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HomeMy WebLinkAboutMINUTES - 07201999 - C191 To: BOARD OF SUPERVISORS ,} CONTRA COSTA COUNTY FROM; William Walker, MD Health Services Director DATE: Jana 24, 1999 SUBJECT- Contra Gaeta Health plan Quality Management Program Description SPECIFIC REQUEST(S)OR RECOMMENDATION(S)&BACKGROUND AND JUSTIFICATION Recommendation: Approve Contra Costa Health Plan's 1999 Quality Management Program.Description}. Bacl and Each year Contra Costa Health Plan(CCHP)is required to prepare an updated Quality Management Program Description which must be approved by the Board of Supervisors. The 1999 Quality :Management Programa Description has been approved by the CCHP's Clinical Leadership Committee and Quality Council. The Board of Supervisors-CCHP Joint Conferer;ce Committee, chaired by Supervisor Donna Gerber, approved the Program.Description on June 11, 1999. Fiscal Impact- Bore CONTINUED ON ATTACHMENT: No SIGNATURE RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE APPROVE OTHER SIGNATURE(v) ACTION OF BOARD ON 1u1y 2o, 1999 APPROVED AS RECOMMENDED XX OTHER VOTE OF SUPERVISORS I HEREBY CERTIFY THAT THIS IS A TRUE UNANIMOUS AND CORRECT COPY OF AN ACTION TAKEN AND ENTERED ON THE MINUTES OF THE BOARD AYES: NOES: OF SUPERVISORS ON THE DATE SHOWN. ABSENT: ABSTAIN: Contact Person: Bobbi Baron ATTESTED July 20. 199 CC: Milt Camhi,CCHP PHIL BATCHELOR,CLERK OF THE BOARD OF SUPERVISPORS AND COUNTY ADMINISTRATOR BY: DEPUTY CONTRA COSTA A LTH PLAN Quality Management Program Description 1999 Contra Costa Health Flan Quality Management program Description1 3 Table of Contents Page I. Introduction............ ...... ......... .................... ............. ............ 1 II. Mission ................................................................................................................. 1 III. Purpose................. ..........—.... ..... ................................................. 1 Ili. Scope......... .........—.................................... .......................... ............... 1 V. Objectives.............................................................................................................. 1 VI. Authority and Responsibility.................................................................................. 2 VII. Aspects of Care and Service.................................................................................. 3 VIII. Structure................................................................................................................ 3 Committees............................................................................................................ 3 A. Beard of Supervisors........................................................................................ 3 B. Joint Conference Committee............................................................................ 4 C. Quality Council................................................................................................. 5 D. Quality Council Subcommittees ...................................................................... 6 1. Credentialing Committee.......................................................o..,.........,..,,.,, 6 2. Community Provider Peer Review Committee........................................... 7 3. Grievance Committee............. .........—'--..... ......-..... ........ 4. Performance Measurement Reporting Group........ ............ ........ 9 5. Benefit Interpretation Committee.............................................................. 10 6. Pharmacy and Therapeutics Committee............................... .................... 11 E, Public Advisory & Other Coordinating Committees................................... 12 I. managed Care Commission................................................................... 12 2. Cultural & Linguistic Advisory Committee............................................ 13 F. Medical Leadership................--......... ...... .......... ........... 13 1. Medical Director.................................................................................... 13 2. ,Assistant Medical Director........... ................ ...... ...... ...... ....... 14 C. Quality Management Unit. ......................................................................... 14 1. Director of Quality Management........ ............. 14 2. Quality Management Nurse...... ............. ......... ......... ....... 14 IAC. Quality Management Process and Initiatives...................................o..,...,.....,.....,, 14 A. Process............................................................................................................. 14 1. Study Topic................................................................................................. 14 2. Study Planning.......................................................................................__ 15 3. Practice Guidelines.,......... ......................... ............... ... 15 4. Quality Indicators....................................................................................... 15 5, Data Analysis Plan...................................................................................... 15 6. measurement Tool(s)................................................................................. 15 7. Validation of Collected Data....................................................................... 15 6. Data Analysis.............................................................................................. 15 - g. Interpretation UfF;ndiOOG. ... ......... ...... — .........—.--......----... 15 10.Communication nfFindings...—.......... ................ ............. -----.. .... 15 11.Improvement Plan................ ..................... ......... ------. ...... ..—. 16 13, Quality Improvement Initiatives...... ......... ......--------- ......... ...., 16 1, Preventive.....— ..... . .............—........... ...... —.................... ............ --. 16 2, /1iniCal-/\CUte........ ...... — ...... .-......................... .................-- ........ 16 3. CliOical-Ch[OOic—......... ...... ........._-- ...... ...... --- .............. ---. 17 4. Non-Clinical.........-----........................ ............. ......--------.. 17 X. Coordination Ofr1K4Program with other Management Functions......... ........ ...... — .................. ........................................................... 18 A. Credentia|iOg......-----.---.......... ......... ...... —.................. ............... 18 B. Member Grievance and Appeal Process.......................................... ...........—. 18 C. Utilization Management.............................................................. ........ ......... . 18 D. Telephone Triage Program................................................. ............. ...... —... 19 E. Cooperative Care Management Program......... ......................................... .... 19 XL (]M Delegation.............................................................................. ..................... 19 XIT. Quality Management Work Plan................................. .......................................... 19 XIII. Effectiveness Ofthe F\K4Program ....... ............................................................... 19 XIV. Disciplinary Action................................................................................................ 19 X\/ Confidentiality,.,,,,,..,.,...................................................................................... 20 XVI. Conflict nfInterest...................... ............ ......... .................................................. 20 X/TT. Annual ...... ............ .............. . ............. ........... .............. ... 20 CCHPQuality Management Department Organizational Ch@rf—.--......... 21 CCHP14gqQMProgram Description Committee Structure----..--..... 22 1999Quality Management Work Plan.................. ........ ....... — ...... ................. 23 Contra Costa Health flan Quality Management Program Description 1999 I< INTRODUCTION Contra Costa Health Plan(CCHP)is the Contra Costa County operated Heap Maintenance Orgwiization{HMO); the first Federally qualified HMC in the country operated by local government. CCHP contracts with individual providers, Contra Costa Regional Medical Center and Health Centers(CCR.MC&HC)and Kaiser Permanente to provide or arrange comprehensive health care services. CCHP provides health care for public and private employee groups,private individuals, Medi-Cal and Medicare beneficiaries, and low income county residents. CCHP's overall commitment is serving the County's most vulnerable populations. IIn MISSION The goal of CCHP's Quality Management Program(QMP)is to erasure that quality, appropriate health care and related services provided meet or exceed members' and other customers' expectations. The QMP mission is carried out in accordance with CCHP's organizational mission to provide affordable,high quality, accessible health care with integrity and compassion to all that use our programs. Iiia PURPOSE The CCHP Quality Management Program description will inform internal and external customers about how CCHP will promote,manage, and document improvement in the duality of health care and other related services provided to its members,through a continuous systema of planning,monitoring, assessing, and improving. IV. SCOPE The scope of CCHP's QM Program activities will include the quality of clinical care and the quality of service for all services including but not limited to preventive,primary, specialty,emergency, and ancillary care services. The scope of activities will reflect the Plan population in terms of age groups,disease categories and special risk status. The scope of activities will include,but not be limited to, services provided in institutional settings, ambulatory care, home care and mental health. V. OBJECTIVES A. Identify opportunities for improvement through a system of monitoring which includes member satisfaction surveys, complaints, focused studies, facility inspections,medical record audits and analysis of HEDIS and administrative data. Implement change as appropriate in the range of health care services provided by CCHP to its members. CCHP Quality Managernent Plan- January, 1999 Page I C:\VVIy Documens\QM ProgDescrip\QM Program Description 1-999.doc Created on 03/10/99*0:13 AM P. Establish priorities for ongoing monitors and focused-review studies with emphasis on access,preventive services,high volume,high risk, or problem- prone care or services. C. Confirm that CCHP delegated providers' Quality Assessment and Improvement Program structure, staff, and processes are in compliance with all provisions of CCHP QM Plan, QM policies and procedures and meet professionally recognized standards. D. Comply with internal and extema1 standards and requirements related to quality improvement activities. E. Assure that members can achieve resolution to problems or perceived problems relating to access to care or other quality issues through Member Services and Quality Management grievance and appeal procedures. P. Monitor processes related to the movement of members along the continuum of care and to ensure continuity of care that meets the members needs and expectations. G. Maintain policies and procedures for quality management, credentialing and re- credentialing of delegated health partners. V1. AUTHORITY AND RESPONSIBILITY Though CCHP retains ultimate accountability for quality oversight, quality management is a shared responsibility between CCHP and its delegated, contracted providers. CCHP's;primary delegated providers are CCP.MC&HC and Kaiser Permanente. The Contra Costa CountyBoard of Soervisors is ultimately responsible for the quality of care and services provided to the members of Contra Costa Health Plan. The Board of Supervisors delegates this responsibility and authority to the CCHP Executive Director, who, in turd,has empowered the Joint Conference Committee and Quality Council to carry out this responsibility-. The Quality Council has the authority and responsibility for implementing and directing the Quality Management Program. It is responsible for setting the quality management standards, determining criteria by which care will be meass._red, setting priorities for which aspects of care will be monitored, and analyzing quality of care studies, indicators,utilization reports, grievances, and survey data. The Clinical Leadership Co-mmittee is responsible to provide direction and oversight of CCHP's clinical programs and projects. It analyzes aggregate clinical data and makes recommendations to Quality Council for focus study and disease management topics. The CCHP_Quality Management Unit is responsible for the day to day quality nnanagernent activities for the non-delegated Community Providers as well as oversight of quality management activities for contracted delegated providers. The staff in the QM Unlit are currently licensed registered nurses, supervised by a credentialed MD who acts as the CCHP Medical Director. CCM' Quality Managernent Flan- January, 1999 Page 2 C:\My Documems\QM PregDescrip\QM Program Description 1999.doc Created on 03/10/99 10:13 AM Delegated quality monitoring status is granted upon successful demonstration by contracted delegated providers that the required scope of quality rnoriitoring activities is taking placed VIL ASPECTS OF CARE AND SERVICE CCHP's Quality Management Unit, in coordination with other CCHP operations units, will monitor specific important aspects of care and service. These aspects or activities of care and service include,but are not limited to: 7.1 Accessibility/Availability of care 7.2 Continuity/Coordination of care 7.3 Under/Over Utilization 7.4 Mental Health Care T5 Chronic/Acute Care 7.6 High Risk/High Volume Services 7.7 Preventive Health Care 7.8 Member Satisfaction/Dissatisfaction 7.9 Medical Quality of Care Grievance Resolution VITT. STRUCTURE COMMITTEES Aa BOARD OF SUPERVISORS Contra Costa County Board of Supervisors,which is elected through genera`elections, is the governing board of the Contra Costa health Plan.. The Board of supervisors is ultimately responsible for the quality of care and service provided to all Contra Costa Health Flan members. Activities i. Oversees development and communication of policy direction via the Joint Conference Committee. 2. Reviews and approves annual Quality Management Program Description and Work PlarVvia the Joint Conference Committee. 1 Reviews and accepts annual Quality Management Reports. 4, Receives and approves credentialing and re-credentialing actions of the CCHP Credentialing Committee as well as reports regarding credentialing activities of delegated providers. 5. Appoints Joint Conference Committee membership. b. Reviews, evaluates and acts upon findings ofthe Joint Conference Cor mittee. Membership '.There are five(5)members of the Board of supervisors. Each is elected through general elections in one of the five districts of Contra Costa County for a term of four(4)years. Chair The chairmanship of the Board of Supervisors rotates among the five beard rner:bers annually. CCHP Quality Maragerne t Plan- January, 1999 Page 3 C:\My Documents\QM PrcgDescrip\Qm Program Description 1999.doc Created on 03/20/99 10:13 AM Meetins The Board of Supervisors holds weekly pudic Meetings in accordance with the Brown Act. B. JOINT CONFERENCE COMMITTEE The mechanism by which the Board of Supervisors exercises oversight of the Contra Costa Health Flan is the Joint Conference Committee(JCC)of the Board of Supervisors and the Contra Costa Health Plan.All Meetings of the Joint Conference Committee are open to the public because of the public nature of the Board of supervisors. This creates a conflict for the situations when member or provider confidentiality is a concern. Therefore,the Joint Conference Committee will discuss such matters in executive session,when-members of the public will be excused. Activities 1. Promotes communication among the Board of Supervisors,the Contra Costa Health Plan administration and the Quality Council. 2. Assesses and monitors the overall performance of the Contra Costa Health Plan and its contracted providers including,but not limited to,the quality of care and service provided to members. 3. Receives and reviews reports and recommendations of the Quality Council from the Medical Director. 4. At least annually reviews and approves the Annual QM Program Description,Work Plan, Annual Quality Management Program Evaluation and other Quality Management reports. 5. Makes recommendations to the Board regarding activities and problems of the Health Plan. 6. Receives and reviews periodic reports from.Quality Management Director and Medical Director. 7. Reviews, approves and authorizes provider sanctions and terminations. 8. Reviews, approves and authorizes Medical Policy Guidelines. 9. Receives and reviews quarterly reports regarding Grievance Committee activity. 10. Oversees Protection of Confidentiality of Quality information as cited it Evidence Code 1157 and Health and Safety Code 1370. Membership The Joint Conference Committee shall not exceed nine(9)total Members: 1. Two(2)members from the Board of supervisors, appointed by the Board. These two members shall have fall voting privileges. 2. Two(2)physician members appointed by the Board from among any of the providers of the CCHP delegated and non-delegated provider networks. To fill these positions, the Quality Management Unit will solicit nominations by announcing the vacancy to all providers. The Medical Director will select the candidates and present there to the Board for approval. These two members shall each have a one year ternn. and have full voting privileges. 3. One(1)member shah.be the Medical Director. This Member shall have ex- officio status without voting privileges. 4. One(1)member shall be the Director of Health Services of Contra Costa County. This member shall have ex-officio status without voting privileges. CCHP Quality Management Plan - January, 1999 - Page 4 C:\My Documents\QM ProgDescrip\QM Program Description 1999.doe Created an 03/1:0/99 10:13 AM 5. One(1)member shall be the Executive Director of the Contra Costa Health Plan. This member shall have ex-officio stars without voting privileges. 6. One (1)member shall be the Health Services Chief Financial Officer. This member shall have ex-officio status without voting privileges. 7. One(1)member shall be the chairperson of the Managed CareCommission. This member shall have ex-officio status without voting privileges. Chair The Chair of the Joint Conference Committee shall be a member of the Board of Supervisors. T'he Chair shall be elected annually. Meetings Meetings of the Joint Conference Committee shall be held at least quarterly and shall be open to the public. C. QUALITY COUNCIL The Quality Council is the principal committee coordinating and directing Quality Management activities for the Contra.Costa Health Plan, including but not limited to: utilization management, quality management,peer review and credentialing, Activities 1. Receives,reviews,evaluates reports of subcommittees. 2. Annually reviews and evaluates the status of contracted providers to whom quality management,utilization management, credentialing,medical records and member rights and responsibilities activities have been delegated. 3. Receives credentialing recommendations from the Credentialing Committee by integrating provider specific quality of care,utilization management, and other data made available by the CCH'Credentials Committee. 4. Receives Quality Management occurrence and grievance reports regarding potential member or provider quality issues and recommends action:regarding quality of care issues. 5. Receives and reviews, at least quarterly,reports from the Director of Quality Management regarding unit activities including but rot limited to: Quality Improvement projects,Disease Management team status, occurrence and grievance volume and trends, delegation audit scores and recommendations. 6. Receives, analyzes and reviews quarterly UM reports and recommends action where indicated. 7. Receives and reviews monthly reports regarding Grievance Committee activity. 8. At least annually,reviews and approves the Annual Quality Management Program Description, Wor1c Plan, Animal Quality Management Program Evaluation and other Quality Management reports. 9. Reviews and evaluates Quality Management reports pertaining to medical, Pharmacy and Therapeutics, and benefit interpretation policy.ssues. 10. Distributes quality management and other Health flan-information to individually contracted providers via the Medical Director through letters, newsletters,policies and procedures,provider manuals, and other appropriate methods. Community Providers will also receive reports from the Community Provider Peer Review Coimittee,which is a subcommittee of the Quality Council. CCHP Quality Management Plan- January, 1999 Page 5 C:\My Docurnents\QM ProgDescrip\QM Program Description 1999.doc Created on 03/10/99 10:13 AM 11. Reports to Contra Costa Health Plan senior management for the purpose of planning and designing services and administration of the health Plan. 12. Physician Committee Members may be asked to provide additional medical review of appeals/reconsiderations. 11 Reviews and approves clinical practice guidelines at a minimum of every two years. Mern'oershin Members of the duality Council will include: _. The medical Director of the Health Pian with full voting privileges. 2. The.Assistant Medical Director of the Health Plan with full voti ng privileges. 1 The duality Chair or designee from each of CCHP's delegated provider networks with full voting privileges. 4, Director of CCRlVIC 'AHC duality Management Department with. full voting privileges. 5. The CCHP duality Management Director with full voting privileges. 6. At least two(2)independent physicians mom any of the CCHP contracted provider networks, at?east one of whom will be from the individually contracted physician network. One of these shall be a primary care physician; the other shall be a specialty care physician. To fill these positions,the duality Management L;nit will solicit nominations by announcing the vacancy to all providers. The physician members will be appointed and annually re-appointed by the Medical Director. Interested physicians will be solicited when vacancies occur. Both members shall serve one year terms and have full voting privileges. 7. The CCHP Administrative Director of Nursing,with full voting privileges. 8. The CCHP Clinical Programs Liaison with fall voting privileges. 9. The CCM'Patient Services Director,with full voting privileges. Chair The duality Council will be chaired by the Medical Director, or in his/her absence,the Assistant Medical Director. Meetings The duality Council will meet monthly, a m imam of nine(9)times yearly. D Q}ULITY COQ..NCIL SUBCOMMITTEES 1. CREDENH IALI:'G COMMITTEE EE The Credentialing Committee conducts the process of credentialing and re-credentialing CCHP contracted providers. It makes approval recommendations to the duality Council regarding credentialing and re-credentialing of CCHP providers; arbitrates credentialing disputes;reports issues to other Subcommittees; and makes recommendations regarding potential providers. The Committee reports to the duality Council. Activities 1. Receives reports regarding credentialing actions and policies from the duality Managernent Units of the contracted delegated providers. 2. Receives and reviews recommendations regarding delegation status of contracted delegated providers. CCHP duality Management Flan® January, 1999 Page 6 C:\My Documents\QM€'rcgDescrip\QM program Deseniption 1999.doc Created on 03/10/99 10:13 AM 3. Arbitrates credentialing disputes and makes recommendations to the Joint Conference Committee. 4. Reports issues to other subcommittees. 5. Makes recommendations regarding potential providers and reports to the Quahty Council. 6. Reviews information from the facility site visit credentialing process. 7. Considers pertinent Quality Management Unit information, including grievances, access data,remember satisfaction surveys,and focused studies. S. Makes recornniendations regarding credentialing and recredentialing of CCHP Community Providers to the Quality Council for eventual Board of Supervisors approval. Membership 1. The CCHP Assistant Medical Director with fall voting privileges. 2. The CCRMC&HC Credentialing Committee Chairperson or his/her representative. This member shall have full voting privileges. 3. The CCHP Director of Provider Affairs with fall voting privileges. 4. The Chairperson or a representative of the Community Partner Peer Review Committee. 'chis member shall have full voting privileges. 5. Two (2)independent Physicians from any of the CCT'Health Partners, at least one of whom will be fiom the individually contracted physician network. 0n.e of these shall be a primary care physician; the other shall be a specialty care physician. To fill these positions,the Quality Management Unit will solicit nominations by announcing the vacancy to all providers. The Medical Director will select and appoint the most qualified-candidates. Both members shall:have serve one year terrns and have full voting privileges. 6. The Quality Maragernent Unit staff who support the committee,without voting privileges. 7. The Credentialing Unit staff who supports the committee,without voting privileges. Chair The Credentials Committee will be chaired by the CCHP Assistant Medical Director. Meetings The Credentials Committee will meet monthly, at a minimum of nine times a year. 2. COMMUNITY PROVIDER PEER REVIEW COMMITTEE The Co-.mmunity Provider Peer Review Committee is the forum for all contracted providers who do not otherwise participate in peer review activities. The Committee reports to the Quality Council. Activities I. Receives,reviews, evaluates reports of represented Com pity Providers. 2. Receives potential quality issues and recommends action regarding quality of care issues from represented Community Providers. 3. Receives and reviews quality of care issues identified through the CCHP grievance process and makes recommendations for corrective action or other disciplinary action. CCHP Quality Management Plan- January, 1999 Page 7 CAMy Documents\QM ProgDescrip\QM Program Description 1999.doc Created on 03/10/99 10:13 AM 4. Reports to all members and other represented Community Providers via the committee chairperson, Mennbershits Each Cornmunity Provider who is not affiliated with a delegated provider network will be a member of the Community Provider. Feer Review Committee. Subcomm..ittees Due to the potentially large number of members spread out geographically,the Comrmanity Provider Peer Review committee may form regional subcommittees to carry out its;-jeer review function.The Community Provider Peer Review Committee will determine ene number of subcommittees to form-, based on the needs of the members. Chair The chair of the Community Provider Peer Review Committee will be the CCHP Medical Director. The Medical Director may choose to appoint a Chair from among the members of the Committee. Meetings The Committee will meet at least semi-annually. 3. GRIEVANCE COMMITTEE The Grievance Committee is a subcommittee of the Quality Council. It provides the only level of appeal for all requests for reconsideration of denied, modified or deferred services, payment for denied claims, and unsatisfactory resolution of formal grievances. The Committee also reviews complaints against Plan members for appropriate action. Requests for Reconsideration may be received from members or their legal representative. The voting quorum for this committee for all non-clinical issues is at least three Committee members, with at least one Committee member from clinical staff. For clinical issues, the Director of Quality Management shall review the case in advance, including obtaining appropriate clinical opinions, and determine if an additional voting quorurn is required. Plan members and/or their appointed designees are informed of their right to attend this meeting to present their case in advance of the meeting. In cases where there is a potential of risk or injury to Flan employees, the Plan member will not be allowed to present their case in person but nay designate someone to participate on their behalf, Activities 1. reviews and makes determinations on all Requests for Reconsideration of denied claims and/or denied,modified or deferred services. 2. Reviews and makes determinations on all appeals of grievances not resolved to a member's satisfaction. 3. Reviews ala case review requests submitted by a third party, including Fair Hearings, and coordinates the Health Plan's response, as appropr4.ate. 4. Reviews complaints against Plan members for appropriate action. S. Gathers any additional information pertinent to the determinations decision. 6, Prepares response letter to member including any further appeals rights. 7. Documents file with all additional information and determination decision. CC HP Quality Management Plan- January, 1999 Page 8 C:\My Documents\QM ProgDescrip\QM Program Description 1999.doc Created on.03/10/99 10:13 AM 8. Piles are confidentially maintained by the Member Services In-lit for 5 years. 9, reviews statistical reports of the Member Services Unit to ascertain trends; makes recommendations for change/remedial action to the Quality Council. 10. Acts as avenue of Patient Advocacy within the Health Plan. 1 l. Reports all Grievance Committee activities to Quality Council monthly. Scope of Authority 1. Males benefit review reeve mendations 2. Makes contract charge recommendations for member materials. 3. Mages Quality Improvement recomm=endations, 4. Can approve or deny an appeal based on majority vote of the committee 5, Can refer a case to Quality Council/other authoritative body 6. Can recommend action against a member, which may include plan-initiated disenrollrnent,to the Plan's Chief Executive Officer. Membership Non-Clinical: Director of Patient Services and/or Patient Services Supervisor Deputy Executive Director and/or Contract Manager Business Services Manager and/or Claims Supervisor Clinical: Medical Director and/or Assistant Medical Director Director of Quality Management and/or Quality Management Nurse Director of CCHP Coordinated Care Management(CCM) and/or CCM Nurse Practicing Physician from the Quality Council Chair The Chair of the Grievance Committee is the Director of Patient Services or the Patient Services Supervisor. Meetings The Grievance Committee meets at least monthly. Meetings may be arranged more frequently depending on the urgency of the requests and/or issues. Minutes Tlie Grievance Committee beeps copies of approved minutes for 5 years_ 4, PERFORMANCE MEASUREMENT REPORTING GROUP Yhe Performance Measurement Reporting Group is an interdepartrnental,technical work group. It is responsible for planning, analysis,and Quality Improvement initiatives as well as performance measurement reporting. It provides collective oversight of performance measurement reporting in the Health Plan. Activities: I. Analyzes NEDIS technical specifications and develops appropriate source code. 2. Participates with outside vendors to docummnt the audit of reported PIEDIS rates. CCHP Quality Management Plan - January, 1999 Page 9 C:\My Documents\QM ProgDescrip\QM Program Description 1999.doc Created on 03/10/99 10:13 AM 1 Supports the Clinical Leadership Committee by providing data and performing data analysis and recommendation.for quality initiatives. 4. Determines the necessity for hybrid data abstraction for each indicator. 5. Oversees clinical data abstraction in coordination with administrative data reports. 6. Submits the Health Plan's annual audited, formal NEDIS reports to regulators as well as CCHP Senior staff and Administration and all CCHP contracted providers. 7. Cornmunicates final,audited, and non-audited NEDIS rates to contracted providers via provider meetings,newsletters and other appropriatd methods. Membership: MIS/Member Services Supervisor Director of Quality Management Senior Systems Analyst/Statistician Medical Director Health Services Information Technology Supervisor Business Services/Claims Supervisor Deputy Executive Director Team.Advisors: Administrative Director of Nursing Public Health Epidemiologist/Biostatistician Senior Systems Analyst,Mental Health& CSAS Divisions Director of Health Services Information Tee'hnology Chair: The chair of the Performance Measurement Reporting Group is the Health Plan:Special Projects Administrator/HEDIS Compliance Manager. Meetings The Perform ance Measurement Reporting Group meets monthly and schedules additional ad hoc meetings as needed. 5. BENEFIT INTERPRETATION COMMITTEE The Benefit Interpretation Committee(BIC)is responsible to interpret benefits in conformance with State and Federal regulations and medical necessity and to maintain clear, concise statements defining Health Plan benefits. The BIC will facilitate consistent understanding of existing benefits and establish a mechanism to interpret new Federal and California State Legislation's impact on existing and new benefits. This function is intended to maximize consistency of decision making and enhance member service. The BIC reports to the Clinical Leadership Committee. Activities: 1. Assure that Medi-Cal benefit interpretations are in compliance with mandatory benefit descriptions in Title 22. 2. Develop a consistent format to document and maintain benefit interpretation documents. 3. Distribute proposed benefit interpretations to consultant pane' for review and comment. CCHP Quality Management Plan- January, 1999 Page 10 C:\My Documents\QM FrogDescrip\QM Program Description?999.doc Created on 03/10/99 1 0:33 AM 4. Develop and document concise benefit interpretations 5. Modify all existing benefit interpretations. 6. Collaborate with the CCHP Operations Council as needed. 7. Distribute completed, approved interpretations to Senior Management for distribution to staff and inn-plementation. Mernbershia: Deputy Executive Director Director of Quality Management Authorization Unit Lead Health.Plan Special Project's Administrator Consultant Panel, Medical Director Administrative Director of'vursing Director of Member Services Business Services Manager Clinical Programs Liaison Assistant Medical Director Director of Planning UM Staff Chair: The Chair of the Benefit Interpretation Committee is the Director of Quality Management. Meetings: Meetings will be held twice monthly. 6. PHARMACY AA�;D THERAPEUTICS COMMITTEE The Pharmacy and Therapeutics Committee reports to the Clinical Leadership Committee. It is responsible for the oversight of drug utilization trends and establishing and updating the CCHP formulary. Activities: 1. Review analyze and evaluate drug utilization reports 2. Analyze new drugs and determine their status for inclusion to the CCHP formulary. 3. Review formulary and make additions and deletions as necessary. 4. Make decisions about pharmacy benefits management policies. Member shit: Medical Director Assistant Medical Director Director of Provider Affairs Two clinicians Health services Department Financial Officer CCHP Quality Management Plan-January, 1999 Page I 1 C:\V,.y Documents\QM ProgDescrip\QM Program Description i 999.doe Created on 03/10/99 10:13 AM Cham. The Chair of the Pharmacy and Therapeutics Committee will be the CCHP Medical Director. Meetings: Meetings will be veld at least semi-annually. Ea PUBLIC ADVISORY& OTHER COORDINATING COMMITTEES 1. MANAGED CARE COMMISSION The Managed Care Commission is a public advisory commission that reports directly to the Board of Supervisors. This commission replaced the CCHP Advisory Board. ,Activities 1, Advises the Board and Health Plan on policy decisions,provides input f om the community and members about the financial plan,rate setting,marketing and provider relations surveys. 2. Receives appropriate plan level Quality Management Unit reports from the CCHP Executive erector, 3. Advises the Executive Director regarding its concerns related to the quality of care and services provided to the Health Plan members. 4. The Chairperson of the Managed Care Commission provides feedback to tae Health Plan senior management and Medical Director by participating in the Joint Conference Committee. Membership. There are fifteen(15)members,who are appointed by the Board of Supervisors. Six(6) positions are designated seats such as'vMedi®Cal subscriber,Medicare subscriber,non- contracting physician,person sensitive to medically indigent needs, commercial subscriber, and other providers (e.g.,nurse). The remaining nine(9) seats are at large, The Health Services Director,Health Plan Executive Director,and the Board of Supervisors are ex officio members. Subcommittees The Commission has six(6) standing subcommittees: 1. Health Care Delivery/Quality Maintenance 2. Finance&Administration 3. Product Development&Marketing 4. Provider Issues 5. Member&Consumer Advocacy 6. Planning/Governance&Bylaws 7. Cultural and Linguistic Advisory Committee Chair The chair of the Managed Care Cormr6ssion will be elected from among the Commission members and serve a one year term. CCHP Quality Management Plan- January, 1999 Page 12 C:\My Docurnents\QM FrogDescrip\QM Program Description 1999.doc Created on 03/10/99 10:13 AM Meetings The Managed Care Commission will meet monthly. For more details, seethe Managed Care Commission bylaws in section 6.2 of the DDA. 2. CULTURAL & LINGUISTIC ADVISORY COMMITTEE The Culturral and Linguistic Advisory Committee (CAC) advises the Board of Supervisors and the Senior Management of the Contra Costa Health Plan on the specific needs and concerns of Contra Costa Health plan members who have a different ethnic or cultural backgrounds or who spear a different language. Activities i. Deceives appropriate aggregate Quality Management repo is without confidential provider or member specific information from the Medical Director. 2. Advises the Medical Director regarding its concerns related to the qui.ality of care and services provided to the Health flan members. Membership T:.e CAC is staffed by the CCHP's Health Educator. The members ofthe CAC will include advisory members from.the Managed Care Commission(MCC) as well as professionals, advocates and Medi-Cal members of the public,representing tse different language and ethnic groups served by the Contra Costa Health Plan. Nominations will be sought from among all members of the Contra Costa Health Plan through mail and personal contacts with community leaders. CCHP contracted providers may assist in the search for candidates for this committee. CCHP's Health Educator will select the Committee members and present them to the CCHP Director of Marketing and Commrunications for approval. Chair The chair of the Cultural and Linguistic Advisory Committee will be appointed by the Managed Care Commission from among the members of the Cultural and T inguistic Advisory Committee. Meetings The Cultural and Linguistic Advisory Committee will meet at least semmmi-anr^ually. F. MEDICAL LEADERSHIP 18 MEDICAL DIRECTOR reports to the CCHP Executive Director. The Medical Director is responsible for the administration and coordination of medical management of the Contra Costa Health Plan. The Medical Director oversees the activities of the Quality Management Unit, the Utilization Management U bit and the Cooperative Care Management Unit. He/she oversees the development of medical policy as well as the medical component of the credentialing process. CCHP Quality Management Plan-January, X999 Page 13 C:\My Documents\QM ProgDescrip\QM Program Description 1999.doe Created on 03/10/99 10:13 AM 2, ASSISTANT MEDICAL DIRECTOR Reports to the CCHP Medical Director. The Assistant Medical Director is responsible for oversight of the Utilization Mar�agerrent Prograrn, He/she is accountable for all utilization review decisions and performs all denial reviews where the denial is based on medical necessity. The Assistant Medical Director coordinates with the Administrative Director of Nursing to conduct Utilization Management Unit staff meetings. G. QUALITY MANAGEMENT UNIT 1. DIRECTOR OF QUALITY MANAGEMENT A currently licensed registered nurse who reports to the CCHP Medical Director. He/she is responsible for development and iTrplementation of the annual Quality Management Programa. He/she oversees the day-to-day activities of the Quality Management Unit including but not limited to: a. Development and administration of Quality studies. be Oversight of the QM review of grievances and occurrences. C. Oversight of the medical review component of facility review and corrective action, d. Development and annual review and revision of Quality Management policies and procedures. e. Coordinates data abstraction for hybrid NEDIS measures. 2. QUALITY MANAGEMENT NURSE A currently licensed registered nurse who reports to the Director of Quality Ma:agement. The Quality Managerdent Nurse is responsible fore a. Medical Record Audits b. Data collection for quality measurement activities. C. Designing quality study and chart abstraction tools. d, Producing reports. e. Assisting with data analysis. _. Review of medical occurrences and grievances and development of response letters. g, Conducting credentialing facility review and medical record review. Development and monitoring of corrective action plans. h. Oversight of quality management delegation audits. IX, QUALITY MANAGEMENT PROCESS AND INITIATIVES Aa PROCESS 10 STUDY TOPIC CCPD'will assess potential study topics to determine their relevance to plan population. In addition,CCHP will determine their ability to make and/or direct improvements in care and/or services related to the selected study topic. Each topic or Treasure selected will have an established goal and/or a benchmark CCHP Quality Management Plan.- January, 1999 Page 114 C:\My Docarnents\QMI ProgDescrip\QM Program Description 1999.doc Created on 03/10/99 10:13 AM 2e STUDY PLANNING CCHP will consider the following issues when planning a quality study: a. Feasibility. b. Establis'u ent of timeliness. C. Assessment of appropriate dates of service add/or outcome dates, d. Adequacy of sample size. 3. PRACTICE GUIDELINES There indicated, CCHP will develop study practice guidelines based on reasonable medical evidence and nationally recognized guidelines. The guidelines will be submitted to CCHP Quality Council for review and approval. CCHP will measure its perfor nance against selected guidelines annually. The guidelines will be updated or reviewed at a minimum of every two years, and communicated to health plan providers and appropriate staff. 4. QUALITY INDICATORS CCHP will develop quality indicators appropriate to the study question. The indicators will be objective and measurable, and based on the most cut ent HEDTS version if appropriate. 5. DATA ANALYSIS PLAID CCHP will develop a data analysis plan prier to data collection. It will be clear and non- contradictory, include potential data collection problems, and detail the method for determining whether to review the whole at-risk population or a sample of the population. 6> MEASUREMENT TOOL(s) CCHP will use measurement tool(s) appropriate for obtaining the information pertinent to the study topic and indicators, accompanied by sufficient written instructions,and appropriate to the level of experience of the data collection staff. 7. VALIDATION OF COLLECTED DATA CCHP wili assess the approximate degree of correlation between the administrative data entries and the corresponding medical record entries and the accuracy of the medical record abstraction if applicable. 8. DATA ANALYSIS CCHP will correctly perform the appropriate descriptive and statistical tests. The meaningful key data and study results will be presented clearly. Appropriate personnel will evaluate the analyzed data to identify barriers to improvement. 9, INTERPRETATION OF FINDINGS CCM'will appropriately interpret and analyze key findings, asing a multi-disciplinary approach that will include bio-statistical consultation. 10. COMMUNICATION OF FINDINGS CCHP will present study results and follow-up actions to the appropriate health plan staff, committee(s),members, and providers. CCHP Quality Management Plan- January, 1999 Page 15 C:\My TDocumerts\ESM Prog£lescd;)\QM Program Description 1,999.doe Created or.03/10/99 10:13 AM 11, IMPROVEMENT PLAN CCHP will develop and implement a detailed improvement p'an used on the study findings. Appropriate interventions will be selected and implemented to improve system and/or practitioner performance.The plan will be reviewed by the Clinical Leadership Com-.mattee prior to irriplernentation. Ba QUALITY IMPROVEMENT INITIATIVES 1. PREVENTIVE a. Pediatric Preventive Services: Immunizations In 1999,CCHP will. focus on the following objectives: 1. Establishing a data linkage between the Public Health Immunization registry and the CCHP data warehouse. 2. A member specific i:zarnunization schedule to be inc'uded with the CCHP "new baby"mailing. 3. Orientation of CCHP clinical staff to the use of the registry computer. 4. Establishing a link to the WIC program to gather immunization inforinnation and refer members to Public Health Clinics for immunizations. 5. Increasing home visits to children wit::0-2 immunizations. 6, Development of automated remiInder cards and chart flags from the registry. b. Adult Preventive Services: Breast Cancer Screening In 1999,CCHP will continue efforts that were initiated in 1998 to improve mammography screening rates. CCI-iP's efforts will include a reminder letter that includes low-literacy educational brochures in bath:English and Spa aish. As well, CCHP will continue to place a cliart flag in the medical record to alert the next provider seeing the patient that their screening is overdue. The flag will include a request to notify CCHP by fax when the test is complete, The flag will assist CCHP in documenting patient non- compliance for amore targeted efforts. C. Adult Preventive Services: Cervical Cancer Screening In 1999,CCM'will continue efforts that were initiated in 1998 to improve cervical cancer screening rates. CCHP's efforts will include a reminder letter that includes low- literacy educational brochures in both English and Spanish. As well,CCHP will continae to place a chart flag in the medical record to alert the next provider seeing the patient that their screening is overdue. The flag will include a request to notify CCHP by fax when the test is complete. The flag will assist CCHP in documenting patient non-compliance for more targeted efforts. 2. CLINICAL-ACUTE a, Prenatal—first trimester visits project In 1999,CCHP will initiate a Pren=atal Task Farce to analyze barriers to initiation of prenatal care in the first trimester. At the completion of barrier analysis, the team will -make recommendations to the Clinical Leadership Committee regarding any intervention strategies that may be necessary to improve access to early prenatal care. CCHP Quality Management Plan- January, 1999 Page 16 C:\My Documents\QM ProgDcsc ip\QM Program Description 1999.doe Crea'.ed on 03/20/99 10:13 AM 3. CLINICAL-CHRONIC a. Asthma Management Team In 1999 CCHP will continue the asthma management project that began ire 1998. This year's efforts will focus on analysis of member surveys and development and early implementation of a disease management program. As part of the project, clinical practice guidelines have been developed in draft form and will be finalized and implemented.in 1999. ba Diabetes Management Team In 1999,CCHP will initiate a diabetes management team. The team will be responsible for analysis of the data resulting from the new NEDIS diabetes measures. The team will identify an appropriate intervention strategy and begin formal team meetings. 4. NON-CLINICAL ao Access to appointments 1. Emergent Care: Immediate access 24 hours a day; 7 days per week. 2. Urgent Care: Within 24 hours 3. Routine Ikon-Urgent Care: Within 7 days 4. Preventive Care: Within 45 days 5. Initial telephone response: 0—90 seconds 6. "On hold"time: 30—90 seconds 7. After hours availability b. Respect, caring and acceptability of services including: _. Member satisfaction surveys 2. Review of member grievances and concerns 3. Telephone waiting time 4. Office.waiting roam time 5. Disenrollment questionnaire C. Appropriateness and utilization of services including- I. Pattern of referral authorization:requests, approvals, denials, appeals and outcome of appeals. 2. Timeliness of decisions 3. Utilization of Emergency Room 4. Percent of visits that occur with Primary Care Physician 5. Hospital admissions/1,000 6. Utilization of ambulatory and inpatient services 7. Authorization for costly procedures 8. (:alta of plan claims CCHP Quality Management Plan- January, 1999 Page 17 C:\My Bocar„erts\QM ProgDescrip\QM Prograr d Description I999.dac Created on 03/10/99 10:13 AM db Environment of care and safety of the member to whore the care is provided: 1. On site facility audits/reviews 2. Merliber complaints and grievances 3. Review of disenrollment questionnaire survey results e. Adequacy of the medical record including organization, documentation, legibility, continuity, specialty referral and utilization. See Policy&Procedure X. COORDINATION OF QM PROGRAM WITH OTHER MANAGEMENT FUNCTIONS QM activities may impact and require action on the part of other administrative divisions. These activities include credentialing,member grievance and appeal process,utilization management(Tinel), sand advice nurse telephone triage program. Management functions with a significant hearing on quality are linked through Quality Council. A. CREDENTIAEING Contra Costa Health Plan has written policies and procedures for the purpose of provider credentials review to confirm that all contracted providers possess the practice experience,licenses, certifications,privileges,professional liability coverage, education, and professional and other qualifications to provide a'evel of quality of care consistent with professionally recognized standards,and that network providers meet the credential requirements of applicable state and federal agencies. Site visits are conducted,if applicable, for both credentialing and recredentialing. The credentialing process, activity and decision results will be reviewed by the CCHP Credentialing Committee. The Credentialing Committee reports monthly to Quality Council. The Contra Costa Board of Supervisors exercise final approval of credentiali-.ig/recred--ntialing/reappointrne-..it decisions for the Contra Costa Health Plan contracted providers, Be MEMBER GRIEVANCE AND APPEAL PROCESS Member and provider grievances and appeals are received and logged in Member Services. Grievances that raise quality-related issues are referred directly to the QM Unit for review,tracking, and resolution. The QM Unit tracks quality of care grievances for the purpose of identifying potential trends. Where appropriate, corrective action is implemented. A grievance report is submitted at least quarterly to Quality Co,micil. C. UTILIZATION MANAGEMENT CCHP's Utilization Management(Tj'M)Program covers all aspects of care and services provided to all members.It provides prospective,concurrent,and retrospective review of health care services requested and received by members. CCHP Quality Management Plan- January, 1999 Page 18 CANTy Documents\QM ProgDescrip\QM Prograrn Description 1999.doc Created or.03/10/99=0:13 AM D. TELEPHONE TRIAGE PROGRAM CCHP's Telephone Triage program provides health care advice and education to Health Plan members,patients utilizing the hospital and clinic system,and those county residents lacking health care coverage. F. COOPERATIVE CAREMATNAGEMENT PROGRAM CCHP's Cooperative Care Management program works with the PCP to coordinate care of Health flan members and those patients utilizing the hospital and clinic system. . QM DELEGATION CCHP may delegate all, or any portion, of the Quality Management program to a contracted provider group.Delegated quality monitoring status is granted upon successf-al demonstration by contracted delegated providers that the required scope of quality monitoring activities is taking place. Prior to delegation,the contracted provider group's Quality Management Program will be evaluated to assess its ability to carry out required activities. If CCHP delegates all oraportion of the Quality Management Program,CCH'will develop a written description of the delegated activities,the delegates' accountability for these activities,the frequency of reporting to the plan and the process by which oversight will be accomplished, X11. QUALITY MANAGEMENT WORK PLAN The Quality Management Work Plan will be developed a-°:nually based upon the evaluation of the effectiveness of the Quality Management Program; upon identified high voluri e,high risk, and disease-specific categories; and upon identified employer, provider and regulatory requirements. The 1999 Quality Management work plan is developed and implemented by rnembers of the Clinical Leadership Committee. XIII. EFFECTIVENESS OF THE QM PROGRAM CCHP's Quality Management staff and Medical Director will evaluate the overall effectiveness of the Quality Management Program:annually, The evaluation will address completed and ongoing QM activities;trending of quality data, and analysis of whether the QM Program and initiatives have accomplished meaningful improvement. XIV. DISCIPLINARY ACTION When a quality issue or trend is identified and att--ibuted to a specific physician,and is severe enough to warrant reportable disciplinary action,the Quality Council will take- action akeaction in accordance with the CCHP credentialing appeal process, in such vases, physicians are entitled to Judicial Review. The CC11P Chief Execrative Officer will, arrange for this review according to the Judicial Review Policy. Corrective actions will CCHP (duality Management Plan-January, 1999 Page 19 C:\'aiy Documents\QM Prog scrip\QAC Program Uescrption 3999.doc Created on 03/10/99'0:'3 AM be reported to the Contra Costa County legal council for subsequent reporting to the Medical Board of California(MBC)and the National Practitioners Data Bank.(NPDB). XV. CONFIDENTIALITY All quality files and other quality data or information are maintained in a manner that, protects patient and provider confidentiality. CCHP's Quality Management information is not discoverable or admissible in a court of law as specified in Section 1157 of the California Evidence Code and Section 1370 of the Health and Safety Code. XVI. CONFLICT OF INTEREST Any individual who has been professionally involved in an issue or case may not participate in the review, evaluation, or final disposition of the case. XVII. ANNUAL REVIEW T'he Quality Management Program will be reviewed,evaluated,and revised annually. The revised plan and work plan will be submitted to the Clinical Leadership Committee, Quality Council and the Board of Supervisors for necessary modification and final approval. CCP Quality Management Plan-January, 1.999 Page 20 C:\-My Docurnents\QM. 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Costa Health Plan Quality Management Program Description 1999 Approved by the Clinical Leadership Committee: Michael van Duren,MD,Committee Chair Date Approved by the Quality Council: Michael van Duren,TNID,Council Chair Date Approved by the Joint Conference Committee: Donna.Gerber,Committee Chair Date CCHP Quality Management Flan e January, 1999 Page 29 C:\.My Jocusner.s\QV1 ProgDe'scrip\QM progarr Description 1999.doc Created on 03/10/99 20:13 AIM