HomeMy WebLinkAboutMINUTES - 12172013 - HA D.1RECOMMENDATIONS
CONSIDER adopting Resolution No. 5170 authorizing submission of a Rental Assistance Demonstration application
to the U. S. Department of Housing and Urban Development for vacant units at Las Deltas in North Richmond.
BACKGROUND
HUD first offered its Rental Assistance Demonstration (RAD) program to housing authorities on September 24,
2012. Under RAD, public housing is converted into either Project-Based Vouchers (PBV) or Project Based Contract
Assistance (PBCA), both of which have provided more reliable funding streams than public housing. HACCC has
used PBVs to fund nearly 500 units of affordable housing throughout the County, most of it new construction
developed and managed by local nonprofits. HUD developed RAD as a way to preserve affordable housing in
response to the fact that Congress has not appropriated sufficient public housing operating subsidy or public housing
capital funds for several decades. Although still a limited demonstration program, RAD is HUD’s primary tool to
preserve housing while maintaining its affordability for low-income households over the long term. If approved by
HUD, staff intends to use RAD as part of a multi-step effort to transform the Las Deltas property in North Richmond
by converting public housing units into subsidies that can be used to develop new affordable housing or support
existing affordable housing. RAD would also help HACCC increase the stock of affordable housing available to
Contra Costa residents since it will replace units that are empty.
Action of Board On: 12/17/2013 APPROVED AS RECOMMENDED OTHER
Clerks Notes:
VOTE OF COMMISSIONERS
AYE:John Gioia, District I
Commissioner
Candace Andersen, District II
Commissioner
Mary N. Piepho, District III
Commissioner
Karen Mitchoff, District IV
Commissioner
Federal D. Glover, District V
Commissioner
ABSENT:Geneva Green, Tenant Seat
Commissioner
Contact: 925-957-8028
I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the
Board of Supervisors on the date shown.
ATTESTED: December 17, 2013
Joseph Villarreal, Executive Director
By: June McHuen, Deputy
cc:
D.1
To:Contra Costa County Housing Authority Board of Commissioners
From:Joseph Villarreal, Housing Authority
Date:December 17, 2013
Contra
Costa
County
Subject:Submission of a Rental Assistance Demonstration Application to HUD
BACKGROUND (CONT'D)
Las Deltas needs over $4.5 million in immediate capital repairs to bring all of the units there back in compliance
with HUD’s Uniform Physical Condition Standards under the public housing program. Yet HACCC received
only $1.5 million in capital funds from HUD last year for all of the agency’s public housing properties. Of that
$1.5 million, about half went to pay for police and Sheriff’s deputies in North Richmond, Rodeo and Pittsburg,
social services in North Richmond and HACCC’s development staff. Of the 210 units at North Richmond, 90
(43%) are vacant and 61 (29% of total units) of those have been vacant for over two years. A significant number
of the vacant units have been empty for ten, fifteen and twenty years. HACCC has tried repeatedly over the past
two decades to provide adequate funding for the repairs needed at Las Deltas, primarily by applying for HUD’s
HOPE VI program. However, HACCC has been unsuccessful in these efforts, most likely due to HUD’s negative
view of the larger neighborhood, the lack of other significant funding sources and the extremely limited nature of
HOPE VI funding.
Staff intends to submit a Section 18 Demolition/Disposition application to HUD for Las Deltas in the spring of
2014. While HUD has largely discontinued use of the Section 18 program, staff have been in discussions with
HUD and have been told that an application would be seriously considered. Section 18 would allow the Authority
to remove public housing units and provide full voucher funding to replace the units. Replacement housing factor
funding would also be provided that could be used to rehabilitate or build other public housing units. HACCC
would receive more replacement housing funding under a Section 18 Demolition/Disposition than under RAD.
However, under Section 18, HACCC is not eligible to receive replacement funding for vacant units. Therefore, in
order to maximize the replacement funding available, HACCC is submitting the RAD application for the vacant
units at Las Deltas. The RAD application is being submitted at this time because HUD has said that any
application received before December 31, 2013, and subsequently approved, will be eligible for RAD contract
rents set at fiscal year 2012 levels. This is attractive because subsidy levels may drop in fiscal year 2013 or
beyond and also because it establishes predictable rent levels for HACCC and the agency’s
development/financing partners.
If approved, no current tenants at Las Deltas will be affected since the RAD application only impacts vacant units.
Additional affordable housing will be created that will be offered to families on HACCC’s voucher and public
housing wait lists. Under RAD, the method for calculating the tenant rent share remains the same and certain
tenant rights under the public housing program will remain in place such as the right to have a resident council,
access to modest funding for resident activities, and the right to a grievance hearing. Staff met with the RAB and
residents of Las Deltas, as is required by RAD. The RAD program was explained along with the general program
parameters. At the time this Board Order was prepared, no tenant objected to the RAD conversion. Because there
is a second meeting the evening prior to the Board meeting, the Board will be apprised if any tenant raised an
objection at that meeting.
HUD does not provide any new funding for RAD—instead, it sums the amount of public housing operating
subsidy and the amount of public housing capital funds, adds that to the average tenant rent contribution and
“converts” that total into a monthly PBV or PBCA payment (there is no difference in funding between the two
programs). However, because HACCC’s application is for vacant units that do not receive operating subsidy or
rent, RAD, if approved, would provide a significant new stream of funding to HACCC.
The attached Board Approval Forms are HUD forms that must be submitted with the application. HACCC has two
contracts with HUD for Las Deltas, which is why there are two forms to approve. In general, the forms show the
sources and uses of funds to convert the project to RAD. A PowerPoint presentation prepared by HUD has also
been attached in order to provide some more detailed background to the Board.
FISCAL IMPACT
If approved by HUD, the Housing Authority’s (HACCC) RAD application would convert 90 vacant public
housing units for which HACCC receives no operating subsidy or rent into project-based voucher units. The
project based voucher subsidy for these units will be worth approximately $23 million in funding over the next 20
years.
CONSEQUENCE OF NEGATIVE ACTION
Should the Board of Commissioners elect not to approve Resolution No. 5170, authorizing submission of a RAD
application to HUD, HACCC will be in jeopardy of losing approximately $23 million in funding over the next 20
years.
CLERK'S ADDENDUM
ATTACHMENTS
RAD Resolution 5170
RAD Approval Forms
RAD Powerpoint
Rental Assistance
Demonstration (RAD)
Final Notice Overview
December 2012
Public Housing
•Capital repair needs in excess of $25.6B across portfolio, or
$23,365/unit
•Section 9 funding platform unreliable (pro-rations, cuts),
inhibits access to private debt and equity capital (declaration
of trust)
•Losing 10,000-15,000 hard units/year
Section 8 Moderate Rehabilitation (Mod Rehab)
•Cannot renew on terms needed to secure financing
Rent Supplement (Rent Supp) & Rental Assistance Payment
(RAP)
•No option to renew when contracts expire
CURRENT CHALLENGES
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•February 2010: FY11 Budget requests $350M for Transforming
Rental Assistance (TRA) initiative
•May 2010: “Preservation, Enhancement, and Transformation of
Rental Assistance Act of 2010” (PETRA) - Administration’s bill
•December 2010: “Rental Housing Revitalization Act” (RHRA)
introduced by Rep. Ellison and co-sponsors
•February 2011: FY12 Budget requests $200M for a “Rental
Assistance Demonstration” (RAD)
•August 2011: RAD language submitted as “Technical Drafting
Service” (TDS) to Rep. Ellison, Rep. Bachus, and Sen. Shelby
•November 2011: FY12 Appropriations minibus authorized RAD
LEGISLATIVE HISTORY
3
KEY RAD GOALS
•Build on the proven Section 8 platform
•Leverage private capital to preserve
assets
•Offer residents greater choice and
mobility
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•Authorized in Consolidated Further Continuing Appropriations
Act of 2012 (Public Law 112-55)
–Initial program rules outlined in PIH Notice 2012-18 (3/8/12)
–Over 100 comments received
–HUD’s response to public comments on RAD website
–Final program rules outlined in PIH Notice 2012-32 (7/26/12)
•Allows public housing and certain at-risk multifamily legacy
programs to convert to long-term Section 8 rental assistance
•Two Components
–1st Component, Competitive: Public Housing & Mod Rehab
–2nd Component, Non-competitive: Mod Rehab, Rent Supp, &
RAP
RAD AUTHORITY
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RAD CONVERSION ELIGIBILITY
Public Housing Mod Rehab Rent Supp & RAP
1st Component:
Competitive,
60,000 Units
PBRA PBV
2nd Component:
Non-Competitive, No-Cap
(subject to availability of TPVs)
PBV
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•Public Housing & Mod Rehab
•Can compete to convert assistance to:
–Project-Based Rental Assistance (PBRA) or
–Project-Based Vouchers (PBV)
•Cap of 60,000 units (applications must be received by
9/30/2015)
•Convert at current funding only
•Choice-Mobility, with limited exemptions
•Extensive waiver authority to facilitate conversion
•Initial application period: September 24 – October 24, 2012
1ST COMPONENT
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•Mod Rehab, Rent Supp & RAP
•Upon contract termination/expiration, convert Tenant
Protection Vouchers (TPVs) to PBVs
•No cap, but subject to availability of TPVs
•Choice-Mobility requirement per PBV program rules
•Limited waiver authority to facilitate conversion
•Prospective conversion authority through 9/30/2013
•Retroactive conversion authority back to 10/1/2006
(convert by 9/30/2013)
2ND COMPONENT
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Tenant
Payment $318
Tenant
Payment $318
Capital Fund
$144
Operating Fund
$330
Housing
Assistance
Payment
$474
$-
$100
$200
$300
$400
$500
$600
$700
$800
$900
Pre-Conversion Post-Conversion
Sample Public Housing Conversion
Per Unit Monthly (PUM)
$792
PUBLIC HOUSING CONVERSION RENT LEVELS
9 ACC Section 8
At conversion,
PHAs will
convert
funding to a
Section 8
contract rent.
KEY PROGRAM PROVISIONS: 1ST COMPONENT
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Provision Requirement
Public Housing Mod Rehab
Application Pools 4 Census Regions, by PHA size; 58,750 total units 4 Census Regions, by Mod
Rehab size; 1,250 total units
Application Ranking
Factors
Capital Needs Green Building
Choice-Mobility Priority Project
Same
Ownership/Control Public or non-profit ownership or control, except to
facilitate tax credits, or, in foreclosure, bankruptcy,
termination for cause, wherein project disposed first to
capable public entity, then other capable entities as
determined by Secretary
N/A
Initial Contract Term • PBRA – 20 years
• PBV – 15 years (20 with approval of voucher
agency)
Same
Initial Contract Rents •PBRA – Lower of a) current funding, or b) 120% of
FMR (less utility allowance); except where current
funding is below market, wherein rent is limited to
150% of FMR
•PBV – Lower of a) current funding, b) 110% of FMR
(less utility allowance), or c) reasonable rent
Same
KEY PROGRAM PROVISIONS: 1ST COMPONENT
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Provision
Requirement
Public Housing Mod Rehab
Capital and Operating Funds Can be used in financing structure N/A
Contract Rent Adjustments Annually via Operating Cost Adjustment Factor
(OCAF)
Same
Contract Renewal Secretary shall offer and PHA shall accept
renewals of such terms as provided in PBV and
PBRA programs
•PBRA – if owner requests,
Secretary renews per MAHRA
terms
•PBV – per normal PBV rules (up
to 15 years)
Use Agreement Long-term use agreement extended with each
contract renewal
N/A
Resident Choice-Mobility •PBRA – Required after 2 years with PHA
option of 15% project cap and 1/3 voucher
turnover cap; good-cause exemption for up
to 10% of conversions
•PBV – Per normal PBV rules
Same
PBV Inventory Limitation Exempt from 20% limitation Same
Continued
KEY PROGRAM PROVISIONS: 1ST COMPONENT
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Provision
Requirement
Public Housing Mod Rehab
PBV Income Mixing Raised to 50% per property Same
PBV Competitive Selection of
Owner Proposals
Waived Same
PBRA Limitations on Distributions Waived N/A
No Rescreening at Conversion Required Same
Resident Consultation Required Same
Recognition of Legitimate
Resident Organizations
Required Required for PBRA
Resident Participation Funding Continued at $25 per occupied unit
annually
N/A
Resident Procedural Rights under
Section 6 of 1937 Act
As conveyed under Section 6 of 1937
Housing Act
N/A
Davis Bacon Act and Section 3 Required for initial repairs N/A
Continued
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KEY PROGRAM PROVISIONS: 2ND COMPONENT
Mod Rehab, Rent Supp, & RAP
Provision Requirement
Initial Contract Term 15 years
Initial Contract Rents Per normal PBV rules
Contract Rent Adjustments Annually per normal PBV rules
Contract Renewal Per normal PBV rules (up to 15 years)
Resident Choice-Mobility Per normal PBV rules
PBV Inventory Limitation Exempt from 20% limitation
PBV Income Mixing Raised to 50% per property
PBV Competitive Selection of
Owner Proposals
Waived
Resident Consultation Required
PUBLIC HOUSING RESIDENT PROVISIONS
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•Resident Notification Prior to and During Conversion
•No Rescreening of Residents at Conversion
•One-for-One Replacement
–Must convert all or substantially all units in covered project
•Family Self-Sufficiency (FSS) & Resident Opportunities and Self-
Sufficiency (ROSS)
–FSS & ROSS participants may continue in programs
•Resident Participation & Funding
–PHAs must recognize legitimate tenant organizations
–PHAs must provide $25 per occupied unit annually for resident
participation per current Public Housing program rules
•Resident Procedural Rights
–Consistent with Section 6 of the 1937 Housing Act
APPLICATION SNAPSHOT
15
Under the 1st Component,
PHAs and owners will
complete an Excel-based
application, a draft of
which is posted on the
RAD website.
1st Component (Public Housing & Mod Rehab)
Initial Application Window Opens 9/24/2012
Initial Application Window Closes 10/24/2012
Public Housing Ongoing Application Window Opens 10/25/2012
Initial CHAP Awards 12/2012
2nd Component (Mod Rehab, Rent Supp, & RAP)
Rent Supp & RAP Requests for Conversions under 3/8/2012
Interim Authority
Rent Supp, RAP, & Mod Rehab Requests for 7/26/2012
Conversions under Final Notice
KEY DATES
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RAD Notice, application materials, and
additional resources can be found at
www.hud.gov/rad
Email questions to rad@hud.gov
RAD WEB PAGE
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