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HomeMy WebLinkAboutMINUTES - 12151987 - IO.1 Th BOARD OF SUPERVISORS FROM: INTERNAL OPERATIONS COMMITTEE C=tra December 14 , 1987 Costa DATE: C V1/'II1/ SUBJECT: Challenge Grant Fund �AI �t� SPECIFIC REQUEST(S) OR RECOMMENDATION(S) & BACKGROUND 'AND JUSTIFICATION RECOMMENDATIONS: 1 . Approve the attached planning schedule for implementation of the Challenge Grant Program. 2 . Approve the design and format of the attached Challenge Grant proposal Question and Answer letter and authorize its publication upon determination by Consortium and HSAC as to ( 1 ) the -number and size of proposals to be funded, ( 2 ) the size and composition of required match, ( 3 ) the criteria for evaluation, ranking and selection of Letter of Intent, and ( 4 ) other details required of the applicant in meeting the goals and objectives for the Challenge Grant as set by the Board. of Supervisors. 3 . Request staff to follow up on the letters of. intent to . insure that eligible nonprofit organizations have an opportunity to apply. 4 . Approve the design - and format of the Letter of Intent and authorize its use upon determination of the Consortium and HSAC in the matter noted above. 5 . Remove. this item as a referral to our Committee. BACKGROUND: The Board of Supervisors, in adopting the 1987-88 FY Budget, allocated $225 , 000 in support of the County Challenge Grant Program. Funds were allocated to support the Library ( $25,000 ) ; to provide administrative support to HSAC and the Challenge Grant Program for six months ( $25 ,000 ) ; . and to provide matching grant funds to support human services programs to people-in-need in the County ( $175 ,000) . The Board of Supervisors indicated that the Human Services Advisory Commission should be involved in the design and administration of this grant. On August 10, 1987 , the • Internal Operations Committee recommended, and on October 13 , 1987, the Board of Supervisors. approved that HSAC should consult and plan with other y CONTINUED ON ATTACHMENT: /L YES SIGNATURE: RECOMMENDATION OF COUNTY ADMINISTRATOR _� RECOMMENDATION OF BOARD COMMITTEE X APPROVE OTHER SIGNATUREIS r. Nancy C. hden Tom Torlakson ACTION OF BOARD ON December. 15, 1987 A, -PROVED AS RECOMMENDED \ 'OTHER VOTE OF SUPERVISORS .. HEREBY CERTIFY THAT THIS IS A TRUE UNANIMOUS (ABSENT ) ' .AND CORRECT COPY OF AN ACTION TAKEN AYES; 'NOES: - AND 'ENTERED ON THE MINUTES OF THE BOARD ABSENT: ABSTAIN: OF SUPERVISORS ON THE DATE SHOWN. County Administrator CC: Chair, HSAC ATTESTED Chair, Consortium PHIL BATCHELOR, CLERK OF THE BOARD OF George Johnson, Staff, HSAC SUPERVISORS AND COUNTY ADMINISTRATOR M382/7-83 BY �j. � DEPUTY . Page 2 Board-appointed advisory boards, committees and commissions in the preparation of a process to solicit proposals for the use of grant funds. In addition, the Board Order directed, " . . .the Human Services Advisory Commission to report the ,following to the Board of Supervisors for the Board's approval: o The process and methodology which is proposed to be used in soliciting applications, judging those applications and reaching recommendations for the award of such funds. o Their recommendations for award of grants. o Their evaluation of the extent to which the funds have been used to accomplish the purposes for which funds were granted after programs to which funds have been granted have . been in operation for six months after award and receipt of the grant funds. " It was agreed that HSAC should provide a report to the I . O. Committee on December 14 , 1987 , regarding the implementation of Challenge Grants. HSAC reported to our Committee, as requested, on December 14. HSAC has brought together representatives of 15 of the human services advisory bodies to the. Board of Supervisors. This group, now called the Consortium, has been working closely with members and -staff of HSAC. To date, the Consortium and HSAC have completed the following: 1 . Challenge Grant Funding Process Schedule The attached planning schedule for development and implementation shows the steps necessary for the Consortium and HSAC to solicit and review proposals for referral to the Board of Supervisors. This will be a two-phase application process calling for .submission of Letters of � Intent ..by all interested agencies in response to RFP ' issued by the County. Selected agencies will then be invited to submit full detailed proposals. The schedule indicates that the process should result in contracts being signed by mid-April 1988 . This schedule has been approved by the Consortium and HSAC. 2 . Challenge Grant Proposal - A Question and Answer Information Document The draft Question and Answer document has been developed to inform applicants about the Challenge Grant and how to apply for funding. Included in the document will be information on the Challenge Grant, where the money comes from, how much money is available, the limits on the size and number of grants to be awarded and amount of match to be required, who is eligible to apply, limitation and priorities on use of funds , the review process, role of the various County officials and the appeal process. Page 3 2 . (continued) This document is in draft form as the members of the Consortium are finalizing ( 1) the number and size of grants to be awarded and amount of match to be required, and ( 2) the criteria to be used in the screening and selecting the Letter of Intent and Full Proposal. 3 . Letter of Intent The draft Letter of Intent is designed for use by private nonprofit agencies 'to submit their proposals in a short and simple manner. The letter is in draft form, waiting for the completion of the items noted above. r 1 PLANNING SCHEDULE FOR DEVELOPMENT AND IMPLEMENTATION OF THE CONTRA COSTA COUNTY CHALLENGE GRANT FUNDS Date Action 11/18/87 First meeting of Consortium: Organization and Planning 11/19 thru Meetings of Consortium Sub-Committees 12/02/87 12/08 Meeting of Consortium: Develop criteria and application process 12/08 Meeting of HSAC to review and adopt criteria as recommended by Consortium for presenta- tion to I .O. Committee 12/14 Meeting of I .O. Committee to review and take action on HSAC presentation re: Challenge Grant 12/15 Meeting of Board of Supervisors to review and take action on I .O. Committee recommenda- tion re: Challenge Grant 01/07/88 Meeting of Consortium to review and adopt criteria, process and evaluation standards 01/13/88 Meeting of HSAC to ( 1) review and adopt recommendations from Consortium, and (2) authorize issue of RFP 01/14-15 RFP notices, including Letter of Intent forms mailed to 300+ private non-profit human services agencies within the County, plus County Department Heads and County Offices 01/18 thru Private non-profit agencies complete Letter 01/29/88 of Intent forms and submit to HSAC staff. No Letters of Intent processed if received after 5:00 p.m. , Friday, January 29, 1988 02/01 thru Consortium Sub-Committee evaluates Letters of 02/09/88 Intent and selects those applicants who will be invited to submit full proposals 02/09/88 Meeting of Consortium to review recommendations of Sub-Committee and submit to HSAC 02/10/88 Meeting of HSAC to review and accept recom- mendations from Consortium -2- Date Action 02/11-02/12 Notices sent to all applicants notifying if or if not selected to submit full proposal. Includes instructions and forms for submis- sion of full proposal, as appropriate 02/15 thru Agencies complete forms and submit to HSAC 03/04/88 staff (no applications to be processed if received after 5: 00 p.m. , Friday, February 19 , 1988) 03/07 thru Consortium committee review full proposal and 03/22 select those for funding recommendation 03/22 Meeting of Consortium to review recommenda- tion of Sub-Committee and to submit to HSAC 03/23 Meeting of HSAC to review and accept recom- mendation from Consortium for presentation to Board of Supervisors 04/05 Meeting of Board of Supervisors on HSAC presentation 04/06 to Process contracts and initial program 04/29/88 ContraArr Costa Tg _ County HUMAN SERVICES ADVISORY COMMISSION CHALLENGE GRANT PROJECT Dear Potential Challenge Grant Applicant: The Contra Costa County Human Services Advisory Commission and the Consortium of Human Services Advisory Boards, Committees and Commissions are pleased to provide you with information about the Contra Costa County Challenge Grant Program. You are encouraged to consider applying for these match funds to help bring in new or enhanced human services programs to those in need within our County. The following information will help you better understand our process for distributing the $175 ,000 initially allocated by the Board of Supervisors. While the process may look complicated, we have tried to design it so that you, the applicant, can easily submit your initial proposal without undue expenditure of your limited resources. In addition, we have strived to develop a process that will help our staff, committee members and the County Board of Supervisors to quickly and accurately evaluate each proposal. We hope that the following Questions and Answers will help you. Let us know if you have additional questions. OFFICE OF THE COUNTY ADMINISTRATOR .COUNTY ADMINISTRATION BUILDING .MARTINEZ .CA •94553 .(415)372-2601 1 -2- . 1. WHAT IS THE -CHALLENGE GRANT FUND PROGRAM? This fund was established by the Contra Costa County Board of Supervisors to be used as challenge grants in broadly specified human service program areas. The goal of the program is to aid organizations to provide new or enhanced human services to persons in need within Contra Costa County. The Challenge Grant Program will emphasize support to innovative projects: projects which can be replicated by other organizations, which maximize public-private linkage, are multi-target oriented, and which show program linkage with other human service agencies within the County. 2. WHERE DOES THE MONEY COME FROM? The fund was created by the Contra Costa Board of Supervisors when they approved the County' s 1987-88 FY Budget. 3. HOW MUCH MONEY IS AVAILABLE? The Board of Supervisors allocated $225,000 of General Fund monies to support the Challenge Grant Program. Of this amount, $175,000 is available for award to applicants as match funds during the 1987-88 fiscal year. 11 -3- 4. IS THERE A LIMIT ON THE AMOUNT AWARDED FOR A GRANT? Yes. There are three levels of grant awards: a. $15 ,000 to $25,000 range: Total awards in this range not to exceed $85 ,000 and will require $3.00 of match for each $1 . 00 of Challenge Grant funding. b. $10, 000 to $14, 999 range: Total awards not to exceed $50 ,000 and will require $2.00 of match for each $1 .00 of Challenge Grant funding. C. $2 ,000 to $9, 999 range: Total awards not to exceed $40 ,000, and will require $1.00 of match for each $1. 00 of Challenge Grant funding. The award of Challenge Grant funds at these levels requires that the applicnt can guarantee the provision of the required match as shown above. Matching funds can be (1 ) monetary in nature; (that is, cash contributions, grants and/or contracts from non-county sources) , or (2 ) in-kind contributions in nature; (that is, donated goods, services, vehicles and/or facilities or other non-monetary resources valued at the cost that the agency would have had to pay if purchased on the open market in the San Francisco Bay Area) ; or ( 3 ) a combination of (1) and ( 2) . l { -4- In all cases, the applicant must be able to document that the required match is identified, committed and available for use. Volunteers must be identified and valued at the wages normally paid for the work being donated to the agency. 5. WHO IS ELIGIBLE TO APPLY? To be eligible for Challenge Grant funds, an applicant must: a. Be a private non-profit organization, incorporated within the State of California and have a 501C3 status with the Internal Revenue Service. b. Meet program priorities listed in Question 7, below. C. Meet match requirements listed in Question 4 , above. d. Show that the agency can meet County contract requirements, including fiscal responsibility and insurance coverage. e. Develop a plan to implement contract services within the required funding period. f. Have evidence of continuing fiscal responsibility. NOTE: While applicants must be private/non-profit, such organizations may wish to consider joining with public or for-profit organizations in developing Challenge Grant projects. l -5- 6. ARE THERE LINIITATIONS ON USE OF THE FUNDS? Yes, Challenge Grant funds cannot be used to supplant or substitute on-going operating funds already committed to support the program under consideration. Challenge Grant funds are to be used to establish new programs or to supplement and/or enhance existing ones. In addition, no more than 15% of grant funds can be used for administrative purposes, no more than % for indirect overhead, and no more than % for fiscal audit costs. Please note that the Board of Supervisors has not indicated that these funds will be made available in future years. Agencies should not assume or base future plans on continuation funding from this source. If, however, the Board does allocate future funding, agencies may submit application for continuation funding. Each application would then be evaluated on its own merits in relation to criteria established at that time. 7. WHAT ARE CHALLENGE GRANT FUND PRIORITIES? In order to be considered for funding, an applicant must address human service needs of individuals and families in Contra Costa County. By design, no specific program or target area or areas -6- have been designated. Applicants are to identify areas of need they wish to address and indicate the rationale for selecting such area(s) . The following needs are typical of those that have been identified as facing people in the County: Homelessness Hunger Substance Abuse (particularly among teenage population) Lack of residential treatment facilities Child/elder abuse Lack of Respite Care Lack of access to the system for benefit of services Lack of out-of-home 'placement This listing is only representative of the types of needs facing the County. Applicants are encouraged to address broad range, longitudinal, multi-cultural, intergenerational, and cross-geographic problem/target areas. Consideration will be given to applications that show innovation, prevention, bringing new and/or additional resources to help meet the needs of the County, and those that show inter-agency collaboration and coordination, as well as public-private partnerships. -7- 8. WHAT IS THE APPLICATION REVIEW PROCESS? The County has adopted a two-part process. Part I. Letter of Intent Agencies submit an initial application by Letter of Intent. . This letter is a brief summary of the proposal and will be reviewed by a committee of representatives of human services advisory bodies for the County Board of Supervisors. Letter of Intent must be submitted on forms provided by the County. Part II . Complete application Applicants selected from those who submitted Letters of Intent will be invited to complete a more detailed grant application package. The Application Review Committee will be using a specific evaluation form to assist in the final ranking of the applications. 9. ARE THERE ANY LIMITS ON THE NUMBER OF APPLICATIONS THAT CAN BE SUBMITTED? An agency may submit as many Letters of Intent as it wishes. The County may invite as many agencies as it desires to submit - -8- full applications. This number will be based upon the number and content of the Letters of Intent that are submitted and to the extent funds are available for this purpose. 10. WHAT IS THE ROLE OF THE VARIOUS COUNTY OFFICIALS IN THIS PROCESS? The Challenge Grant Program is a program fully supported by the County funds and does not include either state or federal grant funds. Accordingly, the Board of Supervisors has final authority on the allocation review process and the selection, funding level, and program content of all contracts under this program. The Board of Supervisors has directed the Human Services Advisory Committee (HSAC) to consult and plan with the Consortium of other Board of Supervisors ' appointed advisory boards, committees and commissions in the preparation of a process to solicit and select proposals in the use of the Challenge Grant funds. Acting upon recommendations of the Consortium as submitteed by HSAC, the Board of Supervisors has approved the grant application process. This process identifies the role of the various County officials as follows: -9- 1. Board of Supervisors The County Board of Supervisors has final authority on all phases of the Challenge Grant Program. The Board must approve award of all grants. All decisions of the Consortium, HSAC and County staff can be referred to the Board of Supervisors for review, but only after formal review and recommendation has been made by the Consortium and HSAC. 2. Human Services Advisory Commission The Human Services Advisory Committee (HSAC) has been designated by the Board of Supervisors to organize and work with the Consortium as the Consortium develops and implements the criteria and design of the application review process. HSAC acts as the formal link between the grant application process and Board of Supervisors. HSAC will review and make recommendations to the Board of Supervisors on any appeals submitted by applicants regarding the review process, but only after the Consortium has reviewed and made recommendation on such complaint. -10- 3 . The Consortium of Board of Supervisors Appointed Advisory Board, Committees and Commissions The Consortium is responsible for developing criteria and processes for the solicitation, review and evaluation of applicatons for use of Challenge Grant Funds. Committees of the Consortium will review and evaluate: ( 1) Letters of Intent; ( 2) final applications; and, ( 3 ) the on-going operations of funded programs. The Consortium will be responsible for reviewing complaints and making recommendations to HSAC as necessary. 11. HOW CAN APPLICANTS GET HELP IN APPLYING? Applicants are responsible for writing of Letters of Intent and Final Applications and for preparing and submitting necessary documents. Staff to HSAC and the Consortium will be available to answer questions regarding the grant application process. Please call George Johnson at 646-5661 for this type of assistance. • -11- 12. WHO MARES THE DECISIONS? All Letters of Intent and full proposals will be reviewed and evaluated by a committee of the Consortium of Advisory Boards, Committees, and Commissions. The Human Services Advisory Commission will submit recommendations regarding selection of full applications, as selected by the Consortium, to the Board of Supervisors. The Board of Supervisors approves all awards of Challenge Grant funding. Funds are distributed through the County contract procedures. All contracts must follow format and procedures as set by the Board of Supervisors, the County Auditor-Controller, the County Counsel, the County Administrator' s Office, and the Risk Management Unit of the CAO. 13 . WHAT IF THE APPLICANT DISAGREES WITH THE REVIEW AND EVALUATION DECISIONS OF THE CONSORTIUM? Decisions of the Review and Evaluation Committee of the Consortium may be appealed to the full Consortium, HSAC, and then finally, to the Board of Supervisors. -12- 14 . ANY ADVICE? Yes. Please follow instructions closely and carefully. Call staff if you have questions. Be sure that documents are in the office of HSAC staff prior to deadline times. Late entries will not be reviewed. Be clear in your mind what human services you are going to provide to what target group(s) , and over what period of time. The provision of local match is very important. You will be required to document source, amount, and timing of all promised match. Note that a different level of match is required for each level of award funding from the Challenge Grant fund. This is the first year of this Challenge Grant. Please share your insight and concerns with us. We will use your ideas when we make application to the Board of Supervisors for the continuance of this program in the 1988-89 fiscal year. We look forward to your Letter of Intent. GWJ:cvd 12 .08. 87 Contra Costa ��( � County HUMAN SERVICES ADVISORY COMMISSION LETTER OF INTENT FORM Instructions: Applicants are to submit a Letter of Intent for each proposal being submitted for funding consideration from the Contra Costa County Challenge Grant Fund. No substitute forms will be considered for evaluation. The deadline for receipt of Letter of Intent is 5:00 p.m. , Friday, January 29, 1988. The Letter must be in the office of the staff to the Human Services Advisory Commission by that deadline to be eligible for evaluation. Address: Challenge Grant Application Review Committee 2425 Bisso Lane, Suite 103 Concord, CA 94520 Please complete this Letter of Intent form. Be sure that all questions are answered in the space provided. No additional information, documents, brochures, news clippings, or letters of support should be submitted with this Letter of Intent. The Application Review Committee will read only the Letter of Intent form, and no attachments or other information. If your Letter of Intent is selected, you will be requested to complete a Full Proposal Plan. (See attachment to this form for information regarding the documentation that will be needed at that time. ) 1. ORGANIZATION Date of Incorpor- ation 19 Address: TOTAL AGENCY BUDGET Telephone: $ Person to Contact: OFFICE OF THE COUNTY ADMINISTRATOR .COUNTY ADMINISTRATION BUILDING •MARTINEZ .CA •94553 .(415)372-2601 4.1rla1�4W,' � r -2- 2. FUNDING a. Challenge Grant Funding: $ for months b. Match Funding $ monetary (cash, grant, contract, etc. ) $ In-Kind (goods, services, facilities, vehicles, etc. ) TOTAL 3. Project Summary: Briefly describe the specific purpose and objectives of the project for which you are requesting funds. How do the purpose and objectives of the proposed project relate to the objectives and priorities of the Challenge Grant Fund Program? -3- Please outline the major activities planned to achieve project objectives. What existing agencies and other community resources will be incorporated into the project? 4. Problem statement: Briefly state the general problem and specific community needs to be addressed by the proposed project. Where possible, cite specific data on numbers of individuals and/or families affected, duration of the problem, etc. What individuals and agencies assisted in identifying the needs and designing the project for this proposal? How were potential clients and agencies involved? -4- How have these needs been met in the past in your community? 5. What are the sources of contributed income and/or in-kind support that you will be using as match? Please list and indicate status of these sources. ATTACHMENT INFORMATION REGARDING POSSIBLE SUBMISSION OF THE FULL PROPOSAL Following review of the Letters of Intent, the County will invite full proposals from applicants who submit promising Letters of Intent. Each full proposal will be expected to address in greater detail, points outlined in the Letter of Intent. The full proposal must also include the following documents: Evidence of Federal and State tax exemption. A letter of resolution or statement from your governing body, signed by its president or chairman, authorizing submission of this proposal for Contra Costa County Challenge Grant funds. A typed listing of your governing board, indicating their affiliations, dates of current terms, and length of service. on your board. Last year's financial statement and copy of certified audit. Budget for proposed project must follow the format to be provided by the County. A brief description of the applicant organization. A copy of your long-range funding program ( 3 to 5 years) . A list of current and previous contracts with Contra Costa County showing county's amount, agency match and type of services covered. PLEASE DO NOT SEND THE ABOVE INFORMATION WITH YOUR LETTER OF INTENT. IT WILL BE REQUIRED TO BE SUBMITTED AT THE TIME THE FULL PROPOSALS ARE COMPT•i?TED. THE COUNTY WILL NOTIFY YOU IF YOU HAVE BEEN SELECTED TO SUBMIT A FULL PROPOSAL. GWJ/cvd 12. 07. 87 Consortium of Human Services Advisory Boards, Committees and Commissions to Contra Costa County Board of Supervisors Advisory Body Representative 1. Adult Day Health Care Council A.C. Hollister, M.D. 2. Advisory Council on Aging Richard Allen 3 . Alcoholism Advisory Board Tom McClure 4. Developmental Disabilities Council Dorothy Miller 5 . Drug Abuse Advisory Board Richard Calicura 6. Economic Opportunity Council Joe Rodgers 7. Family & Children' s Services Advisory Committee Marilyn Zito 8 . Family & Children' s Trust Committee Pam Shaw 9. Task Force on Homelessness Robert Olney 10. Hunger Task Force Mary Fujii 11. Intergenerational Network Sydni Shollenberger v 12. Juvenile Justice - Delinquency Prevention Commission Steve Woolpert 13 . Maternal Child & Adolescent Health Board Helaine Gann 14 . Mental Health Advisory Board Dennis Lepak 15 . Advisory Committee on the Employment and Economic Status of Women JoAnne Aiello