the period July 1, 2020 through June 30, 2023. Approval of Interagency Agreement #26-658-10 will allow the contractor to continue providing outside laboratory testing services through June 30, 2026. This contract contains mutual indemnification. CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, CCRMC would not have access to contractor’s services. County of Santa Clara was selected because of location, accuracy and 24/7 testing availability. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5104 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: K Cyr, A Forsythe C. 59 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Interagency Agreement #26-658-10 with the County of Santa Clara for its Santa Clara Valley Medical Center RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County, as follows: (1) Cancelation Agreement #77-062-6 with Medic Shuttle, LLC, a limited liability company, effective at the end of business on July 31, 2023; and (2) Contract #77-062-7 with Medic Shuttle, LLC, a limited liability company, in an amount not to exceed $2,500,000, to provide non-emergency medical transportation services for Contra Costa Health Plan (CCHP) Medi-Cal Members, for the period August 1, 2023 through July 31, 2025. FISCAL IMPACT: Approval of this contract will result in contractual service expenditures of up to $2,500,000 over a 2-year period and will be funded 100% by CCHP Enterprise Fund II revenues. (Rate increase) BACKGROUND: CCHP has an obligation to provide certain non-emergency medical transportation services for its members under the terms of their Individual and Group Health Plan membership contracts with the county. This contractor has been a part of the CCHP Provider Network providing these services for CCHP Medi-Cal members since April 2017. On March 23, 2021, the Board of Supervisors approved Contract #77-062-5 with Medic Shuttle, LLC, in an amount not to exceed $1,800,000, for the provision of non-emergency medical transportation services for CCHP Medi-Cal Members for the period April 1, 2021 through March 31, 2024. In consideration of the contractor’s agreement to continue providing non-emergency medical transportation services and the departments need to increase rates to maintain an adequate network for CCHP members to meet Department of Health Care Services (DHCS) and Department of Managed Health Care (DMHC) mandates, the department and contractor have agreed to (1) mutual cancellation of the current contract in accordance with General Conditions Paragraph 5 (Termination), of the contract (Cancelation Agreement #77-062-6) will accomplish this cancelation, and (2) establish a new contract with the correct terms and conditions for the next two years. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Sharron A. Mackey, 925-313-6104 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Noel Garcia, Laura Bright C. 60 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Cancelation Agreement #77-062-6 and Contract #77-062-7 with Medic Shuttle, LLC BACKGROUND: (CONT'D) Under new Contract #77-062-7, this contractor will provide non-emergency medical transportation services for CCHP Medi-Cal members with the new contract term of August 1, 2023 through July 31, 2025. CONSEQUENCE OF NEGATIVE ACTION: If this new contract is not approved certain specialized non-emergency medical transportation services for CCHP members under the terms of their Individual and Group Health Plan membership contracts with the county will not be provided. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract Amendment Agreement #26-395-31, with Locumtenens.com, LLC, a limited liability company, effective July 1, 2023, to amend Contract #26-395-30, to increase the payment limit by $600,000, from $600,000 to a new payment limit of $1,200,000 with no change in the term of January 1, 2023 through December 31, 2023. FISCAL IMPACT: Approval of this contract amendment will result in additional service expenditures of up to $600,000 and will be funded 100% by Hospital Enterprise Fund I. (No rate increase) BACKGROUND: Contra Costa Regional Medical Center (CCRMC) and Contra Costa Health Centers have an obligation to provide physician services to patients. Therefore, County contracts with temporary help firms to ensure patient care is provided during peak loads, temporary absences, vacations or emergency situations when full staffing is required. The contractor was chosen for its locum tenens staffing services and began providing services on August 1, 2001, and has been providing temporary services on a continual basis, to the County as needed, for over 20 years. On January 17, 2023, the Board of Supervisors approved Contract #26-395-30 with Locumtenens.com, LLC, in the amount of $600,000 to provide temporary locum tenens physician services at Contra Costa Regional Medical Center (CCRMC) and Health Centers during peak loads, temporary absences, vacations or emergency situations, for the period January 1, 2023 through December 31, 2023. This contract includes services provided by represented classifications and the county has met its obligations with the respective labor partner(s). Approval of Contract Amendment Agreement #26-395-31 will allow the contractor to provide additional temporary locum tenens physician services through December 31, 2023. CONSEQUENCE OF NEGATIVE ACTION: If this amendment is not approved, County will not receive additional hours of services from this contractor and physician staffing requirements may not be met. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Samir Shah, M.D., 925-370-5525 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: L Walker, M Parkinen C. 61 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Amendment #26-395-31 with Locumtenens.com, LLC RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #74-037-33 with Vistability, a non-profit corporation, in an amount not to exceed $266,152, to provide mental health services to recipients of the CalWORKs Program and their children, including individual, group and family collateral counseling, case management, and medication management services to reduce barriers to employment, for the period from July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in budgeted expenditures of up to $266,152 and will be funded 100% by Substance Abuse Mental Health Works (SAMWORKS) revenues. (No rate increase) BACKGROUND: This contract meets the social needs of County’s population by providing mental health children’s services to CalWORKs participants in the SAMWORKS program. The Behavioral Health Services Department has been contracting with a Vistability (formerly Contra Costa ARC) since January 2000 to provide mental health services to recipients of the CalWORKs Program and their children. This contract meets the social needs of County’s population by providing mental health services to adolescents with emotional and behavioral problems to improve school performance, reduce unsafe behavioral practices, and reduce the need for out-of-home placements. On April 26, 2022, the Board of Supervisors approved Contract #74-037-32 with Contra Costa ARC, in an amount of $266,152 for the provision of mental health services to recipients of the CalWORKs Program and their children, including individual, group and family collateral counseling, case management, and medication management services to reduce barriers to employment for the period from July 1, 2022 through June 30, 2023. Approval of Contract #74-037-33 allows the contractor to continue providing services through June 30, 2024. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Suzanne Tavano, Ph.D., 925-957-5212 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: L Walker, M Parkinen C. 62 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Approval of Contract #74-037-33 with Vistability CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, CalWORKs recipients will not have sufficient access to the children’s mental health services as needed. CHILDREN'S IMPACT STATEMENT: This program supports the following Board of Supervisors’ community outcomes: “Families that are safe, stable and nurturing.” Expected program outcome is increased number of CalWORKs participants ready to return to the labor force and earn income after they and their families receive mental health services under this contract. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract Amendment Agreement #26-583-35 with Specialty Laboratories, Inc. (dba Quest Diagnostic Nichols Institute), a corporation, effective July 1, 2023, to amend Contract #26-583-33, to provide additional laboratory testing services with no change to the payment limit of $5,000,000 or term of January 1, 2023 through December 31, 2024. FISCAL IMPACT: Approval of this amendment will not result in additional funding and remains as budgeted at $5,000,000 and is funded 100% by Hospital Enterprise Fund I. (Additional rate added) BACKGROUND: Specialty Laboratories, Inc. (dba Quest Diagnostics Nichols Institute) provides outside clinical laboratories testing for tests that are rarely requested and require special equipment which CCRMC does not have onsite. Contractor has been providing outside clinical laboratory testing for CCRMC since January 2007. On November 29, 2022, the Board of Supervisors approved Contract #26-583-33 with Specialty Laboratories, Inc. (dba Quest Diagnostic Nichols Institute), in an amount not to exceed $5,000,000 for the provision of outside clinical laboratory services, with no change in the payment limit or term for the period January 1, 2023 through December 31, 2024. Approval of Contract Amendment Agreement #26-583-35 will allow this contractor to provide additional outside clinical laboratory services, with no change in the payment limit or term January 1, 2023 through December 31, 2024. CONSEQUENCE OF NEGATIVE ACTION: If this amendment is not approved, Contractor will not provide additional outside laboratory testing services requested by the Division. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5104 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: K Cyr, A Forsythe C. 63 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Amendment Agreement #26-583-35 with Specialty Laboratories, Inc. (dba Quest Diagnostics Nichols Institute) RECOMMENDATION(S): APPROVE and AUTHORIZE the Agricultural Commissioner, or designee, to execute a contract with the Regents of the University of California, in an amount not to exceed $67,200 for Master Gardener Program services, for the period July 1, 2023 through June 30, 2024. FISCAL IMPACT: Costs for the contract are budgeted in the Agriculture Department's General Fund allocation. (100% General Fund) BACKGROUND: Under the general direction of the Agricultural Commissioner, the contractor shall coordinate the Master Gardener Program. Local community volunteer residents trained by the University of California Division of Agriculture and Natural Resources will extend research-based horticulture to the state's home gardeners, including managing the program budget and volunteer training, and providing oversight of public outreach efforts within the County. This contract has a mutual indemnification provision which provides that each party will defend and indemnify the other for injuries or losses arising out of the performance of the agreement. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Megan Maddox, 8-6600 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C. 64 To:Board of Supervisors From:Matt Slattengren, Ag Commissioner/Weights & Measures Director Date:July 11, 2023 Contra Costa County Subject:UC Cooperative Extension- Master Gardener Program CONSEQUENCE OF NEGATIVE ACTION: Failure to approve this request will result in the loss of efficiencies in the Master Gardener Program in Contra Costa County. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract Amendment Agreement #26-606-19 with Sodexo America, LLC, a limited liability company, effective June 1, 2023, to increase the payment limit by $200,000, from $1,031,175 to a new total payment limit of $1,231,175, with no change in the original term of November 1, 2021 through October 31, 2023. FISCAL IMPACT: Approval of this amendment will result in additional expenditures of up to $200,000 and will be funded 100% by Hospital Enterprise Fund I. (No rate increase) BACKGROUND: CCRMC has been contracting with Sodexo America, LLC, since October 2007 to provide management and oversight of the Food and Nutrition Services Unit at Contra Costa Regional Medical Center (CCRMC). On November 23, 2021, the Board of Supervisors approved Contract #26-606-18 with Sodexo America, LLC, in an amount not to exceed $1,031,175 for the provision of management and oversight of the Food and Nutrition Services Unit at CCRMC, for the period from November 1, 2021 through October 31, 2023. On January 11, 2022, the Board of Supervisors approved a Board Order to correct the contractor's name from Sodexo, Inc. to Sodexo America, LLC with no change in the original payment limit or term. Approval of Amendment #26-606-19 will allow the contractor to provide additional services through October 31, 2023. This amendment was delayed due to ongoing staffing issues in the Nutrition Department at CCRMC. This contract includes services provided by represented classifications and the county has met its obligations with the respective labor partner(s). CONSEQUENCE OF NEGATIVE ACTION: If this amendment is not approved, CCRMC will not have appropriate coverage for the Food and Nutrition Services Unit at CCRMC. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5501 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: L Walker, M Parkinen C. 65 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Amendment #26-606-19 with Sodexo America, LLC ATTACHMENTS RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract Amendment Agreement #26-352-18 with Delta Personnel Services, Inc. (dba Guardian Security Agency), effective July 1, 2023, to amend Contract #26-352-17, to increase the payment limit by $198,741, from $5,913,009 to a new payment limit of $6,111,750, with no change in the original term of January 1, 2023 through December 31, 2025. FISCAL IMPACT: Approval of this amendment will result in additional expenditures of up to $198,741 over a two-year period and will be funded 100% by Hospital Enterprise Fund I allocations. (No rate increase) BACKGROUND: This contractor provides temporary security workers for the County to safeguard equipment and property, prepare reports, conduct visual checks of area in and around suites, and monitor and respond to unauthorized visitors at CCRMC, Contra Costa Health Centers and COVID-19 testing and immunization sites. This contractor has been providing services under this contract since September 1999. On November 29, 2022, the Board of Supervisors approved Contract #26-352-17 with Delta Personnel Services, Inc. (dba Guardian Security Agency), in an amount not to exceed $5,913,009 to provide security guard services at CCRMC and Contra Costa Health Centers, including Bay Point Health Center, Pittsburg Health Center and West County Health Center for the period from January 1, 2023 through December 31, 2025. Approval of Amendment #26-352-18 will allow the contractor to provide additional security guard services at the County's Public Health Clinic in Concord through December 31, 2025. This contract includes services provided by represented classifications and the county has met its obligations with the respective labor partner(s). CONSEQUENCE OF NEGATIVE ACTION: If this amendment is not approved, patients requiring security guard services will not have access to Contractor’s services. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5504 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: L Walker, M Parkinen C. 66 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Amendment #26-352-18 with Delta Personnel Services, Inc. (dba Guardian Security Agency) RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #23-455-22 with Atos Digital Health Solutions, Inc., a corporation, in an amount not to exceed $675,000, to provide consultation and technical assistance to the Contra Costa Regional Medical Center’s (CCRMC) Materials Management (MM) Unit, for the period from July 1, 2023 through June 30, 2025. FISCAL IMPACT: Approval of this contract will result in expenditures of up to $675,000 over a two-year period and will be funded 100% by Hospital Enterprise Fund I revenues. BACKGROUND: The CCRMC’s MM and Biomed Units have been using the services of Atos consultants (formerly Xerox Consultant Company, ACS Consultant Company, Inc.) since 2019. This contractor has enabled these Units to save money and improve efficiency. On September 13, 2022, the Board of Supervisors approved Contract #23-455-21 with Atos Digital Health Solutions, Inc., in an amount not to exceed $640,000 to provide management consulting, technical support, and training to the Health Services Department’s Information Systems Unit and MM Unit for CCRMC and Contra Costa Health Centers, for the period from July 1, 2022 through June 30, 2023. Approval of Contract #23-455-22 will allow the Contractor to continue to provide consulting and technical assistance to the Materials Management Unit regarding cost saving and efficiency of the Unit and technical support and training for staff on the Meditech System, through June 30, 2025. This contract includes services provided by represented classifications and the county has met its obligations with the respective labor partner(s). CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, Contractor will not be able to provide consulting and technical support services for the CCRMC’s MM Unit. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Samir Shah, M.D., 925-370-5101 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: L Walker, M Parkinen C. 67 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #23-455-22 with Atos Digital Health Solutions, Inc. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #26-577-22 with All Health Services, Corporation, in an amount not to exceed $1,000,000, to provide temporary medical staffing services at the Contra Costa Regional Medical Center (CCRMC), Contra Costa Health Centers and County Detention Facilities for the period from July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in budgeted annual expenditures of up to $1,000,000 for FY 2023-24 and will be funded 100% by Hospital Enterprise Fund I. (Rate increase) BACKGROUND: CCRMC and Contra Costa Health Centers have an obligation to provide medical staffing services to patients. Therefore, the county contracts with temporary help firms to ensure patient care is provided during peak loads, temporary absences, vacations and emergency situations where additional staffing is required. The county has been using the contractor’s temporary staffing services since July 1, 2006. On May 10, 2022, the Board of Supervisors approved Contract #26-577-21 with All Health Services, Corporation, in an amount not to exceed $1,000,000 to provide temporary medical staffing services at CCRMC, Contra Costa Health Centers, and County Detention Facilities, including specialty registered nurses, nurse practitioners and medical surgery registered nurses for the period from July 1, 2022 through June 30, 2023. Approval of Contract #26-577-22 will allow this contractor to continue to provide temporary medical staffing services at CCRMC, Contra Costa Health Services and County Detention Facilities through June 30, 2024. This contract includes services provided by represented classifications and the county has met its obligations with the respective labor partner(s). CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, the Department may not have appropriate levels of clinical/medical staff at CCRMC, Contra Costa Health Centers, and County Detention Facilities to cover during temporary staff absences, vacations and vacancies. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5504 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: L Walker, M Parkinen C. 68 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #26-577-22 with All Health Services, Corporation RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute Contract #26-306-36 with Per Diem Staffing Systems, Inc., a corporation, in an amount not to exceed $2,000,000, to provide temporary nurses and other medical staffing classifications at Contra Costa Regional Medical Center (CCRMC) and Contra Costa Health Centers for the period July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in annual expenditures of up to $2,000,000 and will be funded as budgeted by the Department in FY 2023-24 by 100% Hospital Enterprise Fund I allocations. (Rate increase) BACKGROUND: CCRMC and Contra Costa Health Centers have an obligation to provide medical staffing services to patients. Therefore, the county contracts with temporary help firms to ensure patient care is provided during peak loads, temporary absences, vacations and emergency situations where additional staffing is required. The county has been using the contractor’s temporary staffing services since July 1, 1997. On October 18, 2022, the Board of Supervisors approved Contract #26-306-35 with Per Diem Staffing Systems, Inc., in an amount not to exceed $1,500,000 for the provision of temporary nurses and other medical staffing classifications to cover employee sick leaves, vacations and workers compensation leaves, at CCRMC and Contra Costa Health Centers for the period from July 1, 2022 through June 30, 2023. Approval of Contract #26-306-36 will allow the contractor to continue providing nurses and other medical staffing classifications at CCRMC and Contra Costa Health Centers through June 30, 2024. This contract includes services provided by represented classifications and the county has met its obligations with the respective labor partner(s). CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, patients requiring medical staffing services at CCRMC and Contra Costa Health Centers will not have access to contractor’s services. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5504 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: L Walker, M Parkinen C. 69 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #26-306-36 with Per Diem Staffing Systems, Inc. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #26-458-33 with AYA Healthcare, Inc., a corporation, in an amount not to exceed $3,000,000 to provide temporary nursing services for Contra Costa Regional Medical Center (CCRMC) and Contra Costa Health Centers for the period from July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in annual expenditures of up to $3,000,000 and will be funded as budgeted by the Department in FY 2023-24 100% by Hospital Enterprise Fund I allocations. (Rate increase) BACKGROUND: CCRMC and Contra Costa Health Centers have an obligation to provide medical staffing services to patients. Therefore, the county contracts with temporary help firms to ensure patient care is provided during peak loads, temporary absences, vacations and emergency situations where additional staffing is required. The county has been using the contractor’s temporary staffing services since July 1, 2008. On May 10, 2022, the Board of Supervisors approved Contract #26-458-32 with AYA Healthcare, Inc., in an amount not to exceed $3,000,000 for the provision of temporary nursing services for CCRMC and Contra Costa Health Centers to cover during temporary absences and shortages of nurses in critical areas for the period July 1, 2022 through June 30, 2023. Approval of Contract #26-458-33 will allow the contractor to continue to provide temporary nursing services through June 30, 2024. This contract includes services provided by represented classifications and the county has met its obligations with the respective labor partner(s). CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, patients requiring nursing services at CCRMC and Contra Costa Health Centers will not have access to contractor’s services. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5504 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: L Walker, M Parkinen C. 70 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #26-458-33 with AYA Healthcare, Inc. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #26-347-43 with Cross Country Staffing, Inc., a corporation, in an amount not to exceed $5,500,000, to provide temporary medical and specialty staffing services at Contra Costa Regional Medical Center (CCRMC) and Contra Costa Health Centers for the period from July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in annual expenditures of up to $5,500,000 and will be funded by the department in FY 2023-24 by 100% Enterprise Fund I revenues. (Rate increase) BACKGROUND: This contract meets the social needs of county’s population by providing temporary medical and specialty staffing services. Contractor has been continuously providing temporary medical and specialty staffing services under contract with county since July 1, 2005. On July 12, 2022, the Board of Supervisors approved Contract #26-347-42 with Cross Country Staffing, Inc., in an amount not to exceed $5,500,000 to provide temporary medical staffing services, including registered nursing, and Sexual Assault Nurse Examiner (SANE) nursing services at CCRMC and Contra Costa Health Centers for the period from July 1, 2022 through June 30, 2023. Approval of Contract #26-347-43 will allow the contractor to continue providing temporary medical and specialty staffing services through June 30, 2024. This contract includes services provided by represented classifications and the county has met its obligations with the respective labor partner(s). CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, county will not have access to contractor’s temporary medical staffing services. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5504 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: L Walker, M Parkinen C. 71 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #26-347-43 with Cross Country Staffing, Inc. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute Contract #26-391-36 with Maxim Healthcare Staffing Services, Inc., a corporation, in an amount not to exceed $2,000,000, to provide temporary medical staffing services at Contra Costa Regional Medical Center (CCRMC) and Contra Costa Health Centers for the period July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in annual expenditures of up to $2,000,000 and will be funded as budgeted by the Department in FY 2023-24 100% by Hospital Enterprise Fund I allocations. (Rate increase) BACKGROUND: CCRMC and Contra Costa Health Centers have an obligation to provide medical staffing services to patients. Therefore, the county contracts with temporary help firms to ensure patient care is provided during peak loads, temporary absences, vacations and emergency situations where additional staffing is required. The county has been using the contractor’s temporary staffing services since July 1, 2000. On July 12, 2022, the Board of Supervisors approved Contract #26-391-35 with Maxim Healthcare Staffing Services, Inc., in an amount not to exceed $2,000,000 to provide temporary medical staffing services for coverage of employee sick leaves, vacations and workers compensation leaves, at CCRMC and Contra Costa Health Centers for the period July 1, 2022 through June 30, 2023. Approval of Contract #26-391-36 will allow the contractor to continue providing temporary medical staffing services through June 30, 2024. This contract includes services provided by represented classifications and the county has met its obligations with the respective labor partner(s). CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, county will not have access to contractor’s temporary medical staffing services. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5504 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: L Walker, M Parkinen C. 72 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #26-391-36 with Maxim Healthcare Staffing Services, Inc. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #26-745-20 with Medical Solutions, L.L.C. (dba Nebraska Medical Solutions), a limited liability company, in an amount not to exceed $3,500,000 to provide temporary registered nursing and specialty nursing services at Contra Costa Regional Medical Center (CCRMC), Contra Costa Health Centers, and County Detention Facilities for the period July 1, 2023 through June 30, 2024. FISCAL IMPACT: This contract will result in annual service expenditures of up to $3,500,000 and will be funded as budgeted by the department in FY 2023-2024 100% by Hospital Enterprise Fund I. (Rate increase) BACKGROUND: This contract meets the social needs of county’s population by providing temporary help services for CCRMC, Contra Costa Health Centers, and County’s Detention facilities. Contractor is able to provide coverage during peak workloads, temporary absences and emergency situations at CCRMC, and the County’s Detention Facilities and has been contracted with the county since July 1, 2013. On May 17, 2022, the Board of Supervisors approved Contract #26-745-19 with Medical Solutions, L.L.C. (dba Nebraska Medical Solutions) in an amount not to exceed $4,800,000 for the provision of temporary nursing and medical staff services for CCRMC, Health Centers and County Detention Facilities, for the period from July 1, 2022 through June 30, 2023. Approval of Contract #26-745-20 will allow this contractor to continue to provide temporary registered nurses, and specialty nursing services at CCRMC, Contra Costa Health Services and County Detention Facilities, through June 30, 2024. This contract includes services provided by represented classifications and the county has met its obligations with the respective labor partner(s). APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5504 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: L Walker, M Parkinen C. 73 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #26-745-20 with Medical Solutions, L.L.C. (dba Nebraska Medical Solutions) CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, patients at CCRMC, Contra Costa Health Services and County Detention Facilities will not have access to contractor’s services. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #72-155-4 with National Labs Inc., a corporation, in an amount not to exceed $300,000, to provide clinical laboratory testing services for COVID-19 for Contra Costa Health Services (CCHS) for the period July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in annual contractual expenditures of up to $300,000 and will be funded 100% by the Federal American Rescue Plan Act. (No rate increase) BACKGROUND: On March 10, 2020, the Board of Supervisors requested that the Governor proclaim a State of Emergency in Contra Costa County (Gov. Code Section 8625) due to COVID-19. The Health Department must use all available preventative measures to combat the spread of COVID-19 which includes testing and vaccine administration. The Department must enter into contracts for these services and competitive bidding requirements are suspended to the extent necessary to address the effects of COVID-19. This contract will increase the county's ability to processes laboratory specimens related to COVID-19 testing collected throughout the county and reduce delays in receiving test results. On August 10, 2021 the Board of Supervisors approved Contract #72-155-2 with National Labs Inc., in an amount not to exceed $8,910,000 for COVID-19 testing services for the period August 1, 2021 through July 31, 2022. On July 12, 2022, the Board of Supervisors approved Extension Agreement #72-155-3 with National Labs Inc. to extend the termination date from July 31, 2022 through June 30, 2023 to continue providing clinical laboratory testing services for COVID-19 with no change in the payment limit. Approval of Contract #72-155-4 will allow contractor to continue provide clinical laboratory testing services for COVID-19 for CCHS through July 1, 2023 through June 30, 2024. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Ori Tzvieli, M.D., 925-608-5267 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: K Cyr, A Forsythe C. 74 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #72-155-4 with National Labs Inc. CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, county will not have access to contractor’s clinical laboratory services and COVID-19 testing results may be delayed. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract Amendment Agreement #26-779-8 with Aquity Solutions, LLC, a limited liability company, effective July 1, 2023, to amend Contract #26-779-8, to increase the payment limit by $360,000, from $1,000,000 to a new payment limit of $1,360,000, to provide additional medical coding services to the Behavioral Health Services Division with no change in the original term of October 1, 2021 through September 30, 2024. FISCAL IMPACT: Approval of this amendment will result in additional contractual service expenditures of up to $360,000 and will be funded by 100% by California Advancing and Innovating Medi-Cal (Cal AIM) funds. BACKGROUND: This contract meets the social needs of county’s population by providing medical coding, including coding inpatient and outpatient records, scanning and quality assurance for CCRMC and Contra Costa Health Centers, in accordance with the American Hospital Associate Coding Clinic and the American Medical Association. Contractor has been providing services to County since October 1, 2014. On September 7, 2021, the Board of Supervisors approved Contract #26-779-7 with Aquity Solutions, LLC, in an amount not to exceed $1,000,000, for the provision of medical coding services for the period from October 1, 2021 through September 30, 2024. Approval of Contract Amendment Agreement #26-779-8 will allow the contractor to provide additional coding services in support of Behavioral Health Services (BHS) EPIC electronic claims initiative, as mandated by Cal AIM requirements, effective July 1, 2023. The additional medical coding services are expected to increase utilization significantly therefore the increase in funding is requested by the BHS Division. CONSEQUENCE OF NEGATIVE ACTION: If this amendment is not approved, contractor will not be able provide medical coding services to the Behavioral Health Services Division as requested and agreed to by the Division. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5104 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: K Cyr, Amber Forsythe C. 75 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Amendment #26-779-8 with Aquity Solutions, LLC RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #76-824 with Paul Kim, M.D., an individual, in an amount not to exceed $400,000, to provide orthopedic services at Contra Costa Regional Medical Center (CCRMC) and Contra Costa Health Centers for the period August 1, 2023 through July 31, 2024. FISCAL IMPACT: Approval of this contract will result in annual service expenditures of up to $400,000 and will be funded 100% by Hospital Enterprise Fund I revenues. BACKGROUND: Due to the limited number of specialty providers available within the community, CCRMC and Contra Costa Health Centers rely on contractors to provide necessary specialty health services to its patients. Paul Kim, M.D. is new to CCRMC and will provide orthopedic specialty services starting August 2023. Under new Contract #76-824 contractor will provide orthopedic services at CCRMC and Contra Costa Health Centers for the period August 1, 2023 through July 31, 2024. CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, the necessary specialty orthopedic services needed for patient care will not be available or will create increased wait times due to the limited number of specialty providers available within the community. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Samir B. Shah, MD, 925-370-5525 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Noel Garcia, Laura Bright C. 76 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #76-824 with Paul Kim, M.D. RECOMMENDATION(S): APPROVE and AUTHORIZE the Auditor-Controller or designee, to pay an amount not to exceed $33,105 to GE Precision Healthcare LLC for the replacement part on end-of-life Legacy Digital 22/32 II invoiced on February 27,2023. FISCAL IMPACT: Approval of this action would result in a one-time expenditure in an amount not to exceed $33,105 and will be funded by Hospital Enterprise Fund I revenues. BACKGROUND: The Diagnostic Imaging Department provides general and fluoroscopic x-rays to assist physicians in diagnosing and treating patients at Contra Costa Regional Medical Center (CCRMC) and Health Centers. Fluoroscopy is an imaging technique that uses x-rays to obtain real-time moving images and allows a surgeon to see the internal structure and function of a patient particularly during surgery so that the pumping action of the heart or the motion of swallowing can be watched. This is useful for both diagnosis and therapy, and occurs in general radiology, interventional radiology, and image-guided surgery. CCRMC and Health Centers have maintained an active purchase order with GE Precision Healthcare LLC for preventative maintenance, however, the replacement part was not covered under the purchase order agreement and staff have determined that the vendor is entitled to payment for the reasonable value of the product under the equitable relief theory of quantum meruit. The theory provides that where a vendor has been asked to provide products and services without a valid contract, and the vendor does so to the benefit of the County, the vendor is entitled to recover the reasonable value of those products and services. Since the department cannot pay GE Precision Healthcare LLC for the product rendered as they lack the necessary instrument to issue payment, this request is for the Board to authorize the Auditor--Controller to issue a one-time payment to the vendor in an amount not to exceed $33,105 for the replacement part invoiced in February 2023. CONSEQUENCE OF NEGATIVE ACTION: If this action is not approved, GE Precision Healthcare LLC will not be paid for the products rendered in good faith. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Karin Stryker, (925) 370-5141 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C. 77 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Payment for Part provided by GE Precision Healthcare LLC ATTACHMENTS RECOMMENDATION(S): APPROVE and AUTHORIZE the Purchasing Agent to execute, on behalf of the Office of the Sheriff, a purchase order with Sam Clar Office Furniture Store in an amount not to exceed $411,000 to provide furnishing for the new Law Enforcement Training Center project. FISCAL IMPACT: The purchases will be 100% funded by Office of the Sheriff's budgeted General Fund allocation. BACKGROUND: The City of Pittsburg notified the Office of the Sheriff on April 12, 2022, that it would not renew the lease agreement for the Law Enforcement Training Center (LETC) at 340 Marina Boulevard in Pittsburg. The LETC offers essential regional law enforcement training and hosts the Basic Police Academy. At the end of the lease term on December 31, 2022, the Office of the Sheriff relocated to a temporary space at 1850 Muir Road in Martinez. After a thorough search, a permanent venue was secured at 4300 Delta Gateway Boulevard in Pittsburg. The new building is undergoing renovation improvements and will require furniture purchases. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Heike Anderson, (925) 655-0023 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Heike Anderson, Donn David, Enid Mendoza C. 78 To:Board of Supervisors From:David O. Livingston, Sheriff-Coroner Date:July 11, 2023 Contra Costa County Subject:Purchase Order SO LETC - Sam Clar CONSEQUENCE OF NEGATIVE ACTION: If not approved, the Office of the Sheriff will not be able to accommodate the operational needs of the LETC staff, Academy recruits, and regional training participants. PARTICIPATING ADDENDUM for Ergonomic Furniture, Design, and Installation – OMNIA Cooperative Purchasing Program Page 1 of 4 Participating Entity: CONTRA COSTA COUNTY Contractor: Anthro International, Incorporated (dba Sitmatic) This Agreement is made and entered into as of July 11, 2023 (“Effective Date”), by and between Contra Costa County, a political subdivision of the State of California (“County”), and Anthro International, Incorporated, a California corporation (dba Sitmatic) (hereinafter referred to as “Contractor”), whose principal place of business is 1800 Raymer Avenue, Fullerton, CA 92833. The County and Contractor are sometimes referred to herein together as the “Parties,” and each as a “Party.” Whereas, Region 14 Education Service Center, a Texas public agency (“Region 14”), awarded Contract No. 11-78 to Contractor for ergonomic furniture, design, and installation services (“Master Contract”), effective May 1, 2023. The Master Contract is made available to public agencies nationally by the National Cooperative Purchasing Alliance / OMNIA Partners (“Omnia”), allowing other public agencies to procure the same goods and services from the Contractor on the same terms as are included in the Master Contract. Whereas, the County has determined that entering into a Participating Addendum with the Contractor under the Omnia program will provide a benefit to the County, but that certain terms and conditions of the Master Contract must be modified to meet legal requirements that apply to the County. Whereas, the County is participating in the Master Contract to be able to purchase competitively priced supplies and goods, and incidental installation services, and not to contract for special services requiring a services contract. Now therefore, Contractor and the County agree as follows: 1. Term. The term of this Agreement begins on the Effective Date, and it expires on April 30, 2026, unless sooner terminated in accordance with the Master Contract. 2. Payment Limit. The County’s total payments to Contractor under this Agreement shall not exceed $5,000,000 (“Payment Limit”). Nothing in this Agreement obligates the County to make any purchases, or any particular volume of purchases, under this Agreement. 3. No Public Work. Contractor shall not perform, and the County will not request, any work under this Agreement that would qualify as a public work under the California Public Contract Code. 4. Changes to Master Contract. For the purposes of this Agreement, the terms of the Master Contract are incorporated in and made a part of this Agreement, except for those terms of the Master Contract that are modified by this Agreement, as follows: PARTICIPATING ADDENDUM for Ergonomic Furniture, Design, and Installation – OMNIA Cooperative Purchasing Program Page 2 of 4 a. Parties. Each reference to Region 14 in the Master Contract is deemed deleted and replaced with the County. b. Governing Law and Venue. Notwithstanding anything to the contrary in the Master Contract, this Agreement is made in Contra Costa County, California, and California law shall govern the interpretation and enforcement of this Agreement. Any litigation brought by either Party to interpret or enforce this Agreement shall be filed in a state or federal court in California where venue is proper and that has jurisdiction over the parties and over the subject matter of the litigation. c. Purchases and Payments. Notwithstanding anything to the contrary in the Master Contract, all purchases under this Agreement will be made by County purchase orders that incorporate the terms of this Agreement by reference. If there is any conflict between the terms of this Agreement and the terms of the purchase order, the terms of this Agreement shall prevail and govern. d. Audits. Notwithstanding anything to the contrary in the Master Contract, the Contractor shall retain all books, documents, writings, receipts, proof of payment, accountings, and all other documents pertaining to this Agreement, and purchases made under this Agreement, throughout the term of this Agreement and for three years following its expiration or earlier termination. During said period, the Contractor shall make those records available to the County, at County’s place of business, within five business days following County’s request for the records, for purposes of making an audit. e. Public Records. Notwithstanding anything to the contrary in the Master Contract, the Master Contract and all writings produced under the Master Contract, or exchanged between the Parties, are public records that are subject to disclosure under the California Public Records Act, Ralph M. Brown Act, and the County’s Better Government Ordinance, unless the County, in its sole discretion, determines any record, or any portion of it, is exempt from disclosure. 5. Amendment. This Agreement may be amended or modified at any time by mutual agreement of the parties in writing. 6. Performance. Contractor affirms that there are no encumbrances or obstacles, which will prohibit its performance pursuant to the terms of this Agreement. Contractor shall be solely responsible for guaranteeing any of its dealers, distributors, or subcontractors perform in accordance with the requirements of the Master Contract. If the County issues any purchase orders to acquire goods or services under the Master Contract, to the extent that there is any conflict between the terms of the purchase order and a term in the Master PARTICIPATING ADDENDUM for Ergonomic Furniture, Design, and Installation – OMNIA Cooperative Purchasing Program Page 3 of 4 Contract, the term of the Master Contract shall govern and prevail over the conflicting term in the purchase order. 7. Notices. Notices to the parties shall be provided to Contractor: Anthro International, Incorporate 1800 Raymer Avenue Fullerton, CA 92833 Telephone: (800) 288-1492 Contact: Mark Woods – Contract Specialist Email: contracts@sitmatic.com County: Contra Costa County, Purchasing Division 40 Muir Road, 2nd floor Martinez, CA 94553 Telephone: (925) 957-2495 Attn: Cynthia Shehorn, Procurement Services Manager All notices shall be in writing and personally delivered, delivered by overnight carrier with delivery charges for next day deliver prepaid by the sending party, or sent by First Class, certified mail return receipt required, U.S. Mail, with postage prepared by the sending party. A courtesy copy of a notice may be given by email, but giving a courtesy copy of a notice by email does not relieve the sending party of its obligation to give notice to the receiving party in the manner required by this section. A notice given in accordance with this section shall be deemed received by the receiving party on (a) the same day, if personally delivered, (b) the next business day if timely deposited with an overnight carrier and with delivery charges prepared to ensure next day delivery, and (c) on the fifth day after mailing if mailed by First Class, certified mail, return receipt required, U.S. Mail with postage prepaid. 8. Successors and Assigns; Assignment. This Agreement shall be binding upon and inure to the benefit of the parties and their successors and assigns. This Agreement may not be assigned by either party without the express written permission of the other party, which shall be within that party’s sole discretion to provide. PARTICIPATING ADDENDUM for Ergonomic Furniture, Design, and Installation – OMNIA Cooperative Purchasing Program Page 4 of 4 IN WITNESS, WHEREOF, the parties have executed this Addendum as of the Effective Date. Participating Entity: Contra Costa County Contractor: Anthro International, Incorporated, a California corporation Signature: Signature: Name: Cynthia Shehorn Name: Mark Woods Title: Procurement Services Manager Title: Contract Specialist Signature: Name: Title: Approved as to form: Thomas L. Geiger, County Counsel By: __________________________ Deputy County Counsel Attachment: Master Contract Region 14 Education Service Center (ESC) Contract # 11-78 for Instructional and Educational Resources with Anthro International Incorporated DBA Sitmatic Effective: May 1, 2023 TAB 2 NCPA ADMINISTRATION AGREEMENT This Administration Agreement is made as of _________________________________, by and between National Cooperative Purchasing Alliance (“NCPA”) and ____________________________________ (“Vendor”). Recitals WHEREAS, Region 14 ESC has entered into a certain Master Agreement dated _______________________, referenced as Contract Number _______________________, by and between Region 14 ESC and Vendor, as may be amended from time to time in accordance with the terms thereof (the “Master Agreement”), for the purchase of Instructional and Educational Resources; WHEREAS, said Master Agreement provides that any state, city, special district, local government, school district, private K-12 school, technical or vocational school, higher education institution, other government agency or nonprofit organization (hereinafter referred to as “public agency” or collectively, “public agencies”) may purchase products and services at the prices indicated in the Master Agreement; WHEREAS, NCPA has the administrative and legal capacity to administer purchases under the Master Agreement to public agencies; WHEREAS, NCPA serves as the administrative agent for Region 14 ESC in connection with other master agreements offered by NCPA WHEREAS, Region 14 ESC desires NCPA to proceed with administration of the Master Agreement; WHEREAS, NCPA and Vendor desire to enter into this Agreement to make available the Master Agreement to public agencies on a national basis; NOW, THEREFORE, in consideration of the payments to be made hereunder and the mutual covenants contained in this Agreement, NCPA and Vendor hereby agree as follows: General Terms and Conditions •The Master Agreement, attached hereto as Exhibit 1 and incorporated herein by reference as though fully set forth herein, and the terms and conditions contained therein shall apply to this Administration Agreement except as expressly changed or modified by this Administration Agreement. •NCPA shall be afforded all of the rights, privileges and indemnifications afforded to Region 14 ESC under the Master Agreement, and such rights, privileges and indemnifications shall accrue and apply with equal effect to NCPA under this Administration Agreement including, but not limited to, Contractor’s obligation to provide appropriate insurance and certain indemnifications to Region 14 ESC. Anthro International Incorporated DBA Sitmatic May 1, 2023 May 1, 2023 11-78 DocuSign Envelope ID: 4A135556-3437-4742-8DE4-C59C6CADF2E3 • Contractor shall perform all duties, responsibilities and obligations required under the Master Agreement in the time and manner specified by the Master Agreement. • NCPA shall perform all of its duties, responsibilities, and obligations as administrator of purchases under the Master Agreement as set forth herein, and Contractor acknowledges that NCPA shall act in the capacity of administrator of purchases under the Master Agreement. • With respect to any purchases made by Region 14 ESC or any Participating Agency pursuant to the Master Agreement, NCPA (a) shall not be construed as a dealer, re- marketer, representative, partner, or agent of any type of Contractor, Region 14 ESC, or such Participating Agency, (b) shall not be obligated, liable or responsible (i) for any orders made by Region 14 ESC, any Participating Agency or any employee of Region 14 ESC or Participating Agency under the Master Agreement, or (ii) for any payments required to be made with respect to such order, and (c) shall not be obligated, liable or responsible for any failure by the Participating Agency to (i) comply with procedures or requirements of applicable law, or (ii) obtain the due authorization and approval necessary to purchase under the Master Agreement. NCPA makes no representations or guaranties with respect to any minimum purchases required to be made by Region 14 ESC, any Participating Agency, or any employee of Region 14 ESC or Participating Agency under this Administration Agreement or the Master Agreement. • With respect to any supplemental agreement entered into between a Participating Agency and Contractor pursuant to the Master Agreement, NCPA, its agents, members and employees shall not be made party to any claim for breach of such agreement. • This Administration Agreement supersedes any and all other agreements, either oral or in writing, between the parties hereto with respect to the subject matter hereof, and no other agreement, statement, or promise relating to the subject matter of this Administrative Agreement which is not contained herein shall be valid or binding. • Contractor agrees to allow NCPA to use their name and logo within website, marketing materials and advertisement. Any use of NCPA name and logo or any form of publicity regarding this Administration Agreement or the Master Agreement by Contractor must have prior approval from NCPA. • If any action at law or in equity is brought to enforce or interpret the provisions of this Administration Agreement or to recover any administrative fee and accrued interest, the prevailing party shall be entitled to reasonable attorney’s fees and costs in addition to any other relief to which such party may be entitled. • Neither this Administration Agreement nor any rights or obligations hereunder shall be assignable by Contractor without prior written consent of NCPA, provided, however, that the Contractor may, without such written consent, assign this Administration Agreement and its rights and delegate its obligations hereunder in connection with the transfer or sale of all or substantially all of its assets or business related to this Administration Agreement, or in the event of its merger, consolidation, change in control or similar transaction. Any permitted assignee shall assume all assigned obligations of its assignor under this Administration Agreement. • This Administration Agreement and NCPA’s rights and obligations hereunder may be assigned at NCPA’s sole discretion, to an existing or newly established legal entity that has the authority and capacity to perform NCPA’s obligations hereunder. Term of Agreement This Agreement shall be in effect so long as the Master Agreement remains in effect, provided, however, that the obligation to pay all amounts owed by Vendor to NCPA through the DocuSign Envelope ID: 4A135556-3437-4742-8DE4-C59C6CADF2E3 termination of this Agreement and all indemnifications afforded by Vendor to NCPA shall survive the term of this Agreement. Fees and Reporting The awarded vendor shall electronically provide NCPA with a detailed quarterly report showing the dollar volume of all sales under the contract for the previous quarter. Reports are due on the fifteenth (15th) day after the close of the previous quarter. It is the responsibility of the awarded vendor to collect and compile all sales under the contract from participating members and submit one (1) report. The report shall include at least the following information as listed in the example below: Entity Name Zip Code State PO or Job # Sale Amount Total ____________ Each quarter NCPA will invoice the vendor based on the total of sale amount(s) reported. From the invoice the vendor shall pay to NCPA an administrative fee based upon the tiered fee schedule below. Vendor’s annual sales shall be measured on a calendar year basis. Deadline for term of payment will be included in the invoice NCPA provides. Annual Sales Through Contract Administrative Fee 0 - $30,000,000 2% $30,000,001 - $50,000,000 1.5% $50,000,001+ 1% Supplier shall maintain an accounting of all purchases made by Public Agencies under the Master Agreement. NCPA and Region 14 ESC reserve the right to audit the accounting for a period of four (4) years from the date NCPA receives the accounting. In the event of such an audit, the requested materials shall be provided at the location designated by Region 14 ESC or NCPA. In the event such audit reveals an under reporting of Contract Sales and a resulting underpayment of administrative fees, Vendor shall promptly pay NCPA the amount of such underpayment, together with interest on such amount and shall be obligated to reimburse NCPA’s costs and expenses for such audit. DocuSign Envelope ID: 4A135556-3437-4742-8DE4-C59C6CADF2E3 ACKNOWLEDGMENT OF CONTRACTOR REQUIREMENTS ___________________________________ Organization ___________________________________ Name ___________________________________ Title ___________________________________ Address ___________________________________ Address ___________________________________ Signature ___________________________________ Date ___________________________________ Vendor Name ___________________________________ Name ___________________________________ Title ___________________________________ Address ___________________________________ Address ___________________________________ Signature ___________________________________ Date National Cooperative Purchasing Alliance Anthro International Incorporated DBA Sitmatic Mark Woods Contract Specialist 1800 Raymer Avenue Fullerton, CA, 92833 3/16/2023 Sarah Vavra Sr. Vice President, Public Sector Contracting Franklin, TN 37067 5001 Aspen Grove May 1, 2023 DocuSign Envelope ID: 4A135556-3437-4742-8DE4-C59C6CADF2E3 SIGNATURE FORM The undersigned hereby proposes and agrees to furnish goods and/or services in strict compliance with the terms, specifications and conditions at the prices proposed within response unless noted in writing. The undersigned further certifies that he/she is an officer of the company and has authority to negotiate and bind the company named below and has not prepared this bid in collusion with any other Respondent and that the contents of this proposal as to prices, terms or conditions of said bid have not been communicated by the undersigned nor by any employee or agent to any person engaged in this type of business prior to the official opening of this proposal. Prices are guaranteed: 120 days ____________________________________________________________________________ Company Name ____________________________________________________________________________ Address ____________________________________________________________________________ City State Zip ___________________________________ ___________________________________ Telephone Number Fax Number ____________________________________________________________________________ Email Address ___________________________________ ___________________________________ Printed Name Position ____________________________________________________________________________ Authorized Signature Anthro International Incorporated DBA Sitmatic 1800 Raymer Avenue Fullerton, CA, 92833 (800) 288-1492 (714) 888-2505 contracts@sitmatic.com Mark Woods Contract Specialist TAB 2 NCPA ADMINISTRATION AGREEMENT This Administration Agreement is made as of _________________________________, by and between National Cooperative Purchasing Alliance (“NCPA”) and ____________________________________ (“Vendor”). Recitals WHEREAS, Region 14 ESC has entered into a certain Master Agreement dated _______________________, referenced as Contract Number _______________________, by and between Region 14 ESC and Vendor, as may be amended from time to time in accordance with the terms thereof (the “Master Agreement”), for the purchase of Instructional and Educational Resources; WHEREAS, said Master Agreement provides that any state, city, special district, local government, school district, private K-12 school, technical or vocational school, higher education institution, other government agency or nonprofit organization (hereinafter referred to as “public agency” or collectively, “public agencies”) may purchase products and services at the prices indicated in the Master Agreement; WHEREAS, NCPA has the administrative and legal capacity to administer purchases under the Master Agreement to public agencies; WHEREAS, NCPA serves as the administrative agent for Region 14 ESC in connection with other master agreements offered by NCPA WHEREAS, Region 14 ESC desires NCPA to proceed with administration of the Master Agreement; WHEREAS, NCPA and Vendor desire to enter into this Agreement to make available the Master Agreement to public agencies on a national basis; NOW, THEREFORE, in consideration of the payments to be made hereunder and the mutual covenants contained in this Agreement, NCPA and Vendor hereby agree as follows: General Terms and Conditions •The Master Agreement, attached hereto as Exhibit 1 and incorporated herein by reference as though fully set forth herein, and the terms and conditions contained therein shall apply to this Administration Agreement except as expressly changed or modified by this Administration Agreement. •NCPA shall be afforded all of the rights, privileges and indemnifications afforded to Region 14 ESC under the Master Agreement, and such rights, privileges and indemnifications shall accrue and apply with equal effect to NCPA under this Administration Agreement including, but not limited to, Contractor’s obligation to provide appropriate insurance and certain indemnifications to Region 14 ESC. Anthro International Incorporated DBA Sitmatic •Contractor shall perform all duties, responsibilities and obligations required under the Master Agreement in the time and manner specified by the Master Agreement. •NCPA shall perform all of its duties, responsibilities, and obligations as administrator of purchases under the Master Agreement as set forth herein, and Contractor acknowledges that NCPA shall act in the capacity of administrator of purchases under the Master Agreement. •With respect to any purchases made by Region 14 ESC or any Participating Agency pursuant to the Master Agreement, NCPA (a) shall not be construed as a dealer, re- marketer, representative, partner, or agent of any type of Contractor, Region 14 ESC, or such Participating Agency, (b) shall not be obligated, liable or responsible (i) for any orders made by Region 14 ESC, any Participating Agency or any employee of Region 14 ESC or Participating Agency under the Master Agreement, or (ii) for any payments required to be made with respect to such order, and (c) shall not be obligated, liable or responsible for any failure by the Participating Agency to (i) comply with procedures or requirements of applicable law, or (ii) obtain the due authorization and approval necessary to purchase under the Master Agreement. NCPA makes no representations or guaranties with respect to any minimum purchases required to be made by Region 14 ESC, any Participating Agency, or any employee of Region 14 ESC or Participating Agency under this Administration Agreement or the Master Agreement. •With respect to any supplemental agreement entered into between a Participating Agency and Contractor pursuant to the Master Agreement, NCPA, its agents, members and employees shall not be made party to any claim for breach of such agreement. •This Administration Agreement supersedes any and all other agreements, either oral or in writing, between the parties hereto with respect to the subject matter hereof, and no other agreement, statement, or promise relating to the subject matter of this Administrative Agreement which is not contained herein shall be valid or binding. •Contractor agrees to allow NCPA to use their name and logo within website, marketing materials and advertisement. Any use of NCPA name and logo or any form of publicity regarding this Administration Agreement or the Master Agreement by Contractor must have prior approval from NCPA. •If any action at law or in equity is brought to enforce or interpret the provisions of this Administration Agreement or to recover any administrative fee and accrued interest, the prevailing party shall be entitled to reasonable attorney’s fees and costs in addition to any other relief to which such party may be entitled. •Neither this Administration Agreement nor any rights or obligations hereunder shall be assignable by Contractor without prior written consent of NCPA, provided, however, that the Contractor may, without such written consent, assign this Administration Agreement and its rights and delegate its obligations hereunder in connection with the transfer or sale of all or substantially all of its assets or business related to this Administration Agreement, or in the event of its merger, consolidation, change in control or similar transaction. Any permitted assignee shall assume all assigned obligations of its assignor under this Administration Agreement. •This Administration Agreement and NCPA’s rights and obligations hereunder may be assigned at NCPA’s sole discretion, to an existing or newly established legal entity that has the authority and capacity to perform NCPA’s obligations hereunder. Term of Agreement This Agreement shall be in effect so long as the Master Agreement remains in effect, provided, however, that the obligation to pay all amounts owed by Vendor to NCPA through the termination of this Agreement and all indemnifications afforded by Vendor to NCPA shall survive the term of this Agreement. Fees and Reporting The awarded vendor shall electronically provide NCPA with a detailed quarterly report showing the dollar volume of all sales under the contract for the previous quarter. Reports are due on the fifteenth (15th) day after the close of the previous quarter. It is the responsibility of the awarded vendor to collect and compile all sales under the contract from participating members and submit one (1) report. The report shall include at least the following information as listed in the example below: Entity Name Zip Code State PO or Job # Sale Amount Total ____________ Each quarter NCPA will invoice the vendor based on the total of sale amount(s) reported. From the invoice the vendor shall pay to NCPA an administrative fee based upon the tiered fee schedule below. Vendor’s annual sales shall be measured on a calendar year basis. Deadline for term of payment will be included in the invoice NCPA provides. Annual Sales Through Contract Administrative Fee 0 - $30,000,000 2% $30,000,001 - $50,000,000 1.5% $50,000,001+ 1% Supplier shall maintain an accounting of all purchases made by Public Agencies under the Master Agreement. NCPA and Region 14 ESC reserve the right to audit the accounting for a period of four (4) years from the date NCPA receives the accounting. In the event of such an audit, the requested materials shall be provided at the location designated by Region 14 ESC or NCPA. In the event such audit reveals an under reporting of Contract Sales and a resulting underpayment of administrative fees, Vendor shall promptly pay NCPA the amount of such underpayment, together with interest on such amount and shall be obligated to reimburse NCPA’s costs and expenses for such audit. ACKNOWLEDGMENT OF CONTRACTOR REQUIREMENTS ___________________________________ Organization ___________________________________ Name ___________________________________ Title ___________________________________ Address ___________________________________ Address ___________________________________ Signature ___________________________________ Date ___________________________________ Vendor Name ___________________________________ Name ___________________________________ Title ___________________________________ Address ___________________________________ Address ___________________________________ Signature ___________________________________ Date National Cooperative Purchasing Alliance Anthro International Incorporated DBA Sitmatic Mark Woods Contract Specialist 1800 Raymer Avenue Fullerton, CA, 92833 3/16/2023 TAB 3 VENDOR QUESTIONAIRE Please provide responses to the following questions that address your company’s operations, organization, structure, and processes for providing products and services. Locations Covered •Bidder must indicate any and all locations where products and services can be offered. •Please indicate the price co-efficient for each location if it varies. All 50 States & District of Columbia (Selecting this box is equal to checking all boxes below) Alabama Illinois Montana Rhode Island Alaska Indiana Nebraska South Carolina Arizona Iowa Nevada South Dakota Arkansas Kansas New Hampshire Tennessee California Massachusetts New Jersey Texas Colorado Michigan New Mexico Utah Connecticut Minnesota New York Vermont Delaware Mississippi North Carolina Virginia D.C. Missouri North Dakota Washington Florida Kentucky Ohio West Virginia Georgia Louisiana Oklahoma Wisconsin Hawaii Maine Oregon Wyoming Idaho Maryland Pennsylvania All U.S. Territories and Outlying Areas (Selecting this box is equal to checking all boxes below) American Samoa Northern Marina Island Federated States of Micronesia Puerto Rico Guam U.S. Virgin Islands Midway Islands All Canada Provinces and Territories (Selecting this box is equal to checking all boxes below) Alberta Prince Edward Island British Columbia Quebec Manitoba Saskatchewan New Brunswick Northwest Territories Newfoundland and Labrador Nunavut Nova Scotia Yukon Ontario If awarded a Master Agreement, will your company extend the terms offered in your Proposal to public agencies in Canada? If no or maybe, please explain. Yes Maybe No If awarded a Master Agreement, will your company extend the terms offered in your Proposal to private sector customers? Yes Maybe No Minority and Women Business Enterprise (MWBE) and (HUB) Participation It is the policy of some entities participating in NCPA to involve minority and women business enterprises (MWBE) and historically underutilized businesses (HUB) in the purchase of goods and services. Respondents shall indicate below whether or not they are an M/WBE or HUB certified. Minority/Women Business Enterprise Historically Underutilized Business Respondent Certifies that this firm Respondent Certifies that this firm is a a Minority / Women Business Enterprise Historically Underutilized Business Small Business, MWBE and HUB Growth If Proposer is a Large, National or Multinational Organization/Corporation, what programs are in place that partners or supports the growth of small and MWEB and HUB business? If yes, please describe. N/A, we are a recognized small, MWEB or HUB organization No, we do not have any programs in place. Yes, we have programs in place. Residency Responding Company’s principal place of business is in the city of ______________________, State of _________________. Felony Conviction Notice Please Check Applicable Box (If the 3rd box is checked, a detailed explanation of the names and convictions must be attached): A publicly held corporation; therefore, this reporting requirement is not applicable. Is not owned or operated by anyone who has been convicted of a felony. Is owned or operated by the following individual(s) who has/have been convicted of a felony Distribution Channel Which best describes your company’s position in the distribution channel: Manufacturer Direct Certified education/government reseller Authorized Distributor Manufacturer marketing through reseller Value-added reseller Other: ______________________________________ Processing Contact Information Contact Person __________________________________________________________ Title __________________________________________________________ Company __________________________________________________________ Address __________________________________________________________ City/State/Zip __________________________________________________________ Phone __________________________________________________________ Email __________________________________________________________ Pricing Information In addition to the current typical unit pricing furnished herein, the Vendor agrees to offer all future product introductions at prices that are proportionate to Contract Pricing. If answer is no, attach a statement detailing how pricing for NCPA participants would be calculated for future product introductions. Fullerton California Jennifer Escobar Contract Specialist Sitmatic 1800 Raymer Avenue Fullerton, CA, 92833 (800) 288-1492 contracts@sitmatic.com Yes No Pricing submitted includes the required NCPA administrative fee. The NCPA fee is calculated based on the invoice price to the customer. Yes No Cooperatives List any other cooperative or state contracts currently held or in the process of securing. Cooperative/State Agency Discount Offered Expires Annual Sales Volume North Carolina State Contract 51%6/2023 $80,000 South Carolina State Contract 51%12/2024 $30,000 Pennsylvania State Contract 50%4/2024 $30,000 1800 Raymer Avenue, Fullerton, CA 92833 (800) 288-1492 info@sitmatic.com www.Sitmatic.com 1. Company’s official registered name. Anthro International, Incorporated, DBA SITMATIC 2. Brief history of your company, including the year it was established. In 1985, when major furniture manufacturers were touting “passive ergonomics”, the “one size fits all, no adjustments necessary approach”, Sitmatic began its corporate life providing chairs that could be actively adjusted to an individual’s body type and work environment. The major manufacturers eventually were forced by the safety and health care community to develop a complete stable of adjustable seating and a library of custom-fit options. With its expertise in cellular, not assembly line, manufacturing, it was simple for Sitmatic to cross over to the world of public seating, where every space was unique and seating needed to be manufactured to that space, with its unique size, slope stepped and bowled flooring, electronic requirements, tabling matched to seating and various applications such as performing arts, education, organization gatherings, military operations, etc. Today, there is no seating company like Sitmatic that spans the range of highly ergonomic, executive, technical and then all the way through to auditorium and classroom seating. 3. Company’s Dun & Bradstreet (D&B) number. 144375284 4. Company’s organizational chart of those individuals that would be involved in the contract: Sales Mar y Houston, VP National Sales Manager, Tel. (714) 873-8553, Mary@sitmatic.com Sales Support Jennifer Escobar, Senior Customer Service Rep., Tel. (800) 288-1492, Jennifer@sitmatic.com Marketing Mark Woods, Marketing, Tel. (800) 288-1492, Mark@sitmatic.com Financial Reporting Jennifer Escobar, Senior Customer Service Rep., Tel. (800) 288-1492, Jennifer@sitmatic.com Executive Support Mar y Houston, VP National Sales Manager, Tel. (714) 873-8553, Mary@sitmatic.com 5. Corporate office location. SITMATIC, 1800 Raymer Avenue, Fullerton, CA, 92833 All corporately owned manufacturing, distribution and service centers operate from our Fullerton, CA facility. Key contact information is provided in the response for question #4 above. Tab 4 - Vendor Profile 1800 Raymer Avenue, Fullerton, CA 92833 (800) 288-1492 info@sitmatic.com www.Sitmatic.com 5A. List the number of sales and services offices for states being bid in solicitation. See attached “Sitmatic Sales Reps by State” 6. Define your standard terms of payment. 3% 20 days, Net 30. 7. Who is your competition in the marketplace? Sitmatic offers diverse product solutions for most environments in the Education, Government, Corporate, and Healthcare sectors. In addition to a broad line of general purpose and highly ergonomic seating, we also manufacture fixed seating commonly found in auditoriums, court houses, city council halls, classrooms, performing arts centers, etc. For this reason, competitors are numerous with the most notable and consistent listed below: • Neutral Posture • Hon • KI • American Seating • Herman Miller • Steelcase 8. Provide Annual Sales for last 3 years broken out into the following categories: • Cities / States • K-12 • Higher Education • Other government agencies or nonprofit organizations 2020 2021 2022 Cities / States $1,016,229 $996,500 $1,522,147 K-12 $86,476 $56,925 $27,648 Higher Education $527,936 $373,308 $411,058 Other Government Agencies or Nonprofit $917,873 $680,774 $824,346 9. What differentiates your company from competitors? As a small business, we feel there are multiple factors separating us from the dominate share of our core competitors. A few examples follow within the areas listed below: • Ergonomic Seating Product – Sitmatic is a true “ergonomic seating provider” versus “just another manufacturer of task/management/ 1800 Raymer Avenue, Fullerton, CA 92833 (800) 288-1492 info@sitmatic.com www.Sitmatic.com conference/executive chairs”. We manufacture solutions for the 100 percentile while most competitors market to 90% of the workforce. Sitmatic’s most popular collections include numerous size and feature options surpassing most providers. In addition, custom product can be designed for the most extreme user sizes from the Little Person’s sector to bariatric applications. • Fixed Seating Product (Auditoriums, City Council Chambers, Courtrooms, Classrooms, Performing Arts Theatres, Lecture Halls, etc.) – Sit- matic is one of very few companies in our industry who design and manufacture this entire product category in the U.S. (estimated at less than 10). We focus heavily on marketing these solutions to the Educational and Local Government communities. • Warranty – Sitmatic offers the Industry’s best warranty, and it applies to 24/7 applications. Structural components are warranted for life with all other parts covered for 10 years, including fabric/foam. • Service – We promise complete satisfaction for our customers including no labor costs for ten years to service warranted product. We believe no competitor exceeds this commitment. 10. Describe how your company will market this contact if awarded. If awarded, Sitmatic will market the NCPA contract as our premier national purchasing vehicle targeted to eligible customers. Activity will include but not necessarily limited to the following initiatives: • A co-branded press release will be made within 30 days of the award via popular industry media (i.e. Monday Morning Quarterback eMagazine, Contract Magazine, etc.) • Announcements of award will be made on Sitmatic’s corporate Facebook, Twitter, Instagram, and LinkedIn accounts. • Co-branded collateral pieces will be distributed to Sitmatic’s entire sales team and authorized dealers. • A dedicated NCPA homepage will be created and launched with, at minimum, the requirements mentioned above. Similar homepages have been created for TXMAS (State of Texas), State of Florida, State of Georgia and GSA. • Training for all internal Sales/Marketing/Customer Service/Accounting personnel on the NCPA alliance emphasizing agreement detail, planned initiatives and priority status. • Introduction of NCPA Contract to all Sales Reps supported by both hard copy and electronic Training Packages. Training leadership will be provided by Sales Management. • In most markets, selected Authorized Sitmatic Dealers will be provided Training packets by the local Sales Rep and appointments will be planned with targeted Members in their area. • Create NCPA affiliation awareness for our Website visitors. • Promote new NCPA relationship during applicable trade shows. 11. Describe how you intend to introduce NCPA to your company. Overall, activity to implement this contract within our firm in the first 90 days mirrors much of our response to question #10. Sitmatic employ- ees responsible for administering, marketing, selling and servicing the contract will be fully trained by the effective start date. Our business systems and accounting records will accurately reflect the contract detail and reporting requirements. Our real focus in the first 90 days will be centered on: 1800 Raymer Avenue, Fullerton, CA 92833 (800) 288-1492 info@sitmatic.com www.Sitmatic.com • Communication and Training within our distribution partners – Sales Reps and Dealers • Distribution of the promotional brochure to target end user audiences. • Creation of additional sales tools and promotions to advertise our new alignment. • Establishing NCPA sales targets for all territories. • Effective management – regular travel by Sitmatic Sales and Marketing personnel to create awareness and benefits of the NCPA contract. 12. Describe your firm’s capabilities and functionality of your on-line catalog / ordering website. Sitmatic’s website is one of our most powerful resources for specifying chairs. Every chair series lists its unique features along with available options, high-resolution images of chairs and finishes. User-friendly videos, images and descriptions facilitate the specifying process. Once the product is specified, an order can be submitted electronically to orders@sitamtic.com, soon after an order acknowledgment will be generated and sent back to the customer. 13. Describe your company’s Customer Service Department (hours of operation, number of service centers, etc.). Sitmatic’s only Customer Service Center is available in person 6:30 am to 5:00 pm (PST). Sitmatic’s customer service model is based on Sitmat- ic’s philosophy to exceed the industry standards in product design, manufacturing and customer service. Sitmatic’s customer service method- ology is simple: be there when you need us, be extremely knowledgeable on the product, and immediately respond to your needs. 14. Green initiatives. Our Promise: We commit ourselves that all furniture designs will use as much recycled and recyclable content as possible and any manufac- turing processes we, or our subcontracts employ, will be as environmentally friendly as possible. No False Promises: Many manufacturers make claims that sound ecologically sensitive, but in fact are simply normal business practices. Does our steel have recycled content? Of course, but it is impossible to buy steel today without recycled content. How about our aluminum? Certainly, it has a higher recycled content than steel and is very easily recycled, but that is the inherent nature of aluminum. The glue we use is HVOC-free and uses citrus-based solvents, but with any factory in California, it would be against the law to use solvent-based adhesives. Do we now mark all of our plastic parts with their recycled content? Absolutely, but we sell world-wide and we can’t sell into the EU without those codes. Sitmatic goes above and beyond these baseline standards in sustaining the environment. Green Check Certified: By stringent design criteria, we have chosen parts that together produce a chair that is certified compliant for LEED-CI indoor environmental air quality. This means that there are less chemicals emitted by our chairs and its components. By choosing Sitmatic chairs for your workplace, you are also contributing to a cleaner, safer, more sustainable environment. Renewal: Because of our quality, our most significant contribution to sustainability started 18 years ago and has become part of our corporate infrastructure. It is our popular “Chair Renewal” program, which allows us to completely re-manufacture our seating to like-new condition. 1800 Raymer Avenue, Fullerton, CA 92833 (800) 288-1492 info@sitmatic.com www.Sitmatic.com Yes, our components last a lifetime, but unfortunately fabrics and foams do not. When the foam flattens and the fabric is in shreds, used chairs come back to the factory and leave as a seemingly brand new chair. This we do for a fraction of the cost and a fraction of the materials required to manufacture a new chair. To The Future: Because of our reputation of quality, our chairs end up in some incredibly hostile environments: police stations, military bases, around-the-clock call centers. As we design, we constantly look to alternative materials that are inherently more easily recycled. Many areas already show good promise. Aluminum, where technically possible, is our newest material of choice. Non-backed and recycled PET and polyes- ters, are our first choices. We always use CFC-free foams. We do not, and will not, use rainforest hardwoods in our product. Mahogany and teak are beautiful woods but they need to be homes for birds, not ornamentation in an office. Everyday Life at Sitmatic: We want to make every Sitmatic employee, from administration through production, ecologically sensitive. And it starts everyday with their morning coffee in a porcelain coffee mug. Recycling: We recycle 100% of our corrugated waste, mostly created from inbound raw material packaging. This amounts to over one truckload per day. Our outbound chairs are shipped blanket-wrapped whenever possible, eliminating the cartons altogether. When we do carton, the cartons contain no staples. This means installers can fold the boxes perfectly flat to be easily carted off to the recycling station. Our cartons consist of 25% recycled material. Our factory has 50% more skylights than is required and the walls are painted white to reduce energy consumption. (Of course, this makes good business sense as well) Sitmatic has also converted to 100% biodegradable green bags as opposed to the widely used polyethylene bags. In addition, we have gone through extensive measures to go “paperless” by receiving and sending infor- mation electronically. In doing so, we have eliminated useless paper consumption and have saved hundreds of feet in filing space. Quality: What do we do to help the environment? We build extraordinarily durable chairs using more steel than plastic and these components last a lifetime. Because of this quality, we do something most other seating manufacturers can’t do – we warrant all our chairs for 24-hour us- age with no weight limit. And to make sure that a chair is not discarded for a minor problem, we expressly include labor. So with just a phone call, the chair returns to life. 15. Vendor Certifications (if applicable). N/A. 1800 Raymer Avenue, Fullerton, CA 92833 (800) 288-1492 info@sitmatic.com www.Sitmatic.com 1. Warranty Sitmatic offers the industry’s best warranty – Lifetime structural and 10 years on wear components. There is no exclusion for “normal” or 8-hour usage. If the facility operates 24 hours a day, 7 days a week, the warranty is still the same. There is no “weight limit” on the warranty. If an employee can fit in the chair, the chair is warranted. Labor is specifically covered in the warranty. Most warranties are conspicuously silent on this issue, and we all know labor costs more than parts. In the event you should receive damaged goods, simply locate the six-digit control number on the box or control mechanism and contact Sitmatic at (800) 288-1492. Sitmatic will, at your option, either send the necessary replacement to you at no cost, or arrange a service call by a factory authorized service technician. Availability of Replacement Parts All parts and components are in-stock at all times and ship in approximately 3 days. Parts that need to be upholstered or tailored ship within a week. Life Expectancy Sitmatic chairs use very few plastic components and more steel than our competitors. Sitmatic chairs are rigorously tested and rated 24/7/365. Sitmatic chairs are covered top to bottom and expected to last well over that coverage period. Return Policy In the event that you need to return chairs, normally up to 35% (45% for non-standard materials) is charged if ordered in error by the cus- tomer. If in Sitmatic’s judgement, the product is in new condition and readily resalable, the restocking fee may be waived or reduced. Some products, particularly custom engineered items that are individual specific, cannot be returned. 2. Products Sitmatic only provides products that are made using new materials and components. Simatic stands by its products with a lifetime structural warranty that ensures structural integrity and other “wear components” are covered for 10 years. See the attached “Warranty Lifetime” document. 3. Construction As an industry leader in seating products, quality is the major concern at Sitmatic. The quality manager has preemptive authority over all design and production output and reports directly to the CEO. Configuration control is established during design and engineering phases for all products and establishes the product specifications from prototype, first articles to production pieces. Outsourced assemblies are intentionally kept to a minimum and are products of a limited supplier base, minimizing quality issues. Receiving inspections are based on proven Statistical Process Control data for acceptance testing, thus certifying the quality of products flowing into the manufacturing process. At each major subassembly point, a 100% in process inspection occurs because of an established vendor-client relationship between each manufacturing cell. Final inspection involves 100% of the output; every chair and each function is tested and approved before shipping. Weekly quality meetings are conducted involving all production staff, and representatives of customer service, sales, purchasing, shipping and management. Minutes are taken and action items are continuously reviewed until resolved. Tab 5 - Products & Services 1800 Raymer Avenue, Fullerton, CA 92833 (800) 288-1492 info@sitmatic.com www.Sitmatic.com Customer Type End User / Customer Name Contact Name Contact Title Contact Phone No.City / State How Many Years Sold To? Average Annual Sales Higher Ed University of California, Los Angeles Michael Ozamoto Lead Ergonomist & Accommodation Consultant (310) 901-3920 Los Angeles, CA 19 $100,000 Higher Ed Arizona State University Cindy Fernandez Senior Program Coordinator (480) 727-0506 Tempe, AZ 10 $60,000 Higher Ed University of California, Santa Barbara Julie McAbee Manager - EHS (805) 893-3283 Santa Barbara, CA 10 $50,000 Higher Ed Pennsylvania State University Dave Hurd Director of Housing (814) 865-6090 University Park, PA 6 $50,000 City / County LA County Dept. of Social Services Tammy Ngo Purchasing (323) 838-4579 Commerce, CA 15 $500,000 City / County City of Oakland Mide Spade Safety Specialist, Human Resources Dept. (520) 238-7971 Oakland, CA 20 $75,000 City / County Contra Costa County Farrah Figuera Risk Management Procurement (925) 646-5478 Martinez, CA 17 $200,000 City / County Texas General Land Office Judy Hagood Project Manager (512) 463-4117 Austin, TX 20 $60,000 City / County City of Dallas Keith Gary Financial Service Manager (214) 670-4973 Dallas, TX 6 $50,000 City / County Bexar County Patricia Torres Purchasing Agent (210) 335-2211 San Antonio, TX 8 $20,000 Tab 6 - References 1800 Raymer Avenue, Fullerton, CA 92833 (800) 288-1492 info@sitmatic.com www.Sitmatic.com Quoted To:Ship To: NCPA Participating Entity FOB Ship Via Terms Lead Time Quote Date Destination 3% 20 Days, Net 30 21 days or faster Line Item No Item Description Qty.List Disc Net Total 1 < $24,999 List Single orders less than $24,999 list. Discount taken off list prices in Sitmatic Pricing & Specification Guide. 51% 2 $25,000 - $49,999 List Single orders between $25,000 and $49,999 list. Discount taken off list prices in Sitmatic Pricing & Specification Guide. 52% 3 $50,000 - $199,999 List Single orders between $50,000 and $199,999 list. Discount taken off list prices in Sitmatic Pricing & Specification Guide. 53% 4 > $200,000 List Single orders over $200,000 list. Discount taken off list prices in Sitmatic Pricing & Specification Guide. 54% Tab 7 - Pricing 1800 Raymer Avenue, Fullerton, CA 92833 (800) 288-1492 info@sitmatic.com www.Sitmatic.com Include any additional products and/or services available that vendor currently performs in their normal course of business that is not included in the scope of the solicitation that you think will enhance and add value to this contract for Region 14 ESC and all NCPA participating entities. Sitmatic designs and manufactures product solutions for the individual, not just the masses. Including seating for little people and bariatric seating with weight capacities of 1,000 lbs. A significant portion of ergonomic seating sales are pursuant to specifications driven by the Sitmatic body measurement system. Local sales reps are trained to measure individuals to “fit the chair to the user.” We provide this value added service for our customers free of charge. As a result of individual measurements, and other special requests, we estimate 20% of Sitmatic sales are “custom” products or non-catalog items. We strive to servce the 100th percentile versus most competitors’ products which typically address 90% of the population. We also provide in-house design & project management services for all fixed seating opportunities at no charge. This includes but is not limit- ed to classrooms, auditoriums, performing arts centers, courtroom seating and city council chambers. Our product and warranty is known to be the industry best! All Sitmatic chairs are rated 24/7/365 and have no weight restrictions! Our warran- ty covers service labor so that we can resolve any issues and get the chair back in service as soon as possible. Live customer service with product experts always available to help! No charge product demos available for evaluating nationwide. Tab 8 - Value Added Products & Services TAB 9 REQUIRED DOCUMENTS •Federal Funds Certifications •Clean Air and Water Act & Debarment Notice •Contractors Requirements •Required Clauses for Federal Assistance by FTA •Federal Required Signatures •Antitrust Certification Statements Texas Government Code § 2155.005 •State Notice Addendum FEDERAL FUNDS CERTIFICATIONS Participating Agencies may elect to use federal funds to purchase under the Master Agreement. The following certifications and provisions may be required and apply when a Participating Agency expends federal funds for any purchase resulting from this procurement process. Pursuant to 2 C.F.R. § 200.326, all contracts, including small purchases, awarded by the Participating Agency and the Participating Agency’s subcontractors shall contain the procurement provisions of Appendix II to Part 200, as applicable. APPENDIX II TO 2 CFR PART 200 (A) Contracts for more than the simplified acquisition threshold currently set at $250,000, which is the inflation adjusted amount determined by the Civilian Agency Acquisition Council and the Defense Acquisition Regulations Council (Councils) as authorized by 41 U.S.C. 1908, must address administrative, contractual, or legal remedies in instances where contractors violate or breach contract terms, and provide for such sanctions and penalties as appropriate. • Pursuant to Federal Rule (A) above, when a Participating Agency expends federal funds, the Participating Agency and Offeror reserves all rights and privileges under the applicable laws and regulations with respect to this procurement in the event of breach of contract by either party. (B) Termination for cause and for convenience by the grantee or subgrantee including the manner by which it will be effected and the basis for settlement. (All contracts in excess of $10,000) • Pursuant to Federal Rule (B) above, when a Participating Agency expends federal funds, the Participating Agency reserves the right to terminate any agreement in excess of $10,000 resulting from this procurement process in the event of a breach or default of the agreement by Offeror as detailed in the terms of the contract (C) Equal Employment Opportunity. Except as otherwise provided under 41 CFR Part 60, all contracts that meet the definition of “federally assisted construction contract” in 41 CFR Part 60- 1.3 must include the equal opportunity clause provided under 41 CFR 60-1.4(b), in accordance with Executive Order 11246, “Equal Employment Opportunity” (30 CFR 12319, 12935, 3 CFR Part, 1964-1965 Comp., p. 339), as amended by Executive Order 11375, “Amending Executive Order 11246 Relating to Equal Employment Opportunity,” and implementing regulations at 41 CFR part 60, “Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department of Labor.” • Pursuant to Federal Rule (C) above, when a Participating Agency expends federal funds on any federally assisted construction contract, the equal opportunity clause is incorporated by reference herein. (D) Davis-Bacon Act, as amended (40 U.S.C. 3141-3148). When required by Federal program legislation, all prime construction contracts in excess of $2,000 awarded by non-Federal entities must include a provision for compliance with the Davis-Bacon Act (40 U.S.C. 3141-3144, and 3146-3148) as supplemented by Department of Labor regulations (29 CFR Part 5, “Labor Standards Provisions Applicable to Contracts Covering Federally Financed and Assisted Construction”). In accordance with the statute, contractors must be required to pay wages to laborers and mechanics at a rate not less than the prevailing wages specified in a wage determination made by the Secretary of Labor. In addition, contractors must be required to pay wages not less than once a week. The non-Federal entity must place a copy of the current prevailing wage determination issued by the Department of Labor in each solicitation. The decision to award a contract or subcontract must be conditioned upon the acceptance of the wage determination. The non- Federal entity must report all suspected or reported violations to the Federal awarding agency. The contracts must also include a provision for compliance with the Copeland “Anti-Kickback” Act (40 U.S.C. 3145), as supplemented by Department of Labor regulations (29 CFR Part 3, “Contractors and Subcontractors on Public Building or Public Work Financed in Whole or in Part by Loans or Grants from the United States”). The Act provides that each contractor or subrecipient must be prohibited from inducing, by any means, any person employed in the construction, completion, or repair of public work, to give up any part of the compensation to which he or she is otherwise entitled. The non-Federal entity must report all suspected or reported violations to the Federal awarding agency. • Pursuant to Federal Rule (D) above, when a Participating Agency expends federal funds during the term of an award for all contracts and subgrants for construction or repair, offeror will be in compliance with all applicable Davis-Bacon Act provisions • Any Participating Agency will include any current and applicable prevailing wage determination in each issued solicitation and provide Offeror with any required documentation and/or forms that must be completed by Offeror to remain in compliance the applicable Davis-Bacon Act provisions. (E) Contract Work Hours and Safety Standards Act (40 U.S.C. 3701-3708). Where applicable, all contracts awarded by the non-Federal entity in excess of $100,000 that involve the employment of mechanics or laborers must include a provision for compliance with 40 U.S.C. 3702 and 3704, as supplemented by Department of Labor regulations (29 CFR Part 5). Under 40 U.S.C. 3702 of the Act, each contractor must be required to compute the wages of every mechanic and laborer on the basis of a standard work week of 40 hours. Work in excess of the standard work week is permissible provided that the worker is compensated at a rate of not less than one and a half times the basic rate of pay for all hours worked in excess of 40 hours in the work week. The requirements of 40 U.S.C. 3704 are applicable to construction work and provide that no laborer or mechanic must be required to work in surroundings or under working conditions which are unsanitary, hazardous or dangerous. These requirements do not apply to the purchases of supplies or materials or articles ordinarily available on the open market, or contracts for transportation or transmission of intelligence. • Pursuant to Federal Rule (E) above, when a Participating Agency expends federal funds, offeror certifies that offeror will be in compliance with all applicable provisions of the Contract Work Hours and Safety Standards Act during the term of an award for all contracts by Participating Agency resulting from this procurement process. (F) Rights to Inventions Made Under a Contract or Agreement. If the Federal award meets the definition of “funding agreement” under 37 CFR §401.2 (a) and the recipient or subrecipient wishes to enter into a contract with a small business firm or nonprofit organization regarding the substitution of parties, assignment or performance of experimental, developmental, or research work under that “funding agreement,” the recipient or subrecipient must comply with the requirements of 37 CFR Part 401, “Rights to Inventions Made by Nonprofit Organizations and Small Business Firms Under Government Grants, Contracts and Cooperative Agreements,” and any implementing regulations issued by the awarding agency. • Pursuant to Federal Rule (F) above, when federal funds are expended by Participating Agency, the offeror certifies that during the term of an award for all contracts by Participating Agency resulting from this procurement process, the offeror agrees to comply with all applicable requirements as referenced in Federal Rule (F) above (G) Clean Air Act (42 U.S.C. 7401-7671q.) and the Federal Water Pollution Control Act (33 U.S.C. 1251-1387), as amended— Contracts and subgrants of amounts in excess of $150,000 must contain a provision that requires the non- Federal award to agree to comply with all applicable standards, orders or regulations issued pursuant to the Clean Air Act (42 U.S.C. 7401- 7671q) and the Federal Water Pollution Control Act as amended (33 U.S.C. 1251- 1387). Violations must be reported to the Federal awarding agency and the Regional Office of the Environmental Protection Agency (EPA). • Pursuant to Federal Rule (G) above, when federal funds are expended by Participating Agency, the offeror certifies that during the term of an award for all contracts by Participating Agency member resulting from this procurement process, the offeror agrees to comply with all applicable requirements as referenced in Federal Rule (G) above (H) Debarment and Suspension (Executive Orders 12549 and 12689)—A contract award (see 2 CFR 180.220) must not be made to parties listed on the government wide exclusions in the System for Award Management (SAM), in accordance with the OMB guidelines at 2 CFR 180 that implement Executive Orders 12549 (3 CFR part 1986 Comp., p. 189) and 12689 (3 CFR part 1989 Comp., p. 235), “Debarment and Suspension.” SAM Exclusions contains the names of parties debarred, suspended, or otherwise excluded by agencies, as well as parties declared ineligible under statutory or regulatory authority other than Executive Order 12549. • Pursuant to Federal Rule (H) above, when federal funds are expended by Participating Agency, the offeror certifies that during the term of an award for all contracts by Participating Agency resulting from this procurement process, the offeror certifies that neither it nor its principals is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation by any federal department or agency. If at any time during the term of an award the offeror or its principals becomes debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation by any federal department or agency, the offeror will notify the Participating Agency (I) Byrd Anti-Lobbying Amendment (31 U.S.C. 1352)—Contractors that apply or bid for an award exceeding $100,000 must file the required certification. Each tier certifies to the tier above that it will not and has not used Federal appropriated funds to pay any person or organization for influencing or attempting to influence an officer or employee of any agency, a member of Congress, officer or employee of Congress, or an employee of a member of Congress in connection with obtaining any Federal contract, grant or any other award covered by 31 U.S.C. 1352. Each tier must also disclose any lobbying with non-Federal funds that takes place in connection with obtaining any Federal award. Such disclosures are forwarded from tier to tier up to the non-Federal award. • Pursuant to Federal Rule (I) above, when federal funds are expended by Participating Agency, the offeror certifies that during the term and after the awarded term of an award for all contracts by Participating Agency resulting from this procurement process, the offeror certifies that it is in compliance with all applicable provisions of the Byrd Anti- Lobbying Amendment (31 U.S.C. 1352). The undersigned further certifies that: o No Federal appropriated funds have been paid or will be paid for on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of congress, or an employee of a Member of Congress in connection with the awarding of a Federal contract, the making of a Federal grant, the making of a Federal loan, the entering into a cooperative agreement, and the extension, continuation, renewal, amendment, or modification of a Federal contract, grant, loan, or cooperative agreement. o If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of congress, or an employee of a Member of Congress in connection with this Federal grant or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, “Disclosure Form to Report Lobbying”, in accordance with its instructions. o The undersigned shall require that the language of this certification be included in the award documents for all covered sub-awards exceeding $100,000 in Federal funds at all appropriate tiers and all subrecipients shall certify and disclose accordingly. RECORD RETENTION REQUIREMENTS FOR CONTRACTS INVOLVING FEDERAL FUNDS When federal funds are expended by Participating Agency for any contract resulting from this procurement process, offeror certifies that it will comply with the record retention requirements detailed in 2 CFR § 200.334. The offeror further certifies that offeror will retain all records as required by 2 CFR § 200.334 for a period of three years after grantees or subgrantees submit final expenditure reports or quarterly or annual financial reports, as applicable, and all other pending matters are closed. CERTIFICATION OF COMPLIANCE WITH THE ENERGY POLICY AND CONSERVATION ACT When Participating Agency expends federal funds for any contract resulting from this procurement process, offeror certifies that it will comply with the mandatory standards and policies relating to energy efficiency which are contained in the state energy conservation plan issued in compliance with the Energy Policy and Conservation Act (42 U.S.C. 6321 et seq.; 49 C.F.R. Part 18). CERTIFICATION OF COMPLIANCE WITH BUY AMERICA PROVISIONS To the extent purchases are made with Federal Highway Administration, Federal Railroad Administration, or Federal Transit Administration funds, offeror certifies that its products comply with all applicable provisions of the Buy America Act and agrees to provide such certification or applicable waiver with respect to specific products to any Participating Agency upon request. Participating Agencies will clearly identify whether Buy America Provisions apply in any issued solicitation. Purchases made in accordance with the Buy America Act must still follow the applicable procurement rules calling for free and open competition. CERTIFICATION OF ACCESS TO RECORDS Offeror agrees that the Inspector General of the Agency or any of their duly authorized representatives shall have access to any non-financial documents, papers, or other records of offeror that are pertinent to offeror’s discharge of its obligations under the Contract for the purpose of making audits, examinations, excerpts, and transcriptions. The right also includes timely and reasonable access to offeror’s personnel for the purpose of interview and discussion relating to such documents. This right of access will last only as long as the records are retained. CERTIFICATION OF APPLICABILITY TO SUBCONTRACTORS Offeror agrees that all contracts it awards pursuant to the Contract shall be bound by the foregoing terms and conditions. CLEAN AIR AND WATER ACT AND DEBARMENT NOTICE By the signature below (Under Federal Required Signatures), I, the Vendor, am in compliance with all applicable standards, orders or regulations issued pursuant to the Clean Air Act of 1970, as Amended (42 U.S. C. 1857 (h), Section 508 of the Clean Water Act, as amended (33 U.S.C. 1368), Executive Order 117389 and Environmental Protection Agency Regulation, 40 CFR Part 15 as required under OMB Circular A-102, Attachment O, Paragraph 14 (1) regarding reporting violations to the grantor agency and to the United States Environment Protection Agency Assistant Administrator for the Enforcement. I hereby further certify that my company has not been debarred, suspended or otherwise ineligible for participation in Federal Assistance programs under Executive Order 12549, “Debarment and Suspension”, as described in the Federal Register and Rules and Regulations. CONTRACTOR REQUIRMENTS Contractor Certification Contractor’s Employment Eligibility By entering the contract, Contractor warrants compliance with the Federal Immigration and Nationality Act (FINA), and all other federal and state immigration laws and regulations. The Contractor further warrants that it is in compliance with the various state statues of the states it is will operate this contract in. Participating Government Entities including School Districts may request verification of compliance from any Contractor or subcontractor performing work under this Contract. These Entities reserve the right to confirm compliance in accordance with applicable laws. Should the Participating Entities suspect or find that the Contractor or any of its subcontractors are not in compliance, they may pursue any and all remedies allowed by law, including, but not limited to: suspension of work, termination of the Contract for default, and suspension and/or debarment of the Contractor. All costs necessary to verify compliance are the responsibility of the Contractor. The offeror complies and maintains compliance with the appropriate statutes which requires compliance with federal immigration laws by State employers, State contractors and State subcontractors in accordance with the E-Verify Employee Eligibility Verification Program. Contractor shall comply with governing board policy of the NCPA Participating entities in which work is being performed. Fingerprint & Background Checks If required to provide services on school district property at least five (5) times during a month, contractor shall submit a full set of fingerprints to the school district if requested of each person or employee who may provide such service. Alternately, the school district may fingerprint those persons or employees. An exception to this requirement may be made as authorized in Governing Board policy. The district shall conduct a fingerprint check in accordance with the appropriate state and federal laws of all contractors, subcontractors or vendors and their employees for which fingerprints are submitted to the district. Contractor, subcontractors, vendors and their employees shall not provide services on school district properties until authorized by the District. The offeror shall comply with fingerprinting requirements in accordance with appropriate statutes in the state in which the work is being performed unless otherwise exempted. Contractor shall comply with governing board policy in the school district or Participating Entity in which work is being performed. Business Operations in Sudan, Iran In accordance with A.R.S. 35-391 and A.R.S. 35-393, the Contractor hereby certifies that the contractor does not have scrutinized business operations in Sudan and/or Iran. REQUIRED CLAUSES FOR FEDERAL ASSISTANCE PROVIDED BY FTA ACCESS TO RECORDS AND REPORTS Contractor agrees to: a) Maintain all non-financial books, records, accounts and reports required under this Contract for a period of not less than two (2) years after the date of termination or expiration of this Contract or any extensions thereof except in the event of litigation or settlement of claims arising from the performance of this Contract, in which case Contractor agrees to maintain same until the FTA Administrator, the U.S. DOT Office of the Inspector General, the Comptroller General, or any of their duly authorized representatives, have disposed of all such litigation, appeals, claims or exceptions related thereto. b) Permit any of the foregoing parties to inspect all non-financial work, materials, and other data and records that pertain to the Project, and to audit the non-financial books, records, and accounts that pertain to the Project and to reproduce by any means whatsoever or to copy excerpts and transcriptions as reasonably needed for the purpose of audit and examination. The right of access detailed in this section continues only as long as the records are retained. FTA does not require the inclusion of these requirements of Article 1.01 in subcontracts. CIVIL RIGHTS / TITLE VI REQUIREMENTS 1) Non-discrimination. In accordance with Title VI of the Civil Rights Act of 1964, as amended, 42 U.S.C. § 2000d, Section 303 of the Age Discrimination Act of 1975, as amended, 42 U.S.C. § 6102, Section 202 of the Americans with Disabilities Act of 1990, as amended, 42 U.S.C. § 12132, and Federal Transit Law at 49 U.S.C. § 5332, Contractor or subcontractor agrees that it will not discriminate against any employee or applicant for employment because of race, color, creed, national origin, sex, marital status age, or disability. In addition, Contractor agrees to comply with applicable Federal implementing regulations and other applicable implementing requirements FTA may issue that are flowed to Contractor from Awarding Participating Agency. 2) Equal Employment Opportunity. The following Equal Employment Opportunity requirements apply to this Contract: a. Race, Color, Creed, National Origin, Sex. In accordance with Title VII of the Civil Rights Act, as amended, 42 U.S.C. § 2000e, and Federal Transit Law at 49 U.S.C. § 5332, the Contractor agrees to comply with all applicable Equal Employment Opportunity requirements of U.S. Dept. of Labor regulations, “Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department of Labor, 41 CFR, Parts 60 et seq., and with any applicable Federal statutes, executive orders, regulations, and Federal policies that may affect construction activities undertaken in the course of this Project. Contractor agrees to take affirmative action to ensure that applicants are employed, and that employees are treated during employment, without regard to their race, color, creed, national origin, sex, marital status, or age. Such action shall include, but not be limited to, the following: employment, upgrading, demotion or transfer, recruitment or recruitment advertising, layoff or termination, rates of pay or other forms of compensation; and selection for training, including apprenticeship. In addition, Contractor agrees to comply with any implementing requirements FTA may issue that are flowed to Contractor from Awarding Participating Agency. b. Age. In accordance with the Age Discrimination in Employment Act (ADEA) of 1967, as amended, 29 U.S.C. Sections 621 through 634, and Equal Employment Opportunity Commission (EEOC) implementing regulations, “Age Discrimination in Employment Act”, 29 CFR Part 1625, prohibit employment discrimination by Contractor against individuals on the basis of age, including present and prospective employees. In addition, Contractor agrees to comply with any implementing requirements FTA may issue that are flowed to Contractor from Awarding Participating Agency. c. Disabilities. In accordance with Section 102 of the Americans with Disabilities Act of 1990, as amended (ADA), 42 U.S.C. Sections 12101 et seq., prohibits discrimination against qualified individuals with disabilities in programs, activities, and services, and imposes specific requirements on public and private entities. Contractor agrees that it will comply with the requirements of the Equal Employment Opportunity Commission (EEOC), “Regulations to Implement the Equal Employment Provisions of the Americans with Disabilities Act,” 29 CFR, Part 1630, pertaining to employment of persons with disabilities and with their responsibilities under Titles I through V of the ADA in employment, public services, public accommodations, telecommunications, and other provisions. d. Segregated Facilities. Contractor certifies that their company does not and will not maintain or provide for their employees any segregated facilities at any of their establishments, and that they do not and will not permit their employees to perform their services at any location under the Contractor’s control where segregated facilities are maintained. As used in this certification the term “segregated facilities” means any waiting rooms, work areas, restrooms and washrooms, restaurants and other eating areas, parking lots, drinking fountains, recreation or entertainment areas, transportation, and housing facilities provided for employees which are segregated by explicit directive or are in fact segregated on the basis of race, color, religion or national origin because of habit, local custom, or otherwise. Contractor agrees that a breach of this certification will be a violation of this Civil Rights clause. 3) Solicitations for Subcontracts, Including Procurements of Materials and Equipment. In all solicitations, either by competitive bidding or negotiation, made by Contractor for work to be performed under a subcontract, including procurements of materials or leases of equipment, each potential subcontractor or supplier shall be notified by Contractor of Contractor's obligations under this Contract and the regulations relative to non-discrimination on the grounds of race, color, creed, sex, disability, age or national origin. 4) Sanctions of Non-Compliance. In the event of Contractor's non-compliance with the non-discrimination provisions of this Contract, Public Agency shall impose such Contract sanctions as it or the FTA may determine to be appropriate, including, but not limited to: 1) Withholding of payments to Contractor under the Contract until Contractor complies, and/or; 2) Cancellation, termination or suspension of the Contract, in whole or in part. Contractor agrees to include the requirements of this clause in each subcontract financed in whole or in part with Federal assistance provided by FTA, modified only if necessary to identify the affected parties. DISADVANTAGED BUSINESS PARTICIPATION This Contract is subject to the requirements of Title 49, Code of Federal Regulations, Part 26, “Participation by Disadvantaged Business Enterprises in Department of Transportation Financial Assistance Programs”, therefore, it is the policy of the Department of Transportation (DOT) to ensure that Disadvantaged Business Enterprises (DBEs), as defined in 49 CFR Part 26, have an equal opportunity to receive and participate in the performance of DOT-assisted contracts. 1) Non-Discrimination Assurances. Contractor or subcontractor shall not discriminate on the basis of race, color, national origin, or sex in the performance of this Contract. Contractor shall carry out all applicable requirements of 49 CFR Part 26 in the award and administration of DOT-assisted contracts. Failure by Contractor to carry out these requirements is a material breach of this Contract, which may result in the termination of this Contract or other such remedy as public agency deems appropriate. Each subcontract Contractor signs with a subcontractor must include the assurance in this paragraph. (See 49 CFR 26.13(b)). 2) Prompt Payment. Contractor is required to pay each subcontractor performing Work under this prime Contract for satisfactory performance of that work no later than thirty (30) days after Contractor’s receipt of payment for that Work from public agency. In addition, Contractor is required to return any retainage payments to those subcontractors within thirty (30) days after the subcontractor’s work related to this Contract is satisfactorily completed and any liens have been secured. Any delay or postponement of payment from the above time frames may occur only for good cause following written approval of public agency. This clause applies to both DBE and non-DBE subcontractors. Contractor must promptly notify public agency whenever a DBE subcontractor performing Work related to this Contract is terminated or fails to complete its Work, and must make good faith efforts to engage another DBE subcontractor to perform at least the same amount of work. Contractor may not terminate any DBE subcontractor and perform that Work through its own forces, or those of an affiliate, without prior written consent of public agency. 3) DBE Program. In connection with the performance of this Contract, Contractor will cooperate with public agency in meeting its commitments and goals to ensure that DBEs shall have the maximum practicable opportunity to compete for subcontract work, regardless of whether a contract goal is set for this Contract. Contractor agrees to use good faith efforts to carry out a policy in the award of its subcontracts, agent agreements, and procurement contracts which will, to the fullest extent, utilize DBEs consistent with the efficient performance of the Contract. ENERGY CONSERVATION REQUIREMENTS Contractor agrees to comply with mandatory standards and policies relating to energy efficiency which are contained in the State energy conservation plans issued under the Energy Policy and Conservation Act, as amended, 42 U.S.C. Sections 6321 et seq. and 41 CFR Part 301-10. FEDERAL CHANGES Contractor shall at all times comply with all applicable FTA regulations, policies, procedures and directives, listed directly or by reference in the Contract between Public Agency and the FTA, and those applicable regulatory and procedural updates that are communicated to Contractor by Public Agency, as they may be amended or promulgated from time to time during the term of this contract. Contractor’s failure to so comply shall constitute a material breach of this Contract. INCORPORATION OF FEDERAL TRANSIT ADMINISTRATION (FTA) TERMS The provisions include, in part, certain Standard Terms and Conditions required by the U.S. Department of Transportation (DOT), whether or not expressly set forth in the preceding Contract provisions. All contractual provisions required by the DOT and applicable to the scope of a particular Contract awarded to Contractor by a Public Agency as a result of solicitation, as set forth in the most current FTA Circular 4220.1F, published February 8th, 2016, are hereby incorporated by reference. Anything to the contrary herein notwithstanding, all FTA mandated terms shall be deemed to control in the event of a conflict with other provisions contained in this Contract. Contractor agrees not to knowingly perform any act, knowingly fail to perform any act, or refuse to comply with any reasonable public agency requests that would directly cause public agency to be in violation of the FTA terms and conditions. NO FEDERAL GOVERNMENT OBLIGATIONS TO THIRD PARTIES Agency and Contractor acknowledge and agree that, absent the Federal Government’s express written consent and notwithstanding any concurrence by the Federal Government in or approval of the solicitation or award of the underlying Contract, the Federal Government is not a party to this Contract and shall not be subject to any obligations or liabilities to agency, Contractor, or any other party (whether or not a party to that contract) pertaining to any matter resulting from the underlying Contract. Contractor agrees to include the above clause in each subcontract financed in whole or in part with federal assistance provided by the FTA. It is further agreed that the clause shall not be modified, except to identify the subcontractor who will be subject to its provisions. PROGRAM FRAUD AND FALSE OR FRAUDULENT STATEMENTS Contractor acknowledges that the provisions of the Program Fraud Civil Remedies Act of 1986, as amended, 31 U.S.C. §§ 3801 et seq. and U.S. DOT regulations, “Program Fraud Civil Remedies,” 49 CFR Part 31, apply to its actions pertaining to this Contract. Upon execution of the underlying Contract, Contractor certifies or affirms, to the best of its knowledge, the truthfulness and accuracy of any statement it has made, it makes, it may make, or causes to me made, pertaining to the underlying Contract or the FTA assisted project for which this Contract Work is being performed. In addition to other penalties that may be applicable, Contractor further acknowledges that if it makes, or causes to be made, a false, fictitious, or fraudulent claim, statement, submission, or certification, the Federal Government reserves the right to impose the penalties of the Program Fraud Civil Remedies Act of 1986 on Contractor to the extent the Federal Government deems appropriate. Contractor also acknowledges that if it makes, or causes to me made, a false, fictitious, or fraudulent claim, statement, submission, or certification to the Federal Government under a contract connected with a project that is financed in whole or in part with Federal assistance originally awarded by FTA under the authority of 49 U.S.C. § 5307, the Government reserves the right to impose the penalties of 18 U.S.C. § 1001 and 49 U.S.C. § 5307 (n)(1) on the Contractor, to the extent the Federal Government deems appropriate. Contractor agrees to include the above clauses in each subcontract financed in whole or in part with Federal assistance provided by FTA. It is further agreed that the clauses shall not be modified, except to identify the subcontractor who will be subject to the provisions. FEDERAL REQUIRED SIGNATURES Offeror certifies compliance with all provisions, laws, acts, regulations, etc. as specifically noted in the pages above. It is further acknowledged that offeror agrees to comply with all federal, state, and local laws, rules, regulations and ordinances as applicable. Offeror __________________________________________________________ Address __________________________________________________________ City/State/Zip __________________________________________________________ Authorized Signature __________________________________________________________ Date __________________________________________________________ Anthro International Incorporated DBA Sitmatic 1800 Raymer Avenue Fullerton, CA, 92833 03/22/2023 ANTITRUST CERTIFICATION STATEMENTS TEXAS GOVERNMENT CODE § 2155.005 I affirm under penalty of perjury of the laws of the State of Texas that: (1) I am duly authorized to execute this contract on my own behalf or on behalf of the company, corporation, firm, partnership or individual (Company) listed below; (2) In connection with this bid, neither I nor any representative of the Company has violated any provision of the Texas Free Enterprise and Antitrust Act, Tex. Bus. & Comm. Code Chapter 15; (3) In connection with this bid, neither I nor any representative of the Company has violated any federal antitrust law; and (4) Neither I nor any representative of the Company has directly or indirectly communicated any of the contents of this bid to a competitor of the Company or any other company, corporation, firm, partnership or individual engaged in the same line of business as the Company. Company Name __________________________________________________________ Address __________________________________________________________ City/State/Zip __________________________________________________________ Telephone Number __________________________________________________________ Fax Number __________________________________________________________ Email Address __________________________________________________________ Printed Name __________________________________________________________ Title __________________________________________________________ Authorized Signature __________________________________________________________ Anthro International Incorporated DBA Sitmatic 1800 Raymer Avenue Fullerton, CA, 92833 (800) 288-1492 (714) 888-2505 contracts@sitmatic.com Mark Woods Contract Specialist STATE NOTICE ADDENDUM The National Cooperative Purchasing Alliance (NCPA), on behalf of NCPA and its current and potential participants to include all county, city, special district, local government, school district, private K-12 school, higher education institution, state, tribal government, other government agency, healthcare organization, nonprofit organization and all other Public Agencies located nationally in all fifty states, issues this Request for Proposal (RFP) to result in a national contract. For your reference, the links below include some, but not all, of the entities included in this proposal: http://www.usa.gov/Agencies/State_and_Territories.shtml https://www.usa.gov/local-governments 1800 Raymer Avenue, Fullerton, CA 92833 (800) 288-1492 info@sitmatic.com www.Sitmatic.com State Contact Telephone Email AK Joel London 206-471-1696 joel@nisrep.com AL Todd Krutz 404-396-2981 todd@secontract.com AR Michael Archa 214-551-3449 michael@sitmatic.com AZ Sam Schwietz 714-732-0245 sam@sitmatic.com CA Nathan Kelly 562-833-9926 natek@sitmatic.com CO Sam Schwietz 714-732-0245 sam@sitmatic.com CT John McNaboe 508-725-4953 jmcnaboe@nerepworks.com DE Holly Graves Walther 301-655-6308 hga@comcast.net FL George Suttles 904-616-5677 gsassociates@bellsouth.net GA Bryan Durkis 678-516-5766 bryan@secontract.com HI Mary Houston 714-873-8553 mary@sitmatic.com ID Gordon Ware 541-929-6900 gordon@nisrep.com IL Nolan Gerrity 216-990-8053 nolan@sitmatic.com IN Nolan Gerrity 216-990-8053 nolan@sitmatic.com IO Greg Toelkes 913-317-5575 gtoelkes@st-associates.com KS Greg Toelkes 913-317-5575 gtoelkes@st-associates.com KY Nolan Gerrity 216-990-8053 nolan@sitmatic.com LA Mary Houston 714-873-8553 mary@sitmatic.com MA John McNaboe 508-725-4953 jmcnaboe@nerepworks.com MD Holly Graves Walther 301-655-6307 hga@comcast.net ME John McNaboe 508-725-4953 jmcnaboe@nerepworks.com MI Nolan Gerrity 216-990-8053 nolan@sitmatic.com MN Mary Houston 714-873-8553 mary@sitmatic.com MO Greg Toelkes 913-317-5575 gtoelkes@st-associates.com MS Mary Houston 714-873-8553 mary@sitmatic.com MT Joel London 206-471-1696 joel@nisrep.com NC David Purdie 910-214-5710 david.purdie@outlook.com ND Mary Houston 714-873-8553 mary@sitmatic.com NE Greg Toelkes 913-317-5575 gtoelkes@st-associates.com NH John McNaboe 508-725-4953 jmcnaboe@nerepworks.com Rep by State 1800 Raymer Avenue, Fullerton, CA 92833 (800) 288-1492 info@sitmatic.com www.Sitmatic.com State Contact Telephone Email NJ Lois Miller 732-796-4708 lois_60@msn.com NM Sam Schwietz 714-732-0245 sam@sitmatic.com NV Nhan Nguyen 510-227-7005 nhan@sitmatic.com NY Lois Miller 732-796-4708 lois_60@msn.com OH Nolan Gerrity 216-990-8053 nolan@sitmatic.com OK Michael Archa 214-551-3449 michael@sitmatic.com OR Gordon Ware 541-929-6900 gordon@nisrep.com PA Mary Houston 714-873-8553 mary@sitmatic.com PR Hector Lopez 787-645-6041 hlopez@er-go.com RI John McNaboe 508-725-4953 jmcnaboe@nerepworks.com SC David Purdie 910-214-5710 david.purdie@outlook.com SD Mary Houston 714-873-8553 mary@sitmatic.com TN Walter Williams 865-216-0720 walter@secontract.com TX Michael Archa 214-551-3449 michael@sitmatic.com UT Nhan Nguyen 510-227-7005 nhan@sitmatic.com VA Holly Graves Walther 301-655-6307 hga@comcast.net VT John McNaboe 508-725-4953 jmcnaboe@nerepworks.com WA Joel London 206-471-1696 joel@nisrep.com WI Nolan Gerrity 216-990-8053 nolan@sitmatic.com WV Holly Graves Walther 301-655-6306 hga@comcast.net WY Nhan Nguyen 510-227-7005 nhan@sitmatic.com Rep by State 1800 Raymer Avenue Fullerton, CA 92833 Tel. 800.288.1492 Info@sitmatic.com Fax 800.507.1492 www.Sitmatic.com Lifetime Warranty Effective July 1, 2008, Sitmatic warrants that the products it sells, and all components thereof, shall be free from defects in workmanship or materials. Except for components specifically excluded, for the life of the product, Sitmatic shall, at its option, repair or replace any chair, or component thereof, that proves defective. In the unlikely event you should require remedy under this warranty, simply locate the six-digit control number on the chair mechanism and contact Sitmatic at (800) 288-1492. Sitmatic will, at your option, either send the necessary replacement to you at no cost, or arrange a service call by a factory authorized service technician. You may contact your au- thorized Sitmatic servicing dealer directly to effect the same remedy under this warranty. Excluded items are operating mechanisms, pneumatic cylinders, casters, plastics, foam, fabric, finishes, labor costs, wood and urethane components which are warranted for ten (10) years. Damage, which in Sitmatic’s sole judgement, is the result of contact with adjacent furniture or normal wear is expressly excluded from this warranty. On site service is available to customers within a 50 mile radius of their authorized Sitmatic dealer. War- ranty remedy for non-standard Sitmatic fabrics must be sought from the mills providing those fabrics. Except as herein stated, Sitmatic shall not be liable for any damages or for the breach of any warranty, expressed or implied, or for any other obligation or liability on the account of the products covered by this warranty. Sitmatic makes no warranty of merchantability or fitness for a specific purpose. 1800 Raymer Avenue Fullerton, CA 92833 Tel. 800.288.1492 Info@sitmatic.com Fax 800.507.1492 www.Sitmatic.com Dear Client, The following information may clarify our warranty: The basic structures of the chair are covered for the chair’s life: mechanism housing, cylinder housing, seat and backrest structures. All other parts of the chair are warranted for 10 years. • There is no exclusion for “normal” or 8-hour usage. If the facility operates 24 hour-a-day, 7 days-a-week, the warranty is still the same. • There is no “weight limit” on the warranty. If an employee can fit in the chair, the chair is warranted. • Labor is specifically covered in the warranty. Most warranties are conspicuously silent on this issue, and as we all know, labor costs more than the parts. In years gone by, we had a very simple warranty that provided full coverage on all parts and labor for the same period of time. Unfortunately for the consumer, many of our competitors started issuing outrageously long warranties. What the consumer didn’t see was the fine print. Many components, like foam and fabric, were not covered. Usage was restricted to 8 hours per day. Any employee over 250 lbs. negated the warranty. Labor was not mentioned, or in some cases the consumer was required to disassembled the chair, crate it and return it to the factory. Inferior quality chairs started to show up everywhere, because the purchasing decision was based solely on perceived warranty length. Every sales situation began with a long winded explanation of warranties, instead of the true merits of the seating. Finally we gave up, and like every major furniture manufacturer, we created a longer warranty; a lifetime structural warranty, but the lifetime portion is clearly identified as a structural warranty. Sitmatic’s on-going business is repeat corporate and government clients, not retail sales or one-time “mega-orders.” Obviously, our clients are pleased with the quality of our product and our after-sales service. As of yet, you do not have the benefit of this experience, so we offer you the following: we will match any of our competitor’s warranty, as long as we are allowed to do so word for word. We caution you, how- ever, that this may actually decrease the warranty for many of the components of the chair, add weight limits, and restrict the hours that a chair can be used. Many manufacturers preach quality, but at Sitmatic we truly live it. From initial design through final inspection, our overriding concern is that your chairs do their job for a very long time. If I can ever be of any help or answer any question, please contact me directly at (800) 288- 1492. You will also find this phone number under every one of your Sitmatic chairs. So now, and in the future, we take responsibility for the product that bears our name. Respectfully, Paul Makielski President An Open Letter to Today’s Furniture Buyer RECOMMENDATION(S): APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute, on behalf of the Public Works Director, a Participating Addendum with Anthero International Incorporated DBA Sitmatic, in an amount not to exceed $5,000,000, for distribution of various ergonomic furniture, design and installation services for use by all County Departments during the period from July 11, 2023 through April 30, 2026, Countywide. FISCAL IMPACT: Product and service costs paid by County Departments (100% User Departments). BACKGROUND: Contra Costa County Purchasing Services is requesting approval of a Participating Addendum with Anthero International Incorporated DBA Sitmatic for ergonomic furniture purchases, and installation. Orders submitted under the Participating Addendum will be unique to each County Department. Products are guaranteed through a master contract #11-78 awarded by Region 14 Education Service Center, through the Omnia Cooperative Program. Approval of the addendum allows the County APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Cindy Shehorn, 925-957-2495 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C. 79 To:Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:APPROVE and AUTHORIZE a Participating Addendum with Anthero International Incorporated DBA Sitmatic BACKGROUND: (CONT'D) to obtain guaranteed pricing available through the Omnia Partners contract. The purchase will support all County Departments with a variety of ergonomic furniture and related products or services and offer discounts on orders from 51% to 54%. This will allow the County the option to choose furniture from more than one source, promote competition among providers and ultimately offer County Departments a variety of product choices and providers. CONSEQUENCE OF NEGATIVE ACTION: Without approval of alternate furniture sources, the County would have limited options, no competition among the providers, and ultimately pay more by not taking advantage of cooperative purchasing discounts. ATTACHMENTS Master Contract No.11-78 Participating Addendum RECOMMENDATION(S): APPROVE and AUTHORIZE the Public Defender, or designee, to execute a contract with Jewish Family and Community Services East Bay, in an amount not to exceed $382,968, to provide civil legal deportation defense and community services for Stand Together Contra Costa, for the period from July 1, 2023, through June 30, 2024, subject to approval by the County Administrator’s Office and approval as to form by County Counsel. FISCAL IMPACT: Estimated FY 23-24 cost of $382,968 which will be funded by the Department's budgeted General Fund allocation (100% General Fund). BACKGROUND: On September 19, 2017, the Board of Supervisors unanimously voted to establish Stand Together Contra Costa, a collaborative partnership between the County and local community-based organizations to provide rapid response, legal services, and community education services to support safety and due process for immigrant families in Contra Costa County. Stand Together Contra Costa provides culturally responsive, no-cost legal defense services, and immigrant rights education and training to promote equity and due process for immigrant families in Contra Costa. Jewish Family and Community Services East Bay has been a partner agency providing immigration legal services with Stand Together Contra Costa since the program’s inception. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Ali Saidi, 510.412.4931 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C. 80 To:Board of Supervisors From:Ellen McDonnell, Public Defender Date:July 11, 2023 Contra Costa County Subject:Stand Together Contra Costa Contract CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, the civil legal deportation defense and community services currently provided by Stand Together Contra Costa would be severely disrupted since this contract funds ongoing legal representation for Contra Costa residents with currently pending deportation hearings. If the contract is not approved, it would leave the majority of current clients of Stand Together Contra Costa without access to legal due process in their deportation hearings. CHILDREN'S IMPACT STATEMENT: N/A RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #26-769-8 with Bryan Ristow, PC, a corporation, in an amount not to exceed $2,055,000, to provide cardiology services at Contra Costa Regional Medical Center (CCRMC) and Contra Costa Health Centers for the period from June 1, 2023 through May 31, 2026. FISCAL IMPACT: Approval of this contract will result in contractual service expenditures of up to $2,055,000 over a 3-year period and will be funded 100% by Hospital Enterprise Fund I revenues. (Rate increase) BACKGROUND: Due to the limited number of specialty providers available within the community, CCRMC and Contra Costa Health Centers relies on contractors to provide necessary specialty health services to its patients. CCRMC has contracted with Dr. Ristow for cardiology services since June 2014. On May 12, 2020, the Board of Supervisors approved Contract ##26-769-7 with Bryan Ristow, PC, in an amount not to exceed $1,796,000, to provide cardiology services at CCRMC and Contra Costa Health Centers for the period from June 1, 2020 through May 31, 2023. Approval of Contract #26-769-8 will allow contractor to continue providing cardiology services at CCRMC and Contra Costa Health Centers through May 31, 2026. The delay of this contract was due to ongoing negotiations between the contractor and division. CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, the necessary specialty cardiology services needed for patient care will not be available or will create increased wait times due to the limited number of specialty providers available within the community. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Samir Shah, M.D., 925-370-5525 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Edney Suisala, Cristeta Rovira-Hernandez C. 81 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #26-769-8 with Bryan Ristow, PC ATTACHMENTS RECOMMENDATION(S): APPROVE and AUTHORIZE the Public Works director, or designee, to execute a contract with TBP/Architecture, Inc., in an amount not to exceed $900,000 to provide on-call architectural services for various County facilities projects, countywide, for the period July 11, 2023 through July 10, 2026 (with a one-year extension option), which may be extended to July 10, 2027 if elected by the Public Works Director. FISCAL IMPACT: Projects will be assigned to the on-call architect when there is an approved project and funding. (100% Various Funds) BACKGROUND: The purpose of the on-call contract is to provide architectural services for various County facilities projects as they occur during the agreement period. When the Public Works Department receives a project request, it will be determined at the time whether or not it would be prudent to utilize this on-call architect. The on-call architect will provide typical architectural services, such as programming, design and construction administration. The type, size and location of projects will vary. Typical projects may include new construction, building renovations/modernizations, APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jeffrey K Acuff 925-957-2487 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C. 82 To:Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:Consulting Services Agreement for On-Call Architectural Services with TBP/Architecture, Inc. BACKGROUND: (CONT'D) remodeling of the entirety or parts of a building, tenant improvements, exterior restorations, mechanical/electrical/plumbing upgrades, structural improvements, code-related improvements, and deferred maintenance. Having this on-call agreement in place will save the County time and money when compared to the time and expense in conducting a consultant selection process on a project-by-project basis and allow the design phase to commence sooner and provide for a shorter project completion schedule. TBP/Architecture, Inc., was selected through a competitive qualifications-based selection process. The Public Works Department solicited Statements of Qualification (SOQs) and received twenty. Twelve firms were shortlisted. A selection committee comprised of County staff conducted interviews and ranked the shortlisted firms. Public Works recommends that the above firm, which is the seventh highest ranked firm, be awarded the on-call agreement at this time. The six firms ranked higher have been contracted and Public Works has determined it has need for an additional contract. The agreement includes a single one-year extension option that can be exercised by the Public Works director, if he chooses. Government Code Section 31000 authorizes the County to contract for services including the type of architectural services that TBP/Architecture provides. CONSEQUENCE OF NEGATIVE ACTION: If the agreement is not approved, the County will not be able to take advantage of the time and cost savings possible through utilization of this on-call architectural services agreement. RECOMMENDATION(S): APPROVE and AUTHORIZE the Animal Services Director, or designee, to execute a contract with Dogs Play for Life in an amount not to exceed $8,625 to provide Animal Services staff and volunteers with training on dog playgroup management and safety for the period of July 1, 2023, through June 30, 2024. FISCAL IMPACT: Funding for this contract is budgeted within the Department's appropriation for FY2023-24. (100% General Fund.) BACKGROUND: Dogs Play for Life (DPFL) is a nonprofit organization that “Redefines the meaning and importance of quality of life for all sheltered dogs by improving their experience through playgroups and individualized training, resulting in urgent and responsible lifesaving.” With Dogs Play for Life’s proven track record in serving thousands of shelter dogs by hosting playgroup seminars and training, more dogs can be adopted. Their model helps improve the emotional well-being of shelter dogs from entry to exit by encouraging natural canine behavior, helps identify dogs who could be fast-tracked to homes and fosters, and assists in identifying behavior challenges that could be addressed with additional resources. DPFL will provide five (5) hands-on seminar and training sessions, three (3) hours each session (total 15 hours), for Animal Services staff and volunteers. The training sessions will review dog selection, playgroup management, and safety. The benefits of these playgroups will include opportunities for creating marketing content, staff and volunteer training, and public observation for potential adoptions. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Kara Galindo, 925-608-8413 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C. 83 To:Board of Supervisors From:Beth Ward, Animal Services Director Date:July 11, 2023 Contra Costa County Subject:Contract with Dogs Play for Life BACKGROUND: (CONT'D) The contract with DPFL contains modified indemnification language. CONSEQUENCE OF NEGATIVE ACTION: Failure to approve this contract will affect the Department’s capacity to provide dog enrichment and socializing opportunities to aid in potential adoptions. RECOMMENDATION(S): APPROVE and AUTHORIZE the Purchasing Agent or designee, to execute on behalf of the Health Services Director, a purchase order with The Posh Bakery, Inc. in an amount not to exceed $250,000 for the purchase of bread and pastry products for the Food and Nutrition Services Department and the Contra Costa Regional Medical Center (CCRMC) for the period July 1, 2023 through June 30, 2026. FISCAL IMPACT: Approval of this action will result in expenditures of up to $250,000 over a three-year period and will be funded by Hospital Enterprise Fund I revenues. BACKGROUND: Nutrition Services requires fresh bakery items to not only sell in the café for employees and visitors, but also for our patient menu to follow federal and state regulatory health standards. Several items, such as pre-packaged dinner rolls, bran muffins and sliced bread, required for our patient menu, are either not offered by other vendors or they are not able to offer the same quality and benefits as Posh Bakery. Currently, the nutritional value calculations of our patient menus are built on Posh Bakery products, so it is not ideal to switch to different items/vendors as that would require a complete overhaul of our many types of patient menus. Patient menus are built and based on the nutritional values of each product. If products change, then the nutritional value of the menus can be completely changed as well, which, if audited by the Centers for Medicare and Medicaid Services (CMS) or The Joint Commission (TJC), could result in negative citations. Posh Bakery is able to deliver daily before breakfast, which is imperative for providing staff and patients with the freshest items available. Their pricing is competitive, and they allow for customized orders, which allows for less waste and easy updates when the patient census changes. On May 11, 2021, the Purchasing Agent executed blanket purchase order 22374 with The Posh Bakery, Inc. in an amount not to exceed $139,000 for a two-year term. Approval of this request will allow the Nutrition Services Department at CCRMC to continue purchasing bread and pastry products from this vendor through June 30, 2026. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Karin Stryker, (925) 370-5141 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C. 84 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Purchase Order for The Posh Bakery, Inc. CONSEQUENCE OF NEGATIVE ACTION: If this action is not approved, it will continue to cause significant strain on the Nutrition Services Department that is already severely understaffed. Regardless of staffing, the department does not have the storage capacity to switch all fresh food items to frozen ones and that scenario could lead to issues with accreditation surveys and/or health inspections. ATTACHMENTS RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #77-559 with John Muir Health (on behalf of John Muir Health Center-Walnut Creek), in an amount not to exceed $80,000,000, to provide hospital acute inpatient, outpatient and home health care services for Contra Costa Health Plan (CCHP) members for the period August 1, 2023 through July 31, 2024. FISCAL IMPACT: Approval of this contract will result in annual contractual service expenditures of up to $80,000,000 and will be funded 100% by CCHP Enterprise Fund II. BACKGROUND: CCHP has an obligation to provide certain specialized hospital acute inpatient and outpatient services for its members under the terms of their Individual and Group Health Plan membership contracts with the county. Services include inpatient, outpatient and home health care services, but are not limited to; acute rehabilitation, trauma services, emergency services, outpatient surgery services, home health care, orthotics and wound care. Contractor is a member of the CCHP Provider Network as of August 1, 2023. Under new Contract #77-559, this contractor will provide acute inpatient, outpatient, and home health care services for CCHP members for the period August 1, 2023 through July 31, 2024. CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, certain acute inpatient, outpatient and home health care services for CCHP members under the terms of their Individual and Group Health Plan membership contracts with the county will not be provided by this contractor, which may delay services to CCHP members. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Sharron Mackey, 925-313-6104 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: K Cyr, A Forsythe C. 85 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #77-559 with John Muir Health (on behalf of John Muir Medical Center-Walnut Creek) RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #77-558 with John Muir Health (on behalf of John Muir Health Center-Concord Campus), in an amount not to exceed $70,000,000, to provide hospital acute inpatient, outpatient and home health care services for Contra Costa Health Plan (CCHP) members for the period August 1, 2023 through July 31, 2024. FISCAL IMPACT: Approval of this contract will result in annual contractual service expenditures of up to $70,000,000 and will be funded 100% by CCHP Enterprise Fund II. BACKGROUND: CCHP has an obligation to provide certain specialized hospital acute inpatient and outpatient services, home health care services for its members under the terms of their Individual and Group Health Plan membership contracts with the county. Services include but are not limited to; inpatient, outpatient and home health care services, acute rehabilitation, trauma services, emergency services, outpatient surgery services, orthotics and wound care. Contractor is a member of the CCHP Provider Network as of August 1, 2023. Under new Contract #77-558, this contractor will provide acute inpatient, outpatient and home health care services for CCHP members for the period August 1, 2023 through July 31, 2024. CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, certain inpatient and outpatient healthcare and home health care services for CCHP members under the terms of their Individual and Group Health Plan membership contracts with the county will not be provided by this contractor, which may delay services to CCHP members. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Sharron Mackey, 925-313-6104 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: K Cyr, A Forsythe C. 86 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #77-558 with John Muir Health (on behalf of John Muir Medical Center-Concord Campus) RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #76-693-3 with Multimedical Systems, LLC, a limited liability company, in an amount not to exceed $296,400, to provide repair and maintenance of infection prevention equipment services at Contra Costa Regional Medical Center (CCRMC) and Health Centers for the period from May 1, 2023 through April 30, 2024. FISCAL IMPACT: Approval of this contract will result in annual expenditures of up to $296,400 and will be funded as budgeted by the department 100% by Hospital Enterprise Fund I. (No rate increase) BACKGROUND: Multimedical Systems, LLC, will provide trained biomedical technicians and employee services for the biomedical department. The biomedical department provides repairs and technical services to equipment throughout CCRMC and Health Centers as needed, and the department needs more personnel than currently hired to meet those demands. Contractor has provided repair and maintenance of infection prevention equipment services for patients at CCRMC and Health Centers since June 1, 2019. On April 12, 2022, the Board of Supervisors approved Contract #76-693-2 with Multimedical Systems, LLC in an amount not to exceed $296,400, for the provision of repair and maintenance of infection prevention equipment services CCRMC and Health Centers, for the period from May 1, 2022 through April 30, 2023. Approval of Contract #76-693-3 will allow the contractor to continue providing maintenance of infection prevention equipment services through April 30, 2024. This contract includes services provided by represented classifications and the county has met its obligations with the respective labor partner(s).This contract is late due to the Labor Union requesting to meet and confer which delayed the contract renewal process. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5104 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Mitch Parkinen C. 87 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #76-693-3 with Multimedical Systems, LLC CHILDREN'S IMPACT STATEMENT: If this contract is not approved, CCRMC and Health Centers will not have access to contractor’s services including repair and maintenance of infection prevention equipment. ATTACHMENTS RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute Contract #76-588-10 with Cross Country Staffing, Inc., a corporation, in an amount not to exceed $4,700,000, to provide temporary medical staffing services at Contra Costa Regional Medical Center (CCRMC) and Contra Costa Health Centers for the period from July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in annual expenditures of up to $4,700,000 and will be funded as budgeted by the Department in FY 2023-2024 100% by Hospital Enterprise Fund I allocations. (Rate increase) BACKGROUND: CCRMC and Contra Costa Health Centers have an obligation to provide medical staffing services to patients. Therefore, the county contracts with temporary help firms to ensure patient care is provided during peak loads, temporary absences, vacations and emergency situations where additional staffing is required. The county has been using the contractor’s temporary staffing services since July 1, 2017. On May 24, 2022, the Board of Supervisors approved Contract #76-588-9 with Cross Country Staffing, Inc. in an amount not to exceed $4,700,000 to provide temporary medical staffing services for coverage of employee sick leaves, vacations and workers compensation leaves, at CCRMC and Contra Costa Health Centers for the period July 1, 2022 through June 30, 2023. Approval of Contract #76-588-10 will allow the contractor to continue providing temporary medical staffing services at CCRMC and Contra Costa Health Centers through June 30, 2024. This contract includes services provided by represented classifications and the county has met its obligations with the respective labor partner(s). CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, patients at CCRMC and Contra Costa Health Centers will not have access to contractor’s services. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5104 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Mitch Parkinen C. 88 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #76-588-10 with Cross Country Staffing, Inc. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute Contract #76-586-8 with SHC Services, Inc. (dba Supplemental Health Care), a corporation, in an amount not to exceed $2,000,000, to provide temporary medical staffing services at Contra Costa Regional Medical Center (CCRMC) and Contra Costa Health Centers for the period from July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in annual expenditures of up to $2,000,000 and will be funded as budgeted by the Department in FY 2023-24 by 100% Hospital Enterprise Fund I allocations. (No rate increase) BACKGROUND: CCRMC and Contra Costa Health Centers have an obligation to provide medical staffing services to patients. Therefore, the county contracts with temporary help firms to ensure patient care is provided during peak loads, temporary absences, vacations and emergency situations where additional staffing is required. The county has been using the contractor’s temporary staffing services since April 1, 2017. On July 12, 2022, the Board of Supervisors approved Contract #76-586-7 with SHC Services, Inc. (dba Supplemental Health Care), in an amount not to exceed $2,000,000 to provide temporary medical staffing services for coverage of employee sick leaves, vacations and workers compensation leaves, at CCRMC and Contra Costa Health Centers for the period July 1, 2022 through June 30, 2023. Approval of Contract #76-586-8 will allow the contractor to continue providing temporary medical staffing services including crisis rates for high demand classifications at CCRMC and Contra Costa Health Centers through June 30, 2024. This contract includes services provided by represented classifications and the County has met its obligations with the respective labor partner(s). CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, patients at CCRMC and Contra Costa Health Centers will not have access to contractor’s services. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5104 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Mitch Parkinen C. 89 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #76-586-8 with SHC Services, Inc. (dba Supplemental Health Care) RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute Contract #76-593-7 with Per Diem Staffing Systems, Inc., a corporation, in an amount not to exceed $2,000,000, to provide temporary medical, pharmacy and other ancillary staffing services at Contra Costa Regional Medical Center (CCRMC) and Contra Costa Health Centers for the period July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in annual expenditures of up to $2,000,000 and will be funded as budgeted by the Department in FY 2023-24 by 100% Hospital Enterprise Fund I allocations. (Rate increase) BACKGROUND: CCRMC and Contra Costa Health Centers have an obligation to provide medical staffing services to patients. Therefore, the county contracts with temporary help firms to ensure patient care is provided during peak loads, temporary absences, vacations and emergency situations where additional staffing is required. The county has been using the contractor’s temporary staffing services since July 1, 2017. On July 26, 2022, the Board of Supervisors approved Contract #76-593-6 with Per Diem Staffing Systems, Inc., in an amount not to exceed $2,000,000 for the provision of temporary radiology technicians, licensed vocational nurses and other categories of medical staffing services to cover employee sick leaves, vacations and workers compensation leaves, at CCRMC and Contra Costa Health Centers for the period from July 1, 2022 through June 30, 2023. Approval of Contract #76-593-7 will allow the contractor to continue providing temporary radiology technicians, licensed vocational nurses and other categories of medical staffing services through June 30, 2024. This contract includes services provided by represented classifications and the county has met its obligations with the respective labor partner(s). APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5104 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Mitch Parkinen C. 90 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #76-593-7 with Per Diem Staffing Systems, Inc. CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, patients requiring medical staffing services at CCRMC and Contra Costa Health Centers will not have access to contractor’s services. RECOMMENDATION(S): APPROVE and AUTHORIZE the County Administrator, or designee, to execute a contract amendment with Empower Trust Company, LLC, to extend the term of the contract through July 31, 2024, for maintaining a trust for assets for the 457 Deferred Compensation Plan. FISCAL IMPACT: The contract is funded by fees charged to participant 457 Deferred Compensation Plan accounts. There is no fiscal impact beyond overhead administrative support costs, which are offset through the Contra Costa County Deferred Compensation Plan (I.R.C. § 457) (“the Plan”). BACKGROUND: In July of 2019, the County approved a contract with Great-West Life & Annuity Insurance Company, d/b/a Empower Retirement, with regards to administrative and recordkeeping services for the Contra Costa County Deferred Compensation Plan (I.R.C. § 457) ("the Plan"). At the same time, the Board of Supervisors also authorized entering into related contracts, including a trust agreement with Great-West Trust Company, LLC. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Salma Sadiq, (925) 655-2176 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C. 91 To:Board of Supervisors From:Ann Elliott, Human Resources Director Date:July 11, 2023 Contra Costa County Subject:Contract extension with Empower Trust Company, LLC for maintaining a trust for assets for the 457 Deferred Compensation Plan BACKGROUND: (CONT'D) Under the trust agreement, the Great-West Trust Company, LLC, maintains a trust in connection with the Plan. The trust was established and operates for the exclusive benefit of trust funds for the Plan, which includes Plan contributions and assets. The Great-West Trust Company, LLC serves as the Trustee under the trust and, in this capacity, manages and invests the trust fund for the exclusive benefit of Plan participants and their beneficiaries. The trust agreement sets forth the general duties and powers of Great-West Trust Company, LLC. Such duties and powers include, but are not limited to, receiving contributions; administering the exclusive benefit trust fund; making payments from the trust; transferring and accepting property for eligible rollovers; and various ministerial acts. The Trust Agreement contains modified indemnification language and a limitation of liability. Empower Trust, LLC was formerly known as Great-West Trust Company. This is the final extension under the parties’ contract. CONSEQUENCE OF NEGATIVE ACTION: Without the contract amendment, the County will not have a contract in place for the maintenance of the trust fund in connection with the 457 Deferred Compensation Plan. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #76-584-7 with All Health Services, Corporation, in an amount not to exceed $1,600,000 to provide temporary medical staffing services at the Contra Costa Regional Medical Center (CCRMC), Contra Costa Health Centers and Detention Facilities for the period from July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in annual expenditures of up to $1,600,000 and will be funded as budgeted by the Department in FY 2023-24 by 100% Hospital Enterprise Fund I revenues. (Rate increase) BACKGROUND: This contract meets the social needs of county’s population by providing temporary medical staffing services. Contractor has been continuously providing temporary medical staffing services under contract with county since May 1, 2017. On July 12, 2022, the Board of Supervisors approved Contract #76-584-6 with All Health Services, Corporation, in an amount not to exceed $1,600,000 for the provision of temporary registered nurses, specialty registered nurses, physical and respiratory therapists, and other ancillary medical staffing, to provide coverage during peak workloads, temporary absences and emergency situations at CCRMC, and the county’s Detention Facilities, for the period from July 1, 2022 through June 30, 2023. Approval of Contract #76-584-7 will allow contractor to continue to provide temporary medical staffing services during peak workloads, temporary absences and emergency situations at CCRMC, and the county’s Detention Facilities through June 30, 2024. This contract includes services provided by represented classifications and the county has met its obligations with the respective labor partner(s). CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, the county will not have access to contractor’s temporary medical staffing services. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5104 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Mitch Parkinen C. 92 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #76-584-7 with All Health Services, Corporation RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract Amendment Agreement #74-143-35 with California Psychiatric Transitions Incorporated, a corporation, effective June 1, 2023, to amend Contract #74-143-34, to increase the payment limit by $421,000, from $1,826,956 to new payment limit of $2,247,956, to provide additional adult residential care and mental health services with no change in the original term of September 1, 2022 through August 31, 2023. FISCAL IMPACT: Approval of this amendment will result in additional expenditures of up to $421,000 and will be funded 100% by Mental Health Realignment revenues. (No rate increase) BACKGROUND: The Behavioral Health Services Department has been contracting with California Psychiatric Transitions Incorporated since October 2001 to provide residential care and mental health services to adults. This contract meets the social needs of county’s population by providing a multi-disciplinary treatment program to adults who need active psychiatric treatment, including medication support and individual and group therapy services, as an alternative to hospitalization at a State Hospital. On September 13, 2022, the Board of Supervisors approved Contract #74-143-34 with California Psychiatric Transitions Incorporated, in an amount not to exceed $1,826,956, to provide adult residential care and mental health services for the period from September 1, 2022 through August 31, 2023. Delay of this amendment was due to the unpredictable nature of referrals to the facility, requiring a delay in entering a contract amendment request, so the division can monitor the utilization data in order to add the correct amount of funds and avoid subsequent amendments. Approval of Contract Amendment Agreement #74-143-35 will allow the contractor to provide additional services through August 31, 2023. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Suzanne Tavano, Ph.D., 925-957-5169 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Edney Suisala, Cristeta Rovira-Hernandez C. 93 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Amendment #74-143-35 with California Psychiatric Transitions Incorporated CONSEQUENCE OF NEGATIVE ACTION: If this amendment is not approved, county’s seriously mentally ill clients will not receive the additional inpatient psychiatric treatment that they need from this contractor and may require hospitalization at a State Hospital. ATTACHMENTS RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #76-780-2 with Lydia Yun DPM, Inc., a corporation, in an amount not to exceed $270,000, to provide podiatry services at Contra Costa Regional Medical Center (CCRMC) and Contra Costa Health Centers for the period July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in budgeted annual expenditures of up to $270,000 and will be funded 100% by Hospital Enterprise Fund I revenues. (Rate increase) BACKGROUND: Due to limited number of specialty providers available within the community, CCRMC and Contra Costa Health Centers rely on contractors to provide necessary specialty health services to their patients. This contractor has been providing podiatry specialty services since July 2022. In June 2022, the County Administrator approved and Purchasing Services Manager executed Contract #76-780 with Lydia Yun, DPM, Inc., in an amount not to exceed $200,000, for the provision of podiatry services at CCRMC and Contra Costa Health Centers, for the period from July 1, 2022 through June 30, 2023. On April 18, 2023, the Board of Supervisors approved Contract Amendment Agreement #76-780-1, effective April 1, 2023, to increase the payment limit by $50,000, to a new payment limit of $250,000, with no change in the term of July 1, 2022 through June 30, 2023. Approval of Contract #76-780-2 will allow the contractor to continue providing podiatry services at CCRMC and Contra Costa Health Centers through June 30, 2024. CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, the necessary specialty podiatry services needed for patient care will not be available or will create increased wait times due to the limited number of specialty providers available within the community. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Samir Shah, M.D., 925-370-5525 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Edney Suisala, Cristeta Rovira-Hernandez C. 94 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #76-780-2 with Lydia Yun DPM, Inc. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #76-826 with Patrick Lam, M.D., an individual, in an amount not to exceed $300,000, to provide anesthesiology services at Contra Costa Regional Medical Center (CCRMC) and Contra Costa Health Centers, for the period July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in contractual service expenditures of up to $300,000 and will be funded 100% by Hospital Enterprise Fund I revenues. BACKGROUND: Due to the limited number of specialty providers available within the community, CCRMC and Contra Costa Health Centers rely on contractors to provide necessary specialty health services to its patients. This contractor’s anesthesiology services will include clinic coverage, consultation, training, medical procedures, and on-call coverage. Under Contract #76-826, this contractor will provide anesthesiology services at CCRMC and Contra Costa Health Centers, for the period July 1, 2023 through June 30, 2024. CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, the necessary specialty anesthesiology services needed for patient care will not be available or will create increased wait times due to the limited number of specialty providers available within the community. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Samir Shah, M.D., 925-370-5525 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Edney Suisala, Cristeta Rovira-Hernandez C. 95 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #76-826 with Patrick Lam, M.D. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute Contract #76-592-7 with Maxim Healthcare Staffing Services, Inc., a corporation, in an amount not to exceed $2,000,000, to provide temporary medical staffing services at Contra Costa Regional Medical Center (CCRMC) and Contra Costa Health Centers for the period July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in annual expenditures of up to $2,000,000 and will be funded as budgeted by the Department in FY 2023-24 by 100% Hospital Enterprise Fund I allocations. (Rate increase) BACKGROUND: CCRMC and Contra Costa Health Centers have an obligation to provide medical staffing services to patients. Therefore, the county contracts with temporary help firms to ensure patient care is provided during peak loads, temporary absences, vacations and emergency situations where additional staffing is required. The county has been using the contractor’s temporary staffing services since July 1, 2017. On July 12, 2022, the Board of Supervisors approved Contract #76-592-6 with Maxim Healthcare Staffing Services, Inc., in an amount not to exceed $2,000,000 to provide temporary medical staffing services for coverage of employee sick leaves, vacations and workers compensation leaves, at CCRMC and Contra Costa Health Centers for the period July 1, 2022 through June 30, 2023. Approval of Contract #76-592-7 will allow the contractor to continue providing temporary medical staffing services through June 30, 2024. This contract includes services provided by represented classifications and the county has met its obligations with the respective labor partner(s). CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, county will not have access to contractor’s temporary medical staffing services. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5104 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Mitch Parkinen C. 96 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #76-592-7 with Maxim Healthcare Staffing Services, Inc. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract Amendment Agreement #77-513-1 to change the name of the contractor to read Strawberry Creek Medical Group of California (dba Side Health) instead of Kanwar Kelley, MD, A Medical Corporation (dba Side Health), effective July 1, 2023, and to increase the payment limit by $600,000, from $200,000 to a new payment limit of $800,000, for Primary Care Physician (PCP) services including sleep medicine, allergy and nephrology services, and with no change in the original term of January 1, 2023 through December 31, 2024. FISCAL IMPACT: Approval of this amendment will result in additional annual expenditures of up to $600,000 and will be funded 100% by CCHP Enterprise Fund II revenues. (Additional Rates). BACKGROUND: CCHP has an obligation to provide certain specialized PCP and medical specialty health care services to CCHP members under the terms of their Individual and Group Health Plan membership contracts with the county. This contractor has been part of the CCHP Provider Network previously under a different name providing otolaryngology these services since January 1, 2023. In April 2023, the County Administrator approved and Purchasing Services Manager executed Contract #77-513 with Kanwar Kelley, MD, A Medical Corporation (dba Side Health), for the provision of otolaryngology services for CCHP Members and County recipients for the period January 1, 2023 through December 31, 2024. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Sharron A. Mackey, 925-313-6104 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Noel Garcia, Laura Bright C. 97 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Amendment #77-513-1 with Strawberry Creek Medical Group of California, P.C. (dba Side Health) (formally known as Kanwar Kelley, MD, A Medical Corp) BACKGROUND: (CONT'D) Due to an increased need for additional health services such as PCP and sleep medicine, allergy and nephrology services, the Division is requesting this contract payment limit and provisions be revised to ensure proper compensation for utilization and the inclusion of PCP and additional medical specialty health services for CCHP members and County recipients. Approval of Contract Amendment Agreement #77-513-1 will allow the contractor to provide additional PCP and medical specialty services under their new name of Strawberry Creek Medical Group of California, P.C. (dba Side Health) through December 31, 2024. CONSEQUENCE OF NEGATIVE ACTION: If this amendment is not approved CCHP Members will not have access to additional primary care physician and medical specialty services in Contra Costa County. RECOMMENDATION(S): APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute on behalf of the Health Services Director, a purchase order with Boston Scientific Corporation, in an amount not to exceed $600,000 for the purchase of vascular, urology, endoscopy, and other supplies for the Surgery Department at Contra Costa Regional Medical Center (CCRMC), for the period of July 1, 2023 through May 31, 2025. FISCAL IMPACT: Approval of this purchase order will result in expenditures of up to $600,000 over a 23-month period and will be funded 100% by Hospital Enterprise Fund I revenues. BACKGROUND: Boston Scientific Corporation manufactures and distributes specialty vascular, urology, endoscopy, angiographic and guiding catheters, diagnostic and interventional wires, peripheral balloons, stents, and other products which are used to treat various urological, pelvic, and gastrointestinal disorders. The Surgery Department at CCRMC has been purchasing specialty surgery products from this vendor since 2010. and Boston Scientific Corporation has been the Surgery Department’s sole vendor for vascular, urology, endoscopy, and angiographic since 2018. Boston Scientific Corporation is an awarded supplier for these supplies in the Vizient Group Purchasing Organization (GPO) contract portfolio - Contract MS8812. On February 8, 2022 the Board of Supervisors approved agenda item C.39 to execute a purchase order with Boston Scientific Corporation in an amount of $600,000 for the purchase of vascular, urology, endoscopy, and other supplies for the Surgery Department at CCRMC for the period from January 1, 2022 through May 31,2023. The Surgery Department terminated the ordering process with Boston Scientific Corporation starting June 1, 2023 to allow time for a new purchase order to be established. Approval of this request will allow CCRMC to continue procuring supplies for surgical procedures from this vendor through May 31, 2025. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Karin Stryker, (925) 370-5141 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C. 98 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Purchase Order with Boston Scientific Corporation CONSEQUENCE OF NEGATIVE ACTION: If this purchase order is not approved, the Surgery Department will not have access to specialty supplies used to perform critical surgeries to treat medical conditions, which would negatively impact patient care. ATTACHMENTS RECOMMENDATION(S): APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute, on behalf of the County, a purchase order with Creative Supports, Inc., in the amount of $393,661.32 for office furniture at the George D. Carroll Courthouse, 100 37th Street, Richmond, CA 94805, Superior Court of California, County of Contra Costa, Richmond area. FISCAL IMPACT: Furniture costs will be reimbursed by the Superior Court of California, County of Contra Costa to Contra Costa County under a Memorandum of Understanding between the Agencies, Contract # 021 CCSC IGA FY1416 00. BACKGROUND: On behalf of the Superior Court of California, County of Contra Costa, Contra Costa County is administering a series of maintenance, remodel and construction work projects for the courts at two facilities pursuant to a 2015 MOU with the Courts. In the interest of efficiency and cost savings, the County, through Facilities Services, will purchase the related furniture and the Court will reimburse the County for all County costs associated with the projects, including these purchases, per the MOU. This recommendation is specific to various furniture and accessories to be delivered to the George D. Carroll Courthouse located at 100 37th Street, Richmond, CA 94805. Products are guaranteed through a master contract #11-78 awarded by Region 14 Education Service Center, through the Omnia Cooperative Program. CONSEQUENCE OF NEGATIVE ACTION: Contra Costa County holds a contract # 021 CCSC IGA FY1416 00 with the Superior Court of California, County of Contra Costa covering the myriad services provided between the Court and the County and the rates at which services will be reimbursed. Such services include but are not limited to facilities maintenance, grand jury support, wide area network services, and mental health hearing officers. Disapproval of the recommended action might hinder the Court's remodeling projects or create cost inefficiencies. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Dave Lavelle, Facilities Mgr. 925-313-7024 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C. 99 To:Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:APPROVE a Purchase Order with Creative Supports, Inc., for furniture at George D. Carroll Superior Courthouse, Richmond, CA 94805 RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #22–806–37 with Public Health Foundation Enterprises, Inc. (dba Heluna Health), a corporation, in an amount not to exceed $3,238,639, to provide consulting and technical assistance on community health promotion for Public Health’s Health Emergency Unit and Health Services Emergency Medical Service Unit, for the period from July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in annual expenditures of up to $3,238,639 and will be funded 70% by Measure X, 14% by County General Fund, 8% by the Federal American Rescue Plan Act, 8% State Medical Assisted Treatment Funds. (Rate increase) BACKGROUND: This Contract meets the social needs of County’s population by providing organization services for the Public Health’s Health Emergency Unit and Health Services Emergency Medical Service Unit. Services provided by this Contract also include leadership and public health advocacy training. Contractor has been providing consulting and technical assistance services to county under this contract since April 2001. On July 1, 2022, the Board of Supervisors approved Contract #22-806-34 with Public Health Foundation Enterprises, Inc. (dba Heluna Health) in an amount not to exceed $795,096 to provide consulting and technical assistance on community health promotion for Public Health’s Health Emergency Unit and Health Services Emergency Medical Service Unit for the period from July 1, 2022 through June 30, 2023. On November 29, 2022, the Board of Supervisors approved Amendment Agreement #22–806–35, effective November 1, 2022, to increase the payment limit by $890,185 to a new payment limit of $1,685,281, to provide additional administrative, technical and medical services for County’s Public Health Division with no change in the term. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Ori Tzvieli, M.D., 925-608-5267 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Marcy Wilhelm C.100 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #22–806–37 with Public Health Foundation Enterprises, Inc. (dba Heluna Health) BACKGROUND: (CONT'D) Approval of Contract #22–806–37 will allow the contractor to continue to provide consulting and technical assistance services through June 30, 2024. This contract includes services provided by represented classifications and the county has met its obligations with the respective labor partner(s). CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, County residents who depend on services from Public Health Emergency Unit and Health Services Emergency Medical Service Unit may not receive the services they need. RECOMMENDATION(S): APPROVE and AUTHORIZE the Auditor-Controller, or designee, to pay an amount not to exceed $179,716 to Watermark Medical, Inc. for rental fees and testing supplies for the Cardiopulmonary Sleep Clinic at the Contra Costa Regional Medical Center (CCRMC) for the period from February 1, 2023 through June 30, 2023. FISCAL IMPACT: Approval of this action will result in a one-time expenditure in an amount not to exceed $179,716 and will be funded by Hospital Enterprise Fund I revenues. BACKGROUND: The Cardiopulmonary Department has been providing Home Sleep Study testing for more than six years to diagnose and assist sleep specialty physicians to make treatment decisions related to sleep disordered breathing. This treatment can decrease the rate of clinical deterioration for patients with existing co-morbidities minimizing the need for admissions to acute hospital care, and preventing higher treatment costs related to unmanaged disorders. On March 29, 2022, the Board of Supervisors approved agenda item C.49 to execute purchase order 24876 with Watermark Medical, Inc. in an amount of $432,000 for the rental fees and testing supplies for Home Sleep Study devices and any repairs of the same equipment for the Cardiopulmonary Sleep Clinic at the Contra Costa Regional Medical Center (CCRMC) and Contra Costa Health Centers, for the period form February 1, 2022 through January 31, 2023. Due to turnover in department leadership in 2022, the window to renew the agreement by January 1, 2023 closed before a new agreement could be negotiated with the vendor. Additionally, negotiations have been lengthy, causing a gap of five months of non-payment and staff have determined that the vendor is entitled to payment for the reasonable value of the products and services APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Karin Stryker, (925) 370-5141 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C.101 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Payment for Products and Services provided by Watermark Medical, Inc. BACKGROUND: (CONT'D) under the equitable relief theory of quantum meruit. The theory provides that where a vendor has been asked to provide products and services without a valid contract, and the vendor does so to the benefit of the County, the vendor is entitled to recover the reasonable value of those products and services. Since the department cannot pay Watermark Medical, Inc. for products and services rendered as they lack the necessary instrument to issue payment, this request is for the Board to authorize the Auditor--Controller to issue a one-time payment to the vendor in an amount not to exceed $179,716. CONSEQUENCE OF NEGATIVE ACTION: If this action is not approved, Watermark Medical, Inc. will not be reimbursed for patient care activities performed in good faith and the Cardiopulmonary Department would no longer be able to provide diagnostic testing for patients suspected of sleep disordered breathing which, if left untreated, can cause worsening of cardiac and pulmonary diseases and endocrine disorders, resulting in increased incidents of hospital admissions for patients. ATTACHMENTS RECOMMENDATION(S): APPROVE and AUTHORIZE the Conservation and Development Director, or designee, to execute a contract amendment with W. Darwin Myers (dba Darwin Myers Associates (DMA)) to extend the term of the contract from June 30, 2023 to September 30, 2023, with no change to the payment limit of $250,000, to continue to provide on call environmental consulting services. FISCAL IMPACT: No impact to the County General Fund. Costs will be covered by land development application fees. BACKGROUND: In April of 2020, the Department of Conservation and Development (DCD) conducted a recruitment process, inviting interested parties to submit their proposals to provide environmental services. DCD reviewed the qualifications of the entities who submitted bids and selected DMA on the basis of expertise, local knowledge, and price. DMA provides geotechnical review and stormwater pollution prevention monitoring services for land use projects where topographical, geological or stormwater concerns are present. The work performed by DMA will include performing initial California Environmental Quality Act assessment on geotechnical issues, reviewing geotechnical reports submitted by applicants, reviewing grading plans and Stormwater Pollution Prevention monitoring reports, and providing guidance on other geotechnical matters. This amendment will allow DMA to continue to provide the services to September 30, 2023. DCD is conducting a new recruitment process to identify one or more parties to provide such services in coming years and the proposed extension will enable DCD to continue to access DMA services until that recruitment process concludes. CONSEQUENCE OF NEGATIVE ACTION: The Department would not have access to specialized consulting services provided by DMA. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Stanley Muraoka, 925-655-2876 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C.102 To:Board of Supervisors From:John Kopchik, Director, Conservation & Development Department Date:July 11, 2023 Contra Costa County Subject:Contract amendment with W. Darwin Myers (DBA Darwin Myers Associates (DMA)) for On-Call Environmental Consulting Services RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract Amendment Agreement #76-681-5 with GE Precision Healthcare, LLC, a limited liability company, effective July 1, 2023, to amend Contract #76-681 (as amended by Amendment Agreements #76-681-1 through #76-681-3), to increase the payment limit by $14,000, from $4,812,025 to a new payment limit of $4,826,025 with no change in the term of January 29, 2020 through January 28, 2025. FISCAL IMPACT: Approval of this amendment will result in additional expenditures of up to $14,000 and will be funded 100% by Hospital Enterprise Fund I. (Additional rate) BACKGROUND: Contra Costa Regional Medical Center (CCRMC) has been contracting with GE Precision Healthcare, LLC, since January 2020 to provide maintenance and repair services to various medical imaging equipment and systems located at CCRMC, West County Health Center, Pittsburg Health Center and Antioch Health Center. Medical imaging equipment/systems are technology driven and it's important to have them serviced by service engineers who are specialized and meet high standards for servicing these units. Contractor’s service engineers are highly qualified and trained on the imaging equipment/systems manufactured by General Electric Healthcare. Ninety (90) percent of the imaging equipment/systems are manufactured by General Electric Healthcare. Contractor has a large workforce which enable them to provide timely and efficient service support. On December 10, 2019, the Board of Supervisors approved Contract #76-681 with GE Precision Healthcare, LLC in an amount not to exceed $3,938,350 for the provision of maintenance and repair services to various medical imaging equipment and systems located at CCRMC, West County Health Center, Pittsburg Health Center and Antioch Health Center for the period January 29, 2020 through January 28, 2025. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5104 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: K Cyr, A Forsythe C.103 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract Amendment Agreement #76-681-5 with GE Precision Healthcare, LLC BACKGROUND: (CONT'D) On May 26, 2020, the Board of Supervisors approved Amendment Agreement #76-681-1, to increase the payment limit by $135,710 to a new payment limit of $4,074,060 to provide additional maintenance and repair services for medical imaging equipment and systems with no change in the term. On July 27, 2021, the Board of Supervisors approved Amendment Agreement #76-681-2 to increase the payment limit by $514,261 to a new payment limit of $4,588,321 to provide additional maintenance and repair services for medical imaging equipment and systems with no change in the term. On November 29, 2022, the Board of Supervisors approved Amendment Agreement #76-681-3 to increase the payment limit by $223,704 to a new payment limit of $4,812,025 to provide additional maintenance and repair services for medical imaging equipment and systems with no change in the term. Approval of Amendment #76-781-5 will allow the contractor to provide additional maintenance and repair services including training in regard to magnetic resonance imaging (MRI) medical equipment and systems through January 28, 2025. CONSEQUENCE OF NEGATIVE ACTION: If this amendment is not approved, county will not have access to contractor’s additional training services in use of additional MRI equipment and systems for maintenance and repair services of medical imaging equipment. RECOMMENDATION(S): APPROVE and AUTHORIZE the Purchasing Agent, or designee, to execute, on behalf of the County, a purchase order with Creative Supports, Inc., in the amount of $320,298.11 for office furniture at the A.F. Bray Courts Building, 1020 Ward Street, Martinez, CA 94553, Superior Court of California, County of Contra Costa, Martinez area. FISCAL IMPACT: Furniture costs will be reimbursed by the Superior Court of California, County of Contra Costa to Contra Costa County under a Memorandum of Understanding between the Agencies, Contract # 021 CCSC IGA FY1416 00. BACKGROUND: On behalf of the Superior Court of California, County of Contra Costa, Contra Costa County is administering a series of maintenance, remodel and construction work projects for the courts at two facilities pursuant to a 2015 MOU with the Courts. In the interest of efficiency and cost savings, the County, through Facilities Services, will purchase the related furniture and the Court will reimburse the County for all County costs associated with the projects, including these purchases, per the MOU. This recommendation is specific to various furniture and accessories to be delivered to the A.F. Bray Courts Building located at 1020 Ward Street, Martinez, CA 94553. Products are guaranteed through a master contact #11-78 awarded by Region 14 Education Service Center, through the Omnia Cooperative Program. CONSEQUENCE OF NEGATIVE ACTION: Contra Costa County holds a contract # 021 CCSC IGA FY1416 00 with the Superior Court of California, County of Contra Costa covering the myriad services provided between the Court and the County and the rates at which services will be reimbursed. Such services include but are not limited to facilities maintenance, grand jury support, wide area network services, and mental health hearing officers. Disapproval of the recommended action might hinder the Court's remodeling projects or create cost inefficiencies. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Dave Lavelle (925) 313-7024 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: C.104 To:Board of Supervisors From:Brian M. Balbas, Public Works Director/Chief Engineer Date:July 11, 2023 Contra Costa County Subject:APPROVE a Purchase Order with Creative Supports, Inc., for furniture at A.F. Bray Courts Building, Martinez, CA 94553 RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #76-817 with Royal Ambulance, Inc., a corporation, in an amount not to exceed $2,130,000, to provide ambulance transportation services for patients at Contra Costa Regional Medical Center (CCRMC) and Contra Costa Health Centers for the period July 1, 2023 through June 30, 2026. FISCAL IMPACT: Approval of this contract will result in contractual service expenditures of up to $2,130,000 over a 3-year period and will be funded 100% by Hospital Enterprise Fund I revenues. BACKGROUND: Due to staffing issues, the other ambulance providers that CCRMC have relied upon have been unable to assist patients who require a higher level of need with transportation between their home and CCRMC. Under Contract #76-817, contractor will provide ambulance transportation services for patients at CCRMC and Contra Costa Health Centers for the period July 1, 2023 through June 30, 2026. CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, the necessary ambulance services needed for patient care will not be available or will create increased wait times due to the limited number of ambulance providers available within the community. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Samir Shah, M.D., 925-370-5525 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Edney Suisala, Cristeta Rovira-Hernandez C.105 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #76-817 with Royal Ambulance, Inc. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #74-652-2 with Options Recovery Services, a non-profit corporation, in an amount not to exceed $1,434,303, to provide alcohol and drug abuse prevention services for adults with substance use and/or co-occurring disorders for the period from July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in budgeted expenditures of up to $1,434,303 and will be funded by 43% Federal Medi-Cal ($616,750), 43% Local Revenue Funds ($616,750) and 14% Assembly Bill 109 ($200,803) revenues. (No rate increase) BACKGROUND: This contract meets the social needs of county’s population by providing specialized alcohol and drug abuse prevention services, so that men and women are provided an opportunity to achieve and maintain sobriety and to experience the associated benefits of self-sufficiency, family reunification, cessation of criminal activity and productive engagement in the community. Options Recovery Services has been providing alcohol and drug abuse prevention services since June 2022. On August 2, 2022, the Board of Supervisors approved Contract #74-652, in an amount not to exceed $1,432,791, to provide alcohol and drug abuse prevention services for adults with substance use and/or co-occurring disorders for the period June 1, 2022 through May 31, 2023. Approval of Contract #74-652-2 allows the contractor to continue providing alcohol and drug abuse prevention services through June 30, 2024. CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, county’s clients may experience reduced or discontinued alcohol and drug abuse prevention services. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Suzanne Tavano, Ph.D, 925-957-5169 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Edney Suisala, Cristeta Rovira-Hernandez C.106 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #74-652-2 with Options Recovery Services RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract Amendment Agreement #76-649-2 with Syserco, Inc., a corporation, effective February 1, 2023, to amend Contract #76-649, to increase the payment limit by $235,294, from $326,706 to a new payment limit of $562,000, with no change in the original term of November 1, 2020 through October 31, 2023. FISCAL IMPACT: Approval of this amendment will result in additional contractual service expenditures of up to $235,294 and will be funded 100% Hospital Enterprise Fund I. (Additional Rates) BACKGROUND: Contra Costa Regional Medical Center (CCRMC) has been contracting with Syserco, Inc., since November 1, 2020, to provide preventive maintenance and repair services to heating, ventilation and air conditioning (HVAC) automation components and sensor equipment systems located at CCRMC. Services include, but are not limited to, review network communications, workstations and system overrides, event logs and general systems operations review to determine and correct any areas requiring repairs, and to identify to correct additional site maintenance conditions. On October 13, 2020, the Board of Supervisors approved Contract #76-649-1 with Syserco, Inc., in an amount not to exceed $326,706 for the provision of preventive maintenance, repair and replacement services for automation components and sensors systems related to heating and air conditioning units located at CCRMC including general systems operational review and other site maintenance requirements, for the period November 1, 2020 through October 31, 2023. In January 2023, Division requested and Contractor provided emergency repairs, replacement parts and maintenance services in addition to continuing scheduled preventative maintenance services which caused additional utilization of Contractor’s services. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jaspreet Benepal, 925-370-5104 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: K Cyr, A Forsythe C.107 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Amendment #76-649-2 with Syserco, Inc. BACKGROUND: (CONT'D) Approval of Amendment Contract #76-649-2 will increase the payment limit by $235,294, to a new payment limit of $562,000, and allow the contractor to be paid for emergency maintenance and repair services to various HVAC automation components and sensor equipment systems at CCRMC and allow the contractor to continue providing preventative maintenance services through October 31, 2023. CONSEQUENCE OF NEGATIVE ACTION: If this amendment is not approved, contactor will not be paid for additional emergency repair services to CCRMC as requested by county. ATTACHMENTS RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #74-054-32 with Community Health for Asian Americans, a non-profit corporation, in an amount not to exceed $223,105, to provide youth, family and drug abuse prevention services in West Contra Costa County, for the period July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in annual expenditures of up to $223,105 and will be funded 91% Substance Abuse Block Grant Prevention ($203,026), 8% by American Rescue Plan Act ($17,848) and 1% by Proposition 64 funds ($2,231) revenues. (No rate increase) BACKGROUND: The county has been contracting with Community Health for Asian Americans, since April 2000 to provide to provide youth, family and drug abuse prevention services in West Contra Costa County. In July 2022, the County Administrator approved and the Purchasing Services Manager executed Contract #74-054-30 with Community Health for Asian Americans, in an amount not to exceed $181,955, for the provision of youth, family and drug abuse prevention services in West Contra Costa County for the period July 1, 2022 through June 30, 2023. On May 9, 2023, the Board of Supervisors approved Contract Amendment Agreement #74-054-31, effective January 1, 2023, to increase the payment limit from $181,955 to a new payment limit of $263,225, with no change in the original term of July 1, 2022 through June 30, 2023. Approval of Contract #74-054-32 will allow the contractor to continue providing drug abuse prevention services through June 30, 2024. CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, clients in West Contra Costa County will not have access to contractor’s drug abuse prevention services. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Suzanne Tavano, Ph.D., 925-957-5169 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Edney Suisala, Cristeta Rovira-Hernandez C.108 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #74-054-32 with Community Health for Asian Americans CHILDREN'S IMPACT STATEMENT: This Alcohol and Drug Abuse prevention program supports the Board of Supervisors’ “Families that are Safe, Stable, and Nurturing” and “Communities that are Safe and Provide a High Quality of Life for Children and Families” community outcomes by providing individual, group, and family counseling; substance abuse education; rehabilitation support services; and substance abuse prevention services. Expected outcomes include increased knowledge about the impact of addiction; decreased use of alcohol, tobacco and other drugs; increased use of community-based resources; and increased school and community support for youth and parents in recovery. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract #24-681-2(41) with God’s Grace Caring Home, Inc., a corporation, in an amount not to exceed $407,760, to provide augmented board and care services for the period from July 1, 2023 through June 30, 2024. FISCAL IMPACT: Approval of this contract will result in annual expenditures of up to $407,760 and will be funded as budgeted by the department in FY 2023-24, 100% by Mental Health Realignment funds. (Rate increase) BACKGROUND: This contract meets the social needs of county’s population by providing augmented board and care services including, but not limited to room and board, and twenty-four (24) hour emergency residential care and supervision for mentally ill adults. The Health Services Department has been contracting with God’s Grace Caring Home, Inc., since September 1, 1995, to provide augmented board and care services. On May 24, 2022, the Board of Supervisors approved Contract #24-681-2(39) with God’s Grace Caring Home, Inc., in an amount not to exceed $392,076, to provide augmented board and care services for the period from July 1, 2022 through June 30, 2023. Approval of Contract #24-681-2(41) allows the contractor to continue providing augmented board and care services through June 30, 2024. CONSEQUENCE OF NEGATIVE ACTION: If this contract is not approved, the county’s mental health clients will not receive augmented board and care from this contractor. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Suzanne Tavano, PhD., 925-957-5169 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Edney Suisala, Cristeta Rovira-Hernandez C.109 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Contract #24-681-2(41) with God’s Grace Caring Home, Inc. RECOMMENDATION(S): APPROVE and AUTHORIZE the Health Services Director, or designee, to execute on behalf of the County Contract Amendment Agreement #76-731-1 with Samuel H. Cho, M.D., an individual, effective July 1, 2023, to amend Contract #76-731, to increase the payment limit by $190,000, from $1,600,000 to a new payment limit of $1,790,000, with no change in the term of September 1, 2021 through August 31, 2024. FISCAL IMPACT: Approval of this amendment will result in additional contractual service expenditures of up to $190,000 and will be funded as budgeted 100% by Hospital Enterprise Fund I. (No Rate increase) BACKGROUND: Due to the limited number of specialty providers available within the community, Contra Costa Regional Medical Center (CCRMC) and Contra Costa Health Centers rely on contracts to provide necessary specialty health services to their patients. Contractor’s cardiology services will include clinic coverage, on-call services, medical and surgical procedures. The county has been contracting with Samuel H. Cho, M.D., since September 2021 to provide cardiology services. On April 20, 2021, the Board of Supervisors approved Contract #76-731 with Samuel H. Cho, M.D., in an amount not to exceed $1,600,000, to provide cardiology services at CCRMC and Contra Costa Health Centers for the period September 1, 2021 through August 31, 2024. Approval of Contract Amendment Agreement #76-731-1 will allow the contractor to provide additional cardiology services through August 31, 2024. CONSEQUENCE OF NEGATIVE ACTION: If this amendment is not approved, the necessary specialty cardiology services needed for patient care will not be available or will create increased wait times due to the limited number of specialty providers available within the community. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Samir Shah, M.D., 925-370-5525 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Laura Cassell, Deputy cc: Edney Suisala, Cristeta Rovira-Hernandez C.110 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:Amendment #76-731-1 with Samuel H. Cho, M.D. RECOMMENDATION(S): CONTINUE the emergency action originally taken by the Board of Supervisors on November 16, 1999 regarding the issue of homelessness in Contra Costa County. FISCAL IMPACT: There is no fiscal impact for this action. BACKGROUND: On November 16, 1999, the Board of Supervisors declared a local emergency, pursuant to the provisions of Government Code Section 8630 on homelessness in Contra Costa County. Government Code Section 8630 requires that, for a body that meets weekly, the need to continue the emergency declaration be reviewed at least every 60 days until the local emergency is terminated. The Board of Supervisors last reviewed and continued the emergency declaration on May 9, 2023. Nevertheless, with the continuing high number of homeless individuals and insufficient funding available to assist in sheltering all homeless individuals and families, the emergency situation still exists and it is, therefore, appropriate for the Board to continue the declaration of a local emergency regarding homelessness. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Christy Saxton, 925-608-6700 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Antonia Welty, Deputy cc: C.111 To:Board of Supervisors From:Anna Roth, Health Services Director Date:July 11, 2023 Contra Costa County Subject:CONTINUE EXTENSION OF EMERGENCY DECLARATION REGARDING HOMELESSNESS P2a BHAWK P2b ALAMO P5 ROUNDH FY23-24 Assessment Amounts Use Code Amount Use Code Amount Use Code Amount Description 11 $431.64 11 $67 11 $470 Single Family Residence 12 $67 Single Family Residence on 2 or more sites 13 $431.64 13 $67 13 $470 2 or more Single Family Residences on 1 or more sites 15 $67 Misc Improvements 16 $431.64 16 $67 Misc Improvements on 2 or more sites 17 $431.64 17 $67 17 $470 Vacant - 1 site 18 $67 Vacant - 2 or more sites 19 $431.64 19 $67 19 $470 Single Family Residence with common area 20 $67 Vacant 21 $67 Duplex 23 $67 Fourplex 25 $67 Apartments 5-12 units 26 $67 Apartments 13-24 units 29 $431.64 29 $67 Attached PUD's 30 $67 Vacant 31 $200 Commercial 33 $2,589.76 33 $200 33 $932 Office Buildings 34 $2,589.76 34 $200 Medical, Dental 35 $200 Svc Stns, Car Washes, Bulk Plants 36 $200 Garages 38 $932 Golf Courses 42 $2,589.76 42 $200 Shopping Centers 43 $2,589.76 Financial Buildings 45 $12,951.00 Theatres 48 $200 Multiple & Comm Mis 53 $12,951.00 Light Industrial 61 $67 Rural 1-10 acres 72 $67 75 $67 Fraternal & Svc Orgs 79 $67 79 $470 88 $67 87 $470 Common Area RECOMMENDATION(S): SET the special tax levy for police services in County Service Areas P-2 (Zones A and B) and P-5 for Fiscal Year 2023-2024 as follows: P-2 Zone A (Blackhawk): Single residential: $ 431.64 per parcel, per year Small multiple residential: $ 431.64 per parcel, per year Large multiple residential: $ 431.64 per parcel, per year Commercial/Industrial/Institutional:$ 2,589.76 per parcel, per year Commercial/Theater: $12,951.00 per parcel, per year P-2 Zone B (Alamo): Single residential: $ 67 per parcel, per year Small multiple residential: $ 67 per parcel, per year Large multiple residential: $ 67 per parcel, per year Commercial/Industrial/ Institutional:$ 200 per parcel, per year P-5 (Round Hill) Commercial recreational: $ 932 per parcel, per year All other: $ 470 per parcel, per year APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Heike Anderson, (925) 655-0023 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 , County Administrator and Clerk of the Board of Supervisors By: Antonia Welty, Deputy cc: Heike Anderson, Enid Mendoza, Donn David, Alycia Rubio C.112 To:Board of Supervisors From:David O. Livingston, Sheriff-Coroner Date:July 11, 2023 Contra Costa County Subject:Setting Special Tax Levy for County Service Areas P-2 Zone A (Blackhawk), P-2 Zone B (Alamo) and P-5 (Round Hill) RECOMMENDATION(S): (CONT'D) FISCAL IMPACT: There is no impact on the County General Fund. Setting the special tax levies will ensure the tax is included in the 2023/2024 Property Tax Roll and the County receives revenue from the Blackhawk, Alamo, and Round Hill areas for the police services provided. BACKGROUND: The above action for County Service Area P-2 Zone A is required by County Ordinance No. 2019-40. The rates have increased for Fiscal Year 2023-2024. Setting the special tax levy for police services will permit the Sheriff to continue to provide police services in the Blackhawk Area. It is estimated that the special tax levy will raise an estimated $1,108,864 for Fiscal Year 2023-2024. The above action for County Service Area P-2 Zone B is required by County Ordinance No. 2021-01. Setting the special tax levy for police services will permit the Sheriff to continue to provide police services in the Alamo area. It is estimated that the special tax levy will raise approximately $252,610 for Fiscal Year 2023-2024. The above action for County Service Area P-5 is required by County Ordinance No. 2019-02. Parcels not used for commercial recreational purposes will have a special tax levy of $470. The rate for parcels used for commercial recreational purposes is set at $932. Setting the special tax levy for police services will permit the Sheriff to continue to provide police services in the Round Hill area. It is estimated that the special tax levy will raise an estimated $355,152 for Fiscal Year 2023-2024. CONSEQUENCE OF NEGATIVE ACTION: The special tax levy will not be authorized by the Board of Supervisors resulting in the tax not being included on the 2023/2024 Property Tax Roll. ATTACHMENTS P Districts Use Codes Attachment A Office of the Sheriff-Coroner FY 2023/2024 County Service Area P-6 Zones, Special Tax Levy Zone Number and Involved Ordinance Zone 200 Ord. No. 89-44 Zone 1504 Ord. No. 97-43 Zone 2600 Ord. No. 95-12 Zone 201 Ord. No. 93-45 Zone 1505 Ord. No. 98-37 Zone 2601 Ord. No. 93-81 Zone 202 Ord. No. 95-60 Zone 1506 Ord. No. 98-29 Zone 2602 Ord. No. 03-25 Zone 203 Ord. No. 03-29 Zone 1507 Ord. No. 01-15 Zone 2603 Ord. No. 04-41 Zone 204 Ord. No. 04-12 Zone 1508 Ord. No. 01-17 Zone 2604 Ord. No. 06-68 Zone 205 Ord. No. 04-37 Zone 1509 Ord. No. 01-22 Zone 2605 Ord. No. 07-12 Zone 206 Ord. No. 06-07 Zone 1510 Ord. No. 02-11 Zone 2606 Ord. No. 11-16 Zone 207 Ord. No. 06-23 Zone 1511 Ord. No. 02-14 Zone 2607 Ord. No. 18-01 Zone 208 Ord. No. 06-38 Zone 1512 Ord. No. 06-08 Zone 2608 Ord. No. 22-15 Zone 209 Ord. No. 06-67 Zone 1513 Ord. No. 07-03 Zone 2609 Ord. No. 22-31 Zone 210 Ord. No. 06-69 Zone 1514 Ord. No. 15-07 Zone 2700 Ord. No. 93-44 Zone 211 Ord. No. 08-21 Zone 1515 Ord. No. 16-03 Zone 2701 Ord. No. 95-04 Zone 212 Ord. No. 16-07 Zone 1516 Ord. No. 19-07 Zone 2702 Ord. No. 97-40 Zone 213 Ord. No. 21-08 Zone 1517 Ord. No. 21-30 Zone 2703 Ord. No. 05-13 Zone 214 Ord. No. 21-29 Zone 1518 Ord. No. 22-19 Zone 2704 Ord. No. 06-03 Zone 215 Ord. No. 21-34 Zone 1600 Ord. No. 94-06 Zone 2800 Ord. No. 99-41 Zone 301 Ord. No. 04-42 Zone 1601 Ord. No. 92-25 Zone 2801 Ord. No. 99-53 Zone 400 Ord. No. 96-12 Zone 1602 Ord. No. 95-10 Zone 2900 Ord. No. 94-50 Zone 500 Ord. No. 94-18 Zone 1603 Ord. No. 95-40 Zone 2901 Ord. No. 96-15 Zone 501 Ord. No. 99-30 Zone 1604 Ord. No. 96-23 Zone 2902 Ord. No. 01-01 Zone 502 Ord. No. 01-12 Zone 1605 Ord. No. 97-20 Zone 2903 Ord. No. 13-13 Zone 503 Ord. No. 03-06 Zone 1606 Ord. No. 97-26 Zone 2904 Ord. No. 18-29 Zone 504 Ord. No. 04-21 Zone 1607 Ord. No. 98-12 Zone 2905 Ord. No. 19-28 Zone 505 Ord. No. 19-09 Zone 1609 Ord. No. 99-38 Zone 3000 Ord. No. 95-26 Zone 506 Ord. No. 22-11 Zone 1610 Ord. No. 99-34 Zone 3001 Ord. No. 04-34 Zone 700 Ord. No. 94-12 Zone 1611 Ord. No. 99-33 Zone 3002 Ord. No. 06-41 Zone 701 Ord. No. 96-16 Zone 1612 Ord. No. 99-42 Zone 3003 Ord. No. 07-04 Zone 702 Ord. No. 96-22 Zone 1613 Ord. No. 00-28 Zone 3004 Ord. No. 07-05 Zone 900 Ord. No. 02-18 Zone 1614 Ord. No. 01-14 Zone 3005 Ord. No. 08-01 Zone 1000 Ord. No. 94-19 Zone 1615 Ord. No. 02-10 Zone 3006 Ord. No. 96-17 Zone 1001 Ord. No. 98-17 Zone 1616 Ord. No. 06-02 Zone 3007 Ord. No. 21-07 Zone 1002 Ord. No. 03-27 Zone 1700 Ord. No. 98-20 Zone 3008 Ord. No. 21-28 Zone 1003 Ord. No. 04-02 Zone 1800 Ord. No. 95-11 Zone 3100 Ord. No. 96-17 Zone 1004 Ord. No. 05-11 Zone 1801 Ord. No. 95-50 Zone 3101 Ord. No. 01-24 Zone 1005 Ord. No. 06-15 Zone 1803 Ord. No. 98-47 Zone 3102 Ord. No. 02-21 Zone 1006 Ord. No. 06-42 Zone 1804 Ord. No. 01-08 Zone 3103 Ord. No. 03-07 Zone 1007 Ord. No. 19-29 Zone 2000 Ord. No. 98-30 Zone 3104 Ord. No. 04-29 Zone 1100 Ord. No. 94-07 Zone 2200 Ord. No. 99-53 Zone 3105 Ord. No. 06-01 Zone 1101 Ord. No. 99-21 Zone 2201 Ord. No. 00-02 Zone 3106 Ord. No. 06-24 Zone 1200 Ord. No. 95-45 Zone 2202 Ord. No. 04-35 Zone 3107 Ord. No. 06-27 Zone 1201 Ord. No. 03-35 Zone 2203 Ord. No. 04-36 Zone 3108 Ord. No. 07-13 Zone 1203 Ord. No. 18-17 Zone 2300 Ord. No. 94-69 Zone 3109 Ord. No. 07-38 Zone 1204 Ord. No. 20-24 Zone 2500 Ord. No. 96-14 Zone 3110 Ord. No. 07-39 Zone 1500 Ord. No. 95-24 Zone 2501 Ord. No. 99-39 Zone 3112 Ord. No. 10-05 Zone 1501 Ord. No. 95-49 Zone 2502 Ord. No. 00-37 Zone 3113 Ord. No. 19-30 Zone 1502 Ord. No. 96-29 Zone 2503 Ord. No. 08-06 Zone 3114 Ord. No. 21-27 Zone 1503 Ord. No. 98-04 Zone 2504 Ord. No. 16-13 Exhibit A SET the special tax levy for police services in County Service Area P-6 for Fiscal Year 2023-2024 as follows: Zone 200 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$259.01 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$517.99 Apartments 5 to 24 units (Use Codes 25-26)-$1,035.96 Apartments 25 to 59 units (Use Code 27)-$1,553.95 Apartments 60+ units (Use Code 28)-$2,071.92 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$1,035.96 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$1,553.95 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$2,071.92 Land (Use Codes 61-62)-$517.99 Miscellaneous (Use Codes 88-89, 99)-$517.99 Miscellaneous (Use Codes 85, 87)-$1,035.96 This zone is in its 34th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zones 201, 1000, 1600, 2700 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$228.72 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$457.42 Apartments 5 to 24 units (Use Codes 25-26)-$914.88 Apartments 25 to 59 units (Use Code 27)-$1,372.30 Apartments 60+ units (Use Code 28)-$1,829.74 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$914.88 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$1,372.30 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$1,829.74 Land (Use Codes 61-62)-$457.42 Miscellaneous (Use Codes 88-89, 99)-$457.42 Miscellaneous (Use Codes 85, 87)-$914.88 Exhibit A These zones are in their 30th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zones 500, 700, 1100, 1500, 1601, 1800, 2300, 2600, 2601, 2900 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$223.45 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$446.86 Apartments 5 to 24 units (Use Codes 25-26)-$893.75 Apartments 25 to 59 units (Use Code 27)-$1,340.61 Apartments 60+ units (Use Code 28)-$1,787.47 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$893.75 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$1,340.61 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$1,787.47 Land (Use Codes 61-62)-$446.86 Miscellaneous (Use Codes 88-89, 99)-$446.86 Miscellaneous (Use Codes 85, 87)-$893.75 These zones are in their 29th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zones 202, 1501, 1602, 1603, 1604, 1801, 2701, 3000, 3100 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$219.96 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$439.89 Apartments 5 to 24 units (Use Codes 25-26)-$879.80 Apartments 25 to 59 units (Use Code 27)-$1,319.70 Apartments 60+ units (Use Code 28)-$1,759.60 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$879.80 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$1,319.70 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$1,759.60 Land (Use Codes 61-62)-$439.89 Exhibit A Miscellaneous (Use Codes 88-89, 99)-$439.89 Miscellaneous (Use Codes 85, 87)-$879.80 These zones are in their 28th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zones 400, 701, 702, 1200, 1502, 2500, 2901 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$212.10 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$424.18 Apartments 5 to 24 units (Use Codes 25-26)-$848.42 Apartments 25 to 59 units (Use Code 27)-$1,272.62 Apartments 60+ units (Use Code 28)-$1,696.84 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$848.42 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$1,272.62 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$1,696.84 Land (Use Codes 61-62)-$424.18 Miscellaneous (Use Codes 88-89, 99)-$424.18 Miscellaneous (Use Codes 85, 87)-$848.42 These zones are in their 27th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zones 1001, 1503, 1605, 1606 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$205.66 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$411.30 Apartments 5 to 24 units (Use Codes 25-26)-$822.61 Apartments 25 to 59 units (Use Code 27)-$1,233.92 Apartments 60+ units (Use Code 28)-$1,645.22 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$822.61 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$1,233.92 Exhibit A Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$1,645.22 Land (Use Codes 61-62)-$411.30 Miscellaneous (Use Codes 88-89, 99)-$411.30 Miscellaneous (Use Codes 85, 87)-$822.61 These zones are in their 26th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zones 1504, 1505, 1506, 1607, 1700, 1803, 2000, 2702 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$196.58 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$393.14 Apartments 5 to 24 units (Use Codes 25-26)-$786.30 Apartments 25 to 59 units (Use Code 27)-$1,179.45 Apartments 60+ units (Use Code 28)-$1,572.61 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$786.30 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$1,179.45 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$1,572.61 Land (Use Codes 61-62)-$393.14 Miscellaneous (Use Codes 88-89, 99)-$393.15 Miscellaneous (Use Codes 85, 87)-$786.30 These zones are in their 25th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zones 501, 1101, 1609, 1610, 1611, 1612, 2501, 2800 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$189.41 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$378.85 Apartments 5 to 24 units (Use Codes 25-26)-$757.69 Apartments 25 to 59 units (Use Code 27)-$1,136.55 Apartments 60+ units (Use Code 28)-$1,515.41 Exhibit A Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$757.68 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$1,136.55 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$1,515.41 Land (Use Codes 61-62)-$378.84 Miscellaneous (Use Codes 88-89, 99)-$378.84 Miscellaneous (Use Codes 85, 87)-$757.68 These zones are in their 24th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zones 1613, 2200, 2201, 2801 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$179.01 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$358.00 Apartments 5 to 24 units (Use Codes 25-26)-$716.03 Apartments 25 to 59 units (Use Code 27)-$1,074.05 Apartments 60+ units (Use Code 28)-$1,432.07 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$716.03 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$1,074.05 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$1,432.07 Land (Use Codes 61-62)-$358.00 Miscellaneous (Use Codes 88-89, 99)-$358.00 Miscellaneous (Use Codes 85, 87)-$716.03 These zones are in their 23rd year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zones 502, 1507, 1614, 1804, 2502, 2902 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$176.50 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$352.98 Apartments 5 to 24 units (Use Codes 25-26)-$705.94 Exhibit A Apartments 25 to 59 units (Use Code 27)-$1,058.93 Apartments 60+ units (Use Code 28)-$1,411.90 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$705.94 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$1,058.93 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$1,411.90 Land (Use Codes 61-62)-$352.98 Miscellaneous (Use Codes 88-89, 99)-$352.98 Miscellaneous (Use Codes 85, 87)-$705.94 These zones are in their 22nd year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zones 900, 1509, 1510, 1511, 1615, 3101, 3102 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$173.24 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$346.46 Apartments 5 to 24 units (Use Codes 25-26)-$692.95 Apartments 25 to 59 units (Use Code 27)-$1,039.42 Apartments 60+ units (Use Code 28)-$1,385.88 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$692.95 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$1,039.42 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$1,385.88 Land (Use Codes 61-62)-$346.46 Miscellaneous (Use Codes 88-89, 99)-$346.46 Miscellaneous (Use Codes 85, 87)-$692.95 These zones are in their 21st year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zones 203, 204, 503, 1002, 1004, 2602, 3103 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$171.67 Exhibit A Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$343.31 Apartments 5 to 24 units (Use Codes 25-26)-$686.62 Apartments 25 to 59 units (Use Code 27)-$1,029.93 Apartments 60+ units (Use Code 28)-$1,373.24 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$686.62 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$1,029.93 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$1,373.24 Land (Use Codes 61-62)-$343.31 Miscellaneous (Use Codes 88-89, 99)-$343.31 Miscellaneous (Use Codes 85, 87)-$686.62 These zones are in their 20th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zones 504, 1003, 1201, 2202, 2203, 3001, 3104 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$167.17 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$334.32 Apartments 5 to 24 units (Use Codes 25-26)-$668.66 Apartments 25 to 59 units (Use Code 27)-$1,002.98 Apartments 60+ units (Use Code 28)-$1,337.30 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$668.66 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$1,002.98 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$1,337.30 Land (Use Codes 61-62)-$334.32 Miscellaneous (Use Codes 88-89, 99)-$334.32 Miscellaneous (Use Codes 85, 87)-$668.66 These zones are in their 19th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zones 205, 301, 2603, 2703 Exhibit A Vacant Lot (Use Codes 17-18, 20, 30, 50)-$161.90 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$323.76 Apartments 5 to 24 units (Use Codes 25-26)-$647.55 Apartments 25 to 59 units (Use Code 27)-$971.31 Apartments 60+ units (Use Code 28)-$1,295.09 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$647.55 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$971.31 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$1,295.09 Land (Use Codes 61-62)-$323.76 Miscellaneous (Use Codes 88-89, 99)-$323.76 Miscellaneous (Use Codes 85, 87)-$647.55 These zones are in their 18th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zones 206, 207, 208, 209, 1005, 1006, 1512, 1616, 2704, 3002, 3105, 3106, 3107 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$156.64 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$313.27 Apartments 5 to 24 units (Use Codes 25-26)-$626.49 Apartments 25 to 59 units (Use Code 27)-$939.74 Apartments 60+ units (Use Code 28)-$1,253.00 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$626.49 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$939.74 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$1,253.00 Land (Use Codes 61-62)-$313.27 Miscellaneous (Use Codes 88-89, 99)-$313.27 Miscellaneous (Use Codes 85, 87)-$626.49 These zones are in their 17th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Exhibit A Zones 210, 1513, 2604, 2605, 3003, 3004, 3108, 3109, 3110 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$156.64 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$313.27 Apartments 5 to 24 units (Use Codes 25-26)-$626.49 Apartments 25 to 59 units (Use Code 27)-$939.74 Apartments 60+ units (Use Code 28)-$1,253.00 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$626.49 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$939.74 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$1,253.00 Land (Use Codes 61-62)-$313.27 Miscellaneous (Use Codes 88-89, 99)-$313.27 Miscellaneous (Use Codes 85, 87)-$626.49 These zones are in their 16th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zones 211, 2503, 3005 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$149.99 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$299.95 Apartments 5 to 24 units (Use Codes 25-26)-$599.92 Apartments 25 to 59 units (Use Code 27)-$899.89 Apartments 60+ units (Use Code 28)-$1,199.84 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$599.92 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$899.89 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$1,199.84 Land (Use Codes 61-62)-$299.95 Miscellaneous (Use Codes 88-89, 99)-$299.95 Miscellaneous (Use Codes 85, 87)-$599.92 Exhibit A These zones are in their 15th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zone 2606, 2903, 3112 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$141.63 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$283.27 Apartments 5 to 24 units (Use Codes 25-26)-$566.51 Apartments 25 to 59 units (Use Code 27)-$849.80 Apartments 60+ units (Use Code 28)-$1,133.07 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$566.51 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$849.80 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$1,133.07 Land (Use Codes 61-62)-$283.27 Miscellaneous (Use Codes 88-89, 99)-$283.27 Miscellaneous (Use Codes 85, 87)-$566.51 These zones are in their 12th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zone 1514 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$134.59 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$269.18 Apartments 5 to 24 units (Use Codes 25-26)-$538.37 Apartments 25 to 59 units (Use Code 27)-$807.55 Apartments 60+ units (Use Code 28)-$1,076.74 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$538.37 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$807.55 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$1,076.74 Land (Use Codes 61-62)-$269.18 Miscellaneous (Use Codes 88-89, 99)-$269.18 Exhibit A Miscellaneous (Use Codes 85, 87)-$538.37 This zone is in its 8th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zone 212, 1515, 2504 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$123.27 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$246.54 Apartments 5 to 24 units (Use Codes 25-26)-$493.08 Apartments 25 to 59 units (Use Code 27)-$739.62 Apartments 60+ units (Use Code 28)-$986.16 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$493.08 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$739.62 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$986.16 Land (Use Codes 61-62)-$246.54 Miscellaneous (Use Codes 88-89, 99)-$246.54 Miscellaneous (Use Codes 85, 87)-$493.08 These zones are in their 7th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zone 1203 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$114.82 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$229.65 Apartments 5 to 24 units (Use Codes 25-26)-$459.29 Apartments 25 to 59 units (Use Code 27)-$688.94 Apartments 60+ units (Use Code 28)-$918.59 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$459.29 Exhibit A Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$688.94 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$918.59 Land (Use Codes 61-62)-$229.65 Miscellaneous (Use Codes 88-89, 99)-$229.65 Miscellaneous (Use Codes 85, 87)-$459.29 These zones are in their 5th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zone 505, 2904 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$113.55 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$227.10 Apartments 5 to 24 units (Use Codes 25-26)-$454.21 Apartments 25 to 59 units (Use Code 27)-$681.31 Apartments 60+ units (Use Code 28)-$908.42 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$454.21 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$681.31 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$908.42 Land (Use Codes 61-62)-$227.10 Miscellaneous (Use Codes 88-89, 99)-$227.10 Miscellaneous (Use Codes 85, 87)-$454.21 These zones are in their 4th year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zone 1007, 2905, 3113 Vacant Lot (Use Codes 17-18, 20, 30, 50)-$109.41 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$218.81 Apartments 5 to 24 units (Use Codes 25-26)-$437.62 Exhibit A Apartments 25 to 59 units (Use Code 27)-$656.43 Apartments 60+ units (Use Code 28)-$875.24 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$437.62 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$656.43 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$875.24 Land (Use Codes 61-62)-$218.81 Miscellaneous (Use Codes 88-89, 99)-$218.81 Miscellaneous (Use Codes 85, 87)-$437.62 These zones are in their 3rd year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Base Zone Assessment Vacant Lot (Use Codes 17-18, 20, 30, 50)-$100.00 Single, small or large multiple residential (Use Codes 11-16, 19, 21-24, 29)-$200.00 Apartments 5 to 24 units (Use Codes 25-26)-$400.00 Apartments 25 to 59 units (Use Code 27)-$600.00 Apartments 60+ units (Use Code 28)-$800.00 Commercial/Industrial/Institutional (Use Codes 33-36, 38-40, 43, 46-49, 52-54, 56, 70, 73-75)-$400.00 Commercial/Industrial/Institutional (Use Codes 31-32, 41, 44-45, 55, 76)-$600.00 Commercial/Industrial/Institutional (Use Codes 37, 42, 51, 78)-$800.00 Land (Use Codes 61-62)-$200.00 Miscellaneous (Use Codes 88-89, 99)-$200.00 Miscellaneous (Use Codes 85, 87)-$400.00 These zones are in their 1st year of levy. Levy determined by the initial tax rates set in the County ordinance authorizing the special tax levy (see Attachment A), property use codes, and changes in the Consumer Price Index. Zones not yet assessed: Exhibit A 0214, 0215,1204, 1516, 1517, 2607, 3007, 3008, 3114 0506, 1518, 2608, 2609 RECOMMENDATION(S): SET the special tax levy for police services Zones in County Service Area P-6 for Fiscal Year 2023-2024 as set forth in Exhibit A. FISCAL IMPACT: It is estimated the department will receive $2.6 million cumulative revenue for all zones within County Service Area (CSA) P-6 in fiscal year 2023/24. This amount reflects a 4.19% increase from the fiscal year 2022/23 cumulative amount of approximately $2.5 million. The special tax levy for parcels in each zone within CSA P-6 is adjusted annually based on the April Urban Area Consumer Price Index (CPI-U) for the San Francisco Bay Area. Setting the special tax levies will ensure the tax is included in the 2023/2024 Property Tax Roll and the County receives revenue for the police services provided. BACKGROUND: The above action fixes the tax rates per parcel in the P-6 Zones as outlined in their respective ordinances. In July of each calendar year, the Board of Supervisors sets the special tax levy for parcels in each CSA P-6 zone based on the April CPI-U indicator released by the Bureau of Labor Statistics as discussed in the fiscal impact section. CONSEQUENCE OF NEGATIVE ACTION: The special tax levy will not be authorized by the Board of Supervisors, and the taxes will not be included on the 2023/2024 Property Tax Roll. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Heike Anderson, (925) 655-0023 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 , County Administrator and Clerk of the Board of Supervisors By: Antonia Welty, Deputy cc: Heike Anderson, Alycia Rubio, Enid Mendoza, Donn David C.113 To:Board of Supervisors From:David O. Livingston, Sheriff-Coroner Date:July 11, 2023 Contra Costa County Subject:Setting Special Tax Levy for County Service Areas P-6 Zones ATTACHMENTS 2324 Exhibit A 2324 Attachment A 333(University(Ave,(Suite(160(•(Sacramento,(CA(95825 Phone:(d916l(561-0890(•(Fax:(d916l(561-0891 www.goodwinconsultinggroup.net COUNTY OF CONTRA COSTA COMMUNITY FACILITIES DISTRICTS SPECIAL TAX AND BOND ACCOUNTABILITY REPORT (SENATE BILL 165) FISCAL YEAR 2021-22 November 21, 2022 Contra Costa County Community Facilities Districts Special Tax and Bond Accountability Report TABLE OF CONTENTS Section Page I. Introduction ..........................................................................................................................1 II. Senate Bill 165 Reporting Requirements .............................................................................2 III. Authorized Facilities and Services ......................................................................................3 Appendix A – Special Taxes Levied and Expended Appendix B – Bonds Collected and Expended Contra Costa County CFDs 1 Fiscal Year 2021-22 Special Tax and Bond Accountability Report I. INTRODUCTION On September 18, 2000, former Governor Gray Davis signed Senate Bill 165 which enacted the Local Agency Special Tax and Bond Accountability Act. In approving the bill, the Legislature declared that local agencies need to demonstrate to the voters that special taxes and bond proceeds are being spent on the facilities and services for which they were intended. To further this objective, the Legislature added Sections 50075.3 and 53411 to the California Government Code setting forth annual reporting requirements relative to special taxes collected and bonds issued by a local public agency. The County of Contra Costa (“County”) has levied special taxes in several community facilities districts (“CFDs”) in fiscal year 2021-22. Furthermore, the County has issued special tax bonds in connection with those CFDs in prior years. This report serves to satisfy the annual reporting requirements described above for the CFDs listed in the table below. Contra Costa County Required SB 165 Reports for Community Facilities Districts Fiscal Year 2021-22 CFD Name Report for GC §50075.3 Required Report for GC §53411 Required Contra Costa County CFD No. 2001-1 (Norris Canyon) Yes Yes Contra Costa County CFD No. 2007-1 (Stormwater Management Facilities) Yes No Contra Costa County CFDs 2 Fiscal Year 2021-22 Special Tax and Bond Accountability Report II. SENATE BILL 165 REPORTING REQUIREMENTS Pursuant to Sections 50075.3 and 53411, the chief fiscal officer of the public agency will, by January 1, 2002, and at least once a year thereafter, file a report with the governing body setting forth the following information. Section 50075.3 Item (a): Identify the amount of special taxes that have been collected and expended. See Tables in Appendix A for each CFD. Item (b): Identify the status of any project required or authorized to be funded by the special taxes. See Tables in Appendix A for each CFD. The authorized facilities and services to be funded from special taxes are described in Section III of this Report for each CFD. Section 53411 Item (a): Identify the amount of bonds that have been collected and expended. See Table in Appendix B for CFD No. 2001-1. Item (b): Identify the status of any project required or authorized to be funded from bond proceeds. See Table in Appendix B for CFD No. 2001-1. Contra Costa County CFDs 3 Fiscal Year 2021-22 Special Tax and Bond Accountability Report III. AUTHORIZED FACILITIES AND SERVICES Contra Costa County CFD No. 2001-1 (Norris Canyon) Authorized Facilities CFD No. 2001-1 was formed to finance the widening of Norris Canyon Road, starting at the intersection of Bollinger Canyon Road and continuing a distance of 7,700 feet. Improvements to Norris Canyon Road include: (1) grading, pavement, curbs and gutters, rock shoulder, traffic signing and striping, and street lights; (2) construction of sanitary sewer mains, structures, fittings, and appurtenances; (3) construction of water distribution facilities and appurtenances; (4) construction of joint utility distribution facilities for electrical, telephone, gas, cable and television, including trenching, conduit and cable installation, pull and splice boxes, fittings and appurtenances, and relocation of overhead facilities; (5) construction of landscaping and irrigation facilities, including soil preparation, landscape materials, irrigation pipes, fittings, and appurtenances; (6) required attendant public fees and design and construction engineering fees; and (7) acquisition of all necessary interests in real property. Contra Costa County CFD No. 2007-1 (Stormwater Management Facilities) Authorized Services The services to be funded, in whole or in part, by the CFD include all direct and incidental costs related to County oversight and enforcement of the obligations of property owners and homeowners’ associations for the monitoring, inspection, reporting, operation, maintenance, repair, reconstruction, and replacement of PSWMFs for property included in the CFD: Tier 1. Periodic monitoring, inspection and reporting of PSWMFs, including but not limited to site visits, completion of inspection forms and records, review of property owner self-inspection and other records; provision of certification letters and/or maintenance recommendations; management of data and records related to operation and maintenance of PSWMFs; preparation and submission of National Pollutant Discharge Elimination System and other governmental reports and CFD required reports; and the accumulation of administrative and liability reserves. Tier 2. Code enforcement, nuisance abatement, and other activities related to the operation and maintenance of PSWMFs, including but not limited to additional site visits, letters and notices to property owners and others; hearings; lien recordation and enforcement; attorney’s fees and other legal expenses; periodic maintenance activities, such as mulching, removing trash and invasive vegetation, filling soil, mowing, and trimming vegetation; repair, Contra Costa County CFDs 4 Fiscal Year 2021-22 Special Tax and Bond Accountability Report reconstruction, and replacement work; and the accumulation of administrative and liability reserves. In addition to the specific services described under Tier 1 and Tier 2, the CFD may fund any other costs, expenses, or liabilities in connection with the monitoring, inspection, reporting, operation, maintenance, repair, reconstruction, and replacement of PSWMFs. The CFD may fund any of the following related to the services described above: obtaining, constructing, furnishing, operating and maintaining equipment, apparatus or facilities, paying the salaries and benefits of personnel (including but not limited to inspection and maintenance workers and other personnel), and for payment of other related expenses (including but not limited to employee benefit expenses and an allocation of general overhead expenses). Any services to be funded by the CFD must be in addition to those provided in the territory of the CFD before the date of creation of the CFD, and may not supplant services already available within that territory when the CFD is created. It is expected that the services will be provided by the County, either with its own employees or by contract with third parties, or by the Contra Costa County Flood Control and Water Conservation District, or any combination thereof. Administrative Expenses The direct and indirect expenses incurred by the County in connection with the establishment and administration of the CFD (including, but not limited to, the levy and collection of the special taxes) including the fees and expenses of attorneys, any fees of the County related to the CFD or the collection of special taxes, an allocable share of the salaries of County staff directly related thereto and a proportionate amount of the County’s general administrative overhead related thereto, any amounts paid by the County from its general fund with respect to the CFD or the services authorized to be financed by the CFD, and expenses incurred by the County in undertaking action to foreclose on properties for which the payment of special taxes is delinquent, and all other costs and expenses of the County in any way related to the CFD. Other The incidental expenses that may be financed by the CFD include: (i) all costs associated with the establishment and administration of the CFD, the determination of the amount of and collection of taxes, the payment of taxes, and costs otherwise incurred in order to carry out the authorized purposes of the CFD, (ii) any other expenses incidental to the provision of the services eligible to be funded by the CFD, and (iii) any amounts necessary to maintain a reserve required by the County for the payment of the costs of the services. APPENDIX A Special Taxes Levied and Expended FY 2021-22 Special Tax Levied $421,739 Delinquent Amount as of 06/15/2022 $1,219 FY 2021-22 Special Tax Collected (1)$421,739 Debt Service $410,175 Administrative Expenses $11,564 Total $421,739 (1) Goodwin Consulting Group, Inc. Fiscal Year 2021-22 Expenditures Status of Project Special tax revenues were used to: (i) pay debt service on the outstanding CFD bonds and (ii) pay for the costs of administering the CFD. Acquisition and construction of the authorized facilities is complete. CFD No. 2001-1 participates in the Contra Costa County Teeter Plan. Therefore, all taxes levied are received by the CFD regardless of delinquencies. County of Contra Costa Community Facilities District No. 2001-1 (Norris Canyon) Special Taxes Levied and Expended (As Required by CA Govt. Code Section 50075.3) Fiscal Year 2021-22 Revenues FY 2021-22 Special Tax Levied $59,860 Delinquent Amount as of 06/15/2022 $183 FY 2021-22 Special Tax Collected (1)$59,860 Costs of Services & Administrative Expenses $54,418 Reserve Fund $5,442 Total $59,860 (1) Goodwin Consulting Group, Inc. Fiscal Year 2021-22 Expenditures Status of Project Special tax revenues were used to: (i) pay for the costs of providing the authorized services, (ii) pay for the costs of administering the CFD, and (iii) fund a maintenance reserve fund. CFD No. 2007-1 participates in the Contra Costa County Teeter Plan. Therefore, all taxes levied are received by the CFD regardless of delinquencies. County of Contra Costa Community Facilities District No. 2007-1 (Stormwater Management Facilities) Special Taxes Levied and Expended (As Required by CA Govt. Code Section 50075.3) Fiscal Year 2021-22 Revenues APPENDIX B Bonds Collected and Expended Bonds:Series 2013 Refunding Date of Issuance:1/24/2013 Sources: Principal Amount of the Bonds $5,605,000.00 Original Issue Premium/(Discount)$20,459.95 Transfer from Prior Bonds Reserve Fund $532,048.50 Transfer from Prior Bonds Special Tax Fund $235,000.00 Total $6,392,508.45 Uses: Deposit to Refunding Fund $5,947,528.50 Deposit to Reserve Fund $207,062.50 Deposit to Costs of Issuance Fund $202,035.75 Underwriter's Discount $35,881.70 Total $6,392,508.45 Balance Balance Fund 7/1/2021 6/30/2022 Difference Refunding Fund $0.00 $0.00 $0.00 Reserve Fund $208,517.90 $208,662.57 $144.67 Costs of Issuance Fund $0.00 $0.00 $0.00 Goodwin Consulting Group, Inc. (As Required by CA Govt. Code Section 53411) County of Contra Costa Community Facilities District No. 2001-1 (Norris Canyon) Bonds Collected and Expended Original Sources and Uses of Bond Proceeds Expenditures During Fiscal Year 2021-22 Series 2013 Refunding Bonds Status of Project Bond proceeds were used to fund the costs of the authorized facilities. Acquisition and construction of the authorized facilities is complete. 333(University(Ave,(Suite(160(•(Sacramento,(CA(95825 Phone:(d916l(561-0890(•(Fax:(d916l(561-0891 www.goodwinconsultinggroup.net COUNTY OF CONTRA COSTA COMMUNITY FACILITIES DISTRICT NO. 2001-1 (NORRIS CANYON) CFD TAX ADMINISTRATION REPORT FISCAL YEAR 2022-23 September 15, 2022 Community Facilities District No. 2001-1 CFD Tax Administration Report TABLE OF CONTENTS Section Page Executive Summary ............................................................................................................. i I.Introduction ..........................................................................................................................1 II.Purpose of Report ................................................................................................................2 III.Special Tax Requirement .....................................................................................................3 IV.Special Tax Levy .................................................................................................................4 V.Development Status .............................................................................................................5 VI.Prepayments .........................................................................................................................6 VII.State Reporting Requirements .............................................................................................7 Appendix A – Summary of Fiscal Year 2022-23 Special Tax Levy Appendix B – Fiscal Year 2022-23 Special Tax Levy for Individual Assessor’s Parcels Appendix C – Rate and Method of Apportionment of Special Tax Appendix D – Boundary Map of Community Facilities District No. 2001-1 Appendix E – Assessor’s Parcel Maps for Fiscal Year 2022-23 County of Contra Costa i Fiscal Year 2022-23 CFD No. 2001-1 CFD Tax Administration Report EXECUTIVE SUMMARY The following summary provides a brief overview of the main points from this report regarding the County of Contra Costa Community Facilities District No. 2001-1 (Norris Canyon) (“CFD No. 2001-1” or the “CFD”): Fiscal Year 2022-23 Special Tax Levy Number of Taxed Parcels Total Special Tax Levy 346 $418,044 For further detail regarding the special tax levy, or special tax rates, please refer to Section IV of this report. Development Status for Fiscal Year 2022-23 Land Use Category Parcels or Acres Residential Property 346 Parcels* Other Property 0 Parcels Undeveloped Property 1.5 Acres * Does not include 14 parcels that have prepaid their special tax obligation. For more information regarding the status of development in CFD No. 2001-1, please see Section V of this report. Outstanding Bonds Summary Bonds Original Principal Amount Retired Current Amount Outstanding 2013 Special Tax Refunding Bonds $5,605,000 $2,610,000* $2,995,000* * As of the date of this report. County of Contra Costa 1 Fiscal Year 2022-23 CFD No. 2001-1 CFD Tax Administration Report I. INTRODUCTION Community Facilities District No. 2001-1 On June 5, 2001, the County of Contra Costa (the “County”) Board of Supervisors established CFD No. 2001-1. In a landowner election held on the same day, the sole owner of property within the CFD voted to authorize the levy of a Mello-Roos special tax on property within CFD No. 2001-1. The landowner also voted to incur bonded indebtedness, secured by special taxes levied on property within the CFD, in an amount not to exceed $7,220,000. On June 14, 2001, special tax bonds (the “Series 2001 Bonds”) in the principal amount of $7,220,000 were issued on behalf of CFD No. 2001-1. In January 2013, the outstanding Series 2001 Bonds were refunded and defeased with the issuance of $5,605,000 in bonds (the “Series 2013 Special Tax Refunding Bonds” or the “Bonds”). The CFD boundary encompasses a 389-acre site that is proposed for the Norris Canyon Estates residential community. The CFD is located in an unincorporated area of the County just west of the City of San Ramon. At build out, the project was originally expected to include 361 single family detached homes. As of June 1, 2022, 360 building permits have been issued for new residential home construction within the CFD. The types of facilities to be funded by special tax revenues generally include the widening of Norris Canyon Road and other related improvements. The Mello-Roos Community Facilities Act of 1982 The reduction in property tax revenues that resulted from the passage of Proposition 13 in 1978 required public agencies and real estate developers to look for other means to generate funding for public infrastructure. The funding available from traditional assessment districts was limited by certain requirements of the assessment acts, and it became clear that a more flexible funding tool was needed. In response, the California State Legislature (the “Legislature”) approved the Mello-Roos Community Facilities Act of 1982 (the “Act”) which provides for the levy of a special tax within a defined geographic area (i.e., a community facilities district) if such levy is approved by two-thirds of the qualified electors in the area. The Act can generate funding for a broad range of facilities and special taxes can be allocated to property in any reasonable manner other than on an ad valorem basis. A community facilities district is authorized to issue tax-exempt bonds that are secured by land within the district. If a parcel does not pay the special tax levied on it, a public agency can foreclose on the parcel and use the proceeds of the foreclosure to ensure that bondholders receive interest and principal payments on the bonds. Because bonds issued by a community facilities district are land-secured, there is no risk to a public agency’s general fund or taxing capacity. In addition, because the bonds are tax-exempt, they typically carry an interest rate that is lower than conventional construction financing. County of Contra Costa 2 Fiscal Year 2022-23 CFD No. 2001-1 CFD Tax Administration Report II. PURPOSE OF REPORT This CFD Tax Administration Report (the “Report”) presents findings from research and financial analysis performed by Goodwin Consulting Group, Inc. to determine the fiscal year 2022-23 special tax levy for CFD No. 2001-1. The Report is intended to provide information to interested parties regarding the current financial obligations of the CFD, special taxes levied in fiscal year 2022-23, and development activity within the district. The remainder of the Report is organized as follows: • Section III identifies the financial obligations of CFD No. 2001-1 for fiscal year 2022- 23. • Section IV provides a summary of the special tax categories and the methodology that is used to apportion the special tax among parcels in the CFD. • Section V provides an update of the development activity occurring within CFD No. 2001-1, including new building permit activity. • Section VI identifies parcels, if any, that have prepaid their special tax obligation. • Section VII provides information on state reporting requirements. County of Contra Costa 3 Fiscal Year 2022-23 CFD No. 2001-1 CFD Tax Administration Report III. SPECIAL TAX REQUIREMENT Pursuant to the Rate and Method of Apportionment of Special Tax (the “RMA”) for CFD No. 2001-1, which was adopted as an exhibit to the Resolution of Formation of CFD No. 2001-1, the Special Tax Requirement means the total amount needed each fiscal year to (i) pay principal and interest on bonds, (ii) create or replenish reserve funds, (iii) cure any delinquencies in the payment of principal or interest on indebtedness of CFD No. 2001-1 which have occurred in the prior fiscal year or (based on delinquencies in the payment of special taxes which have already taken place) are expected to occur in the fiscal year in which the tax will be collected, and (iv) pay administrative expenses. For fiscal year 2022-23, the Special Tax Requirement is $418,044 and is calculated as follows: Community Facilities District No. 2001-1 Special Tax Requirement for Fiscal Year 2022-23* Debt Service $406,475 Interest Payment on Bonds Due March 1, 2023 $55,738 Interest Payment on Bonds Due Sept. 1, 2023 $55,738 Principal Payment on Bonds Due Sept. 1, 2023 $295,000 Administrative Expenses $11,564 Surplus Funds to Reduce Special Tax Requirement $0 Fiscal Year 2022-23 Special Tax Requirement $418,044 *Totals may not sum due to rounding. County of Contra Costa 4 Fiscal Year 2022-23 CFD No. 2001-1 CFD Tax Administration Report IV. SPECIAL TAX LEVY Special Tax Categories Special taxes within CFD No. 2001-1 are levied pursuant to the methodology set forth in the RMA. Among other things, the RMA establishes various special tax categories against which the special tax may be levied, the maximum special tax rates, and the methodology by which the special tax is applied. Each Fiscal Year, the Administrator shall categorize each parcel of property in CFD No. 2001-1 as Developed Property or Undeveloped Property, and Parcels of Developed Property shall be further identified as either Residential Property, Other Property, Homeowners Association Property or Public Property. For each Parcel of Other Property within the CFD, the Administrator shall determine how many Planned Units had been expected on the Parcel in order to assign the Maximum Special Tax pursuant to Section C of the RMA. (Capitalized terms are defined in the RMA in Appendix C of this Report.) Maximum Special Tax Rates The maximum special tax rates applicable to each category of property in CFD No. 2001-1 are set forth in Section C of the RMA. The actual amount of the maximum special tax which will be levied on each land use category in fiscal year 2022-23, is determined by the method of apportionment included in Section E of the RMA. The table in Appendix A identifies the fiscal year 2022-23 maximum special tax rates and actual special tax rates for taxable property in CFD No. 2001-1. Apportionment of Special Taxes The amount of special tax levied on each parcel in the CFD each fiscal year will be determined by application of Section E of the RMA. Pursuant to this section, the Special Tax Requirement will be allocated as follows: The first step requires special taxes to be levied on each parcel of Residential Property and Other Property up to 100% of the applicable maximum special tax rate. If additional revenue is needed after the first step is completed, and after applying capitalized interest to the Special Tax Requirement, then a special tax will be levied on each parcel of Undeveloped Property up to 100% of the applicable maximum special tax. If additional revenues are still needed to pay annual obligations of the CFD after the maximum special tax is levied on Residential Property, Other Property, and Undeveloped Property, a special tax will be levied on Homeowners’ Association Property and parcels of Public Property that originally had planned units, as defined in the RMA. The special tax roll, which identifies the special tax to be levied against each parcel in the CFD in fiscal year 2022-23, is provided in Appendix B. County of Contra Costa 5 Fiscal Year 2022-23 CFD No. 2001-1 CFD Tax Administration Report V. DEVELOPMENT STATUS From June 1, 2021, to May 31, 2022, no building permits were issued to construct single family homes within CFD No. 2001-1. In total, 360 building permits have been issued and no Other Property currently exists within CFD No. 2001-1. Based on the current status of development in CFD No. 2001-1, the following table summarizes the allocation of parcels to the special tax categories defined in the RMA: Community Facilities District No. 2001-1 Allocation to Special Tax Categories Fiscal Year 2022-23 Tax Category Description Number of Parcels 1 Residential Property 346* 2 Other Property 0 3 Undeveloped Property 1 * Total does not include 14 parcels that have had their special tax obligation prepaid and therefore are no longer subject to the annual tax. County of Contra Costa 6 Fiscal Year 2022-23 CFD No. 2001-1 CFD Tax Administration Report VI. PREPAYMENTS As of June 30, 2022, the special tax lien for 14 properties in CFD No. 2001-1 have been fully prepaid and are no longer subject to the annual special tax levy. The 14 parcels that have fully prepaid their special tax obligation are as follows: 211-240-011-0 211-260-011-5 211-300-008-3 211-310-009-9 211-320-001-4 211-340-006-9 211-370-025-2 211-370-026-0 211-370-033-6 211-370-037-7 211-370-038-5 211-370-055-9 211-380-029-2 211-380-037-5 County of Contra Costa 7 Fiscal Year 2022-23 CFD No. 2001-1 CFD Tax Administration Report VII. STATE REPORTING REQUIREMENTS Assembly Bill No. 1666 On July 25, 2016, Governor Jerry Brown signed Assembly Bill No. 1666, adding Section 53343.2 to the California Government Code (“GC”). The bill enhances the transparency of community facilities districts by requiring that certain reports be accessible on a local agency’s web site. Pursuant to Section 53343.2, a local agency that has a web site shall, within seven months after the last day of each fiscal year of the district, display prominently on its web site the following information: Item (a): A copy of an annual report, if requested, pursuant to GC Section 53343.1. The report required by Section 53343.1 includes CFD budgetary information for the prior fiscal year and is only prepared by a community facilities district at the request of a person who resides in or owns property in the community facilities district. If the annual report has not been requested to be prepared, then a posting to the web site would not be necessary. Item (b): A copy of the report provided to the California Debt and Investment Advisory Commission (“CDIAC”) pursuant to GC Section 53359.5. Under Section 53359.5, local agencies must provide CDIAC with the following: (i) notice of proposed sale of bonds; (ii) annual reports on the fiscal status of bonded districts; and (iii) notice of any failure to pay debt service on bonds, or of any draw on a reserve fund to pay debt service on bonds. Item (c): A copy of the report provided to the State Controller’s Office pursuant to GC Section 12463.2. This section refers to the parcel tax portion of a local agency’s Financial Transactions Report that is prepared for the State Controller’s Office annually. Note that school districts are not subject to the reporting required by GC Section 12463.2. Assembly Bill No. 1483 On October 9, 2019, Governor Gavin Newsom signed Assembly Bill No. 1483, adding Section 65940.1 to the California Government Code. The law requires that a city, county, or special district that has an internet website, maintain on its website a current schedule of fees, exactions, and affordability requirements imposed by the public agency on all housing development projects. Pursuant to Section 65940.1, the definition of an exaction includes a special tax levied pursuant to the Mello-Roos Community Facilities Act. Assembly Bill No. 1483 defines a housing development project as consisting of (a) residential units only; or (b) mixed-use developments consisting of residential and non-residential land uses with at least two-thirds of the square footage designated for residential use; or (c) transitional housing or supportive housing. Assembly Bill No. 1483 also requires a city, county, or special district to update this information on their website within 30 days of any changes made to the information. County of Contra Costa 8 Fiscal Year 2022-23 CFD No. 2001-1 CFD Tax Administration Report Senate Bill No. 165 On September 18, 2000, former Governor Gray Davis signed Senate Bill 165 which enacted the Local Agency Special Tax and Bond Accountability Act. In approving the bill, the Legislature declared that local agencies need to demonstrate to the voters that special taxes and bond proceeds are being spent on the facilities and services for which they were intended. To further this objective, the Legislature added Sections 50075.3 and 53411 to the California Government Code setting forth annual reporting requirements relative to special taxes collected and bonds issued by a local public agency. Pursuant to the Sections 50075.3 and 53411, the “chief fiscal officer” of the public agency will, by January 1, 2002, and at least once a year thereafter, file a report with the City setting forth (i) the amount of special taxes that have been collected and expended; (ii) the status of any project required or authorized to be funded by the special taxes; (iii) if bonds have been issued, the amount of bonds that have been collected and expended; and (iv) if bonds have been issued, the status of any project required or authorized to be funded from bond proceeds. APPENDIX A Summary of Fiscal Year 2022-23 Special Tax Levy Total Special Land Use Category Tax Levy Residential Property $2,100.00 per parcel $1,208.22 per parcel 346 parcels $418,044.12 Undeveloped Property $3,360.00 per acre $0.00 per acre 1.5 acres $0.00 Total Fiscal Year 2022-23 Special Tax Levy $418,044.12 Goodwin Consulting Group, Inc. Fiscal Year 2022-23 Maximum Special Tax Rates County of Contra Costa Community Facilities District No. 2001-1 (Norris Canyon) Special Tax Levy Summary for Fiscal Year 2022-23 Parcels/Acres Taxed Fiscal Year 2022-23 Actual Special Tax Rates APPENDIX B Fiscal Year 2022-23 Special Tax Levy for Individual Assessor’s Parcels Assessor's Type of Status of Taxable Special Parcel Number Property Development Acres Tax 211-210-045-4 HOA HOA $0.00 211-210-063-7 HOA HOA $0.00 211-210-074-4 HOA HOA $0.00 211-210-081-9 HOA HOA $0.00 211-210-082-7 HOA HOA $0.00 211-210-084-3 HOA HOA $0.00 211-210-085-0 HOA HOA $0.00 211-240-001-1 Residential Developed $1,208.22 211-240-003-7 Residential Developed $1,208.22 211-240-004-5 Residential Developed $1,208.22 211-240-005-2 Residential Developed $1,208.22 211-240-006-0 Residential Developed $1,208.22 211-240-007-8 Residential Developed $1,208.22 211-240-008-6 Residential Developed $1,208.22 211-240-009-4 Residential Developed $1,208.22 211-240-010-2 Residential Developed $1,208.22 211-240-011-0 Prepaid Prepaid $0.00 /1 211-240-012-8 Residential Developed $1,208.22 211-240-013-6 Residential Developed $1,208.22 211-240-014-4 Residential Developed $1,208.22 211-240-015-1 Residential Developed $1,208.22 211-240-016-9 Residential Developed $1,208.22 211-240-017-7 HOA HOA $0.00 211-240-019-3 HOA HOA $0.00 211-250-001-8 Residential Developed $1,208.22 211-250-002-6 Residential Developed $1,208.22 211-250-003-4 Residential Developed $1,208.22 211-250-004-2 Residential Developed $1,208.22 211-250-005-9 Residential Developed $1,208.22 211-250-006-7 Residential Developed $1,208.22 211-250-007-5 Residential Developed $1,208.22 211-250-008-3 Residential Developed $1,208.22 211-250-009-1 Residential Developed $1,208.22 211-250-010-9 Residential Developed $1,208.22 211-250-011-7 Residential Developed $1,208.22 211-250-012-5 Residential Developed $1,208.22 211-250-013-3 Residential Developed $1,208.22 211-250-014-1 Residential Developed $1,208.22 211-250-015-8 Residential Developed $1,208.22 211-250-016-6 Residential Developed $1,208.22 211-250-017-4 Residential Developed $1,208.22 211-250-018-2 Residential Developed $1,208.22 County of Contra Costa Community Facilities District No. 2001-1 (Norris Canyon) Special Tax Levy for Fiscal Year 2022-23 1 of 10 Assessor's Type of Status of Taxable Special Parcel Number Property Development Acres Tax County of Contra Costa Community Facilities District No. 2001-1 (Norris Canyon) Special Tax Levy for Fiscal Year 2022-23 211-250-019-0 Residential Developed $1,208.22 211-250-020-8 HOA HOA $0.00 211-250-021-6 HOA HOA $0.00 211-250-023-2 HOA HOA $0.00 211-260-001-6 Residential Developed $1,208.22 211-260-002-4 Residential Developed $1,208.22 211-260-003-2 Residential Developed $1,208.22 211-260-004-0 Residential Developed $1,208.22 211-260-005-7 Residential Developed $1,208.22 211-260-006-5 Residential Developed $1,208.22 211-260-007-3 Residential Developed $1,208.22 211-260-008-1 Residential Developed $1,208.22 211-260-009-9 Residential Developed $1,208.22 211-260-010-7 Residential Developed $1,208.22 211-260-011-5 Prepaid Prepaid $0.00 /1 211-260-012-3 Residential Developed $1,208.22 211-260-013-1 Residential Developed $1,208.22 211-260-014-9 Residential Developed $1,208.22 211-260-015-6 Residential Developed $1,208.22 211-260-016-4 Residential Developed $1,208.22 211-260-017-2 Residential Developed $1,208.22 211-260-018-0 Residential Developed $1,208.22 211-260-025-5 HOA HOA $0.00 211-270-001-4 Residential Developed $1,208.22 211-270-002-2 Residential Developed $1,208.22 211-270-003-0 Residential Developed $1,208.22 211-270-004-8 Residential Developed $1,208.22 211-270-005-5 Residential Developed $1,208.22 211-270-006-3 Residential Developed $1,208.22 211-270-007-1 Residential Developed $1,208.22 211-270-008-9 Residential Developed $1,208.22 211-270-009-7 Residential Developed $1,208.22 211-270-010-5 Residential Developed $1,208.22 211-270-011-3 Residential Developed $1,208.22 211-270-012-1 HOA HOA $0.00 211-280-001-2 Residential Developed $1,208.22 211-280-002-0 Residential Developed $1,208.22 211-280-003-8 Residential Developed $1,208.22 211-280-004-6 Residential Developed $1,208.22 211-280-005-3 Residential Developed $1,208.22 211-280-006-1 Residential Developed $1,208.22 211-280-007-9 Residential Developed $1,208.22 2 of 10 Assessor's Type of Status of Taxable Special Parcel Number Property Development Acres Tax County of Contra Costa Community Facilities District No. 2001-1 (Norris Canyon) Special Tax Levy for Fiscal Year 2022-23 211-280-008-7 Residential Developed $1,208.22 211-280-009-5 Residential Developed $1,208.22 211-280-010-3 Residential Developed $1,208.22 211-280-011-1 Residential Developed $1,208.22 211-280-012-9 Residential Developed $1,208.22 211-280-013-7 Residential Developed $1,208.22 211-280-014-5 Residential Developed $1,208.22 211-280-015-2 Residential Developed $1,208.22 211-280-016-0 Residential Developed $1,208.22 211-280-017-8 Residential Developed $1,208.22 211-280-018-6 Residential Developed $1,208.22 211-280-019-4 Residential Developed $1,208.22 211-280-020-2 Residential Developed $1,208.22 211-280-021-0 Residential Developed $1,208.22 211-280-022-8 Residential Developed $1,208.22 211-280-023-6 Residential Developed $1,208.22 211-280-024-4 Residential Developed $1,208.22 211-280-025-1 Residential Developed $1,208.22 211-280-026-9 Residential Developed $1,208.22 211-280-027-7 Residential Developed $1,208.22 211-280-028-5 Residential Developed $1,208.22 211-280-029-3 Residential Developed $1,208.22 211-280-030-1 Residential Developed $1,208.22 211-280-031-9 Residential Developed $1,208.22 211-280-032-7 Residential Developed $1,208.22 211-280-033-5 Residential Developed $1,208.22 211-280-034-3 Residential Developed $1,208.22 211-280-035-0 Residential Developed $1,208.22 211-280-036-8 Residential Developed $1,208.22 211-280-037-6 Residential Developed $1,208.22 211-280-038-4 Residential Developed $1,208.22 211-280-039-2 Residential Developed $1,208.22 211-290-001-0 Residential Developed $1,208.22 211-290-002-8 Residential Developed $1,208.22 211-290-003-6 Residential Developed $1,208.22 211-290-004-4 Residential Developed $1,208.22 211-290-005-1 Residential Developed $1,208.22 211-290-006-9 Residential Developed $1,208.22 211-290-007-7 Residential Developed $1,208.22 211-290-008-5 Residential Developed $1,208.22 211-290-009-3 Residential Developed $1,208.22 211-290-010-1 Residential Developed $1,208.22 3 of 10 Assessor's Type of Status of Taxable Special Parcel Number Property Development Acres Tax County of Contra Costa Community Facilities District No. 2001-1 (Norris Canyon) Special Tax Levy for Fiscal Year 2022-23 211-290-011-9 Residential Developed $1,208.22 211-290-012-7 Residential Developed $1,208.22 211-290-013-5 Residential Developed $1,208.22 211-290-014-3 Residential Developed $1,208.22 211-290-015-0 Residential Developed $1,208.22 211-290-016-8 Residential Developed $1,208.22 211-290-017-6 Residential Developed $1,208.22 211-290-018-4 Residential Developed $1,208.22 211-290-019-2 Residential Developed $1,208.22 211-290-020-0 Residential Developed $1,208.22 211-300-001-8 Residential Developed $1,208.22 211-300-002-6 Residential Developed $1,208.22 211-300-003-4 Residential Developed $1,208.22 211-300-004-2 Residential Developed $1,208.22 211-300-005-9 Residential Developed $1,208.22 211-300-006-7 Residential Developed $1,208.22 211-300-007-5 Residential Developed $1,208.22 211-300-008-3 Prepaid Prepaid $0.00 /1 211-300-009-1 Residential Developed $1,208.22 211-300-010-9 Residential Developed $1,208.22 211-300-011-7 Residential Developed $1,208.22 211-300-012-5 Residential Developed $1,208.22 211-300-013-3 Residential Developed $1,208.22 211-300-014-1 Residential Developed $1,208.22 211-300-015-8 Residential Developed $1,208.22 211-300-016-6 Residential Developed $1,208.22 211-300-017-4 Residential Developed $1,208.22 211-300-018-2 Residential Developed $1,208.22 211-300-019-0 Residential Developed $1,208.22 211-300-020-8 Residential Developed $1,208.22 211-300-021-6 Residential Developed $1,208.22 211-300-022-4 Residential Developed $1,208.22 211-300-023-2 Residential Developed $1,208.22 211-300-024-0 Residential Developed $1,208.22 211-300-025-7 Residential Developed $1,208.22 211-300-026-5 Residential Developed $1,208.22 211-300-027-3 Residential Developed $1,208.22 211-310-001-6 Residential Developed $1,208.22 211-310-002-4 Residential Developed $1,208.22 211-310-006-5 Residential Developed $1,208.22 211-310-007-3 Residential Developed $1,208.22 211-310-008-1 Residential Developed $1,208.22 4 of 10 Assessor's Type of Status of Taxable Special Parcel Number Property Development Acres Tax County of Contra Costa Community Facilities District No. 2001-1 (Norris Canyon) Special Tax Levy for Fiscal Year 2022-23 211-310-009-9 Prepaid Prepaid $0.00 /1 211-310-010-7 Residential Developed $1,208.22 211-310-011-5 Residential Developed $1,208.22 211-310-012-3 Residential Developed $1,208.22 211-310-013-1 Residential Developed $1,208.22 211-310-014-9 Residential Developed $1,208.22 211-310-015-6 Residential Developed $1,208.22 211-310-016-4 Residential Developed $1,208.22 211-310-017-2 Residential Developed $1,208.22 211-310-018-0 Residential Developed $1,208.22 211-310-019-8 Residential Developed $1,208.22 211-310-020-6 Residential Developed $1,208.22 211-310-021-4 Residential Developed $1,208.22 211-310-024-8 HOA HOA $0.00 211-310-026-3 Residential Developed $1,208.22 211-310-027-1 Residential Developed $1,208.22 211-310-028-9 Residential Developed $1,208.22 211-320-001-4 Prepaid Prepaid $0.00 /1 211-320-002-2 Residential Developed $1,208.22 211-320-003-0 Residential Developed $1,208.22 211-320-004-8 Residential Developed $1,208.22 211-320-005-5 Residential Developed $1,208.22 211-320-006-3 Residential Developed $1,208.22 211-320-007-1 Residential Developed $1,208.22 211-320-008-9 Residential Developed $1,208.22 211-320-009-7 Residential Developed $1,208.22 211-320-010-5 Residential Developed $1,208.22 211-320-011-3 Residential Developed $1,208.22 211-320-012-1 Residential Developed $1,208.22 211-320-013-9 Residential Developed $1,208.22 211-320-014-7 Residential Developed $1,208.22 211-320-015-4 Residential Developed $1,208.22 211-320-016-2 Residential Developed $1,208.22 211-320-017-0 Residential Developed $1,208.22 211-320-018-8 Residential Developed $1,208.22 211-320-019-6 HOA HOA $0.00 211-330-001-2 Residential Developed $1,208.22 211-330-002-0 Residential Developed $1,208.22 211-330-003-8 Residential Developed $1,208.22 211-330-004-6 Residential Developed $1,208.22 211-330-005-3 Residential Developed $1,208.22 211-330-006-1 Residential Developed $1,208.22 5 of 10 Assessor's Type of Status of Taxable Special Parcel Number Property Development Acres Tax County of Contra Costa Community Facilities District No. 2001-1 (Norris Canyon) Special Tax Levy for Fiscal Year 2022-23 211-330-007-9 Residential Developed $1,208.22 211-330-008-7 Residential Developed $1,208.22 211-330-009-5 Residential Developed $1,208.22 211-330-012-9 HOA HOA $0.00 211-340-001-0 Residential Developed $1,208.22 211-340-002-8 Residential Developed $1,208.22 211-340-003-6 Residential Developed $1,208.22 211-340-004-4 Residential Developed $1,208.22 211-340-005-1 Residential Developed $1,208.22 211-340-006-9 Prepaid Prepaid $0.00 /1 211-340-007-7 Residential Developed $1,208.22 211-340-011-9 Undeveloped Public $0.00 211-340-012-7 Undeveloped Public $0.00 211-350-001-7 Residential Developed $1,208.22 211-350-002-5 Residential Developed $1,208.22 211-350-005-8 Residential Developed $1,208.22 211-350-006-6 Residential Developed $1,208.22 211-350-007-4 Undeveloped Undeveloped $0.00 211-350-008-2 Residential Developed $1,208.22 211-350-009-0 Residential Developed $1,208.22 211-350-010-8 Residential Developed $1,208.22 211-350-011-6 Residential Developed $1,208.22 211-350-012-4 Residential Developed $1,208.22 211-350-013-2 Residential Developed $1,208.22 211-350-014-0 Residential Developed $1,208.22 211-350-015-7 Residential Developed $1,208.22 211-350-016-5 Residential Developed $1,208.22 211-350-017-3 Residential Developed $1,208.22 211-350-026-4 Residential Developed $1,208.22 211-350-027-2 Residential Developed $1,208.22 211-360-001-5 Residential Developed $1,208.22 211-360-002-3 Residential Developed $1,208.22 211-360-003-1 Residential Developed $1,208.22 211-360-004-9 Residential Developed $1,208.22 211-360-005-6 Residential Developed $1,208.22 211-360-006-4 Residential Developed $1,208.22 211-360-007-2 Residential Developed $1,208.22 211-360-008-0 Residential Developed $1,208.22 211-360-009-8 Residential Developed $1,208.22 211-360-010-6 Residential Developed $1,208.22 211-360-011-4 Residential Developed $1,208.22 211-360-012-2 Residential Developed $1,208.22 6 of 10 Assessor's Type of Status of Taxable Special Parcel Number Property Development Acres Tax County of Contra Costa Community Facilities District No. 2001-1 (Norris Canyon) Special Tax Levy for Fiscal Year 2022-23 211-360-013-0 Residential Developed $1,208.22 211-360-014-8 Residential Developed $1,208.22 211-360-015-5 Residential Developed $1,208.22 211-360-016-3 Residential Developed $1,208.22 211-360-017-1 Residential Developed $1,208.22 211-360-018-9 Residential Developed $1,208.22 211-360-019-7 Residential Developed $1,208.22 211-360-020-5 Residential Developed $1,208.22 211-360-021-3 Residential Developed $1,208.22 211-360-022-1 Residential Developed $1,208.22 211-360-023-9 Residential Developed $1,208.22 211-360-024-7 Residential Developed $1,208.22 211-360-025-4 Residential Developed $1,208.22 211-360-026-2 Residential Developed $1,208.22 211-360-027-0 Residential Developed $1,208.22 211-360-028-8 Residential Developed $1,208.22 211-360-029-6 Residential Developed $1,208.22 211-360-030-4 Residential Developed $1,208.22 211-360-031-2 Residential Developed $1,208.22 211-360-032-0 Residential Developed $1,208.22 211-360-033-8 Residential Developed $1,208.22 211-360-034-6 Residential Developed $1,208.22 211-360-035-3 Residential Developed $1,208.22 211-360-036-1 Residential Developed $1,208.22 211-360-037-9 Residential Developed $1,208.22 211-360-038-7 Residential Developed $1,208.22 211-360-039-5 Residential Developed $1,208.22 211-360-040-3 Residential Developed $1,208.22 211-360-041-1 Residential Developed $1,208.22 211-360-042-9 Residential Developed $1,208.22 211-360-043-7 Residential Developed $1,208.22 211-360-051-0 HOA HOA $0.00 211-360-052-8 HOA HOA $0.00 211-370-001-3 Residential Developed $1,208.22 211-370-002-1 Residential Developed $1,208.22 211-370-003-9 Residential Developed $1,208.22 211-370-004-7 Residential Developed $1,208.22 211-370-005-4 Residential Developed $1,208.22 211-370-006-2 Residential Developed $1,208.22 211-370-007-0 Residential Developed $1,208.22 211-370-008-8 Residential Developed $1,208.22 211-370-009-6 Residential Developed $1,208.22 7 of 10 Assessor's Type of Status of Taxable Special Parcel Number Property Development Acres Tax County of Contra Costa Community Facilities District No. 2001-1 (Norris Canyon) Special Tax Levy for Fiscal Year 2022-23 211-370-010-4 Residential Developed $1,208.22 211-370-011-2 Residential Developed $1,208.22 211-370-012-0 Residential Developed $1,208.22 211-370-013-8 Residential Developed $1,208.22 211-370-014-6 Residential Developed $1,208.22 211-370-015-3 Residential Developed $1,208.22 211-370-016-1 Residential Developed $1,208.22 211-370-017-9 Residential Developed $1,208.22 211-370-018-7 Residential Developed $1,208.22 211-370-019-5 Residential Developed $1,208.22 211-370-020-3 Residential Developed $1,208.22 211-370-021-1 Residential Developed $1,208.22 211-370-022-9 Residential Developed $1,208.22 211-370-023-7 Residential Developed $1,208.22 211-370-024-5 Residential Developed $1,208.22 211-370-025-2 Prepaid Prepaid $0.00 /1 211-370-026-0 Prepaid Prepaid $0.00 /1 211-370-027-8 Residential Developed $1,208.22 211-370-028-6 Residential Developed $1,208.22 211-370-029-4 Residential Developed $1,208.22 211-370-030-2 Residential Developed $1,208.22 211-370-031-0 Residential Developed $1,208.22 211-370-032-8 Residential Developed $1,208.22 211-370-033-6 Prepaid Prepaid $0.00 /1 211-370-034-4 Residential Developed $1,208.22 211-370-035-1 Residential Developed $1,208.22 211-370-036-9 Residential Developed $1,208.22 211-370-037-7 Prepaid Prepaid $0.00 /1 211-370-038-5 Prepaid Prepaid $0.00 /1 211-370-039-3 Residential Developed $1,208.22 211-370-040-1 Residential Developed $1,208.22 211-370-041-9 Residential Developed $1,208.22 211-370-042-7 Residential Developed $1,208.22 211-370-043-5 Residential Developed $1,208.22 211-370-044-3 Residential Developed $1,208.22 211-370-045-0 Residential Developed $1,208.22 211-370-046-8 Residential Developed $1,208.22 211-370-047-6 Residential Developed $1,208.22 211-370-048-4 Residential Developed $1,208.22 211-370-049-2 Residential Developed $1,208.22 211-370-050-0 Residential Developed $1,208.22 211-370-051-8 Residential Developed $1,208.22 8 of 10 Assessor's Type of Status of Taxable Special Parcel Number Property Development Acres Tax County of Contra Costa Community Facilities District No. 2001-1 (Norris Canyon) Special Tax Levy for Fiscal Year 2022-23 211-370-052-6 Residential Developed $1,208.22 211-370-053-4 Residential Developed $1,208.22 211-370-054-2 Residential Developed $1,208.22 211-370-055-9 Prepaid Prepaid $0.00 /1 211-370-056-7 Residential Developed $1,208.22 211-370-057-5 Residential Developed $1,208.22 211-370-058-3 Residential Developed $1,208.22 211-370-062-5 HOA HOA $0.00 211-370-063-3 HOA HOA $0.00 211-370-069-0 HOA HOA $0.00 211-380-001-1 Residential Developed $1,208.22 211-380-002-9 Residential Developed $1,208.22 211-380-003-7 Residential Developed $1,208.22 211-380-004-5 Residential Developed $1,208.22 211-380-005-2 Residential Developed $1,208.22 211-380-006-0 Residential Developed $1,208.22 211-380-007-8 Residential Developed $1,208.22 211-380-008-6 Residential Developed $1,208.22 211-380-009-4 Residential Developed $1,208.22 211-380-010-2 Residential Developed $1,208.22 211-380-011-0 Residential Developed $1,208.22 211-380-012-8 Residential Developed $1,208.22 211-380-013-6 Residential Developed $1,208.22 211-380-014-4 Residential Developed $1,208.22 211-380-015-1 Residential Developed $1,208.22 211-380-016-9 Residential Developed $1,208.22 211-380-017-7 Residential Developed $1,208.22 211-380-018-5 Residential Developed $1,208.22 211-380-019-3 Residential Developed $1,208.22 211-380-020-1 Residential Developed $1,208.22 211-380-021-9 Residential Developed $1,208.22 211-380-022-7 Residential Developed $1,208.22 211-380-023-5 Residential Developed $1,208.22 211-380-024-3 Residential Developed $1,208.22 211-380-025-0 Residential Developed $1,208.22 211-380-027-6 Residential Developed $1,208.22 211-380-028-4 Residential Developed $1,208.22 211-380-029-2 Prepaid Prepaid $0.00 /1 211-380-030-0 Residential Developed $1,208.22 211-380-031-8 Residential Developed $1,208.22 211-380-032-6 Residential Developed $1,208.22 211-380-033-4 Residential Developed $1,208.22 9 of 10 Assessor's Type of Status of Taxable Special Parcel Number Property Development Acres Tax County of Contra Costa Community Facilities District No. 2001-1 (Norris Canyon) Special Tax Levy for Fiscal Year 2022-23 211-380-034-2 Residential Developed $1,208.22 211-380-035-9 Residential Developed $1,208.22 211-380-036-7 Residential Developed $1,208.22 211-380-037-5 Prepaid Prepaid $0.00 /1 211-380-038-3 Residential Developed $1,208.22 211-380-039-1 Residential Developed $1,208.22 211-380-049-0 Undeveloped Public $0.00 211-380-050-8 Residential Developed $1,208.22 211-410-001-5 HOA HOA $0.00 Total Special Tax Levy $418,044.12 /1 This parcel has prepaid its special tax obligation and is no longer subject to the special tax. Goodwin Consulting Group, Inc. 10 of 10 APPENDIX C Rate and Method of Apportionment of Special Tax County of Contra Costa CFD No. 2001-1 1 April 13, 2001 COUNTY OF CONTRA COSTA COMMUNITY FACILITIES DISTRICT NO. 2001-1 (NORRIS CANYON) RATE AND METHOD OF APPORTIONMENT OF SPECIAL TAX A Special Tax applicable to each Assessor's Parcel in Community Facilities District No. 2001-1 (herein ACFD No. 2001-1@) shall be levied and collected according to the tax liability determined by the Board of Supervisors of the County of Contra Costa or its designee, as described below. All of the property in CFD No. 2001-1, unless exempted by law or by the provisions of Section G below, shall be taxed for the purposes, to the extent, and in the manner herein provided. A. DEFINITIONS The terms hereinafter set forth have the following meanings: AAcre or Acreage@ means the land area of an Assessor=s Parcel as shown on an Assessor's Parcel Map, or if the land area is not shown on an Assessor's Parcel Map, the land area shown on the applicable final map, parcel map, or other recorded County parcel map. AAct@ means the Mello-Roos Community Facilities Act of 1982, as amended, being Chapter 2.5, (commencing with Section 53311), Division 2 of Title 5 of the Government Code of the State of California. AAdministrative Expenses@ means any or all of the following: the fees and expenses of any fiscal agent or trustee (including any fees and expenses of its counsel) employed in connection with any Bonds; any costs associated with the marketing or remarketing of the Bonds; the expenses of the Administrator and the County in carrying out their respective duties under any fiscal agent agreement, indenture or resolution with respect to the Bonds or CFD No. 2001-1, including, but not limited to, the levy and collection of the Special Tax, the fees and expenses of legal counsel, charges levied by the County or any division or office thereof in connection with the levy and collection of Special Taxes, audits, continuing disclosure or other amounts needed to pay arbitrage rebate to the federal government with respect to Bonds; costs associated with complying with continuing disclosure requirements; costs associated with responding to public inquiries regarding Special Tax levies and appeals; attorneys= fees and other costs associated with commencement or pursuit of foreclosure for delinquent Special Taxes; costs associated with overhead expense allocations to CFD No. 2001-1; and all other costs and expenses of the County, the Administrator, and any fiscal agent, escrow agent or trustee related to the administration of CFD No. 2001-1. AAdministrator@ shall mean the person or firm designated by the Board to administer the Special Tax according to this Rate and Method of Apportionment of Special Tax. County of Contra Costa CFD No. 2001-1 2 April 13, 2001 “Annual Interest Component@ means the total amount of interest on Bonds in the calendar year commencing in such Fiscal Year. AAssessor's Parcel@ or AParcel@ means a lot or parcel shown in an Assessor's Parcel Map with an assigned Assessor's Parcel number. AAssessor's Parcel Map@ means an official map of the County Assessor of the County of Contra Costa designating parcels by Assessor's Parcel Number. ABonds@ means any bonds or other debt (as defined in Section 53317(d) of the Act), whether in one or more series, issued by CFD No. 2001-1 under the Act. ABoard@ means the Board of Supervisors of the County of Contra Costa. ACapitalized Interest@ means funds in any capitalized interest account available to pay debt service on Bonds issued by CFD No. 2001-1. ACapitalized Interest Requirement@ means the least of: i) the Annual Interest Component, ii) the difference between the Special Tax Requirement and the amount determined pursuant to Step 1 of Section E hereof, or iii) the amount of Capitalized Interest available. ACounty@ means the County of Contra Costa. ADeveloped Property@ means Taxable Property for which a building permit for construction was issued prior to June 1 of the preceding Fiscal Year. AFiscal Year@ means the period starting July 1 and ending on the following June 30. AHomeowners= Association Property@ means any property within the boundaries of CFD No. 2001- 1 which is owned by a homeowners= or property owners= association. ALand Use Class@ means one of the defined land use categories for which a specific Maximum Special Tax is identified in Table 1 in Section C below. AMaximum Special Tax@ means the maximum amount of Special Tax, determined in accordance with Section C below, that can be levied in any Fiscal Year. AOther Property@ means Developed Property which is not Residential Property, Public Property, or Homeowners= Association Property. APlanned Units@ means the number of individual residential units that were expected to be constructed on property within CFD No. 2001-1 as shown in Attachment 1. AProportionately@ means, for Residential Property and Other Property, that the ratio of the actual Special Tax levied in any Fiscal Year to the Maximum Special Tax authorized to be levied in that County of Contra Costa CFD No. 2001-1 3 April 13, 2001 Fiscal Year is equal for all Assessor=s Parcels of Residential Property and Other Property. For Undeveloped Property, "Proportionately" means that the ratio of the actual Special Tax to the Maximum Special Tax is equal for all Assessor=s Parcels of Undeveloped Property. For Homeowners= Association Property and nonexempt Public Property, "Proportionately" means that the ratio of the actual Special Tax to the Maximum Special Tax is equal for all Assessor=s Parcels of Homeowners= Association Property and Public Property. APublic Property@ means any property within the boundaries of CFD No. 2001-1 that is owned by or irrevocably offered for dedication to the federal government, State of California or other local governments or public agencies. AResidential Property@ means, in any Fiscal Year, any Parcel of Developed Property for the construction of a residential structure which is not Homeowners= Association Property or Public Property. ASpecial Tax@ means a special tax levied in any Fiscal Year that will be used to pay the Special Tax Requirement, as defined below. ASpecial Tax Requirement@ means the total amount needed each Fiscal Year to (i) pay principal and interest on Bonds in the calender year commencing in such Fiscal Year, (ii) create or replenish reserve funds, (iii) cure any delinquencies in the payment of principal or interest on indebtedness of CFD No. 2001-1 which have occurred in the prior Fiscal Year or (based on delinquencies in the payment of Special Taxes which have already taken place) are expected to occur in the Fiscal Year in which the tax will be collected, (iv) pay Administrative Expenses. ATaxable Property@ means all of the Assessor's Parcels within the boundary of CFD No. 2001-1 which are not exempt from the Special Tax pursuant to law or Section G below. ATentative Map@ means the tentative map for Norris Canyon Estates approved by the Board in August 1997. AUndeveloped Property@ means any Parcel of Taxable Property within CFD No. 2001-1 for which a building permit has not been issued prior to June 1 of the preceding Fiscal Year. B. ASSIGNMENT TO LAND USE CLASS Each Fiscal Year, the Administrator shall categorize each parcel of property in CFD No. 2001-1 as Developed Property or Undeveloped Property, and Parcels of Developed Property shall be further identified as either Residential Property, Other Property, Homeowners= Association Property or Public Property. For each Parcel of Other Property within the CFD, the Administrator shall determine how many Planned Units had been expected on the Parcel in order to assign the Maximum Special Tax pursuant to Section C below. County of Contra Costa CFD No. 2001-1 4 April 13, 2001 C. MAXIMUM SPECIAL TAX Pursuant to Section 53321 (d) of the Act, a Maximum Special Tax must be established as a specific dollar amount before a Parcel is first subject to the tax when in private residential use. The following maximum rates shall apply to all Parcels of Taxable Property within CFD No. 2001-1 for each Fiscal Year in which the Special Tax is collected: TABLE 1 MAXIMUM SPECIAL TAX (Fiscal Year 2001-02) Land Use Class Description Maximum Special Tax (Fiscal Year 2001-02) 1 Residential Property $2,100 per Parcel 2 Other Property $2,100 per Planned Unit of the Parcel before it became Other Property 3 Undeveloped Property $3,360 per Acre Pursuant to Section 53321 (d) of the Act, the Special Tax levied against a Parcel used for private residential purposes shall under no circumstances increase more than ten percent (10%) as a consequence of delinquency or default by the owner of any other Parcel or Parcels and shall, in no event, exceed the Maximum Special Tax in effect for the Fiscal Year in which the Special Tax is being levied. D. MANDATORY PREPAYMENT OF SPECIAL TAX RESULTING FROM TENTATIVE MAP REVISIONS It is possible that a revision in the Tentative Map could result in less Special Tax revenue being available from the CFD. To preclude this result, after CFD No. 2001-1 has been formed, the County shall apply the following steps for every proposed Tentative Map revision: Step 1: The County or its designee shall calculate the Maximum Special Tax revenues that could be collected from the property affected by the proposed Tentative Map revision (the AAffected Property@) prior to the revision being approved; County of Contra Costa CFD No. 2001-1 5 April 13, 2001 Step 2: The County or its designee shall calculate the Maximum Special Tax revenues that could be collected from the Affected Property if the Tentative Map revision is approved; Step 3: If the amount determined in Step 2 is higher than that calculated in Step 1, the Tentative Map revision may be approved without prepayment of the Special Tax. If the revenues calculated in Step 2 are less than those calculated in Step 1, the County may not approve the Tentative Map revision unless the landowner requesting the Tentative Map revision prepays a portion of the Special Tax obligation that would have applied to the Affected Property prior to approval of the revision in an amount sufficient to retire a portion of the Bonds and maintain 110% coverage on the Bonds= debt service with the reduced Maximum Special Tax revenues that will result after the Tentative Map revision is approved. The required prepayment shall be calculated using the formula set forth in Section H below. Property owners wishing to prepay the Special Tax as a result of a Tentative Map revision cannot be delinquent on past Special Taxes on the Affected Property. E. METHOD OF LEVY AND COLLECTION OF THE SPECIAL TAX Commencing with Fiscal Year 2001-02 and for each following Fiscal Year, the Administrator shall determine the Special Tax Requirement for that Fiscal Year. The Special Tax shall then be levied as follows: Step 1: The Special Tax shall be levied Proportionately on each Parcel of Residential Property and Other Property up to 100% of the Maximum Special Tax up to the Special Tax Requirement for each Land Use Class for such Fiscal Year as determined pursuant to Section C. The Maximum Special Tax for a Parcel of Other Property shall be the total Maximum Special Taxes for the Planned Units that the Other Property replaced, as determined by the Administrator; Step 2: Determine the Capitalized Interest Requirement, if any, and add it to the amount levied under Step 1; Step 3: If the total of the Capitalized Interest Requirement and the amount levied under Step 1 is less than the Special Tax Requirement, the Special Tax shall be levied Proportionately on each Assessor's Parcel of Undeveloped Property within the CFD, up to 100% of the Maximum Special Tax for Undeveloped Property for such Fiscal Year determined pursuant to Section C; Step 4: If additional monies are needed after applying the first three steps, the Special Tax shall be levied Proportionately on each Parcel of Homeowners= Association Property and Public Property which originally had Planned Units, up to 100% of the Maximum Special Tax for Undeveloped Property for such Fiscal Year determined pursuant to Section C. County of Contra Costa CFD No. 2001-1 6 April 13, 2001 F. MANNER OF COLLECTION The Special Taxes for CFD No. 2001-1 shall be collected in the same manner and at the same time as ordinary ad valorem property taxes, provided, however, that prepayments are permitted as set forth in Section H below (and may be required in the case of Tentative Map revisions) and provided further that the County may directly bill the Special Tax, may collect Special Taxes at a different time or in a different manner, and may collect delinquent Special Taxes through foreclosure or other available methods. The Special Tax shall be levied and collected until principal and interest on Bonds have been repaid and authorized facilities to be constructed directly from Special Taxes proceeds have been completed. However, in no event shall a Special Taxes be levied after Fiscal Year 2039-2040. G. EXEMPTIONS Notwithstanding any other provision of this Rate and Method of Apportionment of Special Tax, no Special Taxes shall be levied on Public Property, except as otherwise provided in Sections 53317.3 and 53317.5 of the Act. H. PREPAYMENT OF SPECIAL TAX The following definitions apply to this Section H: "Future Facilities Costs" means the Public Facilities Requirements (as defined below) minus public facility costs funded by Previously Issued Bonds, interest earnings on the construction fund actually earned prior to the date of prepayment, Special Taxes, developer equity, and/or any other source of funding. "Outstanding Bonds" means all Previously Issued Bonds which remain outstanding, with the following exception: if a Special Tax has been levied against, or already paid by, an Assessor=s Parcel making a prepayment, and a portion of the Special Tax will be used to pay a portion of the next principal payment on the Bonds that remain outstanding (as determined by the Administrator), that next principal payment shall be subtracted from the total Bond principal that remains outstanding, and the difference shall be used as the amount of AOutstanding Bonds@ for purposes of this prepayment formula. "Previously Issued Bonds" means all Bonds that have been issued by CFD No. 2001-1 prior to the date of prepayment. "Public Facilities Requirements" means either $5,900,000 in 2001 dollars, which shall increase by three percent (3%) on January 1, 2002, and on each January 1 thereafter, or such lower number as shall be determined by the County as sufficient to fund public facilities to be provided by CFD No. 2001-1 under the authorized bonding program for CFD No. 2001-1. County of Contra Costa CFD No. 2001-1 7 April 13, 2001 The Special Tax obligation applicable to an Assessor's Parcel in CFD No. 2001-1 may be prepaid and the obligation of the Assessor's Parcel to pay the Special Tax permanently satisfied as described herein, provided that a prepayment may be made only if there are no delinquent Special Taxes with respect to such Assessor's Parcel at the time of prepayment. An owner of an Assessor's Parcel intending to prepay the Special Tax obligation shall provide the County with written notice of intent to prepay. Within 30 days of receipt of such written notice, the County shall notify such owner of the prepayment amount of such Assessor's Parcel. Prepayment must be made not less than 75 days prior to any interest payment date for Bonds to be redeemed with the proceeds of such prepaid Special Taxes. The Prepayment Amount shall be calculated as follows (capitalized terms as defined below): Bond Redemption Amount plus Future Facilities Amount plus Redemption Premium plus Defeasance plus Administrative Fees and Expenses less Reserve Fund Credit equals Prepayment Amount As of the proposed date of prepayment, the Prepayment Amount shall be determined by application of the following steps: Step 1: Compute the total Maximum Special Tax that could be collected from the Assessor's Parcel prepaying the Special Tax in the Fiscal Year in which prepayment would be received by the County. Step 2: Divide the Maximum Special Tax computed pursuant to Step 1 for such Assessor=s Parcel by the lesser of (i) the Maximum Special Tax revenues that could be collected in that Fiscal Year from property in the entire CFD, or (ii) the Maximum Special Tax revenues that could be generated at buildout of property in the CFD based on anticipated land uses at the time the prepayment is calculated. Step 3: Multiply the quotient computed pursuant to Step 2 by the Outstanding Bonds to compute the amount of Outstanding Bonds to be retired and prepaid. (the ABond Redemption Amount@). Step 4: Compute the current Future Facilities Costs. Step 5: Multiply the quotient computed pursuant to Step 2 by the amount determined pursuant to Step 4 to compute the amount of Future Facilities Costs to be prepaid (the AFuture Facilities Amount@). County of Contra Costa CFD No. 2001-1 8 April 13, 2001 Step 6: Multiply the Bond Redemption Amount computed pursuant to Step 3 by the applicable redemption premium, if any, on the Outstanding Bonds to be redeemed (the ARedemption Premium@). Step 7: Compute the amount needed to pay interest on the Bond Redemption Amount starting with the first Bond interest payment date after which the prepayment has been received until the earliest redemption date for the Outstanding Bonds. However, if Bonds are callable at the first interest payment date after the prepayment has been received, Steps 7, 8 and 9 of this prepayment formula will not apply. Step 8: Compute the amount of interest the County reasonably expects to derive from reinvestment of the Bond Redemption Amount plus the Redemption Premium from the first Bond interest payment date after which the prepayment has been received until the redemption date for the Outstanding Bonds. Step 9: Take the amount computed pursuant to Step 7 and subtract the amount computed pursuant to Step 8 (the ADefeasance@). Step 10: The administrative fees and expenses of CFD No. 2001-1 are as calculated by the County and include the costs of computation of the prepayment, the costs of redeeming Bonds, and the costs of recording any notices to evidence the prepayment and the redemption (the AAdministrative Fees and Expenses@). Step 11: A reserve fund credit shall be calculated as the reduction, if any, in the applicable reserve fund for the Outstanding Bonds to be redeemed pursuant to the prepayment (the AReserve Fund Credit@). Step 12: The Special Tax prepayment is equal to the sum of the amounts computed pursuant to Steps 3, 5, 6, 9, and 10, less the amount computed pursuant to Step 11 (the APrepayment Amount@). Attachment 1 Tentative Map for Norris Canyon Estates APPENDIX D Boundary Map of Community Facilities District No. 2001-1 I I 1 sl)_? ':9 /20 I I I I I I I I I I I ~ BEARING \ \ THE BASIS OF BEARING SHOWN HEREON ARE BASED UPON TWO FOUND COUNTY LINE MONUMENTS TYPE •e• /170 & 170-1 AS SHOWN ON THE PARCEL MAP Of SUBDIVISION M-5 135-74 RECORDED IN BOOK 41 OF PARCEL t.lAPS AT PAGE 21 Tl-IE BEARING BEING N 44·35· 45• W CALIFORNIA COORDINATE SYSTE!J, ZONE 3, (CCS 27). -98-320072. (NOT A PART Of lHIS DISTRICl) SUBDIVISION 7575 J1 SUBDIVISION 7996 17 I 16 +~~ _l -~ -5-10-0\ 09:01:18 NJ drffb2 EXHIBIT"A" PROPOSED BOUNDARIES OF COUNTY OF CONTRA COSTA COMMUNITY FACILITIES DISTRICT NO. 2001-1 (NORRIS CANYON) CONTRA COSTA COUNTY, CALIFORNIA 2. ltE:RQn'camFY,W,.,T1~~w.p~~~~ cn...-rt fS COKIRA (::QSl,1, a'.MolJNrrY f~ IXSlNCT HO. ZDD0-1 (NOlllftd C,AM'l'tlk), allm' CE COfflRA COSTA. 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LID< .,,_., LI .. . ,, LIOO ,.,_,,. ,, ""' ,,.,. ,, .. tlll.Ql N7TU'4 '"" UDO LIIO ,.~ .. l111 )e.11 ll12 ""' ' lll5 <&OCI Lll4 111.21 MSA'Al" Lil~ .J.4.37 Ll14 ,. l117 ...... .,. l1111 H2.00 ~2•"t J l]19 7'.00 SU'5il"i"rt \ SHEET _1 _0F_l _SHEETS APPENDIX E Assessor’s Parcel Maps for Fiscal Year 2022-23 ASSESSOR’S MAP CONTRA COSTA COUNTY,CALIF. BOOK PAGE211 21 X-15 PURPOSES ONLY. NO LIABILITY IS ASSUMED FOR THE ACCURACY OF THE INFORMATION NOTE: THIS MAP WAS PREPARED FOR ASSESSMENT DELINEATED HEREON. ASSESSOR’S PARCELS MAY NOT COMPLY WITH LOCAL LOT SPLIT OR BUILDING SITE ORDINANCES. 1 2 2 1 1 "A" "C" STA. #70-1 STA. #70-A STA. #70 W. LANE 10’ EASE. CTR. NORRIS CANYON RD. STA.#69 NO R R I S CANY O N 2 "A" "D" 117.01Ac. 1.818Ac. LOT 2 LOT 1 210 22 210 17 16 2120 18 17 2019 W. LN FREITAS 4848 O.R. 141 PCL.2 COUNTYLINE387.06 R=967 155. 4 3 R=333 N78^2 5 ’ W327.381262. 7 5 1290.73N52^5 2 ’ 1 5 " E N02^0’WR=1033 274.17 65.6 R=633 119.43 N53^25’37"E 2328.48 N89^27’34"W N89^27’34"W 860.12 2188.56N50^23’7"E 442.10 129.49 R=133 1272.931668.02398.10309.34N19^18’WN2 9 ^ 3 9 ’ 5 0 "W 2 4 7 7 . 1 6 .23Ac.200.0 50.0S5^39’15"WS86^08’52"E S3^51’08"WS4 4 ^ 3 5 ’ 4 5 " E 24 1 5 . 9 7 38 7 . 1 32604.71N02^42’27"EN70 ^ 2 ’ 1 9 " W 156 0 . 0 5828.9N10^9’32"E77.34 768.3635.75N81^22’40"E 1024.90 N31^21’46"EN5^01’43"WN63 ^ 0 7 ’ 5 4 "WN11^53’58"WR=1 6 3 217.6 25 1 . 7 8 128 . 1 3 191.51115.32 90.86 N89^29’W (TIE)N0^31’EN81^22’40"E 2626.09 219. 9 6 515.12 N.D.S74^52’W S25^0’59"W139.46R=273 294.64 N.D. N.B. 1 9 4 . 6 4 52 6 . 1 7 16 5372.03211.6N6 3 ^ 5 0 ’ 3 9 "W 555 .6 9 09 17 29 14 75 54 55 58 57 78 80 1"=800’ TI E 4 2 1 4 . 3 6 t o T P O B A S H B O U R N E D R STARCROSS D R LYNDHURST PLWENTWOOD DR24 25 26 "E" 82 45 84 "C-2""D" COMMON AREA COMMON AREA COMMON AREA COMMON AREA N0^31’E 1694.524 8 9 .7 2 235.71 366.25 42 5 . 9 4 332.2423 4 . 4 119 0 .8 9 216.3 0 R = 1 5 2 4 82 4 . 4 61317.56A A A A A A A A A A 24 "F-3" 1109.66S89^4’30"E S 2 6 ^ 4 2 ’ 5 2 "W N89^4’30"W 1429.13 04 209 A L A M E D A C O U N T Y C O N T R A C O S T A C O U N T Y 23 35 07 209 65 59 S 2 6 ^ 3 5 ’ 3 1 " E 9 9 9 . 9 6 414.37659.66450 N80^29’3 9 " W 496.01 158.70 408.27151.76128.70N.D.63 81 "D" "B-1" "A""U" 64 28.28AC 28 29 136 245.15130.1320 2 . 4 0 124.463 3 7 . 8 9 206.35 190.56 231.18 2 9 6 . 5 3264.28 174.24165.95217408.45 2217.65 733.45 220.3 3173. 80 15 0 . 8 4170.89R= 7 2 6 519.80 B B B B B B BB B B COMMON AREA 3 4 8 0 . 2 0 349.08 S63^1 5 ’ 5 2 " W 5 4 3 . 9 2N2 9 ^ 9 ’ 2 5 "W624.93N59^57’40"W 1125.71 S81^33’3"W 2 2 7 . 3 2 N 4 1 ^ 5 ’ 1 3 " W 279.18N7^10’27"W322.68165.7586.26 86.62 87.11 86.27 85.16 FROM PAGE 23 68 32.18Ac. 67 61.19Ac. 31 32 33 34 "L" TRACT 7998 74 C C C C PCL "L" TR 7998 C 2 4 2 . 6 0R=1 4 8 7 218.15406.202- 36 37 38 83 "S" TRACT 7996 23 EBMUD SEE PG. 38 FOR PCL. NO. D D D D POR TRACT 7578 POR TRACT 7575 POR SEC 17,18,19,20&21 T2S R1W MDBM TR 7996 MB 473-46 TR 7996 1/31/05 EB REG PARK DIST 74.77Ac MB 438-38 219.38 257.83N24^3’54"E12/5/75 5/5/88 41PM21 133PM8 1- MB 438-38 (NORRIS CANYON ESTATES PHASE IV) 1/28/02 6.51Ac.FM 209-5 1/17/02 POR "D" 77.80Ac 67.052Ac 23 30 MB 432-30 75.54Ac 8-06-01 1.112Ac MB 415-4 9-13-99 91.48Ac POR "B" 30.96Ac 36.02Ac 38.363Ac 1.01Ac TRACT 8566 1-28-09 MB 508-45 138.85Ac 93.42Ac 12.45Ac 20.08Ac POR "B" RD 7.64Ac 19.13Ac 1-28-02 S2^49’38"W65.08 132.94 11.65 301.16S73^19’40"W A- B- C- D-MB 473-46 (NORRIS CANYON ESTATES PHASE III) 1/31/05PCL "S" TR 7996 40 5.886Ac MB 415-4 (NORRIS CANYON ESTATES) 9/13/99 MB 432-30 (NORRIS CANYON ESTATES) 8/6/01 S85^34’09"W 8/15/12 392.67 N69 ^ 6 ’ 3 2 " W 347. 2 3 673.45 "H"N22^39’11 "W185 .84 "G" TR 7575 "C "27 256.74 R=770 D "L" "K" B B B 46.8Ac TR 7578 "F-1" "F-2" "F-4" 4.94Ac 81-84 41 ASSESSOR’S MAP CONTRA COSTA COUNTY,CALIF. BOOK PAGE211 23 PURPOSES ONLY. NO LIABILITY IS ASSUMED FOR THE ACCURACY OF THE INFORMATION NOTE: THIS MAP WAS PREPARED FOR ASSESSMENT DELINEATED HEREON. ASSESSOR’S PARCELS MAY NOT COMPLY WITH LOCAL LOT SPLIT OR BUILDING SITE ORDINANCES. 24 1 9 . 8 6 S4 4 ^ 3 5 ’ 4 5 " W 917.3 S87^5’45"E 1339.61 S4 6 ^ 1 7 ’ 5 0 " E 21 21 230 01 15 04 14 20 21 2829 506.25 (CODE LINE) 230 37-8 1- A L A M E D A C O U N T Y 04 C O N T R A C O S T A C O U N T Y 07 01 02 03 1"=800’ TO PG 21 1125.71 624.93N59^57’40"W 5 4 3 . 9 2 349.08 X-15,16 N81^45’00"E 2 7 0 5 . 9 8 N01^34’46"E2158.9013 54.33Ac 17 4 5 CRANLEIGH C TASHBOURNE CIRN63^1 5 ’ 5 2 " E N10^12’25"W320.0N53^32 ’ 0 4 " E 610.4 7 N86^08’01"W 877.29 N 2 4 ^ 4 2 ’ 4 9 "W 5 0 3 3 . 3 4 N88^03’38"W 2471.95 416.54N79^46’0 8 " W 318.15 29 0 . 2 6 49 7 . 7 9 N82^07’42"E 1 8 7 6 . 0 6N02^42’27"E 2604.71N81^22’40"E 1 5 5 3 . 0 4 N01^36’27"E 1980.5955 5 . 6 9 N6 3 ^ 5 0 ’ 3 9 "W N88^22’45"W 408.27 229.67 268.01N43^35’ 0 8 " E 19 4 . 6 4 372.03N04^41’18"E139.46N34^03’27"W 83.97 223.90N18^25’40"EN06^12’21"E382.32N50^54’39 "W 4 6 8 . 5 7 236.73183. 4 8 N48^22’59"W 106.58 N33^42’20"W 143.17 N50^15’40"W 179.06 111.69N 6 1 ^ 2 4 ’ 1 9 "W 29 0 . 5 1 N38^11’29"W 83.47 N76^55’47"W 54.81 2 6 5 . 4 1 291.88376.42 161.29 270. 8 8 135.87 286.77 N58^23’17"E 97.40 N51^23 ’ 4 8 " E 293.97209.94125.69155.782 4 6 . 0 8 1 1 8 . 9 5 2 4 2 . 6 0 N 3 9 ^ 3 0 ’ 5 8 " W R=83 128.02 N76^31’05"W 90.27 R=1487 218.15 N55^41’40"W 22.87 21 1 . 0 1 22 6 . 4 7 219. 9 7 N62^40’21"E 151.26 N85^13’51"E 111.98 177.70 229.80 R=224 40.20 A A A A A A A A 17 SEE PAGE 37 SEE PAGE 35N31^21’46"E768.3N10^9’32"E828.9N70 ^ 2 ’ 1 9 " W 156 0 . 0 5 S74^52’W 515.12 S25^0’59"WN.D.16 68.16Ac FM 209-6 1/17/02 9/23/09N2 9 ^ 0 9 ’ 2 5 "W N 4 1 ^ 1 0 ’ 0 8 " W N81^33’3"E LOT 1 A A BDY OF RANCHO SAN RAMONN01^41’32"EN68^08’06 "W 2244 .35 N 4 6 ^ 1 7 ’ 5 0 " W POR SECS 20,21,28&29 T2S R1W MDBM 41PM21 12/5/1975 MB 508-45 (WIEDEMANN RANCH ESTATES) 1/28/2009A-2010 ROLL-LTS 1,2&3 TR 8566 LOT 2 362.33Ac 469.55 N01^19’22"W419.25 POR LOT 3 POR LOT 3ND 21.90Ac A A 134.25Ac 82.72Ac POR LOT 3 N03^06’13"E 130.98 N05^39’21"E 79.10 N01^0’29"W 96.45 N13^43’36"E 181.10 N28^04’56"W 134.35 N39^39’31"E 93.14 N16^29’52"W 128.71 N24^47’26"W 113.50 N75^35’08"W 115.62 N66^06’13"W 185.19 241.62 199.6135.0Ac WITT E N H A M C T 186.61 AN21^25’01"E406.20494.72 N80^26’14 " W A A A A A POR LOT 3 FROM PG 21 A PURPOSES ONLY. NO LIABILITY IS ASSUMED FOR THE ACCURACY OF THE INFORMATION NOTE: THIS MAP WAS PREPARED FOR ASSESSMENT DELINEATED HEREON. ASSESSOR’S PARCELS MAY NOT COMPLY WITH LOCAL LOT SPLIT OR BUILDING SITE ORDINANCES. ASSESSOR’S MAP CONTRA COSTA COUNTY,CALIF. BOOK PAGE211 24 1"=100’ 25 240 240 2000 ROLL-X-15 ASHBOURNE DR 30 31 36 35 34 33 32 45 46 47 48 49 50 51 52 53 "S" "C-3" "U" "J" "B" "R" "T" "C-2" "I" L Y N D H U R S T P L 08 09 10 11 12 13 14 15 16 19 1718 03 04 05 06 07 01 02 22 21 POR.TRACT 7578 M.B. 415-4 (NORRIS CANYON ESTATES) .55AC .04AC .06AC 1.15AC 21 31.3 4 76. 3 8 47.3 3R=464 15 9 . 2 0 R=9 7 6 R = 4 1 0 1 5 0 . 9 9 151 . 2 1 118.09 60125.1446.45N4^2’8"E62.2430.75 N81^ 22’40"E R= 1 0 2 4 33 3 . 2 4 N 5 9 ^ 0 ’ 2 7 "W 109.39 50 11 7 . 1 7 160 1 1 7 . 0 7 163.5 5 157 150 170.84 170.54 164.83 85. 62 85. 29 88.331 1 5 . 8 8 1 1 7 . 3 3 N61^5’43"WN35^40’3"EN30^27 ’56 ’W 17 0 . 89 133.46 153.02 3 3 . 7 4 9 7 . 2 3 N 4 5 ^ 1 3 ’ 1 3 " W 62.754 8 . 8 2 169.2 6 167.9 8 96.0396.09 9 5 . 9 8 1 2 8 . 7 0 1 3 1 1 3 1 N33^44’1 1 " E 1 5 9 . 3 9 N43^36 ’ 4 5 " E N53^2 4 ’ 6 " E N48^3 3 ’ 2 ’ E N38^40’28 " E N57^1’ 1 1 " E 100 97.13N71^9’1’E N69^12’30" E 7 2 . 6 6 9278.89R=1572 0 8 . 7 9 N 5 3 ^ 4 7 ’ 4 0 " W N 4 7 ^ 7 ’ 5 " W 2 3 4 . 4 1 N 4 2 ^ 2 9 ’ 2 "WN21^8’54"WN31 ^2 2 ’18 "W 170 .9 1 N56^11 ’ 2 0 " E N62^16’ 1 7 " E N64^15’4 3 " E N60^38 ’ 3 1 " EN24^19’52"W 190 .8988.1146.1931.78 179 166.97 107.1083.79 N49^5 1 ’ 1 9 " E N49^5 1 ’ 1 9 " E N49^5 1 ’ 1 9 " E N 4 0 ^ 8 ’ 4 1 " W 3 1 6 . 7 0 1 0 5 . 0 1 8 8 . 7 0 R=25R=2519.888 8 . 0 1 8 8 . 6 9 1 0 5 166.4 8 R=830217.50R=15208 1 5 . 3 5 26 . 2 5 R = 4 5 212.9 6 34.87 R=15748 2 4 . 4 6 R = 4 6 4 108.0752.78N29^6’41"E51 . 3 2 R = 4 1 0 R=1231 6 3 . 5 7 4.31 N49^5 1 ’ 1 9 " E N49^5 1 ’ 1 9 " E N 4 6 ^ 3 8 ’ 4 8 " W 19.88292.94 281.0 9 8 0 . 5 2 4.31 89.7473. 9 1 73. 9 1 12. 6 1 7.6 8 56.0 5 56.0 5 1 0 6 . 6 0 94.8728.3128.3133.3839.03N7 2 ^ 8 ’ 5 0 "W R= 5 3 R= 8 7 N80 ^ 2 6 ’ 5 9 " W R= 3 0 9 R= 2 7 5 N60^41’WR=2 0 1 R=235N70^11’59"W 162 .73 1 6 2 . 7 3 R= 2 0 0 1 4 . 0 7 1 4 2 . 1 1 12 1 . 7 2R= 2 3 4 12 8 . 3 4N25^13’3"E 259.36277.09191.51128.13115.52251.78N25^13’3"EN64^57’20"WN24^38’13"EN66^31’43"W33.3251.05N 5 3 ^ 8 ’ 1 3 " W N 5 3 ^ 8 ’ 1 3 " W 48 9 . 7 2 50 2 . 8 6 1 8 4 . 2 7 1 6 5 . 5 7 82 . 6 1 97 . 3 9 9 6 . 0 6 7 3 . 7 1 R = 3 0 1 R = 3 3 5 R = 2 2 4 R = 1 9 0 N 4 1 ^ 5 6 ’ 5 "W N 4 1 ^ 5 6 ’ 5 "W 40.69 54.76N81^22’40"E 673.45 ( P V T . S T . ) ( PVT . ST . ) ( PVT . ST . ) 4.39AC E.B.M.U.D. COMMON AREA 10 4 . 7 5 COMMON AREA N 3 9 ^ 1 9 ’ 2 4 20.5934.023 1 . 7 8 N04^02’55"E POR. PCL. C 133PM8 FM. 209-95 01-17-02 21 21 25 TO PCL 211-210-056 ( P V T . S T . ) SE E A P N # 2 1 1 - 2 5 0 - 0 2 6 S E E A PN # 2 1 1 - 2 5 0 - 0 2 6 SE E A P N # 2 1 1 - 2 5 0 - 0 2 6 S E E A PN # 2 1 1 - 2 5 0 - 0 2 6 S E E A PN # 2 1 1 - 2 5 0 - 0 2 6 8/15/12 ASSESSOR’S MAP CONTRA COSTA COUNTY,CALIF. BOOK PAGE211 25 PURPOSES ONLY. NO LIABILITY IS ASSUMED FOR THE ACCURACY OF THE INFORMATION NOTE: THIS MAP WAS PREPARED FOR ASSESSMENT DELINEATED HEREON. ASSESSOR’S PARCELS MAY NOT COMPLY WITH LOCAL LOT SPLIT OR BUILDING SITE ORDINANCES. 1"=100’ 21 250 250 2000 ROLL- NORRIS C A N Y O N R D STARCROSS D R LYNDHURST PL 1 2 3 4 23 24 25 26 27 28 29 37 38 39 40 41 42 43 44 "L" "A" "M" "N" "F-2" "C-1" "I" "O" 20 26 01 24 16 23 17 18 19 15 14 13 12 11 10 09 08 07 06 05 21 04 03 02 25 "F-1" 21 21 21 POR.TRACT 7578 M.B. 415-4 (NORRIS CANYON ESTATES) L Y N D H U R S T P L 24 24 21 1.53 AC "R" "T" ( PVT . ST . ) ( PV T. S T. )( PVT. ST. )( PVT. ST. )79.99 105.18 28.88N15^10’1’WN31^3’28"EN81^41’3"E N80^33’46"E N71^54’ 4 " E N58^2 5 ’ 5 7 " E N53^9’ 4 6 " E 179 7 8 . 9 7 1 7 . 6 8 6 7 . 8 5 1 0 6 . 5 568.2224.01N1^7’18"WN21^40’10 "W N 3 9 ^ 2 4 ’ 1 0 " W 1 6 2 . 4 485.33180.38 172 174.3 8 N56^1 1 ’ 2 0 ’ E65.07 7 3 . 9 6 8 8 . 4 8R=5702 4 2 . 6 2R=6242 6 5 . 6 0 1 7 . 6 8 4.2324.01 R=176 R=224 170.6 2 134.0 6 102 65.47 24.46 41.77 65.51 N 4 2 ^ 5 1 ’ 1 4 " W N52^3 8 ’ 1 " E N88^31’23"E N26^47’29"EN89^3’25"W 150.57N8^53’29"W25 R=828 143.86143.4443.41202.76 R=330R=305121.73N21^21’28"EN86^42’12"E23.2528.5929.8719.69N13^4’59"WN55^49’28"WR=429 135.70 123.1 2 R=376 N80^33’46"E 12 870.71152.41 98R=234 249.73 R=40N32^9’39"ER=6056.76 N79^38’1 6 " W 282.11R=208125.85R=274113.3030.24 6.97 25.9016.27N8^53’29"W257.19 41.20 175.10N8^0’15"EN53^5 8 ’ 1 5 " E R=858 17.85 25.73 R=186 N 3 6 ^ 7 ’ 3 4 " W 216.3 0 170 27.23 185.7 2 N75^1 8 ’ 3 1 " W N88^45’10"W N75^4’19 " E N15^34’16"W 340 .58R=528423.18 N2 4 ^ 4 8 ’ 4 6 "W N82^39’19"E 130.48R=4493 2 0 . 0 481 3784.27381 7 7 . 1 3 260.24 71 16.44 114.73N13^38’25"WN34^58’33"E30N2^19’49"WN44^9’35"EN4 4 ^ 4 3 ’ 5 3 " W221.67117.5 3 N60^1 ’ 4 4 " E 166.48 N49^23’ 4 5 " E N49^51 ’ 1 9 " E N49^51 ’ 1 9 " E N49^51 ’ 1 9 " E 1 0 7 . 9 1 9 0 8 7 N 4 6 ^ 3 8 ’ 4 8 " W 4 3 8 . 4 2 1 3 1 . 2 5 1 2 3 . 9 4 N 4 0 ^ 8 ’ 4 1 " W 3 1 6 . 7 0 292.94N49^51 ’ 1 9 " E 158.5 3 165 9 4 . 3 1 6 7 . 5 8 3 5 N 3 3 ^ 2 1 ’ 2 3 "WN2 8 ^ 1 7 ’ 4 4 ’W 236.46 272.77 283.03 87 . 5 6 90 . 5 8 1 1 0 . 7 1 69 . 0 4R=4012 1 5 . 1 3 48N15^35’55"W95.146328.93262.58 13 5 . 1 8235.17263.6276.96 197.74 22.46 8 0 . 5 6 486 1 .07 N 4 6 ^ 3 8 ’ 4 8 " W 4 2 5 . 9 4 4 7 . 3 8N2 4 ^ 4 8 ’ 4 6 "WN15^34’16"W 366 .25 58.19 92.28 118.4 9 R=930 R=878 125.5 1 N2 5 ^ 2 3 ’ 2 0 "W 5 2 N53^8’13"WN53^8’13"W4 89 . 7 2 502.8 6 80 . 5 2ASHBOURNE DR 54 52 217.0693.48178.05N59^46’23 "W N60^2 7 ’ 2 6 " E R = 7 7 6 R = 8 3 0 135.7 6 186.85R=592 COMMON AREA COMMON AREA COMMON AREA COMMON AREA 2 7 . 2 2 R=465N 3 9 ^ 3 3 ’ 1 6 3 1 6 . 7 0 X-15 FM. 209-96 01-17-0224 26 N70^30’ 5 3 " E 7.38Ac .16Ac .68Ac 1.0Ac COMMON AREA .30Ac 26 TO PG 21 TO PG 21 8/15/12 ASSESSOR’S MAP CONTRA COSTA COUNTY,CALIF. BOOK PAGE211 26 PURPOSES ONLY. NO LIABILITY IS ASSUMED FOR THE ACCURACY OF THE INFORMATION NOTE: THIS MAP WAS PREPARED FOR ASSESSMENT DELINEATED HEREON. ASSESSOR’S PARCELS MAY NOT COMPLY WITH LOCAL LOT SPLIT OR BUILDING SITE ORDINANCES. 1"=100’ 260 260 LYNDHURST PLWENTWOOD DR5 6 7 8 9 10 11 12 13 14 15 16 171819 2021 22 2000 ROLL-POR.TRACT 7578 M.B. 415-4 (NORRIS CANYON ESTATES) "F-3" "O" "P" "F-4" "G-1" "G-2" "Q" "K" "H" 22 21 21 22 01 25 02 03 04 05 06 07 08 09 10 11 12 131415161718 CANY O N RD 25 19 21 ( PV T. S T. ) .81AC 70 94.20 100.1 0 101.61R=23586.45 2 0 2 . 4 3N2 8 ^ 2 6 ’ 4 1 "W129.19 R=17023.0587.99 65.12 59.15 N7^23’43"EN67^50 ’ 6 ’ E 1 7 6 . 1 5 35.0371.49 381.57 62.44 16.46 80.15 93 97.21 80.08 17.48 186.85194.96162 .78 1 5 5 . 4 1 1 6 0 . 5 7 1 7 7 . 8 2 171.58N16^3’48"W129.15 63.4388.30R=286151.73N65^28 ’ 2 6 " E R=234122.5660.13 45.93 53.73 20 66.42 57.97 22.67 N15^47’24"WN2 6 ^ 5 7 ’ 1 6 "WN2 9 ^ 2 0 ’ 8 "WN2 9 ^ 2 0 ’ 8 "WN23 ^32 ’29 ’WN17^56’17"WN13^34’11"WN1^26’20"WN1^26’20"WN1^26’20"WN0^31’E76.50 78.16 38.08 41.96 80 27.55 29 24.99 30111.97 9.49 64.72 115.2 8 57.35 5.11 116.77 80.05 80.10 168.08 220.3680.01 80.01 181.51 218.11215.55213178.11175.86N54^56’29"WN55^39’56"W 182 .01223.68N86^46’19"E 198.81 N89^36’42"W 331.3638.78 80.01 80.01 80.08 80.08 171.20 R=376 R=424 201.24 21 2 . 7 8 201.57198.80172.54N88^33’40"E 239.04 147.69N2^9’55"WN2^9’55"WN2^9’55"WN2^9’55"WN2^9’55"W220.94 323.33 50N86^51’1"E N89^35’25"W R=23.50 36.91 R=23.50 36.91 97.25 32.84R=25 172.64 N57^8’ 5 8 " E 3 6 6 . 9 0 39.41 152.9627.59103.2 2167.51N22^36 ’49 "W54.12N20^31’59 "WN20^59’56"EN5 4 ^ N 6 6 ^ 1 3 ’ 1 "W 27. 5 9 65 R=930 125.5 1 R=924 R=176 94.36 R=878 312.97 194.48 R=223 N53^3’ 2 7 " E 1 1 9 . 7 1 N53^3’ 2 7 " E 1 2 4 . 3 9 5 2N2 5 ^ 2 3 ’ 2 0 ’W 118.4 9 22.29 4654.99 52 COMMON AREA COMMON AREA COMMON AREA ( PVT. ST. )87.53N89^27’34"W 860.17 48NORR I S 17.55 21.61 R=25 18.45 23.9115.1623.15 422.24 N56^2 7 ’ 4 9 " E X-15 4 209 FM. 209-97 01-17-02 1.71Ac 8/15/12 25 .29Ac SEE APN # 2 1 1 - 2 5 0 - 0 2 6 TO PG 21 TO PG 21 ASSESSOR’S MAP CONTRA COSTA COUNTY,CALIF. BOOK PAGE211 27 1"=100’ 21 270 270 X-15 PURPOSES ONLY. NO LIABILITY IS ASSUMED FOR THE ACCURACY OF THE INFORMATION NOTE: THIS MAP WAS PREPARED FOR ASSESSMENT DELINEATED HEREON. ASSESSOR’S PARCELS MAY NOT COMPLY WITH LOCAL LOT SPLIT OR BUILDING SITE ORDINANCES. POR TRACT 7575 A S H B O U R N E D R WHI T C L I F F E C T ASHBO U R N E C I R 1 2 3 4 5 6 7 8 95 96 97 "N" "I" "H" "O"ARDLEIGH CT"B-1" "B-2" "G" 10 11 09 16 05 04 03 02 01 12 06 07 08 13 21 21 30 21 30 28 26 . 9 2 N 4 1 ^ 5 6 ’ 5 " W R=2176 7 . 8 7 R=1835 1 . 2 6 4.57 N41^56’5"W 117.59 33.59N5 9 ^ 5 1 ’ 1 6 "W56.91R=40 R=303 6 . 6 3 150.58N5 9 ^ 5 1 ’ 1 6 "W224.58170.89N30^8’44"E1621 5 0 . 8 4 N63 ^ 1 4 ’ 4 "WN30^8’44"E746.0 160.53N29^35’12"ER= 6 1 5 99. 3 4 78. 3 4 165.32N24^41’53"E8 1 . 5 8 N60^54 ’37 "W173.8092.22 15 63. 6 6 156.84N20^53’28"E89.98 N74^ 9 ’ 4 2 " W 220.3 3 130.3 4 129. 8 4 145.36N20^53’28"EN5 9 ^ 5 1 ’ 1 6 "W158.82 R = 5 8 1 93. 8 4 N69 ^ 0 6 ’ 3 2 " W 347. 2 3 R=192 11.0 153. 7 3 176.1 5N52^2’ 3 6 " E R=19211 5 . 0 3 32.48 81.02172.20N18^3’13"WR=1589 6 . 4 8 N74^ 2 0 ’ 2 7 " W 82.74 86.07 R=1378 5.0 R=822 86.02 176N20^48’23 "W N68^29 ’ 3 1 " E N67^13 ’ 1 9 " E 82.71 34 7 . 2 3 N69 ^ 6 ’ 3 2 " W 34.73N16^24’58"ER=822 105.6 3 45.49 N53^4 0 ’ 6 " E R=280138.6513.81N25^17’47"E32. 5 3 N6 4 ^ 4 2 ’ 1 3 "W 125 R=260 28.28229.18N36^22’31"E70 N6 4 ^ 4 2 ’ 1 3 "W49.16N25^17’47"ER=220108.949.63N53^40 ’ 6 " E 176.1 6 256.74 R=770 40.33 R=1430 118.59 185.84N22^39’11 "W 277.37 N55^5 7 ’ 2 7 " E 25 0 N 4 6 ^ 3 4 ’ 1 9 " W27.95 28.2828.2876.168 9 . 9 4 N6 4 ^ 4 2 ’ 1 3 "W 63.6 5 R=240 34.59 98.2 4 R= 7 7 4 498. 8 8 288.65 272.42 N42^22 ’ 5 " E 99.66N26^10’32"E42.67 N88^22’26"W 358.10N7^6’41"W408.27151.76N11^18’56"E155.2 2N52^1 1 ’ 2 1 " E 189.24251.5 8 N74^ 1 8 ’ 5 7 " W211.60N11^21’00"ER = 7 2 6 519.8 0 3 4 . 5 2 N6 4 ^ 4 2 ’ 1 3 "W22N25^17’47"E22N25^17’47"E96. 1 6 R=2 9 9 80.72 R = 2 5 1163.57R=344140.74R=29633 . 8 0 N 4 2 ^ 2 4 ’ 3 6 " W N 4 2 ^ 2 4 ’ 3 6 " W 33 . 8 0 1.66Ac. 84.84176.31N2 4 ^ 4 4 ’ 5 9 "W 25,063SF 13,026SF 13,806SF 13,511SF 19,619SF 19,171SF 15,163SF 15,665SF 39,468SF 81,556SF 53,847SF COMMON AREA COMMON AREA R= 2 4 0R=288210.23168.85FM PG 211-21 2/5/02N23^13’25 "W 5 2 . 0 M.B. 432-30 (NORRIS CANYON ESTATES) 8-6-01 TO PG 21 1/28/13 9.37Ac 16 (PVT STS) (PV T S T S ) "J"30’ PAE1.52Ac ASSESSOR’S MAP CONTRA COSTA COUNTY,CALIF. BOOK PAGE211 28 1"=100’ 21 280 X-15 PURPOSES ONLY. NO LIABILITY IS ASSUMED FOR THE ACCURACY OF THE INFORMATION NOTE: THIS MAP WAS PREPARED FOR ASSESSMENT DELINEATED HEREON. ASSESSOR’S PARCELS MAY NOT COMPLY WITH LOCAL LOT SPLIT OR BUILDING SITE ORDINANCES.HARDCASTLE CT 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 2748 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 "P" "R" "T" "Q"KINGSBRIDGE CTASHBO U R N E C I R POR TRACT 7575 29 21 27 21 36 01 02 03 04 05 06 07 08 37 25 24 23 26 09 10 11 12 13 14 15 1617 18 19 21 20 22 27 28 29 30 32 33 34 35 36 38 39 31 91.90 88.22 N63^3’35 " E N58^45 ’ 5 7 " E N55^33 ’ 2 " E 78.51 176N20^48’23"W105.38176 N29^7’52"W 101.16176N33^20 ’14 "W 85.99175N3 5 ^ 4 6 ’ 1 9 "W 100.88 N53^4’ 4 " E 104.36 57 49.65 N53^5’ 1 5 " E 161.3 6 1 7 5N3 6 ^ 5 4 ’ 4 5 "W 118.51 N56^31 ’ 3 5 " E 170N32^58’21 "W R=722 503.9385.68 90.55 111.80 N60^37’ 1 4 " E N25^47’11"W105.79 170N18^59’14"WN67^36’47" E 104.59 N74^22’25"E 84.70 170N12^15’56"W82.76 170N5^41’54"W102.18 N81^1’5"E 78.21 94.45 N89^37’4 4 " W 165.01N0^10’59"W79.24 32.38 49.62 170N01^6’55"WN87^45’38" E 70.18 93.75 R=678 331.26170N9^2’15"W69.87 92.63 165N16^51’55"W89.28 165N24^24’35"W67.50 N84^55’25"E N81^8’34"E N69^21’45"E 5.99 74.41 102.37 165N16^44’52"WN68^59’56"E R=522 52R=470 32 51.97R=730 230.99 80 99.03 163.95N17^38’30"W74.90 99.35 156.13N20^50’13"W103.725238.14N13^42’30"W155.72135.61 N84^21’13"E N83^6’41"E 153.58 N72^37’29"E 174.24 27.44 N39^53’ 4 6 " E 74.8639N03^25’20"W113.8648 53R=8762 7 . 4 4 N 4 6 ^ 4 4 ’ 2 6 " W 39.96 R=730 91.0122.8559.41R=924165.44 N82^53’38"E99.0660.67N88^36’48" E 169.48111.60117.90 R=670 467.63 150N7^0’16"W93 80 N79^01’8"E149.66N11^56’49"W83.81 118.16 150N25^3’42"W138.58 107.65 N69^8’42"E N59^0’3 7 " E 1 4 9 . 9 8 N3 6 ^ 4 8 ’ 1 7 "W97 .11 9 8 . 6 9 4 5 . 8 3 117.3 6 N53^5 ’ 1 5 " E 28.28N8^5’15"E77. 1 1N3 6 ^ 5 4 ’ 4 5 "W 1 1 9 . 3 7 4 2 . 2 6 137.18 N53^5 ’ 1 5 " E 141.37 N61^58’ 2 1 " E34 . 74 R=224230.8573.78123.32N25^46’20"W157 N80^50’36"E 124.46N1^38’28"E73.78154 N80 ^ 1 7 ’ 1 0 " W 111.21N9^45’7"E48.5627.31N22^8’6"E16 9 N67^51’54"W 4.6619.88R=25212.96R=4552.9015 8 . 4 7 N 5 3 ^ 3 2 ’ 2 2 " W 34.18 106.10N20^2’44"E101.2 2 N43^1 7 ’ 2 4 " E 88.66 N77^8’37"E170.29N1^54’20"W162.40N68^25’16 "W202.40166.8 0N42^46 ’ 5 7 " E 35.104085.27N25^23’54"W35.4762147.91 N87^56’58" E118.30N23^37’14"E54.7919.88125.2168.92R=25148.78N69^20’54"W51.07N12^46’49"E31.97N22^8’6"E85.38R=176181.38152.48 N85^51’26"E 50 . 1 6 N 5 3 ^ 1 5 ’ 4 7 " W 167.88 N53^3 2 ’ 1 2 " E 963 8 . 0 4N3 6 ^ 5 4 ’ 4 5 "W 1 2 0 . 0 4 8 2 27.8 5 N81 ^ 2 ’ 3 5 " W 112135 R=1430 447.90 N29^45’52 "W 81.99 184.34N27^34’42"W 112.31 185.84N22^39’11"W128.17 N64^59’3 1 " E 5 8 . 1 2 N 4 8 ^ 5 9 ’ 3 0 " W R=1378 473.43 118.50 180.91 5248 17,415SF 16,714SF 14,467SF 17,957SF 19,339SF 17,075SF 16,170SF 15,988SF 15,623SF 14,371SF 13,282SF 14,229SF 13,654SF 12,987SF 14,956SF 22,151SF 18,808SF 16,750SF 14,275SF 12,861SF 13,040SF 18,091SF 15,248SF 18,628SF 13,525SF 14,826SF 15,026SF 14,248SF 12,093SF 13,130SF 18,682SF 15,218SF 13,039SF 19,287SF 15,114SF 12,094SF 13,024SF 13,895SF 12,677SF FM PG 211-21 2/5/02170N18^47’32"WN23^13’25"WR=822 86.02 81.02 40.33 27 M.B. 432-30 (NORRIS CANYON ESTATES) 8-6-01 (PVT S T S ) SEE APN # 2 1 1 - 2 7 0 - 0 1 6 SEE APN # 2 1 1 - 2 7 0 - 0 1 6 (PVT STS )521/28/13 ASSESSOR’S MAP CONTRA COSTA COUNTY,CALIF. BOOK PAGE211 29 1"=100’ 28 290 PURPOSES ONLY. NO LIABILITY IS ASSUMED FOR THE ACCURACY OF THE INFORMATION NOTE: THIS MAP WAS PREPARED FOR ASSESSMENT DELINEATED HEREON. ASSESSOR’S PARCELS MAY NOT COMPLY WITH LOCAL LOT SPLIT OR BUILDING SITE ORDINANCES.KING SBR IDGE CT 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 POR TRACT 7575 X-15 20 19 18 17 16 15 14 13 12 11 10 09 08 07 06 05 04 03 02 01 "S" "F" 21 21 21 28ASHB O U R N E C I R N83^6’41"E 153.58 8973.69N18^47’32"W 165.11 N77^17’25 " E 97R=876356.70 169.11 N70^56’ 4 5 " E 164.92 N64^58 ’ 5 1 " E 5 5 . 8 3 73.90 161.62 N63^49 ’ 2 " E 7 9 . 5 7 8 2 N62^55 ’ 6 " E 157.96 8 6 86 .12N2 4 ^ 7 ’ 8 "W621 .3 5 154 6 5 . 1 3 15 . 8 9 145.44 80.11 4.0 115.33N2 6 ^ 4 5 ’ 9 "W 2 8 8 . 9 7 R=25R = 4 5 212.967 5 . 2 4 147.17 N80^54’17"E 42.73 65.3441.97N19^22’30"W107.30 193.87 88 . 0 1 93.19 231.18 N80^54’17"E 29 44.24 R= 2 3 . 5 0 36.9 1 1529144.96 N63^54 ’ 2 6 " E N19^22’30"W 190.56 N64^36 ’ 5 5 " E99.98106.36N15^20’17"W206.35 15 R=23.5036.9147.27 2 8 . 8 7 164.92 N67^48 ’ 4 7 " E 32.2119.88R=254 1 . 9 2 76.08N18^2’25"W 173.73 N63^1 4 ’ 5 1 " E 8 2 . 0 5 170.82 N63^1 4 ’ 5 1 " E 8 2N2 6 ^ 4 5 ’ 9 "W 2 8 8 . 9 7 8 3 . 7 2 8 2167.85 N63^49 ’ 2 " E 8 0 . 0 2 N2 4 ^ 4 3 ’ 1 "W 3 3 7 . 8 9 8 1 . 6 4 92 . 1 0 165 N63^1 4 ’ 5 1 " E 1.41 7 6 . 9 5 165.5 1 N68^1 ’ 9 " E 78.3392.31N19^14’21"W165 N72^52’3 4 " E 83.2398.06N14^32’36"WR=924376.24 165 N78^2’13"E92.31N9^48’18"W165.44 N82^53’38"E 78.3314,040SF 14,888SF 15,182SF 12,891SF 13,591SF 13,889SF 14,128SF 14,346SF 17,543SF 17,302SF 19,163SF 15,617SF 12,487SF 12,150SF 13,415SF 12,902SF 14,721SF 12,939SF5359.41113.86113.86N3^25’20"W48 FM PG 211-21 2/5/02 1.0 1.0 164.90 7 8 . 0 3 2 5 . 5 0 13,992SF 13,018SF78.56 9 2 . 2 0 1/28/13 M.B. 432-30 (NORRIS CANYON ESTATES) 8-6-01 (PVT STS )SEE APN # 211-270-016 ASSESSOR’S MAP CONTRA COSTA COUNTY,CALIF. BOOK PAGE211 30 1"=1 0 0 ’ 300 PURPOSES ONLY. NO LIABILITY IS ASSUMED FOR THE ACCURACY OF THE INFORMATION NOTE: THIS MAP WAS PREPARED FOR ASSESSMENT DELINEATED HEREON. ASSESSOR’S PARCELS MAY NOT COMPLY WITH LOCAL LOT SPLIT OR BUILDING SITE ORDINANCES.ARDLEIGH CTASHB O U R N E C I R HEN L E Y C T 68 69 70 71 72 7374 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 "E" "I" "M" "J" "L" "K" POR TRACT 7575 X-15 21 27 27 21 "C" 28 27 26 25 24 29 19 20 21 22 23 09 10 11 12 18 17 16 15 14 13 08 07 06 05 04 03 02 01 2127.95N19^2’23"WR=288 135.9349.16N25^17’47"E108.94R=220N46^34’19" W 495.90 158.11 N41^1 ’ 3 1 " W 167.94N42^5’48"E140.43 R= 4 5 5 48 8 . 0 2 180.60 R=520 93. 4 0 186N63^12’52"E13 0 . 1 0 N 9 ^ 2 9 ’ 3 0 " W92.54160N74^52’2"E13.8170N25^17’47"ER=28028.2832.53 N64^42’13"W 76.16N21^31’56"E28.28N19^42’13"W28.28N70^17’47"E34.52 N64^42’13"W 107.55 R=240 9.14 54.89129.01 N48^33’24"W 115.43N50^4’10"E2222R=272148.7893.89121.66N36^28’54"E150.8 3 N37^ 4 7 ’ 1 3 " W 86.03R=328R=2520.77R= 4 5 209.06 26.82142.01 N61^50’25"W 65.48N41^25’36"E60.35111.07N63^25’57"E120.52N70^13’45"E92.39 N75^35 ’ 8 " W86.14N24^47’26"W140N14^59’52 "E 40 145N65^55’38"E1 08 .7 2N16^29’46"W99.66N26^10’32"E42.67N88^2 2 ’ 2 6 " W 128.71N16^29’46"W 1 1 3 . 5 0 N24^47’26"W 115.62 N75^35 ’ 8 " W 185.19 N66^6’13"W 4 7 . 1 2 153.04 N54^4’51"W 34.7817.33R=25101.12N42^22’5"E272.4290.0430.28R=380107.20166.76 N45^58’0" W 76.9214R=220106.34120.34181.09 N45^58’0" W81.2663.65 89.94 R=240 34.59 98.24 N64^42’13"W 125 R=260 ASHBO U R N E DR ASHBOURNECIRR=580 111.03 112.99N50^4’10"E174.1525.01 53.93138.04 N48^57’01"W 233.18 95.14 28.97 163.87N36^13’43"E102.48 167.44150 8 5 .45N48^38’0"E170N70^23’28"EN 2 8 ^ 4 8 ’ 1 3 "WR= 3 9 5 51 9 . 4 8 14 2 141.2 3 N89^0 ’ 4 1 " W 40.2616 125.64 N77^53 ’ 4 5 " W 125R= 2 7 2 1 1 7 . 5 0 134.14 N82^6’ 2 4 " W 1 0 7 . 4 2 8 4 . 7 3 30.80N44^43’21"E104.06 R=126 30.39 R=424 148.46N7 ^ 9 ’ 3 9 " E 1 9 2 . 1 5 118.0727.17R=25 24 . 0 8 R = 4 5 196.92 65.87 38.803 7 . 4 4 N20^24’1"E23N71^14’9"E150.05N19^56’21"WN57^34’39"E131.2544N31^53’28"E169.34 N69^20’1 8 " W 109.24N14^42’57 "E 77. 5 2 N34 ^ 3 ’ 2 7 " W 162.53N62^59’15"E30.72 R=376 187.19 84.86N62^59’15"E78.98R=215112.46 14.73152.02 206.64 120 N46^51’21" W 509.8652.76N74^32’49"E83. 3 6 N3 4 ^ 3 ’ 2 7 " W139.46N14^42’57 "E 60 77.13 R=174 171.23 173.80N43^15’5"E187.19N21^6’43"E94.10 98 23.07 N58^45’45"W R=2 7 2 205.22N44^57’5"E52N45^49’21"E194.52 R = 2 2 0 264 .5570.03136 N83^3 1 ’ 7 " W56.48R=26 0 88.48 125.20 N77^43 ’ 3 6 " W 111.93133.22 3 2 N12^18’9 "E245.15 6 4 . 6 4 144.75 N87^4’ 5 5 " E 97 1 3 0 . 1 3 N 2 ^ 2 0 ’ 7 " W 53.40 1.93Ac.21,658SF 18,759SF 16,952SF 15,073SF 15,610SF 33,822SF 29,262SF 22,698SF 18,782SF 16,288SF 16,294SF 20,134SF 18,988SF 20,968SF 16,404SF 14,580SF 15,076SF 16,279SF 15,828SF 18,905SF 14,453SF 15,519SF 21,042SF 2.08Ac. FM PG 211-21 2/5/0295.2036.05146. 5 5 N33 ^ 5 0 ’ 9 " W 81.5370.63 12.73 27.5390. 1 5N2 7 ^ 3 6 ’ 2 4 "W 13,609SF 18,516SF 21,281SF 18,002SF (.312Ac.) (.425Ac.) (.489Ac.) (.413Ac.)N27^16’08"E1/28/13 MB 432-30 (NORRIS CANYON ESTATES) 8-6-01 300 TO PG 41 TO PG 21 (PVT STS) SEE APN # 2 1 1 - 2 7 0 - 0 1 6 ASSESSOR’S MAP CONTRA COSTA COUNTY,CALIF. BOOK PAGE211 32 1"=100’ 320 320 2003 ROLL- X-15 PURPOSES ONLY. NO LIABILITY IS ASSUMED FOR THE ACCURACY OF THE INFORMATION NOTE: THIS MAP WAS PREPARED FOR ASSESSMENT DELINEATED HEREON. ASSESSOR’S PARCELS MAY NOT COMPLY WITH LOCAL LOT SPLIT OR BUILDING SITE ORDINANCES. 8 9 10 11 12 23 24 25 26 27 28 29 30 31 32 33 34 35 POR. TRACT 7998 M.B. 438-38 (NORRIS CANYON ESTATES PHASE IV) "M" "E" "F" "G" 02 01 03 04 05 18 17 16 15 14 13 12 11 10 09 08 07 06 "N" 19227.27N8^44’20"E176.54N8^44’20"E494.72 N80^26’1 4 " W 256.35 N80^26’14 " W 422.51 166.16 2 0 4 . 1 8 1 2 2 . 4 2 N 3 3 ^ 5 5 ’ 5 8 "W 3 2 6 . 6 0 3 6 5 . 0 3 N 3 3 ^ 5 5 ’ 5 8 "W132.20N3^30’51"E155.78N3^30’51"E50.44 177.70 228.14 N78^55’ 2 8 " W40.20121.44 R = 2 2 4 463.24166.4 4 N59^5 9 ’ 5 0 " E 2 0 0 . 4 0172.86N8^44’20"E256.33 360.05 CIRCLE 229.80 N78^55’ 2 8 " W 50.20 179.60 101.20117.39N8^49’13"E125.69N8^49’13"E31.0531.67N37^13’39"E2 0 2 . 9 8N51^36’27"W109.20N32^50’40"E81.54113.41R=554 843.98 102.60 N51^23 ’ 4 8 " E 209.94N32^50’40"E1 9 9 . 7 9 N 4 1 ^ 2 ’ 3 5 " W 50 53.72 249.95 R=1224R=1762 2 6 . 0 9 139.42N62^1 3 ’ 4 4 " E R = 2 2 4 287.7 5 18 8 . 7 5 94.37 N41^ 2 7’ 3 4 " E 180.01N23^1’53"E272.1 4 141.19 N74^ 3 8 ’ W 157.0 5 170.51N13^28’32"E119.01 R=1176 287.74N10^47’23"E173.5 1 121.13 16.88 311N8^44’20"E149.1 0 122.0 1 23.55 312.31N8^44’20"E140.98 144.17 171.58 219.28N8^44’20"E58.02 22 7 . 8 8R=176 363.97235.20 N83^53’44"E 136.09188.283162.72N37^13’39"E2020 6 . 6 5 N 4 8 ^ 3 ’ 1 6 " W 99.13 96N65^54 ’ 2 1 " E 2 3 8 . 8 6N2 6 ^ 2 8 ’ 5 9 "W 178.03 178 173.07 164. 3 557.42R=506 770.87236.71N7^29’55"W110.9 3 267.49N7^22’51"E160.1 7 257.61N7^47’9"E1 0 0 . 6 4 147.4 2 217.32N7^47’9"E215.72N7^47’9"E157.8 0 R= 5 5 4 N81^15’40 " W 360.05 21 34 33 23 44,781SF 1.32Ac. 50,289SF 33,216SF 34,547SF 33,658SF (1.49Ac) 62,574SF 42,840SF 42,990SF 44,849SF 38,319SF 30,267SF 27,542SF 30,517SF 33,193SF 35,771SF 42,636SF 34,480SF 33,118SF 4848COMMON AREA FM PG 21 04-30-02 HAWKSH E A D SEE 211-310-023 SEE 211-310-023 (.97Ac) 31 23 SEE 211-330-012 ASSESSOR’S MAP CONTRA COSTA COUNTY,CALIF. BOOK PAGE211 33 1"=100’ 330 X-15 PURPOSES ONLY. NO LIABILITY IS ASSUMED FOR THE ACCURACY OF THE INFORMATION NOTE: THIS MAP WAS PREPARED FOR ASSESSMENT DELINEATED HEREON. ASSESSOR’S PARCELS MAY NOT COMPLY WITH LOCAL LOT SPLIT OR BUILDING SITE ORDINANCES. 13 14 1516 17 18 19 20 21 POR TRACT 7998 "G" "F" "O" "N" 01 02 0304 05 06 07 08 09 12 131.1 3 1 9 9 . 7 9 N 4 1 ^ 0 2 ’ 3 5 " W 129.71 2 1 3 . 5 3N2 7 ^ 2 8 ’ 5 2 "W 180.1 5 N51^23 ’ 4 8 " E 85.94 N58^2 3 ’ 1 7 " E 97.40 N58^2 3 ’ 1 7 " E 286.77 N77^28’1" E 96.16 N77^28’1"E 274.03 177.87 121.46 N87^22’30"E 126.49136.86 215.92N14^3’58"W231.55N0^59’2"W75. 7 9 135.87 N87^22’30"E 195. 2 5 N69 ^ 4 9 ’ 1 1 " W 138. 0 2 231.51N13^10’14"E231.95N27^26’43"E68.3577.75 164.05 N87^1’20"E322.87N26^40’56"ER=506 431. 8 0 177.6 5 177.77 359.48 N75^5 6 ’ 2 5 " W 327.91N26^40’56"E176.41 181.71278.33N32^14’46"E232.37N54^31’11"W188. 1 8 R=1 7 4 224.93 51.14 N47^35’4" E 276.06 252.55N54^31’11"W376.4 2 N75^5 6 ’ 2 5 " W 161.29 N87^1’20"E 191. 1 6 N69 ^ 4 9 ’ 1 1 " W 730.56 R=554 R=506 472.77 R=554 R=126 N51^23 ’ 4 8 " E 32 23 34 HAWKSHEADCIRCLE 31,511SF 33,970SF 33,410SF 39,320SF 37,881SF 39,988SF 57,364SF 49,570SF 46,548SF (1.14Ac) 32 48 4 8 50.38FM PG 21 04-30-02 270. 8 8 79.7 3 SEE 211-310-023 SEE 211-310-023 COMMON AREA COMMON AREA M.B. 438-38 (NORRIS CANYON ESTATES PHASE IV) 01-28-02 330 2.47Ac 8/14/12 12 ASSESSOR’S MAP CONTRA COSTA COUNTY,CALIF. BOOK PAGE211 34 1"=100’ 32 340 340 2003 ROLL-X-15 PURPOSES ONLY. NO LIABILITY IS ASSUMED FOR THE ACCURACY OF THE INFORMATION NOTE: THIS MAP WAS PREPARED FOR ASSESSMENT DELINEATED HEREON. ASSESSOR’S PARCELS MAY NOT COMPLY WITH LOCAL LOT SPLIT OR BUILDING SITE ORDINANCES. 22 44 45 46 47 48 49 POR TRACT 7998 M.B. 438-38 (NORRIS CANYON ESTATES PHASE IV) "H" "B" "P" "Y" "K" "V" "U" 06 0507 10 13 04 03 02 11 01 ASHBOURNE CIRCLE"R"HAWKSHEADCIRCLEHAWKSHEADC I R .CLIFFECASTLE141.1 9 N74^3 8 ’ W 215.72N7^47’9"E214.33 R=554109R=1263 0 7 . 2 0198.19 203.1 8 N52^30 ’ 7 " E 130N21^52’11"E180.01N23^1’53"E139.42 N62^13 ’ 4 4 " E 313.90N62^1 3 ’ 4 4 " E 8 9 R = 2 2 4 R=724442.17252.17299.55 N84^46’55"W N5^50’26"E203.47164.70168.23280.52 N84^24’45"W R=215116.28R=676412.86186.7944.20238. 1 7 N69 ^ 1 4 ’ 5 2 " WR=40194.85 19.07R=3022.72R=30 31.06 37.2977.1238.5 1 2 2 . 8 6 37.29 65.50 N41^ 5 8’ 1 0 " E 42.3284.60N4^32’6"W11 1 .48N2 7 ^ 4 6 ’ 3 8 "W 234.35 N71^22’ 5 7 " E 119.567 2 . 2 7 276.06 N47^35’4" E 39.312 6 5 . 4 1N2 7 ^ 4 6 ’ 3 8 "W76.03N4^32’6"W20.4 0 136.23R=48432 N64 ^ 9 ’ 2 8 "W 3 4 . 2 2 R=516 15.15 R=174424 . 2 2 7.41 2.37 3241.7820.91 8.30 20.61 R=17.50 R=17. 5 0 60.70R=51684.15 N41^ 5 8’ 1 0 " E 141 N56^5 5 ’ 3 0 " E 58.32 140.73 N84^41’48"E 199.05 191.28 N84^41’48"E 111.98 151.2 6 N62^40 ’ 2 1 " E 54.81 N76^5 5 ’ 4 7 " W 8 3 . 4 7 N 3 8 ^ 1 1 ’ 2 9 " W111.69N36^58’19"E48 N79^25’ 2 2 " W 75 N 4 1 ^ 5 8 ’ 1 7 " W158N52^4’10"W23 4 . 1 2 N6 3 ^ 3 4 ’ 7 "W 29 0 . 5 1 N 6 1 ^ 2 4 ’ 1 9 "WN54^31’11"W88.42R=1852 6 1 . 0 3N4 9 ^ 5 1 ’ 2 1 "W229.99N29^3’54"E201.86N11^17’22"W203.471 3 2 . 7 6 R = 1 0 5 184.83 COURT R=135 42.236 7 . 5 2N2 7 ^ 1 8 ’ 1 6 "W94.22N34^57’3"E152.29 R=90 22.90 N83^1’7"W R=60 75.80 63.53177.69 R=272 264.52N7^53’45"E185N22^52’19"E33 31 23 35 21 31 48 48303049,246SF 72,909SF87,487SF .99Ac. .64Ac. 48,627SF 49,108SF 53,883SF 1.09Ac. 2.10Ac. 49,770SF FM PG 21 04-30-02 N85^13’51"E DED. TO E.B. REG PARK DIST "G" E.B. REG PARK DIST 12 DED. TO COMMON AREA SEE 211-310-023 35 "J" SEE APN # 211-350-025 SEE APN # 211-350-025(PVT ST)8/15/12 SEE 211-410-001 SEE 211-310-023 TO PG 41 ASSESSOR’S MAP CONTRA COSTA COUNTY,CALIF. BOOK PAGE211 36 1"=200’ 28 360 2006 ROLL- PURPOSES ONLY. NO LIABILITY IS ASSUMED FOR THE ACCURACY OF THE INFORMATION NOTE: THIS MAP WAS PREPARED FOR ASSESSMENT DELINEATED HEREON. ASSESSOR’S PARCELS MAY NOT COMPLY WITH LOCAL LOT SPLIT OR BUILDING SITE ORDINANCES. 1 SUDBURY CTCAMBERLY CT01 02 03 04 05 06 07 51 52 08 09 10 11 14 1312 15 1617 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 POR TRACT 7996 101.40 101. 4 0 101 . 40 1 0 1 . 4 0 N77^29’4"E N85^56’57"E N85^35’10"W N77^7’ 1 8 " W N6 8 ^ 3 9 ’ 2 5 " W 165N16^44’52"W77.12 77. 1 2 R=52 2 7 4 0 . 2 1N25^34’31"EN8^16’59"WN0^1’53"EN8^38’46"EN17^6’39"E77.12 7 7 . 1 2 165 1 0 2 . 5 5 100.11N18^24’10"WN3 1 ^ 4 6 ’ 1 "W 54.68165N57^59’47"WN 4 9 ^ 3 1 ’ 5 5 "W N 4 1 ^ 4 ’ 2 " W N 3 2 ^ 3 6 ’ 9 "W 150.93N36^14’9"EN44^42’2"E N53^9’ 5 4 " E N61^3 7 ’ 4 7 " E 2 6 . 1 4 R = 2 5 20 . 5 4 3 8 . 9 5 R=5 5 64.4820.54 R=25183 R=470 319.34 100.75 97 163.95N17^38’30"W63.2040.48183.9275.32129.71156.59 29.6389.7614 2 N62 ^ 1 2 ’ 2 5 "W85.0985.09858514 6 15 0 29.63 83.831 3 2 . 2 1 72.5915 0 858515 0 157.591 1 6 . 8 0 8 2 . 4 0 112 50.23R=25R=5523.67155.16 39 . 5 0 23.6792.3660.92N30^38’53"EN35^1’35"E89.26N17^13’26"W13 3 . 9 6 32.75137.08 N70^20’ 4 6 " E 1 5 8 . 7 3N2 7 ^ 3 6 ’ 4 5 "W 34 . 9 3 179.38N25^52’11"E33.96 166.32 23.88 N84^54’33"W 182N17^22’10"W37.80 153.42N27^47’35"E1 3 8 . 0 7 89.89N46^47’5"EN62 ^ 1 2 ’ 2 5 "W33.21R=45212.9 6 R=25 37.5919.891 8 8 . 2 5 R=470347.4432.45151.01 N82^45’37"E 120177.5782.1879.49N82^36’40" W N18^46’18"E262.66117.51R=522134.10 2 7 . 1 1 85.76 172.81N5^35’26"E213.39 195.06 408.45 N80^58’36"E 105.63 108.80 107. 4 3 3 0 . 9 8 107.43 1 0 8 . 8 0 1 0 8 . 8 0 2 1 4 . 2 4 N 3 2 ^ 1 0 ’ 4 2 "W83.83 174.24 N72^37’ 2 9 " E 264.28N18^47’32"W 2 4 4 . 7 2N24 ^7 ’8 "W 333.74 N84^3’3"E 1296650.8318 2 . 4 9 N6 6 ^ 5 3 ’ 7 "W 16 5N61 ^ 2 8 ’ 3 1 "W101101117.36N32^15’35"E357.54R=1105178 N6 6 ^ 4 2 ’ 4 4 "W117.36N14^18’58"E165 N71 ^ 5 6 ’ 5 7 " W 101116.04N15^25’57"E165 3 7 6 . 6 3N24 ^7 ’8 "W 75. 3 1 93. 9 1 48.90 154N29^36’1"E54.635 R=25 19.89 3 6 N6 6 ^ 1 0 ’ 1 6 " W 205.56N58^4’20"W84 . 8 3196.79 27.1350.06229.13 N75^25’5 4 " E 27.1184.76 164.35129. 8 7111.05140.42N30^28’14"E35.5535.42 51.3 7 R=45 21 2 . 9 6 16 1 . 1 8 76.03N45^37’43"EN5 9 ^ 1 8 ’ 1 1 "W 85.83 N55^7 ’ 2 5 " E 95.44N46^37’31"E 139.9886.83 111.3 2 N45^37’43"E N55^7 ’ 2 5 " E 19. 8 8 6 169.04N14^12’23"W130.16 93.72 36.44 N6 7 ^ 4 7 ’ 1 6 " W 79.2077.37 N78^38’ 4 4 " W 10.106Ac 175.21N27^20’26"E172.82121.84164.6491.06100.99R=522190.2510812N59^29’33 "W 165 N6 5 ^ 2 2 ’ 8 "W11092.72N27^20’26"EN21^38’18"E91.46108.50165 165 N15^41’38"EN71 ^ 2 1 ’ 1 5 " W N77^1 5 ’ 2 8 " W 85.1686.27N15^41’38"EN21^28’19"E50.07 392.67 N80^29’3 9 " W 2.39 301.16N2^49’38"E9 9 9 . 9 6N2 6 ^ 3 5 ’ 3 1 "W 450 N89^4’30"W 20.0129 37 21 22 21ASHBOURNECIR234 5 6 7 8 9 10 11 12 13 14 15 1617 18 19 20 21 22 "A" "T" "T" "B" 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 "H" "I" FM PG 21 8/9/05 MB 473-46 1/31/05 (NORRIS CANYON ESTATES PHASE III) 21 N9^01’24"W 46.35 52165N27^46’16"E43.16 40.331.67R = 2 5N9^11’23"W8565.08 N73^19’4 0 " E N28^54’51"W 8/15/12 496.02 (36.32) (45.74) 132.94(T ) N85^34’09"E 11.65 (67.47) (103.34)117.9189.09N12^16’51"E68. 9 6 N6 5 ^ 2 4 ’ 1 6 "W23.3071.52N29^2’7"W231.18 N80^54’17"E N64^36 ’ 5 5 " E N10^09’11"EN77^11 ’ 1 0 " W 102.63116.59N4^51’41"E72. 0 6 52 5.200Ac "J" FROM PG 37 19 8 . 6 7 N 4 7 ^ 1 4 ’ 4 2 " W S E E A P N # 2 1 1 - 3 7 0 - 0 7 0 (PVT STS)51,52 C R A N L E I G H C T ASSESSOR’S MAP CONTRA COSTA COUNTY,CALIF. BOOK PAGE211 37 1 " = 2 0 0 ’ 370 2006 ROLL- PURPOSES ONLY. NO LIABILITY IS ASSUMED FOR THE ACCURACY OF THE INFORMATION NOTE: THIS MAP WAS PREPARED FOR ASSESSMENT DELINEATED HEREON. ASSESSOR’S PARCELS MAY NOT COMPLY WITH LOCAL LOT SPLIT OR BUILDING SITE ORDINANCES. 01 02 03 04 05 06 07 08 09 10 69 11 12 13 14 15 62 1617 1863 19 20 212223 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 64 54 55 56 57 58 70 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 3839 40 41 42 43 4445 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 "J" "C" "D" "E" "F" "G"165N77^15 ’28 "W 109.50 109 107.34 83.60 330.29 92.30 91.88 90.46 1 6 5 1 6 5 1 6 5 . 3 2 1 6 5 . 2 5 N8 3 ^ 1 2 ’ 5 8 "W N 8 9 ^ 8 ’ 4 9 " W N 8 5 ^ 0 ’ 4 5 " E 17.08 98 N5^48’40 " W 368.36 N5^55’1 " W100 10183.76 N 8 4 ^ 4 ’ 5 9 " E 1 6 5 . 0 7 N 8 4 ^ 4 ’ 5 9 " E N 8 4 ^ 4 ’ 5 9 " E 1 3 5 100 5 0 103.70 N19^15’9 " E 66.10 15.75 N68^55’5"W10.26 27.434 0 . 9 2 27.43 4 0 . 9 2 116.1 9 165N77^11’10"W 102.63 101.4 8 111.6 9 45.45 R=11 0 5 R=105 3 357.54 1 6 5 1 6 5 1 8 7 . 7 0 117.9 1 116.5 9 89.09 N8 2 ^ 3 0 ’ 2 8 "W N 8 7 ^ 4 6 ’ 1 0 "WN8 0 ^ 2 9 ’ 2 9 "W 18.77 28.28 1 6 7 . 9 3 134.3 6N2^32’ 8 " W N12^16 ’ 5 1 " E N4^51 ’ 4 1 " E ASH BOURNE CIR 28.2898.75 1 6 9 . 0 7 N 8 4 ^ 4 ’ 5 9 " E 1 4 9 . 0 7 118.75N5^55’1 " W 45.45 69.08 114 17 9 . 3 9 N 8 4 ^ 4 ’ 5 9 " E 98.41 83.07 86.82 N2^38 ’ 1 2 " E 268.3 0 N2^19 ’ 4 0 " W 48.84 68 N5^55’1 " W 261.591 9 1 . 5 6 N 8 9 ^ 5 3 ’ 5 4 " E 116 116 1 8 8 . 3 3N8 0 ^ 1 0 ’ 5 5 "W170N70^15’43"W75 . 8 2 116.80 15 . 2 5 88 . 4 4 168.70 N5^55’1 " W 12 8 . 4 3 159.59 N10^59 ’ 2 5 " E 54 . 3 7 19.89 16.1 1 14 3 . 1 1 N 7 9 ^ 1 0 ’ 4 8 " E 133.231 7 3 . 22 N64^2 ’35 "E41.6747.70 211.91 N7^10’27 " W 78.68 134.18 N24^3’54"E 50.89139.225 4 . 6 1 212.96152.9150.1 9 10 0 . 3 7 14.61R=2 5 R=2519.8 8 70 . 4 2 160.4 0 N12^ 3 9’ 5 5 " W 34 . 1 3 54 . 8 588.5920.08 166.98 4 5 . 4 0 1 4 0 . 2 4 143.80 160 . 3 2 N7 9 ^ 4 ’ 5 8 "W169.3950.57N67^40’17"W219.97176.57 N13^41 ’ 2 9 " E 157.23 N13^41 ’ 2 9 " E 56.4399 . 4 5 N 8 2 ^ 1 5 ’ 3 0 " E 157.61 N24^3’54"E 279.18 N7^10’27 " W 32 2 . 6 8 N 7 9 ^ 1 0 ’ 4 8 " E 27.31 N55^19’6"W 69.30N5^48’40 " W 86.26 86.63 87.11 5 0 . 0 7 100.86 211.01N59^40’4"WR=722 107.2898 160N51^9’15"W160.84131 119.63160160N43^22’38"W25.0151.56135.62 138.44 N42^44’4"E N34^57’26"E50.31119 122.6 8 95.9 8 50.16160N33^46’35"WN52^ 1 1 ’ 5 6 " E 102. 0 7 N5 6 ^ 3 1 ’ 1 7 " E 88.85 88.71 N46^19’ 3 2 " E 88.71 N41^4’22"E 33.78 75 . 9 9 N52^ 1 1 ’ 5 6 " E 25. 2 7 82. 7 3 102. 3 5N35^47’42"W93.30 R=1178 108 160N56^48’24"W108 93.30 108 N51^33’14"W93.30 93.30 108 21.5090.0 R=620 N59^44’56"W97.05 97.0 5 109.64 109.65 109. 6 5 R=1230 622.1 1 595.8 1 N32^30’41"E N37^1’56"E 97.05N55^13’42"WN50^42’27"WN46^11’12"WN41^39’57"WN37^8’43"WN32^37’28"WN60^32’47"W160N50^6’48"WN40^16’45"W122 115 99.4 9 18. 3 2 R=670 96.3 3 87.43 92.74 N34^40’12"E N44^48’14 " E N54 ^ 4 7 ’ 4 9 " E N55 ^ 6 ’ 5 5 " E N50^3 5 ’ 4 0 " E N46^4’2 5 " E N41^33’10"E 86.68 N42^58’23"E N32^25’56"E 90.97 160117 N52^25’59"WN41^37’15"WN 8 4 ^ 4 ’ 5 9 " E 1 8 . 8 5 7 4 . 2 6 170 N8^18 ’ 4 5 " E 1 2 8 . 4 1 N 8 7 ^ 4 4 ’ 3 1 " E WYCOMBECT94.13149.5 4N77^26 ’30 "W 2 0 2 .5 4 182.60 N26^21’3"E5394.9295.9110.0R=2992 6 4 . 3 0R=2512 2 1 . 8 7 1 4 8 . 0 3 72.06 150 N27^52’26"EN45^15’49"W204.46109.54187.37 N37^58’1"E 73.8457.66114.6784N47^14’42"W198.67158 N34^32’E111.8368.96N65^24’16"W182 N21^22’12 " E 6 6 . 0 2 23.30 133.60154.89 N29^52’1"E 2 9 . 4 4 12.41 1 2 1 . 0 8 71.52N29^2’7"W23 1 . 1 8 N 8 0 ^ 5 4 ’ 1 7 " E 1 9 0 .5 6 N64^36’55"E 20 121.51 37.34R=25206.35N15^20’17"W76.08N18^2’25"W146.32173.92 N37^38’5"E 70.4031.0365.9640.0356.8350156.81 N36^52’17"E 83.29R=45180.39 30.62102.84138.2118.15 11.85 13.20 28.77 R=20 10.81 30.42 R = 2 0 30 42.5092.7772.85166.96 N33^7’8"E 188.21N62^26’59"W20.66210.43 N37^38’5"E 157.90N45^32’7"W192.2 4 N52^ 3 7 ’ 3 1 " E 100N34^51’15"WR=2154.26 179. 3 9 N54 ^ 2 8 ’ 3 0 " E 66.48 168.87N49^56’31"W56.70R=164120 . 33 136.59 N28^40’31"E 63.63 2 9 . 4 4 5 7 . 0 1141.24N73^20’46"WR=324R=276 POR TRACT 7996 .300Ac. .640Ac. 1.060Ac 21 23 21 36 113.61 29 31 21 38 PVT STS FM PG 21 8/9/05 N10^09 ’ 1 1 " E 5296.45 52N46^18’03"WN41^02’53"WN 7 6 ^ 5 7 ’ 5 2 " E N35^49’11"E MB 473-46 (NORRIS CANYON ESTATES PHASE III) 1/31/05 81.08 R=672 224.36 "AA"67 11 9 . 9 3 100.22 .391Ac A A A A 5 "B" LT 5 & PCL B TR 8566 MB 508-45 (WIEDEMANN RANCH ESTATES) 1/28/09 96 . 4 1 81.85 R= 4 5 A-2010 ROLL- 1.957Ac TO PG 36 7.30Ac PVT STS 8/15/12 69,70 ASSESSOR’S MAP CONTRA COSTA COUNTY,CALIF. BOOK PAGE211 411"=200’ 410 M.B. 432-30 (NORRIS CANYON ESTATES) PURPOSES ONLY. NO LIABILITY IS ASSUMED FOR THE ACCURACY OF THE INFORMATION NOTE: THIS MAP WAS PREPARED FOR ASSESSMENT DELINEATED HEREON. ASSESSOR’S PARCELS MAY NOT COMPLY WITH LOCAL LOT SPLIT OR BUILDING SITE ORDINANCES. "A" COMMON AREA "R" "O" "M" "N" "P" "Q" 30 27 23 38 "E" "S" "Q" "R" "P" "R" 38 35 34 POR TRACT 7575A - 2002 ROLL- A A A A C C PCL A TR 8566 MB 508-45 C C B - 2003 ROLL- C - 2006 ROLL- POR TRACT 7998 POR TRACT 7996 C C C C C C CC C C C B B B B B B B B B B B B M.B. 438-38 (NORRIS CANYON ESTATES PHASE IV) M.B. 473-46 (NORRIS CANYON ESTATES PHASE III) FM. PGS 30,34,35,38 8-15-12 N07^53’45" E 2 6 4 . 5 2 N2 2 ^ 5 2 ’ 1 9 " E 1 8 5 . 0 0177.69N52^04’10"W 158.00N84^41’48"E 199.05N 5 6 ^ 5 5 ’ 3 0 " E 1 4 1 . 0 0 84 . 1 5 22.86 60 . 7 0 N84^41’48"E 191.2820.91 8.30 2.37 75.00 48.00N61^24’19"W 290.51N50^15’40" W 179.06156.62143.1 7 106.5 8 N33^42 ’ 2 0 " W 1 4 2 . 3 3 183.48N68^21’42"W 195.0089.00N74^26’19"W 186.6160.00 118.6 7 66.00 62.00N10^58’ 2 2 " E 4 0 7 . 9 8 N10^58’ 2 2 " E 2 3 6 . 7 3 N50^54’39" W 468.57 N50^54’39" W 357.95 N06^12’21"E 34 3 . 4 9 N06^12’21"E 3 8 2 . 3 2155.07N28^44’30 "E 199 .61N79^25’48"W 241.62195.87N59^21’11"W 206.361 1 4 . 1 2 182.3 4 N29^32’21"E 207 .00R=374.0072.85167.00 126.76N28^5 9 ’ 1 1 " W 1 5 7 . 2 7 193.77 N49^ 2 4’ 4 3" W 1 4 8. 4 7 N13^4 3 ’ 3 6 " E 1 5 6 . 8 5 181.10 96.45 100.0076.6385.66R=78.0079.10 162.1 6 N28^04 ’ 5 6 " W 1 3 4 . 3 5 130.98 42.4588.379 3 . 1 4 49. 7 6 N 3 9 ^ 3 9 ’ 3 1 " E 1 7 0 . 4 7 N18 ^ 2 5 ’ 4 0 " E 2 2 4 . 0 5154.84112.88 153.6797.39 91.43 101.00 81.75 67.38 67.381 6 0 . 0 0 R=326.00173.58N01^52’03"W 149.39 1 4 3 . 9 4 7 2 . 1 0 1 2 1 . 0 5 N 4 6 ^ 5 6 ’ 2 9 " E 1 4 3 . 9 4 52.0 8 52.08 75.39165.00 206.47N 4 4 ^ 5 7 ’ 0 5 " E 2 0 5 . 2 2 N46^51’ 2 1 " W 4 7 8 . 6 6 7 8 . 9 8 8 4 . 8 614.7330.72 1 6 2 . 5 3 83.36N14^4 2 ’ 5 7 " E 1 3 9 . 4 6 109.2 4 77.5244.001 3 1 . 2 523.00125.6416.0040.26N66^06’13"W 185.19115.62113.50 128.7142.67108.72 86.14 92.39120.52111.07 65 . 4 8121.661 1 5 . 4 3 1 1 2 . 9 9 25.01 53.93N48^ 5 7’ 0 1" W 2 3 3. 1 8 85.45 121. 7 7 20.61 01 15.89Ac ASHBOU R N E C I R CIRASHBO URNER=272ASHBOURNECIR R=272ASHBOURNECIR RECOMMENDATION(S): ACCEPT the Fiscal Year 2022-23 Community Facilities District (CFD) No. 2001-1 (Norris Canyon) Tax Administration Report and the County of Contra Costa Community Facilities Districts Fiscal Year 2021-22 Special Tax and Bond Accountability Report (Senate Bill 165) as required by Sections 50075.3 and 53411 of the California Government Code. FISCAL IMPACT: None. The report relates to Special Taxes approved by voters and bonds issued and secured by said Special Taxes. BACKGROUND: On June 5, 2001, the Contra Costa County Board of Supervisors (Board) authorized the establishment of Community Facilities District No. 2001-1 (Norris Canyon). The creation of the Community Facilities District (CFD No. 2001-1) authorized the levy of a Mello-Roos Special Tax on the Norris Canyon Estates subdivision in the San Ramon area. The action of the Board also authorized the issuance of bonded indebtedness secured by the approved Special Tax in the amount of $7,220,000. The (CFD No. 2001-1) bonds were issued on June 14, 2001. On December 11, 2012, the Board authorized the refinancing of the 2001 Special Tax Bonds in order to lower the annual debt service on the bonds. The 2013 Special Tax Refunding Bonds were issued on January 24, 2013. On August 14, 2007, the Board authorized the establishment of Community Facilities District No. 2007-1 (Stormwater Management Facilities) (CFD No. 2007-1). On the same date, a Mello-Roos special tax was authorized on property within CFD No. 2007-1 to fund stormwater management facilities services. The California Government Code Sections 50075.3 and 53411 require that specified information be provided to the Board of Supervisors on an annual basis. The report requirements include information on Mello-Roos CFD Special Taxes collected and CFD Bonds issued. The attached CFD Administration and Special Tax and Bond Accountability Reports fulfill the requirement of the Government Code. The reporting requirements are summarized below: APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Deidre Hodgers, (925)655-2892 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Antonia Welty, Deputy cc: C.114 To:Board of Supervisors From:Robert Campbell, Auditor-Controller Date:July 11, 2023 Contra Costa County Subject:County of Contra Costa Community Facilities District No. 2001-1 (Norris Canyon) and County of Contra Costa CFD No. 2007-1 (Stormwater Mgmt Facilities) BACKGROUND: (CONT'D) Section 50075.3 Item (a): Identify amount of special taxes that have been collected and expended. Response to Item (a): CFD No. 2001-1: The fiscal year 2021-22 special tax levy was $421,739. Since the CFD is on the County Teeter Plan, the full amount of the tax levy was remitted to the CFD. The total levy was used to pay debt services in March and September 2021 on the CFD bonds as well as administrative costs for the CFD. CFD No. 2007-1: The fiscal year 2021-22 special tax levy was $59,860. Since the CFD is on the County Teeter Plan, the full amount of the tax levy was remitted to the CFD. The total levy was used to fund the authorized services and pay administrative expenses of the CFD. Item (b): Identify the status of any project required or authorized to be funded by the special taxes. Response to Item (b): CFD No. 2001-1: All CFD No. 2001-1 improvements have been completed and accepted by the Public Works Department of the County. CFD No. 2007-1: CFD No. 2007-1 continues to provide the authorized services for the benefit of properties within CFD No. 2007-1. Section 53411 Item (a): Identify the amount of bonds that have been collected and expended. Response to Item (a): CFD No. 2001-1: A total of $7,220,000 in special tax bonds was issued by the County on June 14, 2001. Upon issuance of the bonds, $6,000,000 from bond proceeds was deposited into the Improvement Fund and has been used to acquire the CFD No. 2001-1 improvements from the developer. An additional $170,000 was used to pay the costs of issuing the bonds. Approximately $417,000 was deposited in the Reserve Fund, and the remaining $487,000 was deposited in the Bond Fund to be used for capitalized interest. The Series 2001 Bonds were refunded and defeased on January 24, 2013, by the issuance of $5,605,000 in special tax refunding bonds. An Original Issue Premium of $20,460, together with available moneys from the Series 2001 Bonds in the amount of $767,049, left a total of $6,392,508 in bond proceeds to be expended. Upon issuance of the bonds, $5,947,529 from bond proceeds was deposited into the Refunding Fund, to be used to redeem all of the outstanding Series 2001 Bonds. An additional $207,063 was deposited into the Reserve Fund. The remaining $237,917 was used to pay the costs of issuing the Series 2013 Special Tax Refunding Bonds. CFD No. 2007-1: Not applicable Item (b): Identify the status of any project required or authorized to be funded from bond proceeds: Response to Item (b): CFD No. 2001-1: All CFD No. 2001-1 improvements have been completed and accepted by the Public Works Department of the County. CFD No. 2007-1: Not applicable Not part of the Government Code required report, but provided as a matter of information is the following information on the incidence of delinquencies within the CFDs. CFD No. 2001-1: As of June 15, 2022, the total amount collected by the County for the fiscal year 2021-22 CFD actual special tax levy was $421,739. The delinquency percentage rate for parcels in the CFD is 0.29%, which is below the threshold for which the County is obligated to take affirmative action to remedy. CONSEQUENCE OF NEGATIVE ACTION: Out of compliance with Sections 50075.3 and 53411 of the California Government Code. ATTACHMENTS FY22-23 Admin Report FY21-22 SB165 Report RECOMMENDATION(S): APPROVE and AUTHORIZE the Director of Child Support Services, or designee, to execute a Memorandum of Understanding, including modified indemnification language, with Butte County Department of Child Support Services for call center services from July 1, 2023 to June 30, 2024. FISCAL IMPACT: This project will be fully funded by Butte County Child Support Services with allocations from the Federal Government at 66% and State of California at 34%. There is no cost to Contra Costa County DCSS. BACKGROUND: The Department of Child Support Services utilizes the Butte County Call Center for answering incoming phone calls to the County's Child Support program and providing general information to case participants, employers and title companies regarding such items as payment information and general case status information. Utilizing a call center allows customers to obtain information quickly and conveniently while also being cost effective for the department. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Jessica Shepard, 925-313-4454 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Antonia Welty, Deputy cc: C.115 To:Board of Supervisors From:Lori Cruz, Child Support Services Director Date:July 11, 2023 Contra Costa County Subject:MOU with Butte County Department of Child Support Services CONSEQUENCE OF NEGATIVE ACTION: If this action were not approved, the department would not be able to provide call center services to our customers. CHILDREN'S IMPACT STATEMENT: This action allows the Department of Child Support Services the ability to provide call center services to our customers in support of children. The recommendation supports the following children's outcomes: (1) Children Ready for and Succeeding in School; (2) Children and Youth Healthy and Preparing for Productive Adulthood; and (3) Families that are Economically Self Sufficient. ATTACHMENTS Butte County MOU RECOMMENDATION(S): APPROVE and AUTHORIZE the County Librarian, or designee, to close the Moraga Library to the public from July 29, 2023 through October 9, 2023, in order to remove existing service desk and other furniture, install new carpet throughout the entire library, install a new service desk, install new furniture and remove and reconfigure shelving. FISCAL IMPACT: Total Estimated Costs $230,844: Library Fund 21%, Town of Moraga 37%, Donations 42%. BACKGROUND: The Library and the Town of Moraga are partnering to conduct a planned interior facility improvement for the Moraga Library. To ensure public and staff safety while the work is being performed, the Moraga Library will close on Saturday, July 29, 2023, and reopen to the public on Tuesday, October 10, 2023. Furniture has been purchased and scheduled for installation, and the Town of Moraga Public Works department has scheduled the carpeting and installation work. During the closure, Moraga library staff will be temporarily reassigned to other library locations to fill vacant positions. The book drop will not be open at the Moraga location and holds will not be available for pickup. Those needing library services during the closure can visit the nearby Orinda and Lafayette libraries, or any other Contra Costa County Library. CONSEQUENCE OF NEGATIVE ACTION: The Library and Town of Moraga will be unable to conduct the planned facility improvements at the Moraga Library. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Walt Beveridge 925-608-7730 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Antonia Welty, Deputy cc: C.116 To:Board of Supervisors From:Alison McKee, County Librarian Date:July 11, 2023 Contra Costa County Subject:Moraga Library Closure Dates for Facility Improvements THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE:5 John Gioia Candace Andersen Diane Burgis Ken Carlson Federal D. Glover NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/124 In The Matter Of: Economic Development Department Base Wage Data File Match Agreement A RESOLUTION AUTHORIZING the EHSD Director, or designee, to enter into and sign Economic Development Department (EDD) Base Wage Data File Match Agreement, No. 22-1017. WHEREAS, the State of California, Department of Social Services issued an All County Information Notice (No. 1-62-18), dated September 28, 2019 to provide information to County Welfare Departments (CWDs) regarding the EDD Base Wage Data File Match agreement requirements, data file transfer processes, and allowable use of recipient matched data, and WHEREAS, EDD, in partnership with CDSS, offers this data for free, and WHEREAS, a standard agreement (Wage Data File Match Agreement) is required between CDSS and each county that chooses to opt-in to match public assistance recipient data to the EDD’s base wage data, and WHEREAS, under this agreement, Contra Costa County will be provided access to confidential data for the sole purpose of conducting program evaluations, and WHEREAS, Contra Costa County shall use the quarterly EDD base wage data to understand labor market participation of its employment services clients (e.g., California Work Opportunity and Responsibilities to Kids (CalWORKs), CalFresh Employment and Training, and County General Assistance program clients in Contra Costa County, and WHEREAS, Contra Costa County shall be subject to the terms and conditions specified in the EDD Base Wage Data File Match Agreement in accordance with the agreement and, WHEREAS, General Terms and Conditions (Exhibit C) of Standard Agreement 22-1017 contain indemnification, and WHEREAS, this Board Order is to approve and authorize Employment and Human Services Director, or designee, to enter into the Economic Development Department Base Wage File Match Standard Agreement 22-1017 with the California Department of Social Services (CDSS) for the period July 1, 2022 through June 30, 2025. Now, Therefore, Be It Resolved; The Contra Costa County Board of Supervisors approve and authorize the Employment and Human Services Director, or designee, to enter into and sign the Economic Development Department (EDD) Base Wage Data File Match Agreement No. 22-1017 with the California Department of Social Services (CDSS) for the period July 1, 2022 through June 30, 2025. Contact: L. Pacheco (925) 608-4963 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 , County Administrator and Clerk of the Board of Supervisors By: Antonia Welty, Deputy cc: RECOMMENDATION(S): ADOPT Resolution No. 2023/124 to approve and authorize the Employment and Human Services Director, or designee, to enter into and sign the Economic Development Department Base Wage Data File Match Agreement No. 22-1017 for the period July 1, 2022 through June 30, 2025. FISCAL IMPACT: There is no fiscal impact for this action. BACKGROUND: The State of California, Department of Social Services (CDSS) issued an All County Information Notice (No. 1-62-18), dated September 28, 2019 to provide information to County Welfare Departments (CWDs) regarding the Economic Development Department (EDD) Base Wage Data File Match agreement requirements, data file transfer processes, and allowable use of recipient matched data. EDD, in partnership with CDSS, offers this data for free. A standard agreement (Wage Data File Match Agreement) is required between the CDSS and each county that chooses to opt-in to match public assistance recipient data to the EDD’s base wage data. Under this agreement Contra Costa County will be provided access APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: L. Pacheco (925) 608-4963 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 , County Administrator and Clerk of the Board of Supervisors By: Antonia Welty, Deputy cc: C.117 To:Board of Supervisors From:Marla Stuart, Employment and Human Services Director Date:July 11, 2023 Contra Costa County Subject:Economic Development Department Base Wage Data Match Agreement BACKGROUND: (CONT'D) to confidential data for the sole purpose of conducting program evaluations. Contra Costa County shall use the quarterly EDD base wage data to understand labor market participation of its employment services clients (e.g., California Work Opportunity and Responsibility to Kids (CalWORKs), CalFresh Employment and Training, and County General Assistance program clients in Contra Costa County. Contra Costa County will have the ability to enter into research agreements which require EDD base wage data and will have access to wage match data will facilitate analysis to inform decision-making and improve customer service. Contra Costa County shall be subject to the terms and conditions specified in the EDD Base Wage Data File Match Agreement in accordance with the agreement. General Terms and Conditions (Exhibit C) of this Standard Agreement 22-1017 contain indemnification. This Board Order is to approve and authorize the Employment and Human Services Director, or designee, to enter into the Economic Development Department Base Wage File Match Standard Agreement 22-1017 with the California Department of Social Services for the period July 1, 2022 through June 30, 2025. CONSEQUENCE OF NEGATIVE ACTION: EDD Wage Match Agreement will not be completed. Negative action will indefinitely delay the receipt of EDD Wage Match data and will stall current projects. CHILDREN'S IMPACT STATEMENT: The services provided under this contract support all five of Contra Costa County’s community outcomes: (1) "Children Ready for and Succeeding in School"; (2) "Children and Youth Healthy and Preparing for Productive Adulthood"; (3) "Families that are Economically Self-Sufficient"; (4) "Families that are Safe, Stable and Nurturing"; and (5) "Communities that are Safe and Provide a High Quality of Life for Children and Families” by providing training and employment opportunities for in-school and out-of-school youth. AGENDA ATTACHMENTS Resolution 2023/124 MINUTES ATTACHMENTS Signed Resolution No. 2023/124 THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE: NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/227 IN THE MATTER OF: Applying for and Accepting 2020 State Homeland Security Grant Program funds. WHEREAS the County of Contra Costa is seeking funds available through the California Homeland Security Grant Program administered by the California Governor's Office of Emergency Services; NOW, THEREFORE, BE IT RESOLVED that the Board of Supervisors: Authorizes the Sheriff'-Coroner, Undersheriff or the Sheriff's Chief of Management Services, to execute for and on behalf of the County of Contra Costa, a public entity established under the laws of the State of California, any actions necessary for the purpose of obtaining Federal financial assistance including grant modification and extensions provided by the U.S. Department of Homeland Security and sub-granted through the State of California related to the State Homeland Security Grant Program. Contact: Donn David, 925-655-0037 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: , Deputy cc: THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE: NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/226 IN THE MATTER OF: Applying for and Accepting 2022 State Homeland Security Grant Program funds. WHEREAS the County of Contra Costa is seeking funds available through the State Homeland Security Grant Program administered by the California Governor's Office of Emergency Services; NOW, THEREFORE, BE IT RESOLVED that the Board of Supervisors: Authorizes the Sheriff-Coroner, Undersheriff or the Sheriff's Chief of Management Services, to execute for and on behalf of the County of Contra Costa, a public entity established under the laws of the State of California, any actions necessary for the purpose of obtaining Federal financial assistance including grant modification and extensions provided by the U.S. Department of Homeland Security and sub-granted through the State of California related to the State Homeland Security Grant Program. Contact: Donn David, 925-655-0037 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: , Deputy cc: THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE: NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/225 IN THE MATTER OF: Applying for and Accepting 2021 State Homeland Security Grant Program funds. WHEREAS the County of Contra Costa is seeking funds available through the California Homeland Security Grant Program administered by the California Governor's Office of Emergency Services; NOW, THEREFORE, BE IT RESOLVED that the Board of Supervisors: Authorizes the Sheriff'-Coroner, Undersheriff or the Sheriff's Chief of Management Services, to execute for and on behalf of the County of Contra Costa, a public entity established under the laws of the State of California, any actions necessary for the purpose of obtaining Federal financial assistance including grant modification and extensions provided by the U.S. Department of Homeland Security and sub-granted through the State of California related to the State Homeland Security Grant Program. Contact: Donn David, 925-655-0037 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: , Deputy cc: THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE: NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/224 IN THE MATTER OF: Applying for and accepting a grant from the the California Department of Justice, Office of the Attorney General for the Gun Violence Reduction Program (DOJ-GVRP-2021-22-1), entering into a contract with the State and any future amendments to the contract, if any, for the purpose of additional funding. WHEREAS, The Contra Costa County Office of the Sheriff desires to undertake a certain project designated as the Gun Violence Reduction Program for FY2021-22, FY2022-23, and FY 2023-24 to be funded from the funds made available through the California Department of Justice, Office of the Attorney General. NOW THEREFORE, BE IT RESOLVED that the Board of Supervisors: Authorizes the Sheriff-Coroner, Undersheriff, or the Sheriff's Chief of Management Services, to execute for and on behalf of the County of Contra Costa, a public entity established under the laws of the State of California, any action necessary for the purpose of obtaining financial assistance provided by the California Department of Justice, Office of the Attorney General. IT IS AGREED that any liability arising out of the performance of this contract, including civil court actions for damages, shall be the responsibility of the grant recipient and the authorizing agency. The State of California and the California Department of Justice, Office of the Attorney General disclaim responsibility for any such liability. BE IT FURTHER RESOLVED that grant funds received hereunder shall not be used to supplant expenditures by this body. BE IT ALSO AGREED that this grant is not subject to local hiring freezes. Contact: Donn David, 925-655-0037 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: , Deputy cc: THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE: NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/223 IN THE MATTER OF: Applying for and accepting the California Highway Patrol Grant for Fiscal Year 2022-2024 WHEREAS the County of Contra Costa County is seeking funds available through the California Highway Patrol; NOW, THEREFORE IT BE RESOLVED that the Board of Supervisors: Authorizes the Sheriff-Coroner, Undersheriff or the Sheriff's Chief of Management Services, to execute for and on behalf of the County of Contra Costa, a public entity established under the laws of the State of California, any actions necessary for the purpose of obtaining State financial assistance including grant modifications and extensions provided by the California Highway Patrol. Contact: Donn David, 925-655-0037 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: , Deputy cc: THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE: NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/212 IN THE MATTER OF: Applying for and accepting the U.S. Department of Homeland Security, 2021 Hazard Mitigation Grant. WHEREAS the County of Contra Costa County is seeking funds available through the U.S.Department of Homeland Security; NOW, THEREFORE IT BE RESOLVED that the Board of Supervisors: Authorizes the Sheriff-Coroner, Undersheriff or the Sheriff's Chief of Management Services, to execute for and on behalf of the County of Contra Costa, a public entity established under the laws of the State of California, any actions necessary for the purpose of obtaining Federal financial assistance including grant modifications and extensions provided by the U.S. Department of Homeland Security. Contact: Donn David, 925-655-0037 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: , Deputy cc: THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE: NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/210 IN THE MATTER OF : Applying for and Accepting the 2021 Emergency Management Performance Grant. WHEREAS, the County of Contra Costa is seeking funds available through the Emergency Management Performance Grant program administered by the California Governor's Office of Emergency Services (CalOES): NOW, THEREFORE, BE IT RESOLVED that the Board of Supervisors authorizes the Sheriff-Coroner, the Undersheriff or the Sheriff's Chief of Management Services, to execute for and on behalf of the County of Contra Costa, a public entity established under the laws of the State of California, any actions necessary for the purpose of obtaining Federal financial assistance including grant modification and extensions, provided by the U. S. Department of Homeland Security and sub-granted through the State of California. Contact: Donn David, 925-655-0037 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: , Deputy cc: THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE: NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/209 IN THE MATTER OF: Applying for and Accepting the 2022 U.S. Department of Justice, Office of Justice Programs, DNA Program Backlog Reduction Grant. WHEREAS, the County of Contra Costa is seeking funds available through the U.S. Department of Justice; NOW, THEREFORE, IT BE RESOLVED, that the Board of Supervisors authorizes the Sheriff-Coroner, Undersheriff or the Sheriff's Chief of Management Services, to execute for and on behalf of the County of Contra Costa, a public entity established under the laws of the State of California, any actions necessary for the purpose of obtaining federal financial assistance including grant modification and extensions provided by the U.S. Department of Justice. Contact: Donn David, 925-655-0037 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: , Deputy cc: THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE: NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/208 IN THE MATTER OF: Applying for and Accepting the 2021 U.S. Department of Justice, Office of Justice Program, DNA Program Backlog Reduction Grant. WHEREAS, the County of Contra Costa is seeking funds available through the U.S. Department of Justice; NOW, THEREFORE, IT BE RESOLVED, that the Board of Supervisors: Authorizes the Sheriff-Coroner, Undersheriff or the Sheriff's Chief of Management Services, to execute for and on behalf of the County of Contra Costa, a public entity established under the laws of the State of California, any actions necessary for the purpose of obtaining federal financial assistance including grant modification and extensions provided by the U.S. Department of Justice. Contact: Donn David, 925-655-0037 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: , Deputy cc: THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE: NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/206 IN THE MATTER OF: Applying for and accepting the FY 2022 Paul Coverdell Forensic Science Improvement Grants Program. WHEREAS, the County of Contra Costa is seeking funds available through the U.S. Department of Justice for the FY 2022 Paul Coverdell Forensic Science Improvement Grants Program; NOW, THEREFORE, BE IT RESOLVED that the Board of Supervisors: Authorizes the Sheriff-Coroner, Undersheriff or Sheriff's Chief of Management Services, to execute for and on the behalf of the County of Contra Costa, a public entity established under the laws of the State of California, any actions necessary for the purpose of obtaining Federal assistance including grant modifications and extensions related to the FY 2022 Paul Coverdell Forensic Science Improvement Grants Program; provided by the U.S. Department of Justice. Contact: Donn David, 925-655-0037 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: , Deputy cc: THE BOARD OF SUPERVISORS OF CONTRA COSTA COUNTY, CALIFORNIA and for Special Districts, Agencies and Authorities Governed by the Board Adopted this Resolution on 07/11/2023 by the following vote: AYE:5 John Gioia Candace Andersen Diane Burgis Ken Carlson Federal D. Glover NO: ABSENT: ABSTAIN: RECUSE: Resolution No. 2023/211 IN THE MATTER OF : Applying for and Accepting the 2022 Emergency Management Performance Grant. WHEREAS, the County of Contra Costa is seeking funds available through the Emergency Management Performance Grant program administered by the California Governor's Office of Emergency Services (CalOES): NOW, THEREFORE, BE IT RESOLVED that the Board of Supervisors authorizes the Sheriff-Coroner, the Undersheriff or the Sheriff's Chief of Management Services, to execute for and on behalf of the County of Contra Costa, a public entity established under the laws of the State of California, any actions necessary for the purpose of obtaining Federal financial assistance including grant modification and extensions, provided by the U. S. Department of Homeland Security and sub-granted through the State of California. Contact: Donn David, 925-655-0037 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Antonia Welty, Deputy cc: RECOMMENDATION(S): ADOPT Resolution 2023/206 authorizing a change of designee from Commander Management Services to Sheriff's Chief of Management Services for the 2022 Paul Coverdell Forensic Services Improvement Grant, with the California Governor's Office of Emergency Services, as fiscal agent, in an initial amount of $70,060 for support of forensic training for the period beginning April 1, 2023 through the end of the funding period. ADOPT Resolution No. 2023/208 authorizing a change of designee from Commander Management Services to Sheriff's Chief of Management Services for the U.S. Department of Justice Programs, DNA Program Backlog Reduction Grant in an amount of $350,448 to reduce the number of backlogged DNA tests in the Sheriff's Criminalistics Laboratory for the period of January 1, 2022, through the end of the grant period. ADOPT Resolution No. 2023/209 authorizing a change of designee from Commander Management Services to Sheriff's Chief of Management Services for the U.S. Department of Justice Programs, DNA Program Backlog Reduction Grant in an initial amount of $347,033 to reduce the number of backlogged DNA tests in the Sheriff's Criminalistics Laboratory for the period of October 1, 2022, through the end of the grant period. ADOPT Resolution No. 2023/210 authorizing a change of designee from Commander Management Services to Sheriff's Chief of Management Services for the California Governor's Office of Emergency Services' 2021 Emergency Management Performance Grant with an initial allocation of $357,938 to develop and maintain the level of capability to prepare for, mitigate, respond to, and recover from emergencies and disasters for the period July 1, 2021 through the end of grant funding availability. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/11/2023 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Diane Burgis, District III Supervisor Ken Carlson, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Donn David, 925-655-0037 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 11, 2023 Monica Nino, County Administrator and Clerk of the Board of Supervisors By: Antonia Welty, Deputy cc: C.118 To:Board of Supervisors From:David O. Livingston, Sheriff-Coroner Date:July 11, 2023 Contra Costa County Subject:Grant Designee Change RECOMMENDATION(S): (CONT'D) ADOPT Resolution No. 2023/211 authorizing a change of designee from Commander Management Services to Sheriff's Chief Management Services for the California Governor's Office of Emergency Services' 2022 Emergency Management Performance Grant with an initial allocation of $422,126.00 to develop and maintain the level of capability to prepare for, mitigate, respond to, and recover from emergencies and disasters for the period July 1, 2022 through the end of grant funding availability. ADOPT Resolution No. 2023/212 authorizing a change of designee from Commander Management Services to Sheriff's Chief of Management Services for the U.S. Department of Homeland Security, 2021 Hazard Mitigation Grant, in an amount not to exceed $230,075 for the update to the Contra Costa County Regional Hazard Mitigation Plan. ADOPT Resolution No. 2023/223 authorizing a change of designee from Commander Management Services to Sheriff's Chief of Management Services for the California Highway Patrol Grant Fiscal Year 2022-2024, in an amount not to exceed $415,900 for the purchase of new equipment for the Toxicology Unit for the period of July 1, 2022, through the end of the grant funding. ADOPT Resolution No. 2023/224 authorizing a change of designee from Commander Management Services to Sheriff's Chief of Management Services for the California Department of Justice, Office of the Attorney General Gun Violence Reduction Program Grant (DOJ-GVRP-2021-22-1), in an amount not to exceed $332,205 for Fiscal Years 2021-2024 to fund proactive enforcement of unauthorized possession of firearms and ammunition, beginning July 1, 2021 through the end of the grant period. ADOPT Resolution No. 2023/225 authorizing a change of designee from Commander Management Services to Sheriff's Chief of Management Services for the State Homeland Security Grant Program (SHSGP) funds in an initial amount of $1,209,532 from the California Governor’s Office of Emergency Services, make required grant assurances and authorize specific Sheriff’s officials to act on behalf of the County to obtain funding for the period of September 1, 2021, through the end of the grant fund availability. ADOPT Resolution No. 2023/226 authorizing a change of designee from Commander Management Services to Sheriff's Chief of Management Services for the State Homeland Security Grant Program (SHSGP) funds in an initial amount of $1,178,218 from the California Governor’s Office of Emergency Services to assist in preventing and responding to terrorist attacks for the period of September 1, 2022, through the end of the grant fund availability and to authorize specified Sheriff’s officials to act on behalf of the County to obtain this funding. ADOPT Resolution No. 2023/227 authorizing a change of designee from Commander Management Services to Sheriff's Chief of Management Services for the State Homeland Security Grant Program (SHSGP) funds in an initial amount of $1,260,740 from the California Governor’s Office of Emergency Services, make required grant assurances and authorize specific Sheriff’s officials to act on behalf of the County to obtain funding for the period of September 1, 2020, through the end of the grant fund availability. FISCAL IMPACT: There is no fiscal impact. This is a grant administration requirement only. BACKGROUND: Approval to apply and accept the related grants had previously been adopted by the Board of Supervisors. Staffing change from Sheriff Commander to Chief of Management Services has required the Office of the Sheriff to submit a new board order and updated separate resolutions in order to authorize the current Chief of Management Services to execute for and on behalf of the Contra Costa County. A brief background on each grant is provided below: Paul Coverdell Forensics Service Improvement Grant Program The Paul Coverdell Forensics Service Improvement Grant Program has been awarded to the Office of the Sheriff's Forensics Service Division with fund distribution beginning April 1, 2023 and will continue through the end of the grant period. This grant provides funding for DNA equipment and for annual training of forensic staff which aids in continuing the laboratory accreditation from the ANSI-ASQ National Accreditation Board (ANAB) and improves the quality and timeliness of forensics science services over current operations. A board order and resolution was submitted and approved on November 29, 2022 to apply and accept the Paul Coverdell Forensics Service Improvement Grant Program for fiscal year 2022. 2021 DNA Program Backlog Reduction Grant The 2021 DNA Program Backlog Reduction Grant has been awarded to the Office of the Sheriff's Forensics Service Division with fund distribution beginning January 1, 2022 and will continue through the end of the grant period. This grant ensure the efficient processing of DNA evidence, purchase of scientific equipment, and DNA analyst funding support. The 2021 DNA Capacity Enhancement for Backlog Reduction Program Grant will be used to support DNA analysts, acquire advanced technology, and provide state-of the art forensic DNA testing to law enforcement agencies in the Contra Costa County. A board order and resolution was submitted and approved on June 22, 2021 to apply and accept the DNA Program Backlog Reduction Grant in 2021. 2022 DNA Program Backlog Reduction Grant The 2022 DNA Program Backlog Reduction Grant has been awarded to the Office of the Sheriff's Forensics Service Division with fund distribution beginning October 1, 2022 and will continue through the end of the grant period. This grant ensure the efficient processing of DNA evidence, purchase of scientific equipment, and DNA analyst funding support. The 2022 DNA Capacity Enhancement for Backlog Reduction Program Grant will be used to support DNA analysts, acquire advanced technology, and provide state-of the art forensic DNA testing to law enforcement agencies in the Contra Costa County. A board order and resolution was submitted and approved on July 12, 2022 to apply and accept the 2022 DNA Program Backlog Reduction Grant. California Governor's Office of Emergency Services' 2021 Emergency Management Performance Grant The California Governor's Office of Emergency Services' 2021 Emergency Management Performance Grant has been awarded to the Office of the Sheriff's Forensics Service Division with fund distribution beginning July 1, 2021 and will continue through the end of the grant period. The mission of this grant is to assist State, Local and Tribal governments in preparing for all-hazards. This grant supports a comprehensive, all-hazards emergency preparedness system by building and sustaining emergency management capabilities locally. The Operational Area of Contra Costa County has received Emergency Management Performance Grant (EMPG) funds from the California Governor's Office of Emergency Services for several years. A board order and resolution was submitted and approved on January 11, 2022 to apply and accept the California Governor's Office of Emergency Services' 2021 Emergency Management Performance Grant. California Governor's Office of Emergency Services' 2022 Emergency Management Performance Grant The California Governor's Office of Emergency Services' 2022 Emergency Management Performance Grant has been awarded to the Office of the Sheriff's Forensics Service Division with fund distribution beginning July 1, 2022 and will continue through the end of the grant period. The mission of this grant is to assist State, Local and Tribal governments in preparing for all-hazards. This grant supports a comprehensive, all-hazards emergency preparedness system by building and sustaining emergency management capabilities locally. The Operational Area of Contra Costa County has received Emergency Management Performance Grant (EMPG) funds from the California Governor's Office of Emergency Services for several years. A board order and resolution was submitted and approved on November 8, 2022 to apply and accept the California Governor's Office of Emergency Services' 2022 Emergency Management Performance Grant. 2021 Hazard Mitigation Grant The 2021 Hazard Mitigation Grant will allow a comprehensive update to the Contra Costa County regional hazard mitigation plan. The goal is to reduce overall risk to the population and structures from future hazard events, while also reducing reliance on Federal funding in future disasters. A board order and resolution was submitted and approved on March 23, 2021 to apply and accept the U.S. Department of Homeland Security, 2021 Hazard Mitigation Grant. California Highway Patrol Grant Fiscal Year 2022-2024 The California Highway Patrol Grant Fiscal Year 2022-2024 has been awarded to the Office of the Sheriff's Forensics Service Division with fund distribution beginning July 1, 2022 and will continue through the end of the grant period. This grant provides funding for the needed purchase of new equipment for the Toxicology Unit thereby increasing efficiency in the processing and analysis of driving under the influence of drugs (DUID) cases. A board order and resolution was submitted and approved on March 29, 2022 to apply and accept the California Highway Patrol Grant Fiscal Year 2022-2024. Gun Violence Reduction Program Grant The California Department of Justice, Office of the Attorney General has identified funding to assist Law Enforcement Agencies to expand their efforts in activities related to seizing weapons and ammunition from individuals prohibited from possessing them. Funding from this grant will enable the Office of the Sheriff to emphasize investigations of members of the community that have been identified as APPS (Armed Prohibited Persons System) subjects, resulting in the successful confiscation of firearms from prohibited persons. The ability to conduct focused operations on armed prohibited persons will further remove illegally possessed firearms from our community. A board order and resolution was submitted and approved on February 1, 2022 to apply and accept the California Department of Justice, Office of the Attorney General Gun Violence Reduction Program Grant (DOJ-GVRP-2021-22-1). 2021 Homeland Security Grant Program The Fiscal Year (FY) 2021 Homeland Security Grant Program (HSGP) is a Federal Department of Homeland Security (DHS)/Federal Emergency Management Agency’s (FEMA’s) grant program. This grant is distributed to the Contra Costa Operational Area to assist in preventing, protecting and responding to and recovering from terrorist attacks. These grant programs are part of a comprehensive set of measures authorized by Congress and implemented by DHS to help strengthen the nation’s communities against potential terrorist attacks. The funding will allow for enhanced cybersecurity, protection of soft targets/crowded places, enhancement of information and intelligence sharing and cooperation with federal agencies, including DHS, combating domestic violent extremism, addressing emergent threats (e.g. transnational criminal organizations, unmanned aircraft systems (UASs)). A board order and resolution were submitted and approved on April 20, 2021 to apply and accept the SHSGP grant. 2022 State Homeland Security Grant Program The Fiscal Year (FY) 2022 State Homeland Security Grant Program (SHSGP) is a Federal Department of Homeland Security (DHS)/Federal Emergency Management Agency’s (FEMA’s) grant program. This grant is distributed to the Contra Costa Operational Area to assist in preventing, protecting and responding to and recovering from terrorist attacks. These grant programs are part of a comprehensive set of measures authorized by Congress and implemented by DHS to help strengthen the nation’s communities against potential terrorist attacks. The funding will allow for enhanced cybersecurity, protection of soft targets/crowded places, enhancement of information and intelligence sharing and cooperation with federal agencies, including DHS, combating domestic violent extremism, addressing emergent threats (e.g. transnational criminal organizations, unmanned aircraft systems (UASs)). A board order and resolution were submitted and approved on December 6, 2022 to apply and accept SHSGP grant. approved on December 6, 2022 to apply and accept SHSGP grant. 2020 State Homeland Security Grant Program FY 2020 State Homeland Security Grant Program (SHSGP), fiscal year (FY) 2020 Homeland Security Grant Program (HSGP) is a Federal Department of Homeland Security (DHS) / Federal Emergency Management Agency's (FEMA's) grant program. This grant is distributed to the Contra Costa Operational Area to assist in preventing, protecting and responding to and recovering from terrorist attacks. These grant programs are part of a comprehensive set of measures authorized by Congress and implemented by DHS to help strengthen the nation's communities against potential terrorist attacks. A board order and resolution were submitted and approved on September 22, 2020 to apply and accept the SHSGP grant. CONSEQUENCE OF NEGATIVE ACTION: The County will not be able to efficiently and in a timely manner claim grant funding. AGENDA ATTACHMENTS Resolution 2023/211 Resolution No. 2023/206 Resolution No. 2023/208 Resolution No. 2023/209 Resolution No. 2023/210 Resolution No. 2023/212 Resolution No. 2023/223 Resolution No. 2023/224 Resolution No. 2023/225 Resolution No. 2023/226 Resolution No. 2023/227 MINUTES ATTACHMENTS Signed Resolution No. 2023/211 Signed Resolution No. 2023/206 Signed Resolution No. 2023/208 Signed Resolution No. 2023/209 Signed Resolution No. 2023/210 Signed Resolution No. 2023/212 Signed Resolution No. 2023/223 Signed Resolution No. 2023/224 Signed Resolution No. 2023/225 Signed Resolution No. 2023/226 Signed Resolution No. 2023/227