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HomeMy WebLinkAboutMINUTES - 03252014 - C.90RECOMMENDATION(S): APPROVE and AUTHORIZE the Director of Conservation and Development, or designee, to execute Cooperative Agreement No. 28SW.01 (Exhibit A) among Contra Costa County, the Contra Costa Transportation Authority (CCTA), the Cities of San Ramon, Lafayette, and Orinda, and the Towns of Moraga and Danville, to enable disbursement of approximately $1,323,700 in Measure J (2004) Subregional Transportation Needs Program funds to the County in annual increments through 2034, to fund transportation projects and programs. FISCAL IMPACT: There is no fiscal impact to the General Fund. 100% Measure J funds, BACKGROUND: In 2004, Contra Costa County voters approved Measure J to continue a half-cent sales tax to fund transportation projects and programs throughout the County. One component of Measure J is the Subregional Transportation Needs Program, or Program 28c, which is a funding source for the County's subregions' transportation projects and programs. Program 28c funds are distributed by the Contra Costa Transportation Authority (CCTA) to all the Regional Transportation Planning Committees, including the Southwest Area Transportation (SWAT) Committee. To streamline the process, a single multi-party cooperative agreement between CCTA and all six SWAT member jurisdictions, including Contra Costa County, was proposed to disburse Program 28c funds. CCTA approved the cooperative agreement at its January 15, 2014 Board meeting (Exhibit B). Under the cooperative agreement, APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 03/25/2014 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Karen Mitchoff, District IV Supervisor Federal D. Glover, District V Supervisor ABSENT:Mary N. Piepho, District III Supervisor Contact: Robert Sarmiento, (925) 674-7822 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: March 25, 2014 David Twa, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: John Cunningham, John Kopchik C. 90 To:Board of Supervisors From:Catherine Kutsuris, Conservation and Development Director Date:March 25, 2014 Contra Costa County Subject:APPROVE and AUTHORIZE Execution of SWAT-CCTA Program 28c Cooperative Agreement BACKGROUND: (CONT'D) CCTA will agree to: • Disburse Program 28c funds for revenues collected through FY 12-13 as soon as the cooperative agreement is fully executed • Make annual disbursements thereafter in November through 2034 • Use the customary 50/50 population and road miles formula used by CCTA to distribute other Measure J funds The County allocation is estimated to be $1,323,700 over the life of Measure J, subject to revenue fluctuations (Exhibit A). County Counsel has reviewed the cooperative agreement and has approved it as to its form. CONSEQUENCE OF NEGATIVE ACTION: If the cooperative agreement is not approved and authorized, Program 28c funds will not be available as a funding source for County transportation projects and programs. CHILDREN'S IMPACT STATEMENT: Not applicable. ATTACHMENTS Exhibit A - Cooperative Agreement No. 28SW.01 Exhibit B - January 2014 CCTA Board Meeting Packet COOPERATIVE AGREEMENT NO. 28SW.01 This COOPERATIVE AGREEMENT (this “AGREEMENT”) is effective this ____day of _______________, 2014 among CONTRA COSTA TRANSPORTATION AUTHORITY, a local transportation authority (“AUTHORITY”), CONTRA COSTA COUNTY, a political subdivision of the State of California (“CONTRA COSTA”), TOWN OF DANVILLE, a municipal corporation of the State of California (“DANVILLE”), the CITY OF LAFAYETTE, a municipal corporation of the State of California (“LAFAYETTE”), the TOWN OF MORAGA, a municipal corporation of the State of California (“MORAGA”), the CITY OF ORINDA, a municipal corporation of the State of California (“ORINDA”), and the CITY OF SAN RAMON, a municipal corporation of the State of California (“SAN RAMON” and together with AUTHORITY, CONTRA COSTA, DANVILLE, LAFAYETTE, MORAGA, and ORINDA, the “PARTIES” and each separately, a “PARTY”). RECITALS THE PARTIES ENTER THIS AGREEMENT on the basis of the following facts, understandings and intentions: A. Pursuant to the Measure C Sales Tax Renewal Ordinance (#88-01) “hereinafter MEASURE C”) as amended by (#04-02), hereinafter referred to as “MEASURE J” approved by the voters of the Contra Costa County on November 2, 2004, CONTRA COSTA, DANVILLE, LAFAYETTE, MORAGA, ORINDA, AND SAN RAMON (each, a “PARTNER JURISDICTION” and collectively, the “PARTNER JURISDICTIONS”), and AUTHORITY desire to enter into this AGREEMENT to define a framework to enable the parties to utilize Program 28c funds in MEASURE J. B. PARTNER JURISDICTIONS shall propose programming Program 28c funds to any project or program identified in the Measure J Expenditure Plan or eligible under the provisions of the Local Transportation Authority and Improvement Act (“PROJECT”) and AUTHORITY shall disburse collected funds under Program 28c as provided herein. NOW, THEREFORE, in consideration of the mutual agreements set forth above and the rights and obligations set forth in this AGREEMENT and other good and valuable consideration, the receipt and sufficiency of which is acknowledged , AUTHORITY and each PARTNER JURISDICTION hereby agree to the following: SECTION 1 PARTNER JURISDICTIONS AGREE: 1. On September 1st of each year to submit a form indicating how Program 28c funds were expended for the previous fiscal year and how much, if any , of the funds are remaining. 2. Commit to not use Program 28c funds for staff time, unless it is directly related to a project funded by Program 28c. 3. Each PARTNER JURISDICTION shall maintain true and complete records in connection with the PROJECT, and shall retain all such records for at least thirty-six (36) months after the delivery of the form to the AUTHORITY as provided in Section 1. 4. To allow the AUTHORITY to audit all expenditures relating to the PROJECT funded through this AGREEMENT. For the duration of each fiscal year of the PROJECT, and for four (4) years following each fiscal year of the PROJECT, or earlier discharge of the AGREEMENT, PARTNER JURISDICTION will make available to the AUTHORITY all records relating to expenses incurred in performance of this AGREEMENT. SECTION 2 AUTHORITY AGREES: 1. To disburse Program 28c funds to PARTNER JURISDICTIONS in March 2014 for revenues collected for Fiscal Year 2012-2013, and thereafter make annual allocations to PARTNER JURISDICTIONS starting in November for the previous fiscal year, from November 2014 until November 2034 using a 50/50 population and road miles split formula as provided in Exhibit A attached hereto and incorporated herein by reference. SECTION 3 IT IS MUTUALLY AGREED: 1. Term. The term of this AGREEMENT shall commence on ___________, 2014 and shall remain in effect until terminated as provided in Section 9. 2. Additional Acts and Documents. Each PARTY agrees to do all such things and take all such actions, and to make, execute and deliver such other documents and instruments, as shall be reasonably requested to carry out the provisions, intent and purpose of the AGREEMENT. 3. Amendment. This AGREEMENT may not be changed, modified or rescinded except in writing, signed by all partied hereto, and any attempt at oral modification of this AGREEMENT shall be void and of no effect. 4. Assignment. This AGREEMENT may not be assigned, transferred, hypothecated, or pledged by any PARTY without the express written consent of the other PARTIES. 5. Binding on Successors. This AGREEMENT shall be binding upon the successor(s), assignee(s) or transferee(s) of the PARTIES. This provision shall not be construed as an authorization to assign, transfer, hypothecate or pledge this AGREEMENT other than as provided above. 6. Indemnification. a. AUTHORITY hereby agrees to indemnify, defend, assume all liability for and hold harmless each PARTNER JURISDICTION, its officers, employees, agents, and representatives, to the maximum extent allowed by law, from all actions, claims, suits, penalties, obligations, liabilities, damages to property, costs and expenses (including, without limitation, any fines, penalties, judgments, actual litigation expenses and experts’ and actual attorneys’ fees), environmental claims or bodily and/or personal injuries or death to any persons (collectively, “CLAIMS”) arising out of or in any way connected to AUTHORITY its officers, agents, or employees in connection with or arising from any of its activities pursuant to this AGREEMENT. This indemnification shall survive the termination of the AGREEMENT and shall apply except as to the sole negligence or willful misconduct of a PARTNER JURISDICTION. b. Each PARTNER JURISDICTION hereby agrees to indemnify, defend, assume all liability for and hold harmless AUTHORITY and its member agencies, officers, employees, agents and representatives, to the maximum extent allowed by law, from all CLAIMS arising out of or in any way connected to the PARTNER JURISDICTION, its officers, agents or employees in connection with or arising from any of its activities pursuant to this AGREEMENT. This indemnification shall survive the termination of the AGREEMENT and shall apply, except as to the sole negligence or willful misconduct of AUTHORITY. 7. Compliance with Laws. AUTHORITY and each of the PARTNER JURISDICTIONS shall comply with all applicable federal and state laws and regulations regarding the work performed and the reimbursements requested . 8. Notices. All required or permitted payments, reports, demands and notices may be sent by regular mail or electronic mail. Notices that are mailed by regular mail shall be deemed delivered two (2) business days after deposited in the mail. Notices may be personally delivered and shall be deemed delivered at the time delivered to the appropri ate address set forth below. Notices delivered by electronic mail shall be deemed received upon the sender’s receipt of an acknowledgment from the intended recipient (such as by the “return receipt requested” function, as available, return electronic mail or other written acknowledgment of receipt); provided that, if such notice is not sent during normal business hours of the recipient, such notice shall be deemed to have been sent at the opening of business on the next business day of the recipient. Unless and until notified otherwise in writing, a PARTY shall send or deliver all such communications relating to this Agreement to the following address: Hisham Noeimi Contra Costa Transportation Authority 2999 Oak Road, Suite 100 Walnut Creek, CA 94597 hnoeimi@ccta.net John Cunningham Contra Costa County 30 Muir Road Martinez, CA 94553 john.cunningham@dcd.cccounty.us Tai J. Williams, AICP Town of Danville 510 La Gonda Way Danville CA 94526 twilliams@danville.ca.gov Tony Coe City of Lafayette 3675 Mt. Diablo Blvd., Suite 210 Lafayette, CA 94549 tcoe@ci.lafayette.ca.us Shawna Brekke-Read Town of Moraga 329 Rheem Blvd Moraga, CA 94556 sread@moraga.ca.us Lawrence Theis, P.E. City of Orinda 22 Orinda Way Orinda, CA 94563 ltheis@cityoforinda.org Lisa Bobadilla City of San Ramon 2401 Crow Canyon Road, San Ramon, CA 94583 lbobadilla@sanramon.ca.gov 9. Termination of Agreement. A PARTY may terminate this Agreement at any time by giving written notice of termination to each of the other PARTIES which shall specify the effective date thereof; provided that any notice of termination shall be given at least thirty (30) days before its effective date. 10. Entire Agreement. This Agreement is the entire agreement among AUTHORITY and the PARTNER JURISDICTIONS relating to the subject matter of this Agreement. All PARTIES acknowledge they have not relied upon any promise, representation or warranty not expressly set forth in this Agreement in executing this Agreement. If any provision of this Agreement is void or otherwise unenforceable, the remainder of the Agreement shall continue in full force and effect. Any changes to the terms and provisions of this Agreement or affecting the obligations of the PARTIES set forth in this Agreement shall be by written amendment signed by all PARTIES. 11. Severability. Should any part of this Agreement be declared unconstitutional, invalid, or beyond the authority of a PARTY to enter into or carry out, such decision shall not affect the validity of the remainder of this Agreement which shall continue in full force and effect; provided that the remainder of this Agreement can, absent the excised portion, be reasonably interpreted to give effect to the intentions of the PARTIES. 12. Waiver. No waiver by a PARTY of any default or breach of any covenant by the other PARTIES shall be implied from any omission to take action on account of such default if such default persists or is repeated and no express waiver shall affect any default other than the default specified in such waiver and then such waiver shall be operative only for the time and to the extent stated in such waiver. Waivers of any covenant, term or condition contained herein shall not be construed as a waiver of any subsequent breach of the same covenant, term or condition. No waiver of any provision under this Agreement shall be effective unless in writing and signed by the waiving PARTY. 13. Controlling Law and Venue. This Agreement and all matters relating to it shall be governed by the laws of the State of California and venue shall be in Contra Costa County. 14. Authority. All PARTIES executing this Agreement represent and warrant that they are authorized to do so. 15. Counterparts. This AGREEMENT may be executed in counterparts. 16. Limitations. All obligations of AUTHORITY under the terms of this AGREEMENT are expressly subject to the AUTHORITY’S continued authorization to collect and expend the sales tax proceeds provided by MEASURE C and MEASURE J. If for any reason the AUTHORITY’S right to collect or expend such sales tax proceeds is terminated or suspended in whole or part, the AUTHORITY shall promptly notify PARTNER JURISDICTIONS, and the PARTIES shall consult on a course of action. If, after twenty five (25) working days, a course of action is not agreed upon by the parties, this AGREEMENT shall be deemed terminated by mutual or joint consent; provided, that any obligation to fund from the date of the notice shall be expressly limited by and subject to (i) the lawful ability of the AUTHORITY to expend sales tax proceeds for the purposes of this AGREEMENT; and (ii) the availability, taking into consideration all the obligations of the AUTHORITY under all outstanding contracts, agreement to other obligations of the AUTHORITY, of funds for such purposes. [Signatures on the following pages] CONTRA COSTA TRANSPORTATION AUTHORITY __________________________________________ By: Janet Abelson, Chair Date ________________, 2014 APPROVED AS TO FORM: _________________________ By: Malathy Subramanian, General Counsel Date_________________, 2011 CONTRA COSTA COUNTY __________________________________________ By: Date ______________, 2014 APPROVED AS TO FORM: Sharon Anderson, County Counsel _________________________ By: Deputy County Counsel Date_______________, 2014 TOWN OF DANVILLE __________________________________________ By: (Name, Title) Date ________________, 2014 APPROVED AS TO FORM: _________________________ By: , City Attorney Date_________________, 2014 CITY OF LAFAYETTE __________________________________________ By: (Name, Title) Date ________________, 2014 APPROVED AS TO FORM: _________________________ By: , City Attorney Date_________________, 2014 TOWN OF MORAGA __________________________________________ By: (Name, Title) Date ________________, 2014 APPROVED AS TO FORM: _________________________ By: , Town Attorney Date_________________, 2014 CITY OF ORINDA __________________________________________ By: (Name, Title) Date ________________, 2014 APPROVED AS TO FORM: _________________________ By: , City Attorney Date_________________, 2014 CITY OF SAN RAMON __________________________________________ By: (Name, Title) Date ________________, 2014 APPROVED AS TO FORM: _________________________ By: , City Attorney Date_________________, 2014 Exhibit A Jurisdiction 50/50 Population & Road Miles Split (%) Program 28c Allocations through FY2034* Program 28c Allocations through June 30, 2013 County 20.78 $ 1,323,700 $ 138,783 Danville 21.16 $ 1,347,906 $ 141,321 Lafayette 13.74 $ 875,247 $ 91,765 Moraga 9.1 $ 579,676 $ 60,776 Orinda 12.28 $ 782,244 $ 82,014 San Ramon 22.94 $ 1,461,294 $ 153,208 SUM 100% $ 6,370,067 $ 667,867 * subject to change as Measure J revenue forecast is revised Authority Board Meeting AGENDA (Full packet with attachments available at www.ccta.net) This meeting is scheduled to be audiocast live on the CCTA website. Visit our Meetings & Agendas page to tune in. DATE: Wednesday, January 15, 2014 TIME: 6:00 pm PLACE: Contra Costa Transportation Authority 2999 Oak Road, Suite 110 Walnut Creek, CA 94597 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Agenda\Draft Jan 15 2014 Auth Agenda.docx COMMISSIONERS Janet Abelson, Chair  Kevin Romick, Vice Chair  Newell Arnerich  Tom Butt  David Durant  Federal Glover Dave Hudson  Mike Metcalf  Karen Mitchoff  Julie Pierce  Robert Taylor ALTERNATES Candace Andersen  John Gioia  Wade Harper  Dave Hudson  Ron Leone  Sherry McCoy  Mary Piepho Karen Stepper  Don Tatzin EX-OFFICIOS Amy Worth, MTC Joel Keller, BART Myrna de Vera, Public Transit Bus Operators Executive Director Randell H. Iwasaki A. CONVENE MEETING: Janet Abelson, Chair B. PLEDGE OF ALLEGIANCE C. PUBLIC COMMENT: Members of the public are invited to address the Authority regarding any item that is not listed on the agenda. Please complete one of the speaker cards in advance of the meeting and hand it to a member of the staff. 1.0 APPROVAL OF MINUTES: Authority Minutes of December 18, 2013. (Attachment-Action) 2.0 CONSENT CALENDAR: 2.A Administration & Projects Committee: (As the APC did not meet in January, the following items are being referred directly to the Authority.) 2.A.1. Monthly Project Status Report. Staff Contact: Ross Chittenden (Attachment - Information) 2.A.2 Accept Monthly Accounts Payable Invoice Report for November 2013. The accompanying report provides a listing of invoices paid in alphabetical order by vendor or payee name for the month of November 2013. Staff Contact: Randall Carlton (Attachment - Action) Authority Board Meeting AGENDA January 15, 2014 Page 2 of 5 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Agenda\Draft Jan 15 2014 Auth Agenda.docx 2.A.3 Acceptance of Annual Measure J Compliance Audits for the Year Ended June 30, 2013. Each year the Authority selects Measure J recipients for compliance audits to evaluate that the use of funds are in conformance with standards established by the Authority. For the Fiscal Year ended June 30, 2013, TY Lin International Inc., California State Department of Transportation (Caltrans) and County of Contra Costa were selected. The audits have been submitted and are recommended for acceptance by the Authority. In the Auditor’s opinion, the recipients complied in all material aspects with Authority standards. Staff Contact: Randall Carlton. (Attachment – Action) 2.A.4 Acceptance of Annual Single Audit for the Year Ended June 30, 2013. Federal regulations require an independent audit on funding awards greater than $500,000 (referred to as the “Single Audit” report). For the fiscal year ended June 30, 2013, the auditor noted that the Authority complied with the requirements as applicable to Federal awards. Staff Contact: Randall Carlton. (Attachment – Action) 2.A.5 Approved Contract No. 395 with Koff & Associates for Total Compensation Study. The Authority has received qualifications in response to RFQ 13-4 to review the Authority’s current compensation structure and conduct a total compensation market survey to compare Authority salaries and benefits as compared against other comparable public agencies. Koff & Associates submitted the most applicable set of qualifications and proposed scope of services in response to RFQ 13-4. Staff recommendation calls for the Authority to approve a contract with Koff & Associates to provide these services with a budget not to exceed $12,000. Staff Contact: Randall Carlton . (Attachment – Action) 2.A.6 City of Pleasant Hill – Contra Costa Blvd Improvements (Project 24026) – Request for Appropriation of Additional Measure J Funds for Construction and Construction Management. The City of Pleasant Hill requests appropriation of $750,000 from the Regional Transportation Needs Funding Category, and $92,000 from the Major Streets: Traffic Flow, Safety and Capacity Improvements Funding Category of in additional Measure J funds for Construction of the Contra Costa Blvd Improvements project. Staff seeks authorization for the Chair to execute Cooperative Agreement No. 28C.01 with the City of Pleasant Hill, and approval of Resolution 14-02-P in the amount of $750,000, and Resolution 13-03-P Rev. 1 in the amount of $92,000. Coop Agreement No. 28C.01, Resolution 14-02-P, Resolution 13-03-P Rev. 1. Staff Contact: Amin AbuAmara. (Attachment – Action) 2.A.7 State Route 4 (SR4) Bypass: Widen to Four Lanes – Laurel Road to Sand Creek and Sand Creek Road Interchange (Project 5002/5003) – Amend Resolution for Construction Contract No. 337 to Increase the Construction Allotment. Staff seeks approval of an amendment to increase the Construction Allotment from Authority Board Meeting AGENDA January 15, 2014 Page 3 of 5 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Agenda\Draft Jan 15 2014 Auth Agenda.docx $26,862,792 to $31,323,339. The increase is funded with $5 million in Measure J funds and will allow construction of the second Sand Creek Road Undercrossing under an approved Construction Contract Change Order . Resolution 12-12-P Rev. 1. Staff Contact: Amin AbuAmara. (Attachment – Action) 2.A.8 Senate Bill 751 – Update on New Legal Requirement. Senate Bill 751, which takes effect on January 1, 2014, requires all agencies to publicly report the vote of all Board members. Staff Contact: Randall Carlton. (Attachment – Information) 2.A.9 East Contra Costa Rail Extension (eBART) (Project 2001) – Request to Substitute State Transportation Improvement Program (STIP) Funds. The eBART project has currently $13 million in STIP funds that are not available until July 1, 2015. BART needs the STIP funds now in order to fully fund the eBART Maintenance Facility Completion, Trackwork, Systems and Station Finishes Contract (04SF- 130). BART is proposing to provide $13 million in local/state funds to eBART in return for programming the $13 million in STIP funds on another BART project. Staff recommends approval of the fund substitution . Staff Contact: Hisham Noeimi (Attachment – Action). 2.A.10 Legislation (No report this month.) 2.A.12 Hercules Intermodal Transit Center (Project 4001) - Authorization to Execute Agreement No. 383 with Ghirardelli Associates, Inc. for Construction Management Services. Staff seeks authorization for the Chair to execute Agreement No. 383 with Ghirardelli Associates, Inc. in the amount of $995,000 to provide construction management services for the Hercules Intermodal Transit Center Project (4001). Staff Contact: Ivan Ramirez. (Attachment – Action) 2.B Planning Committee: (As the PC did not meet in January, the following item is being referred directly to the Authority.) 2.B.1 Approval to Distribute the Final Measure J Calendar Year (CY) 2012 & 2013 Growth Management Program (GMP) Compliance Checklist for Allocation of Fiscal Year (FY) 2013-14 and 2014-15 Local Street Maintenance and Improvement Funds. Staff requests approval to distribute the Calendar Year 2012 and 2013 GMP Checklist to local jurisdictions. Staff Contact: Martin Engelmann (Attachment – Action) END OF CONSENT CALENDAR 3.0 MAJOR DISCUSSION ITEMS: As the Planning Committee did not meet in January, the following item is being referred directly to the Authority: Authority Board Meeting AGENDA January 15, 2014 Page 4 of 5 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Agenda\Draft Jan 15 2014 Auth Agenda.docx 3.B.2 Presentation Regarding the Contra Costa Mobility Management Plan. The Central Contra Costa Transit Authority (CCCTA) prepared and adopted a Contra Costa County Mobility Management Plan and will present it to the Authority for its consideration and adoption. The plan identifies a need and provides a blueprint for Contra Costa to establish a Mobility Management function. Staff Contact: Peter Engel (Attachment – Action) 4.0 REGULAR AGENDA ITEMS: 4.A Administration & Projects Committee: (As the APC did not meet in January, the following item is being referred directly to the Authority.) 4.A.11 Subregional Transportation Needs Program (Program 28c) Allocation Request. Staff seeks authorization for the Chair to execute Cooperative Agreement No. 28SW.01 with the Southwest Area Transportation Committee (SWAT) jurisdictions and for the Executive Director to make non-substantive changes, if needed. At its October 7, 2013 meeting, SWAT recommended allocation of its share of the Subregional Transportation Needs Program (Program 28c) between its six jurisdictions based on “50/50” population and road miles split formula. Measure J Expenditure Plan allocates 0.235% of Measure J annual sales revenues to Program 28c. Staff Contact: Hisham Noeimi (Attachment – Action) 4.B Planning Committee: None 5.0 CORRESPONDENCE AND COMMUNICATIONS: None 6.0 ASSOCIATED COMMITTEE REPORTS: 6.1 Central County (TRANSPAC): Report of January 9, 2014 (Meeting handout if available) 6.2 East County (TRANSPLAN): Report of January 9, 2014 (Meeting handout if available) 6.3 Southwest County (SWAT): (Note: SWAT Meeting of January 6, 2014 canceled) 6.4 West County (WCCTAC): (Note: next meeting scheduled for January 31, 2014) 7.0 COMMISSIONER AND STAFF COMMENTS: 7.1 Chair's Comments and Reports 7.2 Commissioners' Comments and Reports on Activities and Meetings 7.3 Executive Staff Comments (Attachment – Information) Authority Board Meeting AGENDA January 15, 2014 Page 5 of 5 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Agenda\Draft Jan 15 2014 Auth Agenda.docx 8.0 CALENDAR 8.1 February/March/April 2014 (Attachment – Information) 8.2 Calendar of Upcoming Events (Attachment – Information) 9.0 CLOSED SESSION: Conference with Labor Negotiators (Gov. Code 54957.6) Agency Designated Representative: Janet Abelson, Chair. Unrepresented Employee: Executive Director 10.0 RECONVENE IN OPEN SESSION – Report on Action Taken in Closed Session 11.0 ADJOURNMENT to Wednesday, February 19, 2014 at 6:00 p.m. * Footnote: In accordance with Government Code Section 84308, no Commissioner shall accept, solicit, or direct a contribution of more than two hundred fifty dollars ($250) from any party, or his or her agent, or f rom any participant, or his or her agent, while a proceeding involving a license, permit, or other entitlement for use is pending before the agency and for three months following the date a final decision is rendered in the proceeding if the officer knows or has reason to know that the participant has a financial interest, as that term is used in Article 1 (commencing with Section 87100) of Chapter 7. Any Commissioner who received a contribution within the preceding 12 months in an amount of more than two hundred fifty dollars ($250) from a party or from any participant shall disclose that fact on the record of the proceeding and the Commissioner shall not make, participate in making, or in any way attempt to use his or her official position to influence th e decision. A party to a proceeding before the Authority shall disclose on the record of the proceeding any contribution in an amount of more than two hundred fifty dollars ($250) made within the preceding 12 months by the party, or his or her agent, to any Commissioner. No party, or his or her agent, shall make a contribution of more than two hundred fifty dollars ($250) to any Commissioner during the proceeding and for three months following the date a final decision is rendered by the agency in the proceeding. The foregoing statements are limited in their entirety by the provisions of Section 84308 and parties are urged to consult with their own legal counsel regarding the requirements of the law. ANY WRITINGS OR DOCUMENTS pertaining to an open session item provided to a majority of the Authority less than 72 hours prior to the meeting shall be made available for public inspection at 2999 Oak Road, Suite 100, Walnut Creek, California, during normal business hours. PUBLIC COMMENT: The public may comment on any matter on the agenda, or related matters not on the agenda, by completing a speaker card (available in meeting room), which should be provided to a CCTA staff member. Public comment may be limited to three minutes (or other such time period as dete rmined by the Chair), in accordance with CCTA’s Administrative Code, Section 103.4(b). TRANSLATION SERVICES: If you require a translator to facilitate testimony to the Authority, please contact Danice Rosenbohm at (925) 256-4722 no later than 48 hours in advance of the scheduled meeting. Si usted requiere a un traductor para facilitar testimonio a la Authority, por favor llame Danice Rosenbohm al (925) 256-4722, 48 horas antes de la asamblea. ADA Compliance: This Agenda shall be made available upon request in alternative formats to persons with a disability, as required by the Americans with Disabilities Act of 1990 (42 U.S.C. Sec. 12132) and the Ralph M. Brown Act (Cal. Govt. Code Sec. 54954.2). Persons requesting a disability -related modification or accommodation should contact Danice Rosenbohm (925-256-4722) during regular business hours, at least 24 hours prior to the time of the meeting. TThhiiss PPaaggee IInntteennttiioonnaallllyy BBllaannkk Authority Board Meeting MINUTES MEETING DATE: December 18, 2013 MEMBERS PRESENT: Janet Abelson, Newell Arnerich, Tom Butt, David Durant, Dave Hudson, Mike Metcalf, Karen Mitchoff, Julie Pierce, Kevin Romick, Robert Taylor Ex-Officio Representatives: Myrna de Vera, Amy Worth STAFF PRESENT: Randell Iwasaki, Amin AbuAmara, Brad Beck, Randall Carlton, Ross Chittenden, Martin Engelmann, Jack Hall, Brian Kelleher, Matt Kelly, Susan Miller, Hisham Noeimi, Ivan Ramirez, Linsey Willis, Mala Subramanian (Authority Counsel), Danice Rosenbohm (Executive Secretary) MINUTES PREPARED BY: Danice Rosenbohm A. CONVENE MEETING: Chair Abelson convened the meeting at 6:06 p.m. B. PLEDGE OF ALLEGIANCE PUBLIC COMMENT: Ralph Hoffmann, Walnut Creek resident, member of Contra Costa County’s Advisory Council on Aging (CCC-ACOA) and Senior Mobility Action Council (SMAC), and Central Contra Costa Transit Authority’s Citizens Advisory Committee, stated that the buses do not run frequently enough and that additional funding for public transportation was needed. He said that County Connection would be offering free transit between the hours of 10:00 a.m. and 2:00 p.m. through its Link door-to-door service for seniors and disabled riders on a six-month trial basis. 1.0 APPROVAL OF MINUTES: Authority Meeting Minutes of November 20, 2013. ACTION: Commissioner Romick moved to approve the Authority Meeting Minutes of November 20, 2013, seconded by Commissioner Pierce. The motion passed unanimously, 8-0. (Commissioners Arnerich and Hudson had not yet arrived.) 2.0 CONSENT CALENDAR: Consent Items recommended by the following committees: Authority Board Meeting MINUTES December 18, 2013 Page 2 of 19 ACTION: Commissioner Mitchoff moved to approve the Consent Calendar, seconded by Commissioner Pierce. The motion passed unanimously, 8-0. (Commissioners Arnerich and Hudson had not yet arrived.) 2.A Administration & Projects Committee: 2.A.1 Monthly Project Status Report. Staff Contact: Ross Chittenden 2.A.2 Accept Monthly Accounts Payable Invoice Report for October 2013. The accompanying report provides a listing of invoices paid in alphabetical order by vendor or payee name for the month of October 2013. Staff Contact: Randall Carlton 2.A.3 Listing of Contract Change Orders (CCOs) Greater than $25k for Construction Contracts Less than $15M, and Greater than $50k for Construction Contracts Larger than $15M. CCOs are used during a project’s construction phase to adjust the construction price to reflect agreed-upon changes in the plans, schedule, or in the working conditions that the contract was originally based upon. Authority policy requires that this list be submitted to the APC for information. Staff Contact: Ivan Ramirez 2.A.4 Authorize Amendments to Various Agreements. Staff has identified four (4) Agreements which have expired or are due to expire within the upcoming months. These Agreements are with Cardno Entrix, Mark Thomas & Company, Inc. and URS. Staff seeks authorization to extend the terms of these Agreements. No other changes are proposed, and there are no financial implications to the amendments. Staff Contact: Susan Miller 2.A.5 State Route 4 – Balfour Road Interchange – Phase 1 (Project 5005). 2.A.5.1 Authorization to Execute Amendment No. 1 to Agreement No. 354 with Quincy Engineering, Inc. for Design Services. Staff is seeking authorization for the Chair to execute Amendment No. 1 to Agreement No. 354 with Quincy Engineering in the amount not-to-exceed $372,000 for additional design services. Staff Contact: Jack Hall 2.A.5.2 Authorization to Execute Amendment No. 2 to Agreement No. 369 with Kinder Morgan for the Purchase of Long Lead Time Items. Staff seeks approval for the Chair to execute Amendment No. 2 to Agreement No. 369 with Kinder Morgan to increase the scope and fee by $2,865,000, for a total agreement value of $3,530,000. The additional Authority Board Meeting MINUTES December 18, 2013 Page 3 of 19 fee is for the purchase of long lead time items needed for the booster pump facility relocation. Staff Contact: Jack Hall 2.A.6 State Route 4/State Route 160 Connector Ramps (Project 5001) - Authorization to Execute Agreement No. 387 with Rajappan & Meyer Consulting Engineers, Inc. for Design Services During Construction. Staff seeks authorization for the Chair to execute Agreement No. 387 with Rajappan & Meyer Consulting Engineers, Inc. in the amount of $500,000 for design services during construction. Staff Contact: Ivan Ramirez 2.A.7 City of Richmond – Richmond Parkway Lighting (Project 9002) - Request for Appropriation of Measure J Funds for Construction and Construction Management. The City of Richmond is requesting an appropriation of $1,500,000 in Measure J funds for construction and construction management. Staff seeks authorization for the Chair to execute Resolution 13-59-P to fund this appropriation. Resolution 13-59-P. Staff Contact: Jack Hall 2.A.8 I-680 Auxiliary Lanes Project - Segment 2 (Project 1106S2) - Authorization to Execute Amendment No. 3 to Cooperative Agreement No. 90.11.18 (District Agreement No. 04-2439) with Caltrans for the Construction of an Extension to Soundwall No. 3. Staff is seeking authorization for the Chair to execute Amendment No. 3 to the Construction Cooperative Agreement No. 90.11.18 (District Agreement No. 04-2439) with Caltrans to extend Soundwall No. 3 through a construction change order to the Caltrans administered construction contract. Staff Contact: Susan Miller 2.A.9 Interstate 80/San Pablo Dam Road Interchange Improvements (Project 7002). 2.A.9.1 Utility Agreement No. 384 with Pacific Gas & Electric (PG&E). Staff requests authorization for the Chair to enter into Utility Agreement No. 384 with PG&E, in the estimated amount of $290,002, to relocate its gas facilities and accommodate the I-80/San Pablo Dam Road interchange improvement project. Staff Contact: Hisham Noeimi 2.A.9.2 Utility Agreement No. 385 with East Bay Municipal Utility District (EBMUD). Staff requests authorization for the Chair to enter into Utility Agreement No. 385 with EBMUD, in the estimated amount of $2,118,200, to relocate its facilities and accommodate the I-80/San Pablo Dam Road interchange improvement project, and authorization for the Executive Director to make non-substantive changes to the agreement if needed. Staff Contact: Hisham Noeimi Authority Board Meeting MINUTES December 18, 2013 Page 4 of 19 2.A.9.3 Utility Agreement No. 386 with West County Wastewater District (WCWD). Staff requests authorization for the Chair to enter into Utility Agreement No. 386 with WCWD, in the estimated amount of $355,805, to relocate its facilities and accommodate the I-80/San Pablo Dam Road interchange improvement project. Staff Contact: Hisham Noeimi 2.A.10 State Route 4 Highway Operational Improvements (Project 6006) – Authorization to Begin Negotiations and Issue a Notice to Proceed to Mark Thomas & Company, Inc. for Project Initiation Document (PID) Services. Staff seeks authorization to enter into negotiations with Mark Thomas and Company on scope and fee for Project Initiation Documentation services for the SR4 Operational Improvements Project (6006) and following a satisfactory conclusion of those negotiations, to issue a Notice to Proceed in an amount not-to-exceed $100,000. Staff Contact: Susan Miller 2.A.11 Adoption of the 2013 Measure J Strategic Plan. Staff recommends approval of Resolution 13-51-P adopting the 2013 Measure J Strategic Plan. A draft of the Plan was presented at the November Authority meeting. The Plan reflects revised financial assumptions, anticipated project schedules, and input from the Regional Transportation Planning Committees on priorities. Resolution 13-51- P. Staff Contact: Hisham Noeimi 2.A.12 Caldecott Tunnel Fourth Bore (Project 1001) – Authorization to Execute Cooperative Agreement No. 90.16.07 with Caltrans and Alameda County Transportation Commission (ACTC) for Landscaping. Staff recommends approval of Cooperative Agreement No. 90.16.07, authorizing the Executive Director to make non-substantive changes, and authorizing the Chair to sign the agreement. Staff Contact: Hisham Noeimi 2.A.13 State Route 4 Widening – Loveridge Road to Somersville Road (Project 1406/3003) – Authorization to Execute Amendment No. 5 to Agreement No. 234 with URS Corporation Americas (URS) for Design Services During Construction. Staff is seeking authorization for the Chair to execute Amendment No. 5 to Agreement No. 234 with URS in the amount of $70,000 to provide additional support services including the preparation of electronic construction As-Built Plans and Right-of-Way Engineering services to support Caltrans with the decertification of excess project parcels. Staff Contact: Susan Miller 2.A.17 State Route 4/State Route 160 Connector Ramps (Project 5001) – Award of Construction Contract No. 377. The Authority Advertised, and will also Award, and Administer (AAA) the construction contract for Project 5001. Bid op ening for Authority Board Meeting MINUTES December 18, 2013 Page 5 of 19 the project was held on November 13, 2013. Under law, the project must be awarded to the lowest responsible and responsive bidder. Staff actions include reviewing and evaluating all bids received and subsequently issuing a preliminary Recommendation of Award. Staff requests that the Authority adopt Resolution 13-57-P, which authorizes the Executive Director to award the construction contract to the lowest responsible and responsive bidder and authorizes the Chair to execute Contract No. 377. Resolution 13-57-P. Staff Contact: Ivan Ramirez 2.B Planning Committee: 2.B.1 Approval to Issue Annual Urban Limit Line (ULL) Policy Advisory Letter. Staff has prepared a draft ULL policy advisory letter for Authority review and approval. Adopted Authority policy requires that all local jurisdictions be advised annually in writing of the requirements for compliance with the Measure J ULL. Staff Contact: Martin Engelmann 2.B.3 PDA Investment and Growth Strategy Update. As part of the OneBayArea Grant (OBAG) program, MTC requires congestion management agencies (CMAs) like the Authority to prepare a Priority Development Area (PDA) Investment and Growth Strategy. The PDA Strategy is required to set OBAG funding priorities to support, encourage, and accelerate PDA development. The Authority adopted its Initial PDA Strategy in April 2013. The first annual update is due to MTC by May 1, 2014. The focus of the 2014 PDA Strategy Update will be on assessing housing policies, infrastructure needs and funding needs as well as on potential changes that would make regional policies more consistent with market and community conditions in Contra Costa’s PDAs. Staff seeks Authority concurrence of the outline, approach, and schedule for the Update. Staff Contact: Brad Beck 2.B.4 PDA Planning Grant Approach and Schedule. During FY 2012-13 through 2015- 16, the Authority will receive $2.745 million in federal funds thr ough MTC to support local PDA planning efforts. To provide this support, the Authority will conduct a consultant selection process to develop a list of consultant teams with the skills needed to work on the different planning studies requested by local agencies. In parallel, staff will release a call for proposed PDA planning studies to local jurisdiction that have PDAs, and will select projects to be funded through the program using the criteria identified in the Initial PDA Strategy. Authority staff and local staff will then work out the details of the planning study, including the consultant team assignments. Staff seeks Authority approval of the proposed approach and schedule for the PDA planning grant program. Staff Contact: Brad Beck Authority Board Meeting MINUTES December 18, 2013 Page 6 of 19 2.1 NEW ITEM: Approval of Amendment No. 1 to Extend the Schedule for Agreement No. 368 with Atkins North America, Inc. for Continued Support 2013 Congestion Management Program (CMP) and Multimodal Transportation Service Objective (MTSO) Monitoring Effort. Staff seeks approval of this amendment which extends the schedule for Authority Agreement No. 368 with Atkins North America Inc., including analysis and reporting of the Action Plan MTSOs and CMP Level-of-Service (LOS) standards, and authorization for the Chair to execute the agreement. Staff Contact: Matt Kelly End of Consent Calendar 3.0 MAJOR DISCUSSION ITEMS: Chair Abelson stated that there was a request by staff to take Agenda Item 3.B.2 out of order . There were no objections. 3.B.2 PUBLIC HEARING: Adoption of Proposed 2013 Congestion Management Plan (CMP) Update. As the Congestion Management Agency (CMA) for Contra Costa, the Authority must prepare a Congestion Management Program (CMP) and update it every other year. State law requires that the Authority adopt the CMP update at a noticed public hearing and submit it to MTC. For the 2013 CMP update, this action by the Authority will be taken through the adoption of Resolution 13-60-G. Resolution 13-60-G. Staff Contact: Matt Kelly ACTION: Commissioner Mitchoff moved to adopt the Final 2013 CMP Update, approve Resolution 13-60-G, and authorize staff to make non-substantive edits as needed prior to transmittal to MTC, seconded by Commissioner Romick. The motion passed 7-1, with the dissenting vote by Commissioner Butt. (Commissioners Arnerich and Hudson had not yet arrived.) DISCUSSION: Matt Kelly, Associate Transportation Planner, stated that the Congestion Management Program (CMP) Update was a requirement established in 1991 by the California state legislature for Congestion Management Agencies (CMAs). As the CMA for Contra Costa, the Authority must update the CMP at least every other year. Mr. Kelly noted that the 2013 CMP Update would be the 11th for Contra Costa. Mr. Kelly stated that the legislature used CCTA’s Growth Management Program (GMP) as the model for the CMP legislation. He said that for several CMP requirements, Contra Costa defers to its GMP to satisfy the goals of the CMP. Authority Board Meeting MINUTES December 18, 2013 Page 7 of 19 Mr. Kelly said that in addition to technical updates to the required elements, a major focus for the 2013 update was an update to the Capital Improvement Program (CIP), which he said was a listing of projects and programs that would be seeking regional, state or federal funding over the next seven-years. Mr. Kelly explained that staff focused on ensuring that local project sponsors updated all existing project information and added any new projects that had emerged since 2011, which was done through two open Calls for Projects. Mr. Kelly stated that the CIP was unconstrained in its funding, and grew from a total value of $10.5 billion in 2011 to over $11.1 billion in 2013. Mr. Kelly noted that another primary focus was to demonstrate the consistency between the current Regional Transportation Plan (RTP), known as Plan Bay Area, and the Contra Costa CMP. Mr. Kelly stated that the draft CMP was circulated for comments in July, which resulted primarily in updates to the CIP project listing, and significant updates to the Transportation Demand Element chapter as a result of comments by TRANSPAC staff. Mr. Kelly said that in November staff submitted the draft CMP to MTC, and that it met all consistency requirements. He noted that MTC’s Planning Committee recently approved all seven Bay Area CMPs, and that adoption by the full commission was scheduled for January Mr. Kelly stated that staff was requesting adoption of the Final 2013 CMP, approval of Resolution 13-60-G, and authorization to transmit the Final CMP to MTC. Chair Abelson opened the Public Hearing. There were no public comments, and the Public Hearing was closed. Commissioner Butt stated that he was somewhat torn on the issue, and noted that the 7-year CIP included a total of approximately 53% for new roads in the Arterial/Roadway, Expressway, Freeway, and Interchange project types. He said that traffic in the Bay Area had reached levels not seen in over ten years and would only get worse, and that you cannot build your way out of congestion. Commissioner Butt said that he was concerned about the amount of greenhouse gases being emitted into the environment, and that the gravity of the situation was not being taken seriously enough. Commissioner Butt said that he would be voting no on the item. Commissioner Pierce said that she believed paving roadways was important for express buses and continuous HOV lanes. She said that the only way to improve Authority Board Meeting MINUTES December 18, 2013 Page 8 of 19 capacity was to put more people in vehicles and make the trips more expedient, to incentivize people to carpool and use transit. Commissioner Durant said that he agreed that the Authority should continue investing more in multi-modal transportation, however the Authority’s investment of approximately $4.3 billion in bike, pedestrian, rail, rapid transit and intermodal infrastructure investments reflected a serious commitment. Matt Kelly clarified that the arterial roadway category encompassed many projects from the jurisdictions, and that it was difficult to identify appropriate categories for projects which involved entire streets. Chair Abelson commented that as leaders of the community, members of the Authority should commit to using transit whenever possible to demonstrate that it can work. She noted that if the roads were not good she would not have been able to use transit to attend the meeting. Chair Abelson said that she was supportive of the work that had been done on the 2013 CMP Update and planned to vote yes on the item. Representative Worth arrived at 6:23 p.m. 3.A.14 Legislation. Will Kempton, Executive Director of Transportation California, will make a presentation on a proposed constitutional amendment that would provide a new source of transportation funding to address the State’s critical roadway and transit preservation fiscal crisis. Working in collaboration with the California Alliance for Jobs, a final determination will likely be made in January about pursuing such a measure in 2014. ACTION: None taken – information only DISCUSSION: Will Kempton, Executive Director of Transportation California, discussed initiatives proposed at the State level to increase funding for transportation. He began by highlighting the success of Contra Costa as the first self-help county to incorporate a growth management strategy as part of its sales tax measure, sponsoring the largest fee-supported investment in transportation across the State of California. Mr. Kempton also noted that he had the honor of serving as the contracted Executive Director of the East Contra Costa Regional Fee and Financing Authority (ECCRFFA) for a number of years. He congratulated the Authority on the effective and rapid completion of the Caldecott Fourth Bore project. Authority Board Meeting MINUTES December 18, 2013 Page 9 of 19 As former Director of Caltrans, Mr. Kempton commended Randy Iwasaki for his fine work as his Chief Deputy of Caltrans and later as the Director of Caltrans, and particularly his help and assistance with the Bay Bridge project. Mr. Kempton noted that Randy Iwasaki had been both his predecessor and successor at Caltrans. Mr. Kempton provided background on Transportation California. He explained that the transportation gas tax had been heavily relied upon as the backbone for transportation funding for many years, but with a more fuel efficient fleet, an increasing number of electric vehicles, and a decline in purchasing power, the gas tax was losing its effectiveness. Mr. Kempton said that something needed to be done to restore funding for transportation. Mr. Kempton noted that there had been a significant amount of transportation infrastructure investment over the past 7-8 years, which was funded by Proposition 1B bonds approved by the voters in November 2006. He said that while the funds had been effectively managed by the California Transportation Commission (CTC) and projects efficiently delivered by Caltrans and local agencies, bond funds would soon be running out. Mr. Kempton stated that a comprehensive needs assessment conducted by the CTC revealed that over the next 10 years there would be a shortfall of $295 billion. Mr. Kempton stated that Transportation California had developed a package of improvements for consideration by the Legislature and potentially the voters to deal with the problems that California is facing. He explained that the package would provide for the investment of cap and trade dollars that are made available for investment in efforts to reduce greenhouse gas emissions in transportation improvements. Mr. Kempton said that Transportation California also supported lowering the voter approval threshold to 55 percent, which could raise approximately $300 million per year among (up to) six more self-help counties, and would allow counties like Contra Costa to continue to extend their sales tax programs for transportation purposes. Mr. Kempton stated that because of the surplus projected at the State level, there could be an opportunity for re-capturing (for a period of time) truck weight fees, or approximately $938 million per year, currently going toward debt service on transportation-related bonds. He explained that while the bonds were issued as general obligation bonds, debt service on those bonds was being paid with transportation dollars. Authority Board Meeting MINUTES December 18, 2013 Page 10 of 19 Mr. Kempton stated that if the public was going to be asked to pay more for transportation, the system needed to be made more efficient, accountable, and transparent. Mr. Kempton stated that on November 18th, Transportation California in conjunction with the California Alliance for Jobs, filed an initiative with the Attorney General to increase the Vehicle License Fee (VLF) by 1 percent , which would be done incrementally over a period of 4 years and would generate approximately $3 billion in revenue that could be dedicated to transportation. He stated that voter research indicated that the public views maintenance of existing infrastructure as the biggest problem, and that the initiative would therefore be dedicated to “fix it first.” Mr. Kempton outlined the proposed allocation of funding, which includes 25 percent to cities and 25 percent to counties for the repair of local streets and roads, 40 percent to the State Highway Operations and Protection Program for system improvements, and 10 percent for transit. He explained that transit did not score as highly statewide as it might locally, and that they tried to achieve a balance that would appeal to voters if the decision is made in January or February to move forward with a ballot measure for a decision by voters in November 2014. Mr. Kempton said that whether or not the initiative moves forward, Transportation California had increased awareness of the transportation problem in California and would continue its work to raise more revenues and support transportation, vital to the State’s economy and quality of life. Chair Abelson asked how the combined total of 50 percent for cities and counties could be used. Mr. Kempton responded that it was restricted to the rehabilitation of the local streets and roads system, and could include sidewalks. Commissioner Metcalf asked for clarification of timeframe for the potential ballot measure. Mr. Kempton responded that the objective was for the initiative to the voters in November 2014, and that a decision would be made mid to late January following a poll test of the ballot language in early January. Commissioner Metcalf also asked if any of the revenue would be directed toward high speed rail. Mr. Kempton responded that the revenue could be used only for the repair and rehabilitation of existing transportation infrastructure. Representative Worth thanked Mr. Kempton for his leadership on the issue. She noted that earlier in the day MTC had adopted the framework for the cap and trade revenue that will flow into the Bay Area, and committed to using the funds for transit capital maintenance and operations of the system. Authority Board Meeting MINUTES December 18, 2013 Page 11 of 19 Commissioner Taylor asked about other ballot measures slated for November 2014. Mr. Kempton responded that there were a number of other competing measures including transportation sales tax measures being contemplated by local agencies, but that he was encouraged by the increased awareness (indicated by the polling that had been done) of the transportation system problem. Randy Iwasaki asked if there was any regulation reform tied to the proposed initiative. Mr. Kempton responded that there were no specific reform measures contingent upon the passage of the initiative, but that improvements to transportation system investments were essential elements of the larger package. On behalf of the Authority, Chair Abelson thanked Mr. Kempton for the informative presentation. Mr. Kempton said that CCTA staff would be kept apprised of the progress and that a report back to the Authority would be provided in early 2014. Commissioner Hudson arrived at 6:29 p.m. 4.0 REGULAR AGENDA ITEMS: 4.A Administration & Projects Committee: 4.A.15 Comprehensive Annual Financial Report (CAFR) and Management Letter for the Fiscal Year Ended June 30, 2013. The purpose of the CAFR is to provide an independent assessment and audit of the Authority’s financial statements to accurately portray financial activities that occurred during the fiscal year. The auditors, Macias Gini & O’Connel (MGO) will provide a brief overview of the statements. Staff Contact: Randall Carlton. ACTION: Commissioner Taylor moved to accept the Fiscal Audit and Management Letter for the fiscal year ended June 30, 2013, seconded by Commissioner Pierce. The motion passed unanimously, 9-0. (Commissioner Arnerich had not yet arrived.) DISCUSSION: Randy Carlton, Chief Financial Officer, stated that the Fiscal Audit and Management Letter for the fiscal year ended June 30, 2013 was discussed in detail with the Administration and Projects Committee (APC), and that there were no additional comments or direction provided by the committee. Mr. Carlton said that the audit was a clean report and resulted in no adverse findings or instances of noncompliance, material weaknesses or comments. He noted Authority Board Meeting MINUTES December 18, 2013 Page 12 of 19 that there were no new management letter findings and that all prior year findings had been addressed. Mr. Carlton noted that the Authority was in the 3rd year of a positive trend in sales tax revenues, at pre-recession levels, not taking into account inflation. He stated that the Authority was successful in leveraging its Measure J dollars to increase grant funding, which represented 42 percent of all revenues as compared to 24 percent in the prior year. Mr. Carlton noted that the 2012 bond sale raised needed capital and enabled the Authority to accelerate project delivery, with $197 million being spent on transportation projects – an increase from $65 million in the prior year – with management expenses increasing only $300 thousand over the prior year. He also noted that the Authority remained well within its 1 percent administrative limitation, and that it did not exceed any major budgetary expenditure categories in the general fund. Mr. Carlton stated that the Authority’s financial health remained strong, with revenues increasing, cost of borrowing low, and a strong AA+ credit rating. Lastly, Mr. Carlton said that bound color copies of the report, which was included in the APC packet, were available by request. Chair Abelson thanked staff for the good work. 4.A.16 Authorization to Execute Agreement No. 390 with the Contra Costa Water District (CCWD) for Los Vaqueros Pipeline Work. Staff seeks authorization for the Chair to execute Agreement No. 390 that requires CCWD to pay the Authority for Los Vaqueros Pipeline Longitudinal Utility Encroachment Exception work, estimated at $1,817,000. Staff Contact: Jack Hall ACTION: Commissioner Taylor moved to authorize the Chair to execute Agreement No. 390 with Contra Costa Water District, seconded by Commissioner Durant. The motion passed unanimously, 10-0. DISCUSSION: Jack Hall, Associate Engineer, said that Agreement No. 390 with the Contra Costa Water District (CCWD) related to the relocation of the Los Vaqueros Pipeline (LVP) appurtenances as part of the Authority’s upcoming Balfour Interchange project. He explained that in 1994 an agreement was made between the State Route 4 Bypass Authority and CCWD requiring construction of the 90 inch Los Vaqueros Pipeline – the only extended emergency water supply for over 500,000 Contra Costa residents – outside the Bypass right-of-way. The CCWD tried to install the pipeline outside of the Bypass right-of-way, however the Superior Court it would not allow condemnation of property for installation of the pipeline because the Bypass (at that point) was speculative. Authority Board Meeting MINUTES December 18, 2013 Page 13 of 19 The agreement was amended in 1995 with the provision that the CCWD would be responsible for relocation of the LVP if construction on the Balfour Interchange was started within 20 years (by June 2015). In early 2012, the Bypass Authority obtained funding to start design on the SR4/Balfour Road Interchange project, and selected an engineering firm to develop plans to relocate the LVP, prior to construction of the SR4/Balfour Interchange, at a cost estimated at $20 million. Mr. Hall said that while Caltrans had insisted for over 20 years that the LVP be relocated outside of State right-of-way, the Authority submitted a Longitudinal Utility Encroachment Exception (LUEE) request to leave the pipeline in place that had been tentatively approved by Caltrans and would save Contra Costa taxpayers approximately $18.4 million. He thanked Ross Chittenden for leading the effort with Caltrans and the CCWD to address the issue. Mr. Hall noted that the final agreement, which reflected a revised final cost estimate for the Contra Costa Water District Los Vaqueros pipeline work of $1,580,000, had been included in the meeting handout packet . Commissioner Durant asked for clarification on the revised agreement. Mr. Hall responded that in addition to the revised cost for relocation of the LVP appurtenances, the revised agreement included language beneficial to the Authority, making CCWD responsible for costs that exceed the revised estimate, and a provision for the Authority to be reimbursed for costs to date if the LUEE falls through. Commissioner Arnerich arrived at 6:59 p.m. 4.A.18 2014 State Transportation Improvement Program (STIP) Fund Exchange Proposal: Staff seeks authorization to pursue a fund exchange proposal with MTC to advance 2014 STIP funds for I-680/SR4 (Phase 3) - $8.3 million and I- 80/San Pablo Dam Rd (Phase 2) - $9.2 million from FY 2017-18 to FY 2015-16. The final agreement will be presented next month. Staff Contact: Ross Chittenden ACTION: Commissioner Pierce moved to authorize staff to pursue the fund exchange proposal, seconded by Commissioner Arnerich. The motion passed unanimously, 10-0. DISCUSSION: Ross Chittenden, Deputy Executive Director for Projects, stated that staff was proposing a $27 million fund exchange with MTC in Measure J funds for a Authority Board Meeting MINUTES December 18, 2013 Page 14 of 19 like amount of federal funds He stated that the arrangement was mutually beneficial, as MTC would get non-federal funds to use for programs ineligible for federal funding, and the Authority would get a combination of its own STIP funds and $27 million in new STIP funds two years earlier than usual. Mr. Chittenden said that the fund exchange would enable the Authority to complete the first phase of the 680/4 interchange two years early. He said that an exchange of such magnitude was unprecedented for the Authority, and that preliminary discussions indicated that the MTC funding would come at no risk, additional cost or interest, providing the exchange is repaid over three years. Mr. Chittenden said that following Authority concurrence and approval, staff would negotiate an agreement and return to the Authority for final approval in March or April. Commissioner Pierce said that the fund exchange was very exciting and would enhance safety through the interchange in Central County sooner than later. 4.1 NEW ITEM: Funding Proposal for I-680 Southbound Carpool Lane Completion Project (Project 8001). Staff will present a funding plan for the I-680 Southbound Carpool Lane Completion Project. The funding plan protects nearly $20 million in Regional Measure 2 committed to projects in the county, leverages $19 to $24 million in regional funds and allows the project to be under construction in 2016. Staff seeks authorization to a) amend the 2014 STIP to add $10 million to the Project, b) amend the 2013 Strategic Plan to increase Measure J funding commitment to the Project by $4.9 million, subject to TRANSPAC concurrence, and c) develop a proposal to commit $5 million from various sources (2014 STIP, Measure J I-680 Corridor Reserve, other) that will be matched by MTC in the event the California Transportation Commission does not approve over programming the 2014 STIP. Staff Contact: Ross Chittenden ACTION: Commissioner Durant moved to authorize staff to pursue the funding plan as outlined in the staff report, seconded by Commissioner Hudson. The motion passed unanimously, 10-0. DISCUSSION: As a motion to approve the item was made immediately, no staff report was provided. Commissioner Metcalf asked how a 20 percent reduction could be achieved through Value Engineering. Mr. Chittenden explained that the primary change from the initial design related to a four-foot buffer between the general purpose Authority Board Meeting MINUTES December 18, 2013 Page 15 of 19 lane and the express lanes which had been reduced to a maximum of two feet, which would allow the elimination of a large retaining wall near Rudgear Road. He said that ramp reconfigurations and widening could result in additional cost savings. Mr. Chittenden stated that environmental approval was expected in Spring 2014, after which the redesign would be addressed. He said that staff would report on progress at a later date. Commissioner Metcalf asked about the source of funding in the case of a shortfall. Mr. Chittenden responded that while there was Measure J funding available in the I-680 Carpool Lanes/Transit Corridor Improvements category, MTC staff was highly motivated to partner with the Authority to achieve successful completion of the I-680 segment of the Express Lane Network. Commissioner Arnerich said that he thought the funding plan was a good solution and that he would be supporting it. 4.2 NEW ITEM: Pay for Performance Program. The Authority has a policy of providing rewards to recognize exceptional employee performance. The Executive Director is requesting approval to grant awards of up to $1,000 per employee for those employees that have met the criteria. To be eligible, an employee must have received an “excellent” rating on their employee performance appraisal in the past year. Staff Contact: Randell Iwasaki ACTION:Commissioner Hudson moved to Authorize the Executive Director to grant Pay for Performance awards of up to $1000 per eligible employee, seconded by Commissioner Arnerich. The motion passed 8-2, with dissenting votes by Commissioner Mitchoff and Commissioner Romick. DISCUSSION: Chair Abelson noted that she had advised the Executive Director to include the Pay for Performance item on the agenda, however it was already provided for in the Authority’s approved Budget. She stated that the past year included many successes as intended by the program, and encouraged the Authority to support it. Commissioner Mitchoff said that while she agreed with the comments made by the Chair, she would not be supporting the item because she does not believe in pay for performance programs. Authority Board Meeting MINUTES December 18, 2013 Page 16 of 19 Commissioner Metcalf agreed that the year had been remarkable, but said that the public might question how all employees could be considered excellent. He asked if there were any implications of the bonuses being “non-PERSable.” Mala Subramanian, Authority Counsel, stated that the Pay for Performance Program was considered a bonus program and not salary, and therefore should not be challenged. Commissioner Arnerich noted that the Town of Danville has had a similar program for over twenty years, which had been very effective for motivating and retaining employees. He stated that it was important for the Executive Director to be allowed the ability to manage his employees within the guidelines already approved by the Authority, and noted that the award was a very modest amount of money. Commissioner Pierce said that she agreed that the program was good, and that the Authority might want to consider doing the same for the Executive Director. Ms. Subramanian responded that the Executive Director was specifically excluded from the program when the policy was approved, but that the policy could be revised going forward. Commissioner Romick asked whether the bonus would be disclosable as part of the employee’s compensation, available as a public record. Ms. Subramanian said that the bonus would be included with other compensation and that the bonus amount would be difficult to identify. Commissioner Durant said that he agreed with Commissioner Pierce that the program should also apply to the Executive Director, and should be placed on a future agenda soon for Authority consideration. He said that the program was a very good first step for motivating and inspiring already exceptional staff. 4.B Planning Committee None 5.0 CORRESPONDENCE AND COMMUNICATIONS: 5.1 Letter dated December 9, 2013 to CTC Chair Ghielmetti RE: Bay Area Congestion Management Association Comments on Draft Active Transportation Program A letter dated December 6, 2013 to the California Department of Transportation from the Bay Area Congestion Management Agencies regarding MTC’s Interregional Transportation Improvement Program (ITIP) Principles was included in the meeting handout packet. Authority Board Meeting MINUTES December 18, 2013 Page 17 of 19 6.0 ASSOCIATED COMMITTEE REPORTS: 6.1 Central County (TRANSPAC): The report of December 12, 2013 was included in the meeting handout packet. 6.2 East County (TRANSPLAN): 6.3 Southwest County (SWAT): (Note: December 2, 2013 meeting canceled) 6.4 West County (WCCTAC): Report of December 6, 2013 7.0 COMMISSIONER AND STAFF COMMENTS: 7.1 Chair's Comments and Reports Chair Abelson said that it had been a fantastic year. 7.2 Commissioners' Comments and Reports on Activities and Meetings Representative deVera provided an update at the request of the Bus Transit Operators on the schedule for implementation by MTC of the Clipper card on County Connection, TriDelta Transit, and WestCAT. She stated that the three East Bay operators had been advocating for expedited implementation of Clipper since 2010, however MTC had deferred implementation because Clipper hardware was technically obsolete and the region did not have sufficient Clipper units for the East Bay fleets. She reported that the new generation hardware was still under development, and that pricing, contractual changes, and major changes to Clipper were being deliberated. Representative deVera said that MTC was preparing to go out to bid in approximately 12 to 18 months for potentially a new vendor and different program structure. Commissioner Pierce reported that she had attended the Focus on the Future Conference, held November 17-19, 2013 in San Diego, and that it was one of the best Focus on the Future conferences to date. As the Authority’s representative on the California Councils of Government (CalCOG) and the second Vice President of the organization, she participated in the CalCOG conference which immediately followed at the same location. She highlighted some of the topics discussed, and said that holding the conference in the same location was a cost effective and convenient option for so many who routinely attend both conferences. Authority Board Meeting MINUTES December 18, 2013 Page 18 of 19 Commissioner Arnerich thanked Randy Iwasaki, Ross Chittenden, and Susan Miller for their assistance with the I-680 Auxiliary Lanes Gap Closure soundwall and landscaping projects. Commissioner Metcalf said that he had participated in the Port of Oakland tour, which he enjoyed very much. He mentioned that the tour included the airport, which is now a part of the Port of Oakland. Commissioner Romick thanked Ross Chittenden and CCTA staff for improvements made on State Route 4, on which traffic was moving faster and more smoothly in the westbound direction. Commissioner Hudson said that the Bay Area Air Quality Management District had recently discussed SB 1339, asked that the Authority’s representatives on MTC keep the Board apprised of developments. 7.3 Executive Staff Comments and Reports Randy Iwasaki reviewed his Executive Director’s report. He also noted that with the Caldecott Fourth Bore opening, the traffic flow toward Oakland had improved greatly due to better geometry, and that the Authority had opened 15 lane miles of new roadway on State Route 4, paid for largely by local sales tax measures. Mr. Iwasaki said that the Port of Oakland provides 73,000 direct jobs, and that the port was looking for partnerships, much like CCTA. He wished everyone a happy and safe holiday season. 8.0 CALENDAR: 8.1 Meeting Calendar: January 2014/February 2014/March 2014 Chair Abelson noted that both the APC and PC January meetings had been canceled. 8.2 Calendar of Upcoming Events 9.0 CLOSED SESSION Conference with Legal Counsel – Anticipated Litigation. (Closed Session to be held in the Diablo Conference Room, Suite 100.)Significant exposure to litigation pursuant to Government Code Section 54956.9(b) (1 case) The Authority adjourned to closed session at 7:37 p.m. Authority Board Meeting MINUTES December 18, 2013 Page 19 of 19 10.0 RECONVENE IN OPEN SESSION - Report on Action Taken in Closed Session. The Authority reconvened in open session and there was no action taken during closed session to report. 11.0 ADJOURNMENT to Wednesday, January 15, 2013, at 6:00 p.m. The meeting was adjourned at 7:49 p.m. to Wednesday, January 15th at 6:00 p.m. TThhiiss PPaaggee IInntteennttiioonnaallllyy BBllaannkk Contra Costa Transportation Authority STAFF REPORT Meeting Date: January 15, 2014 Subject Monthly Project Status Report Summary of Issues This report outlines the status of current Measure projects. It also lists all completed projects. Recommendations None – for information only. Financial Implications None Options Attachments A. Monthly Project Status Report Changes from Committee N/A Background The Project Managers for all Measure C and Measure J projects update the status of those projects for the Board’s information on a monthly basis. 2.A.1-1 PROJECT STATUS REPORT December 31, 2013 Page 2 TABLE OF CONTENTS 1. Active Projects ................................................................................................................. 4 SOUTHWEST COUNTY ............................................................................................................. 4 a. Caldecott Fourth Bore Project (1001/1698) .................................................................... 4 b. I-680 Auxiliary Lanes, Segment 2 (1106S2) ...................................................................... 5 c. Santa Maria Intersection Improvements (1623/1623 W) – No changes from last month ............................................................................................................................... 6 d. I-680 HOV Direct Access Ramps Project (8003) – No changes from last month ............. 6 CENTRAL COUNTY ................................................................................................................... 7 e. Commerce Avenue Extension (1214) ............................................................................... 7 f. Pacheco Boulevard Widening (1216/24003) ................................................................... 9 g. Martinez Intermodal Station – Phase 3 (4002/27001) .................................................... 9 h. Pacheco Transit Hub (2210) ........................................................................................... 10 i. Interstate 680 / State Route 4 Interchange Improvements – SR4 Widening (Phase 3) (6001) ............................................................................................................................. 11 j. SR242/Clayton Road Ramps (6002/6004) – No changes from last month .................... 11 k. I-680 Southbound HOV Gap Closure (8001) .................................................................. 12 l. Comprehensive Wayfinding System – Central County BART Stations (10001-03) ........ 13 m. Electronic Bicycle Facility at Central County BART Stations (10001-04) ........................ 13 n. Marsh Creek Road Upgrade (24001) – No changes from last month ............................ 14 o. Court Street Overcrossing – Phase 1 (24005) – No changes from last month .............. 15 p. Buskirk Avenue Widening – Phase 2 (24006)................................................................. 15 q. Contra Costa Blvd Improvements (24026) ..................................................................... 16 r. Geary Road Improvements – Phase 3 (24007) .............................................................. 17 s. Clayton Road/Treat Boulevard/Denkinger Road Intersection Capacity Improvements (24028) .................................................................................................. 18 WEST COUNTY ...................................................................................................................... 19 t. Atlas Road Bridge Project (3111) – No changes from last month ................................. 19 u. Hercules Rail Station (4001) ........................................................................................... 19 v. I-80/San Pablo Dam Road Interchange (7002) ............................................................... 20 w. I-80/Central Avenue Interchange (7003) ....................................................................... 21 2.A.1-2 PROJECT STATUS REPORT December 31, 2013 Page 3 x. Interstate 80 Integrated Corridor Mobility (7005) ......................................................... 22 y. Marina Bay Parkway Grade Separation (9003) .............................................................. 23 z. Transit Oriented Development (TOD) and Access Improvements at El Cerrito Plaza and del Norte BART Stations (Project 10002-01) .......................................................... 24 aa. Electric Bicycle Facility at West County BART Stations (10002-03) ............................... 24 bb. Transit Oriented Development (TOD) and Access Improvements at El Cerrito Plaza and del Norte BART Stations (Project 10002-01) – No changes from last month ......... 25 cc. Comprehensive Wayfinding System for West Contra Costa BART Stations (10002-05) ...................................................................................................................... 26 EAST COUNTY ........................................................................................................................ 26 dd. SR4 Widening: Loveridge Road to Somersville Road (1406/3003) ................................ 26 ee. SR4 Widening: Somersville Road to SR160 (1407/3001) ............................................... 27 ff. East County Rail Extension (eBART) (2104/2001) – No changes from last month ........ 30 gg. SR4/SR160 Connector Ramps (5001) ............................................................................. 31 hh. SR4 Widen to 4 Lanes – Laurel Road to Sand Creek Road & Sand Creek Road Interchange – Phase 1 (5002 & 5003)............................................................................ 33 ii. SR4 Balfour Road Interchange – Phase 1 (5005) – No changes from last month .......... 34 2. Completed Projects ........................................................................................................ 35 SOUTHWEST COUNTY ........................................................................................................... 35 Measure C ............................................................................................................................. 35 CENTRAL COUNTY ................................................................................................................. 36 Measure C ............................................................................................................................. 36 Measure J .............................................................................................................................. 37 WEST COUNTY ...................................................................................................................... 37 Measure C ............................................................................................................................. 37 Measure J .............................................................................................................................. 37 EAST COUNTY ........................................................................................................................ 37 Measure C ............................................................................................................................. 37 Measure J .............................................................................................................................. 37 2.A.1-3 PROJECT STATUS REPORT December 31, 2013 Page 4 1. Active Projects SOUTHWEST COUNTY a. Caldecott Fourth Bore Project (1001/1698) CCTA Fund Source Measure J Lead Agency CCTA Project Description Construction of a fourth bore between Contra Costa and Alameda Counties. Current Project Phase Construction. Project Status Now that the tunnel is open, functional/integration testing continues. Construction activity is focused on finishing the road realignments for the tunnel approaches: installation of the center dividers and removal of the pop-up system that was used for the change of flow in the previous center bore. Verification and validation of the tunnel systems contin ues. The landscaping design plans are being finalized and Caltrans is expecting to advertise the project for bid in January/February 2014. Issues/Areas of Concern Several outstanding concerns could affect the completion date and final cost of the project.  Changes introduced by State Fire Marshal and other design changes have resulted in additional costs. Caltrans and the contractor are making progress to finalize the additional costs incurred during the tunnel construction. In August and September 2013 $14.930 million dollars in ARRA funds for construction capital and construction support were added. Amendment 5 to the Caltrans Construction cooperative agreement reflected this addition. With these funds, the project is expected to be fully funded and will likely complete with a positive reserve. 2.A.1-4 PROJECT STATUS REPORT December 31, 2013 Page 5 b. I-680 Auxiliary Lanes, Segment 2 (1106S2) CCTA Fund Source Measure C, STIP Lead Agency CCTA Project Description Construction of northbound and southbound auxiliary lanes on I-680 between Crow Canyon Road in San Ramon and Sycamore Valley Road in Danville. Current Project Phase Construction. Project Status Construction of the auxiliary lanes began on March 21, 2013 and is anticipated to be complete in spring 2014. Work is progressing along both sides of I-680 between Crow Canyon Road and Sycamore Valley Road. All soundwall construction along the east side of I-680 is complete. The soundwall construction previously started along the west side of I-680 just north of the Greenbrook Drive overcrossing will be finished once the contractor completes activities in the immediate vicinity of the soundwall, which are critical to the construction schedule. Lean Concrete Base (LCB) was placed along the widened area of northbound I -680 as part of the new roadway structural section. The remaining concrete pavement layer along northbound I-680 was delayed because of cold temperatures during December. The placement of LCB in the southbound direction of I-680 was delayed because of the heavy rain during in early December. Construction of the auxiliary lanes project is approximately 64% complete. The Town of Danville has requested that an extension to Soundwall No. 3 northward to connect to the existing soundwall located approximately 200 feet south of Jewel Terrace be constructed as a construction change order at the Town’s cost. To document the funding and scope changes to the project, a Memorandum of Understanding (MOU) between the Town of Danville and the Authority, and an amendment to the Caltrans Construction Cooperative Agreement were considered and approved respectively, at the November and December Authority meetings. The project area will be landscaped after the construction of the auxiliary lanes is com plete. The landscape design is underway and is expected to be complete in early 2014. 2.A.1-5 PROJECT STATUS REPORT December 31, 2013 Page 6 Issues/Areas of Concern None. c. Santa Maria Intersection Improvements (1623/1623 W) – No changes from last month CCTA Fund Source Measure C Lead Agency City of Orinda Project Description Improvement of traffic lane signing and striping, traffic signal hardware and overhead signage. Current Project Phase Design and Environmental Clearance. Project Status The Authority appropriated $75,000 for design and environmental clearance in November 2010. The latest version of the signal, signage and striping plans was presented to the Orinda City Council on August 21, 2012, with no significant changes. The City staff and design consultant, Kimley-Horn and Associates, Inc., then attended a City/County Engineering Advisory Committee (CCEAC) Phase II peer review of the 90% design on September 5, 2012. The plans were recommended for approval with minor modifications. The City received comments from Caltrans on the encroachment permit submittal and is currently reviewing these comments. The City is working with Caltrans on review of the design of the revised Camino Pablo striping. The City’s intent is to have the project ready to bid and construct in spring 2014. Issues/Areas of Concern None. d. I-680 HOV Direct Access Ramps Project (8003) – No changes from last month CCTA Fund Source Measure J Lead Agency CCTA Project Description Provide direct HOV connector ramps from/to I-680 at or near Norris Canyon Road. Current Project Phase Project Approval/Environmental Document (PA/ED). 2.A.1-6 PROJECT STATUS REPORT December 31, 2013 Page 7 Project Status The project team has developed preliminary geometrics for an additional alternative to be studied that would include a direct ramp access at Executive Parkway . Because of the addition of the new alternative and the time required to develop the appropriate studies for the new alternative, the environmental clearance phase is expected to extend until late 2014. The draft environmental document is scheduled for release for public comment in spring 2014. Issues/Areas of Concern The project has received a high level of community interest, with a number of local residents voicing strong concerns about the proposed direct HOV ramps at Norris Canyon . In response to the community concerns, an additional alternative lo cation for the direct ramps was identified at Executive Parkway and the public outreach efforts were increased to provide multiple opportunities for community involvement. The project scope will include addressing local traffic circulation concerns and community impacts and the environmental document will be an Environmental Impact Report/Environmental Assessment (EIR/EA). The development of the EIR/EA will be coordinated with the Metropolitan Transportation Commission (MTC) environmental document for Express Lanes on this segment of Interstate 680. CENTRAL COUNTY e. Commerce Avenue Extension (1214) CCTA Fund Source Measure C Lead Agency City of Concord Project Description Extend Commerce Avenue between Pine Creek and Waterworld Parkway and rehabilitate the pavement section on Commerce Avenue between Concord Avenue and the end of Commerce Avenue near the cul-de-sac. Current Project Phase Design & Right-of-Way (ROW). 2.A.1-7 PROJECT STATUS REPORT December 31, 2013 Page 8 Project Status The project is in the right-of-way phase. The City’s ROW agent met with all property owners, completed appraisals and prepared offers. Acquisition contracts have recently been approved by the City’s legal department and the City is having the contr acts executed by property owners. The City Council approved ROW contracts for three property owners in December 2011. An offer was made, accepted and signed by the fourth owner in December 2012. The City Council approved the right-of-way contract with the fourth property owner at their February 26, 2013 meeting. Payment was made to the fourth property owner for the right-of-way, as required. Responses to the latest round of design and right-of-way comments were sent back for review in June 2013. The City met with Flood Control District (FCD) staff in early July to discuss the remaining outstanding issues. Significant progress was made on resolving outstanding design issues. City Engineer & staff met with Deputy Chief Engineer/FCD staff in October 2013 to discuss the remaining issues. FCD cannot complete their review of the responses to comments until plans, specifications, and structural calculations are provided by the City’s design consultant. This will require a new contractual agreement that cannot be executed until additional funds are obtained. The City has requested an additional appropriation for ROW funds from CCTA. CCTA is looking into the request and requested additional information from the City. Although the plans are 95% complete, construction is rescheduled to summer 2014 and may be delayed again, depending on the length of the ROW process with the last property owner. Measure J Strategic Plan amendment (Item 20) was approved in late July 2013 and it added $885,000 in funds to the project from savings on the Ygnacio Valley Road Project. City staff has requested appropriation of some of these additional funds from CCTA. CCTA staff is reviewing the request in light of the updated information for the project and verifying tha t the project is/will be fully funded to complete construction of the project . Issues/Areas of Concern The City is experiencing challenges related to Right -of-Way Acquisition that have delayed the project and may increase overall costs. The City is addressing the issue of compensation to Waterworld. Impacts to the project will depend on negotiations with Waterworld, based on the loss of parking spaces caused by the project. 2.A.1-8 PROJECT STATUS REPORT December 31, 2013 Page 9 Based on extended comment periods requiring design changes from County Flood Control, as well as additional ROW exhibits/issues for County Flood Control, the designer is currently out of funding. The City is exploring other possibilities of funding in addition to Measure funding. f. Pacheco Boulevard Widening (1216/24003) CCTA Fund Source Measure C/Measure J Lead Agency Contra Costa County Project Description Widening of Pacheco Boulevard from Blum Road to Arthur Road in the Martinez area to provide a two-way center left-turn lane and bicycle lanes. Current Project Phase Environmental clearance (has begun, but is currently on hold). Project Status Measure C funds were used to environmentally clear a portion of the project near the Railroad overcrossing and acquire part of the right-of-way. The City of Martinez is expected to begin the environmental clearance in 2014 for the segment between Arnold Drive and Sunrise Drive. Issues/Areas of Concern Project has a funding shortfall and requires coordination with the State to replace the railroad overcrossing. $5.9 million is allocated for the project in the 2013 Measure J Strategic Plan. g. Martinez Intermodal Station – Phase 3 (4002/27001) CCTA Fund Source Measure C/Measure J Lead Agency City of Martinez Project Description Project acquired land north of the railroad tracks to construct new road access to the north parking lot, add 425 parking spaces, build a pedestrian bridge over the tracks and construct a vehicle bridge over Alhambra Creek to provide a second connection to the parking facility near Berrellesa Street. Current Project Phase Design, Right-of-Way, Engineering and Construction. 2.A.1-9 PROJECT STATUS REPORT December 31, 2013 Page 10 Project Status Design of the parking lot is complete and construction is underway and scheduled for completion in early 2014. The two existing warehouses are currently being used as indoor sports facilities are incorporated into the parking lot design and construction . The City has acquired the necessary right-of-way parcel for the construction of the vehicle bridge over Alhambra Creek. Construction of the parking lot began in July. The City is coordinating design and permitting requirements for other project elements, including the Ferry Street entrance, the railroad pedestrian overcrossing and the vehicular bridge over Alhambra Creek with the East Bay Regional Park District, the Union Pacific Railroad and PG&E. Permitting and design for these other project elements is expected to be complete in 2014 with construction to follow in 2015. Issues/Areas of Concern None. h. Pacheco Transit Hub (2210) CCTA Fund Source Measure C Lead Agency CCTA/City of Martinez Project Description Construction of a transit hub at Pacheco Boulevard and Blum Road. The project will relocate and expand the existing Park & Ride lot to provide 116 parking spaces and 6 bus bays for express and local bus service. Current Project Phase Construction. Project Status The City of Martinez opened construction contract bids on May 30, 2013 . The City awarded the contract to Bay Cities Paving and Grading, Inc. in July. The project schedule shows construction completion to occur in spring 2014. A groundbreaking ceremony was held on September 4, 2013. A construction change order is being negotiated that will add electric vehicle charging stations and security cameras to the project. The majority of the concrete flatwork and grading is complete. Paving is tentatively scheduled for December 2013 (weather permitting), with the installation of site improvements to follow. Issues/Areas of Concern None. 2.A.1-10 PROJECT STATUS REPORT December 31, 2013 Page 11 i. Interstate 680 / State Route 4 Interchange Improvements – SR4 Widening (Phase 3) (6001) CCTA Fund Source Measure J, Measure C, STIP Lead Agency CCTA Project Description The Project will widen SR4 in the median to provide a third general purpose lane and shoulder in each direction from Morello Avenue to SR242, an approximate four-mile distance. The improvements would add capacity in both directions on SR4 including the I-680/SR4 Interchange. Work includes widening of bridges within the project limits. Current Project Phase Environmental Revalidation and Design. Project Status Project is proceeding with environmental revalidation and design. Project Development Team (PDT) meetings are occurring monthly. Several project focus meetings have occurred with Caltrans including further environmental scoping, geometric review of non-standard features, right-of-way and utility coordination. An additional stakeholder meeting with Contra Costa Flood Control District was held to review the county hydrology model. A Supplemental Project Report (PR) may be required because of scope changes. Issues/Areas of Concern None. j. SR242/Clayton Road Ramps (6002/6004) – No changes from last month CCTA Fund Source Measure J Lead Agency CCTA Project Description The project will provide operational improvements near Clayton Road and SR242 to improve circulation within the Concord Central Business Area. Improvements may include constructing an on-ramp and associated acceleration/weaving lane to northbound SR242 near the intersection of Clayton Road and Market Street in Concord and an off-ramp and associated deceleration lane from southbound SR242 near Clayton Road. Current Project Phase Project Approval/Environmental Documentation (PA/ED). 2.A.1-11 PROJECT STATUS REPORT December 31, 2013 Page 12 Project Status The PSR/PDS was signed on May 24, 2013. A meeting was held on June 19, 2013 at Concord City Hall to inform Concord local businesses about the project. A consultant contract amendment to authorize the project approval and environmental documentation phase was approved in July 2013. The environmental phase has begun and regularly scheduled PDT meetings with Caltrans began in November 2013. Issues/Areas of Concern Project has a funding shortfall. k. I-680 Southbound HOV Gap Closure (8001) CCTA Fund Source Regional Measure 2, Measure J Lead Agency CCTA Project Description The project will add an HOV lane on southbound I-680 between North Main Street in Walnut Creek and Livorna Road in Alamo, a total of more than five miles. When complete, I-680 will have a continuous HOV lane in the southbound direction of I-680 from Martinez to the Alameda County line. Current Project Phase Project Approval/Environmental Document (PA/ED). Project Status The comment period on the environmental document closed on November 20, 2013. Formal comments were received from 12 individuals and agencies. Responses to comments have been drafted and are under review by Caltrans. The consultant team is also preparing responses to comments on the Draft Project Report and preparing the final Project Report for Caltrans circulation along with the final environmental document in late January. Data collection for the I-680 Express Lane Conversion Project has begun along with traffic analysis scoping. Issues/Areas of Concern The project has a funding shortfall caused by costs associated with widening the mainline, ramp widening and infrastructure improvements for ramp metering, resurfacing and safety features. The preliminary geometric design accounts for the planned High Occupancy Toll 2.A.1-12 PROJECT STATUS REPORT December 31, 2013 Page 13 (HOT/Express) lanes that the Metropolitan Transportation Commission (MTC) is authorized to operate and has begun to implement with CCTA. While combining the express lanes project with the Gap Closure Project provides an opportunity to reduce total costs, additional funds are also needed. CCTA management and MTC management have agreed on a strategy to fully fund the Gap Closure work by reducing scope and adding RM2, STIP and Bay Area Infrastructure Finance Authority funds. l. Comprehensive Wayfinding System – Central County BART Stations (10001-03) CCTA Fund Source Measure J Lead Agency Bay Area Rapid Transit District (BART) Project Description Create and implement a cohesive, integrated wayfinding system for Central County BART stations. This project will provide overhead and wall signage, transit information displays and real-time transit information at each of the four Central County BART stations. Current Project Phase Design/Construction. Project Status Authority appropriated $2,600,000 for design and construction of improvements on January 20, 2010. BART will be re-releasing an RFP for design, construction and installation of wayfinding signage at Walnut Creek, Pleasant Hill, Concord and North Concord stations. It is anticipated that contract award will be in spring 2014 with construction Notice to Proceed (NTP) in early summer 2014. Construction on all stations will be complete within 20 months of construction NTP. Issues/Areas of Concern None. m. Electronic Bicycle Facility at Central County BART Stations (10001-04) CCTA Fund Source Measure J Lead Agency Bay Area Rapid Transit District (BART) Project Description This project will provide bicycle storage facilities (electronic lockers, cages, racks, etc.) at the four Central County BART stations 2.A.1-13 PROJECT STATUS REPORT December 31, 2013 Page 14 (Concord, N. Concord, Walnut Creek and Pleasant Hill) to meet projected 2015 demand. Current Project Phase Construction. Project Status The Authority appropriated $905,000 for design and construction of improvements on January 20, 2010. An electronic locker contract was awarded to eLock Technologies, LLC of Berkeley, for $2,334,384 to supply BART with approximately 1,008 lockers throughout the next five years. For FY 14, two stations will receive additional bicycle lockers, funded entirely or in part by Measure J funds. The stations are North Concord (8 additional spaces) and Walnut Creek (72 additional spaces). A Notice to Proceed (NTP) was issued on October 16, 2013 with delivery of lockers to begin in December 2013 and run through January 2014. Issues/Areas of Concern None. n. Marsh Creek Road Upgrade (24001) – No changes from last month CCTA Fund Source Measure J Lead Agency City of Clayton Project Description Widen existing two-lane roadway between Regency Drive and Clayton city limits to provide two full-width travel lanes, bike lanes, shoulders and pedestrian paths. Current Project Phase Design and Environmental Clearance. Project Status Authority appropriated $100,000 for design and environmental clearance activities that include preliminary engineering, engineering design and environmental studies on September 21, 2011. Ten or more years ago, the City approved a Specific Plan for the entire area along Marsh Creek Road and staff is attempting to implement that plan. Aerial topography mapping is complete. Staff is developing and evaluating typical cross-sections. Issues/Areas of Concern None. 2.A.1-14 PROJECT STATUS REPORT December 31, 2013 Page 15 o. Court Street Overcrossing – Phase 1 (24005) – No changes from last month CCTA Fund Source Measure J Lead Agency City of Martinez Project Description The project will construct a 19-foot wide bicycle, pedestrian and emergency vehicle overcrossing to span Joe DiMaggio Drive, the four tracks of the Union Pacific Railroad and Marina Vista to connect North Court Street (within the Martinez Waterfront Park) with Court Street at Escobar Street. The construction of this overcrossing will provide a grade-separated crossing of the Union Pacific Railroad, improve safety and reduce congestion for pedestrian and bicycle traffic accessing the Martinez Waterfront. This project is considered the first phase of a two-phase project. The second phase will include a parallel 28-foot wide, two-lane overcrossing that would carry vehicular traffic over Marina Vista, the Union Pacific Railroad and Joe DiMaggio Drive. Current Project Phase Conceptual Engineering. Project Status Authority appropriated $200,000 for Preliminary Studies in October 2010. The City selected a consultant through a Request for Qualifications (RFQ) process to complete a scoping document for this project. Work on the scoping document began in fall 2011 and was complete in early 2013. The preferred alternative identified was constructing a vehicular bridge over Alhambra Creek from Berrellesa Street to the Intermodal parking lot north of the railroad. Issues/Areas of Concern None. p. Buskirk Avenue Widening – Phase 2 (24006) CCTA Fund Source Measure J Lead Agency City of Pleasant Hill Project Description This is the final phase of a two-phase corridor improvement project to increase capacity and improve operations, circulation and 2.A.1-15 PROJECT STATUS REPORT December 31, 2013 Page 16 pedestrian/bike access by constructing additional travel lanes, improving signalization, alignment and pedestrian facilities. The project limits are from 500 feet south of Lamkin Drive to Hookston Road. Current Project Phase Construction. Project Status The project contractor, Ghilotti Bros., Inc. completed the majority of all project improvements within the current construction stage in December. This includes full depth asphalt concrete (FDAC), concrete curb, gutter and sidewalk, installation of decorative street and pedestrian lighting and installation of the traffic signal system. PG&E has completed its underground conversion work. Comcast and AT&T’s conversion work is scheduled to be complete by January 2014. The project is on schedule and anticipated to be complete within the Ghilotti’s allotted contract working days and by September 2014. Additional information is available on the City’s web page for the project at www.pleasant-hill.net/Buskirk. Authority appropriated $7,532,950 of Measure J funds for construction at their November 2012 Board meeting. Issues/Areas of Concern None. q. Contra Costa Blvd Improvements (24026) CCTA Fund Source Measure J Lead Agency City of Pleasant Hill Project Description Contra Costa Boulevard Improvements project consists of intersection geometry modifications, traffic signal upgrades, sidewalk repair or installation, ADA curb ramp installation, pavement rehabilitation, bike lane striping, median island modification, street light replacement and landscaping modification along Contra Costa Boulevard between Chilpancingo Parkway and Viking Drive. Current Project Phase Construction Advertising. Project Status 2.A.1-16 PROJECT STATUS REPORT December 31, 2013 Page 17 The City is currently in the process of re-advertising for project construction. The City was recently able to secure an additional $750,000 in funding for project construction. A pre-bid meeting was held on December 19, 2013, and bid opening is scheduled for January 14, 2014. The construction contract is expected to be awarded in February 2014, with ground -breaking scheduled for the middle of March 2014. Issues/Areas of Concern None. r. Geary Road Improvements – Phase 3 (24007) CCTA Fund Source Measure J Lead Agency City of Pleasant Hill Project Description The Geary Road Improvements, Phase 3 project will complete the third and last phase of a corridor improvements project along Geary Road. The purpose of this three-phase improvement project is to increase operations and pedestrian/bicycle safety through the construction of continuous dual left-turn lanes, exclusive bike lanes and pedestrian sidewalks. Other necessary improvements, including drainage and street lighting will also be included . This is a cooperative project between the cities of Pleasant Hill and Walnut Creek, as the city limit line runs down the middle of Geary Road. Current Project Phase Construction. Project Status Environmental work and final design are complete. Construction of the project’s first phase, the Geary Road/Pleasant Hill Boulevard intersection improvements, was initiated in summer 2013, with construction of the second (and final) phase to follow in January 2014. An appropriations request for Measure J construction funds for the second phase was approved by the Authority at the September 18, 2013 meeting. The Walnut Creek City Council awarded the construction contract for the second phase of work to Bay Cities Paving & Grading on November 19, 2013. Issues/Areas of Concern None. 2.A.1-17 PROJECT STATUS REPORT December 31, 2013 Page 18 s. Clayton Road/Treat Boulevard/Denkinger Road Intersection Capacity Improvements (24028) CCTA Fund Source Measure J Lead Agency City of Concord Project Description The Clayton Road/Treat Boulevard/Denkinger Road Intersection Capacity Improvements will upgrade traffic signal phasing at the intersection and widen the eastbound Treat Boulevard approach to include two exclusive left-turn lanes, two through-lanes and one right-turn lane. The proposed project will improve the system-wide signal coordination along Clayton Road during peak periods. Current Project Phase Design and Right-of-Way. Project Status The Authority approved a request for appropriation at their July 18, 2012 meeting for $432,600 to cover Environmental Clearance, Design Services, Right-of-Way Services and proportional administrative costs for the project. A Phase II City County Engineering Advisory Committee (CCEAC) peer review of the 95% plans and specifications was held on April 23, 2013. The CCEAC recommended approval of the plans and specifications, the Technical Coordinating Committee concurred with the recommendation and the Authority approved the recommendation at their June meeting. The City is working to acquire right-of-way (ROW) and is planning to request a Measure J appropriation for ROW funds as soon as preliminary costs are available. Construction is scheduled to begin in spring 2014. Issues/Areas of Concern None. 2.A.1-18 PROJECT STATUS REPORT December 31, 2013 Page 19 WEST COUNTY t. Atlas Road Bridge Project (3111) – No changes from last month CCTA Fund Source Measure J Lead Agency East Bay Regional Park District Project Description The project will construct a road bridge over the Union Pacific Railroad in Richmond to provide access to Point Pinole Regional Shoreline. It will provide both a vehicular and a separated pedestrian/bicycle trail connection to the shoreline. Current Project Phase Final Design. Project Status The East Bay Regional Park District Board of Directors approved an amendment to the engineering consultant contract for the extra work requested by the City of Richmond. The $19,000 amendment will fund the redesign of the bridge (making the trail wider and roadway narrower). The final bid documents are substantially complete. The project is expected to go to bid for construction by April 2014. Issues/Areas of Concern None. u. Hercules Rail Station (4001) CCTA Fund Source Measure J, Measure J TLC, Measure J PBTF, STIP Lead Agency City of Hercules Project Description Construction of the Hercules passenger rail station (including interim parking, station platform, signage, plazas, etc.) and track- related improvements (including retaining walls and signal equipment relocation). The City of Hercules now commonly refers to this project as the “Hercules Intermodal Transit Center Project” to scope the project for both rail and ferry transit service. This multi-modal center would unite the Amtrak intercity rail (Capitol Corridor), WestCAT local and regional busses and the Water Emergency Transportation Authority (WETA) transbay ferry service with additional access for cars, pedestrians and bicyclists. 2.A.1-19 PROJECT STATUS REPORT December 31, 2013 Page 20 Current Project Phase Construction. Project Status The project will be implemented in sequential phases. The fully funded initial phase of the project will include the Path to Transit (John Muir Parkway/Bayfront Boulevard/Bayfront Bridge/Refugio Creek Greenway and Creekside Trail/North Channel) and the San Francisco Bay Trail and Site/Track Preparation (Grading/Utility Relocations/Retaining Walls). Phase 1C includes the rail station anticipated to begin construction in 2016. The site preparation work was complete in August 2013. The San Francisco Bay Trail project was bid and the City Council awarded the project on July 23, 2013. On November 20, 2013, Authority approved Agreement No. 04W.02 with the City of Hercules to provide construction management services. The Authority also authorized staff to enter into scope and fee negotiations with Ghirardelli Associates , Inc. for construction management services for the SF Bay Trails Element. Issues/Areas of Concern None. v. I-80/San Pablo Dam Road Interchange (7002) CCTA Fund Source Measure J Lead Agency CCTA/City of San Pablo Project Description Reconstruction of existing interchange to provide improved pedestrian and bicycle access. Current Project Phase Design and right-of-way. Project Status The project will be completed in two phases: Phase 1 will relocate the El Portal Drive on-ramp to westbound I-80 and reconstruct the pedestrian overcrossing that serves the Riverside Elementary School; and Phase 2 will reconstruct the San Pablo Dam Road interchange and build the McBryde Connector Road (MCR) west of I-80. A significant funding shortfall exists to complete Phase 2. Detailed design plans for Phase 1 are 95% complete and right -of-way activities are well underway. Utility relocations agreements have been executed for the project. 2.A.1-20 PROJECT STATUS REPORT December 31, 2013 Page 21 Issues/Areas of Concern Staff continues to work with the West Contra Costa Unified School District (WCCUSD) to address issues raised by the Department of Education and Department of State Architect to support landing the pedestrian overcrossing on school property. Staff is also coordinating with the City of San Pablo to determine EBMUD’s liability for the relocation cost of a water main along El Portal Drive. w. I-80/Central Avenue Interchange (7003) CCTA Fund Source Measure J Lead Agency CCTA Project Description Improve overall traffic operations at the I-80/Central Avenue Interchange and along Central Avenue between Rydin Road and San Pablo Avenue. Current Project Phase Preliminary studies/planning and environmental clearance is complete. Awaiting City of Richmond approval to proceed with final design for the Operational Improvement Project. Project Status Two projects were identified from a feasibility study completed in July 2009. The first project installs operational improvements to close the Central Avenue westbound traffic movement onto the I-80 westbound on-ramp during weekend peak hours and reroute traffic to the adjacent I-580 eastbound on-ramp at Rydin Road. The project obtained California Environmental Quality Act (CEQA) and National Environmental Policy Act (NEPA) clearance in June 2012. Staff presented this project to the Richmond City Council in April 2012. The Richmond City Council requested staff to do more outreach work with the project’s adjacent neighborhood councils. Staff met with neighborhoods and businesses in May, June and July 2012 to get project support and to answer questions about the project. Staff will be making a presentation at the Richmond City Public Safety/Public Services Standing Committee January 2014 meeting to update the Committee on the project and community outreach effort. After this presentation, staff intends to present the project and the outreach Richmond City Council to seek agreement to proceed with the design and construction of the project. If approved, final design is scheduled to follow that in spring 2014 and construction will be scheduled for fall 2014. 2.A.1-21 PROJECT STATUS REPORT December 31, 2013 Page 22 The second project identified in the feasibility study is a road realignment project to connect Pierce Street and San Mateo Street south of Central Avenue to enable some traffic enhancements, including adjusting the spacing of traffic lights on Central Avenue. The project will be led by one or both of the cities of El Cerrito and Richmond. Issues/Areas of Concern Some concerns have been raised about environmental and traffic issues for both projects. These issues have been addressed in the environmental document studies for the Operational Improvement project and will be considered in the environmental document for the second project. x. Interstate 80 Integrated Corridor Mobility (7005) CCTA Fund Source Measure J Lead Agency Alameda County Transportation Commission (Alameda CTC)/CCTA/Caltrans Project Description Utilize state-of-the-practice Intelligent Transportation System (ITS) technologies to enhance the effectiveness of the existing transportation along I-80, San Pablo Avenue and crossing arterials in Alameda and Contra Costa counties between the Carquinez Bridge and the Bay Bridge. The project funding plan includes Proposition 1B Corridor Mobility Improvement Account (CMIA) funds and Traffic Light Synchronization Program (TLSP) funds. Current Project Phase Construction. Project Status The project consists of six construction and procurement contracts: • Sub-project #1 - Software & Systems: Integration (SI); work began in January 2013 and will continue through summer 2015. • Sub-project #2 - Specialty Materials Procurement; work began in December 2012 and will continue through spring 2014. 2.A.1-22 PROJECT STATUS REPORT December 31, 2013 Page 23 • Sub-project #3 - Traffic Operations Systems (TOS); construction began in June 2011 and was complete in August 2012. • Sub-project #4 - Adaptive Ramp Metering (ARM); construction began in December 2012 and will be complete in summer 2014. • Sub-project #5 - Active Traffic Management (ATM); construction began in January 2013 and will continue through winter 2014. • Sub-project #6 - San Pablo Corridor and Arterial Improvements; construction began in September 2011 and will be complete in spring 2014. Project partners are currently working on project documents that will govern the implementation of the project, including an operations and maintenance plan, incident response plan, system integration plan, configuration management plan, public outreach plan and a signal timing flush plan. A project website is now available at: http://www.dot.ca.gov/dist4/projects/80icm/ Issues/Areas of Concern None. y. Marina Bay Parkway Grade Separation (9003) CCTA Fund Source Measure J Lead Agency City of Richmond Project Description The project will construct a roadway undercrossing at the intersection of Marina Bay Parkway and BNSF/UP railroad tracks between Regatta Boulevard and Meeker Avenue in the City of Richmond. The undercrossing will replace an existing at-grade crossing. Current Project Phase Construction. Project Status The City awarded the contract to Gordon N. Ball, Inc. for an amount not to exceed $27,382,470.10 on June 18, 2013. Construction commenced on July 8, 2013, beginning with utility relocation work. On November 25, 2013, Deep Soil Mix (DSM) wall construction was complete. The precast bridge abutments shells are being installed in the second of up to six 2.A.1-23 PROJECT STATUS REPORT December 31, 2013 Page 24 weekend work windows (closed to railroad traffic). The current critical path work is road excavation and installation of tie-backs through the DSM walls. The project schedule shows construction completion to occur in spring 2015. Issues/Areas of Concern None. z. Transit Oriented Development (TOD) and Access Improvements at El Cerrito Plaza and del Norte BART Stations (Project 10002-01) CCTA Fund Source Measure J Lead Agency Bay Area Rapid Transit District (BART) Project Description The project proposes to develop concept plans and cost estimates to upgrade, modernize and improve the appearance of the El Cerrito Plaza and El Cerrito del Norte BART stations to improve efficiency, conserve energy, promote alternative access modes and generally enhance the customer experience at these stations. Current Project Phase Preliminary Engineering. Project Status Authority appropriated $125,000 for preliminary engineering o n April 17, 2013. The project is 95% complete and is planned for completion by December 2013 . Issues/Areas of Concern None. aa. Electric Bicycle Facility at West County BART Stations (10002-03) CCTA Fund Source Measure J Lead Agency Bay Area Rapid Transit District (BART) Project Description This project will provide bicycle storage facilities (electronic lockers, cages, racks, etc.) at the three West County BART stations (El Cerrito Plaza, El Cerrito del Norte and Richmond) to meet projected 2015 demand. Current Project Phase Construction. 2.A.1-24 PROJECT STATUS REPORT December 31, 2013 Page 25 Project Status The Authority appropriated $402,000 for design and construction of improvements on January 20, 2010. An electronic locker contract was awarded to eLock Technologies, LLC of Berkeley for $2,334,384 to supply BART with approximately 1,008 lockers throughout the next five years. For FY 14, the El Cerrito Plaza station will receive 24 additional bicycle spaces and El Cerrito Del Norte will receive 20 additional spaces. A Notice to Proceed (NTP) was issued on October 16, 2013, with delivery of lockers to begin in December 2013 and run through January 2014. Issues/Areas of Concern None. bb. Transit Oriented Development (TOD) and Access Improvements at El Cerrito Plaza and del Norte BART Stations (Project 10002-01) – No changes from last month CCTA Fund Source Measure J Lead Agency City of El Cerrito Project Description The project proposes to develop concept plans and cost estimates to upgrade, modernize and improve the appearance of the El Cerrito Plaza and El Cerrito del Norte BART stations to improve efficiency, conserve energy, promote alternative access modes and generally enhance the customer experience at these stations. Current Project Phase Preliminary Engineering. Project Status Authority appropriated $125,000 for preliminary engineering on May 15, 2013. The City is currently working with its consultant team (MIG and Fehr and Peers) to develop multimodal policies and analyze potential projects to support a mode shift towards transit, pedestrian and bicycle access at the City’s two BART stations and San Pablo Avenue. Identification of projects has involved regular team meetings, public input, monthly coordination meetings with BART, as well as working with other agency and non-governmental stakeholders, including AC Transit and East Bay Bicycle Coalition. Preferred projects will then enter concept development, CEQA analysis and cost estimating. Issues/Areas of Concern None. 2.A.1-25 PROJECT STATUS REPORT December 31, 2013 Page 26 cc. Comprehensive Wayfinding System for West Contra Costa BART Stations (10002-05) CCTA Fund Source Measure J Lead Agency Bay Area Rapid Transit District (BART) Project Description Create and implement a cohesive, integrated wayfinding system for West County BART stations. This project will provide overhead and wall signage, transit information displays and real time transit information at each of the three West County BART stations. Current Project Phase Design. Project Status The Authority appropriated $1,600,000 for design and construction of improvements on January 20, 2010. BART will be re-releasing an RFP for design, construction and installation of wayfinding signage at Richmond, El Cerrito del Norte, El Cerrito Plaza stations. It is anticipated that contract award will be in spring 2014 with construction Notice to Proceed (NTP) in early summer 2014. Construction on all stations will be complete within 20 months of construction NTP. Issues/Areas of Concern None. EAST COUNTY dd. SR4 Widening: Loveridge Road to Somersville Road (1406/3003) CCTA Fund Source Measure C/Measure J Lead Agency CCTA Project Description SR4 widening from two to four lanes in each direction (including HOV Lanes) between Loveridge Road and Somersville Road. The project provides a median for future mass transit. Current Project Phase SR4 mainline construction. 2.A.1-26 PROJECT STATUS REPORT December 31, 2013 Page 27 Project Status Construction along Loveridge Road and the other local streets is complete with the exception of minor punch-list work. All SR4 lanes in the westbound direction, including ramp auxiliary lanes, were opened to traffic in mid-December. Additional SR4 lanes in the eastbound direction, including ramp auxiliary lanes, were opened to traffic in early November. The current lane configuration eastbound is temporary until construction further east in the corridor is complete. The remaining activities along the SR4 mainline consist of earthwork grading and installing electrical conduits and underdrain systems in the median for eBART, replacement of identified cracked concrete pavement panels, removal of the contractor’s temporary concrete batch plant and construction of a storm drainage detention basin at the location currently occupied by the concrete batch plant. The project construction is approximately 98% complete. Issues/Areas of Concern Discussions were successful to determine methods to accelerate the work and to coordinate the open-to-traffic date with the SR4/Somersville project. A Notice of Potential Claim regarding cracked JPCP panel repair costs has been submitted and a hearing will be scheduled with the dispute review board. ee. SR4 Widening: Somersville Road to SR160 (1407/3001) CCTA Fund Source Measure C/Measure J Lead Agency CCTA Project Description State Route 4 will be widened from two to four lanes in each direction (including HOV Lanes) from Somersville Road to Hillcrest Avenue and six lanes to SR160, including a wide median for transit. The project includes the reconstruction of the Somersville Road Interchange, Contra Loma/L Street Interchange, G Street Overcrossing, Lone Tree Way/A Street Interchange, Cavallo Undercrossing and Hillcrest Avenue Interchange. Current Project Phase Construction. 2.A.1-27 PROJECT STATUS REPORT December 31, 2013 Page 28 Project Status The project is divided into four segments: 1) Somersville Interchange; 2) Contra Loma Interchange and G Street Overcrossing; 3A) A Street Interchange and Cavallo Undercrossing; and 3B) Hillcrest Avenue to SR160. Segment 1 - Somersville Interchange Final construction bid item and punch-list work is complete along both the north and south sides of the freeway and at the new bridges and eBART facilities. Final striping is complete on Mainline SR4 in the Eastbound and Westbound directions, the Somersville Interchange Ramps and on the Somersville Road/Auto Center Drive reconstruction. Project Acceptance letter was issued by Caltrans this month. Administrative closeout paperwork, including final Change Orders and final payment documents, remain to be finalized. Segment 1 construction is approximately 100% complete. Segment 2 - Contra Loma Interchange and G Street Overcrossing Construction of the Segment 2 widening began in March 2012 and is anticipated to be complete in summer 2015. Retaining wall and soundwall construction, north and south of the freeway, east and west of G Street have continued. Work includes construction of pile caps, footings, walls, structure backfill and miscellaneous drainage. Work on the new Contra Loma Undercrossing continued in December with superstructure and approach slab construction. Construction of the northbound eastern half of the new G Street Bridge ove r SR4 is well underway, with slope paving and bridge rail work in progress. Traffic detour construction for mainline traffic switch construction continued in December. Segment 2 construction is approximately 58% complete, through November 2013. Segment 3A - A Street Interchange and Cavallo Undercrossing Construction of the Segment 3A began in August 2012 and is anticipated to be complete in July 2015. 2.A.1-28 PROJECT STATUS REPORT December 31, 2013 Page 29 During the month of December, project work has continued with construction of the A Street Bridge superstructure concrete and prestressing steel construction. Change order wingwall construction work is also in progress. Progress on these activities has been impacted by low temperature weather in December. Along the outside westbound lanes and ramps, soundwall, roadway excavation, embankment and subgrade work is in progress. Construction of associated drainage structures is also in progress. Remaining local street construction and sign installation is continuing at Lone Tree/A Street and at Drake Street. Segment 3A construction is approximately 43% complete through December 2013. Segment 3B - Hillcrest Avenue to SR160 Construction of Segment 3B began in March 2013. Construction is anticipated to be complete in November 2015. Construction of Retaining Walls (RW) 6, Soundwall 1 cast-in-drilled hole (CIDH) piling, and RW 5, 7 and 6 barrier rail is in progress along the south of SR4, East and West of Hillcrest Avenue. Construction of Retaining Wall 4 at Sunset and Hillcrest is in progress. Soundwall Masonry work is mobilizing to start work at the East end/South side of the project. Eastbound mainline construction work is continuing with placement of aggregate subbase, lean concrete base (LCB) and Joint Plain Concrete Pavement (JPCP ). Progress on these activities has been significantly impacted by low temperature weather in December. Permanent and temporary drainage systems necessary to provide proper drainage for the upcoming rainy season have been constructed along the north side of the highway and throughout the project. At Hillcrest overcrossing, construction is in progress for tieback walls, soil nail walls and retaining walls at each abutment. Segment 3B construction is approximately 21% complete through December 2013. 2.A.1-29 PROJECT STATUS REPORT December 31, 2013 Page 30 Issues/Areas of Concern Segment One - Somersville Interchange A Notice of Potential Claim regarding 2013 time impacts is under review by Caltrans staff. Segment 2 - Contra Loma Interchange and G Street Overcrossing None. Segment 3A - A Street Interchange and Cavallo Undercrossing Because of a misalignment at Lone Tree/A Street Bridge discovered during construction, redesign and modification of the wingwalls is required. This issue may cause a critical path delay to the project of up to three weeks. Segment 3B - Hillcrest Avenue to SR160 None. Segments 0, 1, 2, 3A, and 3B BART has requested Certificate of Conformance requirements be included as part of the signoff and hand-over of the completed eBART work. Discussion is ongoing regarding requirements for construction, documentation and survey of the eBart work to ensure conformance with the eBART requirements. Use of virgin aggregate base material in the median for eBART may be required in lieu of recycled material. Regional Water Quality Control Board (RWQCB) permit compliance requires use of virgin rock in exposed median areas, whereas the materials specification allows use of recycled material. This issue will likely affect all segments of the SR4 project. ff. East County Rail Extension (eBART) (2104/2001) – No changes from last month CCTA Fund Source Measure C/Measure J Lead Agency BART/CCTA Project Description Implement rail transit improvements in the SR4 corridor from the Pittsburg Bay Point station in the west to a station in Antioch near Hillcrest in the east. 2.A.1-30 PROJECT STATUS REPORT December 31, 2013 Page 31 Current Project Phase Final Design and Construction. Project Status BART is the lead agency for this phase. Construction of the Transfer Platform and eBART Facilities (Contract 110) in the median to Railroad Avenue is continuing. Construction of the parking lot and maintenance facilities for the Antioch Station (Contract 120) is well underway. The overall construction work for Contract 110 is 95% complete . Installation of the train control and communication systems continues. Testing will be the final phase. Most of the work is complete for the parking lot area for Contract 120 . Work continues on curb and gutter, as well as the bus shelters. Paving of the lot will occur in late September/ October. The foundation footings for the maintenance building are complete. The contractor is currently working on utilities and structural steel work for the building . Coordination between BART and CCTA is ongoing because the construction is directly north and adjacent to the Segment 3B construction area . A master integrated schedule has been developed for the eBART and SR4 construction contracts. Issues/Areas of Concern Coordination of SR4 highway construction contracts and eBART contracts continues. BART, MTC and CCTA have developed a strategy to fund the design of the Pittsburg Railroad eBART station for possible inclusion in Contract 130, the rail contract. gg. SR4/SR160 Connector Ramps (5001) Project Fund Source Bridge Toll Funds, ECCRFFA Lead Agency CCTA Project Description Complete the two missing movements between SR4 and SR160, specifically the westbound SR4 to northbound SR160 ramp and the southbound SR160 to eastbound SR4 ramp. Current Project Phase Construction. 2.A.1-31 PROJECT STATUS REPORT December 31, 2013 Page 32 Project Status Caltrans has approved the final plans and the right-of-way certification. The construction contract advertisement period began on September 19, 2013 and six bids were opened on November 13, 2013. Staff reviewed and evaluated all bids received and subsequently issued a preliminary Recommendation of Award for approval at the December 2013 Board meeting. Union Pacific Railroad (UPRR) approved the design in early August 2013 and review of the Construction and Maintenance Agreement with UPRR is underway. The California Public Utilities Commission (CPUC) approved the new crossings application on September 5, 2013. Issues/Areas of Concern The Project requires a Construction and Maintenance (C&M) Agreement with the Union Pacific Railroad, which was submitted with the 95% plans. The project will be advertised with a contractor-restricted workaround the railroad area until the C&M approval is complete. ii. SR4 Mokelumne Trail Bike/Pedestrian Overcrossing (portion of Project 5002) – No changes from last month CCTA Fund Source Measure J Lead Agency CCTA Project Description Construct a pedestrian and bicycle overcrossing near the Mokelumne Trail at SR4. The overcrossing will include a multi-span bridge with columns in the SR4 median. Bridge approaches will be constructed on earthen embankments. The path width is anticipated to be 12 feet wide. Current Project Phase Design. Project Status The 35% complete plans were submitted to Caltrans on November 6, 2013 for review and approval. BART announced that the recommended new station location for a future eBART extension should be at a location adjacent to the pedestrian overcrossing. Impacts of this decision will need to be considered. 2.A.1-32 PROJECT STATUS REPORT December 31, 2013 Page 33 Issues/Areas of Concern Construction funding for the project has not yet been identified. hh. SR4 Widen to 4 Lanes – Laurel Road to Sand Creek Road & Sand Creek Road Interchange – Phase 1 (5002 & 5003) CCTA Fund Source Measure J and East Contra Costa Regional Fee and Finance Authority (ECCRFFA) Lead Agency CCTA Project Description Widen SR4 from two to four lanes (two lanes in each direction) from Laurel Road to Sand Creek Road and construct the Sand Creek Interchange. The interchange will have diamond ramps in all quadrants with the exception of the southwest quadrant. Current Project Phase Construction. Project Status Substantial bridgework on the four bridges of the project; the Lone Tree Way Undercrossing (Right), the Sand Creek Bridge (Right), the Sand Creek Road Undercrossing (Right) and the San Jose Avenue Undercrossing (Right) has have been completed. In late October, traffic was switched to the new eastbound and westbound alignments. This traffic switch alleviated significant congestion on eastbound SR4 at Lone Tree Way. SR4 is now a full freeway between Lone Tree Way and Sand Creek. Work is beginning for the change order to construct the new westbound Sand Creek Road Bridge Undercrossing (Left), Sand Creek Bridge (Left) widening and additional roadway improvements. Issues/Areas of Concern The Authority approved a Contract Change Order (CCO) to construct the se cond Sand Creek Road Overcrossing Undercrossing (Left) in this contract. Initial discussions have begun continued involving the Authority, the SR4 Bypass Authority, ECCRFFA, Project Designer, Caltrans and the Contractor to develop the best schedule to complete this work. Widening of the Sand Creek Bridge is also subject to this additional CCO. The 100% plans have been completed and submitted to Caltrans for final approval. The authorization of this work would extend the project completion from April 2014 to December 2014. 2.A.1-33 PROJECT STATUS REPORT December 31, 2013 Page 34 ii. SR4 Balfour Road Interchange – Phase 1 (5005) – No changes from last month CCTA Fund Source Measure J (subject to approval of the 2013 Measure J Strategic Plan update), East Contra Costa Regional Fee and Finance Authority (ECCRFFA) Lead Agency CCTA Project Description The Phase 1 project will include a new SR4 bridge crossing over Balfour Road providing one southbound and one northbound lane for SR4; northbound and southbound SR4 loop on -ramps, servicing both westbound and eastbound Balfour Road traffic; and northbound and southbound SR4 diagonal off-ramps. Current Project Phase Design. Project Status Project Development Team (PDT) meetings with Caltrans are occurring on a monthly basis. In July 2013, Authority approved an amendment to the Kinder Morgan agreement for design services to relocate the existing petroleum booster pump station in the interchange area. A Longitudinal Utility Exception Request from Caltrans for Contra Costa Water District (CCWD) to leave a 90-inch water line within the project limits in place has been tentatively approved, saving taxpayers an estimated $18 million. The designer has submitted the 65% design and structural type selection has occurred. Design is anticipated to be complete in late 2014. Issues/Areas of Concern Additional funding was identified with the approval of the 2013 Measure J Strategic Plan Update, however additional project features have been required, resulting in a shortfall. Staff is evaluating actions to eliminate the shortfall. 2.A.1-34 PROJECT STATUS REPORT December 31, 2013 Page 35 2. Completed Projects SOUTHWEST COUNTY Measure C 1104 I-680/Stone Valley Road I/C, 1998 1105 I-680/El Cerro Boulevard I/C Ramp Signalization, 1994 1106 I-680 Auxiliary Lanes Segments 1 & 3, 2007 1107 I-680/Fostoria Way Overcrossing, 1994 1600 Moraga Rd. Safety Improvements, 2005 1602 Camino Pablo Carpool Lots, 1996 1607 Moraga Way at Glorietta Boulevard & Camino Encinas, 2001 1608 Moraga Way Safety Improvements, 2002 1609 Moraga Way /Ivy Dr. Roadway Improvements, 2004 1611 Mt. Diablo Corridor Improvements, 2001 1612 Moraga Rd. Corridor Improvements, 2005 1621 St. Mary’s Rd. – Phase 2, 1999 1622 Moraga Rd. Structural & Safety Imp., 2005 1624 Bryant Way/Moraga Way Improvements, 2005 1625/1625SW Moraga Way Rehabilitation & Improvements, 2011 1711 St. Mary’s Rd. Improvements, 1995 1715 San Ramon Valley Boulevard Imp. – Phase 1, 1996 1716 Stone Valley Rd. Circulation Improvements, 2003 1717 Camino Tassajara Circulation Improvements, 2004 1718 Crow Canyon Rd. Improvements, 2001 1719 Sycamore Valley Rd. Improvements, 2008 1720 San Ramon Valley Boulevard Widening – Phase 1, 1997 1801 Camino Pablo (San Pablo Dam Corridor), 1996 2206 I-680/Sycamore Valley Road Park & Ride, 1998 2209 San Ramon Intermodal Transit Facility, 1996 2.A.1-35 PROJECT STATUS REPORT December 31, 2013 Page 36 3101 Iron Horse Trail – Monument to Alameda County Line, 1994 3103 Reliez Valley Road Trail – Phase 2, 2003 3106 St. Stephens/Bryant Way Trail, 1998 CENTRAL COUNTY Measure C 1101 I-680/Burnett Ave. Ramps, 1995 1103 I-680/North Main Street Bypass, 1996 1108 Route 242/Concord Ave. Interchange, 1997 1113 Route 242 Widening, 2001 1116 I-680 HOV Lanes, 2005 1117 I-680/SR4 Interchange, 2009 1203 Alhambra Avenue Widening, 2011 1205 Taylor Boulevard /Pleasant Hill Rd./Alhambra Rd. Intersection Imp., 2000 1209 South Broadway Extension, 1996 1210 Monument Boulevard/Contra Costa Boulevard/ Buskirk Ave. Imp., 1996 1215 Geary Rd. Improvements, 2002 1217 Bancroft/Hookston Intersection, 2004 1218 Buskirk Ave. Improvements, 2005 1219 Iron Horse Trail Crossing at Treat Boulevard, 2010 1220 Ygnacio Valley Rd. Slide Repair, 2008 1221 Contra Costa Blvd Signal Coordination 2009 2208 Martinez Intermodal Facility – Phase 1, 2001 2208 Martinez Intermodal Facility - Phase 2, 2006 2296 Martinez Bay Trail, 2007 3102 Walnut Creek Channel to CC Shoreline Trail, 2001 2.A.1-36 PROJECT STATUS REPORT December 31, 2013 Page 37 Measure J 8002 I-680 Southbound Carpool Lane Extension (restripe), Nov 2011 24027 Ygnacio Valley Road Permanent Restoration – Phase 2 24029 Old Marsh Creek Road Overlay, 2010 WEST COUNTY Measure C 1300 Richmond Parkway, 1996 1501 SR4 (W) Gap Closure – Phase 1, 2002 1503 SR4 (W) Willow Ave. Overcrossing, 1996 2302 Richmond Transit Village BART Parking Structures (2302) 2303 Hercules Transit Center, 2009 Measure J 9001 Richmond Parkway Upgrade Study, 2008 EAST COUNTY Measure C 1401 SR4 (E) Willow Pass Grade Lowering, 1995 1402 SR4 (E) Bailey Rd. Interchange, 1996 1403 SR4 (E) Bailey Rd. to Railroad Ave., 2001 2101 BART Extension to Pittsburg/Bay Point, 1996 3110 Marsh Creek Trail Overcrossing at SR4, 1997 3112 Big Break Regional Trail, 2010 Measure J 5006 Vasco Road Safety Improvements Project – Phase 1, 2011 5010 SR4 Bypass: Segments 1 and 3, 2008 2.A.1-37 TThhiiss PPaaggee IInntteennttiioonnaallllyy BBllaannkk Contra Costa Transportation Authority STAFF REPORT Meeting Date: January 15, 2014 Subject Accept Monthly Accounts Payable Invoice Report for November 2013 Summary of Issues The accompanying report provides a listing of invoices paid in alphabetical order by vendor or payee name for the month of November 2013. Recommendations It is recommended that this report be accepted. Financial Implications N/A Options N/A Attachments A. Monthly Accounts Payable Invoice Report for November 2013 Changes from Committee N/A Background Authority policy calls for a monthly report to be submitted to the Executive Director, APC, and the Authority Board providing detail of invoices paid. The report includes a listing of all invoices paid during the month of November 2013 in alphabetical order by vendor name. The report also includes reimbursements for employee travel, training and other miscellaneous business expenses in accordance with the Authority’s policies. Any inquiries related to this report can be directed to the Authority’s Finance Department at 925.256.4725. 2.A.2-1 Invoice Number Invoice Description Status Payment Date Invoice Net Amount Vendor 42 - AC TRANSIT ARO0000588 Nov 2013 FY13 AC Transit SPP21 Safe Trans for Child Paid by Check #15117 11/08/2013 30,000.00 Vendor 42 - AC TRANSIT Totals $30,000.00 Vendor 61 - AECOM TECHNICAL SERVICES, INC 02-37387135 8/31/13-9/27/13 CT373 SR160 Connector Ramps CM Srvcs Paid by Check #15147 11/15/2013 11,835.76 Vendor 61 - AECOM TECHNICAL SERVICES, INC Totals $11,835.76 Vendor 272 - ASSOCIATED SERVICES 3-90383 Misc Office Suppies Paid by Check #15118 11/08/2013 3.12 Vendor 272 - ASSOCIATED SERVICES Totals $3.12 Vendor 294 - ATKINS NORTH AMERICA, INC (formerly PBS & J) 1175939 7/1-7/31/13 Atkins CT 368 2013 CMP & MTSO Monitoring Effort Paid by Check #15098 11/01/2013 26,040.00 1178537 8/1-9/30/13 Atkins CT 368 CT368 2013 CMP & MTSO Monitoring Effor Paid by Check #15148 11/15/2013 5,165.23 Vendor 294 - ATKINS NORTH AMERICA, INC (formerly PBS & J) Totals $31,205.23 Vendor 337 - ATOMIC CRAYON 0102803 Oct 2013 Element CMS/Web Hosting Svcs Paid by Check #15149 11/15/2013 586.30 Vendor 337 - ATOMIC CRAYON Totals $586.30 Vendor 326 - BARBARY COAST CONSULTING LLC 13-07-45 August 2013 CT328 Audit & Strategic Communications Plan Paid by Check #15099 11/01/2013 7,750.00 Vendor 326 - BARBARY COAST CONSULTING LLC Totals $7,750.00 Vendor 341 - BAY CITIES / MYERS JV CT 351 Est. #10 10/21/13-11/20/13 CT351 (Ant 3001) CON SR4/SR160 Seg 3B HC/C Paid by Check #15176 11/22/2013 1,122,438.51 Est No. 018 10/21/13 - 11/20/13 12-12-P / CT337 CON Bid Items Laurel Rd / SC Paid by Check #15176 11/22/2013 692,635.62 Vendor 341 - BAY CITIES / MYERS JV Totals $1,815,074.13 Vendor 39 - BKF ENGINEERS 23-13090177 7/22/13-8/18/13 CT327 MSJ CSS Somersville/SR160 Seg 2 -Design Paid by Check #15119 11/08/2013 29,622.81 Vendor 39 - BKF ENGINEERS Totals $29,622.81 Vendor 384 - BRIAN KELLEHER Accounts Payable Invoice Report Payment Date Range 11/01/13 - 11/30/13 Report By Vendor - Invoice Summary Listing Run by Brian Kelleher on 12/19/2013 04:44:54 PM Page 1 of 9 2.A.2-2Attachment A Invoice Number Invoice Description Status Payment Date Invoice Net Amount 100313 10/06/13-10/08/13 Misc OS Trvl Exp Scottsdale AZ Paid by Check #15150 11/15/2013 189.86 110613 09/05/13-09/09/13 Misc Reimb Paid by Check #15150 11/15/2013 42.44 Vendor 384 - BRIAN KELLEHER Totals $232.30 Vendor 287 - CACTUS CAFE 434168 11/8/13 SR4 Bid Interviews Paid by Check #15151 11/15/2013 71.23 434171 Hercules ITC Interview panel members lunch Paid by Check #15151 11/15/2013 57.54 Vendor 287 - CACTUS CAFE Totals $128.77 Vendor 187 - CALIFORNIA QUALITY PRINTING 130511 Oct 2013 ID Tag Type-set Paid by Check #15152 11/15/2013 63.77 Vendor 187 - CALIFORNIA QUALITY PRINTING Totals $63.77 Vendor 117 - CALPERS -OPEB P/R 11/1/13 OPEB Medical Retirement Paid by Check #15100 11/01/2013 8,672.40 P/R 11/15/13 OPEB Medical Retirement Paid by Check #15153 11/15/2013 8,602.06 Vendor 117 - CALPERS -OPEB Totals $17,274.46 Vendor 329 - CALPERS 457 PLAN P/R 11/1/13 PERS Def Comp Paid by Check #15101 11/01/2013 7,959.64 P/R 11/15/13 PERS Def Comp Paid by Check #15154 11/15/2013 7,959.64 Vendor 329 - CALPERS 457 PLAN Totals $15,919.28 Vendor 115 - CALPERS-HEALTH BENEFITS 1249 PERS Health Premium Paid by Check #15177 11/22/2013 27,820.95 Vendor 115 - CALPERS-HEALTH BENEFITS Totals $27,820.95 Vendor 116 - CALPERS-RETIREMENT SYSTEM P/R 11/1/13 PERS Retirement Paid by Check #15102 11/01/2013 18,506.57 P/R 11/15/13 PERS Retirement Paid by Check #15155 11/15/2013 18,359.70 Vendor 116 - CALPERS-RETIREMENT SYSTEM Totals $36,866.27 Vendor 119 - CALTRANS-DEPARTMENT OF TRANSPORTATION 14002505 July-Sept 2013 90.14.21 PH4 SR4 Widening CON Somersville Rd I/C Paid by EFT #175 11/05/2013 3,149,216.50 14002513 July-Sept 2013 90.14.21 P4E1 SR4 Widening CON Somersvill I/C Paid by EFT #176 11/05/2013 265,236.96 14002517 July-Oct 2013 90.14.20 04-2168 Loveridge to Somersville Paid by EFT #174 11/06/2013 5,437,637.56 14002530 July - Sept 2013 90.14.22 SR4 Seg 2 PH4 CON Contra Loma/G st I/C Paid by EFT #177 11/06/2013 2,980,582.02 14002531-2 July-Oct 2013 90.14.22 RM2 Seg2 CON Contra Loma/G st I/C Paid by EFT #178 11/06/2013 45,267.72 14002542-2 July-Sept Oct 90.14.23 RM2 (eBART) SR4/Lone Tree Wy Intrchg Paid by EFT #179 11/06/2013 1,557,607.17 14002543-2 July-Oct 2013 90.14.23 RM2 (eBART) SR4/Lone Tree Wy I/C Paid by EFT #180 11/06/2013 30,051.09 Vendor 119 - CALTRANS-DEPARTMENT OF TRANSPORTATION Totals $13,465,599.02 Vendor 183 - CCTA - CONTRA COSTA TRANSPORTATION AUTHORITY Run by Brian Kelleher on 12/19/2013 04:44:54 PM Page 2 of 9 2.A.2-3 Invoice Number Invoice Description Status Payment Date Invoice Net Amount 9/27/13-10/25/13 9/27/13-10/25/13 Petty Cash Misc Office Expenses Paid by Check #15120 11/08/2013 474.54 Vendor 183 - CCTA - CONTRA COSTA TRANSPORTATION AUTHORITY Totals $474.54 Vendor 40 - CITY OF ANTIOCH #16 9/30/12-6/30/13 14.07.02 Antioch - Plan Checking Paid by Check #15121 11/08/2013 6,812.50 #17 7/1/13-8/31/13 14.07.02 Antioch - Plan Checking Paid by Check #15156 11/15/2013 2,952.50 Vendor 40 - CITY OF ANTIOCH Totals $9,765.00 Vendor 369 - CITY OF BERKELEY #3 Berkeley April-August 2013 01CS.01 ACCMA Caldecott Tunnel Imprvmnt Paid by Check #15103 11/01/2013 89,939.39 Vendor 369 - CITY OF BERKELEY Totals $89,939.39 Vendor 35 - CITY OF CLAYTON FY12-13 2.09%FY12-13 2.09% MSJ Addtn'l LSM Paid by Check #15104 11/01/2013 28,927.00 Vendor 35 - CITY OF CLAYTON Totals $28,927.00 Vendor 49 - CITY OF CONCORD FY12/13 2.09%FY12/13 2.09% 'Off Year' MSJ LSM pmt Paid by Check #15105 11/01/2013 273,328.00 Vendor 49 - CITY OF CONCORD Totals $273,328.00 Vendor 52 - CITY OF MARTINEZ #1 13-28-P 7/1/13-9/30/13 13-28-P Mtz Intermodal Station PH3 CON Paid by Check #15122 11/08/2013 449,173.90 #2 09-01-P 7/1/13-9/30/13 09-01-P Pacheco Transit Hub / Park & Ride Lot Paid by Check #15122 11/08/2013 40,143.79 FY 11-12 LSM FY 2011-12 18% LSM City of Martinez Paid by Check #15106 11/01/2013 458,886.00 Vendor 52 - CITY OF MARTINEZ Totals $948,203.69 Vendor 10 - CITY OF PLEASANT HILL 9/13 2011-22 Sept 2013 10-23-G.TRANSPAC FY11 MJ1002 CommuteAlt Paid by Check #15123 11/08/2013 10,513.11 9/13 2012-27 Sept 2013 FY12 TRANSPAC 511 ContraCosta 11MJ21C SPP21 Safe Trans Paid by Check #15123 11/08/2013 6,315.89 9/13 2012-32 Sept 2013 11-15-G.TRANSPAC FY12 11MJ17CE CommuteAlt Paid by Check #15123 11/08/2013 1,676.00 9/13 2013-18 Sept 2013 12-24-G.TRANSPAC FY13 12MJ17CE CommuteAlt Paid by Check #15123 11/08/2013 27,187.76 9/13 2013-40 Sept 2013 12CC04 511 CC Comprehensive Trip Reduction Program Paid by Check #15123 11/08/2013 57,263.16 FY 11-12 LSM FY 2011-12 18% LSM City of Pleasant Hill Paid by Check #15107 11/01/2013 453,991.00 Vendor 10 - CITY OF PLEASANT HILL Totals $556,946.92 Vendor 57 - CITY OF RICHMOND #1 J-6 7/1/13-8/31/31 11-50-P Marina Bay Pkwy Grade Seperation- CON/CM Paid by Check #15108 11/01/2013 579,402.73 Vendor 57 - CITY OF RICHMOND Totals $579,402.73 Vendor 173 - CONTRA COSTA COUNTY DCD FY 12-13 E 18% FY 2012-13 18% LSM Contra Costa E Paid by Check #15109 11/01/2013 523,759.00 FY 12-13 SW 18%FY 2012-13 18% LSM Contra Costa SWest Paid by Check #15109 11/01/2013 460,908.00 FY 12-13 W 18%FY 2012-13 18% LSM Contra Costa West Paid by Check #15109 11/01/2013 481,858.00 Run by Brian Kelleher on 12/19/2013 04:44:54 PM Page 3 of 9 2.A.2-4 Invoice Number Invoice Description Status Payment Date Invoice Net Amount FY12-13 C 18%FY 12-13 18% Off Year LSM Contra Costa Central Paid by Check #15109 11/01/2013 628,511.00 FY12/13 2.09%FY12/13 2.09% 'Off Year' MSJ LSM pmt Paid by Check #15109 11/01/2013 272,212.00 Vendor 173 - CONTRA COSTA COUNTY DCD Totals $2,367,248.00 Vendor 382 - CSMFO - CAL SOCIETY OF MUNI FIN OFFICERS 2013 ROC/BK 12/11/13 CSMFO&CMTA Joint Investment Acct Trn'g Paid by Check #15157 11/15/2013 150.00 Vendor 382 - CSMFO - CAL SOCIETY OF MUNI FIN OFFICERS Totals $150.00 Vendor 60 - DKS ASSOCIATES 0053020 8/10-9/6/13 DKS CT 365 Action Plans for 2014 CTP Paid by Check #15110 11/01/2013 47,477.52 0053320 9/7-10/4/13 DKS Action Plans for 2014 CTP Paid by Check #15178 11/22/2013 37,579.68 Vendor 60 - DKS ASSOCIATES Totals $85,057.20 Vendor 17 - DYETT AND BHATIA 11-453-28 10/1-10/31/13 Dyett & Bhatia Planning Related Srvcs for GMP/CMP Paid by Check #15179 11/22/2013 7,809.60 Vendor 17 - DYETT AND BHATIA Totals $7,809.60 Vendor 64 - ENDSIGHT 47814 8/16/13-8/20/13 Setup New Work Stations Paid by Check #15111 11/01/2013 987.50 48112 9/25/13-9/30/13 Set-up workstation for D Spears Paid by Check #15124 11/08/2013 337.50 47954 Oct. 2013 Monthly IT Support Paid by Check #15111 11/01/2013 3,955.00 20208 Desktop for Brad Beck Paid by Check #15111 11/01/2013 1,272.50 20209 HP Elitebook for Jack Hall & Hisham Noeimi Paid by Check #15111 11/01/2013 2,985.69 CM-20215 CM - Issued against Inv# 47814 Paid by Check #15111 11/01/2013 (500.00) 20223 Oct 2013 SonicWall Renewal Paid by Check #15124 11/08/2013 685.00 20230 Oct -10/18/2013 Warranty Server Paid by Check #15124 11/08/2013 1,374.00 48268 Nov 2013 Monthly IT Support Paid by Check #15158 11/15/2013 3,955.00 Vendor 64 - ENDSIGHT Totals $15,052.19 Vendor 16 - FEHR AND PEERS ASSOCIATES INC 89837 8/31-9/27/13 CCC Safe Routes to School ~ needs assess. & Tech su Paid by Check #15180 11/22/2013 2,000.15 Vendor 16 - FEHR AND PEERS ASSOCIATES INC Totals $2,000.15 Vendor 208 - GOVERNMENT FINANCE OFFICERS ASSOC - GFOA 0187120 FY2014 1/1/14-12/31/14 C.Sayles Annual Membership #300187120 Paid by Check #15159 11/15/2013 150.00 Vendor 208 - GOVERNMENT FINANCE OFFICERS ASSOC - GFOA Totals $150.00 Vendor 352 - GRAY-BOWEN CORP 14-7360-7362 Sept 2013 SR4 Somersville/SR160 Paid by Check #15125 11/08/2013 18,335.97 7358 9/1/9/30/13 CT 366 MSJ Public Outreach & Polling for 2014 CTP Paid by Check #15181 11/22/2013 72,872.35 Vendor 352 - GRAY-BOWEN CORP Totals $91,208.32 Vendor 36 - HARRIS & ASSOCIATES, INC. Run by Brian Kelleher on 12/19/2013 04:44:54 PM Page 4 of 9 2.A.2-5 Invoice Number Invoice Description Status Payment Date Invoice Net Amount 86-22643 9/1/13 - 9/30/13 CT211 Harris & Assoc - Corridor Mgmt SR4 to 160 Paid by Check #15126 11/08/2013 3,589.22 Vendor 36 - HARRIS & ASSOCIATES, INC. Totals $3,589.22 Vendor 146 - HISHAM NOEIMI 10/2-24/2013 10/2-10/24/2013 Misc Expense Reimbursement Paid by Check #15127 11/08/2013 103.83 Vendor 146 - HISHAM NOEIMI Totals $103.83 Vendor 356 - IVAN RAMIREZ 110613 09/25/13-10/31/13 Misc Travel Exp Paid by Check #15160 11/15/2013 130.31 Vendor 356 - IVAN RAMIREZ Totals $130.31 Vendor 141 - JACK HALL 110413 10/08/13-10/29/13 Misc Travel Exp Paid by Check #15161 11/15/2013 120.91 Vendor 141 - JACK HALL Totals $120.91 Vendor 98 - JACOBS PROJECT MANAGEMENT CO 14-W8X89000 8/24/13-9/27/13 CT332 - CM SR4 Widening LT/Hillcrest Seg 3A Paid by Check #15128 11/08/2013 109,285.81 W8X86900-30 8/24/13 - 9/27/13 CT271 MSJ SR4/LTW Interchange Project 3001 Paid by Check #15128 11/08/2013 131,263.30 Vendor 98 - JACOBS PROJECT MANAGEMENT CO Totals $240,549.11 Vendor 353 - KEYSTONE PUBLIC AFFAIRS, LLC 0000135 October 2013 CT359 Federal Advocacy Srvcs.Paid by Check #15129 11/08/2013 2,000.00 Vendor 353 - KEYSTONE PUBLIC AFFAIRS, LLC Totals $2,000.00 Vendor 181 - LINCOLN FINANCIAL GROUP P/R 11/1/13 Lincoln Deferred Comp Paid by Check #15112 11/01/2013 638.46 P/R 11/15/13 Lincoln Deferred Comp Paid by Check #15162 11/15/2013 638.46 Vendor 181 - LINCOLN FINANCIAL GROUP Totals $1,276.92 Vendor 387 - LINSEY WILLIS 10/1/13-10/29/13 10/1/13-10/29/13 Misc Expense Report Paid by Check #15163 11/15/2013 223.40 Vendor 387 - LINSEY WILLIS Totals $223.40 Vendor 373 - MAILROOM EQUIPMENT REPAIR 10292013-02 Repair/Maint/Jamming postage meter Paid by Check #15130 11/08/2013 181.47 Vendor 373 - MAILROOM EQUIPMENT REPAIR Totals $181.47 Vendor 14 - MARK THOMAS AND COMPANY INC 12-19771 9/2/13 - 9/29/13 CT358 SR4 Mokelumne Ped Overcrossing Paid by Check #15131 11/08/2013 15,174.10 19767 9/2/13-9/29/13 CT305 MSJ CSS/Engineering Srvcs SR4 @ Somersville Paid by Check #15131 11/08/2013 13,919.60 19769 9/2/13 - 9/29/13 5002 - CT335 SR4BP Sand Ck Rd I/C & Laurel Paid by Check #15131 11/08/2013 8,654.60 31-19768 9/2/13 -9/29/13 CT317 Aux Lns Seg 2 - Sycamore Vly/Crw Cnyn Paid by Check #15164 11/15/2013 17,713.58 Vendor 14 - MARK THOMAS AND COMPANY INC Totals $55,461.88 Run by Brian Kelleher on 12/19/2013 04:44:54 PM Page 5 of 9 2.A.2-6 Invoice Number Invoice Description Status Payment Date Invoice Net Amount Vendor 306 - MGO - MACIAS GINI & O'CONNELL LLP 190832 PE 10/31/13 CT319 FY12/13 Single Audit Paid by Check #15165 11/15/2013 3,394.00 190834 PE 10/31/13 CT319 FY12/13 ~ MSJ Audit / TYLin Paid by Check #15165 11/15/2013 4,231.46 190905 PE 10/31/13 CT319 FY12/13 ~ Caltrans MSJ Audits Paid by Check #15165 11/15/2013 1,610.46 191137 PE 10/31/13 CT319 FY12/13 Basic Financial Statement Paid by Check #15165 11/15/2013 12,894.93 191145 PE 10/31/13 CT319 FY12/13 Professional Services Paid by Check #15165 11/15/2013 3,511.25 Vendor 306 - MGO - MACIAS GINI & O'CONNELL LLP Totals $25,642.10 Vendor 274 - NELSON STAFFING 5359369 10/14/13-10/20/13 Admin Clerk Temp Paid by Check #15113 11/01/2013 1,280.00 5360090 10/21/2013 - 10/27/2013 Admin Clerk Temp Paid by Check #15132 11/08/2013 1,600.00 Vendor 274 - NELSON STAFFING Totals $2,880.00 Vendor 167 - NORTH AMERICAN TITLE ESCROW ACCOUNT 416-013-020 Peres parcel #63755 12-65-P I-80/San Pablo Dam Rd I/C PH1 Paid by EFT #181 11/18/2013 265,000.00 416-022-007 Cruz/Castellanos #63750 12-65-P I-80/San Pablo Dam Rd I/C PH1 Paid by EFT #182 11/18/2013 313,000.00 Vendor 167 - NORTH AMERICAN TITLE ESCROW ACCOUNT Totals $578,000.00 Vendor 342 - NOVAVIA SOLUTIONS, LLC CC1-2013-09 9/1-9/30/13 Real Time Ridesharing Pilot Prog Srvcs Paid by Check #15182 11/22/2013 400.00 CC1-2013-10 10/1-10/31/13 Real Time Ridesharing Pilot Prog Srvcs Paid by Check #15182 11/22/2013 7,332.61 Vendor 342 - NOVAVIA SOLUTIONS, LLC Totals $7,732.61 Vendor 7 - OFFICE MAX INCORPORATED 963075 Misc Office Supplies Paid by Check #15133 11/08/2013 169.02 Vendor 7 - OFFICE MAX INCORPORATED Totals $169.02 Vendor 13 - PARSONS BRINCKERHOFF, INC 40-530373 7/12/13 - 10/4/13 MSJ - CT214 PB Americas I-80/Central Ave PSR Paid by Check #15166 11/15/2013 4,612.73 Vendor 13 - PARSONS BRINCKERHOFF, INC Totals $4,612.73 Vendor 18 - PARSONS TRANSPORTATION GROUP INC 1309B330-43 6/29/13 - 8/30/2013 CT261 Construction Engineering Caldecott Paid by Check #15167 11/15/2013 359,386.84 Vendor 18 - PARSONS TRANSPORTATION GROUP INC Totals $359,386.84 Vendor 271 - PCI - PARKING CONCEPTS, INC. 140609 Nov 2013 Parking for 18 empl Paid by Check #15134 11/08/2013 1,190.00 Vendor 271 - PCI - PARKING CONCEPTS, INC. Totals $1,190.00 Vendor 139 - PETER ENGEL 10/15-20/2013 10/15/2013-10/20/2013 Misc Expenses Paid by Check #15135 11/08/2013 418.19 Vendor 139 - PETER ENGEL Totals $418.19 Run by Brian Kelleher on 12/19/2013 04:44:54 PM Page 6 of 9 2.A.2-7 Invoice Number Invoice Description Status Payment Date Invoice Net Amount Vendor 166 - PG&E - PACIFIC GAS & ELECTRIC 1160645 Pmt in full for CT378 ID #1160645 NB 680 on-ramp Crow Canyon Paid by Check #15136 11/08/2013 9,570.71 Vendor 166 - PG&E - PACIFIC GAS & ELECTRIC Totals $9,570.71 Vendor 350 - QUINCY ENGINEERING, INC. 12-11163 8/1/13-8/31/13 CT354 Proj 5005 ~SR4 Balfour Rd Intrchg Paid by Check #15137 11/08/2013 264,864.33 Vendor 350 - QUINCY ENGINEERING, INC. Totals $264,864.33 Vendor 338 - RAJAPPAN & MEYER CONSULTING ENGINEERS INC 22-31009 8/17/13-9/13/13 CT329 Base Work SR4BP/SR160 Connector Ramps PSE Paid by Check #15138 11/08/2013 223,508.18 Vendor 338 - RAJAPPAN & MEYER CONSULTING ENGINEERS INC Totals $223,508.18 Vendor 260 - RANDELL IWASAKI 9/27/13-10/30/13 09/27/13-10/30/13 Misc Expense Reimbursement Paid by Check #15168 11/15/2013 52.52 10/31/13 10/27/13 Misc Overnight Expense Reimbursement Paid by Check #15168 11/15/2013 335.29 Vendor 260 - RANDELL IWASAKI Totals $387.81 Vendor 360 - REHABILITATION SERVICES OF NORTHERN CALIFORNIA Sept 2013 Sept 2013 FY13 SPP20 Add. Paratransit Rehab Srvcs Paid by Check #15139 11/08/2013 2,965.90 Vendor 360 - REHABILITATION SERVICES OF NORTHERN CALIFORNIA Totals $2,965.90 Vendor 37 - S&C ENGINEERS, INC 18-2164 8/24/13-9/20/13 Item #2 ~ CT330 CSS RM2 SR4/HC Ave/SR60 Seg B Paid by Check #15169 11/15/2013 220,521.57 Vendor 37 - S&C ENGINEERS, INC Totals $220,521.57 Vendor 357 - SENIOR HELPLINE SERVICES 74 July 2013 FY14 SPP20 Add. Paratransit Senior Helpline Srvcs Paid by Check #15170 11/15/2013 7,875.00 75 August 2013 FY14 SPP20 Add. Paratransit Senior Helpline Srvcs Paid by Check #15170 11/15/2013 7,875.00 76 Sept 2013 FY14 SPP20 Add. Paratransit Senior Helpline Srvcs Paid by Check #15170 11/15/2013 7,875.00 Vendor 357 - SENIOR HELPLINE SERVICES Totals $23,625.00 Vendor 73 - SMALL BUSINESS BENEFIT PLAN TRUST Dec 2013 Dec 2013 Prepaid Dental Ins Preium Paid by Check #15171 11/15/2013 3,236.70 Vendor 73 - SMALL BUSINESS BENEFIT PLAN TRUST Totals $3,236.70 Vendor 78 - SMITH, WATTS & MARTINEZ, LLC 10-1030 Oct 2013 Legistlative Advocacy Services Paid by Check #15140 11/08/2013 4,000.00 Vendor 78 - SMITH, WATTS & MARTINEZ, LLC Totals $4,000.00 Vendor 270 - STAPLES BUSINESS ADVANTAGE 8027405087 Misc Office Supplies Paid by Check #15141 11/08/2013 223.20 Vendor 270 - STAPLES BUSINESS ADVANTAGE Totals $223.20 Run by Brian Kelleher on 12/19/2013 04:44:54 PM Page 7 of 9 2.A.2-8 Invoice Number Invoice Description Status Payment Date Invoice Net Amount Vendor 248 - SVF OAK RD WALNUT CREEK CORP Dec 2013 Rent Dec 2013 Rent Paid by Check #15183 11/22/2013 26,739.50 Vendor 248 - SVF OAK RD WALNUT CREEK CORP Totals $26,739.50 Vendor 366 - SVS - SILICON VALLEY STAFFING GROUP, INC 1024961 WE 10/20/13 Proj Dept Admin Asst Temp Paid by Check #15114 11/01/2013 1,342.00 1024997 WE 10/27/13 Project Dept Admin Asst/Temp Paid by Check #15172 11/15/2013 1,408.00 1025032 WE 11/3/13 Project Dept Admin Asst/Temp Paid by Check #15172 11/15/2013 1,716.00 Vendor 366 - SVS - SILICON VALLEY STAFFING GROUP, INC Totals $4,466.00 Vendor 388 - TAM - TRANSPORTATION AUTHORITY OF MARIN 10252013 Oct 25, 2013 CMA Directors Mtg-lunch Paid by Check #15142 11/08/2013 56.55 Vendor 388 - TAM - TRANSPORTATION AUTHORITY OF MARIN Totals $56.55 Vendor 71 - TELEPACIFIC COMMUNICATIONS 50895413-0 11/01/13-11/30/13 Phone & Internet Services Paid by Check #15173 11/15/2013 894.43 Vendor 71 - TELEPACIFIC COMMUNICATIONS Totals $894.43 Vendor 67 - TOWN OF DANVILLE FY11-12 LSM FY 2011-12 18% LSM Town of Danville Paid by Check #15115 11/01/2013 536,747.00 Vendor 67 - TOWN OF DANVILLE Totals $536,747.00 Vendor 68 - TOWN OF MORAGA FY 11-12 LSM FY 2011-12 18% LSM Town of Moraga Paid by Check #15116 11/01/2013 265,243.00 Vendor 68 - TOWN OF MORAGA Totals $265,243.00 Vendor 38 - TY LIN INTERNATIONAL INC. 9-1309234 8/3-8/31/13 ~CT339 Design Srvcs during CON @ Somersville Paid by Check #15143 11/08/2013 51,929.61 Vendor 38 - TY LIN INTERNATIONAL INC. Totals $51,929.61 Vendor 317 - UNUM LIFE INSURANCE Dec 2013 DEC 2013 Prepaid Life Ins Premiums Paid by Check #15174 11/15/2013 1,569.16 Vendor 317 - UNUM LIFE INSURANCE Totals $1,569.16 Vendor 11 - URS 27-5670342 8/31/13-9/27/13 CT316 I-80/San Pablo Dam Rd. Interchange PS&E Paid by Check #15175 11/15/2013 60,993.47 Vendor 11 - URS Totals $60,993.47 Vendor 263 - USPS - HASLER (POSTAGE) 102813 10/28/13 Replenish Postage Meter Paid by Check #15144 11/08/2013 2,000.00 Vendor 263 - USPS - HASLER (POSTAGE) Totals $2,000.00 Run by Brian Kelleher on 12/19/2013 04:44:54 PM Page 8 of 9 2.A.2-9 Invoice Number Invoice Description Status Payment Date Invoice Net Amount Vendor 177 - WELLS FARGO 10/1 - 10/31/13 Wells Fargo - ROC Oct. 13 Paid by Check #15184 11/22/2013 689.29 Vendor 177 - WELLS FARGO Totals $689.29 Vendor 193 - WestCAT - WESTERN CONTRA COSTA TRANSIT AUTHORITY 1047 Oct 2013 FY13 WestCAT SPP21 Safe Trans for Child Paid by Check #15145 11/08/2013 7,000.00 Vendor 193 - WestCAT - WESTERN CONTRA COSTA TRANSIT AUTHORITY Totals $7,000.00 Vendor 320 - WMH CORPORATION 12-SR242-27 9/2/13-9/29/13 CT321 6002- SR242/Clayton Rd Ramp Proj Study Rpts Paid by Check #15146 11/08/2013 29,552.13 13-SR4-03 9/2/13 - 9/29/13 CT372 ENV/EIR I-680/SR4 I/C Paid by Check #15146 11/08/2013 31,460.58 Vendor 320 - WMH CORPORATION Totals $61,012.71 Grand Totals $23,601,557.56 Run by Brian Kelleher on 12/19/2013 04:44:54 PM Page 9 of 9 2.A.2-10 Contra Costa Transportation Authority STAFF REPORT Meeting Date: January 15, 2014 Subject Acceptance of Annual Measure J Compliance Audits f or the Year Ended June 30, 2013 Summary of Issues Each year the Authority selects Measure J recipients for compliance audits to evaluate that the use of funds are in conformance with standards established by the Authority. For the Fiscal Year ended June 30, 2013, TY Lin International Inc., California State Department of Transportation (Caltrans) and County of Contra Costa were selected. The audits have been submitted and are recommended for acceptance by the Authority. In the Auditor’s opinion, the recipients complied in all material aspects with Authority standards. Recommendations Staff recommends acceptance of the Measure J Compliance Audits for the Fiscal Year Ended June 30, 2013. Financial Implications There are no financial implications of the recommended action to accept the financial reports. Options N/A Attachments A. TY Lin International, Inc. – Independent Auditor’s Measure J Compliance Report for the Fiscal Year Ended June 30, 2013. B. California State Department of Transportation - Independent Auditor’s Measure J Compliance Report for the Fiscal Year Ended June 30, 2013. C. County of Contra Costa - Independent Auditor’s Measure J Compliance Report for the Fiscal Year Ended June 30, 2013. Changes from Committee N/A Background Authority Resolution 08-05-A (Revision 1) specifies policies and procedures for conducting compliance audits related to the expenditure of Measure J funds by other recipients, including contractors and public agencies. The purpose of the audits is to verify that recipients of Measure J funds follow adopted rules and that the funds were used solely for the purpose designated by the Authority. The Resolution specifies that at least three compliance audits are conducted each year. On May 2, 2013, the Authority selected TY Lin International, Inc., 2.A.3-1 Contra Costa Transportation Authority STAFF REPORT January 15, 2014 Page 2 of 2 California State Department of Transportation, and County of Contra Costa for compliance audits. Entities are selected from one of three categories. The categories and the entities selected include the following: Category 1 - A jurisdiction, agency, or firm receiving more than $500,000 in Authority funds. California State Department of Transportation (Caltrans) was selected related to the receipt of $64,241,099 for the Caldecott Improvement Constructions and Construction Services Agreement (Cooperative Agreement No. 90.16.04). Category 2 - A consultant receiving more than $25,000 in Authority funds. The firm of TY Lin International, Inc. was selected related to the receipt of $2,292,183 of Measure J funds for Preparation of Final Design Documents State Route 4 Widening (Contract No. 204). Category 3 - A local jurisdiction receiving Measure J Local Street Maintenance (return to source) funds. The County of Contra Costa was selected related to the receipt of $1,975,401 for 18% funds and $260,370 for 2.09% Additional Local Street Maintenance funds. Staff recommends accepting the compliance audits. In the auditors’ opinions the recipients have complied with Authority standards and requirements, in all material respects. 2.A.3-2 2.A.3-3 Attachment A 2.A.3-4 Attachment B 2.A.3-5 Attachment C TThhiiss PPaaggee IInntteennttiioonnaallllyy BBllaannkk Contra Costa Transportation Authority Staff Report STAFF REPORT Meeting Date: January 15, 2014 Subject Acceptance of Annual Single Audit for the Year Ended June 30, 2013 Summary of Issues Federal regulations require an independent audit on funding awards greater than $500,000 (referred to as the “Single Audit” report). For the fiscal year ended June 30, 2013, the auditor noted that the Authority complied with the requirements as applicable to Federal awards. Recommendations Staff recommends acceptance of the Single Audit for the Fiscal Year Ended June 30, 2013 Financial Implications There are no financial implications of the recommended action to accept the financial report. Options N/A Attachments A. Single Audit Report for the Fiscal Year Ended June 30, 2013 Changes from Committee N/A Background The Single Audit, also known as the OMB A-133 audit, is an audit or examination of an entity that expends $500,000 or more of Federal funds for its operations. The objective of the Single Audit is to provide assurance to the Federal government as to the m anagement and use of such funds by recipients such as states, cities, universities, and non-profit organizations. During the Fiscal Year Ended June 30, 2013, the Authority received funds subject to the Single Audit requirements. The funds subject to examination and compliance are listed on Page 5 of the accompanying report. In summary, the Authority expended $2,626,048 of Federal funds and according to the auditor, the Authority complied with the requirements applicable to these funds. The audit also notes the status of prior year findings. There are no open items from prior year audits. 2.A.4-1 2.A.4-2 Attachment A 2.A.4-3 2.A.4-4 2.A.4-5 2.A.4-6 2.A.4-7 2.A.4-8 2.A.4-9 2.A.4-10 2.A.4-11 2.A.4-12 Contra Costa Transportation Authority STAFF REPORT Meeting Date: January 15, 2014 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Projects - APC Items\02A5 - Total Comp Study.docx Subject Approve Contract No. 395 with Koff & Associates for a Total Compensation Study Summary of Issues The Authority has received qualifications in response to RFQ 13-4 to review the Authority’s current compensation structure and conduct a total compensation market survey to compare Authority salaries and benefits against other comparable public agencies. Koff & Associates submitted the most applicable set of qualifications and proposed scope of services in response to RFQ 13-4. Staff recommendation calls for the Authority to approve a contract with Koff & Associates to provide these services with a budget not to exceed $12,000. Recommendations Staff seeks authorization for the Chair to execute Contract No. 395 with Koff & Associates. Financial Implications The contract value is capped at $12,000 for the proposed scope of work. This amount includes a few additional billable hours as a contingency should the Authority request the consultant to provide additional information or services. Options N/A Attachments A. Proposed Contract No. 395 with Koff & Associates Changes from Committee N/A Background On November 20th the Authority approved issuing Request for Qualifications (RFQ) 13-4 to obtain a human resources consultant to conduct a Total Compensation Study (TCS). The RFQ called for interested firms to submit qualifications for preparing a comprehensive salary and benefit study of Authority staff positions. The TCS will provide the Board and Executive Director with a current review of the Authority’s compensation structure in comparison to the employment market for similar positions. This review will provide data on the total employer cost incurred by the Authority for salaries and benefits by position. A second level of the study 2.A.5-1 Contra Costa Transportation Authority STAFF REPORT January 15, 2014 Page 2 of 2 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Projects - APC Items\02A5 - Total Comp Study.docx will include specific recommendations regarding the Authority’s compensation system. The policy objective of the study is to ascertain information related to the Authority’s continued interest to be an employer of choice, attract and retain a quality workforce and receive recommendations on the Authority’s compensation system from an independent third party. The Authority requested qualifications from six firms who either requested consideration or were identified by staff as a firm potentially interested in submitting qualifications. The Authority received two submittals by the closing date of December 18th. Two firms answered the RFQ and indicated that, due to other commitments, they would not be submitting qualifications. Two firms did not respond to the RFQ. The two firms that submitted qualifications were Bryce Consulting and Koff & Associates. Staff has reviewed the qualifications of the two firms, including the proposed scope of work, approach, understanding of the Authority’s objective and budget. This analysis demonstrated that Koff & Associates best meets the objectives of the Authority. Koff & Associates is a woman- owned and certified small business enterprise. The firm specializes in public sector human resources consulting. Founded in 1984, Koff & Associates is located in Emeryville of Alameda County. The firm has extensive and relevant experience in the public sector, especially in the “niche” market of transportation authorities, special districts, etc. In regard to process, a critical step will be for the project manager of Koff & Associates to assist in a workshop-style session with the APC. This early phase of the project involves discussion of the study methodology and consensus building on the comparator agencies. The RFQ specifications called for a scope of work to include 10 comparator agencies. Early involvement of the APC and Executive Director in the study, prior to the consultant’s gathering of data, is highly recommended. This workshop is tentatively planned for February 6th. The TCS will quantify and compare the Authority’s total cost of staff positions in a consistent (apples-to-apples) fashion against the selected comparator agencies’ employer cost of like positions within the market study area. The TCS will also review employer-employee cost sharing policies regarding pension benefits. The consultant will be expected to make related observations and recommendations should the Authority be an outlier on that matter. Staff will work with the consultant to obtain TCS data for the APC and Executive Director within the timeframe for Authority consideration of its salary and benefit policy for next fiscal year beginning July 1, 2014. 2.A.5-2 AGREEMENT NO. 395 KOFF & ASSOCIATES, INC HUMAN RESOURCE SERVICES - TOTAL COMPENSATION STUDY This agreement is made as of January 15, 2014 between Koff & Associates, Inc., 6400 Hollis Street, Suite 5, Emeryville, CA 94608 (“Consultant”), and the Contra Costa Transportation Authority, a local transportation authority created and administered pursuant to Division 19 of the California Public Utilities Code, and having its office at 2999 Oak Road, Suite 100, Walnut Creek, California 94597 (“Authority”). In consideration of the mutual covenants, conditions and agreements stated herein, the parties do agree as follows: 1. Scope of Work. Authority desires to and hereby engages Consultant during the term of this agreement to perform human resources consulting services. The services to be performed by Consultant pursuant to this Agreement are described in the Scope of Work set forth in Exhibit A, attached hereto and incorporated herein by this reference. The aggregate of such services is hereinafter referred to as the “Work”. 2. Payment. Authority shall pay Consultant for the performance in the Work hereunder in accordance with the terms set forth in Exhibit B, attached hereto and incorporated herein by this reference. The not-to-exceed amount for this contract is twelve thousand dollars ($12,000.00). 3. Term. The term of this Agreement shall be effective beginning from the date of this agreement and end upon the timely completion of the Scope of Work, subject to earlier termination as set forth in Paragraph 12 hereof. 4. Ownership of Studies and Plans. During the term of this Agreement, Consultant shall to the best of its collective ability impart to the Authority knowledge, information, ideas, suggestions, advice, and services requested by the Authority, and Authority shall have right to make use of the same at any time it may desire without consideration to Consultant. All drawings, specifications, descriptions, plats, field notes, surveys, studies, reports, and other documents furnished by Consultant in the course of or as a result of performing the Work shall be the property of the Authority and may be used by the Authority for any purpose whatsoever. Consultant assigns to the Authority all rights in the nature of copyright, trademark, patent, and right to ideas, in all versions prepared now or later by Consultant in connection with the Work. Consultant agrees to take such actions as are necessary to protect the rights assigned to the Authority in this Agreement, and to refrain from taking any actions which would impair those rights. Consultant’s responsibilities under this Paragraph shall include, but not be limited to, placing proper notice of copyright on all versions as the Authority may direct, and refrain from disclosing any versions to any third party without first obtaining the written permission of the Authority. Consultant shall not use Work, or permit to use, with connection to any other project without first obtaining the written permission of the Authority. 2.A.5-3 Attachment A 2 5. Availability of Consultant. During the term of this Agreement, Consultant shall be available to the Authority as may be required to successfully accomplish the Work within the timeframe established by the Authority for each specific assignment. Consultant shall be available for consultation during the hours normally worked by the Authority’s employees unless otherwise agreed on by the Authority and Consultant. 6. Confidential Information. In the performance of the Work, Consultant may be exposed to confidential information of the Authority and others. Consultant shall not disclose to anyone not employed by the Authority nor use, except on behalf of the Authority, an such confidential information acquired by him/her in the performance of the Work, except as authorized by the Authority, in writing, and, regardless of the term of this Agreement, Consultant shall be bound by this obligation until such time as said confidential information shall become part of the public domain. Information regarding all aspects of Authority’s business and information concerning the Work (either directly or indirectly disclosed to the Consultant, or developed by Consultant in the performance of the Work) shall be presumed to be confidential except to the extent that same shall have been published or otherwise made freely available t the general public without restriction. Consultant also agrees to not disclose to the Authority any information subject to any obligation of confidence to any third person. 7. Books and Records. Consultant agrees to make, keep, and maintain, in accordance with generally accepted accounting principles and practices consistently applied from year to year, complete books, records, invoices, and records of payments related to Work while it is being performed and to retain for a period of three (3) years following completion of Work all such materials. 8. Inspection of Books and Records. Authority shall have the right to examine, and make copies, either directly through its authorized representatives or agents, during business hours all Consultant’s books, records, accounts, correspondence, instructions, specifications, surveys, plans, drawings, receipts, manuals, and memoranda insofar as they are pertinent to this Agreement. Consultant’s accounts shall be organized to provide the segregation required by the Authority. Authority’s right to inspection shall not apply to Consultant’s trade secrets or other client or proprietary information properly designated and asserted as such. 9. Indemnification. It is mutually agreed and understood, relative to the reciprocal indemnification of Authority and Consultant: a. Consultant shall defend, indemnify, and hold harmless, Authority, its officers, employees, and agents, from and against any and all losses, expenses, liens, claims, demands, and causes of action of every kind and character (including those of the parties hereto, their agents and employees) for death, personal injury, property damage or any other liability, damages, fines or penalties (except where reimbursement of fines and penalties is prohibited by applicable law) including costs, attorneys fees and settlements (approved by Consultant), resulting in any act performed by, or omission on the part of, Consultant, its 2.A.5-4 3 servants, employees, subcontractors, invitees or licensees, arising out of or in connection with the Work. b. Authority shall defend, indemnify, and hold harmless, Consultant, its officers, employees, and agents, from and against any and all losses, expenses, liens, claims, demands, and causes of action of every kind and character (including those of the parties hereto, their agents and employees) for death, personal injury, property damage or any other liability, damages, fines or penalties (except where reimbursement of fines and penalties is prohibited by applicable law) including costs, attorneys fees and settlements (approved by Authority), resulting in any act performed by, or omission on the part of, Authority, arising our of or in connection with the Work. 10. Certificates of Insurance. Before commencing Work, Consultant shall provide Authority with certificates evidencing the existence of insurance policies, issues by carriers and in amounts and on forms acceptable to the Authority, providing coverage as specified in Exhibit C attached hereto and incorporated herein by this reference. Consultant shall maintain such insurance in effect until the third anniversary date of this agreement. Insurance will not be cancelled or any charge made in with policy without ten (10) days written notice to the Authority. 11. Independent Contractor. Consultant shall be in the relationship of independent contractor with the Authority, and nothing herein shall be construed as creating, at any time, the relationship of employer and employee between the parties hereto, nor shall this Agreement be construed as creating any relationship whatsoever between Authority and Consultant’s employees. Consultant shall have sole authority and responsibility to employ, discharge, and otherwise control its employees, and neither Consultant, nor any of its employees are or shall be deemed to be employees of the Authority. Accordingly, Consultant and its employees shall not be entitled, as a result of this agreement, to any benefit under any employee benefit plan presently in effect or that may be put into effect; nor will Consultant and its employees be considered employees of the Authority for purposes of any tax or contribution levied by any federal, state, or municipal government or for any other purpose. 12. Termination. Either party may terminate this Agreement upon notice to the other party, given in a manner authorized by Paragraph 15, in accordance with this Paragraph 12. Upon notice by the Authority, Consultant agrees to stop Work. If Consultant gives notice of termination, it agrees to continue the Work for a 30-day period, or such lesser period that is equal to the remaining term of the Agreement if notice is given within 30 days of the termination date, provided in Paragraph 3 above, or such lesser period as determined by the Authority. Upon termination, Consultant agrees to forward to Authority all papers, reports, and other documents on Work. In the event of such termination, Authority shall be liable for charges accrued to date that the Consultant ceases Work, not to exceed 30 days (unless otherwise agreed to in writing by the Authority), plus such additional charges as are determined by Authority to be reasonably essential for terminating the Work. Termination shall not affect Consultant’s obligations with respect to Paragraphs 6, 7, 9 and 10 hereof. 2.A.5-5 4 13. Assignment and Subcontracting. Authority reserves the right to assign this Agreement at any time, and Consultant hereby consents to any such assignment by Authority. Except as expressly set forth in Exhibit D, which Exhibit D is incorporated by reference as if fully set forth, any assignment of this Agreement or the subcontracting of any performance of Consultant hereunder by Consultant without the prior written consent of the Authority shall be void. 14. Attorney’s Fees. In the event of litigation between the parties with respect to this Agreement, the prevailing party shall be entitled to its reasonable costs and expenses incurred in connection with such litigation, including reasonable attorney’s fees. 15. Notices. Any notice, demand, or request which may be permitted, required, or desired to be given in connection with this Agreement shall be given in writing and directed to Authority and Consultant as follows: If to the Authority: Randall Carlton Contra Costa Transportation Authority 2999 Oak Road, Suite 100 Walnut Creek, CA 94597 If to Consultant: Georg S. Krammer 6400 Hollis Street, Suite 5 Emeryville, CA 94608 Notices shall be either (i) personally delivered (including delivery by UPS, Federal Express, or another courier) to the offices set forth above, in which case they shall be deemed delivered on the date of delivery to said offices; (ii) sent by telecopier (fax), in which cases they shall be deemed delivered on the date sent; provided however that any notices sent by telecopier (fax) shall also be sent by overnight courier on the same day; or (iii) sent by certified mail, return receipt requested, in which case they shall be deemed delivered on the date shown on the receipt unless delivery is refused or delayed by the addressee, in which case they shall be deemed delivered on the date of deposit in the US Mail. 16. Entire Agreement. This Agreement (including all exhibits attached hereto, each of which is incorporated into this Agreement by reference), constitutes the entire understanding between the parties with respect to the transaction contemplated herein, and all prior or contemporaneous oral or written agreements, understandings, representations and statements are merged into this Agreement. This Agreement may only be amended or modified, by a written instrument executed by Authority and Consultant. Notice of termination in accordance with Paragraph 12 shall be given in writing by the terminating party to the other party in a manner authorized by Paragraph 15. 17. Headings. The headings of various Paragraphs in this Agreement are for convenience only, and are not be utilized in constructing the content or meaning of the substantive provisions hereof, and shall be of no legal force and effect. 2.A.5-6 5 18. Governing Law. This Agreement shall be governed by and construed in accordance with the laws of the State of California, notwithstanding its choice of law provisions. The parties agree that any legal action arising under this Agreement shall be subject to the exclusive jurisdiction of the state or federal courts within the State of California. 19. Time. Time is of the essence in this Agreement and Work. 20. Severability. If any one or more of the provisions contained in this Agreement is for any reason held to be invalid, illegal, or unenforceable in any respect, such invalidity, illegality, or unenforceability shall not affect any other provisions of this Agreement, and this Agreement shall be construed as if such invalid, illegal, or unenforceable provision had never been contained herein. In witness whereof, both parties hereto shall be deemed to have executed this Agreement as of the day and year written above. KOFF & ASSOCIATES, INC. CONTRA COSTA TRANSPORTATION AUTHORITY Georg S. Krammer, Chief Executive Officer Janet Abelson, Chair Dated: Dated: 2.A.5-7 6 EXHIBIT A SCOPE OF WORK Koff & Associates, Inc. shall perform tasks consistent with their written submission in response to Request for Qualification (RFQ) 13-4 for a Total Compensation Study. Specific tasks include the following: A. INITIAL DOCUMENTATION REVIEW/MEETINGS WITH STUDY PROJECT TEAM & MANAGEMENT STAFF This phase includes identifying the client project team (Chief Financial Officer, other staff, and Board Committee, as appropriate), contract administrator, and reporting relationships. Our team will conduct an orientation and briefing session with the study project team and executive staff to explain process and methodology; create the specific work plan and work schedule; identify subsequent tasks to be accomplished; reaffirm the primary objectives and specific end products; determine deadline dates for satisfactory completion of the overall assignment; determine who will be responsible for coordinating/scheduling communications with employees, executive staff, and the Board of Directors; and develop a timetable for conducting the same. Included in this task will be the gathering of written documentation, identifying current incumbents, and assembling current class descriptions, organizational charts, salary schedules, budgets, personnel and compensation policies and procedures, previous classification and compensation studies (which K&A has), and any other relevant documentation. Authority terminology and methods of current compensation procedures will be reviewed and agreed to. We will discuss methodology and agree to a compensation format and identify appropriate comparator agencies, benchmark classifications to be surveyed, and benefits to be collected for compensation survey purposes. We will respond to questions. B. IDENTIFY COMPARATOR AGENCIES, BENCHMARK CLASSIFICATIONS, AND BENEFITS TO BE COLLECTED During the initial meeting with the study project team, we will discuss the total compensation study factors that need to be agreed upon. We will identify and provide justification for appropriate comparator agencies that will be included in the external market survey, which will be the foundation of ensuring that the Authority’s salaries for the studied classifications are competitively aligned with the external labor market. We will also identify those classifications that will be surveyed in the market (i.e., benchmark classifications), with the intention of internally aligning the remaining classifications with those that were surveyed. Finally, we will determine/confirm the list of benefits that the Authority wants to be included in the total compensation data gathering process. 1. Determination of Comparator Agencies The selection of comparator agencies is considered a critical step in the study process. Using the following factors to identify appropriate comparators, we will receive approval before proceeding with the compensation survey. 2.A.5-8 7 Our recommended methodology is that we involve the study project team, executive staff, and the Board of Directors (i.e., Board Committee) in the decision-making process of agreeing as to which agencies are included, PRIOR to beginning the study. Our experience has shown that this is the most successful approach. The factors that we review when selecting and recommending appropriate comparator agencies include:  Organizational type and structure – While various organizations may provide overlapping services and employ some staff having similar duties and responsibilities, the role of each organization is somewhat unique, particularly in regard to its relationship to the citizens it serves and level of service expectation. During this iterative process, we will review the comparators that K&A has utilized in the past, as well as propose new agencies, and discuss the advantages/disadvantages of including current and/or any newly proposed comparators.  Similarity of population served, agency demographics, agency staff, and operational and capital improvement budgets – These elements provide guidelines in relation to resources required (staff and funding) and available for the provision of services.  Scope of services provided – While having an organization that provides all of the services at the same level of citizen expectation is ideal for comparators, as long as the majority of services are provided in a similar manner, sufficient data should be available for analysis.  Labor market – The reality of today’s labor market is that many agencies are in competition for the same pool of qualified employees. No longer do individuals necessarily live in the community they serve. Therefore, the geographic labor market area (where the Authority may be recruiting from or losing employees to) will be taken into consideration when selecting potential comparator organizations.  Cost of living – The price of housing and other cost-of-living related issues are some of the biggest factors in determining labor markets. We will review overall cost of living of various geographic areas, median house prices, and median household incomes to determine the appropriateness of various potential comparator agencies. The RFQ asks for ten (10) comparator agencies, which is within the range we typically recommend. 2. Determination of Benchmark Classifications “Benchmark classes” are normally chosen to reflect a broad spectrum of class levels. In addition, those that are selected normally include classes that are most likely to be found in other similar agencies, and therefore provide a sufficient valid sample for analysis. Internal relationships will be determined between the benchmarked and non-benchmarked classifications and internal equity alignments will be made for salary recommendation purposes. Because the Authority is a fairly small organization, we recommend surveying most, if not all, classifications. Based on the list provided in the RFP and our past experience with the Authority, we may not need to survey the Senior Engineer, Senior Transportation Planner, or Administrative Clerk, as they can be internally aligned with other classifications that we would normally survey. Of course, we are flexible to survey all classifications. It is our understanding that the Executive Director will not be included in the study. 2.A.5-9 8 3. Determination of Salary and Benefits Data to Be Collected In addition to base salaries, benefit data elements for a total compensation study normally include at least the following, which are generally available to all staff in a specific job classification. Shown below are descriptions of those benefits that we normally collect (which can be modified to include any other information the Authority desires):  Monthly Salary – The top of the normal, published salary range. All figures are presented on a monthly basis. We normalize the salary data to reflect working hours and/or “spiking” of retirement or other benefits.  Employee Retirement – This includes two figures: the amount of the employee’s State or other public or private retirement contribution that is contributed by the agency and the amount of the agency’s Social Security contribution.  Retiree Medical – With healthcare cost rising and retiree healthcare and liabilities increasing for many public agencies, we typically collect retiree health information as well. However, we do not roll this cost into our total compensation analysis but report it separately by describing what the policies/liabilities are.  Insurance – This typically includes Health, Dental, Vision, Life, Long-Term Disability, Short- Term Disability, Employee Assistance Program (EAP), and other insurance coverage.  Leave – Other than sick leave, which is usage-based, leave is the amount of days off for which the organization is obligated, including vacation, holidays, administrative and/or personal leave. All days will be translated into direct salary costs.  Deferred Compensation – This is any deferred compensation provided to all members of a classification, either as an employer matching contribution or as a straight dollar or percentage contribution.  Other – This category includes any other benefits that are available to all employees within a classification and not already specifically detailed. C. DATA COLLECTION Our firm does not collect market compensation data by merely sending out a written questionnaire. We find that such questionnaires are often delegated to the individual in the department with the least experience in the organization and given a low priority. We conduct all of the data collection and analysis ourselves to ensure validity of the data and quality control. This approach also ensures that we compare job description to job description and not just job titles, therefore ensuring true “matches” of at least 70%, which is the percentage we use to determine whether to include a comparator classification or not. Our job analysis method is the whole position analysis approach. Objective factors in the whole position classification methodology include: 1. Education, Training, and Certifications/Licenses 2. Experience 3. Problem Solving/Ingenuity 4. Attention/Stress (Concentration/Time Pressure & Interruptions) 5. Independence of Action/Responsibility 6. Contacts with Others/Internal/External 7. Supervision Received and/or Given to Others 2.A.5-10 9 8. Consequences of Action/Decisions Made on the Job 9. Working Conditions 10. Physical/Mental Demands We typically collect classification descriptions, organization charts, salary schedules, personnel policies, MOUs, and other information via website, by telephone, or by an onsite interview. With the prior knowledge from the data gathered directly from each comparator agency and our experience in the public sector human resources field, our professional staff makes preliminary “matches” and then schedules appointments by telephone, and sometimes in person, with knowledgeable individuals to answer specific questions. We find that the information collected using these methods has a very high validity rate and is generally substantiated by employees, management, as well as governing bodies. D. ANALYSIS AND PRELIMINARY DATA REVIEW (DELIVERABLE) Compensation data will be entered into spreadsheet format designed for ease of interpretation and use. The information will be presented in a format that will identify the comparator positions used for each classification comparison. Information will be calculated based upon both average and median figures allowing the Authority to make informed compensation decisions. Other elements of the compensation survey report are:  Agencies surveyed;  Comparable class titles;  Salary range maximum/control point;  Number of observations; and  Percent the Authority’s salary range is above/below the market average/median value. In addition, we will include any type of statistical representation and analysis that the Authority desires such as 60th, 70th, or any other percentiles. Benefit data will be displayed in an easy-to-read format. You will receive three sets of spreadsheets per classification, one with base pay, one with the benefits detail, and one with total compensation statistical data. In addition, we are often asked to collect “other” benefits (as listed in the benefits section above), which we typically report on a separate spreadsheet. E. DRAFT COMPENSATION FINDINGS/ADDITIONAL ANALYSIS/PROJECT TEAM MEETING (DELIVERABLE) We distribute our draft findings to the Authority. After the Authority’s preliminary review, K&A will meet with the study project team and other stakeholders (including executive staff and the Board Committee, as desired) to clarify data, to receive requests for reanalysis of certain comparators, and to answer questions and address concerns. This provides an opportunity for the study project team and other stakeholders to review and question any of our recommended benchmark comparator matches. If questions arise, we conduct follow-up analysis to reconfirm our original analysis and/or make corrections as appropriate. 2.A.5-11 10 F. INTERNAL RELATIONSHIP ANALYSIS/INTERNAL ALIGNMENT (DELIVERABLE) To determine internal equity for all studied positions, considerable attention will be given to this phase of the project. It is necessary to develop an internal position hierarchy based on the organizational value of each classification. Again, we utilize the “whole position” analysis methodology as described above in Section C. By reviewing those factors, we will make recommendations regarding vertical salary differentials between classes in a class series (if recommended), as well as across departments. This analysis will be integrated with the results of the compensation survey. The ultimate goal of this critical step of the process is to address any potential internal equity issues and concerns with the current compensation system, including compaction (i.e. compression) issues between certain classifications. We will create a sound and logical compensation structure for the various levels within each class series, so that career ladders are not only reflected in the classification system but also in the compensation system, with pay differentials between levels that allow employees to progress on a clear path of career growth and development. Career ladders will be looked at vertically, as well as, horizontally. G. COMPENSATION STRUCTURE AND RECOMMENDATION DEVELOPMENT (DELIVERABLE) Depending on data developed as a result of the internal analysis, we will review and make recommendations regarding internal alignment and the salary structure within which the classes are allocated, based upon the Authority’s preferred compensation model. We will develop recommendations for salary ranges for all classifications based on median and/or mean salaries from the comparable agencies. We will also assess the number of pay grades needed. Finally, we will evaluate benefit offerings in the labor market and make recommendations for better alignment and/or different benefit offerings as indicated by the analysis and best practices. Draft recommendations will be discussed with the study project team and management prior to developing an Interim Report. H. DEVELOPMENT OF DRAFT FINAL AND FINAL REPORT AND DELIVERABLES A Draft Interim Report of the Compensation Study will be completed and submitted to the Authority for review and comment. The report will provide detailed compensation findings, documentation, and recommendations. The report will include the following information:  A set of all market data spreadsheets;  A proposed Salary Range/Plan document;  Any alternative compensation plans identified; and  A guide for the Authority in implementing, managing, and maintaining the compensation system, policies, and procedures. 2.A.5-12 11 We will conduct an in-depth review of the draft compensation report with the study project team. Any needed corrections, clarifications, or modifications will be discussed at this time. Once all of the Authority’s questions/concerns are addressed and discussed, a Final Compensation and Staffing Report will be created and submitted in bound format. The Final Report will incorporate any appropriate revisions identified and submitted during the review of the draft report. I. FINAL PRESENTATION Our proposal includes multiple meetings and conference calls and weekly oral and written status/progress updates to the study project manager. We will also be prepared to develop and present our reports and future impacts of any recommended changes to the Executive Director, as well as, other Authority executive staff, as desired. Regarding the involvement of the Board of Directors, we recommend at least one initial meeting regarding the comparator agencies and benchmark classifications to be included in the total compensation study, one interim study session (to discuss the initial findings of the total compensation study, i.e., preliminary data), and one final presentation of our Final Reports. Of course, we are flexible to have more or less interaction with the Board of Directors, based on the Authority’s preferences. The scope of work may be amended by mutual written agreement of the parties. 2.A.5-13 12 EXHIBIT B COMPENSATION The fee to provide the Scope of Work and incorporated into this agreement as Exhibit A shall be $11,340, plus expenses not to exceed $300. Consultant will submit monthly invoices based on task completion in the previous month. The fee may be increased for additional consulting at the composite rate of $105 per hour to a maximum contract value of $12,000. Additional consulting must have prior approval by the Authority. Invoices are to be submitted with sufficient detail satisfactory to the Authority noting the achievements on tasks in the work scope. Accepted invoices are due to Consultant on a net 30 days basis. 2.A.5-14 13 EXHIBIT C INSURANCE Consultant shall provide the following types of insurance, with Consultant’s normal limits of liability but in no event less that the minimum limits indicated below. Authority shall be named Additional Insured with Cross Liability Endorsement with respect to Comprehensive General and Automobile Liability Policies: TYPE OF COVERAGE MINIMUM LIMITS OF LIABILITY WORKERS’ COMPENSATION Each Accident $1,000,000 Employers Liability $1,000,000 COMPREHENSIVE GENERAL LIABILITY Each Occurrence $1,000,000 Commercial General Aggregate Liability $1,000,000 AUTOMOBILE LIABILITY Including coverage for all owned, hired, or non- $1,000,000 Owned automotive equipment used in connection PROFESSIONAL LIABILITY Each Occurrence $1,000,000 Aggregate $1,000,000 2.A.5-15 14 EXHIBIT D ASSIGNMENT & SUBCONTRACTING Permitted Assignees: None Permitted Subcontractors: None 2.A.5-16 Contra Costa Transportation Authority STAFF REPORT Meeting Date: January 15, 2014 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Projects - APC Items\Amin's City of Pleasant Hill, Ccntra Costa Blvd Appropriation\02A6 BL City of Pleasant Hill, CCBlvd Appropriation BL Correct Version.docx Subject City of Pleasant Hill – Contra Costa Blvd Improvements (Project 24026) – Request for Appropriation of Additional Measure J Funds for Construction and Construction Management Summary of Issues The City of Pleasant Hill is requesting appropriation of additional $842,000 of Measure J funds construction and construction management for the Contra Costa Blvd Improvements (Project 24026). The additional cost is to fully fund a gap in funding due to higher than expected bids when the project opened bids in August 2013. This project will construct many improvements along Contra Costa Boulevard between Chilpancingo Parkway and Viking Drive. Among these improvements are intersection geometry, traffic signal upgrade, sidewalk repair or installation, ADA curb ramp installation, pavement rehabilitation, bike lane striping, median island modification, street light replacement and landscaping. Recommendations Staff recommends approval of Cooperative Agreement 28C.01, and Resolution 14-02-P in the amount of $750,000, and Resolution 13-03-P (Rev. 1) in the amount of $92,000 for a total appropriation of $842,000 in additional funds for construction and construction management of this project. Financial Implications The 2013 Measure J Strategic Plan contains sufficient funds programmed for this project to fund this request. Options 1. The Authority could choose to alter this request Attachments A. Letter from the City of Pleasant Hill, dated December 2, 2013. B. TRANSPAC Letter of Approval, dated November 20, 2013 C. Cooperative Agreement No. 28C.01 D. Resolution 14-02-P E. Resolution 13-03-P (Rev. 1) F. Contra Costa Blvd. Improvements (Project #24026) Fact Sheet. 2.A.6-1 Contra Costa Transportation Authority STAFF REPORT January 15, 2014 Page 2 of 2 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Projects - APC Items\Amin's City of Pleasant Hill, Ccntra Costa Blvd Appropriation\02A6 BL City of Pleasant Hill, CCBlvd Appropriation BL Correct Version.docx Changes from Committee N/A Background The Contra Costa Boulevard Improvements (Project #24026) project scope consists of intersection geometry modifications, traffic signal upgrade, sidewalk repair or installation, ADA curb ramp installation, pavement rehabilitation, bike lane striping, median island modification, street light replacement and landscaping modification along Contra Costa Boulevard between Chilpancingo Parkway and Viking Drive. The Authority appropriated $783,000 to the project for Construction and Construction Administration costs in February 2013. The City of Pleasant Hill opened bids for the project in August 2013. The lowest responsive bidder exceeded the project’s budget for construction by 24%. The City Council rejected all bids with the intent to seek additional funding sources, restructure the project bid documents and go out to bid again in early 2014. The City was recently able to secure approval from TRANSPAC for $750,000 in Measure J Funding Category No. 28, Subregional Transportation Needs (See Attachment B). The City also has $92,000 in Measure J funds remaining for the project as a result of the 2013 Strategic Plan update. The revised project cost is $4.8 million, and is now fully funded with $1.6 million in local funds, $1.2 million in Highway Safety Improvement Program (HSIP) federal funds, $1.2 million in Measure J funds, and $0.8 million in Measure J Subregional Transportation Needs. Construction is currently scheduled for spring 2014. Accordingly, the City is requesting additional Measure J appropriation of $842,000 for construction and construction administration ($750,000 in Subregional Transportation Needs; and $92,000 in remaining Measure J funds) to the project. Staff seeks authorization for the Chair to act on the above mentioned resolutions and exe cute Cooperative Agreement No. 28C.01, appropriation Resolution 14-02-P, and appropriation Resolution 13-3-P (Rev. 1). 2.A.6-2 2.A.6-3 Attachment A 2.A.6-4 TRANSPAC Transportation Partnership and Cooperation Clayton, Concord, Martinez, Pleasant Hill, Walnut Creek and Contra Costa County 2300 Contra Costa Boulevard, Suite 110 Pleasant Hill, CA 94523 (925) 969-0841 November 20, 2013 Randell H. Iwasaki, Executive Director Contra Costa Transportation Authority 2999 Oak Road, Suite 100 Walnut Creek, CA 94597 Re: Status Letter for TRANSPAC Meeting – November 14, 2013 Dear Mr. Iwasaki: At its meeting on November 14, 2013, TRANSPAC took the following actions that may be of interest to the Transportation Authority: 1. Received reports from Martin Engelmann, CCTA Deputy Director Planning on the Vision, Goals, and Current Issues for the 2014 Countywide Transportation Plan (CTP) when What is an Action Plan? and Discussion Paper: Refining the Vision and Goals for the 2014 Countywide Transportation Plan: Issues and Opportunities had been presented. 2. Unanimously approved the request of the City of Pleasant Hill for the allocation of $750,000 Measure J Line 28a funds to complete the financial plan for the Contra Costa Boulevard Improvement Project (Chilpancingo Parkway to Viking Drive), with a future discussion of a protocol for the use of Line 28 funds. 3. Received a report on legal services for Joint Powers Agency (JPA) Formation. 4. Received a report from Lynn Overcashier, 511 Contra Costa. TRANSPAC hopes that this information is useful to you. Sincerely, Barbara Neustadter 2.A.6-5 Attachment B Mr. Randall H. Iwasaki November 20, 2013 Page 2 TRANSPAC Manager cc: TRANSPAC Representatives; TRANSPAC TAC and staff Dave Hudson, Chair – SWAT Kevin Romick – TRANSPLAN Martin Engelmann, Hisham Noeimi, Danice Rosenbohm, Brad Beck (CCTA) Jerry Bradshaw – WCCTAC Janet Abelson – WCCTAC Chair Jamar I. Stamps – TRANSPLAN Andy Dillard – SWAT June Catalano, Diana Vavrek, Diane Bentley – City of Pleasant Hill 2.A.6-6 Master Cooperative Agreement No. 28C.01 between Contra Costa Transportation Authority & Pleasant Hill MASTER COOPERATIVE AGREEMENT NO. 28C.01 BETWEEN THE CONTRA COSTA TRANSPORTATION AUTHORITY AND THE CITY OF PLEASANT HILL This AGREEMENT is made and entered into on ______________2014 by and between the CITY OF PLEASANT HILL hereinafter referred to as "PLEASANT HILL" and the CONTRA COSTA TRANSPORTATION AUTHORITY hereinafter referred to as "AUTHORITY", collectively, “the parties”. RECITALS 1. AUTHORITY and PLEASANT HILL pursuant to the Measure C Sales Tax Renewal Ordinance (# 88-01 as amended by # 04-02), hereinafter referred to as "MEASURE J," approved by the voters of Contra Costa County on November 2, 2004, hereby desire to enter into a Cooperative AGREEMENT to define a framework to enable the two parties to work cooperatively in developing transportation improvements for Contra Costa Blvd Improvements at PLEASANT HILL in Contra Costa County. 2. PLEASANT HILL desires to make certain transportation improvements to PLEASANT HILL facilities in Contra Costa County, as described in Exhibit A to this AGREEMENT, hereinafter referred to as the "PROJECT". 3. The PROJECT is eligible for funding under the “Subregional Transportation Needs” project category in MEASURE J. 4. AUTHORITY plans to authorize specific funding amounts in one or more resolutions for purposes of accomplishing PROJECT, pursuant to specific request(s) for appropriation of funds by PLEASANT HILL. Each funding appropriation resolution will set forth additional conditions if any, purpose, and timing for release of identified funds to PLEASANT HILL for PROJECT. A chronological listing of appropriation resolutions will be included in and made a part of Exhibit B (attached), which is hereby incorporated into this AGREEMENT and made a part hereof. Exhibit B will be updated with each new appropriation resolution. Each request for appropriation of funds will include the most current overall financial plan for the PROJECT. NOW, THEREFORE, in consideration of the foregoing, the AUTHORITY and PLEASANT HILL do hereby agree as follows: 2.A.6-7 Attachment C Master Cooperative Agreement No. 28C.01 between Contra Costa Transportation Authority & Pleasant Hill SECTION I PLEASANT HILL AGREES: 1. To submit the initial request for appropriation of funds to the AUTHORITY for specific components of the PROJECT detailing the project scope, schedule and proposed funding plan at least 60 days before the funds are needed. 2. To apply any funds received under this AGREEMENT to the PROJECT consistent with the terms and conditions specified in the funding appropriation resolution approved by the AUTHORITY. 3. To allow the AUTHORITY to audit all expenditures relating to the PROJECT funded through this AGREEMENT. For the duration of the PROJECT, and for four (4) years following completion of the PROJECT, or earlier discharge of this AGREEMENT, PLEASANT HILL will make available to the AUTHORITY all records relating to expenses incurred in performance of this AGREEMENT. 4. To provide invoices and progress reports consistent with Exhibit C, along with the summary of expenditures to date, and to maintain strict accounting of all eligible expenses for which future reimbursement will be requested. 5. To prepare a report on an annual basis within ninety (90) days of the last day of the AUTHORITY's fiscal year which itemizes (a) the expenditure of all funds for the PROJECT, and (b) progress to date in its implementation. 6. To comply with the AUTHORITY’s policy on the management of MEASURE J Projects (Resolutions 13-38-P & 08-05-A Rev. 1) and all other applicable policies that the AUTHORITY may adopt in the future, which are available in the most recent version of the AUTHORITY’s Strategic Plan or on its website. 7. To be responsible for evaluation of prospective consultants and contractors retained by PLEASANT HILL and subsequent award of work consistent with this AGREEMENT and any appropriation resolutions. 8. Upon request, to provide copies to the AUTHORITY of all executed contracts and other PROJECT documents between PLEASANT HILL and consultants, contractors and others, involved in the PROJECT. Copies of such executed contracts shall be retained for four (4) years following completion of PROJECT or earlier discharge of this AGREEMENT. 9. To be responsible for PROJECT financing and to provide management of consultant and contractor activities, including responsibility for schedule, budget and oversight of the services, consistent with the scope of any appropriation resolution. 10. If the PROJECT involves construction, to install a sign approved by the AUTHORITY consistent with the specifications included in Exhibit D of this AGREEMENT 2.A.6-8 Master Cooperative Agreement No. 28C.01 between Contra Costa Transportation Authority & Pleasant Hill (attached), that identifies the Contra Costa Transportation Authority as a funding source, no later than 30 days after the commencement of construction. 11. With respect to funding the acquisition of rights-of-way, the AUTHORITY's bond indenture or other financing agreement may prevent the deposit of financing proceeds into an escrow account, unless any interest earned on the escrow account is restricted so that it cannot exceed the yield on the AUTHORITY's bonds or notes. To the extent that the AUTHORITY, pursuant to a request from PLEASANT HILL, funds right-of-way escrows with financing proceeds, AUTHORITY will notify PLEASANT HILL, and PLEASANT HILL agrees to comply with any required restrictions on investment yield. 12. If the PROJECT involves right-of-way acquisition, to follow the requirements of California state law and the Federal Uniform Acquisition and Relocation Assistance Act. If applicable, PLEASANT HILL shall transfer to AUTHORITY a share of the net proceeds, after deducting auditable costs of sales, resulting from the sale of excess lands purchased in whole or in part with financing proceeds provided by the AUTHORITY. The AUTHORITY’s share of these proceeds shall be in the same proportion as the AUTHORITY’s financing proceeds used in the original purchase of the parcel. SECTION II AUTHORITY AGREES: 1. In response to a request from the PLEASANT HILL for appropriation of funds, provided notice of cancellation or termination of this AGREEMENT pursuant to Section III, paragraph 2 hereof, has not been given, to consider Resolution(s) consistent with available funds and any relevant components of the AUTHORITY’s Measure J Strategic Plan then in effect to finance specific work components for the PROJECT, setting forth the level of funding, purpose, timing, and scope of work to be performed by PLEASANT HILL pursuant to this AGREEMENT. Such resolutions will be incorporated into Exhibit B (attached), and by this reference made a part hereof. If warranted, funding resolution(s) may authorize advances or wire transfers to PLEASANT HILL to address anticipated cash flow needs. 2. To transfer funds to PLEASANT HILL for the purposes described in the relevant resolution subject to PLEASANT HILL’s compliance with, and in the manner specified in Exhibit C (attached). 3. To provide timely notice if an audit is to be conducted. SECTION III IT IS MUTUALLY AGREED: 1. Term: This AGREEMENT will remain in effect until discharged or terminate as provided in Paragraph 2 below or in this AGREEMENT. 2.A.6-9 Master Cooperative Agreement No. 28C.01 between Contra Costa Transportation Authority & Pleasant Hill 2. Termination: This AGREEMENT shall be subject to termination as follows: a. Either party may terminate this AGREEMENT at any time for cause pursuant to a power created by the AGREEMENT or by law, other than for breach, by giving written notice of termination to the other party. Such notice shall specify both the cause and the effective date of termination. Notice of termination under this provision shall be given at least ninety (90) days before the effective date of such termination. b. This AGREEMENT may be terminated by a party for breach of any obligation, covenant or condition hereof by the other party, upon notice to the breaching party. With respect to any breach which is reasonably capable of being cured, the breaching party shall have thirty (30) days from the date of the notice to initiate steps to cure. If the breaching party diligently pursues cure, such party shall be allowed a reasonable time to cure, not to exceed sixty (60) days from the date of the initial notice, unless a further extension is granted by the non-breaching party. Upon termination, the non-breaching party retains the same rights as a party exercising its right to terminate under the provisions of paragraph 3(a), except that the canceling party also retains any remedy for breach of the whole contract or any unperformed balance. c. By mutual written consent of both parties, this AGREEMENT may be terminated at any time. 3. Indemnity: It is mutually understood and agreed, relative to the reciprocal indemnification of AUTHORITY and PLEASANT HILL: a. That neither AUTHORITY, nor any officer or employee thereof, shall be responsible for, and PLEASANT HILL shall fully indemnify and hold harmless AUTHORITY against any damage or liability occurring by reason of anything done or omitted to be done by PLEASANT HILL under or in connection with any work, authority or jurisdiction delegated to PLEASANT HILL under this AGREEMENT. It is also understood and agreed that, pursuant to Government Code Section 895.4, PLEASANT HILL shall fully indemnify and hold the AUTHORITY harmless from any liability imposed for injury as defined by Government Code Section 810.8 occurring by reason of anything done or omitted to be done by PLEASANT HILL under this AGREEMENT or in connection with any work, authority, or jurisdiction delegated to PLEASANT HILL under this AGREEMENT. b. That neither PLEASANT HILL, nor any officer or employee thereof, shall be responsible for, and AUTHORITY shall fully indemnify and hold harmless PLEASANT HILL against any damage or liability occurring by reason of anything done or omitted to be done by AUTHORITY under or in connection with any work, authority or jurisdiction delegated to AUTHORITY under this AGREEMENT. It is also understood and agreed that, pursuant to Government Code Section 895.4, AUTHORITY shall fully indemnify and hold the PLEASANT HILL harmless from any liability imposed for injury as defined by Government Code Section 810.8 occurring by reason of anything done or omitted to be done by AUTHORITY under this AGREEMENT or in connection with any work, authority, or jurisdiction delegated to AUTHORITY under this AGREEMENT. 2.A.6-10 Master Cooperative Agreement No. 28C.01 between Contra Costa Transportation Authority & Pleasant Hill 4. Notices: Any notice which may be required under this AGREEMENT shall be in writing, shall be effective when received, and shall be given by personal service, or by certified or registered mail, return receipt requested, to the addresses set forth below, or to such addresses which may be specified in writing to the parties hereto. June W. Catalano City Manager City of Pleasant Hill 100 Gregory Lane Pleasant Hill, CA 94523 Randell H. Iwasaki Executive Director Contra Costa Transportation Authority 2999 Oak Road, Suite 100 Walnut Creek, CA 94597 5. Additional Acts and Documents: Each party agrees to do all such things and take all such actions, and to make, execute and deliver such other documents and instruments, as shall be reasonably requested to carry out the provisions, intent and purpose of this AGREEMENT. 6. Integration: This AGREEMENT represents the entire agreement of the parties with respect to the subject matter hereof. No representations, warranties, inducements or oral agreements have been made by any of the parties except as expressly set forth herein, or in other contemporaneous written agreements. 7. Amendment: This AGREEMENT may not be changed, modified or rescinded except in writing, signed by all parties hereto, and any attempt at oral modification of this AGREEMENT shall be void and of no effect. 8. Independent Agency: AUTHORITY renders its services under this AGREEMENT as an independent agency. None of the AUTHORITY’s agents or employees shall be agents or employees of PLEASANT HILL. PLEASANT HILL renders its services under this AGREEMENT as an independent agency. None of the PLEASANT HILL’s agents or employees shall be agents or employees of the AUTHORITY. 9. Assignment: The AGREEMENT may not be assigned, transferred, hypothecated, or pledged by any party without the express written consent of the other party. 10. Binding on Successors: This AGREEMENT shall be binding upon the successor(s), assignee(s) or transferee(s) of the AUTHORITY or PLEASANT HILL as the case may be. This provision shall not be construed as an authorization to assign, transfer, hypothecate or pledge this AGREEMENT other than as provided above. 11. Severability: Should any part of this AGREEMENT be determined to be unenforceable, invalid, or beyond the authority of either party to enter into or carry out, such determination shall not affect the validity of the remainder of this AGREEMENT which shall 2.A.6-11 Master Cooperative Agreement No. 28C.01 between Contra Costa Transportation Authority & Pleasant Hill continue in full force and effect; provided that, the remainder of this AGREEMENT can, absent the excised portion, be reasonably interpreted to give effect to the intentions of the parties. 12. Counterparts: This AGREEMENT may be executed in counterparts. 13. Survival: The following provisions in AGREEMENT shall survive discharge or termination of this AGREEMENT. a. As to PLEASANT HILL: Section I, paragraph 2 (obligation to apply funds to PROJECT) Section 1, paragraph 3 (obligation to allow audit and retain records) Section I, paragraph 5 (for the year in which discharge or termination occurs only, to prepare an annual report to the AUTHORITY) Section I, paragraph 8 (obligation to provide copies) Section I, paragraph 9 (obligation to continue to manage PROJECT) Section I, paragraph 12 (obligation to reimburse funds on sale of excess land) b. As to AUTHORITY: Section II, paragraph 2 (obligation to provide funds for work completed prior to termination without cause) Section II, paragraph 3 (obligation to provide notice of audit) c. As to both parties: Section III, paragraph 2b (rights that survive termination) Section III, paragraph 3 (indemnity obligations) 14. Limitation: All obligations of AUTHORITY under the terms of this AGREEMENT are expressly subject to the AUTHORITY's continued authorization to collect and expend the sales tax proceeds provided by MEASURE C and MEASURE J. If for any reason the AUTHORITY's right to collect or expend such sales tax proceeds is terminated or suspended in whole or part, the AUTHORITY shall promptly notify PLEASANT HILL, and the parties shall consult on a course of action. If, after twenty five (25) working days, a course of action is not agreed upon by the parties, this AGREEMENT shall be deemed terminated by mutual or joint consent; provided, that any obligation to fund from the date of the notice shall be expressly limited by and subject to (i) the lawful ability of the AUTHORITY to expend sales tax proceeds for the purposes of the AGREEMENT; and (ii) the availability, taking into consideration all the obligations of the AUTHORITY under all outstanding contracts, agreements to other obligations of the AUTHORITY, of funds for such purposes. 2.A.6-12 Master Cooperative Agreement No. 28C.01 between Contra Costa Transportation Authority & Pleasant Hill SPONSOR NAME CONTRA COSTA TRANSPORTATION AUTHORITY by: by: June W. Catalano, City Manager Janet Abelson, Chair ATTEST: by: by: Randell H. Iwasaki Executive Director APPROVED as to form: APPROVED as to form: by: by: Janet Coleson Malathy Subramanian City Attorney Legal Counsel 2.A.6-13 Master Cooperative Agreement No. 28C.01 between Contra Costa Transportation Authority & PLEASANT HILL Exhibits COOPERATIVE AGREEMENT NO. 28C.01 between Contra Costa Transportation Authority and PLEASANT HILL EXHIBIT A DESCRIPTION OF THE PROJECT Regional Transportation Needs funding category in Measure J will provide funds to construct improvements to the PLEASANT HILL Contra Costa Blvd Improvements. Potential improvements include: - Intersection geometry modifications, traffic signal upgrade, sidewalk repair or installation, ADA curb ramp installation, pavement rehabilitation, bike lane striping, median island modification, street light replacement and landscaping modification along Contra Costa Boulevard between Chilpancingo Parkway and Viking Drive. 2.A.6-14 Master Cooperative Agreement No. 28C.01 between Contra Costa Transportation Authority & PLEASANT HILL Exhibits COOPERATIVE AGREEMENT NO. 28C.01 between Contra Costa Transportation Authority and Pleasant Hill EXHIBIT B Chronological Listing of Fund Appropriation Resolutions Project Number Resolution Number DATE FUNDS APPROPRIATED CUMULATIVE TOTAL 0 TOTAL FUNDS APPROPRIATED 0 2.A.6-15 Master Cooperative Agreement No. 28C.01 between Contra Costa Transportation Authority & PLEASANT HILL Exhibits COOPERATIVE AGREEMENT NO. 28C.01 between Contra Costa Transportation Authority and Pleasant Hill EXHIBIT C Method of Payment 1. PLEASANT HILL will submit, no more often than monthly, invoices to the AUTHORITY which includes all costs of the PROJECT for the stated time period. 2. The monthly invoice shall include the following; A. PLEASANT HILL expenses (if eligible) 1. A listing of staff time providing the name, number of hours worked and charge rate for each. The allowable overhead PLEASANT HILL Staff charge may not exceed 50%. Staff working on activities chargeable to more than one funding resolution (design versus environmental activities for example), should show the appropriate split in hours for each resolution. 2. An itemized list of all other direct costs with identification of the activity to which the expense is chargeable. B. Consultant/contractor expenses 1. A listing of the prime consultant/contractor and any sub-consultant/sub-contractor labor costs, broken out by funding resolution. 2. An itemized list of all other non-labor costs with identification of the activity to which the expense is chargeable. 3. If the above two items are prepared by PLEASANT HILL, a copy of the consultants/contractor invoice should be attached as backup to the above information. C. Certification The following statement will be included "We hereby certify that the funds requested by PLEASANT HILL are to reimburse PLEASANT HILL for project costs already incurred and have not been included in a previous invoice request." D. Invoice summary The following page presents an example of the monthly summary report to be provided with each invoice. All of the information should be provided. 2.A.6-16 Master Cooperative Agreement No. 28C.01 between Contra Costa Transportation Authority & PLEASANT HILL Exhibits E. Progress Reports PLEASANT HILL will submit a progress report that summarizes the activities covered by the invoice. 3. No detail of PLEASANT HILL or consultant/contractor expenses will be required if total costs are less than $1,000 for the month. The above mentioned detail will be required on the next invoice totaling more than $1,000. 4. The AUTHORITY will process reimbursement to PLEASANT HILL within thirty (30) working days after receipt by the AUTHORITY of a monthly invoice, containing all of the information required under item 2 above. The AUTHORITY reserves the right to adjust future reimbursements should subsequent review indicate that an invoice included ineligible costs. AUTHORITY may reimburse PLEASANT HILL either by check, or at AUTHORITY's discretion, by wire transfer from its sales tax bond proceeds construction account. 2.A.6-17 Proponents Name INVOICE SUMMARY 10-Oct-07 Project: 9848 Project Description Period Covered (9/1/07 to 10/1/07) Invoice Number: 62319 I. Proponent Expenditures - Direct Labor Person Position Hours Rate Amount Total Smith, Mike Senior Engineer 16.00 24.56 392.96 Ross, John Project Manager 3.5 29.58 103.53 Total Direct Labor: 496.49 Overhead @ 35.00% 173.68 Total Direct Labor This Period 670.17 II. Proponent Expenditures - Direct Expenses Total Direct Expenses by Proponent for Resolution 07-51-P 1,000.46 Resolution: 07-51-P Vendor Description Total Quick Copy Reproduction 78.65 The Blueprint Shop Bluelines 251.64 Total Direct Expenses 330.29 2.A.6-18 Master Cooperative Agreement No. 28C.01 Between Contra Costa Transportation Authority & PLEASANT HILL COOPERATIVE AGREEMENT NO. 28C.01 between Contra Costa Transportation Authority and PLEASANT HILL EXHIBIT D Approved Signs for Construction Projects PLEASANT HILL shall install signs consistent with the specifications detailed in Exhibit D-1 or Exhibit D-2, (attached), if PROJECT involves construction. 2.A.6-19 Date: January 15, 2014 Resolution: 14-02-P Resolution adopted: Coop Agreement: 28C.01 Proponent: City of Pleasant Hill Resolution revised: Amount: $750,000 RESOLUTION 14-02-P RE: APPROPRIATION OF FUNDS TO THE CITY OF PLEASANT HILL IN ACCORDANCE WITH COOPERATIVE AGREEMENT NO. 28C.01 WHEREAS, the Contra Costa Transportation Sales Tax Expenditure Plan and Ordinance 04-02 (hereinafter "Expenditure Plan") includes $30,600,000 in 2004 dollars, for the SUBREGIONAL TRANSPORTATION NEEDS funding category; and WHEREAS, the Contra Costa Transportation Authority (hereinafter "Authority") and the City of Pleasant Hill have entered into Cooperative Agreement No. 28C.01regarding the funding of projects eligible under the SUBREGIONAL TRANSPORTATION NEEDS funding category; and WHEREAS, the City of Pleasant Hill has submitted a Request for Appropriation of additional Funds dated December 2, 2013, and an overall financial plan for the project pursuant to the above referenced Cooperative Agreement; and WHEREAS, funds are included in the Authority's budget in item SPP28.C.24026; therefore be it RESOLVED, (1) that the Authority finds the Request for Appropriation of Funds consistent with the Expenditure Plan and with Cooperative Agreement No. 28C.01; (2) that the Authority appropriates $$750,000 to the City of Pleasant Hill pursuant to the scope of work and conditions set forth in Attachment A of this RESOLUTION, which is incorporated herein as though set forth at length; (3) that funds will be disbursed to the City of Pleasant Hill in accordance with the provisions of Cooperative Agreement No. 28C.01but not to exceed, on an annual basis, the amounts programmed by fiscal year, as shown in the Program of Projects in the 2013 Measure J Strategic Plan as amended; and (4) that this appropriation shall expire three years from authorization date; and (5) that this RESOLUTION is incorporated into Exhibit A of Cooperative Agreement No. 28C.01, which is enclosed as Attachment B to this RESOLUTION. __________________________________ Janet Abelson, Chair This RESOLUTION was entered into at a meeting of the Contra Costa Transportation Authority held January 15, 2014 in Walnut Creek, California Attest: ___________________________________ Danice J. Rosenbohm, Executive Secretary Attachments: "A" - Scope of Work and Conditions "B" - Updated Exhibit A of Coop. Agrmt. No. 28C.01 Attachment D 2.A.6-20 Date: January 15, 2014 Resolution: 14-02-P Resolution adopted: Coop Agreement: 28C.01 Proponent: City of Pleasant Hill Resolution revised: Amount: $750,000 ATTACHMENT A CONTRA COSTA TRANSPORTATION AUTHORITY RESOLUTION 14-02-P Date: January 15, 2014 Amount of Funds: $750,000 Appropriated to: City of Pleasant Hill Program Category: SUBREGIONAL TRANSPORTATION NEEDS Specific Project: Contra Costa Blvd Improvements Appropriated For: Construction and Construction Administration Scope of Work: Construction and Construction Administration (CM, Material Testing, Survey staking, staff charges, etc.) Other Conditions: None Staff Comments: None Total funds Programmed in the 2013 Measure J Strategic Plan (x 1000): Period Nominal Dollars FY 13 0 FY 14 750 FY 15 0 Total 750 Total authorization to date: Total funds appropriated to date under Cooperative Agreement 28C.01for the Contra Costa Blvd Improvements are $750,000. 2.A.6-21 Date: January 15, 2014 Resolution: 14-02-P Resolution adopted: Coop Agreement: 28C.01 Proponent: City of Pleasant Hill Resolution revised: Amount: $750,000 ATTACHMENT B COOPERATIVE AGREEMENT NO. 28C.01 between the Contra Costa Transportation Authority and the City of Pleasant Hill EXHIBIT A Chronological Listing of Fund Appropriation Resolutions Project Resolution Number Date Funds Appropriated Cumulative Total Number 24026 14-02-P 1/15/2014 750,000 750,000 TOTAL FUNDS APPROPRIATED: 750,000 2.A.6-22 Date: January 15, 2014 Resolution: 13-03-P (rev-1) Resolution adopted: Coop Agreement: 24C.02 Proponent: City of Pleasant Hill Resolution revised: Amount: $92,000 RESOLUTION 13-03-P (Rev. 1) RE: APPROPRIATION OF FUNDS TO THE CITY OF PLEASANT HILL IN ACCORDANCE WITH COOPERATIVE AGREEMENT NO. 24C.02 WHEREAS, the Contra Costa Transportation Sales Tax Expenditure Plan and Ordinance 04-02 (hereinafter "Expenditure Plan") includes $80,400,000 in 2004 dollars, for the MAJOR STREETS: TRAFFIC FLOW, SAFETY AND CAPACITY IMPROVEMENTS funding category; and WHEREAS, the Contra Costa Transportation Authority (hereinafter "Authority") and the City of Pleasant Hill have entered into Cooperative Agreement No. 24C.02 regarding the funding of projects eligible under the MAJOR STREETS: TRAFFIC FLOW, SAFETY AND CAPACITY IMPROVEMENTS funding category; and WHEREAS, in February 2013, the Authority appropriated $783,000 to the City of Pleasant Hill for construction and construction management of the Contra Costa Blvd Improvements project; and WHEREAS, the City of Pleasant Hill has submitted a Request for Appropriation of additional Funds dated December 2, 2013, and an overall financial plan for the project pursuant to the above referenced Cooperative Agreement; and WHEREAS, funds are included in the Authority's budget in item SPP24.C.24026; therefore be it RESOLVED, (1) that the Authority finds the Request for Appropriation of Funds consistent with the Expenditure Plan and with Cooperative Agreement No. 24C.02; (2) that the Authority appropriates $92,000 to the City of Pleasant Hill pursuant to the scope of work and conditions set forth in Attachment A of this RESOLUTION, which is incorporated herein as though set forth at length; (3) that funds will be disbursed to the City of Pleasant Hill in accordance with the provisions of Cooperative Agreement No. 24C.02 but not to exceed, on an annual basis, the amounts programmed by fiscal year, as shown in the Program of Projects in the 2013 Measure J Strategic Plan as amended; and (4) that this appropriation shall expire three years from authorization date; and (5) that this RESOLUTION is incorporated into Exhibit A of Cooperative Agreement No. 24C.02, which is enclosed as Attachment B to this RESOLUTION. __________________________________ Janet Abelson, Chair This RESOLUTION was entered into at a meeting of the Contra Costa Transportation Authority held January 15, 2014 in Walnut Creek, California Attest: ___________________________________ Danice J. Rosenbohm, Executive Secretary Attachments: "A" - Scope of Work and Conditions "B" - Updated Exhibit A of Coop. Agrmt. No. 24C.02 Attachment E 2.A.6-23 Date: January 15, 2014 Resolution: 13-03-P (rev-1) Resolution adopted: Coop Agreement: 24C.02 Proponent: City of Pleasant Hill Resolution revised: Amount: $92,000 ATTACHMENT A CONTRA COSTA TRANSPORTATION AUTHORITY RESOLUTION 13-03-P (rev- 1) Date: January 15, 2014 Amount of Funds: $92,000 Appropriated to: City of Pleasant Hill Program Category: MAJOR STREETS: TRAFFIC FLOW, SAFETY AND CAPACITY IMPROVEMENTS Specific Project: Contra Costa Blvd Improvements Appropriated For: Construction and Construction Administration Scope of Work: Construction and Construction Administration (CM, Material Testing, Survey staking, staff charges, etc.) Other Conditions: None Staff Comments: None Total funds Programmed in the 2013 Measure J Strategic Plan (x 1000): Period Nominal Dollars FY 13 0 FY 14 1249 FY 15 0 Total 1,249 Total authorization to date: Total funds appropriated to date under Cooperative Agreement 24C.02 for the Contra Costa Blvd Improvements are $1,249,000. 2.A.6-24 Date: January 15, 2014 Resolution: 13-03-P (rev-1) Resolution adopted: Coop Agreement: 24C.02 Proponent: City of Pleasant Hill Resolution revised: Amount: $92,000 ATTACHMENT B COOPERATIVE AGREEMENT NO. 24C.02 between the Contra Costa Transportation Authority and the City of Pleasant Hill EXHIBIT A Chronological Listing of Fund Appropriation Resolutions Project Resolution Number Date Funds Appropriated Cumulative Total Number 24006 10-15-P 5/19/2010 700,000 700,000 10-49-P 11/17/2010 2,900,000 3,600,000 12-63-P 11/14/2012 7,532,950 11,132,950 24007 11-09-P 4/20/2011 1,054,000 12,186,950 12-51-P 9/19/2012 470,000 12,656,950 13-43-P 9/18/2013 7,876,000 20,532,950 24026 11-41-P 10/19/2011 130,000 20,662,950 11-42-P 10/19/2011 330,000 20,992,950 11-41-P (rev-1) 2/20/2013 (3,294) 20,989,656 11-42-P (rev-1) 2/20/2013 (82,706) 20,906,950 13-03-P 2/20/2013 783,000 21,689,950 13-03-P (rev-1) 1/15/2014 92,000 21,781,950 TOTAL FUNDS APPROPRIATED: 21,781,950 2.A.6-25 2999 Oak Road Walnut Creek, CA 94597 (925) 256.4700 www.ccta.net Contra Costa Boulevard is the longest regional arterial in the City of Pleasant Hill, with an average daily traffi c volume of over 30,000 vehicles. The corridor traverses commercial and business centers it the City (e.g. Downtown Pleasant Hill and Sun Valley Mall), and it provides vital access to key educational facilities (e.g. Diablo Valley College). The current roadway confi guration was designed back in the 1940s and 1960s and is in need of redesign and improvement. The project will greatly improve the overall traffi c circulation along Contra Costa Boulevard, and provide a much needed bike lane along the corridor. The improvements will also be designed specifi cally to address the various vehicle/bicycle/pedestrian operational issues that currently exist along the Contra Costa Boulevard corridor. Contra Costa Boulevard (CCB) was previously known as Contra Costa Highway 21 and served the county for many years. With the construction of I-680, State-aided construction was approved to make CCB four lanes from Boyd Road to Taylor Blvd to serve as a freeway bypass while construction of the section between Monument and Willow Pass Road was completed in 1964. Did You Know? Contra Costa Boulevard Improvements PROJECT #24026 2.A.6-26 Attachment F 2999 Oak Road Walnut Creek, CA 94597 (925) 256.4700 www.ccta.net Source ($ in millions) Amount Measure J $ 1.2 Highway Safety Improvement Program (HSIP) $ 1.2 Local Funds $ 1.6 Measure J Subregional Transportation Needs (TRANSPAC)$ 0.8 Total Project Cost $ 4.8 DESCRIPTION The project scope consists of intersection geometry modifi cations, traffi c signal upgrades, sidewalk repair or installation, ADA curb ramp installation, bike lane striping, median island modifi cation, street light replacement and landscape improvements along Contra Costa Boulevard between Chilpancingo Parkway and Viking Drive. STATUS Design is complete. Contra Costa Boulevard Improvements (cont.) PROJECT #24026 SPONSOR City of Pleasant Hill LOCATION Pleasant Hill and Concord SCHEDULE PRELIMINARY STUDIES/PLANNING: Completed ENVIRONMENTAL CLEARANCE: Completed DESIGN: Completed RIGHT-OF-WAY: Completed CONSTRUCTION: Spring ‘14 - Fall‘14 CONTACT City of Pleasant Hill Mario Moreno Engineering Division Manager (925) 671-5252 mmoreno@ci.pleasant-hill.ca.us FUNDING PLAN 2.A.6-27 TThhiiss PPaaggee IInntteennttiioonnaallllyy BBllaannkk Contra Costa Transportation Authority STAFF REPORT Meeting Date: January 15, 2013 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Projects - APC Items\02A7 - SR4 Sand Creek Rd I-C & 4-Lane Widenining Res 12-12-P Amendment BL.docx Subject State Route 4 (SR4) Bypass: Widen to Four Lanes – Laurel Road to Sand Creek and Sand Creek Road Interchange (Project 5002/5003) – Amend Resolution for Construction Contract No. 337 to Increase the Construction Allotment Summary of Issues In April 2012, the Authority awarded the construction contract for the State Route 4 Bypass: Widen to Four Lanes – Laurel Road to Sand Creek and Sand Creek Road Interchange project (PROJECT) to Bay/Cities/Myers JV; and established the Construction Allotment consisting of the construction contract bid amount, supplemental funds, owner-furnished materials and contingency at $26,862,792 to be funded from California Transportation Commission allocated State Proposition 1B Corridor Mobility Improvement Account . In September 2013 the Authority approved going forward with the Contract Change Order for the second Sand Creek Road Undercrossing (in the westbound direction) to be funded from approved Amendment No. 5 to the Measure J 2011 Strategic Plan that reprograms $5 million to the Project. The Contract Change Order was executed in December 2013. Recommendations Staff recommends approval of Resolution 12-12-P (Rev. 1) to increase the Construction Allotment from $26,862,792 to $31,323,339. Financial Implications The 2013 Measure J Strategic Plan contains sufficient funds programmed for this project to fund this request. Options N/A Attachments A. Resolution 12-12-P, Rev. 1 Changes from Committee N/A 2.A.7-1 Contra Costa Transportation Authority STAFF REPORT January 15, 2014 Page 2 of 2 Background At the time of contract award, the Authority established the Construction Allotment consisting of the construction contract bid amount, supplemental funds, owner -furnished materials and contingency at $26,862,792 to be funded from the California Transportation Commission allocated State Proposition 1B Corridor Mobility Improvement Account , and construction started in June 2012. In July 2013, the Authority approved Amendment No. 5 to the Measure J 2011 Strategic Plan that reprograms $5 million to the State Route 4 Bypass: Widen to Four Lanes – Laurel Road to Sand Creek and Sand Creek Road Interchange project to complete the funding of a Contract Change Order to add the construction of the second Sand Creek Road Undercrossing (in the westbound direction). In September 2013 the Authority approved going forward with the Contract Change Order, and the Contract Change Order was executed in December 2013. Amended construction allotment will be as follows: Amended Construction Allotment (as of January 15, 2014) Fund Source Bid Items $ 23,500,000 CMIA All Approved and Pending CCOs $ 936,551 CMIA State Furnished Material $ - Supplemental work (or funds) $ - CCO for second Sand Creek Rd Bridge $ 6,357,186 $4,470398 Measure J, $1,886,788 CMIA Approx. 7% Contingency (remaining work)* $ 529,602 Measure J TOTAL $ 31,323,339 2.A.7-2 RESOLUTION 12-12-P (Rev. 1) RE: AMEND RESOLUTION FOR CONSTRUCTION CONTRACT FOR STATE ROUTE 4 BYPASS: WIDEN TO FOUR LANES – LAUREL ROAD TO SAND CREEK & SAND CREEK ROAD INTERCHANGE (PROJECT 5002/5003) PROJECT — CONTRACT No. 337 WHEREAS, under Resolution 12-12-P, the Authority awarded the construction contract for the State Route 4 Bypass: Widen to Four Lanes – Laurel Road to Sand Creek & Sand Creek Road Interchange project (PROJECT) to Bay/Cities/Myers JV; and WHEREAS, also under Resolution 12-12-P, the Authority established the Construction Allotment consisting of the construction contract bid amount, supplemental funds, owner -furnished materials and contingency at $26,862,792 to be funded from California Transportation Commission allocated State Proposition 1B Corridor Mobility Improvement Account ; and WHEREAS, construction started in June 2012; and WHEREAS, in September 2013 the Authority approved going forward with the Contract Change Order to add a second bridge at Sand Creek Road, and the Contract Change Order was executed in December 2013, and WHEREAS, in July 2013, the Authority approved Amendment No. 5 to the Measure J 2011 Strategic Plan that reprograms $5 million to the State Route 4 Bypass: Widen to Four Lanes – Laurel Road to Sand Creek & Sand Creek Road Interchange project to complete funding a Contract Change Order to add the construction of the second Sand Creek Road Undercrossing (in the westbound direction); and THEREFORE NOW BE IT RESOLVED, the Contra Costa Transportation Authority hereby: Amends Resolution 12-12-P to increase the Construction Allotment to $31,323,339 to fund the work of the original contract and the Contract Change Order. The amended Construction Allotment will be as follows: 2.A.7-3 Attachment A Amended Construction Allotment (as of January 15, 2014) Fund Source Bid Items $ 23,500,000 CMIA All Approved and Pending CCOs $ 936,551 CMIA State Furnished Material $ - Supplemental work (or funds) $ - CCO for second Sand Creek Rd Bridge $ 6,357,186 $4,470398 Measure J, $1,886,788 CMIA Approx. 7% Contingency (for all remaining work)* $ 529,602 Measure J TOTAL $ 31,323,339 _______________________________ Janet Abelson, Chair This RESOLUTION was entered into at a meeting of the Contra Costa Transportation Authority held January 15, 2014 in Walnut Creek, California. Attest: _________________________________ Danice J. Rosenbohm, Executive Secretary 2.A.7-4 Contra Costa Transportation Authority STAFF REPORT Meeting Date: January 15, 2013 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Projects - APC Items\02A8 SB751 Requirement.docx Subject Senate Bill 751 Summary of Issues Senate Bill 751, which takes effect on January 1, 2014, requires all agencies to publicly report the vote of all Board members. Recommendations Legal requirement – for information only Financial Implications None Options N/A Attachments A. Memo dated December 23, 2013 from Best Best & Krieger RE: SB 751 Changes from Committee N/A Background 2.A.8-1 See attached. 38043.10000\8501592.1 To: Contra Costa Transportation Authority From: Best Best & Krieger LLP Date: December 23, 2013 Re: SB 751: New Law Requires Agencies to Publicly Announce Votes BACKGROUND The Legislature recently adopted Senate Bill 751, and this new law will take effect on January 1st. SB 751 requires all agencies to publicly report the vote of all Board members. While this does not require the Authority to conduct a roll-call vote for all matters, agencies must ensure that it is clear how each Board member voted on each matter. If the vote is unanimous, this will be very easy. However, if there are dissenting votes, the Chairperson or Clerk may need to publicly announce the dissenting votes and clarify which member dissented if it is unclear. In addition, all votes should be reflected in the meeting minutes. ANALYSIS S.B. 751 amends Government Code section 54953 to require that “…[t]he legislative body of a local agency shall publicly report any action taken and the vote or abstention of that action of each member present for the action.” The legislative history of S.B. 751 indicates that the Legislature was concerned that it had become difficult for members of the public to accurately track the votes of individual members, especially for larger boards and councils. The intent of this bill was to avoid this confusion so it was clear how each member voted. (See Senate Floor Analysis of S.B. 751 (August 13, 2013), p. 2.) Some have questioned whether S.B. 751 will require agencies to conduct all votes by roll call. Roll call votes are most likely not required for two reasons. First, section 54953 requires that agencies simply “publicly report” votes. By contrast, the section explicitly requires a “roll call” vote for actions taken during a teleconference meeting. The use of these different terms is most likely intentional, and a formal roll call vote is not required for all votes. Second, nothing in the legislative history indicates an intent to require a formal roll call vote. Rather, the Legislature was simply concerned with ensuring the public could accurately track votes. In light of this, the Authority will need to ensure that beginning January 1st the votes of each Board member is accurately recorded. Theses votes should be recorded in the meeting minutes. If a vote is unanimous, this will be easy to report as unanimously approved. However, if there are dissenting votes, the Authority will need to ensure it is clear who dissented. This can be difficult with simultaneous “ay” or “nay” votes, and the Chairperson or Clerk may need to clarify after votes how each person voted or at least who dissented. If there is a split vote, the Chairperson should first ensure he or she knows who dissented and then report the action. For example, a 3-2 vote could be reported as “Motion passes 3-2, Board members Smith and Jones dissenting.” 2.A.8-2 Attachment A - 2 - 38043.10000\8501592.1 We hope this has been helpful in explaining the new requirements of S.B. 751. Please let me know if you have any questions. MALA SUBRAMANIAN 2.A.8-3 TThhiiss PPaaggee IInntteennttiioonnaallllyy BBllaannkk Contra Costa Transportation Authority STAFF REPORT Meeting Date: January 15, 2014 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Projects - APC Items\02A9 - eBART STIP Subst.docx Subject East Contra Costa Rail Extension (eBART) (Project 2001) – Request to Substitute State Transportation Improvement Program (STIP) Funds Summary of Issues The eBART project has currently $13 million in federalized STIP funds that are not available until July 1, 2015. BART needs the STIP funds now in order to fully fund the eBART Maintenance Facility Completion, Trackwork, Systems and Station Finishes Contract (04SF - 130). Since it is unlikely that the California Transportation Commission (CTC) will be able to advance the STIP funds, BART is proposing to provide $13 million in local/state funds to eBART in return for programming the $13 million in federalized STIP funds on another BART project (Station Modernization project). Recommendations Staff recommends approval of the fund substitution in order to keep the eBART project on schedule. Financial Implications None Options The Authority could decline the STIP fund substitution, resulting in potential delays to the eBART project. Attachments A. Letter from BART dated December 24, 2013 Changes from Committee N/A Background The eBART project has currently $13 million programmed in the STIP that are not available until July 1, 2015. BART needs the STIP funds now in order to fully fund the eBART Maintenance Facility Completion, Trackwork, Systems and Station Finishes Contract (04SF-130). In addition, since the eBART project is not federalized, the substituted funds must be from local/state-only sources. 2.A.9-1 Contra Costa Transportation Authority STAFF REPORT January 15, 2014 Page 2 of 2 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Projects - APC Items\02A9 - eBART STIP Subst.docx Since it is unlikely that the California Transportation Commission (CTC) will be able to advance the STIP funds, or provide State-only funds, BART is proposing to provide $13 million in local/state funds to the eBART Project in return for programming the $13 million in FY2015-16 STIP funds on another BART project (Station Modernization project). In November 2013, the Authority appropriated $30.856 million in Measure J funds for Contract 04SF-130. The contract will be funded from multiple sources including ECCRFFA ($20 million), STIP ($13 million substituted), Local ($0.8 million), and AB1171 Bridge Tolls ($11.9 million), for a total estimated cost of $76.6 million. 2.A.9-2 2.A.9-3 Attachment A TThhiiss PPaaggee IInntteennttiioonnaallllyy BBllaannkk Contra Costa Transportation Authority STAFF REPORT Meeting Date: January 15, 2014 Subject Hercules Intermodal Transit Center (Project 4001) - Authorization to Execute Agreement No. 383 with Ghirardelli Associates, Inc. for Construction Management Services Summary of Issues Ghirardelli Associates, Inc. was selected to provide construction management services under RFP/RFQ 11-8 for the Hercules Intermodal Transit Center (ITC). At the Authority Board meeting on November 20, 2013, approval was given for staff to begin negotiation on scope and fee, and once negotiated, issue a Notice-to-Proceed (NTP) in an amount not to exceed $100,000. The NTP was issued on November 21, 2013. Staff has concluded its negotiations with Ghirardelli Associates, Inc. on scope and fee. Recommendations Staff recommends authorization for the chair to execute Agreement No. 383 with Ghirardelli Associates, Inc. for construction management services in the amount of $995,000 with a term of the agreement through December 31, 2016. Financial Implications All costs incurred by the Authority or its consultants will be reimbursed by the City of Hercules and/or will be charged directly to the Measure J funds programmed for the ITC project. Options The Board could elect not to approve this request. However, construction of the project has been underway since July 2013, and Ghirardelli Associates is currently operating under a limited NTP. Construction management services are needed to continue administration of the construction contract. Attachments A. Construction Management Scope of Services 2.A.12-1 Contra Costa Transportation Authority STAFF REPORT January 15, 2014 Page 2 of 2 B. Cost Proposal dated December 16, 2013 Changes from Committee N/A Background Based on the evaluation performed under RFP/RFQ 11-8, a ranked consultant eligibility list for construction management services was established in September 2011. The next three highest ranked firms remaining on the list submitted proposals for the construction management services for the San Francisco Bay Trail element of the Hercules ITC project. Staff interviewed the three teams on November 12, 2013. Ghirardelli Associates, Inc. was selected as the most qualified to perform the required services. At the Authority Board meeting on November 20, 2013, approval was given for staff to begin negotiation on scope and fee and once negotiated, issue a Notice-to-Proceed (NTP) in an amount not to exceed $100,000. The NTP was issued on November 21, 2013. Ghirardelli Associates, Inc. has developed a scope and fee proposal for the project which are included as Attachment A and Attachment B. On July 29, 2013, the construction contract for the San Francisco Bay Trail Element of the project was awarded by the City of Hercules. Through Agreement No. 04W.02 with the City of Hercules, the Authority will administer this construction contract and the following Utility Relocation contract. In addition, the City of Hercules is requesting that the Authority advertise, award and administer (AAA) the two subsequent construction contracts: the Path to Transit and the Transit Loop. The San Francisco Bay Trail Element of the Hercules ITC project will close the gap from the Hercules ITC to the City of Rodeo, and provide preparation work for the rail station track located in the Union Pacific Railroad Right-of-Way. The work will consist, in general, of earthwork, paving, constructing retaining walls, landscaping, and relocating utility lines. 2.A.12-2 Attachment A Scope of Services City of Hercules Intermodal Transit Center San Francisco Bay Trail Project Federal-Aid Project No. TGR2DGL5117(011) Pre-Construction Services None Required Construction Phase 1. Document Control a. Maintain project files in accordance with LAPM procedures 2. Labor Compliance a. Track/review contractor’s certified payrolls b. Perform Labor compliance interviews 3. Construction Inspection a. Prepare daily reports b. Take project photos c. Inspection of contractor work for compliance with contract documents d. Document non-conforming work and corrective action 4. Change Order Preparation and Processing a. Evaluate contractor change order requests b. Negotiate change orders c. Prepare/process change order documents 5. Claims Review and Analysis a. Review/analyze contractor notice of potential claims b. Respond to and document City’s position on notice of potential claims c. Review and respond to construction claims 6. Schedule Review a. Review/approve contractor’s baseline schedule submittal b. Review/approve contractor’s monthly updates c. Review/approve Contractor’s time impact evaluations (TIE) 7. Submittals a. Review/track/approve contractor’s submittals 2.A.12-3 Attachment A 8. RFIs a. Review/track/approve contractor’s RFIs 9. Project Meetings a. Attend weekly progress meetings b. Attend monthly schedule meetings c. Attend monthly progress payment meetings d. Attend monthly change order meetings e. Attend other meetings as required f. Prepare meeting agendas and minutes 10. Progress Payments a. Review Contractor monthly invoices b. Prepare independent quantity calculation sheets for all quantities paid c. Segregate monthly progress payments by funding source as required 11. Safety a. Review contactor’s safety procedures b. Perform monthly project site safety review c. Document safety issues and verify corrective measures have been taken 12. Third Party Coordination a. Coordinate with all third party stakeholders including i. Kinder Morgan ii. Shell Oil iii. East Bay Regional Park District iv. Environmental agencies b. Monitor compliance with third party permits 13. Storm Water Pollution Prevention (SWPPP) a. Review and approve SWPPP plans and amendments b. Perform weekly site inspections for SWPPP compliance 14. Material Testing a. Perform QA material testing in accordance with Caltrans LAPM and Caltrans Construction Manual requirements b. Document all material test results c. Document non-conforming test results and corrective action taken 15. Source Inspection a. Perform source inspection for material fabricated off-site in accordance with LAPM and Caltrans Construction Manual requirements 16. Construction Staking a. Perform construction staking in accordance with Chapter 12 of the Caltrans Survey Manual 2.A.12-4 Attachment A Post Construction-Project Close Out 1. Prepare As-builts a. Maintain updated as-built plans in Ghirardelli field office b. Review/approve Contractor’s as-built plans at project completion 2. Punchlist a. Prepare punchlist b. Document completion of puchlist items 3. Dispute/Claims Resolution a. Resolve outstanding claims and disputes at contract completion 4. Proposed Final Estimate/Final Estimate a. Prepare Proposed Final Estimate b. Negotiate final payment with contractor c. Prepare Final Estimate 5. Final Inspection a. Coordinate final inspections with City and other third parties b. Prepare final acceptance forms 6. Transfer Files to the City of Hercules 2.A.12-5 2.A.12-62.A.12-6 2.A.12-72.A.12-7 TThhiiss PPaaggee IInntteennttiioonnaallllyy BBllaannkk Contra Costa Transportation Authority STAFF REPORT Meeting Date: January 15, 2014 Subject Approval to Distribute the Final Measure J Calendar Year (CY) 2012 & 2013 Growth Management Program (GMP) Compliance Checklist for Allocation of Fiscal Year (FY) 2013-14 and 2014-15 Local Street Maintenance and Improvement Funds Summary of Issues Staff has prepared the final Measure J CY 2012 & 2013 GMP Checklist for release to local jurisdictions in January 2014. Jurisdictions will have until June 30, 2015 to submit the checklist, which covers payment of Measure J Local Street Maintenance and Improvement (LSM) Funds for FY 2013-14 after July 1, 2014, and subsequent-year payment on the anniversary of the first payment. Recommendations Approve distribution of the Calendar Year 2012 & 2013 GMP Checklist for distribution to local jurisdictions. Financial Implications Approximately $13.6 million in 18 percent LSM funds is expected to be available for FY 2013-14 for payment to local jurisdictions found to be in compliance with the GMP. The precise amount will be known after June 30, 2014. Options N/A Attachments A. Final Draft Measure J CY 2012 & 2013 GMP Compliance Checklist. B. Comments from TRANSPAC, December 16, 2013. Changes from Committee N/A Background The Measure J Growth Management Program (GMP), as amended, requires that every two years the Authority allocate LSM funds to cities, towns and the county, subject to submission of a Statement of Compliance by the local jurisdiction and findings made by the Authority. 2.B.1-1 Contra Costa Transportation Authority STAFF REPORT January 15, 2014 Page 2 of 4 The Biennial Compliance Checklist provides a vehicle for measuring local jurisdictions’ fulfillment of the requirements of the Growth Management Program. The last compliance review cycle covered the CY 2010 & 2011 reporting period. Jurisdictions in compliance with the CY 2010 & 2011 checklist received FY 2011-12 LSM funds, with the second-year’s funding, also known as the “off year” (in this case, FY 2012-13) allocated automatically on the one-year anniversary of the first year’s allocation. Attachment A includes the Draft-Final CY 2012 & 2013 GMP Checklist for distribution to local jurisdictions. In accordance with Authority Resolution 01-01-G (rev. 1) staff recommends that the Authority distribute the Checklist at the end of January 2014. The requirements of the Checklist may be summarized as follows:  Action Plans: Local jurisdictions are asked to summarize steps taken during the reporting period to implement the actions, programs, and measures called for in the applicable Action Plans for Routes of Regional Significance.  Development Mitigation Program. Local jurisdictions must report on the status of their existing Development Mitigation Programs which consist of two parts: a local program to mitigate development impacts on non-regional routes, and a regional program developed by the relevant Regional Transportation Planning Committee (RTPC) that establishes fees, exactions, assessments, or other measures to fund regional and subregional transportation projects.  Housing Options. Each jurisdiction must demonstrate reasonable progress in achieving the objectives in its Housing Element. The jurisdiction must complete a report that illustrates this progress in various ways. This report may be provided in the form of the annual housing report that the local jurisdiction submits to the state Department of Housing and Community Development (HCD). Additionally, jurisdictions must incorporate policies and standards to support transit, bicycle, and pedestrian access in new development.  Traffic Impact Studies: This question pertains to the preparation of traffic impact studies. As part of the development review process, each local jurisdiction is required to prepare a study for projects estimated to generate more than 100 net new peak -hour vehicle trips (Note: lower thresholds may apply).  Participation in Cooperative, Multi-Jurisdictional Planning. Each jurisdiction must continue its current efforts to participate in an ongoing, multi-jurisdictional, cooperative planning process through the RTPCs. 2.B.1-2 Contra Costa Transportation Authority STAFF REPORT January 15, 2014 Page 3 of 4  Five-Year Capital Improvement Program. Jurisdictions must continue to prepare five- year capital improvement programs, including approved projects and an analysis of the costs of proposed projects. The program must outline a financial plan for providing proposed improvements.  Transportation Systems Management Program. Also known as “TDM,” (Transportation Demand Management), local jurisdictions are required to adopt a TSM/TDM ordinance or resolution that is consistent with the Authority’s “model” to promote the use of transit, ridesharing, bicycling, walking, flexible work hours, and telecommuting as alternative to solo driving. Cites/Towns that do not have a large employment base may use an alternative approach other than an Ordinance/Resolution.  Maintenance of Effort (MoE). Measure J requires that local jurisdictions use Measure J LSM funds for roadway maintenance and improvement projects that are above and beyond a set amount of expenditures established in the original Measure C Ordinance based upon historical general fund expenditures. Backfilling the General Fund with Measure J LSM funds is prohibited.  Posting of Signs. For projects exceeding $250,000 that are funded in whole or in part with Measure J funds, a sign must be posted, acknowledging that the project is funded by Measure J. Sign specifications are provided by the Authority.  Growth Management Element. In the last reporting cycle, local jurisdictions were required to update their Growth Management Elements (GME) based upon the new Model Growth Management Element created by the Authority. The GME is the jurisdiction’s main platform for outlining goals and policies for managing growth and requirements for achieving those goals. Jurisdictions are encouraged to supplement their GMEs with any elements outside of the Model GME that may be helpful in achieving the objectives of the Growth Management Program as well as local General Plan goals and policies. At present, all of the local jurisdictions have completed the updates required under Measure J.  Urban Limit Line (ULL). Jurisdictions must have a voter-approved ULL to be considered in compliance with the Measure J GMP. The ULL may conform to the countywide line, or a jurisdiction may adopt its own Local Voter-Approved Urban Limit Line to fulfill this requirement. 2.B.1-3 Contra Costa Transportation Authority STAFF REPORT January 15, 2014 Page 4 of 4 Comments Received The draft CY 2012 & 2013 Checklist was circulated for review in October 2013. Comments were received from TRANSPAC. In addition, the Authority’s Growth Management Program (GMP) Task Force convened on December 18th, 2013 to review the Checklist.  TRANSPAC Comments: In a letter dated December 16th, TRANSPAC supported the incorporation of the spirit of the changes recommended in a memorandum from November 7, 2013 (see Attachment B). These changes were primarily with regard to the Transportation Systems Management (TSM) Program. A first suggestion was to exchange the work “Systems” with “Demand.” A second request was to delete reference to the provision in Measure J that allows cities with small employment bases to adopt alternative mitigation measures in lieu of a TSM ordinance or resolution. The TRANSPAC letter supports incorporation of the “spirit of the changes”, presumably in recognition of the fact that changing the terminology, or omitting the reference (to alternative measures) would be in conflict with the voter -approved language of the Measure J GMP. Accordingly, staff defers these changes to the upcoming work on amending the TSM Ordinance/Resolution, where the spirit of these suggestions could be worked in by the 511 Coordinating Committee. Authority staff recommends keeping the Checklist language true to the voter-approved ballot measure.  GMP Task Force Comments: The GMP Task Force had a number of comments and questions, ranging from the electronic format used in the web -based version, to questions about the Housing Report requirements. These are being addressed t hrough updates to the Authority’s website, where the Checklist files will be available in a more user-friendly environment, and changes to the Checklist instructions, which are currently under revision and will be posted when the new Checklist is distributed. Next steps Following distribution of the checklist, local jurisdictions may submit their co mpleted Checklists as early as April 1, 2014 for allocation of FY 2013-14 funds after July 2014. The Checklist is due no later than June 30, 2015. Payment of the “off-year” FY 2014-15 LSM funds occurs automatically on the anniversary of the first year’s payment. 2.B.1-4 Compliance Checklist – DRAFT FINAL Reporting Jurisdiction: _______________________________________ For Fiscal Years 2013-14 and 2014-15 Reporting Period: Calendar Years 2012 & 2013 Page 1 Measure J Growth Management Program Compliance Checklist 1. Action Plans YES NO N/A a. Is the jurisdiction implementing the actions called for in the applicable Action Plan for all designated Routes of Regional Significance within the jurisdiction? b. Has the jurisdiction implemented the following procedures as outlined in the Implementation Guide and the applicable Action Plan for Routes of Regional Significance? i. Circulation of environmental documents, ii. Analysis of the impacts of proposed General Plan amendments and recommendation of changes to Action Plans, and iii. Conditioning the approval of projects consistent with Action Plan policies? c. Has the jurisdiction followed the procedures for RTPC review of General Plan Amendments as called for in the Implementation Guide? 2. Development Mitigation Program YES NO a. Has the jurisdiction adopted and implemented a local development mitigation program to ensure that new development pays its fair share of the impact mitigation costs associated with that development? b. Has the jurisdiction adopted and implemented the regional transportation mitigation program, developed and adopted by the applicable Regional Transportation Planning Committee, including any regional traffic mitigation fees, assessments, or other mitigation as appropriate? 2.B.1-5 Attachment A Compliance Checklist – DRAFT FINAL Reporting Jurisdiction: _______________________________________ For Fiscal Years 2013-14 and 2014-15 Reporting Period: Calendar Years 2012 & 2013 Page 2 3. Housing Options and Job Opportunities YES NO a. Has the jurisdiction prepared and submitted a report to the Authority demonstrating reasonable progress in providing housing opportunities for all income levels under its Housing Element? The report can demonstrate progress by (1) comparing the number of housing units approved, constructed or occupied within the jurisdiction over the preceding five years with the number of units needed on average each year to meet the housing objectives established in its Housing Element; or (2) illustrating how the jurisdiction has adequately planned to meet the existing and projected housing needs through the adoption of land use plans and regulatory systems which provide opportunities for, and do not unduly constrain, housing development; or (3) illustrating how its General Plan and zoning regulations facilitate improvement or development of sufficient housing to meet the Element’s objectives. Note: A copy of the local jurisdiction’s annual report to the state Department of Housing and Community Development (HCD) is sufficient. b. Does the jurisdiction’s General Plan—or other adopted policy document or report—consider the impacts that its land use and development policies have on the local, regional and countywide transportation system, including the level of transportation capacity that can reasonably be provided? c. Has the jurisdiction incorporated policies and standards into its development approval process that support transit, bicycle and pedestrian access in new developments? 2.B.1-6 Compliance Checklist – DRAFT FINAL Reporting Jurisdiction: _______________________________________ For Fiscal Years 2013-14 and 2014-15 Reporting Period: Calendar Years 2012 & 2013 Page 3 4. Traffic Impact Studies YES NO N/A a. Using the Authority’s Technical Procedures, have traffic impact studies been conducted as part of development review for all projects estimated to generate more than 100 net new peak-hour vehicle trips? (Note: Lower traffic generation thresholds established through the RTPC’s Action Plan may apply). b. If the answer to 4.a. above is “yes”, did the local jurisdiction notify affected parties and circulate the traffic impact study during the environmental review process? 5. Participation in Cooperative, Multi-Jurisdictional Planning YES NO a. During the reporting period, has the jurisdiction’s Council/Board representative regularly participated in meetings of the appropriate Regional Transportation Planning Committee (RTPC), and have the jurisdiction’s local representatives to the RTPC regularly reported on the activities of the Regional Committee to the jurisdiction's council or board? (Note: Each RTPC should have a policy that defines what constitutes regular attendance of Council/Board members at RTPC meetings.) b. Has the local jurisdiction worked with the RTPC to develop and implement the Action Plans, including identification of Routes of Regional Significance, establishing Multimodal Transportation Service Objectives (MTSOs) for those routes, and defining actions for achieving the MTSOs? c. Has the local jurisdiction applied the Authority’s travel demand model and Technical Procedures to the analysis of General Plan Amendments (GPAs) and developments exceeding specified thresholds for their effect on the regional transportation system, including on Action Plan MTSOs? 2.B.1-7 Compliance Checklist – DRAFT FINAL Reporting Jurisdiction: _______________________________________ For Fiscal Years 2013-14 and 2014-15 Reporting Period: Calendar Years 2012 & 2013 Page 4 YES NO d. As needed, has the jurisdiction made available, as input into the countywide transportation computer model, data on proposed improvements to the jurisdiction’s transportation system, including roadways, pedestrian circulation, bikeways and trails, planned and improved development within the jurisdiction, and traffic patterns? 6. Five-Year Capital Improvement Program YES NO Does the jurisdiction have an adopted five-year capital improvement program (CIP) that includes approved projects and an analysis of project costs as well as a financial plan for providing the improvements? (The transportation component of the plan must be forwarded to the Authority for incorporation into the Authority’s database of transportation projects) 7. Transportation Systems Management Program YES NO Has the jurisdiction adopted a transportation systems management ordinance or resolution that incorporates required policies consistent with the updated model ordinance prepared by the Authority for use by local agencies or qualified for adoption of alternative mitigation measures because it has a small employment base? 8. Maintenance of Effort (MoE) YES NO Has the jurisdiction met the MoE requirements of Measure J as stated in Section 6 of the Contra Costa Transportation Improvement and Growth Management Ordinance (as amended)? (See the Checklist Instructions for a listing of MoE requirements by local jurisdiction.) 2.B.1-8 Compliance Checklist – DRAFT FINAL Reporting Jurisdiction: _______________________________________ For Fiscal Years 2013-14 and 2014-15 Reporting Period: Calendar Years 2012 & 2013 Page 5 9. Posting of Signs YES NO N/A Has the jurisdiction posted signs meeting Authority specifications for all projects exceeding $250,000 that are funded, in whole or in part, with Measure C or Measure J funds? 10. Adoption of the Measure J Growth Management Element YES NO N/A Has the local jurisdiction adopted a final GME for its General Plan that substantially complies with the intent of the Authority’s adopted Measure J Model GME? 11. Adoption of a voter-approved Urban Limit Line YES NO N/A a. Has the local jurisdiction adopted and continually complied with an applicable voter-approved Urban Limit Line as outlined in the Authority’s annual ULL Policy Advisory Letter? b. If the jurisdiction has modified its voter-approved ULL or approved a major subdivision or General Plan Amendment outside the ULL, has the jurisdiction made a finding of consistency with the Measure J provisions on ULLs and criteria in the ULL Policy Advisory Letter after holding a noticed public hearing and making the proposed finding publically available? 12. Other Considerations YES NO N/A If the jurisdiction believes that the requirements of Measure J have been satisfied in a way not indicated on this checklist, has an explanation been attached below? 2.B.1-9 Compliance Checklist – DRAFT FINAL Reporting Jurisdiction: _______________________________________ For Fiscal Years 2013-14 and 2014-15 Reporting Period: Calendar Years 2012 & 2013 Page 6 13. Review and Approval of Checklist This checklist was prepared by: Signature Date Name & Title (print) Phone Email The council/board of ___________ has reviewed the completed checklist and found that the policies and programs of the jurisdiction as reported herein conform to the requirements for compliance with the Contra Costa Transportation Improvement and Growth Management Program. Certified Signature (Mayor or Chair) Date Name & Title (print) Attest Signature (City/Town/County Clerk) Date Name (print) 2.B.1-10 Compliance Checklist Attachments Reporting Jurisdiction: _______________________________________ For Fiscal Years 2013-14 and 2014-15 Reporting Period: Calendar Years 2012 & 2013 Page 7 Supplementary Information (Required) 1. Action Plans a. Please summarize steps taken during the reporting period to implement the actions, programs, and measures called for in the applicable Action Plans for Routes of Regional Significance: b. Attach, list and briefly describe any General Plan Amendments that were approved during the reporting period. Please specify which amendments affected ability to meet the standards in the Growth Management Element and/or affected ability to implement Action Plan policies or meet Traffic Service Objectives. Indicate if amendments were forwarded to the jurisdiction’s RTPC for review, and describe the results of that review relative to Action Plan implementation: Provide a summary list of projects approved during the reporting period and the conditions required for consistency with the Action Plan: 2. Development Mitigation Program a. Describe progress on implementation of the regional transportation mitigation program: 3. Housing Options and Job Opportunities a. Please attach a report demonstrating reasonable progress in providing housing opportunities for all income levels. (Note: A copy of the local jurisdiction’s annual report to the state Department of Housing and Community Development (HCD) is sufficient). 2.B.1-11 Compliance Checklist Attachments Reporting Jurisdiction: _______________________________________ For Fiscal Years 2013-14 and 2014-15 Reporting Period: Calendar Years 2012 & 2013 Page 8 c. Please attach the jurisdiction’s adopted policies and standards that ensure consideration of and support for walking, bicycling, and transit access during the review of proposed development. 4. Traffic Impact Studies Please list all traffic impact studies that have been conducted as part of the development review of any project that generated more than 100 net new peak hour vehicle trips. (Note: Lower traffic generation thresholds established through the RTPC’s Action Plan may apply). Note whether the study was consistent with the Authority’s Technical Procedures and whether notification and circulation was undertaken during the environmental review process. 5. Participation in Cooperative, Multi-Jurisdictional Planning No attachments necessary. 6. Five-Year Capital Improvement Program Please attach the transportation component of the most recent CIP version, if the Authority does not already have it. Otherwise, list the resolution number and date of adoption of the most recent five-year CIP. 7. Transportation Systems Management Program Please attach a copy of the jurisdiction’s TSM ordinance, or list the date of ordinance or resolution adoption and its number. 2.B.1-12 Compliance Checklist Attachments Reporting Jurisdiction: _______________________________________ For Fiscal Years 2013-14 and 2014-15 Reporting Period: Calendar Years 2012 & 2013 Page 9 8. Maintenance of Effort (MoE) Please indicate the jurisdiction’s MoE requirement and MoE expenditures for the past two fiscal years (FY 2009-10 and FY 2010-11). See the Instructions to identify the MoE requirements. 9. Posting of Signs Provide a list of all projects exceeding $250,000 within the jurisdiction, noting which ones are or were signed according to Authority specifications. 10. Adoption of the Measure J Growth Management Element Please attach the adopted Final Measure J Growth Management Element to the local jurisdiction’s General Plan. 11. Adoption of a voter-approved Urban Limit Line The local jurisdiction’s adopted ULL is on file at the Authority offices. Please specify any actions that were taken during the reporting period with regard to changes or modifications to the voter-approved ULL, which should include a resolution making a finding of consistency with Measure J and a copy of the related public hearing notice. 12. Other Considerations Please specify any alternative methods of achieving compliance for any components for the Measure J Growth Management Program 2.B.1-13 2.B.1-14 Attachment B 2.B.1-15 TThhiiss PPaaggee IInntteennttiioonnaallllyy BBllaannkk Contra Costa Transportation Authority STAFF REPORT Meeting Date: January 15, 2014 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Planning - PC Items\03B2-Brdltr.Mobility Management.doc Subject Presentation Regarding the Contra Costa Mobility Management Plan Summary of Issues The Central Contra Costa Transit Authority (CCCTA) prepared and adopted a Contra Costa County Mobility Management Plan and will present it to the Authority for its consideration and adoption. The plan identifies a need and provides a blueprint for Contra Costa to establish a Mobility Management function. Recommendations 1. Adopt the Contra Costa Mobility Management Plan as a blueprint for a countywide mobility management function for implementation; 2. Authorize Authority staff to work with MTC staff to redirect an awarded New Freedom Cycle 3 Grant to begin implementation of the mobility management function; and 3. Bring back to the Authority in Spring of 2014 details and options for implementing the Mobility Management Plan. Financial Implications The Authority was awarded a Federal New Freedom grant by MTC for $96,000. The recommendation would redirect the use of these funds from a web enabled database to the implementation of the Mobility Management Plan. Options 1. Adopt the plan with recommended revisions. 2. Adopt any combination of the three stated recommendations 3. Do not approve any recommendations Attachments A. Contra Costa Mobility Management Plan Changes from Committee N/A 3.B.2-1 Contra Costa Transportation Authority STAFF REPORT January 15, 2014 Page 2 of 4 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Planning - PC Items\03B2-Brdltr.Mobility Management.doc Background In FY 2007-08 CCCTA was awarded a Cycle 2 Federal Transit Administration (FTA) Section 5317 “New Freedom” grant in the amount of $80,000 to develop a Mobility Management Plan to include recommendations, goals, objectives, actions, timeline, and a funding plan for the establishment of a Mobility Management Center. CCCTA applied for the funding on behalf of multiple agencies countywide which met bi-monthly under the auspices of the Transportation Alliance. The Transportation Alliance included all of the public transit operators that operate in Contra Costa County, Contra Costa County Health and Human Services staff, RTPC staff, and staff from various social service agencies that provide transportation and CCTA. The purpose of the group was to coordinate services and better transportation options for seniors, people with disabilities, and low income families. CCCTA agreed to submit an application with the understanding that the plan was to be a countywide effort and not be restricted to the CCCTA service area. Matching funds to the grant were provided by CCCTA, East Contra Costa Transit Authority (ECCTA) and West Contra Costa Transit Authority (WCCTA). What is Mobility Management? “Mobility Management is the utilization of a broad mix of service delivery and support strategies that are directed primarily at the travel needs of seniors, persons with disabilities, and low income individuals. These strategies often integrate with and support other public service solutions provided to the larger public transit and paratransit rider populations. Mobility Management is not one solution but a toolkit of solutions that are tailored to the service needs of the special population groups.” Effective mobility management has been shown to reduce costs and increase service through coordination of existing resources and the establishment of new programs, when necessary, to enhance travel options for these populations. It is because of this that the Metropolitan Transportation Commission (MTC) has embraced the development and implementation of mobility management throughout the Bay Area. MTC, the programming agency for Federal New Freedom funds, has made mobility management a priority in its criteria for evaluating New Freedom project applications. M TC has also identified mobility management as a primary principle in addressing coordination and efficiencies in paratransit services in its recommendations regarding sustainable paratransit services in its Transit Sustainability Plan adopted by the Commission in May 2012. 3.B.2-2 Contra Costa Transportation Authority STAFF REPORT January 15, 2014 Page 3 of 4 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Planning - PC Items\03B2-Brdltr.Mobility Management.doc The Mobility Management Plan In January 2012, the County Connection entered into an agreement with Innovative Paradigms to complete the resource inventory and develop a Mobility Management Plan. Since then, Innovative Paradigms has conducted significant outreach including: interviews with transit agencies, human service agencies, and advocates for seniors and the disabled. Additionally, three countywide transportation summits were held and input was received from the public, city and County staff, and the Contra Costa County Paratransit Coordinating Council. CCTA staff worked closely with CCCTA throughout the Plan’s development. Mobility management relates to administering functions associated with the mobility needs of seniors and those with disabilities. These functions can include: travel training, improved ADA eligibility, centralized maintenance, volunteer driver programs, centralized information, technical assistance, etc. To implement mobility management in Contra Costa County, the report recommends the establishment of a Mobility Management Oversight Board to be staffed with executives from County Connection, Tri-Delta Transit, WestCAT, AC Transit, Contra Costa Transportation Authority, BART, and three executives representing human service agencies. This Board will guide the formation of a mobility management program and will be responsible for securing funding, hiring a mobility manager, and establishing by-laws and performance standards. Ultimately it is envisioned that the mobility management “center” could implement several programs that could aid in improving coordination and operating efficiencies of multiple transportation providers. Potential mobility management functions described in the plan include:  Travel Training: Create a program to teach bus riding skills on all county transit systems.  Improved ADA Eligibility Process: Institute a refined countywide ADA eligibility process, possibly an in-person assessment approach, to improve the accuracy of the eligibility determinations.  Agency Partnerships: Work with human service agencies so they can provide transportation to their clients who currently use the ADA paratransit service operated by the transit agencies.  Centralized Maintenance: Evaluate the viability of a centralized maintenance program directed at serving the unique needs of the human service community who are operating a variety of vehicles in their programs. 3.B.2-3 Contra Costa Transportation Authority STAFF REPORT January 15, 2014 Page 4 of 4 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Planning - PC Items\03B2-Brdltr.Mobility Management.doc  Volunteer Driver Program: Expand volunteer driver programs throughout the County as an inexpensive means of serving difficult medical and other trip needs for seniors and persons with disabilities.  Central Information Program: Expand information availability by making meaningful resource information available through a central referral mechanism.  Advocacy Role of Mobility Management: Determine the level of advocacy appropriate for a new Coordinated Transportation Services Agency (CTSA) in Contra Costa County and include the new agency in all transportation planning processes.  Technical Assistance Program: Include technical support as one of the services of the newly created CTSA to assist the human service community and other agencies in planning, grant management, and other technical functions.  Driver Training Program: Establish a professional and consistent driver training program for human service agencies; offer driver training services relating to special needs populations to existing paratransit providers. Prior to implementation of any of the above services, a dedicated source of funding will need to be identified to administer the program and pay for any services implemented. An initial role of the Mobility Management Oversight Committee will be to identify long term funding opportunities as well as a permanent agency structure. CCCTA, as the grantee and lead agency on the development of the plan, adopted the Plan on October 10, 2013. Next steps CCCTA has requested that the Authority adopt the mobility management plan and foster the development of the mobility management function to the next step. Some seed funding has been identified for this first step including a previously approved Cycle 3 New Freedom grant awarded to CCTA. The grant was awarded to convert a database of county service providers into a user-friendly web-enabled data resource. With the opportunity to seed the formation of a true mobility management function in the county, it might make more sense to redirect those funds. CCCTA also has some Cycle 2 funds that could be redirected to move the project forward. If authorized by the Authority, staff will develop more defined options for the implementation of a mobility management function and present them for Authority consideration this Spring. 3.B.2-4 County Connection Contra Costa County Mobility Management Plan Final Draft October 17, 2013 3.B.2-5 Attachment A Contra Costa Mobility Management Plan 2 Contra Costa County Mobility Management Plan October 17, 2013 Prepared for County Connection by Innovative Paradigms 3.B.2-6 Contra Costa Mobility Management Plan 3 TABLE OF CONTENTS EXECUTIVE SUMMARY ................................................................................................ 4 Chapter 1: METHODOLOGY ........................................................................................ 6 Background .................................................................................................................. 6 Methodolgy and Outreach ............................................................................................ 6 Chapter 2: MOBILITY MANAGEMENT STRUCTURE OPTIONS ................................ 8 Consolidated Transportation Services Agency ............................................................ 9 Consolidated Transportation Services Agency Models .............................................. 11 Legal Setting .............................................................................................................. 13 Governing Structure ................................................................................................... 14 Sample Consolidated Transportation Services Agency Operating Budget ................ 15 Chapter 3: FUNCTIONS ............................................................................................. 19 Travel Training ........................................................................................................... 19 ADA Eligibility Process ............................................................................................... 20 Agency Partnerships .................................................................................................. 24 Coordinated Vehicle Maintenance ............................................................................. 25 Volunteer Driver Programs ......................................................................................... 26 Central Information Program ...................................................................................... 28 Advocacy Role of Mobility Management .................................................................... 29 Technical Support ...................................................................................................... 30 Chapter 4: IMPLEMENTATION STEPS ...................................................................... 32 Phase I: Adoption of Plan ........................................................................................... 32 Phase II: Mobility Management Oversight Board ....................................................... 33 Phase III: Form CTSA ................................................................................................ 34 Phase VI: Functional Programs ................................................................................. 35 Implementation Timeline ............................................................................................ 36 Appendix 1: Stakeholder Planning Group ................................................................ 37 Appendix 2: Case Studies .......................................................................................... 38 3.B.2-7 Contra Costa Mobility Management Plan 4 EXECUTIVE SUMMARY The Central Contra Costa Transit Authority (County Connection) has taken the lead in managing the planning process for the development of a mobility management plan for the entire County. This Plan resulting from that effort is meant to guide implementation of a broad array of services under the mobility management framework. The starting point for the planning process is the definition of the concept. Mobility Management is the utilization of a broad mix of service delivery and support strategies that are directed primarily at the travel needs of seniors, persons with disabilities, and low income individuals. These strategies often integrate with and support other public service solutions provided to the larger public transit and paratransit rider populations. Mobility Management is not one solution but a toolkit of solutions that are tailored to the service needs of the special population groups. This Plan recommends the formation of an organization to take the lead in implementing a broad range of mobility management strategies. Specifically, a Consolidated Transportation Services Agency (CTSA) is recommended for Contra Costa County. A CTSA in the County would provide the vehicle through which the list of desired services could be deployed. The creation of a Mobility Management Oversight Committee is recommended to undertake the tasks needed to establish the CTSA . Options for funding the program are identified. A draft startup budget and a draft sample initial annual operating budget are included in the Plan. An initial budget of $325,000 is proposed for each of the first two years of full operation following the formation phase. The Plan acknowledges the contributions and relationships of the existing human service agencies in the County. It recommends careful attention to the roles of these organizations relative to the new CTSA and that funding considerations always be based upon a thorough analysis of the impacts of coordinating efforts between these existing organizations and the new agency. The Plan suggests a number of service strategies responding to transportation needs identified in the planning process. These gaps were vetted through outreach efforts with community stakeholders that work with seniors, persons with disabilities, and persons with low-income. The specific strategies proposed for Contra Costa County are listed on the following page: 3.B.2-8 Contra Costa Mobility Management Plan 5  Travel training: Create a program to teach bus riding skills on all county transit systems.  Improved ADA Eligibility Process: Institute a refined countywide ADA eligibility process, possibly an in-person assessment approach, to improve the accuracy of the eligibility determinations.  Agency Partnerships: Work with human service agencies so they can provide transportation to their clients who currently use the ADA paratransit service operated by the transit agencies.  Centralized Maintenance: Evaluate the viability of a centralized maintenance program directed at serving the unique needs of the human service community who are operating a variety of vehicles in their programs.  Volunteer Driver Program: Expand volunteer driver programs throughout the County as an inexpensive means of serving difficult medical and other trip needs for seniors and persons with disabilities.  Central Information Program: Expand information availability by making meaningful resource information available through a central referral m echanism.  Advocacy Role of Mobility Management: Determine the level of advocacy appropriate for a new CTSA in Contra Costa County and include the new agency in all transportation planning processes.  Technical Assistance Program: Include technical support as one of the services of the newly created CTSA to assist the human service community and other agencies in planning, grant management, and other technical functions.  Driver Training Program: Establish a professional and consistent driver training program for human service agencies; offer driver training services relating to special needs populations to existing paratransit providers. 3.B.2-9 Contra Costa Mobility Management Plan 6 Chapter 1: METHODOLOGY Background The Contra Costa Mobility Management Plan was commissioned by the County Connection. It was derived from a Countywide outreach process, involved agencies throughout the entire County, and offers strategies applicable to the entire County. The Plan’s technical basis is derived from input from transportation experts representing many agencies and the experience of the consulting team. The Plan is intended to guide long term development of mobility management projects that fill gaps in existing transportation services and are sustainable both on the basis of organizational structure and funding. Traditional transportation services, such as public transit, are increasingly challenged to meet the needs of a diverse population. Public transit or “mass transit” is designed to carry large amounts of riders. Public transit includes fixed-route bus and rail service for the general public and paratransit bus service for disabled individuals in the community as described in the Ame ricans with Disabilities Act (ADA). Although public transit provides an appropriate means of transportation for a majority of riders, there is an increasing population that requires specialized transportation. The result is increased emphasis on specialized programs that enhance transportation services and provide alternatives to fill gaps that seniors, persons with disabilities, and persons with low-income face. These are broadly defined as mobility management strategies. Effective mobility management strategies are those that coordinate with existing transportation services including: public transit, community based, and human service transportation programs. These strategies fill gaps often lost through public transit and will vary based on the demographic group being served. Examples of mobility management strategies specific to Contra Costa County are detailed in Chapter 3. The identification and pursuit of these service delivery strategies is not enough to meet the need. Only through institutional commitment and appropriate institutional structures can these unique delivery strategies be provided. A CTSA will provide the framework for that process in Contra Costa County. Methodology and Outreach The process used to construct the Plan involved the following steps: Establish overall project direction and objectives: This initial planning stage involved discussions with the agencies managing the planning process, in particular County 3.B.2-10 Contra Costa Mobility Management Plan 7 Connection and the Contra Costa Transportation Authority (CCTA). The result was the broadening of the objective of the project to include consideration of the full range of mobility management options and structures for the County as opposed to a “one-stop” information referral project. Identify appropriate mobility management functions and service delivery structures through technical analysis and community input : The analytical portion of the planning process was strongly supported by extensive community input. Activities involved meetings with community agencies to identify needs and to present technical options. The results of this process became the list of strategies included in the Plan. Formal advisory input: The planning process was supported by two levels of advisory input. The first was the formation of an ad hoc Stakeholders Advisory Committee. This group represented varying interests throughout the County and included a cross section of agency types and geographic perspectives. The direction provided by this group was invaluable to the direction of the Plan. Among the most important outcomes of the advisory committee was recognition that an institutional framework was necessary to deliver the creative service options that are needed. The Plan defines both the structure recommended and the functional programs that were identified by the community and Advisory Committee. The second level of advisory input was in the form of three Summit meetings held throughout the County. These Summits were structured to solicit input and feedback on specific mobility management options. Input from the participants was extremely helpful in defining the elements of this Mobility Management Plan. Throughout the outreach process, stakeholder input was elicited to identify the challenges that their target population face when traveling throughout Contra Costa County. These findings were used to design strategies to fill the gaps that are detailed in Chapter 3. Throughout the outreach process the overarching theme was the lack of coordination amongst human service agencies, transit operators, and private/public/non-profit agencies. Although there are many providers of transportation, there is no central focal point for coordination, implementation, and enhancement of transportation options for these special needs populations. The recommendations in this Plan provide a comprehensive approach to address the challenges identified through outreach to the community. 3.B.2-11 Contra Costa Mobility Management Plan 8 Chapter 2: MOBILITY MANAGEMENT STRUCTURE OPTIONS Mobility management is one part of a complex matrix of transportation services in any urban area. The “public transportation system” is made up of a number of elements that interact and often overlap. The major components of a public transportation system are: fixed-route bus service for the general public, paratransit bus service for individuals with disabilities as described in the Americans with Disabilities Act (ADA), and mobility management/human service transportation serving the specialized transportation needs of the population. These three elements have traditionally operated independently of each other. In a coordinated transportation system, the three elements work in a more integrated fashion to serve certain targeted populations, specifically individuals with disabilities, the elderly, and persons of low income. This can result in service and cost efficiencies that yield benefits for the individual riders, public agencies, and smaller human service transportation providers. Within a coordinated transportation system , public transit, community based and human service agencies work with one another to refer riders to the service that is most appropriate for their functional abilities. Presently there are agencies in Contra Costa County that refer riders, but throughout the planning process there has been an emphasis on expanding and enhancing these efforts in a coordinated fashion. The quantitative and qualitative impacts of integrating a coordinated transportation system are captured in this Plan. Though “mobility management” has often been defined narrowly to focus on one -stop call centers, this Plan takes a broader view. The concept goes far beyond minimal trip planning efforts for individuals to much broader strategies capable of improving service delivery to much larger numbers of individuals. No one strategy can serve all of the needs of the special needs groups targeted and for this reason the Plan consists of a variety of programs each meeting some aspect of the overall demand. This Plan includes strategies that exceed available funding and sets forth a list with recommended priorities. It also suggests approaches to funding intended to create a viable and sustainable program. 3.B.2-12 Contra Costa Mobility Management Plan 9 Consolidated Transportation Services Agency Elements embodied in the concept of mobility management have been a part of the transportation service delivery framework for many years. Only recently have these elements been referred to as mobility management. Federal coordination requirements are now placing renewed emphasis on strategies to increase coordination in California such as the formation of CTSAs. When the State passed AB 120, the Social Services Transportation Improvement Act, it allowed county or regional transportation planning agencies to designate one or more organizations within their areas as Consolidated Transportation Service Agencies (CTSAs). The goal was to promote the coordination of social service transportation for the benefit of human service clients, including the elderly, disabled individuals, and persons of low income. AB 120 specified the following strategies of service coordination through the use of CTSAs:  Cost savings through combined purchasing of necessary equipment.  Adequate training of drivers to insure the safe operation of vehicles. Proper driver training to promote lower insurance costs and encourage use of the service.  Centralized dispatching of vehicles to efficiently utilize rolling stock.  Centralized maintenance of vehicles so that adequate and routine vehicle maintenance scheduling is possible.  Centralized administration of various social service transportation programs to eliminate duplicative and costly administrative functions. Centralized administration of social service transportation services permitting social service agencies to respond to specific social needs.  Identification and consolidation of all existing sources of funding for social service transportation. This can provide more effective and cost efficient use of scarce resource dollars. Consolidation of categorical program funds can foster eventual elimination of unnecessary and unwarranted program constraints. The CTSA structure is unique to California. While other states are beginning to implement coordinated transportation projects, only California has the state legislated model of the CTSA. Thus, for three decades, initiatives to coordinate human service transportation programs in California have been largely guided by AB 120. There is a new focus on CTSAs as the appropriate entity to implement the programs embodied in the federal legislation that provides funding for mobility management projects . Other communities are seeking to create new CTSAs or designate existing organizations as CTSAs to combine the State and federal legislation into service delivery mechanisms 3.B.2-13 Contra Costa Mobility Management Plan 10 that have resources and focus to achieve real coordination. A significant dialogue is underway throughout California regarding the role of the CTSA and its ability to meet both the federal and State coordination requirements. In January 2013, the Metropolitan Transportation Commission (MTC) circulated a Draft Coordinated Public Transit – Human Services Transportation Plan Update which recommends the designation of CTSAs to facilitate sub -regional mobility management and transportation coordination efforts. What is a CTSA Intended to Do? While no two CTSAs are structured the same way or provide exactly the same services, there are common objectives to be found in all CTSA activities:  Increase transportation options for seniors, the disabled, and persons of low income.  Reduce the costs for public transportation.  Identify and implement efficiencies in community transportation operations. What Can a CTSA Look Like and Accomplish? CTSAs in California have taken on a variety of forms and within those various forms they provide a range of services. The most successfu l CTSAs have embraced the concept of human service coordination and mobilized efforts to creatively use resources to accomplish great things in their local communities. While all forms of CTSA have the potential to achieve the objectives of the concept, e vidence provided through a review of available CTSA documentation and case studies indicates that certain structures may be more conducive to successful project implementation than others. AB 120, the California legislation creating CTSAs along with the subsequent federal guidance on human service transportation coordination offers a general concept of a mobility management agency. Within that guidance is great latitude to mold the concept to the unique circumstances of a local community. The most succ essful CTSAs have built a creative array of programs serving a broad population of persons in need. The typical target populations include the disabled, elderly, and low-income individuals. Many studies including planning efforts in Contra Costa County have documented the substantial unmet needs of these groups and the need for additional specialized transportation capacity programs capable of targeting these potential riders. As the definition of need is broadened to include young children and possibly other groups, the volume of need becomes even more extensive. 3.B.2-14 Contra Costa Mobility Management Plan 11 Well refined CTSAs have addressed the broad variety of needs in creative ways. They have typically used limited funds in creative ways to achieve substantial results. For example, efforts in other counties have included joint funding of service provided by human service agencies for their own client populations. Some communities combine funding for transportation programs with other sources. Examples of non-transportation funding that are sometimes used to support transportation services include Regional Centers, Temporary Assistance for Needy Families (TANF), and Area Agency on Aging. An effective CTSA is an organization that serves as a broad facilitator – or champion - of transportation coordination. The role typically means that the agency is well connected in the transportation and human service community and is a leader in creating solutions to travel needs. This is often accomplished through negotiating cooperative agreements between agencies to coordinate the use of funds, acquiring capital assets (e.g. vehicles, computer equipment, etc.), and buying fuel and electricity for vehicles (e.g. joint fuel purchase). Service delivery can range from: coordinating a volunteer driver program to managing a travel training program for fixed -route service and can include the facilitation of direct service delivery through contracts with social service agencies. An important consideration is that most functions that a CTSA can perform can be offered through any of a variety of structural models. Consolidated Transportation Service Agency Models AB 120 requires that CTSAs be designated by a transportation planning agency. In Contra Costa County, this entity is the Metropolitan Transportation Commission (MTC). According to statute, each CTSA designated must be an agency other than the planning agency. The range of options for CTSA designation as defined in law are:  A public agency, including a city, county, transit operator, any state department or agency, public corporation, or public district, or a joint powers entity created pursuant to the California Government Code Section 15951.  A common carrier of persons as defined in Section 211 of the Public Utilities Code, engaged in the transportation of persons, as defined in Section 208.  A private entity operating under a franchise or license.  A non-profit corporation organized pursuant to Division 2 (commencing with Section 9000) of Title 1, Corporations Code. Within these broad legal definitions, a number of alternative CTSA structure models have emerged. These or possible variations are open for consideration for application in Contra Costa County. The following are the principal structural options for CTSA organizations in the County. 3.B.2-15 Contra Costa Mobility Management Plan 12  Single Purpose Non-profit Agency: In California there are limited examples of non-profit agencies that have been designated as a CTSA that provide a wide range of transportation programs and services. Noteworthy examples of existing non-profit CTSAs are Outreach in Santa Clara County, Valley Transportation Services in San Bernardino County, and Paratransit, Inc. in Sacramento County. Outreach and Escort of Santa Clara County served as the CTSA in the County for several years before its designation was rescinded by MTC. It was recently re-designated by MTC and is currently the only CTSA in the nine county Bay Area. Among the provisions associated with this re-designation was an agreement that Outreach would not submit a claim for TDA Article 4.5 funds. Access Services in Los Angeles was created largely to manage the ADA paratransit program in LA County but was also designated the CTSA. It was created through action by public agencies to address ADA and coordination issues.  Multi-Purpose Non-profit Agency: There are examples in California where a multi-purpose non-profit agency has been designated the CTSA. This is typically a situation where a strong non-profit organization with an effective infrastructure wishes to champion transportation issues and adds those functions to a broader list of agency activities. Ride-On of San Luis Obispo is an example of this form of organization. Ride-On was originally the United Cerebral Palsy (UCP) affiliate in San Luis Obispo and still serves in that capacity in addition to its transportation responsibilities. There are many examples of non-profit organizations that have created major transportation programs under an umbrella that includes nutrition services, housing programs, food banks, and other common human service functions.  County Government: In many rural California counties, transportation services are provided by the County. Often this includes providing public transit services. This is a common structure in smaller or rural counties. Several counties have been designated CTSAs. Often, though not always, transportation services are provided through the public works department. Counties such as Glenn and Colusa are examples of this form of CTSA.  Public Transit Agency: In some California counties the local public transit agency has been designated the CTSA. This applies to both legislated transit districts and Joint Powers Authority (JPA) agencies. It is typically in smaller counties that the transit agency has been designated. Examples of transit agencies that are 3.B.2-16 Contra Costa Mobility Management Plan 13 CTSAs are El Dorado Transit, Eastern Sierra Transit Authority (Bishop), and the Mendocino Transit Authority. All of these are JPAs. Of the models presented above the non -profit agency model has historically been the most notable in terms of implementing programs with long-term sustainability. Non- profit agencies such as Outreach and Escort, Ride-On, and Paratransit, Inc. have delivered successful coordinated transportation programs throughout California for many years. Each of these organizations continues to evolve to meet the needs of the communities they serve. Non-profit organizations have typically been the most successful CTSA model for a number of specific reasons. These include:  Specific Mission: Non-profit CTSAs have been established with a human services perspective focused on special needs populations and programs dedicated to fulfilling these unique needs. This differs from public transit agencies whose primary mission is to serve large groups of travelers (“mass” transportation). Human service transportation often plays a very small part in an organization with a mass transit mission.  Entrepreneurial style: Non-profit CTSAs have often been created by transportation professionals seeking to apply creative approaches to the hard to serve needs of special population groups.  Flexibility: Non-profit CTSAs typically have more flexibility to create and operate new programs than governmental agencies.  Applicable laws: Non-profit corporations are subject to different laws than public agencies such as labor laws. This fact can provide more latitude to structure services with unique operating characteristics than most public agencies.  Access to funds: Non-profit corporations may be eligible for funds that are not available to other organizations. Such funds may contribute to fulfilling the mission of the agency. An example would include the priority given to non-profit corporations applying for FTA Section 5310 funds. Legal Setting The legal basis for establishing and managing CTSAs is contained in the California enacted Transportation Development Act (TDA). This broad set of California laws and regulations concerning transportation funding and management contains the various provisions governing CTSAs. The CTSA portion of the TDA is a relatively small part of a much larger law concerning funding for all modes of transportation and certain specific funding sources available to all counties for transportation purposes. 3.B.2-17 Contra Costa Mobility Management Plan 14 The two funding sources included in TDA are:  Local Transportation Fund (LTF): derived from a ¼ cent of the general sales tax collected within the county and  State Transit Assistance Fund (STA): derived from the statewide sale tax on gasoline and diesel fuel. The portion of the TDA creating CTSAs states that such agencies are eligible to claim up to 5% of the LTF for community transportation purposes. The Act also specifies the process through which a CTSA may be designated. The designating agency may promulgate regulations specific to the CTSA as well as the duration of the designation. The length of CTSA designation varies throughout California. For a number of CTSAs, the term of designation has evolved over time. For example, Paratransit, Inc. in Sacramento was designated the CTSA in 1981 for a one year period. This designation was reviewed and extended later in multi -year increments. In 1988, the designation was extended “without a time limitation” and has retained designation to this day. The oversight of claimants for TDA funds including CTSAs are subject to two audits. The first is an annual fiscal audit that must be submitted within 180 days of the close of each fiscal year and the second is a triennial performance audit. This periodic audit conducted according to specific guidelines, evaluates the performance of a TDA claimant and could serve as the basis for determining the future of a CTSA. Governing Structure An area of CTSA oversight that is not contained in the TDA law and regulations is the local governing structure of the designated agency. If a CTSA is a public agency, the governing board of that agency would traditionally oversee receipt and expenditure of public funds. Since a CTSA can be a County, a transit agency, or other government agency, it would be subject to the scrutiny of a board that is otherwise responsible for fiduciary oversight. A CTSA may also be a non -profit corporation. The governing structure may vary substantially among non -profit corporations. Many traditional charitable non-profit corporations have self -appointing boards. This typically means that interested members of the community may be appointed to the board by the sitting board members. Ride-On in San Luis Obispo is an example of this type of governing structure. 3.B.2-18 Contra Costa Mobility Management Plan 15 There is precedent in California for a non-profit corporation to have a board of directors whose make-up is governed by political agreement associated with its structure. Paratransit, Inc. began as a traditional non -profit corporation with a self-appointing board. Later in its evolution, local public agencies formed an agreement associated with Paratransit’s designation as a CTSA that included specific appointing authority to local governmental jurisdictions. This revised structure provided the desired level of oversight and representation. Valley Transportation Services (VTrans) in San Bernardino County was created in 2010 to serve as the CTSA for the San Bernardino urbanized area. The Bylaws of this newly created non-profit agency specified that its Board of Directors be appointed by San Bernardino Associated Governments (SANBAG), Omnitrans (the public transit agency), and by San Bernardino County. This publicly appointed governing board structure reflected the importance of oversight in a case where large amounts of public funding are made available to a non-profit agency. VTrans, as the designated CTSA, is eligible to receive an allocation of local sales tax Measure I for transportation purposes. An effective and functional Board of Directors for a new non -profit CTSA should be made up of approximately seven to nine members. Because of the management of large amounts of government funds, it is appropriate that public agencies appoint members to the new Board. A typical structure might include appointments by CCTA, Contra Costa County, each transit agency, and some human service agency representatives. Appointing agencies can usually appoint from their own membership or from the community. In some cases, governance structure formats are established to require representatives of the service population (e.g. disabled representatives or seniors). These decisions would be debated by the Oversight Board recommended as a key implementation step. Phased Implementation: Sample Consolidated Transportation Service Agency Operating Budget Various phases will be necessary to achieve full implementation of a CTSA in Contra Costa County. Each phase in the process will have its own budget. This will allow for clear delineation of the costs of each phase. The first phase is preparatory to establishing an operational CTSA. It consists of the formation of an Oversight Board to guide development of the CTSA concept, establish its legal framework, determine a governance structure, and make final budget and operating decisions. The Oversight Board phase of the project is proposed to be funded by two sources: 1) funds remaining on the Innovative Paradigms Mobility Management planning contract and, 2 ) reallocation of New Freedom funds that had been granted to the Contra Costa 3.B.2-19 Contra Costa Mobility Management Plan 16 Transportation Authority for phase 3 of initial planning process. In combination, these funding sources provide adequate funding for formation functions. Once the functions to be performed by a new CTSA are determined, a budget for the early operation of the organization can be developed. The budget will depend on whether a new agency is created or the CTSA designation is added to an existing organization. This will determine whether the entire infrastructure of an organization is necessary or if staff and other support services are added onto an existing agency. Administrative overhead will be an important element to identify. The staff capacity of the CTSA will have an impact on the organization’s ability to build programs and to manage the range of functions that a CTSA is capable of performing. In the growth stage of a CTSA, considerable time and effort (staff resources) will be necessary to forge partnerships with other organizations, prepare grant applications, implement service functions, etc. For discussion purposes, two CTSA budgets for Contra Costa County are presented below. The first is a startup budget intended to capture the cost of organization formation, creation of basic o rganization infrastructure such as accounting and business management functions, and early staffing functions that eventually lead to dedicated management. The second budget is a pro forma first year operating budget. It presents a basic structural budge t for the first year of operation. It does not present operating costs for the various programs that might be operated. The initial organization budget is to support the pursuit of operating programs with their necessary funding and interagency coordination. It presents general cost estimates for overhead but does not include costs for individual program elements. Significant refinement would be necessary with actual implementation. However, the sample budget serves as a presentation of basic cost items to guide decision making relative to structure options. This draft budget is based on the premise that a new stand-alone agency would be created to operate the CTSA. The budget therefore includes the financing necessary to lease office space, equip and staff the office, and initiate selected startup service delivery projects. 3.B.2-20 Contra Costa Mobility Management Plan 17 COST CATEGORY Cost Estimate Notes Professional Services Management Consulting $75,000 Temporary management Legal Services $40,000 Legal: document prep, filing Accounting Services $40,000 Tax filings; accounting setup Temporary Operating Expenses Office space $0 Possibly donated by agency? Misc. office expense $10,000 Materials; travel; Bd expense Filing fees; etc $2,000 Incorporation, etc. TOTAL OPERATING EXPENSES $167,000 Innovative Paradigms Contract $20,000 New Freedom Grant (CCTA)$147,000 TOTAL FUNDING SOURCES $167,000 CTSA Formation Budget [Estimated formation expense; approximately 6 months] FUNDING SOURCES (existing) 3.B.2-21 Contra Costa Mobility Management Plan 18 COST CATEGORY Cost Estimate Notes Staff Executive Director $140,000 Salary, taxes, benefits Administrative Assistant $49,000 Salary, taxes, benefits Direct Expenses Office Space $72,000 2000 sq ft @$3 / sq ft Utilities $5,400 $450 / mo Professional Services $35,000 legal; accounting Phone $3,600 $300 / mo Supplies $3,600 $300 / mo Insurance $3,000 $3,000/ yr Travel $1,000 $1,000 / yr Misc Expense $12,000 Functional Programs Travel Training Cost to be determined ADA Eligibility Process Cost to be determined Agency Partnerships Cost to be determined Coordinated Vehicle Maintenance Cost to be determined Volunteer Driver Programs Cost to be determined Central Information Program Cost to be determined Advocacy Role Cost to be determined Technical Support Cost to be determined Reserve TOTAL OPERATING EXPENSES $324,600 MTC Grant $205,000 Other $120,000 TOTAL FUNDING SOURCES $325,000 CTSA Operating Budget: New Nonprofit Corporation FUNDING SOURCES (potential) 3.B.2-22 Contra Costa Mobility Management Plan 19 Chapter 3: FUNCTIONS The actual functions or services provided by CTSA s and the methods through which they are delivered can vary widely. One major influence on the overall effectiveness of a CTSA is the amount of available funding that the organization has to manage or direct. Some funds do not have to actually flow through the agency. Other funds are directly managed by the agency and can be used to provide direct services or to “seed” projects through other agencies using various grant management strategies. The service functions that were supported by the stakeholders and the public in Contra Costa County are defined below. Some of these have been under consideration by the community for several years. Others emerged as priorities through the planning process. A subsequent implementation step would be to set priorities among the listed strategies and prepare precise implementation plans and budgets. Travel Training Existing Travel Training Programs in Contra Costa County Some travel training programs currently operate in Contra Costa County. These programs have limited scope both geographically and relative to the clientele that are included in the programs.  County Connection has a travel ambassador program but staff time to manage it has been cut.  Tri-Delta Transit operates a “Transit Orientation Class” four times per year to familiarize individuals with the fixed-route transit system. The agency also offers one-on-one travel training upon request. Coordination with high schools that offer travel training is also done by Tri-Delta.  Contra Costa ARC and Futures Explored provide travel training for their consumers and receives a stipend from the Regional Center of the East Bay (RCEB) to provide this service.  Independent Living Resources (ILR) of Solano and C ontra Costa Counties has an informal travel training program for clients of their agency. ILR staff will provide training to clients on an as needed basis. 3.B.2-23 Contra Costa Mobility Management Plan 20 Proposed Countywide Travel Training Program There are several potential elements in a full scale travel training program. Each is defined below.  Travel Training or Mobility Training – The most intensive level of travel training is based upon one-on-one instruction for difficult cases. Often the trainees are developmentally disabled and require extensive and repetitive instruction in order to achieve transit independence. The trainer will work with a client usually for several days to instruct them on how to use the transit system to get to their destination.  Bus Familiarization – This type of training is less intensive and generally can be done in several hours. Typical bus familiarization training would be for a person or group to learn how to read transit schedules and/or take a single trip to a major destination such as a mall. This is also common for physically disabled individuals who need instruction on the use of the special equipment on standard transit buses such as wheelchair lifts, kneeling features, audio stop announcements both internal and external, farebox usage, etc. Bus familiarization is sometimes done in the field in active transit service. In other cases, this training is conducted at the transit facility using out-of-service transit coaches.  Transit Ambassador/Bus Buddy Program – Transit ambassador or bus buddy programs can take several forms. The program usually matches a trainee with a trainer. Typically the trainee and trainer will have something in common - perhaps both are seniors going to a congregate meal site. Transit ambassad or and Bus Buddy programs typically use volunteers to teach transit riding skills. Financial Implications Moving riders from the ADA service to fixed-route transit can produce dramatic savings for transit agencies. For example, a rider traveling to and from a day-program Monday- Friday using a paratransit service costing $31.00 per one-way trip that is trained to use fixed-route transit costing $8.00 for the same trip can produce dramatic savings for the transit operator. In addition to the financial implications, a rider that transitions from an ADA service to fixed-route transit has increased mobility and independence. This transition allows a rider to travel without the need to schedule a ride as required when using paratransit services. Travel training is an example of a mobility management strategy that 3.B.2-24 Contra Costa Mobility Management Plan 21 enhances existing public transit by moving riders from paratransit service to the less expensive option of fixed-route. ADA Eligibility Process Eligibility Assessment Options The FTA does not prescribe a particular eligibility process and a number of models are in use across the US. Whatever process is selected by a local transit operator must simply meet the established FTA criteria outlined above. In addition to the paper application process currently in use by Contra Costa County transit operators, three other types of eligibility procedures are in use by transit operators in other communities. The three principal alternative approaches are: telephone interviews/asse ssments, web-based assessments, and in-person eligibility assessments. ADA eligibility experts debate the accuracy of the various assessment models. While telephone and web - based options are less expensive than an in-person process, the lack of personal contact and observation and the lack of functional testing make refined eligibility determinations, or conditional eligibility, difficult to assign. Yet some communities strongly endorse the telephone and web-based options. Telephone Based Eligibility Some agencies rely primarily on telephone interviews for eligibility determinations. These are usually conducted by high level professionals such as occupational therapists who conduct a comprehensive conversation on the phone with the applicant, and in a very few cases where a determination cannot be made, the applicant will be referred for an in-person assessment. Such assessments can be conducted at an applicant’s home or other designated site. Eligibility outcomes are relatively similar to those of in-person assessments, though the ability to apply eligibility conditions is arguably more challenging. Web-Based Eligibility Web-based assessments have been pioneered by a Southern California firm. This model has been applied in nine paratransit programs, rang ing from those in smaller communities such as Victor Valley and Butte County, CA (population in the 200,000 range) to larger systems such as Richmond, Virginia and North San Diego County (population in the 600,000 to 800,000 range). The web-based model is based on the premise that, since most applicants are found fully eligible, and since most systems that use in-person assessments have yet to apply their eligibility conditions, transit agencies that are fiscally constrained should not be spending signific ant sums on transporting 3.B.2-25 Contra Costa Mobility Management Plan 22 applicants to in-person assessments and burdening applicants with travel to an assessment location. Under this model, applicants need to create an on -line account, complete the application and then mail or e-mail a healthcare form completed by a professional who is familiar with their abilities. This information is then reviewed by the professional on the evaluation team who has specific expertise in the disability that is the basis for the person’s application. Team members include medical doctors, physical and occupational therapists, registered nurses, social workers etc. Eligibility outcomes are relatively similar to those from in-person assessments in terms of the breakdown of eligibility categories, but not in terms of level of detail. On average, about 56% of the 36,000 applications that have been reviewed so far have been determined fully eligible, 38% conditional (includes 11% temporary), and 6% ineligible. In a small number of cases, if determinations cannot be made remotely, the firm sets up in-person functional assessments locally. Appeals have remained below 1% of the total number of certifications. Assessment costs range from $45 to $70 per application. While the relatively lower costs of these assessments have been appealing to a number of agencies, some of the shortcomings that have been cited by paratransit eligibility experts include:  The model relies too heavily on applicants’ ability to use technology (although these are often completed by caseworkers and other professionals, and exceptions are available for those who cannot use the web)  There is limited ability to have a discussion with the applicant about the full range of mobility options afforded by in-person assessments.  The inability to observe applicants ambulate in -person places a significant limit on the evaluator’s ability to establish reliable and informative eligibility conditions. An in-person assessment process results in the greatest accuracy. The ability to personally observe applicants, discuss their functional limitations, and perform structured functional evaluations results in a much greater level of accuracy. Th ough typically more expensive to perform than assessment models, many operators have determined that the refined ability to introduce conditions for ADA paratransit use make the additional expense of the assessment cost effective. Most of the major transit operators in the US have already introduced in-person assessments. Of the top 10 transit agencies, Boston was the last to introduce an in -person process in December, 2012. As interest in applying conditional eligibility as a cost control tool increases , more agencies are implementing in-person eligibility as the means to achieve that objective. 3.B.2-26 Contra Costa Mobility Management Plan 23 In-Person Eligibility An in-person ADA eligibility process typically consists of a number of steps in order to more precisely evaluate an applicant’s ability to ride the bus, access bus stops, and to come to a definitive decision as to functional capability. The shift from a paper process to an in-person approach is based upon the Federal Transit Administration (FTA) focus on a functional model of eligibility versus a medical model. With a paper process, the emphasis is typically on the function of the applicant’s disability. Steps common to an in-person eligibility process include: 1. In-person interview of the applicant during which details of cond ition can be established by a trained interviewer. 2. Various transit skill functional tests that help the interviewer verify certain abilities relating specifically to transit riding. 3. Selected use of professional verification if the interviewer needs further information to establish details of conditions that are not readily apparent to the interviewer. An in-person process usually takes between 30 and 90 minutes to complete depending upon the nature of the individual’s disability and the resulting need fo r various functional tests. In order to render consistent and accurate determinations, the interview and any skills tests are conducted in a very uniform and “scientific” manner. Interviewers are typically trained to a high level of proficiency in evalua ting information provided by the applicant and in interpreting information gathered during functional tests or from medical professionals. Thorough documentation of each assessment is then compiled. This becomes the basis for reviewing any case that is appealed by the applicant. Financial Implications Financial implications for an ADA eligibility process vary amongst the models. There is typically a continuum of costs associated with the various processes with the in-person assessment being the most expensive. However, transit agencies that transition from a paper ADA eligibility application process to in-person assessment process typically realize an approximate 15% drop in applications. The drop in the application rate is one key method for controlling ADA paratransit costs. Another is the application of trip by trip eligibility using the conditional determinations made during an in -person process. With specific conditional information, operators are beginning to direct some ADA trips to fixed-route if the individual has been determined to be capable of taking that trip on 3.B.2-27 Contra Costa Mobility Management Plan 24 regular transit. While often starting incrementally, accurate mode assignment can also become a significant cost control tool. As important as any cost control factor relating to the introduction of a refined eligibility process is the consistent application of determinations. At the present time, each operator in Contra Costa County makes its own eligibility determinations. Yet once made, the determinations apply to all operators in the Bay Area through the Regional Eligibility Database (RED) system. The application of determination criteria varies across operators. A countywide system would begin to standardize the application of eligibility criteria to result in more consistent eligibility determinations among County operators and perhaps lead to a more consistent regionwide process. Agency Partnerships One of the most effective tools available to CTSAs is partnering with community agencies to deliver trips more efficiently and at lower cost than those through traditional ADA paratransit service. An underlying concept in partnership agreements is shared cost contracting. This concept has proven effective in many communities and is now being replicated in others both within and outside California. This approach to service delivery builds on the resources of community agencies and offers partial support of their transportation through subsidized maintenance, insurance, or other technical contributions. Another form of community partnership involves the payment to an agency for the provision of its own transportation service through some combination of funding sources. The resulting service is far less expensive than traditional door-to- door service commonly provided today under ADA guidelines. Since virtually all clients of these agencies are ADA eligible, they could simply be added to the growing numbers of ADA riders. Instead, agency clients are carried on agency vehicles more efficiently and at lower cost. Higher quality service for the client also results from the dedication of the agency to its clients, the stability of routine pick-up and drop-off schedules, and the often shorter trip length due to the proximity of individuals to programs. There are two advantages of this program to transit operators.  By moving agency trips off ADA service, the 50% subscription cap in any given time period on ADA demand response service, which cause s service denials under ADA, can be avoided.  Reporting of CTSA agency trips can bring more federal funding into a region through formula programs. Some CTSA’s report trips directly into the National Transit Database (NTD). Counting these trips increases the formula funding 3.B.2-28 Contra Costa Mobility Management Plan 25 available to a region through 5307. Agency trips typically qualify as part of the ADA trip total. Financial Implications In locations where successful agency trip models have been deployed , cost savings for moving trips off ADA service are dramatic. Honolulu, Hawaii has such a model where trips performed by the local ADA service provider at a cost of $38.63 for a one-way trip are now being completed by a human service agency for $4.85 a one-way trip, with over 55,000 trips performed in the first year of operation. An annual savings of $1,857,900 resulted. A dramatic result of agency trip programs is the quality of service that riders experience. Using an agency trip model, the riders are generally transported by program staff. Staff members are generally familiar with the individual’s disabilities and special needs, which general public ADA paratransit drivers are often not prepared to manage. Agency trips also typically exhibit shorter trip length, and routine pick-up and drop-off schedules. The combination of these factors results in service that is much higher in productivity than public paratransit services. Coordinated Vehicle Maintenance A major program function that can be performed by a CTS A is coordinated vehicle maintenance. In such a program, a central maintenance provider operates a garage servicing a broad range of vehicles. Participation in the maintenance program is voluntary but brings with it such benefits that make it appealing to community agencies from a business perspective. Typically, there are many advantages to the social service community in participating in a program designed to meet its unique maintenance needs. A primary benefit is the overall safety of the CTSA fleet. With services being provided according to rigorously structured maintenance standards, overall fleet safety is ensured. The central provider works with agency customers to ensure compliance with such requirements as CHP inspections and all OSHA regulations. The beneficial features of a coordinated maintenance program are listed below: Specialized Expertise A centralized maintenance program that services paratransit-type vehicles (typically cutaway buses) develops specialized expertise that is not routinely available in commercial repair shops. This includes familiarity with wheelchair lifts, cutaway chassis, brake interlock systems, fareboxes, mobility securement systems, and other unique features. 3.B.2-29 Contra Costa Mobility Management Plan 26 Central Record Keeping A centralized maintenance program normally provides record keeping systems that help to ensure compliance with local laws and regulations as well as agency specific reporting on costs, maintenance intervals, life-cycle costs, vehicle replacement schedules, etc. Loaner Vehicles A feature of a centralized maintenance program that is often cited as a “life saver” by participating agencies is the use of a loaner vehicle that is similar in size and configuration to the basic vehicles of the participants. This can be very beneficial to small agencies that do not have many or, in some cases, any backup vehicles. Specialized Schedules A common feature of a centralized maintenance program is having business hours that best serve the client agencies. This can mean operating during evening hours or on weekends when commercial shops are often closed. Carefully crafted work schedules can greatly assist agencies by obtaining inspections and repairs when conven ient to the customer. Fueling Centralized fueling can also be a great benefit to agencies. It allows for careful monitoring of the fueling process and fuel usage. It also provides the opportunity for lower prices due to bulk purchasing and guaranteed availability in times of shortage. Volunteer Driver Programs Volunteer driver programs are an efficient method of providing transportation options in a community. These programs can take various forms, including: curb-to-curb, shared- ride transportation to common destinations, and highly specialized door-through-door service to riders with very specific needs. Whatever model is used, these programs are an important element in a community’s transportation framework. Volunteer driver programs models can vary significantly depending on the focus of the service. Volunteer programs typically involve some expense with the level of expense varying depending upon the service model employed. Two common approaches of volunteer driver programs include:  Shuttle Model: In a volunteer shuttle operation, the driver is a volunteer but does not provide transportation with their personal vehicle. Instead, the volunteer typically drives an agency vehicle with the agency incurring expenses for all operating costs except the driver. The key cost saving element of this model is 3.B.2-30 Contra Costa Mobility Management Plan 27 the wages saved through the use of volunteers. Volunteer driver shuttles are often a curb-to-curb, shared-ride service that transport riders to common locations. Many shuttle programs require advance reservations, eligibility criteria (such as age), and a fee to ride. Volunteer driver shuttles enhance transportation options for their passengers and assist with moving trips to the service that otherwise may be taken on ADA paratransit.  Door-through-Door Model: This volunteer model typically involves a volunteer driving their own vehicle. The driver is not compensated for his time but may be reimbursed at a mileage rate to cover operating expenses such as use of personal gas. The door-through-door model is typically used to provide specialized transportation service for riders that need a high -level of assistance. In the door-through-door model, the driver may escort the passenger from the point of origin to the destination and wait for the passenger at the destination. The service delivery approach for a door-through-door program varies but can include: o Matching riders with volunteer drivers  Using this approach the agency recruits volunteers and matches the volunteer with a rider. Some programs schedule the rides with the driver and rider, and some “assign” a driver with a rider who coordinate trips without involving the agency. o Rider finds their own driver  Using this model the rider finds their own driver and schedules trips with the driver as necessary. o Mileage reimbursement  Some door-through-door volunteer driver programs offer mileage reimbursement for eligible trips. Reimbursement rates vary. No matter the service delivery approach door-through-door models provide a highly specialized means of transportation for an often vulnerable population. These programs fulfill a growing need in communities presently only being transported by fee-based service providers. 3.B.2-31 Contra Costa Mobility Management Plan 28 Contra Costa County has a robust volunteer driver network. The County has multiple examples of both shuttle and door-through-door programs. These programs are tailored to the niche that they serve and provide an efficient method of t ransporting riders. These agencies also work collaboratively with one another to ensure that riders are provided the service that best suits their functional abilities. Financial Implications Contra Costa County volunteer driver programs enhance the transportation matrix by providing transportation options for residents, moving trips off ADA paratransit, and offering a highly specialized means of travel for riders that cannot use other transportation options. These programs, in effect, provide a resource to residents that would otherwise use ADA paratransit, providing both quantitative and qualitative benefits to the community. Central Information Program A central information program is often considered the heart of a mobility management program. While this Plan includes an information program as an important element, it is only one of many forming a complete mobility management program. There are two primary call center functions: providing simple information referral and more sophisticated trip planning services. The simplest call center is a referral service. In this case a caller would be asked questions by the call taker and referred to the appropriate agency. Examples of Call Centers in Contra Costa County:  Contra Costa Crisis Center 211 connects callers with community services, such as food, shelter, counseling, employment assistance, and child care. Callers are asked a series of questions to determine which services they are eligible for and then referred to the appropriate agency.  Contra Costa 511 is a comprehensive Transportation Demand Management (TDM) program that promotes alternatives to single occupant vehicles including carpooling, vanpooling, telecommuting, biking, public transit, and walking.  Area Agency on Aging (AAA) Information and Assistance (I & A) provides seniors and their families with information on community services and programs that solve the problems faced by Contra Costa seniors. The central information program for Contra Costa County is meant to enhance the existing call centers and be a resource for persons needing to find information on public, 3.B.2-32 Contra Costa Mobility Management Plan 29 private, and human service transportation in the County. This could include detailed transit route and schedule information, eligibility information, fares, as well as information on private and non-profit transportation providers. The central information program for Contra Costa County will serve as a point of contact for residents to call to receive both transportation referral services and trip planning assistance. The call center was brought up as a helpful mobility management elem ent during discussions with stakeholder groups. Advocacy Role of Mobility Management A mobility management CTSA can play an important role in advocating for the needs of the population groups that it represents. Because the CTSA works closely with agencies and individuals in the human services sector, it is often in a strategic position to advocate for these special needs populations. There are several alternative approaches or levels of advocacy that the mobility management program can take. The advocacy role for a mobility manager can vary widely depending on the existing conditions in the area that is being served. Possible levels of advocacy are listed below.  Information Source: Mobility Manager serves as a source of “expert” information for other agencies in the community on issues relating to special needs population.  Special Needs Representative: Mobility Manager represents special needs populations in transportation decision making venues.  Active lobbying for special needs populations: Proactive advocacy for special needs groups including initiating proposals for funding and service improvements. The new CTSA in Contra Costa County would have some level of advocacy involvement simply by the nature of its position in the transportation mix. Such a role is typically defined by the Board of Directors who represent diverse interests in the County. A balanced advocacy role contributes to the overall effectiveness of the agency in the institutional mix in the service area. 3.B.2-33 Contra Costa Mobility Management Plan 30 Technical Support Mobility management agencies can provide a variety of support services that benefit local human service transportation providers. Whether due to lack of staff, technical experience, or funds, many organizations are not able to fully utilize the resources available to them. A CTSA has the ability to assist agencies by supplying technical assistance that can allow for increased funding, expansion of existing programs, implementation of new projects, and development of a more highly trained staff. Grant Writing CTSAs have the potential to significantly impact available transportation services within their geographic area by supporting local agencies in their efforts to secure grant funding. Completing grant applications can be confusing and overwhelming. While larger agencies often have staff dedicated to the preparation of grant applications, smaller public and non-profit human service agencies usually assign this responsibility to a program manager or other administrative team member. A human service agency may not have the time or the expertise to seek out grant opportunities and submit applications. Many human service agencies are intimidated by Federal or State grant application requirements and, although some agencies have projects that could qualify for grant funds, choose not to apply. Though grant programs are changing as a result of the passage of MAP-21, the newly enacted federal transit funding program, grants still contain rigorous requirements for management and reporting. Programs such as 5310 are available to agencies and now can be used in part for operations. Yet such grants carry complex requirements that a CTSA can help agencies fulfill. A CTSA can provide the expertise and the technical support necessary to complete grant applications for local agencies. CTSA staff time can be dedicated to staying current on specific grant requirements and application instructions. This type of time commitment is often difficult or impossible for human service agencies to achieve. CTSA staff can provide assistance through local grant writing workshops, mentoring local agencies, and physically preparing grant applications. Grant Management Grant management is a complex process that often prevents agencies from applying for funding. The data collection and reporting requirements can be daunting. Often agencies look at the amount of the grant award and determine that the staff time necessary to oversee the grant is not worthwhile. 3.B.2-34 Contra Costa Mobility Management Plan 31 A CTSA can assist human services agencies in its region by providing grant management services or by offering training in grant management. In either case, the CTSA staff takes on the role of expert advisor based on its in -depth understanding of the rules and regulations required by each grantor. It can then provide advice and assistance in matters such as:  Compliance with grant reporting requirements,  Development of recordkeeping systems,  Data collection techniques,  Understanding of sub-recipient agreements in FTA grants, and  Compliance with DBE and Title VI requirements. The CTSA can go so far as to prepare and issue reports on behalf of the grant recipient or sub-recipient, if necessary. Driver Training and Professional Development California state law is very specific about the requirements for driver training programs, including the qualifications for instructors. For a variety of reasons, agencies may have difficulty operating their own training programs. The driver corps may be small, the need for training classes may be infrequent, or the agency may not have the resources to employ a certified driver instructor. A CTSA can help meet the demand for qualified instruction in a variety of ways:  Employing a fully certified instructor to teach driver training classes, to which agencies can send new drivers,  Coordinating between those agencies that have their own programs and those that do not in order to fill available training “slots”, and  Making materials and speakers available so they can be used as part of ongoing required safety training. 3.B.2-35 Contra Costa Mobility Management Plan 32 Chapter 4: IMPLEMENTATION STEPS Successful implementation of the Mobility Management Plan for Contra Costa County will require a series of actions crafted to maintain the consensus that has emerged around the overall concepts contained in the Plan. Success will be evident in the level of community and agency support for the approach, the ability to obtain the necessary funds to achieve implementation, and the efficiency of the resulting structure. This Plan proposes the formation of a CTSA in the County. This has been well documented throughout the planning process. The basis for this recommendation is the long-running dialog in the County regarding mobility management activities with little actual implementation occurring. The planning process identified that a major impediment to action is the lack of a structural platform to serve as the vehicle through which action is accomplished. That vehicle has now been identified as a CTSA. Further, careful consideration has been given to alternative legal structures for a CTSA. The result of that dialog has been the agreement to pursue a non -profit corporation model. The principal basis for recommending this structural model is the level of success in other communities that have adopted this structure. The steps or phases necessary to achieve successful implementation are defined here. They are presented in a level of detail consistent with the discussions throughout the planning process. It is clear that moving forward will require expertise in governance, finance, mobility management functional tools, and other very specific experience. Such resources have also been discussed throughout the planning process. Phase I: Adoption of the Plan The first step toward implementation of the Plan is its adoption by the Board of Directors of County Connection. As the sponsor of the planning process, County Connection is the first level of approval of the Plan and its recommendations. The County Connection Board should consider the implications of the Plan and adopt it both as the sponsoring agency and also as one of the key implementing agencies in the County. Concurrence of the other transit operators particularly WestCAT and Tri-Delta Transit should be sought to demonstrate the support of the transit community for the Plan. Their support will strengthen subsequent steps in the implementation process. It will also give the Transportation Authority what it needs to move the process forward. In adopting the Plan, County Connection should also officially forward the Plan on to the Contra Costa Transportation Authority (CCTA) as the countywide agency best suited to manage Phase II of the implementation process. 3.B.2-36 Contra Costa Mobility Management Plan 33 Phase II: Formation of a Mobility Management Oversight Board An Oversight Board of critical agency representatives is the appropriate mechanism for Phase II of the process. This Board should be formed to guide discussion of the critical details of the CTSA formation process including makeup of the governing board, roles and responsibilities of the agency, identification and commitment of seed funds to create the organization, and other legal and procedural details. The Oversight Board is proposed to include: Executive staff from County Connection, Tri -Delta Transit, WestCAT, AC Transit, Contra Costa Transportation Authority, BART, and three executives representing human service agencies. As a tool for use in guiding the efforts of the Mobility Management Oversight Board, it is recommended that as set of Guiding Principles be adopted to ensure that the interests and objectives of the affected agencies are represented and officially noted. Such a tool can help to keep the efforts of the participants focused and inclusive. A preliminary set of Guiding Principles is proposed below: Guiding Principles  Recognize Existing Agencies’ Roles: Many agencies in Contra Costa County currently provide services under the broad definition of mobility management. The role and interests of these agencies should be recognized and included in the formation of a CTSA and in the future allocation of resources to our through that organization.  Minimize administration: The CTSA will require a management structure in order to accomplish its mission. In creating such a structure, care should be taken to minimize administration in order to maximize the allocation of scarce resources to functional programs.  Broadly Analyze Resource Allocation Decisions: One of the roles of a new CTSA will be to pursue resources for the implementation or continuation of functional programs. In so doing, the CTSA should as a matter of policy prepare an analysis of the impacts of alternative resource allocation strategies that can be considered by all affected agencies in the CTSA service area. 3.B.2-37 Contra Costa Mobility Management Plan 34 Mobility Management Oversight Board Structure and Functions  Oversight Board defines CTSA by-laws, board structure, and performance standards  Oversight Board serves as advisory body after CTSA has been established  Oversight Board consists of:  Executive staff representative of each of the following agencies:  County Connection  Tri-Delta Transit  WestCAT  AC Transit  BART  Contra Costa Transportation Authority  Three human service agencies Phase III: Form a CTSA as the Mobility Management Agency  Form a CTSA for Contra Costa County approximately twelve (12) months following formation of the Mobility Management Oversight Board.  Establish a non-profit corporation to serve as the mobility management agency for the County.  MTC designate the non-profit corporation as the CTSA for Contra Costa County  Fund setup and initial operation of the CTSA through a combination of funding provided by the Contra Costa Transportation Authority (CCTA) and MTC for a minimum period of two years.  Establish a governance structure for the non-profit corporation through appointment of Directors to the governing Board by public agencies in Contra Costa County.  Allocate funds for an interim budget to cover agency formation expenses and initial management activities.  Allocate a combination of funds totaling $300,000 to $400,000 per year for initial CTSA operation. Funding  CTSA pursues available grant opportunities.  CTSA works with transit operators to allocate funds to mobility management programs which move riders from ADA service. 3.B.2-38 Contra Costa Mobility Management Plan 35  CTSA works with MTC to identify discretionary funds.  CTSA participates in new funding opportunities to include funding specifically for seniors, persons with disabilities, persons with low-income, and the CTSA.  CTSA enters into a dialog with the transit operators, MTC, and the Transportation Authority regarding allocation of TDA Article 4.5 as defined in statute. Action on this issue would only follow the achievement of consensus regarding this funding source. The most logical allocation of TDA to a new CTSA would follow transfer of trips from the transit operators to services coordinated through the new CTSA. Phase IV: Functional Programs  Direct the CTSA to establish priorities among the identified functional programs for Contra Costa County.  Develop grant applications through community partnerships for the implementation of functional programs. 3.B.2-39 Contra Costa Mobility Management Plan 36 Implementation Timeline Date or Time Period Activity Obtain Transit Operator Support August - October, 2013 CCCTA Board Adoption October, 2013 Form Oversight Board September - October, 2013 CCTA Presentation September - October, 2013 Oversight Board hires Manager January, 2014 Oversight Board conducts performance review January, 2015 CTSA Implementation Time Line (approximate) 3.B.2-40 Contra Costa Mobility Management Plan 37 Appendix 1 Contra Costa Mobility Management Plan Stakeholder Planning Group Charlie Anderson WestCAT 510-724-3331 charlie@westcat.org Christina Atienza WCCTAC 510-215-3044 christinaa@ci.san-pablo.ca.us Laramie Bowron CCCTA 925-680-2048 bowron@cccta.org Heidi Branson Tri-Delta Transit 925-754-6622 HBranson@eccta.org Mary Bruns LaMorinda Spirit Van 925-284-5546 mbruns@ci.lafayette.ca.us Sam Casas City of Richmond 510-621-1258 Samuel_Casas@ci.richmond.ca.us Laura Corona Regional Center of the East Bay 510-618-7726 lcorona@rceb.org Peter Engel CCTA 925-256-4741 pengel@ccta.net Carol Ann McCrary Contra Costa ARC 925-595-0115 cmccrary@arcofcc.org Teri Mountford City of San Ramon Senior Center 925-973-3271 tmountford@sanramon.ca.gov Penny Musante Futures Explored 925-284-3240 pennymusante@futures-explored.org Ann Muzzini CCCTA muzzini@cccta.org Joanna Pallock WCCTAC 510-215-3053 joannap@ci.san-pablo.ca.us Elaine Clark Meals on Wheels 925-937-8311 x 122 eclark@mowsos.org Kathy Taylor Meals on Wheels 925-937-8311 x 119 ktaylor@mowsos.org Debbie Toth RSNC Mt. Diablo Center for Adult Day Health Care 925-682-6330 x 111 dtoth@rsnc-centers.org John Rodriguez Contra Costa Developmental Disabilities Council 925-313-6836 John.Rodriguez@hsd.cccounty.us Elaine Welch Senior Help Line Services 925-284-6699 elaine@seniorhelpline.net 3.B.2-41 Contra Costa Mobility Management Plan 38 Appendix 2 CTSA Case Studies Overview Case studies can be a useful tool in understanding how the experiences of other agencies or communities may offer guidance in a current decision process. Relative to the Contra Costa County Mobility Management Plan, a key underlying concept in implementing creative change in the County is consideration of the formation of a Consolidated Transportation Services Agency (CTSA). The guidelines within the Transportation Development Act (TDA) regarding formation of CTSA’s are broad and offer the opportunity for a variety of approaches regarding their formation and operation. What follows are illustrative case studies defining the approaches taken by other California communities to the formation and operation of CTSAs. Each goes into detail regarding such issues as:  What approach led to the formation of the CSA? (Single agency application, competitive process, action by a major public agency, etc.)  What is the governing structure of the CTSA?  How is the CTSA funded?  What are examples of the functional programs operated by or funded by the CTSA? The CTSAs selected for case studies are:  Paratransit, Inc., Sacramento: This was the first CTSA designated in California and has served as a model for the formation of others. It is a 501(c)3 non-profit corporation.  Valley Transportation Services (VTrans), San Bernardino : This is among the newest CTSAs in California incorporated in 2010. It is a 501(c)3 non -profit corporation. In less than three yeaxrs, VTrans has become a major service provider in urbanized San Bernardino County.  Access Services, Los Angeles: The Los Angeles CTSA, Access Services, was formed in 1994. It also is a 501(c)3 non-profit corporation. It provides a range of services throughout LA County.  CTSA of Stanislaus County: The CTSA in Stanislaus County was established in 2010. It is somewhat unique in the fact that the operator of the CTSA was chosen through a competitive process. 3.B.2-42 Contra Costa Mobility Management Plan 39  Mendocino Transit Authority: This is a Joint Powers Authority transit agency in Mendocino County. This agency serves both as the transit operator and the CTSA. It greatly enhanced its emphasis on human service coordination with the hiring of a Mobility Management Coordinator in recent years. 3.B.2-43 Contra Costa Mobility Management Plan 40 Paratransit, Inc. – Sacramento Organization Structure Summary CTSA Designation: 1981 Organization Type: 501(c) 3 corporation Board Structure: 9 member board of directors, established through an agreement among governmental jurisdictions Paratransit, Inc. is a non-profit transportation agency originally incorporated in July, 1978. The agency’s incorporation, built on the emerging concept of human service transportation coordination, was an early attempt to demonstrate the potential benefits of service coordination and the centralization of service delivery functions and administration under one organization. Soon after its incorporation, Paratransit, Inc. served as a model for legislation being authored by the Assembly Transportation Committee to encourage coordination statewide. Assemblyman Walter Ingalls authored Assembly Bill (AB) 120, the Social Service Transportation Improvement Act. This landmark legislation included a provision calling for the designation of a Consolidated Transportation Service Agency (CTSA) in each California county. Paratransit, Inc. was the first such agency designated in California. Approach to Formation Paratransit Inc. applied directly to SACOG (formerly SRAPC) for designation as the CTSA. No other agency at the time approached SACOG and no other agency was considered for designation as the CTSA. Paratransit was designated the CTSA in the Sacramento area on July 16, 1981. At the same time it was authorized to claim up to the full 5% of TDA funds authorized under the law. The initial CTSA designation was for one year. Later designation periods varied between one and three years with the term typically becoming longer as the community became confident in the performance of the organization. In 1988, the CTSA designation wa s set without time limitation subject to rescission for performance issues. 3.B.2-44 Contra Costa Mobility Management Plan 41 Paratransit operates as a non-profit CTSA in a partnership with Sacramento Regional Transit District (RT). The two organizations are well respected in regional decision making in the Sacramento area serving together on the Sacramento Area Council of Governments (SACOG) Technical Coordinating Committee that oversees funding allocations. Paratransit has formal ties to RT on two levels. First, RT has the authority to appoint two members of the Paratransit Board of Directors (see Governance below). Further, Paratransit provides all complementary ADA paratransit service within the RT District under a collaborative agreement with RT. Paratransit’s operation of the CTSA in parallel with the ADA service allows for maximum of service through unique agreements with many other community agencies. Governing Structure Paratransit was initially incorporated with a self-selected and appointed Board of Directors. This model is common among human service organizations. The initial Board Members were mostly senior staff (Executive Directors in most cases) of other community organizations in the Sacramento area. These incorporating Directors had worked through the issues surrounding creati on of a new single purpose transportation organization and thus supported the concept and direction. Within three years of its incorporation, Paratransit was receiving increasing amounts of local government funding. The major local jurisdictions then chose to institutionalize the governance of the agency through what became known as the Four Party Agreement. Parties to this agreement were the City of Sacramento, County of Sacramento, Sacramento Regional Transit District, and the Sacramento Area Council of Governments (SACOG). This agreement set forth terms concerning Board structure, financial commitments, asset transfers to Paratransit, oversight by the Sacramento Area Council of Governments, etc. The Four Party Agreement served as the structural guide to the CTSA until it was replaced by a new Collaborative Agreement in December, 2012. The critical provision of the CTSA designation concerned the agency’s governing structure. The Four Party Agreement set forth the required Board of Directors makeup and appointing structure. A nine member Board was established to replace the original self-appointing Board. The Board today is made up as follows: 3.B.2-45 Contra Costa Mobility Management Plan 42  Two members appointed by the City Council, representative of the general public (non users).  Two members appointed by the County Board of Supervisors, representative of the general public (non users).  Two members appointed by the Board of Directors of the Sacramento Regional Transit District.  One member appointed by SACOG representing any city or county with which Paratransit contracts for service.  Two members, one appointed by the City Council and one appointed by the County Board of Supervisors, representing the user community. CTSA Operating Details Paratransit, Inc. operates a large array of programs under the mantle of the CTSA. Most are directly related to the objectives for a CTSA outlined in the original AB 120 legislation. The most noteworthy of the Paratransit CTSA programs is its partner a greements with local community agencies. For many years, Paratransit has refined the concept of shared cost contracting, wherein the partnering organizations each contribute a portion of the cost of service for specific client populations. Working with 8 local agencies today, Paratransit contributes some of the funds it derives from TDA Article 4.5 and the local option sales tax (Measure A) to a funding mix with the agencies. This results in the agencies transporting their own clients at a far lower cost and higher service quality than through the standard ADA paratransit service (which Paratransit, Inc. also operates under contract to Sac RT). This highly successful program has dramatically increased system capacity over what could be funded through the traditional ADA paratransit program. It serves as a cornerstone of Paratransit’s CTSA functions. In addition to partnership agreements with local human service organizations, Paratransit has operated a maintenance program for its own vehicles and for those of other community agencies. Today this operation, dating back 30 years, provides services for over 50 organizations ranging from local non -profit human service agencies to Sacramento State University to private Medicaid transport operators. 3.B.2-46 Contra Costa Mobility Management Plan 43 For many years, the agency has operated a large travel training program aimed at training individuals, many developmenta lly disabled, to ride the fixed-route transit service. This program has recently expanded in other regions including Spokane, Washington, San Joaquin and Santa Clara Counties in California, and Honolulu, Hawaii. Over the years this program has trained thousands of individuals to ride the bus, thus saving an enormous expenditure on ADA paratransit service. 3.B.2-47 Contra Costa Mobility Management Plan 44 Valley Transportation Services (VTrans) – San Bernardino Organization Structure Summary CTSA Designation: 2010 Organization Type: 501(c) 3 corporation Board Structure: 7 member board of directors, specified in Corporate Bylaws Valley Transportation Services (VTrans) is among the newest CTSAs in California. It was designated as the CTSA by the San Bernardino Transportation Commission (SANBAG) in September, 2010. Approach to Formation The concept of a CTSA had been included in the San Bernardino County local sales tax measure as a recipient of a portion of the tax receipts. Yet at the time of passage of the tax (Measure I) no CTSA existed in the County. To accomplish formation of a CTSA, SANBAG commissioned a study of alternative approaches to a CTSA with the intent that the study would result in a formal recommendation of the appropriate structure of the CTSA for the San Bernardino urbanized area. The study considered all structural options and concluded with the recommendation that a new 501(c)3 corporation be created to be d esignated as the CTSA. VTrans incorporation was completed in October, 2010. The provision of the local sales tax measure calls for the allocation of 2% of the tax proceeds to the CTSA. Funding began to accrue in 2009 and was made available to VTrans immediately upon formation. The 2% funding level in the tax measure provides approximately $2 million per year for VTrans operations. These local funds have been used very successfully to date as local match to leverage federal funds (see CTSA Operating Details below). 3.B.2-48 Contra Costa Mobility Management Plan 45 Governing Structure The VTrans Bylaws specify its governing structure. The structure is dictated in part by the large amount of public funding received by the agency and also by the intent to involve the major governmental organizations in its governance. The Board of Directors of VTrans consists of the following:  Three appointed by San Bernardino Associated Governments (must be representative of the San Bernardino Valley)  Two appointed by San Bernardino County Board of Supervisors (must be representative of the San Bernardino Valley area)  Two appointed by Omnitrans – must be representative of designated population Both SANBAG and San Bernardino County have chosen to appoint members from the community. In certain cases, these have been former elected officials from the area. Omnitrans has chosen to appoint two members of its own Board of Directors. The Omnitrans Board is made up entirely of elected officials of the represented jurisdictions. Thus its appointees are elected officials. Also included in the Bylaws is the right of SANBAG to appoint an ex-officio member. It has chosen to appoint a senior transportation executive to this post. The original corporate Bylaws did not provide for staggered terms for Board Members. This has since been corrected. Board terms are three years with a limit of two consecutive terms. CTSA Operating Details VTrans was interested in beginning operation very quickly following formation. In order to do so, the agency retained a very experienced CTSA executive on a contract basis to serve as its initial Executive Director. That individual was vested with full authority to manage the startup of the agency including money management, hiring authority, etc. Early startup steps included the selection of office space, full office setup, establishment of the accounting system, development of operating policies, and negotiation of initial operating agreements. The final step in the contract called for the Executive Director to guide the selection process for a permanent Chief Executive Officer. That permanent CEO took over in January, 2011. 3.B.2-49 Contra Costa Mobility Management Plan 46 Among the initial operational steps undertaken by the new agency were the application for federal funds to create a new travel training program and the formation of partner agreements with human service agencies to serve as transportation providers for agency clients. These newly created services took passenger trips off of the ADA paratransit system and onto a service with agency vehicles and drivers. Initial response was overwhelming ly positive regarding both service quality and cost savings. VTrans has gone on to establish a volunteer driver program, partner on a grant applications, and expand agency trip participation by bringing in additional operating agencies. VTrans is presently in the final stages of creating a maintenance program for human service agencies in the San Bernard ino area by opening its own facility staffed with agency employees. 3.B.2-50 Contra Costa Mobility Management Plan 47 Access Services (ASI) – Los Angeles Organization Structure Summary CTSA Designation: 1994 Organization Type: 501(c)3 corporation Board Structure: 9 member board of directors Approach to Formation In 1990, the Los Angeles County Transportation Commission (LACTC) adopted an Action Plan and established a CTSA to begin coordination of Social Services transportation. The adopted plan called for the CTSA to implement and operate an information and referral service for social services transportation as well as provide technical assistance and training to local service providers. In 1991, in response to the mandates of the Americans with Disabilities Act (ADA), the mission of the CTSA was expanded to include the implementation of a regi onal ADA paratransit system for the Los Angeles County region. In 1994, shortly after its formation, the successor to the LACTC, the Los Angeles County Metropolitan Transportation Authority (LACMTA) determined that the mission of the CTSA could best be fulfilled if the CTSA were a stand-alone independent agency. From this action, Access Services was established and designated as the CTSA for Los Angeles County per California Government Code Article 7, Section 6680. Agency Structure and Functions Access Services Incorporated (ASI) was established in 1994 and was designated as the Consolidated Transportation Services Agency (CTSA) for Los Angeles County by LACMTA (Metro). ASI is a public non-profit corporation and as the CTSA, administers the Los Angeles County Coordinated Paratransit Plan on behalf of the County’s 43 public bus and rail operators. ASI facilitates the provision of complementary ADA paratransit services under the name “Access Paratransit.” 3.B.2-51 Contra Costa Mobility Management Plan 48 In its role as Access Paratransit, ASI enters into and administers federally funded regional contracts with independent private transit providers. The agency also leases vehicles to the regional providers at $1 per month to help facilitate the provision of service under the contracts. In total, the Acces s Paratransit system provides more than 2.3 million rides per year to more than 74,000 qualified disabled riders in a service area of over 1,950 square miles. Access Services receives its funding from Proposition C sales tax, Federal 5310 grants, and fare box revenue. As the designated CTSA in Los Angeles County, ASI is in charge of the development and implementation of regional coordination of social service transportation to seniors, persons with disabilities, youth, and the low-income populations. ASI operates as the ADA provider offering com plementary service to the fixed- route operations of LACMTA and local municipal operators. Its governing structure is separate from that of LACMTA but provides for the transit agency to appoint one of its Board members. Governing Structure ASI is governed by a nine-member board of directors with one appointment by each of the following. 1. Los Angeles County Board of Supervisors 2. City Selection Committee’s Corridor Transportation Representatives 3. Mayor of the City of Los Angeles 4. Los Angeles County municipal fixed-route operators 5. Los Angeles County local fixed-route operators 6. Los Angeles County Commission on Disabilities 7. Coalition of Los Angeles County Independent Living Centers 8. Los Angeles County Metropolitan Transportation Authority 9. Alternating appointment by the municipal and local fixed-route operators CTSA Operating Details Access Services performs a variety of functions as the CTSA. In 2009, ASI will sponsor over a dozen workshops in conjunction with Caltrans, C alACT, the 3.B.2-52 Contra Costa Mobility Management Plan 49 National Transit Institute, and other organizations. These professional development opportunities are available to public and non-profit agencies providing specialized transportation in Los Angeles County and their employees/affiliates (private sector applicants). Most of these programs are low or no cost and are subsidized by Access Services CTSA program. In addition to training and education, ASI provides brokerage services, technical assistance, joint procurement, and travel training under the auspices of the CTSA. For FY 2009-2010, the CTSA portion of the ASI Budget is projected to be $223,103, which represents 0.24% of the agency’s total operating costs of $92,350,473. 3.B.2-53 Contra Costa Mobility Management Plan 50 Consolidated Transportation Services Agency of the Stanislaus Region Organization Structure Summary CTSA Designation: 2010 Organization Type: 501(c)3 corporation Organizational Approach: Contract with Paratransit, Inc. to serve as CTSA Approach to Formation A comprehensive Stanislaus County Transit Needs Assessment was prepared in 2009. This study identified a number of transportation service gaps in the County and recommended formation of a CTSA to address the variety of identified needs. The Stanislaus County Council of Governments (StanCOG) sponsored the study and directed implementation. StanCOG chose to create a CTSA and prepared a Request for Proposals (RFP) defining the responsibilities of the CTSA and openly solicited proposals for this service. This is a unique approach to the selection of an agency to serve as a CTSA. Proposals were received by two agencies to serve as the Stanislaus County CTSA. One was submitted by Catholic Charities of Stanislaus County. This local non-profit agency operated a small volunteer driver program in the county in addition to other human service functions. The other proposal to serve as the CTSA was submitted by Paratransit, Inc. of Sacramento. This large non -profit corporation (see case study above) already served as the CTSA in Sacramento County and had more than 30 years of experience as a CTSA operating agency. StanCOG chose to designate Paratransit Inc. as the CTSA for Stanislaus County. StanCOG entered into a three year contract with Paratransit with two option years. A separate Resolution was also adopted designating Paratransit as the CTSA for Stanislaus County. Consolidated Transportation Services Agency of the Stanislaus Region 3.B.2-54 Contra Costa Mobility Management Plan 51 Stanislaus Governing Structure Paratransit Inc. is a Sacramento based corporation that does business throughout California and a number of other States. It has served as the CTSA in Sacramento County since 1981. Technically, the Stanislaus CTSA is governed by the Board of Directors of Paratransit, Inc. To ensure local participation in governance, an advisory committee to StanCOG was established specifically to oversee the CTSA. This Mobility Advisory Committee (MAC) meets on a periodic basis to review operations and outcomes of the CTSA. CTSA Operating Details The Stanislaus CTSA has no dedicated funding source. Instead, the CTSA claims TDA funds under Article 4.5 as provided for in the law. The amount of funding that is claimed each year is negotiated among the transit operators and through a review of program objectives with StanCOG. The expectation of the CTSA as it was formed was that it would use the local TDA allocation to leverage federal funds to operate agency programs. Within the first year of existence, the CTSA successfully sought Federal JARC and New Freedom funds to support operations. Because of the 80% federal share of these programs as mobility management projects, the CTSA was able to lever an initial $100,000 TDA allocation into a $400,000 budget is its first year. TDA allocatio ns in subsequent years have increased along with additional successful grant applications. The Needs Study that led to the formation of the CTSA established priority programs for implementation. These specifically included a volunteer driver program to provide door-through-door service beyond ADA requirements and a travel training program to operate for all 5 transit operators throughout the County. Both programs were created within the first year of operation. The CTSA presently has a full time staff of three. These employees of the CTSA perform travel training and manage an expanding volunteer program. In addition, the CTSA staff provides technical assistance to StanCOG and other County agencies regarding transportation issues and programs. 3.B.2-55 Contra Costa Mobility Management Plan 52 Mendocino Transit Authority Organization Structure Summary CTSA Designation: 1981 Organization Type: Joint Powers Authority: Transit Authority Board Structure: 7 member board of directors as set forth in the JPA The Mendocino Transit Authority (MTA) is a Joint Powers Agency created in 1975 to provide transportation services within Mendocino County. The agency was designated as the CTSA for Mendocino County in 1981 by the Mendocino Council of Governments (MCOG). The designation was accomplished through the use of a Minute Order by the COG and has been in effect since 1981. MTA has not had to re -apply in order to maintain its status as CTSA. Mendocino Transit Authority Governing Structure The MTA Board has seven appointed members.  3 appointed by the County Board of Supervisors  1 appointed by the City of Ukiah  1 appointed by the City of Point Arena  1 appointed by the City of Willits  1 appointed by the City of Fort Bragg Membership on the JPA does not require a board member to be an elected official. Currently, about half of the membership consists of elected officials. CTSA Operating Details The Mendocino Transit Authority has substantially enhanced its efforts to provide a range of mobility management services in recent years. The hiring of a Mobility Management Coordinator was a major step in this development for the Authority. 3.B.2-56 Contra Costa Transportation Authority STAFF REPORT Meeting Date: January 15, 2014 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Projects - APC Items\04A11 - Program 28c Allocation.docx Subject Subregional Transportation Needs Program (Program 28c) Allocation Request Summary of Issues At its October 7, 2013 meeting, the Southwest Area Transportation Committee (SWAT) recommended allocation of its share of the Sub- regional Transportation Needs Program (Program 28c) between its six jurisdictions based on “50/50” population and road miles split formula. Measure J Expenditure Plan allocates 0.235% of Measure J annual sales revenues to Program 28c. The program is described in Measure J Expenditure Plan as follows: “SWAT will propose programming these funds to any project or program identified in the Expenditure Plan or eligible under the provision of the Act.” Recommendations Staff seeks authorization for the Chair to execute Cooperative Agreement No. 28SW.01 with SWAT jurisdictions, and for the Executive Director to make non-substantive changes, if needed. Financial Implications Based on the revenue projection adopted, part of the 2013 Measure J Strategic Plan – approximately $6.37 million – would be allocated to this program over the life of Measure J, of which $667,867 has been accumulated through June 30, 2013. Options The Authority could propose changes to the cooperative agreement Attachments A. Letter from SWAT dated October 7, 2013 B. Cooperative Agreement 28SW.01 Changes from Committee N/A Background At its October 7, 2013 meeting, the Southwest Area Transportation Committee (SWAT) recommended allocation of its share of the Subregional Transportation Needs Program 4.A.11-1 Contra Costa Transportation Authority STAFF REPORT January 15, 2014 Page 2 of 3 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Projects - APC Items\04A11 - Program 28c Allocation.docx (Program 28c) between its six jurisdictions based on “50/50” population and road miles split formula. Measure J Expenditure Plan allocates 0.235% of Measure J annual sales revenues to Program 28c. The program is described in Measure J Expenditure Plan as follows: “SWAT will propose programming these funds to any project or program identified in t he Expenditure Plan or eligible under the provision of the Act.” To streamline the process, a single multi-party cooperative agreement between the Authority and all six SWAT jurisdictions is proposed to disburse Program 28c funds. Under the proposed cooperative agreement, the Authority will agree to:  Disburse Program 28c funds in March 2014 for revenues collected through FY 2012-13;  Make annual allocations thereafter on November 2014 through November 2034;  Use the 50/50 population and road miles formula included in SWAT letter (attachment A). On the other hand, SWAT jurisdictions will agree under the cooperative agreement to:  Submit on September 1 of every year a form indicating how Program 28c funds were expended and how much is remaining;  Commit to not use Program 28c funds for staff time unless it is directly related to a project funded by Program 28c;  Agree to audit, retention of records, and other standard items normally included in Measure J cooperative agreements. Based on the revenue projection adopted, part of the 2013 Measure J Strategic Plan – approximately $6.37 million – would be allocated to this program over the life of Measure J, of which $667,867 has been accumulated through June 30, 2013. The following table shows the allocation amounts by jurisdiction: 4.A.11-2 Contra Costa Transportation Authority STAFF REPORT January 15, 2014 Page 3 of 3 \\Cctasvr\common\03-Authority Packets\2014 ccta\011514 CCTA Mtg\Projects - APC Items\04A11 - Program 28c Allocation.docx Jurisdiction 50/50 Population & Road Miles Split (%) Program 28c Allocations through FY2034* Program 28c Allocations through June 30, 2013 County 20.78 $ 1,323,700 $ 138,783 Danville 21.16 $ 1,347,906 $ 141,321 Lafayette 13.74 $ 875,247 $ 91,765 Moraga 9.1 $ 579,676 $ 60,776 Orinda 12.28 $ 782,244 $ 82,014 San Ramon 22.94 $ 1,461,294 $ 153,208 SUM 100% $ 6,370,067 $ 667,867 * subject to change as Measure J revenue forecast is revised 4.A.11-3 4.A.11-4 Attachment A 4.A.11-5 COOPERATIVE AGREEMENT NO. 28SW.01 This COOPERATIVE AGREEMENT (this “AGREEMENT”) is effective this ____day of _______________, 2014 among CONTRA COSTA TRANSPORTATION AUTHORITY, a local transportation authority (“AUTHORITY”), CONTRA COSTA COUNTY, a political subdivision of the State of California (“CONTRA COSTA”), TOWN OF DANVILLE, a municipal corporation of the State of California (“DANVILLE”), the CITY OF LAFAYETTE, a municipal corporation of the State of California (“LAFAYETTE”), the TOWN OF MORAGA, a municipal corporation of the State of California (“MORAGA”), the CITY OF ORINDA, a municipal corporation of the State of California (“ORINDA”), and the CITY OF SAN RAMON, a municipal corporation of the State of California (“SAN RAMON” and together with AUTHORITY, CONTRA COSTA, DANVILLE, LAFAYETTE, MORAGA, and ORINDA, the “PARTIES” and each separately, a “PARTY”). RECITALS THE PARTIES ENTER THIS AGREEMENT on the basis of the following facts, understandings and intentions: A. Pursuant to the Measure C Sales Tax Renewal Ordinance (#88-01) “hereinafter MEASURE C”) as amended by (#04-02), hereinafter referred to as “MEASURE J” approved by the voters of the Contra Costa County on November 2, 2004, CONTRA COSTA, DANVILLE, LAFAYETTE, MORAGA, ORINDA, AND SAN RAMON (each, a “PARTNER JURISDICTION” and collectively, the “PARTNER JURISDICTIONS”), and AUTHORITY desire to enter into this AGREEMENT to define a framework to enable the parties to utilize Program 28c funds in MEASURE J. B. PARTNER JURISDICTIONS shall propose programming Program 28c funds to any project or program identified in the Measure J Expenditure Plan or eligible under the provisions of the Local Transportation Authority and Improvement Act (“PROJECT”) and AUTHORITY shall disburse collected funds under Program 28c as provided herein. NOW, THEREFORE, in consideration of the mutual agreements set forth above and the rights and obligations set forth in this AGREEMENT and other good and valuable consideration, 4.A.11-6 Attachment B the receipt and sufficiency of which is acknowledged , AUTHORITY and each PARTNER JURISDICTION hereby agree to the following: SECTION 1 PARTNER JURISDICTIONS AGREE: 1. On September 1st of each year to submit a form indicating how Program 28c funds were expended for the previous fiscal year and how much, if any , of the funds are remaining. 2. Commit to not use Program 28c funds for staff time, unless it is directly related to a project funded by Program 28c. 3. Each PARTNER JURISDICTION shall maintain true and complete records in connection with the PROJECT, and shall retain all such records for at least thirty-six (36) months after the delivery of the form to the AUTHORITY as provided in Section 1. 4. To allow the AUTHORITY to audit all expenditures relating to the PROJECT funded through this AGREEMENT. For the duration of each fiscal year of the PROJECT, and for four (4) years following each fiscal year of the PROJECT, or earlier discharge of the AGREEMENT, PARTNER JURISDICTION will make available to the AUTHORITY all records relating to expenses incurred in performance of this AGREEMENT. SECTION 2 AUTHORITY AGREES: 1. To disburse Program 28c funds to PARTNER JURISDICTIONS in March 2014 for revenues collected for Fiscal Year 2012-2013, and thereafter make annual allocations to PARTNER JURISDICTIONS starting in November for the previous fiscal year, from November 2014 until November 2034 using a 50/50 population and road miles split formula as provided in Exhibit A attached hereto and incorporated herein by reference. SECTION 3 IT IS MUTUALLY AGREED: 1. Term. The term of this AGREEMENT shall commence on ___________, 2014 and 4.A.11-7 shall remain in effect until terminated as provided in Section 9. 2. Additional Acts and Documents. Each PARTY agrees to do all such things and take all such actions, and to make, execute and deliver such other documents and instruments, as shall be reasonably requested to carry out the provisions, intent and purpose of the AGREEMENT. 3. Amendment. This AGREEMENT may not be changed, modified or rescinded except in writing, signed by all partied hereto, and any attempt at oral modification of this AGREEMENT shall be void and of no effect. 4. Assignment. This AGREEMENT may not be assigned, transferred, hypothecated, or pledged by any PARTY without the express written consent of the other PARTIES. 5. Binding on Successors. This AGREEMENT shall be binding upon the successor(s), assignee(s) or transferee(s) of the PARTIES. This provision shall not be construed as an authorization to assign, transfer, hypothecate or pledge this AGREEMENT other than as provided above. 6. Indemnification. a. AUTHORITY hereby agrees to indemnify, defend, assume all liability for and hold harmless each PARTNER JURISDICTION, its officers, employees, agents, and representatives, to the maximum extent allowed by law, from all actions, claims, suits, penalties, obligations, liabilities, damages to property, costs and expenses (including, without limitation, any fines, penalties, judgments, actual litigation expenses and experts’ and actual attorneys’ fees), environmental claims or bodily and/or personal injuries or death to any persons (collectively, “CLAIMS”) arising out of or in any way connected to AUTHORITY its officers, agents, or employees in connection with or arising from any of its activities pursuant to this AGREEMENT. This indemnification shall survive the termination of the AGREEMENT and shall apply except as to the sole negligence or willful misconduct of a PARTNER JURISDICTION. b. Each PARTNER JURISDICTION hereby agrees to indemnify, defend, assume all liability for and hold harmless AUTHORITY and its member agencies, officers, employees, agents and representatives, to the maximum extent allowed by law, from all CLAIMS arising out of or in any way connected to the PARTNER JURISDICTION, its officers, 4.A.11-8 agents or employees in connection with or arising from any of its activities pursuant to this AGREEMENT. This indemnification shall survive the termination of the AGREEMENT and shall apply, except as to the sole negligence or willful misconduct of AUTHORITY. 7. Compliance with Laws. AUTHORITY and each of the PARTNER JURISDICTIONS shall comply with all applicable federal and state laws and regulations regarding the work performed and the reimbursements requested . 8. Notices. All required or permitted payments, reports, demands and notices may be sent by regular mail or electronic mail. Notices that are mailed by regular mail shall be deemed delivered two (2) business days after deposited in the mail. Notices may be personally delivered and shall be deemed delivered at the time delivered to the appropri ate address set forth below. Notices delivered by electronic mail shall be deemed received upon the sender’s receipt of an acknowledgment from the intended recipient (such as by the “return receipt requested” function, as available, return electronic mail or other written acknowledgment of receipt); provided that, if such notice is not sent during normal business hours of the recipient, such notice shall be deemed to have been sent at the opening of business on the next business day of the recipient. Unless and until notified otherwise in writing, a PARTY shall send or deliver all such communications relating to this Agreement to the following address: Hisham Noeimi Contra Costa Transportation Authority 2999 Oak Road, Suite 100 Walnut Creek, CA 94597 hnoeimi@ccta.net John Cunningham Contra Costa County 30 Muir Road Martinez, CA 94553 john.cunningham@dcd.cccounty.us Tai J. Williams, AICP Town of Danville 510 La Gonda Way Danville CA 94526 twilliams@danville.ca.gov 4.A.11-9 Tony Coe City of Lafayette 3675 Mt. Diablo Blvd., Suite 210 Lafayette, CA 94549 tcoe@ci.lafayette.ca.us Shawna Brekke-Read Town of Moraga 329 Rheem Blvd Moraga, CA 94556 sread@moraga.ca.us Lawrence Theis, P.E. City of Orinda 22 Orinda Way Orinda, CA 94563 ltheis@cityoforinda.org Lisa Bobadilla City of San Ramon 2401 Crow Canyon Road, San Ramon, CA 94583 lbobadilla@sanramon.ca.gov 9. Termination of Agreement. A PARTY may terminate this Agreement at any time by giving written notice of termination to each of the other PARTIES which shall specify the effective date thereof; provided that any notice of termination shall be given at least thirty (30) days before its effective date. 10. Entire Agreement. This Agreement is the entire agreement among AUTHORITY and the PARTNER JURISDICTIONS relating to the subject matter of this Agreement. All PARTIES acknowledge they have not relied upon any promise, representation or warranty not expressly set forth in this Agreement in executing this Agreement. If any provision of this Agreement is void or otherwise unenforceable, the remainder of the Agreement shall continue in full force and effect. Any changes to the terms and provisions of this Agreement or affecting the obligations of the PARTIES set forth in this Agreement shall be by written amendment signed by all PARTIES. 11. Severability. Should any part of this Agreement be declared unconstitutional, 4.A.11-10 invalid, or beyond the authority of a PARTY to enter into or carry out, such decision shall not affect the validity of the remainder of this Agreement which shall continue in full force and effect; provided that the remainder of this Agreement can, absent the excised portion, be reasonably interpreted to give effect to the intentions of the PARTIES. 12. Waiver. No waiver by a PARTY of any default or breach of any covenant by the other PARTIES shall be implied from any omission to take action on account of such default if such default persists or is repeated and no express waiver shall affect any default other than the default specified in such waiver and then such waiver shall be operative only for the time and to the extent stated in such waiver. Waivers of any covenant, term or condition contained herein shall not be construed as a waiver of any subsequent breach of the same covenant, term or condition. No waiver of any provision under this Agreement shall be effective unless in writing and signed by the waiving PARTY. 13. Controlling Law and Venue. This Agreement and all matters relating to it shall be governed by the laws of the State of California and venue shall be in Contra Costa County. 14. Authority. All PARTIES executing this Agreement represent and warrant that they are authorized to do so. 15. Counterparts. This AGREEMENT may be executed in counterparts. 16. Limitations. All obligations of AUTHORITY under the terms of this AGREEMENT are expressly subject to the AUTHORITY’S continued authorization to collect and expend the sales tax proceeds provided by MEASURE C and MEASURE J. If for any reason the AUTHORITY’S right to collect or expend such sales tax proceeds is terminated or suspended in whole or part, the AUTHORITY shall promptly notify PARTNER JURISDICTIONS, and the PARTIES shall consult on a course of action. If, after twenty five (25) working days, a course of action is not agreed upon by the parties, this AGREEMENT shall be deemed terminated by mutual or joint consent; provided, that any obligation to fund from the date of the notice shall be expressly limited by and subject to (i) the lawful ability of the AUTHORITY to expend sales tax proceeds for the purposes of this AGREEMENT; and (ii) the availability, taking into consideration all the obligations of the AUTHORITY under all outstanding contracts, agreement to other obligations of the AUTHORITY, of funds for such purposes. 4.A.11-11 [Signatures on the following pages] 4.A.11-12 CONTRA COSTA TRANSPORTATION AUTHORITY __________________________________________ By: Janet Abelson, Chair Date ________________, 2014 APPROVED AS TO FORM: _________________________ By: Malathy Subramanian, General Counsel Date_________________, 2011 4.A.11-13 CONTRA COSTA COUNTY __________________________________________ By: Date ______________, 2014 APPROVED AS TO FORM: Sharon Anderson, County Counsel _________________________ By: Deputy County Counsel Date_______________, 2014 4.A.11-14 TOWN OF DANVILLE __________________________________________ By: (Name, Title) Date ________________, 2014 APPROVED AS TO FORM: _________________________ By: , City Attorney Date_________________, 2014 4.A.11-15 CITY OF LAFAYETTE __________________________________________ By: (Name, Title) Date ________________, 2014 APPROVED AS TO FORM: _________________________ By: , City Attorney Date_________________, 2014 4.A.11-16 TOWN OF MORAGA __________________________________________ By: (Name, Title) Date ________________, 2014 APPROVED AS TO FORM: _________________________ By: , Town Attorney Date_________________, 2014 4.A.11-17 CITY OF ORINDA __________________________________________ By: (Name, Title) Date ________________, 2014 APPROVED AS TO FORM: _________________________ By: , City Attorney Date_________________, 2014 4.A.11-18 CITY OF SAN RAMON __________________________________________ By: (Name, Title) Date ________________, 2014 APPROVED AS TO FORM: _________________________ By: , City Attorney Date_________________, 2014 4.A.11-19 Exhibit A Jurisdiction 50/50 Population & Road Miles Split (%) Program 28c Allocations through FY2034* Program 28c Allocations through June 30, 2013 County 20.78 $ 1,323,700 $ 138,783 Danville 21.16 $ 1,347,906 $ 141,321 Lafayette 13.74 $ 875,247 $ 91,765 Moraga 9.1 $ 579,676 $ 60,776 Orinda 12.28 $ 782,244 $ 82,014 San Ramon 22.94 $ 1,461,294 $ 153,208 SUM 100% $ 6,370,067 $ 667,867 * subject to change as Measure J revenue forecast is revised 4.A.11-20 Contra Costa Transportation Authority, 2999 Oak Road, Ste. 100, Walnut Creek, CA 94597 Phone: 925-256-4700 Fax: 925-256-4701 Website: www.ccta.net EXECUTIVE DIRECTOR’S REPORT January 15, 2014 Governing - FutureStructure Transportation Webinar: December 10, 2013 I was invited to speak about maintenance, funding and air quality issues associated with our transportation system. The other speaker was Professor Stephanie Pincetl, Director, California Center for Sustainable Communities at UCLA. CTF Liaison Meeting: December 11, 2013 I chair the California Transportation Foundation’s Caltrans liaison subcommittee. I participated in the meeting via telephone. Our subcommittee discussed partnering awards, scholarships and the Annual Transportation Education Symposium. Smart Parking: December 16, 2013 We hosted a meeting with Carter Mau, BART, Lafayette Council Member Don Tatzin, Lafayette City Manager Steve Falk and Streetline Vice President Ken Voss to discuss a potential partnership to provide a smart parking solution for the City of Lafayette. Port of Oakland Tour: December 16, 2013 Matt Kelly, Peter Engel, Amin AbuAmara, Ivan Ramirez and I toured the Port of Oakland. We learned about the value of the Port of Oakland to the economy of California. Supervisor Training - Preventing Harassment in the Workplace: December 17, 2013 Supervisorial staff at CCTA attended a 2-hour training/refresher course on this important topic. The training was administered by ADP. CTF Board Meeting: December 19, 2013 I attended the California Transportation Foundation Board Meeting in Walnut Creek. I could not attend the Holiday lunch because I had to get back to the office to chair the National Freight Advisory Committee’s Research, Innovation, and Technology subcommittee 2-hour teleconference that we hold every two weeks. New Telephone Services: December 20, 2013 We found better pricing on our phone service and switched over to a different company. We’ll be saving about $400 a month with this change. MRP 2.0 Steering Committee Meeting: January 6, 2014 I was asked to join this committee to help negotiate the next Municipal Region Stormwater Permit (MRP). This meeting focused on the complete streets policy and moving the region toward implementation of a green street program. I was happy t o hear that the regional 7.3-1 Contra Costa Transportation Authority, 2999 Oak Road, Ste. 100, Walnut Creek, CA 94597 Phone: 925-256-4700 Fax: 925-256-4701 Website: www.ccta.net participants liked the complete streets policy because I signed DD -64 R1 Complete Streets – Integrating the Transportation System before I left Caltrans. The focus of the group was integrating sustainability issues with transportation programs and how to fund those initiatives. Denis Cuff Interview: January 6, 2014 I was interviewed by Denis Cuff of the Contra Costa Times regarding artwork on soundwalls and retaining walls, based on my experience at Caltrans and CCTA. He noticed artwork in other parts of California but only recently in the Bay Area, and was interested in when we started doing this. Southern California has had spot examples of artwork on its soundwalls going back a few decades, and my first recollection was the murals along the freeways in Los Angeles, which were painted to commemorate the 1984 Olympics. In the Bay Area, in 2001 I approved the placement of the sailboats on the retaining wall on the east side of I-80 near the Carquinez Bridge. Recently, CCTA funded the delta scene on the soundwalls and retaining walls along SR 4 , and the oak leaves on the retaining walls near the I-680 Auxiliary Lane Project, themes which fit well with the respective communities. SR4 Widening Segment 3B Project Partnering Session: January 8, 2014 Ross Chittenden, Ivan Ramirez and I participated in the partnering session for SR 4 contract 3B. This project is progressing well. There were no outstanding issues brought forward at this meeting. CCTA is in charge of the contract administration for this project. All pro jects administered by CCTA have a partnering specification. However, because of the success of accelerating Loveridge and the overwhelming support, we are taking a look at what it will cost to accelerate this contract so we can finish the corridor earlier than expected. Transportation Research Board Annual Meeting: January 12- 14, 2014 Ross Chittenden and I attended the 93rd annual TRB meeting in Washington, DC. I also attended the international Data Analysis Working Group on January 11, 2014. The annu al meeting attracts over 10,000 transportation experts from around the world. I participated on the “Rethinking the Transportation Organization” panel on Sunday. 7.3-2 Contra Costa Transportation Authority, 2999 Oak Road, Ste. 100, Walnut Creek, CA 94597 Phone: 925-256-4700 Fax: 925-256-4701 Website: www.ccta.net MEETING SCHEDULE Meetings are held in CCTA’s Board Room (Suite 110) unless otherwise noted. 2999 Oak Road, Suite 100, Walnut Creek, CA 94597 Full Authority Board (CCTA) February 19, 2014 March 19, 2014 April 16, 2014 Third Wednesday of the month at 6:00 PM Administration & Projects Committee (APC) February 6, 2014 March 6, 2014 April 3, 2014 First Thursday of the month at 8:30 AM Planning Committee (PC) February 5, 2014 March 5, 2014 April 2, 2014 First Wednesday of the month at 6:00 PM Citizens Advisory Committee (CAC) January 22, 2014 February 26, 2014 March 26, 2014 April 23, 2014 Fourth Wednesday of the month (generally) at 6:00 PM - Technical Coordinating Committee (TCC) February 20, 2014 March 20, 2014 April 17, 2014 Third Thursday of the month at 2:30 PM Paratransit Coordinating Council (PCC) January 27, 2014 * February – No Meeting March 17, 2014 April – No Meeting Third Monday of every other month at 2:30 PM Countywide Bicycle & Pedestrian Advisory Committee (CBPAC) Fourth Monday of every other month at 11:00 AM (generally) January 27, 2014 February – No Meeting March 24, 2014 April – No Meeting ** Please note that due to the MLK Holiday, the PCC Meeting will be held on the 4th Monday , on January 27th COMMISSIONERS: Janet Abelson, Chair Kevin Romick, Vice Chair Newell Arnerich Tom Butt David Durant Federal Glover Dave Hudson Mike Metcalf Karen Mitchoff Julie Pierce Robert Taylor 8.1-1 TThhiiss PPaaggee IInntteennttiioonnaallllyy BBllaannkk Calendar of Upcoming Events January 15, 2014 Winter 2014 Location Event January 16, 2014 Pittsburg City Hall State Route 4 Loveridge and Somersville Milestone Celebration January 24, 2014 Stockton San Joaquin Joint Powers Authority (SJJPA) Meeting January 30, 2014 Sacramento Northern California State Transportation Improvement Program (STIP) Hearing January 29-30, 2014 Sacramento area California Transportation Commission (CTC) Meeting February 11, 2014 Sacramento California Transportation Foundation (CTF) - Annual Transportation Forum Spring 2014 Location Event Spring 2014 - Date TBD Public Release of 2014 CTP Update Spring 2014 - Date TBD Danville I-680 Auxiliary Lanes Opening Announcement Spring 2014 - Date TBD Antioch/Oakley Groundbreaking - SR4/160 Connector Ramps March 20-21, 2014 Orange County California Transportation Commission (CTC) Meeting March 28, 2014 TBD San Joaquin Joint Powers Authority (SJJPA) Meeting May 2014 (Date TBD)Sacramento California Transportation Foundation (CTF) Annual Transportation Awards May 21-22, 2014 San Diego area California Transportation Commission (CTC) Meeting May 23, 2014 TBD San Joaquin Joint Powers Authority (SJJPA) Meeting Summer 2014 Location Event June 25-26, 2014 Sacramento area California Transportation Commission (CTC) Meeting July 25, 2014 TBD San Joaquin Joint Powers Authority (SJJPA) Meeting August 20-21, 2014 Silicon Valley California Transportation Commission (CTC) Meeting Fall 2014 Location Event Fall 2014 - Date TBD Brentwood Ribbon Cutting - SR4 Widening and SR4/Sand Creek Interchange Project September 26, 2014 TBD San Joaquin Joint Powers Authority (SJJPA) Meeting October 8-9, 2014 Central Valley California Transportation Commission (CTC) Meeting December 5, 2014 TBD San Joaquin Joint Powers Authority (SJJPA) Meeting December 10, 2014 Inland Empire California Transportation Commission (CTC) Meeting 8.2-1 TThhiiss PPaaggee IInntteennttiioonnaallllyy BBllaannkk