HomeMy WebLinkAboutMINUTES - 08142012 - SD.3RECOMMENDATION(S):
Consider ACCEPTING the oral and written report of the Deputy Director of Conservation and Development on
implementing Assembly Bill (AB) 1484 which amended the Redevelopment Dissolution Act.
FISCAL IMPACT:
To be determined. As explained in more detail in the Background section, the statute obligates successor agencies of
dissolved redevelopment agencies (RDA) to make three payments to the County Auditor-Controller within nine
months. The first of these payments was made by the successor agency on July 12, 2012, using $2.2 million from its
reserves. This payment represented the Auditor Controller's estimate of residual amounts of funds in the
Redevelopment Property Tax Trust Fund (RPTTF) that would have been available to taxing entities if the
Redevelopment Dissolution Act had gone into effect on October 1, 2012 as originally intended. A RPTTF was
established for each successor agency following dissolution of the former RDAs on February 1, 2012. It receives
property tax revenue that previously was allocated to RDAs as tax increment. The second payment to the County
Auditor Controller is due November 28, 2012, and would represent any Low Moderate Income Housing
APPROVE OTHER
RECOMMENDATION OF CNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE
Action of Board On: 08/14/2012 APPROVED AS RECOMMENDED OTHER
Clerks Notes:
VOTE OF SUPERVISORS
Contact: Steven Goetz,
925-674-7830
I hereby certify that this is a true and correct copy of an action taken and entered on the minutes of the Board
of Supervisors on the date shown.
ATTESTED: August 14, 2012
David Twa, County Administrator and Clerk of the Board of Supervisors
By: , Deputy
cc: Bob Campbell
SD. 3
To:Successor to the Contra Costa County Redevelopment Agency
From:Catherine Kutsuris, Conservation and Development Director
Date:August 14, 2012
Contra
Costa
County
Subject:Report on progress implementing Assembly Bill 1484 which amended the Redevelopment Dissolution Act
FISCAL IMPACT: (CONT'D)
Fund (LMIHF) balances determined to be available pursuant to a specified review of the LMIHF. The third
payment is due April 10, 2013, and would represent any cash and other assets determined to be available pursuant
to a specified review of the other funds held by the successor agency. The County's sales and use tax receipts
would be reduced by any payment amounts that the successor agency is unable to pay.
BACKGROUND:
Status on the July 12, 2012 Payment
On July 10, 2012, staff reported to the Board on the near term impacts of AB 1484, including the County Auditor
Controllers July 9th demand to pay $2.2 million by July 12, 2012. At that time the Successor Agency of the
Contra Costa County RDA submitted a written request to meet and confer with the Department of Finance (DOF)
stipulating that the payment amount exceeded the Successor Agency's obligation as defined by the Dissolution
Act (see Exhibit A). DOF has not responded to our request to meet and confer or responded to messages left at th
phone number provided for additional assistance on such matters.
The Successor Agency made the payment under protest (see Exhibit B) by using $1.8M from the County Auditor
Controller's December 2011 distribution of tax increment which was set aside in the RDA's Housing Fund
pursuant to state law, and by deferring payment of certain enforceable obligations listed on the Successor
Agency's Recognized Obligation payment schedule for the July 1 to December 31, 2012 time period (2nd ROPS).
Some cities ultimately filed suit to prevent DOF from relying on the incorrect numbers and then directing the
Board of Equalization (BOE) to suspend the city’s sales tax distribution. Subsequently, the BOE informed DOF it
could not implement any sales tax suspensions on July 18 since there was inadequate time to do so.
DOF sent a letter to redevelopment successor agencies on July 20, 2012 to advise the agencies that DOF staff is
reviewing the billing information provided to the agencies by county auditor-controllers to verify the correctness
of the amounts billed (See Exhibit C). The letter goes on to say that “[i]f we identify areas where it appears the
county auditor-controller’s office used incorrect calculations, we will work with their staff to attempt to resolve
the matter, and gain a full understanding of the circumstances that contributed to the differences. In cases where
DOF staff concludes an error was made that modified the amount to which an Affected Taxing Entity was legally
entitled, we will request a revision to the Successor Agency’s billing amount.” The County Auditor Controller has
not been contacted by DOF regarding incorrect calculations for the County Successor Agency's billing amount.
Status of Reviews to Determine the payments due November 28, 2012 and April 10, 2013.
The remaining payments due to the County Auditor Controller pursuant to AB 1484 are to be determined by a
licensed accountant hired by the successor agency to review the housing fund and other funds maintained by the
successor agency. The first of these reviews is due October 1, 2012. DOF has not issued procedures for these
reviews so the licensed accountant recommended by the County Auditor Controller to the County Successor
Agency has not been willing to submit a proposal for this work at this time. The adopted Successor Agency
budget also does not include funds for hiring the licensed accountant mandated by AB 1484. Successor Agency
staff will report on any progress made on these reviews at the Board of Supervisors' meeting.
Challenges to the Constitutionality of Penalty Provisions of AB 1484.
The League of California Cities plans to move forward with litigation to challenge the unconstitutional provisions
of AB 1484. The League’s board of directors met recently and unanimously agreed to instruct staff to commence
the process for legal action. League officials posited that lawsuits were likely when the bill was first passed due to
the "claw-back" of local sales taxes and city property taxes to satisfy the state's funding demands violate the
constitution and measures adopted by the voters of California in 2004 (Proposition 1A) and 2010 (Prop. 22). In
addition, such penalties are inconsistent with other parts of AB 1484 that declare that redevelopment successor
agencies are separate and apart from city and county governments. The League attorneys will report back to the
League board on the specific plans for implementing the litigation authorization. Their board’s authorization
covered possible intervention in an action filed by member city/cities or successor agency/agencies or the filing
of a separate legal action.
The potential exists that the payments required by AB 1484 will exceed the Successor Agency's ability to pay, and
thereby threaten the County's sales and property tax revenues. Successor Agency staff will report on any update
regarding this potential as information is available.
CONSEQUENCE OF NEGATIVE ACTION:
None.
CHILDREN'S IMPACT STATEMENT:
None.
ATTACHMENTS
Exhibit A
Exhibit B
Exhibit C
Department of
Conservation &
Development
30 Muir Road
Martinez, CA 94553-4601
Phone: 1-855-323-2626
Contra
Costa
County
Catherine Kutsuris
Director
Aruna Bhat
Deputy Director
Community Development
Division
Jason Crapo
Deputy Director
Building Inspection
Division
Steven Goetz
Deputy Director
Transportation,
Conservation and
Redevelopment Programs
July 12, 2012
Bob Campbell, Auditor-Controller
Office of the Auditor-Controller of the County of Contra Costa
625 Court Street
Martinez, CA 94553
Re: Payment Under Protest - Health & Safety Code § 34183.5(b)
Dear Bob:
This letter responds to your demand dated July 9, 2012 that the Contra Costa County
Redevelopment Successor Agency (the "Successor Agency"), pursuant to Health & Safety Code
§ 34183.5, remit $2,203,154.33 to the County of Contra Costa Auditor-Controller by July 12,
2012 for deposit from the Redevelopment Property Tax Trust Fund ("RPTTF") for subsequent
distribution to taxing entities.
We are sending this letter to clearly set forth the Successor Agency's position that, among other
defects:
1) Pursuant to the California Supreme Court's decision in California Redevelopment Ass'n v.
Matosantos, no RPTTF existed prior to February 1, 2012, and funds distributed to the
former Contra Costa County Redevelopment Agency (the "Dissolved RDA") between
July 1, 2011 and January 31, 2012 are tax increment funds not subject to the provisions of
AB1x26 (the "Dissolution Act"), AB 1484, or Section 34183.5 regarding the use of
RPTTF funds. Redistribution of tax increment funds to other taxing entities violates
Proposition 22;
2) Distribution of these funds to taxing entities reallocates property tax among cities,
counties, special districts, and school districts, yet was not approved by a two-thirds vote,
as required by Article XIII, Section 25.5 of the California Constitution;
3) The methodology developed by the Department of Finance ("DOF") for calculation of
amounts demanded is inconsistent with Section 34183.5(b), in that it fails to consider all
enforceable obligations listed on the approved Recognized Obligations Payments
Schedule for the period between January 1, 2012 and June 30, 2012 (the "First ROPS");
and it fails to consider the fact that the Dissolved RDA was mandated by state law to
Mr. Campbell
July 12, 2012
Page 2 of 2
deposit 20 percent of the last tax increment payment into its Low Moderate Income
Housing Fund pursuant to Section 33334.2, and
4) Neither the County nor DOF is authorized to retroactively disallow payments made by
the Dissolved RDA or the Successor Agency if those payments were shown on the
Enforceable Obligation Payment Schedules prepared by the Dissolved RDA and the
Successor Agency and were made prior to the approval of the First ROPS.
Nonetheless, despite our view that your demand for remittance of funds is inconsistent with the
State Constitution, the Dissolution Act, AB1484, Community Redevelopment Law and the
decision of the California Supreme Court, as Successor Agency staff I am transmitting the
enclosed cash journal entry for $2,203,154.33 to your office under protest as described in this
letter.
By remitting funds to the Auditor-Controller, the Successor Agency does not waive any
constitutional, statutory, legal, or equitable rights and expressly reserves any and all rights,
privileges, and defenses available under law and equity.
Please feel free to contact me if you have any questions regarding the above.
Sincerely,
Steven L. Goetz
Deputy Director
Transportation, Conservation and
Redevelopment Programs Enclosure
cc: D. Twa, County Administrator
C. Kutsuris, Director of Conservation & Development
L. Driscoll, County Administrator’s Office
T. Geiger, County Counsel’s Office
Senator Mark DeSaulnier
Assemblywoman Susan Bonilla
Assemblywoman Joan Buchanan
Assemblywoman Nancy Skinner
P. Marshall, Goldfarb & Lipman
G:\CDBG-REDEV\Successor Agency\County Auditor\july 12 2012 payment ltr.doc
Department of
Conservation &
Development
30 Muir Road
Martinez, CA 94553-4601
Phone: 1-855-323-2626
Contra
Costa
County
Catherine Kutsuris
Director
Aruna Bhat
Deputy Director
Community Development
Division
Jason Crapo
Deputy Director
Building Inspection
Division
Steven Goetz
Deputy Director
Transportation,
Conservation and
Redevelopment Programs
July 10, 2012
via e-mail
Ana Matosantos, Finance Director
Mark Hill, Program Budget Manager
Department of Finance
redevelopment_administration@dof.ca.gov
John Chiang, Controller
T. Austin
California State Controller's Office
taustin@sco.ca.gov
Bob Campbell, Auditor-Controller
Office of the Auditor-Controller of the County of Contra Costa
Bob.Campbell@ac.cccounty.us
Re: AB 1484 “True Up” Payment Due Under HSC 34183.5
Ladies and Gentlemen:
The Contra Costa County Successor Agency to the Contra Costa County Redevelopment Agency
(the “Successor Agency”/“Sponsoring Community”) wish to meet and confer with the
Department of Finance (the “DOF”) to discuss the payment due on July 12, 2012 under Health
and Safety Code Section 34183.5 (the “34183.5 Payment”). The Successor Agency and
Sponsoring Community also request that the DOF notify the Auditor-Controller of the County of
Contra Costa and the State Controller’s Office that no payment is due and no penalties or sales
tax offsets should be assessed during the pendency of these discussions. Because serious
concerns were raised while AB 1484 was before the Senate Committee on the Budget and Fiscal
Review on June 26-27, 2012 regarding the processes for calculating and collecting the 34183.5
Payment, the DOF committed that it would work with Sponsoring Communities and Successor
Agencies to avert assessment of the penalty and offset provisions. We wish to immediately
commence that process for the enclosed demand from the County Auditor Controller.
The Contra Costa County Redevelopment Agency (the “RDA” or “Dissolved RDA”) was
dissolved on February 1, 2012. Prior to dissolution, the RDA received its December
2011/January 2012 installment of tax increment from the County of Contra Costa (the “County”)
Page 1 of 3
Ms. Matosantos
July 10, 2012
Page 2 of 3
2
on December 20, 2011 (the “Last Tax Increment”). Since ABx1 26 was stayed at this time, the
RDA deposited the Last Tax Increment into its reserve fund. The RDA, prior to February 1,
2012, used the proceeds of the Last Tax Increment to pay costs of the RDA authorized under the
Community Redevelopment Law. After February 1, 2012, the Successor Agency used the
remaining proceeds of the Last Tax Increment to pay costs listed on the Enforceable Obligation
Payment Schedule, and later, Recognized Obligation Payment Schedule (ROPS), all pursuant
ABx1 26. Our First ROPS (Jan-June 2012) has received an approval letter from DOF.
On July 3, 2012, DOF provided guidance on the 34183.5 Payment, which DOF refers to as the
“July True Up Process” (the “Guidance”). There is an error and an inconsistency between the
Guidance and AB 1484. Health and Safety Code Section 34183.5(b), added by AB 1484,
provides as follows:
“The amount to be retained by taxing entities pursuant to paragraph (4) of
subdivision (a) of Section 34183 for the January 1, 2012, through June 30, 2012,
period is determined based on the Recognized Obligation Payment Schedule
approved by the Department of Finance pursuant to subdivision (h) of Section
34179 and any amount determined to be owed pursuant to subdivision (b).”
[emphasis added]
The relevant portion of the Guidance states that:
“For purposes of determining the amount of RPTTF that a successor agency was
authorized by Finance to expend for the January 2012-June 2012 period, county
auditor-controllers must use the amounts shown in Column E of the Exhibit 12
document on this webpage.”
Column E of Exhibit 12 deals only with a subset of the approved January through June 2012
ROPS (the “First ROPS”) and does not include all enforceable obligations approved by DOF. In
particular, Column E includes only the portion of the First ROPS payable from the
Redevelopment Property Tax Trust Fund (the “RPTTF”), and fails to recognize that other
enforceable obligations were payable from other sources, including the Last Tax Increment. The
First ROPS often showed amounts paid from the Last Tax Increment as payable from "Reserves"
rather than from the RPTTF, because at the time the Last Tax Increment was received, AB1x26
had been stayed, and the RPTTF did not exist. To exclude from the approved First ROPS those
payments for enforceable obligations made from the Last Tax Increment results in double
payments by agencies.
Had the RPTTF system been in effect at the time the Last Tax Increment was paid, the
distribution waterfall that the Legislature directs to be simulated through Section 34183.5(b)
would first have allowed all enforceable obligations on the approved First ROPS to be paid from
amounts distributed under Section 34183(a)(2) before arriving at the residual amount available to
taxing entities under the distribution prescribed in Section 34183(a)(4). Unless the enforceable
obligation payment amounts shown from the Successor Agency Reserve Balance in the First
ROPS are deducted from the Last Tax Increment, the Section 34183.5(b) calculation will
overstate the amount of revenues from the Last Tax Increment available for distribution to the
Ms. Matosantos
July 10, 2012
Page 3 of 3
3
affected taxing entities in a manner inconsistent with the legislative intent that requires the
consideration of all enforceable obligations listed on the First ROPS, not just a portion of them,
as the basis for the calculation.
Since previous DOF guidance and AB 1484 stated that there would be no RPTTF distribution on
May 16, 2012 to make payments for approved enforceable obligations on the First ROPS, as a
practical matter, the only source of funds the Successor Agency had to make their First ROPS
enforceable obligations payments was the Last Tax Increment. The new Guidance calculation
would in effect require the Successor Agency to spend the Last Tax Increment twice over -- once
for the approved enforceable obligations listed on the First ROPS and then again to make the
34183.5 Payment. This is not consistent with AB1x 26 or AB 1484.
Further it is our position that no 34183.5 Payment is due because the RPTTF did not exist until
February 1, 2012 and thus there would be no residual from the RPTTF for the period for which
the County Auditor Controller is required to calculate a residual distribution under Section
34183.5. The 34183.5 Payment violates numerous state laws, including Proposition 1A and
Proposition 25. The 34183.5 Payment also violates Proposition 22, since the Last Tax Increment
was “tax increment” at the time it was received by the RDA and therefore cannot be redirected
by the State.
Please contact me at your earliest convenience to arrange for our conference on this matter. In
the meantime, we request your immediate confirmation to us, the Auditor-Controller of the
County of Contra Costa, and the State Controller's Office that the Successor Agency and
Sponsoring Community that the 34183.5 Payment obligation is suspended and postponed
pending the outcome of our meet and confer discussions with DOF on this matter.
Thank you for your prompt attention to our request.
Sincerely,
Steven L. Goetz
Deputy Director
Transportation, Conservation and
Redevelopment Programs Enclosure
cc: D. Twa, County Administrator
C. Kutsuris, Director of Conservation & Development
Senator Mark DeSaulnier
Assemblywoman Susan Bonilla
Assemblywoman Joan Buchanan
Assemblywoman Nancy Skinner
P. Marshall, Goldfarb & Lipman
103\01\1167165.2
7/6/20
G:\CDBG-REDEV\Successor Agency\DOF\DOF july 9, 2012 ltr.doc
County of Contra Costa
Redevelopment Property Tax Trust Fund Demand per AB 1484
Redev. Prop. Tax Trust Fund (RPTTF) Activity
RPTTF Beginning Balance
Disributed to Successor Agencies December 2011
Secured Property Tax Increment
Unsecured Property Tax Increment
Supplemental Property Tax Increment
Unitary
Total
Total Distributed to Successor Agencies December 2011
H&S Code 34183 Distributions
Admin. Fees to County Auditor-Controller:
SB2557
ABX1-26
Total Admin. Fees
Pass Through Payments:
Total Pass Throughs
Obligations Approved per DOF Exhibit 12
Less: Pass-Thru Estimates on Approved ROPS
Less: SA Fees on Approved ROPS
ROPS RPTTF Payable
Successor Agency Admin. Cost Allowance
SCO Invoices for Audit and Oversight
H&S Code 34183 Dist Totals
Demand Amount Due July 12, 2012
CONTRA
COSTA
COUNTY
0.00
7,083,258.10
-582.01
-77,567.52
48,064.14
7,053,172.70
7,053,172.70
0.00
0.00
0.00
1,142,983.37
4,850,046.00
1,142,983.00
250,000.00
3,457,063.00
250,000.00
4,850,046.37
2,203,126.33