HomeMy WebLinkAboutRESOLUTIONS - 09252012 - 2012/352
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RESOLUTION 2012/352
OHSUSA:750956453.4
WHEREAS, the County desires to request and approve the Authority’s execution
and delivery of County of Contra Costa Public Financing Authority Lease Revenue Obligations
(Capital Projects Program), 2012 Series A (the “2012 Series A Obligations”) in an amount
sufficient to finance the 2012 Series A Project and pay related costs;
WHEREAS, in accordance with the requirements of Section 6586.5 of the Act, a
public hearing regarding the financing proposed herein was conducted by the County on
September 25, 2012;
WHEREAS, notice of such hearing was published at least five days prior to such
hearing in a newspaper of general circulation in the County;
WHEREAS, the County hereby determines that the financing of the 2012 Series A
Project by the execution and delivery of the 2012 Series A Obligations by the Authority will result
in significant public benefits to the County, including demonstrable savings in effective interest
rate, document preparation, loan underwriting, or loan costs.
WHEREAS, it is further proposed that the Authority and Wells Fargo Bank,
National Association, as trustee (the “Trustee”), enter into a trust agreement (the “Trust
Agreement”), acknowledged by the County, and, pursuant to the Trust Agreement, the Authority
will execute and deliver not to exceed $16,000,000 principal amount of the 2012 Series A
Obligations;
WHEREAS, it is proposed that the County enter into a Site Lease (the “Site
Lease”) pursuant to which it will lease certain real property, including, but not limited to the
facilities located at 50 Douglas Drive in Martinez, California and 20 Allen Street in Martinez,
California (collectively with all such property leased pursuant to the Site Lease, the “2012
Facilities”), to the Authority;
WHEREAS, it is proposed that the County enter into a Sublease (the “Sublease”)
pursuant to which it will lease back the 2012 Facilities from the Authority;
WHEREAS, under the Sublease, the County would be obligated to make base
rental payments to the Authority which the Authority will use to pay debt service on the 2012 Series
A Obligations;
WHEREAS, it is proposed that the County and the Authority enter into a Loan
Agreement for the 2012 Series A Obligations (the “Loan Agreement”) with Banc of America
Public Capital Corp, as lender of the 2012 Series A Obligations (the “Lender”);
WHEREAS, Tamalpais Advisors, Inc., is serving as financial advisor (the
“Financial Advisor”) to the County and the Authority and Orrick, Herrington & Sutcliffe LLP is
serving as bond counsel (“Bond Counsel”) to the Authority in connection with the financing;
WHEREAS, this Board has been presented with the form of each document
referred to herein relating to the 2012 Series A Obligations, and the Board has examined and
approved each document and desires to authorize and direct the execution of such documents and
the consummation of such financing;
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RESOLUTION 2012/352
OHSUSA:750956453.4
WHEREAS, the County has full legal right, power and authority under the
Constitution and the laws of the State of California to enter into the transactions hereinafter
authorized; and
WHEREAS, the County expects to finance the 2012 Series A Project on a tax-
exempt basis;
NOW, THEREFORE, BE IT RESOLVED by the Board of Supervisors of
the County of Contra Costa, as follows:
Section 1. The foregoing recitals are true and correct and this Board so finds and
determines.
Section 2. The County hereby specifically finds and declares that the actions
authorized hereby constitute and are with respect to public affairs of the County and that the
statements, findings and determinations of the County set forth above are true and correct and
that the execution and delivery of the 2012 Series A Obligations by the Authority for the
financing of the 2012 Series A Project will result in demonstrable savings in effective interest
rate, document preparation, loan underwriting or loan costs producing significant public benefits.
Section 3. The Board of Supervisors hereby requests and approves the execution
and delivery of the 2012 Series A Obligations by the Authority, in a principal amount of not to
exceed $16,000,000 for the financing of the 2012 Series A Project and the payment of related costs.
Section 4. The form of Site Lease on file with the Clerk of the Board of
Supervisors is hereby approved and the Chair of the Board of Supervisors, the Vice Chair of the
Board of Supervisors, the County Administrator of the County, the County Finance Director or
any designee of such officials (the “Authorized Signatories”) and the Clerk of the Board of
Supervisors or any deputy clerk of the Board of Supervisors (the “Clerk”) are hereby authorized
and directed to execute and deliver the Site Lease in substantially said form, with such changes
therein as such officer executing the same may require or approve, such approval to be
conclusively evidenced by the execution and delivery thereof; provided, however, that the term
thereof shall not exceed twenty-five years.
Section 5. The form of Sublease on file with the Clerk is hereby approved and
any one of the Authorized Signatories is hereby authorized and directed to execute and deliver,
and the Clerk to attest, the Sublease in substantially said form, with such changes therein as such
officer executing the same may require or approve, such approval to be conclusively evidenced
by the execution and delivery thereof; provided, however, that the maximum annual base rental
payments payable under the Sublease shall not exceed $1,600,000 and the term of the Sublease
(including any extensions) shall not exceed twenty-five years.
Section 6. The form of Trust Agreement on file with the Clerk is hereby
approved. Any one of the Authorized Signatories is hereby authorized and directed to
acknowledge the execution and delivery of the Trust Agreement in substantially said form, with
such changes therein as such officer executing the same may require or approve, such approval
to be conclusively evidenced by the acknowledgement thereof.
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RESOLUTION 2012/352
OHSUSA:750956453.4
Section 7. The form of Loan Agreement on file with the Clerk is hereby
approved. Any one of the Authorized Signatories is hereby authorized and directed to execute
and deliver said Loan Agreement with such additions, changes and corrections thereto as such
officer shall require or approve, such approval to be conclusively evidenced by the execution
thereof; provided, that the interest rate on the 2012 Series A Obligations shall not exceed a true
interest cost of four percent (4%) per annum and the transaction costs shall not exceed three
percent (3%) of the principal amount of the 2012 Series A Obligations.
Section 8. The officers of the County are hereby authorized and directed,
jointly and severally, to do any and all things which they may deem necessary or advisable in
order to consummate the transactions herein authorized and otherwise to carry out, give effect to
and comply with the terms and intent of this Resolution, including, but not limited to, preparation
of title reports and/or a title insurance policy, signature certificates, no-litigation certificates and
tax and rebate certificates. The Authorized Signatories and other appropriate officers of the
County before and after the execution and delivery of the 2012 Series A Obligations are hereby
authorized and directed to execute and deliver any and all lease termination agreements, property
acceptances, title clarification documents, certificates, instructions as to investments, written
requests and other certificates necessary or desirable to administer the 2012 Series A Obligations
or leases, pay transaction costs of issuance or to accomplish the transactions contemplated
herein.
Section 9. All actions heretofore taken by the officers and agents of the County
with respect to the execution and delivery of the 2012 Series A Obligations are hereby approved
and confirmed.
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]
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RESOLUTION 2012/352
OHSUSA:750956453.4
Section 10. This Resolution shall take effect from and after its date of adoption.
PASSED AND ADOPTED this 25th day of September, 2012.
Chair of the Board of Supervisors
County of Contra Costa, California
[Seal]
ATTEST: David J. Twa, Clerk of the
Board of Supervisors and County Administrator
By
Chief Assistant Clerk of the Board of
Supervisors of the County of
Contra Costa, State of California
OHSUSA:750956453.4
CLERK’S CERTIFICATE
The undersigned, Chief Assistant Clerk of the Board of Supervisors of the County
of Contra Costa, hereby certifies as follows:
The foregoing is a full, true and correct copy of a resolution duly adopted at a
regular meeting of the Board of Supervisors of said County duly and regularly held at the regular
meeting place thereof on the 25th day of September, 2012, of which meeting all of the members
of said Board of Supervisors had due notice and at which a majority thereof were present; and at
said meeting said resolution was adopted by the following vote:
AYES:
NOES:
An agenda of said meeting was posted at least 96 hours before said meeting at the
County Administration Building, 651 Pine Street, Martinez, California, a location freely
accessible to members of the public, and a brief general description of said resolution appeared
on said agenda.
The foregoing resolution is a full, true and correct copy of the original resolution
adopted at said meeting; said resolution has not been amended, modified or rescinded since the
date of its adoption; and the same is now in full force and effect.
WITNESS my hand and the seal of the County of Contra Costa this 25th day of
September, 2012.
[Seal] Chief Assistant Clerk of the Board of Supervisors
of the County of Contra Costa,
State of California
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RESOLUTION 2012/352
OHSUSA:750956453.4
WHEREAS, the County desires to request and approve the Authority’s execution
and delivery of County of Contra Costa Public Financing Authority Lease Revenue Obligations
(Capital Projects Program), 2012 Series A (the “2012 Series A Obligations”) in an amount
sufficient to finance the 2012 Series A Project and pay related costs;
WHEREAS, in accordance with the requirements of Section 6586.5 of the Act, a
public hearing regarding the financing proposed herein was conducted by the County on
September 25, 2012;
WHEREAS, notice of such hearing was published at least five days prior to such
hearing in a newspaper of general circulation in the County;
WHEREAS, the County hereby determines that the financing of the 2012 Series A
Project by the execution and delivery of the 2012 Series A Obligations by the Authority will result
in significant public benefits to the County, including demonstrable savings in effective interest
rate, document preparation, loan underwriting, or loan costs.
WHEREAS, it is further proposed that the Authority and Wells Fargo Bank,
National Association, as trustee (the “Trustee”), enter into a trust agreement (the “Trust
Agreement”), acknowledged by the County, and, pursuant to the Trust Agreement, the Authority
will execute and deliver not to exceed $16,000,000 principal amount of the 2012 Series A
Obligations;
WHEREAS, it is proposed that the County enter into a Site Lease (the “Site
Lease”) pursuant to which it will lease certain real property, including, but not limited to the
facilities located at 50 Douglas Drive in Martinez, California and 20 Allen Street in Martinez,
California (collectively with all such property leased pursuant to the Site Lease, the “2012
Facilities”), to the Authority;
WHEREAS, it is proposed that the County enter into a Sublease (the “Sublease”)
pursuant to which it will lease back the 2012 Facilities from the Authority;
WHEREAS, under the Sublease, the County would be obligated to make base
rental payments to the Authority which the Authority will use to pay debt service on the 2012 Series
A Obligations;
WHEREAS, it is proposed that the County and the Authority enter into a Loan
Agreement for the 2012 Series A Obligations (the “Loan Agreement”) with Banc of America
Public Capital Corp, as lender of the 2012 Series A Obligations (the “Lender”);
WHEREAS, Tamalpais Advisors, Inc., is serving as financial advisor (the
“Financial Advisor”) to the County and the Authority and Orrick, Herrington & Sutcliffe LLP is
serving as bond counsel (“Bond Counsel”) to the Authority in connection with the financing;
WHEREAS, this Board has been presented with the form of each document
referred to herein relating to the 2012 Series A Obligations, and the Board has examined and
approved each document and desires to authorize and direct the execution of such documents and
the consummation of such financing;
3
RESOLUTION 2012/352
OHSUSA:750956453.4
WHEREAS, the County has full legal right, power and authority under the
Constitution and the laws of the State of California to enter into the transactions hereinafter
authorized; and
WHEREAS, the County expects to finance the 2012 Series A Project on a tax-
exempt basis;
NOW, THEREFORE, BE IT RESOLVED by the Board of Supervisors of
the County of Contra Costa, as follows:
Section 1. The foregoing recitals are true and correct and this Board so finds and
determines.
Section 2. The County hereby specifically finds and declares that the actions
authorized hereby constitute and are with respect to public affairs of the County and that the
statements, findings and determinations of the County set forth above are true and correct and
that the execution and delivery of the 2012 Series A Obligations by the Authority for the
financing of the 2012 Series A Project will result in demonstrable savings in effective interest
rate, document preparation, loan underwriting or loan costs producing significant public benefits.
Section 3. The Board of Supervisors hereby requests and approves the execution
and delivery of the 2012 Series A Obligations by the Authority, in a principal amount of not to
exceed $16,000,000 for the financing of the 2012 Series A Project and the payment of related costs.
Section 4. The form of Site Lease on file with the Clerk of the Board of
Supervisors is hereby approved and the Chair of the Board of Supervisors, the Vice Chair of the
Board of Supervisors, the County Administrator of the County, the County Finance Director or
any designee of such officials (the “Authorized Signatories”) and the Clerk of the Board of
Supervisors or any deputy clerk of the Board of Supervisors (the “Clerk”) are hereby authorized
and directed to execute and deliver the Site Lease in substantially said form, with such changes
therein as such officer executing the same may require or approve, such approval to be
conclusively evidenced by the execution and delivery thereof; provided, however, that the term
thereof shall not exceed twenty-five years.
Section 5. The form of Sublease on file with the Clerk is hereby approved and
any one of the Authorized Signatories is hereby authorized and directed to execute and deliver,
and the Clerk to attest, the Sublease in substantially said form, with such changes therein as such
officer executing the same may require or approve, such approval to be conclusively evidenced
by the execution and delivery thereof; provided, however, that the maximum annual base rental
payments payable under the Sublease shall not exceed $1,600,000 and the term of the Sublease
(including any extensions) shall not exceed twenty-five years.
Section 6. The form of Trust Agreement on file with the Clerk is hereby
approved. Any one of the Authorized Signatories is hereby authorized and directed to
acknowledge the execution and delivery of the Trust Agreement in substantially said form, with
such changes therein as such officer executing the same may require or approve, such approval
to be conclusively evidenced by the acknowledgement thereof.
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RESOLUTION 2012/352
OHSUSA:750956453.4
Section 7. The form of Loan Agreement on file with the Clerk is hereby
approved. Any one of the Authorized Signatories is hereby authorized and directed to execute
and deliver said Loan Agreement with such additions, changes and corrections thereto as such
officer shall require or approve, such approval to be conclusively evidenced by the execution
thereof; provided, that the interest rate on the 2012 Series A Obligations shall not exceed a true
interest cost of four percent (4%) per annum and the transaction costs shall not exceed three
percent (3%) of the principal amount of the 2012 Series A Obligations.
Section 8. The officers of the County are hereby authorized and directed,
jointly and severally, to do any and all things which they may deem necessary or advisable in
order to consummate the transactions herein authorized and otherwise to carry out, give effect to
and comply with the terms and intent of this Resolution, including, but not limited to, preparation
of title reports and/or a title insurance policy, signature certificates, no-litigation certificates and
tax and rebate certificates. The Authorized Signatories and other appropriate officers of the
County before and after the execution and delivery of the 2012 Series A Obligations are hereby
authorized and directed to execute and deliver any and all lease termination agreements, property
acceptances, title clarification documents, certificates, instructions as to investments, written
requests and other certificates necessary or desirable to administer the 2012 Series A Obligations
or leases, pay transaction costs of issuance or to accomplish the transactions contemplated
herein.
Section 9. All actions heretofore taken by the officers and agents of the County
with respect to the execution and delivery of the 2012 Series A Obligations are hereby approved
and confirmed.
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]
5
RESOLUTION 2012/352
OHSUSA:750956453.4
Section 10. This Resolution shall take effect from and after its date of adoption.
PASSED AND ADOPTED this 25th day of September, 2012.
Chair of the Board of Supervisors
County of Contra Costa, California
[Seal]
ATTEST: David J. Twa, Clerk of the
Board of Supervisors and County Administrator
By
Chief Assistant Clerk of the Board of
Supervisors of the County of
Contra Costa, State of California
OHSUSA:750956453.4
CLERK’S CERTIFICATE
The undersigned, Chief Assistant Clerk of the Board of Supervisors of the County
of Contra Costa, hereby certifies as follows:
The foregoing is a full, true and correct copy of a resolution duly adopted at a
regular meeting of the Board of Supervisors of said County duly and regularly held at the regular
meeting place thereof on the 25th day of September, 2012, of which meeting all of the members
of said Board of Supervisors had due notice and at which a majority thereof were present; and at
said meeting said resolution was adopted by the following vote:
AYES:
NOES:
An agenda of said meeting was posted at least 96 hours before said meeting at the
County Administration Building, 651 Pine Street, Martinez, California, a location freely
accessible to members of the public, and a brief general description of said resolution appeared
on said agenda.
The foregoing resolution is a full, true and correct copy of the original resolution
adopted at said meeting; said resolution has not been amended, modified or rescinded since the
date of its adoption; and the same is now in full force and effect.
WITNESS my hand and the seal of the County of Contra Costa this 25th day of
September, 2012.
[Seal] Chief Assistant Clerk of the Board of Supervisors
of the County of Contra Costa,
State of California