HomeMy WebLinkAboutMINUTES - 09192006 - C.81 F r= Contra
P� Costa
ot
A� County
TO: BOARD OF SUPERVISORS
FROM: Dennis M. Barry, AICP, Director of Community Development
DATE: September 12, 2006
SUBJECT: Creekview Apartment Financing, San Ramon Area (Dougherty Valley)
SPECIFIC REQUEST(S) OR RECOMMENDATIONS(S) & BACKGROUND AND JUSTIFICATION
RECOMMENDATIONS
ADOPT Resolution authorizing the issuance of additional tax exempt bonds for the
development of the Creekview Apartments, San Ramon area, and actions related thereto.
FISCAL IMPACT
None. The bonds are entirely secured by a revenue pledge, a credit guarantee and reserve
accounts. The bonds are credit enhanced with a Federal Home Loan Mortgage Corporation
(Freddie Mac) guarantee. The County is compensated for its costs of issuance, and annually
for monitoring expenses. No County Funds are pledged to secure the bonds.
BACKGROUND/REASONS FOR RECOMMENDATIONS
See next page. .
CONTINUED ON ATTACHMENT: _X_ YES SIGNATURE-
-"RECOMMENDATION OF EXECUTIVE DIRECTOR ECOMM DATION OF A ENCY
COMMITTEE ----APPROVE OTHER
SIGNATURE(S): `
ACTION OF AG Y/ON 1d��cr �-APPROVED AS RECOMMENDED OTHER
S ERVISOR
VOTE OF SUPERVISORS
I HEREBY CERTIFY THAT THIS IS A
UNANIMOUS (ABSENT ) TRUE AND CORRECT COPY OF AN
AYES: NOES: ACTION TAKEN AND ENTERED ON THE
ABSENT: ABSTAIN: MINUTES OF THE BOARD OF
SUPERVISORS/AGENCY ON THE
Contact: Jim Kennedy DATE SHOWN.
5-7225
orig: Community Development
cc: County Administrator ATTESTE
County Counsel
Redevelopment Agency JOHN CULLEN, CLERK OF
via Community Development THE BOARD OF SUPERVISORS/
* Fairfield Residential
* Jones Hall BY , DEPUTY
G:\CDBG-REDEV\redev\LNoble\Personal\Board Orders and Greenies\BOARD.Joint.RDA.hiddencove.8.06.doc 1
BACKGROUND/REASONS FOR RECOMMENDATIONS
On June 17, 2003 the Board of Supervisors approved the issuance of $29 million in
mortgage revenue bonds to finance the construction of the Creekview Apartments, San
Ramon area(Dougherty Valley) (the"Original Bonds"). On July 2, 2003 the County issued
the Original Bonds. The documentation approved as a part of the Original Bonds
contemplated that the County might, at a later date, issue an additional amount of Bonds
estimated to be in the amount of $3 million. These additional bonds would cover costs in
excess of estimated costs at the time. Since that time the Developer, Fairfield Creekview
L.P., a California Limited Partnership (the"Developer") proceeded to complete the project.
Additional costs of construction were incurred and the Developer has requested that the
County issue an additional $3.2 million in Bonds. The County has secured the necessary
authority to issue the Additional Bonds in the amount of $3.2 million from the California
Debt Limit Allocation Committee. Staff is recommending that the Board of Supervisors
adopt a Resolution authorizing the issuance of the Additional Bonds.
The Creekview Apartments, which have been renamed Muirlands at Windemere, are a
350-unit project located at the southwest corner of Bollinger Canyon Road and Harcourt
Way. The property is an affordable housing project subject to the provisions of the
Dougherty Valley Affordable Housing Program (DVAHP). The required period of
affordability is fifty-five years pursuant to the bond program Regulatory Agreement. This is
25 years more than the affordability period minimally required for the DVAHP. The
structure of the legal documents for the transaction have been set up to maintain the
DVAHP Regulatory Agreement throughout its term, so if the project owner and the bond
transaction were to default for any reason the County's DVAHP affordability requirements
would be preserved. The proposed financing is consistent with County policies to facilitate
the production of affordable housing. The resolution before you provides the necessary
authority to sell such bonds. The bond sale resolution authorizes a number of actions, a
summary of which is provided as Attachment A.
The bonds to be issued will finance.the development of the Creekview Apartments. The
bonds will be secured by a pledge of rents and reserve accounts and will have a guarantee
from Freddie Mac. The bonds will be sold on a public basis. The bonds will be rated AAA.
The.bonds are to be issued in one series - 2006 Issue B (Creekview Apartments) in an
amount not to exceed $3,200,000.
No pledge of County revenues is involved in securing the bonds.
G:\CDBG-REDEV\redev\LNoble\Personal\Board Orders and Greenies\BOARD.Joint.RDA.hiddencove.8.06.doc 2
ATTACHMENT A
The Bond Sale Resolution authorizes a number of actions, a summary of which follows:
1. Authorizes the issuance of additional variable rate demand multifamily
housing revenue bonds in an amount not to exceed $3,200,000;
2. Approves the form of Amended and Restated Indenture between the
County and Union Bank as Trustee;
3. Approves the form of Amended and Restated Financing Agreement
between the County, the Trustee, and the Borrower, Fairfield
Creekview, L.P., a California limited partnership;
4. Approves the form of Bond Purchase Agreement between the County,
and Capmark Securities, Inc. (the Underwriter), and the Borrower;
5. Approve the form of Amended and Restated Intercreditor Agreement
between the County, the Trustee, the Federal Home Loan Mortgage
Corporation, and Union Bank, the construction lender.
6. Approve, the form of Supplement to the Official Statement;
7. Designates Capmark Securities, Inc. as the Underwriter for the
Additional Bonds;
8. Designates Jones Hall, A Professional Law Corporation, as Bond
Counsel; and
9. Authorizes the Chair, Vice-Chair, County Administrator, Director of
Community Development, Deputy Director-Redevelopment to execute
documents and to take such other actions necessary to complete the
sale of bonds, and actions related thereto.
G:\cDBG-REDEV\redev\LNoble\Personal\Board Orders and Greenies\BOARD.Joint.RDA.hiddencove.8.06.doc 3
RESOLUTION NO. 2006/577
A RESOLUTION OF THE BOARD OF SUPERVISORS OF THE COUNTY OF
CONTRA COSTA AUTHORIZING THE ISSUANCE OF AN ADDITIONAL $3,200,000
OF COUNTY OF CONTRA COSTA VARIABLE RATE DEMAND MULTIFAMILY
HOUSING REVENUE BONDS (CREEKVIEW APARTMENTS) SERIES 2003B,
APPROVING AND AUTHORIZING THE EXECUTION AND DELIVERY OF RELATED
DOCUMENTS, AND APPROVING OTHER RELATED ACTIONS IN CONNECTION
THEREWITH
WHEREAS, the County of Contra Costa (the "County") is authorized pursuant to
Chapter 7 of Part 5 of Division 31 of the Health and Safety Code of the State of California (the
"Act") to issue revenue bonds to provide funds to finance multifamily rental housing facilities;
and
WHEREAS, Fairfield Creekview L.P., a California limited partnership (the "Borrower")
has previously requested that the County issue and sell revenue bonds to assist in the financing
of the acquisition, construction and equipping of a 350-unit rental housing facility located in the
City of San Ramon to be known as Muirlands at Windemere (and previously known as
Creekview Apartments) (the "Project"); and
WHEREAS, the County, on July 2, 2003, the County issued its $29,000,000 aggregate
principal amount of its Variable Rate Demand Multifamily Housing Revenue Bonds (Creekview
Apartments), Series 2003B (the "Original Bonds");
WHEREAS, the Borrower, at the time of the issuance of the Original Bonds, had
indicated that it might, at a later date, request the County to issue approximately $3,000,000 of
additional bonds (the "Additional Bonds") for the Project at a later date due to possible
increased costs of constructing the Project, and might request the County to issue such
Additional Bonds; and
WHEREAS, the Borrower has now requested that the County now issue the Additional
Bonds to provide additional financing for the Project; and
WHEREAS, the Deputy Director-Redevelopment of the Community Development
Department of the County (the "Deputy Director-Redevelopment") has held a public hearing on
the proposed issuance of the Additional Bonds, as required under the provisions of the Internal
Revenue Code applicable to tax-exempt bonds, following published notice of such hearing; and
WHEREAS, there have been prepared various documents with respect to the issuance
of the Additional Bonds, copies of which are on file with the Deputy Director-Redevelopment,
and this Board of Supervisors now desires to approve the issuance of the Additional Bonds and
the execution and delivery of such documents by the County; and
WHEREAS, all conditions, things and acts required to exist, to have happened and to
have been performed precedent to and in connection with the issuance of the Additional Bonds
as contemplated by this Resolution and the documents referred to herein exist, have happened
and have been performed in due time, form and manner as required by the laws of the State of
California, including the Act; and
NOW, THEREFORE, BE IT RESOLVED by the Board of Supervisors of the County of
Contra Costa, as follows:
1. The County hereby finds and declares that the above recitals are true and
correct.
2. Pursuant to the Act and the Indenture (hereinafter defined), an additional series
of revenue bonds of the County designated as "County of Contra Costa Variable Rate Demand.
Multifamily Housing Revenue Bonds (Creekview Apartments) Series 20036" in an aggregate
principal amount of not to exceed $3,200,000 (the "Additional Bonds") are hereby authorized to
be issued. The Additional Bonds shall be executed by the manual or.facsimile signature of the
Chair of the Board of Supervisors (the "Chair"), the Director of the Community Development
Department (the "Director") or the Deputy Director-Redevelopment, the manual or facsimile of
the seal of the County shall be reproduced thereon and attested by the manual or facsimile
signature of the County..Administrator and Clerk of the Board of Supervisors (the "County
Administrator"), in the form set forth in and otherwise in accordance with the Indenture.
3. The Amended and Restated Trust Indenture relating to both the Original Bonds
and the Additional Bonds (the "Indenture"), by and between the County and Union Bank of
California, N.A., as trustee (the "Trustee"), in the form on file with the Deputy Director-
Redevelopment, is hereby approved. Any one of the Chair, the Director and the Deputy
Director-Redevelopment (collectively, the "Designated Officers") is hereby authorized and
directed, for and in the name and on behalf of the County, to execute and deliver the Indenture,
and the County Administrator is hereby authorized and directed, for and in the name and on
behalf of the County, to attest the Indenture in said form, together with such additions thereto or.
changes therein as are recommended or approved by the Designated Officer executing the
Indenture upon consultation with the Deputy Director-Redevelopment and Bond Counsel to the
County (including such additions or changes as are necessary or advisable in accordance with
Section 7 hereof, provided that no additions or changes shall authorize an aggregate principal
amount of the Additional Bonds in excess of the amount set forth in Section 2 above), the
approval of such additions or changes to be conclusively evidenced by the execution and
delivery of the Indenture by the County. The date., maturity dates, interest rate modes,
privileges, manner of execution, place of payment, terms of redemption and other terms of the
Additional Bonds shall be as provided in the Indenture as finally executed.
4, The Amended and Restated Financing Agreement relating to both the Original
Bonds and the Additional Bonds (the "Financing Agreement") among the County, the Trustee
and the Borrower, in the form on file with the Deputy Director-Redevelopment, is hereby
approved. Any one of the Designated Officers is hereby authorized and directed to execute and
deliver the Financing Agreement in said form, together with such additions thereto or changes
therein as are recommended or approved by the Designated Officer executing the Financing
Agreement upon consultation with the Deputy Director-Redevelopment and Bond Counsel to
the County (including such additions or changes as are necessary or advisable in accordance
with Section 7 hereof), the approval of such changes to be conclusively evidenced by the
execution and delivery of the Financing Agreement by the County.
5, The Amended and Restated Regulatory Agreement and Declaration . of
Restrictive Covenants relating to both the Original Bonds and the Additional Bonds, among the
County, the Trustee and the Borrower (the "Regulatory Agreement") in the form on file with the
Deputy Director-Redevelopment, is hereby approved. Any one of the Designated Officers is
2
RESOLUTION NO. 1000/S77
hereby authorized and directed, for and in the name and on behalf of the County, to execute
and deliver the Regulatory Agreement in said form, together with such additions thereto or
changes therein as are recommended or approved by the Designated Officer executing the
Agreements upon consultation with the Deputy Director_Redevelopment and Bond Counsel to
the County (including such additions or changes as are.necessary. or advisable in accordance
with Section 7 hereof), the approval of such additions or changes to be conclusively evidenced
by the execution and delivery of the Regulatory Agreement by the County.
6. The Amended and Restated Intercreditor Agreement relating to both the Original
Bonds and the Additional Bonds (the "Intercreditor Agreement") among the County, the Trustee,
and the Federal Home Loan Mortgage Corporation, in the form on file with the Deputy Director-
Redevelopment, is hereby approved. Any one of the Designated Officers is hereby authorized
and directed to execute and deliver the Intercreditor Agreement in said form, together with such
additions thereto or changes therein as are recommended or approved by the Designated
Officer executing the Intercreditor Agreement upon consultation with the Deputy. Director-
Redevelopment and Bond Counsel to the County (including such additions or changes as are
necessary or advisable in accordance with Section 7 hereof), the approval of such changes to
be conclusively evidenced by the execution and delivery of the Intercreditor'Agreement by the
County.
7. The Bond Purchase Agreement for the Additional Bonds (the "Purchase
Contract") among the County, Capmark Securities Inc. (the "Underwriter"), and the Borrower in
the form on file with the Deputy Director-Redevelopment, is hereby approved. Any one of the
Designated Officers is hereby authorized and directed, for and in the name and on behalf of the
County, to accept the offer of the Underwriter to.purchase the Additional Bonds contained in the
Purchase Contract (when such offer is made and if such offer is consistent with Section 2 of this
Resolution) and to execute and deliver the Purchase.Contract in said form, together with such
additions thereto or changes therein as are recommended or approved by the Designated
Officer executing the Purchase Contract upon consultation with the Deputy Director-
Redevelopment and Bond Counsel to the County, including such additions or changes as are
necessary or advisable (provided that no such change shall increase the aggregate principal
amount of the Additional Bonds over the amount specified in Section 2 above and the
Underwriter's fee and/or discount shall not be in excess of 1.00% of the principal amount of the
Additional Bonds sold), the approval of such additions or changes to be conclusively evidenced
by the execution and delivery of the Purchase Contract by the County.
8. The Supplement to the Official Statement relating to the Bonds (the
"Supplement") in the form on file.with the Deputy Director-Redevelopment, is hereby approved.
If the County is requested to execute the Supplement, any one of the Designated Officers is
hereby authorized and directed, for and in the name and on behalf of the County, to execute the
Supplement in said form, together with such additions thereto or changes therein as are
recommended or approved by the Designated Officer executing the Supplement upon
consultation with the Deputy Director-Redevelopment and Bond Counsel to the County, the
approval of such additions or changes to be conclusively evidenced by the execution and
delivery of the Supplement by the County
The Underwriter is hereby authorized to distribute copies of the Supplement to the
owners of the Original Bonds and to persons who may be interested in the purchase of the
Additional Bonds, and is directed to deliver such copies to the owners of the Original Bonds and
all actual purchasers of the Additional Bonds.
3
R r.W 1,111TION NO. 20061S77
9. The Additional Bonds, when executed, shall be delivered to the Trustee for
authentication. The Trustee is hereby requested and directed to authenticate the Additional
Bonds by executing the Trustee's certificate of authentication and registration appearing
thereon, and to deliver the Additional Bonds, when duly executed and authenticated, to the
Underwriter in accordance with written instructions executed on behalf of the County by any one
of the Designated Officers of the County, which instructions said officer is hereby. authorized
and directed, for and in the name and on behalf of the County to execute and deliver to the.
Trustee. Such instructions shall provide for the delivery of the Additional Bonds to the
Underwriter in accordance with the Purchase Contract, upon payment of the purchase price
therefor.
10. The firm of Capmark Securities Inc., is hereby designated as Underwriter for the
Additional Bonds. The fees and expenses of such firm for matters related to the Additional
Bonds shall be payable solely from the proceeds of the Additional Bonds or contributions by the
Borrower.
11. The law firm of Jones Hall, A Professional Law Corporation, is hereby designated
as Bond Counsel to the County for the Additional Bonds. The fees and expenses of such firm
for matters related to the Additional Bonds shall be payable solely from the proceeds of the
Additional Bonds or contributions by the Borrower.
12. All actions heretofore taken by the officers and agents of the County with respect
to the sale and issuance of the Additional Bonds are hereby approved, confirmed and ratified,
and the proper officers of the County, including the Designated Officers, are hereby authorized
and directed, for and in the name and on behalf of the County, to do any and all things and take
any and all actions and execute any and all certificates, agreements and other documents,
which they, or any of them, may deem necessary or advisable in order to consummate the
lawful issuance and delivery of the Additional Bonds in accordance with this Resolution,
including but not limited to any other certificates, agreements and other documents described in
the Indenture, the Financing Agreement, the Regulatory Agreement,the Official Statement, the
Purchase Contract and the other documents herein approved.
4
.&VOLUTION NO. 2006/��
13. This Resolution shall take-effect immediately upon its adoption.
PASSED AND ADOPTED this 19th day of September, 2006, by the following vote:
AFS: SUPERVISORS I)ILKEMA,
DeS LILNIER, GLOVER, GIOIA
NONE: NONE
\ SENT: St1PERVISOR PIEPNO
ABSTAIN: NONE
Chair
ATTEST: t� ,�k y /9, zt_e 6
.John Cullen
County Administrator and Clerk
Of the Board of Supervisors
By:
Deputy Jerk
5
RF_SOLI-ITION NO. -l000l-577