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HomeMy WebLinkAboutMINUTES - 07212015 - D.14RECOMMENDATION(S): 1. ACCEPT the recommendation from the Health Services Director regarding the award of a contract to the Contra Costa County Fire Protection District (CCCFPD), on behalf of the "Alliance". The Alliance refers to the contractor and subcontractor arrangement established between CCCFPD and American Medical Response (AMR), respectively, associated with the proposal to provide emergency ambulance services. 2. AUTHORIZE the Health Services Director, or designee, to negotiate a contract with CCCFPD as sole bidder for emergency ambulance services and subject to sub-contracting with American Medical Response, in accordance rates and terms specified in Plan A as described in the response to the Emergency Ambulance Request for Proposal for the period of January 1, 2016 through January 1, 2021 with the option to renew the contract for an additional 5 years subject to a Board finding that the Alliance is in compliance with contract requirements and standards prior to January 1, 2020. 3. DIRECT the Health Services Director, or designee, staff to return to the Board with a negotiated contract for final approval no later than September 2015. APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 07/21/2015 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS Contact: Patricia Frost, 925-313-9554 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: July 21, 2015 David Twa, County Administrator and Clerk of the Board of Supervisors By: , Deputy cc: D.14 To:Board of Supervisors From:William Walker, M.D., Health Services Director Date:July 21, 2015 Contra Costa County Subject:Recommendations for Award of the Emergency Ambulance RFP (Request for Proposal) for Exclusive Operating Area (EOA) I, II and V FISCAL IMPACT: The current emergency ambulance contract requires no subsidy and under Plan A it is anticipated that a subsidy will not be required during the first five years of the new contract. The financial impact of the proposed Alliance bid for emergency ambulance services is contained in the attached report titled "Independent Financial Review of Elements Related to the County's Ambulance RFP", authored by Citygate Associates, LLC and facilitated by the County Administrator's Office. BACKGROUND: Request for Proposals Process On February 27, 2015, the Contra Costa Emergency Medical Services Agency, the Local EMS Agency (LEMSA), posted the Board-approved 2015 Contra Costa County Request for Proposal for Emergency Ambulance Service. On March 19, 2015 the LEMSA and RFP consultant Fitch and Associates conducted a mandatory proposer’s conference with three prospective bidders in attendance: The Alliance: The contractor and subcontractor arrangement established between CCCFPD and AMR, and approved by the CCCFPD Governing Board on May 12, 2015. Falck Northern California Medic Ambulance The deadline for the receipt of emergency ambulance service proposals was May 21, 2015 at 4pm. A single emergency ambulance proposal was received from the Alliance. A public proposal opening was conducted at 4pm on May 21, 2015 at the LEMSA offices located at 1340 Arnold Drive in compliance with the Brown Act. The Alliance proposal was posted on the LEMSA website that same day. A proposal review process followed and was conducted in accordance with requirements approved by the California EMS Authority. The proposal review process was managed by the LEMSA and its RFP Consultant (Fitch and Associates). A multi-disciplinary proposal was reviewed and scored by a panel of four out-of-county independent EMS professionals and one local representative appointed by the Board. In addition two board appointed independent observers from the county were invited to observe the two-day panel review proceedings on June 4-5, 2015. The proposal review panel concluded with a presentation by the Alliance on June 5, 2015. The findings of the proposal review panel were submitted to the Health Services Director shortly following the panel review meeting. Subsequently, the Health Services Director requested from the Alliance on June 22, 2015. This information was received prior to the request deadline of 5pm on July 6, 2015. Independent Financial Review Process The Board of Supervisors directed County Administrator to conduct an independent financial review of bids submitted in response to the LEMSA RFP for emergency ambulance services. The County Administrator's Office retained Citygate Associates LLC to provide the independent financial review and render an opinion on the relative strengths and weaknesses of each proposal. Upon reviewing the bid submitted by the Alliance as described above, the County Administrator's Office determined that additional financial information was necessary to properly conduct the financial review and render and opinion. On June 8, 2015, the County Administrator formally requested the additional information from CCCFPD as lead agency for the Alliance and received a response on June 15, 2015. Alliance representatives met with Citygate Associates LLC for follow up discussion regarding the financial aspects of the proposal on June 19, 2015 and have remained in contact during the report development phase. Alliance Proposal Structure The Alliance model, with a first responder Fire District as contractor and the private ambulance provider as subcontractor is an entirely new approach for providing emergency ambulance services not seen previously in California. The Alliance model has the potential to provide a Countywide EMS System benefits and challenges in the following areas: Collaboration between first responders and ambulance personnel may be significantly improved Efficiencies associated with co-located dispatch and resulting enhancements in coordinated deployment and operations of emergency medical services for the communities served could be realized. A complex contracting structure adds to the number of governing boards involved in approval processes which may reduce the private ambulance provider’s (now a subcontractor under the Alliance model) level of responsiveness and flexibility in the provision of services. Confusion over LEMSA roles and responsibilities may increase associated with LEMSA statutory requirements under Title 22, Division 9: Prehospital Emergency Medical Services and California Emergency Services Law Health and Safety Code Division 2.5 responsible for medical control, patient safety and prehospital care oversight as part of an coordinated EMS System plan for countywide emergency services. It would be the intent of the LEMSA to fulfill its roles and responsibilities as the contract administrator and Local EMS regulator in a similar fashion as it has conducted business with previous contractors. The Health Services Director and LEMSA staff request that the Board consider all information when determining the recommendation to award and provide direction to staff on the procurement for county emergency ambulance services for EOA I, II, and V. Links to Key Documents 1. Contra Costa EMS RFP webpage: http://cchealth.org/ems/rfp.php 2. Request for Proposals: Exclusive Operator for Emergency Ambulance Service Contra Costa County (February 27, 2015) http://cchealth.org/ems/pdf/RFP2015-contracosta-ambulance.pdf 3. Alliance Proposal and Supporting documents: http://cchealth.org/ems/pdf/RFP2015-ccfpd-amr-proposal.pdf http://cchealth.org/ems/pdf/RFP2015-ccfpd-amr-exhibits9.pdf CONSEQUENCE OF NEGATIVE ACTION: The emergency ambulance contract would not be awarded at this time. The current contract with American Medical Response (AMR) for emergency ambulance service ends on December 31, 2015. In order to continue emergency ambulance services to Exclusive Operating Areas I, II and V (which covers approximately 90% of the county emergency ambulance services) past December 31, 2015; EMS staff would recommend that the Board direct EMS staff to renew the AMR contract for an additional 18 months and to go back out to bid for emergency ambulance services. CHILDREN'S IMPACT STATEMENT: Not applicable. CLERK'S ADDENDUM Speakers:  Peter Clark, Happy Valley Improvement Association; Bill Granados, CCC Fire Protection District Advisory Commission; Dan Colbath, Firefighters' Local 1230. Supervisor Mitchoff expressed her desire to see staff's analysis, recommendations and thoughts on the two components (operating and savings) of a reserve fund.  The Board ADOPTED all recommendations as presented, to include the recommendations of the consultant Citygate Associates LLC.  ATTACHMENTS Plan A Summary Summary of 2015 Contra Costa Emergency Ambulance RFP Plan A & B Requirements Final Report: "Independant Financial Review of Elements Related to the County's Ambulance RFP". Citygate Associates LLC July 2015 Citygate Associates LLC PowerPoint Presentation Request for Proposals: Exclusive Operator for Emergency Ambulance Service Alliance Bid Response Alliance Bid Response- Supporting Documents Alliance Bid Response- Section VI Financials Summary of 2015 Contra Costa Emergency Ambulance Plan A RFP Requirements 1 2 1 Content from Request for Proposal at http://cchealth.org/ems/pdf/RFP2015-contracosta-ambulance.pdf 22 Content from Request for Proposals at http://cchealth.org/ems/pdf/RFP2015-contracosta-ambulance.pdf Summary of 2015 Contra Costa Emergency Ambulance Plan A RFP Requirements Summary of 2015 Contra Costa Emergency Ambulance Plan A RFP Requirements Summary of 2015 Contra Costa Emergency Ambulance RFP Plan A & B Requirements Plan A Plan B Rates Apply to Both Plans Under RFP Why Two Plans? The two plan RFP model was created in response to findings and recommendations in the 2014 EMS System Modernization Project (http://cchealth.org/ems/pdf/2014-EMS- System-Modernization-Study.pdf). That report provided a detailed review of the countywide emergency medical services including ambulance utilization, current prehospital medical science and health/EMS risk profile within the community AND what would potentially be required over the next 10 years. The EMS System study recommendations addressed regional coordination, dispatch, education, workforce, public mobilization, basic and advanced life support response/treatment, community paramedicine, healthcare integration, community health monitoring and EMS System finance. The findings of the study made a number of recommendations to position the Contra Costa EMS System for continued success as a next generation EMS System supporting improved patient care outcomes over the next 10 years. The two plan RFP gives the County unprecendented flexibility to adjust to unknown and dynamic variables over the next 10 years. Plan A Plan B During the EMS System Modernization Study, Contra Costa community hospitals identified the need for a non-emergency paramedic level interfacility transport (IFT) to support timely performance based medical transportation for patients who had medical conditions beyond the capability of non-emergency basic life support medical transportation but did not require Critical Care Nurse Transportation. The current RFP creates an exclusive operating area for this level of medical transportation. Paramedic interfacility medical transportation is not currently provided within Contra Costa County. This new function supports the EMS System by bringing additional revenue to the ambulance provider to provide EMS System enhancements and sustain emergency ambulance services over the term of the contract. No subsidy EMS System desired No subsidy EMS System expected Summary of 2015 Contra Costa Emergency Ambulance RFP Plan A & B Requirements Plan A Plan B The “maximum” response time arrival time in urban communities for “Emergency Ambulance” under Plan A remains 11:45 minutes countywide, with the exception of Richmond which is 10:00 minutes. Contra Costa is a tiered EMS system with fire first responders typically arriving within 4-7 minutes of being dispatched for code 3 (lights and sirens calls). See additional response time details for Plan A that follow. There are 3 ambulance emergency response zones under Plan B. Plan B consolidates the two emergency response zones in West County, making Richmond uniform with the rest of urban West County. The “maximum” response time in urban communities for “Emergency Ambulance” under Plan B adds one minute to current urban emergency ambulance response times. This minute would potentially be mitigated through faster call processing times at the dispatch level. Contra Costa is a tiered EMS system with fire first responders typically arriving within 4-7 minutes of being dispatched for code 3 (lights and sirens calls). See additional response time details for Plan B that follow. Summary of 2015 Contra Costa Emergency Ambulance RFP Plan A & B Requirements Plan A Plan B No County EMS Agency Compliance Monitoring, Contract Management and Regulatory Activities funding Under Plan A, there is no cost recovery for additional support of “Systems of Care” or prehospital technology enhancement. Systems of care programs coordinated by the EMS Agency include Cardiac Arrest, STEMI, Stroke and EMS for Children. Under Plan B, the RFP assumed 2-3 million dollars of EMS System savings for the ambulance provider. A 70% EMS Agency cost recovery to support countywide EMS System improvements of 750K was allocated for system benefit (2% of the total value of the emergency ambulance services contract). This additional funding would be reinvested in the countywide EMS System to support ongoing “Systems of Care” programs for Cardiac Arrest, STEMI, Stroke and EMS for Children. Additional funding would benefit prehospital technology/communications supporting health information exchange and integration of mobile health services with the health care delivery system. Summary of 2015 Contra Costa Emergency Ambulance RFP Plan A & B Requirements Plan A Plan B The “maximum” response time in urban communities for “Emergency Ambulance” under Plan B adds one minute to current urban emergency ambulance response times. This minute would potentially be mitigated through faster call processing times at the dispatch level. Contra Costa is a tiered EMS system with fire first responders typically arriving within 4-7 minutes of being dispatched for code 3 (lights and sirens calls). Reduces the number of Response Zones from 5 to 4, with the consolidation of two zones in East County and urban response expectations expanded to Discovery Bay and Byron. Reduces the number of Response Zones from 5 to 3 by merging the Richmond Zone with the rest of urban West County, along with the consolidation in East County as identified in Plan A. Further expands the urban response zone requirements to cover Bethel Island and surrounding higher density population areas. Summary of 2015 Contra Costa Emergency Ambulance RFP Plan A & B Requirements Plan A Plan B Table of Contents page i TABLE OF CONTENTS Section Page Section 1—Executive Summary....................................................................................................1 1.1 What This Review Is ....................................................................................... 1 1.2 What This Review Is Not ................................................................................ 1 1.3 Citygate’s Capstone Opinions ......................................................................... 2 1.3.1 Total Expense to Revenue Comparison for Plan A and B .................. 3 1.4 The Fiscal Differences of Plan A and Plan B .................................................. 4 1.5 The Fiscal Health of AMR and the CCCFPD ................................................. 5 1.6 Risk Control Strategies and Implementation Recommendations .................... 5 Section 2—Background .................................................................................................................7 2.1 Citygate’s Document Review .......................................................................... 7 2.2 Citygate’s Project Methodology ...................................................................... 7 Section 3—Current State of Ambulance Economics ..................................................................9 3.1 The State and Regional EMS Picture .............................................................. 9 3.1.1 Medi-Cal, Medicare, Covered California, and Commercial Insurance ............................................................................................. 9 3.2 Covered Contra Costa ................................................................................... 11 3.2.1 Health Insurance Coverage in Contra Costa County ......................... 11 3.3 AMR Revenue History in Contra Costa County ........................................... 12 Section 4—The Business Structure of the Alliance Proposal...................................................18 4.1 AMR’s Subcontract with CCCFPD .............................................................. 18 4.1.1 Deployment Plan A and B Costs to be Paid to AMR by CCCFPD .. 18 4.1.2 Terms of the CCCFPD and AMR Contract ....................................... 19 4.1.3 Alliance Proposal Risk Impact to the Taxpayer ................................ 20 4.2 CCCFPD Roles and Responsibilities in the Alliance Proposal ..................... 21 4.2.1 One Chief Officer Oversight Position ............................................... 22 Table of Contents page ii 4.2.2 Ambulance Billing ............................................................................ 22 4.2.3 Merged Dispatch ............................................................................... 23 4.2.4 Separate Training/CQI for Fire Paramedics – “As Is” ...................... 23 4.3 AMR’s Roles and Responsibilities in the Alliance Proposal ........................ 23 4.3.1 An Almost Identical AMR Effort to the Current Model ................... 23 Section 5—Operations Review as the Cost Driver....................................................................26 5.1 Deployment Levels and Resultant Staffing ................................................... 26 5.1.1 Alliance Plan A Deployment ............................................................. 27 5.1.2 Alliance Plan B Deployment ............................................................. 27 5.2 Plan A Likely Response Time Compliance .................................................. 28 5.3 Plan B Likely Response Time Compliance ................................................... 29 5.4 Staffing for Administrative, Training, Dispatch, and Community Education Support .......................................................................................................... 31 5.4.1 Community Education ....................................................................... 32 5.4.2 Quality Control and Overall Logistical Positions Needs and Appropriateness ................................................................................. 32 Section 6—Alliance Economic Proposal ....................................................................................33 6.1 Transport Volume Over Time ....................................................................... 33 6.2 Billing by Payer Type .................................................................................... 34 6.3 Alliance Revenue Estimate Model ................................................................ 35 6.4 GEMT Absence, Near-Term Forecast, and the Wide Variance of Possible Revenues ....................................................................................................... 36 6.4.1 Description of GEMT Program ......................................................... 36 6.4.2 CCCFPD’s Intent to Seek GEMT Reimbursement ........................... 37 6.4.3 The GEMT Program, Medi-Cal Fee for Service, and Medi-Cal Managed Care .................................................................................... 37 6.4.4 Characteristics of Contracted Billing Service Agreement ................ 38 6.4.5 DHCS’s Determination of the CCCFPD’s Allowable GEMT Expenses ............................................................................................ 38 Table of Contents page iii 6.4.6 Potential Expansion of the GEMT Program to Medi-Cal Managed Care ................................................................................................... 40 6.5 Plan A and B Revenue and Cost Projection Analysis ................................... 40 6.5.1 Total Expense to Revenue Performance for Plan A and B ............... 43 6.6 Estimate of AMR Profit and Reasonableness ............................................... 44 6.7 AMR Fiscal Health/Corporate Review ......................................................... 45 6.8 CCCFPD Fiscal Health / Corporate Review ................................................. 47 6.8.1 CCCFPD Financial Capacity ............................................................. 47 Section 7—Fiscal Risk Control Strategies .................................................................................51 7.1 Risk Control Strategy #1: Establish Alliance Contracts as an Enterprise Operation ....................................................................................................... 51 7.2 Risk Control Strategy #2: Establish a Significant Reserve Fund of 6 Months of Revenues Plus a Capital Equipment Replacement Reserve ...................... 52 7.3 Risk Control Strategy #3: Eventually Calibrate Transport Fees to True Costs through Audits of Expenses and Adherence to Stipulated Contract Provisions ...................................................................................................... 54 7.4 Risk Control Strategy #4: When Revenues Exceed Needed Reserves, Consider Lowering Transport Fees, Not Cross-Subsidizing Non-Alliance CCCFPD or County EMS Agency Operations ............................................. 54 7.5 Risk Control Strategy #5: Establish a County Board of Supervisors and CCCFPD “Compassionate” Set of Billing Policies for CCCFPD-Managed First Responder and Ambulance Revenue Collection to Include a Write- Down and Write-Off Policy .......................................................................... 55 Section 8—Opinions Summary and Implementation Recommendations ..............................56 8.1 Citygate’s Opinions ....................................................................................... 56 8.2 Implementation Recommendations ............................................................... 58 Appendix A—List of Acronyms .................................................................................................60 Table of Tables Table 1—Alliance Plan A and B Economics .................................................................................. 3 Table 2—Cost Differences for Plan B ............................................................................................ 4 Table of Contents page iv Table 3—Total System Costs per Unit Hour for Plans A and B .................................................... 4 Table 4—Plan A Staffing Hours and Costs .................................................................................. 19 Table 5—Plan B Staffing Hours and Costs .................................................................................. 19 Table 6—Administrative and Logistical Support ......................................................................... 31 Table 7—Number of Transports in Contra Costa County ............................................................ 33 Table 8—Payer Types from AMR in Contra Costa County ......................................................... 34 Table 9—AMR National Payer Experience ................................................................................. 35 Table 10—County RFP Ambulance Rates ................................................................................... 35 Table 11—AMR Contra Costa County Net Cash Collections by Type ....................................... 36 Table 12—Plan A and B Cost per Unit Hour ............................................................................... 41 Table 13—Deployment Plan A ..................................................................................................... 42 Table 14—Deployment Plan B ..................................................................................................... 42 Table 15—Cost Differences Between Plans A and B .................................................................. 43 Table 16—Total System Costs per Unit Hour for Plans A and B ................................................ 43 Table 17—Plan A and B Economics ............................................................................................ 44 Table 18—Deployment Plan A Expenses..................................................................................... 45 Table 19—Deployment Plan B Expenses ..................................................................................... 45 Table 20—Envision Healthcare Holdings, Inc. (EVHC) Fiscal Health Measures ....................... 46 Table 21—CCCFPD “Balance Sheet” by Fiscal Year ................................................................. 48 Table 22—CCCFPD Statement of Revenues, Expenditures, and Change in Fund Balance ........ 49 Table of Figures Figure 1—Increase in 9-1-1 Government Payments in Contra Costa County .............................. 13 Figure 2—Average County Patient Charge and Net Cash Received per Transport ..................... 14 Figure 3—Historical and Projected Annual Incident Volume ...................................................... 14 Figure 4—Historical and Projected Annual Transports................................................................ 15 Figure 5—Historical and Projected Monthly Incident Volume .................................................... 16 Figure 6—Historical and Projected Monthly Transports.............................................................. 16 Section 1—Executive Summary page 1 SECTION 1—EXECUTIVE SUMMARY Citygate Associates, LLC was retained by Contra Costa County to independently review the economics of the next generation ambulance proposals expected to be received in response to the County’s February 27, 2015 Emergency Ambulance Service Request for Proposals (RFP). While this fiscal review was designed to analyze competing proposals, only one proposal was received from the Contra Costa County Fire Protection District (CCCFPD) and American Medical Response, West (AMR), which they labeled the “Alliance.” 1.1 WHAT THIS REVIEW IS This fiscal review therefore was directed at evaluating the Alliance proposal economics and the key drivers of those economics for reasonableness of methods and results. Additionally, the fiscal health of each provider was analyzed to understand the capacity of the Alliance to not just provide the promised service, but to reasonably weather economic downturns. The key areas covered by Citygate’s review are:  The background of ambulance economics  The structure of the Alliance business partnership  Operational measures, since they drive costs (ambulance staffing)  The reasonableness of the Alliance revenue estimations  Citygate’s Opinions, Fiscal Risk Control Strategies, and Implementation Recommendations should the Alliance approach be approved by the Board of Supervisors. 1.2 WHAT THIS REVIEW IS NOT This review is not a complete review of all aspects of the Alliance proposal, which is the purview of the County’s separate proposal review committee and process. This fiscal analysis also does not examine the fiscal health and needs of the County EMS Agency and other EMS care needs in the County. This review provides enough background to compare the two service-to-cost plans (Plan A and B) proposed by the Alliance against reasonably expected revenues. The overall policy choice of whether to proceed with either plan proposed by the Alliance and make other decisions as to the services provided by the County EMS Agency and CCCFPD is up to the Board of Supervisors. Section 1—Executive Summary page 2 1.3 CITYGATE’S CAPSTONE OPINIONS In the technical sections of this report (Sections 4 through 6), Citygate offers a total of 15 opinion statements. These statements are also found in list form for ease of reading in Section 8 on page 56. These discrete opinions are collectively summarized in this Executive Summary. It is undisputed that 9-1-1 ambulance system revenues are falling nationally to the point where some systems will no longer be able to operate without a public subsidy, as many have for over 30 years. Selecting the best alternative pathway and approach to managing the EMS fiscal risk will be a critical policy decision. The optimal path should contain fiscal and performance triggers as well as decision points to assist the Board in making the course corrections necessary to avoid long-term fiscal issues and hasty short-term operational changes. Identifying early warning flags that will provide the needed lead-time to make responsible and prudent decisions is a vital policy objective. The approach to managing the ambulance system fiscal risk can take alternative forms. The Board may choose to become more fully involved by managing the ambulance service contract via its EMS Agency and the CCCFPD leadership for dispatch and field services coordination. This arrangement may contain certain operational and logistical advantages. Revenue collection and monitoring will be a key indicator of success. If a further decline of rev enue collection is inevitable, early identification is critical. Timely development and implementation of mitigation alternatives is vital to long-term program sustainability. Alternatively, the Board can choose to operate under the old model of ambulance provider direct contracts and hope that the private provider would give sufficient notice if default becomes evident. Generally speaking, as this report will describe, if there are not enough health care system payments to cover the costs of ambulance care, the taxpayers in every community are the fallback resource to fund 9-1-1 ambulance services. The current Alliance proposal shifts the ultimate economic responsibility from the ambulance contractor (which is guaranteed a fixed payment), to the taxpayers of the CCCFPD. Even if this is an acceptable policy alternative, the CCCFPD is smaller in service area than the area covered by the ambulance contract. Consequently, the taxpayers in some non-CCCFPD service areas would have less exposure to ambulance fiscal risk in the case of system default (for example, the taxpayers in the City of Richmond). This creates a greater burden on the CCCFPD taxpayer base from a risk perspective. As for the overall economics of the Alliance proposal, they are conservative and consistent with the system demand for ambulances and the available revenues in the current and near-term system. As such, the Alliance Plan A offers similar services to the current system in a positively balanced economic model. To the Alliance’s credit, its proposed Plans A and B are not reliant on using new revenue sources, such as Ground Emergency Medical Transport (GEMT) revenues on some types of Section 1—Executive Summary page 3 Medi-Cal transports. As this study will describe, it is problematic that these revenues can not be realized quickly, or at high volumes, so the Alliance was again conservative in its approach. The Alliance’s approach in projecting Average Patient Charges (APC) and expected net collections by payer type is both conservative and prudent. The question of payer mix is one of the most difficult and problematical aspects of this projection, given the uncertainties surrounding health care reform. AMR believes that much of the change resulting from the Affordable Care Act (ACA) has already been reflected in the 2014 paye r mix data, that those shifts are stabilizing in 2015, and therefore projecting the status quo is the most prudent course of action at this time. While this approach is reasonable, we believe that continued deterioration of net collections due to changes in payer mix remains one of the largest risks going forward, and one that will need to be evaluated in light of other risks and opportunities in the Alliance projections. To shield against this issue, Citygate has made several contractual implementation re commendations to separate and ensure, to the degree possible, the economic solvency and sustainability of the system. 1.3.1 Total Expense to Revenue Comparison for Plan A and B Before reviewing total revenue to expenses, it must be understood that the Alliance projected declines in net collections from the recent past of 27.1% to 24.6%. Such declines could actually exceed that forecast if recent trends of rising deductibles and rejected payment claims above the Medicare or regional averages continue. What makes the 24.6% net revenue also disturbing is that, before the last recession and federal health care reform pressures, for decades a “low” net ambulance collection rate was 66%. Some communities collected more than that, although no community collected more than 90%. The Emergency Medical Services (EMS) industry is openly discussing the net collection percentage at which a public subsidy would need to occur since a private provider cannot be expected to run the system, incur all the risk, and make only a profit of 3-5%. In summary, the total revenue to expense projection of the Alliance’s Plan A and B are shown below: Table 1—Alliance Plan A and B Economics PLAN A PLAN B Description Year 1 (2016) Year 2 (2017) Year 3 (2018) Year 1 (2016) Year 2 (2017) Year 3 (2018) Revenue $39,184,619 $40,707,971 $42,293,630 $39,184,619 $40,707,971 $42,293,630 Expenses $37,211,143 $38,327,477 $39,477,301 $36,741,220 $37,843,457 $38,978,760 Gain $1,973,476 $2,380,494 $2,816,329 $2,443,399 $2,864,514 $3,314,870 Section 1—Executive Summary page 4 1.4 THE FISCAL DIFFERENCES OF PLAN A AND PLAN B The only major cost difference between the two plans is eight field employees and a small reduction in operating costs. There are no overhead personnel expense reductions. The Alliance made a public education commitment of $300,000 per plan, exceeding the Plan A requirement of $100,000 and meeting the Plan B requirement of $300,000. The Alliance also met the requirement that it price and provide paramedic-level inter-facility transports (IFT) between health care facilities upon request. The Alliance’s proposed pricing is in the middle of what could be expected, and the IFT billing will be completed by the CCCFPD and any resultant revenues remain with the Alliance. There is an addition in Plan B for a required annual payment of $750,000 to the County EMS Agency for system patient care enhancement uses and emerging issue pilot projects. This charge is theoretically funded from operational savings due to longer response times and shifted response time measurement zones in Plan B. The cost differences between the plans can be summarized as: Table 2—Cost Differences for Plan B Plan B Difference Amount Plan B Cost Reductions ~ ($1,220,000) Plan B EMS Agency Fee ~ $750,000 Plan B Net Reductions ~ ($470,000) Given these statements by the Alliance on Plan A versus Plan B, the fact that the cost savings for Plan B are only $470,000 net due to the charge for County EMS Agency program enhancement uses, and the better response times and system compliance provided by Plan A (to be explained in our report), it is obvious that Plan A provides shorter response times at a lower Unit Hour cost. In both Alliance Plan A and Plan B proposals, the total system costs per Unit Hour are: Table 3—Total System Costs per Unit Hour for Plans A and B Plan Unit Hour Cost Plan A $148.89 Plan B $152.52 Thus, the reduced coverage in Plan B actually costs more per Unit Hour than Plan A due to the EMS Agency programs enhancement fee mandated in Plan B. Citygate observes that the deployment hours for Plan B are estimated from a software model used by AMR and, due to the changes in response zones, new estimations are involved. No Section 1—Executive Summary page 5 software model estimates are perfect. In deployment planning, different mathematical approaches yield different results. Citygate would strongly encourage the County not to implement Plan B all at once, if at all. If chosen for implementation, the Alliance should be allowed to test some reductions in some areas and then, based on closely-observed metrics, make adjustments. This measured, incremental approach is consistent with the values of Continuous Quality Improvement (CQI). 1.5 THE FISCAL HEALTH OF AMR AND THE CCCFPD The AMR profit component is segregated as a separate line item in the Alliance Expense Budget, providing a level of transparency. Also, AMR allocated a reasonable 10% of total expenses to cover non-field Depreciation and Amortization, Interest, Taxes, thus leaving a reasonable level of Net Profit for AMR in the range of 3 to 6%. We note that AMR national liquidity ratios stayed very consistent between 2013 and 2014, and the profitability ratios improved from 2013 to 2014. Given the diversity of ambulance costs and declining payer type payments across the country, for AMR to have stable liquidity and profit ratios showing slight improvement, it suggests AMR is weathering the ambulance industry revenue decline as well as, if not better than, the other large national providers. Given CCCFPD’s current reserves and inclusion in the overall County tax collection and distribution system, the CCCFPD has the funds to begin monthly payments to AMR for several months and fund other start-up costs, until new ambulance billing revenue catches up to expenditures. At that point, the CCCFPD must first repay its cash advances and then build the recommended ambulance enterprise reserves before it can true up revenue to ambulance rates. 1.6 RISK CONTROL STRATEGIES AND IMPLEMENTATION RECOMMENDATIONS In Section 7 of this report Citygate offers several Fiscal Risk Control Strategies. They are summarized here:  Risk Control Strategy #1: Establish Alliance contracts as an Enterprise Operation, similar to other local governmental fee-for-service programs, such as water and sewer operations.  Risk Control Strategy #2: Establish a significant reserve fund of 6 months of revenues plus a capital equipment replacement reserve; also establish best practice financial policies as part of the business plan.  Risk Control Strategy #3: Eventually calibrate transport fees to true costs through audits of expenses and adherence to stipulated contract provisions. Section 1—Executive Summary page 6  Risk Control Strategy #4: When revenues exceed needed reserves, consider lowering transport fees, not cross-subsidizing non-Alliance CCCFPD or County EMS Agency operations.  Risk Control Strategy #5: Establish a County Board of Supervisors and CCCFPD “Compassionate” set of billing policies for CCCFPD-managed first responder and ambulance revenue collection to include a write-down and write-off policy. Based on our Opinions and Fiscal Risk Control Strategies, Citygate recommends the CCCFPD, AMR, and the County EMS Agency pursue final implementation contracts, and offers the following best practice-based recommendations to guide this process: 1. Fully identify the fiscal relationship between the parties, their separate fiscal exposure for each other’s decisions (such as staffing levels), and start-up capital costs. 2. Board policy should require that ambulance loss risk only be transferred to the taxpayer for unforeseen, catastrophic losses, as would be the case in the current system if the ambulance contractor were to fail. 3. Fine the contractor only for material breach, not small, per-minute fines. 4. Rather than fine for small response time misses, require that the deployment plan account for equitable response time coverage for similar land use and population densities. Then if the Alliance delivers the required response time performance, only gross neglect to deploy or respond should trigger a fine and/or lead to default. 5. Define in the contract between the County EMS Agency and the CCCFPD a clear delineation of roles, responsibilities, and authorities as it pertains to operational authority and regulatory oversight. 6. Require the CCCFPD to report to the Board of Supervisors quarterly on response times, payer mix, and a rolling revenue-to-date report and near-term revenue-to- expense forecast. 7. Annually require an independent audit of the revenues to expenses and the viability going forward of the contract terms. Once ambulance reimbursements settle under health care reform, the formal audits could perhaps move to two-year cycles. Section 2—Background page 7 SECTION 2—BACKGROUND 2.1 CITYGATE’S DOCUMENT REVIEW To conduct our fiscal adequacy review we collected multiple documents from the County Emergency Medical Services (EMS) Agency, including the 2014 EMS System Modernization report, the ambulance contract Request for Proposal (RFP), and current system performance data the EMS Agency receives from the existing contractor, American Medical Response, West (AMR). Once the Alliance (comprised of the Contra Costa County Fire Protection District and AMR) proposal was received, we examined it along with the cost of services detailed fiscal information received. We then issued a substantial list of follow-up questions to the Alliance and met with its representatives to reach final understanding on the fiscal components of its proposal. 2.2 CITYGATE’S PROJECT METHODOLOGY Citygate’s review process consisted of the three critical steps described below. First, before the proposal was received we independently built a deployment model to evaluate the response time and geographic coverage needed. This served as a baseline from which to compare the current system as understood by County staff with the single proposal received. Using this method, we endeavored to understand an appropriate level of ambulance staffing and spacing across the geography for the near term. Appropriate staffing is critical to an economically viable system since personnel costs drive the majority of system costs. We had to ensure that a proposal to provide fewer EMS field personnel than the number presently contracted would not be considered only because it could appear less expensive. Second, once the deployment model was refined, the numbers of field personnel drove our expectations for the logistical support personnel needed, including the positions for training and Quality Assurance (QA). We also had to understand facility, supplies, equipment, and ap paratus costs. The RFP requested that respondents deliver a detailed logistical staffing plan and line item budget. We compared the logistical staffing plan proposed to the estimates we independently formed and used our own EMS Agency operating experience to make the best evaluation. Again, the goal was to ensure that a proposal that provided fewer personnel than currently, or was insufficiently budgeted, would not receive a passing grade. Third, we had to understand current ambulance revenues from all sources and prepare a revenue forecast based on the historical incident demand data for the last four years. We obtained not only the three years of County EMS data (2011-2013) supplied by the RFP, but we also obtained County EMS incident data from calendar year 2014 so we could use the most recent data available to the EMS Agency. We used both a historical and a Citygate data forecast to prepare a Section 2—Background page 8 revenue projection and assumptions that would be compared to the existing AMR system data and to proposals received. Thus, three views exist for evaluating data and determining staffing: the system currently provided by AMR, the system “check model” as envisioned by Citygate, and the system envisioned by the respondent (Alliance). As a validation test, at least two of the three views should have reasonable agreement. If not, an explanation is necessary for the Board of Supervisors of why the operating and economic assumptions cannot be tightly relied upon. Section 3—Current State of Ambulance Economics page 9 SECTION 3—CURRENT STATE OF AMBULANCE ECONOMICS 3.1 THE STATE AND REGIONAL EMS PICTURE Throughout California, Emergency Medical Services (EMS) systems, and especially ambulance providers, are facing unprecedented economic pressures. During the past ten years, large populations have shifted from higher-paying commercial insurance plans to lower-paying government plans. Many commercial insurance plans are also decreasing payment rates for ambulance transport. In total, more people are insured due to federal health care reform, but the average insurance payment rate has significantly decreased for ambulance care, causing some of Northern California’s largest EMS systems and ambulance providers to lose millions of dollars annually, threatening their short- and long-term financial solvency. Three of the most significant factors influencing aggregate ambulance reimbursement are: (1) the increase in number of Medi - Cal insured; (2) the decreased reimbursement rates by commercial insurance companies; and (3) the increased number of high deductible health insurance plans. 3.1.1 Medi-Cal, Medicare, Covered California, and Commercial Insurance Medi-Cal Medi-Cal (California’s version of Medicaid) reimburses ambulance providers at rates significantly less than the cost of providing ambulance services. Medi-Cal’s average payment is approximately $130 to $150, which is approximately 15% to 25% of the cost of an ambulance transport.1, 2 California law prohibits ambulance companies from billing the patient for the difference between the ambulance cost and Medi-Cal reimbursement, causing ambulance companies to write off this difference as a contractual allowance to accept Medi-Cal payments.3 Throughout California, most of the newly-covered patients who received insurance through the provisions of the Patient Protection and Affordable Care Act (PPACA or abbreviated as ACA) are new, previously undiscovered eligible enrollees to Medi-Cal, and estimates are that now a full 30% of Californians are covered by Medi-Cal. Across California as high as 80% of those in Medi-Cal are enrolled in Medi-Cal Managed Care, while 20% are enrolled in Medi-Cal Fee for Service.4 While both programs pay standard Medi-Cal rates and prohibit billing for the difference between the billed and reimbursed amounts, ambulance services owned or operated by public agencies who meet certain requirements can seek cost-based reimbursement for those 1 “Medi-Cal Rates as of June 15, 2015.” California Department of Health Care Services, Medi-Cal. 15 June 2015. Web. Accessed 18 June 2015. <https://files.medi-cal.ca.gov/pubsdoco/rates/rateshome.asp> 2 “California’s Ground Emergency Ambulance Transportation (GEMT) Certfiied Public Expenditure.” California Ambulance Assocation. 17 July 2013. Web. Accessed 7 June 2015. <www.the-caa.org> 3 Citygate interviews with numerous ambulance industry representatives. 4 “Total Monthly Medicaid and CHIP Enrollment.” Henry J. Kaiser Family Foundation. April 2015. Web. Accessed 16 June 2015. <http://kff.org/health-reform/state-indicator/total-monthly-medicaid-and-chip-enrollment/> Section 3—Current State of Ambulance Economics page 10 patients who are covered by Medi-Cal Fee for Service through the Ground Emergency Medical Transport (GEMT) Program. The GEMT program will be explained in Section 6.4. Medicare Medicare sets its allowable ambulance payment rate through the Medicare Ambulance Fee Schedule, allowing charges only for an ambulance transport base rate and mileage charges to a hospital. Medicare will pay 80% of its allowable rate, regardless of the charges by the ambulance company, causing the ambulance company to write off the difference between its billed rate and Medicare’s allowable rate. The patient or the patient’s supplemental insurance must pay the remaining 20% balance between Medicare’s allowable rate and the Medicare payment. Medicare’s average transport payment is approximately $540 to $600 and thus is also below the full cost of a transport at both the Basic or Advanced Life Support (BLS or ALS) level of care.5 Commercial Insurance Plans Historically, commercial (private) insurance companies paid 80% or greater of an ambulance company’s billed charges, and the population covered by commercial insurance was much larger. Thus, commercial insurance helped transport providers cover losses generated by the lower- paying government insurance providers, such as Medi-Cal and Medicare.6 Commercial insurance rates of reimbursement are now also decreasing. Rather than paying the traditional 80% of the rate charged by ambulance companies, many commercial insurance companies now pay either Medicare rates, rates they unilaterally determine as “reasonable and customary,” or charges based on a region’s average rate structure. Many insurance compan ies also review ambulance records, routinely determine that a patient’s condition did not warrant an ambulance, and disallow the entire charge.7 High Deductible Health Plans Covered California, the state’s health care exchange, provides five insurance plan levels, commonly called the “metal plans or metals” using labels such a gold, silver, and bronze. Two of the five, along with many commercial plans, are High Deductible Health Plans (HDHP). Such HDHP plans have a minimum individual deductible of $1,300, but the average deductible for an individual HDHP is $2,098, and 18% of workers have a deductible of at least $3,000. Other plans are offered with $4,000-$5,000 deductibles. Enrollment in employer-sponsored HDHP plans has rapidly and significantly increased from 4% in 2006 to 20% of covered workers in 5 “Ambulance Fee Schedule Public Use Files.” Centers for Medicare and Medicaid Studies. April 2015. Web. Accessed 17 June 2015. <http://kff.org/health-reform/state-indicator/total-monthly-medicaid-and-chip-enrollment/> 6 Citygate interviews with numerous ambulance industry representatives. 7 Citygate interviews with numerous ambulance industry representatives and EMS Agency Administrators. Section 3—Current State of Ambulance Economics page 11 2014.8 The rate of growth of HDHP plans will continue to dramatically rise. Many people purchase HDHP plans because of their less expensive premiums, but cannot pay the prohibitively high deductible following a medical emergency.9, 10 3.2 COVERED CONTRA COSTA 3.2.1 Health Insurance Coverage in Contra Costa County Since 2005, Contra Costa County has seen an increase in patients covered by Medi-Cal (due to Covered California) and Medicare, and fewer patients covered by commercial insurance, private pay, and other contract pay sources. In 2005, 41.7% of patients receiving ambulance services had Medicare and Medi-Cal, which increased to 59.6% by 2011, and is now 69.2%. Conversely, in 2005, 36.5% of ambulance patients had commercial insurance, which decreased to 18.2% in 2011, and is now 14.4%. The percentage of ambulance patients without insurance or who have other pay sources was 21.0% in 2005, 22.2% in 2011, and now is 16.4%.11 Through the ACA (Covered California), more people in Contra Costa County become insured every year. However, most people’s status has changed from uninsured to underinsured, because they now are covered through Medi-Cal Expansion rather than a Covered California exchange- based plan. Since January 1, 2014, more than 80,000 persons in Contra Costa County received health insurance coverage through provisions of the ACA. Of these, approximately 65,000 persons (or 81%) have Medi-Cal. As mentioned above, Medi-Cal now insures approximately 30% of all persons in Contra Costa County. In Contra Costa County, 80% of those in Medi-Cal are enrolled in Medi-Cal Managed Care, while the remaining 20% are enrolled in Medi-Cal Fee for Service.12 Approximately 15,500 persons in Contra Costa County have an exchange-based health insurance plan provided through Covered California. Of those in Covered California, approximately 88% receive subsidies to reduce the cost.13 Subsidy levels are an important proxy to predict a person’s 8 Renter, Elisabeth. “Should You Roll the Dice on a High Deductible Health Plan?” US News and World Reports. 10 November 2014. Web. Accessed 7 June 2015. <http://health.usnews.com/health-news/health- insurance/articles/2014/11/10/should-you-roll-the-dice-on-a-high-deductible-health-plan> 9 “Understanding High Deductible Health Plans.” Fair Health Consumer. n.d. Web. Accessed 7 June 2015. <http://fairhealthconsumer.org/reimbursementseries.php?id=48&terms=understanding-high-deductible-health- plans> 10 “2014 Employer Health Benefits Survey.” Henry J. Kaiser Family Foundation (NORC at the University of Chicago, and Health Research & Educational Trust). 10 September 2014. Web. Accessed 8 June 2015. <http://kff.org/health-costs/report/2014-employer-health-benefits-survey/> 11 Citygate analysis of data and documents submitted by Contra Costa County EMS Agency and AMR. 12 Contra Costa Health Plan Chief Executive Officer Patricia Tanquary, interview by Citygate, 21 April 2015, Martinez. 13 Contra Costa Health Plan Chief Executive Officer Patricia Tanquary, interview by Citygate, 21 April 2015, Martinez. Section 3—Current State of Ambulance Economics page 12 ability to pay his or her insurance deductible, and in two of the five Covered California plans deductibles exceed $1,300 annually.14 Approximately 15% of persons in Contra Costa County remain uninsured. Uninsured persons constitute a large, disproportionately share of high and repeat users of medical services (not just 9-1-1 ambulance service) within Contra Costa County.15 To place Medi-Cal’s average payment of approximately $130 to $150 per transport into perspective, the Contra Costa County rates per the 2015 County Ambulance RFP for Contract Year 1 for the base rate, plus the cost to drive 10 miles to the hospital and cost to provide oxygen to the patient, would total $2,775. This Year 1 rate is higher than the current County equivalent rate that would yield a charge of $2,582. This amount does not include advanced paramedic treatment and drug rates, which are allowed separately by many insurance companies. It is therefore not at all unreasonable that a $3,000-plus ambulance bill can be incurred and still not reach an individual’s deductible amount in his or her insurance coverage. Ambulance companies have known for years that raising billed rates cannot cover the difference between the ambulance cost billed and the reimbursement provided. The marginal return on higher rates continually diminishes as insurance providers refuse to fully pay them. Stated this way, the County cannot simply increase rates to resolve the problem between the amounts billed and received. 3.3 AMR REVENUE HISTORY IN CONTRA COSTA COUNTY To place the above observations into macro perspective for this RFP proposal analysis, Citygate asked AMR for historical revenue projections for its existing Contra Costa County Exclusive Operating Area (EOA) contract. We received data for all payer types, volumes, and receiv ables for the years 2005 through 2014. The 2013 and 2014 data is not complete yet as some receivables are aged and the books cannot be closed yet for those years. The mathematical trends are complicated as there are multiple moving parts (e.g., payer mix changes, ambulance rate changes, decline in receivables, and growth in incident volume). Generally, though, as receivables declined and operating costs increased, the average patient charge increased even as total revenues also increased due to volume growth. To place these movements into perspective, the ambulance industry uses a measure called “Net Revenue per Transport” or NRT. For this measure from 2005 to 2014, the NRT has fallen from $613 to $583. 14 Covered Contra Costa Plans. Citygate analysis. 15 Contra Costa Health Plan Chief Executive Officer Patricia Tanquary, interview by Citygate, 21 April 2015, Martinez. Section 3—Current State of Ambulance Economics page 13 The following charts show the change over time for how payments shifted from the private pay and private insurance to public insurance—Medicare and Medi-Cal. These six charts contain Contra Costa County data, as provided by AMR at the request of Citygate. We received and verified the source data and methods with AMR’s Regional Finance Officer. Figure 1—Increase in 9-1-1 Government Payments in Contra Costa County To place this shift into an ambulance rates perspective, as total ambulance rates have risen just over double since 2005, the net revenue per trip has stayed relatively flat. This is why the ambulance industry tells clients that as payer mix has changed and reimbursements have been aggressively lowered by private pay sources, an ambulance system “can’t raise rates enough” to fix the revenue problem: - 5,000 10,000 15,000 20,000 25,000 30,000 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014Transports Increase in 9-1-1 Government Payments in Contra Costa County Medi-Caid Medicare Private Insurance Self Pay Section 3—Current State of Ambulance Economics page 14 Figure 2—Average County Patient Charge and Net Cash Received per Transport The next two charts show the volume trends ahead based on the last four years of system data: Figure 3—Historical and Projected Annual Incident Volume $- $500 $1,000 $1,500 $2,000 $2,500 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 Average County Patient Charge and Net Cash Received per Transport Average patient charge Net cash per trip - 10,000 20,000 30,000 40,000 50,000 60,000 70,000 80,000 90,000 100,000 2011 2012 2013 2014 2015 2016 2017 2018 Historical and Projected Annual Incident Volume Total Calls - Actual Total Transport - Actual Total Cancelled - Actual Total Calls - Trend Line Total Transport - Trend Line Total Cancelled - Trend Line Total Calls - RFP Forecast Total Transport - RFP Forecast Total Cancelled - RFP Forecast Section 3—Current State of Ambulance Economics page 15 Figure 4—Historical and Projected Annual Transports As will be discussed in the economics sections of this report (Sections 4 through 6), the Alliance proposal took a conservative revenue approach and used flat volume growth even though the above projection shows continuing volume increases. The last two charts show the more variable movement month to month for incident demand and total transports: - 10,000 20,000 30,000 40,000 50,000 60,000 70,000 80,000 2011 2012 2013 2014 2015 2016 2017 2018 Historical and Projected Annual Transports Priority 1 Transport - Actual Priority 3 Transport - Actual Priority 1 Transport - Trend Line Priority 3 Transport - Trend Line Section 3—Current State of Ambulance Economics page 16 Figure 5—Historical and Projected Monthly Incident Volume Figure 6—Historical and Projected Monthly Transports - 1,000 2,000 3,000 4,000 5,000 6,000 7,000 8,000 9,000 Jan-11Mar-11May-11Jul-11Sep-11Nov-11Jan-12Mar-12May-12Jul-12Sep-12Nov-12Jan-13Mar-13May-13Jul-13Sep-13Nov-13Jan-14Mar-14May-14Jul-14Sep-14Nov-14Jan-15Mar-15May-15Jul-15Sep-15Nov-15Jan-16Mar-16May-16Jul-16Sep-16Nov-16Jan-17Mar-17May-17Jul-17Sep-17Nov-17Jan-18Mar-18May-18Jul-18Sep-18Nov-18Historical and Projected Monthly Incident Volume Total Calls - Actual Total Transport - Actual Total Cancelled - Actual Total Calls - Trend Line Total Transport - Trend Line Total Cancelled - Trend Line - 1,000 2,000 3,000 4,000 5,000 6,000 7,000 Jan-11Mar-11May-11Jul-11Sep-11Nov-11Jan-12Mar-12May-12Jul-12Sep-12Nov-12Jan-13Mar-13May-13Jul-13Sep-13Nov-13Jan-14Mar-14May-14Jul-14Sep-14Nov-14Jan-15Mar-15May-15Jul-15Sep-15Nov-15Jan-16Mar-16May-16Jul-16Sep-16Nov-16Jan-17Mar-17May-17Jul-17Sep-17Nov-17Jan-18Mar-18May-18Jul-18Sep-18Nov-18Historical and Projected Monthly Transports Priority 1 Transport - Actual Priority 3 Transport - Actual Priority 1 Transport - Trend Line Priority 3 Transport - Trend Line Section 3—Current State of Ambulance Economics page 17 While monthly demand is more fluid, these monthly projections show slightly less increased demand when compared to the annual demand trend lines. The Alliance revenue proposal is based on 63,500 transports in Contract Year 1 (2016), which, if the monthly trend line ends up more accurate that the annual projection, that volume may not be reached until late 2016. So again, the Alliance took a balanced, conservative position on its transport demand numbers as will be explained more fully in the sections to follow. Section 4—The Business Structure of the Alliance Proposal page 18 SECTION 4—THE BUSINESS STRUCTURE OF THE ALLIANCE PROPOSAL 4.1 AMR’S SUBCONTRACT WITH CCCFPD In response to the Contra Costa County Local Emergency Medical Services Agency’s (LEMSA) February 27, 2015 Request for Proposal (RFP) for Exclusive Operator for Emergency Ambulance Service, Contra Costa County Fire Protection District (CCCFPD) and American Medical Response, West (AMR), formed an alliance (referred to as the “Alliance”) and submitted a single unified proposal to provide emergency ground ambulance services. No other proposal was received. The business structure of the Alliance between the CCCFPD and AMR is a subcontract relationship, in which the CCCFPD subcontracts with AMR to provide emergency ground ambulance services, at CCCFPD’s direction, in the RFP’s requested Response Areas, except for those portions that are in the jurisdiction of the Moraga-Orinda and San Ramon Valley Fire Protection Districts. The CCCFPD will be the billing agent of record. It has secured its own National Provider Identification (NPI) number from the Center for Medicare and Medicaid Services and intend to bill for the ambulance services provided by AMR. The revenue received by CCCFPD, through patient billing and reimbursements from health insurers and other emergency ambulance transport revenue sources, would be used to offset the cost of its contract with AMR to provide the transport ambulance system as a complete, “turn key” operation. This billing arrangement might also allow CCCFPD to seek Ground Emergency Medical Transport (GEMT) cost -based reimbursement for emergency medical services provided by the CCCFPD (but this allowance is not an absolute guarantee as will be explained in Section 6.4). 4.1.1 Deployment Plan A and B Costs to be Paid to AMR by CCCFPD Separate from the Alliance proposal to the County, is a contract between CCCFPD and AMR that stipulates that the CCCFPD will pay AMR for each ambulance unit/hour of emergency ground ambulance service that AMR provides, as full compensation for all services and costs provided or incurred by AMR in performing its obligations pursuant to the contract. According to the Alliance response to the RFP, for Plan A, during the first year of service (January 1, 2016 through December 31, 2016), CCCFPD will compensate AMR at a rate of $135.19 per deployed Unit Hour. During the second year of service (January 1, 2017 through December 31, 2017), CCCFPD will compensate AMR at a rate of $139.25 per hour. During the third year of service (January 1, 2018 through December 31, 2018), CCCFPD will compensate AMR at a rate of $143.43 per hour. Compensation rates for year 4 and 5 were not identified; however, the CCCFPD/AMR contract contains an escalator clause which increases unit/hour payments beginning April 1, 2017. The amount of the escalator has not been quantified. Unless modified, Section 4—The Business Structure of the Alliance Proposal page 19 the payment limit of the subcontract will be approximately $188,000,000 over the five years of the subcontract. Note: The costs in the two tables below are the contractual obligations that CCCFPD must pay AMR, its subcontractor, regardless of the actual revenues received. Including costs in addition to those of AMR, the total Alliance costs per year and the resultant Unit Hour costs are higher. A comparison of total Alliance costs to total estimated revenues will be provided in a later section of this report. Table 4—Plan A Staffing Hours and Costs1 Plan A Year 1 Year 2 Year 3 Average Weekly Staffed Unit Hours 4,788 4,788 4,788 Average Annual Staffed Unit Hours 249,660 249,660 249,660 AMR Burdened Unit Hour Cost $135.19 $139.25 $143.43 Estimated CCFPD Payment to AMR $33,752,634 $34,765,213 $35,808,170 1 All Unit Hours and costs from AMR only Plan A costs dated July 6, 2015. The Alliance also submitted, as required, a second deployment plan called Plan B. The summary of that plan’s AMR staffing and costs is: Table 5—Plan B Staffing Hours and Costs Plan B Year 1 Year 2 Year 3 Average Weekly Staffed Unit Hours 4,6201 4,620 4,620 Average Annual Staffed Unit Hours 240,900 240,900 240,900 AMR Burdened Unit Hour Cost 135.302 $139.35 $143.54 Estimated CCFPD Payment to AMR $32,592,803 $33,570,588 $34,577,705 1 Unit Hours from Alliance updated Plan B proposal received on July 3, 2015. 2 Unit Hour Cost per AMR Plan B fiscal spreadsheet for AMR only Plan B costs dated July 6, 2015. 4.1.2 Terms of the CCCFPD and AMR Contract The Emergency Ambulance Services subcontract between the CCCFPD and AMR begins on January 1, 2016 and ends December 31, 2020. Through this contract AMR is responsible to provide 24-hour/day, 365-day/year paramedic-staffed emergency ambulance service within Contra Costa County in a manner that meets the standards articulated in the Contra Costa County EMS Agency’s RFP and the CCCFPD’s proposed contract with AMR. This includes owning and maintaining the ambulance fleet; employing paramedics and EMTs to staff the ambulances; providing quality improvement, training, and community outreach programs; providing field Section 4—The Business Structure of the Alliance Proposal page 20 supervision; and maintaining an electronic clinical care and billing records system. These services are normally expected of an ambulance provider servicing a 9-1-1 Exclusive Operating Area (911EOA) Emergency Ambulance contract in a metropolitan area, such as Contra Costa County. These roles are further detailed in Section 4.3—AMR’s Role and Responsibilities in the Alliance Proposal. The contract also includes default provisions, providing CCCFPD the ability to take over AMR’s stations, ambulances, and equipment if AMR cannot correct certain material deficiencies within 7 days following notice of default by CCCFPD. AMR is not prohibited from conducting non - emergency work that does not interfere with the contract. The contract also obligates AMR to provide equipment, programs, and services normally expected of an ambulance provider servicing a 911EOA Emergency Ambulance contract. 4.1.3 Alliance Proposal Risk Impact to the Taxpayer In the Alliance proposal, the CCCFPD pays AMR, its subcontractor, a predetermined unit/hour fee to provide emergency ground ambulance services. CCCFPD will serve as the billing agent of record, and through a subcontractor separate from AMR, will bill Medicare, Medi-Cal, insurance companies, patients, and other potential revenue sources. In this arrangement, the financial risks associated with operation of the ambulance service, including decreasing reimbursement rates, accounts receivables management, and increased cost of staffing, materials, and supplies, is transferred from AMR to the CCCFPD, putting the CCCFPD and the taxpayers of the CCCFPD, not the balance of the taxpayers of Contra Costa County, at risk of financial loss. This risk, if realized as a liability, becomes a general liability of the CCCFPD and its taxpayers. Citygate believe that this financial risk is small, because the deployment plan and the revenue and expense budgets are realistic. Nonetheless, it is important to make note of this risk, because this subcontracting model is new and untested within California. Understanding, monitoring, and evaluating the implications associated with ongoing taxpayer risk for ambulance systems should be of the utmost importance to the CCCFPD management. This is especially important considering the changing health care payment environment in America. Citygate believes that all governmental entities that directly provide ambulance service or subcontract for ambulance service are potentially at financial and operational risk. These risks include decreasing rates of reimbursement, unexpected changes in volume, and increasing costs of service, including labor, capital asset acquisition, and costs caused by regulatory changes. Similarly, government jurisdictions that contract for ambulance services also retain some degree (albeit probably less) of financial and operational risk, because if net revenue decreases to less than the cost to provide the service, the jurisdiction is at risk to maintain the solvency of the ambulance operator by raising rates, providing a subsidy, or selecting a new provider. Further, should an ambulance provider in financial trouble discharge the contract through bankruptcy, the governmental entity retains the responsibility of maintaining a stable ambulance Section 4—The Business Structure of the Alliance Proposal page 21 transport system, which may entail the financial and operational risks of engaging a new contractor or, directly at taxpayer expense, providing ambulance service, without time for a well- planned transition. Citygate Opinion #1 – Alliance Economic Risk: It is undisputed that 9-1-1 ambulance system revenues are falling to the point where some, if not all, systems will no longer be able to operate without a public subsidy as many have for over 30 years. The choice before Contra Costa County is whether the Board wants to more fully be involved in managing the contractor via the CCCFPD, and if a revenue collapse is inevitable, be able to detect the problem with enough time to develop and implement thoughtful mitigation measures. The other option is to operate the existing type of contract model and hope the private provider would provide enough notice before default. Ultimately, taxpayers are the fallback resource to fund 9-1-1 ambulance services. If ultimately the ambulance system needs an allocation of CCCFPD or County general discretionary resources to stabilize ambulance services, that could force the reduction of services in other areas. Monitoring and understanding how this issue evolves is critical if the County is to minimize the impact of a potentially damaging ambulance fiscal shock wave. The CCCFPD and AMR “Alliance” is designed to provide full EMS system integration for the communities serviced. The Alliance notes that this organizational structure will provide single- source dispatch, integrated oversight for first response and transportation, consistent training for all responders, common and shared language and response culture, and eliminate redundancies in service. 4.2 CCCFPD ROLES AND RESPONSIBILITIES IN THE ALLIANCE PROPOSAL The CCCFPD’s roles and responsibilities, as specified in the Alliance proposal, are coordinating the overall AMR contract and ensuring close coordination with all of the first responders in the ambulance service area. These actions do not replace, but enhance, the oversight functions mandated by state regulations to the County EMS Agency. The Alliance support for first responder functions is compliant with the terms of the County’s RFP and includes costs for issues such as replacing first responder supplies and equipment, plus group supply purchasing savings or discounts. These first responder support costs are in the Alliance operating expense and revenue proposals. For its coordination with AMR, CCCFPD is not adding significant personnel or costs in order to supply both AMR contract coordination and first responder coordination functions. Section 4—The Business Structure of the Alliance Proposal page 22 4.2.1 One Chief Officer Oversight Position The Alliance proposal does not significantly change the number of personnel employed by the CCCFPD or AMR. In fact, only one new position is created in the Alliance organization: an EMS Chief, who will be employed by the CCCFPD. The EMS Chief will oversee first responder training, the clinical manager, and clinical education services support. The EMS Chief will also work closely with AMR’s Medical Director and the County’s EMS Medical Director and the AMR General Manager. The fully-benefitted cost of this new fire department chief officer position is budgeted at $400,000 annually. 4.2.2 Ambulance Billing In the current Contra Costa County EMS System, AMR directly bills insurance providers and patients for ambulance medical care and transport. In the Alliance proposal, the CCCFPD will perform first responder and ambulance billing through a contract with an external billing agency. AMR will continue to perform the “front end” billing process, which includes ensuring proper documentation, reconciling trip information, and timely submitting billing information to the external billing agency. CCCFPD expects to pay approximately about 5% of collections, if a percentage collection agreement is negotiated to the external billing contractor. Ambulance billing systems contain a hard cost. In the current contract with the County, AMR performs the billing, the cost of which is included in its bills to patients under the County- approved ambulance rate structure. Under the Alliance approach, its plan to try to acquire supplemental Medi-Cal revenues known as GEMT (explained in Section 6.4 of this report) possibly requires, under state regulations, that the billing to be performed by the CCCFPD, not its ambulance subcontractor. Given this is not yet settled, the Alliance proposal calls for a separate billing contractor under CCCFPD control. The cost of this is included in the Alliance cost structure at an estimated amount of $2,078,548. Billing contracts can be priced at fixed rates or a percent of the amount billed. Because the Alliance does not know if it will be required to separate billing from AMR, at this time its proposal uses a cost that is closely estimated, but not agreed to contractually. If the Alliance proposal is approved by the Board of Supervisors and implementation begins, Citygate hopes that the Alliance can make the case to the state that the more effective billing approach would be to let the current and capable AMR billing process remain in one integrated patient data system from point of dispatch to final patient destination. In either case, the final Alliance costs cannot be determined until the billing question and costs are firmly fixed. Billing for Inter-Facility Transports (IFT) Another part of the EMS system RFP for 9-1-1 ambulance services allows the 9-1-1 ambulance operator to provide, at the request of hospitals, clinics, and others, a paramedic unit to transfer Section 4—The Business Structure of the Alliance Proposal page 23 patients between sites. As required, the Alliance priced this option in Appendix 19 of its response and identified a rate structure set at 50% of the Usual and Customary Rates (UCR) charged for 9-1-1 calls. The Alliance expects that requests for these services will be extremely low. The billing for IFTs will be performed by the CCCFPD along with all other billing. Therefore, the IFT revenues are part of the overall Alliance revenue submittal and any revenues in excess of costs will remain with the CCCFPD for use within the Alliance structure. 4.2.3 Merged Dispatch In the current Contra Costa County EMS System, the CCCFPD and AMR operate separate, geographically-distinct dispatch centers. In the Alliance proposal, AMR will relocate its medical dispatch personnel to the Contra Costa County Regional Fire Communications Center, allowing CCCFPD and AMR to operate one consolidated dispatch center that will provide fire and ambulance dispatching services. The Alliance’s communication center provides the infrastructure, technologies, and redundancies normally associated with an emergency services dispatch center serving an urban or suburban area. This communication center will process medical requests for assistance using the Medical Priority Dispatch System including Medical Dispatch Quality Assurance, both of which are considered the state-of-the-art in EMS dispatch. Consolidated communication centers are associated with shorter call transfer and processing times, improved inter-organizational situational awareness, and improved coordination of fire and ambulance resources to complex incidents. 4.2.4 Separate Training/CQI for Fire Paramedics – “As Is” The CCCFPD will not be merging or changing how it currently trains and conducts Continuous Quality Improvement (CQI) for the paramedics on its fire engines, so there are no new costs for these programs in the Alliance proposal. 4.3 AMR’S ROLES AND RESPONSIBILITIES IN THE ALLIANCE PROPOSAL 4.3.1 An Almost Identical AMR Effort to the Current Model AMR’s roles and responsibilities, as specified in the Alliance proposal, are nearly identical to its roles and responsibilities in the current Contra Costa County EMS System. AMR will have the sole responsibility for owning, maintaining, and upgrading the ambulance fleet. AMR is responsible to respond to all calls dispatched from the County-designated Public Safety Answering Points (PSAPs) with Advanced Life Support (ALS (paramedic-staffed)) ambulances. AMR is responsible to provide ALS service (paramedic-staffed ambulances), with the exception that Basic Life Support (BLS (EMT-staffed)) ambulances may be used for response to multi-unit responses and when BLS response is appropriate according to the Contra Costa County EMS Agency’s policies and procedures. AMR must also provide equipment, programs, and services Section 4—The Business Structure of the Alliance Proposal page 24 normally expected of an ambulance provider servicing a 911EOA Emergency Ambulance contract. The equipment, programs, and services that AMR must provide include:  Performing comprehensive data analysis and quality improvement activities, using a dedicated quality improvement staff conducting practices according to the County’s EMS Agency policies  Assuring all personnel are properly vetted, licensed or certified, credentialed, and trained  Providing field supervision using trained supervisors  Providing continuing education for CCCFPD and AMR personnel  Operating a dispatch center within the CCCFPD dispatch center, maintaining dispatch-related equipment, and dispatching ambulances to requests for emergency ambulance services  Using and maintaining an electronic PCR system  Providing records to CCCFPD to verify clinical and operational performance standards  Employing a full-time Community Outreach Coordinator to work towards improving community health status and providing community education  Maintaining disaster and multi-casualty incident capability, including the ability to recall personnel, staff a disaster response vehicle, and participate in disaster training and exercises. In addition to the change in ambulance billing service described above, another significant change from the current Contra Costa County EMS System in the Alliance model is AMR’s reporting structure to the County. In the current Contra Costa County ambulance contract, AMR is an independent organization. The Contra Costa County EMS Agency has an EOA contract directly with AMR, which is responsible to the EMS Agency for meeting the standards contained in that contract. In the Alliance model, the EMS Agency will not have a direct contractual relationship with AMR. The EMS Agency will have a direct EOA contractual relationship with CCCFPD, which in turn has a subcontract agreement with AMR.16 This reporting relationship is reflected in the Alliance’s organizational chart. In the Alliance, all CCCFPD and AMR positions and functions report into CCCFPD’s command structure. The 16 The LEMSA and AMR must have a paramedic service provider agreement, pursuant to 22 CCR 100168 (b) (4). Section 4—The Business Structure of the Alliance Proposal page 25 manager of the consolidated communications center reports to CCCFPD’s Assistant Support Chief, the CCCFPD’s new billing contractor reports to CCCFPD’s Administrative Chief, and AMR’s positions report through the supervisors and general managers to CCCFPD Emergency Operations Assistant Chief. All Assistant Chief positions report to CCCFPD’s Fire Chief. Additionally, in the field setting, AMR’s personnel are contractually placed under the authority of the fire officer in charge. Another significant change from the current Contra Costa County EMS System in the Alliance model is the consolidation of AMR dispatching into the CCCFPD communication center. AMR does experience cost savings from the dispatch merger, but these savings are already reflected in its lowered cost per Unit Hour charge to the CCCFPD. Section 5—Operations Review as the Cost Driver page 26 SECTION 5—OPERATIONS REVIEW AS THE COST DRIVER 5.1 DEPLOYMENT LEVELS AND RESULTANT STAFFING Determining the number of ambulances needed at any given hour across the diverse topography and populations of a large county is complicated. Current ambulance systems typically deploy a mix of 24-hour and partial-day units with overlapping schedules. The highest quantity and location of units is clustered in the hours of the day and in the communities having the greatest demand for service. In a deployment plan, a baseline number of units is placed across the geography to provide equitable response time to an emergency, assuming the closest assigned area unit is available. The County RFP requested two deployment plans labeled A and B. Plan A is what the current system operates; the ambulance contract area is divided into four Emergency Response Zones (ERZs) for calculation of ambulance response times and penalties. Under Plan B, the ambulance contract area is divided into three ERZs for calculation of ambulance response times and penalties. In aggregating performance zones from four to three, Plan B significantly expands areas designated as “urban” instead of “rural.” While Plan B increases the response time requirement in existing urban zones from 10:00 or 11:45 minutes/seconds to 12:45 minutes/seconds for the highest priority emergencies, the shift of the rural areas to urban lowers response time requirements from 16:45 minutes/seconds to 12:45 minutes/seconds. Thus, Plan B changes response time requirements in multiple areas. Both plans are fully described in the County Ambulance RFP in Appendix 3 and will not be fully repeated here. The calculation used to summarize a deployment plan is measured in “Unit Hours,” defined as the total number of two-person ambulance units on duty in each hour block (24 hours per day for a week or monthly cycle). In the case of Contra Costa County, the County is divided into response time measurement zones as the major population clusters are separated by large open space or rural areas. Once the plan is set into motion, the ambulance contractor and County EMS Agency measure response times delivered by the deployment plan against a pre-determined policy goal. If the deployment plan under-delivers response time performance to an area, the deployment plan must be adjusted. If the response time performance exceeds the goal, then the deployment plan can be adjusted to save cost. In the current system, AMR’s 2014 Unit Hour deployment plan delivered, on average, 17,140 Unit Hours per month. As a simple average, this is approximately 23 units per hour Countywide. After 2:00 am the quantity is lower; it is highest in the afternoon and early evening hours. Section 5—Operations Review as the Cost Driver page 27 The previous 2004 AMR contract required a minimum of 17,437 Unit Hours per month. In September 2009, the Board of Supervisors allowed the Unit Hours to be slightly lowered to control excessive system costs. Averaged per month for calendar year 2014, AMR’s Unit Hour plan delivered 17,140 Unit Hours. Starting in the fall of 2014, with the closure of Doctors Medical Center, the Unit Hours were increased because transports that could not be diverted to less acute clinic care needed to go to hospitals further away, increasing unit out of service times during incidents. By January 2015, AMR’s monthly Unit Hour plan had risen to 18,172. In reviewing the 2014 incident demand data, and AMR’s Unit Hour plan by hour per week for March 2015, Citygate finds that this early 2015 level of Unit Hours is the minimum necessary to meet system response time goals in each of the three zones. 5.1.1 Alliance Plan A Deployment The Alliance deployment proposal under Plan A is for 20,748 Unit Hours per month. In its proposal the Alliance states: “Core (lowest) deployment will be 18 ambulances, with a peak of 39 ambulances during the highest demand. As this is a performance-based contract and call demand is dynamic, we are committed to increasing units to match volume and contractual requirements. Analyzing the County call volume and hot spots, we will strategically deploy 12-hour units, with the ability of backfill, if needed.” Citygate reviewed the proposed Unit Hour plan for one week against what AMR delivered in March/April of 2015 and found the Alliance slightly increased hours at key parts of the day and days of the week in the sample weekly ambulance schedule provided by the Alliance. Citygate Opinion #2 – Plan A Deployment Hours: Citygate’s extensive review of the incident demand data by zone, hour of the day, and day of the week found the proposed Alliance deployment plan capable of meeting the current needs of the requested Plan A. 5.1.2 Alliance Plan B Deployment The Alliance deployment proposal under Plan B is for 20,020 Unit Hours per month. In its proposal the Alliance states: “Core (lowest) deployment will be 18 ambulances, with a peak of 37 ambulances during the highest demand. As this is a performance-based contract and call demand is dynamic, we are committed to increasing units to match volume and contractual requirements. Analyzing the County call volume and hot spots, we will strategically deploy 12-hour units, with the ability of backfill, if needed.” Section 5—Operations Review as the Cost Driver page 28 Citygate reviewed the proposed Unit Hour plan for one week against what AMR delivered on July 3, 2015 and found the Alliance slightly decreased Unit Hours at key parts of the day, and at key days of the week in the sample weekly ambulance schedule provided by the Alliance. Citygate Opinion #3 – Plan B Deployment Plan Hours: Citygate’s extensive review of the incident demand data by zone, hour of the day, and day of the week found the proposed Alliance Plan B insufficiently documented regarding where the reductions and resultant reduced response times occur. As such, it is not possible to state whether the plan will meet the response time objectives for the cost proposed. 5.2 PLAN A LIKELY RESPONSE TIME COMPLIANCE Contra Costa County’s current contract with AMR requires a 10-minute response 95% of the time for calls determined to need a “lights and sirens” response in the City of Richmond, while in the remainder of West County emergency response times are 11:45 minutes, 90% of the time (similar to the remainder of the County). The variation in response requirements between these communities was based on the goal of providing a paramedic within 10 minutes on scene, established by the County as part of the 2004 ambulance service agreement for areas not served by fire paramedic first response. The 2015 Ambulance System RFP required, in Plan A, response time performance across four geographic zones. The zones are the City of Richmond, the balance of the West County, the Central County, and the East County. The response time measures are: High Priority Emergencies – to 90% of the incidents from a low in Richmond of 10 minutes to 11:45 minutes/seconds across the mid-County and to rural East County areas at 16:45 minutes/seconds. In documents to the County EMS Agency, and in the Alliance proposal, response times by AMR from March 1, 2014 through February 28, 2015 in the current five performance zones exceeded 90% in all zones ranging from a low of 91% to a high of 97%, with West County and more specifically Richmond, typically averaging 94-95%. Citygate Opinion #4 – Plan A Response Time: Given the historical response time compliance reported by AMR under the current contract, as well as the increased Unit Hours in the Alliance Deployment Plan, Citygate is of the opinion that the Alliance can maintain the desired response time goals of the requested Deployment Plan A. Section 5—Operations Review as the Cost Driver page 29 5.3 PLAN B LIKELY RESPONSE TIME COMPLIANCE The County’s RFP requested an alternative Response Plan B that reduced the response time zones to three and increased response time for 90% of the incidents ranging from a low of 12:45 minutes/seconds in urban/suburban areas to 20:00 minutes/seconds in rural areas. The goal was intended to allow a few less ambulances in the system for cost control given the lower severity incidents that dominate workload across the system. The three response time zones were West, Central, and East County, with response time measures focused on population density areas. This plan removed the City of Richmond from being its own performance area. Based on a one-week, Countywide ambulance deployment schedule, and the fact that Plan B merges Richmond into the western compliance zone, it is impossible to validate if the reductions in Plan B are excessive, or if they will even meet the County’s lessor response time goals. There is no way to know if one zone is more affected by reductions than another zone. While the Alliance offered a different Unit Hour deployment exhibit for Option/Plan B, it did not prefer its implementation. In its RFP response, the Alliance stated: Our submission under Plan “A” provides shorter response times than provided for under option B and we believe that is what the public wants and demands. Our submission addresses the concerns that the LEMSA has for system sustainability, while simultaneously providing what the public wants in their ambulance delivery model, which is an efficient, cost-effective emergency response. Our plan is designed to meet the public’s desire and does not require any subsidy from the County. We have also provided a Plan “B” that includes longer response times for responding ambulances, thus decrease the cost of providing the service through reduction of unit hours. We would like to highlight that this plan comes at a significant cost to not only the patient that is required to wait longer for the arrival of the ambulance but also the County’s first responders from all agencies as they will be required to remain on scene until the ambulance arrives. This includes all first responder such as fire, police, sheriff and highway patrol. Diminished resources due to increased response times for transport providers is not in the best interest of any of the County’s stakeholders. Our submission of Plan “A” provides for all the needs identified in the modernization report at no cost to the County. In response to further Plan B questions from Citygate Associates, the Alliance stated: The unit hours proposed under Plan A are higher than our 2014 deployment. The difference in deployment is driven by several factors. First, the closure of Doctors Section 5—Operations Review as the Cost Driver page 30 Medical Center earlier this year has resulted in a significant disruption to the previous deployment model requiring the addition of unit hours to maintain West County coverage. Next, while the current RFP does ease some response time requirements, it also provides additional complexity and cost by initiating outlier penalties and rolling daily compliance requirements. Lastly, both the District and AMR felt it was necessary to build a deployment plan that would ensure success, especially given the unknown effects of further first responder reductions in East Contra Costa County. As such, we built a robust deployment plan that may allow for future reductions once the system is stable. Given these numerous system dynamics outlined above, the Alliance felt it would be imprudent to propose unit hour reductions under Plan B. Unit hour reductions would result in longer on-scene times for our local fire departments at a time when their resource capabilities are already stretched thin. In addition, such unit hour reductions would provide for less flexibility to address the recent system changes and those new requirements outlined in the RFP. Citygate also observes that the deployment hours for Plan B are estimated from a software model used by AMR and, due to the changes in response zones, the deployment hour estimations are new. No software model estimates are perfect, and different mathematical approaches yield different results. Even with historical incident data to model from, the 9-1-1 system demand is a chaotic mathematical model; it is not simply linear. There are many simultaneous and sometimes unexpected factors that generate 9-1-1 demand. The emergency system is not like a supermarket where a large volume of data supports how many checkout registers to have open on busy afternoons. In that scenario, the volume of use over time is very predictable. In a 9-1-1 system, an event such as a wildland fire, multi-patient auto accident, a heat wave, or hazardous materials leak can throw unexpected hourly demands on the system. It is preferable to have some reserve capacity in a system for such moments. Proposed Plan A has proven historically positive response times, and the Alliance has offered that plan in a cost-to-revenue structure that is positively balanced. Citygate Opinion #5 – Plan B Response Time: The response time compliance for Plan B cannot be benchmarked to current system compliance given the change from four to three zones and a relaxation of response time measures. Citygate would strongly encourage the County not to implement Plan B all at once, if at all. If chosen for implementation, the Alliance should be allowed to test some reductions in some areas and then, based on closely-observed metrics, make adjustments. This measured, incremental approach is consistent with the values of Continuous Quality Improvement (CQI). Section 5—Operations Review as the Cost Driver page 31 5.4 STAFFING FOR ADMINISTRATIVE, TRAINING, DISPATCH, AND COMMUNITY EDUCATION SUPPORT The ambulance deployment plan drives the total number of paramedics and EMTs needed. Each of these types of employees needs state- and County-mandated training and quality assurance clinical oversight. Additionally, any ambulance operation needs support staff to provide administration, fiscal, supply, and ambulance fleet repair. An all-encompassing term for these positions and resultant costs would be administration and logistical support. The Alliance staffing proposal for Plan A requires 114 paramedics and 114 EMTs, totaling 228 personnel. Deployment Plan B only requires 8 fewer field personnel, so the following logistical support analysis only uses proposed Plan A, and there is a negligible decrease to oversight position costs under Plan B. To provide the needed support for these field positions, AMR’s portion of the Alliance will provide 47 full- and part-time positions across these categories: Table 6—Administrative and Logistical Support Position Title Number of Positions General Manager 1 Clinical Manager 1 Operations Manager 1 Data Analyst 1 Community Outreach 1 Clinical Education Specialist 1 Clinical Education Coordinator 1 Deputy Operations Manager 1 Logistics Supervisor 1 Administrative Supervisor 1 Administrative Assistant 1 Scheduling 2 EMS Operations Supervisor 9 Vehicle Service Technicians 7 Lead Mechanic 1 Vehicle Mechanic 3 Pre-billing Staff 3 Dispatchers 10 Assistant Medical Director 1 Total AMR Positions 47 Section 5—Operations Review as the Cost Driver page 32 In the Alliance proposal for administration, there is only one (CCCFPD) position added and expensed from ambulance revenues: an EMS Chief Officer to oversee the Alliance operations on behalf of CCCFPD. This position would presumably be the key liaison between AMR, fire operations staff, and the County’s EMS Agency. 5.4.1 Community Education The Ambulance RFP required the contractor to allocate $100,000 under Plan A, and $300,000 under Plan B, annually for community education and improvement activities. The Alliance proposal allocated $300,000 under Plan A, exceeding the RFP requirement, and $300,000 under Plan B, as required by the RFP. This amount is shown in the proposed Alliance budget in two locations: (1) personnel costs, because people provide community training; and (2) a separate line item of $50,000 for outreach supplies and publications. Personnel include a dedicated Community Education Coordinator that will be dedicated to providing support to the Community Education programs. In addition, members of the management team, Paramedics, and EMTs will be used to staff high volume community outreach programs, and those wages also are included in the Alliance budget. 5.4.2 Quality Control and Overall Logistical Positions Needs and Appropriateness Quality emergency medical care and transport services are dependent upon an effective Continuous Quality Improvement (CQI) program that is tied to a living training plan and calendar. The CQI program focuses on both the individual care provider (EMT or paramedic) as well as on the system as a whole. It is both internal to the Department and external to the EMS community at large. Trend analysis through consistent data review, as well as individual run review (patient care report audits), are used to identify training needs. The four positions identified on the Alliance’s organization chart (Community Outreach, Continuing Education Specialist, Continuing Education Coordinator, and Data Analyst) will provide the fundamentals for an effective CQI and training program. Citygate Opinion #6 – Alliance Logistical Staffing Expense: Given the staffing provided by AMR, and a verbal confirmation that AMR support services staffing will remain the same as in the current contract, the CQI, training, and community education staff appears appropriate for the size of the projected AMR operation. CCCFPD will continue to separately manage the training and CQI for its firefighter/paramedics, as it does currently. Section 6—Alliance Economic Proposal page 33 SECTION 6—ALLIANCE ECONOMIC PROPOSAL 6.1 TRANSPORT VOLUME OVER TIME An ambulance system’s revenues are fundamentally driven by total transports. Citygate’s review of County EMS-provided raw data found that, in the calendar year of 2014, there were a total of 79,358 AMR initial responses in all zones in the County. This was an increase of about 5,000 response incidents over 2013. These incidents resulted in a total of 63,488 transports to the region’s hospitals. Over four years the number of transports has grown steadily: Table 7—Number of Transports in Contra Costa County Year Transports 2011 57,590 2012 60,751 2013 60,804 2014 63,488 In Contract Year 1 (2016), the Alliance proposal has estimated total transports to be 63,500, or a growth rate of essentially zero. Citygate sees this flat-line projection as conservative and reasonable given the slight increase in overall incident demand from 2012 to 2014. Even given the closure of Doctors Medical Center, the Alliance believes that transport demand under the health care reform impacts will be flat for several years. In response to question s from Citygate about the demand for service assumptions, the Alliance stated: In reviewing transport history, 2014 had considerably higher transport growth (4.4%) than the previous year growth (1.8%). The historic growth rates included years with both positive as well as negative transport growth rates. We identified 2014 as a higher than average year as the Affordable Care Act (ACA) was implemented and more patients had access to insurance and therefore utilized ambulance service. Based upon this information, we took a conservative approach to forecasting transport growth to ensure system stability and kept 2015 and 2016 projections flat. Citygate Opinion #7 – Number of Transports Volume: Given the conservative projection of total transports for at least Contract Year 1 (2016), we find that the Alliance proposal had not inflated transport projections upon which to base revenues. If anything, the projections could end up being slightly low, thus providing a possible economic cushion by 2017. Section 6—Alliance Economic Proposal page 34 6.2 BILLING BY PAYER TYPE Table 2 on page 9 of the RFP provided the current breakdown of pa yer types for AMR in Contra Costa County: Table 8—Payer Types from AMR in Contra Costa County Payer Type RFP Percent of Payer Type 2014 Actual Alliance Proposal Medicare and Medicare HMO 42.9% 43.2% 42.9% Medi-Cal and Medi-Cal HMO 26.3% 26.8% 26.3% Insurance 14.4% 14.5% 14.4% Private Pay & Other 16.4% 15.5% 16.4% Total 100.0% 100.0% 100.0% In its revenue projections for the bid response, the Alliance assumed that the payer mix would remain the same for all three years of the projection period (2016-2018). In response to a question regarding why it assumed a constant payer-type mix, the Alliance stated: It is AMR’s practice in developing cost projections to keep payer mix steady, unless there are known factors that would result in a material change. At this point, the 2015 payer mix appears stable. The majority of the changes associated with the ACA occurred in 2014. With the future of the ACA uncertain at this time, we assumed the status quo was the most prudent approach to take. Consequently, while the payer mix has clearly changed over time, Contra Costa County already has a much higher proportion of Medicare and Medi-Cal customers, a much lower proportion of Commercial Insurance than AMR’s contracts in other regions, and supports AMR’s response that much of the changes associated with ACA have already been reflected in the 2014 payer mix. As discussed in Section 3, the trend in recent years has been a shift from higher-paying commercial insurance plans to lower-paying governmental plans. From the most recent 10-K for Envision Healthcare Holdings, Inc., the parent holding company for AMR, the payer breakdown for AMR in total (including all regions, not just Contra Costa County) was as follows: Section 6—Alliance Economic Proposal page 35 Table 9—AMR National Payer Experience Payer 2012 2013 2014 Medicare 28.6% 32.1% 30.4% Medicaid (Medi-Cal) 6.3% 7.4% 8.8% Insurance 41.4% 39.2% 36.8% Self-pay & Other 23.7% 21.3% 24.0% Total 100.0% 100.0% 100.0% 6.3 ALLIANCE REVENUE ESTIMATE MODEL Regarding the revenue projection for Total (Gross) Charges, the Alliance appropriately used the stipulated ambulance rates for rate Contract Year 1, as required in Appendix 10 of the RFP, as well as the annual 3% rate increase specified on page 55 of the County’s Ambulance RFP. Table 10—County RFP Ambulance Rates Charge Type Charge Amount Emergency Base Rate $2,100.00 Mileage Rate (per loaded mile) $50.00 Oxygen $175.00 Treat and Refused Transport $450.00 The Alliance assumed 6 miles per transport, and oxygen usage on 60% of transports, resulting in an Average Patient Charge (APC) of approximately $2,505. The Alliance took a conservative position related to “Treat and Refused Transport” charges. Given the unfavorable political considerations, and historically low net collection experience for Treat and Refused Transport fees, at this time AMR does not intend to pursue such fees even though the RFP and proposed contract would permit them to do so. In terms of expected net collections by payer type, the Alliance again took a conservative approach to its revenue projections compared to AMR’s experience in 2014: Section 6—Alliance Economic Proposal page 36 Table 11—AMR Contra Costa County Net Cash Collections by Type Payer 2014 Actual 2016 Projected 2017 Projected 2018 Projected Medicare 22.7% 18.8% 18.6% 18.4% Medi-Cal 6.5% 5.5% 5.4% 5.2% Insurance 92.0% 91.2% 91.2% 91.2% Self-pay & Other 13.1% 12.1% 11.9% 11.7% Average 27.1% 24.6% 24.5% 24.3% This lower projected collection percentage is prudent given the recent trend in high deductible health plans, as well as the stipulated rate increases specified in the RFP, which will increase Total (Gross) Charges, but will not necessarily increase the amount collected, especially for Medicare and Medi-Cal customers. Citygate Opinion #8 – Net Collections: The Alliance’s approach in projecting Average Patient Charges (APC) and expected net collections by payer type is both conservative and prudent. The question of payer mix is one of the most difficult aspects of this projection given the uncertainties surrounding health care reform. AMR believes that much of the change resulting from the ACA has already been reflected in the 2014 payer mix data and that projecting the status quo is the most prudent course of action at this time. While this approach is reasonable, we believe that continued deterioration of net collections due to changes in payer mix and increases in the number of high deductible health plans remains one of the largest risks going forward, and one that will need to be evaluated in light of other risks and opportunities in the Alliance projections (see Section 6.5). 6.4 GEMT ABSENCE, NEAR-TERM FORECAST, AND THE WIDE VARIANCE OF POSSIBLE REVENUES 6.4.1 Description of GEMT Program The Ground Emergency Medical Transportation (GEMT) supplemental reimbursement program is a supplemental program designed to compensate governmental providers of GEMT services for up to 50% of the uncompensated cost of providing GEMT services to Medi-Cal Fee for Service beneficiaries. The GEMT program uses Certified Public Expenditures (CPE) for payment of the federal share of the supplemental reimbursement. The GEMT statute was enacted as California Welfare and Institution Code, Section 14105.94 on October 2, 2011, and approved in a State Plan Amendment by the Centers for Medicare and Medicaid Services (CMS) on September 4, 2013. The program is retroactive to January 30, 2010. Section 6—Alliance Economic Proposal page 37 To qualify for GEMT program reimbursement, an EMS provider must meet the following criteria: (1) provide GEMT services to Medi-Cal beneficiaries; (2) be enrolled as a Medi-Cal provider for the period being claimed; and (3) be owned or operated by the state, a city, a county, a city and county, a fire protection district, a health care district, a community services district, a special district, or a federal Indian tribe. Eligible providers must also enter into a Provider Participation contract with the California Department of Health Care Services (DHCS) and agree to reimburse DHCS and the fiscal intermediary for their administrative expenses. To receive supplemental reimbursement pursuant to the GEMT program, service providers submit an annual cost report to DHCS. The payment is based on claiming federal financial participation in CPEs that have been incurred by the public GEMT provider during the preceding fiscal year. Expenses that may be submitted in the cost report include direct and indirect costs, such as capital assets, including depreciation of buildings and equipment; salaries and benefits for line and management staff; and administrative and general expenses, such as operations and maintenance, insurance, and materials and supplies. In the GEMT program, the participating provider is subject to retrospective audit after reimbursement is provided, creating a potential liability for the participating agency. Representatives of some fire departments that have received audits of their GEMT programs described the audit as being very thorough and detailed, more “like preparing to go to court.” This potential liability can be minimized by maintaining complete and original records justifying all claims made pursuant to the GEMT program. 6.4.2 CCCFPD’s Intent to Seek GEMT Reimbursement The CCCFPD has stated that it intends to submit for GEMT reimbursement in the future, but has not included GEMT revenue in its budget. Citygate agrees with this decision, because there are numerous variables that make it difficult to quantify current and future benefits of the GEMT reimbursement for the Alliance. These variables include: (1) whether the GEMT program will expand to cover Medi-Cal Managed Care (HMO) beneficiaries; (2) characteristics of CCCFPD’s contracted billing services agreement; and (3) DHCS’s determination of CCCFPD’s allowable expenses. 6.4.3 The GEMT Program, Medi-Cal Fee for Service, and Medi-Cal Managed Care The GEMT supplemental reimbursement program, as currently defined in statute, provides supplemental reimbursement for the federal share of providing GEMT services to Medi-Cal Fee for Service beneficiaries. The GEMT program does not provide supplemental reimbursement for GEMT services provided to Medi-Cal Managed Care beneficiaries. During the past two years, there have been two attempts at legislation to expand GEMT supplemental reimbursement to include Medi-Cal Managed Care beneficiaries, but those attempts have not been successful. It is likely these attempts will continue in the next legislative year. Section 6—Alliance Economic Proposal page 38 In Contra Costa County, approximately 26% of ambulance transports are Medi-Cal beneficiaries. Also in Contra Costa County, only 20% of Medi-Cal beneficiaries are in Fee for Service programs. The majority of Medi-Cal beneficiaries (80%) are in Medi-Cal Managed Care Plans. Thus, the CCCFPD would be eligible to claim cost-based GEMT supplemental reimbursement on only approximately 5.2% of all ambulance transports. 6.4.4 Characteristics of Contracted Billing Service Agreement Because CCCFPD has not entered into an agreement with a contracted billing service, it is not possible to determine whether DHCS would determine whether this expense would qualify for GEMT reimbursement. DHCS, in Policy and Procedure Letter 14 -001, issued on December 18, 2014, clarified allowable reimbursement of GEMT contracted billing and accounting service costs. DHCS stated that expenditures for contracted billing services would be allowable for supplemental GEMT reimbursement only if those billing services are paid fees, based on a flat rate per transport or for the time of work rather than paid fees based on the amount collected, amount billed, or historical costs. 6.4.5 DHCS’s Determination of the CCCFPD’s Allowable GEMT Expenses The GEMT statute requires, to be eligible for GEMT supplemental reimbursement, that the public provider “own and operate” the GEMT service. The GEMT statute also restricts reimbursable costs to those costs incurred by the public provider. On September 30, 2013, DHCS issued Policy and Procedure Letter 13-001, which clarified the meaning of “owns and operates” by explaining the intent of “costs incurred by the public provider” in the GEMT statute. DHCS stated: Eligible Contracting Arrangements - satisfying "owns or operates" Eligible public providers that contract for the provision of GEMT services to a private provider, and the public provider directly bills the Department of Health Care Services (DHCS) for GEMT services, satisfies the "owns or operates" requirement in Welfare and Institutions Code section 14105.94, subdivision (b), paragraph (3), and the public provider is eligible to participate in the GEMT program. However, the public provider may claim supplement reimbursement only for the costs the public provider incurs, not the contracted provider's costs. Therefore, costs eligible for reimbursement under this program would be the public provider's contract costs attributed only to providing GEMT services to Medi-Cal beneficiaries, billing costs, and the public provider's overhead costs allocated to the Medi-Cal GEMT services program, as allowed by State Plan Amendment (SPA) 09-024. The public provider may not claim supplemental reimbursement for any other cost incurred by the contracted private provider. Eligible public providers that contract for the provision of GEMT services to a private provider, and the public provider also contracts out its billing activities to Section 6—Alliance Economic Proposal page 39 a billing agent that bills DHCS on the public provider's behalf, satisfies the "owns or operates" requirement in Welfare and Institutions Code section 14105.94, subdivision (b), paragraph (3), and the public provider is eligible to participate in the GEMT program. However, the public provider may claim supplemental reimbursement only for its contract costs. Therefore, costs eligible for reimbursement under this program would be the public provider's contract costs attributed only to providing GEMT services to Medi-Cal beneficiaries, and the public provider's overhead costs (including the public provider's billing agent costs) allocated to the Medi-Cal GEMT services program, as allowed by SPA 09- 024. The public provider may not claim supplemental reimbursement for any other cost incurred by the contracted private provider and the billing agent. Non-Eligible Contracting Arrangements If a public provider contracts for the provision of GEMT services and its billing activities to a private provider, and such private provider or its billing agent directly bills DHCS, then the public provider is not eligible to participate in the GEMT program because it does not satisfy the "owns or operates" requirement in Welfare and Institutions Code section 14105.94, subdivision (b), paragraph (3). Under this scenario, it is the private provider who "owns or operates" as the provider of GEMT services rather than the public provider. A public provider that contracts for the provision of GEMT services and its billing activities, and allows the contracted private provider or the private provider's billing agent to use the public provider's National Provider Identification number for billing to DHCS, does not satisfy the "owns or operates" requirement in Welfare and Institutions Code section 14105.94, subdivision (b), paragraph (3), and the public provider is not eligible to participate in the GEMT program. If CCCFPD applies to DHCS for GEMT reimbursement, DHCS will evaluate the business, legal, and organizational structure between CCCFPD and AMR. DHCS will also assess CCCFPD’s relationship with its separate contracted billing agency. DHCS will then determine which of CCCFPD’s costs, incurred directly or through contract, are eligible for reimbursement pursuant to the GEMT program guidelines. Citygate Opinion #9 – Fee for Service GEMT Availability: Citygate will not attempt to predict which of CCCFPD’s costs DHCS will or will not allow for GEMT reimbursement, as the scope of the Fire Department / Ambulance Company / Billing Contractor hybrid has not been tried yet in California, to our knowledge, since the inception of the GEMT program. Therefore, given that the CCCFPD has just obtained DHCS’s national provider number and must still apply to DHCS, the Alliance approach to not assume any GEMT reimbursement in its fiscal pro-forma was the correct, conservative approach. Section 6—Alliance Economic Proposal page 40 6.4.6 Potential Expansion of the GEMT Program to Medi-Cal Managed Care It is difficult to accurately predict the future of GEMT program reimbursement. GEMT advocates will likely continue to attempt to expand the GEMT program to include supplemental reimbursement for GEMT services provided to Medi-Cal Managed Care beneficiaries. Because approximately 80% to 85% of Medi-Cal beneficiaries statewide are in Medi-Cal Managed Care plans, expansion of GEMT services to these beneficiaries would significantly increase the cost- based reimbursement for eligible GEMT providers. Should the GEMT program reimbursement be approved in law for Medi-Cal Managed Care beneficiaries, the cost-based reimbursement would be facilitated through Intergovernmental Transfers (IGTs) rather than certified public expenditures. IGTs are a mechanism used to secure federal funds for use by local or state government. IGTs do not require the use of a cost report. In the federal Medicaid program, the quantities of funds that can be transferred through IGTs are capped at the state and local level. The difference between the local cap and the amount already received through other IGTs is called “headroom.” Each county must assess whether it has adequate headroom within its local Medicaid IGT-based cap. If it does not have adequate headroom under the local cap, GEMT IGT claims will result in IGT revenue being reallocated from other existing in-county IGT programs, or denied due to the importance of other programs or the headroom cap. There is an approved pilot program in one other county that has open headroom, but it is unknown if IGT permission for EMS will be allowed statewide. Citygate Opinion #10 – HMO GEMT: There is no near-term assurance in Contra Costa County that the IGT program for Medi-Cal Managed Care beneficiaries will become available. As such, the Alliance decision to not depend on GEMT funds for Medi-Cal Managed Care is correct. 6.5 PLAN A AND B REVENUE AND COST PROJECTION ANALYSIS As the incumbent operator for Emergency Ambulance Service in Contra Costa County, AMR has unique insight into the factors that drive revenues and costs, and the recent trends in those factors. AMR has managed to continue to meet service obligations while maintaining profitability through very adverse trends in payer mix and net collection rates in recent years. The County Ambulance RFP stipulated ambulance rate for Contract Year 1 provides for a net increase of approximately 7.4% over existing rates in Contra Costa County. That increase enabled the Alliance to conservatively estimate a reduction in net collections and maintain profitability. Clearly, one of the largest risks facing the Alliance and Contra Costa County is the uncertainty surrounding health care reform and the potential continuing shift of payer mix and deteriorating net collections below the already conservative Alliance revenue projection. While the Alliance Section 6—Alliance Economic Proposal page 41 projected declines in net collections from 27.1% to 24.6%, such declines could actually exceed that forecast if recent trends of rising deductibles and rejected claims continue. In considering the overall strength and weakness of the revenue projection, there are several potential opportunities that could offset the risks associated with payer mix and net collections. As described in Section 6.1 previously, the Alliance took a conservative approach to projecting transport volume over time. If transport volumes exceed the levels in the Alliance projection, there should be a positive impact to profit margins. This is because revenues should generally grow in proportion to transport volume increases, while costs will not likely grow as quickly due to certain fixed costs, and the improved economies of scale. Similarly, the Alliance took the conservative approach of not projecting any incremental revenues associated with two potential new sources of revenue. The RFP would permit the contractor to charge for “Treat and Refused Transport” services, which the Alliance says it does not plan to do, at least initially. In addition, as described in Section 6.4 previously, the potential for supplemental reimbursement under the GEMT program could be a source of incremental revenue. While both “Treat and Refused Transport” and GEMT revenues could have some incremental billing costs associated with them, their net collections would still contribute to the bottom line. Cost projections are driven by the deployment plan, and a detailed analysis of the deployment plan, staffing levels, and operations is contained in Section 5 of this report. The resulting cost per Unit Hour provided by the Alliance for the first three years of the contract is as follows, including a projection of 3% increases each year to cover increases in the collective bargaining agreement, merit increases, and inflation: Table 12—Plan A and B Cost per Unit Hour Plan Year 1 (2016) Year 2 (2017) Year 3 (2018) Plan A Cost per Unit Hour $148.89 $153.36 $157.96 Plan B Cost per Unit Hour $152.52 $157.09 $161.80 Section 6—Alliance Economic Proposal page 42 Combining the revenue and cost projections by year with the projected transport volumes yields the following results: Table 13—Deployment Plan A Description Year 1 (2016) Year 2 (2017) Year 3 (2018) Transport Volume 63,500 64,450 65,418 Net Revenue / Transport $617.08 $631.62 $646.51 Expenses / Transport $586.00 $594.69 $603.46 Gross Profit / Transport $31.08 $36.94 $43.05 Gross Profit Percentage 5.0% 5.8% 6.7% The potential for supplemental reimbursement under the GEMT program is the largest opportunity, and growth in transport volumes above currently-projected levels could also provide a cushion. The strategies in Section 7 regarding risk control will further help the County manage risk over the life of the contract. Table 14—Deployment Plan B Description Year 1 (2016) Year 2 (2017) Year 3 (2018) Transport Volume 63,500 64,450 65,418 Net Revenue / Transport $617.08 $631.62 $646.51 Expenses / Transport $578.60 $587.18 $595.84 Gross Profit / Transport $38.48 $44.45 $50.67 Gross Profit Percentage 6.2% 7.0% 7.8% The only major cost difference between the two plans is that in Plan B there are eight less field employees and a small reduction in logistical expenses, such as insurance. There are no meaningful administrative and logistical personnel expense deductions. Plan B contains a new and significant required annual payment of $750,000 to the County EMS Agency for system administration uses. This charge is, in theory, to be funded from operational savings due to longer response times. The cost shifts between Plans A and B can be summarized as: Section 6—Alliance Economic Proposal page 43 Table 15—Cost Differences Between Plans A and B Plan Difference Amount Plan B Cost Reductions ~ ($1,220,000) Plan B EMS Agency Fee ~ $750,000 Plan B Net Reductions ~ ($470,000) Given the comparison of Plan A and Plan B provided by the Alliance, and the fact that the cost savings for Plan B are only $470,000 due to the charge for County EMS administration, it is obvious that Plan A provides better response times and compliance at a lower Unit Hour cost. In both Alliance Plan A and Plan B proposals, the total system costs per Unit Hour are: Table 16—Total System Costs per Unit Hour for Plans A and B Plan Unit Hour Cost Plan A $148.89 Plan B $152.52 Thus, the reduced coverage in Plan B actually costs more per Unit Hour than Plan A due to the EMS Agency fee mandated in Plan B. Plan A also maintains a response time compliance zone in Richmond, which Citygate believes is positive due to the unique workload demands in that city. It does not make sense to Citygate to include a very busy area such as Richmond with adjoining areas that are far less busy. The result could well be that the high call volume areas either suffer slow response times as units are outside the city, or the low call volume areas suffer as their units are inside the city. It would be preferable to require the contractor to balance Richmond for compliance separate from the rest of the West County. 6.5.1 Total Expense to Revenue Performance for Plan A and B It must be remembered that the Alliance projected declines in net collections from 27.1% to 24.6%. Net collection declines could actually exceed that forecast if recent trends of rising deductibles and rejected payment claims continue. What also makes the projected 24.6% net revenue disturbing is that, in the decades preceding the last recession and federal health care reform, a “low” ambulance collection rate was 66%. Some communities collected more; however, no communities collected more than 90%. Because private providers may not be able to run a regional ambulance system for a profit of only 3-5%, the EMS industry is openly discussing the question, “At what net collection rate will a public subsidy be required?” Section 6—Alliance Economic Proposal page 44 In summary, for total revenue to expense, the two plans project: Table 17—Plan A and B Economics PLAN A PLAN B Description Year 1 (2016) Year 2 (2017) Year 3 (2018) Year 1 (2016) Year 2 (2017) Year 3 (2018) Revenue $39,184,619 $40,707,971 $42,293,630 $39,184,619 $40,707,971 $42,293,630 Expenses $37,211,143 $38,327,477 $39,477,301 $36,741,220 $37,843,457 $38,978,760 Gain $1,973,476 $2,380,494 $2,816,329 $2,443,399 $2,864,514 $3,314,870 Based on the above analysis, and our experience, Citygate offers the following: Citygate Opinion #11 – Plan A Economics: The economic proposal for Plan A submitted by the Alliance is based on reasonable and generally conservative assumptions. Projected costs are less than conservatively estimated revenues. While there is no way to completely address the risks that are faced in the industry regarding the impact of health care reform, and trends of declining collections from insurance carriers, Plan A has a revenue safety cushion without the receipt of any GEMT supplemental revenues. Citygate Opinion #12 – Plan B Economics: Given that Plan B provides a system with longer response times for a few less Unit Hours and small revenue cushion for the uncertainties in ambulance revenue trends, Citygate does not see a reason to implement a significant system change to, for the most part, simply generate new revenues to the County’s EMS Agency. Citygate would rather see the Alliance build a larger revenue-to-cost projection to build its reserves first. 6.6 ESTIMATE OF AMR PROFIT AND REASONABLENESS During our meeting with representatives from the Alliance, Citygate confirmed that the provision for profit for AMR under the contract with CCCFPD is contained in the Expense Budgets in Appendix 16 of the bid response under the line item titled “AMR Contract Administration Fees.” Citygate compared the Administration Fee to total AMR expenses before the Fee and then total expenses, including CCCFPD expenses, which are presented in the table below: Section 6—Alliance Economic Proposal page 45 Table 18—Deployment Plan A Expenses Description Year 1 (2016) Year 2 (2017) Year 3 (2018) AMR Contract Admin Fee $3,375,263 $3,476,521 $3,580,517 Total AMR Expenses Fee $33,752,634 $34,765,213 $35,808,170 Fee as a % of AMR Expenses 10.0% 10.0% 10.0% Total Alliance Expenses Fee $37,211,143 $38,327,477 $39,477,301 Fee as a % of Total Expense 9.1% 9.1% 9.1% Based on discussions with representatives from AMR, this profit percentage effectively represents Earnings Before Interest and Taxes (EBIT), and actually also covers a small am ount of Depreciation and Amortization for certain AMR non-field assets which were not included in the expense budgets. Table 19—Deployment Plan B Expenses Description Year 1 (2016) Year 2 (2017) Year 3 (2018) AMR Contract Admin Fee $3,259,280 $3,357,059 $3,457,771 Total AMR Expenses Fee $32,592,803 $33,570,588 $34,577,705 Fee as a % of AMR Expenses 10.0% 10.0% 10.0% Total Alliance Expenses Fee $36,741,220 $37,843,457 $38,978,760 Fee as a % of Total Expense 8.9% 8.9% 8.9% Citygate Opinion #13 – AMR Profit: The AMR profit component is segregated as a separate line item in the Alliance Expense Budget, providing a level of transparency. Also, AMR allocated a reasonable 10.0% of total expenses to cover non-field Depreciation and Amortization, Interest, Taxes, and leave a reasonable level of Net Profit for AMR. 6.7 AMR FISCAL HEALTH/CORPORATE REVIEW AMR is the nation’s largest medical transportation company. AMR is a wholly owned subsidiary of Envision Healthcare Holdings, Inc. (ticker symbol EVHC). In addition to AMR, EVHC also owns a subsidiary called EmCare. EmCare is a leading provider of integrated facility-based physician services, including emergency, anesthesiology, hospitalist/inpatient care, radiology, tele-radiology, and surgery. EmCare also offers physician -led care management solutions outside the hospital. Section 6—Alliance Economic Proposal page 46 The following are some facts about AMR obtained from its company website:  Number of employees: 18,000+  Number of vehicles: 4,200  Number of states served: 40, plus the District of Columbia  Number of communities served: 2,100  Number of patient transports in 2014: 3 million + Citygate reviewed the 10-K reports for EVHC as submitted with the Alliance proposal and as filed with the U.S. Securities and Exchange Commission for the years ended December 31, 2012, 2013, and 2014. Selected liquidity and profitability ratios for EVHC are shown on the following table: Table 20—Envision Healthcare Holdings, Inc. (EVHC) Fiscal Health Measures Item 2012 2013 2014 Days Sales Outstanding 69.1 78.4 78.9 Net revenue $3,300,121 $3,728,312 $4,397,644 Trade accounts receivable, net $625,144 $801,146 $950,115 Current Ratio 1.57 2.40 2.36 Current assets $753,259 $1,082,283 $1,363,239 Current liabilities $478,694 $451,329 $576,868 Quick Ratio 1.48 2.29 2.26 Cash and cash equivalents $57,832 $204,712 $318,895 Securities (insurance collateral) $24,481 $29,619 $32,828 Trade accounts receivable, net $625,144 $801,146 $950,115 Current liabilities $478,694 $451,329 $576,868 Debt Ratio 0.87 0.63 0.62 Total liabilities $3,492,146 $2,690,264 $2,934,712 Total assets $4,036,833 $4,300,017 $4,703,753 Long-Term Debt-to-Equity Ratio 4.86 1.18 1.15 Long-term debt $2,647,098 $1,895,381 $2,025,877 Total equity $544,687 $1,609,753 $1,769,041 Interest Coverage Ratio 1.41 1.48 3.52 Income from operations $256,742 $276,755 $388,486 Interest expense $182,607 $186,701 $110,505 Section 6—Alliance Economic Proposal page 47 Item 2012 2013 2014 Operating Margin 7.8% 7.4% 8.8% Income from operations $256,742 $276,755 $388,486 Net revenue $3,300,121 $3,728,312 $4,397,644 Net Profit Margin 1.2% 0.3% 2.7% Net income $41,185 $11,495 $119,866 Net revenue $3,300,121 $3,728,312 $4,397,644 Return on Equity 5.6% 1.1% 7.1% Net income $41,185 $11,495 $119,866 Average equity $729,089 $1,077,220 $1,689,397 Return on Assets 1.0% 0.3% 2.7% Net income $41,185 $11,495 $119,866 Average assets $4,036,833 $4,168,425 $4,501,885 Citygate Opinion #14 – AMR Fiscal Strength: Citygate notes that AMR national liquidity ratios stayed very consistent between 2013 and 2014, and the profitability ratios improved from 2013 to 2014. Given the diversity of ambulance costs and declining payer type payments across the country, for AMR to have stable liquidity and profit ratios showing slight improvement, it suggests AMR is weathering the ambulance industry revenue decline as well as, if not better than, the other large national providers. 6.8 CCCFPD FISCAL HEALTH / CORPORATE REVIEW 6.8.1 CCCFPD Financial Capacity Citygate conducted a preliminary review of CCCFPD’s last three financial statements. The CCCFPD provides fire and emergency medical service activities to nine cities and certain unincorporated areas in the County. The CCCFPD is principally financed by property taxes and services, such as fire prevention plan review and inspections. Citygate’s initial review showed that the finances of the CCCFPD have been improving over the past three years, with steady increases in the unassigned fund balance as well as cash. From FY 2012/13 to FY 2013/14, the cash balance increased by approximately $4.0 million. This is due to both an increase in property tax revenue and decrease in expenses. Section 6—Alliance Economic Proposal page 48 The following tables 21 and 22 provide a snapshot of the CCCFPD balance sheet over the past three years as reported in the County’s Comprehensive Annual Financial Reports (CAFR) for Fiscal Years 11-12, 12-13, and 13-14: Table 21—CCCFPD “Balance Sheet” by Fiscal Year Item FY 2011-12 FY 2012-13 FY 2013-14 Assets Cash and investments $23,851,000 $27,519,000 $31,508,000 Accounts receivable and accrued revenue (net) $940,000 $689,000 $1,135,000 Inventories $551,000 $760,000 $666,000 Due from other funds $59,000 $51,000 $48,000 Notes receivable Prepaid items, deposits land held for resale $1,355,000 $1,127,000 $1,614,000 Restricted cash and investments Total Assets $26,756,000 $30,146,000 $34,971,000 Liabilities, Deferred Inflows of Resources, and Fund Balances Liabilities: Accounts payable and accrued liabilities $4,593,000 $4,335,000 $4,294,000 Due to other funds $157,000 $106,000 $118,000 Welfare program advances Unearned/deferred revenue $41,000 $51,000 Total Liabilities $4,791,000 $4,492,000 $4,412,000 Deferred Inflows of Resources: Unavailable Revenue $59 Fund Balances: Nonspendable $1,906,000 $1,887,000 $1,614,000 Restricted $12,393,000 $10,092,000 $10,623,000 Committed Assigned $7,666,000 $13,675,000 $18,263,000 Unassigned Total fund balances $21,965,000 $25,654,000 $30,500,000 Total Liabilities, Deferred Inflows of Resources, and Fund Balances $26,756,000 $30,146,000 $34,971,000 Over the past three years, tax revenue has grown by approximately $8.0 million, or a 10% increase. This reflects a significant growth in income and is an indication of the recovery of the Section 6—Alliance Economic Proposal page 49 property tax revenue post-recession. It does not show how much of the tax base recovery is related to increased assessed value and how much is related to new property tax base. This can be an important distinction because new property tax base may mean housing growth that will translate into service level requirements over time. Table 22—CCCFPD Statement of Revenues, Expenditures, and Change in Fund Balance Item FY 2011-12 FY 2012-13 FY 2013-14 Revenue Taxes $77,270,000 $80,202,000 $85,274,000 Licenses, permits and franchise fees Fines, forfeitures Use of money and property $31,000 $16,000 $2,000 Intergovernmental $7,122,000 $8,226,000 $3,342,000 Charges for services $5,372,000 $6,380,000 $6,119,000 Other revenue $226,000 $1,541,000 $123,000 Total Revenue $90,021,000 $96,365,000 $94,860,000 Expenditures Current Public safety $93,978,000 $92,700,000 $90,033,000 Total Expenditures $93,978,000 $92,700,000 $90,033,000 Excess of revenues over expenditures ($3,957,000) $3,665,000 $4,827,000 Other Financing Sources Transfers in $164,000 $24,000 $19,000 Transfers out Capital lease financing Total Other Financing Sources $164,000 $24,000 $19,000 Net Changes in Fund Balance ($3,793,000) $3,689,000 $4,846,000 Fund Balance at Beginning of Year $25,758,000 $21,965,000 $25,654,000 Fund Balance at End of Year $21,965,000 $25,654,000 $30,500,000 Although the CCCFPD appears to be making significant strides on both the revenue and expenditure fronts, there are also areas with will present significant long-term financial challenges. These include retirement contribution rates and other post-employment benefits (OPEB) primarily due to retirement health care cost underfunding and increasing health care costs. Section 6—Alliance Economic Proposal page 50 Citygate Opinion #15 – Fire District Economic Health: Given CCCFPD’s current reserves, and inclusion in the overall County tax distribution system, the CCCFPD has the funds to begin monthly payments to AMR for several months and fund other start-up costs until new ambulance billing revenue catches up to expenditures. At that point, the CCCFPD must first repay its cash advances and then build the recommended ambulance enterprise reserves before it can true up revenue to ambulance rates. Section 7—Fiscal Risk Control Strategies page 51 SECTION 7—FISCAL RISK CONTROL STRATEGIES 7.1 RISK CONTROL STRATEGY #1: ESTABLISH ALLIANCE CONTRACTS AS AN ENTERPRISE OPERATION The Contra Costa County Fire Protection District (CCCFPD) is accounted for as a special revenue fund. Property taxes are the primary income source for CCCFPD’s fire and emergency medical service activities. CCCFPD serves nine cities and certain unincorporated areas in the County. CCCFPD’s financial activities are reported as a major fund in the County’s comprehensive annual financial statement. It is important to consider how CCCFPD will account for and manage the financial arrangement with AMR. It is beneficial to distinguish that CCCFPD’s property taxes are the core revenue source for the fire and emergency medical services. Ideally, ambulance service expenses would be fully funded by transport fees. When governments engage in business-type activities where their intent is to either fully or partially recover the cost of the service, an enterprise accounting and management structure is a suitable approach. General governmental funds often provide a focus that is proper for the flow of resources, while an enterprise fund provides a structure closely resembling a business orientation in which cost recovery is the focus. Ambulance services are financed and operated in a manner similar to a private business in which the intent of the governing body is to recover the cost (including depreciation) of goods and services to beneficiaries on a continuing basis, primarily through user fees. Using the enterprise approach provides financial and management information that can be valuable from a public policy perspective:  Measuring and monitoring business activity performance  Analyzing the impact of financial and operational decisions  Determining the full cost of providing the service  Identifying any cost subsidy from the CCCFPD operating fund for providing the service  Documenting short- and long-term financial inter-fund advances. In practice, these types of governmental business funds are routinely used to account for activities where costs are fully recovered through user fees and charges (such as water, trash collection, and wastewater operations). They are also used for activities in which the primary source of financing comes from subsidies rather than user charges (such as transit operations). Section 7—Fiscal Risk Control Strategies page 52 Enterprise funds are reported using a flow of economic resource measurements as well as a full accrual basis accounting system. These are the same financial measurements used in commercial enterprises. Revenues are recognized when they are earned and expenditures are recognized as soon as the liability is incurred. This approach provides a proper platform for cost recovery purposes. In most cases the use of enterprise funds is permitted rather than required; however; Citygate believes, in this case, its usage would represent a best practice from a perspective of full cost recovery and transparent public policy accountability. 7.2 RISK CONTROL STRATEGY #2: ESTABLISH A SIGNIFICANT RESERVE FUND OF 6 MONTHS OF REVENUES PLUS A CAPITAL EQUIPMENT REPLACEMENT RESERVE Reserve policies are a critical element in any business plan. The most critical questions are always, “What level of reserve is adequate to meet the needs of a particular type of reserve? When are reserves either too high or too low?” Insufficient reserve levels could jeopardize CCCFPD’s long-term financial sustainability, and unwarranted levels of reserves could impact the cost-effectiveness of services and ultimately undermine constituent confidence. There are a variety of reasons to establish reserves, including:  To handle cash flow challenges  To provide insulation from economic impacts  To maintain equipment and infrastructure (deferred maintenance)  To meet bond/debt-related requirement  To fund liabilities  To bolster emergency preparedness  To provide fee/rate stabilization for business activities  To fund investments/opportunities in the future. Evaluating reserve policies is a continual process, and reserve policies should be evaluated annually as part of the budget plan. These policies are closely tied with the economy and service delivery environment. Reserve policies cannot be adequately developed without a complete understanding of the CCCFPD’s core service requirements and significant cost and revenue drivers. It is particularly important that the reserve policies be continually evaluated and refined as additional operations, performance, revenue, and cost information are developed. CCCFPD’s cash flow needs are similar to many special districts that derive their primary funding from property tax revenue. This source of funding is the typical means for supporting special district public safety-related activities, including fire protection services. CCCFPD receives the first property tax payment in late December. The lag time between the start of the fiscal year Section 7—Fiscal Risk Control Strategies page 53 (July 1st) and the first property tax payments received leaves a six -month dry financing period. Most of CCCFPD’s employee-related expenses are consistently spread over the fiscal year. For CCCFPD to be a self-sustaining financial entity, it needs enough available cash to make it through the end of the fiscal year to the first property tax payment, assuming that it does not want to utilize restricted fund balances. To monitor cash flow, an understanding of the month-to-month timing of revenue receipts and expenditure patterns is required. Fortunately, during the “dry period financing,” between the receipt of property taxes, the County can simply charge the CCCFPD its pooled cash investment rate for short-term borrowing in order to meet typical cash flow needs. The projected January 2016 start date in the Alliance proposal will provide a fiscal advantage because the CCCFPD will have received its first property tax payment. This will provide an additional cash flow cushion. A successful billing and collection process will be a critical factor in the cash flow requirements. Cash flow must be able to fund the difference between the monthly CCCFPD payments to AMR and received and accumulated transport revenue. Given these anticipated cash flow challenges due to the periodic nature of revenue, the unknown financial risks associated with ambulance billing, and the changing and uncertain economics of the health care landscape, the Alliance should build a 6-month reserve for cash flow purposes. While monitoring cash flow will be a critical element of managing the AMR contract, it appears that the transport revenue collection model provides a reasonable starting point to understand the fiscal relationship between revenue collections and AMR contract payment. Another critical component is equipment and infrastructure replacement funds. This component of the business plan should also have adequate reserve levels to meet the future needs of CCCFPD and should be supported by a multi-year capital replacement programs that details these future needs. From a long-term financial sustainability perspective, this represents a best practice. Several other liabilities are important considerations for CCCFPD fire protection cost to revenue balance; those include equipment and infrastructure replacement, liabilities for pension related costs, sick leave, vacation, and other post-employment benefits (OPEB). To CCCFPD’s credit, it has made progress on OPEB and pension liabilities and has improved its funding payments to these obligations annually. CCCFPD’s primary operating fund, and the Alliance enterprise fund, need established reserve policies. Initially, CCCFPD may be required to subsidize the Alliance enterprise fund, but this subsidy can be reimbursed at a later time. These subsidies need to be booked on each fund’s balance sheet. Section 7—Fiscal Risk Control Strategies page 54 7.3 RISK CONTROL STRATEGY #3: EVENTUALLY CALIBRATE TRANSPORT FEES TO TRUE COSTS THROUGH AUDITS OF EXPENSES AND ADHERENCE TO STIPULATED CONTRACT PROVISIONS With the enterprise fund established, the Alliance can better understand its costs. It should take the time to carefully determine its direct and indirect costs, including equipment and infrastructure. Because this can be even more complicated if costs are part of a General Fund operation, it may be beneficial to hire a firm to conduct a Cost of Service Fee Study. 7.4 RISK CONTROL STRATEGY #4: WHEN REVENUES EXCEED NEEDED RESERVES, CONSIDER LOWERING TRANSPORT FEES, NOT CROSS-SUBSIDIZING NON-ALLIANCE CCCFPD OR COUNTY EMS AGENCY OPERATIONS The CCCFPD operation is primarily financed by property tax revenue and fees from fire prevention plan review and fire inspections. CCCFPD is a special revenue fund and is accounted for in the Contra Costa County comprehensive annual financial statements as a major fund. An enterprise fund established to account for transport services would be a separate and distinct accounting entity with a separate balance sheet, revenue budget, and expense budget. There may be certain CCCFPD employee costs that are allocated to the Alliance enterprise fund for direct and indirect services. These charges need to be carefully documented and justified because they may be eligible to become part of the transport fees base. Costs that are part of the basic/core fire protection operations should not be part of the ambulance fee structure. This cross-subsidization would violate the basis for establishing proper fees and charges in an enterprise fund. Any such inter-fund activity needs to be thoughtfully accounted for and budgeted. Citygate believes it would be imprudent to, under the decreased deployment capacity in Plan B, pay $750,000 up front to support County EMS Agency functions instead of saving for a reserve fund and then, if fiscally secure, lowering rates to individuals and insurance companies. The older systems that removed revenues for County EMS, dispatch, and first responder fire department functions are now under the worst economic stress. Additionally, the insurance company payers simply will not support $2,500+ ambulance bills. The revenues in the system should first offset a medically necessary transport system, not other community health services or EMS agency oversight services. If a subsidy is needed for a county EMS oversight operation, a public policy debate is needed to determine the funding source (several are available for a county to use). Additional non-transport costs should not be placed on the ambulance provider, and a new public subsidy should not be considered the fault of the ambulance company. With good fiscal practices for the ambulance contract, if for direct costs the ambulance provider cannot stay solvent, then a county can make a straightforward case to the public for a transport subsidy. Section 7—Fiscal Risk Control Strategies page 55 7.5 RISK CONTROL STRATEGY #5: ESTABLISH A COUNTY BOARD OF SUPERVISORS AND CCCFPD “COMPASSIONATE” SET OF BILLING POLICIES FOR CCCFPD-MANAGED FIRST RESPONDER AND AMBULANCE REVENUE COLLECTION TO INCLUDE A WRITE- DOWN AND WRITE-OFF POLICY Through the AMR Compassionate billing program, a patient requesting a Compassionate billing discount applies to AMR, which then verifies the applicant’s income level and insurance coverage. If the applicant meets AMR’s criteria for a Compassionate billing discount, the applicant is informed as to the amount of the discount. In Contra Costa County and other services areas, AMR’s Compassionate billing policies have been well regarded by members of the Board of Supervisors, EMS agencies, and the public. The County EMS Agency currently informs the public about the effective AMR Compassionate billing policy. However, since that program is AMR’s, not County Board of Supervisors policy, if the Alliance proposal is implemented, CCCFPD, as the billing entity, should adopt its own policy to legally guide its billing contractor. Citygate recommends the County policy to be identical or similar to the one AMR currently uses. Section 8—Opinions Summary and Implementation Recommendations page 56 SECTION 8—OPINIONS SUMMARY AND IMPLEMENTATION RECOMMENDATIONS 8.1 CITYGATE’S OPINIONS Listed here for ease of summary reading are Citygate’s Opinions: Citygate Opinion #1 – Alliance Economic Risk: It is undisputed that 9-1-1 ambulance system revenues are falling to the point where some, if not all, systems will no longer be able to operate without a public subsidy as many have for over 30 years. The choice before Contra Costa County is whether the Board wants to more fully be involved in managing the contractor via the CCCFPD, and if a revenue collapse is inevitable, be able to detect the problem with enough time to develop and implement thoughtful mitigation measures. The other option is to operate the existing type of contract model and hope the private provider would provide enough notice before default. Ultimately, taxpayers are the fallback resource to fund 9-1-1 ambulance services. If ultimately the ambulance system needs an allocation of CCCFPD or County general discretionary resources to stabilize ambulance services, that could force the reduction of services in other areas. Monitoring and understanding how this issue evolves is critical if the County is to minimize the impact of a potentially damaging ambulance fiscal shock wave. Citygate Opinion #2 – Plan A Deployment Hours: Citygate’s extensive review of the incident demand data by zone, hour of the day, and day of the week found the proposed Alliance deployment plan capable of meeting the current needs of the requested Plan A. Citygate Opinion #3 – Plan B Deployment Plan Hours: Citygate’s extensive review of the incident demand data by zone, hour of the day, and day of the week found the proposed Alliance Plan B insufficiently documented regarding where the reductions and resultant reduced response times occur. As such, it is not possible to state whether the plan will meet the response time objectives for the cost proposed. Citygate Opinion #4 – Plan A Response Time: Given the historical response time compliance reported by AMR under the current contract, as well as the increased Unit Hours in the Alliance Deployment Plan, Citygate is of the opinion that the Alliance can maintain the desired response time goals of the requested Deployment Plan A. Citygate Opinion #5 – Plan B Response Time: The response time compliance for Plan B cannot be benchmarked to current system compliance given the change from four to three zones and a relaxation of response time measures. Citygate would strongly encourage the County not to implement Plan B all at once, if at all. If chosen for implementation, the Alliance should be allowed to test some reductions in some areas and then, based on closely-observed metrics, make Section 8—Opinions Summary and Implementation Recommendations page 57 adjustments. This measured, incremental approach is consistent with the values of Continuous Quality Improvement (CQI). Citygate Opinion #6 – Alliance Logistical Staffing Expense: Given the staffing provided by AMR, and a verbal confirmation that AMR support services staffing will remain the same as in the current contract, the CQI, training, and community education staff appears appropriate for the size of the projected AMR operation. CCCFPD will continue to separately manage the training and CQI for its firefighter/paramedics, as it does currently. Citygate Opinion #7 – Number of Transports Volume: Given the conservative projection of total transports for at least Contract Year 1 (2016), we find that the Alliance proposal had not inflated transport projections upon which to base revenues. If anything, the projections could end up being slightly low, thus providing a possible economic cushion by 2017. Citygate Opinion #8 – Net Collections: The Alliance’s approach in projecting Average Patient Charges (APC) and expected net collections by payer type is both conservative and prudent. The question of payer mix is one of the most difficult aspects of this projection given the uncertainties surrounding health care reform. AMR believes that much of the change resulting from the ACA has already been reflected in the 2014 payer mix data and that projecting the status quo is the most prudent course of action at this time. While this approach is reasonable, we believe that continued deterioration of net collections due to changes in payer mix and increases in the number of high deductible health plans remains one of the largest risks going forward, and one that will need to be evaluated in light of other risks and opportunities in the Alliance projections. Citygate Opinion #9 – Fee for Service GEMT Availability: Citygate will not attempt to predict which of CCCFPD’s costs DHCS will or will not allow for GEMT reimbursement, as the scope of the Fire Department / Ambulance Company / Billing Contractor hybrid has not been tried yet in California, to our knowledge, since the inception of the GEMT program. Therefore, given that the CCCFPD has just obtained DHCS’s national provider number and must still apply to DHCS, the Alliance approach to not assume any GEMT reimbursement in its fiscal pro-forma was the correct, conservative approach. Citygate Opinion #10 – HMO GEMT: There is no near-term assurance in Contra Costa County that the IGT program for Medi-Cal Managed Care beneficiaries will become available. As such, the Alliance decision to not depend on GEMT funds for Medi-Cal Managed Care is correct. Citygate Opinion #11 – Plan A Economics: The economic proposal for Plan A submitted by the Alliance is based on reasonable and generally conservative assumptions. Projected costs are less than conservatively estimated revenues. While there is no way to completely address the risks that are faced in the industry regarding the impact of health care reform, and trends of declining collections from insurance carriers, Plan A has a revenue safety cushion without the receipt of any GEMT supplemental revenues. Section 8—Opinions Summary and Implementation Recommendations page 58 Citygate Opinion #12 – Plan B Economics: Given that Plan B provides a system with longer response times for a few less Unit Hours and small revenue cushion for the uncertainties in ambulance revenue trends, Citygate does not see a reason to implement a significant system change to, for the most part, simply generate new revenues to the County’s EMS Agency. Citygate would rather see the Alliance build a larger revenue-to-cost projection to build its reserves first. Citygate Opinion #13 – AMR Profit: The AMR profit component is segregated as a separate line item in the Alliance Expense Budget, providing a level of transparency. Also, AMR allocated a reasonable 10.0% of total expenses to cover non-field Depreciation and Amortization, Interest, Taxes, and leave a reasonable level of Net Profit for AMR. Citygate Opinion #14 – AMR Fiscal Strength: Citygate notes that AMR national liquidity ratios stayed very consistent between 2013 and 2014, and the profitability ratios improved from 2013 to 2014. Given the diversity of ambulance costs and declining payer type payments across the country, for AMR to have stable liquidity and profit ratios showing slight improvement, it suggests AMR is weathering the ambulance industry revenue decline as well as, if not better than, the other large national providers. Citygate Opinion #15 – Fire District Economic Health: Given CCCFPD’s current reserves, and inclusion in the overall County tax distribution system, the CCCFPD has the funds to begin monthly payments to AMR for several months and fund other start-up costs until new ambulance billing revenue catches up to expenditures. At that point, the CCCFPD must first repay its cash advances and then build the recommended ambulance enterprise reserves before it can true up revenue to ambulance rates. 8.2 IMPLEMENTATION RECOMMENDATIONS Based on our Opinions and Fiscal Risk Control Strategies, Citygate recommends the CCCFPD, AMR, and the County EMS Agency pursue final implementation contracts, and offers the following best practice-based recommendations to guide this process: 1. Fully identify the fiscal relationship between the parties, their separate fiscal exposure for each other’s decisions (such as staffing levels), and start-up capital costs. 2. Board policy should require that ambulance loss risk only be transferred to the taxpayer for unforeseen, catastrophic losses, as would be the case in the current system if the ambulance contractor were to fail. 3. Fine the contractor only for material breach, not small, per-minute fines. 4. Rather than fine for small response time misses, require that the deployment plan account for equitable response time coverage for similar land use and population Section 8—Opinions Summary and Implementation Recommendations page 59 densities. Then if the Alliance delivers the required response time performance, only gross neglect to deploy or respond should trigger a fine and/or lead to default. 5. Define in the contract between the County EMS Agency and the CCCFPD a clear delineation of roles, responsibilities, and authorities as it pertains to operational authority and regulatory oversight. 6. Require the CCCFPD to report to the Board of Supervisors quarterly on response times, payer mix, and a rolling revenue-to-date report and near-term revenue-to- expense forecast. 7. Annually require an independent audit of the revenues to expenses and the viability going forward of the contract terms. Once ambulance reimbursements settle under health care reform, the formal audits could possibly move to two-year cycles. Appendix A—List of Acronyms page 60 APPENDIX A—LIST OF ACRONYMS The following list of acronyms occurs throughout the report: 911EOA 9-1-1 Exclusive Operating Area Sometimes referred to as Exclusive Operating Area or EOA ACA Affordable Care Act Sometimes referred to as PPACA, and sometimes called Covered California ALS Advanced Life Support AMR American Medical Response, West APC Average Patient Charges BLS Basic Life Support CCCFPD Contra Costa County Fire Protection District CMS Centers for Medicare and Medicaid Services CPE Certified Public Expenditures CQI Continuous Quality Improvement EBIT Earnings Before Interest and Taxes EMS Emergency Medical Services EMT Emergency Medical Technician EOA Exclusive Operating Area ERZ Emergency Response Zone EVHC Envision Healthcare Holdings, Inc GEMT Ground Emergency Medical Transport HDHP High Deductible Health Plan HMO Health Maintenance Organization IFT Inter-Facility Transfers IGT Intergovernmental Transfers LEMSA Local Emergency Medical Services Agency NPI National Provider Identification NRT Net Revenue per Transport OPEB Other Post-Employment Benefits PPACA Patient Protection and Affordable Care Act Sometimes referred to as ACA, and sometimes called Covered California PSAP Public Safety Answering Points QA Quality Assurance RFP Request for Proposal SPA State Plan Amendment UCR Usual and Customary Rates 17/16/2015 www.citygateassociates.com | (916) 458www.citygateassociates.com | (916) 458--51005100 Independent Economic Review of the Ambulance Transport RFP Result Board of Supervisors Briefing County of Contra Costa Presented on July 21, 2015 2 What This Review Contains •The background on current ambulance economics •The structure of the Alliance business partnership •Operational measures, since they drive costs (ambulance staffing) •The reasonableness of the Alliance revenue estimations •Citygate’s Opinions, Fiscal Risk Control Strategies, and Implementation Recommendations, should the Alliance approach be approved by the Board of Supervisors 3 •It is undisputed that 9-1-1 ambulance system revenues are falling nationally to the point where some systems will no longer be able to operate without a public subsidy. •If there are not enough health care system payments to cover the costs of ambulance care, the taxpayers in every community are the fallback resource to fund 9-1-1 ambulance services. Citygate’s Capstone Opinions 4 •The Alliance proposal shifts the ultimate economic responsibility from the ambulance contractor (which will be guaranteed a fixed payment) to the taxpayers of the Contra Costa County Fire Protection District (CCCFPD). •Even if this is an acceptable policy alternative, the CCCFPD is smaller in service area than the area covered by the ambulance contract. •Consequently, the taxpayers in some non-CCCFPD service areas would have less exposure to ambulance fiscal risk in the case of system default. Risk Shift to the Fire District Taxpayer 5 •Costs and estimated revenues are conservative and consistent with the system demand for ambulances. •As such, the Alliance Plan A offers similar services to the current system in a positively balanced economic model. •To the Alliance’s credit, its proposed Plans A and B are not reliant on using new revenue sources, such as Ground Emergency Medical Transport (GEMT) revenues on some types of Medi-Cal transports. Alliance Proposal Economics 6 •The Alliance’s approach in projecting Average Patient Charges (APC) and expected net collections by payer type are both conservative and prudent. •While this approach is reasonable, we believe that continued deterioration of net collections due to changes in payer mix remains one of the largest risks going forward. •To shield against this, Citygate has made several contractual implementation recommendations to separate and ensure, to the degree possible, the economic solvency and sustainability of the system. Alliance Proposal Economics (cont.) 77 Expense to Revenue Comparisons 8 Economic Assumptions •The Alliance projected declines in net collections from the recent past of 27.1% to 24.6% and a flat incident demand. PLAN A PLAN B Description Year 1 (2016)Year 2 (2017)Year 3 (2018)Year 1 (2016)Year 2 (2017)Year 3 (2018) Revenue $39,184,619 $40,707,971 $42,293,630 $39,184,619 $40,707,971 $42,293,630 Expenses $37,211,143 $38,327,477 $39,477,301 $36,741,220 $37,843,457 $38,978,760 Gain $1,973,476 $2,380,494 $2,816,329 $2,443,399 $2,864,514 $3,314,870 9 Deployment Plan A vs. B •The only major cost difference between the two plans is eight field employees and a small reduction in operating costs. •There are no overhead personnel expense reductions. •There is an addition in Plan B for a required annual payment of $750,000 to the County EMS Agency for EMS system enhancement uses. Plan B Difference Amount Plan B Cost Reductions ~ ($1,220,000) Plan B EMS Agency Fee ~ $750,000 Plan B Net Reductions ~ ($470,000) 10 The Fiscal Health of AMR •The AMR profit component is segregated as a separate line item in the Alliance Expense Budget, providing a level of transparency. •AMR allocated a reasonable 10% of total expenses to cover non-field Depreciation and Amortization, Interest, Taxes, thus leaving a reasonable level of Net Profit for AMR in the range of 3 to 6%. •We note that AMR national liquidity ratios stayed very consistent between 2013 and 2014, and the profitability ratios improved from 2013 to 2014. 11 The Fiscal Health the CCCFPD •Given the CCCFPD’s current reserves and inclusion in the overall County tax distribution system, the CCCFPD has the funds to begin monthly payments to AMR for several months and fund other start-up costs, until new ambulance billing revenue catches up to expenditures. •At that point, the CCCFPD must first repay its cash advances and then build the recommended ambulance enterprise reserves before it can true up revenue-to-ambulance rates or system enhancements. 1212 Risk Control Strategies 13 Key Risk Control Strategies 1.Establish Alliance contracts as an Enterprise Operation, similar to other local governmental fee- for-service programs, such as water and sewer operations. 2.Establish a significant reserve fund of 6 months of revenues plus a capital equipment replacement reserve; also establish best practice financial policies. 3.Eventually calibrate transport fees to true costs through audits of expenses and adherence to stipulated contract provisions. 14 Key Risk Control Strategies (cont.) 4.When revenues exceed needed reserves, consider lowering transport fees, not cross-subsidizing non- Alliance CCCFPD or County EMS Agency operations. 5.Establish a County Board of Supervisors and CCCFPD “Compassionate” set of billing policies for CCCFPD- managed first responder and ambulance revenue collection to include a write-down and write-off policy. 1515 Implementation Recommendations 16 1.Identify the fiscal relationship between the parties, their separate fiscal exposure for each other’s decisions (such as staffing levels), and start-up capital costs. 2.Board policy should require that ambulance loss risk only be transferred to the taxpayer for unforeseen, catastrophic losses, as would be the case in the current system if the ambulance contractor were to fail. 3.Fine the contractor only for material breach, not small, per-minute fines. Recommendations Should the Alliance Proposal Move Forward 17 4.Rather than fine for small response time misses, require that the deployment plan account for equitable response time coverage for similar land use and population densities. Then if the Alliance delivers the required response time performance, only gross neglect to deploy or respond should trigger a fine and/or lead to default. 5.Define in the contract between the County EMS Agency and the CCCFPD a clear delineation of roles, responsibilities, and authorities as it pertains to operational authority and regulatory oversight. Recommendations Should the Alliance Proposal Move Forward (cont.) 18 6.Require the CCCFPD to report to the Board of Supervisors quarterly on response times, payer mix, and a rolling revenue-to-date report and near-term revenue-to-expense forecast. 7.Annually require an independent audit of the revenues to expenses and the viability going forward of the contract terms. Once ambulance reimbursements settle under health care reform, the formal audits could possibly move to two-year cycles. Recommendations Should the Alliance Proposal Move Forward (cont.) 1919 Questions? Page i Request for Proposals Exclusive Operator for Emergency Ambulance Service Contra Costa County, California Release Date: 27 February 2015 Proposal Due Date: 21 May 2015 Time: 4:00 PST Return Location: Contra Costa County EMS Agency 1340 Arnold Drive, Suite 126 Martinez, CA 94553 Attention: Patricia Frost Page i Table of Contents SECTION I. EMS SYSTEM SUMMARY ________________________________________________________ 1 A. OVERVIEW _______________________________________________________________________________ 1 B. EXCLUSIVE OPERATING AREAS (EOAS) _____________________________________________________________ 2 C. PROPOSALS MUST INCLUDE RESPONSE TO TWO SERVICE PLANS _____________________________________________ 2 D. BACKGROUND ____________________________________________________________________________ 3 E. OVERVIEW OF EMS SYSTEM ____________________________________________________________________ 4 F. LOCAL EMS AGENCY RESPONSIBILITIES ____________________________________________________________ 7 G. CONTRA COSTA EMS SYSTEM IMPROVEMENTS ________________________________________________________ 7 1. Call Transfer and Dispatch _______________________________________________________________________________ 7 2. Call Density Response Zones, Response Time Requirements and Non-performance Penalties Established ________________________________________________________________________________________________ 8 3. Provider Fatigue __________________________________________________________________________________________ 8 4. No Subsidy System ________________________________________________________________________________________ 8 H. RELEVANT INFORMATION REGARDING SERVICE AREAS ____________________________________________________ 8 1. Historical Service Volume ________________________________________________________________________________ 9 2. Current Ambulance Service Rates _______________________________________________________________________ 9 3. ALS Ground Ambulance Transports Not Originating from 9-1-1 _______________________________________ 9 4. Payer Mix__________________________________________________________________________________________________ 9 SECTION II. PROCUREMENT INFORMATION _________________________________________________ 10 A. PERFORMANCE-BASED CONTRACT _______________________________________________________________ 10 B. NOTICE TO PROPOSERS ______________________________________________________________________ 10 C. USE OF OWN EXPERTISE AND JUDGMENT ___________________________________________________________ 11 D. PROCUREMENT TIME LINE ____________________________________________________________________ 11 E. PROCUREMENT PROCESS ____________________________________________________________________ 11 1. Pre-proposal Process ____________________________________________________________________________________ 11 2. Mandatory Proposers’ Conference ______________________________________________________________________ 11 3. Proposal Submission _____________________________________________________________________________________ 12 4. Public Proposal Opening ________________________________________________________________________________ 12 5. Additional Proposer Responsibilities ___________________________________________________________________ 12 6. Notice of Intent to Award _______________________________________________________________________________ 13 F. PROPOSAL INSTRUCTIONS ____________________________________________________________________ 13 1. Proposal Format _________________________________________________________________________________________ 13 2. Required Proposal Format ______________________________________________________________________________ 13 G. PROPOSAL EVALUATION PROCESS _______________________________________________________________ 14 1. Proposal Review Panel __________________________________________________________________________________ 14 2. Proposal Review Process ________________________________________________________________________________ 15 3. Method for Competitive Scoring of Price Proposals ____________________________________________________ 17 4. Independent Financial Analysis _________________________________________________________________________ 17 5. Post-submission Presentation ___________________________________________________________________________ 18 6. Investigation _____________________________________________________________________________________________ 18 7. Notification ______________________________________________________________________________________________ 18 8. Debriefing ________________________________________________________________________________________________ 18 9. Protest ____________________________________________________________________________________________________ 19 10. Withdrawal of Proposals ________________________________________________________________________________ 20 11. Canceling the Procurement Process after Opening ____________________________________________________ 20 12. Award ____________________________________________________________________________________________________ 20 13. Scoring Criteria __________________________________________________________________________________________ 21 Table of Contents Page ii 14. RFP Governed by Its Terms ______________________________________________________________________________ 22 H. SCORING MATRIX _________________________________________________________________________ 22 SECTION III. MINIMUM QUALIFICATIONS ___________________________________________________ 23 A. ORGANIZATIONAL DISCLOSURES ________________________________________________________________ 23 1. Organizational ownership and legal structure _________________________________________________________ 23 2. Continuity of business ___________________________________________________________________________________ 23 3. Licenses and permits ____________________________________________________________________________________ 23 4. Government investigations ______________________________________________________________________________ 23 5. Litigation _________________________________________________________________________________________________ 23 B. EXPERIENCE AS SOLE PROVIDER ________________________________________________________________ 24 1. Demonstrate Capability in Lieu of Experience _________________________________________________________ 24 2. Comparable experience _________________________________________________________________________________ 24 3. Government contracts ___________________________________________________________________________________ 24 4. Contract Compliance ____________________________________________________________________________________ 24 C. DEMONSTRATED RESPONSE TIME PERFORMANCE ______________________________________________________ 25 D. DEMONSTRATED HIGH LEVEL CLINICAL CARE ________________________________________________________ 25 SECTION IV. CORE REQUIREMENTS _______________________________________________________ 26 A. TWO SERVICE PLANS ARE TO BE ADDRESSED _________________________________________________________ 26 B. CONTRACTOR’S FUNCTIONAL RESPONSIBILITIES _______________________________________________________ 26 1. Basic Services ____________________________________________________________________________________________ 26 2. Services Description _____________________________________________________________________________________ 27 C. CLINICAL ______________________________________________________________________________ 27 1. Clinical Overview ________________________________________________________________________________________ 27 2. EMS System Medical Oversight__________________________________________________________________________ 28 3. Minimum Clinical Levels and Staffing Requirements __________________________________________________ 29 D. OPERATIONS ____________________________________________________________________________ 32 1. Operations Overview ____________________________________________________________________________________ 32 2. Transport Requirement and Limitations _______________________________________________________________ 33 3. Response Time Performance Requirements ____________________________________________________________ 34 4. Modifications During the Term of Agreement __________________________________________________________ 36 5. Response Time Measurement Methodology ____________________________________________________________ 37 6. Response Time Exceptions and Exception Requests ____________________________________________________ 39 7. Response-time Performance Reporting Procedures and Penalty Provisions _________________________ 41 8. Fleet Requirement _______________________________________________________________________________________ 45 9. Coverage and Dedicated Ambulances, Use of Stations/Posts __________________________________________ 45 E. PERSONNEL _____________________________________________________________________________ 45 1. Treatment of Incumbent Work Force ___________________________________________________________________ 45 2. Character, Competence and Professionalism of Personnel ____________________________________________ 46 3. Internal Health and Safety Programs __________________________________________________________________ 46 4. Evolving OSHA & Other Regulatory Requirements _____________________________________________________ 47 5. Discrimination Not Allowed _____________________________________________________________________________ 47 F. MANAGEMENT ___________________________________________________________________________ 47 1. Data and Reporting Requirements _____________________________________________________________________ 47 G. EMS SYSTEM AND COMMUNITY ________________________________________________________________ 51 1. Participation in EMS System Development _____________________________________________________________ 51 2. Accreditation ____________________________________________________________________________________________ 51 3. Multi-casualty/Disaster Response ______________________________________________________________________ 51 4. Mutual-aid and Stand-by Services ______________________________________________________________________ 53 5. Permitted Subcontracting _______________________________________________________________________________ 53 6. Communities May Contract Directly for Level of Effort ________________________________________________ 53 7. Supply Exchange and Restock ___________________________________________________________________________ 54 Table of Contents Page iii 8. Handling Service Inquiries and Complaints ____________________________________________________________ 54 H. ADMINISTRATIVE PROVISIONS __________________________________________________________________ 54 1. Contractor Payments for Procurement Costs, County Compliance Monitoring, Contract Management, and Regulatory Activities (Plan B only) ________________________________________________________________ 54 2. No System Subsidy _______________________________________________________________________________________ 54 3. Contractor Revenue Recovery ___________________________________________________________________________ 55 4. Federal Healthcare Program Compliance Provisions __________________________________________________ 55 5. State Compliance Provisions ____________________________________________________________________________ 56 6. Billing/Collection Services ______________________________________________________________________________ 56 7. Market Rights ____________________________________________________________________________________________ 57 8. Accounting Procedures __________________________________________________________________________________ 58 9. County Permit ____________________________________________________________________________________________ 58 10. Insurance Provisions ____________________________________________________________________________________ 59 11. Hold Harmless / Defense / Indemnification / Taxes / Contributions _________________________________ 59 12. Performance Security Bond _____________________________________________________________________________ 59 13. Term of Agreement ______________________________________________________________________________________ 60 14. Earned Extension to Agreement ________________________________________________________________________ 60 15. Continuous Service Delivery _____________________________________________________________________________ 60 16. Annual Performance Evaluation ________________________________________________________________________ 60 17. Default and Provisions for Termination of the Agreement ____________________________________________ 61 18. Termination ______________________________________________________________________________________________ 62 19. Emergency Takeover ____________________________________________________________________________________ 62 20. Transition Planning _____________________________________________________________________________________ 64 21. LEMSA's Remedies _______________________________________________________________________________________ 64 22. Provisions for Curing Material Breach and Emergency Take Over ____________________________________ 65 23. "Lame-duck" Provisions _________________________________________________________________________________ 66 24. General Provisions _______________________________________________________________________________________ 66 SECTION V. COMPETITIVE CRITERIA _______________________________________________________ 70 A. CLINICAL ______________________________________________________________________________ 70 1. Competitive Criterion: Quality Improvement___________________________________________________________ 70 2. Competitive Criterion: Clinical and Operational Benchmarking ______________________________________ 73 3. Competitive Criterion: Dedicated Clinical Oversight Personnel _______________________________________ 75 4. Competitive Criterion: Medical Direction _______________________________________________________________ 76 5. Competitive Criteria: Focus on Patients and Other Customers ________________________________________ 77 6. Competitive Criterion: Continuing Education Program Requirements _______________________________ 78 B. OPERATIONS ____________________________________________________________________________ 78 1. Competitive Criterion: Dispatch and Communications ________________________________________________ 78 2. Competitive Criterion: Vehicles _________________________________________________________________________ 81 3. Competitive Criterion: Equipment ______________________________________________________________________ 81 4. Competitive Criterion: Vehicle and Equipment Maintenance _________________________________________ 82 5. Competitive Criterion: Deployment Planning __________________________________________________________ 83 C. PERSONNEL _____________________________________________________________________________ 84 1. Competitive Criterion: Field Supervision _______________________________________________________________ 84 2. Competitive Criterion: Work Schedules _________________________________________________________________ 85 3. Competitive Criterion: Internal Risk Management/Loss Control Program ___________________________ 86 4. Competitive Criterion: Workforce Engagement ________________________________________________________ 86 D. MANAGEMENT ___________________________________________________________________________ 87 1. Competitive Criterion: Key Personnel __________________________________________________________________ 87 E. EMS SYSTEM AND COMMUNITY ________________________________________________________________ 88 1. Competitive Criterion: Supporting Improvement in the First Response System _____________________ 88 2. Competitive Criterion: Health Status Improvement and Community Education _____________________ 90 F. INTEGRATION WITH HEALTHCARE PROVIDERS _________________________________________________________ 92 1. Competitive Criterion: Collaboration with Healthcare Providers ____________________________________ 92 Table of Contents Page iv SECTION VI. FINANCIAL CRITERIA ________________________________________________________ 93 A. FINANCIAL STRENGTH AND STABILITY _____________________________________________________________ 93 B. FINANCIAL SITUATION DOCUMENTS ______________________________________________________________ 93 1. Financial Statements ____________________________________________________________________________________ 93 2. Audited Statements ______________________________________________________________________________________ 93 3. Financial Commitments _________________________________________________________________________________ 93 4. Working Capital _________________________________________________________________________________________ 93 5. Performance Security ___________________________________________________________________________________ 94 6. Financial Interests _______________________________________________________________________________________ 94 C. FINANCIAL PROJECTIONS _____________________________________________________________________ 94 1. Revenue projections _____________________________________________________________________________________ 94 2. Revenue Flow Projections _______________________________________________________________________________ 94 3. Expense Projections _____________________________________________________________________________________ 94 4. One-Time Start Up and Capital Items ___________________________________________________________________ 95 5. Pro Forma Summary ____________________________________________________________________________________ 95 D. PRICING _______________________________________________________________________________ 95 TABLE 1. CONTRA COSTA COUNTY POPULATION CENTERS ______________________________________________________________ 4 TABLE 2. ESTIMATED PAYER MIX _____________________________________________________________________________________ 9 TABLE 3. SCORING ALLOCATION ______________________________________________________________________________________ 21 TABLE 4. PROPOSAL REVIEW SCORING ALLOCATIONS _________________________________________________________________ 22 TABLE 5. RESPONSE TIME COMPLIANCE REQUIREMENTS FOR PLAN A ALL CONTRA COSTA COUNTY EMERGENCY RESPONSE ZONES _________________________________________________________________________________________________________ 36 TABLE 6. RESPONSE TIME COMPLIANCE REQUIREMENTS FOR PLAN B _________________________________________________ 36 TABLE 7. COUNTY RESPONSE TIME PENALTIES _______________________________________________________________________ 42 TABLE 8. OUTLIER RESPONSE TIME PENALTIES _______________________________________________________________________ 43 TABLE 9. BREACH EVENTS AND PENALTIES ___________________________________________________________________________ 44 AAPPENDICES: 1. Mandatory Table of Contents 2. Map of Exclusive Operating Area 3. Emergency Response Zone Maps 4. County Ambulance Ordinance 5. Current Ambulance Zones Map 6. Call Density Response Areas in EOA 7. Current Ambulance Rates 8. Procurement Timeline 9. Required Forms 10. Stipulated Ambulance Charges 11. Subsidy Request Form 12. Insurance Requirements 13. Sample Standard County Contract 14. Basis for Revenue Projections Template 15. Revenue Flow Projection Template 16. Expense Budget Templates 17. One-Time Expense and Capital Budget Template 18. Pro Forma Budget Summary Template 19. ALS Interfacility Price Sheet Page 1 SECTION I. EMS SYSTEM SUMMARY A. Overview Request for Proposals: The County of Contra Costa (County) is a political subdivision of the State of California. State law confers on the county’s Local Emergency Medical Services Agency (LEMSA) the authority to designate exclusive operating areas (EOA) and to select its emergency ambulance service providers through a competitive process. (California Health and Safety Code, Section 1797.224). Contra Costa County is conducting this procurement and is seeking a qualified ambulance service provider to deliver these and certain related services in accordance with the expectations set forth in this Request for Proposals (RFP). Each entity responding to this RFP (Proposer) shall submit a written response (Proposal) setting forth the Proposer’s qualifications and plans for meeting or exceeding the performance expectations set forth in this RFP. Proposals must be organized to address each of the items and in the exact order shown in the “Mandatory Table of Contents for Proposals” in Appendix 1. The outcome of this RFP will be the selection of a Proposer (Contractor) with whom the County will execute an exclusive, performance-based agreement (Agreement) for the provision of 1) a ground emergency medical transportation system at a “paramedic Advanced Life Support” (ALS) level of service; and 2) non-emergency interfacility paramedic ALS ambulance transports originating in Contra Costa County. This includes the exclusive right and obligation to (i) respond to all ALS calls originating from 9-1-1 or other telephone numbers and other emergency or urgent medical call requests made through the County PSAPs public safety agencies, and other sources (Emergency Ambulance Requests), (ii) provide care and/or transport patients within the emergency medical services (EMS) system, and (iii) provide care and/or transport other patients requiring ALS ambulance service, when the transports originate in the EOA. The performance expectations set forth in this RFP and the performance commitments set forth in the selected Proposal will be incorporated in the Agreement as mandatory performance standards. Policy Goals of the Procurement: The County’s overarching goals in the conduct of this procurement process are to: (1) promote public health and safety by preventing the loss of life; (2) minimize the physical pain of patients; (3) reduce the costs associated with catastrophic injury or illness; and (4) ensure good value in return for the investments of the customer and the community. To achieve these overarching goals, the County is working to promote a quality EMS system that includes the following essential elements: Prevention and early recognition Bystander action/system access Medical Dispatch Telephone protocols and pre-arrival instructions First responder and ambulance dispatch First responder services Page 2 Transport ambulance services Exchange of health information among providers Integration of healthcare providers to improve survival and recovery Direct (on-line) medical control Receiving facility interface Indirect (off-line) medical control Independent monitoring The County is taking a comprehensive systems approach to the overall EMS system of which ambulance services are one important part. The RFP accordingly identifies geographic and density- based response time zones and calls for the Contractor to meet specified response times within defined timeframes in each of these zones. This approach also calls for the County to maintain EMS coordination, oversight, and accountability, while allowing the Contractor the flexibility to use its expertise and entrepreneurial talent to manage its day-to-day operations. This model is intended to promote high-quality clinical care, efficiency, economy, reliability, and operational and financial stability. B. Exclusive Operating Areas (EOAs) Proposers shall submit a Proposal for the designated Exclusive Operating Area (EOA). The Designated EOA covers most of the territory of Contra Costa County. Not included in the Designated EOA for this procurement are two smaller EOAs covering the territories of the San Ramon Valley and the Moraga-Orinda Fire Protection Districts where paramedic ambulance services are provided by the respective fire districts. (See Map of EOA in Appendix 2) Proposers must agree to provide the services referred to above for the EOA without any qualification or variation other than as expressly set forth in this RFP. C. Proposals Must Include Response to Two Service Plans The LEMSA has determined that the interests of the County can best be met by including two (2) service plans for the provision of emergency medical services within the EOA. These plans are designated Plan A and Plan B. Plan A includes minor changes in the current system design, performance requirements, and measurement zones. Plan B incorporates more changes as proposed in the March 2014 “EMS Modernization Project Report” (available at http://www.cchealth.org/ems/system- review.php#simpleContained4 ) to respond to operational, financial, and clinical trends and findings. Each proposer is required to respond to both of the Plans. Page 3 D. Background The County has historically designated five ambulance zones. Plan A consolidates two of the Zones in East County (D & E) while Plan B consolidates two additional Zones (A & B) in West County. The Zone maps are included in Appendix 3. The County has established an ambulance ordinance (83-28) that establishes broad standards for the operations, equipment, and personnel of pre-hospital emergency care services. A copy of the ordinance that may be amended is attached hereto in Appendix 4. Additionally, requirements that are more specific can be found in the County’s policies, which are incorporated into the provider agreements. Any successful proposer will be required to have a provider agreement administered by the LEMSA. The County Policies and Procedures can be downloaded at http://www.cchealth.org/ems/policies.php. The EOA is a mix of urban, rural, and wilderness areas. Table 1 (below) lists the county cities and communities with their population. Page 4 Table 1. Contra Costa County Population Centers1 Community Population 2013 estimate U.S. Census ER Zone (*) Notes Rural Response Area Requirements Included Richmond 107,571 A San Pablo 29,685 B El Cerrito 24,086 B El Sobrante 12,669 B Kensington 5,077 B Pinole 18,902 B Hercules 24,848 B Rodeo 8,679 B Crockett 3,094 B Port Costa 190 Rural B Concord 125,880 C Martinez 37,165 C Pleasant Hill 34,127 C Pacheco 3,685 C Clayton 11,505 C Clyde 678 C Walnut Creek 66,900 C Lafayette 25,053 C Orinda 18,681 MOFD Moraga 16,771 MOFD Canyon 842 MOFD Alamo 14,570 SRFD Danville 43,341 SRFD Diablo 1,158 SRFD San Ramon 72,313 SRFD Blackhawk 9,354 SRFD Antioch 107,100 D Pittsburg 66,695 D Bay Point 21,349 D Oakley 38,194 E Bethel Island 2,137 Rural E Knightsen 1,568 Rural E Brentwood 55,000 E Discovery Bay 13,352 Rural E Byron 1,277 Rural E Unincorporated 70,509 NA Total 1,094,205 In conducting a competitive process for the provision of emergency ambulance services, Contra Costa County is meeting the mandates of the California EMS Act and the Health and Safety Code, Division 2.5, available at www.emsa.ca.gov. E. Overview of EMS System Contra Costa County's LEMSA, as designated by the County Board of Supervisors pursuant to the California EMS Act, is the Contra Costa Health Services Department. The governing body of the LEMSA is the Board of Supervisors and the Chief Executive Officer, or Director, is the County Health Services Director. Day-to-day activities and oversight of the County's EMS system is carried out by the County EMS Agency, which is a division of Contra Costa Health Services. Key positions within the County EMS Agency include the County EMS Director, who oversees County EMS activities, and the 1 Ibid Page 5 County EMS Medical Director, who provides EMS medical oversight pursuant to State law. Both these positions report to the Health Services Director, who is the LEMSA director. A County ambulance ordinance regulates both emergency and non-emergency ambulance service. Emergency ambulance service is further regulated through exclusive operating agreements in each of the County’s three EOAs. First responder services are provided by six fire districts and three municipal fire departments. Most first responder services are provided at the paramedic level in accordance with County first responder agreements. Eight hospitals within the county are licensed to provide Basic Emergency Services and designated as emergency ambulance receiving centers. One of these, John Muir Medical Center in Walnut Creek, is a County-designated Level II Trauma Center. The County also has five designated ST-elevation myocardial infarction (STEMI) receiving centers and six stroke receiving centers. Two air ambulances (CalSTAR and REACH) are based in Contra Costa County. Requests for assistance to medical emergencies typically are made through the 9-1-1 phone system. These calls are answered at a primary Public Safety Answering Point (PSAP) and, when identified as involving a medical emergency, transferred to one of three County-designated medical communications centers located at San Ramon Valley Fire (serving San Ramon Valley Fire), Richmond Police (serving Richmond and El Cerrito Fire Departments), and Contra Costa County Fire (serving Contra Costa County Fire, East Contra Costa County Fire, Rodeo-Hercules Fire, Pinole Fire, Crockett-Carquinez Fire, and Moraga-Orinda Fire). Personnel at the medical communications centers identify the caller’s needs in accordance with EMS priority dispatch protocols, dispatch and/or request appropriate EMS resources, and provide pre- arrival instructions when appropriate. For the areas covered by this RFP, dispatch information, including the ambulance request, is transferred to the ambulance service from Contra Costa County Fire dispatch or Richmond Police dispatch via the Message Transmission Network (MTN), a direct microwave linkage between the medical communications center and ambulance dispatch computer systems. The ambulance contractor is responsible for establishing and maintaining the necessary hardware and software at the contractor’s dispatch center to integrate with the County MTN. The ambulance contractor is also responsible for the actual dispatch of requested ambulance resources (specification is available at http://www.cchealth.org/ems/pdf/mtnspec_v1.5.pdf). The initial response to a potentially life threatening incident includes both a first response unit and a paramedic-staffed ambulance. Most fire first response is at the paramedic level. Richmond, East Contra Costa County, and Crockett-Carquinez Fire provide first response at the Basic Life Support (BLS) level. Emergency ambulance service is currently provided by the County's three emergency ambulance contractors, American Medical Response in the areas covered by this RFP covering about 90 percent of the County and by San Ramon Valley Fire and by Moraga-Orinda Fire in their respective districts. All ambulances responding on emergency calls are required to have one paramedic and one Emergency Medical Technician (EMT) as minimum staffing. Ambulances may be dispatched Code 3 Page 6 (lights and siren) or Code 2 (immediate response without lights or siren) depending on the priority assigned by the medical communications center. Currently, the Designated EOA is divided into five (5) Emergency Response Zones (ERZ’s) for calculation of ambulance response times and penalties. The zones, shown in Appendix 5, are: ERZ A—The City of Richmond ERZ B – West County including the Cities of El Cerrito and Pinole Fire Departments, Rodeo- Hercules Fire Protection District, Kensington Fire Protection District, Crockett-Carquinez Fire Protection District, the portion of the Contra Costa County Fire Protection district covering San Pablo, El Sobrante, North Richmond, and surrounding unincorporated areas. ERZ C—Central County including the area of Contra Costa County Fire Protection District covering the Cities of Clayton, Concord, Lafayette, Martinez, Pleasant Hill, and Walnut Creek and surrounding unincorporated areas served by Contra Costa County Fire. ERZ D—East County including Antioch, Bay Point and Pittsburg and surrounding unincorporated areas served by Contra Costa County Fire. ERZ E—Far East County including Oakley and Brentwood and unincorporated areas served by East Contra Costa County Fire Protection District. Patient treatment and transport are carried out under State laws and regulations, as well as County EMS Agency policies and procedures. These policies may include, in the case of paramedics, making contact with a mobile intensive care nurse (MICN) or physician at a designated base hospital to obtain direction in management of the patient. Patients are transported to appropriate receiving facilities. Hospital destination is based upon patient preference and County EMS protocols. Critical patients are normally transported to a nearby emergency department or to a specialty care center (trauma, STEMI, stroke), as appropriate. Non-critical patients may be transported to hospitals of choice within reasonable travel time. Note that County EMS protocols may require transport of certain patients to out-of-county specialty centers or hospital emergency departments. Medical helicopter service is available to transport critical patients when ground ambulance transport time would be excessive and patients meet helicopter transport criteria. As a part of the STEMI Receiving Center system, the County, in 2011, began implementation of 12- lead EKG transmission from the field to receiving hospital. The ambulance contractor will be responsible for the continued support of this system. Further information regarding Contra Costa's EMS system can be found in the Contra Costa County Emergency Medical Services Agency's "2013 Annual Program Report" and in the "Emergency Medical Services System Plan" approved by the Emergency Medical Care Committee and adopted by the County Board of Supervisors. Both of these documents are available at the Emergency Medical Services Agency and on the County EMS website at http://cchealth.org/ems/documents.php. Page 7 F. Local EMS Agency Responsibilities It is the LEMSA’s responsibility to: Select and enter into an Agreement with the Contractor; Provide contract administration and management services for the Agreement; Monitor the EMS system’s performance and compliance with the performance based specifications applicable to the Contractor; Commit to the continued collaboration to provide high quality first response service on life- threatening incidents; Provide medical direction for the system; Develop and modify EMS system protocols and procedures; Create and sustain coordinated specialty systems of care e.g. Trauma, STEMI, Stroke, Cardiac Arrest, etc.; Contract with base hospitals to provide on-line medical control; and Secure or provide, in the event of Contractor’s default, an alternative EMS delivery system. G. Contra Costa EMS System Improvements Changes and improvements in EMS have occurred during the last 10 years and healthcare has changed considerably as has EMS. Numerous studies have been undertaken to ascertain which practices will produce the best patient outcomes and what actions will have minimal positive impacts. Technology has allowed EMS to improve response times and productivity and to provide data for identifying practices that will deliver positive results for the patients and the system. In preparation for this RFP, the County conducted a review of current practices in collaboration with system stakeholders. The process identified improvement opportunities in the Contra Costa EMS System. Although it is not the LEMSA’s intent or desire to create the most expensive, high- performance EMS system in the country, the LEMSA is committed to ensuring that EMS services are delivered at the comparable level of quality and performance enjoyed by users in other good quality and reliably performing EMS systems. The LEMSA is pursuing its overall goal to update the local EMS system through incorporating system improvements in this RFP and its resulting Agreement. Changes to the Contra Costa County EMS system are designed to strategically match emergency ambulance resource to patient need, and improve care to patients without undue financial or operational hardship on the Contractor. 1. Call Transfer and Dispatch The goal for the EMS system is that all Emergency Ambulance Requests for medical assistance be promptly transferred (within 60 seconds) from the medical communications centers to the Contractor. The goal is also for all calls to be prioritized as to acuity level according to protocols approved by the LEMSA. When appropriate, all callers will receive emergency medical pre-arrival instructions according to protocols approved by the LEMSA. Page 8 2. Call Density Response Zones, Response Time Requirements and Non-performance Penalties Established Call Density Response Zones are defined within the EOA. The requirements are based on an analysis of the historical volume and density of calls, as well as population density and city boundaries. Performance requirements are based on call location and call acuity (Priority 1, 2 or 3) as determined through emergency medical dispatch protocols. The details of the response time requirements are provided in detail in Section IV.C.3. The Contractor’s response time clock begins when the call is time stamped as received by the Contractor’s dispatch center. Response time compliance is to be maintained on 90% of all calls. Failure to perform will result in financial penalties and may cause the replacement of the Contractor as described in Section IV.C.7. Appendix 6 includes maps indicating the Call Density Response Zones within the EOA. 3. Provider Fatigue Provider fatigue and the impairment associated with the fatigue pose a significant safety risk for patients, partners, and others in the community. Crewmembers working on ambulances in Contra Costa County shall not be scheduled to work shifts longer than 24 consecutive hours and shall not remain on duty for longer than 36 consecutive hours due to late calls or unscheduled holdovers. A rest period of at least 12 consecutive hours between shifts is required. The only exception will be a County declared disaster. 4. No Subsidy System The Contra Costa County EMS system operated for years without subsidy to ambulance providers. It is the LEMSA’s desire that Contra Costa County emergency ambulance providers will continue to operate within the system without additional subsidy, but the financial and operational trends identified in the “EMS Modernization Report” indicate that the operational status quo may require funding support. Plan A includes the opportunity for quantifying additional funds needed by the Contractor during the term of the Agreement, if necessary. Plan B assumes no subsidy from the County or LEMSA. H. Relevant Information Regarding Service Areas The LEMSA makes no representations, promises, or guarantees concerning the actual number of emergency and non-emergency calls or transports, number of patients or distance of transports associated with this procurement. Every effort has been made to provide accurate information, but Proposers will need to use their professional judgment and expertise to develop estimates, economic models and operational plans and proposals. Page 9 1. Historical Service Volume Call volume in the EOA are included in the EMS Agency’s annual report and can be downloaded at http://cchealth.org/ems/pdf/annual-report-2013.pdf. Three years of call data including date and time of call, priority of call, longitude/latitude, location, and city are available at the LEMSA website. The location information has been altered to mask actual response locations by randomly adding or subtracting a number between one (1) and four (4) from the numerical portion of the street address. There has been no independent validation of this data and Proposers are encouraged to use their own means to analyze the information to determine response and transport volumes. The LEMSA does not guarantee any number of responses or transports. 2. Current Ambulance Service Rates Current providers are required to receive approval of rates from the LEMSA and County. The current ambulance service rates are included in Appendix 7. 3. ALS Ground Ambulance Transports Not Originating from 9-1-1 Ground ALS ambulance transports originating within the EOA that are not routed through the Emergency Ambulance Request (9-1-1) system – specifically the ALS interfacility transports staffed with at least one paramedic– are included in the EOA scope of services. These transports were not previously included in the EOA’s exclusivity and the quantity, origins, destinations, and time of calls are not available. The Agreement will include such transports, granting the Contractor the exclusive right to provide these services and the Proposers should use their own expertise while conducting their due diligence to quantify the ALS interfacility transports. 4. Payer Mix The current provider reports the following transport volume and payer mix information in Table 2. Table 2. Estimated Payer Mix Payer Percent of Transports Medicare & Medicare HMO 42.9% Medi-Cal & Medi-Cal HMO 26.3% Insurance 14.4% Private Pay & Other 16.4% Total 100.0% Since the payer mix determines potential revenue recovery and anticipated healthcare changes may have a significant impact on the payers, the Agreement will provide that should the Contractor demonstrate to the LEMSA’s satisfaction that the insured category is at least three (3) percentage points lower than listed or that the MediCal or self pay category is at least three (3) percentage points higher than identified, the variation will be grounds for a rate adjustment as provided in Section IV.G.3.b. For example, if Medi-Cal transport percentages exceed 29.3% the Contractor can request a rate adjustment. Page 10 SECTION II. PROCUREMENT INFORMATION A. Performance-based Contract The result of this procurement will be the award of a performance-based contract. The Agreement will require the Contractor to achieve and maintain high levels of performance and reliability. The demonstration of effort, even diligent and well-intended effort, will not suffice to meet the requirements of the Agreement with respect to prescribed performance requirements. Failure to meet specified service standards will result in financial penalties and may lead to termination of the Agreement. The essential areas where performance must be achieved include: Ambulance response times; Ambulance equipment and supply requirements; Ambulance staffing levels including personnel with current and appropriate levels of certification/licensure; Clinical performance consistent with approved medical standards and protocols; Management and field supervision; On-going training and continuing education; Collaboration with other emergency responders and medical personnel; Comprehensive quality improvement and compliance activities and results; Accurate and timely reporting; and Customer and community satisfaction with the services provided. The Agreement is not a level-of-effort contract. In submitting its Proposal, the Proposer is agreeing to employ whatever level of effort is necessary to achieve the clinical, response time, customer satisfaction, quality improvement, and other performance results required by the EMS System Specifications. B. Notice to Proposers The issuance of this RFP does not commit the LEMSA to accept proposals, complete the selection process, award a contract, or pay any costs incurred in the preparation of a Proposal responding to this RFP. The LEMSA reserves the right to reject all Proposals, reject any Proposal that is not responsive to or conforms to the requirements of this RFP, or to cancel the procurement process at any time. Submission of a proposal by a Proposer shall constitute an agreement to the provision for public announcement. The LEMSA intends to post the Proposals within twenty-four hours (24) of the public opening. Submission of a Proposal to this RFP constitutes a complete waiver of any claims whatsoever against the LEMSA or the County that it has violated a Proposer's right to privacy, disclosed trade secrets or caused any damage by allowing the Proposal to be made publically available. Page 11 C. Use of Own Expertise and Judgment Each Proposer must use its own best expertise and judgment in deciding on the methods to be employed to achieve and maintain the performance required under the resulting Agreement. As used here, “methods” includes, without limitation, compensation programs, shift schedules, personnel policies, asset acquisition, supervisory structure, deployment plans, and other business matters that comprise the organizations strategies and activities. D. Procurement Time Line The Procurement Time Line is included in Appendix 8 (the Procurement Time Line). Any changes to the Procurement Time Line will be published on the LEMSA website and organizations requesting the RFP will be notified by the LEMSA. E. Procurement Process Administrative support for this process will be provided to the LEMSA by county Health Services Department (HSD). 1. Pre-proposal Process Questions regarding this RFP should be submitted in writing to: Patricia Frost, EMS Director Contra Costa County EMS Agency 1340 Arnold Drive, Suite 123 Martinez, CA 94553 Facsimile (925) 646-4379 Patricia.Frost@hsd.cccounty.us Questions or requests for clarification regarding the RFP will be accepted prior to the Proposers’ Conference, but no later than 4:00 p.m. on the date specified in the Procurement Time Line (Appendix 8). 2. Mandatory Proposers’ Conference A Proposers’ conference will be held on the date identified in the Procurement Time Line (Appendix 8) to allow County staff and consultants to discuss all relevant issues associated with the Request for Proposal and to permit Proposers an opportunity to ask questions. Each Proposer will be limited to not more than four (4) representatives in attendance. Proposers shall submit, in writing, any questions about the RFP that they would like answered at the Proposers’ Conference no later than three (3) working days before the conference. This will allow for a more thorough response. Page 12 The Proposers’ Conference may be taped and answers to questions will be posted to the LEMSA website following the conference. Oral answers at the conference will not be binding on the LEMSA. Any changes or clarifications to the Request for Proposal made following the Proposers’ Conference will be distributed to all potential Proposers who attend the Proposer’s Conference and will be posted on the LEMSA website. The Proposers’ conference is mandatory. 3. Proposal Submission Each Proposer must submit one (1) original and ten (10) copies of its Proposal by 4:00 p.m., Pacific Time on the date specified in the Procurement Time Line (the Deadline). A CD-ROM, or other electronic storage device, of the Proposal and attachments in Microsoft Word or PDF format shall accompany each Proposal. Any Proposals received after the deadline will not be considered. Proposals shall remain in effect for a period of one hundred and twenty (120) days after the Deadline. Proposals shall be submitted in a sealed container. The outside of the container and each Proposal shall be labeled “Exclusive Operator for Emergency Ambulance Service Proposal For Contra Costa County, California”and the Proposer’s name. One (1) original and five (5) copies of the required Financial Documents shall be included in the sealed container but placed in a separate, sealed envelope marked with the Proposer’s name and labeled “Financial Documents.” The Financial Documents are described in Section VI. Proposals shall be delivered to: Contra Costa County EMS Agency 1340 Arnold Drive, Suite 126 Martinez, CA 94553 Attention: Patricia Frost 4. Public Proposal Opening All proposals received prior to the Deadline shall be marked with a proposal number (EMS-1, EMS-2, etc.) and the date and time of receipt and kept unopened and secured in a locked area. Such Proposals shall be publicly opened at 1340 Arnold Drive, Suite 126, Martinez, CA 94553, at the time and date specified in the Procurement Time Line. The RFP number, submission date, general description of service being requested, and name of each Proposer will be recorded and read aloud to the persons present. The contents of the Proposals shall not be reviewed or disclosed at the public opening. 5. Additional Proposer Responsibilities At any time following the opening of Proposals, the LEMSA may request a Proposer to provide additional information or documentation for clarification of its Proposal. Proposers will also be requested to make a formal oral presentation to the proposal review panel (the Review Panel) and to respond in person to questions from the panel. Such requests must be fulfilled by the Proposer or its Proposal may be rejected. Page 13 6. Notice of Intent to Award The LEMSA will issue a “ Notice of Intent to Award.” At the time of the issuance of the Notice of Intent to Award, non-winning proposers’ right to protest will become ripe, and LEMSA staff will begin the process of placing the contract award on a future agenda of the Board of Supervisors for recommendation. Although the Notice of Intent to Award may tentatively identify a Board of Supervisors meeting date upon which the award recommendation will be considered, such date selection shall not be binding upon the LEMSA or the County. If there are any delays in the procurement timeline, all Proposers will be notified by the LEMSA. F. Proposal Instructions 1. Proposal Format Proposals should be concise and directly respond to the required information in this RFP. To facilitate the evaluation process, Proposals shall be limited in size. The entire Proposal and exhibits shall be contained within two (2) 2-inch, three-ring binders. One binder shall contain the narrative (Proposal Narrative) and the second the exhibits (Proposal Exhibits). Excepted from these restrictions are any information submitted in response to Sections III.A.4 and 5, below. The Proposal Narrative shall adhere to the following specifications: Easily readable font, no smaller than 10 point; Line spacing no smaller than 1 ½ lines; Single sided page printing; Standard 8 ½” by 11” paper; Pages must be numbered sequentially; and Pages are limited to 250 pages per binder excluding title page, table of contents, and dividers All attachments and exhibits shall be inserted in the second binder. Each exhibit and attachment shall be labeled and referenced in the narrative. 2. Required Proposal Format a) Mandatory Table of Contents The Proposal Narrative shall respond to each topic listed in the Mandatory Table of Contents in the exact sequence that the topics appear in the Mandatory Table of Contents. The Proposal must utilize the stipulated section and heading titles and numbering set forth in the Mandatory Table of Contents. The response to each item must contain all of the information that the Proposer is providing with respect to that topic. The response may incorporate by reference information contained in the Proposal Exhibits, but may not incorporate by reference any information contained in other portions of the Proposal Narrative. With the exception of information appearing in a Proposal Exhibit that is expressly referenced in a Page 14 response, information not set forth in the portion of the Proposal Narrative clearly identified as responding to a specific topic on the Mandatory Table of Contents may be disregarded in the rating of the Proposal. Reviewers may disregard information submitted in the Proposal if it is not included in the mandated location defined by the Mandatory Table of Contents. b) Required Proposal Sections The Proposal Narrative shall be divided into the following five sections: Section I Executive Summary. Section II Required Forms as specified in Appendix 9 of this RFP Section III Proposer’s demonstration of the appropriate credentials and ability to meet the minimum qualifications set forth in Section III of this RFP Section IV Proposer’s response to the basic performance and operational requirements set forth in Section IV of this RFP (the Core Requirements). Failure to commit to each of the Core Requirements may result in the Proposal being disqualified and deemed unresponsive. Section V Proposer’s response to the competitive criteria set forth in Section V of this RFP (the Competitive Criteria). The Competitive Criteria will be reviewed, evaluated, and scored in the Proposal review process. Proposals shall provide all information requested in this RFP in the order that it is requested. Performance standards for emergency ambulance service are identified in multiple sections of this RFP and shall be addressed in the manner stipulated for each standard. Proposers may elect to use reference "exhibits" or "attachments" in the Proposal Narratives to provide additional detail. G. Proposal Evaluation Process 1. Proposal Review Panel The Proposal review process shall be managed by the LEMSA through its Consultant. A multi- disciplinary panel of four (4) independent EMS professionals shall be selected by the Consultant with approval of the LEMSA to evaluate and rank Proposals. A fifth member of the Review Panel will be selected by the County and be an independent resident of the County. Meetings of the Review Panel will be closed to the public, with the exception of the “observers” provided for below. The outcome of the deliberations of the Review Panel shall be submitted to the LEMSA. The LEMSA shall review the submission and may consider any and all other pertinent information. To assure a fair process, members of the Review Panel will be instructed to avoid discussing any Proposal or the RFP process with any Proposer or other individual not present during the evaluation prior to the public announcement of the outcome of the deliberation. Until the outcome of the deliberations of the Review Panel has been submitted to the Health Services Director, Proposers shall avoid any communications regarding Proposals or the RFP process with any member of the Review Panel, observers, Board of Supervisors, LEMSA or County staff outside of the formal procurement Page 15 process during the period commencing with the release of the RFP until either the expiration of the protest period or the resolution of any protest that may be filed. The names of the Review Panel members will not be disclosed prior to the RFP submission deadline. If it is determined that a Proposer attempted or had such precluded communications, or otherwise at any time attempted to unduly influence the selection process except in a manner explicitly approved in the RFP, Proposer’s Proposal may be disqualified. The County will invite two (2) local observers (the Observers) to attend the meetings of the Review Panel at which the Proposals will be reviewed and scored. Observers will be provided copies of the Proposals to follow discussions during the review process but will not remove the Proposals from the premises. The Observers will not participate in the discussion or scoring process or act in any way to influence the outcome of the RFP. They will be present to ensure the integrity of the process and to provide information to the public about the rating of Proposals after the process has concluded. Observers shall not have a conflict of interest, shall be able to confirm that they are supportive of an objective and fair competitive procurement, and must agree not to take any action to influence the outcome of the procurement process. Observers shall agree to keep the deliberations of the Review Panel confidential until they have been completed and the Review Panel’s scoring results have been forwarded to the Health Services Director. 2. Proposal Review Process The review of the proposals will determine whether the Proposers meet minimum requirements and qualitifications, verify that the Proposers agree to meet all of the Core Requirements, and score each of the Competitive Criterion resulting in points being assigned to each Proposal. The detailed proposal evaluation process will encompass three stages. a) The Review Panel will review the documentation provided in each Proposal to determine if the Proposer meets the Minimum Qualifications. Each criterion will be scored on a pass/fail basis. If the Reviewers identify a Proposal that does not meet Minimum Qualifications, the Proposal or Proposals not meeting all Minimum Qualifications will be referred to the LEMSA. The LEMSA will make a recommendation to the Health Services Director for final determination. Proposals that, in the judgment of the Health Services Director, do not meet the minimum requirements for experience, qualifications, and financial capabilities will be considered unresponsive and disqualified. b) The Review Panel will then review the documentation in the Proposals related to the Core Requirements. The Proposals must include an affirmative statement agreeing to each Core Requirement without qualification. If any Proposer fails to include affirmative agreement to the Core Requirements or with the minimum requirements listed in Section V (the Minimum Requirements), the Review Panel will refer the nonconforming Proposal or Proposals to the LEMSA. The LEMSA will confer with the Health Services Director and the Health Services Director will make a final determination. If the exceptions to the Core Requirements and Minimum Requirements in the Proposal(s) are deemed material in the sole opinion of the Health Services Director, the Proposal will be Page 16 considered unresponsive and disqualified. If the exceptions are not deemed material, the Health Services Director may waive the irregularity and allow the proposal review to continue or may request additional information from the Proposer to resolve the exception. c) The Review Panel will then evaluate, compare, and score the Competitive Criteria. d) After completion of the Review Panel’s review and scoring of the Proposals, the consultants will calculate the points and combine with the pricing points ALS interfacility transports and will present the results to the LEMSA for consideration. The responses to the Competitive Criteria set forth in the Proposals shall be reviewed and rated as follows: Each member of the Review Panel shall read each Proposal prior to the convening of the panel. The Review Panel will convene and be provided with an overview of the review and rating process. The information provided to document the Minimum Qualifications will be reviewed and scored as either pass or fail. The responses to the Core Requirements and Minimum Requirements will be reviewed to confirm an affirmative and unqualified acceptance of the provisions. Each criterion of the Competitive Criteria will be evaluated separately (e.g. Clinical Offerings, Operational Proposals, etc.). After a full discussion is completed for a specific Competitive Criterion, each Review Panel member will complete the individual ranking sheet for that Competitive Criterion using the scoring guidelines set forth below. The ranking sheet completed by each reviewer will be collected by the Consultant, who will enter the ratings into the master score sheet that will be used to calculate the total points awarded to each Proposal. The scores applicable to pricing will be calculated by the Consultant and combined with the scores resulting from the panel’s review. Subsequent to the Proposers’ presentations to the Review Panel, the Review Panel will reconvene and each Reviewer will be allowed to view and modify any scores awarded to a Proposal if he or she believes that information presented or answers received in response to Review Panel member inquiries would, in the Reviewer’s sole opinion, justify a scoring change for specific criteria. After the Review Panel has completed the review of all Proposals, the scores of the reviewers will be averaged to determine the total points awarded to each Proposal for the Competitive Criteria. The Competitive Criteria will include separate scores for each of the two Plans (A and B) when applicable. The results of the Review Panel and the rankings of the Proposals will be combined with the scores derived from the Financial Analysis conducted by a separate, independent organization. The combined scores will be forwarded to the Health Services Director. The Health Services Director will, after consideration of the Review Panel rankings and scores and any other relevant factors, make his or her recommendation to the County Board of Supervisors (Board). The Health Services Director shall identify to the Board, as Page 17 the tentative awardee, the Proposal receiving the highest score from the Review Panel unless the Health Services Director: (i) identifies a material procedural error in the procurement process; (ii) determines that the procurement process has failed to achieve the LEMSA’s goals as set forth in this RFP; or (iii) subsequent investigation of Proposer receiving the highest score reveals material information for the Health Services Director to reasonably conclude that the recommendation would not be in the best interests of Contra Costa County and its residents. . In the event of any such exception, the Health Services Director shall set forth in writing the basis for his or her tentative decision. The final decision regarding an award shall rest with the Board. The consulting firm shall observe and serve as staff to the Review Panel. 3. Method for Competitive Scoring of Price Proposals Prices for all calls originating from the 9-1-1 system are predetermined and presented in Appendix 10. Points will be awarded only for the proposed pricing of ALS interfacility transports and based on the following calculation: ALS non-emergency transports (not originating from 9-1-1) ALS Non-emergency Base Charge $____X Mileage Charge: multiply the proposed per-mile charge times 12 miles ____ $____Y Oxygen Charge: multiply the proposed oxygen charge times 90 percent ____ $____Z ___ Weighted Charge $_X+Y+Z _ The proposal with the lowest weighted charge will receive the maximum available score assigned to pricing under the RFP. Other proposals will be scored by multiplying the percentage by which their weighted charge exceeds the lowest proposed weighted charge and subtracting that amount from the maximum available score. For example, the RFP is structured to allow 50 points for price. If the Weighted Charge for Proposal #1 is $1,000, for Proposal #2 is $1,100, and for Proposal #3 is $1,500. Proposal #1 has the lowest charges, so it receives 50 points for pricing. Proposal #2 exceeds Proposal #1 by 10%, so it receives 45 points for pricing. Proposal #3 exceeds Proposal #1 by 50%, so it receives 25 points for pricing. 4. Independent Financial Analysis The County has engaged an independent entity to analyze, express an opinion, and provide a supplemental report regarding the financial aspects of Proposals. This will include expressing an opinion on the Proposers’ financial strength, pro forma projections (including revenue and expense projections), the ability of the Proposers to identify and fund initial startup costs and the on-going ability of the Proposers to fund losses if projections are underestimated. Page 18 The supplemental report containing the financial analysis of the Proposers’ submissions will be provided to the Health Services Director for consideration in determining the firm to be notified of the Intent to Award. The Review Panel will not review or even see the financial documents in order to ensure that the evaluation of the technical and quality aspects of the proposals are not influenced by financial issues. 5. Post-submission Presentation Proposers will be asked to meet with the Review Panel to present a brief overview of their Proposals and answer questions. The date of the Proposers’ presentations is included in the Procurement Timeline. 6. Investigation Upon completion of Review Panel evaluations, the Consultant may undertake additional investigation to verify claims made by the recommended Proposer during the Proposal evaluation process. Such additional investigation may include, without limitation, site visits, reference checks, financial inquiry, or any other reasonable means of determining the accuracy and completeness of information supplied by the Proposer. The LEMSA reserves the right to continue its investigation of representations made by a Proposer after contract award and throughout the term of the Agreement. The furnishing of false or misleading information during the procurement process may constitute a major breach of the Agreement even if discovered after contract award. 7. Notification Proposers will be notified of the status of their Proposal (recommended for selection, not recommended for selection, or disqualified) following completion of the proposal review process. Notification will be by electronic mail to the address listed in the Proposal. If a Proposal is disqualified, the Proposer will be notified, in writing, of the specific reason that caused the disqualification. At the completion of the Review Panel’s evaluation process and the Health Services Director’s receipt and consideration of the panel’s deliberations and the supplemental financial analysis report, the Health Services Director will issue a Notice of Intent to Award. 8. Debriefing A debriefing shall be held before the award of the Contract upon the timely request of an unsuccessful Proposer for the purpose of receiving information concerning the evaluation of the Proposer’s submission. The request must be in writing, dated, signed either by the Proposer or a legally authorized individual on behalf of the Proposer and be received by the County’s EMS Agency Page 19 at 1340 Arnold Drive, Suite 126, Martinez, CA 94553, within three (3) working days following the County’s issuance of the “Notice of Intent to Award”. Each requesting Proposer will be allotted a maximum of one hour for any debriefing conference. The information provided by the County will be based on the Review Panel determinations of the company’s submitted proposal as it relates to the evaluation criteria as stated herein. The debriefing may be held, in the discretion of the County, by telephone conference call. The debriefing is not the forum to challenge the proposal’s specification, requirements, or the selection criteria. 9. Protest Within fourteen (14) calendar days following issuance of the Notice of Intent to Award, non- successful Proposers shall have the right to file a protest (the Protest). A Proposer filing a Protest (Protester) must follow the procedures set forth herein. Protests that do not follow these procedures shall not be considered. Notwithstanding any other protest or appeal procedures, the protest procedures herein constitute the sole administrative remedy available to the Protesters under this RFP. Only entities which were non-successful Proposers shall have standing to file Protests. Any Protest not filed and received by the Health Services Director within the fourteen (14) day period shall be conclusively deemed waived. a) Filing a Protest The Protest of the Notice of Intent to Award must be in writing. The written Protest must be hand delivered, electronically transmitted, or mailed to: Contra Costa County EMS Agency Patricia Frost, EMS Director 1340 Arnold Drive, Suite 126 Martinez, CA 94553 Facsimile (925) 646-4379 Patricia.Frost@hsd.cccounty.us Protests will be considered filed when they have been received at the above address. Upon the filing of any protest, the full contents of the protest will promptly be made available to all proposers by LEMSA staff. b) Contents of Protest The written Protest must contain the following information: 1) the name, street address, electronic mail address, and telephone and facsimile number of the Protester; 2) signature of the Protester or its authorized representative; 3) grounds for the Protest; 4) copies of any relevant documents; 5) the form of relief requested; and 6) the method by which the Protester would like to receive the initial written Protest decision. The written Protest must clearly state the grounds for the Protest. Protests should be concise and logically arranged. c) Grounds for Protest Protests shall be based only on the following grounds: The Protester believes that its proposal should have been selected had the LEMSA followed the procedures and adhered to requirements set forth in the RFP. Page 20 d) Protest Resolution Process (1) The initial review of any protest will be conducted by the Health Services Director. Upon receipt of the Protest, the Health Services Director will schedule, at the earliest possible convenience, meeting(s) between the Protester and appropriate county staff to clarify the issues and/or attempt to seek informal resolution. The Health Services Director will notify the protesting party and all Proposers of his or her decision in writing. Informal Meeting with Health Services Director (2) The Protestor may request a review of the Health Services Director’s decision by submitting a written notice of appeal to the Health Services Director, or his designee, no later than five (5) business days after the date of the written decision. Within five (5) business days after the Health Services Director receives the Protestor's request for review he will forward the notice of appeal and written protest to the Office of the County Administrator for review and final decision. The County Administrator will base his decision on the information contained in the original written protest and the written decision of the Health Services Director, but he may request additional information from the Protestor, the LEMSA, the Health Services Director, or others, for clarification if he deems it appropriate to do so. The decision of the County Administrator on the merits and remedies, if any, is final Appeal of Health Services Director’s Decision (3) A final award shall not be made while a Protest is pending. However, LEMSA staff may otherwise proceed with developing the contract provided for in this RFP; subject to the resolution of any Protest. Once the County Administrator has issued his/her decision on the Protest, if the Protest is denied the procurement process may proceed as though no Protest was filed. In addition, in the event that a Protest substantially delays this procurement process, the LEMSA may, in its discretion, engage in contracting activities for interim ambulance service until the procurement process can move forward and a permanent Agreement can become effective. Stay of Procurement Action during a Protest 10. Withdrawal of Proposals Once submitted, Proposals may be withdrawn by the Proposer at any time prior to the Deadline by written notice to the LEMSA. 11. Canceling the Procurement Process after Opening The LEMSA may, in its discretion, cancel this procurement process at any time up to the formal approval and execution of the Agreement. In the event the LEMSA cancels the procurement, it shall set forth the reasons in writing why the public interest is best promoted by such cancellation. 12. Award The decision on contract award will be made by the Contra Costa County Board of Supervisors following the recommendation from the Health Services Director. If for any reason the selected Page 21 Proposer is unable to enter into the Agreement in a timely manner in accordance with the time interval identified in the Procurement Time Line for contract negotiation, the Health Services Director, upon direction from the Board, may proceed toward selection of an alternate Proposal, cancel the process, or otherwise proceed as may be required in the public interest and consistent with applicable law. However, the above action does not eliminate the fact that if the initial awarded party is in breach of the contract, the County is entitled to seek any and all damages for such breach, including loss of time, cost of resources and attorney fees. 13. Scoring Criteria The goal of this procurement is to select the Contractor based on clinical and operational quality of service, while also containing service costs to the public and ensuring financial stability. To achieve this end, the Proposals will be scored on three categories; first, Competitive Criteria, which are designed to objectively identify Proposals that will provide for higher service quality and cost effectiveness. Second, Proposals will be scored based on the service charges to be imposed by the Proposer for the ALS interfacility transports. In addition, the financial strength of the Proposer and the reasonableness of its financial projections will be considered independently. Since this process is focused on a comparison of the Proposers’ responses to the Competitive Criteria, the review and scoring of the proposals will be based on comparing responses of Proposers to each of the criterion. Each criterion will be allocated a specific number of maximum available points. During the deliberations of the Review Panel, minimum requirements for each of the Competitive Criterion will be described to the reviewers and the reviewers will then discuss the item and any offerings that have been presented to exceed minimum requirements. Once the discussion is completed, each Reviewer will independently evaluate the criterion and mark the rating sheet in the applicable category described below. The points awarded for the criterion will be based on the reviewer’s opinion of each proposal’s commitment to the relevant item being reviewed. Five potential ratings will be available for the reviewer. They are: Table 3. Scoring Allocation Rating Poor Adequate Good Very Good Excellent Percentage of total points for criterion 0% 25% 50% 75% 100% Each of the Competitive Criteria stipulates minimum requirements that must be addressed and accepted by the Proposers. Failure to address and commit to the minimum requirements may result in the disqualification of the Proposal as being unresponsive. No points will be awarded to the Proposal that offers to only meet the minimum requirements. Points are awarded only to Proposals that exceed minimum requirements for a specific criterion. Page 22 14. RFP Governed by Its Terms This RFP shall be conducted in accordance with the terms set forth within it. It shall be construed in a manner consistent with applicable law and rules including, but not limited to, the California State Emergency Medical Services Act, Contra Costa County Ordinances, and published procurement guidelines of the California State EMS Authority. Such authorities may be consulted for the resolution of ambiguities and to provide terms not expressly provided herein. H. Scoring Matrix The Competitive Criteria are organized in Section V into categories. The maximum points available for each category of Competitive Criteria are set forth below. Table 4. Proposal Review Scoring Allocations Category Title Total Points 1 Credentials and Qualifications Pass/Fail 2 Core Requirements Agree/Exception 3 Competitive Criteria-Minimum Requirements Agree/Exception 4 Competitive Criteria-Commitment to Clinical Quality 300 5 Competitive Criteria-Operations Management 300 6 Competitive Criteria-Commitment to Employees 250 7 Competitive Criteria-Management and Administration 175 8 Competitive Criteria-Commitment to EMS System and Community 300 9 Competitive Criteria-Healthcare Integration 250 10 ALS Interfacility Pricing 75 11 Financial Qualifications Pass/Fail 12 Financial Strength and Projections Acceptable/Not Acceptable TOTAL POSSIBLE POINTS 1,650 Page 23 SECTION III. MINIMUM QUALIFICATIONS A. Organizational Disclosures The Proposer must be a single legally established entity, but there are no preclusions of multiple organizations forming an entity to respond to this RFP. If such a “joint venture” is proposing on this RFP, questions regarding experience, organizational structure, financial strength, and other items in this RFP must be answered for each member of the “joint venture.” The Proposer must provide the following information about its organization, experience, litigation, licenses, investigations, and other items: 1. Organizational ownership and legal structure The Proposer shall describe its legal structure including type of organization, its date, and state of formation. 2. Continuity of business The Proposer shall provide the organization’s background and number of years under present business name, as well as prior business names. 3. Licenses and permits The Proposer shall provide copies of business or professional licenses, permits or certificates required by the nature of the contract work to be performed. If Proposer does not have a local operation, examples of state licenses, and local permits for other operational locations may be submitted to fulfill this requirement. 4. Government investigations The Proposer shall provide a listing of all federal, state, or local government regulatory investigations, findings, actions or complaints and their respective resolutions for the Proposer’s organization and any parent or affiliated organization within the last three (3) years. THIS ITEM MAY BE SUBMITTED SEPARATELY IN AN ELECTRONIC FORMAT SUCH AS COMPACT DISK OR USB DRIVE and will not count against the limits on Proposal length set forth in Section II.F.2. Proposer must provide documentation that it has resolved all issues arising from government investigations including any continued obligations of the Proposer or describe status and expected outcome of open investigations. 5. Litigation The Proposer shall provide a listing of all resolved or ongoing litigation involving the Proposer’s organization including resolution or status for the last five (5) years. This listing shall include litigation brought against the Proposer’s organization or affiliated organization and any litigation initiated by the Proposer’s organization or affiliated organization against any governmental entity or competing ambulance service. THIS ITEM MAY BE SUBMITTED SEPARATELY IN AN ELECTRONIC Page 24 FORMAT SUCH AS COMPACT DISK OR USB DRIVE and will not count against the limits on Proposal length set forth in Section II.F.2. Proposer must provide documentation that it has resolved all issues arising from litigation or describe status of open litigation. B. Experience as Sole Provider The Proposer must demonstrate its experience as a sole provider of paramedic emergency ambulance services for a specified area comparable in size and population to the Exclusive Operating Area defined in this RFP. A population greater than 300,000 in a service area is acceptable as a comparable service area. Documentation shall include: 1. Demonstrate Capability in Lieu of Experience If the Proposer does not have direct comparable experience in being the sole provider of paramedic emergency ambulance service, the Proposer must document in detail how it intends to fulfill its obligations specified in this RFP. This may be done by providing a comprehensive deployment plan identifying the ambulance locations, unit-hour distribution, and procedures for redeploying resources based on demand. Alternatively, the Proposer may delineate personnel who have such experience and that these individuals will be actively and directly involved in the delivery of services in the EOA. 2. Comparable experience The Proposer must document the areas in which it has provided comparable services (as described above) in the past five (5) years, the locations of these services, population, description of services and a jurisdictional contact. This documentation shall include a letter from a government official confirming the ability to provide exclusive emergency paramedic ALS ambulance service and the length of time such services have been provided. Proposer shall document that it currently provides comparable services for a minimum of three (3) consecutive years. Letters and documentation of sole provider status are limited to three jurisdictions. 3. Government contracts The Proposer shall provide a list of exclusive service area emergency ambulance service contracts completed or ongoing during the last five (5) years including the term or date of termination of the agreement, the services provided, the dollar amount of the agreement and the contracting entity. 4. Contract Compliance The Proposer shall detail any occurrence of its failure or refusal to complete a contract with a governmental entity for which the Proposer was providing emergency ambulance services. This shall specifically state whether the Proposer or affiliated organization was found in material breach of the contract and the reasons why the contract was terminated. If the Proposer has been found in material breach of a governmental contract or if the Proposer “walked away” from its obligations Page 25 under a governmental contract within the last five (5) years, the Proposal may be rejected as not complying with Minimum Qualifications. C. Demonstrated Response Time Performance The Proposer must provide documentation of its demonstrated ability to meet response time requirements similar to those required in this RFP. Documentation may include reports provided to government oversight entities and letters confirming compliance with mandated response times. Internal reports with adequate supporting documentation of the methodology used to create the reports may also be submitted. If the Proposing organization does not have mandated response times in its exclusive emergency ambulance service area, the Proposer must submit adequate documentation of plans, procedures, and deployment strategies to demonstrate the organization has the knowledge and expertise to comply with mandated response times. D. Demonstrated High Level Clinical Care The Proposer must provide documentation of its demonstrated ability to provide high-level clinical care. Documentation may include descriptions of clinical sophistication and high levels of performance in systems in which it operates. The organization should describe how it ensures consistent, high- quality clinical care and how it is able to verify and document its clinical competency and performance improvement activities. This should include clinical protocol compliance, skills verification, training methodology and minimum commitments per provider including systematic assessment of EMS core performance metrics and clinical guidelines as defined by the Local EMS Agency 2, California EMS Authority 3 and National Association of EMS Officials.4 . 2 http://cchealth.org/ems/quality.php 3 http://www.emsa.ca.gov/CEMSIS 4 http://www.nasemso.org/ Page 26 SECTION IV. CORE REQUIREMENTS A. Two Service Plans are to be Addressed This RFP includes two separate Service Plans – Plan A and Plan B. Plan A includes minimal changes to the current EMS System and Plan B incorporates most of the recommendations found in the EMS Modernization Report. The separate requirements of the Service Plans are noted in this Section, Core Requirements, and in the Competitive Criteria, and in the Pricing and Financial sections. The Proposer must respond to and complete all attestations and requirements for each Plan. The County will make the determination of which Plan will be used by the EMS System after the selection of the highest scoring Proposal. Each of the elements of the separate Plans are highlighted by using differing font colors in this document to facilitate the Proposers’ responses. Plan A will be highlighted in “PURPLE” Plan B will be highlighted in “GREEN” B. Contractor’s Functional Responsibilities Contractor shall provide all emergency ambulance services originating in the EOA. Emergency Ambulance Services are defined as all requests for an immediate paramedic ambulance response from 9-1-1, radio communications, other phone numbers, observation, or any other source within the EOA. Such Emergency Ambulance Services shall be provided in accordance with the requirements of State Health and Safety Code Sections 1797 et seq., Division 48 and of the Contra Costa County Ordinance 83-28, and all regulations promulgated there under including any amendments or revisions thereof. In performing services under the Agreement, Contractor shall work cooperatively with the LEMSA and its EMS Director as the contract administrator (Contract Administrator). All references to the Contract Administrator herein shall be construed to also include the EMS Director and/or any other LEMSA employee or representative that the EMS Director may designate. 1. Basic Services In consideration of the LEMSA's referral to Contractor of Ambulance Service requests originating in the EOA, Contractor shall perform the following services to the complete satisfaction of LEMSA: a) Contractor shall provide continuous, around-the-clock, emergency ambulance services, without interruption throughout the term of the Agreement. b) Contractor shall provide emergency ambulance services without regard to any illegally discriminatory classification, including without limitation: the patient's race, color, national origin, religious affiliation, sexual orientation, age, sex, or ability to pay. c) The Proposal will be retained and incorporated into the Agreement by reference, except that in the case of any conflicting provisions, the provisions contained in the Agreement shall prevail. Page 27 d) Contractor shall participate in pilot or research programs that the EMS Medical Director (defined below) and Contract Administrator may authorize from time to time. The Contract Administrator may waive standards contained in the Agreement in the event that conflicting standard(s) are established for a pilot program. Any such pilot program must be approved by the EMS Medical Director. Contractor agrees that Contractor's participation in the pilot projects shall entail no additional cost to the County or the LEMSA. Contractor further agrees that Contractor's services provided under pilot projects shall be in addition to the other services described in the Agreement. 2. Services Description Contractor shall be responsible for furnishing all emergency ambulance services for all residents and other persons physically present in the EOA. Such emergency ambulance services shall be provided at the paramedic level. Contractor shall be the sole ground ambulance organization authorized by the LEMSA in the awarded service area covered under this RFP to provide Emergency Ambulance Services and ALS interfacility ambulance services. All requests for EMS originating in the EOA and processed through the County designated medical communication centers will be referred to Contractor or its subcontractor, as provided herein. Contractor may subcontract services only as provided herein and with the prior written approval of the LEMSA director. C. Clinical 1. Clinical Overview The LEMSA’s goal is to provide a clinically sophisticated system that achieves contemporary benchmarks of clinical excellence and can continue to do so in a sustainable fashion. The following system specifications are drawn from applicable reference sources and are generally consistent with the direction provided in the National Highway Traffic Safety document, The EMS Agenda for the Future, and the core recommendations of the Institute for Medicine report on EMS: Emergency Medical Services: At the Crossroads,5 and the ACEP Stategy for a National EMS Culture of Safety 6 . The clinical goals of progressive EMS systems are guided by the broad outcome measures established by the US Public Health Service. These include discomfort is minimized, disability is reduced, death is minimized, destitution eliminated, disfigurement is reduced and disease is identified and reduced. In addition, there is a focus on meeting the six aims of the Institute of Medicine report on healthcare quality, Crossing the Quality Chasm: A New Health System for the 21st Century, which stresses that systems should be: safe, effective, patient-centered, timely, efficient, and equitable.78 5. National Highway Traffic Safety Administration. (1996). Emergency Medical Services Agenda for the Future. Washington, DC: United States Department of Transportation. Institute of Medicine. (2006). Emergency medical services: At the crossroads. Washington, DC: National Academies of Science. 6 http://www.emscultureofsafety.org/wp-content/uploads/2013/10/Strategy-for-a-National-EMS-Culture-of-Safety-10-03- 13.pdf 7 Institute of Medicine. (2001). Crossing the Quality Chasm: A new Health System for the 21st Century. Washington, DC: National Academies of Science. Page 28 2. EMS System Medical Oversight The LEMSA shall furnish medical control services, including the services of a system EMS Medical Director (EMS Medical Director) for all system participants’ functions in the EMS System (e.g. medical communications, first responder agencies, transport entity, online control physicians). The LEMSA’s EMS Medical Director does not relieve the Contractor from employing its own medical director as mandated by state and LEMSA requirements. a) Medical Protocols Contractor shall comply with medical protocols and administrative policies established by the LEMSA, as well as other requirements and standards established by the EMS Medical Director. Contractor shall document compliance with system of care operational and medical protocols. This documentation shall describe the performance of Contractor as a whole, its component parts (e.g. communications and transport), and individual system participants (personnel). Medical protocols shall be reviewed and updated by the LEMSA on a periodic basis with input from system participants. Current Medical Protocols are available at the LEMSA website. b) Direct Interaction with Medical Control Contractor personnel functioning under these specifications have the right and professional responsibility to interact directly with the system's medical leadership (EMS Medical Director, base hospital physicians and LEMSA clinical oversight staff) on all issues related to patient care. This personal professional responsibility is essential. c) Medical Review/Audits The Contractor is required to participate in LEMSA’s continuous quality improvement (CQI) program. The goal of the patient safety and medical audit process is to inspect and assure compliance of the care delivered with the system’s established clinical care guidelines. Evaluation of trends, system variation and random sampling of patient contacts provides mechanisms to measure the clinical care provided and enables the EMS Medical Director to identify the need for a more targeted or detailed audit. The process also assists in validating the effectiveness of ongoing process and outcome measures in monitoring and improving care. It is the Contractor's responsibility to comply with the EMS Medical Director audit/review process and initiate process measurement and improvement activities based on the results of the audit/review. As part of LEMSA CQI processes or incident investigation, the EMS Medical Director may require that any employee of the Contractor attend a medical audit when deemed necessary. 8 Institute of Healthcare Improvement Open School as we are a member organization http://www.ihi.org/education/IHIOpenSchool/Courses/Pages/OSInTheCurriculum.aspx#California Page 29 Employees, at their option and expense, may attend any audit involving any incident in which they were involved that is being formally reviewed, but must maintain the confidentiality of the medical audit process. Attendance of every license holder involved in a case being reviewed is not required, unless mandated by the EMS Medical Director. 3. Minimum Clinical Levels and Staffing Requirements a) Ambulance Staffing Requirements All Ambulances rendering Emergency Ambulance Services under the Agreement shall be staffed and equipped to render paramedic level care and transport with a minimum of one (1) state licensed and locally accredited Paramedic and one (1) California certified EMT to respond to requests from the County designated PSAPs. The paramedic shall be the caregiver with ultimate responsibility for all patients. An “Emergency Ambulance” is defined as a transport ambulance responding to requests for emergency medical services staffed with at least one paramedic and one EMT. b) Personnel Licensure and Certification and Training Requirements All of Contractor's ambulance personnel responding to emergency medical requests shall be currently and appropriately licensed, accredited and credentialed, as appropriate, to practice in Contra Costa County. Contractor shall retain on file at all times copies of the current and valid licenses and/or certifications of all emergency medical personnel performing services under this Agreement. LEMSA certification/licensure requirements may be downloaded from the LEMSA website. At a minimum, the Contractor shall ensure that ambulance personnel receive in addition to the required training defined in State and LEMSA policies, the following training and/or certifications. (1) Contractor shall staff each ALS ambulance with a minimum of one paramedic certified in PreHospital Trauma Life Support (PHTLS), International Trauma Life Support (ITLS), or the Contractor shall document that each paramedic has satisfactorily completed comparable training adequate to ensure competency in the skills included in the PHTLS or ITLS curriculum and approved by the EMS Medical Director. Contractor shall retain on file at all times, copies of the current training documentation and valid certifications of all PHTLS or ITLS qualified paramedics performing services under this Agreement. Required Trauma Training All paramedics shall be required by Contractor to obtain certification in PHTLS, ITLS, or have completed a comparable program within three (3) months of hire or execution of the Agreement. (2) Contractor shall staff each ALS ambulance with a minimum of one paramedic certified in pediatric Education for Prehospital Personnel (PEPP) or Pediatric Advanced Life Support (PALS). All paramedics shall be required by Contractor to complete training within six (6) months of hire. Contractor shall retain on file at all times, copies of the Required Pediatric Training and Performance Page 30 current training documentation and valid certifications of all PEPP or PALS qualified paramedics performing services under this Agreement. Contractor will supplement required PEPP or PALS training with annual infant and pediatric simulation training focused on early recognition and management of pre- arrest and other life threatening conditions. Contractor will require all field personnel to review prehospital procedures for Safely Surrendered Baby Program. (3) Contractor Quality, Clinical and Supervisory personnel shall complete an IHI Open School online certificate in Patient Safety, Quality and Leadership within 18 months of hire. Contractor shall retain on file at all times, copies of the current training documentation and valid certifications for specified personnel under this Agreement. Required Institute of Healthcare Improvement (IHI) Certificate of Patient Safety, Quality and Leadership (4) Contractor shall properly orient all field personnel before assigning them to respond to emergency medical requests. Such orientation shall include at a minimum, provider agency policies and procedures; EMS system overview; EMS policies and procedures; radio communications with and between the provider agency, base hospitals, receiving hospitals, and County communications centers; map reading skills including key landmarks, routes to hospitals and other major receiving facilities within the County and in surrounding areas; and ambulance and equipment utilization and maintenance. In addition, all frontline personnel must receive continual orientation to customer service expectations, cultural awareness, performance improvement and the billing and reimbursement process. Company and EMS System Orientation and On-Going Preparedness (5) Contractor shall train all ambulance personnel and supervisory staff in their respective roles and responsibilities under the Contra Costa Multi-Casualty Incident Plan, which is on file at the LEMSA, and prepare them to function in the medical portion of the Incident Command System. The specific roles of the Contractor and other Public Safety personnel will be defined by the relevant plans and command structure. Preparation for Multi-casualty Incident (6) Contractor shall provide ambulance personnel with the training, knowledge, understanding, and skills to effectively manage patients with psychiatric, drug/alcohol or other behavioral or stress related problems, as well as difficult or potentially difficult scenes on an on-going basis. Emphasis shall be on techniques for establishing a climate conducive to effective field management and for preventing the escalation of potentially volatile situations. Required Assaultive Behavior Management Training Page 31 (7) Contractor shall maintain an on-going driver-training program for ambulance personnel. The program, the number of instruction hours, and the system for integration into the Contractor's operations (e.g., accident review boards, impact of accidents on employee performance reviews and compensation, etc.) will be reviewed and is subject to approval by the LEMSA initially and on an annual basis thereafter. Training and skill proficiency is required at initial employment with annual training refresher and skill confirmation. Driver Training (8) Contractor shall create a culture focused on infection prevention that focuses on aggressive hygiene practices; personal protective equipment and competency-based training in donning and doffing PPE (e.g. eye protection, gloves, etc). The Contractor shall develop and strictly enforce policies for infection control, cross contamination and soiled materials disposal to decrease the chance of communicable disease exposure. Infection Control Contractor will comply with county local infectious disease reporting program and strictly enforce polices for infection prevention and control. These policies shall conform to all Federal, State and local statutes, directives and guidelines including, but not limited to, CALOSHA and the CDC. It is the county expectation that the Contractor will adopt procedures that meet or exceed all requirements for dealing with these matters. (9) Contractor shall establish a repetitive stress and critical incident stress action plan. Included shall be an ongoing stress reduction program for its employees and access to trained and experienced professional counselors. Plans for these programs shall be submitted to the Contract Administrator for approval. Critical Incident Stress Management (10) Contractor and Contractor’s employees shall participate in and receive training in Incident Command System (ICS) and Homeland Security issues, including participating in existing programs available within the County for dealing with terrorist events, weapons of mass destruction and other Homeland Security issues. Homeland Security (11) Contractor shall provide initial and ongoing training for all personnel regarding compliance with the Health Insurance Portability and Accountability Act of 1996 and the current rules and regulations enacted by the U.S. Department of Health and Human Services. HIPAA Compliance (12) Contractor shall provide initial and ongoing compliance training for all personnel. This training shall be in accordance with the OIG Compliance Program Guidance for Compliance Page 32 Ambulance Suppliers.9 This training is one component of the Compliance Plan required of the Contractor. Proposer shall describe how it intends to comply with the above training and certification requirements. The Proposer will delineate how these programs will be provided, by whom, where, and other information to help the LEMSA understand the Proposer’s commitment to meet these Core Requirements. D. Operations 1. Operations Overview The performance specifications set forth in this RFP encourage continuous improvements in the level of service provided in Contra Costa County. The RFP provides clarification of expectations and accountability. The following provisions define these expectations, core requirements, and activities required of the Contractor. a) Emergency Response Zones The Emergency Response Zones (ERZ) are separately delineated areas, which have two levels of ambulance call density. The call density designations are defined as high density/urban-suburban and low density/rural. The call density designations within the ERZ are distinguished by response times. The Call Density area designations of the ERZ are included in Appendix 6. As previously described, the current system utilizes five (5) ERZ, A through E. The two Plans to be addressed in the response to this RFP have four (4) ERZ in Plan A, and three (3) ERZ for Plan B. Under Plan A, the Designated EOA is divided into four (4) Emergency Response Zones (ERZ’s) for calculation of ambulance response times and penalties. The zones, shown in Appendix 3, are: Zone A – City of Richmond Zone B—West County, not including the City of Richmond (Cities of El Cerrito, San Pablo, Kensington, Rodeo, Hercules, and Pinole and surrounding unincorporated areas, including areas served by Rodeo-Hercules Fire and Crockett-Carquinez Fire) Zone C—Central County (Cities of Clayton, Concord, Lafayette, Martinez, Pleasant Hill, and Walnut Creek and surrounding unincorporated areas served by Contra Costa County Fire) Zone D—East County (Cities of Antioch and Pittsburg and surrounding unincorporated area served by Contra Costa County Fire, Cities of Brentwood and Oakley and unincorporated areas served by East Contra Costa County Fire) 9 Federal Register / Vol. 68, No. 56 / Monday, March 24, 2003 Page 33 Under Plan B, the Designated EOA is divided into three (3) Emergency Response Zones (ERZ’s) for calculation of ambulance response times and penalties. The zones, shown in Appendix 3, are: Zone A—West County (Cities of Richmond, El Cerrito, San Pablo, Kensington, Rodeo, Hercules, and Pinole and surrounding unincorporated areas, including areas served by Rodeo-Hercules Fire and Crockett-Carquinez Fire) Zone B—Central County (Cities of Clayton, Concord, Lafayette, Martinez, Pleasant Hill, and Walnut Creek and surrounding unincorporated areas served by Contra Costa County Fire) Zone C—East County (Cities of Antioch and Pittsburg and surrounding unincorporated area served by Contra Costa County Fire, Cities of Brentwood and Oakley and unincorporated areas served by East Contra Costa County Fire) b) All Emergency and Non-emergency ALS Ambulance Calls The RFP is to result in a contract assigning an exclusive operating area provider for all Emergency Ambulance Requests originating within the EOA and received through the 9-1-1 system as well as those emergency calls received through means other than 9-1-1. The RFP also includes ALS interfacility transports originating in Contra Costa County. c) Primary Response to Isolated Peripheral Areas of the EOA While the Contractor has the exclusive right to all emergency calls originating in the EOA, there are areas on the periphery of the County where the nearest paramedic-staffed ambulance may be located in an adjacent jurisdiction. In the interest of getting the quickest ambulance to the patient, LEMSA requires the Contractor to make a good faith effort to execute a satisfactory mutual aid agreement with the agencies responding from a neighboring jurisdiction. The LEMSA will approve an appropriately structured agreement to use the closer ambulances. d) Substantial Penalty Provisions for Failure to Respond The Contractor is to deploy and staff ambulances in a manner that allows for a response to all medical emergency dispatches. In the event the Contractor does not respond with an ambulance to an emergency medical call, the penalty assessed is substantial, beginning at $10,000 per incident. These are rare and isolated events that may never occur and should not be confused with late or outlier responses. Examples of Failure to Respond include the failure of dispatch to notify a crew to respond to a request for ambulance services, failure of a crew to respond to a request from dispatch, and diversion of an ambulance crew to another call without reassigning and sending an ambulance to the initial request. 2. Transport Requirement and Limitations As outlined in greater detail in other sections, Contractor has an obligation to respond to all emergency medical requests in the County and provide ambulance transport. However, there are limitations and flexibilities as described herein. Page 34 a) Destinations Contractor shall be required to transport patients from all areas of the County, in accordance with the LEMSA Medical Control Destination Protocols included in LEMSA’s policy manual. b) Prohibition against Influencing Destination Decisions Contractor personnel are prohibited from attempting to influence a patient’s destination selection other than as outlined in the destination policy. 3. Response Time Performance Requirements “Response times,” as defined in Section IV.D.5 below (Response Time Measurement Methodology), are a combination of dispatch, operations, and field operations. Because this Agreement is performance based, the LEMSA will not limit Contractor’s flexibility in the methods of providing ambulance service. This is based upon Contractor's commitment to conform to the Response Time standards set forth below (the Response Time Standards). Therefore, an error on Contractor’s part in one phase of its operation (e.g. ambulance dispatch, system deployment plan, ambulance maintenance, etc.) shall not be the basis for an exception to Contractor's performance in another phase of its operation (e.g. clinical performance or response time performance). Appropriate Response Time performance is the result of a coordinated effort of Contractor's total operation and therefore, is solely Contractor's responsibility. Response Times shall be measured in minutes and integer seconds, and shall be “time stamped” by the medical dispatch center as to when the call is transferred to the Contractor and integrated with the time stamping of the Contractor’s computer aided dispatch system. The County and the LEMSA will work with the Contractor to assure that the Contractor’s dispatch clocks can be synchronized to the medical communications center dispatch CADs. a) Description of Call Classification These Specifications outline four (4) priorities with which Contractor must comply by meeting specified Response Times. The call classification as Emergency or Non-Emergency and as Priority 1 through 3 is accomplished by presumptive prioritization in accordance with the then current Emergency Medical Dispatching protocols as approved by the LEMSA. The fourth priority includes ALS non-emergency interfacility transfers originating within the EOA. b) Response Time Performance Requirements The two areas -- designated as high call density (A) and low call density (B) -- will be used for Response Time monitoring, reporting, and compliance purposes. Contractor's Response Time on requests for emergency medical service originating from within the service area shall meet the following performance standards: (1) Priority 1 responses are defined by the dispatch protocols used by the County medical dispatch centers as approved by the EMS Medical Director. Potentially Life Threatening Emergency Response (Priority 1) Contractor shall place an Emergency Ambulance on the scene of each life-threatening emergency assignment as presumptively designated by the County’s designated medical dispatch center as Priority 1 within the specified Response Time for that ERZ and call Page 35 density level on not less than 90 percent of all Priority 1 response requests as determined under “Response Time Measurement Methodology.” The applicable Response Time performance requirements are specified in Tables 5 & 6. For every presumptively defined life-threatening emergency call exceeding the Response Time Standard defined herein, Contractor shall document in writing the cause of the extended Response Time and Contractor’s efforts to eliminate recurrence. (2) Priority 2 responses are defined by the dispatch protocols used by the County medical dispatch centers as approved by the EMS Medical Director. Non-Life Threatening Emergency Response (Priority 2) Contractor shall place an Emergency Ambulance on the scene of each non-life threatening emergency assignment as presumptively designated by the County’s designated medical dispatch center as Priority 2 within the specified Response Time for that ERZ and call density level on not less than 90 percent of all Priority 2 response requests as determined under “Response Time Measurement Methodology.” The applicable Response Time performance requirements are specified in Tables 5 & 6. (3) Priority 3 responses are defined by the dispatch protocols used by the County medical dispatch centers as approved by the EMS Medical Director. Non Emergency Response (Priority 3) Contractor shall place an emergency Ambulance on the scene of each non-emergency assignment as presumptively designated by the County’s designated medical dispatch center as Priority 3 within the specified Response Time for that ERZ and call density level on not less than 90 percent of all Priority 3 response requests as determined under “Response Time Measurement Methodology.” The applicable Response Time performance requirements are specified in Tables 5 & 6. (4) Priority 4 requests for ambulance service are defined as non-emergency transports at the ALS level of service. Interfacility ALS Non-emergency Transports (Priority 4) Contractor shall place an ALS ambulance on the scene of at least 90 percent of all Priority 4 scheduled ambulance requests within fifteen minutes zero seconds (15:00) of the scheduled time. This standard shall apply to all requests for service where the scheduled time for patient pickup is greater than three hours from the time the call is received in the Contractor’s Dispatch Center. Page 36 If the service receives an emergency request for an ALS interfacility transport, the applicable Response Time requirement will be the same as that for Priority 2 level requests. If a request for non-emergency transportation is received without a three-hour notice the Response Time requirement will be arrival of the ambulance at the patient location within 60 minutes of the time of the request. c) Summary of Response Time Requirements Tables 5 & 6 summarize the Response Time compliance requirements – also referred to as the Response Time Standards - for ambulances in the specified ERZ, density level, and priority. Table 5. Response Time Compliance Requirements for Plan A All Contra Costa County Emergency Response Zones Priority Level ERZ Compliance High Call Density Urban/Suburban Low Call Density Rural Priority 1 A 90% N/A Priority 1 B, C, D 90% 20:00 Priority 1 D (Bethel Island) 90% 16:45 N/A Priority 2 A, B, C, D 90% Priority 2 D (Bethel Island) 90% 20:00 N/A Priority 3 A, B, C, D 90% Priority 4 A, B, C, D 90% +/- 15 minutes (scheduled) or minutes N/A Table 6. Response Time Compliance Requirements for Plan B All Contra Costa County Emergency Response Zones Priority Level ERZ Compliance High Call Density Urban/Suburban Low Call Density Rural Priority 1 A, B, C 90% Priority 2 A, B, C 90% Priority 3 A, B, C 90% Priority 4 A, B, C 90% +/- 15 minutes (scheduled) or N/A 4. Modifications During the Term of Agreement The County is planning improvements to medical dispatch during the term of the Agreement. It is expected that more specific prioritization of calls will be implemented (i.e. MPDS). At that time response time requirements will be modified. Page 37 The LEMSA also recognizes that continuing research is being completed related to the continuum of care for medical events, including the relevance of time intervals. The LEMSA will work with the Contractor to modify response time requirements based on benefits derived by the system’s patients. Also, call density changes will occur which may expand areas that are categorized as Low Call Density necessitating changes to assign these areas the High Call Density desigation. In summary, it is expected that changes to the Response Time Requirements, ERZs, and Call Density designations will be evaluated and implemented during the term of the Agreement. 5. Response Time Measurement Methodology Contractor's Response Times shall be calculated on a monthly basis to determine compliance with the standards set forth in Tables 5 & 6 above. At the end of each calendar month, a date within the last 15 days of the month will be randomly selected. This date will represent the end date of the 30-day compliance measurement period. The Response Time measurement methodology employed can significantly influence operational requirements for the EMS system. The following are applicable: a) Call Receipt The Contractors’ Response Time clock begins at “Call Receipt” which is defined as when the communications center that directly dispatches the ambulances receives adequate information to identify the location of the call and the priority level. b) At Scene “At Scene” time means the moment the first Emergency Ambulance arrives and stops at the exact location where the ambulance shall be parked while the crew exits to approach the Patient and notifies Dispatch that it is fully stopped. Only the arrival of a transport capable ambulance shall constitute “At Scene.” This does not include a supervisory or other non- transport capable unit. In situations where the Ambulance has responded to a location other than the scene (e.g. staging areas for hazardous materials/violent crime incidents, non- secured scenes, gated communities or complexes, or wilderness locations), arrival at scene shall be the time the Ambulance arrives at the designated staging location or nearest public road access point to the patient’s location. c) Response Time The Response Time is defined as the interval, in exact minutes and seconds, between the Call Receipt time and arrival At Scene time, or the time it is cancelled by a public safety agency. d) Failure to Report At Scene Time In instances when ambulance crews fail to report “At Scene,” the time of the next communication between dispatch and the ambulance crew shall be used as the At-Scene time. However, Contractor may document the actual arrival time through other means (e.g. First Responder, AVL, communications tapes/logs, etc.) so long as an auditable report of any edits is produced. Page 38 e) Calculating Upgrades, Downgrades, Reassignments and Canceled Responses From time to time special circumstances may cause changes in call priority classification. Response Time calculations for determination of compliance with Agreement standards and penalties for non-compliance will be as follows: (1) If an assignment is upgraded prior to the arrival on scene of the Emergency Ambulance (e.g. from Priority 2 to Priority 1), Contractor’s compliance and penalties will be calculated based on the shorter of: Upgrades a) Time elapsed from dispatch to time of upgrade plus the higher priority Response Time Standard; or b) The lower priority Response Time Standard For example, a call is initially dispatched as a Priority 3 (non-emergency) and it is upgraded to a Priority 2 (non-life threatening emergency). The applicable response time requirement will be shorter of the Priority 3 Response Time or the sum of the elapsed time from Call Receipt to the time of the upgrade plus the Priority 2 Response Time. (2) If a call is downgraded prior to arrival on scene of the Emergency Ambulance (e.g. from Priority 1 to Priority 2), Contractor’s compliance and penalties will be determined by: Downgrades a) If the time of the downgrade occurs after the Emergency Ambulance has exceeded the higher priority Response Time Standard, the more stringent higher priority standard will apply; or b) If the time of the downgrade occurs before the Emergency Ambulance has exceeded the higher priority Response Time Standard, the less stringent lower priority will apply. In all such cases, documentation must be presented for validation of the reason why the priority status was downgraded. If the downgrade was justified, in the sole discretion of the LEMSA, the longer standard will apply. (3) If an Emergency Ambulance is reassigned en route or turned around prior to arrival on the scene (e.g. to respond to a higher priority request), compliance and penalties will be calculated based on the Response Time Standard applicable to the assigned priority of the initial response. The Response Time clock will not stop until the arrival of an Emergency Ambulance on the scene from which the Ambulance was diverted. Reassignment en route (4) If an assignment is cancelled prior to arrival on the scene by the emergency ambulance, Contractor’s compliance and penalties will be calculated based on the elapsed time from Call Receipt to the time the call was canceled. Canceled Calls Page 39 f) Response Times outside EOA are Excluded Contractor shall not be held accountable for Emergency Response Time compliance for any assignment originating outside the EOA. Responses to requests for service outside the EOA will not be counted in the total number of calls used to determine compliance. g) Each Incident a Separate Response Each incident will be counted as a single response regardless of the number of units that are utilized. The Response Time of the first arriving Emergency Ambulance will be used to compute the Response Time for that incident. h) Response Time Compliance for Individual Emergency Response Zones Response time requirements for the Emergency Response Zones shall be reported and utilized for compliance purposes. Specifically, all responses in each ERZ for each priority level are calculated. These calculations will be used for determination of any penalties. i) Equity in Response Times throughout the County The LEMSA recognizes that equity in Response Times is largely based upon call and population densities within the service area. In developing Response Time Standards, the LEMSA has established two (2) call density designations, low and high-density. The LEMSA may evaluate the call density and zone structure to address changes occurring within each zone. Should the call density of any significant contiguous area within the low call density zones become equal to or greater than the call density to the adjacent high call density zone, then that area will be considered for reclassification for Response Time compliance. Response time compliance changes pursuant to this section will be modified by readjusting the then current map defining the density designations. The LEMSA reserves the right to look at any area of the EOA to identify if there are pockets of poor Response Time performance and refer such findings to the Contractor for mitigation. 6. Response Time Exceptions and Exception Requests Contractor shall maintain mechanisms for backup capacity, or reserve production capacity to increase production should a temporary system overload persist. However, it is understood that from time to time unusual factors beyond Contractor’s reasonable control affect the achievement of specified Response Time Standards. In the monthly calculation of Contractor's performance to determine compliance with the Response Time Standards, every request for Emergency Ambulance Services shall be included except as follows: a) Multi-casualty Disaster The Response Time requirements may be suspended at the sole discretion of the LEMSA during a declared multi-casualty incident, medical advisory or disaster in Contra Costa County or during a declared disaster in a neighboring jurisdiction to which ambulance assistance is being provided as requested by the LEMSA. Page 40 b) Good Cause The Contract Administrator may allow exceptions to the Response Time Standards for good cause as determined at his or her sole discretion. At a minimum, the asserted justification for exception must have been a substantial factor in producing a particular excess Response Time, and Contractor must have demonstrated a good faith effort to respond to the call(s). Good cause for an exception may include, but is not limited to: incorrect or inaccurate dispatch information received from the PSAP or calling party; disrupted voice or data radio transmission (not due to Contractor equipment or infrastructure); material change in dispatched location; unavoidable telephone communications failure; inability to locate address due to non-existent address; inability to locate patient due to patient departing the scene; delays caused by traffic secondary to the incident; unavoidable delays caused by extreme inclement weather (e.g., fog); when units are providing County authorized mutual aid; and remote calls or off-road locations. Remote calls are defined when the patients’ locations are greater than ten (10) road miles from the nearest boundary of the high-density area. Extended delays at hospitals for transferring patients to receiving facility personnel may be considered as potential good cause exceptions at the sole discretion of the LEMSA. Equipment failure, ambulance failure, lost ambulance crews, or other causes deemed to be within the Contractor’s control or awareness shall not be grounds to grant an exception to compliance with the Response Time Standard. Contractor is expected to mitigate all and any delays associated with potential or actual work actions without interrupting EMS System Service delivery. c) Exception Request Procedure It is the Contractor’s responsibility to apply to the LEMSA for an exception to a required Response Time. If Contractor feels that any response or group of responses should be excluded from the calculation of Response Time compliance due to unusual factors beyond Contractor's reasonable control, the Contractor must provide detailed documentation for each actual response in question to the LEMSA and request that the LEMSA exclude these runs from calculations and late penalties. Any such request must be submitted via the method specified by the LEMSA and received by the Contract Administrator within 10 calendar days of the completion of the response. A request for an exception received after the 10 days will not be considered. The Contract Administrator or designees will review each exception request and make a decision for approval or denial. At the sole discretion of the LEMSA, calls with extended Chute Times (the time interval from Dispatch to ambulance En Route) of more than two (2) minutes may be excluded from Page 41 consideration as Exceptions. All decisions by the Contract Administrator shall be considered final. 7. Response-time Performance Reporting Procedures and Penalty Provisions a) Response Time Performance Reporting Requirements (1) The Contractor shall document all times necessary to determine total ambulance Response Time including, but not limited to, time call received by the dispatch center, time location verified, time ambulance crew assigned, time en route to scene, arrival at scene time, total on-scene time, time en route to hospital, total time to transport to hospital, arrival at hospital time, and time of transfer of patient care to hospital personnel. Other times may be required to document specific activities such as arrival at patient side, times of defibrillation, administration of treatments and medications and other instances deemed important for clinical care monitoring and research activities. All times shall be recorded on the Patient Care Report Form (PCR) and in Contractor’s computer aided dispatch system. The Contractor will provide an interface with the computer aided dispatch database and Electronic Patient Care Report Form (EPCR) database for the LEMSA to extract and corroborate Response Time performance. Contractor may not make changes to times entered into the CAD after the event. Only LEMSA personnel may make changes to times within the computer. The contractor may request such changes from the LEMSA when errors or omissions are discovered. The LEMSA has sole discretion whether changes to times are acceptable. Documentation of Incident Time Intervals (2) Within 10 business days following the end of each month, the Contractor’s dispatch center shall document and report to the LEMSA and the County, in a manner required by the LEMSA, information as specified in Section IV.D. Response Time Performance Report a) Contractor shall use Response Time data in an on-going manner to evaluate Contractor's performance and compliance with Response Time Standards in an effort to continually improve its Response Time performance levels. b) Contractor shall identify the causes of failures of performance, and shall document efforts to eliminate these problems on an on-going basis. c) Contractor shall provide an explanation for every call exceeding the required Response Time interval and describe steps taken to reduce extended responses in the future. b) Penalty Provisions Isolated instances of individual deviations of Response Time compliance shall be treated as instances of minor, non-compliance under the Agreement. However, severe or chronic deviations of Response Time compliance may constitute a default of the Agreement as defined below. Page 42 (1) Contractor shall pay LEMSA a $250 penalty each time an emergency ambulance is dispatched and the ambulance crew fails to report and document on-scene time. The Contractor, in order to rectify the failure to report an on-scene time and to avoid the penalty may demonstrate to the satisfaction of the Contract Administrator an accurate on-scene time. Penalty for Failure to Report On-scene Time Where an on-scene time for a particular emergency call is not documented or demonstrated to be accurate, the Response Time for that call shall be deemed to have exceeded the required Response Time for purposes of determining Response Time compliance. (2) Contractor shall pay LEMSA a penalty each month that the Contractor fails to comply with the Response Time requirements based on the percentage of compliance for all responses in the categories represented in Table 7 below. Penalty for Failure to Comply with Response Time Requirements Failure of the Contractor to achieve at least 88% Response Time compliance in each of the ERZ for Emergency Ambulance requests will require that the Contractor submit and implement a deployment plan that includes additional staffed ambulance hours aimed to achieve 90% compliance with Response Times. Table 7. County Response Time Penalties Emergency Ambulance Requests - Priority 1 Responses for each Compliance % of the ERZ Penalty % < 90% $15,000 % $25,000 % $50,000 Emergency Ambulance Requests - Priority 2 Responses for each Compliance % of the ERZ Penalty $5,000 $10,000 $15,000 Emergency Ambulance Requests - Priority 3 Responses for each Compliance % of the ERZ Penalty $2,500 $5,000 $7,500 Non-Emergency ALS Interfacility Transports - Priority 4 Responses for entire EOA Compliance % Penalty $4,000 $6,000 $7,500 Page 43 (3) Penalties are based on measurement of response time performance for all responses within the EOA and each ERZ and grouped by priority level. The different density areas within each ERZ will be grouped for compliance measurement. Priority 4 responses (non-emergency ALS) will be reported for compliance measurement for the entire EOA and not included with the priority levels in each ERZ. Repetitive Non-Compliance The Contractor is required to report performance for each priority level in each ERZ and in the designated ambulance zones. Repetitive non-compliance in any given subset is defined as three consecutive months or five instances on non-compliance in any twelve- month period. If the Contractor is repetitively non-compliant in any subset measure, the Contractor shall submit a plan of corrective action to LEMSA within 30 days of being notified of repetitive non-compliance by LEMSA. Failure to correct repetitive non- compliance may be considered a material breach of the Agreement. Any subset of measurement of calls that does not exceed 100 responses in a single month shall be added to the next month’s responses and accumulated until the minimum of 100 responses is documented at which point compliance determinations will be made. (4) An “Outlier” Response Time is defined as a Response Time that is excessive for the category, such that it represents a potential threat to health and safety (Outlier). A penalty shall be imposed for any call for which the actual Response Time equals or exceeds the applicable “Outlier Response Time” set forth in Table 8. Penalties shall be based on ERZ and the Priority level assigned to the call. Penalties for Outlier Responses The outlier penalty is in addition to a penalty assessed for failure to meet the Response Time compliance requirements. Table . Outlier Response Time Penalties Priority Level Outlier Response Times Penalty per Outlier High Call Density Low Call Density Priority 1 >18:59 >29:59 $1,500 Priority 2 >22:59 >44:59 $1,000 Priority 3 >29:59 >59:59 $750 Priority 4 >29:59 late for scheduled >89:59 for non-scheduled $500 (5) The LEMSA may impose financial penalties for minor or major breaches of the Agreement. For example, the Agreement will include penalties relating to the failure to Additional Penalty Provisions Page 44 provide reports and information to the LEMSA by specified due dates, failing to leave PCRs documenting patient care at receiving institutions, failure to respond to a request, and responding and transporting in a BLS unit when the call requires an ALS response and transport. LEMSA may impose a fine of up to $500 per incident for any minor breach of the Agreement not specifically addressed in the following Table 9. The following specific penalties shall be included in the Agreement: Table 9. Breach Events and Penalties Breach Event Criteria Penalty Failure to provide timely operational reports Operational and Response Time reports are due on a specific date after end of month $50 per report per day received after specified due date Failure to leave completed PCR at receiving facility 100 percent of the LEMSA approved Interim Patient Care Report (an abbreviated patient care report) will be left at the receiving facility prior to departure of the ambulance crew. 100 percent of the completed PCRs will be provided to receiving facility within 24 hours $50 for every instance when the Interim Patient Care Report at a minimum, is not left at the receiving facility prior to crew departure. A penalty of $100 for every completed PCR not provided to the facility within 24 hours of patient delivery. Response and transport by a BLS unit when the Priority level calls for the patient to be transported by an ALS unit All 9-1-1/emergency calls shall be responded to by an ALS ambulance and the patient transported in the ALS unit as defined by the LEMSA $1,000 for every incident in which a BLS ambulance responds and transports a patient that requires ALS care according LEMSA policies. Failure to provide timely quality improvement data and reports Quality improvement and clinical data and reports are due on specific dates $50 per report or data submission per day received after specified due date Failure to provide timely unusual occurrence reports and investigation updates Unusual occurrence reports and updates on investigations of those events are due within a specific time from date of the occurrence as defined in LEMSA policies and procedures $100 per report per day received after the specified time frame from the date of the occurrence Failure to respond to an emergency request for an Emergency Ambulance The contractor shall respond to all official Emergency Ambulance Service requests within the EOA. Failure to respond is defined by the Contractor not sending an ambulance en route to an emergency request. The LEMSA shall impose a minimum fine of $10,000 for each failure to respond to an official Emergency Ambulance request by the Contractor. Failure to respond will be defined as any call originating within the EOA for which the Contractor fails to dispatch and no ambulance responds. Prior to imposition of this penalty, LEMSA will conduct an investigation of the incident Improper certification Staffing an ambulance with improperly certified personnel $250 per call responded to by improperly certified employee Failure to comply with Against Medical Advice (AMA) protocol Field personnel fails to comply with defined LEMSA policy and procedure for AMA $500 per AMA documentation and protocol failure. Page 45 (6) Contractor may appeal to the LEMSA in writing within 10 business days of receipt of notification of the imposition of any penalty or regarding LEMSA's penalty calculations. The Contract Administrator will review all such appeals and make the decision to eliminate, modify, or maintain the appealed penalty. Penalty Disputes 8. Fleet Requirement The Contractor is to maintain the number of ALS equipped and fully operating ambulances that represent at least 120% of the peak staffing level. For example, if the Contractor’s peak number of ambulances is twenty-seven (27), then the Contractor is to maintain a fleet of at least 33 ambulances (27 x 120% = 32.4 rounded to 33). If a fraction is derived when multiplying the peak number of units by 120%, the number will be rounded up to the next whole integer. (i.e. 32.4 would be rounded to 33). 9. Coverage and Dedicated Ambulances, Use of Stations/Posts These specifications are for a performance based approach rather than a level of effort undertaking involving defined locations. The LEMSA neither accepts nor rejects Proposer’s level of effort estimates; rather the LEMSA accepts the Proposer’s commitment to employ whatever level of effort is necessary to achieve the Response Time and other performance results required by the terms of the Agreement as outlined in these specifications. Contractor shall deploy ambulance resources in a manner consistent with this goal. E. Personnel 1. Treatment of Incumbent Work Force A number of dedicated highly trained personnel are currently working in the Contra Costa County EMS system. In the event the Contractor turns out to be other than the incumbent provider, every effort must be made to ensure a smooth transition and to encourage current EMS personnel to remain with the system. To that end, in the event of a change in providers, all current qualified ambulance employees working within Contra Costa County (other than owners and executive management) are to be considered for preferential hiring by any new Contractor. A new Contractor is expected to offer qualified non-supervisory employees (EMTs and paramedics) employment in substantially similar positions. Supervisory and mid-management personnel should also be considered by the Contractor for employment in order to retain continuity within the system and a career path for the committed workforce. A new Contractor will consider current employee scheduling and make reasonable efforts to transition its new employees to its organization as smoothly as possible. While a plan for the transition of EMTs and paramedics is an element of this RFP, Proposers are encouraged to exceed the minimum requirements and provide the strongest plan possible for retention of the incumbent workforce, and additional points will be awarded for plans which exceed the minimum requirements. Page 46 Employment stability within the EMS system is an important concern of incumbent employees, Contra Costa County, and the LEMSA. Incumbent personnel hired will retain "seniority status" earned while working full-time in the Contra Costa County EMS system. Contractor will provide full time employees with a wage and benefit program comparable to the employees’ current program. If an incumbent provider is successful, it agrees to maintain, at a minimum, current salary and benefit levels for personnel and consistent with offerings included in its proposal. The LEMSA expects that to attract and retain outstanding personnel, Contractor must utilize reasonable compensation and scheduling methods. Contractor's economic efficiencies are not to be derived from the use of sub-standard compensation. The system in no way intends to restrict the ingenuity of Contractor and its employees from working out new and creative compensation (salary and benefits) programs. The system’s goal is simply to ensure that Contractor initially and throughout the term of the Agreement provides a financial benefit to encourage employee retention and recruitment for the system. Proposer shall describe how it intends to maintain continuity of service in the system by employing current personnel and efforts to retain personnel through the term of the Agreement. If the Proposer is the current provider, it shall describe how it intends to retain personnel through the term of the new Agreement. 2. Character, Competence and Professionalism of Personnel The parties understand that Ambulance services are often rendered in the context of stressful situations. The LEMSA expects and requires professional and courteous conduct and appearance at all times from Contractor's Ambulance personnel, medical communications personnel, middle managers, and top executives. Contractor shall address and correct any occasional departure from this standard of conduct. All persons employed by Contractor in the performance of its work shall be competent and holders of appropriate licenses and permits in their respective professions and shall undergo a criminal record check in accordance with the State of California requirements. Contractor must independently judge the employability and potential liability associated with employing any individual with a past history of serious offenses. 3. Internal Health and Safety Programs The Contractor shall implement multiple programs to enhance the safety and health of the work force. These shall include driver-training, safety and risk management training. The County requires Contractor to have in place, prior to assumption of EMS duties, an aggressive and effective health, safety and loss mitigation program. The Contractor shall provide adequate Personal Protective Equipment (PPE) and other equipment to employees working in hazardous environments such as routine care, rescue operations, motor vehicle accidents, etc. At a minimum, personal protective gear shall comply with CALOSHA and EMSA Page 47 #216 and shall include appropriate head, respiratory and flesh protection for employees. Policies and procedures should clearly describe the routine use of PPE on all patient encounters. 4. Evolving OSHA & Other Regulatory Requirements It is anticipated, during the term of the Agreement that certain regulatory requirements for occupational safety and health including, but not limited to, infection prevention and control, blood- borne and respiratory pathogens and hazardous materials, may be increased. It is the LEMSA’s expectation that Contractor will adopt procedures that meet or perform better than all requirements for dealing with these matters. Contractor shall make available at no cost to its employees all currently recommended immunizations and health screening to its high-risk personnel. 5. Discrimination Not Allowed During the performance of the Agreement, Contractor agrees that it will comply with all applicable provisions of federal, state, and local laws and regulations prohibiting discrimination. Without limiting this, Contractor warrants that it will fully comply with Title VI and VII of the Civil Rights Act of 1964, as amended, the Americans with Disabilities Act (ADA) and all other regulations promulgated there under. Contractor will not discriminate against any employee or applicant for employment because of race, religion, color, disability, national origin, sex, sexual orientation, or age. Contractor will take affirmative action to ensure that employment is offered and that employees are treated during employment without regard to their race, religion, color, disability, national origin, sex, sexual orientation, or age. Such action shall include, but is not limited to, the following: employment- upgrade, demotion, transfer; recruitment or recruitment advertising; lay-off or termination; rates of pay or other forms of compensation; and selection, including apprenticeship. F. Management 1. Data and Reporting Requirements The long-term success of any EMS system is predicated upon its ability to both measure and manage its affairs. Therefore, the LEMSA will require Contractor to provide detailed operational, clinical, and administrative data in a manner that facilitates its retrospective analysis. a) Dispatch Computer The dispatch computer utilized by Contractor shall include security features preventing unauthorized access or retrospective adjustment and full audit trail documentation. The LEMSA will be provided access to all data maintained by the Computer Aided Dispatch (CAD) system as necessary to analyze demand and determine deployment procedures. The Contractor agrees to allow the LEMSA, at Contractor’s expense, to install an interface with the CAD to collect and monitor computer-aided dispatch information and patient care reports and provide access to the LEMSA to voice recording systems. Page 48 The Contractor in conjunction with the LEMSA shall establish procedures to automate the monthly reporting requirements and to develop situational status reports that provide alerts when system status falls outside expected parameters. The interface made available to the LEMSA shall provide real-time monitoring of the Contractor’s CAD screens and at a minimum provide the location and status of active ambulance calls, pending calls, location and status of ambulances and crews. b) Essential Patient Care Record and Assignment Data Contractor shall utilize an electronic patient care record system (PCR) that is HL7 compatible, NEMSIS 3 and CEMSIS compliant, meets the requirements of the state EMSA and is approved by the LEMSA for patient documentation on all EMS system responses including patient contacts, canceled calls, interfacility, and non-transports. The PCR shall be accurately completed to include all information required by and established in Title 22, Division 9, Chapter 4, Article 8, Section 100171 and information shall be distributed according to established County EMS Policies and Procedures. The Contractor shall leave interim and final copies of the PCR (electronic or printed) at the receiving hospital upon delivery of each patient in accordance with LEMSA policy. The Contractor shall develop and implement a PCR monitoring process to identify when the Interim and Final PCRs are provided to the receiving facilities. The results of the PCR delivery performance will be reported to the LEMSA monthly. The Contractor will support Health Information Exchange (HIE) with hospital medical record information systems and create a process for hospitals to view PCRs as soon as they are available. Within 24 hours, Contractor shall provide access for the Contract Administrator and receiving hospitals to final patient care records in computer readable format and suitable for statistical analysis for all priorities. Records shall contain all information documented on the PCR for all EMS system responses including patient contacts, cancelled calls, interfacility, and non-transports. c) Records Contractor shall complete, maintain, and provide to the LEMSA, the ability to view online via a secure portal as requested, adequate records and documentation to demonstrate its performance compliance and aid LEMSA in improving, modifying, and monitoring the EMS system. d) Monthly Reports Required Contractor shall provide, within 10 business days after the first of each calendar month, computer database data in an electronic format and reports pertaining to its performance during the preceding month as it relates to the clinical, operational, and financial performance stipulated herein. Contractor shall document and report to Contract Administrator in writing in a form required by the Contract Administrator. Response time Page 49 compliance and customer complaints/resolutions shall be reported monthly. Reports other than Response Time compliance and customer complaints/resolutions may be required less frequently than monthly. At the end of each calendar year, no later than November 30 of the proceeding year, LEMSA shall provide a list of required reports and their frequency and due dates to the Contractor. Reports in a format approved by the LEMSA shall include, at a minimum: (1) Continuing education compliance reports; Clinical Summary of clinical/service inquiries and resolutions; Summary of interrupted calls due to vehicle/equipment failures; and Data analysis and details of calls supporting clinical and medical oversight of Trauma, STEMI, Stroke, and Cardiac Arrest and other system of care populations. Data analysis and details of calls that result in no-transport (Against Medical Advice) (2) Calls and transports, by priority for each Emergency Response Zone and density area; Operational A list of each call, sorted by Emergency Response Zone, where there was a failure to properly record all times necessary to determine the Response Time; Documentation of all patients meeting trauma, STEMI, stroke, or cardiac arrest criteria including on-scene time and transport to hospital time; Documentation and data analysis of hospital off-load delays, including time unit arrived at facility and time patient care was transferred to receiving facility staff and duration of off-load delays; A list of mutual aid responses to and from system; and EMS transports to and from medical aircraft (3) A list of each emergency call dispatched for which Contractor did not meet the Response Time standard for each Emergency Response Zone and an explanation of why the response was late; Response Time Compliance Canceled calls; and Exception reports and resolution. (4) Within 10 business days following the last day of each month, Contractor shall ensure that ambulance Response Time records are available to LEMSA in a computer readable format approved by the Contract Administrator and suitable for statistical analysis for all ambulance responses originating from requests within the County. The records shall, at a minimum, include the following individual data elements: Response Time Statistical Data unit identifier location of call – street address location of call – city, town or unincorporated County Page 50 location of call - longitude location of call - latitude location of call – Emergency Response Zone density area (low or high) nature of call (EMD Code) response code to scene time call received time call dispatched time unit en route time unit upgraded or downgraded time unit on-scene response code at arrival on scene (for upgrade or downgrade) time unit en route to hospital time unit at hospital time patient handoff to ED staff occurred time unit clear and available for next call outcome (dry run, transport) receiving hospital transport code to hospital system of care call type (i.e. cardiac arrest, trauma, STEMI, stroke) number of patients transported (5) Contractor shall provide LEMSA annually with a list of paramedics, EMTs and dispatchers currently employed by Contractor and shall update that list monthly, as necessary. Personnel Reports Contractor shall immediately notify LEMSA when paramedic personnel are no longer employed as a paramedic. Contractor shall report any termination or suspension for disciplinary cause, resignation or retirement in lieu of investigation and/or disciplinary action or removal from related duties due to disciplinary actions as required by Title 22, Division 9, Chapter 6, section 100208.1. The personnel list shall include, at a minimum, the name, address, telephone number, California paramedic license and expiration date or EMT certification and expiration date, ACLS expiration date, CPR expiration date, and California Driver's License number of each person on the list. (6) Monthly list of meetings with constituents and stakeholders (i.e. community engagement) Community/Governmental Affairs Report Number of conducted community education events including location and hours and number of participants, Page 51 Number of individuals taught CPR Number of CPR anytime kits and AEDs provided Public Relations (PR) activities, first responder recognition, Government relations contact report. (7) Contractor shall provide capability for LEMSA, at the Contractor’s expense, to access all PCRs and provide a mechanism to create customized reports for LEMSA monitoring and review. The electronic access shall also include real-time monitoring of CAD systems. Electronic Access (8) Contractor shall provide LEMSA with such other reports and records as may be reasonably required by the Contract Administrator. Other Reports G. EMS System and Community 1. Participation in EMS System Development The LEMSA anticipates further development of its EMS system and regional efforts to enhance disaster and mutual-aid response. LEMSA requires that its Contractor actively participate in EMS activities, committee meetings, and work groups. Contractor agrees to participate and assist in the development of system changes. 2. Accreditation Within 24 months following commencement of the term of the Agreement, the Contractor will attain accreditation as an ALS Ambulance Service through the Commission on Accreditation of Ambulance Services (CAAS) or comparable organization as approved by the LEMSA. The Contractor shall maintain its accreditation throughout the term of the Agreement. The LEMSA may levy a penalty of $200 for each day that the Contractor is not accredited after the first 24 months whether due to failure to obtain accreditation or a lapse thereof. 3. Multi-casualty/Disaster Response Contractor shall cooperate with the LEMSA in rendering emergency assistance during a declared or an undeclared disaster or in multi-victim response as identified in the LEMSA plans. Contractor must have detailed written plans and procedures to mitigate impacts to and ensure continuous internal operations during all potential emergencies, disasters or work actions (i.e. power failure, information systems failure, earthquake). Contractor must have an emergency electrical power system available to provide power to its critical command, control, computer and communications systems in the event the normal electrical supply is interrupted. This system must be tested periodically per NFPA 110. Page 52 In the event the County declares a disaster within the County, the Contractor will assign a Field or Dispatch Manager/Supervisor to deploy to the designated emergency operations center (when activated) as a liaison upon request. In the event the County declares a disaster within the County, or in the event the County directs Contractor to respond to a disaster in a neighboring jurisdiction, normal operations may be suspended at the discretion of the LEMSA and Contractor shall respond in accordance with the disaster plan. Contractor shall use best efforts to maintain primary Emergency services and may suspend non-emergency services upon notification on concurrence with the LEMSA. At a multi-victim scene, Contractor's personnel shall perform in accordance with LEMSA multi- casualty incident response plan and within Incident Command System (ICS). Contractor shall not release emergency ambulance assets to another jurisdiction without approval of the LEMSA. During a disaster declared by the County, the LEMSA will determine, on a case-by-case basis, if the Contractor may be temporarily exempt from response-time criteria. When Contractor is notified that multi-casualty or disaster assistance is no longer required, Contractor shall return all of its resources to primary area of responsibility and shall resume all operations as required under the Agreement. a) Internal Disaster Response Notification Contractor shall develop a plan for immediate recall of personnel during multi-casualty or widespread disaster. This plan shall include the capability of Contractor to alert off-duty personnel. b) Disaster Response Vehicle/Equipment Contractor shall maintain a county-controlled, state provided Disaster Medical Support Unit (DMSU). In the absence of a DMSU, the Contractor shall provide one vehicle as a disaster response vehicle. This vehicle shall not be an ambulance used in routine, day-to-day operations, but shall be kept in good working order and available for emergency response to the scene. This vehicle may be used to carry personnel and equipment to a disaster site. The following equipment shall be stored in this disaster vehicle: backboards and straps; cervical collars; head immobilization sets and foam wedges; PPE; splints for legs and arms; oxygen equipment; extra dressing and bandages; advanced life support equipment, especially IV therapy equipment; County approved disaster tags; and checklists for medical Incident Command personnel c) Incident Notification Contractor shall have a mechanism in place to communicate current field information to appropriate LEMSA or County Health Services staff during multi-casualties, disaster response, hazardous materials incidents, and other unusual occurrences. d) Ambulance Strike Team Contractor shall be able to deploy an ALS ambulance strike team consistent with State Ambulance Strike Team Guidelines. Page 53 Contractor shall have staff members trained and certified as Ambulance Strike Team Leaders. e) Interagency Training for Exercises/Drills Contractor shall participate in LEMSA sanctioned exercises and disaster drills and other interagency training. 4. Mutual-aid and Stand-by Services a) Mutual Aid Requirements Contractor shall respond in a mutual aid capacity to other service areas outside of the EOA if so directed by Contract Administrator or in accordance with mutual aid agreements. Specifically, Contractor shall maintain documentation of the number and nature of mutual aid responses it makes and nature of mutual aid responses made by other agencies to calls originating within the EOA. b) Stand-by Service Contractor shall provide, at no charge to the LEMSA or requesting agency, stand-by services at the scene of an emergency incident within the EOA when directed by a County designated public safety dispatch center upon request of a public safety agency. A unit placed on stand- by shall be dedicated to the incident. Stand-by periods exceeding eight (8) hours shall be approved by Contract Administrator. 5. Permitted Subcontracting The Contractor may contract with providers for ALS interfacility transports/transfers originating within the EOA. Contractor may also subcontract for management, administrative services, dispatch, and billing and collection activities. Such agreements must be approved by the LEMSA. The sub- contracting ambulance entities must meet the LEMSA’s minimum requirements for ALS ambulance services. The Contractor remains responsible and accountable to meet Response Time and reporting requirements and the Contractor is liable to pay any penalties for non-performance by the subcontractor. Contractor may subcontract medical dispatch center services to another agency within or outside of the County. Regardless, the Contractor will retain accountability and responsibility for the performance of the Dispatch Center. Such agreement must be approved by the LEMSA. 6. Communities May Contract Directly for Level of Effort This RFP and the Agreement are focused on Contractor performance. There are no provisions for a level of effort or requiring ambulances to be placed in specific areas of Contra Costa County. The Contractor may contract directly with cities, communities, or other jurisdictions to have an ambulance or other services provided within their community. Such arrangements will support EMS System coordination and are subject to the approval of the LEMSA and shall not be at the County’s expense. Regardless of such arrangements, there is no change in the exclusive agreement between Page 54 the Contractor and the LEMSA and the Contractor must continue to comply with the performance standards of the agreement. 7. Supply Exchange and Restock The Contractor will restock disposable medical supplies on a one-for-one basis based on utilization on calls by first response agencies. Contractor will work with first responder agencies to create a process of supply exchange and rotation that is cost effective. Contractor has no obligation to restock disposable medical supplies of items not in the Contractor’s inventory. This agreement does not limit the Contractor from changing supply vendors. 8. Handling Service Inquiries and Complaints Contractor shall create consumer friendly processes to receive customer service complaints and lost item and other inquires. Contractor shall log all inquiries and service complaints and will ensure that non-clinical issues are followed through to resolution. Contractor shall provide prompt response and follow-up to such inquiries and complaints. Contractor’s management team will analyze inquiry reports to identify and address any trends. Such responses shall be subject to the limitations imposed by patient confidentiality restrictions. Contractor shall submit to the LEMSA each month a list of all complaints received and their appropriate disposition/resolution. Contractor shall submit copies of any inquiries and resolutions of a clinical nature to the EMS Medical Director or LEMSA within twenty-four (24) hours. H. Administrative Provisions 1. Contractor Payments for Procurement Costs, County Compliance Monitoring, Contract Management, and Regulatory Activities (Plan B only) For Plan B of this Service Plan, the Contractor will reimburse the LEMSA for a portion of its expenses related to conducting this procurement, monitoring and managing the Agreement, provision of medical direction and conducting periodic procurements. An annual amount will be assessed based on the LEMSA’s costs for the previous fiscal year. The fees will be limited to a maximum of seven hundred and fifty thousand dollars ($750,000) per year. 2. No System Subsidy Under Plan B, the Contractor will operate the EMS system without any subsidy from the LEMSA or the County. RFP specifications are designed to provide accountability without undue operational or financial burden for providers. Since many of the cost savings recommendations included in the EMS Modernization Report were not included in the Plan A requirements and provisions, this RFP allows for a request by the Contractor to identify potential subsidies that may be required to comply with all of the Plan A provisions. It is the desire of the County to operate a subsidy-free system, but it is recognized Page 55 that fiscal trends of revenue collection and costs along with healthcare system changes may require additional financial support to maintain the current performance levels. Each Proposer must complete the subsidy request form included in Appendix 11. The Subsidy Request Form shall be submitted separately with the “Financial Documents.” 3. Contractor Revenue Recovery The primary means of Contractor compensation is through fee-for-service reimbursement of patient charges. a) Patient Charges Contractor shall receive income from patient charges. Contractor shall comply with fee schedules and rates stipulated in this RFP (Stipulated Rates) and as subsequently approved by the LEMSA. The current rates are included in Appendix 7 and the Stipulated Rates are specified in Appendix 10. b) Fee Adjustments The Contract Administrator will approve annual increases to patient charges based on changes in the Consumer Price Index for Medical Services. The annual rate increases will be the greater of three (3) percent or the increase of the CPI for any given year. All changes in the transport fees must be approved by LEMSA. In the event changed circumstances substantially impact the Contractor’s costs of providing services or there are substantial reductions in revenue caused by factors that are beyond the control of Contractor, the Contractor may request increases or decreases in charges to patients to mitigate the financial impact of such changed circumstances. No adjustments to patient fees will be allowed during the first twelve (12) months of the commencement of the Agreement. If Contractor believes an adjustment is warranted, the Contractor may apply to the Contract Administrator for a rate adjustment to be effective on or after the first anniversary of the Agreement. Applications must be submitted at least sixty (60) days prior to the requested effective date. Requests for changes to patient charges shall only be allowed on an annual basis corresponding to the anniversary of the Agreement. The Contract Administrator shall review the application and forward his or her recommendation to the Health Services Director, who shall have the authority to approve or disapprove the request. Approval of rate changes is required before they can become effective. 4. Federal Healthcare Program Compliance Provisions Contractor shall comply with all applicable Federal laws, rules and regulations for operation of its enterprise, ambulance services, and those associated with employees. This includes compliance with all laws and regulations relating to the provision of services to be reimbursed by Medicare, Medicaid, and other government funded programs. a) Medicare and Medicaid Compliance Program Requirements Contractor shall implement a comprehensive Compliance Program for all activities, particularly those related to documentation, claims processing, billing and collection Page 56 processes. Contractor’s Compliance Program shall substantially comply with the current guidelines and recommendations outlined in the Office of Inspector General (OIG) Compliance Program Guidance for Ambulance Suppliers as published in the Federal Register on March 24, 2003 (03 FR 14255). Contractor will engage a qualified entity to conduct a claims review on an annual basis as described in the OIG Compliance Guidance. A minimum of 50 randomly selected Medicare claims will be reviewed for compliance with CMS rules and regulations, appropriate documentation, medical necessity, and level of service. The Contractor will submit the report to the LEMSA within 120 days of the end of each contract year. b) HIPAA, CAL HIPAA and HITECH Compliance Program Requirements Contractor is required to implement a comprehensive plan and develop the appropriate policies and procedures to comply with the provisions of the Health Insurance Portability and Accountability Act of 1996 and the current rules and regulations enacted by the US Department of Health and Human Services. The three major components of HIPAA, CAL HIPAA and HITECH include: 1. Standards for Privacy and Individually Identifiable Health Information 2. Health Insurance Reform: Security Standards 3. Health Insurance Reform: Standards for Electronic Transaction Sets and Code Standards Contractor is responsible for all aspects of complying with these rules and particularly those enacted to protect the confidentiality of patient information. Any violations of the HIPAA, CAL HIPAA and HITECH rules and regulations will be reported immediately to the LEMSA along with Contractor’s actions to mitigate the effect of such violations. 5. State Compliance Provisions Contractor shall comply with all applicable state and local laws, rules and regulations for businesses, ambulance services, and those associated with employees. Contractor shall also comply with county and LEMSA policies, procedures, and protocols. 6. Billing/Collection Services Contractor shall operate a billing and accounts receivable system that is well documented, easy to audit, and which minimizes the effort required of patients to recover from third party sources for which they may be eligible. The billing system shall: 1. electronically generate and submit Medicare and MediCal claims; 2. itemize all procedures and supplies employed on patient bills; and 3. be capable of responding to patient and third party payer inquiries regarding submission of insurance claims, dates and types of payments made, itemized charges, and other inquiries The Contractor shall provide for prompt response to any queries or appeals from patients. The Proposer shall describe its methods for receiving, monitoring, and responding to patient issues and complaints. Page 57 It is expected that the Contractor’s billing and collection services are conducted in a compassionate manner and that the Contractor recognizes that many patients may not have the financial resources to pay for their ambulance transports. The Proposer shall describe its policies for identifying patients that qualify for a financial hardship consideration for discounting or writing off their accounts. Billing Waivers for Impoverished, Conserved & Vulnerable: Contractor shall establish a consumer friendly procedure that allows for responsible party to make payment arrangements. The billing manager will review the form and assess an appropriate and acceptable monthly arrangement. Contractor shall establish a process to reduce the costs of ambulance services to patients who have demonstrated inability to pay through completing a “Financial Statement” form. All information relating to financial hardship requests shall be kept confidential. The billing manager will review the form and assess an appropriate and acceptable monthly arrangement. Billing Appeals Process: Contractor will create a consumer friendly appeals process in cooperation with Contra Costa Health Insurance Counseling and Advocacy Program (HICAP) that allows the consumer sufficient time for denied claims to go through governmental and private insurers appeals timeframes before being sent to collections. In the case of Medicare billing the first level of Medicare appeals is 120 days. Contractor will, on a monthly basis, document the number of billing waivers, appeals in process and average time to process appeals. Contractor shall not attempt to collect its fees at the time of service. Contractor shall conduct all billing and collection functions for the EMS system in a professional and courteous manner. 7. Market Rights The LEMSA shall not enter into agreements with any other provider for ground response to requests for Emergency Ambulance Service or ALS interfacility transports originating within the EOA during the term of this Agreement. Furthermore, the LEMSA will make reasonable efforts to ensure the Contractor’s exclusivity of ALS interfacility transports originating within the EOA. The LEMSA reserves the right to enter into separate transport agreements with air ambulance providers. Notwithstanding any other provision of this Contract, the LEMSA may provide for air transport of patients when such transportation is deemed to be medically in the best interest of the patient(s). However, no such agreement shall provide for air transport of non-critical patients or of critical patients when a ground ambulance is on-scene and transport time by ground ambulance to the most appropriate emergency medical facility equipped, staffed, and prepared to administer care appropriate to the needs of the patient is the same as or less than the estimated air transport time. Page 58 8. Accounting Procedures a) Invoicing and Payment for Services The LEMSA shall render its invoice for any fines or penalties to the Contractor within 30 business days of the LEMSA’s receipt of the Contractor’s monthly performance reports and after approval of the penalties determined by the LEMSA. The Contractor shall pay the LEMSA on or before the 30th day after receipt of the invoice. Any disputes of the invoiced amounts should be resolved in this thirty-day period. If they have not been resolved to LEMSA or Contractor’s satisfaction, the invoice shall be paid in full and subsequent invoices will be adjusted to reflect the resolution of disputed amounts. b) Financial Reporting Contractor will report trends in monthly net revenue, total expenses, number of deployed unit hours, cost per unit hour, number of transports, collection rate, average patient charge, net revenue/transport, cost/trip, and payer mix on a monthly basis. c) Audits and Inspections Contractor shall maintain separate financial records for services provided pursuant to the Agreement in accordance with generally accepted accounting principles. With reasonable notification and during normal business hours, LEMSA shall have the right to review any and all business records including financial records of Contractor pertaining to the Agreement. All records shall be made available to LEMSA at the Contractor’s Contra Costa County office or other mutually agreeable location. LEMSA may audit, copy, make transcripts, or otherwise reproduce such records including, but not limited to, contracts, payroll, inventory, personnel and other records, daily logs and employment agreements. On an annual basis, the Contractor shall provide the LEMSA with audited financial statements by certified public accountants or governmental entity for Contractor's ambulance operations in Contra Costa County and/or separate business records of financial accounting of any other businesses that share overhead with the Contractor's ambulance service operation. Contractor may be required by the LEMSA to provide the LEMSA with periodic report(s) in the format specified by the Contract Administrator to demonstrate billing compliance with relevant rules and regulations and adherence with approved and specified rates. 9. County Permit The LEMSA oversees ambulance services within the County. Pursuant to County Ordinance 83-25 and LEMSA policies, an ambulance company must obtain the appropriate ambulance service permits. Contra Costa County ambulance permit information and applications are available at http://cchealth.org/ems/ambulance-providers.php#simpleContained3 and a copy of the current county ordinance can be found on the county’s website. Page 59 10. Insurance Provisions Contractor shall obtain and maintain in full force and effect throughout the term of this Agreement, and thereafter as to matters occurring during the term of this Agreement, the required insurance coverage as listed in Appendix 12. If the Proposer is self-insured, the Proposer shall document it’s capability to provide similar coverage or assurance of coverage consistent with the insurance requirements. The Proposer shall also include a “reserve for losses” in the development of its financial budgets submitted with the Financial Documents. 11. Hold Harmless / Defense / Indemnification / Taxes / Contributions a) Hold Harmelss In General, Contractor has the contracted duty (hereinafter "the duty") to indemnify, defend and hold harmless, the LEMSA, the County, its Board of Supervisors, officers, employees, agents and assigns from and against any and all claims, demands, liability, judgments, awards, interest, attorney’s fees, costs, experts’ fees and expenses of whatsoever kind or nature, at any time arising out of or in any way connected with the performance of this Agreement, whether in tort, contract or otherwise. This duty shall include, but not be limited to, claims for bodily injury, property damage, personal injury, and contractual damages or otherwise alleged to be caused to any person or entity including, but not limited to employees, agents and officers of Contractor. Contractor’s liability for indemnity under this Agreement shall apply, regardless of fault, to any acts or omissions, willful misconduct or negligent conduct of any kind, on the part of the Contractor, its agents, subcontractors and employees. The duty shall extend to any allegation or claim of liability except in circumstances found by a jury or judge to be the sole and legal result of the willful misconduct of the LEMSA or the County. This duty shall arise at the first claim or allegation of liability against the LEMSA or the County. Contractor will on request, and at its expense, defend any action suit or proceeding arising hereunder. This clause for indemnification shall be interpreted to the broadest extent permitted by law.” b) Employee Character and Fitness. Contractor accepts responsibility for determining and approving the character and fitness of its employees (including volunteers, agents, or representatives) to provide the services required of Contractor under this Agreement, including completion of a satisfactory criminal/background check and periodic rechecks to the extent permitted by law. Notwithstanding anything to the contrary in this Paragraph, Contractor shall hold County, the LEMSA and their officers, agents and employees harmless from any liability for injuries or damages resulting from a breach of this provision or Contractor’s actions in this regard. 12. Performance Security Bond Contractor shall furnish performance security in the amount of two million dollars ($2,000,000) in one of the following forms: a) A faithful performance bond issued by a bonding company, appropriately licensed and acceptable to the LEMSA; or Page 60 b) An irrevocable letter of credit issued pursuant to this provision in a form acceptable to the LEMSA and from a bank or other financial institution acceptable to the LEMSA, or c) If the Proposer is a governmental entity, the County will waive the performance bond requirement. 13. Term of Agreement The initial term of the Agreement ultimately executed by Contractor shall be for a period of five (5) years commencing at 12:01 a.m. on January 1, 2016 and terminating at midnight, December 31, 2020. 14. Earned Extension to Agreement If, at the sole judgment and discretion of the LEMSA, the Contractor is deemed to be substantially in compliance with the specifications defined in this RFP and the resulting Agreement, the Health Services Director may, after seeking a recommendation from the Board of Supervisors, grant an extension of the Agreement for up to five (5) additional years. The LEMSA shall make the offer of extension by formal written notice to the Contractor at least eighteen (18) months prior to the scheduled end of the term of the Agreement. While it is the intent of the LEMSA to have completed a competitive procurement for selecting the Contractor by the end of the term of the Agreement or extension thereof, the LEMSA recognizes that healthcare and EMS changes may require a re-design of the EMS System. In the event that circumstances beyond the control of the LEMSA or the County require substantial changes to the system design that cannot be completed and implemented prior to the end of the term of the Agreement, the LEMSA will contact the Emergency Medical Services Authority to request that this agreement be extended for a period sufficient to cover the re-design of the EMS system. Contractor will then be offered the opportunity to extend this Agreement for the approved period. These extensions, if granted will be exercised for only as long as necessary to complete system changes and only upon approval of the Board of Supervisors. If the Contractor does not desire to continue providing services to the LEMSA as stipulated in the Agreement after the end of the Term or extensions thereof the Contractor must give notice of its intent not to extend the Agreement at least seventeen (17) months prior to the scheduled end of the term of the Agreement. 15. Continuous Service Delivery Contractor expressly agrees that, in the event of a default by Contractor under the Agreement, Contractor will work with the LEMSA to ensure continuous and uninterrupted delivery of services, regardless of the nature or causes underlying such breach. Contractor shall be obligated to use every effort to assist the LEMSA to ensure uninterrupted and continuous service delivery in the event of a default, even if Contractor disagrees with the determination of default. 16. Annual Performance Evaluation The LEMSA may evaluate the performance of the ambulance Contractor on an annual basis. An evaluation report will be provided to the Contra Costa County Board of Supervisors. Page 61 The following information will normally be included in the performance evaluation: a) Response Time performance standards assessed with reference to the minimum requirements in the Contract; b) Clinical performance standards assessed with reference to the minimum requirements in the Contract; c) Initiation of innovative programs to improve system performance; d) Workforce stability, including documented efforts to minimize employee turnover; e) Compliance of pricing and revenue recovery efforts with rules and regulations and the Agreement; and f) Compliance with information reporting requirements g) Financial stability and sustainability 17. Default and Provisions for Termination of the Agreement The LEMSA shall have the right to terminate or cancel the Agreement or to pursue any appropriate legal remedy in the event Contractor materially breaches the Agreement and fails to correct such default within seven (7) days following the service on it of a written notice by the LEMSA specifying the default or defaults complained of and the date of intended termination of rights absent cure. a) Definitions of Breach Conditions and circumstances that shall constitute a material breach by Contractor shall include, but not be limited to, the following: 1. Failure of Contractor to operate the ambulance service system in a manner which enables the LEMSA or Contractor to remain in substantial compliance with the requirements of the applicable federal, state, and county laws, rules, and regulations. Minor infractions of such requirements shall not constitute a material breach, but such willful and repeated infractions shall constitute a material breach; 2. Willful falsification of data supplied to the LEMSA by Contractor during the course of operations, including by way of example but not by way of exclusion, dispatch data, patient report data, Response Time data, financial data, or falsification of any other data required under the Agreement, or a willful refusal to provide such data within a reasonable time when demanded by the LEMSA; 3. Chronic and persistent failure by Contractor to maintain equipment in accordance with good maintenance practices; 4. Deliberate, excessive, and unauthorized scaling down of operations to the detriment of performance by Contractor during a "lame duck" period as described in Section H.23; 5. Deliberately increasing the cost of providing services, failing to maintain positive labor relations, or undertaking any activity designed to make it more difficult for a transition to a new Contractor or for a new Contractor’s operation in the event of a default or failure of incumbent to prevail during a subsequent bid cycle; Page 62 6. Willful attempts by Contractor to intimidate or otherwise punish employees who desire to sign contingent employment contracts with competing Proposers during a subsequent bid cycle; 7. Willful attempts by Contractor to intimidate or punish employees who participate in legally protected concerted activities, or who form or join any professional associations; 8. Chronic and persistent failure of Contractor's employees to conduct themselves in a professional and courteous manner, or to present a professional appearance; 9. Failure of Contractor to comply with approved rate setting, billing, and collection procedures; 10. Failure of Contractor to meet Response Time requirements for three consecutive measurement periods in a single category and after receiving notice of non- compliance from Contract Administrator; 11. Failure of Contractor to comply with the vehicle lease provisions; 12. Failure of Contractor to cooperate and assist County in the investigation or correction of any “Minor Breach” conditions; 13. Failure to comply with required payment of fines or penalties within sixty (60) days written notice of the imposition of such fine or penalty; 14. Failure to maintain in force throughout the terms of the Agreement, including any extensions thereof, the insurance coverage required herein; 15. Failure to maintain in force throughout the term of the Agreement, including any extensions thereof, the performance security requirements as specified herein; 16. Failure to timely prepare and submit the required annual audit; and 17. Any other willful acts or omissions of Contractor that endanger the public health and safety. 18. Termination a) Written Notice The Agreement may be canceled immediately by written mutual consent. b) Failure to Perform The LEMSA, upon written notice to Contractor, may immediately terminate the Agreement should Contractor materially breach any of its obligations under the Agreement. In the event of such termination, the LEMSA may proceed with the work in any reasonable manner it chooses. The cost to the LEMSA of completing Contractor's performance shall be partially supported by securing the funds of the Performance Security Bond, without prejudice to LEMSA's rights otherwise to recover its damages or to seek any other remedy. 19. Emergency Takeover In the event LEMSA determines that a material breach, actual or threatened, has or will occur or that a labor dispute has prevented performance, and if the nature of the breach is, in the Contract Administrator's opinion, such that public health and safety are endangered, and after Contractor has been given notice and reasonable opportunity to correct deficiency, the matter shall be presented to the Health Services Director. Page 63 If the Health Services Director concurs that a material breach has occurred or may occur and that public health and safety would be endangered by allowing the Contractor to continue its operations, the Contractor shall cooperate fully with the LEMSA to effect an immediate takeover by the LEMSA of Contractor's ambulances and crew stations. Such takeover shall be effected within not more than 72 hours after Health Services Director’s decision and approval by the Board of Supervisors to execute the emergency takeover. In the event of an emergency takeover, the Contractor shall deliver to the LEMSA ambulances and associated equipment used in performance of the Contract, including supervisors' vehicles. Each ambulance shall be equipped, at a minimum, with the equipment and supplies necessary for the operation of ALS ambulances in accordance with LEMSA ALS Policies and Procedures. Contractor shall deliver ambulances, dispatch and communications systems, facilities and crew stations to the LEMSA in mitigation of any damages to LEMSA resulting from the Contractor's breach. However, during the LEMSA's takeover of the ambulances and equipment, LEMSA and Contractor shall be considered Lessee and Lessor, respectively. Monthly rent payable to the Contractor shall be equal to the aggregate monthly amount of the Contractor's debt service on facilities, vehicles and equipment as documented by the Contractor at Contract Administrator's request, and verified by the County Auditor (provided that the cost of contractor debt service does not exceed the fair market value of the rent for the facilities, vehicles and equipment). The County Auditor shall cause the disbursement of these payments directly to the Contractor's obligee. In the event an ambulance is unencumbered, or a crew station is not being rented, LEMSA shall pay the Contractor fair market rental based upon an independent valuation. Nothing herein shall preclude the LEMSA from seeking to recover from the Contractor such rental and debt service payments as elements of damage from a breach of the Agreement. However, the Contractor shall not be precluded from disputing the Health Services Director's findings or the nature and amount of the LEMSA's damages, if any, through litigation. Failure on the part of the Contractor to cooperate fully with the LEMSA to effect a safe/smooth takeover of operations shall itself constitute a breach of the Contract, even if it is later determined that the original declaration of breach by the Director was made in error. The LEMSA shall have the right to authorize the use of vehicles and equipment by another entity. Should the LEMSA require a substitute contractor to obtain insurance on equipment, or should the LEMSA choose to obtain insurance on vehicles/equipment, the Contractor shall be "Named Additional Insured" on the policy, along with the appropriate endorsements and cancellation notice. The LEMSA agrees to return the Contractor's vehicles and equipment to the Contractor in good working order, normal wear and tear excepted, at the end of takeover period. For any of the Contractor's equipment not so returned, the LEMSA shall pay the Contractor fair market value of vehicle and equipment at time of takeover, less normal wear and tear or shall pay the Contractor reasonable costs of repair, or shall repair and return vehicles and equipment. Page 64 The LEMSA may unilaterally terminate a takeover period at any time and return facilities and equipment to the Contractor. The takeover period shall last no longer than the LEMSA judges necessary to stabilize the EMS system and to protect the public health and safety by whatever means the LEMSA chooses. All of the Contractor's vehicles and related equipment necessary for provision of ALS services pursuant to this Contract are hereby leased to the LEMSA during an emergency takeover period. Contractor shall maintain and provide to the LEMSA a listing of all vehicles used in the performance of this Contract, including reserve vehicles, their license numbers and name and address of lien holder, if any. Changes in lien holder, as well as the transfer, sale, or purchase of vehicles used to provide ambulance services hereunder shall be reported to the LEMSA within 30 days of said change, sale, transfer, or purchase. Contractor shall inform and provide a copy of takeover provisions contained herein to lien holder(s) within five (5) days of emergency takeover. 20. Transition Planning a) Competitive Bid Required Contractor acknowledges that the LEMSA intends to conduct a competitive procurement process for the provision of Emergency Ambulance Service within LEMSA’s Exclusive Operating Area prior to the termination of this Contract. Contractor acknowledges and agrees that the LEMSA may select a different ambulance service provider to provide exclusive Emergency Ambulance Services following said competitive procurement process, and to reasonable extension of its obligations hereunder if such extensions are necessary to complete such processes including, but not limited to, any reasonable decisions to cancel and restart such processes. b) Future Bid Cycles Contractor acknowledges and agrees that supervisory personnel, EMT's and paramedics, working in the EMS system have a reasonable expectation of long-term employment in the system, even though Contractors may change. Accordingly, Contractor shall not penalize or bring personal hardship to bear upon any of its employees who apply for work on a contingent basis with competing Proposers and shall allow without penalty its employees to sign contingent employment agreements with competing Proposers at employees' discretion. Contractor may prohibit its employees from assisting competing Proposers in preparing Proposals by revealing Contractor's trade secrets or other information about Contractor's business practices or field operations. 21. LEMSA's Remedies If conditions or circumstances constituting a Default as set forth in Section H.17 exist, the LEMSA shall have all rights and remedies available at law or in equity under the Agreement, specifically including the right to terminate the Agreement and/or the right to pursue Contractor for damages and the right of emergency take-over as set forth in Section IV.H.18. All LEMSA's remedies shall be non-cumulative and shall be in addition to any other remedy available to LEMSA. Page 65 22. Provisions for Curing Material Breach and Emergency Take Over In the event the LEMSA determines that there has been a material breach by Contractor of the standards and performances as defined in this specification, which breach represents an immediate threat to public health and safety, such determination shall constitute a material breach and/or default of the Agreement. In the event of a material breach, LEMSA shall give Contractor written notice, return receipt requested, setting forth with reasonable specificity the nature of the material breach. Contractor shall have the right to cure such material breach within seven (7) calendar days of receipt of such notice and which notice should include the reason why such material breach endangers the public's health and safety unless an immediate and grave threat to public health and safety requires shorter notice or no notice. In cases where notice is given, within 24 hours of receipt of such notice, Contractor shall deliver to the LEMSA, in writing, a plan of action to cure such material breach. The LEMSA, acting through the Health Services Director or designee, may permit Contractor to implement such a plan of action if the plan is acceptable to the LEMSA, and may set such deadlines for the completion of such actions as the LEMSA deems appropriate, in its sole and absolute discretion. If Contractor fails to cure such material breach within the period allowed for cure (with such failure to be determined in the sole and absolute discretion of the LEMSA) or Contractor fails to timely deliver the cure plan to the LEMSA, the LEMSA may execute an emergency take-over of Contractor's operations. Contractor shall cooperate completely and immediately with the LEMSA to affect a prompt and orderly transfer of all responsibilities to the LEMSA. Contractor shall not be prohibited from disputing any such finding of default through appropriate channels, provided, however that such dispute shall not have the effect of delaying, in any way, the immediate takeover of operations by the LEMSA. These provisions shall be specifically stipulated and agreed to by both parties as being reasonable and necessary for the protection of public health and safety, and any legal dispute concerning the finding that a Default has occurred, shall be initiated, and shall take place only after the emergency take-over has been completed. Contractor's cooperation with and full support of such emergency take-over shall not be construed as acceptance by Contractor of the findings and default, and shall not in any way jeopardize Contractor's right of recovery based upon a later finding in an appropriate forum that the declaration of Default was made in error. However, failure on the part of Contractor to cooperate fully with the LEMSA to affect a smooth and safe take-over of operations, shall itself constitute a breach of the Agreement, even if it was later determined that the original declaration of default by the LEMSA was made in error. For any default by Contractor which does not endanger public health and safety, or for any default by the LEMSA, which cannot otherwise be resolved, early termination provisions which may be agreed to by the parties will supersede these specifications. Page 66 23. "Lame-duck" Provisions Should the Agreement not be renewed, extended or if notice of early termination is given by Contractor, Contractor agrees to continue to provide all services required in and under the Agreement until the LEMSA or a new entity assumes service responsibilities, even if reasonable extension of the Contractor’s Agreement with the LEMSA is necessary. Under these circumstances Contractor will, for a period of several months, serve as a lame duck Contractor. To ensure continued performance fully consistent with the requirements herein through any such period, the following provisions shall apply: a) Contractor shall continue all operations and support services at the same level of effort and performance as were in effect prior to the award of the subsequent Agreement to a competing organization including, but not limited to, compliance with provisions hereof related to qualifications of key personnel; b) Contractor shall make no changes in methods of operation or employee compensation that could reasonably be considered to be aimed at cutting Contractor service and operating costs to maximize or effect a gain during the final stages of the Agreement or placing an undue burden on the subsequent Contractor; c) LEMSA recognizes that if another organization should be selected to provide service, Contractor may reasonably begin to prepare for transition of service to the new entity. The LEMSA shall not unreasonably withhold its approval of Contractor's request to begin an orderly transition process, including reasonable plans to relocate staff, scale down certain inventory items, etc., as long as such transition activity does not impair Contractor's performance during this period; and d) Should LEMSA select another organization as a service provider in the future, Contractor personnel shall have reasonable opportunities to discuss issues related to employment with such organizations without adverse consequence 24. General Provisions a) Assignment Contractor shall not assign any portion of the Agreement for services to be rendered without written consent first obtained from the LEMSA and any assignment made contrary to the provisions of this section may be deemed a default of the Agreement and, at the option of the LEMSA, shall not convey any rights to the assignee. b) Permits and Licenses Contractor shall be responsible for and shall hold any and all required federal, state, or local permits or licenses required to perform its obligations under the Agreement. In addition, Contractor shall make all necessary payments for licenses and permits for the services and for issuance of state permits for all ambulance vehicles used. It shall be entirely the responsibility of Contractor to schedule and coordinate all such applications and application renewals as necessary to ensure that Contractor is in complete compliance with federal, state, and local requirements for permits and licenses as necessary to provide the services pursuant to this Agreement. Contractor shall be responsible for ensuring that its employee’s Page 67 state and local certifications as necessary to provide the services, if applicable, are valid and current at all times. c) Compliance with Laws and Regulations All services furnished by Contractor under the Agreement shall be rendered in full compliance with all applicable federal, state, and local laws, ordinances, rules, and regulations. It shall be Contractor’s sole responsibility to determine which, and be fully familiar with, all laws, rules, and regulations that apply to the services under the Agreement and to maintain compliance with those applicable standards at all times. d) Private Work Contractor shall not be prevented from conducting private work that does not interfere with the requirements of Agreement. e) Retention of Records Contractor shall retain all documents pertaining to Agreement for seven (7) years from the end of the fiscal year following the date of service; for any further period that is required by law; and until all Federal/State audits are complete and exceptions resolved for this Agreement's funding period. Upon request, and except as otherwise restricted by law, Contractor shall make these records available to authorized representatives of the LEMSA, the County, the State of California, and the United States Government. Any and all records received and manufactured by the County under this Agreement shall be deemed County Records, for all purposes, including disclosure pursuant to the California Public Records Act, Government Code 6250, et seq. f) Product Endorsement/Advertising Contractor shall not use the name of Contra Costa County for the endorsement of any commercial products or services without the expressed written permission of the Contract Administrator. g) Observation and Inspections LEMSA representatives may, at any time, and without notification, directly observe Contractor's operations of the Dispatch Center, maintenance facility, or any ambulance post location. A LEMSA representative may ride as "third person" on any of Contractor's Ambulance units at any time, provided, that in exercising this right to inspection and observation, LEMSA representatives shall conduct themselves in a professional and courteous manner, shall not interfere with Contractor employee's duties and shall at all times be respectful of Contractor's employer/employee relationships. At any time during normal business hours and as often as may be reasonably deemed necessary by the LEMSA, LEMSA representatives may observe Contractor's office operations, and Contractor shall make available to County for its examination any and all business records, including incident reports, and patient records pertaining to the Agreement. The LEMSA may audit, copy, make transcripts, or otherwise reproduce such records for LEMSA to fulfill its oversight role. Page 68 h) Omnibus Provision Contractor understands and agrees that for seven years following the conclusion of the Agreement it may be required to make available upon written request to the Secretary of the US Department of Health and Human Services, or any other fully authorized representatives, the specifications and subsequent Agreements, and any such books, documents and records that are necessary to certify the nature and extent of the reasonable costs of services. i) Relationship of the Parties Nothing in the Agreement shall be construed to create a relationship of employer and employee or principal and agent, partnership, joint venture or any other relationship other than that of independent parties contracting with each other solely for the purpose of carrying out the provisions of the Agreement. Contractor is an independent contractor and is not an employee of County or LEMSA. Contractor is responsible for all insurance (worker’s compensation, unemployment, etc.) and all payroll related tax. Nothing in the Agreement shall create any right or remedies in any third party. The Agreement is entered solely for the benefit of the County, LEMSA, and Contractor. j) Rights and Remedies Not Waived Contractor will be required to covenant that the provision of services to be performed by Contractor under the Agreement shall be completed without compensation from LEMSA or County unless County agrees to a specified subsidy amount proposed under Plan A. The acceptance of work under the Agreement shall not be held to prevent LEMSA’s maintenance of an action for failure to perform work in accordance with the Agreement. k) Consent to Jurisdiction Contractor shall consent to the exclusive jurisdiction of the courts of the State of California or a federal court in California in any and all actions and proceedings between the parties hereto arising under or growing out of the Agreement. Venue shall lie in Contra Costa County, California. l) End-term Provisions Contractor shall have 90 days after termination of the Agreement in which to supply the required audited financial statements and other such documentation necessary to facilitate the close out of the Agreement at the end of the term. m) Notice of litigation Contractor shall agree to notify the LEMSA within 24 hours of any litigation or significant potential for litigation of which Contractor is aware. n) Cost of Enforcement If legal proceedings are initiated by any party to this Agreement, whether for an alleged breach of the terms or judicial interpretation thereof, the prevailing party to such action shall, in addition to all other lawful remedies, be entitled to recover reasonable attorney’s fees, consultant and expert fees, and other such costs, to the extent permitted by the court. o) General Contract Provisions In addition to the specific contract provisions listed in this document, the written Agreement will include general conditions required by the LEMSA in contracts such as those listed Page 69 herein. A Sample of General Contract Provisions and a Business Associates Agreement is included in Appendix 13. These provisions will become part of the final agreement with the successful Proposer. Any exceptions to the requirements, terms and conditions as stated herein, and in the Sample Provisions must be identified separately in the Proposer’s response. Page 70 SECTION V. COMPETITIVE CRITERIA This section sets forth the performance criteria to be competitively assessed and scored by the Review Panel (the Competitive Criteria). For each Competitive Criterion, the narrative below defines a base level of performance to which every Proposer must agree (the Minimum Requirements). This agreement must be unqualified and expressly stated in the Proposal. If a Proposer fails to agree to any Minimum Requirement related to any Competitive Criterion, the LEMSA may, in its discretion, declare the Proposal unresponsive and disqualified. The Proposer must agree to the Minimum Requirements regardless of whether the Proposer goes on to propose levels of performance that are higher than contained in the Minimum Requirements for a given Competitive Criterion. For Proposers offering to meet, but not exceed, the Minimum Requirements for a given Competitive Criterion, the Proposal must set forth the information requested below regarding the manner in which the Proposer will meet the performance level specified in the Minimum Requirements. For each Competitive Criterion, Proposers are encouraged to propose levels of performance higher than the Minimum Requirements. The narrative describes the policy and operational goals for each Competitive Criterion, which the LEMSA is seeking to maximize through competition. It also provides guidelines and examples to illustrate how the policy and operational goals might be promoted. However, the specific concepts and activities comprising these examples are neither specifically required nor exclusive. The Competitive Criteria provide an opportunity for a Proposer to differentiate its proposed service from that of other Proposers and to demonstrate the organizational capabilities and experience which it would bring to bear if it becomes the Contractor. Because every Proposer is required to commit to the Minimum Requirements, no points shall be awarded in connection with a Competitive Criterion unless a higher level of performance is proposed. Points available for each Competitive Criterion for which a higher level of performance is proposed shall be scored as set forth in Section II.G. A goal of this RFP is to increase the levels of communication, cooperation, collaboration, and in some cases functional integration among the different entities comprising the EMS and healthcare delivery systems for the benefit of the patient. This goal is furthered by various provisions in the Core Requirements and in the Minimum Requirements. In addition, certain of the Competitive Criteria invite Proposers to propose higher levels of collaboration. A. Clinical 1. Competitive Criterion: Quality Improvement a) Minimum Requirements—Demonstrable Progressive Clinical Quality Improvement LEMSA requires that the Contractor develop and implement a comprehensive quality management program that incorporates assuring compliance with the Agreement, minimum performance standards, and rules and regulations. The program shall also include structural Page 71 process and outcome indicators as part of a progressive clinical quality improvement process that is integrated with the EMS system’s quality management program. The clinical indicators measured by all system participants will be developed through collaborative efforts of the first responder agencies, the Contractor, and the LEMSA and based on current EMS science and call demand. The LEMSA ultimately will approve and implement the quality monitoring and improvement plan to be used in the County by all EMS system participants. Proposers should review the LEMSA’s quality management program requirements at http://cchealth.org/ems/quality.php. The LEMSA supports a coordinated system of emergency services that are patient-centered, add value to the community served and improve patient outcome. Proposers must commit to a clear, concise, and implementable set of processes and practices designed to measure, trend and sustain tangible improvements for the patients and other customers served by the EMS system, the Proposer’s employees who serve Contra Costa County, and the other agencies involved in the Contra Costa County EMS system. The current level of the scientific research and the large number of variables outside the EMS system’s control of patient outcomes limits the ability to define realistic and achievable outcome measures. In addition, accessing reliable outcome data may be limited. For these reasons, the Contractor will be expected to participate in the collection of both outcome and process measures to promote enhanced clinical outcomes. It is anticipated that these measures will be utilized and further developed throughout the term of the Agreement. Fundamental to a progressive clinical quality program is the proactive identification and management of potential risks to patient safety to prevent adverse occurrences rather than simply reacting when they occur. Contractor is to ensure that an ongoing, proactive program for identifying risks to patient safety and reducing medical/health care errors is defined and implemented. Contractor will seek to reduce the risk of sentinel events and medical/health care system error-related occurrences by conducting its own proactive risk assessment activities (Failure Mode Effect Analysis-FMEA) annually on at least one identified, high-risk process and by using available information about sentinel events known to occur in EMS organizations that provide similar care and services. This effort is undertaken so that processes, functions and services can be designed and redesigned to prevent such occurrences in the organization. Contractor will conduct and document one FMEA annually on at least one identified, high- risk process. Contractor will redesign the identified process to minimize the risk of that failure mode or to protect patients from its effects, teach and implement the redesigned process, identify and implement measures of effectiveness and implement a strategy for maintaining the effectiveness of the redesigned process over time. Page 72 In addition to generally committing to these Minimum Requirements, Proposers shall illustrate their ability to achieve them by describing their overall approach to comprehensive quality management. b) Higher Levels of Commitment—Quality Management In the majority of American EMS systems, “quality management” is limited to a retrospective evaluation of patient care reports. A growing number of EMS systems, however, are expanding the scope of their quality management efforts to include clinical performance indicators paired with an education system designed to effect clinical improvements. The LEMSA is committed to such a comprehensive model of quality management that, while patient centered, encompasses all vital functions within the system. This Competitive Criterion encourages Proposers to join in this commitment. Examples of ways in which a Proposer may demonstrate a higher level of commitment in this area may include, but are not limited to, those described below. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. A Proposal might incorporate the 2013-2014 Baldridge National Quality Program: Health Care Criteria for Performance Excellence. A copy of this program can be downloaded at www.nist.gov/baldrige/. The core areas addressed by this process provide a solid framework for a comprehensive and progressive quality management program. These areas include: Leadership; Strategic Planning; Focus on Patients, Other Customers and Markets; Measurement, Analysis, and Knowledge Management; Workforce Engagement; Process Management; and Results. The Proposer’s quality management capability could be supported by providing a list of Key Performance Indicators (KPI) for each of the key result areas utilized in Proposer’s operations and proposed for Contra Costa County. Include a specific data definition and data source for each KPI. CMS has adopted the “Triple Aim” concept to improve quality of care and the patient experience while controlling costs. This program forms the basis for the CMS value based purchasing arrangements for healthcare providers. The Proposer may describe how it intends to incorporate the “Triple Aim” premises in its quality management activities. More about the “Triple Aim” can be reviewed at the Institute for Healthcare Improvement website (http://www.ihi.org) and at CMS websites. Page 73 2. Competitive Criterion: Clinical and Operational Benchmarking It is important for an organization to monitor and measure performance in all aspects of its operations. The definition of what activities are to be measured and monitored is an essential component. a) Minimum Requirements— Clinical and Operational Benchmarking Benchmarking of Key Performance Indicators (KPIs), including KPIs focused on clinical care is required. These include structure, process and outcome measurements. KPIs will evolve as part of ongoing EMS system performance improvement as approved by the EMS Medical Director and the LEMSA. KPIs will include State required core metrics in addition to local core performance indicators. The Contractor shall provide, on a monthly basis, information necessary to benchmark KPIs. KPIs focusing on clinical activities to be measured will include, at a minimum: 1. Response time performance by zone, priority, and County-wide; 2. Presumptive impressions at dispatch compared to field intervention; 3. Scene time and total pre-hospital time for time dependent clinical conditions like Acute Coronary Syndrome (ACS), stroke, and major trauma; 4. Cardiac arrest survival in accordance with Utstein protocols; 5. Fractal measurement of time to first defibrillation; 6. Compliance with protocols, procedures, timelines, and destinations for ST-Elevation Myocardial Infarction (STEMI) patients; 7. Compliance with protocols, procedures, and timelines for patients with pulmonary edema and congestive heart failure; 8. Compliance with protocols, procedures, and timelines for patients with asthma or seizures; 9. Compliance with protocols, procedures, and timelines for patients with cardiac arrest; 10. Compliance with protocols, procedures, timelines, and destinations for systems of care patients (e.g. Trauma, STEMI, Stroke, Cardiac Arrest); 11. Compliance with protocols, procedures, and timelines for assessment of pain relief; 12. Analysis of high risk, low frequency clinical performance issues and strategies to support competent care. 13. Successful airway management rate by entire system, provider type and individual, including EtCO2 detection; 14. Successful IV application rate by entire system, provider type and individual; 15. Complaint management; 16. Paramedic skill retention; 17. Use of mutual aid; and 18. Safety. Contractor will be required to produce a periodic report that describes overall compliance with protocols and provides an analysis of which protocols have the most compliance challenges. Page 74 Proposers should describe their current and proposed benchmarking, KPI monitoring, and its method for regularly assessing compliance with EMS Medical Protocols. b) Higher Levels of Commitment—Clinical and Operational Benchmarking Measuring and monitoring KPIs on a regular and consistent basis promotes an organization’s improvement and development. EMS organizations that are committed to improvement not only measure and monitor, but use the results to effect change. Proposers can demonstrate a higher level of commitment to measurement, monitoring, benchmarking, and improvement by documenting performance indicators that they measure and describing the use of the results. Non-clinical performance indicators are relevant for operational, financial, or organizational advancement. Incorporating such focus areas demonstrates a higher level of commitment to performance and improvement. Examples of ways in which a Proposer may demonstrate a higher level of commitment in this area may include but are not limited to those described below. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. The Contractor’s system for benchmarking might include non-clinical KPIs such as: employee injuries; vehicle collisions (>$250 damage) per 100,000 fleet miles; critical vehicle/equipment breakdowns (interfering with a response or transport) per 100,000 fleet miles; consumer satisfaction; employee turnover; and employee satisfaction. Other KPI benchmarking might include comparing clinical data published by the National Association of EMS Physicians or other national organizations with other similarly designed clinically sophisticated systems. The organization’s approach to learning and performance improvement using industry and non-industry benchmarking can also demonstrate higher levels of capability and commitment. Participation in, or publishing the results of, peer reviewed research is another strong process measure of a system’s ongoing commitment to clinical sophistication. The Proposer might demonstrate a higher level of commitment by describing past participation in and proposed out-of-hospital research projects. For illustration, such projects might include but are not limited to research involving: Impacts of Public Access Defibrillation (PAD); Reduction of “at scene” time; Reduction of “at patient” status to first shock or ALS intervention; Page 75 Other research projects as approved by the EMS Medical Director. 3. Competitive Criterion: Dedicated Clinical Oversight Personnel It is LEMSA’s goal that all organizations participating in the Contra Costa County EMS system have adequate and competent oversight and management of the clinical services and quality improvement activities. a) Minimum Requirements—Clinical Leadership Personnel A senior manager shall be responsible for oversight and management of the key performance indicators and ongoing organization-wide quality management programs. The Contractor shall provide a physician (may be part-time) and a full-time Registered Nurse or Paramedic with specialized training and experience in quality improvement to implement and oversee Contractor’s on-going Quality Management program. These individuals shall be responsible for the medical quality assurance evaluation of all services provided pursuant to this Agreement. At a minimum, the Contractor shall provide and maintain two full-time Clinical and Educational Services positions, in addition to the individual identified to oversee the Contractor’s on-going quality managment program. In addition, the Contractor shall provide at least one full-time Analyst to evaluate Patient Care Reports and eighty (80) compensated hours per month for designated field personnel to participate in clinical quality improvement activities. The LEMSA’s minimum requirement for EMS quality improvement, education and training is the IHI Open School Basic Certificate. Information can be found at http://www.ihi.org/education/IHIOpenSchool/Courses/Pages/OSInTheCurriculum.aspx. Within eighteen months, the full-time staff dedicated to quality management and education will have completed an IHI Open School Basic Certificate. Proposers are required to document their commitment to have the senior members of their Contra Costa County operating unit actively participate in the leadership and oversight of the EMS quality management system. This commitment includes, but is not limited to, active participation of Proposer’s senior leadership in meetings related to EMS and public health and safety coordinated by the LEMSA and actively participating in projects designed to improve the quality of EMS in the County of Contra Costa. The Proposer shall describe its commitment of leadership to clinical quality and describe the individual to oversee its clinical quality program including a job description and reporting relationships. b) Higher Levels of Commitment—Clinical Leadership Personnel An organization’s commitment is demonstrated by the caliber, qualifications, and expertise dedicated to an endeavor. Page 76 Examples of ways in which a Proposer may demonstrate a higher level of commitment in this area may include, but are not limited to those described below. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. 1. Implementing specific programs and activities to fully engage the workforce in quality management, such as peer review activities, medical audits, etc.; 2. The quality management competencies that members of the leadership team will possess including their ability to analyze performance data and conduct improvement projects; 3. Methods used to communicate openly with the workforce and to assess the effectiveness of this communication; 4. Activities used by the organization to communicate performance data to the members of the workforce involved in the process whose performance is being monitored; 5. Strategies used by the organization’s leadership team to promote legal and ethical behavior for themselves and the entire organization; 6. The organization’s process for handling breaches of ethical behavior; 7. Activities of the organization’s leadership to promote a culture focused on patient and employee safety; 8. Procedures used by the organization to handle situations that have or may have had an adverse impact on patients or the public; 9. Commitment to patient safety; and 10. Transparency and public reporting of clinical performance and benchmarks. 4. Competitive Criterion: Medical Direction Ambulance services employ Medical Directors to lead the clinical care services. The involvement, commitment, and expertise expected from the Medical Director should directly contribute to the Contractors clinical service levels, quality of care and quality management and improvement a) Minimum Requirements—Medical Direction Proposer shall engage a physician as its Medical Director to oversee the Contractor’s clinical activities. The Proposer shall identify its Medical Director and provide a curriculum vita outlining his or her experience and qualifications. Proposer shall also provide a job description or contract, which specifies expectations as to role, responsibilities and time commitment of the Medical Director. These roles are separate and distinct from that of the LEMSA Medical Director and have no statutory authority within the EMS system for medical oversight. b) Higher Levels of Commitment— Medical Direction Examples of ways in which a Proposer may demonstrate a higher level of commitment in this area may include, but are not limited to those described below. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. Page 77 1. Demonstrate higher levels of Medical Direction commitment by emphasizing the individual’s qualifications such as Board Certification in Emergency Medicine, completion of the NAEMSP Medical Director’s Course, etc. 2. Committing the Medical Director to active involvement with the Contractor and its employees, training, research, field observation, and pledges to work with the LEMSA Medical Director. 3. Committing to support its Medical Director in liaising with other members of the Contra Costa County medical community to identify and support the system’s standard of care and to identify and resolve issues that may arise. 5. Competitive Criteria: Focus on Patients and Other Customers Clinical quality is not measured solely by the patient’s physical outcome. It is important to monitor and analyze the entire interaction of the patient and customers within the EMS system. a) Minimum Requirements—Focus on Patients and Other Customers At a minimum, the Contractor shall have a comprehensive mechanism for handling patient and customer complaints or issues. The Proposer shall describe the organization’s mechanism for managing complaints. Include methods for receiving, investigating, resolving, and tracking complaints. Include the method for analyzing complaint patterns along with examples of improvement activities that have resulted from this analysis. Contractor shall establish and publish a user-friendly Customer Access Hotline giving internal and external customers and system participants the ability to contact a designated liaison of the Contractor’s leadership team to discuss recommendations or suggestions for service improvements. The number may either be answered by a designated manager or provide an opportunity for the caller to leave a voicemail message. The hotline number will be published in the local telephone directory and on the Contractor website and publicized at local healthcare facilities, fire stations, and public safety agencies. Members of the Contractor’s leadership team are to be automatically notified of any incoming calls. A management designee must return the call to the customer within 30 minutes, 90% of the time. Incidents that require feedback are to be attended to by the end of the next business day. b) Higher Levels of Commitment—Focus on Patients and Other Customers Examples of ways in which a Proposer may demonstrate a higher level of commitment in this area may include, but are not limited to those described below. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. 1. Identify how the organization determines the desires, needs, and expectations of patients and other customers. Include a list of key customer groups other than patients. 2. Discuss the mechanisms the organization uses to incorporate the “voice of the customer” in planning processes. 3. Other aspects of healthcare have documented inequalities in diagnosis and treatment based on age, ethnicity, and gender. Describe the organization’s system Page 78 for assuring and monitoring equitable EMS care to traditionally underserved patients such as children, the elderly, homeless, substance abusers and mental health patients as well as to all patients based on neighborhood, age, gender, and ethnicity. 4. Describe and provide detailed examples of the methods the organization uses to assess and monitor the effectiveness at meeting the needs and desires of patients and other customers. If possible, provide examples of what you have learned by using these monitoring methods and the action you have taken to improve the service to patients and other customers. 5. Most EMS systems engage in infection control practices designed to protect providers from acquiring infections. Fewer EMS systems engage in hygiene practices that are designed to protect patients from contamination. Describe the mechanism for providing infection control for employees, system partners in healthcare and patients. 6. Competitive Criterion: Continuing Education Program Requirements a) Minimum Requirements— Continuing Education Contractor shall provide in-house or sub-contracted in-service training programs designed to meet state and LEMSA licensure/certification requirements at no cost to employees. All in-service and continuing education programs must comply with state regulations. The EMS Medical Director may mandate specific continuing education programs and content requirements, and the LEMSA may review and audit any continuing education programs offered by the Contractor. b) Higher Levels of Commitment—Continuing Education Examples of ways in which a Proposer may demonstrate a higher level of commitment in this area may include, but are not limited to those described below. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. 1. Targeting educational content to address local system needs; 2. Expanded content of training program offerings; 3. Introduction of innovative educational/training methods; and 4. Measuring competency with specified skill sets. B. Operations 1. Competitive Criterion: Dispatch and Communications Ambulance Response Times are impacted by the efficiency and reliability of the dispatch system referring calls to the sometimes-complex communication chain connecting a local resident or visitor who has just dialed 9-1-1 to the ambulance crew, which is asked to respond to the incident address. This communication chain varies between different jurisdictions within Contra Costa County. Page 79 This RFP is intended to promote a higher level of collaboration between the Contractor and County PSAPS, designated dispatch centers and public safety agencies to improve the efficiency and reliability of communications between those entities. The goal in this Competitive Criterion is to improve efficiency and promote a seamless dispatch process by minimizing the transfer of calls or information from the calls. a) Minimum Requirements—Dispatch and Communications It is anticipated that during the term of the Agreement the County will make significant changes in the medical dispatch process. The EMS Modernization Project calls for a single medical dispatch center with full implementation of prioritization of ambulance requests. At a minimum, the Proposer shall commit to this improvement in the medical call-taking and dispatch processes and agree to work with the LEMSA and County to effect such changes. The Proposer shall agree to negotiate with the LEMSA and the County in good faith to achieve these goals. The Contractor shall provide a dispatch center and maintain all equipment and software (fixed, mobile, linkages) necessary to receive requests for emergency ambulance services from County designated dispatch centers. Staffing levels shall be such that electronic or telephonic notifications from the County designated public safety dispatch centers are answered or responded to within fifteen (15) seconds, 95% of the time, and that ambulances are dispatched to respond to Emergency Requests within thirty (30) seconds, 90% of the time, from the receipt of information establishing a location and priority for the response. The Contractor and its Dispatch Center staff shall maintain a professional relationship and level of interaction with other public safety dispatch centers and medical facilities, both within and outside of the County. The Contractor is required to provide CAD-to-CAD interfaces with the designated medical dispatch centers within the County to expedite the transmission of call information in order for the Contractor to dispatch its units, based on the “Automated EMS Message Transmission Network Specification” available on the EMS website at http://cchealth.org/ems/pdf/mtnspec v1.5.pdf. The Contractor shall provide access for LEMSA staff members to access the Contractor’s CAD to audit and create reports for system performance monitoring. Contractor shall be responsible for all mobile radio equipment and cellular phones for use in the field including obtaining radio channels and all necessary FCC licenses and other permits as may be required for the operation of said system. This will enable Contractor to effectively receive communications from the Contractor’s Dispatch Center and shall be capable of receiving and replying to such requests for emergency ambulance services by voice or data linkage. Page 80 1. Contractor's communications system shall be capable of receiving and transmitting all communications necessary to provide emergency ambulance services pursuant to this Agreement including communicating with hospitals and other public safety agencies as required in a declared disaster situation. Radio equipment used for ambulance-to-hospital communications shall be configured so that personnel actually providing patient care are able to directly communicate with base or receiving hospital staff about the patient. The Contractor’s ambulance crews shall be capable of transmitting 12-lead ECGs to receiving facilities. 2. Contractor shall equip all ambulances and supervisory vehicles used in performance of services in Contra Costa County with radio equipment for communications with Contractor’s Dispatch Center, East Bay Regional Communications System (EBRCSA), and suitable for operation on the (CALCORD) California On-Scene Emergency Coordination Radio System. Radios operated on EBRCS shall be P25 Phase 2 compliant (additional information regarding EBRCSA is available at http://www.ebrcsa.org). 3. Contractor shall operate the two-way radios in conformance with all applicable rules and regulations of the Federal Communication Commission (FCC), and in conformance with all applicable LEMSA rules and operating procedures. 4. Contractor shall ensure access to cellular telephones for use on ambulances and supervisory units. 5. Contractor shall equip all ambulances with Automatic Vehicle Location (AVL) devices. Contractor shall make available to LEMSA designated dispatch centers the real-time AVL information for on-duty ambulances and supervisory units within the County. Proposers shall fully describe how they intend to comply with the minimum requirements listed above and include a description of the equipment and technology to be used. b) Higher Levels of Commitment— Dispatch and Communications Examples of ways in which a Proposer may demonstrate a higher level of commitment in this area may include, but are not limited to those described below. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. 1. Contractor may identify a means and commit to implementation of combined call- taking and dispatch of ambulances meeting the goals identified in the EMS Modernization Project Report in all or part of the EOA. 2. Contractor may collaborate with existing PSAPs and dispatch centers to locate or consolidate PSAP/Dispatch operations. 3. Other Strategies to Reduce Response Times: Proposers may propose other reasonably achievable strategies to be undertaken at the Contractor’s expense, which would be likely to materially reduce ambulance Response Times across all or any significant part of the EMS system. 4. Proposer may commit a defined annual amount to contribute to the consolidation of the medical dispatch centers. This amount may be stipulated for the Contractor to provide call-taking and dispatch with the transfer of callers from County PSAPs or it Page 81 may be an amount contributed to another agency providing call-taking, dispatch, and deployment of ambulances. The contribution can include funding, assignment of personnel, or the provision of other services. 2. Competitive Criterion: Vehicles Contractor shall acquire and maintain all ambulances and support vehicles necessary to perform its services under the Agreement. All costs of maintenance including parts, supplies, spare parts and costs of extended maintenance agreements shall be the responsibility of the Contractor. a) Minimum Requirements—Vehicles At a minimum, the Contractor shall meet the requirements listed below. 1. All ambulances shall meet the standards of Title XIII, California Code of Regulations. 2. Ambulance vehicles used in providing contract services shall bear the markings of the County logo and "Contra Costa County Emergency Medical Services" in at least four (4) inch letters on both sides. Such vehicles shall display the "9-1-1" emergency telephone number and state the level of service, "Paramedic Unit,” on both sides. 3. Ambulance vehicles shall be marked to identify the company name, but shall not display any telephone number other than 9-1-1 or any other advertisement. 4. Overall design, color, and lettering are subject to the approval of the Contract Administrator. 5. Proposer shall describe the ambulance and supervisory vehicles to be utilized for the services covered under the Agreement. 6. Ambulance replacement shall occur on a regular schedule and the Proposer shall identify its policy for the maximum number of years and mileage that an ambulance will be retained in the EMS System. 7. Each ambulance shall be equipped with GPS route navigation capabilities. b) Higher Levels of Commitment—Vehicles Examples of ways in which a Proposer may demonstrate a higher level of commitment in this area may include, but are not limited to those described below. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. 1. Documenting the type, age, mileage, and configuration of the ambulance fleet and supervisory vehicles; and 2. Installing equipment and selecting vehicles that provide innovations for safety, specialized transport capabilities, reduced environmental impact, etc. 3. Competitive Criterion: Equipment Acquisition and maintenance of all equipment including parts, supplies, spare parts, and costs of extended maintenance agreements shall be the responsibility of the Contractor. a) Minimum Requirements—Equipment Contractor shall have sole responsibility for furnishing all equipment necessary to provide required service. All on-board equipment, medical supplies and personal communications equipment will meet or exceed the minimum requirements of LEMSA’s Ambulance Equipment and Supply List. A listing of the required on-board equipment, medical Page 82 equipment, and supplies can be found on LEMSA’s website. Contractor shall also comply with the specific pediatric equipment requirements as specified in EMSA #188, Pediatric Equipment for ambulance and First Responders. Contractor agrees that equipment and supply requirements may be changed with the approval of the Contract Administrator due to changes in technology. LEMSA may inspect Contractor's ambulances at any time, without prior notice. If any ambulance fails to meet the minimum in-service requirements contained in the Ambulance Equipment and Supply list as determined by the LEMSA, the LEMSA may: 1. Immediately remove the ambulance from service until the deficiency is corrected if the missing item is deemed a critical omission; 2. Subject the Contractor to a $500.00 penalty; and 3. The foregoing shall not preclude dispatch of the nearest available ambulance even though not fully equipped, in response to a life threatening emergency so long as another appropriately equipped ambulance of at least equal level of service is also dispatched to the scene. The LEMSA may adopt protocols governing provisional dispatch of ambulances not in compliance with minimum in-service requirements and Contractor shall comply with these protocols. b) Higher Levels of Commitment—Equipment Examples of ways in which a Proposer may demonstrate a higher level of commitment in this area may include but are not limited to those described below. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. 1. Providing equipment or technologies above those required by the minimum equipment list. These additional items may include advances in clinical care capabilities, opportunities for increasing safety for crewmembers and patients, and items to increase ease of work, improve efficiency or make efforts more effective. 2. Providing “smart” technologies that are blue tooth or otherwise compatible with data systems and electronic patient care records to improve patient care delivery, oversight and enhance performance improvement. 4. Competitive Criterion: Vehicle and Equipment Maintenance a) Minimum Requirements—Vehicle and Equipment Maintenance Contractor shall be responsible for all maintenance of ambulances, support vehicles, and on- board equipment used in the performance of its work. LEMSA expects that all Ambulances and equipment used in the performance of the Agreement will be maintained in an excellent manner. Any Ambulance, support vehicle, and/or piece of equipment with any deficiency that compromises, or may reasonably compromise its function, must be immediately removed from service. Page 83 The appearance of ambulances and equipment impacts customers' perceptions of the services provided. Therefore, the LEMSA requires the Ambulances and equipment that have defects, even significant visible but only cosmetic damage, be removed from service for repair without undue delay. Contractor must ensure an ambulance maintenance program that is designed and conducted to achieve the highest standard of reliability appropriate to a modern high performance ambulance service by utilizing appropriately trained personnel, knowledgeable in the maintenance and repair of ambulances, developing and implementing standardized maintenance practices, and incorporating an automated or manual maintenance program record keeping system. Contractor must ensure all point of care equipment on the ambulance meets CLIA standards and submit a description of the program used to assure compliance. All costs of maintenance and repairs, including parts, supplies, spare parts and inventories of supplies, labor, subcontracted services, and costs of extended warranties, shall be at the Contractor’s expense. b) Higher Levels of Commitment—Vehicle and Equipment Maintenance Examples of ways in which a Proposer may demonstrate a higher level of commitment in this area may include, but are not limited to those described below. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. 1. Proposer offers to exceed the maintenance standard as outlined in the Standards— Accreditation of Ambulance services published by the Commission on Accreditation of Ambulance services; and/or 2. The Proposer describes how it will exceed minimum requirements for the testing, monitoring, maintaining, and retaining documentation for all bio-medical equipment such as complying with the then current and applicable Joint Commission on the Accreditation of Healthcare Organizations (JCAHO) or equivalent standard. 5. Competitive Criterion: Deployment Planning The Contractor will be expected to work continuously to refine and improve its coverage and deployment plans throughout the term of the Agreement. All plan modifications will be at Contractor’s sole discretion and expense. a) Minimum Requirements—Deployment Planning Contractor shall agree to deploy its ambulances in such a manner to achieve the Response Time requirements. The Contractor shall also commit to modify and adjust its deployment strategies in the event that Response Time performance is not complying with the standards or if it is identified that there are areas of the County, which are chronically experiencing delayed responses. Page 84 The Proposer shall describe its methods and initial deployment plans to be used in Contra Costa County. A description of the methodology used by the organization to monitor and modify its plans will also be documented. At a minimum, the Contractor shall identify the average number of unit-hours deployed each week, the number of units on-duty by hour-of- day and day of week, and the posting locations for ambulances. b) Higher Levels of Commitment—Deployment Planning Examples of ways in which a Proposer may demonstrate a higher level of commitment in this area may include, but are not limited to those described below. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. 1. The Proposer describing sophisticated processes it has developed or will use to achieve exemplary Response Time performance; and/or 2. The identification and use of technologies or managerial processes to enhance Response Time performance. 3. The Proposer will describe processes to provide real time situational awareness to other EMS System stakeholders to facilitate patient care delivery e.g. alerts or visual displays. C. Personnel The LEMSA recognizes that those employed in the Contra Costa County EMS system ultimately determine the effectiveness and quality of the service. Proposers are encouraged to focus on employees especially as it pertains to safety, workload, advancement opportunities, and compensation. 1. Competitive Criterion: Field Supervision The LEMSA recognizes the Contractor’s need to ensure adequate supervision of its personnel and the delegation of authority to address day-to-day operational needs. The LEMSA also desires that these personnel and operational supervisory responsibilities do not displace the Contractor’s provision of direct clinical supervision of the Contractor’s caregivers. a) Minimum Requirements—Field Supervision Contractor shall provide 24-hours a day on-duty field supervisory coverage in each geographic area of the EOA (West, Central and East) within Contra Costa County. An on-duty employee or officer must be authorized and capable to act on behalf of the Contractor in all operational matters. The Proposers shall also specifically describe how its Supervisors are able to monitor, evaluate, and improve the clinical care provided by the Contractor’s personnel and to ensure that on-duty employees are operating in a professional and competent manner. All field supervisory level staff will have successfully completed ICS 100, 200, 300 & 400, NIMS 700 & 800. Page 85 b) Higher Levels of Commitment—Field Supervision Examples of ways in which a Proposer may demonstrate a higher level of commitment in this area may include, but are not limited to those described below. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. 1. The provision of a dedicated supervisor(s) and vehicle(s) for Contra Costa County coverage; 2. Demonstrate that all areas of the EOA have adequate dedicated supervision that is committed to supervision and support of field personnel and the community and that their administrative tasks are limited in order to allow this high level of interaction. 3. Specialized training for supervisors (i.e. Strike team leadership, patient safety and leadership); 4. Exemplary qualification requirements; and 5. Other defined activities to support and supervise field personnel. 2. Competitive Criterion: Work Schedules This is a performance-based Agreement and Contractor is encouraged to be creative in delivering services. Contractor is expected to support employees by employing reasonable work schedules and conditions. a) Minimum Requirements—Work Schedules The LEMSA emphasizes that the Contractor is responsible for conducting the employment matters with its employees, including managing personnel and resources fairly and effectively in a manner that ensures compliance with the Agreement ultimately executed by Contractor. The LEMSA will not otherwise involve itself in Contractor’s management/employee relationships. Specifically, patient care must not be hampered by impaired motor skills of personnel working extended shifts, part-time jobs, voluntary overtime, or mandatory overtime without adequate rest. To mitigate fatigue and safety concerns, Contractor’s paramedics and EMTs working on an Emergency Ambulance or as a field supervisor should work reasonable schedules to ensure that potential fatigue and the resulting safety issues are reduced. Proposer shall describe its policies and procedures used to monitor employee fatigue and impairment. b) Higher Levels of Commitment—Work Schedules Examples of ways in which a Proposer may demonstrate a higher level of commitment in this area may include, but are not limited to those described below. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. The delineation of monitoring mechanisms, procedures, and policies designed to ensure that employees are not overworked or expected to work for extended time periods that may cause fatigue and impair the employee’s ability to perform safely and appropriately. Page 86 3. Competitive Criterion: Internal Risk Management/Loss Control Program Education and aggressive prevention of conditions in which accidents occur are the best mechanism to avoid injuries to Contractor staff and Patients. a) Minimum Requirements—Risk Management The LEMSA requires Contractor to implement an aggressive health, safety, and loss mitigation program including, at a minimum: 1. Pre-screening of potential employees (including drug testing); 2. Initial and on-going driver training; 3. Lifting technique training; 4. Review current information related to medical device FDA reportable events, recall, equipment failure, accidents; and 5. Review employee health/infection control related information such as needle sticks, employee injuries, immunizations, exposures and other safety/risk management issues. 6. Ensure DEA compliant medication control processes. Planning for safety and risk mitigation processes will include, at a minimum: 1. Gathering data on ALL incidents that occur among the Contractor’s workforce; 2. Devise policies prescribing safe practices and providing intervention in unsafe or unhealthy work-related behaviors; 3. Gather safety information as required by law; 4. Implement training and corrective action on safety related incidents, as required by law; and 5. Provide safe equipment and vehicles. Proposer shall describe its risk management program. b) Higher Levels of Commitment—Risk Management Examples of ways in which a Proposer may demonstrate a higher level of commitment in this area may include, but are not limited to those described below. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. Implementation of a comprehensive safety and risk management plan that involves employees, analyzes processes, monitors safety activities, and incorporates all processes into policies, procedures and training programs designed to enhance safety for the workforce and patients. 4. Competitive Criterion: Workforce Engagement An experienced, highly skilled, well rested, and satisfied workforce is essential to the provision of high quality EMS services. Proposers are encouraged to meet with current system employees and their labor representatives prior to submitting proposals. a) Minimum Requirements—Workforce Engagement At a minimum, the Proposer shall describe and document the following: Page 87 1. Describe the organization’s method for providing system and individual performance feedback to employees. 2. Describe the organization’s mechanism for involving front line employees in quality and performance improvement projects. 3. Describe the credentialing requirements for the employees including but not limited to EMT’s, paramedics, supervisors, dispatchers, and mechanics. 4. Describe the methods to assess, maintain, and develop new skills for employees in the workforce. 5. Describe the organization’s practices to ensure diversity in the workforce. Address the organization’s level of diversity alignment with the communities that you serve. 6. Describe the organization’s practices and policies designed to promote workforce harmony and prevent discrimination based on age, national origin, gender, race, sexual orientation, religion, and physical ability. 7. Impaired providers present a significant safety risk for patients, partners, and others in the community. Proposers should describe their commitment to ensuring that providers are free from the influence of alcohol and intoxicating drugs. 8. Describe the organization’s processes to ensure harmonious relationships with other EMS System stakeholders. b) Higher Levels of Commitment— Workforce Engagement Examples of ways in which a Proposer may demonstrate a higher level of commitment in this area may include, but are not limited to the following. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. 1. The organization’s process for assessing the engagement and satisfaction level of employees. Include description of an ongoing process that produces qualitative and quantitative KPIs for employee satisfaction. 2. The method used by the organization for two-way communication between front line employees and the leadership team. 3. The organization’s mechanism for encouraging, gathering, providing feedback on and acting on employee improvement suggestions. 4. The development of a career ladder and professional development process for members of the workforce. Include a description of the succession plan for key positions. 5. The method for recognition of workforce patient care excellence and contributions. D. Management 1. Competitive Criterion: Key Personnel a) Minimum Requirements—Key Personnel Proposers shall identify the individuals who will fill the key leadership positions for Contra Costa County. Provide resumes for the individuals. If the positions have not been filled for Contra Costa County, provide the job descriptions that will be used for the positions that include minimum qualifications and scope of responsibilities. Page 88 Identify out-of-county leadership personnel who will be actively involved in the Contra Costa County operations, if applicable. Include their resumes, qualifications, and scope of responsibilities. b) Higher Levels of Commitment—Key Personnel Examples of ways in which a Proposer may demonstrate a higher level of commitment in this area may include, but are not limited to those described below. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. 1. Provision of on-going training for key managers and development programs for EMS managers and supervisors offered to those personnel at no cost. While there is no specific program regarding the exact content of the development program, managers should receive training similar to the content provided in the American Ambulance Association's Ambulance Service Manager Certificate Program. 2. Stability of the Contractor’s leadership team directly correlates with the continuation of the performance of the EMS system. The Proposer may describe how it will ensure continuity and reduce managerial turnover in the system. 3. Assignment of key personnel to participate in countywide initiatives e.g. Health Information Exchange, Quality Improvement and Community Outreach. E. EMS System and Community 1. Competitive Criterion: Supporting Improvement in the First Response System The EMS system in Contra Costa County is collaboration among numerous related and unrelated agencies, which are dependent on one another to assure positive outcomes for the individuals being served. The LEMSA’s goals regarding this collaborative system include: 1) provide a seamless handoff of patients by first responders to the emergency ambulance service; and 2) achieve the prevailing industry standard with respect to the provision of training to first responders. The emergency ambulance service can play a role as a partner within the pre-hospital EMS system that is concerned with the provision of emergency medical services to people who are seriously injured or ill. As a result, the ambulance service provider has, in many communities, emerged as the organization charged with facilitating ongoing and enhanced EMS training within the EMS system. This is a cost of doing business recognized by ambulance providers across the country and serves a practical source of such training in most communities. It is also the logical source for such training, because the ambulance provider is the entity with a direct role in the most EMS responses in the County. The LEMSA and the County desire to increase collaboration between the first responders and the ambulance service. This increased collaboration may take many forms including formal agreements or combined work and training activities. The Proposers are not expected to Page 89 negotiate formal agreements with other EMS participants prior to the award of the Agreement. If a Proposer proposes to commit to a collaborative arrangement as described in this section, it is only necessary to state that commitment and describe the terms on which the Proposer is willing to collaborate in the Proposal. a) Minimum Requirements—First Response System Proposer must commit to: 1. Exercise its best, good faith efforts to maintain positive working relationships with all first response agencies across the EOA; 2. Make continuing EMS education services available without cost to all first responders across the EOA at the level prevailing in the industry; 3. Restock at the Contractor’s cost basic life support supplies utilized on a one-for-one basis, based on utilization on calls by first response agencies; 4. Provide internship opportunities for EMT or paramedic students, giving preference to students from training programs located in Contra Costa County; and 5. Contractor shall designate from among its employees a single individual as its contact person/liaison for the First Response agencies. Proposers shall describe in detail how they intend to address the Minimum Requirements listed above. b) Higher Level of Commitment—First Response System Examples of ways in which a Proposer may demonstrate a higher level of commitment in this area may include, but are not limited to those described below. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. Proposers may propose strategies to strengthen the collaborative interface between the Contractor and first responders and to improve the quality and efficiency of the EMS response system through support for first responders and other agencies integral to the provision of emergency services. Examples of possible strategies include: 1. Shared medical direction with the provider 2. Group purchasing arrangements that may allow First Responder agencies to acquire medical equipment and non-exchanged supplies at a lower cost 3. Collaborative training programs 4. Collaborative strategies to address call surges, including possible coordination of responses during MCI and other disaster events. 5. Coordination between or collaborative continuous quality improvement programming 6. EMS Week Recognition and Awards Program Sponsorship 7. Coordination of public education initiatives and programming 8. Coordination of injury and illness prevention programs 9. Collaborative public information services 10. If fire districts within the EOA impose a first responder fee, the Contractor may negotiate with the districts to provide billing and collection services for these fees. Page 90 11. In the Contractor’s response for Plan B, the contractor may provide additional support to the ALS and BLS first responders. This support may include financial and/or provision of services to the first responders. 12. Proposers may propose other reasonable achievable strategies to be undertaken at the Contractor’s expense, which would be likely to materially expand or enhance the capacity of first responder agencies to provide services more effectively or economically. It is recognized that some of the suggestions for a “higher level of commitment” in connection with this Competitive Criterion “Supporting Improvement in the First Response System” may be relevant to a Proposer’s response to other Competitive Criteria or to certain Core Requirements. As noted above, information provided in response to other requirements or criteria cannot be taken into account when rating the Proposer’s response to this Competitive Criterion. If Proposers desire that previously provided information or offerings be considered under this criterion, the specific commitments should be repeated in the response to this criterion. Proposers desiring to offer a higher level of commitment in response to this Competitive Criterion should set forth here a comprehensive description of the collaborative working relationship they intend to offer to local first responder agencies, including a description of each of the specific components and commitments, which the Proposer is offering. 2. Competitive Criterion: Health Status Improvement and Community Education The LEMSA desires that its Contractor take significant steps to improve injury and illness prevention and system access through community education programs provided to the school system and community groups. It is the LEMSA’s expectation that Contractor will plan such programs working collaboratively with other public safety and EMS related groups such as the American Heart Association, American Stroke Association, the American Red Cross, and area healthcare organizations. a) Minimum Requirements—Community Education Contractor will allocate one hundred thousand dollars ($100,000) under Plan A and three hundred thousand dollars ($300,000) under Plan B annually for community education and improvement activities. The Proposer shall describe how these funds will be used for the benefit of the Community. Contractor shall annually plan and implement definitive community education programs, which shall include: identification of and presentations to key community groups which influence the public perception of the EMS system’s performance, supporting HeartSafe Communities initiatives, Public Access Defibrillation programs, conducting citizen and school based CPR training events, participation in EMS week and other educational activities involving illness and injury prevention, system awareness/access, and appropriate utilization of the EMS system. Page 91 Proposers shall describe their planned community education program for both Plans A and B. b) Higher Level of Commitment—Health Status Improvement and Community Education Examples of ways in which a Proposer may demonstrate a higher level of commitment in this area may include, but are not limited to those described below. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. According to the UCSF Center for Health Professions, on a national level, the ethnic compositions of the EMT and paramedic workforce does not fully reflect the U.S. population. This is of some concern because EMTs are frequently involved in situations where cultural understanding is vital, particularly in urban areas. Accordingly, Contractor may collaborate with the LEMSA and public health officials to develop and facilitate EMT training programs, internships and related opportunities for Contra Costa County residents from racial/ethnic and income groups that are underrepresented among health and emergency medical professionals. Proposer may offer to undertake projects that shall demonstrably improve the health status in the community. Health status improvement programs targeted to “at-risk populations” may include, but are not limited to: seat belt use, child passenger safety program, bike helmet and safety program, participation in NTHSA Safe Communities Program, Every 15 minutes, 9-1-1 awareness, gun safety, hunting safety, Back to Sleep Program, Safely Surrendered Baby Program, drowning prevention, earthquake and disaster preparedness, concussion prevention programs, equestrian accident prevention, senior safety program, and home hazard inspection program. The impact of health status improvement projects should be statistically demonstrable. For example, this includes selecting indicators that can be used to measure the process and outcomes of an intervention strategy for health improvement, collecting and analyzing data on those indicators, and making the results available to the community to inform assessments of the effectiveness of an intervention and the contributions of participating entities. Steps in the health improvement projects may include: Analyzing the community’s health issues Inventorying resources Developing a health improvement strategy Establishing accountability for activities Monitoring process and outcomes Developing partnerships with Public Health, Law and Human Services Contractor may seek external grant funding for health status improvement projects. Page 92 F. Integration with Healthcare Providers 1. Competitive Criterion: Collaboration with Healthcare Providers The evolving role of EMS and dramatic changes in the healthcare delivery systems provide a challenge and opportunity in Contra Costa County. The successful bidder will collaborate with hospitals, healthcare systems, mental health providers, County Health Services, and others involved in community health. It is anticipated that the Contractor will enter into agreements with various healthcare agencies for provision of ambulance transportation and other services during the term of the Agreement. The Contractor will include the County as party on all such agreements so in the event of a Contractor change the agreements will be remain in force within the EOA and/or County. a) Minimum Requirements— Collaboration with Healthcare Providers The Proposer will describe its commitment to furthering collaboration with other healthcare providers within the EOA and County. The Proposer will also describe its commitment to working with the LEMSA and healthcare providers to implement a standardized electronic health record to be shared among the caregivers. b) Higher Level of Commitment—Collaboration with Healthcare Providers Proposer may demonstrate a higher level commitment considering the items described below. These are examples only and these examples are not listed to inhibit Proposers’ innovative offerings. 1. Commiting to a more significant role in establishing the out-of-hospital electronic healthcare record including first responder and ambulance patient care data and its immediate dessimination to the receiving facility. This may include the commitment of specific software, equipment, and/or funding. 2. Provide Letters of Interest (LOI) with existing healthcare providers indicating a desire to establish services to healthcare systems beyond those covered under this RFP. 3. Identify activities that the Contractor will undertake to create the opportunity for expanded mobile health care services to support community health and integrated healthcare within the County and the State. Page 93 SECTION VI. FINANCIAL CRITERIA A. Financial Strength and Stability The Proposer must provide documentation of its financial strength and stability as a going concern. The Proposer must satisfy the LEMSA that it can financially support the services covered in this RFP and be able to afford losses that may arise from inaccurate estimates of revenue, expenses, fines, and resource requirements necessary to comply with the performance standards identified in this RFP. Specifically, the LEMSA desires an understanding of the Proposer’s financial stability, Liquidity (solvency), financial leverage (debt), asset efficiency (management or turnover), profitability, revenue recovery performance and other financial indicators. The documents requested in this Section are to be included in separately sealed containers and will be evaluated by an independent entity engaged to evaluate the financial components. They will not be examined by the Review Panel. The information requested in this Section will allow for the determination of the Proposers’ current financial situation and allow an assessment of the Proposers’ projected revenue and expenses in order to establish reasonableness. B. Financial Situation Documents 1. Financial Statements Provide year-end financial statements for the last three years and the most recent year-to-date financial statements. These should support the organization’s financial ability to perform the services included in this RFP and the Proposal. 2. Audited Statements Provide independently audited financial statements for the most recent fiscal year. 3. Financial Commitments Provide a list of commitments, and potential commitments, which may impact assets, lines of credit, guarantor letters or otherwise affect the responder’s ability to perform the Contract. Identify current lines of credit and available funds remaining. Document any potential events, litigation, contract failures, judgments, or other actions that may significantly impact the Proposer’s financial situation. 4. Working Capital The Proposer shall describe its working capital sources and quantify the amount it expects to need for startup and improvements to the Contra Costa County EMS system. The information shall include the estimated amount of start-up capital required to finance administration and ambulance operations for the first six (6) months of the Agreement. Include the source of this capital and if any part of it will be borrowed, include verification from a financial institution that your organization is approved or pre-qualified to borrow sufficient funds. Provide any assurances for such funding from Page 94 parent or related organization in the form of a letter guaranteeing the amount of funding that may be necessary for start-up and on-going losses if projections are inadequate. 5. Performance Security The Proposer shall document its method and ability to provide the required performance security. 6. Financial Interests The Proposer shall disclose and describe any financial interests in related businesses. C. Financial Projections The Proposer is required to complete a pro forma budget for the first three (3) years of operation under the Agreement. 1. Revenue projections All Proposers shall use the same assumptions regarding call volume, payer mix, and charges in the preparation of the revenue projections for the first three years. The Proposers will be expected to use their experience or consultants to derive the service mix, cash flow projections, CPI increases, and per transport collection by payers. The most recently available payer mix is available in Section I.H.4 of this RFP. The fixed charges are included in Appendix 10 and the methodology for determining the annual charge increases is described in Section IV.H.3.b. The total call and transport volume is provided in the separate electronic CAD files. The Proposer shall complete the Basis for Revenue Projections included in Appendix 14 2. Revenue Flow Projections The revenue generated from ambulance transports is not received the date that the transport occurs. All Proposers shall complete the Revenue Flow Projections included in Appendix 15. This is to be completed solely based on transports occuring after start-up. An incumbent provider should not include revenue derived from transports prior to the contract start date. 3. Expense Projections The Proposers’ expenses are going to vary between Plans A and B. Therefore three-year expense projections will need to be provided for in each Plan. In addition to the expense budget line items, the Proposers shall document their assumptions used to develop the pro formas. The required documentation of assumptions and expense budget templates are included in Appendix 16. Page 95 4. One-Time Start Up and Capital Items The one-time expenses for start-up shall be documented on the template provided in Appendix 17. Some of these expenses may not be required on an incumbent provider, but the incumbent should complete the value of existing assets in the template. 5. Pro Forma Summary The comparison of revenue and expenditures shall be summarized in the template provided in Appendix 18. This shall be completed for each plan and for each of the first three years of operation. D. Pricing The Proposer is required to complete and sign the Price Sheet Form for ALS interfacility transports. The Price Sheet Form is included in Appendix 19. Page 96 Appendix 1 MANDATORY TABLE OF CONTENTS Appendix 1 Mandatory Table of Contents Page 1 Appendix 1 Mandatory Table of Contents FACE SHEET (FORM IN APPENDIX 9-EXHIBIT A) SECTION I. EXECUTIVE SUMMARY SECTION II. A. Insurance Certificates (Requirements in Appendix 12) SUBMISSION OF REQUIRED FORMS B. Debarment and Suspension Certification (Form in Appendix 9-Exhibit B) C. References (Form in Appendix 9-Exhibit C) D. Investigative Authorization-Individual (Form in Appendix 9-Exhibit D) E. Investigative Authorization-Entity (Form in Appendix 9-Exhibit E) SECTION III. QUALIFICATION REQUIREMENTS A. Organizational Disclosures 1. Organizational ownership and legal structure 2. Continuity of business Supporting documentation required. 3. Licenses and permits Supporting documentation required. 4. Government investigations Supporting documentation required. 5. Litigation Supporting documentation required (May be in electronic format). Supporting documentation required. (May be in electronic format) Appendix 1 Mandatory Table of Contents Page 2 B. EXPERIENCE AS SOLE PROVIDER 1.Demonstrate Capability in Lieu of Experience 2.Comparable experience Supporting documentation required for applicable qualifications in this section. 3. Government contracts Supporting documentation required. 4. Contract Compliance Supporting documentation required. C. Demonstrated Response Time Performance Supporting documentation required. D. Demonstrated High Level Clinical Care Supporting documentation required. Supporting documentation required. Appendix 1 Mandatory Table of Contents Page 3 SECTION IV. CORE REQUIREMENTS A. Two Service Plans are to be Addressed Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.A. _________ Proposer takes exception to provisions contained in Section IV.A. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: B. Contractor’s Functional Responsibilities 1. Basic Services 2. Services Description Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.B. (1.-2.) _________ Proposer takes exception to provisions contained in Section IV.B. (1.-2.) as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: Appendix 1 Mandatory Table of Contents Page 4 C. Clinical 1. Clinical Overview 2. Medical Oversight Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.C. (1.-2.) _________ Proposer takes exception to provisions contained in Section IV.C. (1.-2.) as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: 3. Minimum Clinical Levels and Staffing Requirements Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.C.3. _________ Proposer takes exception to provisions contained in Section IV.C.3 as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: Appendix 1 Mandatory Table of Contents Page 5 D. Operations 1. Operations Overview a) Emergency Response Zones Attestation for Plan A _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.1.a. _________ Proposer takes exception to provisions contained in Section IV.D.1.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: Attestation for Plan B _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.1.a. _________ Proposer takes exception to provisions contained in Section IV.D.1.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) All Emergency and Non-emergency ALS Ambulance Calls c) Primary Response to Isolated Peripheral Areas of the EOA d) Substantial Penalty Provisions for Failure to Respond Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.1. (b.-d.) _________ Proposer takes exception to provisions contained in Section IV.D.1. (b.-d.) as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: Appendix 1 Mandatory Table of Contents Page 6 2. Transport Requirement and Limitations Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.2. (a.-b.) _________ Proposer takes exception to provisions contained in Section IV.D.2. (a-b.) as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: 3. Response time Performance Requirements a) Description of Call Classification b) Response Time Performance Requirements Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.3. (a.-b.) _________ Proposer takes exception to provisions contained in Section IV.D3. (a-b.) as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: c) Summary of Response Time Requirements Attestation for Plan A _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.3.c. _________ Proposer takes exception to provisions contained in Section IV.D.3.c. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: Appendix 1 Mandatory Table of Contents Page 7 Attestation for Plan B _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.3.c. _________ Proposer takes exception to provisions contained in Section IV.D.3.c. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: 4. Modifications During the Term of Agreement 5. Response Time Measurement Methodology Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.4 and IV.D.5. (a.-i.) _________ Proposer takes exception to provisions contained in Section IV.D.4 and IV.D.5. (a.-i.) as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: 6. Response Time Exceptions and Exception Requests Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.6. (a.-c.) _________ Proposer takes exception to provisions contained in Section IV.D.6. (a.-c.) as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: Appendix 1 Mandatory Table of Contents Page 8 7. Response Time Performance Reporting Procedures and Penalty Provisions Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.7. (a.-b.) _________ Proposer takes exception to provisions contained in Section IV.D.7. (a.-b.) as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: 8. Fleet Requirement 9. Coverage and Dedicated Ambulances, Use of Stations/Posts Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.D. (8.-9.) _________ Proposer takes exception to provisions contained in Section IV. D. (8.-9.) as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: E. Personnel 1. Treatment of Incumbent Work Force Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.E.1. _________ Proposer takes exception to provisions contained in Section IV. E.1. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: Appendix 1 Mandatory Table of Contents Page 9 2. Character, Competence and Professionalism of Personnel 3. Internal Health and Safety Programs 4. Evolving OSHA & Other Regulatory Requirements 5. Discrimination Not Allowed Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.E.(2.-5.) _________ Proposer takes exception to provisions contained in Section IV. E.(2.-5.). as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: F. Management 1. Data and Reporting Requirements Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.F.1. (a.-d.) _________ Proposer takes exception to provisions contained in Section IV. F.1. (a.-d.). as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: Appendix 1 Mandatory Table of Contents Page 10 G. EMS System and Community 1. Participation in EMS System Development 2. Accreditation Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.G. (1.-2.) _________ Proposer takes exception to provisions contained in Section IV.G. (1.-2.). as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: 3. Multi-casualty/Disaster Response 4. Mutual Aid and Stand-by Services Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.G. (3.-4.) _________ Proposer takes exception to provisions contained in Section IV.G. (3.-4.). as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: 5. Permitted Subcontracting 6. Communities May Contract Directly for Level of Effort Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.G. (5.-6.) _________ Proposer takes exception to provisions contained in Section IV.G. (5.-6.). as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: Appendix 1 Mandatory Table of Contents Page 11 7. Supply Exchange and Restock 8. Handling Service Inquiries and Complaints Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.G. (7.-8.) _________ Proposer takes exception to provisions contained in Section IV.G. (7.-8.). as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: H. Administrative Provisions 1. Contractor Payments for Procurement Costs, County Compliance Monitoring, Contract Management, and Regulatory Activities (Plan B only) Attestation for Plan B _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.H.1. _________ Proposer takes exception to provisions contained in Section IV.H.1.. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: 2. No Subsidy System Attestation for Plan B _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.H.2. _________ Proposer takes exception to provisions contained in Section IV.H.2.. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: Appendix 1 Mandatory Table of Contents Page 12 Supporting narrative and/or documentation required. Attestation for Plan A _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.H.2. _________ Proposer takes exception to provisions contained in Section IV.H.2.. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: 3. Contractor Revenue Recovery Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.H. 3. (a.-b.) _________ Proposer takes exception to provisions contained in Section IV.H. 3. (a.-b.) as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: Appendix 1 Mandatory Table of Contents Page 13 4. Federal Healthcare Program Compliance Provisions 5. State Compliance Provisions 6. Billing/Collection Services 7. Market Rights 8. Accounting Procedures 99.County Permit.. 10. Insurance Provisions Insurance documentation required Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.H. (4.-10.) _________ Proposer takes exception to provisions contained in Section IV.G. (4.-10.). as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: Appendix 1 Mandatory Table of Contents Page 14 11. Hold Harmless / Defense / Indemnification / Taxes / Contributions 12. Performance Security Bond 13. Term of Agreement 14. Earned Extension to Agreement 15. Continuous Service Delivery 16. Annual Performance Evaluation Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.H. (10.-16.) _________ Proposer takes exception to provisions contained in Section IV.H. (10.-16.). as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: 17. Default and Provisions for Termination of the Agreement 18. Termination 19. Emergency Takeover 20. Transition Planning 21. LEMSA's Remedies 22. Provisions for Curing Material Breach and Emergency Take Over 23. "Lame duck" Provisions Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.H. (17.-23.) _________ Proposer takes exception to provisions contained in Section IV.H. (17.-23.). as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: Appendix 1 Mandatory Table of Contents Page 15 24. General Provisions Exceptions to General Provisions of Contract Requires Documentation Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section IV.H.24 (a.-o.) _________ Proposer takes exception to provisions contained in Section IV.H.24. (a.-o.) as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: SECTION V. COMPETITIVE CRITERIA A. Clinical 1. Competitive Criterion: Quality Improvement a) Minimum Requirements—Demonstrable Progressive Clinical Quality Improvement Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.A.1.a. _________ Proposer takes exception to provisions contained in Section V.A.1.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment—Quality Management Supporting narrative and/or documentation required. Appendix 1 Mandatory Table of Contents Page 16 2. Competitive Criterion: Clinical and Operational Benchmarking a) Minimum Requirements—Clinical and Operational Benchmarking Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.A.2.a. _________ Proposer takes exception to provisions contained in Section V.A.2.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment—Clinical and Operational Benchmarking 3. Competitive Criterion: Dedicated Clinical Oversight Personnel Supporting narrative and/or documentation required. a) Minimum Requirements—Clinical Leadership Personnel Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.A.3.a. _________ Proposer takes exception to provisions contained in Section V.A.3.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment—Clinical Leadership Personnel Supporting narrative and/or documentation required. Appendix 1 Mandatory Table of Contents Page 17 4. Competitive Criterion: Medical Direction a) Minimum Requirements—Medical Direction Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.A.4.a. _________ Proposer takes exception to provisions contained in Section V.A.4.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment—Medical Direction 5. Competitive Criteria: Focus on Patients and Other Customers Supporting narrative and/or documentation required. a) Minimum Requirements— Focus on Patients and Other Customers Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.A.5.a. _________ Proposer takes exception to provisions contained in Section V.A.5.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment— Focus on Patients and Other Customers Supporting narrative and/or documentation required. Appendix 1 Mandatory Table of Contents Page 18 6. Competitive Criterion: Continuing Education Program Requirements a) Minimum Requirements—Continuing Education Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.A.6.a. _________ Proposer takes exception to provisions contained in Section V.A.6.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment— Continuing Education Supporting narrative and/or documentation required. B. Operations 1. Competitive Criterion: Dispatch and Communications a) Minimum Requirements— Dispatch and Communications Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.B.1.a. _________ Proposer takes exception to provisions contained in Section V.B.1.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment— Dispatch and Communications Supporting narrative and/or documentation required. Appendix 1 Mandatory Table of Contents Page 19 2. Competitive Criterion: Vehicles a) Minimum Requirements—Vehicles Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.B.2.a. _________ Proposer takes exception to provisions contained in Section V.B.2.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment— Vehicles 3. Competitive Criterion: Equipment Supporting narrative and/or documentation required. a) Minimum Requirements—Equipment Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.B.3.a. _________ Proposer takes exception to provisions contained in Section V.B.3.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment— Equipment Supporting narrative and/or documentation required. Appendix 1 Mandatory Table of Contents Page 20 4. Competitive Criterion: Vehicle and Equipment Maintenance a) Minimum Requirements— Vehicle and Equipment Maintenance Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.B.4.a. _________ Proposer takes exception to provisions contained in Section V.B.4.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment— Vehicle and Equipment Maintenance 5. Competitive Criterion: Deployment Planning Supporting narrative and/or documentation required. a) Minimum Requirements— Deployment Planning Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.B.5.a. _________ Proposer takes exception to provisions contained in Section V.B.5.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment— Deployment Planning Supporting narrative and/or documentation required. Appendix 1 Mandatory Table of Contents Page 21 C. Personnel 1. Competitive Criterion: Field Supervision a) Minimum Requirements— Field Supervision Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.C.1.a. _________ Proposer takes exception to provisions contained in Section V.C.1.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment— Field Supervision 2. Competitive Criterion: Work Schedules Supporting narrative and/or documentation required. a) Minimum Requirements— Work Schedules Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.C.2.a. _________ Proposer takes exception to provisions contained in Section V.C.2.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment— Work Schedules Supporting narrative and/or documentation required. Appendix 1 Mandatory Table of Contents Page 22 3. Competitive Criterion: Internal Risk Management/Loss Control Program a) Minimum Requirements—Risk Management Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.C.3.a. _________ Proposer takes exception to provisions contained in Section V.C.3.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment— Risk Management 4. Competitive Criterion: Workforce Engagement Supporting narrative and/or documentation required. a) Minimum Requirements— Workforce Engagement Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.C.4.a. _________ Proposer takes exception to provisions contained in Section V.C.4.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment— Workforce Engagement Supporting narrative and/or documentation required. Appendix 1 Mandatory Table of Contents Page 23 D. Management 1. Key Personnel a) Minimum Requirements—Key Personnel Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.D.1 .a. _________ Proposer takes exception to provisions contained in Section V.D.1.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment—Key Personnel E. EMS System and Community Supporting narrative and/or documentation required. 1. Supporting Improvement in the First Response System a) Minimum Requirements—First Response System Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.E.1.a. _________ Proposer takes exception to provisions contained in Section V.E.1.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment—First Response System Supporting narrative and/or documentation required. Appendix 1 Mandatory Table of Contents Page 24 2. Health Status Improvement and Community Education a) Minimum Requirements—Community Education Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.E.2.a. _________ Proposer takes exception to provisions contained in Section V.E.2.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment—Health Status Improvement and Community Education F. Integration with Healthcare Providers Supporting narrative and/or documentation required. 1. West Side Healthcare District Area a) Minimum Requirements—Collaboration with Healthcare Providers Supporting narrative and/or documentation required. Attestation: _________ Proposer understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.F.1.a. _________ Proposer takes exception to provisions contained in Section V.F.1.a. as delineated below. Proposer recognizes that taking exception with any provision of the Core Requirements may result in finding that the Proposal is unresponsive and result in disqualification. Exceptions: b) Higher Levels of Commitment— Collaboration with Healthcare Providers Supporting narrative and/or documentation required. Appendix 1 Mandatory Table of Contents Page 25 SEPARATE SUBMISSION: FINANCIAL DOCUMENTS A. Financial Documents The Proposer shall submit all of the requested financial documents in a separately sealed containt labeled “Financial Documents.” There shall be one (1) original and five (5) copies plus one (1) electronic version on a disk or USB memory stick. B. Financial Situation Documents The Proposer shall submit the following documents and information supporting the following: 1. Financial Statements 2. Audited Statements Supporting documentation required. (Separate sealed envelope labeled “Financial Documents”) 3. Financial Commitments Supporting documentation required. (Separate sealed envelope labeled “Financial Documents”) 4. Working Capital Supporting documentation required. (Separate sealed envelope labeled “Financial Documents”) 5. Performance Security Supporting documentation required. (Separate sealed envelope labeled “Financial Documents”) 6. Financial Interests Supporting documentation required. (Separate sealed envelope labeled “Financial Documents”) Supporting documentation required. (Separate sealed envelope labeled “Financial Documents”) C. Financial Projections Proposers shall submit the following financial projections and assumptions consistent with the specified templates contained in the Appendices. 1. Revenue projections Supporting documentation required. (Separate sealed envelope labeled “Financial Documents”) Appendix 1 Mandatory Table of Contents Page 26 2. Revenue Flow Projections 3. Expense Projections Supporting documentation required. (Separate sealed envelope labeled “Financial Documents”) 4. One-Time Start Up and Capital Items Supporting documentation required. (Separate sealed envelope labeled “Financial Documents”) 5. Pro Forma Summary Supporting documentation required. (Separate sealed envelope labeled “Financial Documents”) Supporting documentation required. (Separate sealed envelope labeled “Financial Documents”) D. ALS Interfacility Pricing Proposer shall complete and submit the ALS Interfacility Price Sheet in Appendix 20. Supporting documentation required. (Separate sealed envelope labeled “Financial Documents”) Page 97 Appendix 2 MAP OF EXCLUSIVE OPERATING AREA Appendix 2 Exclusive Operating Areas Page 1 Page 98 Appendix 3 EMERGENCY RESPONSE ZONE MAPS Page 99 Appendix 4 COUNTY AMBULANCE ORDINANCE Page 100 Appendix 5 CURRENT AMBULANCE ZONES MAP Page 101 Appendix 6 CALL DENSITY RESPONSE AREAS IN EOA Page 102 Appendix 7 CURRENT AMBULANCE RATES Appendix 7 Contra Costa County Current Approved Ambulance Rates Emergency Base Rate ------------------------------------------------------------------------------- $1,957.19 Mileage Rate (per loaded mile) ------------------------------------------------------------------------ $45.00 Oxygen ----------------------------------------------------------------------------------------------------$175.00 Page 103 PROCUREMENT TIMELINE APPENDIX 8 PROCUREMENT TIME LINE Date Activity 13 January 2015 Board Approval of RFP 27 February 2015 RFP Released 13 March 2015 RFP Questions/Clarifications Due 19 March 2015 Proposer’s Conference 21 May 2015 Proposals due at 4 p.m. and Public Proposal Opening 5 June 2015 Proposer presentations 10 June 2015 Notice of Intent to Award - Protest period Begins 7 July 2015 Presentation to Board; authorization to proceed 17 July 2015 Contract finalized 28-July 2015 Board approval of contract 1 January 2016 Startup of new contract Page 104 Appendix 9 REQUIRED FORMS EXHIBIT A FACE SHEET Page | 1 ***THIS FORM MUST APPEAR AS THE FIRST PAGE OF THE PROPOSAL*** This is a proposal to contract with Contra Costa County to provide emergency medical and ALS interfacility ambulance services. Name of Proposer: Dba: Type Of Organization: Corporation LLC Partnership Other _______ Date Founded Or Incorporated: __/__/____ Legal Address: Phone: (___)____-_____ ext.:_____ Fax: (___)___-_____ (Required For Notification) Federal Tax Identification Number: Contact person: Title: Phone: (___)____-_____ E-Mail: Address For Mailings: (If different from above): Authorized Signature: _________________________________________ Date Submitted: __/___/_____ Print Name: Title: EXHIBIT B DEBARMENT AND SUSPENSION CERTIFICATION Page | 1 The Proposer, under penalty of perjury, certifies that, except as noted below, Proposer, its principal, and any named subcontractor: 1. Is not currently under suspension, debarment, voluntary exclusion, or determination of ineligibility by any federal agency; 2. Has not been suspended, debarred, voluntarily excluded or determined ineligible by any federal agency within the past three years; 3. Does not have a proposed debarment pending; and, 4. Has not been indicted, convicted, or had a civil judgment rendered against it by a court of competent jurisdiction in any matter involving fraud or official misconduct within the past three years. If there are any exceptions to this certification, insert the exceptions in the following space. Exceptions will not necessary result in denial of award, but will be considered in determining Proposer responsibility. For any exception noted above, indicate below to whom it applies, initiating agency, and dates of action. Notes: Providing false information may result in criminal prosecution or administrative sanctions. The above certification is part of the Proposal. Signing this Proposal on the signature portion thereof shall also constitute signature of this Certification. Proposer Name: ______________________________________________________________ Proposer Signature: ____________________________________________________________ Title: ________________________________________________ Date: ___/__/____ EXHIBIT C REFERENCES Page | 1 CURRENT REFERENCES Proposer name:______________________________________________ Company Name: Address: City, State, Zip Code: Contact Person: Telephone Number: (____) _______ - _________ Service Provided: Dates/Type of Service: ___/____/_____, Company Name: Address: City, State, Zip Code: Contact Person: Telephone Number: (____) _______ - _________ Service Provided: Dates/Type of Service: ___/____/_____, EXHIBIT C REFERENCES Page | 2 Company Name: Address: City, State, Zip Code: Contact Person: Telephone Number: (____) _______ - _________ Service Provided: Dates/Type of Service: ___/____/_____, EXHIBIT C REFERENCES Page | 3 FORMER REFERENCES Proposer name: ______________________________________________ Company Name: Address: City, State, Zip Code: Contact Person: Telephone Number: (____) _______ - _________ Service Provided: Dates/Type of Service: ___/____/_____, Company Name: Address: City, State, Zip Code: Contact Person: Telephone Number: (____) _______ - _________ Service Provided: Dates/Type of Service: ___/____/_____, EXHIBIT C REFERENCES Page | 4 Company Name: Address: City, State, Zip Code: Contact Person: Telephone Number: (____) _______ - _________ Service Provided: Dates/Type of Service: ___/____/_____, EXHIBIT D INVESTIGATIVE AUTHORIZATION – INDIVIDUAL Page | 1 The undersigned, being ___________ (title) for __________ (entity), which is a prospective Contractor to provide Emergency Ambulance Services to Contra Costa County recognizes that public health and safety requires assurance of safe, reliable and cost efficient ambulance service. That assurance will require an inquiry into matters which are determined relevant by the Contra Costa County EMS Agency or its agents, such as, but not limited to, the character, reputation, competence of the entity’s owners and key employees. The undersigned specifically acknowledges that such inquiry may involve an investigation of his or her personal work experience, educational qualifications, moral character, financial stability and general background, and specifically agrees that the EMS Agency, or its agents, may undertake a personal investigation of the undersigned for the purpose stated. This authorization shall expire six (6) months from the signature date. AUTHORIZATION FOR SUCH PERSONAL INVESTIGATION IS HEREBY EXPRESSLY GIVEN: ______________________________________________________________________ Date: _____/____/_______ Individual Name ACKNOWLEDGEMENT STATE OF ______________________________________________ COUNTY OF ____________________________________________ On this _______ day of _______, 20____, before me, the undersigned, a Notary Public in and for said County and State, personally appears ________________ to me known to be the person described herein and who executed the foregoing Affirmation Statement, and acknowledged that he/she executed the same as his/her free act and deed. Witness my hand and Notarial Seal subscribed and affixed in said County and State, the day and year above written. Notary Public;__________________________________________________ Notary Public Seal Commission Expiration Date: ___/___/____ EXHIBIT E INVESTIGATIVE AUTHORIZATION – ENTITY Page | 1 The undersigned entity, a prospective Contractor to provide Emergency Ambulance Services for Contra Costa County recognizes that public health and safety requires assurance of safe, reliable and cost-efficient ambulance service. That assurance will require inquiry into aspects of entity’s operations determined relevant by the Contra Costa County EMS Agency, or its agents. The entity specifically agrees that the Contra Costa County EMS Agency or its agents may conduct an investigation for the purpose into, but not limited to the following matters; 1. The financial stability of the entity, including its owners and officers, any information regarding potential conflict of interests, past problems in dealing with other clients or cities where the entity has rendered service, or any other aspect of the entity operations or its structure, ownership or key personnel which might reasonably be expected to influence the Contra Costa County EMS Agency’s selection decision. 2. The entity’s current business practices, including employee compensation and benefits arrangements, pricing practices, billings and collections practices, equipment replacement and maintenance practices, in-service training programs, means of competing with other companies, employee discipline practices, public relations efforts, current and potential obligations to other buyers, and genera internal personnel relations. 3. The attitude of current and previous customers of the entity toward the entity’s services and general business practices, including patients or families of patients served by the entity, physicians or other health care professionals knowledgeable of the entity’s past work, as well as other units of local government with which the entity has dealt in the past. 4. Other business in which entity owners and/or other key personnel in the entity currently have a business interest. 5. The accuracy and truthfulness of any information submitted by the entity in connection with such evaluation. EXHIBIT E INVESTIGATIVE AUTHORIZATION – ENTITY Page | 2 This authorization shall expire six (6) months from the date of the signature. AUTHORIZATION FOR SUCH INVESTIGATION IS HEREBY EXPRESSLY GIVEN BY THE ENTITY: Entity Name: _________________________________________________ Authorized Representative (Signature): ___________________________________________ Authorized Representative (Printed):___________________________________ Title: ______________________________ Date: __/___/___ ACKNOWLEDGEMENT STATE OF ______________________________________________________ COUNTY OF ____________________________________________________ On this _________ day of _______, 20____, before me appeared __________ to me personally known, who being by me duly sworn, did say that he/she is the _________ of ___________ and that said instrument was signed in behalf of said entity by authority delegated to him/her, and said affiant acknowledges said instrument to be the free act and deed of said entity. In WITNESS WHEREOF, I have hereunto set by hand and affixed my official seal the day and year last above written. ___________________________________________________________ Notary Public Notary Public Seal Commission Expiration Date: ___/___/_____ Page 105 Appendix 10 STIPULATED AMBULANCE CHARGES Appendix 10 Contra Costa County Stipulated Ambulance Rates for Year 1 of Contract Emergency Base Rate ------------------------------------------------------------------------------- $2,100.00 Mileage Rate (per loaded mile) ------------------------------------------------------------------------ $50.00 Oxygen ----------------------------------------------------------------------------------------------------$175.00 Treat and Refused Transport -------------------------------------------------------------------------$450.00 Page 106 Appendix 11 SUBSIDY REQUEST FORM Appendix 11 Plan A Subsidy Requirements Proposer shall identify any subsidies required to support the level of service and performance requirements for Plan A. An annual subsidy for each of the first five years of the term of the Agreement shall be identified in this submission, if a subsidy is required. Year One Subsidy: -------------------------------------------------------------------- $_________________________ Year Two Subsidy: ------------------------------------------------------------------- $_________________________ Year Three Subsidy: ----------------------------------------------------------------- $_________________________ Year Four Subsidy: ------------------------------------------------------------------- $_________________________ Year Five Subsidy: ------------------------------------------------------------------- $_________________________ FIRM: __________________________________________________________________________ SIGNATURE:___________________________________________________________________ DATE: ___/____/_____ PRINTED NAME: _____________________________________________________________ TITLE: _________________________________________________________________________ Page 107 Appendix 12 INSURANCE REQUIRMENTS APPENDIX 12 INSURANCE REQUIREMENTS Page | 1 1. EVIDENCE OF INSURANCE: Certificates of insurance are required from a reputable insurer evidencing all overages required for the term of any contract that may be awarded pursuant to this RFP. 2. COUNTY NAMED AS ADDITIONAL INSURED: The County’s insurance requirements for Additional Insured reads, “All insurance required above with the exception shall be endorsed to name as additional insured.” An endorsement is an amendment to a contract, such as an insurance policy, by which the original terms are changed. The insurance certificate (also known as the “Accord”) carries a disclaimer, “This certificate is issued as a matter of information only and confers no rights upon the certificate holder. This certificate does not amend, extend or alter the coverage afforded by the policy below.” Additional insured listed in the description box are not a proper risk transfer. Any amendment or extension of the coverage such as an additional insured should be provided by a separate endorsement page or copy of the policy. 3. INSURANCE PROVISIONS 3.1 CONTRACTOR shall obtain and maintain in full force and effect throughout the term of this Agreement, and thereafter as to matters occurring during the term of this Agreement, the following insurance coverage: (a) Workers' Compensation insurance. If and to the extent required by law during the term of this Agreement, CONTRACTOR shall provide workers' compensation insurance for the performance of any of CONTRACTOR's duties under this Agreement; including but not limited to, coverage for workers' compensation and employer's liability and a waiver of subrogation, and shall provide COUNTY with certification of all such coverages upon request by COUNTY’s Risk Manager. (b) Liability insurance.CONTRACTOR shall obtain and maintain in full force and effect during the term of this Agreement the following liability insurance coverages, issued by a company with an A.M. Best rating of A: VII or better: 1. General Liability. Commercial general liability [CGL] insurance coverage (personal injury and property damage) of not less than FIVE MILLION DOLLARS ($5,000,000) combined single limit per occurrence, covering liability or claims for any personal injury, including death, to any person and/or damage to the property of any person arising from the acts or omissions of CONTRACTOR or any officer, agent, or employee of CONTRACTOR under this Agreement. If the coverage includes an aggregate limit, the APPENDIX 12 INSURANCE REQUIREMENTS Page | 2 aggregate limit shall be no less than twice the per occurrence limit. 2.Professional Liability/Errors and Omissions. Professional liability [or errors and omissions] insurance for all activities of CONTRACTOR arising out of or in connection with this Agreement in an amount not less than THREE MILLION DOLLARS ($3,000,000) per claim. 3.Comprehensive Automobile Liability Insurance. Comprehensive automobile liability insurance (Bodily Injury and Property Damage) on owned, hired, leased and non-owned vehicles used in conjunction with CONTRACTOR's business of not less than THREE MILLION DOLLARS ($3,000,000) combined single limit per occurrence. (c) Certificates. All insurance coverages referenced in 7(b), above, shall be evidenced by one or more certificates of coverage or, with the approval of COUNTY's Risk Manager, demonstrated by other evidence of coverage acceptable to COUNTY's Risk Manager, which shall be filed by CONTRACTOR with the County Fire Department prior to commencement of performance of any of CONTRACTOR's duties; shall reference this Agreement by its COUNTY number or title and department; shall be kept current during the term of this Agreement; shall provide that COUNTY be given no less than thirty (30) days prior written notice of any non-renewal, cancellation, other termination, or material change, except that only ten (10) days prior written notice shall be required where the cause of non- renewal or cancellation is non-payment of premium; and shall provide that the inclusion of more than one insured shall not operate to impair the rights of one insured against another insured, the coverage afforded applying as though separate policies had been issued to each insured, but the inclusion of more than one insured shall not operate to increase the limits of the company's liability. For the insurance coverages referenced in 7(b)(1) and (3), CONTRACTOR shall also file with the evidence of coverage an endorsement from the insurance provider naming COUNTY, its officers, employees, agents and volunteers as additional insureds and waiving subrogation, and the certificate or other evidence of coverage shall provide that if the same policy applies to activities of CONTRACTOR not covered by this Agreement then the limits in the applicable certificate relating to the additional insured coverage of COUNTY shall pertain only to liability for activities of CONTRACTOR under this Agreement, and that the insurance APPENDIX 12 INSURANCE REQUIREMENTS Page | 3 provided is primary coverage to COUNTY with respect to any insurance or self-insurance programs maintained by COUNTY. The additional insured endorsements for the general liability coverage shall use Insurance Services Office (ISO) Form No. CG 20 09 11 85 or CG 20 10 11 85, or equivalent, including (if used together) CG 2010 10 01 and CG 2037 10 01; but shall not use the following forms: CG 20 10 10 93 or 03 94. Upon request of COUNTY’s Risk Manager, CONTRACTOR shall provide or arrange for the insurer to provide within thirty (30) days of the request, certified copies of the actual insurance policies or relevant portions thereof. (d) Deductibles/Retentions. Any deductibles or self-insured retentions shall be declared to, and be subject to approval by, COUNTY’s Risk Manager, which approval shall not be denied unless the COUNTY's Risk Manager determines that the deductibles or self-insured retentions are unreasonably large in relation to compensation payable under this Agreement and the risks of liability associated with the activities required of CONTRACTOR by this Agreement. At the option of and upon request by COUNTY’s Risk Manager if the Risk Manager determines that such deductibles or retentions are unreasonably high, either the insurer shall reduce or eliminate such deductibles or self-insurance retentions as respects COUNTY, its officers, employees, agents and volunteers or CONTRACTOR shall procure a bond guaranteeing payment of losses and related investigations, claims administration and defense expenses. Page 108 Appendix 13 SAMPLE STANDARD COUNTY CONTRACT Initials:___________ _____________ Contractor County Dept. 1.Compliance with Law. Contractor is subject to and must comply with all applicable federal, state, and local laws and regulations with respect to its performance under this Contract, including but not limited to, licensing, employment, and purchasing practices; and wages, hours, and conditions of employment, including nondiscrimination. 2.Inspection. Contractor's performance, place of business, and records pertaining to this Contract are subject to monitoring, inspection, review and audit by authorized representatives of the County, the State of California, and the United States Government. 3.Records. Contractor must keep and make available for inspection and copying by authorized representatives of the County, the State of California, and the United States Government, the Contractor's regular business records and such additional records pertaining to this Contract as may be required by the County. a.Retention of Records. Contractor must retain all documents pertaining to this Contract for five years from the date of submission of Contractor's final payment demand or final Cost Report; for any further period that is required by law; and until all federal/state audits are complete and exceptions resolved for this Contract's funding period. Upon request, Contractor must make these records available to authorized representatives of the County, the State of California, and the United States Government. b.Access to Books and Records of Contractor, Subcontractor. Pursuant to Section 1861(v)(1) of the Social Security Act, and any regulations promulgated thereunder, Contractor must, upon written request and until the expiration of five years after the furnishing of services pursuant to this Contract, make available to the County, the Secretary of Health and Human Services, or the Comptroller General, or any of their duly authorized representatives, this Contract and books, documents, and records of Contractor necessary to certify the nature and extent of all costs and charges hereunder. Further, if Contractor carries out any of the duties of this Contract through a subcontract with a value or cost of $10,000 or more over a twelve-month period, such subcontract must contain a clause to the effect that upon written request and until the expiration of five years after the furnishing of services pursuant to such subcontract, the subcontractor must make available to the County, the Secretary, the Comptroller General, or any of their duly authorized representatives, the subcontract and books, documents, and records of the subcontractor necessary to verify the nature and extent of all costs and charges thereunder. This provision is in addition to any and all other terms regarding the maintenance or retention of records under this Contract and is binding on the heirs, successors, assigns and representatives of Contractor. 4.Reporting Requirements. Pursuant to Government Code Section 7550, Contractor must include in all documents and written reports completed and submitted to County in accordance with this Contract, a separate section listing the numbers and dollar amounts of all contracts and subcontracts relating to the preparation of each such document or written report. This section applies only if the Payment Limit of this Contract exceeds $5,000. Initials:___________ _____________ Contractor County Dept. 5.Termination and Cancellation. a.Written Notice. This Contract may be terminated by either party, in its sole discretion, upon thirty-day advance written notice thereof to the other, and may be cancelled immediately by written mutual consent. b.Failure to Perform. County, upon written notice to Contractor, may immediately terminate this Contract should Contractor fail to perform properly any of its obligations hereunder. In the event of such termination, County may proceed with the work in any reasonable manner it chooses. The cost to County of completing Contractor's performance will be deducted from any sum due Contractor under this Contract, without prejudice to County's rights to recover damages. c.Cessation of Funding. Notwithstanding any contrary language in Paragraphs 5 and 11, in the event that federal, state, or other non-County funding for this Contract ceases, this Contract is terminated without notice. 6.Entire Agreement. This Contract contains all the terms and conditions agreed upon by the parties. Except as expressly provided herein, no other understanding, oral or otherwise, regarding the subject matter of this Contract will be deemed to exist or to bind any of the parties hereto. 7.Further Specifications for Operating Procedures. Detailed specifications of operating procedures and budgets required by this Contract, including but not limited to, monitoring, evaluating, auditing, billing, or regulatory changes, may be clarified in a written letter signed by Contractor and the department head, or designee, of the county department on whose behalf this Contract is made. No written clarification prepared pursuant to this Section will operate as an amendment to, or be considered to be a part of, this Contract. 8.Modifications and Amendments. a.General Amendments. In the event that the total Payment Limit of this Contract is less than $100,000 and this Contract was executed by the County’s Purchasing Agent, this Contract may be modified or amended by a written document executed by Contractor and the County’s Purchasing Agent or the Contra Costa County Board of Supervisors, subject to any required state or federal approval. In the event that the total Payment Limit of this Contract exceeds $100,000 or this Contract was initially approved by the Board of Supervisors, this Contract may be modified or amended only by a written document executed by Contractor and the Contra Costa County Board of Supervisors or, after Board approval, by its designee, subject to any required state or federal approval. b.Minor Amendments. The Payment Provisions and the Service Plan may be amended by a written administrative amendment executed by Contractor and the County Administrator (or designee), subject to any required state or federal approval, provided that such administrative amendment may not increase the Payment Limit of this Contract or reduce the services Contractor is obligated to provide pursuant to this Contract. 9.Disputes. Disagreements between County and Contractor concerning the meaning, requirements, or performance of this Contract shall be subject to final written determination by the head of the county department for which this Contract is made, or his designee, or in accordance with the applicable procedures (if any) required by the state or federal government. 10.Choice of Law and Personal Jurisdiction. Initials:___________ _____________ Contractor County Dept. a. This Contract is made in Contra Costa County and is governed by, and must be construed in accordance with, the laws of the State of California. b. Any action relating to this Contract must be instituted and prosecuted in the courts of Contra Costa County, State of California. 11.Conformance with Federal and State Regulations and Laws. Should federal or state regulations or laws touching upon the subject of this Contract be adopted or revised during the term hereof, this Contract will be deemed amended to assure conformance with such federal or state requirements. 12.No Waiver by County. Subject to Paragraph 9. (Disputes) of these General Conditions, inspections or approvals, or statements by any officer, agent or employee of County indicating Contractor's performance or any part thereof complies with the requirements of this Contract, or acceptance of the whole or any part of said performance, or payments therefor, or any combination of these acts, do not relieve Contractor's obligation to fulfill this Contract as prescribed; nor is the County thereby prevented from bringing any action for damages or enforcement arising from any failure to comply with any of the terms and conditions of this Contract. 13.Subcontract and Assignment. This Contract binds the heirs, successors, assigns and representatives of Contractor. Prior written consent of the County Administrator or his designee, subject to any required state or federal approval, is required before the Contractor may enter into subcontracts for any work contemplated under this Contract, or before the Contractor may assign this Contract or monies due or to become due, by operation of law or otherwise. 14.Independent Contractor Status. The parties intend that Contractor, in performing the services specified herein, is acting as an independent contractor and that Contractor will control the work and the manner in which it is performed. This Contract is not to be construed to create the relationship between the parties of agent, servant, employee, partnership, joint venture, or association. Contractor is not a County employee. This Contract does not give Contractor any right to participate in any pension plan, workers’ compensation plan, insurance, bonus, or similar benefits County provides to its employees. In the event that County exercises its right to terminate this Contract, Contractor expressly agrees that it will have no recourse or right of appeal under any rules, regulations, ordinances, or laws applicable to employees. 15.Conflicts of Interest. Contractor covenants that it presently has no interest and that it will not acquire any interest, direct or indirect, that represents a financial conflict of interest under state law or that would otherwise conflict in any manner or degree with the performance of its services hereunder. Contractor further covenants that in the performance of this Contract, no person having any such interests will be employed by Contractor. If requested to do so by County, Contractor will complete a “Statement of Economic Interest” form and file it with County and will require any other person doing work under this Contract to complete a “Statement of Economic Interest” form and file it with County. Contractor covenants that Contractor, its employees and officials, are not now employed by County and have not been so employed by County within twelve months immediately preceding this Contract; or, if so employed, did not then and do not now occupy a position that would create a conflict of interest under Government Code section 1090. In addition to any indemnity provided by Contractor in this Contract, Contractor will indemnify, defend, and hold the County harmless from any and all claims, investigations, liabilities, or damages resulting from or related to any and all alleged conflicts of interest. Contractor warrants that it has not provided, attempted to provide, or offered to provide any money, gift, gratuity, thing of value, or compensation of any kind to obtain this Contract. 16.Confidentiality. To the extent allowed under the California Public Records Act, Contractor agrees to comply and to require its officers, partners, associates, agents and employees to comply with all applicable state or federal statutes or regulations respecting confidentiality, including but not limited to, the identity of persons served under this Contract, Initials:___________ _____________ Contractor County Dept. their records, or services provided them, and assures that no person will publish or disclose or permit or cause to be published or disclosed, any list of persons receiving services, except as may be required in the administration of such service. Contractor agrees to inform all employees, agents and partners of the above provisions, and that any person knowingly and intentionally disclosing such information other than as authorized by law may be guilty of a misdemeanor. 17.Nondiscriminatory Services. Contractor agrees that all goods and services under this Contract will be available to all qualified persons regardless of age, gender, race, religion, color, national origin, ethnic background, disability, or sexual orientation, and that none will be used, in whole or in part, for religious worship. 18.Indemnification. Contractor will defend, indemnify, save, and hold harmless County and its officers and employees from any and all claims, demands, losses, costs, expenses, and liabilities for any damages, fines, sickness, death, or injury to person(s) or property, including any and all administrative fines, penalties or costs imposed as a result of an administrative or quasi-judicial proceeding, arising directly or indirectly from or connected with the services provided hereunder that are caused, or claimed or alleged to be caused, in whole or in part, by the negligence or willful misconduct of Contractor, its officers, employees, agents, contractors, subcontractors, or any persons under its direction or control. If requested by County, Contractor will defend any such suits at its sole cost and expense. If County elects to provide its own defense, Contractor will reimburse County for any expenditures, including reasonable attorney’s fees and costs. Contractor’s obligations under this section exist regardless of concurrent negligence or willful misconduct on the part of the County or any other person; provided, however, that Contractor is not required to indemnify County for the proportion of liability a court determines is attributable to the sole negligence or willful misconduct of the County, its officers and employees. This provision will survive the expiration or termination of this Contract. 19.Insurance. During the entire term of this Contract and any extension or modification thereof, Contractor shall keep in effect insurance policies meeting the following insurance requirements unless otherwise expressed in the Special Conditions: a.Commercial General Liability Insurance.For all contracts where the total payment limit of the contract is $500,000 or less, Contractor will provide commercial general liability insurance, including coverage for business losses and for owned and non-owned automobiles, with a minimum combined single limit coverage of $500,000 for all damages, including consequential damages, due to bodily injury, sickness or disease, or death to any person or damage to or destruction of property, including the loss of use thereof, arising from each occurrence. Such insurance must be endorsed to include County and its officers and employees as additional insureds as to all services performed by Contractor under this Contract. Said policies must constitute primary insurance as to County, the state and federal governments, and their officers, agents, and employees, so that other insurance policies held by them or their self-insurance program(s) will not be required to contribute to any loss covered under Contractor’s insurance policy or policies. Contractor must provide County with a copy of the endorsement making the County an additional insured on all commercial general liability policies as required herein no later than the effective date of this Contract. For all contracts where the total payment limit is greater than $500,000, the aforementioned insurance coverage to be provided by Contractor must have a minimum combined single limit coverage of $1,000,000. b.Workers' Compensation. Contractor must provide workers' compensation insurance coverage for its employees. c.Certificate of Insurance. The Contractor must provide County with (a) certificate(s) of insurance evidencing liability and worker's compensation insurance as required herein no later than the effective date of this Contract. If Contractor should renew the insurance policy(ies) or acquire either a new insurance policy(ies) or amend the Initials:___________ _____________ Contractor County Dept. coverage afforded through an endorsement to the policy at any time during the term of this Contract, then Contractor must provide (a) current certificate(s) of insurance. d.Additional Insurance Provisions.No later than five days after Contractor’s receipt of: (i) a notice of cancellation, a notice of an intention to cancel, or a notice of a lapse in any of Contractor’s insurance coverage required by this Contract; or (ii) a notice of a material change to Contractor’s insurance coverage required by this Contract, Contractor will provide Department a copy of such notice of cancellation, notice of intention to cancel, notice of lapse of coverage, or notice of material change. Contractor’s failure to provide Department the notice as required by the preceding sentence is a default under this Contract 20.Notices. All notices provided for by this Contract must be in writing and may be delivered by deposit in the United States mail, postage prepaid. Notices to County must be addressed to the head of the county department for which this Contract is made. Notices to Contractor must be addressed to the Contractor's address designated herein. The effective date of notice is the date of deposit in the mails or of other delivery, except that the effective date of notice to County is the date of receipt by the head of the county department for which this Contract is made. 21.Primacy of General Conditions. In the event of a conflict between the General Conditions and the Special Conditions, the General Conditions govern unless the Special Conditions or Service Plan expressly provide otherwise. 22.Nonrenewal. Contractor understands and agrees that there is no representation, implication, or understanding that the services provided by Contractor under this Contract will be purchased by County under a new contract following expiration or termination of this Contract, and Contractor waives all rights or claims to notice or hearing respecting any failure to continue purchasing all or any such services from Contractor. 23.Possessory Interest. If this Contract results in Contractor having possession of, claim or right to the possession of land or improvements, but does not vest ownership of the land or improvements in the same person, or if this Contract results in the placement of taxable improvements on tax exempt land (Revenue & Taxation Code Section 107), such interest or improvements may represent a possessory interest subject to property tax, and Contractor may be subject to the payment of property taxes levied on such interest. Contractor agrees that this provision complies with the notice requirements of Revenue & Taxation Code Section 107.6, and waives all rights to further notice or to damages under that or any comparable statute. 24.No Third-Party Beneficiaries. Nothing in this Contract may be construed to create, and the parties do not intend to create, any rights in third parties. 25.Copyrights, Rights in Data, and Works Made for Hire. Contractor will not publish or transfer any materials produced or resulting from activities supported by this Contract without the express written consent of the County Administrator. All reports, original drawings, graphics, plans, studies and other data and documents, in whatever form or format, assembled or prepared by Contactor or Contractor’s subcontractors, consultants, and other agents in connection with this Contract are “works made for hire” (as defined in the Copyright Act, 17 U.S.C. Section 101 et seq., as amended) for County, and Contractor unconditionally and irrevocably transfers and assigns to Agency all right, title, and interest, including all copyrights and other intellectual property rights, in or to the works made for hire. Unless required by law, Contractor shall not publish, transfer, discuss, or disclose any of the above-described works made for hire or any information gathered, discovered, or generated in any way through this Agreement, without County’s prior express written consent. If any of the works made for hire is subject to copyright protection, County reserves the right to copyright such works and Contractor agrees not to copyright such works. If any works made for hire are copyrighted, County reserves a royalty-free, irrevocable license to reproduce, publish, and use the works made for hire, in whole or in part, without restriction or limitation, and to authorize others to do so. Initials:___________ _____________ Contractor County Dept. 26.Endorsements. In its capacity as a contractor with Contra Costa County, Contractor will not publicly endorse or oppose the use of any particular brand name or commercial product without the prior written approval of the Board of Supervisors. In its County-contractor capacity, Contractor will not publicly attribute qualities or lack of qualities to a particular brand name or commercial product in the absence of a well-established and widely accepted scientific basis for such claims or without the prior written approval of the Board of Supervisors. In its County-contractor capacity, Contractor will not participate or appear in any commercially produced advertisements designed to promote a particular brand name or commercial product, even if Contractor is not publicly endorsing a product, as long as the Contractor's presence in the advertisement can reasonably be interpreted as an endorsement of the product by or on behalf of Contra Costa County. Notwithstanding the foregoing, Contractor may express its views on products to other contractors, the Board of Supervisors, County officers, or others who may be authorized by the Board of Supervisors or by law to receive such views. 27.Required Audit. (A) If Contractor is funded by $500,000 or more in federal grant funds in any fiscal year from any source, Contractor must provide to County, at Contractor's expense, an audit conforming to the requirements set forth in the most current version of Office of Management and Budget Circular A-133. (B) If Contractor is funded by less than $500,000 in federal grant funds in any fiscal year from any source, but such grant imposes specific audit requirements, Contractor must provide County with an audit conforming to those requirements. (C) If Contractor is funded by less than $500,000 in federal grant funds in any fiscal year from any source, Contractor is exempt from federal audit requirements for that year; however, Contractor's records must be available for and an audit may be required by, appropriate officials of the federal awarding agency, the General Accounting Office (GAO), the pass- through entity and/or the County. If any such audit is required, Contractor must provide County with such audit. With respect to the audits specified in (A), (B) and (C) above, Contractor is solely responsible for arranging for the conduct of the audit, and for its cost. County may withhold the estimated cost of the audit or 10 percent of the contract amount, whichever is greater, or the final payment, from Contractor until County receives the audit from Contractor. 28.Authorization. Contractor, or the representative(s) signing this Contract on behalf of Contractor, represents and warrants that it has full power and authority to enter into this Contract and to perform the obligations set forth herein. 29.No Implied Waiver. The waiver by County of any breach of any term or provision of this Contract will not be deemed to be a waiver of such term or provision or of any subsequent breach of the same or any other term or provision contained herein. Initials:___________ _____________ Contractor County Dept. Number: HIPAA BUSINESS ASSOCIATE ATTACHMENT __________ To the extent, and as long as required by the Health Insurance Portability and Accountability Act of 1996 and the Health Information Technology for Economic and Clinical Health Act, this HIPAA Business Associate Attachment (“Attachment”) supplements and is made a part of the Contract identified as Number _________ (hereinafter referred to as “Agreement”) by and between a Covered Entity (Contra Costa County for its Health Services Department, hereinafter referred to as “County”) and Business Associate (the Contractor identified in the Agreement, hereinafter referred to as “Associate”). A. County wishes to disclose certain information to Associate pursuant to the terms of the Agreement, some of which may constitute Protected Health Information (“PHI”), defined below. B. County and Associate intend to protect the privacy and provide for the security of PHI disclosed to Associate pursuant to the Agreement as required by the Health Insurance Portability and Accountability Act of 1996 (“HIPAA”), the Health Information Technology for Economic and Clinical Health Act (“HITECH Act”), and the regulations promulgated thereunder (collectively, the “HIPAA Regulations”), and other applicable laws. C. As part of the HIPAA Regulations, the Privacy Rule and the Security Rule, defined below, require County to enter into a contract containing specific requirements with Associate prior to the disclosure of PHI, as set forth in, but not limited to, Title 45, Sections 164.314(a), 164.502(e), and 164.504(e) of the Code of Federal Regulations and contained in this Attachment. In consideration of the mutual promises below and the exchange of information pursuant to this Attachment, the parties agree as follows: 1. DDefinitions. As used in this Attachment, the following terms have the following meanings: a. BBreach has the meaning given to such term under the HITECH Act set forth at 42 U.S.C. Section 17921. b. BBusiness Associate (“Associate”) means an individual or entity that provides services, arranges, performs or assists in the performance of activities on behalf of the County and who uses or discloses PHI, pursuant to the HIPAA Regulations including, but not limited to, 42 U.S.C. Section 17938 and 45 C.F.R. Section 160.103. c. CCovered Entity (“County”) means Contra Costa County for its Health Services Department. d. DData Aggregation has the meaning given to such term under the Privacy Rule, including, but not limited to, 45 C.F.R. Section 164.501, as in effect or as amended. e. DDesignated Record Set has the meaning given to such term under the Privacy Rule, including, but not limited to, 45 C.F.R. Section 164.501, as in effect or as amended. f. EElectronic Media is: (1) Electronic storage media including memory devices in computers (hard drives) and any removable/transportable digital memory medium, such as magnetic tape or disk, optical disk, or digital memory card; or (2) Transmission media used to exchange information already in electronic storage media. Transmission media include, for example, the Internet (wide-open), extranet (using internet technology to link a business with information accessible only to collaborating parties), leased lines, dial-up lines, private networks, and the physical movement of removable/transportable electronic storage media. g. EElectronic Protected Health Information (ePHI) is any Protected Health Information that is stored in or transmitted by electronic media. h. EElectronic Health Record has the meaning given to such term under the HITECH Act, including, but not limited to, 42 U.S.C. Section 17921. Initials:___________ _____________ Contractor County Dept. i. HHealth Care Operations has the meaning given to such term under the Privacy Rule, including, but not limited to, 45 C.F.R. Section 164.501, as in effect or as amended. j. PPrivacy Rule means the Standards for Privacy of Individually Identifiable Health Information set forth in 45 C.F.R. Parts 160 and 164, as in effect or as amended. k. PProtected Health Information (“PHI”) means any information in any form or medium, including oral, paper, or electronic: (i) that relates to the past, present or future physical or mental condition of an individual; the provision of health care to an individual; or the past, present or future payment for the provision of health care to an individual; and (ii) that identifies the individual or with respect to which there is a reasonable basis to believe the information can be used to identify the individual, and shall have the meaning given to such term under the Privacy Rule, including, but not limited to, 45 C.F.R. Section 164.501. Protected Health Information includes electronic Protected Health Information (45 C.F.R. Sections 160.103, 164.501). l. PProtected Information means PHI provided by County to Associate or created or received by Associate on behalf of the County in connection with the Agreement. m. RRequired by Law has the same meaning given to such term under the Privacy Rule, including, but not limited to, 45 C.F.R. Section 164.103. n. SSecurity Incident means the attempted or successful unauthorized access, use, disclosure, modification, or destruction of information or interference with system operations in an information system. o. SSecurity Rule means the standards for protecting the security of electronic Protected Health Information in 45 C.F.R. Parts 160 and 164, as in effect or as amended. p. UUnsecured PHI shall have the meaning given to such term under the HITECH Act and any guidance issued pursuant to said Act including, but not limited to, 42 U.S.C. Section 17932(h). Terms used, but not defined, in this Attachment will have the same meanings as those terms are given in the HIPAA Privacy Rule. 2. OObligations of Associate. a. PPermitted Uses. Associate shall not use Protected Information except for the purpose of performing Associate’s obligations under the Agreement and as permitted under the Agreement and this Attachment, or as Required by Law. Further, Associate shall not use Protected Information in any manner that would constitute a violation of the Privacy Rule or the HITECH Act. b. PPermitted Disclosures. Associate shall not disclose Protected Information in any manner that would constitute a violation of the Privacy Rule or the HITECH Act if so disclosed by County. However, Associate may disclose Protected Information (i) in a manner permitted pursuant to the Agreement and this Attachment, (ii) for the proper management and administration of Associate, (iii) as Required by Law, or (iv) for Data Aggregation purposes for the Health Care Operations of County. To the extent that Associate discloses Protected Information to a third party, Associate must obtain, prior to making any such disclosure (i) reasonable written assurances from such third party that such Protected Information will be held confidential as provided pursuant to this Attachment and only disclosed as Required By Law or for the purposes for which it was disclosed to such third party, and (ii) a written agreement from such third party to immediately notify Associate or any breaches of confidentiality of the Protected Information, to the extent it has obtained knowledge of such breach. c. PProhibited Uses and Disclosures. Associate shall not use or disclose Protected Information for fundraising or marketing purposes. Associate shall not disclose Protected Information to a health plan for payment or health care operations purposes if the patient has requested this special restriction, and has paid out-of- pocket in full for the health care item or services to which the PHI solely relates (42 U.S.C. Section 17935(a)). Associate shall not directly or indirectly receive remuneration in exchange for Protected Information, except with the prior written consent of County and as permitted by the HITECH Act, 42 Initials:___________ _____________ Contractor County Dept. U.S.C. Section 17935(d)(2); however, this prohibition shall not affect payment by County to Associate for services provided pursuant to the Agreement. d. AAppropriate Safeguards. Associate agrees to implement administrative, physical, and technical safeguards that reasonably and appropriately protect the confidentiality, integrity, and availability of Protected Information that it creates, receives, maintains, or transmits on behalf of County as required by the Agreement or this Attachment and in accordance with 42 C.F.R. Sections 164.308, 164.310, and 164.312. Associate shall comply with the policies and procedures and documentation requirements of the Security Rule, including, but not limited to, 45 C.F.R. Section 164.316. e. RReporting of Improper Use or Disclosure. Associate will notify County in writing within twenty-four (24) hours of its discovery of any security incident or any other use or disclosure of Protected Information not permitted by the Agreement or this Attachment of which Associate or its officers, employees or agents become aware, without unreasonable delay, and in no case later than ten (10) calendar days after discovery. Associate will take (i) prompt corrective action to cure any deficiencies and (ii) any action pertaining to such unauthorized disclosure required by applicable federal and state laws and regulations. f. Associate’s Agents. Associate agrees to ensure that any agents, including subcontractors, to whom it provides Protected Information, agree in writing to the same restrictions and conditions that apply to Associate with respect to such Protected Information and implement the safeguards required by paragraph c, above, with respect to ePHI. Associate agrees to implement and maintain sanctions against agents and subcontractors who violate such restrictions and will mitigate the effects of any such violation. g. AAccess to Protected Information. Associate agrees to make Protected Information maintained by Associate or its agents or subcontractors in Designated Record Sets available to County for inspection and copying within ten (10) days of request by County to enable County to fulfill its obligations under the Privacy Rule set forth at 45 C.F.R. Section 164.524. If Associate maintains an Electronic Health Records, Associate shall provide such information in electronic format to enable County to fulfill its obligations under the HITECH Act, including, but not limited to, 42 U.S.C. Section 17935(e). h. AAmendment of Protected Information. Within ten (10) days of receipt of a request from County for an amendment of Protected Information or a record about an individual contained in a Designated Record Set, Associate or its agents or subcontractors will make such Protected Information available to County for amendment and incorporate any such amendment to enable County to fulfill its obligations under the Privacy Rule set forth at 45 C.F.R. Section 164.526. If any individual requests an amendment of Protected Information directly from Associate or its agents or subcontractors, Associate must notify County within five (5) calendar days of the request, without unreasonable delay. County, and not Associate, will determine if and when to deny a request for an amendment of Protected Information maintained by Associate. i. AAvailability and Accounting of Information. Within ten (10) calendar days of notice by County of a request for an accounting of disclosure of Protected Information, Associate and its agents or subcontractors shall make available to County the information required to provide an accounting of disclosures to enable County to fulfill its obligations under the Privacy Rule set forth at 45 C.F.R. Section 164.528, and the HITECH Act, including, but not limited to, 42 U.S.C. Section 17935(c), as determined by County. As set forth in, and as limited by, 45 C. F. R. Section 164.528, Associate need not provide an accounting to County of disclosures: (i) to carry out treatment, payment or health care operations, as set forth in 45 C.F.R. Section 164.502; (ii) to individuals of PHI about them as set forth in 45 C. F. R. 164.502; (iii) to persons involved in the individual’s care or other notification purposes as set forth in 45 C. F. R. Section 164.510; (iv) for national security or intelligence purposes as set forth in 45 C.F.R. Section 164.512(k)(2); or (v) to correctional institutions or law enforcement officials as set forth in 45 C.F.R. Section 164.512(k)(5). Associate agrees to implement a process that allows for an accounting to be collected and maintained by Associate and its agents or subcontractors for at least six (6) years prior to the request, but not before the compliance date of the Privacy Rule. However, accounting of disclosures from an Electronic Health Record for treatment, payment or health care operations purposes are required to be collected and maintained for only three (3) years prior to the request, and only to the extent that Associate maintains an electronic health record and is subject to this requirement. At a minimum, such information must include: (i) the date of disclosure; (ii) the name of the Initials:___________ _____________ Contractor County Dept. entity or person who received Protected Information and , if known, the address of the entity or person; (iii) a brief description of Protected Information disclosed; and (iv) a brief statement of the purpose of the disclosure that reasonably informs the individual of the basis for the disclosure, or a copy of the individual’s authorization, or a copy of the written request for disclosure. In the event that the request for an accounting is delivered directly to Associate or its agents or subcontractors, Associate will send the request, in writing, to County within five (5) calendar days of receipt. It will then be County’s responsibility to prepare and deliver or otherwise respond to the accounting request. Associate will not disclose any Protected Information except as set forth in Section 2.b. of this Attachment. j. GGovernmental Access to Records. Associate agrees to make its internal practices, books, and records relating to the use and disclosure of Protected Information available to the Secretary of the U.S. Department of Health and Human Services (the “Secretary”) for purposes of determining Associate’s compliance with the HIPAA Privacy Rule. Associate agrees to provide County with copies of any Protected Information that Associate provides to the Secretary of the U.S. Department of Health and Human Services at the same time Associate provides such Protected Information to the Secretary of the U.S. Department of Health and Human Services. k. MMinimum Necessary. Associate and its agents and subcontractors will only request, use, and disclose the minimum amount of Protected Information necessary to accomplish the purpose of the request, use, or disclosure. Associate understands and agrees that the definition of “minimum necessary” is in flux and shall keep itself informed of guidance issued by the Secretary with respect to what constitutes “minimum necessary.” l. DData Ownership. Associate acknowledges that Associate has no ownership rights with respect to Protected Information. m. RRetention of Protected Information. Except as provided in Section 3.c. of this Attachment, Associate and its subcontractors and agents must retain all Protected Information throughout the term of the Agreement and must continue to maintain the information required by Section 2.h. of this Attachment for a period of six (6) years after termination or expiration of the Agreement. However, accounting of disclosures from an Electronic Health Record for treatment, payment or health care operations purposes are required to be collected and maintained for only three (3) years prior to the request, and only to the extent that Associate maintains an electronic health record and is subject to this requirement. n. AAssociate’s Insurance. In addition to any other insurance requirements specified in the Agreement, Associate will, at its sole cost and expense, insure its activities in connection with this Attachment. Associate will obtain, keep in force and maintain insurance or equivalent program(s) of self-insurance with appropriate limits, as determined by County, at its sole discretion, that will cover losses that may arise from any breach of this Attachment, breach of security, or any unauthorized use or disclosure of Protected Information. It is expressly understood and agreed that the insurance required herein does not in any way limit the liability of Associate with respect to its activities in connection with this Attachment. o. NNotification of Breach. During the term of the Agreement, Associate shall notify County within twenty-four (24) hours of any suspected or actual breach of security, intrusion, or unauthorized use or disclosure of PHI of which Associate becomes aware and/or any actual or suspected use or disclosure of data in violation of any applicable federal or state laws or regulations. Associate shall take (i) prompt corrective action to cure any such deficiencies; and (ii) any action pertaining to such unauthorized disclosure required by applicable federal and state laws and regulations. In the event the breach was caused, directly or indirectly, by negligent misconduct on the part of Associate, Associate’s agents or subcontractors, Associate will be solely responsible for all damages resulting from the breach. p. BBreach Pattern or Practice by County. Pursuant to 42 U.S.C. Section 17934(b), if the Associate knows of a pattern of activity or practice of County that constitutes a material breach of violation of the County’s obligations under the Agreement or Attachment, the Associate must take reasonable steps to cure the breach or end the violation. If the steps are unsuccessful, the Associate must terminate the Agreement, if feasible, or if termination is not feasible, report the problem to the Secretary of the U.S. Department of Health and Initials:___________ _____________ Contractor County Dept. entity or person who received Protected Information and , if known, the address of the entity or person; (iii) a brief description of Protected Information disclosed; and (iv) a brief statement of the purpose of the disclosure that reasonably informs the individual of the basis for the disclosure, or a copy of the individual’s authorization, or a copy of the written request for disclosure. In the event that the request for an accounting is delivered directly to Associate or its agents or subcontractors, Associate will send the request, in writing, to County within five (5) calendar days of receipt. It will then be County’s responsibility to prepare and deliver or otherwise respond to the accounting request. Associate will not disclose any Protected Information except as set forth in Section 2.b. of this Attachment. j. GGovernmental Access to Records. Associate agrees to make its internal practices, books, and records relating to the use and disclosure of Protected Information available to the Secretary of the U.S. Department of Health and Human Services (the “Secretary”) for purposes of determining Associate’s compliance with the HIPAA Privacy Rule. Associate agrees to provide County with copies of any Protected Information that Associate provides to the Secretary of the U.S. Department of Health and Human Services at the same time Associate provides such Protected Information to the Secretary of the U.S. Department of Health and Human Services. k. MMinimum Necessary. Associate and its agents and subcontractors will only request, use, and disclose the minimum amount of Protected Information necessary to accomplish the purpose of the request, use, or disclosure. Associate understands and agrees that the definition of “minimum necessary” is in flux and shall keep itself informed of guidance issued by the Secretary with respect to what constitutes “minimum necessary.” l. DData Ownership. Associate acknowledges that Associate has no ownership rights with respect to Protected Information. m. RRetention of Protected Information. Except as provided in Section 3.c. of this Attachment, Associate and its subcontractors and agents must retain all Protected Information throughout the term of the Agreement and must continue to maintain the information required by Section 2.h. of this Attachment for a period of six (6) years after termination or expiration of the Agreement. However, accounting of disclosures from an Electronic Health Record for treatment, payment or health care operations purposes are required to be collected and maintained for only three (3) years prior to the request, and only to the extent that Associate maintains an electronic health record and is subject to this requirement. n. AAssociate’s Insurance. In addition to any other insurance requirements specified in the Agreement, Associate will, at its sole cost and expense, insure its activities in connection with this Attachment. Associate will obtain, keep in force and maintain insurance or equivalent program(s) of self-insurance with appropriate limits, as determined by County, at its sole discretion, that will cover losses that may arise from any breach of this Attachment, breach of security, or any unauthorized use or disclosure of Protected Information. It is expressly understood and agreed that the insurance required herein does not in any way limit the liability of Associate with respect to its activities in connection with this Attachment. o. NNotification of Breach. During the term of the Agreement, Associate shall notify County within twenty-four (24) hours of any suspected or actual breach of security, intrusion, or unauthorized use or disclosure of PHI of which Associate becomes aware and/or any actual or suspected use or disclosure of data in violation of any applicable federal or state laws or regulations. Associate shall take (i) prompt corrective action to cure any such deficiencies; and (ii) any action pertaining to such unauthorized disclosure required by applicable federal and state laws and regulations. In the event the breach was caused, directly or indirectly, by negligent misconduct on the part of Associate, Associate’s agents or subcontractors, Associate will be solely responsible for all damages resulting from the breach. p. BBreach Pattern or Practice by County. Pursuant to 42 U.S.C. Section 17934(b), if the Associate knows of a pattern of activity or practice of County that constitutes a material breach of violation of the County’s obligations under the Agreement or Attachment, the Associate must take reasonable steps to cure the breach or end the violation. If the steps are unsuccessful, the Associate must terminate the Agreement, if feasible, or if termination is not feasible, report the problem to the Secretary of the U.S. Department of Health and Initials:___________ _____________ Contractor County Dept. Human Services. Associate shall provide written notice to County of any pattern of activity or practice of County that Associate believes constitutes a material breach or violation of the County’s obligations under the Agreement or Attachment within five (5) days of discovery and shall meet with County to discuss and attempt to resolve the problem as one of the reasonable steps to cure the breach or end the violation. q. CCertification and Enforcement. At any time during the term of the Agreement, and without advance notice, County and its authorized agents or contractors may examine Associate’s facilities, systems, procedures and records as may be necessary to determine the extent to which Associate’s security safeguards comply with HIPAA, HITECH Act, other HIPAA Regulations, and this Attachment. 3. TTermination. a. MMaterial Breach. A breach by Associate of any material provision of this Attachment, as determined by County, constitutes grounds for termination of the Agreement pursuant to General Conditions Paragraph 5. (Termination and Cancellation), Subsection b. (Failure to Perform), of the Agreement. b. RReasonable Steps to Cure Breach. If County knows of an activity or practice of Associate that constitutes a material breach or violation of Associate’s obligations under the provisions of this Attachment, County may, in its sole discretion, terminate the Agreement pursuant to Section 3.a., above, or provide Associate an opportunity to cure such breach or end such violation. If Associate’s efforts to cure such breach or end such violation are unsuccessful, County will either (i) terminate the Agreement, if feasible or (ii) if termination of the Agreement is not feasible, County will report Associate’s breach or violation to the Secretary of the U.S. Department of Health and Human Services. c. EEffect of Termination. Upon termination of the Agreement for any reason, Associate must return or destroy, at the exclusive option of County, all Protected Information that Associate, its agents and subcontractors, still maintain in any form, and Associate may not retain any copies of such Protected Information. If return or destruction is not feasible, Associate may retain the Protected Information and must continue to extend the protections of Sections 2.a., 2.b., 2.c., and 2.d. of this Attachment to such information and limit further use of such Protected Information to those purposes that make the return or destruction of such Protected Information infeasible. If Associate destroys the Protected Information, Associate must verify in writing to County that such Protected Information has been destroyed. 4. DDisclaimer. County makes no warranty or representation that compliance by Associate with this Attachment, HIPAA, HITECH Act, or the HIPAA Regulations, will be adequate or satisfactory for Associate’s own purposes. Associate is solely responsible for all decisions made by Associate regarding the safeguarding of PHI. 5. CChanges to HIPAA and its regulations. a. CCompliance with Law. The parties acknowledge that state and federal laws relating to electronic data security and privacy are evolving and that changes to this Attachment may be required to ensure compliance with such developments. The parties agree to take such action(s) as may be necessary to implement the standards and requirements of HIPAA, HITECH Act, the HIPAA Regulations, and other applicable state and federal laws relating to the security and/or confidentiality of PHI. b. NNegotiations. In the event that a state or federal law, statute, or regulation materially affects the Agreement or this Attachment, the parties agree to negotiate immediately and in good faith any necessary or appropriate revisions to the Agreement or this Attachment. If the parties are unable to reach an agreement concerning such revisions within the earlier of thirty (30) calendar days after the date of notice seeking negotiations or the effective date of a change in law or regulations, or if the change is effective immediately, then County may, in its sole discretion, immediately terminate the Agreement upon written notice to Associate. Initials:___________ _____________ Contractor County Dept. 6. MMiscellaneous Provisions. a. AAssistance in Litigation or Administrative Proceedings. Associate will make itself, and any subcontractors, employees or agent assisting Associate in the performance of its obligations under the Agreement, available to County, at no cost to County, to testify as witnesses or otherwise, in the event of litigation or administrative proceedings against County, its officers or employees, based upon a claimed violation of HIPAA, HITECH Act, the HIPAA Regulations, or other laws relating to security and privacy and arising out of the Agreement or this Attachment. b. NNo Third Party Beneficiaries. Nothing express or implied in this Attachment is intended to confer, nor shall anything herein confer, upon any person other than County, Associate, and their respective successors or assigns, any rights, remedies, obligations, or liabilities whatsoever. c. IInterpretation. The provisions of this Attachment prevail over any provisions in the Agreement that may conflict, or appear to be inconsistent with, any provision of this Attachment. This Attachment and the Agreement will be interpreted as broadly as necessary to implement and comply with HIPAA and the Privacy Rule. The parties agree that any ambiguity in this Attachment will be resolved in favor of a meaning that complies, and is consistent, with HIPAA and the Privacy Rule. d. NNotice to Secretary. Associate understands and agrees that if County knows of a pattern of activity or practice of Associate that constitutes a material breach or violation of Associate’s obligations under this Attachment and the breach or violation continues and termination of the Agreement is not feasible, County will report the problem to the Secretary of the U.S. Department of Health and Human Services, as required by HIPAA, HITECH Act, and the HIPAA regulations. e. SSurvival. The obligations of Associate pursuant to Sections 2.l. and 3.c. of this Attachment survive the termination or expiration of the Agreement. Form approved by County Counsel [12/2009] Page 109 Appendix 14 BASIS FOR REVENUE PROJECTIONS TEMPLATE Appendix 14Basis for Revenue ProjectionsPage 1 of 2# TransportsTotal ChargesCash Collections # TransportsTotal ChargesCash Collections # TransportsTotal ChargesCash CollectionsALS 1-Emergency ALS 1-Emergency ALS 1-EmergencyALS 2ALS 2ALS 2BLS-Emergency BLS-Emergency BLS-EmergencyALS 1-Non-emergency ALS 1-Non-emergency ALS 1-Non-emergencyBLS Non-emergency BLS Non-emergency BLS Non-emergencyTOTAL TOTAL TOTAL# TransportsTotal ChargesCash Collections # TransportsTotal ChargesCash Collections # TransportsTotal ChargesCash CollectionsALS 1-Emergency ALS 1-Emergency ALS 1-EmergencyALS 2 ALS 2 ALS 2BLS-Emergency BLS-Emergency BLS-EmergencyALS 1-Non-emergency ALS 1-Non-emergency ALS 1-Non-emergencyBLS Non-emergency BLS Non-emergency BLS Non-emergencyTOTAL TOTAL TOTAL# TransportsTotal ChargesCash Collections # TransportsTotal ChargesCash Collections # TransportsTotal ChargesCash CollectionsALS 1-Emergency ALS 1-Emergency ALS 1-EmergencyALS 2ALS 2ALS 2BLS-Emergency BLS-Emergency BLS-EmergencyALS 1-Non-emergency ALS 1-Non-emergency ALS 1-Non-emergencyBLS Non-emergency BLS Non-emergency BLS Non-emergencyTOTAL TOTAL TOTAL# TransportsTotal ChargesCash Collections # TransportsTotal ChargesCash Collections # TransportsTotal ChargesCash CollectionsALS 1-Emergency ALS 1-Emergency ALS 1-EmergencyALS 2ALS 2ALS 2BLS-Emergency BLS-Emergency BLS-EmergencyALS 1-Non-emergency ALS 1-Non-emergency ALS 1-Non-emergencyBLS Non-emergency BLS Non-emergency BLS Non-emergencyTOTAL TOTAL TOTALInsurance (Year One) Insurance (Year Two) Insurance (Year Three)Self Pay (Year One) Self Pay (Year Two) Self Pay (Year Three)Medicare (Year One) Medicare (Year Two) Medicare (Year Three)Medi-Cal (Year One) Medi-Cal (Year Two) Medi-Cal (Year Three) Appendix 14Basis for Revenue ProjectionsPage 2 of 2# TransportsTotal ChargesCash Collections # TransportsTotal ChargesCash Collections # TransportsTotal ChargesCash CollectionsALS 1-Emergency ALS 1-Emergency ALS 1-EmergencyALS 2 ALS 2 ALS 2BLS-Emergency BLS-Emergency BLS-EmergencyALS 1-Non-emergency ALS 1-Non-emergency ALS 1-Non-emergencyBLS Non-emergency BLS Non-emergency BLS Non-emergencyTOTAL TOTAL TOTALTotal Fee-for-Service Revenue (Year One) Total Fee-for-Service Revenue (Year Two) Total Fee-for-Service Revenue (Year Three)Other Revenue (Year One)Federal/State Reimbursement (GEMT)Other Revenue (Contracts, etc.)TOTALOther Revenue (Year Two)Federal/State Reimbursement (GEMT)Other Revenue (Contracts, etc.)Other Revenue (Year Three)Federal/State Reimbursement (GEMT)Other Revenue (Contracts, etc.)TOTAL TOTALTOTAL REVENUE (Year Three)Total Fee-for-service RevenueTotal Other RevenueTOTAL REVENUETOTAL REVENUE (Year One)Total Fee-for-service RevenueTotal Other RevenueTOTAL REVENUETOTAL REVENUE (Year Two)Total Fee-for-service RevenueTotal Other RevenueTOTAL REVENUE Page 110 Appendix 15 REVENUE FLOW PROJECTION TEMPLATE Total ChargesNet Revenue Expected Month 1 Month 2 Month 3 Month 4 Month 5 Month 6 Month 7 Month 8 Month 9 Month 10 Month 11 Month 12Month 1Month 2Month 3Month 4Month 5Month 6Month 7Month 8Month 9Month 10Month 11Month 12TOTALPortion of Monthly Net Revenue Expected in Month ReceivedTotal and Net Revenue Projected by Month Page 111 Appendix 16 EXPENSE BUDGET TEMPLATES Appendix 16 Expense Budgets (Plans A B) Page 1 of 6 ANNUAL EXPENSES Personnel Wages Paramedics -$ EMTs -$ QI/Training -$ Management/Supervisors -$ Other Personnel -$ Overtime Expense -$ Benefits -$ Other Personnel -$ TOTAL PERSONNEL -$ General and Administration Professional Services -$ Medical Director Fees -$ Consulting Fees -$ Billing & Collection Fees/Expenses -$ Contract Administration Fees Office Supplies & Equipment -$ Leased equipment -$ Occupancy leases, rents -$ Utilities and Telephone -$ Insurance -$ Performance Security Expense -$ Overhead Expenses -$ Taxes and Licenses -$ Travel Expenses -$ Office Capital Equp Depreciation -$ Misc Expenses -$ Operations Dispatch and communication expense -$ Information technology expenses -$ Training/ QI expenses -$ Community Education Expenses -$ Vehicles Fuel, oil, tires, disposable supplies -$ Repair and maintenance -$ Vehicle lease expense -$ Depreciation -$ Medical Medical Equipment -$ Pharmaceuticals, oxygen -$ Medical Supplies -$ Depreciation -$ Other Expenses -$ TOTAL NON-PERSONNEL -$ TOTAL EXPENSES -$ YEAR 1 (Plan A) Appendix 16 Expense Budgets (Plans A B) Page 2 of 6 ANNUAL EXPENSES Personnel Wages Paramedics -$ EMTs -$ QI/Training -$ Management/Supervisors -$ Other Personnel -$ Overtime Expense -$ Benefits -$ Other Personnel -$ TOTAL PERSONNEL -$ General and Administration Professional Services -$ Medical Director Fees -$ Consulting Fees -$ Billing & Collection Fees/Expenses -$ Contract Administration Fees Office Supplies & Equipment -$ Leased equipment -$ Occupancy leases, rents -$ Utilities and Telephone -$ Insurance -$ Performance Security Expense -$ Overhead Expenses -$ Taxes and Licenses -$ Travel Expenses -$ Office Capital Equp Depreciation -$ Misc Expenses -$ Operations Dispatch and communication expense -$ Information technology expenses -$ Training/ QI expenses -$ Community Education Expenses -$ Vehicles Fuel, oil, tires, disposable supplies -$ Repair and maintenance -$ Vehicle lease expense -$ Depreciation -$ Medical Medical Equipment -$ Pharmaceuticals, oxygen -$ Medical Supplies -$ Depreciation -$ Other Expenses -$ TOTAL NON-PERSONNEL -$ TOTAL EXPENSES -$ YEAR 2 (Plan A) Appendix 16 Expense Budgets (Plans A B) Page 3 of 6 ANNUAL EXPENSES Personnel Wages Paramedics -$ EMTs -$ QI/Training -$ Management/Supervisors -$ Other Personnel -$ Overtime Expense -$ Benefits -$ Other Personnel -$ TOTAL PERSONNEL -$ General and Administration Professional Services -$ Medical Director Fees -$ Consulting Fees -$ Billing & Collection Fees/Expenses -$ Contract Administration Fees Office Supplies & Equipment -$ Leased equipment -$ Occupancy leases, rents -$ Utilities and Telephone -$ Insurance -$ Performance Security Expense -$ Overhead Expenses -$ Taxes and Licenses -$ Travel Expenses -$ Office Capital Equp Depreciation -$ Misc Expenses -$ Operations Dispatch and communication expense -$ Information technology expenses -$ Training/ QI expenses -$ Community Education Expenses -$ Vehicles Fuel, oil, tires, disposable supplies -$ Repair and maintenance -$ Vehicle lease expense -$ Depreciation -$ Medical Medical Equipment -$ Pharmaceuticals, oxygen -$ Medical Supplies -$ Depreciation -$ Other Expenses -$ TOTAL NON-PERSONNEL -$ TOTAL EXPENSES -$ YEAR 3 (Plan A) Appendix 16 Expense Budgets (Plans A B) Page 4 of 6 ANNUAL EXPENSES Personnel Wages Paramedics -$ EMTs -$ QI/Training -$ Management/Supervisors -$ Other Personnel -$ Overtime Expense -$ Benefits -$ Other Personnel -$ TOTAL PERSONNEL -$ General and Administration Professional Services -$ Medical Director Fees -$ Consulting Fees -$ Billing & Collection Fees/Expenses -$ Contract Administration Fees Office Supplies & Equipment -$ Leased equipment -$ Occupancy leases, rents -$ Utilities and Telephone -$ Insurance -$ Performance Security Expense -$ Overhead Expenses -$ Taxes and Licenses -$ Travel Expenses -$ Office Capital Equp Depreciation -$ Misc Expenses -$ Operations Dispatch and communication expense -$ Information technology expenses -$ Training/ QI expenses -$ Community Education Expenses -$ Vehicles Fuel, oil, tires, disposable supplies -$ Repair and maintenance -$ Vehicle lease expense -$ Depreciation -$ Medical Medical Equipment -$ Pharmaceuticals, oxygen -$ Medical Supplies -$ Depreciation -$ Other Expenses -$ TOTAL NON-PERSONNEL -$ TOTAL EXPENSES -$ YEAR 1 (Plan B) Appendix 16 Expense Budgets (Plans A B) Page 5 of 6 ANNUAL EXPENSES Personnel Wages Paramedics -$ EMTs -$ QI/Training -$ Management/Supervisors -$ Other Personnel -$ Overtime Expense -$ Benefits -$ Other Personnel -$ TOTAL PERSONNEL -$ General and Administration Professional Services -$ Medical Director Fees -$ Consulting Fees -$ Billing & Collection Fees/Expenses -$ Contract Administration Fees Office Supplies & Equipment -$ Leased equipment -$ Occupancy leases, rents -$ Utilities and Telephone -$ Insurance -$ Performance Security Expense -$ Overhead Expenses -$ Taxes and Licenses -$ Travel Expenses -$ Office Capital Equp Depreciation -$ Misc Expenses -$ Operations Dispatch and communication expense -$ Information technology expenses -$ Training/ QI expenses -$ Community Education Expenses -$ Vehicles Fuel, oil, tires, disposable supplies -$ Repair and maintenance -$ Vehicle lease expense -$ Depreciation -$ Medical Medical Equipment -$ Pharmaceuticals, oxygen -$ Medical Supplies -$ Depreciation -$ Other Expenses -$ TOTAL NON-PERSONNEL -$ TOTAL EXPENSES -$ YEAR 2 (Plan B) Appendix 16 Expense Budgets (Plans A B) Page 6 of 6 ANNUAL EXPENSES Personnel Wages Paramedics -$ EMTs -$ QI/Training -$ Management/Supervisors -$ Other Personnel -$ Overtime Expense -$ Benefits -$ Other Personnel -$ TOTAL PERSONNEL -$ General and Administration Professional Services -$ Medical Director Fees -$ Consulting Fees -$ Billing & Collection Fees/Expenses -$ Contract Administration Fees Office Supplies & Equipment -$ Leased equipment -$ Occupancy leases, rents -$ Utilities and Telephone -$ Insurance -$ Performance Security Expense -$ Overhead Expenses -$ Taxes and Licenses -$ Travel Expenses -$ Office Capital Equp Depreciation -$ Misc Expenses -$ Operations Dispatch and communication expense -$ Information technology expenses -$ Training/ QI expenses -$ Community Education Expenses -$ Vehicles Fuel, oil, tires, disposable supplies -$ Repair and maintenance -$ Vehicle lease expense -$ Depreciation -$ Medical Medical Equipment -$ Pharmaceuticals, oxygen -$ Medical Supplies -$ Depreciation -$ Other Expenses -$ TOTAL NON-PERSONNEL -$ TOTAL EXPENSES -$ YEAR 3 (Plan B) Appendix 16Expense Budget Assumptions (Plans A B)Page 1 of 1Year 1 Year 2 Year 3Year 1 Year 2 Year 3Number of Paramedics (FTEs)Number of EMTs (FTEs)Average Annual Paramedic WageAverage Annual EMT WageBenefit PercentageAverage Weekly Staffed Unit-HoursFully Burdened Unit-Hour Cost Plan APlan BAssumptions Page 112 Appendix 17 ONE TIME EXPENSE AND CAPITAL BUDGET TEMPLATE AssumptionsPlan APlan BNumber of Staffed Ambulance at Peak Total Number of Ambulance in FleetNumber of Leased AmbulancesNumber of Purchased AmbulancesNumber of Existing Ambulances for CCCQty. Cost/ValueQty. Cost/ValueNumber of New AmbulancesMedical EquipmentSupply InventoryLeasehold ImprovementsIT Equipment (including mobile)Communications EquipmentOffice Furnishing/EquipmentShop EquipmentShop Supply/Parts InventoryWages & BenefitsEmployment CostsLeases/RentsLegal/Professional ServicesOther > $10,000 TOTAL ONE TIME COSTSPlan APlan BOne-Time Costs Page 113 PRO FORMA BUDGET SUMMARY TEMPLATE Start-Up CostsYear 1 Year 2 Year 3Start-Up CostsYear 1 Year 2 Year 3RevenueExpensesGain (Loss)Plan APlan B Page 114 Appendix 19 ALS INTERFACILITY PRICE SHEET APPENDIX 19 ALS Interfacility Charges Page | 1 1. Patient Charges shall be submitted on this exhibit in Table A as is. Proposed patient charges should take into consideration the cost of providing care to indigent patients. No alterations or changes of any kind are permitted. 2. The County has adopted a “bundled” rate for ambulance services with a single base rate, whereby most fees for service are included in the base rate, with the exception of oxygen and mileage. 3. The patient charges quoted in Table A shall include all taxes and all fees charged to patients or third party payers. Proposals should reflect a bundled rate structure and no other charges for supplies, equipment, or procedures, or other services will be accepted. Contractor shall comply with fee schedule and rates proposed in response to this RFP and approved by the County. Table A - Proposed Charges Complete the proposed charge for each item listed below. No other patient charges will be considered. Ambulance ALS Interfacility Base Rate Mileage/mile Oxygen Treat, Non-transport rate* $______.___ $______.___ $___175.00_ $______.___ Proposer agrees that the prices quoted are the maximum that will be charged during the term of any contract awarded, with the exception of increases or fee adjustments described in the RFP. FIRM: ___________________________________________________________________ SIGNATURE:___________________________________________________________________ DATE: ___/____/_____ PRINTED NAME: ___________________________________________________________________________ TITLE: ________________________________________________________________________ Page 115 1 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service FACE SHEET 2 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service 3 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service TABLE OF CONTENTS Section II. Submission of Required Forms .................................................................................................................................... 8 A. Insurance Certificates........................................................................................................................................................ 8 B. Debarment & Suspension Certification ............................................................................................................................. 9 C. References ...................................................................................................................................................................... 11 D. Investigative AUthorization-Individual ............................................................................................................................ 13 E. investigative Authorization-Entity................................................................................................................................... 17 Section III. Qualification Requirements ...................................................................................................................................... 21 A. Organizational Disclosures .............................................................................................................................................. 21 B. Experience as Sole Provider ............................................................................................................................................ 24 C. Demonstrated Response Time Performance .................................................................................................................. 28 D. Demonstrated High Level Clinical Care ........................................................................................................................... 30 Section IV. Core Requirements ................................................................................................................................................... 33 A. Two Service Plans are to be addressed ........................................................................................................................... 33 B. Contractor’s Functional Responsibilities ......................................................................................................................... 33 C. Clinical ............................................................................................................................................................................. 33 D. Operations ...................................................................................................................................................................... 40 E. Personnel ........................................................................................................................................................................ 42 F. Management ................................................................................................................................................................... 45 G. EMS System and Community .......................................................................................................................................... 46 H. Administrative Provisions ............................................................................................................................................... 47 Section V. Competitive Criteria ................................................................................................................................................... 50 A. Clinical ............................................................................................................................................................................. 50 B. Operations .................................................................................................................................................................... 100 C. Personnel ...................................................................................................................................................................... 131 D. Management ................................................................................................................................................................. 159 E. EMS System and Community ........................................................................................................................................ 164 F. Integration with Healthcare Providers .......................................................................................................................... 177 4 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service SECTION 1. EXECUTIVE SUMMARY The delivery of Emergency Medical Services is evolving in Contra Costa County. The present and future needs of Contra Costa County’s Emergency Medical Services (EMS) presents unique opportunities for innovation and resource alignment. In response to these opportunities, Contra Costa County Fire Protection District (CCCFPD) is delighted to submit a proposal to become the Exclusive Operator for Emergency Ambulance Services for Contra Costa County (hereafter referred as the “County”). As the primary bidder, we recognized the power of existing system leaders and have strategically aligned with American Medical Response West (AMR) through a subcontracting agreement. Together, our organizations form Contra Costa County Fire and EMS, or “the Alliance.” Never before has the County’s EMS system been fully-integrated as presented by Contra Costa County Fire & EMS - the Alliance. This system design offers innovative and collaborative enhancements that will positively impact the overall system performance and quality of patient care. We found AMR to be best suited to join us in serving the County because they have been providing reliable, sustainable EMS services as your local provider for many years. Their experience as your current provider, along with their successful record of accomplishment locally and nationally was integral in our decision to form the Alliance. In addition, we already have an established and trusted relationship with AMR because we respond together. Therefore, it makes sense that we would leverage our combined resources and expertise to execute on identified/needed operational improvements, increasing quality of care and decreasing costs for the County. Both our organizations have paved the way for historical improvements in the County’s EMS System. We have shared the roads together and both possess an intimate understanding of emergency medicine in the County. Together, no other provider can match our combined existing infrastructure, organizational leadership, customer service, or commitment to public protection. These distinguishing attributes, along with experienced caregivers and local knowledge, make clear that Contra Costa County Fire and EMS is the logical solution for pre-hospital care in the County. For the purpose of this proposal and for the ease of review, we will refer to ourselves as Contra Costa County Fire and EMS or the Alliance. This terminology shows our intent to combine the resources of our two entities (CCCFPD and AMR) to deliver integrated solutions to the County. Henceforth in this proposal, we will only reference CCCFPD and AMR in sections that required full transparency or if we specifically refer to items that are trademarked or proprietary to one of the organizations. Contra Costa County Fire and EMS - the Alliance 5 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service On the Road Together: A Rich History of Service and Experience Our history, both independently and jointly, prove our longstanding investment to improve and serve the County. We understand the delicate balance of emergency medicine practice and effective and timely EMS system delivery. The Alliance represents the County’s most established and essential response organizations. We have an extensive history of taking every opportunity to advance the quality and level of First Response and EMS for hundreds of thousands of families and individuals who live, work, and recreate in the County. As a Fire Protection Services agency, we have been a reliable, respected public safety provider for over 50 years, dating back to the merger between the Central Fire Protection District and the Mt. Diablo Fire Protection District. As a local EMS provider, we have nearly 70 years of experience through predecessor companies. Collectively, the Alliance brings over 120 years of unmatchable service and experience in the County. Furthermore, our commitment to hire and retain competent personnel paints a picture of our historical growth to meet the needs of the community. Since our inception, our Fire Protection Services organization has grown significantly, currently staffing 335 personnel of which 101 are Paramedics and 158 EMTs, operating out of 24 fire stations. As a reliable, sustainable local EMS services provider, our local operations currently employs approximately 275 paramedics and EMTs and handles an average of 80,000 ambulance calls annually. Across the Alliance, we have over 500 personnel, meeting the needs of the sick and injured in the County. Through the years of service, we have gained invaluable experience serving the County while continually evaluating our operational standards and practices to ensure excellence in all-hazards service. Additionally, we have developed strong relationships with the Local Emergency Medical Services Authority (LEMSA), patients, government officials, citizens, healthcare providers, and many of the individuals for whom we have provided care. An Integrated Alliance Forms to Share Reliable Resources The Alliance will work hand-in-hand with the County and LEMSA, to offer full system integration for the community. This level of cohesion will blend all of our strengths to maximize the level of support provided to the community. This integrated system will achieve the following features and enhancements:  Single-source dispatch  Integrated oversight for first response and transportation  Consistent training for all providers  Common and shared language and response culture  Eliminate redundancy in service  Single command structure  Collective approval of operations, logistics, planning, and finance activities  Cooperative response environment  Shared facilities, reducing response costs, maximizing efficiency, and minimizing communication breakdowns  One (1) consolidated Incident Action Plan (IAP) for responders AT-A-GLANCE 24 Fire Stations 335 Fire Personnel 275 Paramedics and EMTs 80,000 Ambulance Calls Over 120 Years of Combined Service 6 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service An Innovative and Sustainable Solution for the Future of Contra Costa County Ultimately, this next generation EMS model is designed to ensure the County’s patients safe and timely medical care and transportation while creating a positive patient experience through caregivers and responders who are trained to provide comfort during the most vulnerable times of need. Regardless of any challenges we may face, the Alliance will strategically resolve them together. Our vision for Contra Costa County EMS is a system that is Sustainable, Reliable, Integrated, Innovative, and Experienced. Throughout our proposal, we focus on this vision as the framework for our future system management. Our EMS experience in the County uniquely positions us with capabilities that extend beyond the RFP requirements. We know and understand the citizens of Contra Costa County, the structure and landscape of the communities, the healthcare system, and the culture of the region. This familiarity qualifies us as a beneficial, long-term contributor to the continued sustainability of the local EMS system. A few of the benefits of selecting us as your EMS partner include the following:  Unparalleled Local Experience and Workforce – Our extensive history and proven track record of meeting response time standards in the County uniquely positions us to build upon our success and better serve the needs of the County. In addition, our personnel are intimately connected to the community because the County is their home. Compassionate and receptive to the needs of the County, we will invest in the trust built throughout our longstanding partnership.  Tenured, Dedicated Leadership Team - Our leadership team consists of a group of highly qualified, dedicated, and experienced individuals who live and work in the local community, delivering hands-on customer service and care. During our decades of providing services in the area, our dynamic and experienced local leadership team has proven its commitment and will ensure that we provide successful prehospital patient care for the County’s residents and visitors in the years ahead.  System Innovation – We are a pioneer of implementing new, innovative technology that is designed and proven to improve operational and clinical practices. As your partner, we will remain dedicated to investing capital in technology and equipment to guarantee we have long-term, sustainable solutions for the constant changes in healthcare. Through this dedication, we will ensure exceptional EMS services, providing you with world-class patient care in a compassionate and financially responsible manner The Alliance’s EMS System for the County 7 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service A Higher Level of Commitment to the County We also understand the importance of reviewing a provider’s experience, financial stability, available resources, and commitment and dedication to the community. We kept this in mind when we developed our proposal, showcasing our commitment to the County now and in the years ahead. Throughout our proposal, we highlight value-added solutions that not only align with the RFP’s Competitive Criteria, but also display our higher level of commitment to the County. As you read through our responses to your RFP requirements, please note our “Contra Costa County Higher Level of Commitment Callouts” (an example pictured to the right). These callout symbols align with our vision for the future of EMS in the County, while bringing attention to sections of our proposal that highlight our higher level of commitment as your provider. As an authorized representative of the bidding entity, CCCFPD, I am legally authorized to contractually bind the firm. With this Executive Summary, CCCFPD specifically affirms its full understanding and acceptance of all terms set forth in the RFP, including the financial projections in our proposal. We certify the completeness and accuracy of all information supplied. We have not violated any conflict of interest statutes or ordinances. Our proposal is a firm and binding offer to perform the services stated under the conditions specified. We view this opportunity to submit a proposal as both a privilege and a responsibility. With experienced local caregivers and responders, a knowledgeable leadership team, and a customer-focused organization with regional and national expertise, we are confident that we will be an enthusiastic and collaborative partner with the County. We encourage you to contact us with any questions or concerns and are happy to meet in person to discuss our proposal and/or elaborate on any particular aspects of our submittal. We are truly honored to submit this proposal to become the County’s Exclusive Operator for Emergency Ambulance Services. Respectfully submitted, Name: Jeff Carman Title: Fire Chief Phone: 925-941-3500 Email: jcarm@cccfpd.org 8 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service SECTION II. SUBMISSION OF REQUIRED FORMS A. INSURANCE CERTIFICATES CCCFPD Insurance We have provided a letter and our insurance certificate as Exhibit No. 1 of this proposal’s Exhibits Binders. AMR Insurance For a copy of AMR’s current insurance certificate, please refer to Exhibit No. 1 of this proposal’s Exhibits Binder. 9 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service B. DEBARMENT & SUSPENSION CERTIFICATION . 10 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service 11 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service C. REFERENCES 12 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service 13 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service D. INVESTIGATIVE AUTHORIZATION-INDIVIDUAL 14 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service 15 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service 16 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service 17 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service E. INVESTIGATIVE AUTHORIZATION-ENTITY 18 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service 19 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service 20 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service 21 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service SECTION III. QUALIFICATION REQUIREMENTS A. ORGANIZATIONAL DISCLOSURES In the spirit of transparency and to display our compliance with all specifications listed in Section III. Qualifications Requirements, A. Organizational Disclosures, we have provided detailed responses for both organizations that form the Alliance - CCCFPD and AMR. CCCFPD’s Organizational Ownership & Legal Structure CCCFPD is legally organized under the California Fire District Law of 1987 (Health & Safety Code §13800, et seq.) and is a dependent special district governed by the County Board of Supervisors acting as the Board of Directors. CCCFPD was formed in 1964 after merger of Central Fire Protection District and the Mt. Diablo Fire Protection District. CCCFPD is funded primarily through its own share of property tax revenues with supplemental funding through charges for services in certain business areas such as cost recovery for certain emergency responses and fees or permits charged through the fire prevention bureau. AMR’s Ownership & Legal Structure The legal entity in alliance with CCCFPD for this proposal is American Medical Response West (AMR West), a California corporation doing business as American Medical Response (AMR). AMR West is a wholly-owned subsidiary of American Medical Response, Inc. (AMR, Inc.), a Delaware corporation which was established in August 1992 and is nationally headquartered in Greenwood Village, Colorado. AMR West was incorporated on May 27, 1992 and is regionally headquartered in Livermore, California. CCCFPD’s Continuity of Business Contra Costa County Fire Protection District (CCCFPD) is the legal name of the entity bidding on this contract. CCCFPD is a special district formed in 1964 after merger of Central Fire Protection District and the Mt. Diablo Fire Protection District. Since then, CCCFPD has grown in part through the merging of other fire agencies that have become a part of our organization. AMR’s Continuity of Business American Medical Response West (“AMR West”) is the legal name of the entity in alliance with CCCFPD. AMR West was incorporated as PMI Acquisition Corp in California on May 27, 1992. The name was changed to American Medical Response West on November 5, 1992. Our organization grew in part through the acquisition and consolidation of various ambulance companies, dating back to 1959. As a result, we have had many prior DBA names during our history, and as time has passed, we have transitioned legacy DBA names to either American Medical Response or AMR. 22 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service CCCFPD’s Licenses & Permits CCCFPD is a fire protection district existing under the laws of the State of California, specifically Health and Safety Code 13800, et seq., also known as the Fire Protection District Law of 1987. Therefore, as a government agency, CCCFPD is not obligated to obtain a business license in Contra Costa County. AMR’s Licenses & Permits AMR fully attest, with no exception, to our future compliance with all required business and professional licenses, permits, and certificates. AMR has provided a copy of our current business license for Contra Costa County as Exhibit No. 2. CCCFPD’s Government Investigations CCCFPD is not the subject of any current government investigations. CCCFPD represents and certifies that it has not been convicted of any conduct that constitutes grounds for mandatory exclusion as identified in 42 U.S.C.§ 1320a-7(a). CCCFPD further represent and certify that they are not ineligible to participate in Federal health care programs or in any other state or federal government payment program. If the County has questions or needs more information, we are happy to provide that information upon request or make our counsel available. AMR’s Government Investigations Information on legal related matters is publicly available at the U.S. Securities and Exchange Commission’s website http://www.sec.gov/edgar.shtml by reviewing the 10K filings, 10Q filings and other filings of our ultimate parent company, Envision Healthcare Holdings, Inc. (symbol: “EVHC” or search “Envision Healthcare”). The information below relates to AMR and its subsidiaries nationwide. If County would like to discuss these matters in more detail or needs clarifications, we are happy to provide more information or make ourselves and/or our counsel available to discuss at your convenience. Like others in the industry, AMR and its subsidiaries have from time-to-time been contacted by government agencies in connection with their regulatory or investigational authority. We have implemented policies and procedures that we believe will assure that we are in substantial compliance with the laws that these governmental agencies regulate. Any past matters have been resolved with the appropriate governmental agency. Additionally, local AMR operations receive inquiries from state and local health departments, EMS bureaus, and other regulators regarding vehicle inspections, personnel and other day-to- day operational matters. AMR has cooperated with these authorities and resolved their inquiries. AMR and its subsidiaries have not been sanctioned or fined by any federal or state authorities but have paid administrative assessments to state and local agencies from time-to-time related to vehicle inspections, personnel and other day-to-day operational matters. For the past three years we have listed non-routine and formal matters with government agencies as follows: )(i) we received a subpoena from the Federal Aviation Administration in February 2013 related to our operations as an indirect air carrier and relationships with Part 135 direct air carriers and we produced documents to the FAA; and (ii) we received a subpoena from 23 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service the New Hampshire Department of Insurance in November 2013 related to ambulance services provided to insureds involved in motor vehicle accidents, and in March 2014, we were notified that the investigation was concluded and closed. AMR and its subsidiaries represent and certify that they have not been convicted of any conduct that constitutes grounds for mandatory exclusion as identified in 42 U.S.C.§ 1320a-7(a). AMR and its subsidiaries further represent and certify that they are not ineligible to participate in Federal health care programs or in any other state or federal government payment program. AMR and its subsidiaries compliance policies and Code of Conduct are available at http://www.amr.net/About-AMR/Corporate- Compliance.aspx. If the County has questions or needs more information, we are happy to provide that information upon request or make our counsel available. CCCFPD’s Litigation Over the years and in the ordinary course of business, CCCFPD has been involved in litigation and have had claims made against us, principally relating to auto accident and workers compensation claims. An abstract of all litigation (open and closed) for the last five years can be found as Exhibit No. 3. For privacy, confidentiality and settlement agreement reasons, we have included summary information only and have provided the information in the manner in which we track the information which does not include the court or case number. As of the date of this submission, we believe there is no outstanding or pending litigation that would affect our ability to fully perform all requirements of the RFP. At this time, we believe that any pending litigation or claims that may be asserted against us are without merit and/or adequately provided for by insurance and will not have a material effect on the operations or the services that we would provide under this RFP. If the County has questions or needs more information, we are happy to provide that information upon request or make our counsel available. AMR’s Litigation Over the years and in the ordinary course of business, AMR and its subsidiaries have been involved in litigation and have had claims made against us, principally relating to professional liability, auto accident and workers compensation claims. An abstract of all litigation nationally (open and closed) for the last five years can be found as Exhibit No. 3. For privacy, confidentiality and settlement agreement reasons, we have included summary information only and have provided the information in the manner in which we track the information which does not include the court or case number. As of the date of this submission, we believe there is no outstanding or pending litigation that would affect our ability to fully perform all requirements of the RFP. At this time, we believe that any pending litigation or claims that may be asserted against us are without merit and/or adequately provided for by insurance or reserves and will not have a material effect on the operations or the services that we would provide under this RFP. Additionally, AMR maintains insurance that is significantly higher than any other provider in the emergency medical services industry. There are several layers of excess insurance for professional liability, auto liability and general liability reaching into the high eight figures. If the County has questions or needs more information, we are happy to provide that information upon request or make our counsel available. 24 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service B. EXPERIENCE AS SOLE PROVIDER CCCFPD has provided EMS services in the County for over 50 years and is the single largest provider of ALS response services in the County, serving nearly 60% of the population. We currently provide all aspects and essential functions as specified in the RFP with the exception of the transportation component, which is identified in the Fitch modernization report as one of the least important when evaluating patient outcomes. When a 9-1-1 call is received in the County, the call is transferred to CCCFPD’s communications center, which functions as the secondary PSAP. Once the call is transferred, CCCFPD Dispatchers, who are specially trained in EMD call screening and processing, dispatch the appropriate resources for that incident. Dispatchers continually monitor the active incidents as well as the overall system needs and utilize a “system status management” model to ensure appropriate coverage of all first responder resources. As the largest ALS first responder agency, the CCCFPD maintains an EMS Division that provides the same level of quality processes as the incumbent ambulance provider. In the proposed EOA, first responders in the County responded to over 77k calls in 2013. Of those, 58,911 were transported to local emergency departments. CCCFPD is qualified to bid this RFP based upon their experience of providing emergency medical services for a population of over 600,000 individuals. This includes all components of the EMS system management with the exception of transportation. To better position our organization, CCCFPD has aligned with AMR (referred to as “the Alliance”) to provide an integrated EMS system program that cannot be matched by any other provider. Through the Alliance, we have built and continue to cultivate a solid reputation as the leading provider of Advanced Life Support (ALS) services throughout the nation. We are the industry leader in ability to leverage the industry-leading expertise and financial support of our national resources, paired with devoting 100% of our local operations to serving the specific needs of the County’s patients, residents, and visitors. This aspect, alongside our collaboration with EMS stakeholders and community partners, is among the numerous qualities that differentiate us from all other providers. To demonstrate our comparable services, we have provided reference letters attesting to our dependability providing the requested services from comparable contracts as Exhibit No. 4. If the County desires to see more letters, we will happily provide upon request. 25 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Selected Comparable Services The Alliance has extensive experience providing the highest quality ALS services to residents and visitors in diverse areas, some of which are similar to the County. We consistently meet and exceed the contract-required response time compliance. The following outlines service areas similar to the County for which we currently and successfully manage emergency 9-1-1 ALS services under performance-based contracts: Contra Costa County POC: Patricia Frost, RN, MS, PNP Title: EMS Administrator Address: 1340 Arnold Dr. #126, Martinez, CA 94553 Phone number: 925-313-9554 Type and Level of Service Provided: ALS Population: 900,000 Description: In Contra Costa County, we provide emergency medical transportation services to the citizens and visitors of the County. Through predecessor companies, we have maintained a strong presence in the County for nearly 70 years. Over the years, our operational footprint has grown significantly. We currently employ approximately 275 Paramedics and EMTs and handle an average of 80,000 ambulance calls annually. In addition to providing emergency medical transportation, our County operation has been active participant in the community, providing medical standby services to local events as well as supporting and sponsoring local health initiatives and programs. Napa County EMS POC: Brian Hendrickson Title: Health Officer Address: 2344 Old Sonoma Road, Building G Napa, CA 94559 Phone number: (707) 253-4270 Type and Level of Service Provided: 9-1-1 ALS and IFT ALS Population: 150,000 Description: In Napa County, we provide emergency and non-emergency medical transport services to all of Napa County, CA. Founded in 2012, our Napa County operation employs approximately 80 paramedics and EMTs and handles on average 14,000 calls annually. Our Napa County operation offers state-of-the-art STEMI and stroke care programs, as well as Basic and Advanced Life Support training courses for EMS professionals. This operation is also working on developing an intermediate level EMT program for volunteer fire agencies. 26 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Sonoma County POC: Bryan Cleaver Title: EMS Administrator Address: Coastal Valley EMS Agency, 195 Concourse Boulevard, Santa Rosa, CA 95403 Phone number: 707-565-6501 Type and Level of Service Provided: 911 ALS and ALS IFT Services Population: 485,000 Description: Sonoma Life Support AMR is the contracted provider of paramedic ambulance services to an exclusive operating area in central Sonoma County stretching from Penngrove through Larkfield and Freestone through Kenwood. The service area is broken into six geographic zones to ensure services are equitably distributed to the entire community. We serve approximately 80% of the overall Sonoma County 911 EMS calls. We provide emergency and non-emergency paramedic and ambulance services to more than 2,400 patients each month. Emergency services are provided under a performance based Exclusive Operating Area (EOA) contract with the County of Sonoma. Dozens of requirements are met on a daily, monthly and annual basis. Response times are monitored daily and reported to the Coastal Valleys EMS Agency. Since starting the current service agreement in 2009, SLS consistently met and exceeded the contractual requirements each month. In addition to emergency services, SLS provides non-emergency BLS, ALS and CCT inter-facility transportation between hospitals and other medical facilities. We provide specialized event standby services for many of the county’s special events, such as the Sonoma County Fair, Gran Fondo, AMGEN Tour of California, Wine Country Century, Santa Rosa’s Rose Parade and Festival and many other community events. In partnership with the area’s law enforcement agencies we provide assistance managing and transporting combative subjects and collecting blood for analysis by the state’s crime labs. A partnership with the Santa Rosa Fire Department allows our agencies to deliver lifesaving advanced life support care to the community in a prompt and efficient manner. A dynamic deployment system ensures rapid responses to all of the all areas we serve. We are currently in our third consecutive EOA agreement, having served the area consistently since 1991. Under a separate agreement, AMR provides management, staff and daily operations of the Redwood Empire Dispatch Communications Center (REDCOM). This 9-11- (secondary PSAP) dispatch center receives and dispatches more than 31,000 EMS and Fire calls annually to agencies across the county. Through the Alliance, we offer a depth of experience with ambulance service government contracts that is unmatchable by any other provider. We currently have over 170 9-1-1 contracts with cities, counties, and special districts nationwide. On the following page, we have provided a list of our ambulance service government contacts operated in the state of California. 27 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Like others in the industry, in their day-to-day operations we have been involved in contract disputes with customers, vendors, payers, patients and others. For the last 10 years, we have not had any non-routine and formal contract related disputes. If the County has questions or needs more information, we are happy to provide that information upon request or make our counsel available. Emergency Ambulance Service Government Contracts Community Served Contracting Entity Types/Level of Service Approx. Population Served Contract Term Dollar Amount Agreement (annual) Exclusive (Yes/No) Contra Costa County Contra Costa County 911 ALS 900,000 12/31/2015 $38,000,000 Yes Alameda County Alameda County ALS, BLS, CCT 1,050,000 10/31/2011 $51,000,000 Yes Napa County Napa County EMS Agency 9-1-1 ALS and IFT ALS Services 150,000 1/31/2017 $7,600,000 Yes Monterey County Monterey County ALS and CCT 425,000 1/31/2017 $15,000,000 Yes Placer County Placer County ALS and BLS 250,000 12/16/2015 $16,900,000 Yes San Benito County Hollister County ALS 55,000 6/30/2019 $1,800,000 Yes San Joaquin County San Joaquin County ALS and BLS 685,000 4/30/2021 $33,500,000 Yes San Mateo County San Mateo County ALS 725,000 6/30/2019 $30,000,000 Yes Santa Barbara County Santa Barbara County ALS,BLS, and CCT 425,000 12/31/2017 $18,700,000 Yes Santa Clara County Santa Clara County ALS 1,800,000 6/30/2011 $40,000,000 Yes Santa Cruz County Santa Cruz County ALS 270,000 12/31/2015 $8,600,000 Yes Sacramento County Sacramento Metro Fire District ALS and BLS 600,00 Evergreen $7,500,000 No Sonoma County Sonoma County 911 ALS and ALS IFT Services 485,000 6/30/2016 $16,000,000 Yes Stanislaus County Stanislaus County ALS and BLS 520,000 4/30/2018 $25,000,000 Yes Tulare County Tulare County ALS and BLS 450,000 06/30/2019 $6,000,000 Yes Yolo County Yolo County ALS and BLS 200,000 02/1/2019 $11,600,000 Yes 28 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service C. DEMONSTRATED RESPONSE TIME PERFORMANCE In the spirit of transparency and to display full compliance with all specifications listed in Section III. Qualifications Requirements, C. Demonstrated Response Time Performance, we have provided detailed responses for both organizations that form the Alliance - CCCFPD and AMR. CCCFPD’s Demonstrated Response Time Performance In the interagency agreement with the LEMSA, our service plan outlines that we shall endeavor to assure paramedic response to 90% of emergency medical calls in our jurisdiction within 10 minutes of dispatch for those calls categorized as requiring emergency paramedic level response according to emergency medial dispatch protocols. Below, we have provided a table that displays evidence of CCCFPD’s five (5) years of compliance to that standard. Incident YR Code3 Central_90 Central_Count East_90 East_Count West_90 West_Count Total_90 Total_Count All 2014 code 3 00:08:59 (18360)20583 00:09:01 (16853)19085 00:08:43 (6988)8232 00:08:57 (42201)47900 All 2013 code 3 00:09:00 (17912)20052 00:09:03 (16150)18311 00:08:29 (7056)8206 00:08:57 (41118)46569 All 2012 code 3 00:08:24 (18285)20295 00:08:51 (16128)18249 00:08:27 (7017)8238 00:08:35 (41430)46782 All 2011 code 3 00:08:03 (17880)19774 00:08:32 (15501)17558 00:07:50 (6731)7799 00:08:12 (40112)45131 All 2010 code 3 00:07:54 (18161)19948 00:08:23 (15434)17571 00:07:50 (6698)7827 00:08:04 (40293)45346 All 2014 code 2 00:12:06 (3396)4823 00:11:48 (2602)3502 00:11:03 (1347)1724 00:11:51 (7345)10049 All 2013 code 2 00:12:11 (3768)4661 00:11:56 (2780)3496 00:10:40 (1325)1623 00:11:52 (7873)9780 All 2012 code 2 00:10:59 (3945)4712 00:11:41 (2735)3306 00:10:39 (1307)1573 00:11:10 (7987)9591 All 2011 code 2 00:10:50 (3784)4547 00:11:17 (2621)3161 00:10:09 (1308)1560 00:10:56 (7713)9268 All 2010 code 2 00:10:37 (3794)4589 00:10:51 (2520)3142 00:09:47 (1334)1603 00:10:35 (7648)9334 Data YR Code3 Central_90 Central_Count East_90 East_Count West_90 West_Count Total_90 Total_Count EMS 2014 code 3 00:08:59 (17424)19526 00:09:01 (15642)17754 00:08:43 (6418)7368 00:08:57 (39484)44648 EMS 2013 code 3 00:09:00 (16867)18891 00:09:03 (14740)16760 00:08:29 (6257)7076 00:08:57 (37864)42727 EMS 2012 code 3 00:08:24 (17254)19163 00:08:51 (14843)16858 00:08:27 (5999)6849 00:08:35 (38096)42870 EMS 2011 code 3 00:08:03 (16958)18768 00:08:32 (14213)16177 00:07:50 (5866)6601 00:08:12 (37037)41546 EMS 2010 code 3 00:07:54 (17181)18853 00:08:23 (14248)16273 00:07:50 (5774)6562 00:08:04 (37203)41688 EMS 2014 code 2 00:12:06 (802)923 00:11:48 (642)733 00:11:03 (357)397 00:11:51 (1801)2053 EMS 2013 code 2 00:12:11 (1437)1571 00:11:56 (967)1099 00:10:40 (411)449 00:11:52 (2815)3119 EMS 2012 code 2 00:10:59 (1533)1673 00:11:41 (982)1099 00:10:39 (386)440 00:11:10 (2901)3212 EMS 2011 code 2 00:10:50 (1480)1607 00:11:17 (881)1000 00:10:09 (370)411 00:10:56 (2731)3018 EMS 2010 code 2 00:10:37 (1470)1598 00:10:51 (831)951 00:09:47 (406)437 00:10:35 (2707)2986 29 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service AMR’s Demonstrated Response Time Performance In addition, AMR has maintain compliance with all requirements during their time as your EMS provider. For example, from January 1st of 2014 to December 31st of 2014, their response time compliance in the County was 94.10%. As a leading provider of emergent and non-emergent medical transportation, all of our operations adhere to stringent response time requirements as part of the commitment to the communities we serve. Please see the list of Urban, Suburban and Rural communities that are similar to the County below. Urban, Suburban, and Rural Communities January 1, 2014 - December 31, 2014 Exclusive Operating Area (EOA) Population AMR Compliance Contra Costa County YES 900,000 94.10% Napa County YES 150,000 97.58% San Mateo County YES 718,451 93.90% Santa Cruz County YES 270,000 91.90% Placer & Shasta Counties YES 750,000 91.22% To further demonstrate our capabilities, we have provided examples of our Response Time Compliance reports as Exhibit No. 5. In addition, you can view our response time compliance in the County at our website by visiting the following URL: http://amrcontracosta.com/#/system-performance/response-time-data/ 30 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service D. DEMONSTRATED HIGH LEVEL CLINICAL CARE Quality Improvement for Consistent, High Quality Clinical Care Through our years of dedicated service, we have consistently demonstrated high level of clinical care in the County. We pledge to remain committed to an operation of clinical sophistication, high levels of performance and positive patient outcomes. To achieve this commitment, we will utilize our proven and reliable Quality Improvement (QI) program. The fundamental objective of this program is to improve the quality of care delivered to our patients. We are committed to the highest EMS performance possible and employ advanced, award-winning strategic planning and performance management techniques. Our expertise in these disciplines has been helpful in developing the current systems in place in the County as well as throughout California and the United States. Our program is built from a systematic assessment of core performance metrics and clinical guidelines, as defined by the LEMSA, California EMS Authority, and National Association of EMS Officials. We also respect the capabilities and desires for accountability and planning processes of our colleague EMS and public safety organizations, and our QI program will interface, and work collaboratively, with LEMSA to be responsive to current and ongoing needs of the system. Our overall approach to QI includes four key segments following:  Segment I: Developing a Foundation of Care  Segment II: Monitoring the Care  Segment III: Local Quality Management Talent  Segment IV: The PDSA Cycle We have developed and implemented a process that encourages collective problem identification and solutions from all levels of our organization and the California community. Our locally-based Quality Improvement and Education Team will administer this process under the ongoing guidance of our local Medical Directors. For a quality program to support high-performance, it must provide people with the education, resources, timely support needed for quality service and patient care. This is best accomplished through observation, review, discussion, and the exchange of ideas when areas for improvement have been identified. We match educational offerings to systemic issues and individual caregiver needs, based on leading indicators, ensuring effective and efficient behavior management. Segment I: Developing a Foundation of Care The first step in our QI process is to provide employees with performance expectations and give them the tools they need to preplan their response to given situations, incidents and patient conditions. We do this through written patient care protocols, evidence-based practice guidelines, clinical and operational policies, performance scorecards, and continuing education. 31 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service The goal of our training methodology is to ensure our field personnel have the training, tools, and performance expectations to meet the demands of high-performance EMS service. We begin with our new hire selection and skills verification process and our comprehensive orientation program. Once out of orientation, it is imperative that we support our “learning organization” and provide ongoing training and education to keep our personnel at the forefront of EMS care. In addition to standardized initial training, we have a learning management system that streamlines certificate management and access to online continuing education for our personnel. Our Quality Improvement and Education Team will utilize this system to distribute locally developed courses created for the specific needs of our personnel. We welcome input from the LEMSA in creating the curriculum for these courses. Segment II: Monitoring the Care We use a variety of monitoring tools to evaluate our services and identify clinical and customer service issues, allowing us to develop the most effective solutions to ensure the best possible patient care and customer service. Our objective is to verify and document clinical competency and performance improvement activities. The key monitoring and identification tools we use are: Data Collection and Analysis. Our clinical data is generated from our MEDS electronic Patient Care Report (ePCR) system. This NEMSIS Gold compliant system allows for rapid real time and retrospective identification of issues at the individual level as well as overall system performance as it pertains to clinical practice. MEDS is capable of sending messages to supervisors and even caregivers notifying them of quality issues such as failure to use EtCO2 with an advanced airway. This system also gives immediate notification of any sentinel event to clinical and operational leadership. Our data collection system is designed to fit any data reporting requirements set by the County, giving applicable personnel real-time access to hundreds of customized reporting metrics. Peer Review. We schedule periodic peer review sessions, where our personnel retrospectively evaluates their colleagues’ cases to identify trends or issues. The review focuses on non-punitive approaches to education and system redesign to decrease the perceived threat of openly discussing challenging situations. Field Supervisor Evaluations. EMS Field Supervisors, selected for their leadership role based on clinical performance, spend a majority of their time in the field, allowing them to observe personnel directly as they are caring for patients and interacting with the public. The EMS Field Supervisors respond on calls with field personnel crews to observe, evaluate, and provide support, as well as to review patient care reports for completeness, accuracy, and compliance to local protocols. Segment III: Local Quality Management Talent Every member of our leadership team plays a key role in our performance improvement process. In the County, this responsibility starts with the Fire Chief. As our leader, he is responsible for setting strategic direction in conjunction with LEMSA and LEMSA’s Medical Director. He gives direction to our local leadership and operations team, who is supported by our Quality Improvement and Education Team and the EMS field supervisors. This group will work collaboratively to streamline our local operation with the aid of local resources such as our Field Training Officer’s (FTOs) and various regional and national clinical experts. 32 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service The following committees and personnel play a key role in fulfilling our clinical and operational missions: Quality Steering Committee. A key component of other successful partnerships has been the establishment of a Quality Steering Committee. This committee would be chaired by the Fire Chief and AMR’s General Manager. They will be supported by our operations personnel and Quality Improvement and Education Team. To ensure a system-wide approach, this committee will also consist of the local Medical Director, various County representatives, and local hospital staff. Activities for the Committee include reviewing system performance in all key areas, generating ideas for improvement projects, and guiding and monitoring progress on improvement projects. Our overall focus is on system-wide performance for our patients and for the community. Field Training Officers (FTOs). Our FTOs play an important role in our quality program. Selected through a formal interview process, the FTOs currently function under the guidance and direction of our Quality Improvement and Education Team. Together they identify and develop training methods to implement new procedures, improve performance, and address identified individual training needs. The FTOs function as the tactical unit for the implementation of clinical innovation and performance improvement in our organization. They provide instruction in orientation programs, conduct field orientation for new employees, assist in teaching in-service education programs, and provide ongoing field observation and mentoring for our caregivers. In addition, the FTO role provides advancement opportunity for people seeking leadership experience and career development. Segment IV: The PDSA Cycle We have adopted the Plan/Do/Study/Act (PDSA) cycle, a simple framework for responding to opportunities for performance improvement. All of our performance improvement projects evolve through the PDSA cycle, described in detail below. Plan. The Plan step involves identifying the goal for improvement. In other words, what are we trying to accomplish? We identify interventions that might improve overall performance and measure the degree of improvement. Emphasis is on small, incremental projects where results can be gathered and theories tested quickly. This small, rapid-sequence testing framework is based on the successful work of the Institute of Healthcare Improvement (IHI). Do. The Do step tests the intervention proposed and measures the results. Study. The Study step compares the actual results of the intervention with those that were expected. In this step, we learn whether or not the test had desired results. Act. Finally, the Act step follows quickly after the study step. If the intervention had the desired effect, the appropriate action is to adopt the intervention as the new standard process. If the intervention failed to meet expectations, it is appropriate to adapt or simply modify the intervention, return to the planning step, and then repeat the PDSA cycle. 33 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service SECTION IV. CORE REQUIREMENTS A. TWO SERVICE PLANS ARE TO BE ADDRESSED Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.A. B. CONTRACTOR’S FUNCTIONAL RESPONSIBILITIES Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.B. (1.-2.) C. CLINICAL Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.C. (1.-2.) Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.C.3.     34 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Through the Alliance’s experience serving the County, we currently maintain all minimum clinical levels and staffing requirements as specified in the RFP. As your partner, we will continue to meet or exceed these standards. Ambulance Staffing Requirements We agree to staff a minimum of one (1) state licensed and locally accredited Paramedic and one (1) California EMT-Basic for all transport units responding to requests from the County designated PSAPs. This Paramedic will be the ultimate responsible caregiver for all patients and will accompany patients in the back of the ambulance during transports as required by protocol. Personnel Licensure, Certification & Training Requirements The success of any EMS system depends on the skill, experience, and character of its Paramedics, EMTs, and managers. All of our ambulance personnel responding to medical requests will be appropriately licensed, accredited, and credentialed to practice in the County. We strive not only to recruit and retain the best EMS personnel in the nation, but also seek to recruit a diverse workforce that reflects the areas we serve. We will retain copies of current and valid licenses and/or certifications on file at all times for all emergency medical personnel in the County. Our County personnel will be required to complete and maintain many of the following training programs and certifications: Required Trauma Training We commit to maintaining the current County policy to have all County Paramedics and Advanced EMTS certified in Pre-hospital Trauma Life Support (PHTLS), International Trauma Life Support (ITLS) or a comparable training approved by the EMS Medical Director(s). This commitment will occur upon hire, and all credentials are tracked in our credentialing database, currently handled by an online management system. We will retain records of the training documentation and valid certifications of all PHTLS or ITLS qualified Paramedics performing services under this Agreement. Required Pediatric Training and Performance We commit to maintaining to continue to staff each ALS ambulance with a minimum of one (1) paramedic certified in Pediatric Education for Prehopstial Personnel (PEPP) or Pediatric Advanced Life Support (PALS). This commitment will occur upon hire, and all credentials are tracked in our credentialing database, currently handled by an online management system. We will retain records of the training documentation and valid certifications of all PEEP or PALS qualified Paramedics performing services under this Agreement. 35 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Required Institute of Healthcare Improvement (IHI) Certificate of Patient Safety, Quality and Leadership We commit that our Quality, Clinical and Supervisory personnel will complete an IHI Open School online certificate in Patient Safety, Quality and Leadership. This commitment will occur upon hire or within eighteen (18) months for current personnel, and all credentials are tracked in our credentialing database, currently handled by an online management system. We will retain records of the training documentation and valid certifications for specific personnel under this Agreement. Currently, our Quality Improvement and Education Team has completed this program. Company & EMS System Orientation & On-Going Preparedness We will ensure all new personnel are properly oriented before responding to an emergency medical request. Our new hire orientation will include, at minimum, the following:  Contra Costa County EMS system overview  EMS policies and procedures including patent destination, trauma triage, and patient treatment protocols  Radio communications with and between the ambulance, base hospital, receiving hospitals, and County communications centers,  Map reading skills, including key landmarks, routes to hospitals, and other major receiving facilities within the County and surrounding areas  Ambulance equipment utilization and maintenance  Continual orientation of customer service expectations, cultural awareness, performance improvements and billing and reimbursement processes. Below, we have provided a description of our baseline orientation program that is currently utilized in the County. Once selected for employment, each new employee undergoes a comprehensive orientation program, which includes approximately ten days or 80 hours of classroom and hands-on instruction in company policies and procedures, local protocols, and legal and compliance issues as well as specialized safety and risk management and disaster training. In addition, personnel spend time as a third person on the ambulance and are mentored by Field Training Officers (FTO) for up to 240 hours to ensure practical application and evaluation of all aspects of ambulance operation. Subjects addressed during orientation include the following:  Company Structure Philosophy, Mission, and Values  Quality Improvement Program (CQIP)  Injury and Illness Prevention Program  MCI Training & ICS/NIMS Training  Critical Incident Stress Management  Workplace Health and Safety  Violence in the Workplace  Diversity in the Workplace  Harassment-Free Workplace  Medical and Legal Guidelines  Emergency Vehicle Operations (EVOC) 16 Hour Training  Customer Service  Mobile Data Terminal Instruction and Communication  Dementia and Elderly Citizen Training  New Contract Equipment Training  EMS System Overview 36 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service  Local Operational, Clinical and EMS Policy, Procedures, and Protocols  ePCR/MEDS Training  Code of Conduct  Overview of Field Training  Human Resources: Benefits, Payroll, and Scheduling  Patient Privacy/Confidentiality (HIPAA)  Tuberculosis Screening /Hepatitis B Immunization  Vehicle Maintenance  Documentation Standards  Equipment Use, Checkout, and Troubleshoot  Local County Geography Overview  Hazardous Materials and Weapons of Mass Destruction Preparation for Multi-Casualty Incidents Training All EMS Field Supervisors are trained in accordance with the Incident Command System, MCI response, Strike Team leader, and hazmat operations. We will provide ICS Medical Command Levels 300 and 400 training to all of our EMS Field Supervisors. All supervisors will attend one (1) disaster exercise and two (2) hours of disaster training per year. Management will be trained in accordance with NIMS (100, 200, 300, 400, 700, 800) to provide staffing to Incident Command and EOC posts. Field staff will be trained in PPE, Hazmat Awareness, NIMS (100, 200, 700, and 800), two (2) hours of additional disaster training per year, and attend two (2) hours of annual disaster training to ensure interoperability with Fire and Law enforcement and one (1) annual Communications Center evacuation drill. Additionally, our New Hire Academy includes training, and as an enhancement for this proposal, we are requiring all new hires to complete ICS 100, 200, 700, and 800 training within 90 days of hire. All members of our team will be trained in their roles and responsibilities under the Contra Costa County Multi-Casualty Incident Medical Response Plan and will be prepared to function in a medical role under the Incident Command System. In preparation for an MCI, AMR develops partnerships and collaborative training as well as run drills. We work seamlessly with incident commanders to ensure that the best patient care is provided under various field conditions and circumstances. Assaultive Behavior Management Training We agree to provide our personnel with the training, knowledge, understanding, and skills to effectively manage patients with psychiatric, drug/alcohol or other behavioral or stress related problems. We teach a variety of skills and techniques to defuse and manage potentially difficult scenes in the New Hire Academy as well as our “Hot Topics” and other ongoing education. Our assaultive management training—a course called “Defusing the Assaultive Behavior”—is based on assessing four different levels of behavior, learning each appropriate response to the respective level, and incorporating this new knowledge in role play. There is an analysis of the trainee's personal tendencies (done individually) when in conflict and what happens when the trainee is unprepared and frightened in a situation. While our focus remains on identifying and diffusing situations and personality traits of individuals with assaultive behavior, we teach proven techniques to ensure violent situations are handled safely for the patient, bystanders, and all responders on scene. 37 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Driver Training Following the classroom component, Emergency Vehicle Operating Course (EVOC) students move into eight (8) hours of behind-the-wheel instruction in which they drive an ambulance under close observation. The hands-on field-training component gives students the opportunity to practice the techniques taught in the classroom on a controlled course, under the direct supervision of EVOC instructors. Students experience the forces involved in actual maneuvers and learn the characteristics of the vehicles. The EVOC instructors provide feedback on their performance, begin to incorporate real experience lessons, and give students ample time to practice their new skills. Training objectives for this part of the module include the following:  Collision Avoidance – Split-second decision-making drills and simulations of potential accident conditions  Controlled Speed – Line-of-entry, hand positions on the steering wheel, apexing, vehicle dynamics, and braking techniques  Precision Maneuvering – Parallel parking, off-set lanes, three-point turnaround, backing in and out of parking stalls, and serpentines Our EVOC program is designed to instill in personnel the internal motivation to continually learn and seek to improve their abilities as professional emergency vehicle operators, thereby reducing the likelihood that an EVOC- trained driver will become involved in a traffic collision. Injuries and even death can be averted by teaching true defensive driving and due regard for the safety of others. Infection Control Our actions and philosophy about safety and communicable disease prevention go above and beyond industry norms because we think of our personnel’ safety and health in relation to the health of our patients and our community. Traditionally, EMS systems use “Universal Precautions” and “Personal Protective Equipment” to protect their providers from acquiring infections while at work. We will continue these employee-protective practices and will also implement an expanded infection control program aimed at decreasing cross-contamination among patients. Every employee receives training during our new hire orientation on infection control, including how to use personal protective equipment as well as practices to reduce cross- contamination between themselves and patients and patient-to-patient. We maintain a set of ongoing practices to further reduce risk of infection and re-infection including the following:  Infection Control Training  Cleaning, Disinfection and Disposal  Sharps Exposure Prevention  Personal Protective Equipment  Post-Exposure Management  Respiratory Protection Program, including the Cal OSHA 5199 Aerosol Transmissible Disease (ATD) Standard  Employee vaccinations including H1N1 Flu In addition, we provide all supervisors with a strong foundation in safety and risk management training. This training includes instruction on how to handle and provide timely, proper treatment of blood and airborne pathogens as well as contact exposures. 38 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Critical Incident Stress Management Through the Alliance, we maintain a group of peer counselors with specialized training in Critical Incident Stress Management (CISM) to be available for personnel who need help following stressful and/or traumatic events. EMS Field Supervisors will remain as the first point of contact for any issues. CISM is initiated by call-type in our computer-aided dispatch system, or by request of employee. Immediately following notification of an incident where they may be needed, a CISM team member and/or Supervisor responds to the scene or the hospital to hold a defusing session with the crew involved. Approximately two days after the event, they also hold debriefings in a group setting to refresh coping skills and identify any additional help that may be available. Personnel also receive one-on-one confidential aid from peers if they wish. The CISM program provides stress education sessions for all EMS providers and will interface with other existing public safety and health care CISM programs for additional resource support. Homeland Security We train our personnel to recognize and safely responds to homeland security issues including Weapons of Mass Destruction, Nerve Agents, Post-Exposure Protocols, Incident Command Structure, and others in the New Hire Academy. Additionally, we participate in National, State, and County drills. Our Supervisors and management personnel are trained in ICS levels for medical command ICS 300 and ICS 400, and as an enhancement for this proposal, we require all personnel to be trained in ICS 100, 200, 700, and 800 within 90 days of hire. Our training conforms to the National Incident Management System (NIMS) for training and operational purposes. HIPAA Compliance We are committed to strict compliance with all local and federal regulations regarding billing and collection. Reflecting our long-standing commitment to protecting the privacy of the patients we treat and transport, we have established a comprehensive HIPAA compliance program related to safeguarding protected health information (PHI). The requirements for protecting patient privacy continue to evolve with the implementation of state privacy statutes and the recently enacted HITECH Act. Our HIPAA Compliance Program remains well-positioned to meet the increased expectations of patient privacy and electronic data security and includes the following:  A Privacy Officer to implement, oversee, and enforce the HIPAA program  A set of HIPAA compliance policies and procedures that provide all employee s with the appropriate procedures and protocols to ensure compliance with the Privacy and Security Rule  Mandatory new-hire and annual HIPAA education and training for all personnel  A dedicated HIPAA Helpline number to report concerns or questions available to all personnel, patients and customers and vendors  State-of-the-art information technology systems with encryption capabilities to protect the electronic patient data maintained by our organization 39 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Compliance We transport patients each day. These transports range from emergency 9-1-1 calls and specialized critical care transports to non-emergency wheelchair transports. It is imperative to us that our personnel are committed to ensuring compliance with all of the regulatory requirements related to operating a company. The center of this commitment is the existence of the Ethics & Compliance Program. This program is implemented by the Ethics & Compliance Department and is tasked with providing personnel, contractors and third party vendors with the education and information needed to comply with the complex healthcare regulations as well as the tools needed to compete for business with the highest level of business ethics and integrity. Ethics & Compliance Program The Ethics & Compliance Program is based on the seven (7) elements of an effective compliance program published by the Federal US Sentencing Guidelines as well as the recommended guidelines by the Department of Health and Human Services. Our program is in accordance with the OIG Compliance Program Guidance for Ambulance Suppliers. The program includes the following:  The existence of a Chief Compliance Officer to implement, monitor and evolve the Ethics & Compliance Program  Compliance Policies and Procedures that provide all personnel with information on regulatory requirements and appropriate business practices and procedures  A Code of Business Conduct and Ethics, called Vital Signs  Education and training programs for all personnel including general compliance, HIPAA, Code of Conduct, and job specific training related to billing, dispatch, communications and the anti-kickback statute  Monitoring and auditing processes to ensure compliance with all billing regulations including Medicare, Medicaid and CHAMPUS regulations;  An Ethics & Integrity Helpline for personnel to report potential concerns anonymously  Disciplinary action and accountability for personnel determined to have violated compliance policies and procedures  Open lines of communication between personnel and management to assist with questions and potential concerns These program elements help the Ethics & Compliance Department prevent, detect, and mitigate compliance issues within the company as well as provide its personnel with the necessary tools to conduct themselves with the highest level of professionalism. For additional information or questions regarding our Ethics & Compliance Program, please feel free to contact our Chief Compliance Officer, Mr. Ross Ronan at (303) 495-1263. 40 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service D. OPERATIONS a) Emergency Response Zones Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.1.a. Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.1.a. b) All Emergency and Non-Emergency ALS Ambulance Calls c) Primary Response to Isolated Peripheral Areas of the EOA d) Substantial Penalty Provisions for Failure to Respond Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.1. (b.-d.) Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.2. (a.-b.) a) Description of Call Classification b) Response Time Performance Requirements Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.3. (a.-b.)      41 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service a) Summary of Response Time Requirements Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.3.c. Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.3.c. Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.4 and IV.D.5. (a.-i.) Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.6. (a.-c.) Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.D.7. (a.-b.) Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.D. (8.-9.)       42 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service E. PERSONNEL A key benefit of selecting the Alliance is that the County will retain the incumbent workforce who have built and maintained strong relationships throughout the County. Because most of our personnel live and work in the communities we serve, they are passionate about providing professional, courteous service at all times. Also, we pledge to continue to seek to recruit and retain the best personnel in the nation. We are dedicated to providing our personnel with a work environment built on respect, integrity, and service. This is evident by our high retention rates. Employee retention begins with recruiting the most highly qualified individuals to fill the roles required. In most of our communities, we have “waiting lists” of potential personnel. People want to work for our companies because of our reputation in the industry, our employee-centered programs, a competitive wage and benefit package, and management’s commitment to providing a quality place to work - no matter where or when they work. Compensation & Benefits The Alliance will offer to our employees a compensation and benefits package designed to attract and retain highly qualified field personnel and communications center personnel. We have provided information on our compensation and benefits package in the following response. Our workforce and their families will enjoy the ability to select benefits that meet their individual and family needs. In addition to our benefits package, we offer the incumbent workforce compensation consideration based on time served with the current employer. Our wages, earnings and benefits are considered among the most competitive offered by medical transportation providers. Our core benefits package for full-time personnel includes the following:  Medical, dental, and vision plans, with dependent coverage available  The majority of employee healthcare coverage cost is assumed by our organization  Life insurance and accidental death and dismemberment insurance at two times the employee’s annual base salary, with the option to purchase supplemental coverage  Company-paid long-term disability insurance and optional short-term disability insurance  Paid time off, escalating with years of service  A flexible spending program, allowing personnel to use pre-tax dollars to pay for dependent care and qualified healthcare expenses  Eligibility for personal leaves of absence for education purposes  401(k) retirement plan with an employer match 43 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service All full-time and part-time personnel also receive the following benefits:  In-house continuing education available through sponsored courses  Uniform sets, as well as replacement uniforms  Employee Assistance Program (EAP) to support employees with family issues and financial concerns  Critical Incident Stress Management Program to mitigate the personal and professional impact of critical incident stress  A Web-based employee portal, which provides employees with not only information and an on-line store, but also interactive training modules, benefits management services, and electronic communities for mutual support Paid Leave We offer paid leave to our employees; there are a number of ways to use paid leave:  Paid Time Off (PTO): Paid time off is granted to all of our full-time employees. Accumulation of paid time off can range from two weeks per year for newly-hired employees and up to six weeks per year for an employee who has been with the company for more than 11 years. As one of the leading health care providers in the nation, we acknowledge the importance of maintaining our team members’ health and well-being. We also understand the significance of having periods of rest and relaxation o At all times, we encourage our employees to use PTO time they have accrued during the year. Paramedics, EMTs and Dispatchers have the opportunity to cash-out accrued time should they desire  Holidays: We have eight paid holidays a year: New Year’s Day, Martin Luther King, Jr Day, Memorial Day, Independence Day, Labor Day, Thanksgiving Day, the day after Thanksgiving, and Christmas Day. If an employee works on a recognized holiday, they are paid premium pay  Leaves of Absence: We recognize all leaves allowed by law, including medical, family, military, bereavement, jury duty, and personal. According to applicable state and federal law, we provide benefits for these employees Additional Benefits Our benefits package includes a variety of other programs designed to enhance the well-being of our team members. These programs include:  Back injury prevention program  Return-to-work program  Harassment-free workplace program  Workplace violence prevention program  Employee wellness programs that include reduced-fee health club memberships  Discounts on personal motor vehicles, cell phone contracts and numerous other products and services (even back-to- school supplies)  Group rates on auto, homeowner, and legal insurance  Tuition reimbursement  Pet insurance Our comprehensive benefits package and exceptional wages provide our team members with a total compensation value that is extremely competitive, ensuring employee satisfaction and workforce stability in the County. 44 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Employee Assistance Program We are involved in a variety of programs designed to support the mental well-being of our personnel and their families. These programs are provided at no cost to eligible personnel. All personnel and their immediate family members are entitled to use this assistance program. The Employee Assistance Program (EAP) is designed to help with any type of personal problem(s) that may be affecting their life (i.e., alcohol/drug use, physical abuse, emotional problems, etc.). This service is completely confidential and can be used 24/7. The EAP also provides life-management consultation services in a variety of areas, including federal tax consultation, legal matters, and financial problems. In addition, it acts as a supplement to other mental-wellness programs, such as the chemical dependency recovery programs, included in the health plans described previously. Employee Input & Recognition We will hold monthly open forums to hear concerns from the local workforce. We make it clear that the opinions of our team members truly matter and take every step to address ongoing ideas and concerns presented by personnel. For any specific issues within our operations that may not be addressed in the open forums, we will utilize Guiding Teams, which was discussed earlier in our proposal. This program empowers our personnel to bring forward new ideas and collaborate in ways that will bring renewed energy and excitement to our local operation. Our personnel often go above and beyond the scope of their everyday responsibilities, and we value, encourage, and celebrate this level of initiative. Both the company leadership and peers recognize crews that provide exemplary service, and their efforts are highlighted in our monthly employee newsletter as an example for others to follow. These crews also often receive commendations from local government agencies and community service organizations. Extracurricular Activities Our management provides personnel with the opportunity to build relationships outside of the workplace. Examples of employee relation efforts include the Running Team, competitive food challenges, and various charity events that benefit the local community in which personnel work and live. Below, we have provide examples of our extracurricular activities.  Running Team (developed in conjunction with the Change of Pace Foundation)  Competitive nutrition challenges  Heart Walks  Cancer Walks  Toys for Tots  CPR Challenge  Feed a Needy Family  Home for Christmas  And various charity events that benefit the local community in which personnel work and live 45 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service One example of recent community classes and training is our involvement in the CPR World Challenge. The numbers are staggering. Every year, almost 350,000 Americans are victims of Sudden Cardiac Arrest (SCA). Research has shown that if more citizens were trained in CPR, more people would live. We saw that as a challenge, and on May 21, 2014, in honor of EMS Week, 80 of our operations in 40 states and two international operations in India and Trinidad and Tobago hosted the second annual World CPR Challenge. Our teams trained an astounding 61,883 people, including 1,000 individuals in the County. The goal of the World CPR Challenge was to train as many people as possible in compression-only CPR in one day. We accomplished that goal, and in so doing made the communities it serves a little safer. Our teams trained more than 60,000 people how to save lives using compression-only CPR, a new technique that does not require mouth-to-mouth resuscitation. Compression-only CPR takes a short time to learn and has been shown to improve Sudden Cardiac Arrest (SCA) survival rates. Our caregivers trained people at schools, businesses, YMCAs, and numerous other locations. They trained elementary school students, teens, adults, and grandparents. Training was provided in small groups by the thousands. Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.E.1. Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.E.(2.-5.) F. MANAGEMENT Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.F.1. (a.-d.)    46 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service G. EMS SYSTEM AND COMMUNITY Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.G. (1.-2.) Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.G. (3.-4.) Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.G. (5.-6.) Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.G. (7.-8.)     47 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service H. ADMINISTRATIVE PROVISIONS Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.H.1. Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.H.2. As your partner, we will not be requesting a subsidy for this contract. Plan A vs. Plan B The EMS Modernization Project Report issued June 2014 (Conducted by Fitch & Associates) outlined several issues that “could” make the current system unsustainable. One of the items listed was the closing of an area hospital that would greatly impact the EMS system and ambulance task times. Since that time the system has in fact seen such a closure with an increase in required ambulance unit hours to remain compliant. For this and other reasons listed below, CCCFPD and AMR believe that Plan “A” represents the best option for the residents and visitors of the County. Our submission under Plan “A” provides shorter response times than provided for under option B and we believe that is what the public wants and demands. Our submission addresses the concerns that the LEMSA has for system sustainability, while simultaneously providing what the public wants in their ambulance delivery model, which is an efficient, cost-effective emergency response. Our plan is designed to meet the public’s desire and does not require any subsidy from the County. We have also provided a Plan “B” that includes longer response times for responding ambulances, thus decrease the cost of providing the service through reduction of unit hours. We would like to highlight that this plan comes at a significant cost to not only the patient that is required to wait longer for the arrival of the ambulance but also the County’s first responders from all agencies as they will be required to remain on scene until the ambulance arrives. This includes all first responder such as fire, police, sheriff and highway patrol. Diminished resources due to increased response times for transport providers is not in the best interest of any of the County’s stakeholders. Our submission of Plan “A” provides for all the needs identified in the modernization report at no cost to the County.   48 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.H.2. Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.H. 3. (a.-b.) Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.H. (4.-10.) Through the Alliance, we meet all insurance requirements specified in the RFP. CCCFPD’s Insurance CCCFPD has provided a copy of our certificate of insurance as Exhibit No. 1 of this proposal’s Exhibits Binders. AMR’s Insurance AMR offers a full range of insurance coverage to reduce the financial risk to the company and our contracted customers, exceeding the minimum RFP requirements in several areas. Our professional liability coverage is $20 million per occurrence and $20 million aggregate, and our general liability coverage is $3 million per occurrence and $6 million aggregate. We maintain medical malpractice coverage in the form of a $20 million excess policy with a $3 million SIR. Our auto policy has a $5 million combined single limit and $10 million aggregate, and our worker’s compensation policy is for statutory limits plus a $1 million employer’s liability policy. All of our policies have deductibles or self-insured retentions that are higher than $10,000. We do not provide copies of the policies, as it is against our company policy to do so because of the proprietary nature of the information that they contain. For a copy of our certificate of insurance, please see Exhibit No. 1.    49 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.H. (10.-16.) Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.H. (17.-23.) We have thoroughly reviewed and agree to all general provisions of the contract, taking no exceptions. Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section IV.H.24 (a.-o.)    50 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service SECTION V. COMPETITIVE CRITERIA A. CLINICAL a) Minimum Requirements – Demonstrable Progressive Clinical Quality Improvement Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section V.A.1.a. Through the experience of the Alliance, we are committed to the operation of a comprehensive clinical quality improvement process guided by quality leadership. The fundamental objective of this program is to continually monitor a nd improve the quality of care delivered to our County patients. LEMSA sets standards and defines the clinical indicators for the entire EMS system in collaboration with First Responders, receiving hospitals, and the Contractor. We are committed to provide the most robust EMS data and to supporting LEMSA’s quality monitoring. We have processes in place to ensure that we provide the Core Measures data. In addition, we will continue to work with LEMSA to develop improvement plans. We look forward to working with the County caregivers and commit to the same collaboration, cooperation and commitment to clinical excellence we have demonstrated in practice and describe here. We are committed to clinical excellence that incorporates high performance standards using advanced, evidenced-based techniques. For example, all STEMI, Stroke, Pediatric, Burn, and Trauma activations are audited. Feedback is provided to the Paramedic who authored the report and feedback is provided for either improvement or encouragement to continue the same standard of care and documentation. Another example is our commitment in the collection and review of CPR analytic data for sudden cardiac arrests. This is completed by evaluating CPR annotations that are conducted by LEMSA and reviewed by our clinical coordinator(s). The CPR annotations are then scored, and sent out to the field personnel with feedback provided. An incentive program has been developed to reward those personnel who show above average performance in resuscitations. The communities that are ready to utilize the powerful combination of physiologic data collected from our monitor/defibrillators and performance data, are able to transmit ECGs to a cloud based application where CPR quality is assessed and metrics (the CPR Quality report) returned to the clinical leaders and crews in a short turnaround period. Our expertise in cardiac arrest as well as other disciplines has helped us to develop the current systems that will be used to demonstrate ongoing clinical quality improvement in the County. We will follow the lead of LEMSA and respect the capabilities and desires for accountability, sharing of responsibility and data, and planning processes of our colleague EMS and public safety organizations.  51 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Clinical Quality Improvement Program Our overall approach to clinical quality management includes the following four key segments:  Segment I: Developing a Foundation of Care  Segment II: Monitoring the Care  Segment III: Local Quality Management Talent  Segment IV: The PDSA Cycle We will continue to work with LEMSA and all system participants to implement and maintain a comprehensive CQI program. As your partner, we have developed and maintained a customizable process that encourages collective problem identification and solutions from all levels of our organization, including the County EMS community. Our Quality Improvement and Education Team will administer this process under the guidance of LEMSA Medical Directors and our Medical Directors, with ongoing input from our Quality Steering Committee. For a CQI program to support a high-performance system, it must provide people with the education, resources, and the support needed for quality service and patient care. This outcome is best accomplished through observation, data collection, review, discussion and the exchange of ideas when areas for improvement have been identified. We match educational offerings to systemic issues and individual caregiver needs, based on leading indicators, ensuring effective and efficient behavior management. Segment I: Developing a Foundation of Care Our first step in our quality process is to provide personnel with expected performance standards and ensure they have the tools they need to preplan their response to given situations, incidents and patient conditions. We do this through written patient care protocols, evidence-based practice guidelines, clinical and operational policies, performance scorecards, and continuing education and training. During the new hire selection process and comprehensive orientation training program, we ensure our field staff have the training, tools, and performance expectations necessary to meet the demands of high-performance EMS service. Once out of orientation, it is imperative that we create a “learning culture” and provide ongoing training and education to ensure our caregivers remain at the forefront of EMS care. We offer a catalog of clinical and operation learning opportunities on a myriad of topics that are available from our SuccessFactors platform. There are different learning opportunities in SuccessFactors, including high quality resuscitation skills, Crew Resource Management during Resuscitation (Pit Crew) current status of targeted temperature management for cardiac arrest victims, and the importance of bystander CPR including assertive dispatcher-assisted CPR instructions. 52 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service In addition to video-based educational content, we have a company-wide learning management system that streamlines certificate management and access to online continuing education for our personnel. Our Quality Improvement and Education Team will utilize this system to distribute locally-developed courses created for the specific needs of the personnel of the County. Segment II: Monitoring the Care Our CQI program is designed specifically to ensure every patient receives the best care and customer service possible. To do this, we utilize a variety of monitoring tools to evaluate our services and identify clinical issues, allowing us to develop the most effective solutions and ensure the best possible patient care. The key monitoring and identification tools we use are the following:  Data Collection and Analysis – Our clinical data is generated from our MEDS/ePCR system. Our Medical Directors and Quality Improvement and Education Team have access to the monthly performance improvement measurement tools, which currently track core measures for the Things that Matter, our current set of process improvement metrics. This NEMSIS-compliant ePCR system allows for rapid real time identification and retrospective review of individual-level issues and overall system performance. MEDS is capable of sending messages to supervisors and even caregivers notifying them of quality issues such as failure to use EtCO2 monitoring with an advanced airway. This system also gives immediate notification of any sentinel event to clinical and operational leadership. Our data collection system is designed to exceed data reporting requirements set by LEMSA.  Field Training Officer (FTO) Audits — Along with the peer review group, our FTOs will randomly audit field documentation, reviewing both stored records and performing random real-time audits in the field with our caregivers. Documentation excellence is currently one of our major initiatives.  Observation and Evaluation -- Field supervisors, selected for their leadership role based on clinical performance, spend a majority of their time in the field, allowing them to directly observe their colleagues as they are caring for patients and interacting with the public. The supervisors respond on calls with field crews to observe, evaluate, and provide support, as well as reviewing patient care reports to ensure completeness, accuracy, and compliance to local protocols. EMS Operation Managers and EMS Field Supervisors will follow up with the Quality Improvement and Education Team on observed issues as well as address these issues with personnel.  Customer Feedback – An important part of evaluating our collective performance is soliciting feedback from those individuals and organizations we interact with as part of the system. This includes our patients, receiving hospital staff, Law Enforcement and Fire Department staff, County officials, and the medical community. Customer surveys are mailed to our patients and entered into a database to enable trend recognition and provide feedback to our personnel. Segment III: Local Quality Management Talent Every member of our leadership team plays a key role in our quality management process. In the County, this responsibility starts with Fire Chief. As the key leader for our Contra Costa County operation, the Fire Chief will lead our management team, setting strategic direction in conjunction with our local Medical Directors and key LEMSA personnel. Supporting the Fire Chief is our Operations leadership personnel and Quality Improvement and Education Team, who will work collaboratively to streamline our local operation and will be supported by local resources such as our Field Training Officer’s (FTOs) and various regional and national clinical experts. Moreover, our quality improvement processes involve all our caregivers and responders. 53 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service We provide care to the same patient, even if we do wear different uniforms. The following committees and personnel play a key role in fulfilling our clinical mission:  Quality Steering Committee: A key component of other successful partnerships has been the establishment of a Quality Steering Committee. This committee would be chaired by the Fire Chief and AMR’s General Manager as well as supported by our operations personnel and Quality Improvement and Education Team. To ensure a system-wide approach, this committee will also consist of the local Medical Director, various County representatives, and local hospital staff. Activities for the Committee include reviewing system performance in all key areas, generating ideas for improvement projects, and guiding and monitoring progress on improvement projects. Our overall focus is on system-wide performance for our patients and for the community.  Peer Review Committee: All of our personnel are encouraged to become involved in making improvements. Our Peer Review Committee plays an important role in overall quality for our local operation, from evaluating new equipment, to providing feedback on new protocols, fine-tuning deployment plans, and assessing the performance of our caregivers. Peer involvement is an important component of engaging personnel. By having personnel involved in all these elements, they are able to “own” new concepts, procedures, standards, and other progressive activities, and are actively engaged in improving the system and the overall quality of care. As the day-to-day frontline caregivers, these personnel often hold the key to innovative solutions for challenging issues  Field Training Officers (FTOs). Our FTOs play an important role in our CQI program. Selected through a formal interview process, the FTOs currently function under the guidance and direction of our Quality Improvement and Education Team. Together they identify and develop training methods to implement new procedures, improve performance, and address identified individual training needs. The FTOs function as the tactical unit for the implementation of clinical innovation and performance improvement in our organization. They provide instruction in orientation programs, conduct field orientation for new personnel, assist in teaching in-service education programs, and provide ongoing field observation and mentoring for our caregivers. In addition, the FTO role provides a promotional opportunity for people seeking leadership experience and career development Segment IV: The PDSA Cycle We have adopted the Plan/Do/Study/Act (PDSA) cycle, a simple framework for responding to opportunities for improvement. All of our process improvement projects evolve through the PDSA cycle.  The “Plan” step involves identifying the goal for improvement. In other words, what are we trying to accomplish? We identify interventions that might improve overall performance, as well as metrics that measure the degree of improvement. Emphasis is on small, incremental projects where results can be gathered and theories tested quickly. This small, rapid- sequence testing framework is based on the successful work of the Institute of Healthcare Improvement (IHI)  The “Do” step tests the intervention proposed and measures the results  The “Study” step compares the actual results of the intervention with those that were expected. In this step, our company learns whether or not the test had desired results  Finally, the “Act” step responds quickly after the study step. If the intervention had the desired effect, the appropriate action is to adopt the intervention as the new standard process. If the intervention failed to meet expectations, it is appropriate to adapt or simply modify the intervention, return to the planning step, and then repeat the PDSA cycle e 54 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service b) Higher Levels of Commitment – Quality Management Through the Alliance, we are the only provider that can offer the County a proven and reliable quality management program. This experience equips our personnel with a unique understanding and familiarity of the County’s citizens’ needs, affording us the opportunity to effectively evaluate our current CQI program and make appropriate adjustments as needed. In addition, the Alliance’s integrated approach offers the County pathway management from the moment a call is received by our dispatcher to the moment a patient is transported safely to the hospital. Through our shared methodologies and resources, this integrated approach will enhance our quality management and our ability to ensure a positive patient experience, while meeting or exceeding the County’s emergency ambulance service needs. Below and on the following pages, we have outlined our higher levels of Commitment for Quality Management. Commitment to a Comprehensive Model of Quality Management As noted in the RFP, the majority of American EMS systems limit their quality management processes to retrospective evaluation of patient care reports. Even more problematic, is that some EMS systems limit their review to a “put out the fire” approach where cases are only reviewed when a concern has been raised, usually by an outside agency or hospital. We are presently building an internal CQI approach that favors prospective and concurrent review in addition to retrospective. Current targets include high-frequency, high-risk cases such as cardiac arrest, stroke, STEMI and severe trauma as well as low- frequency high-risk cases, such as pediatrics or endotracheal intubation. Retrospective review is performed as a combined effort between our Quality Improvement and Education Team and Medical Directors. Our CQI program is fundamentally designed to evaluate and optimize structure, process and outcome, i.e. the Donabedian model. Prospective and concurrent review is performed by our Quality Improvement and Education Team and Medical Directors, through education and identification of areas of potential need, as well as during active ride-along and field response by our medical director. We have found these to be a powerful tool in helping us to identify potential opportunities for education and improvement that are otherwise not detectable by simple chart review. This extra level of physician involvement in the field with crews has been invaluable for our CQI process and has been very well received by the crews. It also is the only way to fully evaluate the structure, processes and outcomes of our system. A clear picture of a system’s complexities cannot be gleaned from simple review of data. In addition to intensive review with crews in whom opportunity for improvement has been identified, we are also directing educational efforts at high yield topics to improve the quality of the system at large. For example, two (2) of our KPI metrics are compression fraction and rate in cardiac arrest. The evaluation process includes reviewing the cardiac arrest assessment reports provided to us by the LEMSA, determining the quality based on those metrics, and then performing focused reviews with the crews who performed the patient care, particularly when an opportunity for improvement has been identified. Simultaneously we have ongoing educational efforts to the department at large to reinforce the importance and rationale behind the quality measures that we are using. These reviews are performed in person with the crew at their station and attended by our Medical Directors and Quality Improvement and Education Team. We are finding that this type of near real- time feedback is welcomed by the crews. 55 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Additionally, we are in the process of developing a comprehensive review program that will incorporate EMSA Core Measures as well as local protocol adherence. This review process will include formulated Microsoft Excel worksheets that will measure fractal and percentile performance. To facilitate this program we are working to create a pathway to populate treatment data into the worksheets to create weekly comprehensive reports. We recognize that a shift has occurred in first response and pre-hospital care, and with the introduction of Paramedics in the Fire Service, we have transitioned from being a group who provides first aid as a secondary added value to being licensed and accredited healthcare professionals. As such we are held to a high standard of care. Responder and patient safety are always the first priority when responding to and managing any emergency. Training, education, communicable disease policy, medical waste management, immunizations, annual physicals and personal protective equipment are several ways in which we provide for the safety of our personnel and patients. Our approach to safety includes the safety of all responders. This outcome is achieved by a Company Officer serving as the Incident Commander on all calls, maintaining situational awareness at every scene. This model will not only be continued but enhanced through the Alliance, with the ultimate goal of increasing the safety of everyone. The healthcare system is in the midst of a comprehensive structural overhaul in the United States. At the same time, essential services need to remain intact to provide continuity of care during this major renovation. We are also under pressure to derive greater value for the resources devoted to their service delivery model. Aging populations, increased longevity, and chronic health problems are not going to go on hiatus while a new system is developed. We recognize that our all hazard service has moved us into the field of healthcare and we are proud to assume the identifier of healthcare professionals. It is going to be essential to maintain the ability to continue to provide quality care while we evolve to define a more efficient model of service. In the meantime, we will remain the constant safety net that much of the public relies on for entrance into the healthcare system. Approach We are in a unique position where our longstanding presence in the community, along with our valuable organizational foundation and infrastructure can be the cornerstone of a more efficient delivery system emphasizing the Triple Aim. We believe that we need to address all three of the Triple Aim dimensions at the same time. The IHI Triple Aim is a framework developed by the Institute for Healthcare Improvement that describes an approach to optimizing health system performance. It is IHI’s belief that new designs must be developed to simultaneously pursue all three dimensions of the “Triple Aim”:  Improving the patient experience of care (including quality and satisfaction)  Improving the health of populations  Reducing the per capita cost of health care 56 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service We can improve the health of populations by leveraging our ability to partner with other healthcare departments within the County that will allow for identification of target populations and help define system aims and measures that are adapted to meet local needs and conditions. For the Alliance to do this work effectively, it is important to harness a range of community determinants of health; empower individuals and families; substantially broaden the role and impact of primary care and other community based services; and, assure a seamless journey through the whole system of care throughout a person’s crisis. This narrowing down of redundant providers will create an opportunity to carry those patient experiences and outcomes to their healthcare records through advanced technological processes. It is important to emphasize that we will work collaboratively with other essential services, not in place of. We offer a 24 hour standing workforce who has the capacity to fill in the gaps after traditional staffing hours and on weekends making essential services and follow up much more simple to achieve. Our role in reducing the per capita cost of healthcare will be realized by taking advantage of future community paramedic models where paramedics can make proactive scheduled visits to chronic or recent hospital discharge patients, thus reducing the need for transport for an emergency room visit. Savings will be experienced by the reduction of ambulance transports. Those dollar savings are in line with CMS efforts to reduce total health care cost. Benefits to an Approach in Line with the IHI Triple Aim Organizations and communities that attain the Triple Aim will have healthier populations, in part because of new designs that better identify problems and solutions further upstream and outside of acute health care. Patients can expect less complex and much more coordinated care and the burden of illness will decrease. Importantly, stabilizing the Alliance and its EMS delivery model will provide a robust system that will not only provide for the daily system needs but will build in a depth of service that will meet the needs of abnormally high demands and disaster services. Additionally, community service programs such as citizen CPR, pre-season cardiac screening for high school and college athletes, and partnerships with prevention programs will come together to achieve overall better health for our communities. To deliver on the Triple Aim, our approach to EMS delivery is based on reliability, customization, access, and coordination of care. We will work towards effectively delivering the Triple Aim by providing a tiered implementation of this service which will include the following:  Unity of command – to streamline communication and patient care  Establishing working relationships with other public health providers – to improve overall community health  Integration communication and resource tracking – reduce overall system cost  To continue the use of first responder squads – to improve patient care and reduce overall system cost 57 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Institute for Healthcare Improvement (IHI) Open School Developing the next generation of leaders is critical for the long-term success of any organization, especially one such as the Alliance, which is labor-driven and strives to promote within whenever possible. Within 18 months of contract commencement, all full-time staff dedicated to quality management and education will complete the IHI Open School Basic Certificate. Currently, our Quality Improvement and Education Team have completed IHI Open School program. As your partner, we will continue to enroll our personnel in this program. The IHI Open School program is designed to advance healthcare improvement and patient safety competencies in the next generation of health professionals worldwide. Launched in September 2008, the IHI Open School provides students of medicine, nursing, public health, pharmacy, health administration, dentistry, and other allied health professions with the opportunity to learn about CQI and patient safety. The online, educational community features a growing catalog of online courses, extensive content and resources, and a network of local chapters that organize events and activities on campuses around the world. We will enroll our Quality Improvement and Education personnel, EMS Operations Managers, EMS Field Supervisors and FTOs in the IHI Open School program. Technology Advancements As you partner, we are positioned to offer the County the following: Fire MEDS Our San Mateo operation is in the implementation stages of a new, innovative ePCR data collection software called “Fire MEDS.” The program software was designed by recognized external software development companies, supported by our development team and most importantly guided by a team of local fire paramedic first responders. The goal of this program was to create first responder- specific ePCR data collection software that enables the ability to document and share data with the transporting agency’s MEDS ePCR platform. Additionally, this software operates on Apple iPad hardware, enhances user experience, and supports clinical reporting. Fire MEDS will benefit first responders in the following ways:  User friendly design  Fast - PCR completion flows logically with the care provided  Photo integration into the ePCR of trailing documents such as the ECG  Data reporting for clinical improvement functions and electronic viewing of the ePCR  Capability if desired to complete ePCR on-scene and transmit  Capability to facsimile transmit ePCR to hospital  Meets NEMSIS 3 GOLD standard of data collection If awarded the contract, we are willing to implement a similar program with all Contra Costa County fire agencies who respond in the EOA. 58 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Tableau Our business intelligence-reporting interface, Tableau is a powerful data visualization and analytics software program that is central to our compliance-reporting system. Tableau gives us the ability to respond to dynamic situations in real-time with data-driven decision-making and allows our front-end managers to report a variety of different elements within the system that are not typically captured in a regular reporting system including data, billing, and payroll. The following are some ke y benefits of Tableau:  Creation of meaningful and actionable representations of complex data from multiple sources.  Addresses challenges ranging from real-time operations management to retrospective performance reporting, to include national KPI reporting  Analyzes CAD data so we can better understand the root causes of compliance issues  User-friendly and intuitive Tableau’s variety of capabilities has numerous positive impacts on our overall performance, but ultimately will ensure that we continue to exceed the County’s needs. Other Quality Management Measures Through the Alliance, we are able to maintain and evolve the quality management programs in practice in the County. The RFP encourages proposers to exceed minimum requirements, especially in Clinical Quality management. Our expanded scope of clinical quality management exceeds the minimum requirements in several important ways, beginning with the aspects suggested in the RFP and ending with six (6) enhancements unique to the Alliance:  AMR Foundation for Research and Education (AMR FRE)  AMR Medicine™, which serves as a philosophy of clinical care for our patients. Through the Alliance, we strive to ensure our patients receive the best evidenced-based care.  Pairing Clinical Performance Indicators with Education Systems  Incorporation and Pursuit of National Quality Recognition Programs including the Baldridge Award and Institute for Healthcare Improvement Initiatives such as “Open School.”  Partnership in the HeartRescue Project, a five-year commitment to improve survival from sudden cardiac arrest in the communities we serve. This partnership is accompanied by a 5-year grant from the Medtronic Foundation, the philanthropic arm of the Medtronic Corporation. Grant funds are used to improve survival from sudden cardiac arrest in the communities served by AMR. The County would be eligible to apply for a grant if so desired.  Project, a five-year commitment to improve survival from sudden cardiac arrest in the communities we serve. Every initiative, program and process we implement is aimed to improve the overall health of our patients; they are our number one focus. This mindset brings robust national and local resources together in executing clinical quality improvements. We bring the full scope and scale of our performance management programs and processes to achieve clinical excellence in the County. 59 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service AMR Foundation for Research and Education (AMR FRE) We have recently established the AMR Foundation for Research and Education (AMR FRE). This 501c3 foundation is funded both by grant funds awarded to us and by charitable donations from individuals and organizations. The AMR FRE funds are used to support personnel who wish to conduct and present individual research projects at local and national EMS meetings, and to foster educational opportunities, such as some of the programs offered by the Institute for Healthcare Improvement. AMR Medicine™ – Our National Program for Medical Excellence EMS is a practice of medicine. An important part of any medical practice is an ongoing commitment to measuring performance and implementation of appropriate actions based on the analysis of that performance. AMR Medicine™ is the culture that drives the clinical care we provide in every community we serve. Every initiative, program, and process we implement is aimed to improve the overall health of our patients; at all times, they are our number one focus. AMR Medicine™ provides the benefits of robust national and regional resources, as well as a unique ability to share best practices between local operations. We have developed a clinical quality management program that has proven to be extremely valuable in the County. The advantage of our national size and diversity is that it allows for significant expertise in all facets of the art and science of out-of-hospital care. Emphasizing our commitment to continually use best practices to improve our patient care, our team will continue to be supported by, and will become part of, several of our organization’s national clinical leadership groups. These groups provide expert direction and oversight for process improvement efforts in strategic planning, patient/community focus, staff focus, measurement and analysis, process management, and organizational performance. Additionally, the groups have identified content-area experts that have made themselves available to our operations in other communities to assist with program implementation. Examples include the implementation of the Cardiac Arrest Registry to Enhance Survival (CARES) data initiative, which links process measures to actual patient outcome, and the evaluation of advanced airway techniques and devices. The groups themselves are composed of designated leaders from operations all over the country. Unique in the industry, these groups provide an unparalleled resource to all operations. Clinical Leadership Council The Clinical Leadership Council (CLC) is composed of clinical and educational services leaders representing all regions within our company, including a few of our key personnel, and key representatives from our clinical data and education teams, our Vice President of Clinical Practices and Research, AMR’s Chief Medical Officer, and Senior Vice President of Professional Services. The CLC uses national clinical data in concert with contemporary medical literature to identify quality improvement initiatives as well as the strategies, programs, and standards necessary to achieve desired clinical results. This committee has been instrumental in developing training tools and guidelines for clinical and safety programs across the company. 60 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Research Partnerships We have partnered with multiple academic institutions to participate in emergency medical services research. For example, in March 2014, the following evidence-based guideline for EMS was published in Prehospital Emergency Care with input from AMR’s national clinical leaders, “An Evidenced-Based Prehospital guideline for External Hemorrhage Control: American College of Surgeons Committee on Trauma.” We have collaborated with Dr. Daniel Patterson from the University of Pittsburgh on clinical safety initiatives, with Drs. Dan Spaite and Ben Bobrow on the ACTIONS study to improve survival from sudden cardiac arrest. Additionally, we support research in local practices that has assisted many local operations to develop research presentations for the Society of Academic Emergency Medicine and the National Association of EMS Physicians. Our active participation in research underscores their collective commitment to contributing to the science that drives the out- of-hospital practice of medicine. We are the only National EMS provider partner in the Medtronic Foundations HeartRescue Project. This project assembles the nation’s leading emergency and resuscitation experts committed to improving how Sudden Cardiac Arrest (SCA) is recognized, treated and measured in the United States. As a partner in the HeartRescue Project, we support local clinical activities pertaining to cardiac arrest improvement and communities in which we have a presence are eligible to apply for a HeartRescue grant. In collaboration with local communities and customers, these national leadership groups have contributed greatly to the planning and oversight of some key initiatives over the past several years including:  A strategy for piloting CPAP in response to clinical data suggesting that CHF patients experienced marginal improvement with conventional therapies  Creation of an online training program coupled with a workbook of case examples in response to concerns within clinical practices that clinical documentation was inconsistent  A pilot test of two devices that assisted in replacing the H tank oxygen supply in ambulances in response to increased frequency of employee injuries related to this awkward and difficult task of replacing tanks Pairing Clinical Performance Indicators with Educational Systems We have studied effective adult learning processes and has tailored its educational and staff development strategies to fit the needs of learners at various stages in their development. Classic approaches to continuing education assume the learner possesses the base knowledge and skills to effectively deliver care, but has lost some of the specifics or details over time. Classic continuing education re-exposes the learner to the initial training curricula. Our continuing education model offers some of this as it is the baseline, but advances further recognizing this type of training is limited in value. Through the Alliance, we will utilize the foundation of our continuing education program. 61 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Adult professionals want to learn what is relevant to them, and are bored with repeating what they already know. To address this need, we have developed a continuing education model that uses our CQI process to identify problem areas or opportunities for improvement and lets those topics drive the education curricula. When observations of key performance indicators identify a system-wide issue; we adjust the CME training schedules and online content and provide instruction on the topic to all caregivers in the system. This pairs the clinical indicators with locally-derived educational content throughout the local EMS operation. In addition to our group continuing education training, we also use one-on-one training opportunities through our Field Training Officers (FTOs) and Field Supervisors. Our FTOs and Supervisors function as facilitators and coaches, working collaboratively with our care-givers to identify opportunities for improvement and implement learning objectives and performance improvement plans that lead to professional development. Learning opportunities are available for interested individuals in the form of the IHI Open School as well as by participating in mentored improvement projects. A key factor in this model is problem identification and reliable feedback. Individualized performance report cards are needed for optimal benefit. Report cards compare individual caregiver performance to that of their peers, as well as benchmarking performance against comparable practices in the community and our network. We are developing the scorecard and report card systems necessary to pair individual performance indicators and educational content, and we will continue to introduce these programs to County caregivers should we be awarded the contract. Incorporation and Pursuit of Quality Recognition Programs As further evidence of our commitment to embody a quality-focused organization, we commit to include the County in our application for the prestigious California Quality Award, the state’s version of the Malcolm Baldrige National Quality Award, within the first three (3) years of the start of a new contract. We will utilize the Malcolm Baldrige Quality Program as a model to guide the organization’s quality efforts and to evaluate progress in the County. In March of 2011, we were the first EMS provider to win the California Council on Excellence Prospector Award, which followed the Malcolm Baldrige National Quality Award Criteria. Through our experience with Baldrige, we have learned how to effectively and efficiently meet our mission and achieve our visions. The Baldrige approach to quality emphasizes system improvement through error elimination and behavior modification through training. This system has been tried and tested in a variety of industries, including health care, quite successfully, and has brought about phenomenal internal practices that have led the respective organization’s quality initiatives. 62 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service GOLD Stevie Award We were awarded a GOLD Stevie® award in the category of “Corporate Social Responsibility Program of the Year in Canada and the U.S.A.” for its 2013 World CPR challenges. For the County, we will continue to serve our communities through our existing health initiatives and programs, such as our CPR Challenge as well seek to develop new programs that are designed to improve the health of community. Mission Lifeline® Emergency Medical System (EMS) Recognition Award We were the recipient of the 2014 Mission Lifeline® Emergency Medical System (EMS) Recognition. This award acknowledges the work, training and commitment by Ambulance agencies and Medical First Responders (MFRs) to improve overall quality of care for the STEMI patient, by directly influencing the STEMI System of Care. “Caring for Maria”-- Experience with the IHI Quality Improvement Process In December 2013, our National Leaders presented the first EMS-based improvement project “Caring for Maria” at the Institute for Healthcare Improvement National Forum. Caring for Maria employs the “Breakthrough Collaboratives” strategy utilized by the Institute for Healthcare Improvement since 1996 to achieve quality breakthroughs in diverse challenges such as reduction of Cesarean section rates, ED visits for asthma, adverse drug events, and inventory levels/supplier management. The IHI improvement project process uses the concept of the Triple Aim as the framework for the approach to optimizing health system performance. In this approach, it is necessary to simultaneously pursue three dimensions of the Triple Aim:  Improving the patient experience of care (including quality and satisfaction)  Improving the health of populations  Reducing the per capita cost of healthcare In most healthcare settings today, no one is accountable for all three dimensions of the IHI Triple Aim. For the health of our communities, the health of our populations, and the health of our all our patients, we need to address all three of the Triple Aim dimensions at the same time. Five-Year Commitment to improve survival from sudden cardiac arrest in the communities we serves In 2012, we became a full partner and the only EMS-based partner in the Medtronic Foundation’s HeartRescue Project, along with five others. The original HeartRescue partners include the University of Arizona, University of Pennsylvania Resuscitation Science Center, University of Minnesota Resuscitation Consortium, Duke University, and University of Washington, including Seattle Medic One and King County. 63 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service The HeartRescue Project is a concerted effort by experts in resuscitation science to improve the survival rate from sudden cardiac arrest. The project’s approach is to build on decades of best practices at the bystander, pre-hospital, and hospital levels, combining them under one program in order to expand geographic reach. The key elements include the following:  Publicly stated/measureable goals (a 50-percent increase in survival rates over five years in funded geographies)  A common set of data elements used to measure performance and outcomes  State-based reach, to include every size of community  Highly collaborative environment, bringing together leaders, influencers, and hundreds of stakeholders in each state  A focus on incremental system quality improvement via demonstrable, data-driven evidence  A commitment to sharing information and publishing results As a partner in the HeartRescue project, we strive to bring all of its practices and its communities into the Cardiac Arrest Registry to Enhance Survival to allow measurement, benchmarking, and improvement of local Sudden Cardiac Arrest (SCA) survival rates. Additionally, the program offers our HeartRescue grants to communities in which we have a presence. HeartRescue’s list of partners can be found on the HeartRescue Project’s webpage at the following URL: http://www.heartrescueproject.com/heartrescue-program/heart-rescue-project-partners/index.htm 64 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service a) Minimum Requirements—Clinical and Operational Benchmarking Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section V.A.2.a. Clinical & Operational KPIs Our commitment to capture, mine, analyze and operationalize data is embedded in our culture. We have thoroughly reviewed and agree to provide the 18 KPIs listed in the RFP. Periodic Report We will provide the County with all elements of information requested, at least monthly, to ensure their ability to benchmark KPIs against standards. We will also commit to working with the County and LEMSA to develop KPIs as needed to ensure the evolution of targeted and effective patient care. We will also work with LEMSA to determine an appropriate reporting schedule for protocol compliance. Using treatment bundles for specific protocols and through data extraction from MEDS, these reports will allow us to determine compliance with specific protocols, including protocol challenges. Through the use of our Clinical Data Analysts and CAD Data Analysts, we are able to develop new and custom SQL reports, which is currently the most accepted program for interrogating relational databases. These reports can be created on an as-needed basis and can be constructed to run automatically on a daily, monthly or other interval basis, as required. LEMSA will continue to have the ability to actively oversee the system performance through the use of our MEDS system and will be able to pull data as required to meet their reporting needs. b) Higher Levels of Commitment—Clinical and Operational Benchmarking With the overall system approach to patient care as defined by our proposed CQI system, we will significantly expand system- based benchmarking processes that includes not only clinical care, but also a variety of other elements that indicate overall system performance.  65 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Additional Benchmarking Clinical benchmarking allows us to evaluate our performance as compared to other systems state and nationwide, provided that we all use the same metrics. We are currently gathering data for the following clinical measures which are core measures from the state EMSA and therefore can be compared to other systems statewide:  Scene time for trauma (TRA-1)  Direct transport to a trauma center (TRA-2)  Aspirin for Chest Pain (ACS-1)  12 Lead EKG performance (ACS-2)  Scene time for STEMI (ACS-3)  Direct transport to a STEMI center (ACS-5)  Out of hospital ROSC, survival to ED and Hospital discharge (CAR-2, CAR-3, CAR-4)  Glucose for suspected stroke (STR-2)  Scene time for stroke (STR-3)  Direct stroke center transport (STR-5)  Beta agonist for Adult or Pediatrics (RES-2, PED-1)  Pain intervention and response (PAI-1, PAI-2)  Intubation success, End Tidal CO2 measurement (SKL-1, SKL-2)  Ambulance Response times by zone, Dry runs (RST-1, RST-2, RST-3) In addition to state core measures, we have other agency measures, for example:  Documentation of prehospital stroke score, i.e. LAMS, FAST, Cincinnati by prehospital providers  Survival to hospital discharge in out of hospital arrest with CPC 1 or 2  Early epi cycles 1, 2 and 3. (NEMSIS E18_01)  Correct delay in intubation for 3 cycles  Compression rate for CPR  Compression fraction for CPR  Standard for the installation, maintenance, and use of Emergency Services Communications Systems (NFPA 1221)  Standard for the organization and deployment of fire suppression operations, emergency medical operations, and special operations to the public by career fire departments (NFPA 1710) While not all of these metrics are required, nor are all of them able to be benchmarked on a wide scale as they are not measured by all systems, they are some of the measures we use as indicators of higher performance, or an optimized system. For example, there is evidence to support that early epinephrine might improve outcomes in non shockable cardiac arrest. Likewise, there is evidence that delaying intubation for three (3) cycles (or more) might improve outcomes in cardiac arrest. 66 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Furthermore, there is growing and very strong interest in utilizing EMS to selectively route a subset of stroke patients to Comprehensive Stroke Centers, bypassing Primary Stroke Centers, to receive early interventional therapy. We have begun looking at not only the frequency, but also the accuracy with which our crews are performing a prehospital stroke scale, as well as documented the “time last seen normal” as these two (2) assessments will be the key determinants in the destination of such patients. Superior medical outcomes are critical to establishing community peace of mind and confidence in the value of their overall investment in the EMS system. Therefore, we utilize outcome-based metrics over process-based metrics. Outcomes provide a clearer “bottom-line” objective for goal setting. Process-based measures, especially input measures such as resources consumed and cost, are also important for management. We consequently use a mix of process and outcome metrics in our KPIs. Commitment to Technology and Personnel Our commitment to benchmarking KPIs extends to and is evidenced by our investment in technology skilled data analysts. Through the Alliance, we will utilize a comprehensive suite of tools to gather the data needed for our system performance reports and statistical analyses, and to ensure compliance with medical protocols. These tools include the MEDS ePCR system for every ambulance, a CAD program, and Medical Priority Dispatch SystemsTM (MPDSTM) /ProQATM telephone triage systems for the Communication Center. These robust tools and combined with our IT talent, provide a reliable platform for advanced data warehousing and management. In addition, we employ dedicated Clinical Data Analysts and CAD Data Analysts, who have attained the Structured Query Language (SQL) Developer competency level. Clinical data and CAD data are two distinctly different databases, which is why we maintain separate analyst positions, rather than diluting competency by trying to have one person do all. Proposed Higher Level Benchmarking Process Like the County, we are committed to using patient-focused performance metrics to drive clinical care improvements. As such, we are proposing to enhance our current benchmarking system by working with the County to share metrics with EMS agencies and hospitals to add additional benefit to the local system. With our experience in collecting data, we have the potential to review the impact of systems of care on chronic health-needs patients. Likewise, we can look at patient satisfaction and experience methodologies used elsewhere in the country to implement a fully transparent review of patient perceptions of our care in the local community. This collaborative approach to performance measurement is beneficial for the following key reasons:  It ensures that the entire system is working together around care that benefits patients  It ensures focus throughout the organization on initiatives that actually improve clinical care  It enables open discussion about performance, benchmarking with other out-of-hospital communities, and identification of best practices and areas for improvement 67 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service High Impact Clinical Conditions – Things that Matter We will aggressively focus significant efforts on high impact clinical conditions identified through a comprehensive review of medical literature by the Alliance and non-Alliance physicians and clinical leaders. These “Things that Matter” are those conditions that, when treated appropriately, can be dramatically improved in the out-of-hospital setting. Airway Management Goal:  Improve the safety and efficacy of airway assessment and intervention Strategies:  Training, improved airway decision making, increased use of capnography and CPAP Metrics:  Intubation frequency per 100,000 cases  Capnography utilization  Adequacy of patient intubation and ventilation as measured by EtCO2, SpO2, and RAPS score Resuscitation Goal:  Optimize cardiac resuscitation strategies to improve long-term survival from cardiac arrest Strategies:  Training on resource management (pit crew), evaluation and implementation of hypothermia, mechanical CPR, and community resuscitation programs. Incorporation of Utstein data fields into ePCR system. Metrics:  Cardiac arrest survival  Operational participation in the CARES registry (results shown below)  Operational participation in the Heart Rescue initiative that promotes community-wide approach to resuscitation  MDLG/CLC/NEET evaluation and recommendation regarding resuscitation approaches such as hypothermia, mechanical CPR, ResQPod, etc. STEMI / Stroke Goal:  Early recognition of STEMI/Stroke, early activation of community resources, patient transport to most appropriate specialty center Strategies:  Inventory of local community initiatives to identify best practices, incorporation of data fields related to transport to specialty centers into EPCR system. Creation of national benchmark report based on recommendations from the Consortium of US Metropolitan Municipalities’ Medical Directors. Metrics:  STEMI/Stroke Benchmark report based on Consortium of US Metropolitan Municipalities’ Medical Directors composite scoring Respiratory Distress Goal:  Appropriate evaluation and safe management of patients complaining of shortness of breath Strategies:  Increased utilization of capnography in evaluation of respiratory distress, increased utilization of CPAP, documented improvement in patient condition for individuals with respiratory distress. Creation of national benchmark report based on recommendations from the Consortium of US Metropolitan Municipalities’ Medical Directors. Metrics:  Respiratory distress and CHF Benchmark reports based on Consortium of US Metropolitan Municipalities’ Medical Directors composite scoring  Increase in the percentage of patients whose acuity improves during the prehospital encounter as measured by EtCO2, SpO2 and RAPS score 68 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Severe Trauma Goal:  Early recognition of severe trauma with early activation of community resources, patient transport to most appropriate specialty center Strategies:  Inventory of local community initiatives to identify best practices, incorporation of data fields related to transport to specialty centers into EPCR system. Creation of national benchmark report based on recommendations from the Consortium of US Metropolitan Municipalities’ Medical Directors. Metrics:  Significant trauma benchmark report based on Consortium of US Metropolitan Municipalities’ Medical Directors composite scoring Management of Pain and Discomfort Goal:  To reduce patient pain and discomfort Strategies:  Creation of business rules in the ePCR system that require pre/post evaluation of pain scale for patients with primary impression of “pain” or who receive narcotic analgesics (except with CHF), creation of national data report on impact of therapy for pain based on pain scales and RAPS. Identification of best practices in operations with best results. Patient surveys and satisfaction measures Metrics:  Creation of business rules in ePCR system  Creation of national data report on pain/discomfort relief  Patient satisfaction  Identification of best practices within operations with best data  PDSA process to implement best practices Patient Safety Goal:  Improve the safety of EMS evaluation, care, and transport Strategies:  Continue to provide employee training on patient advocacy and the process of informed consent for refusals (Patient Focused Care and Advocacy program, in use since 2007), create a mechanism for measuring the incidence of adverse events (including any events that may or do result in patient harm) Metrics:  Completion of PFCA training during new-hire orientation  Operational dry-run/non-transport goals and performance  Patient drop and vehicle accident rates (already monitored)  Establishment of a process for identifying cases to review for adverse events based on trigger conditions (as described by the Institute of Healthcare Improvement)  Creation of an integrated patient safety report that incorporates patient drops, vehicle accidents, and adverse events CARES Data Initiative The CARES Data Initiative program links process measures to actual patient outcome, and the evaluation of advanced airway techniques and devices. In 2014, we produced a 10.7% overall survival rate (485 patients). Our overall survival rate meets the national average. We also produced a witnessed survival rate (Utstein Survival) of 33.8%; and a Witnessed, bystander CPR survival rate (Utstein Bystander Survival) of 34.9%. In addition, our bystander CPR rate was 37.9%. 69 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Improving Patient Health & Outcomes - Collaboratively With this contract and through the Alliance, the current CQI program will continue to evolve and take into account the Just Culture approach, which supports our clinical culture that is built around the specific needs of the local EMS system. We are offering to collaborate with the County to develop a clinically sophisticated program that responds to local leadership priorities, evaluates patient care using valid and meaningful data, and seeks to produce actual improvements in the health of patients system-wide. This collaboration will be targeted towards the following:  Improving the patient experience of care (including quality and satisfaction)  Improving the health of populations  Reducing the per capita cost of healthcare To succeed, CQI in the County’s system cannot be “supplied” by the Alliance, but must be developed and maintained in careful collaboration with County and LEMSA. By definition, local priorities, local disease burdens, and local clinical practices will drive the detail of this program. However, we offer to strong local and national experience from other EMS systems, expertise in clinical care, and capable infrastructure to achieving the system’s goals and protecting its patients. In this section, we seek to display to the County what will be possible and what our approach will be, knowing that the detail and priorities will be established through active collaboration. Assessing Compliance with Medical Protocols The key to ensuring compliance with medical protocols is the development of robust protocol-based KPIs monitored through our industry leading Institute of Health Improvement (IHI)-based CQI model, which we are offering as an enhancement to this proposal. We will work with LEMSA and the Medical Director to ensure that all protocols are updated regularly and communicated to our crews in the field, with the appropriate KPIs updated in the system. By monitoring the compliance of treatment bundles through the MEDS program we are able to recognize areas of opportunity within the current system as well as identify protocols that may have compliance issues. Additionally, we will offer LEMSA a database with continually updated information on changes being made to medical protocols by EMS systems that we currently serve across the nation. The database will provide the LEMSA Medical Director with a fast, easy-to-use tool to track changing trends in medical protocols and ensure the system is fully informed as protocols evolve nationally. Likewise, we would like to include in this database the LEMSA protocols so that EMS systems we serve can also benefit from its improvements and evolution. Only the Alliance can offer such a step up in the sheer scope and quality of information that can be provided to drive real evidence-based change. 70 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Taking a Step Up In Patient Care We are currently collaborating with the IHI, and we have refined and simplified our CQI approach with a focus on making measurable improvements that benefit patients clinically, improve their experience of care, and control costs. This new “Triple Aim” approach to CQI places patients – the people we serve -- at the center of the model, as they remain our purpose and the focus of our vision, our values, and our actions. The program has three main components:  Improvement Projects  KPI Monitoring  Management of Unusual Occurrences (UO) We are offering this industry-leading quality management program as an enhancement to the system currently in place. Not only will it fully meet and exceed the requirements of the system today, but also those of the future, for all elements of th e operation, from the time the call comes in to the communications center to the time the patient arrives at the hospital. The system is designed to evolve as we evolve as a mobile health care provider, taking the best in CQI practices and enhancing them through the ongoing practice of medicine. We look forward to developing this program in conjunction with LEMSA and participating in the growth and development of the local EMS system. We also look forward to using the three (3) components of the IHI Triple Aim Quality Program to provide a unique opportunity not only for further development for the County, but also to communicate the system’s successful programs to other EMS communities we serve. Part of the model is the Plan, Do, Study, Act (PDSA) approach. We propose to work with LEMSA to test improvements on the smallest possible scale and refine the improvements before they are implemented across the system. This commitment will allow for a more effective system-wide implementation of new protocols with the assurance that they are producing the results intended. This approach involves the following:  Plan for the test. The key part of planning is to make a prediction of the expected results from the test  Conduct the test. During this phase we carry out the test and gather results/observations  Study the results. Here we compare the actual results of the test with the prediction made during the planning phase  Act on the comparison of the results with the prediction and the observations from the test. Based on what we learn we will either adopt this as a good practice to implement, adapt the plan to produce better results and conduct another PDSA cycle, or abandon the practice as something that does not work 71 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Another part of the IHI model, UOs, individual situations that require a comprehensive investigation to understand the nature of what has happened. UOs are initiated through contact from patients, the public, system partners, through our near-miss self-reporting system, and chart review. If a UO is identified, our team will immediately notify LEMSA’s Medical Director and work with him to conduct an investigation. We will prepare a report on the results of the investigation describing what happened and any recommendations for improvement, in line with our Just Culture approach. Once the recommended improvements are in place, the case will be closed and a follow-up assessment will be scheduled to make sure that the improvements are sustained. This process is illustrated in the following diagram: National Benchmarking Through the Alliance, we will utilize clinical metric scorecards that are designed to focus our crews on providing better patient care. These scorecards will be made available to the County as part of our CQI plan. The scorecard is built around the following seven common themes in EMS, which has been incorporated into seven ‘Things that Matter’:  Safe & Effective Maintenance of Airway and Ventilation o (We ensure optimal airway patency, ventilation, and oxygenation)  Reduction of Pain and Discomfort o (We enhance patient comfort and reduce pain)  Relief of Respiratory Distress o (We relieve respiratory distress and optimize ventilation and oxygenation)  Cardiac Arrest Resuscitation o (We focus on prompt, appropriate and effective resuscitation)  Recognition and care of Ischemic Syndromes o (We rapidly recognize and appropriately care for STEMI & Stroke)  Effective and Timely Trauma Care o (We are timely and efficient in our recognition and treatment of severe trauma)  Ensuring Safe Patient Care and Transport o (We ensure that patients are safe while in our care) These metrics are displayed by local practice sites on a scorecard that allows baseline development and sets expectations for accountability for documentation, CQI, and outcomes. The scorecards are customizable by location and begin by analyzing data and displaying it on a dashboard in performance bands. Run charts are developed as data accumulates, and goals are established to facilitate improvement. UO Identified Investigation Report Analysis Improvement Actions Follow-Up 72 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Below are examples of local charts that are currently available for our operations. These can be customized over time to meet system oversight needs: An additional benefit of MEDS implementation, and the PIM tool, is our ability to benchmark local system performance against any other area of our operations nationally. We are proposing to offer this tool, which is updated monthly, to the County office to allow for system benchmarking against other operations nationwide. 73 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service EMS-CAHPS We are proposing through the Alliance to continue to actively measure the patient experience with our care in the County system using a validated patient experience satisfaction survey based on the Hospital Consumer Assessment of Healthcare Providers and Systems (HCAHPS) survey tool. Standardized consumer experience metrics are an increasingly important component of value-based health care evaluation and compensation. Over the past decade, healthcare system and provider accountability for the patient experience and responsibility for transparent reporting has become an expectation of organizations and individuals involved in patient care. EMS as an industry has typically been slow to implement any such metrics, and where customers were surveyed, the survey tools have been un-identified and cannot be compared directly to other health care organizations. The HCAHPS survey tool is nearly universally implemented to collect patient experience ratings for hospital in-patients. It is also now nationally reported by Medicare to permit consumers to directly compare local hospital choices against local, state and national metrics via the Medicare.gov website. Although many elements of the HCAHPS tool are not applicable to EMS, and conversely, important EMS measures are not included, using as much as possible of this validated tool will move EMS into an appropriate position to be considered another valuable component of the continuum of healthcare. For this reason, we has developed a survey instrument based on HCAHPS but relevant for EMS. Through the Alliance, this survey is currently available to the County. In 2014, we sent out 5,321 surveys, receiving 638 patient responses. We will continue to utilize this tool as it has proven to be extremely valuable in allowing both the Alliance and the local system to demonstrate clearly superior patient experience ratings using a believable and recognizable tool accepted by all elements of the healthcare system. Non-Clinical Key Performance Indicators We recognize the essential importance of subjective patient experience satisfaction as a measure of EMS quality. Since many EMS patients do not face immediately life-threatening events, how they felt about the care they received by the EMS caregivers is as relevant as “scientific” or clinical measures. Thus, through experience, we know monitoring customer satisfaction will be a key indicator for measurement in the County system. We also believe that employee satisfaction is a clear indicator of the system health and the type of care our patients are receiving. 74 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service The following are examples of non-clinical KPIs that we are proposing to continue to monitor for the County: Customer Satisfaction KPIs  Example questions collected and monitored from customer surveys: o Did the Paramedics Arrive Quickly? o Did the Paramedics Act in a Concerned and Caring Manner? o Did the Paramedics Explain What They Were Doing and Why? o Pain, Difficulty Breathing, or Discomfort Improvement o Overall Care and Service Rating Human Resources/Employee Satisfaction KPIs  Shift Holdovers Per Week  Turnover Rate  Turnover Factors/Employee Satisfaction Community Health Partnership KPIs  9-1-1 calls for patient conditions targeted in community health awareness programs. Examples could be: o Elderly falls o STEMI transports o Early onset stroke transports  Number of Community Health Improvement Activities  Home inspections  Fall prevention for Seniors  Track annual fire injuries/fatalities Fleet KPIs 1. Critical Vehicle Failures per 100,000 miles 2. Preventive Maintenance Cycles Safety KPIs 1. Employee Injuries per 10,000 payroll hours 2. Vehicle collisions per 100,000 miles travelled Unusual Occurrences and Complaints KPIs 1. UOs and Complaint Financial Sustainability KPIs 1. Unit Hour Utilization Ratio 2. Net revenue per transport 75 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service We currently monitor a number of these KPIs, including employee injuries and type of vehicle accidents, as illustrated in the following charts: Operational Key Performance Indicators We also reviews our operational KPIs on a regular basis. Operational benchmarking begins with establishing standards by which we can effectively monitor changes that are made to improve outcomes such as response times, time at the scene of an incident, and total time on a task. The result should be an efficient use of resources available. These standards will be established in our local SSP, which will be used by all operational functions including Communications, Caregivers, and EMS Operations Managers, to efficiently run the system on a daily basis. System status management (SSM) is the deployment of ambulances on an hour-to-hour and day-to-day basis using demand analysis from the previous 20 weeks of call data. The result is a system of “post” locations placing ambulances closest to the calls while moving resources based on call locations. Most of our ambulances are deployed using 12-hour rotations to maintain 24-hour coverage. This deployment uses each ambulance to its highest efficiency, minimizing the overall number of ambulances necessary and the amount of time an ambulance sits idle. In addition to these units, the system integrates 12-hour flex cars that increase ambulance coverage during peak volume. These resources make up the core of the scheduled ambulance in a given day or week. 76 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service All the plans, scheduling, and data analysis culminate to an orchestrated system of ambulances responding to calls with strategic movement of resources, allowing us to meet the established response times. This high-performance system requires monitoring with appropriate benchmarks designed to be measurable in an effort to improve outcomes. a) Minimum Requirements – Clinical Leadership Personnel Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section V.A.3.a. One of the many benefits of the Alliance is a broader base of support for clinical oversight. We are currently expanding our KPI and benchmarks to allow us to perform more in depth analysis of the quality of care we provide as well as associated outcomes. Guided by the senior management of the Fire Chief, we are establishing a comprehensive personnel structure to ensure the oversight of organization-wide quality management and KPIs. Our Fire Chief’s designee along with a leadership complement of Medical Directors, General Manager, Quality Improvement and Education Team, EMS Operations Manager, EMS Field Supervisors, Field Training Officers (FTO’s), Data Analysts, as well as an on-call team of regional and national clinical experts will actively participate in sustaining the EMS quality management system. Job descriptions for all clinical quality personnel positions are included as Exhibit No. 6. Our core clinical leadership personnel is comprised of our Medical Directors and our Quality Improvement and Education Team. These individuals will have very active roles in teaching, case review, and feedback. Our Chief Medical Director, Dr. Peter Benson, will lead our core clinical leadership personnel and will be responsible for aligning our medical direction with LEMSA and providing medical oversight to our system. Dr. Benson, who has practiced in the County for over ten (10) years, has a Master of Public Health (MPH) with formal training in epidemiology and biostatistics, and has authored several studies. He is experienced in systematic data analysis and able to lead the “analysis of performance data and conduct improvement projects.” Our Associate Medical Director is Dr. Gene Hern, is an attending physician at Highland Hospital in Alameda County, CA. He will support Dr. Benson and provide additional medical expertise and oversight for the entire system, while working closely with all local public safety agencies. He offers eight (8) years of experience practicing medicine in the County. Our Quality Improvement and Education Team is comprised of two (2) individuals. The first member of this team is Greg Kennedy, who offers nine (9) years of experience in the County. Mr. Kennedy is responsible for monitoring tasks such as the on-going responsibility to review completed Patient Care Reports and data reports for adherence to proper protocols and to assure that best practices and standards that are taught in the classroom are being performed in the field. He reviews interventions, STEMI and CPR reports, and medicine administration, among other areas of care, to identify and correct any deficiencies. He also acts as the Education Nurse and is available to provide targeted one-on-one training to District EMTs and Paramedics.  77 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service The other leadership member of our Quality Improvement and Education Team is Joanny All, who offers over 15 years of service in the County, including 17 total years of urban and rural EMS experience. She will be responsible for the day-to-day management of the continuous quality improvement system as outlined below:  A team of Field Training Officers (FTOs) and chosen field staff that help ensure performance standards, the implementation of successful training programs, continuous performance monitoring within the field, and participation in peer review audits  A stringent screening program for new personnel, careful review of equipment needs, and physician-approved protocols  A comprehensive orientation academy that is followed by FTO-facilitated field training, evaluation, and continued mentorship, as well as in-house continuing education programs  Monitoring, coaching, and feedback by FTOs, Field Supervisors, and Clinical staff We also have dedicated Clinical Data Analysts and CAD Data Analysts, who have attained the Structured Query Language (SQL) Developer competency level. The analysts will evaluate Patient Care Reports. Through the years of dedicated services, we have established a clinical quality management program that has proven extremely valuable in the County, serving individuals within its borders and from the surrounding commuter and medical facility populations. Our CQI is overridingly built on the belief that we can improve what we measure and monitor, ultimately ensuring that every one of our patients receives the best care possible. Additionally, we commit to eighty (80) hours per month for designated field personnel to participate in clinical improvement activities. International Institute of Health Open School Developing the next generation of leaders is critical for the long-term success of any organization, especially one such as the Alliance, which is labor-driven and strives to promote within whenever possible. Within 18 months of contract commencement, all full-time staff dedicated to quality management and education will complete the IHI Open School Basic Certificate. Currently, our Quality Improvement and Education Team, Greg Kennedy and Joanny All, have completed IHI Open School program. As your partner, we will continue to enroll our personnel in this program. The IHI Open School program is designed to advance healthcare improvement and patient safety competencies in the next generation of health professionals worldwide. Launched in September 2008, the IHI Open School provides students of medicine, nursing, public health, pharmacy, health administration, dentistry, and other allied health professions with the opportunity to learn about CQI and patient safety. The online, educational community features a growing catalog of online courses, extensive content and resources, and a network of local chapters that organize events and activities on campuses around the world. We will enroll our Quality Improvement and Education personnel, EMS Operations Managers, EMS Field Supervisors and FTOs in the IHI Open School program. 78 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service The table below provides an outline of the training topics provided. Patient Safety PS 100: Introduction to Patient Safety PS 101: Fundamentals of Patient Safety PS 102: Human Factors and Safety PS 103: Teamwork and Communication PS 104: Root Cause and Systems Analysis PS 105: Communicating with Patients after Adverse Events PS 106: Introduction to the Culture of Safety PS 201: Partnering to Heal: Teaming Up Against Healthcare-Associated Infections PS 202: Preventing Pressure Ulcers (professional catalog only) Improvement Capability CQI 101: Fundamentals of Improvement CQI 102: The Model for Improvement: Your Engine for Change CQI 103: Measuring for Improvement CQI 104: The Life Cycle of a Quality Improvement Project CQI 105: The Human Side of Quality Improvement CQI 106: Mastering PDSA Cycles and Run Charts CQI 201: Guide to the IHI Open School CQI Practicum (student catalog only) CQI 202: Quality Improvement in Action: Stories from the Field Quality, Cost, and Value QCV 101: Achieving Breakthrough Quality, Access, and Affordability Person- and Family-Centered Care PFC 101: Dignity and Respect PFC 102: A Guide to Shadowing: Seeing Care Through the Eyes of Patients and Families PFC 103: Having the Conversation: Basic Skills for Conversations about End-of-Life Care Triple Aim for Populations TA 101: Introduction to Population Health Leadership L 101: Becoming a Leader in Health Care b) Higher Level of Commitment – Clinical Leadership Personnel While our organizations recognize the need to manage clinical direction locally, we also believes it is important to share knowledge from clinical practices across the country. Our Clinical Leadership Personnel will have direct access to our national clinical team and can draw from best practices and lessons learned from practices across the country. The national team has members focused on specific areas we believe have the greatest opportunity to improve outcomes of patients in the communities we serve. 79 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service We are highly confident in the abilities of our team of clinical personnel. These individuals have a proven record of effectively communicating their extensive medical knowledge to the rest of our staff. This entails the regular distribution of clinical summaries with benchmarks for performance and evaluation, continuous measurement of cancelled call rates (including individual remediation for especially high rates), in-depth compassionate remediation for personnel needing improvement, and the retention of personnel over long-term periods, rather than eliminating staff from the workforce. Locally, these measures create strong clinicians who are dedicated to the communities they serve. Innovative Offerings We also offer a variety of innovative opportunities for our clinical staff to build their skills and gain additional clinical knowledge, including the following: National Leadership Clinical Groups Emphasizing our commitment to continually use best practices to improve our patient care, our local team is supported by and is part of several of our organization’s national clinical leadership groups. These groups provide expert direction and oversight for process improvement efforts in strategic planning, patient/community focus, staff focus, measurement and analysis, process management, and organizational performance. Additionally, the groups have identified content-area experts that have made themselves available to our operations in other communities to assist with program implementation. Examples include the implementation of the CARES data initiative, which links process measures to actual patient outcome, and the evaluation of advanced airway techniques and devices. The groups themselves are composed of designated leaders from our operations all over the country. Unique in the industry, these groups provide an unparalleled resource to all operations. Medical Director’s Leadership Group (MDLG) Medical Directors play an essential role in establishing clinical priorities and guiding the clinical practice of our clinical staff within their local communities. Our Medical Director’s Leadership Group (MDLG), which serves as a resource for all of our Medical Directors, is led by AMR’s Chief Medical Officer, Edward Racht, M.D., and is comprised of selected Medical Directors from each region, and will include our team of Medical Directors for the County. By design, the members of this group represent diverse practice environments including urban, rural, frontier, academic, and private practice settings. In collaboration with the Clinical Leadership Council (CLC), described below, the MDLG provides guidance on the medical practice aspects of clinical excellence, including identification and integration of new clinical performance indicators. The MDLG provides an internal “sounding board” for Physician medical directors to discuss complex issues with colleagues across the country. It also offers our external academic and industry partners an opportunity to discuss ideas across a diverse group of physicians. This has resulted in multi-center studies, position papers and a comprehensive, well referenced Medical Director’s Resource Guide to assist all physicians with integration into their practices. We offer LEMSA Medical Director to join our MDLG, improving communication and overall collaboration of our County operations. 80 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service e-Grand Rounds To maintain clinical excellence and provide updates on state-of-the-art medicine, we have instituted a monthly program called e-Grand Rounds. The e-Grand Rounds format encourages the invited presenter to showcase his/her information via live webinar in the first 45 minutes of the hour-long program. This is followed by an interactive discussion facilitated by a moderator. One of the goals of this unique program is to help our teams learn about cutting-edge medical, including the ‘art’ of implementing clinical science into daily operations. These seminars are recorded for later viewing by personnel unable to attend the live presentation. A list of the topics and class description is provided below. e-Grand Rounds Recent Topics Topics Speakers AHA Guidelines Dr. Ed Racht Sudden Cardiac Arrest Lynn White Care of the Prehospital Stroke Patient Dr. Ed Jauch Patient Safety Scott Bourn Capnography in the EMS World Dr. Baruch Krauss STEMI and 12-Lead EKG transmission Dr. Brian Hiestand Management of Pain and Discomfort in EMS Dr. Angelo Salvucci Update on Trauma Care in EMS Dr. Michael Cudnik EMS Quality Improvement Mike Taigman AMR Medicine Clinical Initiatives Dr. Racht, Scott Bourn, Lynn White 2011 Field Triage Guidelines E. Brooke Lerner Dispatch-Assisted CPR Dr. Tom Rea On Scene Resuscitation Dr. Brent Myers The National Drug Shortage Dr. Ed Racht Traumatic Brain Injury Dr. Ben Bobrow Cardiac Devices Encountered by EMS Dr. Brian Hiestand Prehospital Hemorrhage Control Dr. Eric Ossmann Safety Stories: Creating a Culture of Safety Cathy Jaynes, Scott Bourn CPR Analytics and Quality of Resuscitation Care Rob Walker, Fred Chapman Great EMS Data: The Power to Answer Cool Questions Alan Craig Stroke Dr. Todd Crocco Capnography Dr. Jeff Goodloe Oxygen Dr. Mike Levy 81 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service E-Case Review As an innovator in clinical care, we developed and implemented a Web-based educational seminar in August 2012 called, E- Case Review. The one-hour webinar focuses on a single case presented by a local caregiver. Discussion about the case occurs locally in each participating practice and is followed by a ‘mini lecture’ by a national expert on the topic. The discussion is focused on the case itself, not on critiquing how the caregiver managed the case. Presenters find E-Case Review to be an informative and useful venue for learning more about the case, as well as how different locations will manage comparable patients. There are typically 50 to 70 participants reviewing five to seven individual practices in multiple states, and sometimes with guest experts from throughout the world. Safety & Clinical Competition We believe that safety and clinical excellence must be considered together, and we aim to ensure that safety is always a component of any clinical training. To reinforce this approach, we host an annual Safety and Clinical Competition. The goal of the competition is to increase safety awareness among personnel while lifting patients and maneuvering ambulances, with and without patients on board, in a simulation of the surroundings and situations our EMS crews encounter on a daily basis. Participants also are evaluated in medical and trauma scenarios appropriate for their respective EMT certification. The friendly competition brings together personnel and reinforces and supports our operations in achieving safety and clinical excellence. Alliance Policies & Procedures A workgroup is being assembled, through the EMS Committee, to align the response policies and procedures for the Alliance to assure that no conflicting direction is present. Furthermore, that document will be brought into alignment with the County’s EMS Policy and Procedure manual to further guarantee a cooperative system approach to emergency medical response. Methods for Communicating With Our Team Effective communication with the workforce is particularly important as well as challenging in EMS, where personnel are often in motion throughout much of the day. Our communication philosophy puts the burden on the quality/leadership team to reach out to personnel in ways that are engaging and easy to access. Organizational excellence is a top priority for the Alliance. Top down leadership includes strategic planning, fiscal stability, customer service, accountability, and quality improvement throughout the organization. Several meetings occur weekly where the Fire Chief and other members of senior staff visit fire stations and operations to meet with the workforce in their own environment. These meetings provide the workforce face time with the Fire Chief and other leadership staff and allow for open, face-to-face, honest dialogue on the state of our organization and plans for the future. 82 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Additionally, each Battalion Chief is assigned a City that the organization protects. One of the responsibilities of that assignment is to attend monthly City Council or other relevant meetings to provide City official’s access to a representative of the Alliance. This access provides for real time information exchange and facilitates communities trust in the service that we provide. The EMS Battalion Chief is engaged in local, State, and National programs and conferences. Emergency Medical Care Committee, Medical Advisory Committee, Stroke committee, STEMI meetings, Pre-Trauma Advisory Committee are some of the local meetings attended. At the State level regular attendance occurs at the State Emergency Medical Services Commission as well as their annual conference. He also serves as the Deputy Director for the California Fire Chiefs EMS Section, Northern Branch and attends several annual conferences where EMS is the focus of study. Lastly, he participates in National EMS Conferences where latest trends, best practices, and advanced topics such as Community Paramedics are the emphasis of discussion. Communication Process and Channels Below, we have provided a communication flowchart the displays our value and appreciation for effective communication, whether it originates from our Executive Level down to our Personnel or from our Personnel up to our Executives. Communication Flowchart Organization (mission and values) Executive Level Operation Level Personnel 83 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service To ensure we capture all effective communication that is essential to our success, we utilize a number of different communications channels, such as the following, for communicating the same information to make sure that our field crews receive information:  True open-door policy where personnel are encouraged to bring issues and ideas to management regardless of the employee’s level or status within the company/organization  Individual company email / personal email  TeleStaff – an electronic staffing management software suite  Clinical E-rounds  Regular town hall meetings  Management ride-along in the field  Posting on employee bulletin boards and break areas  Cell phone / Pager  Social networking sites  Memos posted in public areas as well as placed into employee mailboxes  Performance Improvement Tool (PIT), which allows for direct and contextual feedback directly to the creator of a specific ePCR  Employee Portal – a wealth of information, educational material and self-service employee tools are located on the Envision Portal. From linking to training and compliance programs, to online education and much more, the Portal is a one-stop shopping source for our personnel  Guiding Teams  Peer Review Committee (more detail below)  Quality Steering Committee (more detail on the following page)  “Insight” Videos Peer Review Committee All of our personnel are encouraged to become involved in making improvements. Our Peer Review Committee plays an important role in overall quality for our local operation, from evaluating new equipment, to providing feedback on new protocols, fine-tuning deployment plans, and assessing the performance of our caregivers. Peer involvement is an important component of engaging personnel. By having personnel involved in all these elements, they are able to “own” new concepts, procedures, standards, and other progressive activities, and are actively engaged in improving the system and the overall quality of care. As the day-to-day frontline caregivers, these personnel often hold the key to innovative solutions for challenging issues. 84 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Quality Steering Committee This committee consists of dedicated local caregivers, EMS agency staff including the LEMSA Medical Director, our Medical Directors, various First Responder representatives, and local hospital staff. Activities for the Committee include reviewing system performance in all key areas, generating ideas for improvement projects, and guiding and monitoring progress on improvement projects. Our overall focus is on system-wide performance for our patients and for the community. Methods for Assessing Efficacy of Communications We want our communications to continue to effectively support the County’s purpose to ensure patients receive the best possible pre-hospital care. One of the methods we use for assessing our effectiveness is monitoring changes in performance. Our operations across the country are now implementing CPR Quality Analytic programs. Using this program, our local operation can upload the continuous monitor recording to a Cloud-based application and receive back within 24 hours in most cases, an annotated report of CPR Analytics. Clinical leaders are using these to provide feedback to their crews on their performance during resuscitation, and they are powerful and sought-after learning tools. Currently the annotations are being done by the LEMSA and then sent back to us to provide feedback to the crews. We have taken it a step further and have added a reward program incentive for those that are high performers. Gathering Performance Data & Communicating to Personnel We use our Performance Improvement Tool (PIT) to identify, assess and track CQI events. PIT seamlessly integrates with our MEDS ePCR system to quickly identify clinical trends and documentation deficiencies and provide real-time feedback to caregivers and supervisory staff. PIT provides the mechanism to deliver feedback directly to the caregiver, as well as a scorecard to show overall performance. If further review of a caregiver’s performance is needed, PIT’s Incident Tracking provides the ability to monitor, track and escalate incidents (see illustration on below). We propose to provide the LEMSA Medical Director access to this tool to assist in EMS system monitoring and further EMS system development. 85 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Once an issue is identified, we select the method to communicate performance data and information with our team based on its urgency and/or time sensitivity. We focus on communicating performance information relevant for performance improvement, workplace morale, and employee growth and education, as shown in the following chart: Performance Data Communication Performance Data Type of Information Frequency of Communication Composite Clinical Scores Percentage of patients treated in compliance with composite checklists Included monthly in Performance Report for all crews and on data display in deployment Crew Chute Time The time between unit alerted and wheels turning Ongoing real-time feedback for Supervisor to provide field coaching Customer Survey Quantitative and qualitative information from survey Ongoing feedback to relevant personnel Summarized quarterly in Performance Report Unusual Occurrences Various including customer service-related and clinical Immediate contact with relevant personnel and EMS Agency consistent with protocol Key Performance Indicators Control charts reflecting system-wide performance Included monthly in Performance Report for all crews Response Time Performance Month-to-date-response time compliance Daily notification to on-duty crews End of month performance reports Promotion of Legal & Ethical Behavior Promotion of legal and ethical behavior is a top priority for our organization, beginning with the hiring process, which includes peer-interviews and thorough background checks. Our values of being “Service, Teamwork, Professionalism, Leadership, Safety and Preparedness, and Integrity.” all encompass ethical behavior. The Alliance offers extensive ethics component to our orientation program, along with online ethics classes and tests required for all personnel on an annual basis. Our personnel are required to undergo corporate compliance training annually throughout their employment, new employee orientation and annually as well. Core to this programming is developing employee understanding and knowledge of the following:  Cultural diversity  Corporate Integrity  HIPAA  Patient Focused Care and Advocacy  Workplace Violence and Prevention As benefit to the Alliance, we have an ethics hotline number, is available 24 hours a day, seven days a week for personnel to call to express concerns and receive guidance. Alleged breaches of ethical behavior are fully investigated. If a breach is found, then immediate corrective action is taken, ranging from remediation to termination. 86 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Handling Adverse Events We maintain a simple, straightforward process for managing adverse events that is integrated into our CQI process and incorporates the elements of Just Culture. Though adverse events are rarely identical, the process to receive, investigate, analyze and communicate should be similar so that vital pieces of an event are not missed. Once we receive notification of an adverse event, we document the details of the event. The next step is to conduct a root cause analysis to determine if the issue is a system problem or isolated to a single employee. The analysis and decisions are not done in a vacuum, but rather in consultation with Operations, our Quality Improvement and Education Team, our Medical Directors, LESMA Medical Director, Safety and Risk Management, and the communications team. All decisions are fed back and appropriate actions taken. In the event of an adverse event impacting members of the public, we will continue to work with the LEMSA to resolve the issue and ensure proper notification in a unified fashion. a) Minimum Requirements – Medical Direction Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section V.A.4.a To assure adherence to the highest clinical standards, we offer a highly-qualified pair of Medical Directors –Dr. Peter Benson and Director Dr. Gene Hern - to lead and support our medical direction for the County. Under this structure, Dr. Benson will operate as our Chief Medical Director and Dr. Hern will support him as our Associate Medical Director. For further review of our Medical Directors, we have provided their CVs as Exhibit No. 7. Additionally, we have provided a contract/job responsibilities as Exhibit No. 8. b) Higher Levels of Commitment—Medical Direction As your partner, we will follow the medical direction of LEMSA and collaboratively work with LEMSA’s Medical Director. In coordination with LEMSA, our Chief Medical Director Dr. Benson will provide continuous medical oversight for our entire system. Dr. Benson, who has practiced in the County for over ten (10) years, has a Master of Public Health (MPH) with formal training in epidemiology and biostatistics, and has authored several studies. He is experienced in systematic data analysis and able to lead the “analysis of performance data and conduct improvement projects.”  87 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service For the County, he will contribute to three (3) primary areas to effectively serve the County, which are the following: Quality Assurance - Dr. Benson will actively oversee our ongoing CQI Program at the County. An active Quality Assurance Program is essential to a meaningful Education Program that prepares our personnel for all job duties/responsibilities. Educational Program –Dr. Benson will continually assess education strengths and weaknesses of new hires as well as develop training programs for any identified deficiencies. New crews will be trained to meet our standards, including training regarding Life-Pak 15, CPAP, as well as national programs such as ACLS, PALS, ICS, ITLS, and others. Relationships with EMS Teams - Dr. Benson’s medical direction is informed by his extensive experience working collaboratively with all levels of EMS staff, from first responders to Paramedics. To effectively maintain oversight of a program, our Medical Director places value in having a strong presence and approachable demeanor among EMS staff as both an educator and an ED physician who receives ambulance traffic. In addition, Dr. Benson will be supported by our Associate Medical Director Dr. Hern, who is an attending physician at Highland Hospital in Alameda County, CA. He will be responsible for coordinating with Dr. Benson, providing additional medical expertise and oversight, as needed. Collectively, our Medical Directors offer over 18 years of medical experience in the County. Also, both of our Medical Directors are board certified in Emergency Medicine and have completed the NAEMSP Medical Director’s Course. As a result of this collaborative medical approach, all personnel will benefit from an improved system integration, enhanced communications, and a higher continuity of care among the County’s emergency medical responders. Also, a team of Medical Directors will ensure availability to the needs of the County at all times. a) Minimum Requirements— Focus on Patients and Other Customers Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section V.A.5.a. Customer Access Hotline We will establish a Customer Hotline that will connect customers directly with the on-duty EMS Field Supervisor, who will document the concerns and begin research immediately. In the event the caller leaves a message, the call will be returned within 30 minutes, 90 percent of the time. This hotline is especially helpful when there are concerns of lost or misplaced items that the patient had with them at the time of transfer over to the hospital staff. We will call back the customer within 24 hours to gather additional information to make sure we completely understand the concern.  88 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Those timelines would only extend if we are not able to reach the customer, or if involved personnel are on vacation or otherwise unavailable within the 48 hour window. The phone number for this hotline will be publicized on our website, the local telephone directory, and disseminated to healthcare facilities, fire stations and other public safety agencies. Complaint Resolution Complaints or concerns can be submitted from a variety of sources. Sometimes, they come in directly to an on-duty EMS Field Supervisor, or even sometimes to our Customer Service Advocate in the billing department. Regardless of the way of which the call is received, the research begins immediately with gathering of basic information such as call back number, name of the complainant, and nature of the issue and is immediately forwarded to a Supervisor for review. All complaints in the County are received by our EMS Battalion Chief, who will receive the complaint either verbally or in writing. Once the complaint is received, his designee will call the complainant to obtain information and to review expectations for re- contact and feedback. Clinical care concerns or complaints are forwarded to our Quality Improvement and Education Team to review and investigate. The LEMSA Medical Director is contacted, and a review is completed by our Clinical team, or by the LEMSA Medical Director with our Quality Improvement and Education Team assisting. Findings are documented on a Clinical Meeting closure form. This form is forwarded to the LEMSA Medical Director office as well as to our Quality Improvement and Education Team. All customers are contacted at the completion of the review with our findings and resolution. All original documents are then sent to our Quality Improvement and Education Team for safekeeping and for entry into our tracking system, currently a Quickbase application. All local complaints also are entered into an Excel database as a back-up system. The Quickbase application allows us to trend complaints by crew member, as well as types of complaints. Complaints that involve employee-employee issues may be forwarded on to the Human Resources department for review depending on the severity of the complaint. Although the Human Resources department maintains its files separately for confidentiality reasons, its staff will inform our Quality Improvement and Education Team of the type of review and the involved parties for entry into the excel database. 89 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service The following chart summarizes our Complaint Resolution process: All complaints are logged and tracked electronically, and include the following information:  Date of the complaint  Calling party’s name  When contact was made with complainant  Nature of the complaint  Crew involved  Action taken/resolution  Date on follow up with customer Additionally, all complaints are reviewed monthly at the CQI Steering Committee to identify trends and development of improvement action plans. Receiving: Complaints reach us through a variety of channels including phone calls, emails, website feedback, supervisor personal reports, and regular meetings with customers and employees. Investigating: When a complaint is received, we log it into our compliance management system, a custom Quickbase application. The assigned investigator will call the customer within 60 minutes to gather additional/amplifying information to make sure we fully understand the concern, and to let the customer know that we take all complaints seriously.Reviews involve gathering all relevant information and identifying causes. Resolving: Methods to resolve complaints include meeting with relevant parties, offering apologies, correcting the issue, and taking appropriate action to ensure the issue does not occur again. Our Medical Director is notified within 24 hours of receipt of all complaints and resolutions. Tracking: Our complaint management system tracks issues and allows us to provide analysis, reports, and ongoing monitoring of any potential patterns. 90 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Over the years, our complaint tracking system and the subsequent analysis have produced several system changes and process improvements. For example, at one of our operations, a analysis of one of our operations showed an increase in complaints associated with the cost of ambulance transportation in January and February of 2013. We reviewed the information and compared with previous months and noted a similar rise in the beginning of 2012. Upon further analysis, including interviews with the complainant, we determined that patients experienced higher anxiety levels associated with ambulance bills at the beginning of the year due to the rise in co-payments. With the increase in healthcare costs over the past several years, many health plans have enacted large deductibles or co-payments. In the beginning of the year, when faced with large out-of-pocket expenses, patients became angered over high ambulance bills. To address this rising concern, we initiated a program in our Patient Billing Services department to proactively offer payment plans to patients in the hope of alleviating their anxiety and avoiding a customer dissatisfaction issue. b) Higher Levels of Commitment— Focus on Patients and Other Customers EMS-CAHP We are proposing through the Alliance to continue to actively measure the patient experience with our care in the County system using a validated patient experience satisfaction survey based on the Hospital Consumer Assessment of Healthcare Providers and Systems (HCAHPS) survey tool. Standardized consumer experience metrics are an increasingly important component of value-based health care evaluation and compensation. Over the past decade, healthcare system and provider accountability for the patient experience and responsibility for transparent reporting has become an expectation of organizations and individuals involved in patient care. EMS as an industry has typically been slow to implement any such metrics, and where customers were surveyed, the survey tools have been un-identified and cannot be compared directly to other health care organizations. The HCAHPS survey tool is nearly universally implemented to collect patient experience ratings for hospital in-patients. It is also now nationally reported by Medicare to permit consumers to directly compare local hospital choices against local, state and national metrics via the Medicare.gov website. Although many elements of the HCAHPS tool are not applicable to EMS, and conversely, important EMS measures are not included, using as much as possible of this validated tool will move EMS into an appropriate position to be considered another valuable component of the continuum of healthcare. For this reason, we has developed a survey instrument based on HCAHPS but relevant for EMS. Through the Alliance, this survey is currently available to the County. In 2014, we sent out 5,321 surveys, receiving 638 patient responses. We will continue to utilize this tool as it has proven to be extremely valuable in allowing both the Alliance and the local system to demonstrate clearly superior patient experience ratings using a believable and recognizable tool accepted by all elements of the healthcare system. 91 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service In addition, our billing and accounts receivable department will track customer feedback using its regular surveys. Shown on below, these surveys are mailed directly to patients along with service and billing invoices. 92 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Website Feedback As a public safety leader, we truly value our customer’s feedback because it is a direct reflection of our service. To ensure we reach all of our customers, we designed a user-friendly, intuitive website that presents multiple communication channels for them to provide feedback. Below, we provided a few examples of the communication channels that are on our website.  Telephone number  Email address  Service survey (as shown below) Customer Experience Training Focusing on the customer is one of our core values. Selecting personnel who have a natural disposition to providing customer service is the first step in ensuring excellent customer service. To maintain this value we train all new hires in the customer experience and provide ongoing intensive customer service education. During this course, we encourage personnel to think “outside the box” and to find creative ways to help patients while ensuring they stay within the bounds of our clinical and operational guidelines. We support personnel who find safe and effective ways to improve the circumstances of our patients. 93 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service As a result of these courses and our proven support of personnel who take the customer-focused approach to heart, our personnel feel empowered to make customer service decisions. Below, we have provided success stories from the utilization of our training course. One employee who participated in our customer service course was on a 9-1-1 call in which the patient was clearly distressed that the soiled sheets in her bedroom would smell on her return from the hospital. Acting on her own initiative, the EMT collected the patient’s sheets and put them in the washing machine for the patient before transporting the patient to the hospital. This action resulted in the patient feeling much more comfortable leaving her residence. Working with the fire department, the crew recognized the need for social services support that could only be offered by staff at one of the local hospitals. Although the patient had no medical needs that required hospital care, the team transported her to the hospital and arranged with social workers to help her with public assistance, including finding temporary housing for the patient. We value, encourage, and celebrate this level of initiative. Both the company leadership and peers recognize crews that provide exemplary service and their efforts are highlighted in our monthly employee newsletter as an example for others to follow. These crews also often receive commendations from local government agencies and community service organizations. Identifying Key Consumer Groups We will continue to develop beneficial relationships with these customers to ensure effective interpersonal communication to quickly identify and resolve issues. Additionally, all members of our local management team have company-provided mobile phones to increase our availability to key customers and to quickly respond to customer service concerns. We participates in multiple regional and local EMS committees with other key customers where there are opportunities for direct feedback and conversation. In addition to patients, we have identified the following key customer groups, all of whom must remain convinced of our desire to serve the system to the highest possible level:  Contra Costa County/LEMSA  First Responders  Healthcare organizations, including, but not limited to the following: o Hospitals o Clinics (primary care, urgent care, dialysis, other specialty) o In-patient treatment facilities (mental health, alcohol/drug dependence, County Jail) o Assisted living facilities o Adult foster homes 94 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service  Government elected officials  Advocacy groups  Insurance providers Board of Directors Meeting We feel that patient experience is the single most sensitive indicator of the quality of our care and of our acceptance in the communities we serve. In addition to the proposed patient satisfaction survey, we want to hear directly from our patients and are proposing to continue to invite the public to quarterly community ‘town hall’ style meetings. We propose to provide the meeting venue as well as advertise the town hall meeting in the local press or other appropriate communication media one month before the meeting date. We will extend invitations to local First Responder agencies and health care facilities, and the meetings will be opportunities for local residents to interface with their local emergency health care providers and receive education on 9-1-1 access, CPR training, and so on. In addition, we will participate in local EMS committees, other key customer meetings, and by developing personal relationships with key stakeholders in the system. In this way, we actively solicit feedback and are able to respond directly to our non-patient customers. Demographic Data Striation Working collaboratively with LEMSA, we have recently partnered with Contra Costa County Medical Center to offer future integration with the EPIC software. While it is important to capture and analyze a broad range of data, it is also important to striate the data to determine if any segment of our patient population receives different levels or types of service. With MEDS, CAD, and future integration with the EPIC healthcare software program being used by some local hospitals, we can measure key indicators and striate by gender, ethnicity, age and any number of geographic, demographic and socio- economic layers to determine if any group statistically varies from the norm of the overall population. Our approach to “community equity” goes beyond ambulance response times, and dives into the question of whether any population segments receive different levels of care, present with different clinical challenges, or any number of variations. 95 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service a) Minimum Requirements—Continuing Education Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section V.A.6.a Our in-house comprehensive Continuing Education (CE) program ensures that our personnel stay abreast of advances in emergency medicine, maintain the clinical skills they need to provide superior patient care, and meet the evolving needs of the EMS system. Our in-service training programs exceed California and LEMSA recertification requirements, and will be provided to our personnel and to local First Responders at no charge. Our local Quality Improvement and Education Team will oversee the CE program and works closely with partners to ensure all our training, including in-service CE, OTEP and PCEP, meet the certification requirements and state regulations and needs, while being responsive to changes in local operational and clinical activities. While the core of our CE program is designed specifically to exceed system requirements and proposed enhancements, it will be developed throughout the term of the contract in concert with the County, and in alignment with the findings of our comprehensive CQI program. To help our personnel maintain all required certifications, we offer a variety of CE and certification classes throughout the year, allowing them to complete their educational training at their convenience and at no cost. The following is a list of just some of the courses that are available to our personnel and to system responders in 2015:  ALS Support  BLS Support  Pediatric ALS Support  International Trauma Life Support  MCI/Start Triage review  MEDS/Documentation classes  Field /Base Communication Review  Communicable Diseases Certification Monitoring All of our personnel are required to maintain their certifications as a condition of employment. We track all records, including training documentation and certifications in our credentialing database. This database is managed through a cloud-based human resources information system that is linked to our local scheduling software, ensuring that personnel, who have not yet completed their probationary status, are not allowed to be scheduled without being assigned to a field training officer until they successfully completed all phases of their training. Using this system, we can also plan and conduct the appropriate CE courses as needed to make sure all personnel continue to meet state requirements. We notify personnel well in advance of certification expiration and provide monthly updates regarding the status of their licenses and certifications.  96 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service b) Higher Levels of Commitment— Continuing Education CE Connect—Custom Training for Contra Costa Personnel The Alliance brings cohesive, collaborative and comprehensive training to the entire Contra Costa County EMS system, resulting in a progressive curriculum designed to enhance the knowledge of all personnel caring for the sick and injured. Our proposed enhanced continuing education (CE) offerings—CE CONNECT—exceed RFP requirements and create custom training for all Contra Costa County EMS personnel. In addition, we cover the costs of all courses and pay personnel to attend all mandatory courses, including Advanced Cardiac Life Support (ACLS), Prehospital Trauma Life Support (PHTLS), Pediatric Advanced Life Support (PALS), etc. Innovative Educational Methods We recognize that current technology and leading edge partnerships allow for more opportunities to enhance our personnel’s access to available training. Additional educational offerings will be provided to facilitate a more balanced educational experience for personnel. Pre-Hospital Education & Evaluation Readiness Solutions Program (PEERS) Program We have collaborated with Cascade Healthcare Services (CHS) to implement the PEERS Program, a training management solution that integrates required continuing education training with quality improvement customized to our personnel and the area. CHS is accredited through the Joint Commission and authorized by the American Heart Association and provides medical staff and medical training services to Hospitals, Medical Centers, Medical Clinics, EMS authorities, Fire Departments, Federal, State and Local Government Agencies, including correctional facilities, and individuals in the community. CHS hires local prehospital and clinically based instructors who represent all phases in the continuum of patient care. PEERS is a turnkey solution that immediately reduces liability while simultaneously improving the quality of EMS education provided. The PEERS Programs includes EMS Training Program Management, Infection Control, Paramedic Preceptor & Field Training Officer Workshops, Policy Updates and Continuous Quality Improvement, and State of the Art Mobile Simulation custom designed and built for the Alliance to use in the Contra Costa County system. Web-based Learning Series: e-Grand Rounds and e-Case Review To maintain clinical excellence and provide updates on state-of-the-art medicine, we have instituted web-based educational seminar featuring a series of one-hour webinars.  During e-Grand Rounds, the invited presenter showcases information via live webinar, followed by an interactive discussion facilitated by a moderator. One of the goals of this unique program is to help our teams learn about cutting- edge medical, including the ‘art’ of implementing clinical science into daily operations. A list of the topics and class descriptions can be found online via the following URL: http://www.amr.net/e-GrandRounds 97 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service  E-Case Review focuses on a single case presented by a local caregiver. Participants at multiple sites throughout the country view these webinars. Discussion about the case occurs locally among participating viewers and is followed by a ‘mini lecture’ by a national expert on the topic. The discussion is focused on the case itself, not on analyzing how the caregiver managed the case. Presenters find the format to be an informative and useful venue for learning more about the case, as well as how different locations will manage comparable patients. There are typically 50 to 70 participants reviewing five to seven individual sites in multiple states, and sometimes with guest experts from throughout the world. Presentations and more information can be found online at http://www.amr.net/About-AMR/AMR- Medicine/e-Case-Reviews Both online learning series, are recorded for later viewing by personnel unable to attend the live presentation. We invite all area first responder agencies to participate in these seminars at no cost. Learning Portal As an organization committed to the learning needs of our workforce, a learning portal has been developed to serve as a gateway for accessing the Learning Management System (LMS). The objective of the portal is to provide a one-stop solution for the personnel to get the answers to all the issues they face while accessing learning online. The portal will also provide personnel with the latest information on new releases of educational opportunities. The Learning Portal is a communication and knowledge hub with multiple information channels. The design is responsive and made for use on portable devices. Below is the list and description of the widgets:  “My Guide to the LMS” - This includes How to Guides, FAQs, checklists for personnel on using the LMS. Allows search for reference materials within the system. The “FAQs” will present short answers for the frequently asked questions and the “How to Guide” has a video presentation to explain step by step action on common questions regarding the LMS  Spotlight - A monthly feature presenting the focus of the month for continuing education  “Know Your Experts” - Allows the personnel to seek expert advice and address questions on continuing education offerings. Using this widget questions can be communicated to subject matter experts within the organization. The sites keeps the collection of questions answered earlier and shows this collection prior to typing a new query for the expert. Personnel can search for matching text in the collection of previously answered items or if not satisfied with the existing collection of question-answers they can type a new query to the expert  News & Announcements - Posting of news/articles/announcements to enhance the learning of our workforce and familiarize them with various initiatives. This widget contains information in the form of images, video, text and links to internal and external sites  Education Programs - Provides up to date information on training programs occurring periodically to include compliance, human resources, or IT security  Links - Offers a list of links to connect with the LMS, social communication channel used for learning, and Education sites  Continuing Education Credit - Consists of continuing education training programs offered to support licensure/certification renewal. Provides a list of the continuing education courses offered in the LMS. The site will show the program name and associated credits. When clicking on the name, the system opens a popup explaining the curriculum and the distribution of the credits by category 98 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Targeted Education Programming Our local CQI findings form the basis of much of our CE program, as will our conversations with the LEMSA Medical Director and other responders in the system. We will continue to work closely with our system partners to update our offerings to meet current and evolving system care needs. We will also collaborate with LEMSA to create forward-thinking educational programming delivered in innovative ways to ensure that all system responders provide the highest level of patient care. The information we gather will help us to develop targeted educational programs that reflect the unique needs of the County, such as the following programs:  Specialized education designed in cooperation with local trauma, STEMI, and stroke centers  Annual hospice education  Timely news-style CEU vignettes through our Learning Management System  Protocol review sessions  Initial and refresher 12-lead ECG courses  Remedial training packages  Posting of relative evidence-based articles and studies through social media Web-based Training Using emerging technologies has made education more accessible for our personnel s. Utilizing a Web-based platform, each course will be geared toward knowledge enrichment and offer one or more specific methods to validate learning or course completion. We also offer several paid online courses that personnel must complete, including:  Hazardous Communication  Fire Extinguisher Training  General Compliance Training  Creating Professional Documentation  IT Security Training  General Corporate Integrity Agreement (CIA) Requirements  General CIA - Code of Business Conduct and Ethics  General CIA - General Compliance  Harassment Prevention for personnel  Harassment Prevention for leaders (Supervisory Training)  Workplace Violence Prevention  Workplace Violence Prevention for Leaders (Supervisory Training)  Prevention of Sexual Abuse  Understanding affirmative action  Supervising (non-union & union environment) - HR General Supervising  Supervising: Union Basics - HR Union Fundamentals  General Business Knowledge  Overview of the Alliance and Contra Costa County EMS System  Introduction to AMR Medicine  Patient Focused Care and Advocacy  Things that Matter™  Quality and Performance  Documentation  Safety Risk Management (SRM) 5199 California ATD 99 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service  SRM Airborne Pathogens (three courses)- 1. SRM Airborne Pathogens: Epidemiology (part 1) 2. SRM Airborne Pathogens: Routes of Entry (part 2) 3. SRM Airborne Pathogens: Control and Protection (part 3)  SRM Bloodborne Pathogens Training  Cleaning & Disinfection  Handwashing  Infection Control Nugget  SRM Fire Extinguisher Nugget  SRM Fire Extinguisher and Emergency Action Plan  Lifting Techniques  SRM HazMat Emergency Response  HAZ COMM and GHS Training (Revised)  Heat Illness - SRM  Emergency Vehicle Operators Course (EVOC) Driving Policies and Emergency Vehicle Operation Laws  EVOC Basic Driving  EVOC Vehicle Dynamics and Backing Up  EVOC Emergency Mode Driving  EVOC Beginning of Shift Check  EVOC Road Safety Nugget  Information Technology Information Security Annual Training  Just Culture Expanded Content Training Disaster Training All EMS Field Supervisors who serve the County are currently trained in accordance with ICS, MCI response, Strike Team leader, and HazMat communications and hazardous materials response. They will also be trained in ICS 300 and 400 before the start of the new contract. Field staff will be trained in Personal Protective Equipment (PPE), Hazmat Awareness, and NIMS (100, 200, 700, and 800), plus two hours of additional disaster training per year. Pit Crew Training The Pit Crew concept of resuscitation is intended to organize EMS responder’s efforts towards improving patient resuscitation. Responders are most likely arriving at different times and from different agencies, needing to rapidly and effectively prioritize and provide the most critical elements associated with successful resuscitation. By learning the Pit Crew Concept roles, the responders should be able to more rapidly integrate themselves into a resuscitation effort. Depending on the design and resources of the local EMS system a single individual may be the only responder initially available. However, if more resources are recruited an understanding of the Pit Crew Concept will help ensure timely and efficient integration into the resuscitation. Whether it is one, two or many responders the goal of this concept is to facilitate each responder’s knowledge of the priorities that will increase the chances of successful resuscitation. We will offer to lead this program if desired by LEMSA and assist in the development of the curriculum. 100 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service B. OPERATIONS a) Minimum Requirements— Dispatch and Communications Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section V.B.1.a For the purpose of this contract, the Alliance will utilize a single medical dispatch solution at our Contra Costa Regional Fire Communications Center (CCRFCC) located in Pleasant Hill. CCRFCC is a state-of-the-art PSAP that services the majority of fire and EMS calls for all jurisdictions in the County, excluding San Ramon Valley, Richmond, and El Cerrito. In addition, the center operates as the hub for all fire and EMS resources including interacting with neighboring jurisdictions of Alameda County, the City of Richmond, and San Ramon Valley. By acting as the hub, the center is equipped to provide better situational awareness and communication within the County. This communications center meets and exceeds the minimum requirements outlined in the RFP. b) Higher Levels of Commitment— Dispatch and Communications As a higher level of commitment, we will offer the County the following:  National Academy instructor for EMD classes  Priority Dispatch EMD Advancement series (Continuing education available by CD subscription) to assist in meeting 24 hour continuing education requirements for all EMD certified personnel  Access to Emergency Medical Dispatch Quality Assurance (EMD-Q) reviewers to assist with monthly QA call reviews Below and on following pages, we have provided additional higher level of commitment offerings for Dispatch and Communications that will benefit the County. Consolidated Dispatch Center Traditionally, a fire agency and ambulance provider will operate two (2) independent systems, each system unaware of the coverage being provided by the other system or the commitment and drawdown of the other’s resources at any one time. This independent approach has proven to be ineffective as it leads to miscommunication between the two (2) systems, and potential duplication of work, which can ultimately affect the patient’s experience and/or outcome.  101 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service As a benefit to the County and to improve call processing times, the Alliance will operate through a consolidated dispatch center that will encompass fire and ambulance dispatch services. Utilizing this collaborative approach, ambulance dispatch personnel will be co-located at CCRFCC, providing improved situational awareness and instantaneous communication as well as enhanced coordination of resources and responses. Additionally, this approach will allow us to proactively identify potential issues in both systems, fire and EMS, enabling decision makers and dispatchers to distribute resources to improve gap management in times of peak demand. All dispatchers are certified Emergency Medical Dispatchers (EMD) allowing our center to appropriately prioritize EMS calls using a medical priority dispatch system (MPDS), thereby matching the responding resource configuration with the level of service required, as well as the ability to facilitate pre-arrival instructions to the caller for CPR events or other emergencies where bystander intervention can have a positive effect on patient outcomes. The CCRFCC is self-sustaining with an emergency power supply to support the center for long periods in the event that primary power is lost. The center has a large kitchen area and sleeping facilities to support our personnel on a daily basis as well as for long operational periods. Ambulance and first responder resources are equipped with mobile data terminals or computers (MDT) and automatic vehicle location (AVL) which provides fire and EMS dispatchers, working together cohesively, to both see the real time resource coverage of the County. In addition, crews in the field are able to monitor response times, view locations of other adjacent resources, use GIS maps to provide for quicker response, see other responding resources in real-time to avoid potential emergency vehicle collisions, and help resolve potential gaps in coverage before it becomes an operational issue. Dispatch Center Methodologies & Equipment East Bay Regional Communications System Authority We are a founding member of the East Bay Regional Communications System Authority (EBRCS). The system provides secure, robust, resilient, and redundant communications to all public safety agencies in Contra Costa and Alameda Counties. Additionally, our communications center maintains a VHF conventional repeated system as a backup in the event of the EBRCS failing or becoming overloaded. This system provides fire and EMS resources the ability to be agile and resilient in times of heavy system load or primary communication failure. Additionally, by including VHF capabilities in all of the ambulances, the units have better interoperability with other mutual aid resources from outside the county operational area who normally operate on a VHF system. For example, the ambulances will be able to communicate with State and mutual aid resources operating within the County for a wildland fire or large disaster. TriTech Inform 5.5 CAD Multi agency delivery models typically require two (2) agencies to exchange information with a CAD-to-CAD interface. The interface is often a point of failure, and because it is shared between two (2) disparate CAD systems, the information may not 102 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service flow seamlessly. This outcome can cause the interface to provide incomplete information or simply “go down”, resulting in delays. The Alliance will utilize TriTech Inform 5.5 CAD to manage all of the fire and EMS units, the call details, and accurate response time information. The information will be seamlessly passed from call takers and fire dispatchers, to ambulance dispatchers, to units in the field in near real time. Information, including dispatcher comments, changes of call type or location, and all other data, is shared comprehensively through the benefit of operating on the same system. Utilizing the Tri-Tech Inform 5.5 CAD with a Live Move up Module or equivalent system status management tool, we are able to provide better coverage of EMS and fire resources. Utilizing a Live Move up Module will detect and display holes in unit coverage by listening to CAD in real time. This software enables dispatchers to instantly view weaknesses and strengths in coverage in real time. The algorithm utilizes statistics of the system for unit commit time and statistical call history. We will provide each ambulance with a mobile interface into the CAD allowing the unit to accurately assign status and see call details with only a few second delay. This technology provides crews direct access to incident data as the dispatchers or units create the information. In addition to the mobile CAD interface, the ambulances will be equipped with automatic vehicle location (AVL). AVL provides dispatchers the ability to see the location of units with only a few seconds delay. The Tri-Tech Inform CAD recommends the closest unit by type and its calculated response time. Navigation Software Referencing similar mapping information can be a challenge with separate agencies. We will enable all of the ambulance resources the ability to navigate utilizing turn-by-turn navigation software. This navigation software will be able to route units with turn by turn directions to a latitude and longitude point already verified by the CCRFCC CAD. This software provides a higher level of accuracy because the address has been verified with an up to date geodatabase file. The device can then route to a static point on the map without an address lookup. We will be sharing our mapping data digitally with all units in the field so that ambulances can see the same mapping layers as dispatchers and fire resources. This commitment puts all units on the same plane for situational awareness. The CCRFCC provides GIS resources to ensure maps are current and integration with CAD is working properly. Interoperable Templates To benefit the County, we will provide improved interoperability with training, equipment, supplies, radios, radio channels, and operating procedures for all personnel. The first step to enhance interoperability for the County’s system will be in communications. We will be the primary dispatch center for both fire and EMS. This strategy will provide a better understanding of the call details between fire and ambulance dispatchers as well as field units. Additionally, radio configuration and channel configuration will provide full interoperability, allowing fire and EMS units to interoperate seamlessly as a cohesive unit. 103 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Mobile Data Terminals (MDT) We agree to provide MDTs as described in the RFP. The MDT permits the communications center to track ambulance resources, send status changes electronically, and receive dispatch information electronically. With the use of MDT/AVL devices and voice communication systems, we will report key time indicators to LEMSA. Key time indicators will include, but will not be limited to, the following:  Call received  Start of response time measure  Crew en route time  On-scene time  Cancellation time  Transport time  Hospital arrival time  Unit available  Call Taker performance  Dispatcher performance  EMD protocol compliance  Emergency call answer times We will serve as our point-of-contact (liaison) and will communicate with LEMSA key personnel to ensure we are continuously meeting the needs of the of the EMS system in the County. Our Epidemiologist along with LEMSA personnel will analyze and evaluate late calls to see where improvements are needed through a rigorous CQI program. We will provide all necessary resources to the LEMSA in order to assure that the communication system is well integrated and the performance requirements can be achieved Other Strategies to Reduce Response Times For over 35 years, we have been utilizing System Status Management (SSM) techniques to ensure our emergency medical services models are successful. We use the most advanced EMS system modeling method available in the industry to create System Status Plans that allow us to consistently meet and exceed response time requirements. This type of sophisticated deployment modeling leads to improved productivity (improved response time compliance), lower costs of operations (efficient unit hour utilization), and more efficient use of limited resources. We use the deployment modeling tool in the following ways:  Simulation: allowing “dry-runs” of different strategies on computer models, to investigate scenarios and test improvement ideas  Optimization: mathematical models used to select the best possible solutions, from thousands of possible choices  Data Analysis: detection of patterns and connections in data, providing insights for forecasting to help with optimization of patient care and outcomes 104 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Our SSM techniques ensure that we will meet and exceed all contractual response time requirements within this RFP. The following components are used to develop SSM analysis:  The number of calls the system must respond to varies by time-of-day and day-of-week. This number typically changes over time and may have strong seasonal trends  The location of the calls varies, generally having underlying patterns based on time-of-day and day-of-week, as well as seasonal variation  The type of calls (or call mix) vary by time-of-day, day-of-week, and may vary seasonally  The availability of suitable resources depends on staff schedules, and therefore varies by time-of-day, day-of-week, and is further complicated by staff shifts potentially starting at different geographical locations  The time taken to drive throughout the service area (either to calls or to a destination) is highly variable, depending on factors such as traffic congestion and road networks  Where and when a vehicle becomes available (after transporting) is impacted significantly by whether the call requires transportation to a facility providing specialty services, the location of that facility, and how long the transfer of care process takes  The capability of different vehicles, and the requirement for different types of calls to have different skill-sets dispatched (including First Responders) to the scene  The mandated/contracted operational policy, such as how to respond to the different types of calls, and the required personnel at-scene  Required response time performance measures that are applied to different types of calls and to different geographical zones We propose to continue work with LEMSA to develop and build a SSM plan within the Tri-Tech CAD system that allows for rapid deployment and unit placement. a) Minimum Requirements—Vehicles Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section V.B.2.a. All ambulances shall meet the standards of Title XIII, California Code of Regulations. All of our ambulances will meet the standards of Title XIII, California of Regulations. Ambulance vehicles used in providing contract services shall bear the markings of the County logo and "Contra Costa County Emergency Medical Services" in at least four (4) inch letters on both sides. Such vehicles shall display the "9-1-1" emergency telephone number and state the level of service, "Paramedic Unit,” on both sides. All of our units will bear the markings of the County logo and “Contra Costa County Medical Services” in at least four (4) inch letters on both sides. Our vehicles will display the “9-1-1” emergency telephone number and state the level of service “Paramedic Unit” on both sides.  105 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Ambulance vehicles shall be marked to identify the company name, but shall not display any telephone number other than 9-1-1 or any other advertisement. Our units will advertise our company name and will not display any telephone number other than 9-1-1. Overall design, color, and lettering are subject to the approval of the Contract Administrator. We understand that the overall design, color and lettering of the units are subject to approval of the Contract Administrator. We will collaboratively work with the County to ensure any existing or new designs are approved. Proposer shall describe the ambulance and supervisory vehicles to be utilized for the services covered under the Agreement. Currently, through the Alliance, our operation maintains a fleet of 78 vehicles, including the following:  48 Type III state-of-the-art ambulances designed and equipped to provide Advanced Life Support, and a specialized Bariatric transport units (for patients in excess of 500 lbs)  Five (5) Supervisor vehicles  Sixteen (16) Battalion Chief vehicles  Three (3) support vehicles  Four (4) Disaster unit  Two (2) Decon units These vehicles were selected for many unique reasons. Of paramount importance is their ability to offer a comfortable and safe ride for patients and improved working conditions for our crews. In addition, through our existing partnership with Ford and American Emergency Vehicles, we are able to leverage our buying power to bring the best of ambulance manufacturing to our patients. Our fleet will continue to be equipped with leading edge safety features to ensure the safe transport of the sick and injured and to protect our caregivers. Ambulance replacement shall occur on a regular schedule and the proposers shall identify its policy for the maximum number of years and mileage that an ambulance will be retained in the EMS System. We will replace all frontline dedicated units to the County once they reach five (5) years or 195,000 miles. Each week, our fleet team will document the vehicle mileage of every ambulance in our County fleet. We will use these mileages to schedule routine maintenance and to compare mileage to contract parameters. Using this system, we can predict when ambulances will hit our contract mileage thresholds and plan their replacement accordingly. This system also allows us to track all repairs made and parts used by vehicle ensuring a detailed replacement/repair history for every vehicle. Each ambulance shall be equipped with GPS route navigation capabilities. All ambulance units dedicated in the County will be equipped at all times with GPS route navigation capabilities, tracked through the dispatch center. 106 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service b) Higher Levels of Commitment— Vehicles Environmentally Friendly Ambulances As your partner, we will transition to Sprinters or equivalent eco-friendly ambulances for replacement ambulances as the existing fleet reaches its maximum service life. The transition to environmentally-friendly ambulances will benefit our partnership by greatly decreasing exhaust, nearly doubling our miles per gallon with reduced costs in the service department. Safety Features Hundreds of EMS providers are injured and killed each year because of traffic accidents. We understand the importance of safe vehicles and has taken numerous steps to ensure our units are the safest on the road. The County can rest assured that we will amend our safety specifications as federal safety requirements evolve. In addition to the minimum requirements, all of our ambulances include the following best-in-class safety features:  The only modular body on the market that has been double- impact crash tested and certified. These are listed in the table on the following page.  Modular body has been certified to more than 200% of minimum load test requirement  All seat belts and anchorages bolted through metal  Attendant seat provided with 3-point seat belt  Squad bench seating provided with 6-point restraint system  A detachable aviation quality restraint net installed at the head of the squad bench  Antimicrobial grab handles  Seamless upholstery to minimize contamination  Emergency Start System with failsafe vehicle starting circuitry switch and dual reserve batteries  High-conspicuity reflective exterior graphics  Aggressive LED warning package  Drive Cam or equivalent Additional to primary fleet, we will maintain back-up that will remain available from large regional and national fleet as needed to supplement disaster response or special events in the County. Our selected fleet for the County not only will support green initiatives through improved fuel efficiency and pollution reduction technology but also will be outfitted with various safety- and industry-leading features, as highlighted in the table on the following page. 107 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Ambulance Modifications for County Units Independent emergency starting system Safety net at the head of the squad bench Electrical circuits controlled by a circuit board system of 15- 20 independent and interchangeable circuit boards Limiting straps on cab doors designed to eliminate over-extending doors that damage door posts and hinder door-latch catching mechanisms Recessed overhead grab rails in patient compartment, eliminating potential head strike hazards High-performance, high-visibility, interior and exterior LED lighting packages with 75 percent less electrical power demand AC systems ducted into the body of the vehicle and intake equipped with HEPA filters Automatic 5-minute battery disconnect switch that turns off battery power when the vehicle is turned off, ensuring batteries do not discharge while idle Power inverters with built-in battery conditioners Yellow caution flags to help prevent head strike when entering and exiting the rear of the vehicle Anti-lock Brake System (ABS) Acceleration Slip Regulation (ASR) traction control that avoids tire slippage by monitoring and stopping spinning wheels Brake Assist System (BAS) that monitors driver’s speed and applies pressure to the brake when needed – applies full brake boost during panic situations Load Adaptive Control (LAC) algorithm that calculates the vehicle mass and center of gravity using various parameters such as acceleration, speed, accelerator position, etc., improves braking characteristics and helps reduce the risk of rollover Rollover Mitigation to improve handling. Detects critical lateral accelerations and reduces the risk of rollover by reducing engine torque and by applying controlled braking pressure to the relevant wheels. Supported by the vehicle mass-sensing system LAC Roll Movement Intervention improves roll-over stability even further by engine and braking intervention during extremely dynamic maneuvers Under Steering Control to provide enhanced stability under heavy under steer Active Restraint System, a safety feature to keep personnel safe while attending to the patients 108 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service a) Minimum Requirements—Equipment Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section V.B.3.a. We will continue to comply with all equipment and supply requirements as listed in the RFP. We understand that we will remain responsible for all costs of maintenance including parts, supplies, spare parts and costs of extended maintenance agreements, and that LEMSA may inspect our ambulances at any time, without prior notice. Also, we will maintain all specific pediatric equipment requirements as specified. In addition, we agree to all penalty provisions outlined in this RFP. A History of Compliant Equipment As a public safety provider in the County, we offer a long-lasting history of compliant equipment. Long before LEMSA requirements, the original founding Fire Departments that currently make up our organization provided all of the equipment necessary to deliver emergency care. In 1922, the Fire Chief of the Martinez Fire Department, Chief Briones, purchased the first resuscitator after a drowning in the Alhambra Creek. It was called a Lung Motor. Over the years, this proactive commitment to EMS has continued. In 1997, we moved forward to deliver the best available service by leveraging its Measure H allocation to fund First Response Advanced Life Support. This effort has kept the County in line with the most progressive EMS systems in the Country. As your partner, we pledge to continue to meet your needs and always equip our personnel with the appropriate resources to provide exceptional service and quality care. In addition, we will remain committed to actively seeking innovative equipment that is specially designed to improve patient outcomes. b) Higher Levels of Commitment— Equipment Seamless Equipment Integration To ensure full integration, as well as a reliable service, the Alliance will utilize all of the same equipment and software platforms, which includes, but is not limited to our MEDS ePCR and Tri- Tech CAD system. This strategy will ensure personnel operate as a cohesive unit, allowing us to provide consistent and dependable pathway management of patient care from the time a call is received to the time the patient is transported to the hospital.  109 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Multi-EMS Data System (MEDS) Electronic Patient Care Recording (ePCR) Through the Alliance, we will utilize the Multi-EMS Data System (MEDS) electronic patient care reporting (ePCR) system. A current and proven tool to efficiently and accurately capture clinical and demographic data, the MEDS ePCR system has been tested strenuously over the past several years and we have developed considerable expertise organization-wide in its upkeep and maintenance. Thus, our operations are secure in the fact that the system is well-understood and supported by national resources, and that troubleshooting assistance is available with one phone call if needed. We will provide state-of-the-art ruggedized laptops to crews using MEDS. We currently deploy Panasonic tablet FZ-G1. These ruggedized notebooks meet military and International Electrotechnical Commission standards for vibration, dust, and water- resistance. The data collected by MEDS software is used by our leaders and our EMS Agency partners to make fact-based decisions regarding operation performance, clinical protocols, and patient treatments. MEDS is more than an ePCR product; it is a solution that interconnects multiple systems, including:  ePCR  Clinical data  Billing information  NEMSIS reporting  CAD reconciliation  Data mapping  Reporting and analysis MEDS ePCR is the largest deployment of pre-hospital care data collection in the United States. Presently, no other commercially developed ePCR system surpasses the number of implemented sites as MEDS ePCR solution. The MEDS ePCR system provides a comprehensive approach to improving patient care through data sharing and patient care systems integration. Unique characteristics of the MEDS ePCR system include the following:  Local control of screen changes to meet local requirements and real-time administrator changes to field devices  Ability to deliver expanded communication and reference material to caregivers in the field, including electronic “quick references” for clinical protocols, medication dosage calculators, and other training material, which is accessible during down time  Front and back-end business rule configuration to increase accuracy of PCR documentation  Compilation of clinical data into a data warehouse that facilitates research and study of millions of annual patient care encounters  Mapping of data points to the NHTSA data set (NEMSIS) for compliance with federal recommendations for clinical and demographic reporting, allowing for data comparison with other EMS systems  The ability to auto-populate fields by pulling data from our billing system for transported patients  The elimination of redundant entry of PCR data into a billing application  Ability to integrate data from our cardiac monitor/defibrillators into the PCR  Ability to perform Clinical Quality Improvement functions through immediate access to PCRs, Ad-Hoc reports, and MEDS alerts 110 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Fire MEDS Our San Mateo operation is in the implementation stages of a new, innovative ePCR data collection software called “Fire MEDS.” The program software was designed by recognized external software development companies, supported by our development team and most importantly guided by a team of local fire paramedic first responders. The goal of this program was to create first responder- specific ePCR data collection software that enables the ability to document and share data with the transporting agency’s MEDS ePCR platform. Additionally, this software operates on Apple iPad hardware, enhances user experience, and supports clinical reporting. Fire MEDS will benefit first responders in the following ways:  User friendly design  Fast - PCR completion flows logically with the care provided  Photo integration into the ePCR of trailing documents such as the ECG  Data reporting for clinical improvement functions and electronic viewing of the ePCR  Capability if desired to complete ePCR on-scene and transmit  Capability to facsimile transmit ePCR to hospital  Meets NEMSIS 3 GOLD standard of data collection If awarded the contract, we are willing to implement a similar program with all Contra Costa County fire agencies operating in the EOA. Below we have provided a screenshot of this software. 111 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Innovative Equipment We provide a wide array of innovative equipment and technology for our County personnel, patients, and partners. This includes, but is not limited to, the following: LifePak 15 An assistance to firefighters grant, combined with Measure H funds and the purchasing power of the Alliance, we were able to procure Physio Control LifePak 15 Cardiac Monitors and defibrillators for all First Response Advanced Life Support agencies in the County. In addition, the Alliance recently purchased 55 new Physio Control LifePak 15 for our EMS transport units. This monitor/defibrillator is a state-of-the-art, comprehensive patient monitoring system incorporating multiple new physiologic parameters and algorithms to help support decision-making in the field or in consultation with the receiving hospital emergency department. Pre-hospital care providers have the ability to transmit a 12– lead EKG (critical cardiac diagnostic data), to the receiving emergency department as well as designated physicians. This transmission capability has a dramatic effect on time-dependent management and coordination of care for an acute heart attack patient, improving a patient’s probability of surviving these types of emergencies. EBRCS Portable Radio We will equip all of our County units with EBRCS Portable Radios. The EBRCS system provides secure, robust, resilient, and redundant communications to all public safety agencies in Contra Costa and Alameda County. Stryker Stair-PRO Following a recent evaluation, we have decided to equip all of our County units with the Stryker Stair-PRO (Model 6252) stair chairs. These stair chairs include a stair tread to allow for safe and comfortable movement of patients. Stryker Power-Pro Following a study done by us and Western Michigan University in spring 2010 that showed a 62 percent reduction in back-injury claims, we are committed to the installation of Stryker’s Power-PRO XT powered ambulance cots in our County units. Mobile CAD Our supervisor unit will be equipped with a mobile CAD unit. This software will enable the supervisor to monitor all EMS system activity, as well as take care of scheduling in Telestaff, page field personnel, and communicate with on-duty units. 112 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Vacuum Spine Boards We will continue to equip all of our County units with Evac-U-Splint. These devices provide spinal motion restriction more effectively and with greater comfort for the patient. Compression Devices and other Medical Devices We routinely evaluates the efficacy of new medical devices to determine which new technology developments positively affect patient outcomes. Given the recent controversial discussion and lack of evidence supporting any benefit of automated compression over appropriately performed manual compression, we commit to biannual skills refresher and resuscitation for all system providers. We will also provide ongoing monitoring of compression density during every resuscitation attempt. In the future, should the scientific medical evidence determine efficacy of external cardiac compression devices or other medical devices, we will reevaluate the potential deployment of this equipment in the County EMS system. a) Minimum Requirements— Vehicle and Equipment Maintenance Attestation: We understands and agrees to comply without qualification to provisions, requirements, and commitments contained in Section V.B.4.a. High-quality vehicles and on-going fleet maintenance will continue to play a critical role in the success of the County’s EMS system. Rather than simply performing scheduled routine maintenance to keep our vehicles in superior condition, we will utilize our comprehensive preventive maintenance program, unrivaled in our industry, to ensure the reliability and safety of our vehicles. We are pleased to offer a proven program that ensures consistent, safe, local fleet maintenance services for the County.  Each ambulance would be defined in the system, along with level data. o The ability to link “secondary” components (i.e., serialized medical equipment in back) with “parent” ambulances  “Secondary” components can have their own inspections  All scheduled inspections and services are user-defined, customized to the ensure safety of patients. o Customized inspection checklists o User-defined services and service intervals  A, B, C, D, etc. level services, each with escalating levels of service and inspection items  Scheduled by date, mileage, and operating hours (whichever comes first)  Integrated work order system captures detailed, job-level data o Date/time in, first labor, finished, closed, back in service o Mileage and engine hours at time of job  113 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service o Task-level detail per job (using VMRS industry standard repair task codes)  Labor, by individual technician, to the 1/10th hour  Parts cost, per task  Historical data maintained for life o Data can be accessed via “canned” reports and custom reports Fleet Maintenance program At our operations, we staff four (4) full-time Automobile Service Excellence (ASE) accredited mechanics, who oversee our fleet maintenance facility’s daily operations. This facility provides services to a fleet of nearly 60 vehicles, which includes the following:  48 Type III state-of-the-art ambulances designed and equipped to provide Advanced Life Support, and specialized Bariatric transport units (for patients in excess of 500 lbs)  Five (5) Supervisor vehicles  Three (3) support vehicles  One (1) Disaster unit Each day, our field crew EMTs and Paramedics stock, check, inspect, clean, test all equipment, and add their personal equipment before the vehicle is deemed ready for service. Staff members also clean each vehicle at the start of each shift and inspect it for any damage at the end of the shift. If there is any damage, they report this immediately and remove the vehicle from service as soon as possible. All units are inventoried daily using an inventory checklist. If any repairs are needed, an Equipment Failure Problem Report Form is completed. All costs of repairs and maintenance, including extended warranties, will fall under the expense of the Alliance. Every 5,000 miles, our in-house mechanics will perform a systematic bumper-to-bumper inspection of our vehicles examining more than 190 parts, using a preventive maintenance inspection form. Our mechanics will review each preventive maintenance inspection form to ensure satisfactory completion of the required maintenance. The completed form becomes a permanent record providing a comprehensive vehicle maintenance history and serving as an example of our accountability. Our inspection process is based on research involving thousands of vehicles, enabling our company to determine the most effective interval for part replacement. This has allowed us to maximize the in-service time of our ambulances and reduce the risk of road failure. Maintenance is performed at the 15,000, 30,000 and 60,000 mile mark as well. Please see the table below for an overview of this maintenance schedule. 114 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Preventive Maintenance At-A-Glance Services Every 5,000 Miles Additional Services Every 15,000 Miles Additional Services Every 30,000 Miles Additional Services Every 60,000 Miles •Lubrication •Repeat 5,000-mile service and add items below •Repeat 5,000- and 15,000-mile services and add items below •Repeat 5,000-, 15,000- and 30,000-mile services and add items below •194-point safety and mechanical Inspection •Replacement of fuel filter •Rear differential service •Replace belts •Change oil and filter •Transmission service •Replace idler pulleys and tensioner •Replace air filter ●Replace vacuum pump Batteries – Test and inspect every service interval. Replace in sets of two if required. Shocks – Inspect every service interval and replace as necessary. Universal Joints – Inspect every service interval and replace as needed. Maintenance Recordkeeping For our operations, we utilize the Ron Turley Associates (RTA) Program, a commercial fleet maintenance software package to track maintenance and to evaluate our performance in both the ambulance and fire apparatus fleet. RTA documents service and repairs, tracks mileage, and generates a full range of reports, including vehicle service schedules. As the preventive maintenance and repair work is performed and the data is posted, the system updates the vehicle maintenance history, documents equipment failures, deducts the parts used from inventory, and tracks maintenance costs. As a result, our technicians have at their fingertips the entire maintenance history of the ambulance and fire apparatus– from the last oil change to any other repair performed – enabling them to be thorough, precise, and fully accountable in all future situations. Based on compiled data, our technicians can also predict part failures or end of useful life and provide the appropriate preventive maintenance specific to each ambulance. When ambulances and fire apparatus come into the shop for maintenance, technicians document every action they take on the preventive maintenance inspection form. These records help us prioritize ambulances by repair and maintenance needs, and reduce the amount of time our ambulances are out of service. 115 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service b) Higher Levels of Commitment— Vehicle and Equipment Maintenance Manufacturer’s Maintenance Standards Below is our fleet maintenance procedures, from our Fleet Policy Manual. These procedures are in compliance and/or exceed the California Highway Patrol’s standard for ambulances.  Rotate tires during each PMI, or every 5,000 miles  Replace front and rear tires when they measure 4/32 of an inch at the thinnest point of their tread  Tires across an axle, under normal operating conditions, must be of the same model and tread design  Tire tread depth across an axle will not measure or vary greater than 4/32 of tread height  All tires/rims will have full steel valve stems. When original tires require replacement, valve stems will be converted as needed to 100 percent full steel valve Additional procedures regarding inspection and documentation include, but are not limited to, the following:  To conduct a proper brake inspection, all wheels must be removed during the PMI inspection. All brake components, hoses, lines, pads, rotors, fluids, must be inspected during a PMI interval  To ensure brake wear is documented properly, all measurements will be recorded on Inspection Form CO-0021F-00 Brake pads will be pulled and replaced when they measure 5/32 of an inch Bio-Medical Equipment Maintenance Through the Alliance, we will utilize a customized equipment maintenance program to closely monitor inventory levels and maintain the quality of critical biomedical equipment. This program allows us to identify when a specific piece of equipment is scheduled for its next maintenance based on manufacturer specifications and our policies and procedures. By following the manufacturer’s recommended time schedule for PM, such as with Cardiac Monitors, we minimize the potential for equipment failure at a critical time. We seek vendors that offer maintenance guarantees and maintenance agreements. Using our national economies of scale, we are typically able to purchase agreements for the majority of our equipment. Any equipment not covered by a maintenance agreement is paid for on a fee-for-service schedule. In the rare event a biomedical device experiences a mechanical failure, our crews immediately complete an Equipment Failure Report and take the piece of equipment out of service. The EMS Operations Manager will immediately provide the unit with an identical replacement from our equipment storage cache, placing the ambulance back in service as rapidly as possible. The EMS Operations Manager then coordinates with the designated vendor to repair the equipment. Once repaired, the item is returned to the Alliance and placed in storage as reserve equipment. 116 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service We track all equipment failures through incident reports, which are sent to the EMS Operations Manager. This tracking allows us to identify trends indicating a manufacturer defect or unusual use by field personnel. Corrective action may include working with the manufacturer to mitigate manufacturing defects, or using the information to provide needed education to field personnel on proper care and use of biomedical equipment. Driver Training Following the classroom component, Emergency Vehicle Operating Course (EVOC) students move into eight (8) hours of behind-the-wheel instruction in which they drive an ambulance under close observation. The hands-on field-training component gives students the opportunity to practice the techniques taught in the classroom on a controlled course, under the direct supervision of EVOC instructors. Students experience the forces involved in actual maneuvers and learn the characteristics of the vehicles. The EVOC instructors provide feedback on their performance, begin to incorporate real experience lessons, and give students ample time to practice their new skills. Training objectives for this part of the module include the following:  Collision Avoidance – Split-second decision-making drills and simulations of potential accident conditions  Controlled Speed – Line-of-entry, hand positions on the steering wheel, apexing, vehicle dynamics, and braking techniques  Precision Maneuvering – Parallel parking, off-set lanes, three-point turnaround, backing in and out of parking stalls, and serpentines Our EVOC program is designed to instill in personnel the internal motivation to continually learn and seek to improve their abilities as professional emergency vehicle operators, thereby reducing the likelihood that an EVOC- trained driver will become involved in a traffic collision. Injuries and even death can be averted by teaching true defensive driving and due regard for the safety of others. 117 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Safety Features Hundreds of EMS providers are injured and killed each year because of traffic accidents. We understand the importance of safe vehicles and has taken numerous steps to ensure our units are the safest on the road. The County can rest assured that we will amend our safety specifications as federal safety requirements evolve. In addition to the minimum requirements, all of our ambulances include the following best-in-class safety features:  The only modular body on the market that has been double- impact crash tested and certified. These are listed in the table on the following page.  Modular body has been certified to more than 200% of minimum load test requirement  All seat belts and anchorages bolted through metal  Attendant seat provided with 3-point seat belt  Squad bench seating provided with 6-point restraint system  A detachable aviation quality restraint net installed at the head of the squad bench  Antimicrobial grab handles  Seamless upholstery to minimize contamination  Emergency Start System with failsafe vehicle starting circuitry switch and dual reserve batteries  High-conspicuity reflective exterior graphics  Aggressive LED warning package  Drive Cam or equivalent Commission on the Accreditation of Ambulance Services (CAAS) We agree to continue to meet and exceed maintenance standard as outlined in in the Standards – Accreditation of Ambulance services published by the Commission on Accreditation of Ambulance services (CAAS). CAAS is an independent commission that promotes quality patient care in America's medical transportation system by establishing and maintaining comprehensive standards for the ambulance service industry. CAAS accreditation is the “gold standard” in the ambulance industry, with standards that often exceed local and state regulations. To become accredited, ambulance providers must complete a comprehensive self-assessment and pass an outside review conducted by CAAS. We have held CAAS accreditation for nearly eight (8) years in the County. Nationally, we have more operations accredited by CAAS than any other provider, with a total of 22 CAAS-accredited operations. For a list of our CAAS accredited operations please visit http://www.caas.org/caas-accredited-agencies. 118 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service a) Minimum Requirements— Deployment Planning Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section V.B.5.a. EMS System Design Considerations & Deployment Through the Alliance, we will continue to offer a deployment plan built on our proven experience in meeting and exceeding response-time requirements, as we have done consistently over the years in both urban and rural settings. Our operational experience is supported by our use of evolving technology, techniques and tools in our drive to continually improve our system coverage to meet changing needs. We will continue to ensure a close collaboration with LEMSA and allied agencies to monitor and adjust our deployment to exceed the response-time requirements for the County. In addition, the Alliance will further benefit the County by the achieving the following operational synergies:  Enhanced deployment planning  Effective utilization of resources  Enhanced interoperable communication efficiencies  Enhanced data collection and analysis capabilities All deployment planning assumptions for the future contract have been based both on the historic information available and on our own research in the County. This section outlines our proposed contractual commitments to the County system and offers an overview of our deployment planning methodology. Deployment Plan Our deployment plan for the County will ensure the closest ambulance will be sent to the call every time. Based on our experience, we are able to intimately understand the needs of County and develop a comprehensive deployment plan that will meet and exceed the expectations of the response time requirements. We will deploy 12-hour shift schedules for our initial deployment plan. This deployment allows us to more effectively match resources to the demands of the system and also provides flexibility along with a variety of schedules/work hours for our crews to choose from.  119 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Our initial deployment plan for this contract includes 4,788 deployed ambulance unit hours per week. This is equivalent to the provision of at least 248,976 ambulance unit hours annually. Core (lowest) deployment will be 18 units, with a peak of 39 ambulances during the highest demand. As this is a performance-based contract and call demand is dynamic, we are committed to increasing units to match volume and contractual requirements. Analyzing the County call volume and hot spots, we will strategically deploy 12-hour units, with the ability of backfill, if needed. Below and on the following pages, we have provided maps that display historical data from our responses during the day and night. 120 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service 121 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Below and on the following pages, we have provided maps that display historical data from our level four posting coverage for day and night. 122 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service 123 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Events that require an unplanned surge include MCI, unexpected high-call volume, and requested mutual aid into neighboring counties, such as Alameda, Solano, Marin, Napa, Sacramento, just to name a few. Additionally, we provide backup support for Moraga Orinda Fire Department. Rather than wait for the industry-norm twenty week period to elapse to conduct a new demand analysis, we will immediately begin using our deployment modeling tools upon contract start. With these advanced tools, we do not have to wait the standard twenty weeks before re-analyzing demand and adjusting accordingly. Our proposed SSM plan allows us to match our supply of available ambulances to County’s demand for patient care requests, as outlined here, maximizing our UHU:  Geographical Coverage – We place the correct number of on-duty units in the right location, flexibly relocating them to ensure optimum system coverage.  Demand Coverage– The demand for services varies by hour-of-day and day-of-week. For example, weekdays may be busier than the same time of day on the weekend, due to traffic and employment patterns. Building the plan through analysis An important step in the deployment modeling process is to ensure that current ambulance request data provides an accurate reflection of true historical EMS System performance. This goes far beyond simply looking at system response times. Our organization is at the forefront of SSM planning and has developed a proprietary process that incorporates the traditional methods of completing a demand analysis and much more. This process is used to determine the number of ambulances necessary to staff the system for each hour of the day. We strongly focus on the workload of all ambulance crews in the system. We define workload as all time spent on a call, beginning at time dispatched and ending when the crew is clear from the call. By evaluating each one-hour period and determining the number of active calls in each time period, each call and its real time to complete is represented very accurately, often across multiple hours of coverage. Through the Alliance, we will utilize our web-based application Operations Planning and Analytics Platform (OPAP), which contains a number of data analysis and reporting tools that allows our management team to quickly and easily evaluate performance and changing demand, in a close to real time environment. We evaluate response time compliance for each hour of day and day of week and adjust staffing to fill any identified gaps. Because the target is response time compliance, not how many calls we run, we do not use the typical demand analysis to determine staffing. Rather, we identify the times of day and/or days of week that have experienced lower thresholds of response time compliance, and then adjust staffing to bring them up. Likewise, we analyze response time compliance by geographic sub areas to ensure that no area is underserved. By analyzing response times and deployment in this fashion, we ensure that no time of day, day of week, or area of the County receives inequitable service. Once appropriately tuned to the system, our program produces very clear guidance to make sure we consistently have the appropriate resources to meet the demand and the performance targets. The more call data brought into the program, the better it gets. 124 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Deployment Plan Refinements Upon analyzing our historical incident data, we engage our Regional and National expert resources to assist us in fine-tuning our deployment plan. These resources, in conjunction with our local operations management staff (with more in-depth local system knowledge), review this data and evaluate how our plan is working every day. Traditional approaches would generally dictate that new demand analysis studies be performed at least twice per year. We know from experience that season al variances and changes in system growth occur all of the time so our process is always working. This means that a new and slightly adjusted plan can become active, allowing us to make more frequent, small adjustments to our plan instead of big changes every six months. Other areas we look at to determine if our deployment plan needs modification are:  Trending of late responses in any zone  Month over month decreases to overall and zone compliance  Feedback from caregivers and system partners  Long term road construction that may be occurring Ambulance Locations/Posts Our current posting plans were developed by our team using historical EMS data as the incumbent. As discussed above, collection and analysis of response time data will begin on the first day of the new contract. For any future posting refinements, CAD data will be collected and utilized to drive modeling tools and methods to ensure the optimum location of our units for all service levels. Our team uses GPS technology in each vehicle to help identify and prioritize the post locations that best ensure our ability to exceed response-time requirements. To model posting plans, we define a particular service zone, map the historical calls, identify proposed post locations for unit deployment, and then analyze how many calls our units are capable of reaching from that post within the contracted response time. We then prioritize the posts based on the ability to capture calls in relation to other post locations in the system. 125 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Deployment Plan by Hour-of-Day and Day-of-Week The table below represents our initial deployment plan for the County’s system, by hour-of-day and day-of-week. ALLIANCE UNITS DEPLOYED Contra Costa County Day & Time SUN MON TUES WED THURS FRI SAT 12:00 AM 23 23 23 23 23 23 23 1:00 AM 20 20 20 20 20 20 20 2:00 AM 20 20 20 20 20 20 20 3:00 AM 20 20 20 20 20 20 20 4:00 AM 18 18 18 18 18 18 18 5:00 AM 18 18 18 18 18 18 18 6:00 AM 22 22 22 22 22 22 22 7:00 AM 22 22 22 22 22 22 22 8:00 AM 25 25 25 25 25 25 25 9:00 AM 29 29 29 29 29 29 29 10:00 AM 32 32 32 32 32 32 32 11:00 AM 33 33 33 33 33 33 33 12:00 PM 34 34 34 34 34 34 34 1:00 PM 37 37 37 37 37 37 37 2:00 PM 37 37 37 37 37 37 37 3:00 PM 37 37 37 37 37 37 37 4:00 PM 39 39 39 39 39 39 39 5:00 PM 39 39 39 39 39 39 39 6:00 PM 35 35 35 35 35 35 35 7:00 PM 35 35 35 35 35 35 35 8:00 PM 32 32 32 32 32 32 32 9:00 PM 28 28 28 28 28 28 28 10:00 PM 25 25 25 25 25 25 25 11:00 PM 24 24 24 24 24 24 24 126 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service b) Higher Levels of Commitment— Deployment Planning As a benefit to the County and to improve call processing times, the Alliance will operate through a consolidated dispatch center that will encompass fire and ambulance dispatch services. Utilizing this integrated approach, ambulance dispatch personnel will be co-located at CCRFCC, providing improved situational awareness and instantaneous communication as well as enhanced coordination of resources and responses. Additionally, this approach will allow us to proactively identify potential issues in both systems, EMS and fire, enabling decision makers and dispatchers to distribute resources to improve gap management in times of peak demand. Operations Planning and Analytics Platform We have experience and knowledge of systems with potential problem areas. We are able to pinpoint causes and develop mitigation solutions using our quality improvement processes and technologies. Our newly developed web based Operations Planning and Analytics Platform (OPAP) was built for this purpose as well as to ensure we meet and exceed response time commitments even as population and call volume evolves. The OPAP platform was built after over a year of extensive review of deployment best practices and with the involvement of a third party consulting firm. It is supported by a team of experienced CAD data managers, information technology programmers and reporting analysts. The platform imports data directly from the local CAD systems and is customized to local community response time criteria through the development of business rules. The OPAP platform enables our operators to produce up to date system demand charting at the press of a button, any time, any day. Utilizing this data, we will adjust schedules, resources or posting as needed to ensure excellence in response time performance. We have produced positive results with OPAP demand charting system. One example involved a system suffering from poor on-time performance. Through the usage of OPAP demand charting and analysis, the system was able to identify that crew workloads were too high which was impeding our ability to be at adequate posting locations when being dispatched on the call. We made the appropriate adjustments which included a revised posting plan, schedule adjustments to improve responses in the late afternoon, and increased unit hours. These actions resulted in a decrease in crew workload, a better distribution of the workload throughout the day, fewer late calls, and much needed improvement in on time performance. 127 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Daily reviews & Demand Analysis As part of our ongoing system response time improvement process, late calls are reviewed daily by our operations with an eye to identifying the performance gap, its ‘root cause’ and providing rapid correction and feedback. Our Supervisors and Supervisors have the authority to quickly make changes and adjust the ambulance coverage plan as needed to eliminate or minimize the changes of additional late calls. To assist our staff with their daily reviews, the OPAP platform provides a mechanism for detailed retrospective investigation of any call that does not meet specific and customizable criteria or response times. These calls are captured for review to ensure proper handling of response deployment, posting, routing, etc. Within the same system, the user can quickly research any call data, routing and response details to investigate delays for quick system adjustments or actions to ensure ongoing improved response time performance. Below, we have provided a screenshot of OPAP. 128 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Below and on the following pages, we have provided screenshots of server viewer app and mapping from our geographic information system. 129 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Resolving a problem If a problem is identified in the system, the team evaluates the situation to determine if it is short-, medium- or long-term in nature and plans accordingly. Solutions may include the following:  Trend analysis and process improvement  Adjust posting plans  Adjust coverage plans  Adjust employee work schedules  Adding new resources to the system 130 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Criteria for Change Compliance with response-time standards is just one of the criteria we use to decide if the coverage plan needs modification. With the data from our OPAP system we also look at:  Trending of individual late responses in any response zone  Road construction zones  Month-over-month decreases to overall and zone compliance  Special events demand  Effect of adverse weather events and local MCI responses  Feedback from caregivers and system partners When system changes are identified, our OPAP platform enables users to build custom schedules. A key feature of the OPAP schedule building software is the ability to graphically overlay new schedules with recent demand trends. This software allows us to accurately match the right amount of resources to the right times of day and day of week to ensure proper response time performance. For example, with the recent closure of Doctor’s Medical Center, we strategically identified a trend in call demand through OPAP, which allowed us to shift unit hours to sufficiently meet our patient’s needs. 131 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service C. PERSONNEL a) Minimum Requirements— Field Supervision Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section V.C.1.a. We agree to provide an on-duty supervisor 24-hours per day, seven (7) days per week, within each geographic zone as required in the RFP. In order for an EMS system to function effectively and maintain the highest level of clinical care and customer service possible, it must have consistent and competent field supervision at all times. We intimately understands this need and will continue to take pride in the fact that our County team will operate at all times under the direction of a highly-experienced and extensively- trained team of supervisors and captains. Through the Alliance, we will provide nine (9) EMS Field Supervisors, who are credentialed as County Paramedics and staffed 24/7. These individuals will continue to carry full medical equipment and provide first response and patient care as needed. Additionally, these EMS Field Supervisors are provided with the training and tools to monitor, evaluate, and improve the clinical care provided by paramedic and EMT personnel. Upon hire and consistently throughout employment, our supervisory team members are provided with local professional development opportunities, often in collaboration with regional leadership teams in neighboring counties. This provides them with both initial and ongoing education to our approach to field supervision and reinforces the key role our EMS Field Supervisors play within the hierarchy of our management team. Also, our EMS Field Supervisors will attend monthly leadership team meetings and will remain in direct contact with the EMS Operations Managers. These individuals serves as an ongoing professional network 24/7. To ensure our team is continuously prepared for any unforeseen event, our field supervisory personnel must successfully complete the Federal Emergency Management Institute Incident Command System (ICS) series 100, 200, 300 and 400, NIMS 700 and 800b. Observation & Evaluation EMS Field Supervisors are selected for their leadership roles based on performance and spend a majority of their time in the field, where they directly observe their colleagues caring for patients and interacting with the public. The EMS Field Supervisors respond on calls with field crews to observe, evaluate, and provide support. Any additional refreshment training is provided as necessary, at no cost to our team members.  132 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Exemplary Performance Standards Below are some additional examples of the knowledge and skill qualifications held by our EMS Field Supervisors.  The ability to effectively communicate organizational goals and objectives that drive outstanding clinical and operational performance  The ability to evaluate, coach and remediate field personnel. Our dedicated EMS Field Supervisors ensure all field personnel maintain all State, County, and LEMSA-required certifications and accreditations (managed and tracked through a web-based platform)  The provision of on-scene assistance for crews, as needed  The ability to act as a coach, teacher or evaluator on multi-casualty incidents with the goal of reviewing each call for continuous improvement and compliance with existing policies  The ability to assist in driving performance management  Compliance with all employment laws and support of affirmative action/equal opportunity and diversity goals  Participation as part of the unified command structure under the direction of the Fire officer during multi-casualty incidents and greater alarm fires. b) Higher Levels of Commitment— Field Supervision We understand the importance of field supervision as it relates to the success of our operations. In this section, we have outlined our higher levels of commitment for Field Supervision. Robust Unified Command Structure The Alliance offers the County a robust unified command structure that includes the following:  Fire Chief  One (1) Deputy Fire Chief  Two (2) Assistant Fire Chiefs  Four (4) shift Battalion Chiefs 24/7, 365 days per year  One (1) EMS Chief  One (1) General Manager  One (1) EMS Operations Manager  One (1) Training Chief  One (1) Shift Safety Officer (Captain) 24/7, 365 days per year  Four (4) Chief Officers are on call, within a 30 minute response time, each day in addition to the shift Battalion Chiefs on duty within the District  Fire Prevention Bureau, including one (1) Fire Marshal, four (4) Captains, three (3) Fire Investigators, and sixteen (16) Fire Inspectors (all sworn peace officers). o Five (5) personnel trained to serve as Public Information Officers 133 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service  Each fire engine and ladder truck company is staffed with a Fire Captain for supervision  Nine (9) EMS Field Supervisors  One (1) Clinical Education Services Manager  Two (2) EMS Quality Improvement and Education Team Coordinators  One (1) Data Analyst / Epidemiologist  One (1) Community Outreach Coordinator We will continue to have a dedicated EMS Field Supervisor on duty in each section of the county, as well as an on-call response ready Chief 24/7. If necessary to supplement increased future operations, supervisory, and management staff will be added. For example, during holidays, three-day weekends, and other periods of increased call volume, we will add supervisory staff accordingly. We understand the importance of ensuring that our field supervisory team has the right tools to do its job effectively. In this regard, the team is provided with supervisory vehicles, as well as a variety of other tools, including the following:  MDTs with broad functions to monitor unit availability, status and current assignments  Full spectrum/interoperable communication equipment for day-to-day supervision as well as disaster management  In-City and out-of-area resource lists for personnel, vehicles, and equipment  A wide array of MCI equipment, training manuals, and supplies  An iPad with the Telestaff scheduling application to make schedule/staffing adjustments quickly Participation in Regional Strike Teams & Disaster Medical Support Unit Deployment Our Contra Costa County Field Supervisory team will participate in Regional Strike Teams and Disaster Medical Support Unit Deployment as well as be highly knowledgeable and competent in the Contra Costa County MCI plan. Through continuous training, we will continue to offer the County a sophisticated approach to disaster management. We have an extensive network of local resources in this region, so we will continue to offer County the security of knowing that in the event of a major multi- casualty incident, our surge capacity from nearby areas can also be activated. All Alliance supervisory staff members will participate in Strike Team response and have been extensively trained at the Ambulance Strike Team Leader level for ambulances. 134 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service a) Minimum Requirements— Work Schedules Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section V.C.2.a We are committed to providing the optimal working conditions for all personnel. In this regard, we will meet and exceed all requirements related to work schedules and conditions. We will develop practical work schedules and shift assignments to provide reasonable working conditions for our ambulance personnel. Work schedules are designed to meet both system requirements and personal needs of everyday life. We recognize that maintaining a safe work environment is a key component of an ongoing safety program. Studies by federal and private agencies have shown that fatigue in the workplace is often a contributing factor to increased accidents and employee injuries. We strive to create and maintain an environment free of hazards and to establish methods for the ongoing identification of threats to employee health and safety. Policy Regarding Fatigue Prevention It is the responsibility of a company officer to continually monitor the status of their crew. Our personnel are provided exercise time and rest periods throughout their shifts. During down time and the hours of darkness, beds are provided for sleep. Additionally, a field employee who feels that he or she is no longer able to perform the basic job responsibilities due to fatigue must immediately notify their supervisor. Once the on-duty supervisor is notified, the unit is immediately taken out of service and a replacement is identified. We also require the employee to document the following items so we may identify any contributing factors to the fatigue and resolve those issues.  Time employee reported for duty  Time the unit was placed out of service  Number of calls completed during the shift  Estimated number of hours spent in the ambulance during the shift  Estimated number of hours of sleep obtained during the shift and prior to on duty time  Other factors contributing to the fatigue to include outside employment  Our leadership will relieve any crew member that in the opinion of management is fatigued or presents a risk to the safety and well-being of our crewmembers, patients or the general public. In the event that it is deemed necessary to send an employee home it will be considered administrative leave for the remainder of their shift  No transport ambulance personnel will work a regularly scheduled shift of more than 12 hours.  Personnel are discouraged from performing work at outside employers and directly reporting for shifts without adequate rest time  135 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service b) Higher Levels of Commitment— Work Schedules We understand that fatigue poses significant safety risks to both our personnel and the patients under their care. Our work schedules are designed based on analysis of call demand patterns in the community and the desires of personnel, taking into account human resource policies, labor laws, and the need to minimize on-duty fatigue. In addition, we have an on-duty fatigue policy; personnel have the ability and obligation to report when feeling fatigued and unable to safely perform their duties. In this situation, crew members will be removed from service until they are sufficiently rested. We will continue to utilize Telestaff, an innovative scheduling system that acts as a tool to reduce unnecessary overtime, preventing our personnel from working beyond the maximum allowed shifts. Also, this scheduling system allows our personnel to manage their time off. We have seen repeated success in reducing employee fatigue through the use of this system. a) Minimum Requirements—Risk Management Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section V.C.3.a. Through the experience of the Alliance, we have implemented and maintained an aggressive health, safety, and loss mitigation program that meets all requirements of this RFP. We currently engage in all LEMSA-required safety and risk mitigation activities and will continue to do so for this contract if awarded. Health & Safety Program It is for the benefit of everyone in the County’s EMS system that our personnel are healthy and work in a safe and effective way, and that we maintain and introduce ever-higher standards of safety compliance. We have worked rigorously to develop a safety program that exhibits our commitment to the safety of our personnel, our patients, and the communities we serve and we are fully compliant with Federal and State OSHAs and other regulatory agencies. We are supported in these efforts by our local, regional and national safety leadership teams, and we work closely with our partners to address safety concerns that we can solve together. Our mission in safety and risk management is to understand both systems and behaviors that contribute to the risk in any given incident or situation; instead of simply reviewing and investigating, our ultimate goal is to eliminate the potential for a future occurrence.  136 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Our safety program demonstrates our commitment to the safety of our personnel, our patients, and the communities we serve. Fully embedded in our CQI process, the program includes the following five (5) objectives and strategies for achieving safety:  Objective 1: The Selection of Highly Qualified Personnel  Objective 2: Loss Control through Exemplary Safety Policies and Programs  Objective 3: Effective Personnel Education and Training  Objective 4: Management and Employee Safety Accountability  Objective 5: Continuous Review / Improvement and New Safety Initiatives Highly-Qualified Personnel We are the only provider that offers the County a tenured, well-known workforce of highly qualified personnel. Because most of our personnel live and work in the communities we serve, they are passionate about providing professional, courteous service at all times. The first leg of our safety program is to make sure we hire the best people and ensure their ability to provide the quality of care we expect. In addition to assessing their clinical skills, our pre-screening also includes drug testing, with a zero tolerance policy in place as well as a stringent physical agility test specifically developed and validated for Paramedics and EMTs before being accepted for a position. Our Physical Agility Test (PAT) is used as a standardized screening tool for pre-employment in EMS. It assesses various physical abilities required to perform the paramedic and emergency medical technician job duties. The weights and equipment used in the test are designed to simulate the physical abilities needed to lift and transport patients and equipment in the field. It is also used for current personnel returning from a leave of absence. The PAT has two (2) main purposes, which are the following:  To measure the ability to perform the essential functions of the job  To reduce health and injury risks for both personnel and patients Health, Safety, and Risk Management Program Manual We will utilize a comprehensive set of injury and illness prevention policies, identified in our Health, Safety, and Risk Management Program Manual. This manual covers our Injury and Illness Prevention Program, Infection Control Program as well as our Risk Management Program. These programs have consistently reduced employee injuries and workers’ compensation costs year after year. 137 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Injury and Illness Prevention Program Our Injury and Illness Prevention Program consists of a set of guidelines and processes to ensure employee and patient safety at every level, and includes the following central elements:  Injury and Illness Prevention Policy: Provides a structured approach to identification, evaluation and control of occupational safety and health hazards; summarizes our approach to basic safety and health management issues; and complies with applicable regulations  Safety Incident Reporting Policy: Provides a structured approach to communications to ensure appropriate resources are engaged subsequent to a safety incident occurring in the workplace  Safety Inspection Policy: Effectively assists personnel in identifying workplace or equipment hazards so that corrective actions can be taken. Safety inspections ensure that we are aware of and address all safety, health, risk management and regulatory concerns during the course of providing medical care and transportation services  Patient Handling Policy: Addresses safe patient handling through the use of transfer assistance devices and safe lifting practices, helping to reduce the risk of personal or patient injury in the field  Gurney Safety Policy: Addresses the key safety, health, risk management and regulatory issues relating to the use of gurneys in the field  Vehicle Safety Policy: Communicates how our personnel comply with applicable vehicle safety laws and regulations. In some cases, the provisions of this policy require our personnel to meet higher performance standards than may be established by federal or state regulation, providing an enhanced margin of safety for our personnel, our patients, and the communities we serve  Hazardous Materials and Emergency Response Program: Delivers a structured approach to exposure prevention and control that maximizes protection against HazMat-related injury and illness for all personnel and covers all aspects of our responsibilities at a HazMat scene and the medical treatment of properly decontaminated victims o The program is compatible with national and state standards, and includes annual employee training to meet the curriculum requirements for First Responder Awareness for EMS, including additional decontamination and medical management information  Hazardous Communication Program (HazCom): A comprehensive hazard communication system to help personnel reduce the risk of harmful exposure to hazardous substances in the work environment. The program outlines specific responsibilities for personnel who may handle potentially hazardous chemicals in the workplace and procedures to follow in the event of a spill, including first-aid or medical treatment indications. Personnel are trained annually in the need to clearly label containers filled with hazardous chemicals, how to interpret the markings on the labels and what to do in the event of a spill or an exposure in accordance with GHS standards o The program meets guidelines for each employee’s “Right to Know” about the hazardous properties of chemicals provided for their use, including disinfectants, automotive fluids, degreasers and solvents  Workplace Violence Policy: Outlines a comprehensive prevention and response system to reduce the likelihood of workplace violence. We do not tolerate acts of workplace violence or abusive behavior, either from our workforce or out in the field. This policy clearly defines what constitutes workplace violence or abusive behavior and trains personnel who believe they have been victims of such behavior on the notification steps to follow after an abusive event. The policy also clearly states that personnel who come forward with such complaints will not be subject to retaliation that would threaten their employment status 138 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service  Compressed Gas Safety Policy: Assists personnel and managers in reducing the risk of compressed gas-related injuries and complying with regulatory requirements  Fire Prevention Policy: Provides a basic set of procedures to reduce the likelihood of fire in our facilities, vehicles and other work areas. In the County, we use the policy as a foundation and augment it as needed to comply with our local requirements, risks and employee circumstances  Emergency Action Plan: Outlines a basic set of procedures to reduce the likelihood of employee injury in the event of a workplace emergency  Infection Control Policy: Provides a comprehensive infection control system that maximizes protection against communicable diseases for our personnel and patients  Employee Vaccination and Titer Policy: Provides personnel with the policies and procedures needed to help reduce the risk of acquiring or spreading infectious disease through a robust vaccination program  Infection Control Training Policy: Provides procedures needed to ensure reduction of occupational exposure to infectious disease  Infection Control Cleaning and Disinfection Policy: Procedures designed to help reduce occupational exposure to infectious pathogens through the proper cleaning and disinfection of our buildings, ambulances, equipment and other environments where contact with infectious agents may occur  Sharps Exposure Prevention Policy: Provides personnel with appropriates policies and procedures to help reduce the risk of contaminated sharps exposures  PPE for Infection Control Policy: Policies and procedures designed to help reduce occupational exposure to infectious pathogens and decrease the likelihood of employee injuries caused by motor vehicles, construction vehicles and equipment while working near a roadway through the use of Personal Protective Equipment  Respiratory Protection Policy: Policies and procedures that provide a structured approach to compliance with regulations designed to prevent occupational exposure to TB and other airborne transmissible pathogens  Post-Exposure Management Policy: Processes the assist with reducing the risk of occupationally acquired infectious disease through the use of timely post-exposure evaluation and treatment procedures Incident Reporting, Investigation, & Corrective Actions Our success in safety is partially due to our recognition that each incident provides an opportunity to learn more about how to reduce employee, patient, and organizational risk. In line with our overall approach to improvement, and our goal of introducing Just Culture as a natural evolution to our current system, we focus on identifying issues in an overall system setting and putting into place the required education and processes to provide solutions. By developing this culture, in which caregivers are taught how to recognize that mistakes are made, and feel able to report these mistakes – and have the issue remedied – in a non-punitive setting, we have been able to create a system in which people feel comfortable reporting incidents. For an effective safety incident reporting system, it is essential that we gather information on every incident, no matter how small, that occurs within the organization. In 2010, we developed and implemented our Near Miss Reporting System, which is a voluntary, anonymous reporting capability that encourages field staff to report potential patient and employee safety events. Our goal with the near-miss reporting system is to capture the reports that have the biggest potential threat to the safety of our patients and caregivers and identify reasons and solutions, taking an analytical, non-punitive, system-based approach. Our near-miss reporting system is based on the 300/29/1 theory, in that for every 1 bad outcome there were 29 near-misses and 300 events that had the potential to be a near miss or bad outcome. 139 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Through this system, combined with our robust data management system, STARS, we are able to collect data on every clinical and risk management incident, and we have additional channels – such as Equipment Failure Reports, to gather operational data. Through these channels, we gather all safety incident data, exceeding legal and OSHA requirements. Our strict incident reporting standards allow our management team to respond immediately to adverse events, initiate a thorough investigation, implement mitigation measures, and carry out corrective actions in a timely fashion. In most cases, the process is handled by the local Operations Manager, who benefits from specialized training, job aids, form tools, and guidance provided by our Regional Safety and Risk Management staff, who are readily available for consultation 24 hours a day, seven days a week. In addition, management and supervisory personnel discuss each incident during monthly meetings to ensure that sound incident investigation, management, and corrective action processes are used and properly documented. All information becomes part of our regular CQI program to allow for ongoing monitoring and corrective action as required. We are pleased to provide the following brief summaries of some of the many practices that support our safety and risk management mission:  Incident reviews: This performance improvement program has been highly successful in reducing risks and improving workplace safety for our patients, personnel, and stakeholders  Investigation and documentation: We have established strict incident reporting standards that allow our team to respond immediately to adverse events, initiate a thorough investigation, implement mitigation measures, and carry out corrective training in a timely matter. Our County operation (as well as several other cities) will utilize STARS, an electronic safety reporting system that provides daily, monthly, and annual tracking of collisions and workers’ compensation claims. Users can categorize incidents by date, location, and type, body parts affected, equipment in use, and other parameters. Once entered, this data can be reviewed at local, regional, or national levels, allowing supervisory staff to recognize trends and improve safety measures and equipment accordingly. All information is made available to LEMSA and other applicable County personnel on a continuous basis  Ethics and compliance program: Focusing on employee education and company compliance with all federal, state, and local payor regulations, our compliance program tracks changes in federal laws and regulations, as well as government enforcement that affects us and our customers, ensuring that we are always in full compliance with all laws and regulations, something that is essential for the peace of mind of all the communities we serve. Our compliance program has been in effect since 1998 and contains and exceeds the guidance issued by the Office of Inspector General (OIG) in 2001  Health and safety programs: Through the Alliance, we will utilize a comprehensive set of injury and illness prevention policies, known as our Health, Safety and Risk Management Program Manual. This manual includes our Injury and Illness Prevention Program, Infection Control Program, and Risk Management Program 140 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service b) Higher Levels of Commitment— Risk Management We have several advanced safety procedures and programs in place that demonstrate our higher- level commitment to the well-being of our personnel, patients, and partners. Janice Nath-Studzinski is our Designated Safety Coordinator for the County, providing oversight of safety policies and procedures. She is supported by a Regional Safety and Risk Manager, 24/7. In addition, a 24/7 Shift Training Captain (STC) is assigned to each shift. These individuals respond to all working fires, greater alarm incidents, MCIs, and other incidents when requested to fill the position of incident safety officer. In the Incident Command System, the safety officer is charged with the responsibility for assuring personnel safety, and to monitor and/or anticipate hazardous and unsafe situations. The safety officer is also responsible for assuring that exposure and injury reports are completed, assisting the District’s Safety Officer with accident investigations, recommending policy changes related to improving safe operations, and for providing ongoing safety training of personnel. Below, we have highlighted our Risk Management initiatives that will benefit the County. Rehabilitation Unit Our fleet of staffed resources includes a Breathing Support Unit, also identified as BS-7. BS-7 also functions as an incident rehabilitation unit and is equipped with multiple shade canopies, large cool misting fans, chairs, ice chest with cold beverages, and a full advanced life support cache. This unit is staffed by an engine company with a minimum of one (1) paramedic and two (2) EMT’s. Just Culture It is incumbent on us to create a culture that ensures mistakes are rectified and lessons learned for the benefit of the patient and our caregivers. All too often in healthcare, mistakes are blamed on the individual when it is often the system that is at fault. Through the Alliance, we model based on the principles of a Just Culture model, whereby caregivers are taught how to recognize that mistakes are made and feel able to report these mistakes – and have them remedied – in a non-punitive setting. Our approach to improvement clearly focuses on identifying issues in an overall system setting and putting into place the required education and processes to provide solutions. Just Culture is a natural building block to this approach and will become integral to the improvement model in all elements of our operation. 141 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Video Event Recorder To ensure a higher level of safety for our teams and to assist in ongoing driver training, we will install a Video Event Recorder (VER) on all newly purchased ambulances. This device continuously monitors and captures risky driver behavior in real-time, providing an objective insight into how our drivers are complying with company policies and federal laws, while also providing a record of their driving behavior. With the use of this technology, we will improve our ability to reduce unsafe driving habits and implement corrective measures – before a collision occurs. Additional benefits on Video include:  Reduced Agency Liability  Improved Safety  Useful In-Service Training (Post-Incident)  Heightened Performance and Professionalism  Simplified Incident Review & Reporting The data being measured will be shared with the LEMSA further attesting to our commitment to a collaborative relationship. Recent Safety Changes As a result of the work conducted by our national Safety Leadership Group, we have made a number of changes to our workplace guidelines and equipment to improve safety for our crews and patients. The following are a few of the recently refreshed programs: Effective Personnel Education and Training Ongoing, stringent, and consistent education and training are keys to the success of our safety program. We begin developing and maintaining a safety culture for personnel from when they first arrive in orientation and continue the emphasis throughout their careers. This includes our safety training, including our extensive Emergency Vehicle Operations Course (EVOC). Initial & Ongoing Driver Training On an average of 150 times a day, the Alliance’s resources respond to calls for aid. The integrated dispatch center and response vehicles will have the ability to identify the locations of responding resources, potentially reducing the risk of responder collisions. To this end, we promote education as a key to safety. This initiative is particularly evident in our driver-training program, which includes 16 hours of employee training and four hours of refresher training every two (2) years. Our comprehensive EVOC program presents the necessary classroom instruction, competency field training, and testing for new and existing drivers, and meets all EVOC goals and objectives. The program verifies proficiency in the understanding of emergency vehicle driving, as well as the practical application of that knowledge. It covers all applicable laws and regulations, as well as our local policies governing vehicle operations. 142 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Topics covered during the eight-hour classroom portion of our driver-training program include the following:  California State vehicle codes pertaining to emergency vehicle operation  Case studies of emergency vehicle collisions and litigation  Vehicle characteristics  Defensive driving  Placement of vehicles at emergency incidents  Driving policies and procedures Once personnel successfully complete the classroom component, they must complete a practical driving course behind the wheel of an ambulance. The practical phase covers low-forces maneuvering exercises that include backing, braking, and cornering in a controlled environment. The program focuses on emergency vehicle dimensions, operating dynamics, and an enhanced level of awareness of an emergency vehicle's influence on the behaviors of other motorists. Our personnel learn strategies that allow them to drive defensively and protect themselves, their patients, and anyone else on the road. This hands-on experience also allows our field personnel to practice their driving skills, enhancing their ability to understand local traffic patterns, road and weather conditions, and the reaction of local drivers to emergency vehicles. This technique cannot be accomplished in a simple didactic setting, but must be accomplished through classroom and hands-on instruction. Personnel are required to successfully complete the driver-training program before being assigned to work onboard an ambulance. Once initial training is completed, personnel continue to hone their driving skills as part of their FTEP. National Safety Initiative To build a culture of safety, it is essential to communicate expectations clearly and often to all personnel, using a variety of communication techniques. Our National Safety Initiative a variety of tools to promote safety and safe practices among our personnel on an ongoing basis. Every month, our national Safety Leadership Group selects a different subject or safety point to present as a targeted message to personnel. The subjects are chosen following the Group’s evaluation of trends such as injuries, motor vehicle contacts and general/professional liability issues, as well as immediate impact issues such as intersection collision, specific lifting injuries and patient safety issues. Following the messaging, the group continues to evaluate and monitor results over the long term to determine whether the messaging and any related policy changes are having the intended effect on our safety trends. 143 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Designed to be engaging and intuitive, we utilize the following tools to spread a safety initiative:  Framed posters and pictures posted at all stations in a conspicuous location  Online training courses or “Safety Nuggets” t focus on specific safety messages in short visually stimulating videos  Interactive safety games on our Learning site to review or deliver safety messages Safety topics are selected at the national level and are supported with a wide range of tools. Examples of recent safety topics include:  Ergonomics  Healthy lifestyles  Blood borne pathogens  Intersection safety  Lifting techniques  Stretching while on post  Following distances  Hazardous materials to reduce the risk of harmful exposure  Compressed gas safety  Fire prevention  Emergency action  Safe Practices This structured approach improves the quality and quantity of ongoing communications. In addition, personnel all over the country receive the same information at the same time, ensuring widespread awareness of safety issues. PAT In 2013, we released a new Physical Agility Test (PAT) to be used as a standardized screening tool for pre-employment in EMS. It assesses various physical abilities required to perform the paramedic and emergency medical technician job duties. The weights and equipment used in the test are designed to simulate the physical abilities needed to lift and transport patient and equipment in the field. It is also used for current personnel returning from a leave of absence. The PAT has two main purposes, 1) To ensure both new candidates and personnel returning to work can perform the essential functions of the job, and 2) To reduce health and injury risks for both personnel and patients. 144 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Continuous Review / Improvement and New Safety Initiatives Safety is a key performance indicator for the Alliance and is embedded in our CQI program. Strict incident reporting standards allow our team to respond immediately to adverse events, initiate a thorough investigation, implement mitigation measures and carry out corrective actions in a timely manner. Central to these standards is our incident review program, which has been highly successful in reducing risks and improving workplace safety for our patients, personnel and stakeholders. a) Minimum Requirements— Workforce Engagement Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section V.C.4.a. We continually strive to effectively communicate with our personnel and encourage behavior that reflects our mission, goals and values. This improved level of communication has proven to enhance job satisfaction and productivity, both at the employee and leadership levels. Annual Review Meetings The Alliance sits down with each employee individually to conduct an annual review. This review highlights the areas in which each employee excels as well as the areas where improvement can be realized. Areas subject to review include, but are not limited to, EMS systems knowledge, customer service, and professionalism. This review also give the employee a venue to put forth his or her ideas for system and policy improvements. Labor/Management Meetings Meetings between the management and labor teams occur no less than a quarterly basis. In this forum, the management team gives a briefing of facets that are going well with the operation, areas that need improvement, and the direction of the operation in the foreseeable future. Additionally, the labor team brings forth its areas of concern with the system, and discussions ensue on possible methods for system improvement. System Status Meetings System Status Meetings occur monthly between the leadership, EMS Field Supervisors, EMS Epidemiologist, and representatives from the Labor force. The purpose of these meetings is to discuss the effectiveness current deployment models and posting locations. Previous response data is brought to the meeting, areas of concern are noted, and both field personnel and representatives from management discuss avenues for improvement in the deployment plan.  145 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Health and Safety Committee The Health and Safety Committee is comprised of operations management, CES management, logistics management, fleet management, and field employee representatives. This committee meets to discuss safety concerns noticed by any member of the organization plans for how to minimize the risk associated with these issues. Mandatory Trainings In between two (2) and four (4) times a year we bring in every single front line employee for four (4) to six (6) hours of mandatory training. This training covers topics including annual protocol changes, general operational updates, as well as clinical feedback. In these trainings we are able to give direct accountable clinical feedback to our front line personnel. These data points include “Things That Matter”, and other various clinical metrics including intubation and IV success rates and AMA rates. Credentialing Support Our personnel are required to fulfill all County and State credentialing requirements and to maintain them at all times to be eligible to work. We currently help personnel maintain their required licenses and certifications by providing ongoing training as well as certification and licensure tracking and reminders through our web-based data management platform. Credentials Maintenance Tracking Our Quality Improvement and Education Team retains copies of current training and documentation of valid certifications for our Paramedics and EMTs through a web-based data management program on a cloud-based platform. We use an application to track upcoming certification expirations so we can notify personnel well in advance of the need to update their certifications and ensure that our field personnel hold all required certifications. We also track course completion and compliance with annual refresher training requirements. It gives us the ability to scan copies of credentials to provide archival evidence of certification and training. In addition, the online solution helps communicate us with our personnel, as it automatically generates and sends electronic reminders to our management and the employee. This feature ensures that no one works when they have an expired certification or license. For example, individuals receive automatic email alerts regarding certification expirations, as well as reminders regarding upcoming courses that they need to complete or other actions to maintain their required licensure or certification. Our leadership team follows up with personnel to ensure they maintain all licensing and certification requirements. In addition to credentials tracking, our web-based data management platform supports training and education, quality management, complaint and incident tracking, safety, OSHA compliance, and other vital processes. 146 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Currently we utilize this online software solution for the following:  Track work-related employee health issues and compliance with safety requirements  Provide high quality online education to help personnel maintain clinical credentials  Centralize management of incidents, complaints, and unusual occurrences  Create a performance dashboard to monitor critical data on education and immunizations  Analyze and report on a variety of vital processes involved in running an EMS system  Communicate vital and time-sensitive information to personnel  Track certifications and licenses against continuing education requirements  Upload customized training programs including text, image, audio, video, and Power Point, that front line personnel can access and complete anytime 24/7  Create, administer and track online tests for post education retention  Print certificates of completion for online continuing education courses  Monitor participation and status with training records, and run reports on course activity, course evaluations, course rosters, and mandatory training compliance  Notify personnel, supervisors, and administrators of pending and expired certifications/licenses with automated alerts  Create custom reports Required Credentials  EMS Field Supervisors must have a valid and up-to-date California Driver’s License, DMV issued Ambulance Driver’s License and DL-51 Medical Examiner’s Card, Healthcare Provider CPR Card Paramedic certification from the California Department of EMS, a Pediatric Advanced Life Support (PALS) or Pediatric Education for Prehospital Providers (PEPP) certification, an Advanced Care Life Support certification (ACLS), an International Trauma Life Support (ITLS) or Pre- hospital Trauma Life Support (PHTLS) certification, as well as have completed all LEMSA-required certifications. EMTs and paramedics also must complete The County EMS orientation and our New Hire Academy orientation and training program before they are eligible for work. In addition, EMS Field Supervisors are trained in accordance with the Incident Command System, MCI response, Strike Team leader, and hazmat operations. We will provide ICS Medical Command Levels 300 and 400 training to all of our County Field Supervisors. All supervisors will attend one (1) disaster exercise and two (2) hours of disaster training per year  Alliance Emergency Medical Technician must have a valid and up-to-date California Driver’s License, DMV issued Ambulance Driver’s License and DL-51 Medical Examiner’s Certificate, Healthcare Provider BLS CPR Card, and EMT certification from the California Department of EMS  Alliance Paramedics must have a valid and up-to-date California Driver’s License, DMV issued Ambulance Driver’s License and DL-51 Medical Examiner’s Card, Healthcare Provider CPR Card Paramedic certification from the California Department of EMS, a Pediatric Advanced Life Support (PALS) or Pediatric Education for Prehospital Providers (PEPP) certification, an Advanced Care Life Support certification (ACLS), an International Trauma Life Support (ITLS) or Pre- hospital Trauma Life Support (PHTLS) certification, as well as have completed all LEMSA-required certifications. EMTs and paramedics also must complete The County EMS orientation and our New Hire Academy orientation and training program before they are eligible for work  Dispatchers must have a valid and up-to-date Emergency Medical Dispatcher certification  Fire Prevention Staff must maintain current First Aid, CPR, AED certification  Fire Investigators have a valid and up-to-date CPR, First Aid  Mechanics have a valid and up-to-date Automotive Service Excellence Certification, CPR, First Aid 147 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Supporting Employee Skills FTOs, EMS Field Supervisors, and our Quality Improvement and Education team coordinate the assessment, development, and maintenance of new skills for personnel in the workforce under the direction of the LEMSA Medical Director, and our Medical Directors. Methods of assessment include direct observation and patient care report audits. Methods of development include formal training and one-on-one coaching utilizing our patient simulation technology. Developing and maintaining new skills is aided by practical application and ongoing performance feedback through a variety of mechanisms. These include system performance feedback on clinical composite scores, such as the Airway Checklist, and other relevant KPIs and individual performance feedback as appropriate. Diverse Workforce Communities everywhere are increasingly rich in ethnicity. Society is filled with people of a variety of ethnic traits, backgrounds, cultures, groups, customs, and language. Being part of a culturally diverse workforce helps provide for the specific needs of every population served. Quality of care is something we believe in – the recruitment of personnel who represent a wide spectrum of cultures only enhances this. Culture, race, and national origin are not the only factors that should be considered by companies creating diversity work plans. Through the Alliance, we have eagerly supported workforce diversity that includes gender, age, religion, and disability. Responding to challenges posed by a low number of minority applicants, we engage in minority recruitment activities at both local and national levels that include, but are not limited to, the following:  A formal diversity plan  Legislative lobbying to make more financial resources available for minorities seeking to enter the medical transportation industry  Continued presence at cultural events that celebrate diversity  Presentations to inner-city schools on the merits of the EMS profession  Participation in career day events  Annual diversity training We pledge to meet the federal and state equal opportunity requirements during our hiring practices. These requirements specifically include:  All advertising identifies the Alliance as an equal opportunity employer  Annual training on sexual harassment, sensitivity and awareness; our vision statement that personnel pledge to abide by; and our Code of Business Conduct, all contribute to a desirable workplace, free of discrimination by age, gender, religion, race, disability, national origin, sexual orientation, or marital status 148 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Job-Posting Process As a public safety leader in the County, we seek to recruit and retain the best personnel in the nation. Because most of our personnel live and work in the communities we serve, they are passionate about providing professional, courteous service at all times. As a corporation, we are dedicated to providing our personnel with a work environment built on respect, integrity, and service. This is evident by our high retention rates. Employee retention begins with recruiting the most highly qualified individuals to fill the roles required. In most of our communities, we have waiting lists of potential personnel. People want to work for our company because of our reputation in the industry, our employee-centered programs, a competitive wage and benefit package, and management’s commitment to providing a quality place to work-no matter where or when they work. Recruitment/Employee Screening Our experience allowed us to build a program designed to support local recruiting efforts by developing the largest possible pool of qualified candidates. Our goal is to identify and attract the best pre-hospital medical professionals for long-term employment. We also seek to recruit a diverse workforce that reflects the communities we serve. All of our recruitment and screening practices are culturally sensitive and are an integral component of our hiring process. Our recruitment strategies include the following:  A recruitment tool kit that includes a realistic preview of what our caregivers experience on the job with a focus on attracting individuals who understand and emphasize customer and patient satisfaction  Employee referrals  Relationships with local and national EMS training programs  Partnerships with state employment offices and diversity organizations  Internet advertisement on our website and industry websites  Attachment booths at industry conferences and symposiums  Participation in local job fairs  Attendance at career fairs held at local educational institutions Workers’ Rights We have developed internal policies and procedures to protect our company’s greatest assets, our personnel. These policies include an internal grievance procedure, as well as a Suggestions and Issue Resolution policy that allows for a review of personnel actions. These policies are captured in a variety of company publications, including the following:  National Employee Handbook  National Health and Safety Manual  Local Standard Operating Procedures 149 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Workforce Harmony We have a zero tolerance policy for discrimination. Our company policy is provided to every employee in the Employee Handbook and prohibits discrimination and harassment based on based on age, national origin, gender, race, sexual orientation, religion, physical or mental ability, color, religion, medical condition, pregnancy, sexual orientation, marital status, retaliation, and any other protected status in accordance with all applicable Federal, State, and local laws. Additionally, we maintain strict practices to guard against bias as well as offer programs to help increase cultural and diversity awareness and competence. Workforce harmony is essential to our ability to provide care to our patients. We promote workforce harmony and prevent discrimination based on these and other characteristics through mandatory cultural competence training, biannual harassment training, recruiting from traditionally underrepresented groups, and ensuring our employee interview panel remains diverse. An online legal seminar takes place semiannually and includes competency-based testing to ensure knowledge transfer. Our cultural competence training is driven by a core understanding that valuing and leveraging diversity is an organizational imperative that directly and positively impacts morale, retention, productivity, and organizational culture. Minimizing Risks from Impairment We are committed to a workplace that is free from alcohol and controlled substances. A drug-free workplace helps ensure a safe and healthy environment for personnel, patients and the overall community. We ensure the following for all personnel working in the County:  We will issue a published statement notifying personnel that the unlawful manufacture, distribution, dispensing, possession, or use of a controlled substance is prohibited in the workplace and specifying the actions that will be taken against personnel for violations of such prohibition  We will inform all personnel about the dangers of drug abuse in the workplace, the company’s policy of maintaining a drug-free workplace, any available drug counseling, rehabilitation, employee assistance programs and the penalties that may be imposed upon the personnel for drug abuse violations  We will require satisfactory participation in a drug assistance or rehabilitation program, by any employee determined to be in violation of the contractor’s drug and alcohol control policy  We will impose a drug testing program that addresses both pre-employment drug screening and for-cause testing of personnel Our personnel are prohibited from unlawful use, possession, manufacture, distribution, dispersion, or sale of controlled substances or illicit drug paraphernalia. Personnel are not to take prescription drugs unless they are issued to them by a physician. Therefore, any prescribed drugs taken while on duty must be in the original container and be clearly marked with the employee’s name on the prescription label. Personnel are not to knowingly misuse or abuse over-the-counter or prescription medications. Personnel must notify their leadership staff immediately if they are convicted under any criminal statute associated with drugs or alcohol. 150 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Drug Test Failure Criteria & Consequences Any detectable presence of illegal or non-prescribed controlled substances, controlled substance metabolites, or controlled substance test adulterants will result in corrective action up to and including termination of employment. Employee Assistance Program We understand the importance of providing intervention and treatment for personnel who need assistance or face life- threatening challenges. To support our personnel, we offer an Employee Assistance Program (EAP). In fact, we have recently re-designed our EAP to be more specific to public safety and issues one may face. For instance, our EAP provides the necessary resources for an individual who may experience post-traumatic stress syndrome. Also, our EAP is designed to help personnel with alcohol or other substance abuse problems, providing up to five (5) free outpatient counseling sessions each calendar year. If extended time is needed, personnel are referred to a care provider in their health benefits program. Confidential EAP counseling includes early intervention and treatment support regarding alcohol and substance abuse issues, complementing our company’s drug-free awareness program that educates personnel about alcohol and substance abuse issues. Self-Disclosure of a Drug / Alcohol Problem Personnel are strongly encouraged to proactively inform their supervisor or a Human Resources representative if they have an alcohol or controlled substance abuse problem. If notified, we will conduct a review into the matter. The investigation may include requiring the employee to take an alcohol and/or controlled substances test. If the investigation shows that the employee’s disclosure was made proactively (i.e. before being requested by the Alliance to submit to drug or alcohol testing and before an incident occurs that could reasonably lead to such request), the employee may be permitted, in lieu of termination, to enter into a written “Last-chance Agreement” between the employee and our organization. Personnel may be required to take a leave of absence in order to complete appropriate treatment for alcohol and/or controlled substance abuse. Before becoming eligible to return to duty, personnel participating in a last-chance agreement must agree and fully comply with all requirements established by the Alliance, LEMSA, and the LEMSA Medical Director. Allied Agency Training We will continue to partner with other public safety agencies annually for drills that exercise the LEMSA’s Multiple Casualty Incident Plan. The Division also participates with the County EMSA’s Triage and Tracking Program. This program is designed to exercise various facets of a Mass Casualty Incident to include triaging high quantities of patients and tracking these patients as they “travel” through the county’s EMS system. The ultimate goal of the program is to successfully reunite patients with their families in the aftermath of an actual large-scale casualty incident. 151 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service b) Higher Levels of Commitment— Workforce Engagement We are a paramilitary organization with a clearly defined organizational structure and chain of command. In terms of emergency operations, leadership and discipline, it is essential that these established lines are followed. However, Senior Staff, including the Fire Chief, maintain an open door policy that gives value to the voice of every member of the organization. From the formal chain of command to the Fire Chief’s station meetings, daily opportunities exist for face-to-face, real time, open communication. Below and on the following pages, are a descriptions of programs we have in place to ensure workforce engagement. Career Paths In accordance with all labor agreements and state law, it is the Alliance’s intent to create a program in which employees of either division (CCCFPD or AMR) will have preferential standing with regards to employment at CCCFPD or AMR. Employees meeting specific requirements, training and other qualifying criteria will be provided with advanced standing within each companies hiring procedures in an effort to enhance available opportunities, both full and part time, to all employees within the Alliance. Critical Incident Stress Management Through the Alliance, we maintain a group of peer counselors with specialized training in Critical Incident Stress Management (CISM) to be available for personnel who need help following stressful and/or traumatic events. EMS Field Supervisors and/or Fire Captains will remain as the first point of contact for any issues. CISM is initiated by call-type in our computer-aided dispatch system, or by request of employee. Immediately following notification of an incident where they may be needed, a CISM team member and/or Supervisor responds to the scene or the hospital to hold a defusing session with the crew involved. Approximately two days after the event, they also hold debriefings in a group setting to refresh coping skills and identify any additional help that may be available. Personnel also receive one-on-one confidential aid from peers if they wish. The CISM program provides stress education sessions for all EMS providers and will interface with other existing public safety and health care CISM programs for additional resource support. Peer Support Committee We have performed a comprehensive assessment of our peer support program and resources and had determined that it needed to be updated. As a result, we have sent four (4) individuals to peer support counselling training and are rewriting our policy and procedures to address peer support. 152 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service EMS committee The EMS Committee is made up of six (6) members and is chaired by the EMS Battalion Chief. The group provides support and advisement, regarding EMS in the Alliance, to the Fire Chief through the chain of command. The primary goal is to improve patient care by way of improved work flow, organization, policy, and equipment. There are two (2) distinct areas of focus: First Response and transport. An area of high concentration will be the workflow between these two (2) areas focusing on providing a better patient experience and a higher quality of care. EMS Field Supervisors Directive for Field Employee Acknowledgement The EMS Field Supervisors are measured annually by how well and often they acknowledge field personnel for exceptional performance. The acknowledgement must be sincere and a result of specific acts; however, the form of acknowledgement can be innovative. A letter for the personnel file, a nominally valued gift card, the EMS Field Supervisor washing the ambulance for the employee, etc. are all past examples of acknowledgements of field employee excellence by the Division Captains. Trauma Bag Committee This committee is a focus group that consists of both field representatives and management and is tasked with setting the standard for the equipment that each unit will carry in their Trauma/Med Bag. This group is driven mostly by the field with management oversight. The committee makes a determination for quantities and types of equipment that should be carried in the bag, which type of bag is most functional, and how the equipment will be stored for uniformity and functionality. Alternate Supervisor Program We are committed to empowering field personnel that are interested becoming leaders in their own organization. The Lieutenant Program is an opportunity to take first steps towards leadership by filling the traditional “Supervisor” shift on days that the full time EMS Field Supervisors are not available. The Alternate EMS Field Supervisors undergo the LEAD U training program as well as ICS 100, 200, and 700. They meet with the EMS Field Supervisors quarterly to discuss pros and cons to the status quo, and to provide input on the direction of the company in the foreseeable future. The Lieutenants also meet quarterly in a separate format to discuss similar changes. Building a Higher Level of Interoperability We believe that proactivity is one of the keys to being a seamlessly interoperable partner with the County’s various fire and law enforcement agencies. We have recently brought in personnel from other Operations who specialize in forming this type of partnerships. Specifically, we have enlisted the help of Subject Matter Expertise that mitigated large scale disasters like the San Bruno Pipeline Explosion and the Asiana Plane Crash at the San Francisco International Airport. 153 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Our Special Operations Unit for the Alliance proactively organized and conducted and active shooter drill at St. Mary’s College on December 17th 2014 with various fire agencies in the County. We have donated its Regional Ebola Response Team to multiple training drills in 2014 local the county EMSA and various hospitals in the wake of the heightened Ebola precautions that same year. We are currently building a Tactical EMS subdivision of the Special Operations Unit that will be fit for implementation during the new contract. We have also partnered with the County LEMSA to provide equipment and training to the local law enforcement agencies for rapid first aid treatment of officers shot or otherwise seriously wounded in the line of duty. Communication and Unity We truly believe that the hallmark of a unified operation is effective, closed-loop, two way communication. To that end, the Alliance is constantly seeking ways new and innovative methods for establishing communication conduits. The forefront of our efforts are focused on structured quarterly discussions with a true cross-section of our workforce and management team. The work force’s seniority list is broken into four equal groups, and five personnel from each group are chosen at random to attend the monthly meeting. The purpose of the discussion is to hear from a distinct yet complete cross-section of the workforce concerning what they feel is going well, what needs improvement, and what suggestions can be provided to implement positive change where needed. This group is also afforded the opportunity to hear directly from management about the direction of the division for the foreseeable future. The people selected for the monthly meeting change constantly so that no employee is invited for consecutive meetings, and field participation in the discussion is completely optional. Field Training Officer (FTO) Program We strive to set a culture of peer-driven accountability within our organization. In order for this to happen we need a dedicated, passionate, clinically and ethically sound group of individuals to carry out this mission. Our high-functioning Field Training Officers (FTOs) fulfill this goal. We use our FTOs to teach our yearly clinical update classes, CPR courses, and other courses needed for EMT and Paramedic recertification. In their monthly FTO meetings they are dealt new equipment for testing, review of new procedures and general brain-storming about field operations. By receiving their expertise and gaining their buy-in we engage our workforce on a whole new level and gain the peer-driven accountability that is so valuable. Field/Base Communication Review Field/Base Communication Review is a monthly course that is offered to front line staff and other allied agencies in the area (Fire and local hospitals). This course is currently taught by a FTO. This course reviews telephone calls that were made from the front line staff to the local base hospital (John Muir Walnut Creek). Through the review of these telephone calls that deal mostly with high level trauma injuries we are able to reflect on the clinical and operational aspects and engage all agencies county- wide to ensure excellence. 154 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Employee Feedback Surveys Constructive feedback is crucial to make effectual and long-lasting change in any organization Bi-quarterly we send out electronic surveys to our front line staff on various topics relating to operational efficiency to gain their opinion and feedback. These surveys have been extremely valuable to our division for two reasons. One, they show the front line staff that we value their opinions and that we care about their workplace satisfaction. Two, it allows us to get a real picture of what we need to improve overall as an organization. The more people we are able to reach will help us maximize our ability to make lasting change. Just Culture It is incumbent on us to create a culture that ensures mistakes are rectified and lessons learned for the benefit of the patient and our caregivers. All too often in healthcare, mistakes are blamed on the individual when it is often the system that is at fault. We are proposing to continue to utilize the Just Culture model, whereby caregivers are taught how to recognize that mistakes are made and feel able to report these mistakes – and have them remedied – in a non-punitive setting. Our approach to improvement clearly focuses on identifying issues in an overall system setting and putting into place the required education and processes to provide solutions. Just Culture is a natural building block to this approach and will become integral to the improvement model in all elements of our operation. Professional Growth Opportunities As a leader in EMS services, we are uniquely and exceptionally qualified to provide professional growth opportunities to all personnel, in all areas. We will provide these opportunities to the current and future workforce in the County. Developing the next generation of leaders is critical for the long-term success of any organization, especially one such as the Alliance, which is labor-driven and strives to promote within whenever possible. The practice of developing our own leaders has many benefits, which includes providing a career path for our personnel by using our internal bench strength (locally and nationally) and eliminating the steep learning curve experienced by outside hires. Additionally, understanding the line job in conjunction with superior leadership skills provides field staff with the critical support and guidance they need to perform at their best. We recognize that transitioning into a leadership role requires augmented skills and tools as well as ongoing training to support specific organizational/County needs. We have developed and tailored several unique programs that are available in a variety of platforms and learning environments including Leadership, Education and Development University (LEAD U). We will offer courses to the County staff in leadership positions to ensure that they have the fundamental tools to be successful. These offerings are for both proposed personnel and newly promoted leaders. Our Leadership Succession Planning Program encompasses these positional educational requirements. This program is tiered learning specific to each leadership level — Supervisor, Manager, Director, General Manager, and Regional CEO. 155 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Leadership Educational Elements  Supervisor Level o Interdepartmental/cross-program exposure o Local leadership/professional development seminars o Leadership Development Program (LEAD U) o SOAR Program o Continuing education courses  Manager Level o Seminars o Continuing education courses o Community college courses (such as finance for non-financial professionals o LEAD U (including didactic modules/sessions) o SOAR Program o Fitch and Associates Ambulance Service Manager Program  Director Level o Industry-wide conferences o Continuing education courses o Seminars o Business development/sales/negotiation training o Finance for non-finance professionals o LEAD U (including didactic modules/sessions) o SOAR Program  General Manager o Executive education programs at business schools/colleges o Industry-wide conferences o Continuing education courses o LEAD U (including didactic modules/sessions) o SOAR Program  Regional CEO Level o Executive education programs at business schools/colleges o Personal development and advancement seminars o Continuing education courses o LEAD U (including didactic modules/sessions) o SOAR Program 156 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Continuing Education (CE) Opportunities Finally, we encourage all personnel to continually enhance their skills and give themselves the foundation to achieve greater job satisfaction and opportunities. We offer a broad range of CE classes designed to enhance their experience.  Advanced Airway Assessment  Capnography  12 Lead EKG Interpretation  Pit Crew Resuscitation  Continuous Positive Airway Pressure Devices  High Performance CPR  Hazardous Materials  START Triage  Recognizing ACS  EZ-IO Cascade’s Pre-Hospital Education & Evaluation Readiness Solutions (PEERS) Program Cascade Healthcare Services is an organization of healthcare professionals providing real time, cost effective and patient care focused solutions for the staffing, training and health needs of our community. For the County, we will utilized Cascade’s PEERS Program which is a training management solution that integrates required continuing education training with quality improvement customized to our personnel and community served. Cascade hires local prehospital and clinical based instructors who represent all phases in the continuum of patient care. PEERS is a turn-key solution that immediately reduces liability; while simultaneously improving the quality of EMS education provided. The PEERS Programs include the following: EMS Training Program Management, Infection Control, Paramedic Preceptor & Field Training Officer Workshops, Policy Updates and Continuous Quality Improvement. In addition, for the Alliance, we will be implementing a Mobile Simulation program that focuses on providers working together as a crew in a structured "real-time" environment with the emphasis on improving patient outcomes and enhancing providers current skill sets. We utilize state-of-the-art equipment that provides high fidelity feedback on critical skills including CPR and airway management and conclude the simulation drill with an extensive debrief of the simulation utilizing standard evaluation techniques and video documentation. 157 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Leadership Succession Planning Program The Leadership Succession Planning Program details specific educational requirements and provides the necessary courses for all leadership positions to ensure that proposed leaders and newly promoted individuals have the tools they need to be successful. Ongoing education is essential if our leaders are to stay on top of workforce challenges and solutions. We work closely with several organizations to provide the educational resources our leaders need. Article Share Program On a regular basis, our leadership distributes recent and relevant articles from trade journals, websites and general business/management sources in an effort to provide thought provoking and forward-thinking material to Alliance managers and supervisors. These articles focus on topics such as personnel management, financial strategies, trends in EMS and medical care delivery, personal well-being, critical incident stress management and career development. Topics shared are also discussed during meetings and other gatherings of staff members. Reward and Recognition Programs We take every opportunity possible to recognize and reward our personnel. One key component is our Employee Anniversary Program, which recognizes personnel for their years of service with our organization and acknowledges their contributions. This formal program includes the presentation of pins for years of service, as well as gift certificates and other items for key employment milestones. The following is a list of other reward and recognition programs offered through the Alliance:  Points Program (Points for Swag)  Annual holiday banquet and awards ceremony  EMS Week celebrations  Posting and filing of commendations in personnel files  Nomination of outstanding personnel for local, state, and national EMS awards  Posting of customer feedback cards and letters  Stars of Life, sponsored by the American Ambulance Association  National Employee Recognition Program for personnel to recognize their peers in relationship to our mission and values Focus Groups & Other Feedback Mechanisms We perform several “quality checks” regarding employee satisfaction, including polling our personnel on their experiences and needs. Our goal is to show personnel that their input is valuable and will receive a response. We have also created focus groups where interested personnel help make positive changes in their work environment. 158 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Fast Facts Newsletter We have developed a monthly newsletter entitled “Fast Facts”. This newsletter aids us in the engagement of the front line staff through general operational announcements, quick clinical tips, and recognition of a job well done for certain calls where personnel went above and beyond with their care. These newsletters maintain important communication between all levels of the organization. Envision Healthcare Charitable Foundation The Envision Healthcare Charitable Foundation was founded in the wake of Hurricane Katrina in 2005. At that time, personnel from across our companies demonstrated an unwavering commitment to co-workers who were affected, donating generously to help those in severe need. Since then, the Charitable Foundation has been able to provide financial assistance to hundreds of our co-workers following catastrophic events. In 2013, the Foundation assisted more than 87 personnel, including co-workers who experienced property losses from fires or floods, suffered the death of an employee or family member, or who were unable to work due to catastrophic illness. The Foundation depends almost entirely on the generosity of our co-workers for its funding and employee participation increases year over year. How is “Severe Need” Defined? Personnel may be eligible for a grant up to $10,000 for the following types of potential qualifying events:  Death of employee or relative  Uncontrollable loss of income resulting in potential loss of home  Non-insured traumatic medical expenses  Hospitalization or incapacitation of employee or relative, resulting in employee’s inability to work for more than seven days  Complete home loss due to fire or other natural cause  Any combination of the above Where Does the Foundation Get its Funding? The EVHC Charitable Foundation relies almost entirely on the generosity of its personnel and affiliated physicians for funding. The Foundation incurs virtually no administrative expenses, as these are largely donated by the Corporation. Nearly 100% of the dollars donated by personnel are used to help fellow personnel in times of severe need. There are several ways to donate to Foundation. Personnel may make an ongoing commitment to helping our colleagues through a recurring or one-time payroll deduction. Personnel may also donate PTO/vacation time, which the Foundation will convert to cash at their regular hourly rate. Direct contributions by check to the Foundation are also accepted from personnel and private donors. Since the EVHC Charitable Foundation’s inception in 2005, we have assisted over 700 personnel with grants totaling over $1,200,000. 159 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service D. MANAGEMENT a) Minimum Requirements—Key Personnel Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section V.D.1 .a. The Alliance considers key personnel individuals who are directly responsible for ensuring the provision of services provided required by the contract. For this contract, our key personnel will provide the County continuous operational and medical oversight for entire EMS system. Our proposed command structure will consist of a group of highly-qualified, dedicated individuals with decades of experience who stand ready to serve County at a moment’s notice. Our leadership members have extensive experience in some of the most diverse and sophisticated EMS and public safety systems in the country—both geographically and demographically—uniquely qualifying them to execute the County’s service requirements. Most of our key personnel have operated in the County for years, furthering ensuring our ability to seamlessly provide the requested services. On the following pages, we have provided tables that illustrates our key personnel as well as out-state support. Additionally, we have attached resumes/CVs for our key personnel as Exhibit No. 9.  160 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Key Personnel NAME TITLE RESPONSIBILITIES YEARS OF SERVICE IN THE COUNTY JEFF CARMAN Fire Chief  Oversight and leadership of the organization  Nearly Two (1.5) LON GOETSCH Assistant Fire Chief, Operations Chief  Oversight, management, and leadership of the Operations Division, including EMS and Training  Fifteen (15) LEWIS BROSCHARD Assistant Fire Chief, Support Services Division  Oversight, management, and leadership of the Contra Costa Regional Fire Communications Center  Radio and telecommunications, Fire Department (FD) facilities, FD fleet services, FD logistics and supply  Eight (8) JACKIE LORREKOVICH Chief of Administrative Services  Administration, budgeting, and financial oversight; billing services  Seventeen (17) MIKE JOHNSON General Manager  Ensures operational needs and performance objectives are met and are in compliance with this contract as well as EMS regulations at all levels.  First year as he transferred from San Bernardino County DR. BENSON Chief Medical Director  Ensures medical direction aligns with LEMSA, while providing medical oversight for entire EMS system  Ten (10) DR. HERN Associate Medical Director  Working in coordination with Chief Medical Director  Additional medical oversight and support for entire EMS system  Eight (8) MIKE MARSH EMS Operations Manager  Oversees the day-to-day county-wide operations and delivery of EMS services to the county  Fourteen (14) JOANNY ALL Quality Improvement and Education Coordinator  Oversight of our Clinical Quality Improvement Program  Fifteen (15) DINO CRUZI Data Analyst  Monitors, trends and predicts in relation to our system status readiness plan. Compiles all planning reports, clinical reports and trending  Four (4) 161 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Out-of-State Support b) Higher Levels of Commitment—Key Personnel In-County Support Personnel As a higher level of commitment, the Alliance offers additional key personnel to ensure we meet the County’s needs. These individuals are located in-county and will provide support for our system, as needed. NAME TITLE RESPONSIBILITIES SHANNON MARSHALL Regional Director of Clinical Services  Regional oversight of clinical services JENNIFER BALES Regional Safety & Risk Manager  Regional oversight of safety and risk KERI LIMPKIN Regional Human Resource Manager  Regional oversight of human resources RANDY HARRELL Regional Fleet Manager  Regional oversight of fleet resources NAME TITLE RESPONSIBILITIES YEARS OF SERVICE IN THE COUNTY TOM WAGNER Regional Chief Executive Officer  Regional oversight to support the local management team in all aspects of ambulance services execution and contract compliance  Nine (9) BEN SMITH EMS Battalion  Leadership, administration, and management of the EMS Division  Twenty three (23) GREG KENNEDY Quality Improvement and Education Coordinator  Oversight of our Clinical Quality Improvement Program  Nine (9) SUSAN FITZGERALD Regional Financial Officer  Regional oversight of finances  Eight (8) 162 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Northern California 9-1-1 Network Through the Alliance, our family of companies is unique in its ability to provide support to its local managers, thereby leveraging the strength of the organization as a whole and its individual talent. General Managers have the responsibility to guide execution of performance improvement initiatives. General Managers are supported by quality improvement staff, educators, managers and supervisors as well as the entire operations team. One of the most valuable aspects of our network, however, is in the counterbalancing of similarities in services and challenges and diversity between communities, which provides a fantastic laboratory for innovation, combined with a company culture of collaboration and an unparalleled network in Northern California EMS, with adaptability being a key advantage for our customers. A great example of how this collaborative environment works is in the Northern California 9-1-1 EOAs that we serve. Our eight (8) General Managers meet regularly to discuss topics of both local and regional importance. In- person meetings are augmented by telephone, WebEx, email and cutting edge data sharing and information presentation tools. All of these executives are familiar with the inner workings and performance of their neighboring EMS systems. Problem solving is enhanced and the experience of the team members is amplified because of the diversity of EMS systems this management network serves. Customers have directly benefited from and commented on this strength. Not only do the West General Managers share a collaborative bond with one another, but also with EMS leaders in the LEMSA and other agencies. Everyone in the EMS system benefits from our professional network. Forum with other Fire Executives We participate in a monthly forum with other fire executives to review operational practices and standards. This forum, which includes fire chiefs and operation chiefs, provides an opportunity to create standardizations that target issues or concerns that a specific operation(s) may be experiencing. Approach to Leadership Development Through the Alliance and in collaboration with the County and LESMA, we will utilized a learning curriculum designed to prepare our key personnel for leadership positions and enhance their development as they progress within the organization. We are truly honored to play a part in grooming future EMS leaders, and believe a collaborative approach will benefit our partnership. Once we have jointly established our learning curriculum, we will make our leadership development available to our personnel in a variety of platforms and environments. We will provide a core curriculum for each leadership level within the organization. The intent is to ensure a baseline level of knowledge and competency at each level and to provide a foundation to build upon for future growth. In addition, we regularly encourage our leadership team to participate in outreach to elected officials. We also encourage our personnel to participate in our recruiting efforts such as career fairs at community colleges and our community education campaigns. 163 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Our leadership development program is continuously evolving in response to identified new challenges facing our leaders and our front-line personnel. Today’s workforce is as diverse as it has ever been, and our goal is to ensure our leaders have—and build upon—the skills necessary to effectively coach, communicate, and recognize employee efforts. A few examples are the following:  We will continue to send two (2) personnel annually to Ambulance Service Managers program conducted by Fitch and Associates  We will continue to send personnel to local classes sponsored by Fred Pryor Seminars on leadership, finance and a variety of topics are attended by leadership  We will continue to constantly distribute peer reviewed articles and books for continuing education purposes Also, we offer various programs aimed at career growth such as, but not limited to the following:  LEAD U  Senior Leadership Internship Program o We have recognized the need to create a robust succession planning and leadership internship program to help ensure the continued success of the company. While still in its infancy, the company intends to continue development of this program quickly. The program seeks to identify employees who possess the will, skill sets and potential to advance within the company. The most important part of the program is providing these individuals with exposure, training and hands on experience within different disciplines throughout the organization. By doing this, the employee gets a feel for what it is like to work in these positions, and the company gets a brief glimpse at the employee’s talents and abilities in this new setting. The goal is to create a pool of talented and motivated employees who are ready and willing to assume new leadership positions as they come available, and without any serious interruptions to our operations 164 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service E. EMS SYSTEM AND COMMUNITY a) Minimum Requirements—First Response System Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section V.E.1.a. We share LEMSA’s desire to increase collaboration with First Responders and ambulance services and we will continue to commit to the minimum requirements toward this aim. In fact, we are 60 percent of the first responders in the County and agree to provide the other 40 percent with the continued education opportunities listed in the RFP. Many of the listed RFP requirements are currently in place through the Alliance. Also, we have also extended invitations to multiple Law Enforcement agencies within the County to participate in quarterly EMS training for continued education and in support of their Tactical Programs. A few of our other examples of supporting the first response system include the following:  We work in partnership with Los Medanos Community College to provide environments for EMT student ride-along opportunities. This partnership has been in place for over two (2) years and will continue into the future.  We provide ride-along opportunities for the US Marshals Service to provide observation time for the Air Marshal Service. Positive Working Relationships with all Responders We understand the importance of a strong, supporting partnership between our personnel and local First Responders in the County. Should a problem arise on a call, EMS Field Supervisors are available 24/7 as the first line for problem resolution. The Supervisor is responsible for listening and documenting the situation in order to achieve the best possible resolution. We review all incident reports submitted by field or supervisory personnel, as well as any report coming in from a customer or allied agency. Incident reports are divided into two categories: clinical and operational. Our Operations Managers and Supervisory staff handle all operational incidents, coordinating the investigation and follow-up activities. When necessary, the General Manager is consulted or will assume control of highly sensitive or serious investigations. Clinical incidents are reviewed and investigated by our Quality Improvement and Education Team, Medical Directors and/or our regional and national clinical leadership staff if needed.  165 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Continuing EMS Education Services for all Responders We will provide a collaborative, integrated, state-of-the-art, County-wide continuing education program to serve First Responders and ambulance personnel. We will collaborate with all parties to jointly explore the best location to hold training, the topics to be covered, and how each agency plays a role in providing instructors. The methodology to the program is as follows:  Meet with all Responder agencies and identify key system participants  Collaboratively perform a needs assessment for near and long term training needs. Our unique data collection process and performance metric monitoring allow us to identify specific targeted areas of emphasis. That data is then used on a prospective basis to measure the impact of the educational intervention.  Establish an immediate orientation to our resources and equipment  Establish a schedule to be provided to all First Responders meeting training needs based on needs assessment information We look forward to continuing to build relationships with local agencies to determine specialized proficiencies they believe to be essential for efficient and competent field operations, and developing continuing education courses to address those proficiencies. We strive to create educational programs that are engaging, reflect the current state of the science and are professionally rewarding and practical in their approach. We will execute an agreement with any First Responder agencies who desire to participate in a collaborative continuing education program. This program will be at no cost for Responder agencies and may include, but is not limited to the following:  Emergency Medical Responder (formerly first responder) course  Access to our Infection Control and Exposure Programs  Partnership in advanced training with local flight services  Mass Casualty Incident (MCI) drills and after-action reporting and reviews  Ambulance operations orientation  Respiratory, stroke and cardiac care awareness  Community flu prevention  CISM joint training Restocking of Supplies for First Responders We will continue to provide the local agencies with one-for-one restocking of disposable medical supplies after each call, at no cost to the fire agency. Depending on the desires of the agency, we deliver supplies to a central location or to individual fire stations. Our experience with inventory systems allows us to thoroughly manage this process to ensure providers have the supplies they need to care for patients while controlling inventory costs. 166 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Internship Opportunities A unique strength of the Alliance is our ability to provide internship opportunities for Paramedics, and EMT students at numerous operational locations. As always, we will give space available preference to students from training programs located in the County. We will invite and encourage County EMT and Paramedic students who will be interns in the local EMS system to attend our classroom orientation program. With this approach, they can gain an understanding of EMS system requirements in the classroom. Then, during their field internship, they can focus primarily on their clinical skills. This will allow EMS interns to maximize their time spent onboard one of our units on clinical skills coaching and assessment. We are eager to provide time on ambulances to fulfill all training and internship requirements for our First Responder partners as well as other physician, EMT, and paramedic training programs. Our policy is that we will schedule ride-along time for any local First Responder who requests it. This policy also applies to all other EMS system participants. b) Higher Levels of Commitment—First Response System Collaborative Alliance Our desire to best meet the needs the County and actively support the first response system is apparent through the collaborative Alliance with your current EMS provider. Through the Alliance, our organizations will benefit the County in the following ways:  Unified Command Structure  Enhanced Interoperable Communications  Equipment Utilization  Shared Training Opportunities  Expanded Services  Improved Data Collection and Analysis Again, we are confident that the Alliance will lead to best patient outcomes as the result of an integrated system that works well together to care for patients. Our personnel will always follow NIMS/ICS standards for scene management. Additionally, our proposal includes a range of collaborative programs, including but not limited to, joint continuing education opportunities and efficient restocking of supplies for the County First Responders. 167 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Investments in First Response System We are excited to propose new innovative and forward-thinking relationships with governmental agencies and other private entities within County, designed to provide both cost- efficiencies to the system and service enhancements for patient care. A summary of the proposed offerings are included below.  First Responder Continuing Education and Skills Check-off: We are willing to provide check-off services to local First Responders or skills competency testing at no cost  Consolidated Dispatcher Center: To improve call process time, the Alliance will operate through a consolidated dispatch center that will encompass fire and ambulance dispatch services. Utilizing this collaborative approach, ambulance dispatch personnel will be co-located at CCRFCC in Pleasant Hill, providing improved situational awareness and instantaneous communication as well as enhanced coordination of resources and responses. Additionally, this approach will allow us to proactively identify potential issues in both systems, fire and EMS, enabling decision makers and dispatchers to distribute resources to improve gap management in times of peak demand  Shared Computer Charting and Data Platform: We intend to both work from the MEDS platform for pre-hospital care reporting. This software will allow streamlined access for chart review, comparative analysis and one stop data mining and analysis by concerned parties  Advancing BLS First Responders Capabilities: If approved by the LEMSA and involved entities, we are willing to develop, train and assist with the implementation of enhanced BLS provider care. This would include the deployment of Epi-Pens for allergic reactions, Albuterol for respiratory care and aspirin for cardiac patients  Shared Purchasing Power: Through the Alliance, we maintain national purchasing contracts with Ford, Leader, American Emergency Vehicles, McKesson and Physio-Control as well as other selected vendors to supply our vehicles and equipment. As your partner, we will lend our purchasing power to all system participants to offset the cost of investing in new equipment and technology, such as cardiac monitors, AEDs, and respiratory equipment. These national relationships also assist us while repairing and identifying issues in our everyday equipment. In fact, we are currently in the process of standardizing our equipment across all operations, which will streamline this process. If we notice a trend of issues with a certain piece of equipment, it is recorded and stored on an electronic Equipment Failure/Replacement Form. Our large-scale purchasing power allows us to submit these identified trending failures directly to the manufacturer. Often times, the manufacturer will dispatch a team of equipment technicians to every operation and resolve the problem at its source. While other organizations may have some type of group purchasing arrangements, no other EMS organization is afforded discount pricing at the level of ours. An example of this is when we used our national contract for LP-15s and saved more than $350,000, representing significant savings for the system. Additionally, we possess government contracts that can be levied as a system cost savings 168 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service  Collaborative Strategies for Disaster and Mass Casualty Events: We will commit to working collaboratively with County, LEMSA, police chiefs, sheriff’s office, local hospitals and other system partners to develop strategies for responses to Mass Casualty Incidents (MCIs) and other disaster events What differentiates us from other organizations is that we have the resources and proven capabilities to help our local team maintain local service levels, even during large-scale deployments in response to disasters. In addition to our County resources, we can move resources from our surrounding operations to assist our County operations. We are in an extremely unique situation to bring as many resources as needed to support the County during times of a declared disaster. Our proven track record of handling large volumes of responses during and after major catastrophes is unmatched in the industry, not just in Northern California, but throughout the United States. We are one of the only EMS organizations in the world that has the resources to provide massive disaster response while continuing to provide full services in our local communities  Catastrophic Disasters Responses: For major Federal declared disasters, we are also well prepared and will work collaboratively with County and all system partners to perform hazard recognition, symptom surveillance and reporting, on-scene medical stand-by, and transport and redistribution of patients to free-up receiving hospital and bed space. We have additional assets that may be used for a variety of secondary functions including distributing immunizations, staffing shelters and emergency departments, and setting up mobile medical units  Tactical Operations: The demand for EMS responders to have an increased role in tactical Law Enforcement Tactical Operations is increasing. The Alliance has 19 personnel who have completed an 80 hour tactical paramedic course delivered by the International School of Tactical Medicine. This is the only program recognized by the California EMS Authority  Public Health Emergencies: We will actively support the functions of the Health Officer by providing EMTs, paramedics and CCT nurses as additional staff at community care and vaccination centers. Our experienced team members will remain available to assist with County and regional health incidents, as well as provide training to the County First Responders and other applicable agencies for the proper handling of local emergencies, disasters, and other unforeseen events affecting the County public  Fire Executives Forums: We participate in a monthly forum with other fire executives to review operational practices and standards. This forum, which includes fire chiefs and operation chiefs, allows an opportunity to create standardizations that eliminate future issues or concerns  First Responder Billing Services Program: If an agency opts to perform first responder services, we will bill their first responder fees on their behalf, which will ultimately reduce their administration burden and reduce costs 169 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service a) Minimum Requirements—Community Education Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section V.E.2.a. We commit to continue to exceed the minimum requirements outlined for Community Education. As your partner, we will continue to provide health initiatives and outreach programs that go beyond the services required as an EMS provider. To display our commitment to the community, we will allocate $300,000 under Plan A, exceeding the RFP requirement, and $300,000 under Plan B, as required by the RFP. Commitment to the Community We take pride in its focus on capturing and analyzing local health and safety data and collaborating with local stakeholders to develop community education programs targeted at identified local needs. Thus, while we will implement specific programs with our new contract, we will also develop targeted community outreach campaigns. In the years ahead, we will continuously evaluate public health data, as well as the effectiveness of our outreach campaigns, and based on that analysis, will work to improve and update our community education programs. In response to our data analysis and collaboration with local stakeholders, we will implement community outreach initiatives and participate in existing local community education campaigns. Some examples of these campaigns in the County’s region may include the following:  Compression-Only CPR: One recent community outreach campaign launched in the fall of 2012 was an effort to teach Compression-Only CPR to community residents. This simple CPR technique takes only 60 seconds to teach and eliminates mouth-to-mouth resuscitation, allowing a wider audience to learn this life-saving skill  Pool Safety Day: is a drowning prevention event that occurs during the beginning of the summer at two locations, Pruitt Ranch Waterpark Antioch and YMCA in Pleasant Hill  Is Your Number Up Campaign: reminding residents that their address should be clearly visible so responders can find them, and providing education regarding turning on exterior lights after calling 9-1-1  Make the Right Call, 9-1-1 Campaign: helping residents recognize the signs and symptoms of heart attacks, strokes, and other life threatening emergencies, so they are better prepared to promptly call 9-1-1  Blood Pressure Checks: offering free checks at community events  School-based Programs: discussions regarding how the local EMS system functions, what constitutes an emergency, how to use 9-1-1 to access emergency services, and what to expect from First Responders and ambulance personnel, along with ambulance tours and demonstrations of medical procedures such as splinting, taking vital signs, and immobilization of a person on a backboard  170 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service  Seasonal Events: participating in local community education events, for example: National Heart Month in February, National EMS Week each May, Disaster Preparedness Month in September, and Memory Walk and National Breast Cancer Awareness Month in October, as well as Safe Halloween campaigns  Disaster Preparedness: raising awareness regarding how to be ready for a disaster and how to create a readiness checklist on topics such as having printed phone numbers to call for help, knowing where your exits are located, and knowing what resources to keep on site  EMS and Healthcare Career Exploration: focused on introducing young people to this exciting career opportunity through schools, community forums and networking  Youth Cardiac Health Screening: The purpose of this program is to detect potential abnormalities of the heart and possibly prevent an unexpected death within our community. The EKG machine scans the hearts of adolescents ages 14-24, the cardiologist reviews and the student is sent away with life changing information. The screening process is quick, painless, non-invasive and free  Community Wellness Fairs: A free resource fair to educate the community on a variety of health issues and concerns.  Flu Shot Clinic: Utilizing our local operations and our partnership with Rite Aid, we will provide free flu shot clinics prior flu season Raising Community Awareness A key part of any successful community education campaign is awareness. In addition to the strategies described above, we will raise community awareness regarding health and safety topics through targeted communication strategies. Our goal is to enhance understanding of how to prepare for and prevent health and safety issues, as well as how LEMSA and other stakeholders play a vital role in community education. Print Materials We will work with the LEMSA Medical Director to create and distribute materials regarding injury and disease prevention as well as chronic disease self-care information. (Drowning Prevention, Injury Prevention, Bicycle Safety etc.) We will also create and distribute information regarding career opportunities in EMS through the high schools, colleges and other venues. Through our participation in community events, we will have ongoing opportunities to distribute these materials to County residents. Reports to EMS Agency We recognize that a key part of our community education initiatives is providing regular reports to LEMSA regarding our programs, and the value they add to our citizens and their outcomes. We commit to providing regular reports to the LEMSA. The LEMSA can use portions of these reports to raise awareness regarding the many ways it is involved in overseeing community education initiatives. 171 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Local Pride in Education We have long-standing relationships in the communities we currently serve. This is not only because we work in these areas, but also because we are residents of these communities, the communities are home to us. We have always placed an emphasis on community involvement. Although we strive to improve the health and safety of the community, community involvement does not always focus on these areas. Here are just a few of the activities that we have sponsored and/or supported over the past few years.  School Ambulance Demonstrations consist of a hands-on tour of an ambulance. This not only alleviates the possible fear of the ambulance for children but also spurs interest in possible careers in healthcare  Every 15 Minutes is a program designed to teach teenagers the dangers of drunk driving given based on the concept that every 15 minutes someone is killed due to a drunk driver. Annually we have provided multiple ambulances and an Operations Supervisor to support this valuable learning experience totaling 12 hours of time for the day of the event. Additionally, the our Management team provides many hours of planning in the process of assisting with coordinating multiple agencies such as local law enforcement, fire agencies, high school groups, and volunteers  National Night Out activities are quite popular in the Contra Costa County community. One night each year we will participate with local law enforcement and community groups to take back the night. Multiple convoys of patrol cars, fire engines, and our ambulances will visit local communities to highlight the resources that are there to protect the health and safety of the community  Local Health Fairs. We will participate in local annual health fairs providing a variety of health related information. This information includes prevention of prominent health issues such as diabetes, heart disease, and stroke. Also local parades and festivals, such as Seafood Festival, Pleasant Hill Fourth of July Parade, Brentwood Corn Festival, Lafayette Art And Wine Festival, San Pablo Cinco De Mayo Parade, Memorial Day Boat Patrol, and many more  Fire Station Open House. We will actively participate in Fire Station Open Houses. These open houses provide an opportunity for our EMTs and Paramedics to interact with the community with a hands-on demonstration of the ambulance and its equipment 172 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Educational Programs for Contra Costa County Caregivers We offer a range of educational programs to Contra Costa County’ healthcare partners as well. Many of these programs focus on the educational needs of personnel who work at skilled nursing and assisted living facilities. They include the following:  Civic Group Talks: We will provide speakers to various community groups. Topics covered will include, but not be limited to: when and how to call EMS, what to do before EMS arrives, billing/insurance reimbursement issues, Do Not Resuscitate (DNR) education and first aid/accident prevention  CPR Certification: Instruction includes Adult, Child, and Infant CPR, as well as AED use and Foreign Body Airway Obstruction treatment  First Aid Refresher Classes: This class covers signs and symptoms of a heart attack, stroke, and diabetic emergencies. Also included in this class are basic assessments (head to toe), bleeding control, respiratory emergencies, and splinting of extremities  Fall Prevention/First Aid for the Fall Victim: Instruction includes prevention of falls and treatment for a victim  Respiratory Distress: This in-service covers the signs, symptoms, and initial treatment of patients with acute respiratory distress  Cardiac Distress: Instruction includes signs, symptoms, and initial treatment of patients with acute cardiac distress  Disaster Preparedness: We work with residents and facility managers to help them prepare their facility for a disaster  Culture Diversity Awareness Program: We will develop together with our Public Health partners targeting clinical trends, focus group knowledge bases and feedback opportunities for caregivers. This training would be incorporated for all field and administrative personnel  Introduction to EMS: This in-service is designed to educate personnel regarding the difference between 9-1-1 EMS and Basic Life Support transportation services, when to call 9-1-1 and what to expect Hospitals play a significant role in the EMS system and it is important to us that we maintain strong working relationships with the acute care hospitals in the County. We want the hospitals within County to weigh in on clinical initiatives, our overall performance and specific areas of the EMS system that are most important to them. We enthusiastically commit to invite and encourage participation of local area hospital leadership to attend quality steering meetings and participate in other initiatives aimed to improve EMS clinical sophistication and patient outcomes. 173 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service b) Higher Levels of Commitment—Health Status Improvement and Community Education Community Outreach Coordinator As a higher level of commitment, we will provide a Community Outreach Coordinator. This full- time staff member will lead our health status improvement and community education in the County. Additionally, they will coordinate and oversee all County community outreach programs that we participate in. Navigator As your partner, we offer our Navigator program provides a perfect fit for ensuring that the most vulnerable in the community do not fall through the cracks of an evolving local healthcare environment and is frequently thought of as reducing high-user 9-1-1 calls. By working with local care providers—hospitals, community health clinics, primary physicians, mental health teams, and addiction management specialists—we apply specific program modalities that respond to the priorities identified by the community itself and by the healthcare teams that serve it. Navigator staff participate in both a standardized national MIH Foundations education program and in locally defined, site- specific training that bonds us to each new community we serve and to the local providers we will work with. We have no “one way” of providing MIH services, but rather a process for allowing the local environment to shape and redefine the optimal mix of navigation, direct care, referral, and patient education to achieve the community’s goals. SAVE Program We participate in the SAVE program through California Fire Foundation. Through the SAVE program, the California Fire Foundation aims to provide immediate short-term support in the aftermath of a fire or other natural disaster to displaced victims. Working together with the California Fire Foundation, the fire service in California is distributing gift cards, in the amount of $100, to eligible victims of fires or other natural disasters so they may purchase basic necessities such as food, clothing or medicine. SAVE cards are carried by all Battalion Chiefs. Resource Packets We are offered a unique opportunity to meet customers in their own environment, many times that is the home. It is during these interactions where we get a genuine sense of the needs of individuals or families. Each Unit is equipped with a Resource Packet that includes information of vital services offered throughout the County. For example, literature that is provided by Aging and Adult Services, Fall Prevention, Poison Control to name a few are included. In the event that our personnel identifies a potential need, they will provide the household with valuable information and may assist in “connecting the dots” to facilitate the appropriate help. 174 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Health Status Improvement & Community Education As a higher level of commitment, we will reach out to the Public Health Division and actively participate on various committees and forums they deem appropriate. This involvement could bring significant new information for the management of acute and chronic diseases, as well as provide timely data reports for bio-terrorism monitoring. Data-Driven Health Status Improvement Initiatives & Community Education Data and community trends drive our community education efforts. The decisions we make regarding community education are based on data from our own operations, as well as information shared with us by other EMS and public health stakeholders. We examine trends regarding the types of calls we respond to, and the geographic location of those calls. This allows us to target our campaigns to identified local needs. As an example, in California, we analyzed data regarding falls, including th e gender and age of the victims, and the time of year and nature of the fall. We identified a significant increase in falls by men over age 60 during winter months. Through a closer look at this data, we found that many of those falls were a result of men cleaning out rain gutters and hanging holiday lights. We then developed a fall prevention campaign targeted at this audience. This campaign included distributing information to seniors groups, asking if the Fall Prevention Coalition would like us to make a presentation regarding fall prevention. Many presentations were made to diverse audiences from seniors to home health caregivers and political forums. The presentation is available upon request. We also asked them to partner with us in distributing information to seniors regarding common causes for falls and prevention tips. A year after we initiated our fall prevention health improvement campaign, we analyzed data to determine if there had been a decrease in falls, and we included this data in our annual Health Initiative Project for a report to the local EMS Agency and County Board of Supervisor in partnership with the Fall Prevention Coalition. Local Community Needs We bring our experience delivering community education programs to numerous communities across the nation, yet we understand the importance of developing programs that are targeted at identified local needs and delivered in partnership with other EMS system stakeholders. We look forward to working with LEMSA and other EMS system stakeholders to deliver community education programs that we can monitor and measure, and thus demonstrate that they make a real difference in the community’s health and wellness. Further, we are eager to provide ambulance demonstrations during health fairs, career fairs, Public Safety Awareness Day, school ‘read-in” programs and senior awareness programs. 175 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Compression-Only CPR In honor of Emergency Medical Services Week, 140 operations in nearly 40 states and two international operations in India and Trinidad and Tobago hosted the first-annual World CPR Challenge. Our teams trained more than 54,000 people, including 570 in the County on how to save lives using compression-only CPR, a new technique that does not require mouth-to-mouth resuscitation. During the second-annual World CPR Challenge, we hosted 175 events across 28 states, training an astounding 61,883 people, including 1,000 individuals in the County. Participants in the event were trained in compression- only CPR by our paramedics, EMT’s and other caregivers. More than 175 separate training events were held around the country. Safety Jam We are interested in bringing our successful Safety Jam™ event to the County. Safety Jam is a free to the public event offered and coordinated by our personnel and conducted in a fun, festival-like environment. Safety Jam was started in 2013 with the goal of the event is to minimize traumatic brain injuries from riding and boarding. The event ultimately improves the health and wellbeing of the communities we serve. The event offered free bicycle and skateboard helmets on a first come first serve basis to children in the community. The helmets were sized and properly fit along with education on proper use. The first event had contests, free hot dogs, as well as several bicycles and skateboards given away through drawings. This event accomplished with the help of partners such as local hospitals and area businesses. The 2013 event impacted nearly 300 area youth with a total attendance of over 500 people. The second annual event attendance was over 2,000 people. At this event, 627 bicycle and skateboard helmets were sized and given away, a bicycle rodeo was held, fire safety education offered by local fire departments, water safety education offered by the local dive rescue team, electrical safety education and much more. The event gave away 53 bicycles, 28 skateboards and fed hot dogs to over 1100 people all free of charge. 38 sponsors and 22 exhibitors came together in the hope of increasing child and family safety in our community. 176 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Additional Community Partnerships  Enlist our hospital partners to participate in Cardiac Arrest Registry to Enhance Survival (CARES) to measure community OHCA survival rates  Analyzing the data we collect through our MEDS ePCR system and identifying trends regarding the types of calls we respond to and the geographic locations of those calls  Designated talented and passionate caregivers who will focus on designing and delivering programs in County in response to identified local clinical and safety trends  Ongoing collaboration with local stakeholders to share data and assessments, and partner in developing and delivering targeted community education campaigns  Continuous monitoring of our campaigns, using outcome data to drive future programs  Involving our field personnel in community outreach campaigns to expand their impact  Immediate implementation of proven initiatives, such as citizen CPR, Public Access Defibrillator (PAD) programs, and medical coverage for large events  Engage our the County community in “HEART Safe Community” initiatives  Development of targeted campaigns, such as recognizing and responding to life threatening emergencies and disaster preparedness  Offering in-services on prevention and wellness topics to personnel at local health care facilities  EMS caregiver appreciation forums for “Saves”, delivering babies, STEMI and Stroke quality outcomes, in addition to recognizing our teams during National EMS week, Dispatcher and Nurse appreciation celebrations  Tracking, responding and publishing consumer feedback regarding our services  Ensuring that the LEMSA receives regular updates regarding our community education campaigns and system outcomes Access to Grant Opportunities Due to our governmental structure, we have the ability to search and review various grant opportunities. We will continue to seek grants that will aid in our ability to provide exceptional services in the County. Standby at Special Events We commit to providing standby coverage for special events in Contra Costa County, including free coverage for public safety events. Through our experience serving numerous communities, we have found that by partnering with organizers of large community events, we can develop a plan to manage medical emergencies, as well as non-emergency first aid needs – without compromising the EMS system’s ability to respond to other calls. We will meet with event organizers to evaluate their needs, and then deploy resources during their event, such as Paramedics on foot, at a first aid booth, or deployed with an ambulance. We look forward to continuing to work with the local Chambers of Commerce, Contra Costa County Fairs, Contra Costa County high schools, parades and other event organizers. 177 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service F. INTEGRATION WITH HEALTHCARE PROVIDERS a) Minimum Requirements—Collaboration with Healthcare Providers Attestation: We understand and agree to comply without qualification to provisions, requirements, and commitments contained in Section V.F.1.a. We are committed to further collaborating and enhancing our relationships with local healthcare providers within the EOA and the County. Through the Alliance, we have established and maintained relationships with all hospitals in the County. For example, a few of these are, but not limited to the following:  John Muir (we currently hold a contract for non-emergency transport)  Contra Costa County Medical Center  Contra Costa County Health Department  Kaiser Hospital  Sutter Delta Medical Center  And other hospitals/facilities requested by patient. b) Higher Levels of Commitment— Collaboration with Healthcare Providers Below we have outlined a few of our higher levels of commitment for this section. Out-of-Hospital Electronic Healthcare Record - MEDS As your partner, we will utilize the Multi-EMS Data System (MEDS) electronic patient care reporting (ePCR) system, which will operate as out-of-hospital electronic healthcare record. A current and proven tool to efficiently and accurately capture clinical and demographic data, the MEDS ePCR system has been tested strenuously over the past several years and we have developed considerable expertise organization-wide in its upkeep and maintenance. Thus, our operations are secure in the fact that the system is well-understood and supported by national resources, and that troubleshooting assistance is available with one phone call if needed.  178 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service We will provide state-of-the-art ruggedized laptops to crews using MEDS. We currently deploy Panasonic tablet FZ-G1. These ruggedized notebooks meet military and International Electrotechnical Commission standards for vibration, dust, and water- resistance. The data collected by MEDS software is used by our leaders and our EMS Agency partners to make fact-based decisions regarding operation performance, clinical protocols, and patient treatments. MEDS is more than an ePCR product; it is a solution that interconnects multiple systems, including:  ePCR  Clinical data  Billing information  NEMSIS reporting  CAD reconciliation  Data mapping  Reporting and analysis MEDS ePCR is the largest deployment of pre-hospital care data collection in the United States. Presently, no other commercially developed ePCR system surpasses the number of implemented sites as our MEDS ePCR solution. The MEDS ePCR system provides a comprehensive approach to improving patient care through data sharing and patient care systems integration. Unique characteristics of the MEDS ePCR system include the following:  Local control of screen changes to meet local requirements and real-time administrator changes to field devices  Ability to deliver expanded communication and reference material to caregivers in the field, including electronic “quick references” for clinical protocols, medication dosage calculators, and other training material, which is accessible during down time  Front and back-end business rule configuration to increase accuracy of PCR documentation  Compilation of clinical data into a data warehouse that facilitates research and study of millions of annual patient care encounters  Mapping of data points to the NHTSA data set (NEMSIS) for compliance with federal recommendations for clinical and demographic reporting, allowing for data comparison with other EMS systems  The ability to auto-populate fields by pulling data from our billing system for transported patients  The elimination of redundant entry of PCR data into a billing application  Ability to integrate data from our cardiac monitor/defibrillators into the PCR  Ability to perform Clinical Quality Improvement functions through immediate access to PCRs, Ad-Hoc reports, and MEDS alerts EPIC language Working collaboratively with LEMSA, we have recently partnered with Contra Costa County Medical Center to offer future integration with the EPIC software. While it is important to capture and analyze a broad range of data, it is also important to striate the data to determine if any segment of our patient population receives different levels or types of service. With MEDS, CAD, and future integration with the EPIC healthcare software program being used by some local hospitals, we can measure key indicators and striate by gender, ethnicity, age and any number of geographic, demographic and socio- 179 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service economic layers to determine if any group statistically varies from the norm of the overall population. Our approach to “community equity” goes beyond ambulance response times, and dives into the question of whether any population segments receive different levels of care, present with different clinical challenges, or any number of variations. Commitment to Healthcare Providers We are committed to our local healthcare providers and supporting their medical transportation needs. We are willing to meet with healthcare providers in County and discuss solutions that our organization can provide. In addition to providing medical transportation, there may be opportunities to establish unique programs that will help with the healthcare providers’ throughput efficiencies. For example, we have a program in place with Kaiser Hospital that if we transport a Kaiser patient to a non-Kaiser facility due to medical condition or necessity, we permit Kaiser’s medical staff access to our MEDS ePCR to facilitate and process the patient. Feasibility Study For the last year, Dr. Benson, our Chief Medical Director, has been performing a feasibility study that has looked at alternative models of care to our elderly (Rossmoor) population. The results of his project suggest that an alternative model of urgent outpatient based midlevel (PA or NP) or physician care, can successfully prevent visits to the ED, or even EMS calls from occurring in the first place. He has met with the hospital on several occasions and there is significant interest on their end. We have applied previously for a CMS grant to fund a community paramedicine project, and are preparing to pursue additional community paramedicine projects. Other collaborative efforts involving cardiology, neurology and trauma services, that are currently being considered include potential for physician field response in an advanced ground unit with advanced capabilities such as blood transfusion, chemical extrication, RSI, trauma care (resuscitative endovascular balloon occlusion of the aorta (REBOA), transfusion, field amputation) and innovative emergency care upon ED arrival, such as PCI for refractory cardiac arrest, or ED ECMO. Potential partnerships include but are not limited to: Fall Prevention, Asthma Awareness, Public Health, Pre Season Athletic screening and others. We are confident that together we can improve the patient experience of care (including quality and satisfaction) in many ways. With the recent introduction of above initiatives, advancements in technology, and a 24-hour professional workforce, we are poised to take advantage of all of these components to deliver care in alternate environments. We have earned the trust of the public by taking care of their needs in their homes for decades. By addressing a systematic approach to change where consistency and continuity of care is provided through the Alliance, critical gaps in patient information will be eliminated and the goals of healthcare information exchange will be addressed. 180 Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service Expanded Mobile Integrated Healthcare Services One of the current hot topics in EMS system design is the Community Paramedic Program. Several EMS organizations have begun to experiment with the concept of expanded scope Community Paramedic Programs that can mitigate gaps in current system resources. We have embarked on similar pilot programs in many locations with great success for improving care, while reducing healthcare costs. Once approved in California, the program will offer service lines focused on difficult-to-serve patients with a high risk of repeat episodic care events. The following is a brief description of the services we propose based upon identified needs: Ambassador Ambassador provides experience-focused transition-to-home services. These services can include transport to residence, prescription fulfillment and delivery, medication reconciliation, re-connecting the patient with family and social supports, and communicating with the patient’s primary physician to reestablish routine surveillance and care. Where a patient has ongoing needs before traditional home care commences, Ambassador can provide follow-up visits or call center telephone contacts to ensure successful reintegration in the home, identify patient experience gaps, etc. Continuum Continuum provides longitudinal inter-professional medical care at home. Continuum is a family of multi-provider inter- professional in-home medical care programs most often focused upon reduction of avoidable readmission and unrecognized patient deterioration. While not all readmissions are avoidable, they are a disappointment to patients and providers alike. Our experience is that simple interventions immediately after discharge and in the days following resolve key issues leading to an unexpected return to the emergency department or to in-patient care. Continuum programs can reduce cost in post-discharge patients through patient-specific care plans designed to prevent relapse, avoidable emergency department visits, and preventable readmission. Sentinel Sentinel provides support services to home hospice programs 24 hours a day, seven days a week. Additionally, Sentinel offers program-specific niche intervention services for home hospice patients, their families, and caregivers when changes in patient condition occur or when unexpected needs arise. By rapidly placing a Sentinel specialist provider at the patient’s side, we provide rapid event assessment and immediate communication with the patient’s normal hospice team member to enhance on-scene support and allow an informed decision by the hospice team as to whether an off-hours or unplanned visit is needed. Sentinel interventions would depend on the scope of the program and could range from remaining with the patient until the hospice team can reach the scene, assisting family in understanding the patient’s condition, adjustment of supportive care measures, and more. Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service KEY PERSONNEL Jeff A. Carman jcarm@cccfpd.org Professional Profile CONTRA COSTA COUNTY FIRE PROTECTION DISTRICT FIRE CHIEF (2013-present) Organizational Leadership |Innovation |Planning Duties include leading the largest all-hazard fire district in the second most industrialized county in California. The district consists of app. 300 uniformed fire personnel and support staff working within a budget of over $100 million and answering over 45,000 annual requests for service in nine different cities and a daytime population of over 1 million people. ROSEVILLE FIRE DEPARTMENT ASSISTANT FIRE CHIEF/ OPERATIONS (2010-2013) Emergency Incident Command & Control| Public Information Officer| Operational Program Manager Manage the Operations Division of the Roseville Fire Department including eight fire stations, 2 Battalions, 10 companies, and 100+ uniformed personal. Administer several critical programs including EMS, Hazmat, Technical Rescue, and Fire Training. Manage internal and external communications including intranet, internet, custome r service, and the public and media relations programs. BATTALION CHIEF (1994-2010) Emergency Incident Command & Control | Battalion Management| Special Operations Manager| Customer Service Program Manager Charged with managing a Battalion consisting of 4 fire stations, 5 companies and 16 personnel. Also tasked with administering the department’s Special Operations program including a Type II Rescue and a Type I Hazmat team. DIVISION CHIEF/ FIRE MARSHAL (1993-1994) Fire Prevention | Fire Code Administration | Specific Planning for Development |Public Education Managed the department’s Fire Prevention Bureau as the Fire Marshal during period of rapid growth. Worked cooperatively with developers and prevention staff to insure community safety was maintained and/ or improved. FIRE CAPTAIN (1989 – 1993) Company Supervision | Program Manager | Apparatus Design and Acquisition Supervised both Engine and Truck companies in various neighborhoods throughout the city. Added value to the organization through program development and implementation. Education and Skills Bachelor of Science, Occupational Studies & Vocational Arts, emphasis in Public Safety CSU Long Beach, 2006 Associate of Arts, Liberal Arts and Fire Technology Sierra Community College, Rocklin, CA. 2003  Certified Chief Officer, California State Fire Marshal’s Office, CA. 2000 Extensive fire command and management studies not listed. Lon Goetsch E-Mail: LGoet@cccfpd.org Experience Assistant Chief, Operations Division July 2014 – March 2015 (Interim) March 2015 – Present (Perm. Appt.) Provide leadership and management of the Operations Division. Maintained close working relationships with eleven direct report Battalion Chiefs and stayed in coordination with the fellow Members of Senior Staff. Developed, expanded, and maintained relationships with cooperating agencies to improve Fire/Rescue/EMS services throughout the county. Actively developed new cooperative relationships with the Contra Costa Sheriff’s Department and Contra Costa Hazardous Materials Team. Improved Battalion Chief command training and mentored four probationary chief officers. Provided presentations for County and local political bodies on the status of the Fire District. Staff Assignments- Vice-Chair XCC Operations Chiefs Committee, Wildland Program Manager, Member- CCCFPD Sub-Jac, Operations Lead- EBRCS Transition Team, Member- East Bay Incident Management Team, and CCCFPD Representative- West County Joint Operations Committee. Battalion Chief, Operations Division April 2010 to July 2014 Provided leadership and management in one of the most dynamic Operational Battalions in the Fire District. Developed, expanded, and maintained relationships with cooperating agencies to improve Fire/Rescue/EMS services in a resource challenged region. Initiated regular multi-agency training drills to improve safety and operational effectiveness. Provided local political bodies (El Sobrante MAC and San Pablo City Council) with regular updates on Fire District activities and status. Staff Assignments- Vice-Chair XCC Operations Chiefs Committee, Wildland Program Manager, Strategic Planning Group Lead- Standards of Cover, Member- CCCFPD Sub-Jac, Operations Lead- EBRCS Transition Team, Member- East Bay Incident Management Team, and CCCFPD Representative- West County Joint Operations Committee. Captain/Engineer/Firefighter-Paramedic, Operations Division May 2002- April 2010 Engine and Rescue company assignments in all three geographical areas of the Fire District. Paramedic Evaluator, Wildland Program Functional Supervisor, Member of CATF-4 USAR team, and Lead Fire Academy Wildland Instructor. Captain/Engineer/Firefighter-Paramedic, CAL FIRE January 1990- April 2002 Helitack Captain, Helicopter Short-haul Crew Chief/Rescue Supervisor, Acting Battalion Chief, and various assignments at all ranks in local government contract and state responsibility area Stations. Overhead Assignments: Strike Team Leader, Division Supervisor, Helicopter Coordinator, Heli-base Manager, and Operations Section Chief. Education/Qualifications CFSTES Chief Officer Series (90 % complete), S-420 Command &General Staff, ICS 100 through 700, G-775/191EOC Operations/Management/SEMS EOC, CSTI Earthquake Management, CFSTES Fire Officer Certification, State Fire Training Instructor (Command, Wildland/Structural Firefighting, and Technical Rescue), 120 Units of Post-Secondary Education, Division/Group Supervisor, and Strike Team Leader Engine. Lewis T. Broschard III Professional Experience 2014 – Present Contra Costa County Fire District Pleasant Hill, CA Assistant Fire Chief, Support Services Division  Administration, management, fiscal accountability, and leadership of division consisting of Fire Prevention, Facilities, Fleet and Apparatus Shop, Information Systems, Logistics, and the Contra Costa County Regional Fire Communications Center.  Assist the Fire Chief in setting the goals and strategic plans, and administering the general operations of the District  Contract administration and development  Maintaining and strengthening relationships between the Fire District and labor organizations, city and county government agencies and their staff and departments.  Preparation of the Fire District's program budgets and expenditures of funds, including staffing, operational, and capital outlay requirements  Evaluate Fire District emergency response and fire prevention operations and recommends advancements to keep pace with industry standards, practices, and technology  Recommend and oversee the maintenance, operation, and utilization of facilities, apparatus and equipment  Coordinate long-term planning, location, design, and construction of fire stations and other district facilities  Coordinate procurement, utilization, and maintenance of equipment 2010 – 2014 Contra Costa County Fire District Pleasant Hill, CA Fire Marshal/Public Information Officer  Administration and leadership of Fire Prevention Bureau protecting 720,000 residents over 420 square miles in multiple fire districts  Complex contract and local ordinance development, review, and implementation for fire prevention, general fire district operations, revenue generation and cost recovery  Liaison with County and City staff, elected officials and various agency department heads on a regular and frequent basis  Development and implementation of Fire Prevention Bureau strategic plan  Created efficiencies and successfully implemented change model processes to increase revenues to fully offset costs of providing fire prevention services  Collaborated to build consensus with 9 city building officials in adoption and ratification of 2010 Fire Code amendment ordinance  Manage District light vehicle fleet of 83 units, including surplus of equipment and maintenance agreements with vendors  Public information development and distribution for critical incidents and non-emergency events using social media, internet, and traditional media outreach methods  PIO for East Bay Incident Management Team (Type III) 2009-2010 Contra Costa County Fire District Pleasant Hill, CA Fire Prevention Captain  Supervisor of Engineering Unit – plan review, new construction, fire and life safety system acceptance testing  Supervision of Exterior Hazard Control Unit  Collaborate with other member of FPB, administrative staff, operations, and chief officers on policy development, standards, and daily FPB operations.  Provide detailed and efficient customer service to internal and external customers.  Train, mentor, and develop Fire Inspectors.  Assist in developing strategic plan.  Coordinate and communicate with contractors, owners, county and city building departments, and other internal/external customers on a regular basis. Lewis T. Broschard III 2007–2009 Contra Costa County Fire District Pleasant Hill, CA Fire Inspector  Conduct plan review, fire code enforcement, and new construction inspections.  Fire alarm and suppression system testing.  Coordinate and communicate with contractors, owners, county and city building departments, and other internal/external customers on a regular basis.  Drafting standards and forms for use by all members of FPB.  Assist in training delivery for Fire Inspectors and other members of FPB. 2003–2007 Cordelia Fire Protection District Fairfield, CA Assistant Fire Chief – Fire Marshal  Emergency response, incident command, and member of countywide incident management team  Conduct and supervise plan review, fire code enforcement, and new construction inspections.  Conduct and supervise fire alarm and suppression system acceptance testing.  Manage occupancy and vegetation clearance inspection programs.  Coordinate and communicate with contractors, owners, county staff, and other internal/external customers on a regular basis.  Collaborate with other fire agencies to develop a standard fire code ordinance throughout the County, drafting and implementing ordinances, standards, policies and procedures 1999–2003 Cordelia Fire Protection District Fairfield, CA Fire Chief - Interim  Administration, budgeting, personnel, and fire prevention responsibilities for a combination Fire District providing 24 hour staffing of two stations with engine based paramedic service.  Emergency response, incident command, and member of countywide incident management team  Implemented improved fire prevention standards and practices.  Developed resident firefighter program to increase 24 hour staffing and ALS capabilities  Regional collaboration and coordination on fire service related issues between counties, cities, and special districts 1995-1999 Cordelia Fire Protection Dist. Fairfield, CA Engineer, Lieutenant 1993-1995 UC Davis Fire Department Davis, CA Firefighter 1991-1993 Cordelia Fire Protection Dist. Fairfield, CA Firefighter Education 2005 John F. Kennedy University Pleasant Hill, CA  Master’s Degree, Business Administration 1995 UC Davis Davis, CA  B.S., Managerial Economics; Minor work in Political Science Certifications California State Fire Marshal Fire Officer Fire Plans Examiner Fire Protection Specialist Fire Prevention Officer International Code Council Fire Inspector I, II Lewis T. Broschard III Memberships and Associations Contra Costa County Fire Chief’s Association – President (2013-2015) International Association of Fire Chiefs (IAFC) – Member National Fire Protection Association (NFPA) – Member International Fire Marshals Association (IFMA) - Member International Code Council (ICC) – Voting Member Professional Education and Coursework Fire Service Management and Leadership CSFM Fire Management 1 (Management/Supervision for Company Officers) CSFM Fire Management 2A (Organizational Development and Human Relations) CSFM Fire Management 2B (Fire Service Financial Management) CSFM Fire Management 2C (Personnel and Labor Relations) CSFM Fire Management 2D (Strategic Planning) CSFM Fire Management 2E (Ethics and the Challenges of Leadership) Collaborative Leadership in Homeland Security Program (University of Connecticut/FEMA) Northwest Leadership Seminar (2013, 2014) The “Compleat Fire Officer” (Center for Public Safety Excellence) Various seminars on labor relations, leadership, supervisory principles, personnel investigations Incident Command S-420 (Command and General Staff) S-404 (Safety Officer – All Risk) I-200, 300, 400 (Incident Command System) I-700, 800 (NIMS) S-339 (Division/Group Supervisor) S-334 (Strike Team Leader) S-205 (Fire Operations in the Wildland Urban Interface) S-230 (Crew Boss – Wildland Fire) CSFM Command 1A (Command Principles for Company Officers) CSFM Command 1B (Incident Management for Company Officers) CSFM Command 1C (I-Zone Firefighting for Company Officers) CSFM Command 2A (Command Tactics at Major Fires) CSFM Command 2C (High Rise Firefighting Tactics) CSFM Command 2E (Wildland Firefighting Tactics) S-190 (Wildland Fire Behavior) S-290 (Intermediate Wildland Fire Behavior) S-390 (Wildland Fire Behavior Calculations) Annual Cal-OES Overhead and Strike Team Leader Refresher Training Fire Prevention and Training Fire Training Instructor 1A (Cognitive Lesson Delivery) Fire Training Instructor 1B (Psychomotor Lesson Delivery) Fire Investigation 1A (Fire Origin and Cause Determination) Fire Investigation 1B (Techniques of Fire Investigation) Fire Prevention 1A (California Fire Code) Fire Prevention 1B (Fire Protection Systems and Special Hazards) Fire Prevention 1C (Flammable Liquids and Gases) Fire Prevention 2A (Fire Protection Systems and Building Components) Fire Prevention 2B (Interpreting the Building Code and Fire Code) Fire Prevention 2C (Special Hazard Occupancies) Fire Prevention 3A (Hydraulic Sprinkler Calculations) Fire Prevention 3B (Plan Review) Principles of Fire Protection (National Fire Academy, on-campus) Public Information S-403 (Information Officer) CSTI Crisis Communication and the Media – Level 1 G-290 (Public Information Officer) J A C K I E L O R R E K O V I C H (925) 941-3312 Office jlorr@cccfpd.org SUMMARY OF QUALIFICATIONS  Over seventeen (17) years of complex managerial and analytical experience in local government finance, personnel management, and general public administration.  Sensitivity to issues that accompany serving elected public officials.  Knowledgeable in federal and state personnel laws, including current trends and industry best practices.  Ability to manage multiple work projects simultaneously in a dynamic environment with constantly shifting priorities.  Accustomed to working in highly unionized environment.  Advanced analytical, planning, problem solving, and written communication skills. WORK EXPERIENCE Contra Costa County Fire Protection District Fire District Chief of Administrative Services January 2010 – Present Job Duties: Serve as chief financial officer for the District and direct and manage all administrative services within the organization including office management, payroll, personnel, purchasing, capital and construction, contracts and grants management, accounts payable/receivable, debt service and investments. Prepare and monitor the District’s general operating budget and other budgets (e.g., restricted capital and debt service funds). Prepare periodic reports relative to the status of the budget. Develop, prepare, and approve board orders and resolutions for presentation before the fire board of directors. Personnel Services Assistant III April 2003 – January 2010 Job Duties: Managed the District’s personnel program. Represented fire chief in labor relations issues and employee grievances. Prepared documents to effect disciplinary actions when warranted. Acted as liaison to county counsel on merit board appeals, DFEH/EEOC complaints, and civil litigation matters pertaining to discrimination in employment and hiring practices. Developed and promulgated personnel policies, standards and regulations. Interpreted and revised existing policies. Provided guidance to senior staff and other managers on personnel matters. Analyzed positions and agency structure to determine most effective staffing levels and classification relationships. Developed justification for position adjustment requests as needed. Reviewed and approved all employee performance evaluations. Reviewed and cleared all personnel transactions. Ensured relevant personnel records were retained. Coordinated new hire and promotional processes and job analysis and exam development efforts. Created new and revised existing job specifications. Contra Costa County Human Resources Department Human Resources Analyst III February 2002 – April 2003 Human Resources Analyst II April 2000 – January 2002 Human Resources Analyst I January 1999 – March 2000 Administrative Intern April 1998 – January 1999 Job Duties: Performed generalist technical personnel work within the central human resources department of a large, merit-based public agency. Worked extensively in the following areas: recruitment, examination, classification/compensation, job analysis, position audits, consideration of departmental requests, interpretation of County policies and procedures, and consultative support to the labor relations unit. J. Lorrekovich Page 2 of 2 CONTINUING EDUCATION Social Media (October 2014), Public Sector Employment Law Update (September 2014), Disciplinary and Harassment Investigations (May 2014), Mandated Reporting (April 2014), Preventing Workplace Harassment (September 2013), Managing the Marginal Employee (September 2013), Negotiating Modifications to Retirement and Retiree Medical (April 2013), Pension Reform (October 2012), Forecasting Property Tax Revenue (October 2012), Difficult Conversations (October 2012), Government Accounting (June 2012), Impact of RDA Dissolutions on Special Districts (April 2012), AB 646 – The Meet and Confer Process (March 2012), Generational Diversity (October 2011), FLSA (March 2011), Privacy Issues in the Workplace (April 2011), Principles for Public Safety Employment (April 2010), Employee Due Process Rights and Skelly (April 2010), Management Rights, Communication, and Discipline (October 2009), The Disability Interactive Process (September 2009), Public Agency Issues During Lean Economic Times (May 2009), Privacy Issues in Our Technological World (May 2009), Performance Management: Evaluation, Documents and Discipline (April 2009), Labor Law and Arbitration Conference (January 2009), Managing Overlapping Leave Laws (May 2008), Firefighter Procedural Bill of Rights Act Training (December 2007), Employees and Driving / Disaster Service Workers (April 2007), Employment Relations Primer (October 2006), Supervisory Skills (April 2006), Public Service 101 (February 2006), Legal Issues Regarding Hiring (February 2006), Collective Bargaining for Public Safety Employees (June 2005), FLSA Update (May 2005), Employment Liability (May 2005), NIOSH Conference on Long Working Hours, Safety and Health (April 2004), Conducting a Public Sector Workplace Investigation (January 2004), The Harvard Program on Negotiation (December 2003), Advanced Classification & Compensation Training (March 2002), IPMA Competency Model (July 2001), Developing & Using Supplemental Application Forms (March 2000), Developing Interviews (March 2000), Developing & Using Work Sample & Performance Tests (March 2000), Passpoint Setting (March 2000), Scoring Models (March 2000), T3 - Train the Trainer (February 2000), Developing & Using Multiple Choice Written Exams (February 2000), Interpreting Item Analysis Data (February 2000), FLSA Workshop (February 2000), Selection Planning (January 2000), Job Analysis (December 1999), Employee & Labor Relations (April 1999), Strategies & Applications for Public Sector Compensation (April 1999), Classification & Compensation (February 1999), The FLSA in the Public Sector (September 1999), Recruitment & Selection (May 1998) EDUCATION Bachelor of Science Degree, Business Administration/Finance, California State University, Chico December 1992 PROFESSIONAL REFERENCES Available upon request. Michael Johnson 5151 Port Chicago Hwy Concord, Ca 92336 Office: (888) 267-6597 michael_johnson@amr.net OBJECTIVE Committed to patient care with twenty four years experience in the emergency medical service industry, including ten years of operational management. Expertise in developing business strategies, fueling healthcare awareness and cultivating government relationships. Motivator and trusted leader with proven track record of building successful teams through diversity, training and cross functional business support. Ability to solve problems with creative solutions based on a broad understanding of technology, medical, legal and regulatory issues. SKILLS  Customer Service & Communication  Leadership & Employee Development  Financial & Budget Management  Strategic Business Planning & Analytics  Risk Management & Safety Awareness  Process Efficiency & Business Continuity CAREER EXPERIENCE 2015 – Present General Manager, AMR – Contra Costa County  Develop distinctive strategies to achieve competitive advantage; translate broad growth, government relations, and other relevant strategies into specific objectives and action plans; align the organization to support strategic priorities.  Demonstrate sound, entrepreneurial risk taking by championing new ideas and initiatives that address market potential, level of care needs, and customer expectations. Identify financially sound, new business opportunities and make them a reality in order to create a culture of sustained growth; foster innovation and risk taking.  Plan, prepare, and utilize financial records (including budgets, forecasts, payroll data, etc.) and key metrics in order to analyze and make decisions to meet specific strategic and financial goals. Take timely and appropriate corrective actions when necessary to ensure financial expectations (EBITDA, ROIC, etc) are met.  Responsible for all facets of the profit and loss of the division which includes top line revenue to allocations. Understand the nature of the transports provided and responsible for the documentation provided by crews. This documentation dictates the level of service (CCT/ALS/BLS) and nature (nonemergency/ emergency) which drives the revenue billed.  Responsible for the division’s accounts receivable (AR) and understanding all payer classes (Medicare, Medicaid, HMO’s, 3rd party insurers, VA, etc). Collaborate with PBS (as well as all support departments) to ensure AR is promptly addressed.  Provide clear strategic direction regarding the organization’s values and model AMR’ values for all levels of the division.  Communicate with division regarding local, regional and national strategies and related initiatives. Encourage input and participation where practical to ensure success related to such efforts.  Regularly foster strong working relationships with local public, private, political and community members, including but not limited to mayors, boards of supervision, commissioners, officials of fire and police departments, chambers of commerce, rotaries, and in some cases state officials.  Participate in labor negotiations and other actions to balance employee engagement and the financial viability of division.  Regularly review and address transport ticket work to ensure timely and appropriate payments.  Ensure customer satisfaction and contract retention, by providing optimal service levels to agencies, hospitals, and the medical community. Analyze information regarding customer satisfaction, modify processes, and counsel employees to ensure high levels of customer service.  Review and approve expense reports and invoices in compliance with company policy.  Keep current on industry trends that have potential impact on the division.  Formulate, coordinate and/or lead marketing activities and business development to increase revenues and decrease costs.  Champion the practice of AMR medicine to improve health outcomes of the general population  Design, implement and maintain processes to maximize quality of operations. 2006 – 2015 Operations Manager, AMR - San Bernardino County  Successfully meets contractual compliance with five San Bernardino County EOAs.  Consistently manages budget to exceed EBITDA; effectively maintaining expenses, labor costs and UHUs.  Manage approximately 200 employees including EMTs, Paramedics, Supervisors, Schedulers, Fleet Services, Pre-Hospital Billing, Administration and Clinical Education Services.  Experienced in union campaigns and managing both union / non-union work environments.  San Bernardino County DRT Coordinator; county disaster preparedness and FEMA personnel response.  EMSC Operational Performance Audit - Highest overall score awarded for execution of business continuity and operational process management, including; safety, inventory regulation, controlled substance management, expense reporting, 911 contractual compliance, certification management, etc.  Rooted in community service; coordinate employee charitable events, actively participat e and coordinate community donations, partner with other organizations such as United Way, District Lions Club and various public agencies to support charity work.  Contribute to the development of future EMS professionals working with; Cucamonga Unified School District, Chaffey College, Baldy View OCC. Received Quality of Time Award in 2008 for coordinating ambulance donation and assisting with the development of educational curriculum. 2001 – 2006 Operations Manager, AMR - Los Angeles County  Successfully managed over 200 employees in a diverse operation, while maintaining a high level of employee satisfaction, resulting in the top retention rate of Southland Division Operations  Consistently maintained contractual response criteria for LA County Fire Department  Regularly met EBITDA goals leading the only operation in the Southland Division to meet favorable variance in the 2005 stub budget.  Successful in effective cost management; significantly reduced double time costs each pay period.  Effectively maintained positive labor relations, demonstrating reduced grievances and arbitration.  Spearheaded operational projects gaining non-emergent business in the private sector, such as; Cedar Sinai Helipad Contract, San Fernando CCT, Good Samaritan Hospital AMI, Citrus Valley Medical Center.  Organized community events; participated in the creation of the first EMT school at the San Gabriel Regional Occupation Center, sponsored the Junior Paramedic Program, coordinated the Camp Afflerbaugh First Responder Training, supported Junior Diabetes Foundation, committee member of the City of Irwindale Educational Foundation.  Certificate of Appreciation City of LA 2004 – from Michael Antonovich 1996 – 2001 Operations Supervisor, AMR & MedTrans - Los Angeles County  Mentored and trained personnel; observed and coordinated field performance for new emergency responders. Taught safe driving techniques, and reinforced company policy and procedures.  Accessed daily deployment and equipment needs; assign replacements and schedule service as necessary for contractual compliance.  Investigated incidents involving field personnel and communicate with operations manager on status of assigned units. 1989 – 1996 EMT / Training Officer, Goodhew Ambulance - Los Angeles County  Performed all duties of an EMT with a high level of proficiency. ACCOMPLISHMENTS  CEO for a Day Semi Finalist 2011  Safety Recognition Award 2010  Clinical Safety & Education Award 2008  Silver Patron EMSC Charitable Foundation 2008  Business of the Year San Gabriel Valley 2006  Congressional Recognition to Community Service 2005  Community Provider of the Year 2000  City of LA Certificate of Appreciation 1992 –Devotion to EMS During Civil Unrest  Institute for Healthcare Improvement Open School Certificate EDUCATION Los Angeles Harbor College – Los Angeles, Ca 1987 –Business Administration REFERENCES Available Upon Request PETER BENSON MD FACEP – Education 1994 B.A., German, UC Berkeley 1998 M.D., Tufts University School of Medicine, Boston 2005 Emergency Medicine Residency, Level I Trauma Center, L.A. County/USC 2006 M.P.H. with focus of EMS & Disaster Medicine, UMass Amherst Foreign Languages Spanish (Fluent) German (Fluent) Certifications 2006 Board Certified, American Board of Emergency Medicine 2013 Subspecialty Board Certified, American Board of Emergency Medicine-EMS Medical Licensures, Current California: A69360 Active Memberships Emergency Medical Directors Association of California (EMDAC), Secretary 2006-2007 National Association of EMS Physicians (NAEMSP) Fellow, American College of Emergency Physicians (FACEP) Related Current Work Experience 2013-present: Fire-EMS Medical Director, Contra Costa County Fire Protection District Duties: CQI, protocols, communicable diseases (Ebola, Measles, Flu etc), occupational health and safety, multi-disciplinary committees (preTAC, MAC, Cal Chiefs), teaching/lecturing Supervisor: Ben Smith, Battalion Chief (925-941-3513) 2008-present: Emergency Physician, John Muir Level II Trauma Center Duties: Emergency Department physician practice, member of trauma team Supervisor: Katie Hurt MD, Medical Director (925-939-5800) 2011-present: Medical Director, John Muir Hyperbaric Medicine Department Duties: CQI, physician oversight, protocols, outreach. Supervisor: Mandy Mori, Program Director (925-357-5237) Related Previous Work Experience 2007-2010 Associate ED Medical Director St Joseph’s Medical Center, Stockton 2007-2009: Medical Director, American Medical Response, San Joaquin County 2006-2007: Assistant EMS Medical Director, San Joaquin County EMS Agency 2003-2006: Medical Director, San Andreas Ambulance, Calaveras County 1988-2002: EMT Basic, EMT- Paramedic, Flight Physician, Various Agencies Academic Appointments 2006-2008: Associate Professor of Emergency Medicine, University of Southern California Publications Benson PC, Eckstein M, McClung CD, Henderson SO. Racial/ethnic differences in bystander CPR in Los Angeles, California. Ethn Dis. 2009 Autumn;19(4):401-6 Benson P, Eckstein M. Pulseless electrical activity: a diagnostic challenge for EMS. Prehosp Emerg Care. 2005 Apr-Jun;9(2):231-5 Benson PC, Swadron SP. Empiric acyclovir is infrequently initiated in the emergency department to patients ultimately diagnosed with encephalitis. Ann Emerg Med. 2006 Jan;47(1):100-5. Epub 2005 Nov 8 Benson P. Rocky Mountain Spotted Fever, another important cause of fever and rash. J Emerg Med. 2004 Nov;27(4):415-6; author reply 416. Benson PC Emergency Resuscitation in the Emergency Medicine Handbook. Landes Bioscience. Ed: SO Henderson, Apr 2006 CURRICULUM VITAE Name: Herbert E. “Gene” Hern, JR., M.D., M.S. Position: Program and Residency Director Department of Emergency Medicine Alameda County Medical Center, Highland Hospital Campus Address: Alameda County Medical Center Highland Hospital Campus/Emergency Dept. 1411 East 31st Street Oakland, CA 94602 EDUCATION: 1987-1991 Pomona College, Pomona, CA B.A. Magna cum Laude Honors Thesis Topic: “Rationing Health Care for the Elderly” 1989 University College, Oxford University Main Tutorial in Bioethics and the British National Health Service 1991-1994 University of California, Berkeley, M.S. (Bioethics) School of Public Health, Health and Medical Science UCB/UCSF Joint Medical Program 1991-1996 University of California, San Francisco M.D. 1996-2000 Highland General Hospital, Oakland, CA Residency Emergency Medicine 1999-2000 Highland General Hospital, Oakland, CA Chief Resident Emergency Medicine 2003-2004 American College of Emergency Physicians Teaching Fellow LICENSES, CERTIFICATION 2001 American Board of Emergency Medicine Cert No. 200857. Certified Through 2021. PRINCIPLE POSITIONS HELD 1999-present Kaiser Permanente, Oakland Emergency Physician Emergency Medicine 2000-present Highland General Hospital Attending Physician Emergency Medicine 2008-present University of California, SF Associate Clinical Professor Emergency Medicine 2007-present Highland General Hospital Program/Residency Director Emergency Medicine 2007-present American Medical Response Medical Director Contra Costa County 2011-present Oakland Fire Department Medical Director EMS Division 2012-present Las Positas College Medical Director Paramedic Program 2014-present Berkeley Fire Department Medical Director EMS Division OTHER POSITIONS RECENTLY HELD 1999-2000 Highland General Hospital Chief Resident Emergency Medicine 1999-present Highland General Hospital Residency Education Committee Emergency Medicine 1999-present Highland General Hospital Grad. Medical Education Committee Emergency Medicine 2001-2008 University of California, SF Assistant Clinical Professor Dept. of Medicine 2001-2007 Highland General Hospital Associate Residency Director Emergency Medicine 2007-2011 American Medical Response Medical Director Alameda County HONORS AND AWARDS: 1983 Vigil Honor (Order of the Arrow, BSA), Eagle Scout 1991 Phi Beta Kappa 1998 Urgent Care Resident of the Year 1998 Kay Simmons Award, ACMC Department of Emergency Medicine (Humanitarianism) 1999 - 2000 Chief Resident 1999 National CPC Champion 2000 Gary P. Young Award for Excellence in Academic Medicine 2000 Resident of the Year 2007 UCSF Training Award Nominee – Outstanding Foundations of Patient Care Preceptor 2008 UCSF Kaiser Award for Excellence in Teaching by a Volunteer Clinical Faculty Nominee 2008 EMS Hospital Award for Excellence, Alameda County EMS Agency 2009 UCSF Recipient of AOA Induction (Nominated and Voted by Graduating Medical Students, Class of 2009) 2013 Residency Director of the Year, presented by the Emergency Medicine Residents’ Association 2014 Michael P Wainscott Program Director Award, presented by the EM Council of Residency Directors KEYWORDS/AREAS OF INTEREST: Graduate Medical Education, Emergency Medical Services, Ultrasound, Ethics PROFESSIONAL ACTIVITIES: American College of Emergency Physicians American College of Emergency Physicians/California Chapter Board of Directors, 2006 – 2010 Education Committee, Co-Editor – Lifeline Newsletter, 2002 - 2011 SUMMARY OF CLINICAL ACTIVITIES Full-time Attending Physician, Department of Emergency Medicine Alameda County Medical Center, Highland Hospital Campus PROFESSIONAL ORGANIZAIONS: Membership 1997-2002, Bioethics Committee Member, ACMC 1998-present, GME Committee, ACMC 1999-2000, 2002–2003, 2007-2008, Society of Academic Emergency Medicine, Ethics Committee 2000-Present, Committee on Inter-Disciplinary Practice 2001-Present, Council of Residency Directors (CORD) 2006-Present, American College of Emergency Physicians/California Chapter 2006-Present, American Academy of Emergency Medicine 2009, Alpha Omega Alpha (Medical Honor Society) Service to Professional Organizations 2001-present Committee on Inter-Disciplinary Practice Chairman 2002-present American College of Emergency Physicians/California Chapter Education Committee Co-Editor – Lifeline Newsletter 2002-2011 2002-present Council of Residency Directors Standardized Evaluation Committee Year End Competency Committee Chair County Program Directors Caucus, Chair Task Force on Transitions of Care, Chair 2006-2010 American College of Emergency Physicians/California Chapter Board of Directors SERVICES TO PROFESSIONAL PUBLICATIONS: 2007-2010 Editor, Education Section, Western Journal of Emergency Medicine NATIONAL INVITED PRESENTATIONS 2004 ACEP, 2 Invited Presentations. “ABCs of STDs,” “CTs in Trauma.” 2005 – 2011 CORD AA Research Forum Chair 2007 CORD, Speaker Best Practices 2008 CORD, Panel Discussion 2007- 2015 SAEM, Medical Student Forum 2012 ACEP, 3 Invited Presentations. “Sore Throats,” “Facial Swelling,” “ENT Bleeding.” 2013 ACEP, 3 Invited Presentations. “Sore Throats,” “ENT visual Diagnosis” “Rapid ENT procedures” 2014 ACEP, 3 Invited Presentations. “Sore Throats,” “ENT visual Diagnosis” “Rapid ENT procedures” REGIONAL AND OTHER INVITED PRESENTATIONS 2003-2010 Western Regional SAEM Conference 2004, 2005 25th Annual Mammoth EM Conference Lecturer 2012 Northwestern University, Dept of EM, Grand Rounds, “Sore Throats that Kill.” 2012 Columbia University, Dept of EM, Grand Rounds, “Sore Throats that Kill” and “So Now You Have Been Sued.” CME COURSES ATTENDED 1999 – 2013 Society for Academic Emergency Medicine Annual Meeting 1999 – 2009, 2011 - 2014 American College of Emergency Medicine – Scientific Assembly 2001 – 2012 Council of Residency Directors, Academic Assembly UNIVERSITY AND PUBLIC SERVICE UNIVERSITY SERVICE EM 140.40 Advanced EM Medical Student Teaching EM 140.41 Intro to EM Medical Student Teaching EM 140.42 Emergency ULS Medical Student Teaching FPC precepting Medical Student Teaching JMP precepting Medical Student Teaching 132C: Transitional Clerkship – Course Director – Procedures PUBLIC SERVICE 2003-2009 Medical Director Oakland Police Department SWAT Team 2000-2005 Volunteer Clinician, UCB Suitcase Homeless Clinic TEACHING and MENTORING 2009 ACEP Teaching Fellowship Lecturer POSTGRADUATE AND OTHER COURSES 1999-2004 Clinical Instructor, Suitcase Homeless Clinic First through third year medical students 1999-present Guest Lecturer, Introduction to Clinical Medicine Second year medical students 1999-present Small Group Co-Leader, Foundation of Patient Care 1st and 2nd year medical students 2000-present Attending Physician, ACMC Individual and bedside teaching 2000-2002 Coordinator/Instructor, Clinical Procedures Course Joint Medical Program 2004 Guest Lecturer, Hospital Consortium Education Network 2004 Guest Lecturer, AMR Hot Topics in EMS Paramedic Training, Syncope 2006-2008, 2010 Lecturer, Splinting Techniques, Basic Procedures in EM First year medical students 2008-2014 Course Director, Procedures, Transitional Clerkship Second year medical students 2009-2014 Course Coordinator, IV and ULS skills Session, Intersession Clerkship Third year medical students TEACHING AWARDS AND NOMINATIONS 2007 UCSF Teaching Award Nominee 2008 UCSF Kaiser Award for Excellence 2009 UCSF AoA Faculty Nomination (chosen by graduating seniors) SUMMARY OF TEACHING HOURS: 2000-2014 EM 140.40 Advanced EM Medical Student Teaching (over 40 UCSF students taught throughout the academic year) 2009-2014 EM 140.41 Intro to EM Medical Student Teaching 2007-2014 EM 140.42 Emergency ULS Medical Student Teaching 1999-2014 FPC precepting Medical Student Teaching (Over 100 hours per year) 2006-2014 JMP precepting Medical Student Teaching 2008-2014 132C: Transitional Clerkship – Course Director – Procedures (Entire MSII class) PEER REVIEWED PUBLICATIONS: 1. Hern, HE Jr. Ethics and human values committee survey: (AMI Denver Hospitals: Saint Luke’s, Presbyterian Denver, Presbyterian Aurora: Summer 1989). A study of physician’s attitudes and perceptions of a hospital ethics committee. Hec Forum, 1990, 2(2):105-25. 2. Hern, HE Jr.; Rain L; Vrolyk A. Hospital staff perceptions of the ethics committee and the Bioethics Institute: a multi-disciplinary approach (Northridge Hospital Medical Center, California). Hec Forum, 1991, 3(3):129- 46. 3. Ciesielski-Carlucci C; Hern, HE Jr.; Kushner TK. Avoiding discriminatory medical school admission and residency interviewing [letter]. Academic Medicine, 1994 Dec, 69(12):975. 4. Ciesielski-Carlucci C; Hern, HE Jr.; Kushner TK. A Rite Gone Wrong… Medical School and Residency Interviews, the New Physician, Nov. 1995. 5. Hern, HE Jr., Koening BA, Moore LJ, Marshall PA. The difference that culture can make in end-of-life decision making. Camb Q Health Ethics, 1998:7(1):27-40. 6. Cohen, MA and Hern, HE Jr. Sore throat and weakness in an injection drug user. Academic Emergency Medicine, 2000, June; 7(6):679-86. 7. Rodriguez, Robert and Hern, HE Jr. “An approach to critically ill patients,” West J Med 2001; 175 392-395. 8. Eric D Katz, Lee Shockley, Lawrence Kass, David Howes, Janis P Tupesis, Christopher Weaver, Osman R Sayan, Victoria Hogan, Jason Begue, Diamond Vrocher, Jackie Frazer, Timothy Evans, Gene Hern, Ralph Riviello, Antonio Rivera, Keith Kinoshita, and Edward Ferguson, Identifying inaccuracies on emergency medicine residency applications, BMC Medical Education 2005, 5:30 doi:10.1186/1472-6920-5-30. 9. Shayne P, Gallahue F, Rinnert S, Anderson CL, Hern G, Katz E; CORD SDOT Study Group. Reliability of a core competency checklist assessment in the emergency department: the Standardized Direct Observation Assessment Tool. Academy of Emergency Med. 2006 Jul; 13(7):727-32. 10. Wang R, Snoey ER, Clements RC, Hern HG, Price D. Effect of head rotation on vascular anatomy of the neck: an ultrasound study. J Emergency Medicine. 2006 Oct; 31(3):283-6. 11. Stone, Micheal B., and Hern, H. Gene, Inadvertent Carotid Artery Cannulation During Ultrasound Guided Central Venous Catheterization, Annals of Emergency Medicine, 2007 May, 49(5):720. Letter. 12. Wallin TR, Hern HG, Frazee BW. Community-associated methicillin-resistant, Staphylococcus aureus. Emergency Medical Clinic North America. 2008 May; 26(2):431-55, ix. Review. 13. Catron T, Hern HG. Herpes zoster ophthalmicus. West J Emergency Medicine. 2008, Aug; 9(3):174-6. 14. Yarris L, Fu R, LaMantia J, Linden J, Hern HG, Lefebvre C, Kman N, Tupesis J, Nestler DM, An Educational Intervention Improves Resident Satisfaction with Real-time Feedback in the Emergency Department, Acad Emerg Med. 2009 Dec;16 Suppl 2:S76-81. 15. Sadosty A, Goyal D, Hern HG, Kilian B, Beeson M, Alternatives to the Conference Status Quo: Summary Recommendations from the 2008 CORD Academic Assembly Conference Alternatives Workgroup Acad Emerg Med. 2009 Dec;16 Suppl 2:S25-31 16. Hern HG Jr., Wills C, Alter H, Bowman SH, Katz E, Shayne P, Vahidnia F, Conference Attendance Does Not Correlate With Emergency Medicine Residency In-Training Examination Scores, Acad Emerg Med. 2009 Dec;16 Suppl 2:S63-6 17. Jennifer Carnell, Gene Hern, Amandeep Singh, Larry Lambert, Paul Cheung, Bitou Cisse, Charlotte Silver, Bradley Frazee, Longitudinal nasal methicillin-resistant Staphylococcus aureus colonization among resident physicians at an urban, public hospital, International Journal of Infection Control. Vol 7, No 3 (2011) 18. Yarris, Lalena; Fu, Rochelle; LaMantia, Joseph; Linden, Judith; Hern, H.; Lefebvre, Cedric; Nestler, David; Tupesis, Janis, Effect of an Educational Intervention on Faculty and Resident Satisfaction with Real-time Feedback in the Emergency Department, Acad Emerg Med. 2011 May;18(5):504-12. 19. Andrade, A, Hern, H Gene, Traumatic Hand Injuries: An Evidence- Based Approach In The Emergency Department, EM Practice, Emerg Med Pract. 2011 Jun;13(6). 20. Love JN, Howell JM, Hegarty CB, McLaughlin SA, Coates WC, Hopson LR, Hern GH, Rosen CL, Fisher J, Santen S.; Factors that Influence Medical Student Selection of an Emergency Medicine Residency: Implications for Training Programs, Acad Emerg Med. 2012 Apr;19(4):455-60 21. Young MF, Hern HG, Alter HJ, Barger J, Vahidnia F; Racial Differences in Receiving Morphine among Prehospital Patients with Blunt Trauma, J Emerg Med. 2013 Mar 8. pii: S0736-4679(12)01420-5. 22. Kessler C, Shakeel F, Hern HG, Jones JS, Comes J, Kulstad C, Gallahue FA, Burns BD, Knapp BJ, Gang M, Davenport M, Osborne B, Velez LI. An algorithm for transition of care in the emergency department. Acad Emerg Med. 2013 Jun;20(6):605-10. doi: 10.1111/acem.12153. PubMed PMID: 23758308. 23. Hern HG Jr, Alter HJ, Wills CP, Snoey ER, Simon BC. How Prevalent Are Potentially Illegal Questions During Residency Interviews? Acad Med. 2013 Aug;88(8):1116-1121. PubMed PMID: 23807097. 24. Riguzzi, Hern, Alter, The July Effect: Is Emergency Department Length of Stay Greater at the Beginning of the Hospital Academic Year?, Western Journal of Emergency Medicine. 2014 Feb;15(1):88-93. PMID: 24578770 25. Hunter BR, Keim SM, Seupaul RA, Hern G, Are plain radiographs sufficient to exclude cervical spine injuries in low risk adults, J Emerg Med. 2014 Feb;46(2):257-63. 26. Kiefer, M, Hern, H, Alter, H., Barger, J, Dextrose 10% in the Treatment of Out-of-Hospital Hypoglycemia, Prehospital and Disaster Medicine, 2014 Apr;29(2):190-4. PMID: 24735872 27. Diab J, Riley S, Downes A, Gaeta T, Hern HG, Hwang E, Kass L, Kelly M, Luber S, Martel M, Minns A, Pazderka P, Patterson L, Sayan O, Thurman J, Vallee P, Overton D: A Multicenter study of the Family Education Rights and Privacy Act and the Standardized Letter of Recommendation: Impact on Emergency Medicine Residency Applicant and Faculty Behaviors. J of Graduate Medical Education. 2014 June 6(2): 292-5. PMID 24949134 28. Kessler C, Shakeel F, Hern HG, Jones JS, Comes J, Kulstad C, Gallahue FA, Burns BD, Knapp BJ, Gang M, Davenport M, Osborne B, Velez LI. A Survey of Handoff Practices in Emergency Medicine. Am J Med Qual. 2014 Sep-Oct 29(5); 408-414. PMID: 24071713 29. Soares, Sohoni, Hern, Wills, Simon, Comparison of the Multiple-Mini Interview with Traditional Interview in US Emergency Medicine Residency Applicants: A single-institution experience. Acad Med. 2015 Jan;90(1):76-81. PMID 25319173 30. Hern HG Jr, Wills CP, Johnson B., Change to an informal interview dress code improves residency applicant perceptions. West J Emerg Med. 2015 Jan;16(1):127-32. PMID: 25671021 31. Wills C, Hern HG Jr, Alter H., Residency applicants prefer online system for scheduling interviews. West J Emerg Med. 2015 Mar;16(2):352-4. PMID 25434686 32. Hern HG Jr, Johnson B, Alter HJ, Wills CP, Snoey ER, Simon BC., Asking for a Commitment: Violations during the 2007 Match and the Effect on Applicant Rank Lists. West J Emerg Med. 2015 Mar;16(2):331-5. PMID 25834683 NON PEER REVIEWED PUBLICATIONS AND OTHER CREATIVE ACTIVIES: Review Articles CAL/ACEP Lifeline Journal H. Gene Hern, Jr., MD, MS, “Sexually Transmitted Disease,” CAL/ACEP Lifeline, September 2004 H. Gene Hern, Jr., MD, MS, “Tetanus,” CAL/ACEP Lifeline, April 2001 H. Gene Hern, Jr., MD, MS, “Blast Injuries,” CAL/ACEP Lifeline, December 2001 H. Gene Hern, Jr., MD, MS, "Can Families Give Informed Consent for Ethnic Patients?” SAEM Newsletter Jan/Feb. 2001 H. Gene Hern, Jr., MD, MS, and Eric R. Snoey, MD, “Cardiac Ultrasound Offers Benefits in Emergency Medicine,” Diagnostic Imaging -- Supplement: Advanced Ultrasound, November 2001: 27-29. Lonergan Seamus and Hern, H Gene, Refresher Course on STDs, Emergency Medicine, Vol 38(1), January 2006. pp 33-44. C. Bailey, Hern, H Gene, Hepatic Failure: An Evidence- Based Approach In The Emergency Department, EM Practice, April 2010. Books and Chapters Hern HE Jr, Kent Olson. “Valproate Toxicity,” in Emedicine (An Online Emergency Medicine Text). Spring 1999. www.emedicine.com. Major Revision 2005. Hern, HE Jr., “Ear Nose and Throat Emergencies,” in Emergency Medicine: A Comprehensive Study Guide, Fifth Edition, Tintinalli ed. McGraw-Hill 1999. Hern, HE Jr., “Tracheostomy Care,” in Emergency Procedures and Techniques, Simon and Brenner eds., Lippincott Williams & Wilkins, June 2003. Hern, HG Jr, Cardiology in Emergency Medicine: A Comprehensive Study Guide, Fifth Edition, Tintinalli ed... McGraw-Hill 2004. Hern, Herbert. “Hematuria,” in Harwood-Nuss' Clinical Practice of Emergency Medicine, Wolfson and Suchard eds., Lippincott Williams & Wilkins, 2005, 2013 Johnson, Colleen and Hern, Herbert, “Syncope,” in Case Studies in Emergency Medicine, Elsevier, 2006. Hern, H. Gene, Jr., “Ear, Nose and Throat Emergencies,” in Adams’ Textbook of Emergency Medicine, Elsevier, 2007. 2012 Hern and Kwan, “Wound Management” in Emergency Care, McMillan, 2007. Hern, Herbert and Pease, Abigail. “Hematuria,” in Harwood-Nuss' Clinical Practice of Emergency Medicine, Wolfson and Suchard eds., Lippincott Williams & Wilkins, 2007. Hern, Herbert and Cook, Justin, Sore Throat. Case Files: Emergency Medicine, 2nd edition. Eds. Toy, Simon et al, Lange, 2009, 2005 Hern, Herbert and Chiles, Kristopher, Case Files: Emergency Medicine, 3nd edition. Eds. Toy, Simon et al, Lange, 2012 Hern HG, Cardiac Emergencies in Tintinalli’s Emergency Medicine Examination and Board Review; Editor Promes SB. McGraw Hill 2012. Simon, Barry and Hern, HE Jr., “Wound management,” in Principles and Practice of Emergency Medicine, Rosen et al. eds, Mosby, 2015, 2012, 2009, 2004, 2001. BIO: Growing up, Michael Marsh always knew he wanted to help people which lead him a career in Emergency Medical Services (EMS). Over the years, Michael has developed a passion for the industry while learning the tools and skills needed to be successful in the 911 system. Michael ‘s previous position as a Paramedic Captain for AMR San Mateo County, and also as the Mass Casualty Incident Committee Chairman led to his involvement with local and national disasters such as Hurricane’s Gustav, San Bruno natural gas explosion, and the recent crash of flight 214. Michael shares these experiences and expertise through speaking engagements covering disaster response and preparation. Other positions include; Disaster Response Coordinator for the Northern California Disaster ground ambulance contract and also, Special Operations Coordinator for the Regional Tactical Medic Program. Michael currently holds the position of Assistant Chief for AMR Contra Costa County where he leads a team of 350+ Paramedics, EMTs and office personnel. With more than 18 years of EMS experience, Michael is a passionate and self-motivated individual. EXPERIENCE EMS Assistant Chief, American Medical Response, Contra Costa, Ca. — 2014-Current Lead and direct a team of 350+ employees ensuring that our 911 system runs seamlessly and is prepared for given incident that may occur in Contra Costa County or any neighboring counties. His duties include: managing and implementing incident command plans, preparing EMS reports and charts, ensure compliance with local policies and procedures, and interact with allied agencies, hospitals and the general public. Nor-Cal Disaster Response Coordinator, American Medical Response, CA — 2006-Current Coordination, tracking and deployment of Nor Cal resources, both personnel and assets, from regional ERT teams through AMR OEP in accordance with AMR’s FEMA contract upon activation for disaster response. Also ensures and coordinates regional team readiness during periods with no active deployments. Deployments: Hurricane Katrina, Hurricanes Gustav and Ike, Hurricane Irene, Hurricane Isaac, Super storm Sandy Assistant Team Commander, San Mateo County AMR Special Operations Team, CA — 2008-2014 Assistant commander of AMR employees who train to a higher level of standards in regards to specialized responses that evolved from the foundation provided by the AMR ERT concept and local team response to Hurricanes Gustav and Ike. The team was developed through modification, expansion and evolution of the national framework of AMR ERT concept to meet regional and local needs. Specialized response training includes but is not limited to law enforcement interface/SWAT, hazardous material responses, multi-casualty incidents with emphasis on ICS knowledge and unified command, water rescues, and mutual aide responses. Responses: SF New Years Mutual Aide, SF Giants Championship Parade 2010 and 2012 Mutual Aide, Santa Cruz Civil Unrest, Oakland Mehserle Verdict Mutual Aide, San Bruno Gas Pipeline Explosion, and Asiana Flight 214 Crash at SFO. Member/Representative, Project First Responder, Department of Homeland Security — 2007-Current Serve as a member and field representative to committee established by the Department of Homeland Security to discuss and share information on technology, resources, products, programs, standards, testing and evaluation, and best practices. Paramedic Captain, American Medical Response, Burlingame, CA — 2006-2014 Supervision of all field crews, system status management and all other operational duties as assigned. Interagency relations. MCI and Significant Event mitigation. Competency as an accredited Paramedic within San Mateo County. Operations Supervisor, American Medical Response, San Francisco, CA — 2005-2006 Supervision of all field crews, system status management and all other operational duties as assigned. Interagency relations. MCI and Significant Event mitigation. Competency as an accredited Paramedic within San Francisco County. Paramedic/Firefighter, Dixon Fire Department, Dixon, CA — 2001-2003 Respond to medical, fire, hazardous material and various other emergencies. Competency as a Firefighter and as an accredited Paramedic in Solano County. Operations Manager, METS/LMS, Concord, CA — 1999-2001 Responsible for the coordination, management and overall performance of the operation. Paramedic, American Medical Response, Concord, CA — 1997-1999 Respond to medical and various other emergencies. Competency as an accredited Paramedic in Contra Costa County. Paramedic, Mercy Ambulance, St. Helena, CA — 1997-1999 Respond to medical and various other emergencies. Competency as an accredited Paramedic in Napa County. EDUCATION University of Phoenix, Online Campus — Bachelor of Science in Health Administration, -In Progress ICS/NIMS Training – FEMA – ICS 100, 200, 300, 400, 700, 701, 703, 704, 706, 800b Multiple California State Fire Marshal Certifications M.E.T.S Paramedic School, Concord, CA — Paramedic Training, 1996-1997 Paramedic Field Internship, San Francisco Department of Health, San Francisco, CA 1996-1997 Sacramento City College, Sacramento, CA — General Education, 1994-1996 El Camino College, Torrance, CA — General Education and EMT Training, 1993-1994 SKILLS In addition to the experience and education enumerated above I am also a member of the San Mateo County Regional Tactical Medical Team, and the chairperson of the MCI Committee for San Mateo County. Presentations: Bay Area Paramedic Journal Club Boston Urban Shield National Disaster Life Support Foundation San Benito Base Station Hospital meeting EMSAAC-San Diego SFGH San Mateo County MAC AMR Leadership River Side EMS Contra Costa County Dispatch appreciation week JOANNY M. ALL, RN, E MT-P SUMMARY OF QUALIFICATIONS  Advanced Cardiac Life Support Certification Expires: 1/2016  Pediatric Advanced Life Support Certification Expires: 3/2015  RN Licensure #790447 Expires: 7/2016  Paramedic Licensure #P17689 Expires: 6/2015  Pediatric Education for Pre-hospital Provider Certification Expires: 8/2016  International Trauma Life Support Certification Expires: 2/2015  BLS Healthcare Provider (CPR) Certification Expires: 8/2015 EMPLOYMENT Clinical Manager/ Registered Nurse 10/2014- Present- American Medical Response- Contra Costa County Ops  Manage Clinical and Education Services department employees which provide 911 emergency transport providers with Clinical Practice Oversight utilizing a variety of tools, including quality improvement activities, data collection and analysis, in an effort to promote and improve clinical excellence.  Provide oversight of annual training and skills testing that provide insight on caregiver skills, competence, and decision making abilities.  Provide oversight of continuing education course curriculum and trainings  Conduct Clinical Investigations when medical care deviates from established protocols.  Provide annual TB screenings and Flu vaccinations to employees.  Establish and nurture positive relationships with other agencies such as Contra Costa County EMS, multiple fire agency personnel, area hospitals and their representatives while maintaining effective communication.  Conduct screening, hiring, and training of new EMT and Paramedic employees. CES Specialist/ Registered Nurse 6/2012- Present- American Medical Response- Contra Costa County Ops  Provide 911 emergency transport providers with Clinical Practice Oversight utilizing a variety of tools, including quality improvement activities, data collection and analysis, in an effort to promote and improve clinical excellence.  Perform annual training and skills testing that provide insight on caregiver skills, competence, and decision making abilities.  Participate in Clinical Investigations when medical care deviates from established protocols.  Provide annual TB screenings and Flu vaccinations to employees.  Established positive relationships with other agencies such as Contra Costa County EMS, multiple fire agency personnel, area hospitals and their representatives while maintaining effective communication.  Participate in the screening, hiring, and training of new EMT and Paramedic employees. Paramedic 6/2001- 6/2012- American Medical Response- Contra Costa County Ops  Successfully provide critical life support, ambulatory and patient care services and treat traumatized patients throughout various medical and traumatic emergencies.  Provide patient care services including intubation, IV insertion and IV fluid administration, medication administration via all routes (IV, IO, IM, PO, SL, SQ, and Inhalation), EKG 12-lead interpretation, recognition and treatment, and emergency childbirth.  Work closely and effectively with other emergency first responders including police/fire departments and emergency medical technicians. Paramedic Supervisor 9/2006-1/2009- American Medical Response- Contra Costa County Ops  Provide managed services support for Contra Costa County’s 911 Emergency Management System for a $75 million operation, i.e. logistical support, customer service, and inter-agency relations. Perform computer troubleshooting, resolve technological issues to ensure the 911 system runs smoothly, and provide response to 911 calls ranging from single patient to mass casualty incidents (MCIs).  Operate in a leadership role and serve as part of the Incident Command (lar ge response with multiple patients), including resource management, facilitating emergency vehicle repairs, and supervision of up to 30 people on a daily basis.  Complete detailed reports; transmit to billing, and follow-up for higher medical care.  Serve as liaison between field employees and upper management.  Collaborate and establish positive relationships and facilitate communications with other agencies including the fire/police departments and investigations.  Boosted morale by recognizing field employees for jobs well done. Main Instructor- Emergency Medical Technician Program 9/2001-1/2009- Los Medanos College- Pittsburg, CA  Provided lecture and manual skills instruction to adult learners in college setting in accordance with Emergency Medical Technician curriculum.  Worked to develop current course curriculum in accordance with National Registry of Emergency Medical Technicians guidelines.  Curriculum taught included basic anatomy and physiology, airway management and oxygen administration, medical and traumatic patient assessment and management, medical emergencies to include acute cardiac, abdominal, respiratory emergencies, and medication administration. EDUCATION October 2009- December 2010 - Napa Valley College, Napa, Ca Associate Degree in Nursing August 1999 - February 2000 - Foothill College, Los Altos Hills, Ca Emergency Medical Technician Paramedic Licensure September 1993- December 1995- De Anza College, Cupertino, Ca Associate Degree in Liberal Arts Dino Curzi Professional Experience American Medical Response, Concord, CA | Senior Data Analyst 9/2013 – Present  Composed advanced business intelligence reports and performance charts.  Developed clinical reports and made recommendations to help improve patient care practices.  Implemented online compliance and reporting tool (FirstWatch) between AMR and Contra Costa County.  Generated a daily forecasting tool used to adjust deployment based on demand and compliance.  Created new employee ID badges and manage building access.  Instituted deployment dashboard and stat sheet for equipment tracking and crew shift start efficiencies.  Trained supervisors in areas of compliance, deployment, technology and system design.  Utilized data to create charts, graphs and report cards of response and patient care performance.  Managed ambulance services reaccreditation (CAAS).  Provided clinical data and reporting metrics to California Department of Public Health related to strokes.  Assisted Stanford graduate students with 9-1-1 related data analysis.  Member of Contra Costa RFP team. American Medical Response, Concord, CA | Data Analyst 01/2011 – 9/2013  Responsible for ensuring compliance for 9-1-1 county contract exceeding 70,000 annual responses.  Validated and submitted all data-related contract requirements monthly to customers.  Designed a dispatch training binder, paramedic policy guide and office media information center.  Conducted meetings with supervisors and crews to avoid potential delays in patient care.  Assessed demand to create system efficiencies resulting in cost savings.  Fashioned ambulance posting plans based on 9-1-1 response demand.  Established reporting metrics, charts and dashboards for performance updates to team.  Formulated patient demographics reports, charts and graphs for Contra Costa County.  Volunteered reporting expertise for Fall Prevention Coalition (Meals on Wheels) to assist with fund raising. Education Skills California State University, Long Beach Bachelor of Science, Finance  Concentration in Financial Management De La Salle High School, Concord, CA  Athletic Spirit Award Winner  Varsity, Junior Varsity Basketball Teams  Data Analytics and Modeling  Budgeting and Forecasting  Financial Planning and Analysis  Project Management  Accounting Principles  Communication  Microsoft Excel: Advanced  Microsoft Word, PowerPoint, Outlook, Visio and Access  Report Building – SQL and Crystal o MEDS, OPAP, MCIS & Business Objects Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service OUT-OF-STATE SUPPORT Shannon Marshall Director of Clinical Services Shannon Marshall serves as the Director of Clinical Services for the West Region of AMR covering our WA, MT, SD, OR, CA and HI Operations. Shannon has held a clinical management role at AMR for 10 years and her duties include oversight of all employee educational processes as well as insuring the clinical abilities of all employees meets and exceeds national standards. In addition to these duties, she is responsible for oversight of tracking, coordinating and following all clinical complaint and compliance issues to resolution. She provides oversight to each Operation regarding matters of system, individual performance measures and the tracking and trending of clinical metrics data. Ms. Marshall has been employed by AMR and prior companies since 1989, working as an EMT, Paramedic, Teamster’s Shop Steward, FTO, CES Specialist and CES Manager prior to her current assignment. She received her Paramedic certification in 1995 and received her BA degree from University of Washington in 2003. She received Six Sigma-Green Belt in Healthcare from Villanova University in 2011. In addition to her extensive experience with AMR, she has been actively involved in her community with service on multiple county and regional committees and CISM team. She is also an active volunteer paramedic on her local Fire Department. Education University of Washington—B.A., Interdisciplinary Arts and Sciences: Ethnic, Gender and Labor Tacoma Community College—Paramedic Training Professional Associations Pierce County EMS Committee Membership West Region Trauma QIF Member International Brotherhood of Teamsters Shop Steward Milton Volunteer Fire Department FFIMSO JENNIFER L. BALES SUMMARY OF QUALIFICATIONS Operations Manager with 25 years of EMT, Paramedic, Supervisor, Safety Coordinator, AMR Operations Manager, and Regional Safety & Risk Manager experience in California  Manage budget for Sacramento County Operations to include management of KPI and Strategic Indicators for operational and safety performance  Local Safety Coordinator since 2000 with responsibility for implementation , development and maintenance of local SRM program  Regional Safety & Risk Manager since 2013 with responsibility for 22 operations  Management of regional MSIP, accident and injury claims management, IIPP, safety training, MWMP, HMP and OSHA compliance  Oversight of required local operational permits and licenses including: HMP (fleet shop), MWMP, and LQHE  Manage compliance with mandatory training for NorCal region and Hawaii  Oversee National Safety Initiative Program for NorCal operations  Responsible for support and roll-out of new programs at local operations level including but not limited to recruitment, transition to Success Factors, SRM programs, MEDS, and TeleStaff  2003 – AMR Sacramento County ranked 1st place overall for 2002-2003 AMR Corporate Safety Audit  ICS 100, 200, 300, 400, 700, 800 WORK EXPERIENCE American Medical Response, Sacramento County 1989 to Present Position  1989 – 1990 EMT, FTO  1991 – 1999 Paramedic, FTO, Remedial Preceptor  1999 – 2000 Field Operations Supervisor  2000 – 2005 Safety Coordinator/Field Operations Supervisor  2005 – Present Operations Manager/Safety Coordinator  2013 – Present Regional Safety & Risk Manager EDUCATION NCTI, Roseville 1990-1991 Paramedic Program Cosumnes River College 1989 EMT Program San Jose State University 1983-1984 General Education and Finance Courses Foothills Community College, Los Altos Hills, CA 1979-1980 Animal Health Technology Program – A.S. Degree Vocational program San Jose City College 1978 College preparatory Chemistry and Biology CURRENT COMMITTEES NCTI - Advisory Board, Private Employer - AMR Representative American River College Paramedic Advisory Committee Board – private employer representative Hospital Council of Northern & Central California - Diversion Committee Hospital Council of Northern & Central California - Emergency Services Task Force Committee Hospital Council of Northern & Central California – Emergency Preparedness Committee REFERENCES Available upon request Kerri Limpin – Human Resources Manager for AMR’s West Region Current position: As Human Resources Manager for AMR’s West Region, Ms. Limpin oversees human resources (HR) activities for multiple counties. Her responsibilities include employee relations, staff and training development, union activities relating to grievance/bargaining agreement interpretation, company and operational policy and procedure implementation and adherence, and ensuring compliance with State and Federal laws. Ms. Limpin is celebrating her first year with AMR and brings over 10 years of HR experience in a union environment to include recruitment and retention, performance management, staff training and development, labor relations, workers’ compensation, and support of company safety initiatives. Ms. Limpin will continue to serve the County by ensuring compliance with state and federal regulations and to partner with AMR management as a resource to support the alignment of HR strategies with business initiatives and goals. Prior Employment Experience Human Resources Administrator 2006-2010 IC&S Wholesale Grocers I Stockton, CA • Perform recruitment activities, including advertising, attend job fairs, background screening, interviewing, conduct pre-employment and drug testing, orientation, training and processing new hire paperwork • Track, manage and investigate grievance and employee relations issues/complaints to resolve labor and management, wage, benefit, and work practice disputes for 500+ union and non-union employees • Interpret and administer labor contracts with respect to wages, employee welfare, healthcare, union and management practices and contractual stipulations for multiple bargaining units • Maintain proper administration of employee record keeping and data integrity within HRIS system, prepare employee status reports and management of department budget, assist in payroll processing, track and manage leave of absence, disability and workers compensation • Coordinate employee events, recognition programs, company health fairs and volunteer programs • Oversee job bidding procedures , hiring and separation of all employees . Maintain seniority listings for multiple collective bargaining agreements • Ensure the proper administration of all generalist duties and company policies including LOA/FMLA/CFRA, STD -benefit enrollments, changes, garnishments, State and Federal employment law compliance Staffing Manager 2003- 2005 I The Plus Group, Inc. I Gold River, CA • Recruit, screen and place applicants in technical, administrative and industrial positions • Coordinate all pre-selection activities, including drug testing, reference checks and background verifications • Establish and maintain partnerships with community career centers, resource groups, colleges and Employment Development Department to recruit potential candidates • Supervise administrative staff and interns • Process payroll and manage unemployment and Worker's Compensation claims RANDY HARRELL PROFESSIONAL PROFILE Regional Director / General Manager / Fleet Maintenance Manager Excellent Knowledge of Heavy Duty Engines ♦ Strict Compliance ♦ Management Training Motivated, intelligent Regional / Service Manager with an extensive track record of adeptly managing productive and performance-driven service & fleet maintenance operations, processes and procedures while constantly creating and implementing methods to increase efficiency and productivity. Proactive leader also highly skilled in training and supervising teams toward achieving company production goals while maintaining full compliance with business and government guidelines and regulations. Multi- talented operations manager with vast experience in operations, project management, problem solving, new business development and heavy duty industrial and vehicle engine repairs. Competent leader with willingness and ability to energetically perform multiple responsibilities with a hard-working mentality which produces results, translating into greater company efficiency, productivity and profits. ______________________________________________________________________________ Selected Career Highlights  Successfully increased new business segment in first year by $3 million. [Stewart & Stevenson]  Grew labor sales from $3 million to $8 million, with a 22% net profit. [Stewart & Stevenson]  Started a new business within the corporate business structure of several companies – which included marketing, invoicing, hiring, training and creating and implementing internal procedures. [American Bus Repair, LLC]  Transformed a failing and recently-acquired business into a profitable venture by developing effective and successful procedures which fit a retail business into an operational business with little aid from the corporate structure. [American Bus Repair, LLC]  Effectively supervised 60 productive and efficient technicians. [Stewart & Stevenson] ______________________________________________________________________________ Areas of Expertise  Heavy Duty Engine & Fleet Repairs  Troubleshooting  Compliance Auditing  Staff Hiring/Training  Vehicle Maintenance  OSHA, EPA, CARB Laws  New Business Development  Employee Safety  Communication  Goal Achievement  Operations Management  Quality Assurance ______________________________________________________________________________ Professional Job Summary American Medical Response (Western Region.) Burlingame, CA Regional Fleet Manager 2011-Present Manage multiple Ambulance Fleet shops in the San Francisco Bay Area and Southern CA. both union and non union divisions. Negotiate vendor agreements, conduct shop audits to conform to company policy, work directly with General Managers and Regional CEO regarding purchases of equipment and staffing. Conducted start up of new divisions and arrange contracts with suppliers and vendors. Train shop supervisors and technicians on fleet management and invoicing software. Track expenses for finance directors regarding budget and non budget items. American Bus Repair, LLC (Subsidiary of MV Transportation.) Alameda, CA Director of Retail Sales / General Manager 2007 – 2011 Directed the start-up of this new retail business within an operational business. Oversaw and managed the following departments: Body Shop, Bus Repairs, DPF Cleaning, and MV Excess Fleet Management. Research and develop processes for billing and invoicing customers. Collect and review receivables and invoices from vendors. Schedule and assign work flow, write estimates, oversee billing and payroll work with vendors, and advise upper management regarding business development. Manage field service technicians and interact with larger company divisions on necessary repairs. Hire and fire employees. Attend trade shows to market new business and develop marketing tools, website layout and brochures. Develop all company protocols and procedures, including marketing and management materials. Oversee the parent companies excess fleet stored at present location. Store used vehicles and monitor the usability of vehicles. Aid in the selling of vehicles or scrapping the iron. Successfully passed the DMV tests for application process and also become a Vehicle Vin Verifier, being bonded to fill out the DMV paper work for parent company and customers who purchase new vehicles. MV Public Transportation Fairfield, CA Northwest Director of Maintenance 2004 – 2007 Supervised 25 company divisions which consisted of a total fleet of over 850 vehicles (including the first Hybrid fleet in Northern California). Worked with division clients on purchasing new equipment and then auditing the new vehicle purchases. Aided in planning start ups of new operations business in various cities, including hiring shop managers and technicians. Performed monthly audits of the facilities for compliance to OSHA laws and company policies, along with current EPA regulations and Highway Patrol / DOT inspections. Hired staff members, including maintenance managers and mechanics. Developed and began four new company locations. Transformed negative client relationships into positive ones. Improved maintenance department facilities through a successful audit process. Stewart & Stevenson San Leandro, CA Largest Detroit Diesel & Allison distributor in the world – with over 3,500 employees, 40 locations and revenues exceeding $1 billion in sales. Distributed Energies Systems (DES) Operations Manager 1993 – 2004 Oversaw the operations of five company locations in California. Hired mechanics and staff members. Implemented EPA rulings and obtained Air Quality Board Permits. Analyzed and troubleshot large engine failures and site problems. Fire Apparatus Product Manager (Corporate Position) Expanded 9 out of 30 branches to include a fire maintenance apparatus. Developed a fire apparatus training manual and PM inspection forms. Trained sales staff, as well as service and parts personnel, on the fire apparatus. Represented company at regional and national trade shows. Western Region General Service Manager Managed seven service departments located in the Western region. Expanded technicians from 32 to 60 in Northern California. Trained four new service managers on software procedures. Supervised an office of 12 staff members. Developed a policy and procedure manual for service departments. Oversaw warranties for dealers of Detroit Diesel & Allison. Negotiated transit contracts for various companies – including Sam Trans, Wheels and AC Transit. Successfully negotiated three union contracts. Viking Freight Systems / FedEx Milpitas, CA Service Manager / Detroit Diesel, Cummins and Allison Dealer 1988 – 1993 Managed the service and machine shop departments. Developed a service code manual and maintained price lists. Held company meetings regarding P&L statements. Negotiated a contract for San Francisco Municipal Transit. ______________________________________________________________________________ Education & Professional Development  Ohlone Jr. College ♦ Fremont, CA Associate of Arts ♦ General Arts  Industrial Training: Warranty Processing for Detroit Diesel, Cummins & Allison, CHP B.I.T. Program, Detroit Diesel Engine Overhaul, Allison Transmission Overhaul, Failure Analysis, Series 60 EGR 2004, Ricon & Braun ADA Wheelchair Lift Training, Haz Mat & SPPC Certified.  Memberships & Certificates: Board Member Apparatus Maintenance Section, International Association of Fire Chiefs, Committee Member for NFPA-1071 (Technician Qualifications), Emergency Vehicle Technician Validation Committee, Detroit Diesel & Allison Guild Member, Certified Compressed Natural Gas Tank Inspector, Various ASE Certifications, Certified EVT Aerial Inspector (Extensive technical and professional education and references list provided upon request.) Contra Costa County Fire & EMS Exclusive Operator for Emergency Ambulance Service IN-COUNTY SUPPORT             Thomas Wagner   Regional Chief Executive Officer  West Region      5151 Port Chicago Hwy  Concord, CA 94520    Mr. Wagner is responsible for the oversight of AMR's West Region, which provides 9‐1‐1 and non‐ emergency services in California, Hawaii, Oregon, Washington, Montana and South Dakota. AMR's West  Region team of clinical and operational professionals handles more than 1,320,000 ambulance  responses a year, making it AMR's largest operating region. Mr. Wagner has more than 27 years of EMS  Operations experience. As a former Malcolm Baldridge Quality Award examiner for the State of  Oklahoma, Mr. Wagner has developed service excellence and performance standards for EMS systems  across the nation. Mr. Wagner is a member of the College of Healthcare Executives and is completing his  credentialing for his Faculty of American College of Healthcare Executives Certificate. He holds an  undergraduate degree in Biology from the University of California, San Diego, and an MBA from the  University of Phoenix.  EXPERIENCE  2006 – Present American Medical Response   West Region Chief Executive Officer (2012–present)                                            Concord, CA  Northern California Division Chief Executive Officer (2006–2012)                      Concord, CA  1998 – 2006                  Paramedics Plus                                                             Oklahoma City, OK  Chief Operating Officer, EMSA Oklahoma  1985 – 1998           American Medical Response       Vice President of Operations EMSA Oklahoma (1997–1998)                     Oklahoma City, OK       Managing Director MedTrans (1995–1997)                                                                             Dallas, TX       Director of Operations, Baystar Medical Services (1991–1995)                       Burlingame, CA  Supervisor of Operations, EMT, Hartson Ambulance (1985–1991)                             San Diego, CA    EDUCATION  University of Phoenix                                                                                                                 San Diego, CA M.B.A.  University of California                                                                                                              San Diego, CA  B.S., Biology  Miramar College                                                                                                                     San Diego, CA  Certificate – Emergency Medical Technician                 PROFESSIONAL AFFILIATIONS  California Emergency Medical Services Authority   Medical Director Advisory Committee 2010 – Present    American College of Healthcare Executives Member, 2005 – Present  Regional Advisory Committee, American College of Healthcare Executives        Committee Member, 2010 – 2011  American Ambulance Association        Chairman of Professional Standards Committee, 2012 – Present       Chairman of Government Affairs Committee, 2010 – 2012       Member Ethics Committee, 2009 – 2010   Emergency Medical Services Corp. (EMSC) Investment Committee, Committee Member, 2007 – Present             Ben Smith Battalion Chief, EMS Division Contra Costa County Fire Protection District Highlights of Qualifications: Working and managerial experience in emergency management Proficient with Cal OSHA, Title 22 and Ca H&S Code Div. 2.5 requirements for emergency medical services Solid knowledge of Medical Priority Dispatch, Local Protocol and LEMSA requirements Solid knowledge of EMT and EMT-P education, training, and licensing requirements Working knowledge of static and dynamic system resource deployment Working knowledge of national community paramedicine programs Experience in employee Performance Counseling, Discipline, and workplace investigations Professional Experience: Battalion Chief, EMS Division Contra Costa County Fire Protection District, Pleasant Hill, CA January 2010 – Present Responsible for budget and oversight of EMT and EMT-P first response program serving 660k citizens Develop strategies, policies, plans, and procedures to achieve identified Department objectives and priorities Attend various educational and conference programs pertaining to emergency medical services Manage and coordinate recruit academy EMS and quarterly continued education training Represent the Fire District as the EMS point of contact to officials and organizations Coordinate investigations of EMS related complaints and unusual occurrences Multiple ranks Contra Costa County Fire Protection District, Pleasant Hill, CA January 1992 – 2010 Firefighter/EMT, trained and performed all disciplines in all risk hazards in rapidly growing system Firefighter/Paramedic, worked to establish engine based first response advanced life support program in the agency Captain/Paramedic, provided training, oversight, and mentorship for recruit and probationary employees Training Captain, developed curriculum and coordinated training at the battalion level Training: Safety and Survival, Commanding the Mayday, Rapid Intervention Crew Tactics (Instructor), Commanding the RIC, Tactical Decision Making Under Stress and the Will to Survive, Rescue Systems I Technician, Swift Water Rescue Technician, Confined Space Rescue Technician, ISTM Tactical Medic, ICS 100-400, Instructor 1-A, 1-B, Hazardous Materials First Responder Operations, Hazardous Material Incident Command, Mobile Intensive Care Paramedic, EMS Leadership Academy-Specialist, S- 359 Medical Unit Leader, S-404 All Risk Safety Officer, CAL-EMA Disaster Specialist, Terrorism Liaison Officer Education: Stanford Hospital/Foothill College: Menlo Park, CA EMT-Paramedic Program Solano Community College: Fairfield, CA Fire Science studies Truckee Meadows Community College: Reno, NV Fire Science studies Simpson College: San Francisco, CA Communications studies GREG KENNEDY OBJECTIVE: Current Contra Costa County Fire Protection District EMS CQI RN /Clinical Educator/Infection Control Officer EDUCATION: Graduate of Concordia University MBA/MS Health Sciences, 2008 Graduate of Sacramento State University School of Nursing, 1992 Graduate of Southern Illinois University School of Human Resource Training & Development, 1990 Graduate of U.S. Air Force Air University / Community College of the Air Force, 1987 Graduate of US Air force Air University Medical Specialty School Sheppard AFB, 1984 Graduate of US Air force Basic Training Lackland AFB, 1984 EXPERIENCE: 2013- Present Pinole Fire Department EMS CQI RN 2013-Present Rodeo Hercules Fire District EMS CQI RN 2011- Present Moraga Orinda Fire District EMS/CQI RN Is the Fire Districts Infection Control Officer 2010 – 2011 Level Three Trauma Center Coordinator Queen of the Valley, Napa Ran and updated the trauma program. I assisted in writing the Napa County Trauma Plan. 2009 – 2012 Consultant (Clinical and Outreach) Reach Air Medical Consults with Hospitals and Reach partners regarding contracts and clinical practice. 2006 to Present EMS CQI RN Clinical Educator/EMS Coordinator/Infection Control Officer Contra Costa County Fire, Contra Costa County Lead Instructor, develop and create advanced training classes, write EMS policy and procedure. Provide Incident Command (ICS) leadership for MCI’s and major medical events. Lead EMS Academy Instructor 2002 to 2012 Quality Assurance RN/EMS Coordinator (part time) Benicia Fire Department, Benicia California Audit PCR reports/charts, focused call audits, training, meetings. 2001 to 2006 Staff R.N. Emergency room (full time)/Charge RN Emergency Room (full time) Sutter Delta Medical Center, Antioch, California All levels of care related to Emergency Room patients, Charge Nurse. 1999 to 2003 Flight Nurse/Crew Chief Reach Helicopter, (Redwood Empire Air Care Helicopter) Santa Rosa, California Advanced Flight Nursing care for injured patients/Critical transport of critical ICU and CCU patients 1996 to 2000 Paid Reserve Fire Fighter and EMS Instructor Moraga/Orinda Fire Department, Moraga California Trained Fire Fighters advanced airway and Paramedic skills. 1993 to 2002 Staff Nurse/Mobile intensive Care Nurse/Relief Charge Nurse John Muir Medical Center, Walnut Creek, California Responsible for the assessment, planning, implementation and evaluation of care to emergency department patients in a level II trauma center. Making sure the emergency room runs smoothly. Monitor and oversee MICN Base Station 1993 to 2000 Flight Nurse Full Time Calstar/California Shock Trauma Air Rescue, Hayward, California Responsible for providing advanced ALS care. Emergency care and transportation of patients in the helicopter and pre-hospital setting. 1990 to 1994 Staff Nurse II/Mobile Intensive Care Nurse Queen of the Valley Hospital, Napa, California Responsible for the assessment, planning, implementation and evaluation of care to emergency department patients in a level III trauma center. 1986 - 1989 Emergency Medical Paramedic/ USAF Cooperative Allied Ambulance Company, Oakland, California Emergency care and transportation of patients in the pre-hospital setting. 1984 - 1991 United States Air Force 1990 - 1991 Training Non Commissioned Officer In Charge (NCO) Combat Medical Readiness/Prehospital Medical Readiness, David Grant Medical Center, Travis AFB Preparation of all military personnel for participation in the "Gulf War" conflict. Deployed for Desert Shield and Desert Storm War 12th Contingency Hospital/Air Evacuation Squadron 1986 - 1990 Emergency Air Evacuation Critical Care Transport Team David Grant Medical Center, Travis AFB Routine and emergency patient care duties while aboard aero medical evacuation aircraft (C-130 and C141) 65th Evacuation squadron. 1985 - 1990 Emergency Department David Grant Medical Center, Travis AFB General patient care duties in a busy military hospital emergency department and provided ALS ambulance service CREDENTIALS: Contra Costa County Medical Advisory Committee Member Contra Costa County Prehospital Trauma Advisory Committee Member Contra Costa County Helicopter Advisory Committee Member Contra Costa County STEMI Advisory Committee Member Contra Costa County STROKE Advisory Committee Member Contra Costa County Prehospital Data Advisory Committee Member California Fire Chiefs Association Member 2002-Present EMS Leadership Program Graduate 2013 FEMA Disaster Management Team Member FEMA EMS Disaster Management Graduate 2014 California Infection Control Officers Academy 2010 California Fire Chiefs EMS Leadership Academy Graduate 2008 FEMA Emergency Management Institute Graduate 2009 Contra Costa Fire EMS Academy, Lead Instructor American Academy of Pediatrics PEPP Instructor (PEPP) International Trauma Life support Instructor (ITLS) National Pool Safety Council member National Drowning Prevention Alliance member Co-Chairman for the Pre- Hospital Committee for Solano County 2004 - 2006 Contra Costa County Executive Leadership 2001 Management Certificate Certified Flight R.N. (CFRN) Critical Care Registered Nurse (CCRN) Flight Nurse Advance Trauma Course certificate (FNATC) Neonate Advance Life Support Certificate (NALS) Registered Nurse (RN) Mobile intensive Care Nurse Instructor (MICN) Contra Costa County Critical Incident Stress Debriefing Team Member Trauma Nurse Core Course Instructor (TNCC) Advanced Trauma Life Support (ATLS) Pre-hospital Trauma Life Support (PHTLS) Instructor Basic Trauma Life Support (BTLS) Advanced Trauma Life Support attendee (ATLS) Advanced Cardiac Life Support (ACLS) Instructor Pediatric Advanced Life Support (PALS) Instructor Certified Emergency Nurse (CEN) Paramedic Certification (EMTP) Bachelors of Science in Nursing (BSN) AWARDS: Contra Costa County Fire Academy Instructor Excellence Award 2012 Queen of the Valley Medical Center Values in Action Award for Trauma Care Excellence 2011 Northern California Pool Safety Program Excellence Award 2010 Contra Costa County Fire Chiefs Award for saving drowning child 2009 ZOLL Field Save Award 2009 ZOLL STEMI Educator Award of Excellence 2009 Contra Costa County Stemi Star Award for leadership 2009 Sutter Health Clinical Excellence Award 2003 Sutter Health Hospital Employee the year o 2002 John Muir Trauma Clinical Excellence Award 1997 John Muir Employee of the Quarter 1998 Calstar Employee of the quarter Award 1994 United States Air Force Commendation Medal (2) Humanitarian Aid Medal (1989) U.S. Air Force Good Conduct Medal (2) Military Airlift Command Non Commissioned Officer of the Quarter (2) Military Airlift Command USAF Military Airlift Command Professional Image Award 1986 U.S. Air Force Airman of the Quarter 1985 Queen of the Valley Hospital Achievement Scholarship to Sac State University 1990 Outstanding College Student of America 1989 - 1992 U.S. Air force NCO Leadership course honor graduate Susan Fitzgerald PROFESSIONAL EXPERIENCE American Medical Response, Concord, CA Nation’s leading medical transportation company Regional Operations and Finance Officer 2007 to present Finance Officer for Western Region (Northwest, California and Hawaii) with revenues over $750 million. Reporting to the Regional CEO, direct financial affairs, supervise the functions and activities of financial reporting and analysis, payroll, business planning, capital budgeting, acquisitions and proposal development. Hold fiduciary responsibility to corporate for the integrity of financial reporting and other reported information. Manage seven direct reports and total team of fourteen.  Lead and deliver to senior management annual budget of revenue, expense, volume, utilization and other income statement items with focus on operational improvement and bottom line growth.  Partnered with billing services, corporate finance and operations to continuously improve revenue recognition accuracy and maximize cash yield, mitigating government reimbursement challenges.  Finance lead in multiple RFPs and acquisitions.  Supported VP of labor relations in union negotiations, providing financial guidance and participating in overall strategy.  Working with legal and operations, ensured regulatory compliance and provided leadership on contract review, negotiations, and pricing.  Oversee and present financial results and audits to county leaders for various 911 contracts. Covidien (Formerly Tyco Healthcare and Nellcor Puritan Bennett), Pleasanton, CA Global Manufacturer of Medical Devices Sr. Financial Analyst, Respiratory Division 2001-2007 Responsible for month end close, financial reporting, budgets, forecasts, and strategic planning. Managed monthly forecast and annual budget processes, served as strategic partner and finance advisor to Marketing, R&D, and Management. Involved in various significant projects including business development valuations and due diligence, Sarbanes Oxley implementation and testing, and new product development analysis.  Led conversion of manufacturing budgeting and forecasting to ESSBASE, designed process, developed templates, and provided training to both US and International manufacturing sites. This produced enhanced reporting and allowed visibility of key metrics by business line.  Developed complex analysis tools including Price/Volume analysis, revenue and margin budgeting and forecasting models, and close, forecast and budget reporting packages.  Led Global Demand project team, designed, developed, and integrated budgeting process for $1 billion in volumes, manufactured worldwide at 7 sites. Susan Fitzgerald Page 2 Wells Fargo Bank, Walnut Creek, CA Electronic Payment Services Division (Merchant Card Services and Business Payroll) Division Finance Officer, Electronic Payment Services Division 1997-2001 Managed finance and general ledger operations; directed month end close, budgeting, forecasting and business analysis including preparation and presentation of monthly Operating Reviews. Supervised professional staff of four and total staff of eight.  Re-engineered general ledger operations resulting in reduction of 2 FTE.  Developed with alliance partner (First Data) a single planning model which resulted in consistent reporting, improved accuracy, and better variance explanations.  Consistently identified and recovered bottom line savings including re-negotiation of a portfolio purchase, which resulted in an additional $1million in annual revenues. Crystalline Materials Corporation (CMC), San Ramon, CA Multi-national start-up engaged in the manufacture of electronic substrates Controller 1995-1997 Finance Manager 1993-1995 Responsible to CEO with total accountability for integrity of external and internal accounting and financial reporting and analysis including detailed budgets and forecasts, cash flows, consolidated financial statements, variance analysis and product costing. Coordinated year-end audits and tax filings for US and Canada. Served as Corporate Secretary interfacing with Board of Directors, investors, and outside council.  Participated as a member of the Senior Management team in acquisition of an electronic package manufacturing company. Coordinated due diligence, prepared and presented combined financial forecasts to investors, lenders, and financing institutions. Contributed to the overall design and structure of financing.  Maintained monthly burn rate by actively monitored expenditures, implemented purchasing and spending controls, and maintained budgets. Phase Two Industries, Santa Clara, CA Finance Manager 1991-1993 Accounting Manager 1990-1991 Start up Defense Contractor specializing in software engineering and small-scale hardware manufacturing Managed all accounting activities including establishing and maintaining appropriate systems. Designed and implemented budget/cost control system and cost pool structure. Managed banking relationships, established lines of credit as required for cash flow management. Susan Fitzgerald Page 3 EDUCATION California State University, Hayward, CA and Golden Gate University, San Francisco, CA Graduate Business Course work towards MBA degree. Emphasis on Finance and Accounting. California State University, Hayward, CA Bachelor of Arts Degree.