HomeMy WebLinkAboutMINUTES - 07202004 - C.72 Contra
Costa
TO: BOARD OF SUPERVISORS QCounty
FROM: DENNIS M. BARRY, AICD 7
COMMUNITY DEVELOPMENT DIRECTOR
DATE: July 20, 2004
SUBJECT: Report on Letter to the U.S. Fish and Wildlife Service re: "No Surprises" Rule
SPECIFIC REQUEST(S) OR RECOMMENDATION(S) & BACKGROUND AND JUSTIFICATION
RECOMMENDATION
AUTHORIZE the Community Development Director, or his designee, to co-sign a letter to
the U.S. Fish and Wildlife along with other local agencies involved in Regional Habitat
Conservation Plans to express support for reinstating the"No Surprises" rule that has been
an underpinning of regional conservation planning efforts.
FISCAL IMPACT
None.
BACKGROUND?/REASONS FOR RECOMMENDATIONS
On May 25, 2004 the U.S. Fish and Wildlife Service published a proposed Permit
Revocation Rule related to the issuance of incidental take permits under the Federal
Endangered Species Act. The primary purpose of this rule-making effort is to reinstate "No
Surprises". "No Surprises" has been a foundation of Habitat Conservation Planning. It
guarantees permittees that once a Habitat Conservation Plan is completed and approved by
the permittee and the U.S. Fish and Wildlife Service, that the U.S. Fish and Wildlife will not
subsequently and unilaterally change key permit terms and mitigation requirements. A
federal judge recently suspended "No Surprises" citing errors in the rule-making process
and the U.S. Fish and Wildlife Service has reinitiated the rule-making process in response.
CONTINUED ON ATTACHMENT: YES SIGNATURE
-RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMI EE
APPROVE-,.--,,, OTHER
SIGNATURE (S):`
ACTION OF BdD ON APPROVED AS RECOMMENDED -OTS
VOTE OF SUPERVISORS
I HEREBY CERTIFY THAT THIS IS A TRUE
UNANIMOUS {ABSENT AND CORRECT COPY OF AN ACTION
TAKEN TAKEN AND ENTERED ON THE MINUTES
AYES: NOES: OF THE BOARD OF SUPERVISORS ON
ABSENT: ABSTAIN: THE DATE SHOWN.
Contact: John Kopchik(925-335-1227) ATTESTED _. �e_
cc: Community Development Department (CDD) JOHN SWE N, CLERK OF
County Administrator THE BOARD OF SUPERVISORS
County Counsel AND COUNTY ADMINISTRATOR
Public Works Director €�
BY ���,�D PUTY
G:\Conservation\HCPA\board—order no—suri)hses_7-20-04.doc C7
Report on tetter to the U.S. Fish and Wildlife Service re: "No Surprises" Rule
July 20, 2004
Page 2 of 2
The County is a participant in the East Contra Costa County Habitat Conservation Plan
Association, a Joint Powers Authority working to develop a regional Habitat Conservation
Plan for East County. Inclusion of "No Surprises" provisions in the Habitat Conservation
Plan was a key Principle of Participation cited by the County and other agency participants
when deciding to launch the conservation planning effort.
Other Northern California agencies that have been asked to sign include the Counties of
Placer, Sacramento, and Yolo and the Solano County Water Agency. A copy of proposed
draft text of the letter is attached.
........ ......... ......... ...... .
July_, 2004
Sent By Facsimile and Electronic Mail
Mr. Patrick Leonard
Chief, Division of Consultation, Habitat Conservation
Planning,Recovery and State Grants
U.S. Fish and.Wildlife Service
4401 North Fairfax Drive, Room 420
Arlington, VA 22203
Fax.: (703) 3582229
Email: <pprrfws.gov>
RE: USFWS Proposal to Reestablish permit Revocation Regulations
RIN 1 X118 AT64
Mr. Leonard:
This letter responds to the U.S. Fish and Wildlife Service's ("USFWS") request
for public comment on the proposal to reestablish the Permit Revocation Rule.'
The counties and special districts that have joined together in this comment letter
would like to emphasize four key points in support of the proposed Permit Revocation
Rule:
• California local governments can play a pivotal role in safeguarding natural
resources, including species listed ander the federal Endangered Species Act
("ESA"),
• The significant challenges that confront local governments in carrying out this
role can be moderated by regional habitat conservation planning;
• Uniform, clear and reasonable policies regarding the revocation and modification
of incidental take permits ("ITPs") provide an important incentive for
development of such plans, and
• Congress intended for USFWS to write uniform, clear, and reasonable policies
regarding revocation and modification, to insert them into ITPs as terms and
' 69 Fed.Reg.29681 (May 25,2004).
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Mr. Patrick Leonard
July_, 2004
Page 2
conditions, and to thereafter abide by those terms and conditions, so long as the
permittee holds up its end of the bargain.
1. The Role of Local Government in Safeguarding Species.
California local governments can play an important role in safeguarding natural
resources, including species listed under the ESA. The opportunity for them to do so
arises under the inherent police power held by local governments, and under state statutes
such as the California Environmental Quality Act and the California Planning and Zoning
Law.
The Police Power. In the United States, the common law recognizes that the
power to directly regulate land use is the province of governmental entities that have the
"police power"—the power of the sovereign to protect public health and the safety and
welfare of residents. Within the ambit of the police power is also "the protection of
endangered species of wildlife . . . as a matter of general concern and in the interests of
the public."3
Local governments such as cities and counties have the police power inherently,
not by virtue of a grant of authority from the state Legislature or federal government, and
in California their possession of this power is also recognized in the state Constitution.4
The police power is not only inherent but also plenary, in that its possessor may enact
legislation of any and every type. In any circumstance where the exercise of the
sovereign, inherent, and plenary police power is not limited by the U.S. Constitution or
displaced by state law, California local governments have an ability to directly advance
the protection of species wherever they independently deem appropriate.
California Environmental Quality Act. The California Legislature has also by
statute provided local government with additional tools for advancing protection of the
natural environment, including species. One example is the California Environmental
Quality Act ("CEQA"),5 which is, in certain ways, analogous to the National
Environmental Policy Actio ("NEPA"). Under CEQA, when a public agency in California
2 Berman v. Parker, 348 U.S. 26 (1954); Solid waste Agency of Northern Cook County v. United States
Army Corps of Engineers (2001) 531 U.S. 159, 174 (acknowledging"the states' traditional and primary
power over land and water use'").
3 People v.K. Sakai Co.,56 Cal.App. 3d 531,539(1976).
° Cal. Const. Art. XI, § 7; Devita v. County of Napa,9 Cal. 4th 763, 782 (1995). A city's police power is
subject to displacement by general state law but otherwise is as broad as the police power exercisable by
the state Legislature. Birkenfeld v. City of Berkeley, 17 CaDd 129, 140(1976). The police power is even
more pronounced with respect to charter cities in California, since, in matters relating to municipal affairs,
they are exempt from the restriction that their ordinances and regulations cannot conflict with general laws.
Bishop v. San Jose, 1 Cal.3d 56,61 (1969).
s Cal.Pub.Resources Code§ 21000 et seg.("CEQA"). The requirements of CEQA apply not only to cities
and counties,but also to special districts,and other public agencies in California.
6 42 U.S.C. §4321,et seg.
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Mr. Patrick Leonard
July_, 2004
Page 3
finds the impacts of a proposed project to be significant, the agency must address those
effects through one or more findings, and typically by requiring mitigation.
CEQA includes a low threshold for deeming impacts on endangered, threatened,
and rare species, and their habitat, to be significant.7 CEQA's concept of significant
effect embodies very high degree of sensitivity toward listed species. Linder the CEQA
Guidelines, a local government is required to find significant any project impact having
the "potential to...reduce the number or restrict the range of an endangered, rare or
threatened species...."8 Linder CEQA, such species include not only species that are
listed under the ESA or the California Endangered Species Act9"CESA", but also species
that should be but are not listed.° Under CEQA, thus, California local governments have
a specific ability to apply a protective legal standard to a wide set of species. This power
arises not at the behest of federal authorities nor through any delegation or in-lieu
arrangement requiring federal approval,but rather through California state law.
California Planning and Zoning Law. Similarly, under the California Planning
and Zoning Law,'' state law provides local governments with particular statutory tools
for species protection. A local government's general plan is the "constitution" governing
all future developments.12 A general plan in California is a comprehensive, long-term
plan for the physical development of both the lands within the local government's
jurisdiction, and of any land outside its boundaries which in the local government's
judgment bears relation to its planning.13 Any land use action subordinate to the general
plan (e.g., a zoning decision or project permit) must be consistent with a legally adequate
local general plan.14 To be legally adequate, California law mandates that a general plan
contain certain mandatory elements.15 Among these are land use, conservation, and open
space elements. The conservation element of the general plan addresses the
identification, conservation, development and use of natural resources, including wildlife
and others.16 Through the Planning and Zoning Law, therefore, provides California local
governments also the ability to govern land use and address wildlife conservation in
particular ways.
CEQA Guidelines,Cal.Cotte Regs.,tit. 14,§15065,subd.(a)("CEQA Guidelines"),
'CEQA Guidelines, § 15065,subd.(a).
9 Cal.Fish&G.Code, § 2050 et seq.
1°CEQA Guidelines, § 15380,subd. (d).
11 Cal.Gov't Code, § 65000,et seq.
12 Lesher Communications,Inc.v.City of Walnut Creek(1990)52 Cal.3d 531;Citizens of Goleta Valley v.
Board of Supervisors(1990)52 CAM 553.
13 Cal.Gov't Code, §65300. The requirement to prepare and adopt a general plan applies to cities and
counties.
14 Lesher,supra,52 Ca1.3d at 544.
15 Cal.Gov't Code, § 65302.
16 Cal.Gov't Code§ 65302,subd. (d.).
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Mr. Patrick Leonard
July_, 2004
Page 4
2. Coordinating Local Government Action Through Regional Conservation
Planning.
California local governments confront particular challenges in carrying out their
protective role under the police power and state law, but these challenges can be
addressed to some degree by regional habitat conservation planning, which provides a
mechanism for mediating between and coordinating the activities of federal and local
government. Specifically, some mechanism is needed to integrate, or at least to
reconcile, local activities carried out under state and local authorities and federal
activities carried out under the Commerce Clause. Congress recognized that regional
conservation planning provides one tool to do so.
The Commerce Clause. In contrast with California local governments, the U.S.
"Constitution creates a Federal Government of enumerated powers."" The federal
government does not have the plenary police power,'8 and instead has customarily
founded its assertions of regulatory authority over matters affecting the environment and
natural resources on the Commerce Clause--the authority of Congress "[t]o regulate
Commerce . . . among the several States . . . ."'9 One expression of the Commerce Clause
power is the ESA.20
The "Take"Prohibition. As you know, under the ESA, species may be listed by
the USFWS or the National Marine Fisheries Service ("NMFS") (collectively, the
"Services") as endangered or threatened.2' The ESA makes it unlawful to "take" a
species that has been listed and subjected to this "take"prohibition.22 "Taking" a species
means harassing, harming, pursuing, hunting, shooting, wounding, killing, trapping,
capturing, or collecting member(s) of the species or attempting to do any of these
things.23 "Harm" in the definition of "take" is defined to include "significant habitat
modification or degradation where it actually kills or injures wildlife by significantly
impairing essential behavioral patterns, including breeding, feeding or sheltering."24 In
certain circumstances, ground disturbing activities associated with the conversion of land
to development purposes can involve a degree of habitat modification that would
constitute unlawful "harm." The ESA's take prohibition thereby brings the ESA into the
arena of local governmental decision-making regarding land use matters.
Incidental Take Permits. While it is unlawful to intentionally "take" a listed
species, the ESA allows USFWS or NMFS to issue permits allowing such take if the
17 United States v.Lopez(1995)514 U.S. 549,552.
16 United States v.Lopez(1995)514 U.S. 549,566,citing U.S.Const.,Art.L, § 8.
19 U.S.Const.,Art.I, 8,cl.3.
20 16 U.S.C. § 1531,et seq.
2i 16 U.S.C. § 1533.
22 16 U.S.C. §§ 1538, 1533(d).
23 16 U.S.C. § 1532(18).
24 50 C.F.R. § 17.3 (regulations of USFWS);50 C.F.R. § 222.102(regulations of NMFS)(essential behavior
patterns also include spawning,rearing,and migrating).
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Mr. Patrick Leonard
July_, 2044
Page 5
taking is "incidental to, and not the purpose of, the carrying out of an otherwise lawful
activity."25 An ITP can only be issued if the permit applicant submits a habitat
conservation plan ("HCP") to USFWS or NMFS, and the agency then approves it. The
HCP has to specify: (1) the impacts that are likely to result from the taking; (2) the steps
the applicant will take to minimize and mitigate those impacts; (3) the funding that will
be available to implement those steps; (4) the alternatives the applicant considered; (5)
the reason why the alternatives are not being utilized; and (6) such other necessary and
appropriate measures that the Service may require.26 The ITP shall be issued if the
Service finds that: (1) the taking will be incidental; (2) the applicant will, to the
maximum extent practicable, minimize and mitigate the impacts of such taking; (3) the
applicant will ensure that adequate funding for the plan will be provided; (4) the taking
will not appreciably reduce the likelihood of the survival and recovery of the species in
the wild; and (5) the mitigation measures required by the Service will be met and the
Service has received such other assurances as it may require that the plan will be
implernented.21
Regional Conservation Planning. Cities and counties take on the formidable task
of regional conservation planning not simply to avoid liability under the ESA, but to
improve land use planning and the land use planning process. ITPs issued in connection
with regional HCPs devolve a degree of ESA permitting authority onto local
governments. This structure helps to consolidate control over land use decisions in the
level of government that has been generally and historically regarded as best suited to
that task. Landowners apply, in the first instance, to the local government for
authorization to take species under the ESA. Local governments then issue local
government permits to landowners in conformance with the HCP and ITP that the
Services have earlier approved. Such an approach—once all of the arduous and costly
work has been done to put it in place-----provides an opportunity to reduce conflicts
between, on the one hand, local governments exercising their inherent police power and
their duties under state law and, on the other, the federal government exercising power
under the Commerce Clause.
A regional HCP can also facilitate multi-party coordination among the Services,
local governments seeking to develop land use plans in cooperation with neighboring
jurisdictions, and both private and governmental entities seeking to make management
decisions regarding land that they awn. Where a local government is undertaking a
regional conservation planning process, other private and governmental entities may also
participate in the plan, helping to make their activities as landowners more consistent
with the overall conservation vision offered by the plan.
Programmatic permitting based on regional conservation plans can thereby help to
coordinate and reconcile conflicts between restrictions imposed by the federal
as 16 U.S.C. § 1539(a)(1)(B).
z� 16 U.S.C. § 1539(a)(2)(A).
16 U.S.C. § 1539(a)(2)(B).
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Mr. Patrick Leonard
July_, 2004
Page 6
government under the Commerce Clause power and restrictions imposed by one or more
local governments under their inherent police power. Ordinarily, the USFWS and NMFS
are charged with ensuring on a case-by-case basis that each individual project or activity
of each landowner complies with the ESA. In doing so, the Services may render
mitigation or enforcement determinations that are not based on a well-thought-out
regional vision for species and habitat needs, and may conflict with determinations by
local authorities on the same project or activity. Federal agency decisions may follow
and conflict with local government decisions, or vice versa. With the opportunity
provided by regional conservation plans, species conservation efforts can be integrated
more fundamentally and consistently into the fabric of local land use planning.
Where Regional Conservation Planning Fits Into the Intent of Congress. In
enacting the Endangered Species Act Amendments of 1982, Congress included the
incidental take provisions of section I0(a) with at least three discernable purposes in
mind. The first two of these purposes, below, plainly encompass regional conservation
planning efforts. And this places a special responsibility on the USFWS to consider the
effect its regulations may have not only on potential ITP holders when considered as an
undifferentiated group, but rather with particular attention to the effects on local
government permittees willing to do the hard work of helping to weave together a
regional approach to species conservation. Thus, the intent of Congress was:
• To foster "creative partnerships" among governmental agencies, an approach
that Congress envisioned to be an alternative mode to the ESA's traditional
"regulatory mechanisms."Zs
• To establish a mechanism for conserving ecosystems, a mechanism which
goes beyond a focus on listed species and "regulatory mechanisms," and
which is a goal of not only the ESA but also other wildlife statutes.24
28 "To the maximum extent possible, the Secretary should utilize this authority under this provision to
encourage creative partnerships between the public and private sectors and among governmental agencies
in the interest of species and habitat conservation. . . . This provision will measurably reduce conflicts
under the Act and will provide the institutional framework to permit cooperation between the public and
private sectors in the interest of endangered species and habitat conservation. [Ifl The terms of this
provision require a unique partnership between the public and private sectors in the interest of species and
habitat conservation." Conference Report on the Endangered Species Act Amendments of 1982, H.R.
Conf.Rep.No.97-835,97th Cong.,2d Sess. at pp.30-31 (Sept. 17, 1982)(hereinafter"Conf,Report").
29 "1n enacting the Endangered Species Act, Congress recognized that individual species should not be
viewed in isolation,but must be viewed in terms of their relationship to the ecosystem of which they form a
constitutent [sic] element. Although the regulatory mechanisms of the Act focus on species that are
formally listed as endangered or threatened, the purposes and policies of the Act are far broader than
simply providing for the conservation of individual species or individual members of listed species. This is
consistent with the purposes of several other fish and wildlife statutes (e.g.,Fish and Wildlife Act of 1956,
Fish and Wildlife Coordination Act) which are intended to authorize the Secretary to cooperate with the
states and private entities on matters regarding conservation of all fish and wildlife resources of this nation.
The conservation plan will implement the broader purposes of all of those statutes and allow unlisted
species to be addressed in the plan."Conf Report at p.30.
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Mr. Patrick Leonard
July , 2004
Page 7
• To establish an exemption that, in appropriate circumstances, will provide
landowners with relief from the take prohibition. °
3. Revocation and Modification Policies, and Other Incentives to Plan.
Uniform, clear and reasonable policies regarding the revocation and modification
of ITPs provide an important incentive for development of regional habitat conservation
plans. The No Surprises Rule represents a uniform, clear, and reasonable policy, in
regard to the question of permit modification. And the Permit Revocation Rule
represents a uniform, clear, and reasonable policy,in regard to revocation.
Buying Plans and Lands in .Exchange for Allocation of Unforeseen Risks.
Applicants for regional ITPs bear the substantial costs of preparing and submitting HCPs
to the Services. Under an ITP and its associated HCP, the applicants commit to
providing land, water and money to minimize and mitigate the impacts of taking listed
species. As they undertake these commitments, they desire as much economic and
regulatory certainty as possible regarding the overall costs of mitigation that they will
bear during the life of the permit. With the added degree of certainty represented by the
No Surprises Rule, applicants for regional ITPs are provided an incentive to exceed the
minimal requirements established by statute and to make planning assumptions that favor
species protection.
For example, because of the No Surprises Rule's limitation against requiring
additional mitigation lands or funds beyond those provided for in the plan, an incentive
exists for permittees to provide for the needs of species that are presently not listed under
the ESA and that otherwise, therefore, receive no protection under the Act. Through the
No Surprises rule, therefore, federal agencies not only provide an incentive for the
protection for a wider set of species and more habitat than they could otherwise obtain,
but they also can achieve this by leveraging the direct efforts of local government.
In order to use a regional HCP to make longterm financial and land-use
decisions, local governments and special districts require reasonable certainty that the
HCP will not be revised significantly over time. They want the Services to instead agree
30 Section 10(a) "adopt[s], with amendments a provision appearing in the House bill to give the Secretary
more flexibility in regulating the incidental taking of endangered and threatened species. This provision
establishes a procedure whereby those persons whose actions may affect endangered or threatened species
may receive permits for the incidental taking of such species, provided the action will not jeopardize the
continued existence of the species. This provision addresses the concerns of private landowners who are
faced with having otherwise lawful actions not requiring Federal permits prevented by section 9
prohibitions against taking." Conf. Report, at p. 29. Prior to 1982 amendments, the ESA allowed the
Secretary to"permit,under such terns and conditions as he may prescribe,any act otherwise prohibited by
section 9 of this Act for scientific purposes or to enhance the propagation or survival of the affected
species." Section§ 10(a)as added by the Endangered Species Act of 1973,Dec.28, 1973,by P.L.93-205,
§10(a),87 Stat. 884.
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Mr. Patrick Leonard
July_, 2004
Page 8
up front on the extent of mitigation commitments, and, to the extent possible, embody
those commitments in the plan documents themselves. In other words, in exchange for
their own up-front commitments and commitments during the term of the ITP, applicants
desire"assurances"that there will be"no surprises."
At root, then, the "no surprises" rule fulfills a need to encourage a significant
initial investment in exchange for long-term risk sharing—a tool to encourage non-
federal actors to voluntarily plan for, act consistently with, and provide resources for the
needs of sensitive species and habitat, beyond what federal authorities can otherwise
achieve on their own. The rule accomplishes this by sharing the risk of unforeseen
species decline during the duration of an ITP with persons other than the permittee.
At the same time, regional HCPs are not premised on a static view of species
needs. Through adaptive management, the pursuit of identified goals and objectives, and
the strategic flexibility typically incorporated into the terms of the plans themselves,
regional HCPs today provide USFWS and permittees an opportunity to adjust and
respond to unforeseen species decline in a strategic coordinated fashion. The No
Surprises Rule provides the USFWS and permittee an incentive to build such
responsiveness into a plan.31 Expansive permit revocation criteria, which might stop the
operation of an HCP before its program could respond to early signs of species decline,
would be at odds with the programmatic nature of regional HCPs.
Where No Surprises Assurances Fit Into the 1973 and 1982 Enactments. The
Services' decision to establish a formal policy of providing"no surprises" assurances was
principally a response to enactment of the Endangered Species Act Amendments of 1982.
Thus, the purposes underlying the policy and rule include the following:
• To carry out the intent of Congress that commitments from ITP permittees be
accompanied by assurances from the federal government.32
• To induce greater conservation of species and habitat on non-federal lands.33
31 See,e.g.,the USFWS Five-Point Policy Guidance,65 Fed.Reg, 35242,35243 (.Tune 1,2000)("The No
Surprises assurances encourage contingency planning. Changes in circumstances that can reasonably be
anticipated during the implementation of an HCP can be planned for in the HCP. Such HCPs should
describe the modifications in the project or activity that will be implemented if these circumstances
occur."),
32"The Committee intends that the Secretary may utilize this provision to approve conservation plans which
provide long-term commitments regarding the conservation of listed as well as unlisted species and long-
term assurances to the proponent of the conservation plan that the terms of the plan will be adhered to and
that further mitigation requirements will only be imposed in accordance with the terms of the plan." Conf.
Report at p. 30.
33 "[A] driving concern in the development of the policy was the absence of adequate incentives for non-
Federal landowners to factor endangered species conservation into their day-to-day land management
activities. The Services knew that much of the habitat of listed species is in non-Federal lands and believed
that HCPs should play a major role in protecting this habitat, Yet, while thousands of acres of species
habitat were disappearing each year, only a handful of HCPs had been sought and approved since 1982.
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Mr. Patrick Leonard
July_, 2004
Page 9
While primarily an agency implementation response to the policy judgments of
the 97th Congress embodied in the Endangered Species Act Amendments of 1982, "no
surprises" assurances are also consonant with the policy purposes set forth by the 93rd
Congress when enacting the Federal Endangered Species Act of 1973. In that Act,
Congress found and declared that:
encouraging the States and other interested parties, through Federal
financial assistance and a system of incentives, to develop and
maintain conservation programs which meet national and
international standards is a key to meeting the Nation's
international commitments and to better safeguarding, for the
benefit of all citizens, the Nation's heritage in fish, wildlife, and
plants.34
Where the Permit Revocation Rule Fits Into the ,System of Incentives. The
question of when USFWS can revoke a permit is inherently related to the question of
when USFWS can modify a permit. If USFWS is given broad discretion to revoke a
permit, the agency could unfairly coerce permit modifications through threat of
revocation.
Uniform, clear and reasonable policies regarding permit revocation that are
consistent with policies regarding the modification of ITPs are a necessary condition for
development of regional habitat conservation plans. They are both part of"a system of
incentives" and the provision of "assurances" in accord with the intent of Congress as
expressed in both 1973 and 1982.
4. The Intent of Congress.
The statutory language of ESA section 10(a)(2)(C) establishes a requirement that
USFWS or NMFS shall revoke an incidental take permit if the agency finds that "the
permittee is not complying with the terms and conditions of the permit." This statutory
language is an appropriate revocation standard for incidental take permits with No
Surprises assurances. The Conference Report regarding the 1982 amendments to Section
The No Surprises policy was designed to rechannel this uncontrolled ongoing habitat loss through the
regulatory structure of section 10(a)(1)(B) by offering regulatory certainty to non-Federal landowners in
exchange for a long-term commitment to species conservation. Given the significant increase in landowner
interest in HCPs since the development of the No Surprises policy, the Services believe that the policy has
accomplished one of its primary objectives—to act as a catalyst for integrating endangered species
conservation into day-to-day management operations on non-Federal lands. The Services also believe that
the HCP process, which is a mechanism that reconciles economic development and the conservation of
listed species, is good for rare and declining species, and encourages the development of more of these
plans. If species are to survive and recover, such plans are necessary because more than half of the species
listed have 80 percent of their habitat on non-Federal lands." 63 Fed.Reg. 8859,8860(Feb.23, 1998).
" 16 U.S.C. § 1531(a)(5),added Dec.28, 1973,by P.L.93-205, §2(a)(5),87 Stat. 884(emphasis added).
100004660.DOC.8)
Mr. Patrick Leonard
July_, 2004
Page 10
10 states that "The Committee intends that the Secretary may utilize this provision to
approve conservation plans which provide long-term commitments regarding the
conservation of listed as well as unlisted species and long-term assurances to the
proponent of the conservation plan that the terms of the plan will be adhered to and that
further mitigation requirements will only be imposed in accordance with the terms of the
plan."3s
There is no statutory requirement that USFWS promulgate any regulation setting
forth criteria for revocation of incidental take permits. As indicated by the statute and its
legislative history, Congress had a clear preference that the USFWS state in each permit
what it will or has agreed to under that permit. In promulgating a rule regarding permit
revocation, it is important that the USFWS should remain consistent with that intent. The
rule proposed here by the USFWS, which incorporates by reference an applicable permit-
issuance criterion, is consistent with that intent.
Thank you for the opportunity to comment on the USFWS proposal to reestablish
the Permit Revocation Rule and for your kind attention to the points raised herein.
Sincerely,
[SIGNATURE BLOCKS]
35 Conference Report on the Endangered Species Act Amendments of 1982,H.R. Conf.Rep.No. 97-835,
97th Cong.,2d Sess. at p.30(Sept. 17, 1982)(emphasis added).
100004660.DOC.8)