HomeMy WebLinkAboutMINUTES - 03252014 - C.86 1
ASSIGNMENT AGREEMENT
(Collateral for Heritage Point Technical Assistance Loan Agreement)
This assignment agreement (“Agreement”) is dated ___________, 2014 and is between
the County of Contra Costa, a political subdivision of the State of California (the "County") and
Community Housing Development Corporation of North Richmond, a California nonprofit
public benefit corporation ("Borrower").
RECITALS
A. The County is lending Borrower up to Forty-Eight Thousand Dollars ($48,000) in
HOME Funds (the “Loan”) pursuant to a Technical Assistance Loan Agreement of even date
herewith (the “Loan Agreement”). All capitalized terms used but not defined in this agreement
have the meanings set forth in the Loan Agreement.
B. Borrower intends to use the proceeds of the Loan to assess the feasibility of
constructing rental housing affordable to low-income households on certain property owned by
the County in North Richmond (the “Development”). In connection with its assessment of the
feasibility of constructing the Development, Borrower will be (i) a party to various contracts, and
(ii) the owner or beneficiary of various plans and specifications, shop drawings, working
drawings, reports, studies, approvals, permits, and entitlements, including the Phase I soils report
(together, the “Collateral Documents”).
C. In consideration of the Loan, Borrower is assigning to County all of Borrower’s
right, title, interest, claims and demands of Borrower in and to the Collateral Documents,
including contract rights and general intangibles, now existing or hereafter arising, and all
amendments, substitutions for, and proceeds thereof, including, without limitation, insurance and
similar payments (together, the “Collateral”) on the terms and conditions set forth in this
Agreement.
The parties therefore agree as follows:
AGREEMENT
1. Borrower hereby pledges the Collateral to the County to secure repayment of the
Loan (the “Assignment”). The Assignment creates an immediate assignment to the County of all
of Borrower’s right, title and interest in the Collateral.
2. By its acceptance of the Assignment, and so long as no Event of Default has
occurred and is continuing under the Loan Agreement, the County hereby grants to Borrower a
revocable license to Borrower to enforce the Collateral Documents. Upon (i) the occurrence and
during the continuance of an Event of Default, or (ii) the termination of the Loan Agreement for
any reason, the County may revoke the license granted to Borrower hereunder by giving written
2
notice to Borrower of such revocation. If the license is revoked, the County will thereafter be
entitled to enforce the Collateral Documents.
3. Borrower shall execute any additional documentation requested by the County to
effectuate the Assignment. Borrower may not enter into or consent to any amendment,
modification or termination of any of the Collateral Documents without the prior written consent
of the County.
4. Borrower shall cause any architect, contractor, engineer, consultant or other
person or entity that (i) enters into any contracts with the Borrower related to the construction of
the Development, or (ii) prepares any reports, or plans and specifications related to the
construction of the Development to consent to the Assignment. Borrower shall cause the
architect’s consent to the Assignment to be in substantially the form of Exhibit A – Architect’s
Consent, and the consent of all other parties that have an interest in any Collateral to be in
substantially the form of Exhibit B – Consultant’s Consent.
5. Borrower shall execute any further documentation (including, without limitation,
a UCC-1 Financing Statement) and do such further acts necessary to perfect the County’s
security interest in the Collateral.
6. Borrower hereby represents and warrants to the County that Borrower has full
right, title and interest in and to the Collateral Documents, and the Collateral Documents are not
subject to any security interest, lien or encumbrance of any kind except in favor of the County.
Borrower hereby represents that it has delivered true and correct copies of the Collateral
Documents to the County.
7. Neither this Assignment nor any action by the County constitutes an assumption
by the County of any of Borrower’s obligations or duties under any Collateral Documents,
including, but not limited to, the obligation to pay for the preparation of any Collateral
Documents. The Borrower continues to be liable for all obligations under the Collateral
Documents. The County's acceptance of this Assignment does not constitute approval of the
Collateral Documents by the County.
8. This agreement is governed by the laws of the State of California.
9. This Agreement binds and inures to the benefit of the heirs, legal representatives,
successors-in-interest, and assigns of Borrower and the County.
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Assignment Agreement
Signature Page 3
10. This Agreement may be executed in counterparts by the parties hereto, each of
which will be deemed to be an original, and all such counterparts will constitute one and the
same instrument.
The parties are executing this Agreement as of the date first above written.
BORROWER:
COMMUNITY HOUSING DEVELOPMENT
CORPORATION OF NORTH RICHMOND,
a California nonprofit public benefit corporation
By:__________________________
Name:_______________________
Its: _________________________
COUNTY:
COUNTY OF CONTRA COSTA, a political
subdivision of the State of California
By: ________________________________
Catherine O. Kutsuris
Director, Department of Conservation and
Development
Approved as to form:
Sharon L. Anderson
County Counsel
By:_____________________
Kathleen Andrus
Deputy County Counsel
Consent to Assignment of
Project Documents A-1
EXHIBIT A
ARCHITECHT'S CONSENT
(Heritage Point)
YHLA Architects, a California Corporation, (“Architect”) hereby consents to the
assignment by Community Housing Development Corporation of North Richmond (“CHDC”) to
the County of Contra Costa (the “County”) of all documents and materials that relate to the
development of rental housing affordable to low-income households and attendant site
improvements that CHDC intends to construct at Assessor Parcels Nos., 409-080-
001,020,016,015,014, and 013, located within the 1500 block of Fred Jackson Way, North
Richmond (the “Project”), including all of the following: (i) architectural design, construction,
engineering and consulting contracts and development agreements that are entered into by
CHDC and Architect in connection with the Project and any and all amendments, modifications,
supplements, addenda and general conditions thereto (together, the “Architect Contracts”), and
(ii) all plans and specifications, shop drawings, working drawings, reports, studies, amendments,
modifications, changes, supplements, general conditions, addenda and work product thereto that
are prepared by Architect in connection with the Project (together, the “Architect Documents”).
Architect acknowledges that there are presently no unpaid claims or amounts due to the
undersigned in connection with the Project.
The undersigned agrees that if, at any time, the County elects to undertake or cause the
completion of the Architect Documents and gives the undersigned written notice of such
election, then so long as the undersigned has received, receives, or continues to receive the
compensation called for under the Architect Contracts, the County may, at its option, use and
rely on the Architect Documents for the purposes for which they are prepared and the
undersigned will continue to perform its obligations under the Architect Contracts for the benefit
and account of the County in the same manner as if performed for the benefit or account of
CHDC in the absence of the assignment to the County.
The undersigned further agrees that, in the event of a default by CHDC under the
Architect Contracts, or any agreement entered into with the undersigned in connection with the
Architect Documents, so long as CHDC's interest in the Architect Contracts and Architect
Documents is assigned to the County, the undersigned will give written notice to the County of
such default. The County will have thirty (30) days from the receipt of such written notice to
remedy or cure the default; provided, however, nothing herein requires the County to cure the
default.
Notices to the undersigned are to be sent to:
YHLA Architects
1617 Clay Street
Oakland, CA 94612
Attn: Yui Hay Lee
Consent to Assignment of
Project Documents A-2
The undersigned represents that it has no knowledge of any prior assignment(s) of any
interest in either the Architect Contracts or the Architect Documents.
Executed on ____________, 2014
YHLA Architects
By: ______________________________
Name: ____________________________
Its: _______________________________
Title and Date of Architect Contracts:
Consent to Assignment of
Project Documents B-1
EXHIBIT B
CONSULTANT'S CONSENT
(Heritage Point)
____________ (“Consultant”) hereby consents to the assignment by Community Housing
Development Corporation of North Richmond (“CHDC”) to the County of Contra Costa (the
“County”) of all documents and materials prepared by Consultant that relate to the development
of rental housing affordable to low-income households and attendant site improvements that
CHDC intends to construct at Assessor Parcels Nos., 409-080-001,020,016,015,014, and 013,
located within the 1500 block of Fred Jackson Way, North Richmond (the “Project”), including
all of the following: (i) contracts and agreements that are entered into by CHDC and Consultant
in connection with the Project and any and all amendments, modifications, supplements, and
addenda (together, the “Consultant Contracts”) and (ii) all reports, studies, amendments,
modifications, changes, supplements, and work product thereto that are prepared by Consultant
in connection with the Project (together, the “Consultant Documents”). Consultant
acknowledges that there are presently no unpaid claims or amounts due to the undersigned in
connection with the Project.
The undersigned agrees that if, at any time, the County elects to undertake or cause the
completion of the Consultant Documents and gives the undersigned written notice of such
election, then so long as the undersigned has received, receives, or continues to receive the
compensation called for under the Consultant Contracts, the County may, at its option, use and
rely on the Consultant Documents for the purposes for which they are prepared, and the
undersigned will continue to perform its obligations under the Consultant Contracts for the
benefit and account of the County in the same manner as if performed for the benefit or account
of CHDC in the absence of the assignment to the County.
The undersigned further agrees that, in the event of a default by CHDC under the
Consultant Contracts, or any agreement entered into with the undersigned in connection with the
Consultant Documents, so long as CHDC's interest in the Consultant Contracts and Consultant
Documents is assigned to the County, the undersigned will give written notice to the County of
such default. The County will have thirty (30) days from the receipt of such written notice to
remedy or cure the default; provided, however, nothing herein requires the County to cure the
default.
Notices to the undersigned are to be sent to:
[Name]
[Street]
[City]
Attn: ___________
The undersigned represents that it has no knowledge of any prior assignment(s) of any
interest in the Consultant Documents.
Consent to Assignment of
Project Documents B-2
Executed on ____________, 2014
[INSERT COMPANY NAME]
By: ______________________________
Name: ____________________________
Its: _______________________________
Title and Date of Consultant Contract(s)
Consent to Assignment of
Project Documents C-1
863\01\1371273.3 1
PROMISSORY NOTE
(Heritage Point)
$48,000 Martinez, California
____________, 2014
FOR VALUE RECEIVED, the undersigned Community Housing Development
Corporation of North Richmond, a California nonprofit public benefit corporation, (the
"Borrower") hereby promises to pay to the order of the County of Contra Costa, a political
subdivision of the State of California ("Holder"), the principal amount of Forty-Eight Thousand
Dollars ($48,000), plus interest thereon pursuant to Section 2 below.
All capitalized terms used but not defined in this Note have the meanings set forth in the
Loan Agreement.
1. Borrower's Obligation. This Note evidences Borrower's obligation to repay
Holder the principal amount of Forty-Eight Thousand Dollars ($48,000) with interest for the
funds loaned to Borrower by Holder to assess the feasibility of constructing rental housing
affordable to low-income households pursuant to the Technical Assistance Loan Agreement
between Borrower and Holder of even date herewith (the "Loan Agreement").
2. Interest.
(a) Subject to the provisions of Subsection (b) below, the Loan bears simple
interest at a rate of three percent (3%) per annum from the date of disbursement until full
repayment of the principal balance of the Loan.
(b) If an Event of Default occurs, interest will accrue on all amounts due
under this Note at the Default Rate until such Event of Default is cured by Borrower or waived
by Holder.
3. Term and Repayment Requirements. Principal and interest under this Note is due
and payable as set forth in Section 2.7 of the Loan Agreement. In any event, the unpaid principal
balance, together with any accrued interest, is due and payable not later than December 31, 2014.
4. No Assumption. This Note is not assumable by the successors and assigns of
Borrower without the prior written consent of Holder.
5. Collateral. As security for this Note, Borrower has assigned to Holder Borrower’s
rights and obligations in and to various contracts and work products, which are more particularly
described in the Assignment Agreement. The terms of the Assignment Agreement are hereby
incorporated into this Note and made a part hereof.
6. Terms of Payment.
(a) Borrower shall make all payments due under this Note in currency of the
United States of America to Holder at Department of Conservation and Development, 30 Muir
863\01\1371273.3 2
Road, Martinez, CA 94553, Attention: Affordable Housing Program Manager, or to such other
place as Holder may from time to time designate.
(b) All payments on this Note are without expense to Holder. Borrower shall
pay all costs and expenses, including reasonable attorney's fees of Holder, incurred in connection
with the payment of this Note and the release of any security hereof.
(c) All payments received will be applied first to accrued interest then to the
outstanding principal amount.
(d) Notwithstanding any other provision of this Note, if, for any reason
whatsoever, the payment of any sums by Borrower pursuant to the terms of this Note would
result in the payment of interest that exceeds the amount that Holder may legally charge under
the laws of the State of California, then the amount by which payments exceed the lawful interest
rate will automatically be deducted from the principal balance owing on this Note, so that in no
event is Borrower obligated under the terms of this Note to pay any interest that would exceed
the lawful rate.
(e) The obligations of Borrower under this Note are absolute and Borrower
waives any and all rights to offset, deduct or withhold any payments or charges due under this
Note for any reason whatsoever.
7. Event of Default; Acceleration.
(a) Upon the occurrence of an Event of Default, the entire unpaid principal
balance, together with all interest thereon, and together with all other sums then payable under
this Note will, at the option of Holder, become immediately due and payable without further
demand.
(b) Holder's failure to exercise the remedy set forth in Subsection 7(a) above
or any other remedy provided by law upon the occurrence of an Event of Default does not
constitute a waiver of the right to exercise any remedy at any subsequent time in respect to the
same or any other Event of Default. The acceptance by Holder of any payment that is less than
the total of all amounts due and payable at the time of such payment does not constitute a waiver
of the right to exercise any of the foregoing remedies or options at that time or at any subsequent
time, or nullify any prior exercise of any such remedy or option, without the express consent of
Holder, except as and to the extent otherwise provided by law.
8. Waivers.
(a) Borrower hereby waives diligence, presentment, protest and demand, and
notice of protest, notice of demand, notice of dishonor and notice of non-payment of this Note.
Borrower expressly agrees that this Note or any payment hereunder may be extended from time
to time, and that Holder may accept further security or release any security for this Note, all
without in any way affecting the liability of Borrower.
863\01\1371273.3 3
(b) No extension of time for payment of this Note or any installment hereof
made by agreement of Holder with any person now or hereafter liable for payment of this Note
will operate to release, discharge, modify, change or affect the original liability of Borrower
under this Note, either in whole or in part.
9. Miscellaneous Provisions.
(a) All notices to Holder or Borrower are to be given in the manner and at the
addresses set forth in the Loan Agreement, or to such addresses as Holder and Borrower may
therein designate.
(b) Borrower promises to pay all costs and expenses, including reasonable
attorney's fees, incurred by Holder in the enforcement of the provisions of this Note, regardless
of whether suit is filed to seek enforcement.
(c) This Note is governed by the laws of the State of California.
(d) The times for the performance of any obligations hereunder are to be
strictly construed, time being of the essence.
(e) The Loan Documents, of which this Note is a part, contain the entire
agreement between the parties as to the Loan. This Note may not be modified except upon the
written consent of the parties.
IN WITNESS WHEREOF, Borrower is executing this Promissory Note as of the day and
year first above written.
COMMUNITY HOUSING DEVELOPMENT
CORPORATION OF NORTH RICHMOND,
a California nonprofit public benefit corporation
By:__________________________
Name:______________________
Its: _________________________
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Loan Agreement
Signature Page