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MINUTES - 04092013 - C.104
RECOMMENDATION(S): ACCEPT the Treasurer's Quarterly Investment Report as of December 31, 2012. FISCAL IMPACT: None. BACKGROUND: Government Code Section 53646 requires the County Treasurer to prepare quarterly reports to the Board of Supervisors describing County investments including type, par value, cost, and market value. Attached please find the report covering the period October 1, 2012 through December 31, 2012. As of December 31, 2012, the par value, cost, and market value of Contra Costa County Investment Pool were $2,090,636,721.59 , $2,098,374,080.15, and $2,098,992,002.97, respectively. The weighted yield to maturity was 0.36% and the weighted average days to maturity were 161 days. As of December 31, 2012, The Treasurer’s investment portfolio was in compliance with Government Code 53600 et. seq. and with the Treasurer’s current investment policy. Historical activities combined with future cash flow projections indicate that the APPROVE OTHER RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE Action of Board On: 04/09/2013 APPROVED AS RECOMMENDED OTHER Clerks Notes: VOTE OF SUPERVISORS AYE:John Gioia, District I Supervisor Candace Andersen, District II Supervisor Mary N. Piepho, District III Supervisor Karen Mitchoff, District IV Supervisor Federal D. Glover, District V Supervisor Contact: Brice Bins, (925) 957-2848 I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board of Supervisors on the date shown. ATTESTED: April 9, 2013 David Twa, County Administrator and Clerk of the Board of Supervisors By: June McHuen, Deputy cc: C.104 To:Board of Supervisors From:Russell Watts, Treasurer-Tax Collector Date:April 9, 2013 Contra Costa County Subject:Treasurer's Quarterly Investment Report BACKGROUND: (CONT'D) County has sufficient liquidity to meet its obligations for the next six months. However, the State’s deferral policies and budget deficit could have a significant impact on the County’s cash flow for the next six months. CONSEQUENCE OF NEGATIVE ACTION: None. CHILDREN'S IMPACT STATEMENT: None. ATTACHMENTS Treasurer's Qtrly Rpt 12-31-2012 CONTRA COSTA COUNTY TREASURER’S QUARTERLY INVESTMENT REPORT AS OF DECEMBER 31, 2012 TABLE OF CONTENTS Page I. Executive Summary 1 II. Contra Costa County Investment Pool Summary 2 III. Appendix A. Investment Portfolio Detail—Managed by Treasurer’s Office 1. Portfolio Summary 4 2. Portfolio Detail 6 3. Market Valuation Sources 20 B. Investment Portfolio Detail – Managed by Outside Contracted Parties 1. State of California Local Agency Investment Fund a. Summary 21 b. Statements 22 2. Asset Management Funds a. Wells Capital Management 56 b. CalTrust 73 3. East Bay Regional Communications System Authority (EBRCS) a. Summary 77 4. Miscellaneous a. Statements 78 EXECUTIVE SUMMARY • The Treasurer's investment portfolio is in compliance with Government Code 53600 et. seq.. • The Treasurer's investment portfolio is in compliance with the Treasurer's current investment policy. • The Treasurer’s investment portfolio has no securities lending, reverse repurchase agreements or derivatives. • As of 12/31/12, the fair value of the Treasurer’s investment portfolio was 100.03% of the cost. More than 86 percent of the portfolio or over $1.80 billion will mature in less than a year. Historical activities combined with future cash flow projections indicate that the County is able to meet its cash flow needs for the next six months. However, the State’s deferral policies and budget deficit could have a significant impact on the County’s cash flow during the next six months. • Treasurer’s Investment Portfolio Characteristics Par $2,090,636,721.59 Cost $2,098,374,080.15 Market Value $2,098,992,002.97 Weighted Yield to Maturity 0.36% Weighted Average Days to Maturity 161 days Weighted Duration 0.44 year Page 1 PERCENT OF TYPE PAR VALUE COST FAIR VALUE TOTAL COST A. Investments Managed by Treasurer's Office 1. U.S. Treasuries (STRIPS, Bills, Notes)$45,187,000.00 $48,002,376.90 $47,589,238.40 2.29% 2. U.S. Agencies Federal Agriculture Mortgage Corporation 0.00 0.00 0.00 0.00% Federal Home Loan Banks 60,054,000.00 60,690,144.42 60,968,782.85 2.89% Federal National Mortgage Association 57,755,000.00 59,250,055.06 59,279,780.75 2.82% Federal Farm Credit Banks 21,646,000.00 21,747,166.50 21,817,266.10 1.04% Federal Home Loan Mortgage Corporation 70,644,000.00 71,947,502.19 72,148,306.28 3.43% Municipal Bonds 4,840,000.00 5,295,345.15 5,295,345.15 0.25% Subtotal 214,939,000.00 218,930,213.32 219,509,481.13 10.43% 3. Money Market Instruments Bankers Acceptances 0.00 0.00 0.00 0.00% Repurchase Agreement 107,000,000.00 107,000,000.00 107,000,000.00 5.10% Commercial Paper 601,887,000.00 601,544,759.48 601,569,418.48 28.67% Negotiable Certificates of Deposit 529,152,000.00 529,158,332.05 529,247,342.92 25.22% Medium Term Certificates of Deposit 0.00 0.00 0.00 0.00% Corporate Notes 101,446,000.00 102,197,064.31 102,619,619.12 4.87% Money Market Accounts 565,318.32 565,318.32 565,318.32 0.03% Time Deposit 3,200.00 3,200.00 3,200.00 0.00% Subtotal 1,340,053,518.32 1,340,468,674.16 1,341,004,898.84 63.88% TOTAL (Section A.)1,600,179,518.32 1,607,401,264.38 1,608,103,618.37 76.60% B. Investments Managed by Outside Contractors 1. Local Agency Investment Fund 289,911,377.91 289,911,377.91 289,911,377.91 13.82% 2. Other a. EBRCS Bond 2,455,113.76 2,455,113.76 2,455,113.76 0.12% b. Miscellaneous (BNY, Mechanics, CCFCU)258,926.48 258,926.48 258,926.48 0.01% c. Wells Capital Management 44,124,594.85 44,640,207.35 44,555,776.18 2.13% d. CalTRUST (Short-Term Fund)102,564,043.69 102,564,043.69 102,564,043.69 4.89% Subtotal 149,402,678.78 149,918,291.28 149,833,860.11 7.14% TOTAL (Section B.)439,314,056.69 439,829,669.19 439,745,238.02 20.96% C. Cash 51,143,146.58 51,143,146.58 51,143,146.58 2.44% *GRAND TOTAL (FOR A , B, & C)$2,090,636,721.59 $2,098,374,080.15 $2,098,992,002.97 100.00% * Does not include the Futuris Public Entity Trust of the Contra Costa Community College District Retirement Board of Authority CONTRA COSTA COUNTY INVESTMENT POOL As of December 31, 2012 Page 2 CONTRA COSTA COUNTY INVESTMENT POOL AT A GLANCE AS OF DECEMBER 31, 2012 NOTES TO INVESTMENT PORTFOLIO SUMMARY AND AT A GLANCE AS OF DECEMBER 31, 2012 1. All report information is unaudited but due diligence was utilized in its preparation. 2. There may be slight differences between the portfolio summary page and the attached exhibits and statements for investments managed by outside contractors or trustees. The variance is due to the timing difference in recording transactions associated with outside contracted parties during interim periods and later transmitted to the appropriate county agency and/or the Treasurer’s Office. In general, the Treasurer’s records reflect booked costs at the beginning of a period. 3. All securities and amounts included in the portfolio are denominated in United States Dollars. 4. The Contra Costa County investment portfolio maintains Standard & Poor's highest credit quality rating of AAAf and lowest volatility of S1+. The portfolio consists of a large portion of short-term investments with credit rating of A-1/P-1 or better. The majority of the long-term investments in the portfolio are rated AA or better. 5. In accordance with Contra Costa County's Investment Policy, the Treasurer's Office has constructed a portfolio that safeguard the principal, meet the liquidity and achieve a return. As a result, more than 86% of the portfolio will mature in less than a year with a weighted average maturity of 161 days. U.S. Treasuries 2.29% U.S.Agencies- Federal, State and Local 10.43% Money Market 63.88% Outside Contractors-LAIF 13.82% Outside Contractors-Other 7.14% Cash 2.44% PORTFOLIO BREAKDOWN BY INVESTMENT 86.35% 5.55%5.98% 1.76% 0.35% $0 $200,000,000 $400,000,000 $600,000,000 $800,000,000 $1,000,000,000 $1,200,000,000 $1,400,000,000 $1,600,000,000 $1,800,000,000 $2,000,000,000 1 yr & less 1 to 2 yrs 2 to 3 yrs 3 to 4 yrs 4+ yrs MATURITY DISTRIBUTION AAA 1.03% AA+ 14.59% AA 19.14% AA‐ 1.29% A+ 0.93% A 0.72% A‐ 0.02% A‐1+ 38.22% A‐1 16.33% NR 7.72% PORTFOLIO CREDIT QUALITY 0.361%0.377% 0.330% 0.233% 0.300% 0.250% 0.00% 0.05% 0.10% 0.15% 0.20% 0.25% 0.30% 0.35% 0.40% Total Treasurer LAIF Wells CalTRUST Cash YIELD TO MATURITY BY PORTFOLIO Note: Total is 100% of the portfolio; Treasurer‐77%; LAIF‐14%; Wells Cap‐2%; CalTRUST‐5% and Cash‐2% 0.00% 0.10% 0.20% 0.30% 0.40% 0.50% 0.60% 0.70% Mar‐10 Jun‐10 Sep‐10 Dec‐10 Mar‐11 Jun‐11 Sep‐11 Dec‐11 Mar‐12 Jun‐12 Sep‐12 Dec‐12 QUARTERLY WEIGHTED YIELD TO MATURITY YTM County&Agencies 36.58% School Dist. 48.42% Community College Dist. 7.44% Voluntary Participants 7.57% POOL BALANCE BY PARTICIPANTS Note: More than 40% of the School Dist. funds were the bond proceeds Page 3 SECTION III APPENDIX A. INVESTMENT PORTFOLIO DETAIL - MANAGED BY TREASURER’S OFFICE 1 CONTRA COSTA COUNTY TREASURER'S OFFICE INVESTMENT INVENTORY WITH MARKET VALUE PAGE: 1 (RPTMKT) RUN: 01/11/13 10:29:05 INVESTMENTS OUTSTANDING AS OF 12/31/12 MAJOR SORT KEY IS ICC# INVEST DESCRIPTION CUSIP BANK FUND CPN RATE PAR/SHARES MARKET VALUE CURR ACCR INT UNREALIZED GAIN NUMBER PURCHASE MATURITY DATE BROK SAFE YTM TR BOOK MARKET PRICE PRICE SOURCE UNREALIZED LOSS ------- ------------------------------- --------- ---- ------ ------- --------------- --------------- --------------- --------------- SUBTOTAL (Inv Type) 12 TREASURY NOTES 2.96%(M) 2.6780 45,187,000.00 47,589,238.40 283,456.44 28,069.42 .4066 48,002,376.90 105.3162160000 -425,725.35 SUBTOTAL (Inv Type) 22 FEDERAL HOME LOAN BANKS 3.41%(M) 1.5106 53,915,000.00 54,830,701.10 104,126.02 410,003.80 1.1583 54,552,854.05 101.6984160000 -131,627.06 SUBTOTAL (Inv Type) 23 FEDERAL NATIONAL MORTGA 3.69%(M) 1.5777 57,755,000.00 59,279,780.75 225,306.01 176,936.18 .8442 59,250,055.06 102.6400840000 -145,523.15 SUBTOTAL (Inv Type) 27 FEDERAL FARM CREDIT BAN 1.36%(M) .8024 21,646,000.00 21,817,266.10 37,131.16 89,467.70 .6896 21,747,166.50 100.7912140000 -13,717.20 SUBTOTAL (Inv Type) 28 FEDERAL HOME LOAN MORTG .30%(M) .1437 4,869,000.00 4,868,113.28 6,358.38 1,351.58 .1788 4,860,412.68 99.98178800000 SUBTOTAL (Inv Type) 29 FHLMC NOTES 4.18%(M) 1.8135 65,775,000.00 67,280,193.00 362,607.79 645,113.50 1.2560 67,087,089.51 102.2883970000 -451,960.84 SUBTOTAL (Inv Type) 31 MUNICIPAL BONDS .33%(M) 4.0277 4,840,000.00 5,295,345.15 73,257.29 .00 1.1011 5,295,345.15 109.4079580000 SUBTOTAL (Inv Type) 43 FHLB DISCOUNT NOTES .38%(M) .0928 6,139,000.00 6,138,081.75 590.92 232.61 .0928 6,137,290.37 99.98504200000 -32.15 SUBTOTAL (Inv Type) 61 REPURCHASE AGREEMENTS 6.65%(M) .1000 107,000,000.00 107,000,000.00 297.22 .00 .1000 107,000,000.00 100.0000000000 SUBTOTAL (Inv Type) 70 COMMERCIAL PAPER INT BE 6.34%(M) .2299 101,925,000.00 101,873,503.03 18,050.67 11,347.22 .3872 101,870,111.11 99.94947600000 -7,955.30 SUBTOTAL (Inv Type) 71 COMMERCIAL PAPER DISCOU 31.07%(M) .2010 499,962,000.00 499,695,915.45 89,985.11 16,400.45 .2012 499,674,648.37 99.94677900000 -85,118.48 SUBTOTAL (Inv Type) 72 NEGOTIABLE CERT OF DEPO 32.91%(M) .2273 529,152,000.00 529,247,342.92 92,678.24 90,675.32 .2235 529,158,332.05 100.0180180000 -1,664.45 SUBTOTAL (Inv Type) 73 CORP NOTE FLTG RT ACT- .78%(M) .9566 12,500,000.00 12,539,600.00 10,288.15 26,184.00 .8910 12,516,172.00 100.3168000000 -2,756.00 SUBTOTAL (Inv Type) 75 CORPORATE NOTES 5.60%(M) 1.8077 88,946,000.00 90,080,019.12 414,598.90 782,494.68 1.2843 89,680,892.31 101.2749520000 -380,156.98 SUBTOTAL (Inv Type) 99 MONEY MARKET ACCOUNTS .04%(M) .0020 565,318.32 565,318.32 6.28 .00 .0020 565,318.32 100.0000000000 Page 4 1 CONTRA COSTA COUNTY TREASURER'S OFFICE INVESTMENT INVENTORY WITH MARKET VALUE PAGE: 2 (RPTMKT) RUN: 01/11/13 10:29:05 INVESTMENTS OUTSTANDING AS OF 12/31/12 MAJOR SORT KEY IS ICC# INVEST DESCRIPTION CUSIP BANK FUND CPN RATE PAR/SHARES MARKET VALUE CURR ACCR INT UNREALIZED GAIN NUMBER PURCHASE MATURITY DATE BROK SAFE YTM TR BOOK MARKET PRICE PRICE SOURCE UNREALIZED LOSS ------- ------------------------------- --------- ---- ------ ------- --------------- --------------- --------------- --------------- SUBTOTAL (Inv Type) 1000 TD WITH CALC CODE OF .00%(M) 1.4000 3,200.00 3,200.00 73.17 .00 1.4000 3,200.00 100.0000000000 ======= =============== =============== =============== =============== GRAND TOTAL .5568 1600179518.32 1608103618.37 1,718,811.75 2,278,276.46 .3947 1607401264.38 100.4952010000 -1,646,236.96 ======= =============== =============== =============== =============== * MARKET = BOOK LESS PURCHASE INTEREST NOTE: GRAND TOTAL EXCLUDES RETIREMENT INVESTMENTS IF ANY. Page 5 1 CONTRA COSTA COUNTY TREASURER'S OFFICE INVESTMENT INVENTORY WITH MARKET VALUE PAGE: 1 (RPTMKT) RUN: 01/11/13 10:29:05 INVESTMENTS OUTSTANDING AS OF 12/31/12 MAJOR SORT KEY IS ICC# INVEST DESCRIPTION CUSIP BANK FUND CPN RATE PAR/SHARES MARKET VALUE CURR ACCR INT UNREALIZED GAIN NUMBER PURCHASE MATURITY DATE BROK SAFE YTM TR BOOK MARKET PRICE PRICE SOURCE UNREALIZED LOSS ------- ------------------------------- --------- ---- ------ ------- --------------- --------------- --------------- --------------- 78717 CCCCD GOV TREASURY NOTE 912828NL0 14 7903 1.8750 527,000.00 547,421.25 27.30 20,894.73 07/14/10 06/30/15 37 000 1.8940 526,526.52 103.8750000000 SUNGARD 79451 CCCCD GOV US TREAS 912828LK4 14 7903 2.3750 600,000.00 621,234.00 4,841.85 4,921.50 04/07/11 08/31/14 37 000 1.5500 616,312.50 103.5390000000 SUNGARD 80010 CCCSIG GOV US TREASURY NOTES 912828LC2 14 6911 2.6250 1,465,000.00 1,520,113.30 16,093.09 10/31/11 07/31/14 37 000 .4610 1,551,526.56 103.7620000000 SUNGARD -31,413.26 80191 AUHSD GOVT TREASURY NOTE 912828RL6 14 5007 .5000 40,000.00 40,181.20 42.86 53.20 01/03/12 10/15/14 49 000 .3842 40,128.00 100.4530000000 SUNGARD 80194 AUHSD GOVT TREASURY NOTE 912828PR5 14 5007 .6250 1,400,000.00 1,400,546.00 3,661.68 01/03/12 01/31/13 49 000 .1709 1,406,832.00 100.0390000000 SUNGARD -6,286.00 80205 AUHSD GOVT TREASURY NOTES 912828PR5 14 5033 .6250 40,000.00 40,015.60 104.62 01/03/12 01/31/13 49 000 .1709 40,195.20 100.0390000000 SUNGARD -179.60 80299 CCCSIG GOV TREASURY NOTE 912828MH0 14 6911 2.2500 1,660,000.00 1,727,960.40 15,630.16 01/26/12 01/31/15 37 000 .4003 1,751,883.59 104.0940000000 SUNGARD -23,923.19 80304 CCCSIG GOV US TREASURY NOTES 912828MH0 14 6911 2.2500 2,455,000.00 2,555,507.70 23,115.69 01/27/12 01/31/15 37 000 .3103 2,597,600.98 104.0940000000 SUNGARD -42,093.28 80305 CCCCD GOV US TREASURY NOTES 912828MH0 14 7903 2.2500 1,720,000.00 1,790,416.80 16,195.11 01/27/12 01/31/15 37 000 .3103 1,819,907.81 104.0940000000 SUNGARD -29,491.01 80373 CCCSIG GOV US TREASURY NOTES 912828LS7 14 6911 2.3750 2,450,000.00 2,544,374.00 9,965.81 02/23/12 10/31/14 37 000 .4190 2,577,763.67 103.8520000000 SUNGARD -33,389.67 80374 CCCCD GOV US TREASURY NOTES 912828KZ2 14 7903 3.2500 450,000.00 493,627.50 40.40 02/23/12 06/30/16 37 000 .7465 498,146.48 109.6950000000 SUNGARD -4,518.98 80432 CCCCD GOV US TREASURY NOTES 912828MR8 14 7903 2.3750 730,000.00 762,850.00 5,890.92 03/14/12 02/28/15 37 000 .5122 765,231.70 104.5000000000 SUNGARD -2,381.70 80433 CCCSIG GOV US TREASURY NOTES 912828MR8 14 6911 2.3750 2,530,000.00 2,643,850.00 20,416.47 03/14/12 02/28/15 37 000 .5122 2,663,751.66 104.5000000000 SUNGARD -19,901.66 80457 CCCCD GOV US TREASURY NOTES 912828MR8 14 7903 2.3750 395,000.00 412,775.00 3,187.54 03/29/12 02/28/15 37 000 .5160 416,262.11 104.5000000000 SUNGARD -3,487.11 80547 CCCSIG GOV US TREASURY NOTES 912828DC1 14 6911 4.2500 890,000.00 956,091.40 4,910.98 04/24/12 11/15/14 37 000 .3499 978,304.69 107.4260000000 SUNGARD -22,213.29 80605 CCCSIG GOV US TREASURY NOTES 912828DC1 14 6911 4.2500 2,995,000.00 3,217,408.70 16,526.28 05/22/12 11/15/14 37 000 .3786 3,281,045.90 107.4260000000 SUNGARD -63,637.20 80676 CCCSIG GOV US TREASURY NOT 912828MH0 14 6911 2.2500 4,255,000.00 4,429,199.70 40,064.06 06/29/12 01/31/15 37 000 .3779 4,459,938.09 104.0940000000 SUNGARD -30,738.39 80677 CCCCD GOV US TREASURY NOTES 912828MH0 14 7903 2.2500 280,000.00 291,463.20 2,636.41 06/29/12 01/31/15 37 000 .3779 293,485.94 104.0940000000 SUNGARD -2,022.74 80684 CCCCD GOV US TREASURY NOTES 912828LU2 14 7903 3.1250 705,000.00 774,893.70 3,773.30 07/06/12 10/31/16 37 000 .5897 781,090.43 109.9140000000 SUNGARD -6,196.73 80730 CCCSIG GOV US TREASURY NOTES 912828DV9 14 6911 4.1250 2,850,000.00 3,106,272.00 15,263.64 07/31/12 05/15/15 37 000 .3280 3,150,363.28 108.9920000000 SUNGARD -44,091.28 80775 CCCSIG GOV US TREASURY NOTES 912828NP1 14 6911 1.7500 1,285,000.00 1,331,979.60 9,410.53 08/23/12 07/31/15 37 000 .4095 1,336,650.98 103.6560000000 SUNGARD -3,265.91 80812 CCCCD GOV US TREAS NTS 912828NR7 14 7903 2.3750 290,000.00 312,724.40 2,882.27 09/10/12 07/31/17 37 000 .6386 314,964.24 107.8360000000 SUNGARD -1,472.48 80814 CCCSIG GOV US TREASURY NOTES 912828DV9 14 6911 4.1250 1,800,000.00 1,961,856.00 9,640.19 09/10/12 05/15/15 37 000 .3236 1,982,390.63 108.9920000000 SUNGARD -20,534.63 80820 CCCSIG GOV US TREASURY NOTES 912828NP1 14 6911 1.7500 3,440,000.00 3,565,766.40 25,192.39 09/10/12 07/31/15 37 000 .3289 3,578,202.69 103.6560000000 SUNGARD -5,729.23 Page 6 1 CONTRA COSTA COUNTY TREASURER'S OFFICE INVESTMENT INVENTORY WITH MARKET VALUE PAGE: 2 (RPTMKT) RUN: 01/11/13 10:29:05 INVESTMENTS OUTSTANDING AS OF 12/31/12 MAJOR SORT KEY IS ICC# INVEST DESCRIPTION CUSIP BANK FUND CPN RATE PAR/SHARES MARKET VALUE CURR ACCR INT UNREALIZED GAIN NUMBER PURCHASE MATURITY DATE BROK SAFE YTM TR BOOK MARKET PRICE PRICE SOURCE UNREALIZED LOSS ------- ------------------------------- --------- ---- ------ ------- --------------- --------------- --------------- --------------- 80903 CCCSIG US TREAS NTS 912828MZ0 14 6911 2.5000 1,810,000.00 1,902,201.40 7,750.00 10/09/12 04/30/15 37 000 .2941 1,911,741.80 105.0940000000 SUNGARD -9,540.40 80904 CCCCD GOV US TREAS NTS 912828SP6 14 7903 .3750 395,000.00 395,711.00 317.40 93.81 10/09/12 04/15/15 37 000 .3126 395,617.19 100.1800000000 SUNGARD 80925 CCCSIG GOV U.S. TREASURY NOTE 912828TF7 14 6911 .1250 800,000.00 798,656.00 418.48 937.25 10/26/12 07/31/14 37 000 .2872 797,955.16 99.83200000000 SUNGARD 80948 CCCSIG GOV US TREAS NTS 912828NF3 14 6911 2.1250 3,400,000.00 3,547,424.00 6,351.65 11/06/12 05/31/15 37 000 .3463 3,554,328.13 104.3360000000 SUNGARD -6,904.13 80949 CCCCD GOV US TREAS NTS 912828TG5 14 7903 .5000 405,000.00 402,561.90 847.42 1,168.93 11/06/12 07/31/17 37 000 .6915 401,932.24 99.39800000000 SUNGARD 81033 CCCSIG GOV US TREASURY NOTES 912828EN6 14 6911 4.5000 3,125,000.00 3,494,156.25 18,257.94 11/30/12 11/15/15 10 000 .3490 3,512,296.73 111.8130000000 SUNGARD -12,313.48 ------- --------------- --------------- --------------- --------------- SUBTOTAL (Inv Type) 12 TREASURY NOTES 2.96%(M) 2.6780 45,187,000.00 47,589,238.40 283,456.44 28,069.42 .4066 48,002,376.90 105.3162160000 -425,725.35 ------- --------------- --------------- --------------- --------------- 77988 WT GOV FHLB NOTES 3133XUMR1 14 8451 3.2500 165,000.00 173,296.20 1,638.54 3,999.60 10/28/09 09/12/14 16 000 2.6754 169,296.60 105.0280000000 SUNGARD 78350 RM GOV FHLB NOTES 3133XWX87 14 8167 1.7500 2,500,000.00 2,507,000.00 13,732.63 4,875.00 03/12/10 03/08/13 17 000 1.7202 2,502,125.00 100.2800000000 SUNGARD 78467 WT GOV FHLB NOTES 3133XWX95 14 8451 2.7500 170,000.00 178,999.80 1,402.49 8,620.70 04/19/10 03/13/15 17 000 2.7001 170,379.10 105.2940000000 SUNGARD 78542 RM GOV FHLB NOTES 3133XWKV0 14 8169 2.3750 6,960,000.00 7,140,681.60 49,130.83 101,546.40 05/12/10 03/14/14 17 000 2.0650 7,039,135.20 102.5960000000 SUNGARD 78630 RM GOV FHLB NOTES 3133XYHD0 14 8167 1.6250 3,930,000.00 3,956,370.30 3,015.73 13,401.30 06/11/10 06/14/13 16 000 1.5120 3,942,969.00 100.6710000000 SUNGARD 78631 RM GOV FHLB NOTES 3133XWE70 14 8169 2.5000 2,900,000.00 2,994,511.00 3,625.01 36,743.00 06/11/10 06/13/14 17 000 1.9802 2,957,768.00 103.2590000000 SUNGARD 79123 RM GOV FHLB NOTES 313371W51 14 8169 1.2500 6,075,000.00 6,174,508.50 4,007.85 177,754.50 12/10/10 12/12/14 29 000 1.5830 5,996,754.00 101.6380000000 SUNGARD 79124 RM GOV FHLB NOTES 3133XVVH1 14 8167 2.0200 1,940,000.00 1,971,680.20 4,245.37 12/10/10 11/22/13 17 000 1.0701 1,993,369.40 101.6330000000 SUNGARD -21,689.20 79130 RM GOV FHLB NOTES 31339X2M5 14 8167 3.8750 1,870,000.00 1,901,472.10 3,421.84 06/22/10 06/14/13 11 000 1.2866 2,010,960.60 101.6830000000 SUNGARD -109,488.50 79131 RM GOV FHLB NOTES 3133XWE70 14 8169 2.5000 4,885,000.00 5,044,202.15 6,106.25 50,999.40 06/21/10 06/13/14 16 000 1.9189 4,993,202.75 103.2590000000 SUNGARD 80199 AUHSD GOVT FHLB 313373JR4 14 5033 1.3750 50,000.00 50,855.00 63.02 01/03/12 05/28/14 49 000 .5663 50,963.50 101.7100000000 SUNGARD -108.50 80361 CCCSIG GOV FHLB NOTES 313376UF0 14 6911 .3750 1,685,000.00 1,688,319.45 2,667.93 1,095.25 02/07/12 01/29/14 37 000 .3080 1,687,224.20 100.1970000000 SUNGARD 80577 GOV FHLB NOTES 313379DV8 14 8177 .2300 10,000,000.00 10,003,900.00 3,322.22 4,400.00 05/09/12 05/09/13 7 000 .2350 9,999,500.00 100.0390000000 SUNGARD 80648 RM GOV FHLB NOTES 313373SZ6 14 8167 2.1250 1,895,000.00 1,999,376.60 2,349.01 2,728.80 06/11/12 06/10/16 17 000 .7600 1,996,647.80 105.5080000000 SUNGARD 80662 RM GOV FHLB NOTES 313373SZ6 14 8169 2.1250 2,840,000.00 2,996,427.20 3,520.42 3,322.80 06/20/12 06/10/16 17 000 .7451 2,993,104.40 105.5080000000 SUNGARD Page 7 1 CONTRA COSTA COUNTY TREASURER'S OFFICE INVESTMENT INVENTORY WITH MARKET VALUE PAGE: 3 (RPTMKT) RUN: 01/11/13 10:29:05 INVESTMENTS OUTSTANDING AS OF 12/31/12 MAJOR SORT KEY IS ICC# INVEST DESCRIPTION CUSIP BANK FUND CPN RATE PAR/SHARES MARKET VALUE CURR ACCR INT UNREALIZED GAIN NUMBER PURCHASE MATURITY DATE BROK SAFE YTM TR BOOK MARKET PRICE PRICE SOURCE UNREALIZED LOSS ------- ------------------------------- --------- ---- ------ ------- --------------- --------------- --------------- --------------- 80817 DCD GOV FHLB NOTES 313380LN5 14 4695 .1250 2,095,000.00 2,094,266.75 931.11 398.05 09/12/12 08/23/13 17 000 .1821 2,094,006.91 99.96500000000 SUNGARD 80899 RM GOV FHLB NOTES 313378YX3 14 8168 .3500 295,000.00 295,392.35 217.97 10/05/12 10/15/13 17 000 .2000 295,454.01 100.1330000000 SUNGARD -61.66 80907 WT GOV FHLB NOTES 313380EC7 14 8451 .7500 170,000.00 169,790.90 513.55 119.00 10/10/12 09/08/17 17 000 .7901 169,898.57 99.87700000000 SUNGARD 81103 RM GOV FHLB NOTES 313381LL7 14 8171 .1700 3,490,000.00 3,489,651.00 214.25 12/28/12 12/18/13 17 000 .1721 3,490,095.01 99.99000000000 SUNGARD -279.20 ------- --------------- --------------- --------------- --------------- SUBTOTAL (Inv Type) 22 FEDERAL HOME LOAN BANKS 3.41%(M) 1.5106 53,915,000.00 54,830,701.10 104,126.02 410,003.80 1.1583 54,552,854.05 101.6984160000 -131,627.06 ------- --------------- --------------- --------------- --------------- 75459 WT GOV FNMA NOTES 31359MQV8 14 8451 4.7500 165,000.00 166,029.60 2,830.21 04/02/08 02/21/13 17 000 3.5302 173,954.55 100.6240000000 SUNGARD -7,924.95 76489 WT GOV FNMA NOTES 31359MSL8 14 8451 4.3750 160,000.00 163,609.60 3,188.89 137.60 10/14/08 07/17/13 17 000 3.8701 163,472.00 102.2560000000 SUNGARD 78840 CCCCD GOV FNMA NOTES 31398AU34 14 7903 2.3750 610,000.00 641,329.60 6,157.19 19,709.85 09/07/10 07/28/15 37 000 1.6850 621,619.75 105.1360000000 SUNGARD 78851 RM GOV FNMA NOTES 31398AX31 14 8169 1.2500 2,479,000.00 2,495,311.82 11,276.01 09/10/10 08/20/13 29 000 .9850 2,498,013.93 100.6580000000 SUNGARD -2,702.11 79350 RM GOV FNMA NOTES 3135G0AK9 14 8171 .7500 1,895,000.00 1,896,781.30 4,934.87 8,091.65 02/07/11 02/26/13 29 000 .9141 1,888,689.65 100.0940000000 SUNGARD 79569 RM GOV FNMA NOTES 31359MA45 14 8169 5.0000 4,406,000.00 4,873,740.96 46,507.78 05/16/11 04/15/15 29 000 1.5552 4,980,101.80 110.6160000000 SUNGARD -106,360.84 79869 RM GOV FNMA NOTES 3136FPBB2 14 8167 2.2500 898,000.00 941,831.38 7,071.75 09/09/11 08/25/15 17 000 .8502 946,860.18 104.8810000000 SUNGARD -5,028.80 79870 RM GOV FNMA NOTES 3136FPBB2 14 8169 2.2500 2,692,000.00 2,823,396.52 21,199.50 09/09/11 08/25/15 17 000 .8502 2,838,471.72 104.8810000000 SUNGARD -15,075.20 79920 CCCCD GOV FNMA NOTES 31398A4M1 14 7903 1.6250 700,000.00 724,157.00 2,053.82 5,250.00 09/27/11 10/26/15 37 000 .9486 718,907.00 103.4510000000 SUNGARD 79947 RM GOV FNMA NOTES 31398A3T7 14 8169 2.0000 3,605,000.00 3,762,610.60 20,027.78 38,537.45 10/13/11 09/21/15 17 000 1.1400 3,724,073.15 104.3720000000 SUNGARD 80020 WT GOV FNMA NOTES 3135G0CM3 14 8451 1.2500 173,000.00 177,487.62 558.65 3,750.64 11/09/11 09/28/16 17 000 1.1600 173,736.98 102.5940000000 SUNGARD 80095 CCCSIG GOV FNMA NOTES 31398AXJ6 14 6911 2.5000 755,000.00 778,397.45 2,411.81 11/23/11 05/15/14 37 000 .6785 779,665.68 103.0990000000 SUNGARD -1,268.23 80118 RM GOV FNMA NOTES 31398A4M1 14 8169 1.6250 6,000,000.00 6,207,060.00 17,604.17 39,960.00 12/09/11 10/26/15 29 000 .8931 6,167,100.00 103.4510000000 SUNGARD 80201 AUHSD GOVT FNMA 3135G0AP8 14 5033 1.2500 90,000.00 91,200.60 387.50 01/03/12 02/27/14 49 000 .5904 91,266.30 101.3340000000 SUNGARD -65.70 80202 AUHSD GOVT FNMA 31398A2S0 14 5033 1.0000 300,000.00 301,737.00 816.67 01/03/12 09/23/13 49 000 .4143 303,012.00 100.5790000000 SUNGARD -1,275.00 80242 AUHSD GOVT FNMA 31359MRG0 14 5007 4.3750 90,000.00 90,775.80 1,159.38 01/03/12 03/15/13 49 000 .2630 94,430.70 100.8620000000 SUNGARD -3,654.90 80281 RM GOV FNMA NOTES 3135G0AL7 14 8169 2.2500 4,035,000.00 4,262,412.60 26,731.88 23,201.25 01/23/12 03/15/16 17 000 1.0002 4,239,211.35 105.6360000000 SUNGARD Page 8 1 CONTRA COSTA COUNTY TREASURER'S OFFICE INVESTMENT INVENTORY WITH MARKET VALUE PAGE: 4 (RPTMKT) RUN: 01/11/13 10:29:05 INVESTMENTS OUTSTANDING AS OF 12/31/12 MAJOR SORT KEY IS ICC# INVEST DESCRIPTION CUSIP BANK FUND CPN RATE PAR/SHARES MARKET VALUE CURR ACCR INT UNREALIZED GAIN NUMBER PURCHASE MATURITY DATE BROK SAFE YTM TR BOOK MARKET PRICE PRICE SOURCE UNREALIZED LOSS ------- ------------------------------- --------- ---- ------ ------- --------------- --------------- --------------- --------------- 80537 CCCSIG GOV FNMA BENCHMARK NOTES 3135G0KM4 14 6911 .5000 1,770,000.00 1,776,425.10 835.83 11,540.40 04/19/12 05/27/15 37 000 .5941 1,764,884.70 100.3630000000 SUNGARD 80538 CCCCD GOV FNMA BENCHMARK NOTES 3135G0KM4 14 7903 .5000 485,000.00 486,760.55 229.03 3,162.20 04/19/12 05/27/15 37 000 .5941 483,598.35 100.3630000000 SUNGARD 80565 GOV FNMA CALLABLE NOTES 3135G0KH5 14 8177 .7000 10,000,000.00 10,013,200.00 11,861.11 13,200.00 04/30/12 04/30/15 17 000 .7000 10,000,000.00 100.1320000000 SUNGARD 80642 CCCCD GOV FNMA NOTES 3135G0ES8 14 7903 1.3750 295,000.00 303,906.05 518.29 2,227.25 06/07/12 11/15/16 37 000 .8541 301,678.80 103.0190000000 SUNGARD 80722 CCCSIG GOV FNMA CALLABLE NOTES 3135G0MQ3 14 6911 .5000 1,800,000.00 1,800,540.00 3,875.00 07/26/12 01/26/15 37 000 .4622 1,801,687.50 100.0300000000 SUNGARD -1,147.50 80752 CCCCD GOV FNMA CALLABLE NOTES 3135G0NG4 14 7903 .5000 800,000.00 800,064.00 1,600.00 144.00 08/07/12 08/07/15 37 000 .5034 799,920.00 100.0080000000 SUNGARD 80753 CCCSIG GOV FNMA CALLABLE NOTES 3135G0NG4 14 6911 .5000 3,000,000.00 3,000,240.00 6,000.00 540.00 08/07/12 08/07/15 37 000 .5034 2,999,700.00 100.0080000000 SUNGARD 80811 CCCCD GOV FNMA NOTES 3135G0MZ3 14 7903 .8750 520,000.00 521,497.60 1,554.59 208.00 09/10/12 08/28/17 37 000 .8239 521,441.27 100.2880000000 SUNGARD 80833 RM GOV FNMA NOTES 3135G0CM3 14 8169 1.2500 4,703,000.00 4,824,995.82 15,186.77 3,198.04 09/14/12 09/28/16 29 000 .6158 4,821,797.78 102.5940000000 SUNGARD 80860 CCCSIG GOV FNMA NOTES 3135G0BY8 14 6911 .8750 2,684,000.00 2,711,027.88 8,024.04 09/21/12 08/28/14 37 000 .3330 2,713,548.23 101.0070000000 SUNGARD -1,019.92 80941 CCCCD GOV FNMA NOTES 3135G0PQ0 14 7903 .8750 290,000.00 291,174.50 458.16 1,510.90 10/31/12 10/26/17 37 000 .8988 289,698.84 100.4050000000 SUNGARD 81112 CCCSIG GOV FNMA NOTES 3135G0SB0 14 6911 .3750 1,900,000.00 1,897,644.00 197.93 2,071.00 11/16/12 12/21/15 37 000 .4509 1,895,573.00 99.87600000000 SUNGARD 81113 CCCCD GOV FNMA NOTES 3135G0SB0 14 7903 .3750 455,000.00 454,435.80 47.40 495.95 11/16/12 12/21/15 37 000 .4509 453,939.85 99.87600000000 SUNGARD ------- --------------- --------------- --------------- --------------- SUBTOTAL (Inv Type) 23 FEDERAL NATIONAL MORTGA 3.69%(M) 1.5777 57,755,000.00 59,279,780.75 225,306.01 176,936.18 .8442 59,250,055.06 102.6400840000 -145,523.15 ------- --------------- --------------- --------------- --------------- 77421 WT GOV FFCB NOTES 31331TWZ0 14 8451 4.3000 155,000.00 162,564.00 2,018.01 04/15/09 03/12/14 16 000 2.4502 168,181.20 104.8800000000 SUNGARD -5,617.20 80522 RM GOV FFCB NOTES 3133EAJU3 14 8169 1.0500 4,040,000.00 4,120,719.20 10,958.50 43,066.40 04/13/12 03/28/16 17 000 .8103 4,077,652.80 101.9980000000 SUNGARD 80543 RM GOV FFCB NOTES 3133EAJU3 14 8169 1.0500 3,957,000.00 4,036,060.86 10,733.37 39,242.56 04/20/12 03/28/16 22 000 .7900 3,996,818.30 101.9980000000 SUNGARD 80718 RM GOV FFCB NOTES 3133EAXG8 14 8167 .6500 2,494,000.00 2,505,622.04 7,610.17 6,758.74 07/23/12 07/12/16 17 000 .6002 2,499,358.64 100.4660000000 SUNGARD 80871 GOV FFCB NOTES 3133EATQ1 14 8177 .2200 1,000,000.00 1,000,400.00 122.22 400.00 09/28/12 06/11/13 11 000 .2200 1,000,000.00 100.0400000000 SUNGARD 81102 GOV FFCB CALLABLE NOTES 3133EC5B6 14 8177 .6400 10,000,000.00 9,991,900.00 5,688.89 12/28/12 11/29/16 17 000 .6400 10,005,155.56 99.91900000000 SUNGARD -8,100.00 ------- --------------- --------------- --------------- --------------- SUBTOTAL (Inv Type) 27 FEDERAL FARM CREDIT BAN 1.36%(M) .8024 21,646,000.00 21,817,266.10 37,131.16 89,467.70 .6896 21,747,166.50 100.7912140000 -13,717.20 ------- --------------- --------------- --------------- --------------- Page 9 1 CONTRA COSTA COUNTY TREASURER'S OFFICE INVESTMENT INVENTORY WITH MARKET VALUE PAGE: 5 (RPTMKT) RUN: 01/11/13 10:29:05 INVESTMENTS OUTSTANDING AS OF 12/31/12 MAJOR SORT KEY IS ICC# INVEST DESCRIPTION CUSIP BANK FUND CPN RATE PAR/SHARES MARKET VALUE CURR ACCR INT UNREALIZED GAIN NUMBER PURCHASE MATURITY DATE BROK SAFE YTM TR BOOK MARKET PRICE PRICE SOURCE UNREALIZED LOSS ------- ------------------------------- --------- ---- ------ ------- --------------- --------------- --------------- --------------- 80369 RM GOV FHLMC DISC NOTES 313397BW0 14 8170 0.0000 997,000.00 996,975.63 1,507.71 181.65 02/16/12 02/14/13 17 000 .1703 995,295.63 99.99755555556 SUNGARD 80536 RM GOV FHLMC DISC NOTE 313397DU2 14 8171 .1800 1,995,000.00 1,994,700.75 2,563.57 598.50 04/19/12 04/01/13 17 000 .1803 1,991,538.68 99.98500000000 SUNGARD 80568 PW GOV FHLMC DISC NOTE 313397FA4 14 1388 .1800 1,627,000.00 1,626,511.90 1,984.94 488.10 05/02/12 05/01/13 17 000 .1803 1,624,038.86 99.97000000000 SUNGARD 80601 RM GOV FHLMC DISC 313397FA4 14 8168 .1900 250,000.00 249,925.00 302.16 83.33 05/17/12 05/01/13 17 000 .1904 249,539.51 99.97000000000 SUNGARD ------- --------------- --------------- --------------- --------------- SUBTOTAL (Inv Type) 28 FEDERAL HOME LOAN MORTG .30%(M) .1437 4,869,000.00 4,868,113.28 6,358.38 1,351.58 .1788 4,860,412.68 99.98178800000 ------- --------------- --------------- --------------- --------------- 78482 RM GOV FHLMC NOTES 3137EACJ6 14 8169 1.6250 3,998,000.00 4,015,191.40 13,715.38 23,268.36 04/20/10 04/15/13 29 000 1.6769 3,991,923.04 100.4300000000 SUNGARD 78760 RM GOV FHLMC NOTES 3134A4UU6 14 8169 5.0000 1,765,000.00 1,893,350.80 40,693.06 07/28/10 07/15/14 29 000 1.5749 1,996,409.15 107.2720000000 SUNGARD -103,058.35 78768 RM GOV FHLMC NOTES 3134A4UU6 14 8169 5.0000 4,418,000.00 4,739,276.96 101,859.44 08/02/10 07/15/14 29 000 1.3620 5,034,443.54 107.2720000000 SUNGARD -295,166.58 78850 RM GOV FHLMC NOTES 3137EACD9 14 8169 3.0000 2,340,000.00 2,438,748.00 29,835.00 09/10/10 07/28/14 17 000 1.3300 2,487,402.71 104.2200000000 SUNGARD -48,654.71 78867 WT GOV FHLMC NOTES 3137EACM9 14 8451 1.7500 170,000.00 176,228.80 917.29 5,581.10 09/14/10 09/10/15 29 000 1.6701 170,647.70 103.6640000000 SUNGARD 79289 RM GOV FHLMC NOTE 3137EACR8 14 8167 1.3750 3,915,000.00 3,967,617.60 18,840.94 67,533.75 02/07/11 02/25/14 29 000 1.5028 3,900,083.85 101.3440000000 SUNGARD 79309 GOV FHLMC NOTES 3134G1C36 14 8177 1.0000 10,000,000.00 10,070,100.00 2,222.22 210,100.00 02/14/11 12/23/13 29 000 1.5021 9,860,000.00 100.7010000000 SUNGARD 79321 RM GOV FHLMC NOTES 3137EACH0 14 8169 2.8750 5,800,000.00 6,110,938.00 65,773.61 117,972.00 02/18/11 02/09/15 17 000 2.0000 5,992,966.00 105.3610000000 SUNGARD 79343 WT GOV FHLMC NOTES 3134A4ZT4 14 8451 4.7500 155,000.00 175,405.75 3,313.13 3,138.75 02/25/11 01/19/16 17 000 2.3306 172,267.00 113.1650000000 SUNGARD 79367 RM GOV FHLMC NOTES 3137EACH0 14 8169 2.8750 5,006,000.00 5,274,371.66 56,769.43 73,588.20 03/11/11 02/09/15 29 000 1.8391 5,200,783.46 105.3610000000 SUNGARD 79501 MDUSD GOV FHLMC NOTES 3128X23A1 14 7530 4.5000 45,000.00 47,358.90 500.64 04/21/11 04/02/14 11 000 1.2700 49,191.30 105.2420000000 SUNGARD -1,832.40 79566 PW GOV FHLMC NOTES 3134G2CL4 14 1388 1.3500 1,610,000.00 1,633,940.70 3,743.25 10,255.70 05/13/11 04/29/14 29 000 1.0576 1,623,685.00 101.4870000000 SUNGARD 79726 CCCSIG GOV FHLMC GL 3137EACV9 14 6911 1.0000 880,000.00 891,387.20 3,031.12 13,033.48 07/05/11 08/27/14 37 000 1.0630 878,353.72 101.2940000000 SUNGARD 79850 CCCSIG GOV FHLMC 3134G2WG3 14 6911 .7500 4,000,000.00 4,032,800.00 8,249.99 11,840.00 08/31/11 09/22/14 37 000 .5769 4,020,960.00 100.8200000000 SUNGARD 79928 CCCSIG GOV FHLMC G 3134G2WG3 14 6911 .7500 1,010,000.00 1,018,282.00 2,083.13 6,347.41 09/30/11 09/22/14 37 000 .6820 1,011,934.59 100.8200000000 SUNGARD 80132 CCCCD GOV FHLMC NOTES 3137EACU1 14 7903 1.0000 445,000.00 450,340.00 1,866.53 858.85 12/14/11 07/30/14 37 000 .6130 449,481.15 101.2000000000 SUNGARD 80153 GOV FHLMC CALLABLE NOTES 3134G3EN6 14 8177 1.0000 10,000,000.00 10,070,500.00 277.78 70,500.00 12/30/11 06/30/15 17 000 1.0000 10,000,000.00 100.7050000000 SUNGARD Page 10 1 CONTRA COSTA COUNTY TREASURER'S OFFICE INVESTMENT INVENTORY WITH MARKET VALUE PAGE: 6 (RPTMKT) RUN: 01/11/13 10:29:05 INVESTMENTS OUTSTANDING AS OF 12/31/12 MAJOR SORT KEY IS ICC# INVEST DESCRIPTION CUSIP BANK FUND CPN RATE PAR/SHARES MARKET VALUE CURR ACCR INT UNREALIZED GAIN NUMBER PURCHASE MATURITY DATE BROK SAFE YTM TR BOOK MARKET PRICE PRICE SOURCE UNREALIZED LOSS ------- ------------------------------- --------- ---- ------ ------- --------------- --------------- --------------- --------------- 80183 AUHSD GOVT FHLMC NOTES 3134G2WG3 14 5007 .7500 500,000.00 504,100.00 1,031.25 2,650.00 01/03/12 09/22/14 49 000 .6422 501,450.00 100.8200000000 SUNGARD 80184 AUHSD GOVT FHLMC NOTES 3134G2YJ5 14 5007 .5000 190,000.00 190,741.00 269.17 1,464.90 01/03/12 09/19/14 49 000 .6419 189,276.10 100.3900000000 SUNGARD 80192 AUHSD GOVT FHLMC NOTE 3137EACL1 14 5007 .8750 1,570,000.00 1,578,964.70 2,404.06 01/03/12 10/28/13 49 000 .4611 1,581,759.30 100.5710000000 SUNGARD -2,794.60 80196 AUHSD GOVT FHLMC NOTES 3137EACZ0 14 5007 .3750 1,010,000.00 1,011,777.60 357.71 3,807.70 01/03/12 11/27/13 49 000 .4814 1,007,969.90 100.1760000000 SUNGARD 80200 AUHSD GOVT FHLMC 3134G2YJ5 14 5033 .5000 110,000.00 110,429.00 155.83 848.10 01/03/12 09/19/14 49 000 .6419 109,580.90 100.3900000000 SUNGARD 80206 AUHSD GOVT FHLMC NOTES 3137EACS6 14 5033 .7500 40,000.00 40,060.00 77.50 01/03/12 03/28/13 49 000 .3054 40,219.20 100.1500000000 SUNGARD -159.20 80276 RM GOV FHLMC NOTES 3137EADA4 14 8169 .6250 4,473,000.00 4,501,895.58 155.33 15,208.20 01/18/12 12/29/14 17 000 .5202 4,486,687.38 100.6460000000 SUNGARD 80411 WT GOV FHLMC NOT 3137EADC0 14 8451 1.0000 170,000.00 172,167.50 533.61 3,155.20 03/12/12 03/08/17 17 000 1.1201 169,012.30 101.2750000000 SUNGARD 80732 CCCSIG GOV FHLMC NOTES 3134G3ZA1 14 6911 .5000 1,860,000.00 1,866,119.40 3,177.50 3,961.80 07/31/12 08/28/15 37 000 .4619 1,862,157.60 100.3290000000 SUNGARD 80900 CCCCD GOV FHLMC NOTES 3137EADL0 14 7903 1.0000 295,000.00 298,100.45 753.89 10/05/12 09/29/17 37 000 .7642 298,444.62 101.0510000000 SUNGARD -295.00 ------- --------------- --------------- --------------- --------------- SUBTOTAL (Inv Type) 29 FHLMC NOTES 4.18%(M) 1.8135 65,775,000.00 67,280,193.00 362,607.79 645,113.50 1.2560 67,087,089.51 102.2883970000 -451,960.84 ------- --------------- --------------- --------------- --------------- 80198 AUHSD MUNI COMPTON CA CNTY REDE 204712FD0 14 5033 0.0000 10,000.00 7,453.00* .00 0.00 01/03/12 08/01/16 49 000 6.5258 7,453.00 74.53000000000 BOOK 80208 AUHSD MUNI CHICAGO PREREF CALL 167486JB6 14 5055 5.0000 170,000.00 197,776.30* 4,250.00 0.00 01/03/12 01/01/17 49 000 1.5845 197,776.30 116.3390000000 BOOK 80209 AUHSD MUNI CHICAGO UNREF CALL 167486JC4 14 5055 5.0000 390,000.00 434,514.60* 9,750.00 0.00 01/03/12 01/01/17 49 000 2.5514 434,514.60 111.4140000000 BOOK 80210 AUHSD MUNI WASHINGTON ST SER D 93974B3K6 14 5055 5.0000 600,000.00 728,724.00* 15,000.00 0.00 01/03/12 01/01/18 49 000 1.2715 728,724.00 121.4540000000 BOOK 80211 AUHSD MUNI FORT WORTH TX GEN 349425F78 14 5055 4.0000 460,000.00 494,270.00* 6,133.33 0.00 01/03/12 03/01/14 49 000 .5080 494,270.00 107.4500000000 BOOK 80212 AUHSD MUNI MECKLNBRG CNTY NC 584002NF2 14 5055 5.0000 435,000.00 458,881.50* 7,250.00 0.00 01/03/12 03/01/13 49 000 .2535 458,881.50 105.4900000000 BOOK 80213 AUHSD MUNI SOUTH BEND IN CMNTY 836496NW5 14 5055 5.0000 505,000.00 572,180.15* 11,643.06 0.00 01/03/12 01/15/16 49 000 1.5822 572,180.15 113.3030000000 BOOK 80214 AUHSD MUNI PENNSYLVANIA ST FIRS 70914PHZ8 14 5055 5.0000 505,000.00 572,846.75* 7,434.72 0.00 01/03/12 03/15/15 49 000 .7433 572,846.75 113.4350000000 BOOK 80215 AUHSD MUNI WICOMICO CNTY MD 967545R89 14 5055 3.5000 390,000.00 437,794.50* 1,137.50 0.00 01/03/12 12/01/18 49 000 1.6184 437,794.50 112.2550000000 BOOK 80760 CCCCD MUNI PALO ALTO USD CA GOB 697379UA1 14 7903 1.4020 440,000.00 440,000.00* 2,347.57 0.00 08/14/12 08/01/17 37 000 1.4020 440,000.00 100.0000000000 BOOK * MARKET = BOOK LESS PURCHASE INTEREST Page 11 1 CONTRA COSTA COUNTY TREASURER'S OFFICE INVESTMENT INVENTORY WITH MARKET VALUE PAGE: 7 (RPTMKT) RUN: 01/11/13 10:29:05 INVESTMENTS OUTSTANDING AS OF 12/31/12 MAJOR SORT KEY IS ICC# INVEST DESCRIPTION CUSIP BANK FUND CPN RATE PAR/SHARES MARKET VALUE CURR ACCR INT UNREALIZED GAIN NUMBER PURCHASE MATURITY DATE BROK SAFE YTM TR BOOK MARKET PRICE PRICE SOURCE UNREALIZED LOSS ------- ------------------------------- --------- ---- ------ ------- --------------- --------------- --------------- --------------- 80773 CCCSIG MUNI CALIF ST RANS-SER A 13063BB68 14 6911 2.5000 935,000.00 950,904.35* 8,311.11 0.00 08/23/12 06/20/13 37 000 .4309 950,904.35 101.7010000000 BOOK ------- --------------- --------------- --------------- --------------- SUBTOTAL (Inv Type) 31 MUNICIPAL BONDS .33%(M) 4.0277 4,840,000.00 5,295,345.15 73,257.29 .00 1.1011 5,295,345.15 109.4079580000 ------- --------------- --------------- --------------- --------------- 80876 CLT GOV FHLB DISC NOTE 313385JW7 14 1207 .1500 253,000.00 252,836.11 96.98 59.60 10/01/12 08/01/13 17 000 .1502 252,679.53 99.93522222222 SUNGARD 80955 MTC GOV FHLB DISC NOTE 313385AD8 14 8138 .1000 3,000,000.00 2,999,995.00 441.67 20.00 11/09/12 01/04/13 17 000 .1000 2,999,533.33 99.99983333333 SUNGARD 81081 RM GOV FHLB DISC 313385PW0 14 8168 .1500 371,000.00 370,454.63 27.82 12/14/12 11/29/13 17 000 .1502 370,458.96 99.85300000000 SUNGARD -32.15 81098 RM GOV FHLB DISC 313385DB9 14 8167 .0700 2,515,000.00 2,514,796.01 24.45 153.01 12/27/12 03/15/13 17 000 .0700 2,514,618.55 99.99188888889 SUNGARD ------- --------------- --------------- --------------- --------------- SUBTOTAL (Inv Type) 43 FHLB DISCOUNT NOTES .38%(M) .0928 6,139,000.00 6,138,081.75 590.92 232.61 .0928 6,137,290.37 99.98504200000 -32.15 ------- --------------- --------------- --------------- --------------- 81111 REPO BANK OF AMERICA 2 8177 .1000 107,000,000.00 107,000,000.00* 297.22 0.00 12/31/12 01/02/13 11 100 .1000 107,000,000.00 100.0000000000 BOOK ------- --------------- --------------- --------------- --------------- SUBTOTAL (Inv Type) 61 REPURCHASE AGREEMENTS 6.65%(M) .1000 107,000,000.00 107,000,000.00 297.22 .00 .1000 107,000,000.00 100.0000000000 ------- --------------- --------------- --------------- --------------- 80802 CCCSD CP TOYOTA MOTOR CREDIT CO 89236BTD6 14 3407 .3105 2,500,000.00 2,499,222.22 2,673.59 08/30/12 02/26/13 48 000 .3105 2,500,000.00 99.96888888889 SUNGARD -777.78 80989 PW CP GENERAL ELECTRIC CAP CORP 36966SC44 14 2505 .1500 600,000.00 599,953.33 115.03 11/16/12 01/15/13 9 000 .1500 600,000.00 99.99222222222 SUNGARD -46.67 80990 PW CP GENERAL ELECTRIC CAP CORP 36966SC44 14 2517 .1500 450,000.00 449,965.00 86.27 11/16/12 01/15/13 9 000 .1500 450,000.00 99.99222222222 SUNGARD -35.00 80991 PW CP GENERAL ELECTRIC CAP CORP 36966SC44 14 2520 .1500 6,500,000.00 6,499,494.44 1,246.15 11/16/12 01/15/13 9 000 .1500 6,500,000.00 99.99222222222 SUNGARD -505.56 80992 PW CP GENERAL ELECTRIC CAP CORP 36966SC44 14 2521 .1500 2,500,000.00 2,499,805.56 479.29 11/16/12 01/15/13 9 000 .1500 2,500,000.00 99.99222222222 SUNGARD -194.44 80993 PW CP GENERAL ELECTRIC CAP CORP 36966SC44 14 2552 .1500 1,400,000.00 1,399,891.11 268.40 11/16/12 01/15/13 9 000 .1500 1,400,000.00 99.99222222222 SUNGARD -108.89 80994 PW CP GENERAL ELECTRIC CAP CORP 36966SC44 14 2554 .1500 1,050,000.00 1,049,918.33 201.30 11/16/12 01/15/13 9 000 .1500 1,050,000.00 99.99222222222 SUNGARD -81.67 80995 PW CP GENERAL ELECTRIC CAP CORP 36966SC44 14 2558 .1500 775,000.00 774,939.72 148.58 11/16/12 01/15/13 9 000 .1500 775,000.00 99.99222222222 SUNGARD -60.28 80996 PW CP GENERAL ELECTRIC CAP CORP 36966SC44 14 2562 .1500 2,000,000.00 1,999,844.44 383.43 11/16/12 01/15/13 9 000 .1500 2,000,000.00 99.99222222222 SUNGARD -155.56 * MARKET = BOOK LESS PURCHASE INTEREST Page 12 1 CONTRA COSTA COUNTY TREASURER'S OFFICE INVESTMENT INVENTORY WITH MARKET VALUE PAGE: 8 (RPTMKT) RUN: 01/11/13 10:29:05 INVESTMENTS OUTSTANDING AS OF 12/31/12 MAJOR SORT KEY IS ICC# INVEST DESCRIPTION CUSIP BANK FUND CPN RATE PAR/SHARES MARKET VALUE CURR ACCR INT UNREALIZED GAIN NUMBER PURCHASE MATURITY DATE BROK SAFE YTM TR BOOK MARKET PRICE PRICE SOURCE UNREALIZED LOSS ------- ------------------------------- --------- ---- ------ ------- --------------- --------------- --------------- --------------- 80997 PW CP GENERAL ELECTRIC CAP CORP 36966SC44 14 2566 .1500 3,750,000.00 3,749,708.33 718.93 11/16/12 01/15/13 9 000 .1500 3,750,000.00 99.99222222222 SUNGARD -291.67 80998 PW CP GENERAL ELECTRIC CAP CORP 36966SC44 14 2571 .1500 900,000.00 899,930.00 172.54 11/16/12 01/15/13 9 000 .1500 900,000.00 99.99222222222 SUNGARD -70.00 80999 PW CP GENERAL ELECTRIC CAP CORP 36966SC44 14 2572 .1500 475,000.00 474,963.06 91.06 11/16/12 01/15/13 9 000 .1500 475,000.00 99.99222222222 SUNGARD -36.94 81000 PW CP GENERAL ELECTRIC CAP CORP 36966SC44 14 2578 .1500 825,000.00 824,935.83 158.17 11/16/12 01/15/13 9 000 .1500 825,000.00 99.99222222222 SUNGARD -64.17 81001 PW CP GENERAL ELECTRIC CAP CORP 36966SC44 14 2579 .1500 1,150,000.00 1,149,910.56 220.47 11/16/12 01/15/13 9 000 .1500 1,150,000.00 99.99222222222 SUNGARD -89.44 81002 PW CP GENERAL ELECTRIC CAP CORP 36966SC44 14 2581 .1500 775,000.00 774,939.72 148.58 11/16/12 01/15/13 9 000 .1500 775,000.00 99.99222222222 SUNGARD -60.28 81003 PW CP GENERAL ELECTRIC CAP CORP 36966SC44 14 2583 .1500 675,000.00 674,947.50 129.41 11/16/12 01/15/13 9 000 .1500 675,000.00 99.99222222222 SUNGARD -52.50 81004 PW CP GENERAL ELECTRIC CAP CORP 36966SC44 14 2584 .1500 600,000.00 599,953.33 115.03 11/16/12 01/15/13 9 000 .1500 600,000.00 99.99222222222 SUNGARD -46.67 81051 CP GENERAL ELECTRIC CAP CORP 36966SD76 14 8177 .1200 25,000,000.00 24,994,722.22 2,250.00 12/05/12 02/08/13 9 000 .1200 25,000,000.00 99.97888888889 SUNGARD -5,277.78 81076 CP BNP PARIBAS 0556N0RF4 14 8177 .3200 25,000,000.00 24,978,333.33 4,222.22 5,666.66 12/13/12 04/15/13 10 000 .6407 24,972,666.67 99.91333333333 SUNGARD 81077 CP BNP PARIBAS 0556N0RG2 14 8177 .3200 25,000,000.00 24,978,125.00 4,222.22 5,680.56 12/13/12 04/16/13 10 000 .6407 24,972,444.44 99.91250000000 SUNGARD ------- --------------- --------------- --------------- --------------- SUBTOTAL (Inv Type) 70 COMMERCIAL PAPER INT BE 6.34%(M) .2299 101,925,000.00 101,873,503.03 18,050.67 11,347.22 .3872 101,870,111.11 99.94947600000 -7,955.30 ------- --------------- --------------- --------------- --------------- 80651 RM CP BNP PARIBAS 0556N0Q81 14 8170 1.1500 1,005,000.00 1,004,539.38 6,485.04 1,658.26 06/13/12 03/08/13 10 000 1.1599 996,396.08 99.95416666667 SUNGARD 80782 PW CP UNION BANK NA 90526MQ18 14 1122 .3300 2,000,000.00 1,999,344.44 2,310.00 426.11 08/28/12 03/01/13 16 000 .3306 1,996,608.33 99.96722222222 SUNGARD 80822 PW CP UNION BANK OF CALIFORNIA 90526MQC4 14 1121 .3000 400,000.00 399,805.56 366.67 38.89 09/13/12 03/12/13 16 000 .3005 399,400.00 99.95138888889 SUNGARD 80873 CP BNP PARIBAS 0556N0R15 14 8177 .6600 6,022,000.00 6,017,483.50 10,157.11 5,419.80 10/01/12 04/01/13 10 000 .6622 6,001,906.59 99.92500000000 SUNGARD 80874 CP BNP PARIBAS 0556N0R15 14 8177 .6600 3,090,000.00 3,087,682.50 5,211.80 2,781.00 10/01/12 04/01/13 10 000 .6622 3,079,689.70 99.92500000000 SUNGARD 80943 CP BANK OF NOVA SCOTIA 06416JNA7 14 8177 .1600 25,000,000.00 24,998,750.00 6,777.78 11/01/12 01/10/13 17 000 .1600 24,992,222.22 99.99500000000 SUNGARD -250.00 80962 PW CP RABOBANK USA 74977KV14 14 2401 .3000 4,309,000.00 4,295,804.88 1,723.60 11/14/12 08/01/13 17 000 .3007 4,299,663.83 99.69377777778 SUNGARD -5,582.55 80963 PW CP RABOBANK USA 74977KV14 14 2480 .3000 1,103,000.00 1,099,622.37 441.20 11/14/12 08/01/13 17 000 .3007 1,100,610.17 99.69377777778 SUNGARD -1,429.00 80964 PW CP RABOBANK USA 74977KV14 14 2758 .3000 2,004,000.00 1,997,863.31 801.60 11/14/12 08/01/13 17 000 .3007 1,999,658.00 99.69377777778 SUNGARD -2,596.29 80987 CP BANK OF NOVA SCOTIA 06416JNR0 14 8177 .1400 20,000,000.00 19,997,333.33 3,344.44 11/19/12 01/25/13 17 000 .1400 19,994,788.89 99.98666666667 SUNGARD -800.00 Page 13 1 CONTRA COSTA COUNTY TREASURER'S OFFICE INVESTMENT INVENTORY WITH MARKET VALUE PAGE: 9 (RPTMKT) RUN: 01/11/13 10:29:05 INVESTMENTS OUTSTANDING AS OF 12/31/12 MAJOR SORT KEY IS ICC# INVEST DESCRIPTION CUSIP BANK FUND CPN RATE PAR/SHARES MARKET VALUE CURR ACCR INT UNREALIZED GAIN NUMBER PURCHASE MATURITY DATE BROK SAFE YTM TR BOOK MARKET PRICE PRICE SOURCE UNREALIZED LOSS ------- ------------------------------- --------- ---- ------ ------- --------------- --------------- --------------- --------------- 81007 CP UNION BANK OF CALIFORNIA 90526MNB9 14 8177 .1100 20,000,000.00 19,998,888.89 2,505.56 11/21/12 01/11/13 16 000 .1100 19,996,883.33 99.99444444444 SUNGARD -500.00 81012 CP BANK OF NOVA SCOTIA NY 06416JNV1 14 8177 .1550 25,000,000.00 24,996,111.11 3,767.36 11/27/12 01/29/13 17 000 .1550 24,993,218.75 99.98444444444 SUNGARD -875.00 81017 CP ABBEY NATIONAL LLC 0027A0N23 14 8177 .2900 25,000,000.00 24,999,861.11 6,847.22 62.50 11/28/12 01/02/13 7 000 .2901 24,992,951.39 99.99944444444 SUNGARD 81019 CP UNION BANK OF CALIFORNIA 90526MNP8 14 8177 .1100 25,000,000.00 24,996,944.44 2,520.83 11/29/12 01/23/13 16 000 .1100 24,995,798.61 99.98777777778 SUNGARD -1,375.00 81031 CP BNP PARIBAS 0556N0P17 14 8177 .2000 25,000,000.00 24,995,694.44 4,444.44 .00 11/30/12 02/01/13 10 000 .2001 24,991,250.00 99.98277777778 SUNGARD 81032 CP BANK OF NOVA SCOTIA 06416JP15 14 8177 .1600 20,000,000.00 19,996,555.56 2,844.44 11/30/12 02/01/13 17 000 .1600 19,994,400.00 99.98277777778 SUNGARD -688.88 81040 PW CP UNION BANK OF CALIFORNIA 90526MP43 14 2505 .1200 1,000,200.00 1,000,011.07 93.35 12/04/12 02/04/13 16 000 .1200 999,993.29 99.98111111111 SUNGARD -75.57 81041 PW CP UNION BANK OF CALIFORNIA 90526MP43 14 2520 .1200 6,976,500.00 6,975,182.22 651.14 12/04/12 02/04/13 16 000 .1200 6,975,058.20 99.98111111111 SUNGARD -527.12 81042 PW CP UNION BANK OF CALIFORNIA 90526MP43 14 2521 .1200 2,950,650.00 2,950,092.66 275.40 12/04/12 02/04/13 16 000 .1200 2,950,040.19 99.98111111111 SUNGARD -222.93 81043 PW CP UNION BANK OF CALIFORNIA 90526MP43 14 2546 .1200 325,000.00 324,938.61 30.33 12/04/12 02/04/13 16 000 .1200 324,932.83 99.98111111111 SUNGARD -24.55 81044 PW CP UNION BANK OF CALIFORNIA 90526MP43 14 2552 .1200 1,350,350.00 1,350,094.93 126.03 12/04/12 02/04/13 16 000 .1200 1,350,070.93 99.98111111111 SUNGARD -102.03 81045 PW CP UNION BANK OF CALIFORNIA 90526MP43 14 2554 .1200 1,025,250.00 1,025,056.34 95.69 12/04/12 02/04/13 16 000 .1200 1,025,038.11 99.98111111111 SUNGARD -77.46 81046 PW CP UNION BANK OF CALIFORNIA 90526MP43 14 2558 .1200 750,000.00 749,858.33 70.00 12/04/12 02/04/13 16 000 .1200 749,845.00 99.98111111111 SUNGARD -56.67 81047 PW CP UNION BANK OF CALIFORNIA 90526MP43 14 2566 .1200 3,675,800.00 3,675,105.68 343.07 12/04/12 02/04/13 16 000 .1200 3,675,040.34 99.98111111111 SUNGARD -277.73 81048 PW CP UNION BANK OF CALIFORNIA 90526MP43 14 2571 .1200 900,000.00 899,830.00 84.00 12/04/12 02/04/13 16 000 .1200 899,814.00 99.98111111111 SUNGARD -68.00 81049 PW CP UNION BANK OF CALIFORNIA 90526MP43 14 2579 .1200 1,075,250.00 1,075,046.90 100.36 12/04/12 02/04/13 16 000 .1200 1,075,027.78 99.98111111111 SUNGARD -81.24 81056 CP ABBEY NATIONAL N AMERICA LLC 0027A0PB1 14 8177 .3600 25,000,000.00 24,994,305.56 6,500.00 4,555.56 12/06/12 02/11/13 7 000 .3602 24,983,250.00 99.97722222222 SUNGARD 81057 CP UNION BANK OF CALIFORNIA 90526MPR2 14 8177 .1200 25,000,000.00 24,992,361.11 2,166.67 12/06/12 02/25/13 16 000 .1200 24,993,250.00 99.96944444444 SUNGARD -3,055.56 81059 CP GENERAL ELECTRIC CAPITAL COR 36959HPS0 14 8177 .1300 25,000,000.00 24,992,222.22 2,256.94 12/07/12 02/26/13 9 000 .1300 24,992,687.50 99.96888888889 SUNGARD -2,722.22 81062 CP TOYOTA MOTOR CREDIT CORP 89233GQR0 14 8177 .1900 25,000,000.00 24,985,590.28 3,298.61 12/07/12 03/25/13 48 000 .1901 24,985,750.00 99.94236111111 SUNGARD -3,458.33 81065 PW CP TOYOTA MOTOR CREDIT CORP 89233GN77 14 1401 .1300 1,000,000.00 999,966.67 79.44 12/10/12 01/07/13 48 000 .1300 999,898.89 99.99666666667 SUNGARD -11.66 81079 CP TOYOTA MOTOR CREDIT CORP 89233GRG3 14 8177 .1800 25,000,000.00 24,978,125.00 2,250.00 12/14/12 04/16/13 48 000 .1801 24,984,625.00 99.91250000000 SUNGARD -8,750.00 81080 CP BNP PARIBAS 0556N0RG2 14 8177 .3200 25,000,000.00 24,978,125.00 4,000.00 1,458.33 12/14/12 04/16/13 10 000 .3204 24,972,666.67 99.91250000000 SUNGARD 81083 CP GENERAL ELECTRIC CAPITAL COR 36959HSQ1 14 8177 .2100 25,000,000.00 24,965,243.06 2,187.50 12/17/12 05/24/13 9 000 .2102 24,976,958.33 99.86097222222 SUNGARD -13,902.77 Page 14 1 CONTRA COSTA COUNTY TREASURER'S OFFICE INVESTMENT INVENTORY WITH MARKET VALUE PAGE: 10 (RPTMKT) RUN: 01/11/13 10:29:05 INVESTMENTS OUTSTANDING AS OF 12/31/12 MAJOR SORT KEY IS ICC# INVEST DESCRIPTION CUSIP BANK FUND CPN RATE PAR/SHARES MARKET VALUE CURR ACCR INT UNREALIZED GAIN NUMBER PURCHASE MATURITY DATE BROK SAFE YTM TR BOOK MARKET PRICE PRICE SOURCE UNREALIZED LOSS ------- ------------------------------- --------- ---- ------ ------- --------------- --------------- --------------- --------------- 81084 CP TOYOTA MOTOR CREDIT CORP 89233GSD9 14 8177 .1800 20,000,000.00 19,974,333.33 1,500.00 12/17/12 05/13/13 48 000 .1801 19,985,300.00 99.87166666667 SUNGARD -12,466.67 81089 CP UBS FINANCIAL SERVICES INC. 90262CRF6 14 8177 .1800 25,000,000.00 24,978,333.33 1,625.00 12/19/12 04/15/13 29 000 .1801 24,985,375.00 99.91333333333 SUNGARD -8,666.67 81092 CCCSD CP UBS FINANCIAL SERVS IN 90262CTM9 14 3407 .2850 4,000,000.00 3,993,350.00 348.33 12/21/12 06/21/13 29 000 .2854 3,994,236.67 99.83375000000 SUNGARD -1,235.00 81096 CP UBS FINANCE DELAWARE 90262CRG4 14 8177 .1950 25,000,000.00 24,978,125.00 677.08 12/27/12 04/16/13 29 000 .1951 24,985,104.17 99.91250000000 SUNGARD -7,656.25 81097 CP UBS FINANCE DELAWARE 90262CRF6 14 8177 .1950 25,000,000.00 24,978,333.33 677.08 12/27/12 04/15/13 29 000 .1951 24,985,239.58 99.91333333333 SUNGARD -7,583.33 ------- --------------- --------------- --------------- --------------- SUBTOTAL (Inv Type) 71 COMMERCIAL PAPER DISCOU 31.07%(M) .2010 499,962,000.00 499,695,915.45 89,985.11 16,400.45 .2012 499,674,648.37 99.94677900000 -85,118.48 ------- --------------- --------------- --------------- --------------- 80354 CCCSIG YCD BANK OF NOVA SCOTIA 06417EYU1 14 6911 .7900 2,450,000.00 2,450,000.00* 2,634.45 0.00 02/10/12 02/10/14 37 000 .7900 2,450,000.00 100.0000000000 BOOK 80359 PW YCD BNP PARIBAS 05572NGV2 14 1105 1.3700 500,000.00 500,792.89 6,126.94 792.89 02/14/12 02/14/13 10 000 1.3700 500,000.00 100.1585774799 SUNGARD 80360 YCD BNP PARIBAS 05572NGV2 14 8177 1.3700 500,000.00 500,792.89 6,126.94 792.89 02/14/12 02/14/13 10 000 1.3700 500,000.00 100.1585774799 SUNGARD 80366 CCCSIG YCD WESTPAC BNKNG FLTR 96121TLT3 14 6911 1.3870 2,250,000.00 2,250,000.00* 4,161.03 0.00 02/16/12 02/14/14 37 000 1.3870 2,250,000.00 100.0000000000 BOOK 80686 RM YCD BNP PARIBAS SF 05572NJR8 14 8170 1.3300 1,020,000.00 1,024,927.73 6,632.27 4,927.73 07/09/12 07/09/13 10 000 1.3300 1,020,000.00 100.4831111424 SUNGARD 80803 CCCSD NCD UNION BANK OF CALIF 90527MY59 14 3407 .3300 2,500,000.00 2,500,909.83 2,841.67 909.83 08/30/12 02/26/13 16 000 .3300 2,500,000.00 100.0363930524 SUNGARD 80861 CCCSIG YCD STANDARD CHARTER CD 85325BQV9 14 6911 .6500 2,450,000.00 2,452,880.58 4,512.08 2,880.58 09/21/12 03/18/13 37 000 .6500 2,450,000.00 100.1175747359 SUNGARD 81011 YCD BANK OF NOVA SCOTIA HOUSTON 06417FGU8 14 8177 .1700 25,000,000.00 25,001,457.88 4,131.94 1,013.57 11/27/12 01/30/13 17 000 .1600 25,000,444.31 100.0058315094 SUNGARD 81015 NCD UNION BANK OF CALIFORNIA 90527M353 14 8177 .1300 20,000,000.00 20,000,033.32 2,455.56 33.32 11/28/12 01/02/13 16 000 .1300 20,000,000.00 100.0001665995 SUNGARD 81016 YCD BNP PARIBAS 05572NLA2 14 8177 .1600 25,000,000.00 25,000,083.31 3,777.78 83.31 11/28/12 01/02/13 10 000 .1600 25,000,000.00 100.0003332500 SUNGARD 81020 YCD BNP PARIBAS 05572NLB0 14 8177 .1800 25,000,000.00 25,001,277.44 4,125.00 1,277.44 11/29/12 01/23/13 10 000 .1800 25,000,000.00 100.0051097624 SUNGARD 81021 SO YCD SVENSKA HANDELSBANKEN NY 86958CNC4 14 1056 .1850 2,200,000.00 2,200,015.58 373.08 11/29/12 01/03/13 17 000 .1750 2,200,021.38 100.0007081904 SUNGARD -5.80 81022 SO YCD SVENSKA HANDELSBANKEN NY 86958CNC4 14 1147 .1850 1,100,000.00 1,100,007.79 186.54 11/29/12 01/03/13 17 000 .1750 1,100,010.69 100.0007081904 SUNGARD -2.90 81023 SO YCD SVENSKA HANDELSBANKEN NY 86958CNC4 14 1334 .1850 1,210,000.00 1,210,008.57 205.20 11/29/12 01/03/13 17 000 .1750 1,210,011.76 100.0007081904 SUNGARD -3.19 81024 SO YCD SVENSKA HANDELSBANKEN NY 86958CNC4 14 1360 .1850 3,500,000.00 3,500,024.79 593.54 11/29/12 01/03/13 17 000 .1750 3,500,034.02 100.0007081904 SUNGARD -9.23 * MARKET = BOOK LESS PURCHASE INTEREST Page 15 1 CONTRA COSTA COUNTY TREASURER'S OFFICE INVESTMENT INVENTORY WITH MARKET VALUE PAGE: 11 (RPTMKT) RUN: 01/11/13 10:29:05 INVESTMENTS OUTSTANDING AS OF 12/31/12 MAJOR SORT KEY IS ICC# INVEST DESCRIPTION CUSIP BANK FUND CPN RATE PAR/SHARES MARKET VALUE CURR ACCR INT UNREALIZED GAIN NUMBER PURCHASE MATURITY DATE BROK SAFE YTM TR BOOK MARKET PRICE PRICE SOURCE UNREALIZED LOSS ------- ------------------------------- --------- ---- ------ ------- --------------- --------------- --------------- --------------- 81025 SO YCD SVENSKA HANDELSBANKEN NY 86958CNC4 14 2629 .1850 5,300,000.00 5,300,037.53 898.79 11/29/12 01/03/13 17 000 .1750 5,300,051.53 100.0007081904 SUNGARD -14.00 81026 SO YCD SVENSKA HANDELSBANKEN NY 86958CNC4 14 1056 .1850 1,360,000.00 1,360,009.63 230.63 11/29/12 01/03/13 17 000 .1750 1,360,013.22 100.0007081904 SUNGARD -3.59 81027 PW YCD SVENSKA HANDELSBANKEN NY 86958CNC4 14 1401 .1850 800,000.00 800,005.67 135.67 11/29/12 01/03/13 17 000 .1750 800,007.78 100.0007081904 SUNGARD -2.11 81028 YCD SVENSKA HANDELSBANKEN NY 86958CNC4 14 8177 .1850 1,030,000.00 1,030,007.29 174.67 11/29/12 01/03/13 17 000 .1750 1,030,010.01 100.0007081904 SUNGARD -2.72 81029 SO YCD SVENSKA HANDELSBANKEN NY 86958CNC4 14 2656 .1850 3,500,000.00 3,500,024.79 593.54 11/29/12 01/03/13 17 000 .1750 3,500,034.02 100.0007081904 SUNGARD -9.23 81037 HR NCD UNION BANK OF CALIFORNIA 90527M3X2 14 8165 .1200 3,090,000.00 3,090,005.15 298.70 5.15 12/03/12 01/03/13 16 000 .1200 3,090,000.00 100.0001665875 SUNGARD 81038 HR NCD UNION BANK OF CALIFORNIA 90527M3X2 14 8166 .1200 2,844,000.00 2,844,004.74 274.92 4.74 12/03/12 01/03/13 16 000 .1200 2,844,000.00 100.0001665875 SUNGARD 81039 HR NCD UNION BANK OF CALIFORNIA 90527M3X2 14 8172 .1200 3,178,000.00 3,178,005.29 307.21 5.29 12/03/12 01/03/13 16 000 .1200 3,178,000.00 100.0001665875 SUNGARD 81052 YCD UBS AG STAMFORD CT 90267RMS5 14 8177 .1500 20,000,000.00 20,001,943.65 2,250.00 1,943.65 12/05/12 03/11/13 29 000 .1500 20,000,000.00 100.0097182261 SUNGARD 81053 YCD UBS AG STAMFORD CT 90267RMR7 14 8177 .1450 25,000,000.00 25,002,092.87 2,718.75 2,092.87 12/05/12 03/08/13 29 000 .1450 25,000,000.00 100.0083714930 SUNGARD 81060 YCD BANK NOVA SCOTIA HOUSTON 06417FHK9 14 8177 .1800 25,000,000.00 25,003,221.22 3,125.00 2,652.01 12/07/12 02/27/13 17 000 .1700 25,000,569.21 100.0128848797 SUNGARD 81061 YCD UBS AG STAMFORD CT 90267RMT3 14 8177 .1350 25,000,000.00 25,002,040.67 2,343.75 2,040.67 12/07/12 03/25/13 29 000 .1350 25,000,000.00 100.0081626620 SUNGARD 81064 YCD NORDEA BANK FINLAND NY 65558EEP9 14 8177 .2100 25,000,000.00 25,006,643.49 3,208.33 5,893.96 12/10/12 03/28/13 17 000 .2000 25,000,749.53 100.0265739509 SUNGARD 81068 YCD BANK OF NOVA SCOTIA HOUSTON 06417FHU7 14 8177 .2300 25,000,000.00 25,002,080.40 3,354.17 2,080.40 12/11/12 04/10/13 22 000 .2300 25,000,000.00 100.0083216115 SUNGARD 81069 YCD NORDEA BANK FINLAND NY 65558EES3 14 8177 .2300 25,000,000.00 25,002,101.20 3,354.17 2,101.20 12/11/12 04/11/13 7 000 .2300 25,000,000.00 100.0084047809 SUNGARD 81070 YCD NORDEA BANK FINLAND NY 65558EER5 14 8177 .2300 25,000,000.00 25,002,392.26 3,354.17 1,455.53 12/11/12 04/25/13 17 000 .2200 25,000,936.73 100.0095690562 SUNGARD 81071 YCD UBS AG STAMFORD CT 90267RMU0 14 8177 .1800 25,000,000.00 24,998,388.32 2,625.00 12/11/12 04/26/13 29 000 .1800 25,000,000.00 99.99355326567 SUNGARD -1,611.68 81073 YCD BANK OF MONTREAL CHICAGO 06366XNQ1 14 8177 .2200 25,000,000.00 25,001,802.16 3,055.56 1,802.16 12/12/12 05/10/13 6 000 .2200 25,000,000.00 100.0072086302 SUNGARD 81074 YCD TORONTO DOMINION BANK NY 89112WMF1 14 8177 .2200 25,000,000.00 25,001,649.77 3,055.56 692.21 12/12/12 04/29/13 17 000 .2100 25,000,957.56 100.0065990722 SUNGARD 81086 YCD NORDEA BANK FINLAND NY 65558EFL7 14 8177 .2800 25,000,000.00 25,008,268.84 2,722.22 7,145.21 12/18/12 05/29/13 17 000 .2700 25,001,123.63 100.0330753623 SUNGARD 81087 YCD NORDEA BANK FINLAND NY 65558EFM5 14 8177 .2800 30,000,000.00 30,009,989.15 3,266.67 8,632.48 12/18/12 05/30/13 17 000 .2700 30,001,356.67 100.0332971598 SUNGARD 81100 YCD BNP PARIBAS 05572NLJ3 14 8177 .4000 25,000,000.00 25,019,706.02 1,111.11 19,706.02 12/28/12 05/22/13 10 000 .4000 25,000,000.00 100.0788240758 SUNGARD 81101 YCD BNP PARIBAS 05572NLH7 14 8177 .4000 25,000,000.00 25,019,567.35 1,111.11 19,567.35 12/28/12 05/21/13 10 000 .4000 25,000,000.00 100.0782694112 SUNGARD 81104 SO NCD UNION BANK OF CALIFORNIA 90527M4T0 14 1056 .1100 2,000,000.00 2,000,015.55 24.44 15.55 12/28/12 01/28/13 16 000 .1100 2,000,000.00 100.0007776460 SUNGARD Page 16 1 CONTRA COSTA COUNTY TREASURER'S OFFICE INVESTMENT INVENTORY WITH MARKET VALUE PAGE: 12 (RPTMKT) RUN: 01/11/13 10:29:05 INVESTMENTS OUTSTANDING AS OF 12/31/12 MAJOR SORT KEY IS ICC# INVEST DESCRIPTION CUSIP BANK FUND CPN RATE PAR/SHARES MARKET VALUE CURR ACCR INT UNREALIZED GAIN NUMBER PURCHASE MATURITY DATE BROK SAFE YTM TR BOOK MARKET PRICE PRICE SOURCE UNREALIZED LOSS ------- ------------------------------- --------- ---- ------ ------- --------------- --------------- --------------- --------------- 81105 SO NCD UNION BANK OF CALIFORNIA 90527M4T0 14 1147 .1100 1,100,000.00 1,100,008.55 13.44 8.55 12/28/12 01/28/13 16 000 .1100 1,100,000.00 100.0007776460 SUNGARD 81106 SO NCD UNION BANK OF CALIFORNIA 90527M4T0 14 1334 .1100 1,210,000.00 1,210,009.41 14.79 9.41 12/28/12 01/28/13 16 000 .1100 1,210,000.00 100.0007776460 SUNGARD 81107 SO NCD UNION BANK OF CALIFORNIA 90527M4T0 14 1360 .1100 3,500,000.00 3,500,027.22 42.78 27.22 12/28/12 01/28/13 16 000 .1100 3,500,000.00 100.0007776460 SUNGARD 81108 SO NCD UNION BANK OF CALIFORNIA 90527M4T0 14 2629 .1100 5,200,000.00 5,200,040.44 63.56 40.44 12/28/12 01/28/13 16 000 .1100 5,200,000.00 100.0007776460 SUNGARD 81109 SO NCD UNION BANK OF CALIFORNIA 90527M4T0 14 2656 .1100 4,000,000.00 4,000,031.11 48.89 31.11 12/28/12 01/28/13 16 000 .1100 4,000,000.00 100.0007776460 SUNGARD 81110 SO NCD UNION BANK OF CALIFORNIA 90527M4T0 14 1056 .1100 1,360,000.00 1,360,010.58 16.62 10.58 12/28/12 01/28/13 16 000 .1100 1,360,000.00 100.0007776460 SUNGARD ------- --------------- --------------- --------------- --------------- SUBTOTAL (Inv Type) 72 NEGOTIABLE CERT OF DEPO 32.91%(M) .2273 529,152,000.00 529,247,342.92 92,678.24 90,675.32 .2235 529,158,332.05 100.0180180000 -1,664.45 ------- --------------- --------------- --------------- --------------- 79355 CORP GE CAPITAL CORP FLTG RATE 36962G4U5 14 8177 .9119 10,000,000.00 10,013,800.00 6,585.18 13,800.00 12/06/10 02/06/14 16 000 .9119 10,000,000.00 100.1380000000 SUNGARD 79805 CCCSIG CORP BERKSHIRE HATHAWAY 084670BA5 14 6911 1.1345 1,200,000.00 1,212,384.00 1,777.62 12,384.00 08/15/11 08/15/14 37 000 1.1345 1,200,000.00 101.0320000000 SUNGARD 80731 CCCSIG CORP BERKSHIRE HATH FLTR 084670BA5 14 6911 1.1345 1,300,000.00 1,313,416.00 1,925.35 07/31/12 08/15/14 37 000 .5106 1,316,172.00 101.0320000000 SUNGARD -2,756.00 ------- --------------- --------------- --------------- --------------- SUBTOTAL (Inv Type) 73 CORP NOTE FLTG RT ACT- .78%(M) .9566 12,500,000.00 12,539,600.00 10,288.15 26,184.00 .8910 12,516,172.00 100.3168000000 -2,756.00 ------- --------------- --------------- --------------- --------------- 78744 CCCCD CORP US BANCORP 91159HGX2 14 7903 2.4500 600,000.00 627,114.00 6,288.33 27,702.00 07/27/10 07/27/15 37 000 2.4710 599,412.00 104.5190000000 SUNGARD 78809 CCCCD CORP CREDIT SUISSE 22541LAH6 14 7903 5.5000 550,000.00 567,347.00 11,427.78 08/24/10 08/15/13 37 000 1.7901 608,855.50 103.1540000000 SUNGARD -41,508.50 79020 CCCCD CORP GENERAL E 36962G4T8 14 7903 2.2500 750,000.00 774,532.50 2,437.50 24,939.91 11/09/10 11/09/15 37 000 2.2660 749,592.59 103.2710000000 SUNGARD 79043 CCCCD CORP PROCTOR & GAMBLE CAL 742718DS5 14 7903 1.8000 200,000.00 206,746.00 460.00 8,382.00 11/18/10 11/15/15 37 000 1.9729 198,364.00 103.3730000000 SUNGARD 79220 CORP BERKSHIRE HATHAWAY CALL 084664BR1 14 8177 1.5000 10,000,000.00 10,112,600.00 71,250.00 112,900.00 01/11/11 01/10/14 16 000 1.5010 9,999,700.00 101.1260000000 SUNGARD 79228 CORP MICROSOFT CORPORATION 594918AF1 14 8177 .8750 10,000,000.00 10,043,500.00 22,847.22 72,300.00 01/14/11 09/27/13 16 000 .9831 9,971,200.00 100.4350000000 SUNGARD 79297 CORP GE CAPITAL CO 36962G4Q4 14 8177 1.8750 10,000,000.00 10,098,600.00 54,687.50 79,700.00 02/09/11 09/16/13 16 000 1.8001 10,018,900.00 100.9860000000 SUNGARD 79582 CORP IBM CORPORATION 459200GW5 14 8177 1.2500 10,000,000.00 10,119,000.00 17,013.89 100,100.00 05/20/11 05/12/14 16 000 1.1852 10,018,900.00 101.1900000000 SUNGARD 79804 CCCSIG CORP PROCTOR & GMBLE CAL 742718DU0 14 6911 .7000 500,000.00 503,215.00 1,322.22 5,270.00 08/15/11 08/15/14 37 000 .8390 497,945.00 100.6430000000 SUNGARD 79953 CCCCD CORP WAL-MART 931142DC4 14 7903 2.8000 440,000.00 469,255.60 2,600.89 30,879.20 04/18/11 04/15/16 37 000 2.8799 438,376.40 106.6490000000 SUNGARD Page 17 1 CONTRA COSTA COUNTY TREASURER'S OFFICE INVESTMENT INVENTORY WITH MARKET VALUE PAGE: 13 (RPTMKT) RUN: 01/11/13 10:29:05 INVESTMENTS OUTSTANDING AS OF 12/31/12 MAJOR SORT KEY IS ICC# INVEST DESCRIPTION CUSIP BANK FUND CPN RATE PAR/SHARES MARKET VALUE CURR ACCR INT UNREALIZED GAIN NUMBER PURCHASE MATURITY DATE BROK SAFE YTM TR BOOK MARKET PRICE PRICE SOURCE UNREALIZED LOSS ------- ------------------------------- --------- ---- ------ ------- --------------- --------------- --------------- --------------- 80022 CCCCD CORP JOHNSON & 478160AY0 14 7903 2.1500 200,000.00 208,978.00 549.44 9,482.48 05/20/11 05/15/16 37 000 2.2150 199,495.52 104.4890000000 SUNGARD 80033 CCCSIG CORP IBM GLOBAL 459200GW5 14 6911 1.2500 3,000,000.00 3,035,700.00 5,104.17 38,520.00 05/12/11 05/12/14 37 000 1.2820 2,997,180.00 101.1900000000 SUNGARD 80034 CCCCD CORP IBM CORP GLO 459200GW5 14 7903 1.2500 580,000.00 586,902.00 986.81 7,281.80 05/12/11 05/12/14 37 000 1.2820 579,620.20 101.1900000000 SUNGARD 80066 CORP BANK OF NEW YORK 06406HBZ1 14 7903 1.7000 455,000.00 465,323.95 794.99 10,801.70 11/23/11 11/24/14 37 000 1.7360 454,522.25 102.2690000000 SUNGARD 80129 CORP JP MORGAN CHASE AND CO 46625HHB9 14 8177 4.7500 10,000,000.00 10,144,300.00 79,166.67 12/13/11 05/01/13 7 000 1.2719 10,475,300.00 101.4430000000 SUNGARD -331,000.00 80182 AUHSD CORP CATERPILL 14912L4Q1 14 5007 1.5500 340,000.00 343,614.20 161.03 01/03/12 12/20/13 49 000 .9160 344,185.40 101.0630000000 SUNGARD -571.20 80187 AUHSD CORP GECC 36962G4Q4 14 5007 1.8750 605,000.00 610,965.30 3,308.58 01/03/12 09/16/13 49 000 1.1561 612,308.40 100.9860000000 SUNGARD -1,343.10 80188 AUHSD CORP JP MORGAN 46623EJE0 14 5007 2.0500 545,000.00 553,529.25 4,872.45 8,463.85 01/03/12 01/24/14 49 000 2.0437 545,065.40 101.5650000000 SUNGARD 80189 AUHSD CORP JOHNSON & JOHNSON 478160AX2 14 5007 1.2000 490,000.00 495,786.90 751.33 01/03/12 05/15/14 49 000 .5741 497,198.10 101.1810000000 SUNGARD -1,411.20 80235 CCCSIG CORP GECC 36962G5M2 14 6911 2.1500 1,370,000.00 1,407,181.80 14,072.94 38,569.34 01/09/12 01/09/15 37 000 2.1860 1,368,612.46 102.7140000000 SUNGARD 80238 CCCCD CORP JP MORGAN 46625HHN3 14 7903 4.6500 225,000.00 237,062.25 871.88 01/09/12 06/01/14 37 000 2.2079 237,741.75 105.3610000000 SUNGARD -679.50 80263 CCCCD CORP JP MORGAN 46623EJE0 14 7903 2.0500 215,000.00 218,364.75 1,922.16 2,749.85 01/11/12 01/24/14 37 000 1.9060 215,614.90 101.5650000000 SUNGARD 80435 CORP TOYOTA MOTOR CREDIT CORP 89233P5Z5 14 8177 1.0000 10,000,000.00 10,067,100.00 37,222.22 17,000.00 03/15/12 02/17/15 16 000 .8261 10,050,100.00 100.6710000000 SUNGARD 80448 CORP WALMART STORES INC 931142CX9 14 8177 1.5000 5,000,000.00 5,146,350.00 13,750.00 47,250.00 03/23/12 10/25/15 29 000 .9370 5,099,100.00 102.9270000000 SUNGARD 80450 CORP ROYAL BANK OF 78008T2C7 14 8177 1.1500 10,000,000.00 10,108,500.00 34,499.95 111,700.00 03/26/12 03/13/15 16 000 1.1610 9,996,800.00 101.0850000000 SUNGARD 80645 CCCSIG CORP GECC GLOBAL NOTES 36962G5M2 14 6911 2.1500 1,650,000.00 1,694,781.00 16,949.17 24,189.00 06/08/12 01/09/15 37 000 1.6548 1,670,592.00 102.7140000000 SUNGARD 80653 CCCCD CORP WALT DISNEY CO 25468PCS3 14 7903 1.1250 135,000.00 135,102.60 573.75 353.70 06/14/12 02/15/17 37 000 1.1660 134,748.90 100.0760000000 SUNGARD 80654 CCCCD CORP WALT DISNEY CO 25468PCS3 14 7903 1.1250 240,000.00 240,182.40 1,020.00 1,041.60 06/14/12 02/15/17 37 000 1.2040 239,140.80 100.0760000000 SUNGARD 80678 CCCCD CORP 3M COMPANY GLO 88579YAE1 14 7903 1.0000 315,000.00 316,159.20 43.75 2,107.35 06/29/12 06/26/17 37 000 1.0621 314,051.85 100.3680000000 SUNGARD 80809 CCCCD CORP JOHN DEERE CAP NTS 24422ERV3 14 7903 .7000 120,000.00 119,996.40 273.00 78.00 09/07/12 09/04/15 37 000 .7230 119,925.40 99.99700000000 SUNGARD 80869 CORP EL DUPONT DE 263534BS7 14 8177 5.0000 316,000.00 316,496.12 7,285.56 09/28/12 01/15/13 11 000 .5791 323,343.49 100.1570000000 SUNGARD -3,643.48 81054 CCCCD CORP CHEVRON CORP NEW 166764AA8 14 7903 1.1040 105,000.00 105,732.90 83.72 732.90 12/05/12 12/05/17 37 000 1.1040 105,000.00 100.6980000000 SUNGARD ------- --------------- --------------- --------------- --------------- SUBTOTAL (Inv Type) 75 CORPORATE NOTES 5.60%(M) 1.8077 88,946,000.00 90,080,019.12 414,598.90 782,494.68 1.2843 89,680,892.31 101.2749520000 -380,156.98 ------- --------------- --------------- --------------- --------------- Page 18 1 CONTRA COSTA COUNTY TREASURER'S OFFICE INVESTMENT INVENTORY WITH MARKET VALUE PAGE: 14 (RPTMKT) RUN: 01/11/13 10:29:05 INVESTMENTS OUTSTANDING AS OF 12/31/12 MAJOR SORT KEY IS ICC# INVEST DESCRIPTION CUSIP BANK FUND CPN RATE PAR/SHARES MARKET VALUE CURR ACCR INT UNREALIZED GAIN NUMBER PURCHASE MATURITY DATE BROK SAFE YTM TR BOOK MARKET PRICE PRICE SOURCE UNREALIZED LOSS ------- ------------------------------- --------- ---- ------ ------- --------------- --------------- --------------- --------------- 80277 AUHSD MM DREYFUS TAX EXEMPT 26202K205 14 5055 .0020 537,226.12 537,226.12* 5.96 0.00 01/03/12 01/01/13 49 000 .0020 537,226.12 100.0000000000 BOOK 80303 AUHSD MM DREYFUS TAX EXEMPT 26202K205 14 5055 .0020 28,092.20 28,092.20* .32 0.00 01/25/12 01/01/13 49 000 .0020 28,092.20 100.0000000000 BOOK ------- --------------- --------------- --------------- --------------- SUBTOTAL (Inv Type) 99 MONEY MARKET ACCOUNTS .04%(M) .0020 565,318.32 565,318.32 6.28 .00 .0020 565,318.32 100.0000000000 ------- --------------- --------------- --------------- --------------- 79591 CD CCCCD BERTA KAMM WESTAMERICA 121101042 29 8175 1.4000 3,200.00 3,200.00* 73.17 0.00 05/24/11 05/24/14 24 2400 1.4000 3,200.00 100.0000000000 BOOK ------- --------------- --------------- --------------- --------------- SUBTOTAL (Inv Type) 1000 TD WITH CALC CODE OF .00%(M) 1.4000 3,200.00 3,200.00 73.17 .00 1.4000 3,200.00 100.0000000000 ======= =============== =============== =============== =============== GRAND TOTAL .5568 1600179518.32 1608103618.37 1,718,811.75 2,278,276.46 .3947 1607401264.38 100.4952010000 -1,646,236.96 ======= =============== =============== =============== =============== * MARKET = BOOK LESS PURCHASE INTEREST NOTE: GRAND TOTAL EXCLUDES RETIREMENT INVESTMENTS IF ANY. Page 19 Page 20 SECTION III APPENDIX B. INVESTMENT PORTFOLIO DETAIL – MANAGED BY OUTSIDE CONTRACTED PARTIES B.1. STATE OF CALIFORNIA LOCAL AGENCY INVESTMENT FUND (LAIF) CONTRA COSTA COUNTY AS OF DECEMBER 31, 2012 CALIFORNIA STATE LOCAL STATE CONTROLLER ACCOUNT ESTIMATED AGENCY INVESTMENT ACCOUNTS ACCOUNT NUMBER BALANCE FAIR VALUE ACALANES UNION HIGH SCHOOL 75-07-010 14,433,455.60 14,449,725.44 ANTIOCH UNIFIED SCHOOL DISTRICT 75-07-005 1,917,174.01 1,919,335.11 BRENTWOOD UNION SCHOOL DISTRICT 75-07-013 5,330,693.77 5,336,702.69 BYRON UNION SCHOOL DISTRICT 75-07-017 411,276.78 411,740.38 CANYON ELEMENTARY SCHOOL DISTRICT 75-07-018 190,855.19 191,070.33 CENTRAL CONTRA COSTA SANITARY DISTRICT 70-07-001 46,300,000.00 46,352,190.80 CONTRA COSTA COMMUNITY COLLEGE 75-07-001 610,715.05 611,403.47 CONTRA COSTA COMMUNITY COLLEGE (AB3107)11-07-034 23,781,316.55 23,808,123.59 CONTRA COSTA COUNTY 99-07-000 50,000,000.00 50,056,361.55 CONTRA COSTA COUNTY OFFICE OF EDUCATION 75-07-007 1,271,528.87 1,272,962.18 CONTRA COSTA COUNTY SCHOOL INSURANCE GROUP 35-07-001 2,213,535.69 2,216,030.86 CROCKETT COMMUNITY SERVICES DISTRICT 16-07-004 1,945,455.87 1,947,648.85 DELTA DIABLO SANITATION DISTRICT 70-07-003 71,997.15 72,078.31 EAST CONTRA COSTA REG FEE & FINANCING AUTH 40-07-006 1,001,129.36 1,002,257.86 JOHN SWETT UNIFIED SCHOOL DISTRICT 75-07-020 17,103,687.89 17,122,967.70 KENSINGTON FIRE PROTECTION DISTRICT 17-07-011 2,008,163.79 2,010,427.45 KENSINGTON POLICE PROTECTION & COMMUNITY 16-07-003 509,316.39 509,890.51 SERVICES DISTRICT KNIGHTSEN SCHOOL DISTRICT 75-07-019 0.00 0.00 LAFAYETTE SCHOOL DISTRICT 75-07-012 6,266,998.38 6,274,062.73 MARTINEZ UNIFIED SCHOOL DISTRICT 75-07-011 7,264,985.70 7,273,175.02 MORAGA ORINDA FIRE DISTRICT 17-07-003 23,839.74 23,866.61 MT DIABLO UNIFIED SCHOOL DISTRICT 75-07-008 14,520,949.99 14,537,318.45 MT VIEW SANITARY DISTRICT 70-07-008 5,985,881.03 5,992,628.50 OAKLEY UNION SCHOOL DISTRICT 75-07-009 245,201.11 245,477.51 ORINDA UNION SCHOOL DISTRICT 75-07-015 2,352,162.04 2,354,813.47 PITTSBURG UNIFIED SCHOOL DISTRICT 75-07-002 1,410,887.61 1,412,478.01 RECLAMATION DISTRICT 800 60-07-003 3,966,806.59 3,971,278.10 REDEVELOPMENT AGENCY 65-07-015 6,927.51 6,935.32 RODEO -HERCULES FIRE PROTECTION DISTRICT 17-07-001 314,177.36 314,531.51 SAN RAMON VALLEY UNIFIED SCHOOL DISTRICT 75-07-004 405,126.37 405,583.04 WALNUT CREEK SCHOOL DISTRICT 75-07-003 1,644,453.11 1,646,306.79 WEST CONTRA COSTA UNIFIED SCHOOL DISTRICT 75-07-014 10,780,731.71 10,792,884.08 WEST CONTRA COSTA UNIFIED SD 2005 SERIES C-1 11-07-038 40,320,670.54 40,366,121.25 WEST CONTRA COSTA UNIFIED SD 2005 SERIES C-2 11-07-039 12,172,790.30 12,186,511.85 WEST CONTRA COSTA UNIFIED SD 2005 SERIES D-1 11-07-040 13,128,486.86 13,143,285.70 TOTAL 289,911,377.91 290,238,175.00 Page 21 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name AB3107 CONTRA COSTA CCD Account Number 11-07-034 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $2,187,584,135.42 Quarter End Principal Balance $23,781,316.55 Quarterly Interest Earned $19,292.29 Page 22 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name AB3107 WEST CONTRA COSTA USD Account Number 11-07-038 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $3,708,998,154.76 Quarter End Principal Balance $40,320,670.54 Quarterly Interest Earned $32,709.63 Page 23 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name AB3107 WEST CONTRA COSTA USD Account Number 11-07-039 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $1,119,744,690.70 Quarter End Principal Balance $12,172,790.30 Quarterly Interest Earned $9,875.02 Page 24 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name AB3107 WEST CONTRA COSTA USD Account Number 11-07-040 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $1,207,656,839.22 Quarter End Principal Balance $13,128,486.86 Quarterly Interest Earned $10,650.32 Page 25 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name ACALANES UNION HIGH SCH DIST Account Number 75-07-010 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $1,527,447,901.42 Quarter End Principal Balance $14,433,455.60 Quarterly Interest Earned $13,470.55 Page 26 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name ANTIOCH UNIFIED SCHOOL DIST Account Number 75-07-005 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $624,174,987.04 Quarter End Principal Balance $1,917,174.01 Quarterly Interest Earned $5,504.59 Page 27 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name BRENTWOOD UNION SCHOOL DIST Account Number 75-07-013 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $490,357,262.30 Quarter End Principal Balance $5,330,693.77 Quarterly Interest Earned $4,324.46 Page 28 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name BYRON UNION SCHOOL DISTRICT Account Number 75-07-017 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $37,832,334.44 Quarter End Principal Balance $411,276.78 Quarterly Interest Earned $333.64 Page 29 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name CANYON ELEMENTARY SCHOOL DIST Account Number 75-07-018 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $17,556,293.98 Quarter End Principal Balance $190,855.19 Quarterly Interest Earned $154.83 Page 30 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name CONTRA COSTA COMM COLLEGE DIST Account Number 75-07-001 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $56,178,157.82 Quarter End Principal Balance $610,715.05 Quarterly Interest Earned $495.43 Page 31 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name CONTRA COSTA CO OFFICE OF ED Account Number 75-07-007 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $116,964,776.82 Quarter End Principal Balance $1,271,528.87 Quarterly Interest Earned $1,031.51 Page 32 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name CONTRA COSTA COUNTY SCH INS GR Account Number 35-07-001 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $203,617,640.34 Quarter End Principal Balance $2,213,535.69 Quarterly Interest Earned $1,795.70 Page 33 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name CENTRAL CONTRA COSTA SANI DIST Account Number 70-07-001 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $2,035,100,000.00 Quarter End Principal Balance $46,300,000.00 Quarterly Interest Earned $17,947.53 Page 34 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name CONTRA COSTA COUNTY Account Number 99-07-000 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $4,600,000,000.00 Quarter End Principal Balance $50,000,000.00 Quarterly Interest Earned $40,567.36 Page 35 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name CROCKETT CSD Account Number 16-07-004 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $140,681,511.10 Quarter End Principal Balance $1,945,455.87 Quarterly Interest Earned $1,240.67 Page 36 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name DELTA DIABLO SANITATION DIST Account Number 70-07-003 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $6,622,838.72 Quarter End Principal Balance $71,997.15 Quarterly Interest Earned $58.41 Page 37 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name EAST CONTRA COSTA RFFA Account Number 40-07-006 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $92,091,397.72 Quarter End Principal Balance $1,001,129.36 Quarterly Interest Earned $812.15 Page 38 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name JOHN SWETT UNIFIED SCH DISTR Account Number 75-07-020 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $1,573,325,690.68 Quarter End Principal Balance $17,103,687.89 Quarterly Interest Earned $13,875.15 Page 39 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name KENSINGTON FPD Account Number 17-07-011 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $198,217,520.34 Quarter End Principal Balance $2,008,163.79 Quarterly Interest Earned $1,748.08 Page 40 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name KENSINGTON POLICE PROT & CSD Account Number 16-07-003 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $81,669,818.02 Quarter End Principal Balance $509,316.39 Quarterly Interest Earned $720.25 Page 41 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name LAFAYETTE SCHOOL DISTRICT Account Number 75-07-012 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $632,621,122.18 Quarter End Principal Balance $6,266,998.38 Quarterly Interest Earned $5,579.08 Page 42 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name MARTINEZ USD Account Number 75-07-011 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $668,287,938.92 Quarter End Principal Balance $7,264,985.70 Quarterly Interest Earned $5,893.63 Page 43 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name MT DIABLO U.S.D. Account Number 75-07-008 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $1,335,746,057.78 Quarter End Principal Balance $14,520,949.99 Quarterly Interest Earned $11,779.93 Page 44 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name MORAGA-ORINDA FIRE DISTRICT Account Number 17-07-003 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $2,183,754.28 Quarter End Principal Balance $23,839.74 Quarterly Interest Earned $19.26 Page 45 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name MT VIEW SANITARY DIST Account Number 70-07-008 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $592,969,924.80 Quarter End Principal Balance $5,985,881.03 Quarterly Interest Earned $5,229.40 Page 46 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name OAKLEY UNION SCHOOL DISTRICT Account Number 75-07-009 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $22,555,440.04 Quarter End Principal Balance $245,201.11 Quarterly Interest Earned $198.92 Page 47 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name ORINDA UNION SCHOOL DISTRICT Account Number 75-07-015 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $216,369,533.30 Quarter End Principal Balance $2,352,162.04 Quarterly Interest Earned $1,908.16 Page 48 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name PITTSBURG UNIFIED SCHOOL DIST Account Number 75-07-002 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $129,784,040.56 Quarter End Principal Balance $1,410,887.61 Quarterly Interest Earned $1,144.56 Page 49 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name RECLAMATION DISTRICT NO 800 Account Number 60-07-003 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $372,128,395.76 Quarter End Principal Balance $3,966,806.59 Quarterly Interest Earned $3,281.80 Page 50 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name CONTRA COSTA CO REDEV AGENCY Account Number 65-07-015 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $637,244.40 Quarter End Principal Balance $6,927.51 Quarterly Interest Earned $5.62 Page 51 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name RODEO-HERCULES FIRE PROT DIST Account Number 17-07-001 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $28,900,393.62 Quarter End Principal Balance $314,177.36 Quarterly Interest Earned $254.87 Page 52 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name SAN RAMON VAL U.S.D. Account Number 75-07-004 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $37,266,453.32 Quarter End Principal Balance $405,126.37 Quarterly Interest Earned $328.65 Page 53 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name WALNUT CREEK SCHOOL DISTRICT Account Number 75-07-003 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $151,269,149.80 Quarter End Principal Balance $1,644,453.11 Quarterly Interest Earned $1,334.04 Page 54 JOHN CHIANG California State Controller LOCAL AGENCY INVESTMENT FUND REMITTANCE ADVICE Agency Name WEST CONTRA COSTA U.S.D. Account Number 75-07-014 As of 01/15/2013, your Local Agency Investment Fund account has been directly credited with the interest earned on your deposits for the quarter ending 12/31/2012. Earnings Ratio .00000881899236296 Interest Rate 0.32% Dollar Day Total $991,692,703.68 Quarter End Principal Balance $10,780,731.71 Quarterly Interest Earned $8,745.73 Page 55 SECTION III APPENDIX B. INVESTMENT PORTFOLIO DETAIL – MANAGED BY OUTSIDE CONTRACTED PARTIES B.2. ASSET MANAGEMENT FUNDS a. WELLS CAPITAL MANAGEMENT b. CalTRUST WC-Contra Costa County131235Begin Date10/1/2012End Date12/31/2012The information contained in this report represents estimated trade date investment calculations provided via Clearwater Analytics for Wells CapitalManagement clients. Certain calculations may not be available for all time periods. Please refer to your custody statement for official portfolio holdings andtransactions. Note that certain accounting methods may cause differences between this investment report and your custody statement.Page 56 WC-Contra Costa CountyRisk SummaryPerf Summary TotIdxExc GrossOfFeesPerf Summary TotIdxExc NetOfFeesFinancialsIncome DetailBalance Sheet ClassificationTrading ActivityTransaction DetailMMF Transaction DetailTable of ContentsDated: 1/2/201310/1/2012 - 12/31/2012Page 57 SummaryCash9,189,594.85Fixed Income35,366,181.33Duration0.533Convexity---Weighted Avg Life0.562Weighted Avg Maturity0.608Weighted Avg Eff Maturity0.570Yield0.233%Purchase Yield0.305%Avg Credit RatingAA+/Aa1/AA+Security TypeAgency (39.1%)Corporate (27.3%)MM Fund (20.6%)US Gov (11.3%)Muni (1.7%)Currency (0%)MMF Asset Allocation1st Tier CP (e... (25%)FRNS (20%)Foreign Bank (17%)Repo (17%)ABCP (16%)Other (5%)Issuer ConcentrationMMF - WFA HERITAGE MONEY MARK-I20.6%Federal Home Loan Banks Office of...20.4%Government of the United States11.3%Federal Home Loan Mortgage Corpor...10.7%Federal Farm Credit Banks Consoli...4.5%Federal National Mortgage Associa...3.5%CME Group Inc.1.8%U.S. Bancorp1.8%Other25.3%CountryUnited States (100%)CurrencyUS Dollar (100%)Risk Summary(WC-Contra Costa County)Dated: 1/2/201312/31/20121Page 58 Market SectorsCash (20.6%)Government (11.3%)Agency (39.1%)Municipal (1.7%)Financial (16%)Industrial (9.7%)Utility (1.6%)Time to Maturity (Years)Effective MaturityFinal Maturity0.00.51.01.5051015202530PercentDuration051015202530Percent00 02500 025-55 55 55-5 -555555 5223 3 4 5 Credit Ratings010203040506070PercentAAAAAAAAAAAAAAAAAAAAAAAAaAAAAAAAAAAAAAAAPFAAAAAAAAAAAAACredit Duration 0.0 -0.25 0.25- 0.5 0.5 -0.75 0.75- 1 1 - 2 2 - 3 3 - 4 4 - 5AAA22.9 19.8 6.8 4.5 17.1 0.0 0.0 0.0AA3.4 0.0 3.2 1.7 2.2 0.0 0.0 0.0A6.8 4.9 1.7 5.0 0.0 0.0 0.0 0.0BBB0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0BB0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0B0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0CCC0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0CC0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0C0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0Industry SectorsSovereign (50.4%)Cash (20.6%)Diversified Fin... (9.4%)Banks (4.9%)Beverages (2.5%)Retail (2%)Pharmaceuticals (1.7%)Insurance (1.7%)Semiconductors (1.7%)Other (5%)Risk Summary(WC-Contra Costa County)Dated: 1/2/201312/31/20122Page 59 Industry SubsectorsSovereign Agency (39.1%)Cash (20.6%)Sovereign (11.3%)Finance-Other S... (3.5%)Beverages-Non-a... (2.5%)Retail-Discount (2%)Super-Regional ... (1.8%)Medical-Drugs (1.7%)Diversified Fin... (1.7%)Other (15.7%)Risk Summary(WC-Contra Costa County)Dated: 1/2/201312/31/20123Page 60 TotalIndexExcessCMCQCYPMPQPYTMTQTY0.000.050.100.150.200.250.300.350.40Curr Month Curr Quarter Curr Year Prev Month Prev Quarter Prev Year Trailing Month Trailing Quarter Trailing Year 12/1/12-12/31/12 10/1/12-12/31/12 1/1/12-12/31/12 11/1/12-11/30/12 7/1/12-9/30/12 1/1/11-12/31/11 12/1/12-12/31/12 10/1/12-12/31/12 1/1/12-12/31/12Total Return0.042%0.078%0.405%0.013%0.141%0.412%0.042%0.078%0.405%Index Return0.026%0.056%0.171%0.024%0.059%0.268%0.026%0.056%0.171%Excess Return0.016%0.022%0.234% -0.010%0.082%0.144%0.016%0.022%0.234%Index: BofA Merrill Lynch 6 Month Treasury Bill Index (G0O2) (G0O2)Gross of Fees (includes trading expenses)Returns are actual and have not been annualized.Summary Performance(WC-Contra Costa County)Dated: 1/2/201312/31/20124Page 61 TotalIndexExcessCMCQCYPMPQPYTMTQTY0.000.050.100.150.200.250.30Curr Month Curr Quarter Curr Year Prev Month Prev Quarter Prev Year Trailing Month Trailing Quarter Trailing Year 12/1/12-12/31/12 10/1/12-12/31/12 1/1/12-12/31/12 11/1/12-11/30/12 7/1/12-9/30/12 1/1/11-12/31/11 12/1/12-12/31/12 10/1/12-12/31/12 1/1/12-12/31/12Total Return0.033%0.053%0.291%0.005%0.114%0.255%0.033%0.053%0.291%Index Return0.026%0.056%0.171%0.024%0.059%0.268%0.026%0.056%0.171%Excess Return0.007% -0.004%0.120% -0.019%0.055% -0.012%0.007% -0.004%0.120%Index: BofA Merrill Lynch 6 Month Treasury Bill Index (G0O2) (G0O2)Net of Fees (includes management and trading)Returns are actual and have not been annualized.Summary Performance(WC-Contra Costa County)Dated: 1/2/201312/31/20125Page 62 Balance SheetWC-Contra Costa CountyAs of:9/30/2012 12/31/2012Original Cost44,778,616.57 44,640,207.35Amortization/Accretion-306,411.45 -243,365.78Realized Impairment Loss0.000.00Amortized Cost44,472,205.12 44,396,841.57Accrued Interest155,721.82 133,056.86Ending Book Value44,627,926.93 44,529,898.43Unrealized Gain29,388.7526,296.16Unrealized Loss-2,396.05-418.42Net Unrealized Gain/Loss26,992.7025,877.75Total Market Value44,654,919.64 44,555,776.18Income StatementBegin Date10/1/2012End Date12/31/2012Net Transfers In/Out-122,729.82Amortization/Accretion-108,257.90Interest Income144,271.46Dividend Income0.00Other Income0.00Income Subtotal144,271.46Realized Gain0.00Realized Loss-0.00Realized Impairment Loss0.00Net Gain/Loss-0.00Expenses-11,312.24Net Income24,701.32Statement of Cash FlowsBegin Date10/1/2012End Date12/31/2012Net Income24,701.32Amortization/Accretion108,257.90Change in MV on CE Securities0.00Change in Accrued39,704.09Net Gain/Loss0.00Balance Sheet Reclassifications0.00Non Cash Adjustments147,961.99Purchases of Marketable Securities-9,106,853.26Purchased Accrued of Marketable Securities-17,039.13Sales of Marketable Securities2,078,353.84Sold Accrued of Marketable Securities0.00Maturities of Marketable Securities8,580,000.00Net Purchases/Sales1,534,461.45Transfers of Cash & Cash Equivalents-122,729.82Net Change in Cash & Cash Equivalents1,584,394.94Beginning Cash & Cash Equivalents7,605,199.91Ending Cash & Cash Equivalents9,189,594.85Financials(WC-Contra Costa County)Dated: 1/2/201310/1/2012 - 12/31/20126Page 63 Cusip/ISINCurr Face DescriptionCoupon Maturity Eff Maturity Net TransfersNet G/L Amortization/AccretionIncome ExpensesNet Income Settle Date002819AA80.00 ABBOTT LABORATORIES5.150 11/30/2012 11/30/20120.000.00 -5,216.37 5,908.190.00691.82 05/18/201106406HBK4650,000.00 BANK OF NEW YORK MELLON5.125 08/27/2013 08/27/20130.000.00 -7,291.95 8,328.120.001,036.18 02/17/2012084664BG5725,000.00 BERKSHIRE HATHAWAY FIN5.000 08/15/2013 08/15/20130.000.00 -7,457.84 9,062.500.001,604.66 09/14/201109247XAG6465,000.00 BLACKROCK INC0.612 05/24/2013 05/24/20130.000.00-324.41812.920.00488.51 05/29/201212572QAD7750,000.00 CME GROUP INC5.750 02/15/2014 02/15/20140.000.00 -9,095.45 10,781.250.001,685.80 06/20/201214912L4Q1700,000.00 CATERPILLAR FINANCIAL SE1.550 12/20/2013 12/20/20130.000.00 -1,735.47 2,712.500.00977.03 03/21/2012191216AN0570,000.00 COCA-COLA CO/THE0.750 11/15/2013 11/15/20130.000.00-508.07 1,068.750.00560.68 05/18/2012191216AN0200,000.00 COCA-COLA CO/THE0.750 11/15/2013 11/15/20130.000.00-176.25375.000.00198.75 05/18/20123128X1KG11,000,000.00 FREDDIE MAC4.000 06/12/2013 06/12/20130.000.00 -9,395.36 10,000.000.00604.64 05/03/2012313313JG41,000,000.00 FED FARM CRD DISCOUNT NT0.000 07/18/2013 07/18/20130.000.00511.110.000.00511.11 07/25/201231331G2R90.00 FEDERAL FARM CREDIT BANK1.875 12/07/2012 12/07/20120.000.00 -2,913.04 3,437.500.00524.46 08/12/201131331K2J81,000,000.00 FEDERAL FARM CREDIT BANK0.250 05/24/2013 05/24/20130.000.0025.56625.000.00650.56 01/06/2012313374Y611,025,000.00 FEDERAL HOME LOAN BANK0.500 08/28/2013 08/28/20130.000.00-595.41 1,281.250.00685.84 06/05/2012313376BC80.00 FEDERAL HOME LOAN BANK0.180 11/14/2012 11/14/20120.000.0028.22215.000.00243.22 12/07/2011313376KA21,000,000.00 FEDERAL HOME LOAN BANK0.400 07/09/2013 07/09/20130.000.00-62.80 1,000.000.00937.20 12/01/2011313376L860.00 FEDERAL HOME LOAN BANK0.125 11/30/2012 11/30/20120.000.00111.36204.860.00316.22 12/05/2011313376UF01,000,000.00 FEDERAL HOME LOAN BANK0.375 01/29/2014 01/29/20140.000.00-343.40895.830.00552.43 10/05/2012313378WY31,000,000.00 FEDERAL HOME LOAN BANK0.240 04/16/2013 04/16/20130.000.00-16.78600.000.00583.22 05/22/2012313379F871,000,000.00 FEDERAL HOME LOAN BANK0.280 11/14/2013 11/14/20130.000.00-65.57700.000.00634.43 08/08/20123133XQU341,000,000.00 FEDERAL HOME LOAN BANK3.625 05/29/2013 05/29/20130.000.00 -8,502.78 9,062.500.00559.72 03/09/20123133XW7L71,000,000.00 FEDERAL HOME LOAN BANK1.500 01/16/2013 01/16/20130.000.00 -3,269.04 3,750.000.00480.96 12/19/20113133XYHD02,000,000.00 FEDERAL HOME LOAN BANK1.625 06/14/2013 06/14/20130.000.00 -7,208.86 8,125.000.00916.14 09/07/20123134G1VX91,500,000.00 FREDDIE MAC0.800 04/19/2013 04/19/20130.000.00 -1,583.73 3,000.000.001,416.27 09/28/20113134G1WT70.00 FREDDIE MAC0.515 11/26/2012 11/26/20120.000.00-853.95 1,180.210.00326.25 01/30/20123134G3BF61,000,000.00 FREDDIE MAC0.625 12/23/2013 12/23/20130.000.00-786.48 1,562.500.00776.02 06/06/20123134G3HN31,250,000.00 FREDDIE MAC0.500 01/24/2014 01/24/20130.000.00-622.92 1,562.500.00939.58 07/16/20123135G0EU30.00 FANNIE MAE0.625 10/25/2013 10/25/20130.000.000.00416.670.00416.67 11/14/20113135G0FG30.00 FANNIE MAE0.600 11/14/2013 11/14/20130.000.00-295.65716.670.00421.01 03/06/20123137EACP20.00 FREDDIE MAC0.375 11/30/2012 11/30/20120.000.00-563.13 1,229.170.00666.04 12/08/201131398AXJ61,500,000.00 FANNIE MAE2.500 05/15/2014 05/15/20140.000.00 -2,941.47 3,229.170.00287.70 11/30/201236962G4Q4750,000.00 GENERAL ELEC CAP CORP1.875 09/16/2013 09/16/20130.000.00 -1,783.21 3,515.620.001,732.42 05/18/201244924EAB60.00 IBM INTL GROUP CAPITAL5.050 10/22/2012 10/22/20120.000.00 -1,724.52 2,209.380.00484.85 02/18/201146623EJH3700,000.00 JPMORGAN CHASE & CO1.058 05/02/2014 05/02/20140.000.00-410.45 2,013.540.001,603.09 07/23/2012477867AB10.00 JDOT 2011-A A20.640 06/16/2014 06/16/20140.00-0.000.3538.500.0038.85 04/20/2011589331AH0500,000.00 MERCK & CO INC4.375 02/15/2013 02/15/20130.000.00 -5,092.03 5,468.750.00376.72 09/10/2012589331AH0250,000.00 MERCK & CO INC4.375 02/15/2013 02/15/20130.000.00 -2,426.62 2,612.840.00186.23 10/05/2012637432LM5500,000.00 NATIONAL RURAL UTIL COOP5.500 07/01/2013 07/01/20130.000.00 -6,193.01 6,875.000.00681.99 02/16/2012637432LM5200,000.00 NATIONAL RURAL UTIL COOP5.500 07/01/2013 07/01/20130.000.00 -2,461.73 2,750.000.00288.27 05/18/2012665859AH70.00 NORTHERN TRUST CORP5.200 11/09/2012 11/09/20120.000.00 -2,882.91 3,458.000.00575.09 04/15/2011674599CA1700,000.00 OCCIDENTAL PETROLEUM COR1.450 12/13/2013 12/13/20130.000.00 -1,915.29 2,537.500.00622.21 07/30/2012Income Detail(WC-Contra Costa County)Dated: 1/2/201310/1/2012 - 12/31/20127Page 64 Cusip/ISINCurr Face DescriptionCoupon Maturity Eff Maturity Net TransfersNet G/L Amortization/AccretionIncome ExpensesNet Income Settle Date69371RJ98700,000.00 PACCAR FINANCIAL CORP2.050 06/17/2013 06/17/20130.000.00 -2,859.00 3,587.500.00728.50 06/27/2012713448BG2350,000.00 PEPSICO INC4.650 02/15/2013 02/15/20130.000.00 -1,950.97 2,124.790.00173.83 11/14/201287612EAY2750,000.00 TARGET CORP0.377 01/11/2013 01/11/20130.000.000.00745.200.00745.20 01/12/2012882508AP9750,000.00 TEXAS INSTRUMENTS INC0.875 05/15/2013 05/15/20130.000.00-924.45 1,640.620.00716.18 05/18/201291159HGZ7800,000.00 US BANCORP1.125 10/30/2013 09/30/20130.000.00-612.03 2,250.000.001,637.97 03/15/2012912828PZ73,000,000.00 US TREASURY N/B1.250 03/15/2014 03/15/20140.000.00 -5,085.94 6,422.660.001,336.72 10/31/2012912828TA82,000,000.00 US TREASURY N/B0.250 06/30/2014 06/30/20140.000.00-17.79353.480.00335.70 12/06/2012913017BW8750,000.00 UNITED TECHNOLOGIES CORP0.581 12/02/2013 12/02/20130.000.00-420.38795.220.00374.84 11/02/201291412GFA8750,000.00 CA UNI-FLTG-TXB-Y-20.614 07/01/2014 01/01/20140.000.000.00 1,175.540.001,175.54 03/16/2012931142CN1150,000.00 WAL-MART STORES INC3.000 02/03/2014 02/03/20140.000.00-347.99400.000.0052.01 11/29/20129499173979,189,057.14 WFA HERITAGE MONEY MARK-I0.050 ------0.000.000.00 1,454.250.001,454.25 ---CCYUSD537.71 US Dollar--- -------122,729.820.000.000.00 -11,312.24-11,312.24 ----------------------122,729.82-0.00-108,257.90144,271.46-11,312.2424,701.32---Income Detail(WC-Contra Costa County)Dated: 1/2/201310/1/2012 - 12/31/20128Page 65 Cash Equivalent (2)20.62% 9,189,594.85Cusip/ISINDescriptionCurr Face SectorRating Coupon Maturity Eff Maturity PurYieldYield Orig CostAmort CostUnreal G/L PriceAccr IntFair ValueMkt Value949917397WFA HERITAGE MONEY MARK-I9,189,057.14 CashAAAm/Aaa/NA 0.050 ------0.050 0.050 9,189,057.14 9,189,057.140.00 1.0000.00 9,189,057.14 9,189,057.14CCYUSDNet Receivables/Payables537.71 CashAAA/Aaa/AAA 0.000 ------0.000 0.000537.71537.710.00 1.0000.00537.71537.71------9,189,594.85 ---------------0.050 0.050 9,189,594.85 9,189,594.850.00 ---0.00 9,189,594.85 9,189,594.85Short Term (30)54.06% 24,088,866.27Cusip/ISINDescriptionCurr Face SectorRating Coupon Maturity Eff Maturity PurYieldYield Orig CostAmort CostUnreal G/L PriceAccr IntFair ValueMkt Value06406HBK4 BANK OF NEW YORK MELLON650,000.00 Financial A+/Aa3/AA- 5.125 08/27/2013 08/27/2013 0.650 0.447 694,148.00668,863.961,247.04 103.094 11,474.31670,111.00681,585.31084664BG5 BERKSHIRE HATHAWAY FIN725,000.00 Financial AA+/Aa2/A+ 5.000 08/15/2013 08/15/2013 0.873 0.460 781,825.50743,320.352,301.55 102.844 13,694.44745,621.90759,316.3409247XAG6 BLACKROCK INC465,000.00 FinancialA+/A1/NA0.612 05/24/2013 05/24/2013 0.339 0.337 466,269.45465,504.258.64 100.110284.35465,512.90465,797.2414912L4Q1 CATERPILLAR FINANCIAL SE700,000.00 FinancialA/A2/A1.550 12/20/2013 12/20/2013 0.558 0.350 712,054.00706,658.94779.26 101.063331.53707,438.20707,769.73191216AN0 COCA-COLA CO/THE200,000.00 Industrial AA-/Aa3/A+ 0.750 11/15/2013 11/15/2013 0.398 0.342 201,046.00200,609.21108.79 100.359191.67200,718.00200,909.67191216AN0 COCA-COLA CO/THE570,000.00 Industrial AA-/Aa3/A+ 0.750 11/15/2013 11/15/2013 0.394 0.342 573,015.30571,756.16290.14 100.359546.25572,046.30572,592.553128X1KG1 FREDDIE MAC1,000,000.00 Agency AA+/Aaa/AAA 4.000 06/12/2013 06/12/2013 0.260 0.216 1,041,360.00 1,016,544.00642.00 101.7192,111.11 1,017,186.00 1,019,297.11313313JG4 FED FARM CRD DISCOUNT NT1,000,000.00 AgencyA-1+*/P-1*/F1+0.000 07/18/2013 07/18/2013 0.203 0.119 998,011.11998,900.00444.00 99.9340.00999,344.00999,344.0031331K2J8FEDERAL FARM CREDIT BANK1,000,000.00 Agency AA+/Aaa/AAA 0.250 05/24/2013 05/24/2013 0.260 0.114 999,860.00999,960.28551.72 100.051256.94 1,000,512.00 1,000,768.94313374Y61FEDERAL HOME LOAN BANK1,025,000.00 Agency AA+/Aaa/AAA* 0.500 08/28/2013 08/28/2013 0.269 0.185 1,027,905.88 1,026,546.78606.74 100.2101,751.04 1,027,153.52 1,028,904.57313376KA2 FEDERAL HOME LOAN BANK1,000,000.00 Agency AA+/Aaa/AAA* 0.400 07/09/2013 07/09/2013 0.375 0.208 1,000,400.00 1,000,129.01870.99 100.1001,911.11 1,001,000.00 1,002,911.11313378WY3 FEDERAL HOME LOAN BANK1,000,000.00 Agency AA+/Aaa/F1+* 0.240 04/16/2013 04/16/2013 0.233 0.117 1,000,060.00 1,000,019.15326.85 100.035500.00 1,000,346.00 1,000,846.00313379F87FEDERAL HOME LOAN BANK1,000,000.00 Agency AA+/Aaa/AAA* 0.280 11/14/2013 11/14/2013 0.254 0.181 1,000,330.00 1,000,225.94639.06 100.087365.56 1,000,865.00 1,001,230.563133XQU34 FEDERAL HOME LOAN BANK1,000,000.00 Agency AA+/Aaa/AAA* 3.625 05/29/2013 05/29/2013 0.245 0.203 1,041,220.00 1,013,678.39624.61 101.4303,222.22 1,014,303.00 1,017,525.223133XW7L7 FEDERAL HOME LOAN BANK1,000,000.00 Agency AA+/Aaa/AAA* 1.500 01/16/2013 01/16/2013 0.196 0.417 1,014,000.00 1,000,532.993.01 100.0546,875.00 1,000,536.00 1,007,411.003133XYHD0 FEDERAL HOME LOAN BANK2,000,000.00 Agency AA+/Aaa/AAA* 1.625 06/14/2013 06/14/2013 0.197 0.162 2,021,940.00 2,012,850.57571.43 100.6711,534.72 2,013,422.00 2,014,956.723134G1VX9 FREDDIE MAC1,500,000.00 Agency AA+/Aaa/AAA 0.800 04/19/2013 04/19/2013 0.379 0.222 1,509,795.00 1,501,859.16768.84 100.1752,400.00 1,502,628.00 1,505,028.003134G3BF6 FREDDIE MAC1,000,000.00 Agency AA+/Aaa/AAA 0.625 12/23/2013 12/23/2013 0.312 0.215 1,004,830.00 1,003,043.33996.67 100.404138.891,004,040.00 1,004,178.8936962G4Q4 GENERAL ELEC CAP CORP750,000.00 Financial AA+/A1/NR 1.875 09/16/2013 09/16/2013 0.921 0.438 759,420.00755,000.742,395.76 100.9864,101.56757,396.50761,498.06589331AH0 MERCK & CO INC500,000.00 Industrial AA/Aa3/A+ 4.375 02/15/2013 02/15/2013 0.307 0.595 508,745.00502,490.66-87.16 100.4818,263.89502,403.50510,667.39589331AH0 MERCK & CO INC250,000.00 Industrial AA/Aa3/A+ 4.375 02/15/2013 02/15/2013 0.306 0.595 253,667.50251,240.88-39.13 100.4814,131.94251,201.75255,333.69637432LM5 NATIONAL RURAL UTIL COOP500,000.00 Financial A+/A1/Withdrawn5.500 07/01/2013 07/01/2013 0.568 0.531 533,725.00512,184.08378.92 102.513 13,750.00512,563.00526,313.00637432LM5 NATIONAL RURAL UTIL COOP200,000.00 Financial A+/A1/Withdrawn5.500 07/01/2013 07/01/2013 0.588 0.531 210,944.00204,843.19182.01 102.5135,500.00205,025.20210,525.20674599CA1 OCCIDENTAL PETROLEUM COR700,000.00 UtilityA/A1/A1.450 12/13/2013 12/13/2013 0.358 0.359 710,430.00707,203.1599.95 101.043507.50707,303.10707,810.6069371RJ98PACCAR FINANCIAL CORP700,000.00 FinancialA+/A1/NA2.050 06/17/2013 06/17/2013 0.424 0.451 711,032.00705,189.7062.40 100.750558.06705,252.10705,810.16713448BG2 PEPSICO INC350,000.00 IndustrialA-/Aa3/A4.650 02/15/2013 02/15/2013 0.369 0.353 353,780.00351,829.0385.47 100.5476,148.33351,914.50358,062.8387612EAY2 TARGET CORP750,000.00 IndustrialA+/A2/A-0.377 01/11/2013 01/11/2013 0.385 0.050 750,000.00750,000.0075.00 100.010643.61750,075.00750,718.61882508AP9 TEXAS INSTRUMENTS INC750,000.00 IndustrialA+/A1/A+0.875 05/15/2013 05/15/2013 0.385 0.241 753,637.50751,346.48458.02 100.241838.54751,804.50752,643.0491159HGZ7 US BANCORP800,000.00 Financial A+/A1/AA- 1.125 10/30/2013 09/30/2013 0.818 0.282 803,752.00801,809.483,370.52 100.6481,525.00805,180.00806,705.00913017BW8 UNITED TECHNOLOGIES CORP750,000.00 IndustrialA/A2/A0.581 12/02/2013 12/02/2013 0.247 0.285 752,767.50752,347.12-292.12 100.274350.72752,055.00752,405.72------23,835,000.00 ---------------0.375 0.271 24,189,970.74 23,976,486.9818,470.99 ---93,908.30 23,994,957.97 24,088,866.27Long Term (9)25.31% 11,277,315.06Balance Sheet Classification(WC-Contra Costa County)Dated: 1/2/201312/31/20129Page 66 Cusip/ISINDescriptionCurr Face SectorRating Coupon Maturity Eff Maturity PurYieldYield Orig CostAmort CostUnreal G/L PriceAccr IntFair ValueMkt Value12572QAD7 CME GROUP INC750,000.00 Financial AA-/Aa3/NA 5.750 02/15/2014 02/15/2014 0.878 0.751 809,812.50790,534.091,506.41 105.605 16,291.67792,040.50808,332.17313376UF0 FEDERAL HOME LOAN BANK1,000,000.00 Agency AA+/Aaa/AAA* 0.375 01/29/2014 01/29/2014 0.232 0.194 1,001,877.00 1,001,533.60441.40 100.1981,583.33 1,001,975.00 1,003,558.333134G3HN3 FREDDIE MAC1,250,000.00 Agency AA+/Aaa/AAA 0.500 01/24/2014 01/24/2013 0.301 0.181 1,251,300.00 1,250,155.73129.27 100.0232,725.69 1,250,285.00 1,253,010.6931398AXJ6 FANNIE MAE1,500,000.00 Agency AA+/Aaa/AAA 2.500 05/15/2014 05/15/2014 0.263 0.251 1,548,810.00 1,545,868.53623.97 103.1004,791.67 1,546,492.50 1,551,284.1746623EJH3 JPMORGAN CHASE & CO700,000.00 FinancialA/A2/A+1.058 05/02/2014 05/02/2014 0.838 0.546 702,891.00702,168.252,632.35 100.686308.58704,800.60705,109.18912828PZ7 US TREASURY N/B3,000,000.00 Government AA+*/Aaa/AAA 1.250 03/15/2014 03/15/2014 0.252 0.221 3,041,015.63 3,035,929.691,336.01 101.242 11,187.85 3,037,265.70 3,048,453.55912828TA8 US TREASURY N/B2,000,000.00 Government AA+*/Aaa/AAA*0.250 06/30/2014 06/30/2014 0.238 0.227 2,000,390.63 2,000,372.84409.16 100.03913.81 2,000,782.00 2,000,795.8191412GFA8 CA UNI-FLTG-TXB-Y-2750,000.00 Municipal AA/Aa1/AA+ 0.614 07/01/2014 01/01/2014 0.624 0.590 750,000.00750,000.00150.00 100.020370.96750,150.00750,520.96931142CN1 WAL-MART STORES INC150,000.00 Industrial AA/Aa2/AA 3.000 02/03/2014 02/03/2014 0.418 0.331 154,545.00154,197.01178.19 102.9171,875.00154,375.20156,250.20------11,100,000.00 ---------------0.363 0.304 11,260,641.76 11,230,759.747,406.76 ---39,148.56 11,238,166.50 11,277,315.06Summary44,555,776.18Total Orig Face / Shares Total Curr Face / SharesYieldPurchase YieldTotal Orig CostTotal Book ValueTotal Amort CostTotal Unreal G/LTotal Accr IntTotal Fair ValueTotal Mkt Value44,124,594.8544,124,594.850.230.3044,640,207.3544,529,898.4344,396,841.5725,877.75133,056.8644,422,719.3244,555,776.18Balance Sheet Classification(WC-Contra Costa County)Dated: 1/2/201312/31/201210Page 67 PurchasesSalesMaturitiesCash Equivalents (<= 90 days)-8,908,392.947,324,048.370.00Marketable Securities Short Term-612,990.142,000,000.008,580,000.00 Long Term-8,510,902.2578,353.840.00 Equities0.000.000.00 Funds0.000.000.00Alternative Investments0.000.000.00Totals-18,032,285.339,402,402.218,580,000.00Trade Date Settle Date Type Cusip/ISIN DescriptionCoupon Maturity Broker/Dealer Orig Face Notional Price Original Cost Principal Accr Int Real G/L Comm Proceeds Class10/02/2012 10/05/2012 BUY 589331AH0 MERCK & CO INC4.375 02/15/2013 BB & TCAPITALMARKETS250,000.00 250,000.00 101.467 253,667.50 253,667.50 1,519.100.00 0.00 -255,186.60 ST10/04/2012 10/05/2012 BUY 313376UF0 FEDERAL HOME LOANBANK0.375 01/29/2014 MorganStanley1,000,000.00 1,000,000.00 100.188 1,001,877.00 1,001,877.00 687.500.00 0.00 -1,002,564.50 LT10/15/2012 10/15/2012 PPD 477867AB1 JDOT 2011-A A20.640 06/16/2014 ---42,724.96 42,724.96 --- 42,722.55 42,724.960.00-0.00 0.00 42,724.96 LT10/22/2012 10/22/2012 MTY 44924EAB6 IBM INTL GROUPCAPITAL5.050 10/22/2012 ---750,000.00 750,000.00 100.000 800,257.50 750,000.000.000.00 0.00 750,000.00 ST10/25/2012 10/25/2012 CRDM 3135G0EU3 FANNIE MAE0.625 10/25/2013 --- 1,000,000.00 1,000,000.00 100.000 1,000,000.00 1,000,000.000.000.00 0.00 1,000,000.00 ST10/31/2012 10/31/2012 BUY 912828PZ7 US TREASURY N/B1.250 03/15/2014 MorganStanley3,000,000.00 3,000,000.00 101.367 3,041,015.63 3,041,015.63 4,765.190.00 0.00 -3,045,780.82 LT11/01/2012 11/02/2012 BUY 913017BW8 UNITED TECHNOLOGIESCORP0.581 12/02/2013 BNP Paribas 750,000.00 750,000.00 100.369 752,767.50 752,767.50 845.970.00 0.00 -753,613.47 LT11/08/2012 11/14/2012 BUY 713448BG2 PEPSICO INC4.650 02/15/2013 Dain Rauscher 350,000.00 350,000.00 101.080 353,780.00 353,780.00 4,023.540.00 0.00 -357,803.54 ST11/09/2012 11/09/2012 MTY 665859AH7 NORTHERN TRUSTCORP5.200 11/09/2012 ---630,000.00 630,000.00 100.000 672,430.50 630,000.000.000.00 0.00 630,000.00 ST11/14/2012 11/14/2012 MTY 313376BC8 FEDERAL HOME LOANBANK0.180 11/14/2012 --- 1,000,000.00 1,000,000.00 100.000 999,780.00 1,000,000.000.000.00 0.00 1,000,000.00 ST11/14/2012 11/14/2012 CRDM 3135G0FG3 FANNIE MAE0.600 11/14/2013 --- 1,000,000.00 1,000,000.00 100.000 1,001,700.00 1,000,000.000.000.00 0.00 1,000,000.00 ST11/15/2012 11/15/2012 PPD 477867AB1 JDOT 2011-A A20.640 06/16/2014 ---35,628.88 35,628.88 --- 35,626.87 35,628.880.00-0.00 0.00 35,628.88 LT11/26/2012 11/26/2012 MTY 3134G1WT7 FREDDIE MAC0.515 11/26/2012 --- 1,500,000.00 1,500,000.00 100.000 1,504,590.00 1,500,000.000.000.00 0.00 1,500,000.00 ST11/26/2012 11/29/2012 BUY 931142CN1 WAL-MART STORES INC 3.000 02/03/2014 SEATTLENORTHWEST150,000.00 150,000.00 103.030 154,545.00 154,545.00 1,475.000.00 0.00 -156,020.00 LT11/29/2012 11/30/2012 BUY 31398AXJ6 FANNIE MAE2.500 05/15/2014 GoldmanSachs1,500,000.00 1,500,000.00 103.254 1,548,810.00 1,548,810.00 1,562.500.00 0.00 -1,550,372.50 LT11/30/2012 11/30/2012 MTY 313376L86 FEDERAL HOME LOANBANK0.125 11/30/2012 --- 1,000,000.00 1,000,000.00 100.000 999,330.00 1,000,000.000.000.00 0.00 1,000,000.00 ST11/30/2012 11/30/2012 MTY 3137EACP2 FREDDIE MAC0.375 11/30/2012 --- 2,000,000.00 2,000,000.00 100.000 2,003,360.00 2,000,000.000.000.00 0.00 2,000,000.00 ST11/30/2012 11/30/2012 MTY 002819AA8 ABBOTT LABORATORIES 5.150 11/30/2012 ---700,000.00 700,000.00 100.000 748,860.00 700,000.000.000.00 0.00 700,000.00 ST12/05/2012 12/06/2012 BUY 912828TA8 US TREASURY N/B0.250 06/30/2014 RBSSECURITIESINC2,000,000.00 2,000,000.00 100.020 2,000,390.63 2,000,390.63 2,160.330.00 0.00 -2,002,550.96 LT12/07/2012 12/07/2012 MTY 31331G2R9 FEDERAL FARM CREDITBANK1.875 12/07/2012 --- 1,000,000.00 1,000,000.00 100.000 1,021,000.00 1,000,000.000.000.00 0.00 1,000,000.00 ST------ NMMF_BUY 949917397 WFA HERITAGE MONEYMARK-I--- --- Unknown 8,908,392.94 8,908,392.94 1.000 8,908,392.94 8,908,392.940.000.00 0.00 -8,908,392.94 CE------ NMMF_SELL 949917397 WFA HERITAGE MONEYMARK-I--- --- Unknown 7,324,048.37 7,324,048.37 1.000 7,324,048.37 7,324,048.370.000.00 0.00 7,324,048.37 CE--------------- --------- 35,890,795.15------ 36,168,951.99 35,997,648.41 17,039.13-0.00 0.00 -49,883.12 ---Trading Activity(WC-Contra Costa County)Dated: 1/2/201310/1/2012 - 12/31/201211Page 68 SummaryCash Affecting TransactionsCusip/ISINBeginning BalanceEnding BalanceCCYUSD2.950.00Trade DateSettle DateTypeNotional Cusip/ISINDescriptionCoupon MaturityPriceAmount------NMMF_BUY--- 949917397WFA HERITAGE MONEY MARK-I------1.000-8,908,392.94------NMMF_SELL--- 949917397WFA HERITAGE MONEY MARK-I------1.0007,324,048.3709/30/201210/01/2012MMF--- 949917397WFA HERITAGE MONEY MARK-I0.050------484.3910/01/201210/01/2012CPN--- 91412GFA8CA UNI-FLTG-TXB-Y-20.614 07/01/2014---354.6610/02/201210/05/2012BUY250,000.00 589331AH0MERCK & CO INC4.375 02/15/2013101.467-255,186.6010/04/201210/05/2012BUY1,000,000.00 313376UF0FEDERAL HOME LOAN BANK0.375 01/29/2014100.188-1,002,564.5010/11/201210/11/2012CPN--- 87612EAY2TARGET CORP0.377 01/11/2013---934.5710/15/201210/15/2012CPN--- 477867AB1JDOT 2011-A A20.640 06/16/2014---41.7910/15/201210/15/2012PPD--- 477867AB1JDOT 2011-A A20.640 06/16/2014---42,724.9610/16/201210/16/2012CPN--- 313378WY3FEDERAL HOME LOAN BANK0.240 04/16/2013---1,200.0010/19/201210/19/2012CPN--- 3134G1VX9FREDDIE MAC0.800 04/19/2013---6,000.0010/22/201210/22/2012MTY750,000.00 44924EAB6IBM INTL GROUP CAPITAL5.050 10/22/2012100.000750,000.0010/22/201210/22/2012CPN--- 44924EAB6IBM INTL GROUP CAPITAL5.050 10/22/2012---18,937.5010/22/201210/22/2012MEXP--- CCYUSDUS Dollar----------3,721.0010/22/201210/22/2012TRN--- CCYUSDUS Dollar----------26,499.4610/25/201210/25/2012CPN--- 3135G0EU3FANNIE MAE0.625 10/25/2013---3,125.0010/25/201210/25/2012CRDM1,000,000.00 3135G0EU3FANNIE MAE0.625 10/25/2013100.0001,000,000.0010/30/201210/30/2012CPN--- 91159HGZ7US BANCORP1.125 10/30/2013---4,500.0010/31/201210/31/2012BUY3,000,000.00 912828PZ7US TREASURY N/B1.250 03/15/2014101.367-3,045,780.8210/31/201211/01/2012MMF--- 949917397WFA HERITAGE MONEY MARK-I0.050------512.1511/01/201211/02/2012BUY750,000.00 913017BW8UNITED TECHNOLOGIES CORP0.581 12/02/2013100.369-753,613.4711/01/201211/01/2012CPN--- 91412GFA8CA UNI-FLTG-TXB-Y-20.614 07/01/2014---396.8611/08/201211/14/2012BUY350,000.00 713448BG2PEPSICO INC4.650 02/15/2013101.080-357,803.5411/09/201211/09/2012CPN--- 665859AH7NORTHERN TRUST CORP5.200 11/09/2012---16,380.0011/09/201211/09/2012MTY630,000.00 665859AH7NORTHERN TRUST CORP5.200 11/09/2012100.000630,000.0011/14/201211/14/2012CPN--- 313379F87FEDERAL HOME LOAN BANK0.280 11/14/2013---1,400.0011/14/201211/14/2012CPN--- 3135G0FG3FANNIE MAE0.600 11/14/2013---3,000.0011/14/201211/14/2012CPN--- 313376BC8FEDERAL HOME LOAN BANK0.180 11/14/2012---900.0011/14/201211/14/2012MTY1,000,000.00 313376BC8FEDERAL HOME LOAN BANK0.180 11/14/2012100.0001,000,000.0011/14/201211/14/2012CRDM1,000,000.00 3135G0FG3FANNIE MAE0.600 11/14/2013100.0001,000,000.0011/15/201211/15/2012PPD--- 477867AB1JDOT 2011-A A20.640 06/16/2014---35,628.8811/15/201211/15/2012CPN--- 477867AB1JDOT 2011-A A20.640 06/16/2014---19.0011/15/201211/15/2012CPN--- 191216AN0COCA-COLA CO/THE0.750 11/15/2013---2,887.5011/15/201211/15/2012CPN--- 882508AP9TEXAS INSTRUMENTS INC0.875 05/15/2013---3,281.25Transaction Detail(WC-Contra Costa County)Dated: 1/2/201310/1/2012 - 12/31/201212Page 69 Payable/Receivable TransactionsTrade DateSettle DateTypeNotional Cusip/ISINDescriptionCoupon MaturityPriceAmount11/20/201211/20/2012MEXP--- CCYUSDUS Dollar----------3,757.3211/21/201211/21/2012TRN--- CCYUSDUS Dollar----------48,402.7911/24/201211/26/2012CPN--- 31331K2J8FEDERAL FARM CREDIT BANK0.250 05/24/2013---1,250.0011/26/201211/26/2012CPN--- 3134G1WT7FREDDIE MAC0.515 11/26/2012---3,862.5011/26/201211/26/2012MTY1,500,000.00 3134G1WT7FREDDIE MAC0.515 11/26/2012100.0001,500,000.0011/26/201211/29/2012BUY150,000.00 931142CN1WAL-MART STORES INC3.000 02/03/2014103.030-156,020.0011/26/201211/26/2012CPN--- 09247XAG6BLACKROCK INC0.612 05/24/2013---887.2511/29/201211/29/2012CPN--- 3133XQU34FEDERAL HOME LOAN BANK3.625 05/29/2013---18,125.0011/29/201211/30/2012BUY1,500,000.00 31398AXJ6FANNIE MAE2.500 05/15/2014103.254-1,550,372.5011/30/201211/30/2012CPN--- 002819AA8ABBOTT LABORATORIES5.150 11/30/2012---18,025.0011/30/201211/30/2012CPN--- 3137EACP2FREDDIE MAC0.375 11/30/2012---3,750.0011/30/201211/30/2012CPN--- 313376L86FEDERAL HOME LOAN BANK0.125 11/30/2012---625.0011/30/201211/30/2012MTY1,000,000.00 313376L86FEDERAL HOME LOAN BANK0.125 11/30/2012100.0001,000,000.0011/30/201211/30/2012MTY2,000,000.00 3137EACP2FREDDIE MAC0.375 11/30/2012100.0002,000,000.0011/30/201211/30/2012MTY700,000.00 002819AA8ABBOTT LABORATORIES5.150 11/30/2012100.000700,000.0011/30/201212/01/2012MMF--- 949917397WFA HERITAGE MONEY MARK-I0.050------404.3912/03/201212/03/2012CPN--- 91412GFA8CA UNI-FLTG-TXB-Y-20.614 07/01/2014---408.0012/03/201212/03/2012CPN--- 913017BW8UNITED TECHNOLOGIES CORP0.581 12/02/2013---1,290.4712/05/201212/06/2012BUY2,000,000.00 912828TA8US TREASURY N/B0.250 06/30/2014100.020-2,002,550.9612/07/201212/07/2012CPN--- 31331G2R9FEDERAL FARM CREDIT BANK1.875 12/07/2012---9,375.0012/07/201212/07/2012MTY1,000,000.00 31331G2R9FEDERAL FARM CREDIT BANK1.875 12/07/2012100.0001,000,000.0012/12/201212/12/2012CPN--- 3128X1KG1FREDDIE MAC4.000 06/12/2013---20,000.0012/13/201212/13/2012CPN--- 674599CA1OCCIDENTAL PETROLEUM COR1.450 12/13/2013---5,075.0012/14/201212/14/2012CPN--- 3133XYHD0FEDERAL HOME LOAN BANK1.625 06/14/2013---16,250.0012/17/201212/17/2012CPN--- 46623EJH3JPMORGAN CHASE & CO1.058 05/02/2014---2,014.9512/17/201212/17/2012TRN--- CCYUSDUS Dollar----------2.9512/17/201212/17/2012CPN--- 69371RJ98PACCAR FINANCIAL CORP2.050 06/17/2013---7,175.0012/20/201212/20/2012CPN--- 14912L4Q1CATERPILLAR FINANCIAL SE1.550 12/20/2013---5,425.0012/20/201212/20/2012MEXP--- CCYUSDUS Dollar----------3,833.9212/23/201212/24/2012CPN--- 3134G3BF6FREDDIE MAC0.625 12/23/2013---3,125.0012/31/201212/31/2012CPN--- 912828TA8US TREASURY N/B0.250 06/30/2014---2,500.0012/31/201212/31/2012TRN--- CCYUSDUS Dollar----------47,824.62------------------ --- --- --- -2.95Trade DateSettle DateTypeNotional Cusip/ISINDescriptionCoupon MaturityPriceAmount12/31/201201/02/2013MMF--- 949917397WFA HERITAGE MONEY MARK-I0.050------537.71------------------ --- --- --- 537.71Transaction Detail(WC-Contra Costa County)Dated: 1/2/201310/1/2012 - 12/31/201213Page 70 Cash Affecting TransactionsCusip/ISINDescriptionBeginning BalanceEnding Balance949917397WFA HERITAGE MONEY MARK-I7,604,712.579,189,057.14Trade Date Settle Date Type NotionalCusip/ISINTickerDescriptionReal G/LAmount10/01/2012 10/01/2012 BUY839.09 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-839.0910/05/2012 10/05/2012 SELL 1,257,751.10 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00 1,257,751.1010/11/2012 10/11/2012 BUY934.57 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-934.5710/15/2012 10/15/2012 BUY42,766.75 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-42,766.7510/16/2012 10/16/2012 BUY1,200.00 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-1,200.0010/19/2012 10/19/2012 BUY6,000.00 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-6,000.0010/22/2012 10/22/2012 SELL26,499.46 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.0026,499.4610/22/2012 10/22/2012 BUY765,216.50 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00 -765,216.5010/25/2012 10/25/2012 BUY 1,003,125.00 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00 -1,003,125.0010/31/2012 10/31/2012 BUY4,500.00 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-4,500.0010/31/2012 10/31/2012 SELL 3,045,780.82 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00 3,045,780.8210/31/2012 11/01/2012 MMF0.00 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00512.1511/01/2012 11/01/2012 BUY908.99 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-908.9911/02/2012 11/02/2012 SELL753,613.47 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00 753,613.4711/09/2012 11/09/2012 BUY646,380.00 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00 -646,380.0011/14/2012 11/14/2012 BUY 1,647,496.46 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00 -1,647,496.4611/15/2012 11/15/2012 BUY6,168.75 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-6,168.7511/15/2012 11/15/2012 BUY35,647.88 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-35,647.8811/20/2012 11/20/2012 SELL3,757.32 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.003,757.3211/21/2012 11/21/2012 SELL48,402.79 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.0048,402.7911/26/2012 11/26/2012 BUY 1,505,112.50 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00 -1,505,112.5011/27/2012 11/27/2012 BUY887.25 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-887.2511/29/2012 11/29/2012 SELL137,895.00 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00 137,895.0011/30/2012 11/30/2012 BUY 2,172,027.50 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00 -2,172,027.5011/30/2012 12/01/2012 MMF0.00 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00404.3912/03/2012 12/03/2012 BUY812.37 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-812.3712/04/2012 12/04/2012 BUY1,290.47 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-1,290.4712/06/2012 12/06/2012 SELL 2,002,550.96 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00 2,002,550.9612/07/2012 12/07/2012 BUY 1,009,375.00 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00 -1,009,375.0012/12/2012 12/12/2012 BUY20,000.00 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-20,000.0012/13/2012 12/13/2012 BUY5,075.00 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-5,075.0012/14/2012 12/14/2012 BUY16,250.00 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-16,250.0012/17/2012 12/17/2012 BUY7,175.00 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-7,175.0012/17/2012 12/17/2012 BUY2,014.95 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-2,014.9512/20/2012 12/20/2012 BUY1,591.08 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-1,591.0812/24/2012 12/24/2012 BUY3,125.00 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-3,125.00MMF Transaction Detail(WC-Contra Costa County)Dated: 1/2/201310/1/2012 - 12/31/201214Page 71 Payable/Receivable TransactionsTrade Date Settle Date Type NotionalCusip/ISINTickerDescriptionReal G/LAmount12/31/2012 12/31/2012 SELL47,797.45 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.0047,797.4512/31/2012 12/31/2012 BUY2,472.83 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00-2,472.83------ --------------- 0.00-1,583,428.03Trade Date Settle Date Type NotionalCusip/ISINTickerDescriptionReal G/LAmount12/31/2012 01/02/2013 MMF0.00 949917397 SHIXXWFA HERITAGE MONEY MARK-I0.00537.71------ --------------- 0.00537.71MMF Transaction Detail(WC-Contra Costa County)Dated: 1/2/201310/1/2012 - 12/31/201215Page 72 STATEMENT FOR PERIOD December 01, 2012 - December 31, 2012 CONTRA COSTA COUNTY Date Transaction Shares Price Per Share Amount 201-000004-10 Average Cost NAV Average Cost Amount Realized Gain/Loss* CalTrust Short Term Fund 11/30/2012 BALANCE FORWARD 10,232,889.806 10.02 102,533,555.86 10.00361741 102,365,914.63 12/03/2012 INCOME DISTRIBUTION - NOVEMBER 3,042.698 10.02 30,487.83 10.00362228 0.00 30,487.83 12/31/2012 UNREALIZED GAIN (LOSS) 0.000 0.00 0.00 12/31/2012 ENDING BALANCE 10,235,932.504 10.02 102,396,402.46 102,564,043.69 INCOME DISTRIBUTION PAID - NOVEMBER 0.00 27,996.91INCOME ACCRUAL - DECEMBER 167,641.23CUMULATIVE UNREALIZED GAIN (LOSS) * Please note that this information should not be construed as tax advice and it is recommended that you consult with a tax professional regarding your account. For Inquiries About Your Account, Contact: Nottingham Investment Administration 116 South Franklin Street Rocky Mount, NC 27804 Attention: CalTRUST Shareholder Services Phone: 800.773.3863 Fax: 252-972-1908 Email: caltrustsupport@ncfunds.com CONTRA COSTA COUNTY ATTN: BELINDA ZHU 625 COURT STREET ROOM 102 MARTINEZ CA 94553-1281 Page 1 of 1 Page 73 MONTH END PORTFOLIO STATISTICS December 31, 2012 CalTrust Short Term LAIF Market Value N/A$646,652,151.46 NAV per Share N/A$10.02 Yield 0.32%0.30% Period Total Return N/A0.03% Period Yield Return 0.03%0.03% Effective Duration N/A0.71 yrs. Average Maturity 0.59 yrs.1.15 yrs. CalTrust Short Term Total Return CalTrust Short Term Yield Return LAIF Yield Return 0.03%0.03%0.03%One Month 0.08%0.08%0.09%Three Month 0.25%0.18%0.18%Six Month 0.62%0.36%0.41%Calendar Y-T-D 0.62%0.36%0.41%One Year* 0.49%0.38%0.48%Two Year* 0.61%0.43%0.52%Three Year* 1.17%1.14%1.08%Five Year* 2.41%2.33%2.37%Since Inception* *Annualized US Govt Agency 57.9% Corporate 28.1% Muni 10.6% MBS/ABS 1.7% MONEYMKT 1.6% Total:100.0% Portfolio Sector Breakdown AA+53.5% AAA 13.1% A+10.8% A 7.1% AA-4.3% A-3.2% AA/A-1+2.3% NR 1.6% SP-1+1.6% A2 1.1% AA 1.0% Aa3 0.3% A1 0.2% Total:100.0% Portfolio Quality Breakdown Inception date of the Portfolio - February 13, 2005. See disclosure below. Returns are Net of Fees. Rating Source - Standard & Poor's. Yield represents the 7 Day Net Distribution on investments for the period. Disclosure to Performance Information This performance information is based on an inception date of February 13, 2005, when the CalTrust Short-Term portfolio commenced investment operations according to its investment objective, and does not include any investment returns from temporary investments held before the commencement of those operations. First-month index returns, February 13-28, 2005, are intra-period and were calculated by calculating the average daily return during the month and multiplying the average daily return by number of days in the shortened period. Performance was calculated net of investment advisory and program administration fees. The Local Agency Investment Fund (LAIF) is a diversified portfolio managed by the State of California for local governments and special districts. Performance for the CalTRUST Short Term Account is on a trade date basis. LAIF?s monthly performance was calculated by taking the average monthly effective yield and dividing it by 365 then multiplying the result by the number of days in the month. Past performance is no guarantee of future results. Page 74 <<Back CalTrust Short Term Fund View Export Print Home Search Complete Listing Effective Date: 12/31/2012 Go Ticker CUSIP Description S&P Rating 12/31/2012* Mat. Date Years Shares Price Value AE111315 025815AB7 AMERICAN EXPR CENTURION 11/13/15 A2 11/13/2015 2.9 7,000,000.00 99.8589 $6,990,123.00 AH050814 02666QK93 AMERICAN HONDA FINANCE 5/8/2014 A+5/8/2014 1.4 4,000,000.00 100.4184 $4,016,736.00 AH061814 02666QL27 AMERICAN HONDA FINANCE 06/18/2014 A+6/18/2014 1.5 7,000,000.00 100.3254 $7,022,778.00 BN082713 06406HBK4 BANK OF NEW YORK MELLON 5.125 8/27/13 A+8/27/2013 0.7 3,900,000.00 103.0940 $4,020,666.00 BN102315 06406HCF4 BANK OF NEW YORK MELLON 10/23/15 A+10/23/2015 2.8 6,500,000.00 99.9445 $6,496,392.50 BH081514 084670BA5 BERKSHIRE HATHAWAY INC 8/15/2014 AA+8/15/2014 1.7 6,400,000.00 101.0323 $6,466,067.20 BH21113 084670AU2 BERKSHIRE HATHAWAY INC 2.125% 2/11/2013 AA+2/11/2013 0.2 3,000,000.00 100.1790 $3,005,370.00 CI100113 13034ABJ8 CALIFORNIA INFRA- STRUCTURE 10/01/2013 AAA 10/1/2013 0.8 1,000,000.00 100.0750 $1,000,750.00 CS062013 13063BB68 CALIFORNIA ST 2.5% 06/20/2013 SP-1+6/20/2013 0.5 7,200,000.00 101.0360 $7,274,592.00 CT040139 13063A5F7 CALIFORNIA ST TAX- ABLE 5.65% 4/1/2013 A-4/1/2013 0.3 2,300,000.00 101.2070 $2,327,761.00 CF020915 14912L5A5 CATERPILLAR FINANCI- AL SE 2/9/2015 A 2/9/2015 2.2 5,000,000.00 100.4389 $5,021,945.00 CF122013 14912L4Q1 CATERPILLAR FINANCIA L SE 1.55 12/20/2013 A 12/20/2013 1.0 4,832,000.00 101.0626 $4,883,344.83 CG080113 12572QAA3 CME GROUP INC 5.4% 8/1/2013 AA-8/1/2013 0.7 4,000,000.00 102.8497 $4,113,988.00 CM021514 12572QAD7 CME GROUP INC 5.75% 2/15/2014 AA-2/15/2014 1.2 2,780,000.00 105.6054 $2,935,830.12 CC060113 212257BC2 CONTRA COSTA CNTY CA PENSN 6.25% 6/1/2013 AA-6/1/2013 0.5 3,050,000.00 102.2250 $3,117,862.50 DI091013 24702RAK7 DELL INC 1.40% 9/10/2013 A-9/10/2013 0.8 7,000,000.00 100.5460 $7,038,220.00 FM052915 3135G0LB7 FANNIE MAE 1% 05/29/15 AA+5/29/2015 2.4 5,000,000.00 100.3185 $5,015,925.00 FM102314 3135G0JW4 FANNIE MAE 0.6% 10/23/14 AA+10/23/2014 1.8 5,000,000.00 100.1292 $5,006,460.00 FM51514 31398AXJ6 FANNIE MAE 2.5% 05/15/14 Aaa 5/15/2014 1.4 8,000,000.00 103.0995 $8,247,960.00 FN032114 31398A3R1 FANNIE MAE 1.35% 03/21/14 AA+3/21/2014 1.2 9,000,000.00 101.1536 $9,103,824.00 FM092313 31398A2S0 FANNIE MAE 1.00% 9/23/2013 AA+9/23/2013 0.8 12,500,000.00 100.5792 $12,572,400.00 FM090313 31398A3A8 FANNIE MAE 1.05% 9/3/2013 AA+9/3/2013 0.8 5,000,000.00 100.5011 $5,025,055.00 FM062714 3135G0BJ1 FANNIE MAE 1.125% 6/27/2014 AA+6/27/2014 1.5 20,000,000.00 101.3298 $20,265,960.00 FN093013 31398A2M3 FANNIE MAE 1.125% 9/30/2013 AA+9/30/2013 0.8 15,000,000.00 100.7026 $15,105,390.00 FM022714 3135G0AP8 FANNIE MAE 1.25% 2/27/2014 AA+2/27/2014 1.2 9,000,000.00 101.3337 $9,120,033.00 FM062014 3135G0MH3 FANNIE MAE 6/20/2014 AA+6/20/2014 1.5 6,000,000.00 99.9746 $5,998,476.00 FF030414 3133EAS74 FED FARM CREDIT BANK 0.26% 03/04/14 AA+3/4/2014 1.2 9,700,000.00 100.0655 $9,706,353.50 FF080114 3133EA6V5 FED FARM CREDIT BANK 0.3% 08/01/14 Aaa 8/1/2014 1.7 2,000,000.00 100.0658 $2,001,316.00 FH052413 313379GV5 FED HOME LN BANK 0.2% 5/24/2013 AA+5/24/2013 0.4 4,900,000.00 100.0315 $4,901,543.50 FH081413 313376XT7 FED HOME LN BANK 0.24% 08/14/13 AA+8/14/2013 0.7 7,400,000.00 100.0370 $7,402,738.00 FH111413 313379F87 FED HOME LN BANK 0.28% 11/14/13 AA+11/14/2013 0.9 10,000,000.00 100.0865 $10,008,650.00 FH120613 313379H28 FED HOME LN BANK 0.29% 12/06/13 AA+12/6/2013 1.0 16,100,000.00 100.1019 $16,116,405.90 FC112114 3133EC3U6 FEDERAL FARM CREDIT BANK 0.28% 11/21/14 Aaa 11/21/2014 1.9 5,000,000.00 99.9687 $4,998,435.00 FF042314 3133EALW6 FEDERAL FARM CREDIT BANK 0.3% 04/23/14 AA+4/23/2014 1.3 16,000,000.00 100.1002 $16,016,032.00 FF042514 3133EAAQ1 FEDERAL FARM CREDIT BANK 0.43% 4/25/2014 AA+4/25/2014 1.3 11,000,000.00 100.0027 $11,000,297.00 FF102314 3133EA5X2 FEDERAL FARM CREDIT BANK 0.26% 10/23/14 Aaa 10/23/2014 1.8 1,900,000.00 99.9622 $1,899,281.80 FF112614 3133EC5G5 FEDERAL FARM CREDIT BANK 0.25% 11/26/14 Aaa 11/26/2014 1.9 10,000,000.00 99.9237 $9,992,370.00 FH111414 3133XBMT9 FEDERAL HOME LN BANK 4.75% 11/14/14 Aaa 11/14/2014 1.9 4,000,000.00 108.3108 $4,332,433.88 FE050213 313376XM2 FEDERAL HOME LOAN .20% 05/02/2013 Aaa 5/2/2013 0.4 4,700,000.00 100.0266 $4,701,250.20 FH012913 313374VY3 FEDERAL HOME LOAN BANK 0.375% 1/29/13 AA+1/29/2013 0.1 5,000,000.00 100.0191 $5,000,955.00 FH040913 313378WU1 FEDERAL HOME LOAN BANK 0.24% 4/9/2013 AA+4/9/2013 0.3 7,000,000.00 100.0323 $7,002,261.00 FH073013 313376VB8 FEDERAL HOME LOAN BANK 0.25% 7/30/2013 AA+7/30/2013 0.6 11,625,000.00 100.0416 $11,629,836.00 FM021914 3128X9C73 FREDDIE MAC 2.175% 02/19/2014 AA+2/19/2014 1.2 6,336,000.00 102.2302 $6,477,305.47 FM032114 3134G3NS5 FREDDIE MAC 0.3% 03/21/14 AA+3/21/2014 1.2 3,000,000.00 100.1576 $3,004,728.00 FM112614 3134G3W71 FREDDIE MAC 0.35% 11/26/14 Aaa 11/26/2014 1.9 5,000,000.00 99.9940 $4,999,700.00 FM121014 3134G3Y61 FREDDIE MAC 0.375% 12/10/14 Aaa 12/10/2014 2.0 10,000,000.00 100.0311 $10,003,110.00 FL112713 3137EACZ0 FREDDIE MAC 0.375% 11/27/2013 Aaa 11/27/2013 0.9 20,000,000.00 100.1758 $20,035,160.00 FM103013 3137EACX5 FREDDIE MAC 0.375% 10/30/2013 AA+10/30/2013 0.8 10,000,000.00 100.1529 $10,015,290.00 FM010914 3134G3JR2 FREDDIE MAC 0.45% 1/9/2014 AA+1/9/2014 1.1 10,000,000.00 100.2714 $10,027,140.00 FM022114 3134G3MH0 FREDDIE MAC 0.45% 02/21/2014 AA+2/21/2014 1.2 7,635,000.00 100.0483 $7,638,687.71 FM012414 3134G3HN3 FREDDIE MAC 0.5% 1/24/2014 AA+1/24/2014 1.1 5,000,000.00 100.0228 $5,001,140.00 FM010314 3134G3GZ7 FREDDIE MAC 0.50% 1/3/2014 AA+1/3/2014 1.1 15,000,000.00 100.0011 $15,000,165.00 FM101513 3134G23H3 FREDDIE MAC 0.50% 10/15/2013 AA+10/15/2013 0.8 10,000,000.00 100.2512 $10,025,120.00 FM112514 3137EACY3 FREDDIE MAC 0.75% 11/25/2014 AA+11/25/2014 1.9 10,000,000.00 100.9077 $10,090,770.00 FM41913 3134G1VX9 FREDDIE MAC 0.8% 4/19/2013 AA+4/19/2013 0.3 2,800,000.00 100.1752 $2,804,905.60 FM082014 3134G2UA8 FREDDIE MAC 1.00% 8/20/2014 AA+8/20/2014 1.7 26,675,000.00 101.1668 $26,986,243.90 FM022514 3137EACR8 FREDDIE MAC 1.375% 2/25/2014 AA+2/25/2014 1.2 10,000,000.00 101.3441 $10,134,410.00 FM031515 31398V2J4 FREDDIE MAC 3/15/15 AAA 3/15/2015 2.2 1,639,689.82 100.8873 $1,654,238.79 GE010714 36962G4W1 GENERAL ELEC CAP CORP 1/7/2014 AA+1/7/2014 1.1 2,400,000.00 100.7462 $2,417,908.80 GE042414 36962G5X8 GENERAL ELEC CAP CORP 4/24/2014 AA+4/24/2014 1.3 6,000,000.00 100.7278 $6,043,668.00 GE091514 36962GK94 GENERAL ELEC CAP CORP 9/15/2014 AA+9/15/2014 1.8 3,430,000.00 99.8799 $3,425,880.57 GS020714 38143USB8 GOLDMAN SACHS GROUP INC 02/07/2014 A-2/7/2014 1.2 5,000,000.00 100.2922 $5,014,610.00 HA121514 43813XAB0 HONDA AUTO 0.46% 12/15/14 Aaa 12/15/2014 2.0 2,900,000.00 100.0741 $2,902,148.90 HA091513 43813UAB6 HONDA AUTO RECEIV- ABLES 9/15/2013 AAA 9/15/2013 0.8 6,407,186.47 100.0989 $6,413,523.18 HS040114 40428EJQ3 HSBC BANK USA 4.625% 04/01/14 A 4/1/2014 1.3 5,110,000.00 104.4693 $5,338,381.23 IC051214 459200GW5 IBM CORP 1.25% 5/12/2014 AA-5/12/2014 1.4 3,020,000.00 101.1898 $3,055,931.96 IC070113 452874EC0 IMPERIAL CA IRR DIST COPS 4.84% 7/1/2013 AA 7/1/2013 0.6 1,495,000.00 102.1940 $1,527,800.30 IR091513 463655GV6 IRVINE RANCH CA WTR 2.385% 9/15/2013 AA+9/15/2013 0.8 5,500,000.00 101.3940 $5,576,670.00 IR31514 463655GW4 IRVINE RANCH CALIF WTR DIST 2.605%AA+3/15/2014 1.2 3,365,000.00 102.5700 $3,451,480.50 JD042514 24422ERU5 JOHN DEERE CAPITAL CORP 4/25/2014 A 4/25/2014 1.3 2,975,000.00 100.1411 $2,979,197.73 JD061713 24422EQX0 JOHN DEERE CAPITAL CORP 1.875% 6/17/13 A 6/17/2013 0.5 2,000,000.00 100.7039 $2,014,078.00 JJ51514 478160BC7 JOHNSON & JOHNSON 5/15/2014 AAA 5/15/2014 1.4 1,800,000.00 100.2120 $1,803,816.00 JP050214 46623EJH3 JPMORGAN CHASE & CO 5/2/2014 A 5/2/2014 1.4 10,840,000.00 100.6858 $10,914,340.72 MG011014 59217GAE9 MET LIFE GLOB FUNDING 2% 1/10/14 AA-1/10/2014 1.1 1,000,000.00 101.4298 $1,014,298.00 ML040414 59157BAF9 METLIFE INSTITUTION- AL FD 4/4/2014 AA-4/4/2014 1.3 9,500,000.00 100.8497 $9,580,721.50 MS080113 623040EY4 MOUNT SAN ANTONIO 3.5% 8/1/2013 AA 8/1/2013 0.7 3,500,000.00 101.7490 $3,561,215.00 MV080113 624454KT0 MOUNTAIN VIEW LOS ALTOS 0.404% 8/1/13 AA+8/1/2013 0.7 1,810,000.00 99.9620 $1,809,312.20 NR040414 63743HEC2 NATIONAL RURAL UTIL COOP 4/4/2014 A 4/4/2014 1.3 3,300,000.00 100.2132 $3,307,035.60 NR070113 637432LM5 NATIONAL RURAL UTIL COOP 5.5% 7/1/2013 A+7/1/2013 0.6 7,805,000.00 102.5126 $8,001,108.43 NY050913 64953BAP3 NEW YORK LIFE GLOBAL FDG 4.65% 5/9/2013 AA+5/9/2013 0.4 1,300,000.00 101.3992 $1,318,189.60 NY091513 64952WAA1 NEW YORK LIFE GLOBAL 5.375% 9/15/2013 AA+9/15/2013 0.8 3,041,000.00 103.2879 $3,140,985.04 OC050113 68428LCT9 ORANGE CNTY CA PENSN OBLG 0.9% 5/1/2013 A+5/1/2013 0.4 2,800,000.00 100.0940 $2,802,632.00 OC062813 68428LCU6 ORANGE CNTY CA PENSN OBLG 0.95% 6/28/2013 A+6/28/2013 0.5 2,560,000.00 100.0430 $2,561,100.80 PF060514 69371RK70 PACCAR FINANCIAL CORP 6/5/2014 A+6/5/2014 1.5 9,804,000.00 100.2134 $9,824,921.74 PF061713 69371RJ98 PACCAR FINANCIAL CORP 2.05% 06/17/13 A1 6/17/2013 0.5 975,000.00 100.7503 $982,315.43 PC082514 713448BV9 PEPSICO INC 0.8% 08/25/14 Aa3 8/25/2014 1.7 1,700,000.00 100.5218 $1,708,870.60 PM080113 732098EA2 POMONA CA UNIF SCH 0.873% 8/1/2013 A 8/1/2013 0.7 4,650,000.00 100.0420 $4,651,953.00 PL070914 74256LAA7 PRINCIPAL LFE II PFG Floating 07/09/14 A+7/9/2014 1.6 1,000,000.00 99.9677 $999,677.00 RS060113 769036AS3 RIVERSIDE CA PENSN OBLG 0.75% 6/1/2013 SP-1+6/1/2013 0.5 3,085,000.00 100.0360 $3,086,110.60 SF070113 797669UD8 SAN FRANCISCO CA 0.46% 7/1/2013 AA+7/1/2013 0.6 1,700,000.00 99.9660 $1,699,422.00 SF050113 79766DCQ0 SAN FRANCISCO CALIF CITY 5/1/2013 A+5/1/2013 0.4 3,300,000.00 100.1220 $3,304,026.00 SL060113 79844PAA6 SAN LEANDRO CALIF 1.14% 6/1/2013 A+6/1/2013 0.5 720,000.00 100.0320 $720,230.40 SM090113 799017KM9 SAN MATEO CALIF 0.478% 9/1/13 AA 9/1/2013 0.8 915,000.00 99.9460 $914,505.90 SM090114 799017KN7 SAN MATEO CALIF 0.685% 9/1/14 AA 9/1/2014 1.8 500,000.00 99.9260 $499,630.00 SS030714 857477AJ2 STATE STREET CORP 3/7/2014 A+3/7/2014 1.2 7,250,000.00 100.3408 $7,274,708.00 1/16/2013 Page 75 * Security ratings are updated monthly at month-end. SC070113 84247PHA2 STHRN CA PUBLIC PWR 0.477% 7/01/2013 AA-7/1/2013 0.6 710,000.00 99.9890 $709,921.90 SP070113 84247PGV7 STHRN CA PUBLIC PWR 0.477% 7/01/2013 AA-7/1/2013 0.6 1,340,000.00 99.9890 $1,339,852.60 TI051514 882508AQ7 TEXAS INSTRUMENTS INC 1.375% 5/15/2014 A+5/15/2014 1.4 1,000,000.00 101.3260 $1,013,260.00 TG071513 87244EAG7 TIAA GLOBAL MARKETS 4.95% 7/15/2013 AA+7/15/2013 0.6 2,355,000.00 102.4673 $2,413,104.92 UT060115 913017BX6 UNITED TECHNOLOGIES CORP 06/01/15 A 6/1/2015 2.5 3,000,000.00 100.9853 $3,029,559.00 UT120213 913017BW8 UNITED TECHNOLOGIES CORP 12/02/13 A 12/2/2013 1.0 3,685,000.00 100.2740 $3,695,096.90 UC051550 91412GEV3 UNIVERSITY CALIF REVS 5/15/2050 AA/A-1+5/1/2013 0.4 4,540,000.00 100.4790 $4,561,746.60 UC070141 91412GEZ4 UNIVERSITY CALIF REVS 07/01/2041 AA/A-1+7/1/2041 28.6 1,000,000.00 100.1520 $1,001,520.00 UC070113 91412GFC4 UNIVERSITY CALIF REV 0.887% 7/1/2013 AA/A-1+7/1/2013 0.6 9,300,000.00 100.2050 $9,319,065.00 BC061413 91159HGW4 US BANCORP 2.00% 6/14/2013 A+6/14/2013 0.5 5,000,000.00 100.7214 $5,036,070.00 US021513 91159HGS3 US BANCORP 2.125% 2/15/2013 A+2/15/2013 0.2 4,400,000.00 100.2047 $4,409,006.80 US101414 90331HKQ5 US BANK NA FLOATING 10/14/14 A+10/14/2014 1.8 1,986,000.00 100.0665 $1,987,320.69 UB020414 90333WAB4 US BANK NA 6.3% 2/4/2014 A+2/4/2014 1.2 400,000.00 106.0467 $424,186.80 US071714 90327QCS6 USAA CAPITAL CORP 3.5% 7/17/2014 AA+7/17/2014 1.6 1,627,000.00 104.2610 $1,696,326.47 VC032814 92343VAZ7 VERIZON COMMUNICA- TIONS 3/28/2014 A-3/28/2014 1.2 6,000,000.00 100.5916 $6,035,496.00 WV080113 932889UT3 WALNUT VLY CA UNIF 0.66% 08/01/2013 AA-8/1/2013 0.7 1,955,000.00 100.0060 $1,955,117.30 VPWF3801 VP7000236 WELLS FARGO ADVANT- AGE HERITAGE NR 1/1/2013 0.1 10,580,913.35 100.0000 $10,580,913.35 Grand Total $646,652,151.43 1/16/2013 Page 76 SECTION III APPENDIX B. INVESTMENT PORTFOLIO DETAIL – MANAGED BY OUTSIDE CONTRACTED PARTIES B. 3. EAST BAY REGIONAL COMMUNICATIONS SYSTEM AUTHORITY (EBRCS) EBRCS TRANSACTIONS* For the Quarter Ending December 31, 2012 FY 2012-2013 FUND BALANCE @ JV/Date JV/Date JV/Date JV/Date JV/Date JV/Date BALANCE @ NUMBER 09/30/12 12/31/12 100300 2,455,113.76 2,455,113.76 TOTALS 2,455,113.76 0.00 0.00 0.00 0.00 0.00 0.00 2,455,113.76 * East Bay Regional Communications System Authority Page 77 SECTION III APPENDIX B. INVESTMENT PORTFOLIO DETAIL – MANAGED BY OUTSIDE CONTRACTED PARTIES B. 4. MISCELLANEOUS Shares /Market Price Market Value Accrued Income Par Value Asset Description Average Cost Cost Est Annual Income Market Yield Transaction Realized Date Transaction Description Income Principal Cost Gains/Losses Statement Period 12/01/2012 Through 12/31/2012 Statement of Assets Held Statement of Transactions Account 036111 CCC 91-1 PLEASANT HILL BART 98 RESER FD 40,323.850 COUNTY OF CONTRA COSTA CFD NO. 1992-1 1.00000 40,323.85 0.00 5.40% (PLEASANT HILL BART STATION AREA) 1.00000 40,323.85 2,177.49 SPECIAL TAX BOND CERTIFICATE #R-1 DATED 6/17/1992 CUSIP: S86617840 MATURITY DATE: 08/01/2015 RATE: 5.40% 413,744.140 CALIFORNIA ARBITRAGE MGMT PROGRAM 1.00000 413,744.14 0.00 0.00% CAMP 1.00000 413,744.14 0.00 PRINCIPAL CUSIP: S86217350 133,085.050 WELLS FARGO ADV TRSRY PLUS M MKT #453 1.00000 133,085.05 0.00 0.01% CUSIP: S99998240 1.00000 133,085.05 13.31 Total Market Value Plus Total Accrued Income 587,153.04 12/04/12 Dividend 1.15 0.00 0.00 0.00 WELLS FARGO ADV TRSRY PLUS M MKT #453 DIVIDEND 12/04/12 Cash Debit 1.15 - 0.00 0.00 0.00 WELLS FARGO ADV TRSRY PLUS M MKT #453 INVESTMENT MAINTENANCE FEE 12/17/12 Purchase 0.00 74.36 - 74.36 0.00 CALIFORNIA ARBITRAGE MGMT PROGRAM CAMP PRINCIPAL ACCRUAL INCOME DIVIDENDS REINVESTMENT FO R THE MONTH OF NOVEMBER 2012 TRNIIJ1212171972800 74.36 SHARES 12/17/12 Dividend 74.36 0.00 0.00 0.00 CALIFORNIA ARBITRAGE MGMT PROGRAM CAMP ACCRUAL INCOME DIVIDENDS REINVESTMENT FO R THE MONTH OF NOVEMBER 2012 TRNIIJ1212171972700 12/17/12 Cash Debit 74.36 - 0.00 0.00 0.00 TRANSFERRED TO ACCOUNT 036111 FF 12/17/12 Cash Credit 0.00 74.36 0.00 0.00 TRANSFERRED FROM ACCOUNT 036111 FF FIXED INCOME Total FIXED INCOME 40,323.85 0.00 5.40% 40,323.85 2,177.49 OTHER Total OTHER 413,744.14 0.00 0.00% 413,744.14 0.00 CASH AND SHORT TERM Total CASH AND SHORT TERM 133,085.05 0.00 0.01% 133,085.05 13.31 ACCOUNT TOTALS 587,153.04 0.00 0.37% 587,153.04 2,190.80 12/01/12 OPENING BALANCE 0.00 0.00 587,078.68 12/04/12 DAILY ENDING BALANCE 0.00 0.00 587,078.68 0.00 12/17/12 DAILY ENDING BALANCE 0.00 0.00 587,153.04 0.00 12/31/12 CLOSING BALANCE 0.00 0.00 587,153.04 0.00 Cumulative realized capital gain and loss position from 12/31/2011 for securities held in principal of account: Short Term: 0.00 * Long Term: 0.00 * * The above gain and loss position does not include transactions where tax cost information is incomplete or unavailable. 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