HomeMy WebLinkAboutMINUTES - 09261995 - D3 7
D.3
THE BOARD OF SUPERVISORS OF
CONTRA COSTA COUNTY, CALIFORNIA
Adopted this Order on September 26, 1995, by the following vote:
AYES: Supervisors Rogers, DeSaulnier and Torlakson
NOES: None
ABSENT: None
ABSTAIN: Supervisors Smith and Bishop
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SUBJECT: Proposed Ordinance to Amend the Campaign Spending
Reform Ordinance.
The Board of Supervisors heard comments from Mary Ann McNett
Mason, Deputy County Counsel, and discussed the proposed
amendment.
Following the discussion, Supervisor Rogers moved adoption of the
proposed ordinance.
The motion died, for lack of a second.
Supervisor DeSaulnier moved reintroduction of version "A" as
previously presented to the Board by the Internal Operations
Committee on September 19, 1995, for consideration at the October
3, 1995 Board of Supervisors meeting.
Supervisor Torlakson seconded the motion.
IT IS BY THE BOARD ORDERED that the Internal Operations Committee
is DIRECTED to reintroduce version "A" of the proposed ordinance to
amend the Campaign Spending Ordinance for Board of Supervisors
consideration at the October 3, 1995, Board meeting.
I hereby certify thet this is a true end correct copy of
an action taken and entered on the minutes of the
Board of Sups 0=1 date, sown.
ATTESTED:�.. __to A � 9
PHIL BATC LOA,Clerk of the Board
Of hors and County
cc: County Administrator
District Attorney
County Clerk-Recorder
J
COUNTY COUNSEL'S OFFICE
CONTRA COSTA COUNTY
MARTINEZ, CALIFORNIA
Date: September 21, 1995
To: Board of Supervisors
From: Victor J. Westman, County Counsel
By: Mary Ann 'McNett Mason, Deputy County Counsel
Re: Draft Amendments to Campaign Spending Reform Ordinance
At its meeting of September 19, 1995, the Board of Supervisors
directed this office to prepare for introduction on September 26,
1995 an ordinance which would amend Ordinance Code section 530-2 . 707
subsections (b) , (e) , and (g) and add uncodified section III in the
form recommended by the Internal Operations Committee. The import of
the proposed amendments to section 530-2 . 707 and of uncodified
section III "Revocation of Adoption of Voluntary Expenditure Ceiling"
was discussed in our memorandum to the Board of September 7, 1995
(copy attached) . These amendments were approved in substance by the
Board on September 19, 1995 . In addition, the Board asked this
office to include in the ordinance a revised, uncodified Section IV
to address the effect of contributions received or loans of money or
expenditures of money made during that portion of a candidate' s
election cycle occurring prior to May 25, 1995, the effective date of
the, Campaign , Spending Reform Ordinance . A copy of the proposed
ordinance is attached.
As revised, uncodified Section IV "Effect of Contribution
Received or Loan of Money or Expenditure of Money Made Before May 25,
1995" would provide as follows :
1 . Supervisorial candidates will not be subject to civil or
criminal sanction for receipt of a contribution or making .of a
personal loan prior to May 25, 1995 if such contribution or loan was
lawful when received or made, whether or not such contribution or
loan would have exceeded the respective limitations on contributions
or personal loans effective May 25, 1995 .
2 . A supervisorial candidate is not required to refund all or
a portion of a contribution, received prior to May 25, 1995, if such
contribution was lawful when received.
3 . Campaign expenditures made, by a candidate prior to May 25,
1995 for an election occurring after that date do not count toward
the voluntary expenditure ceiling. (Section 530-2 . 707 . )
t
Board of Supervisors 2 September 21, 1995
4 . Personal loans made by a candidate prior to May 25, 1995
are not chargeable against the limits on personal loans effective May
25, 1995 . (Section 530-2 . 706 . )
5 . Contributions received prior to May 25, 1995 are not
chargeable against the cumulative contribution limit . (Section S30-
2 . 710 . )
6 . Total aggregate contributions up to the amount of $20, 000
received by a candidate during that portion of the candidate' s
election cycle occurring prior to May 25, 1995 are not chargeable
against the individual or broad based political committee
contribution limits effective after that date . (Sections 530-2 . 703
and 530-2 . 704 . )
7 . Contributions received from an individual or broad based
political action committee above the aggregate amount of $20, 000
during that portion of the candidate' s election cycle occurring prior
to May 25, 1995 are chargeable against the individual or broad based
political committee contribution limits effective May 25, 1995.
Thus, if a candidate received $30, 000 in contributions prior to May
25, 1995, the most recently received $10, 000 would be chargeable
against the new contribution limits . For example; if in the most
recently received $10, 000 the candidate received contributions from a
particular contributor equal to or exceeding the differential
contribution limit applicable to the candidate, for the remainder of
the election cycle the candidate could not accept additional
contributions from such contributor. (i .e. A candidate accepts the
voluntary expenditure limit and may receive $750 per individual
contributor. The candidate received $30, 000 in contributions prior
to May 25, 1995 . In the $10, 000 in contributions most recently
received before May 25, 1995, the candidate receives $750 from a
contributor. That amount is chargeable against the new contribution
limits . The candidate may accept no more from that contributor
during the election cycle . ) Similarly, if the candidate received a
contribution of an amount below the contribution limit, for the
remainder of the election cycle the candidate could accept from that
contributor only the balance of the contribution limit .
MAM\am
attachments
cc : County Administrator
Attn: Claude Van Marter, Assistant County Administrator
District Attorney
Attn: James Sepulveda, Deputy District Attorney
County Clerk-Recorder
Attn: Barbara Lee, Assistant County Registrar
COUNTY COUNSEL'S OFFICE .
CONTRA COSTA COUNTY
MARTINEZ,CALIFORNIA
Date: September 7, 1995
To: Board of Supervisors
From: Victor J Westman, County Counsel yJ
By: Mary Ann McNett Mason, Deputy County Counsel �-
Re: Draft amendments, to campaign spending reform ordinance. .
As directed by the. Internal Operations Committee, this office
drafted a further series of amendments to the Campaign Spending
Reform Ordinance for consideration by the Board of Supervisors on
September .12, 1995 . We have prepared two versions (A and B) of the
draft amendments. A copy of each version is attached. Version A,
Section. IV, contains Supervisor .De Saulnier' s proposal for treatment
of contributions received prior to May 25, 199.5 for supervisorial
elections occurring after that date. Version B, Section IV, contains
Supervisor Rogers ' , proposal on that issue. The draft ordinances are
otherwise the same.
Version A
The modifications to the Campaign Spending. Reform Ordinance
which would result from Version A are as follows.
1. Section '530.-2 .707 "Voluntary Expenditure Limits"
subsection (b) "Time for filing .statement adopting expenditure
ceiling" would be amended to provide that a supervisorial candidate -
who chose to adopt the expenditure ceiling would have to file a
statement adopting the ceiling for the primary election and a
separate statement adopting the ceiling for the general election.
The candidate would be subject to the ceiling and would be eligible
to collect expenditures at the higher level only for the particular
election cycle for which the statement was filed. This proposal
would afford the candidate the opportunity to adopt the expenditure
.Board of Supervisors -2- September 7, 1995
ceiling as to either, neither, or both, the primary and general
elections.
'2 . Section 530-2 .707 (e) "Notification by candidate who
exceeds ceiling" would be modified to specify that all candidates,
other than candidates who adopt the expenditure ceiling and qualify
to spend an additional $10, 000, must notify the County Clerk-election
division when aggregate contributions exceeding $80, 000 are received
and\or when aggregate expenditures exceeding $80, 000 are made. A
candidate who adopted the expenditure ceiling and who qualified to
spend- an additional $10,000 must notify the County Clerk-election
.division when aggregate contributions exceeding $90, 000 are received
and\or when aggregate expenditures' exceeding $90, 000 are made. The .
amendment would further provide that if the day on which notice is
required is not a business day, notice shall be given on the next
business day,
3 . Subsection (g) "Adoption of Expenditure Ceiling .
Irrevocable" would be added to section 530-2 . 707. This section would
provide that if a candidate adopts the expenditure ceiling for a
particular election cycle, i.e. the primary or general election .
.cycle, the candidate cannot revoke adoption of the ceiling as to that
cycle.
4 . The Internal Operations Committee also directed that we
include a new alternate section "Revocation of Expenditure Ceiling.
This section would provide that it is operative only if a court of
competent jurisdiction makes a 'final judicial determination that
subsection (g) of section 530-2.707 is unenforceable. In that event,
the alternate subsection would state theprocedure for a candidate's
revocation of the expenditure ceiling. A candidate would have to
return all excess contributions. to contributors and .excess personal e
loans. before he or she could make expenditures .which exceed the
limit. . In addition, ,the'.candidate would have to notify the elections
division of the revocation and of -the return of contributions and
personal loans. The decision whether to include such an alternate
subsection is a difficult one because such language may tend to
invite challenges. to the validity of subsection (g) . To direct the
focus away from questioning the validity of subsection . (g) , the draft'
ordinance would include .thi alternate section as uncodified Section
III which would not appear in the ordinance .code. The section would.
be referenced in the codified version by ,a note to- refer to the
Board of Supervisors -3- September 7, 1995
original ordinance. Alternatively,. the Board may choose to adopt .a
version of the amendments which does not include alternate Section
III. If the Board chooses to, do that, alternate pages 4 and 5 of
Amendment A are included for introduction.
5. Section IV of Amendment A would add an uncodified section
which would provide that candidates would not be subject to civil or
criminal sanction for receipt of contributions or making_ of personal
loans prior to May. 25, 1995, if such contributions or loans were
lawful when received or made, even though such contributions or .loans
exceeded the limits applicable to supervisorial elections after May
25, 1995 . The section also would provide that, campaign expenditures'
made prior to May 25, 1995 do not count toward the voluntary
expenditure ceiling. Personal loans made before May 25, 1995 would
not be chargeable against the limitation on personal loans:
Contributions received prior to May 25, 1995 would not. be chargeable,
against the individual, broadbased committee, or cumulative:
contribution limits. Under this proposal, candidates would start
with a clean slate as of May 25, 1995 .
Version B
Under Amendment B, the modifications to section 53fl'-2 . 707
subsections (b) , (e) , and (g) and the addition of alternate,
uncodified Section III would be the same as those in Amendment A. In
the event that the Board decides not toinclude alternate Section
III, alternate pages 4, 5 and 6 of Amendment B are attached. for
introduction. Amendment B differs from Amendment A as to the content
of the uncodified Section IV addressing treatment of pre- May 25,
1995 contributions and expenditures for post- .1995 campaign.
Section IV of Amendment B. would specify that contributions
received prior to May 25, 1995 do count toward the contribution
limits effective on May 2�5, 1995, unless the candidate makes a
special report of contributions received before May 25, 1995,
segregates the amount of such contributions and agrees to use it for
lawful purposes other, than a supervisorial campaign for an election
occurring after May, 25, 1995, and files a statement to that effect
with the elections division. The statement and report must be filed
within thirty days of the effective date of the amendments (October
171 1995, assuming that the Board adopts the amendments on September
17, 1995. ) In his memorandum of September 5, 1995, Deputy District
Board of Supervisors -4- September 7, 1995
Attorney James Sepulveda noted that this. subsection might raise a
question whether a candidate was required to refund that portion of a
contribution received prior to May 25, 1995 which exceeded the new
contribution limits. . (Copy of memorandum attached. ) To address this.
possible issue, we added . a sentence to the end of Section IV
specifying that nothing in this section requires a candidate to
refund all or a portion of a contribution which was lawfully received
prior to May 25, 1995.
Like Version A, Section IV of Amendment B would. provide that
campaign expenditures made prior to May 25, 1995 do not count toward
the voluntary expenditure ceiling. Personal . loans made before May
251 1995 would not be chargeable against the limitation on personal.
loans. Contributions received prior to .May 25, 1995 would not be
chargeable against the cumulative contribution limit (section 530-
2 .'710 . )
MAM\am
attachments
cc: . County Administrator
District Attorney
Attn: James Sepulveda, Deputy District Attorney
County Clerk-Recorder
Attn: Barbara Lee, Assistant County Registrar
ORDINANCE NO. 95-
(Adoption of voluntary campaign expenditure ceiling)
The Contra Costa County Board of Supervisors ordains as follows
(omitting the parenthetical footnotes from the official text of
the enacted or amended provisions of the County Ordinance Code) .
SECTION I . SUMMARY. This Ordinance amends section 530-2 . 707 of
Campaign Spending Reform Ordinance to specify that a runoff
candidate must file a separate statement accepting the voluntary
campaign expenditure ceiling. The Ordinance also amends that
section to clarify when candidates must give notice that they
have received contributions or made expenditures exceeding the
applicable voluntary expenditure ceiling. This ordinance
specifies that adoption of the voluntary expenditure ceiling for
an election cycle is irrevocable as to that cycle . This
ordinance adds an uncodified section clarifying the Board' s
intent that expenditures made prior to May 25, 1995 shall not
count toward the voluntary expenditure ceiling; personal loans
made prior to that date shall not count toward the , limitations on
personal loans; contributions accepted prior to May 25, 1995
shall not count toward the limitations on cumulative
contributions effective after that date; contributions
aggregating less than $20, 000 . accepted prior to May 25, 1995
will not count toward the limitations on individual or broad
based committee contributions effective after that date .
SECTION II . Section 530-2 . 707 is amended to read:
530-2 . 707 Voluntary expenditure limits
(a) Statement accepting expenditure ceiling. All
candidates, other than recall candidates, who adopt the
expenditure ceiling specified in subsection (c) may accept
contributions in the amounts specified in section 530-2 . 703 ,
subsection (b) and section 530-2 . 704, subsection (b) . All recall
candidates who adopt the expenditure ceiling specified in
subsection (c) may accept . contributions in the amounts specified
in section 530-2 . 703 , subsection (c) and section 530-2 . 704 ,
subsection (c) . All candidates who adopt the expenditure ceiling
specified in subsection (c) may loan their campaigns money up to
the amount specified in section 530-2 . 706, subsection (b) .
Before accepting any contributions or making any loans within the
amounts specified in sections 530-2 . 703 , subsections (b) and (c) ,
530-2 :704 , subsections (b) and (c) , and 530-2 . 706, subsection
(b) , a candidate for a primary, general, or recall election must
file with the County Clerk— election division a statement, signed
under penalty of perjury, which states that the candidate adopts
the expenditure ceiling specified in subsection (c) below.
ORDINANCE NO. 95-
1
(b) Time for filing statement adopting expenditure ceiling.
The statement may be filed by a candidate, other than a recall
candidate, at any time after that date which is twelve months
before the date of the primary election for the office and until
such time as the candidate files his or her declaration of
candidacy. In the event the candidate is not elected to office
in the primary election, enters the runoff election, and wishes
to adopt the expenditure ceiling for the election cycle for the
general election, the candidate must file a separate statement .
Such statement may be filed at any time after the primary
election results are final until thirty days prior to the general
election. A recall candidate may file the statement adopting the
expenditure ceiling at any time after the date the recall measure
is certified for the ballot until thirty days before the recall
election.
(c) Amount of expenditure ceiling. During an election
cycle, candidates who agree to accept. the voluntary expenditure
ceiling shall not incur campaign expenditures exceeding eighty
thousand dollars ($80, 000) , except as set forth in subsection (d)
below.
(d) Contributions from individuals . During an election
cycle, a candidate who accepts the voluntary , expenditure ceiling
and who raises twenty percent of the amount of that ceiling in
contributions of less than one hundred dollars ($100) from
individuals residing in the supervisorial district in which the
candidate stands for election, may incur ten thousand dollars
($10, 000) in campaign expenditures in addition to that amount
permitted in subsection (c) . ,
(e) Notification by candidate who exceeds ceiling. A
candidate, other than a candidate who has accepted the voluntary
expenditure ceiling and has qualified to incur additional
campaign expenditures as specified in subsection (d) , who
receives aggregate contributions exceeding the amount of the
expenditure ceiling specified in subsection (c) shall notify the
County Clerk-election division by both telephone and guaranteed
overnight mail on the day such contributions exceeding that
amount are received. A candidate, other than a candidate who has `
accepted the voluntary expenditure ceiling and has qualified to
incur additional campaign expenditures as specified in subsection
(d) , who makes ai2gregate- expenditures exceeding the amount of the
. expenditure ceiling specified in subsection (c) shall notify the
County Clerk-election division by both telephone and guaranteed
overnight mail on the day such expenditures exceeding that amount
are made . A candidate who has accepted the voluntary expenditure
ceiling and has qualified to incur additional campaign
expenditures as specified in subsection (d) , who receives
aggregate contributions exceeding the amount of the expenditure
ORDINANCE NO. 95-
2
}
ceiling specified in subsection (d) shall notify the County
Clerk-election -division by both telephone and guaranteed
overnight mail on the day such contributions exceeding that
amount are received. A candidate who has accepted the voluntary
expenditure ceiling and has qualified to incur additional
campaign expenditures as specified in subsection (d) , who makes
aggregate expenditures exceeding the amount of the expenditure
ceiling specified in subsection (d) shall notify the County
Clerk-election division by both telephone and guaranteed
overnight mail on the day such expenditures exceeding that amount
are made . If the day on which notice is "required .is not a
business day, notice shall be given on the next business day.
(f) Exclusions . For purposes of this Article, expenditures
subject to the expenditure ceiling do not include :
(1). expenditures for campaigns for other offices;
(2) expenditures for campaigns for the office of
Supervisor which occurred prior .to the effective date of this
ordinance;
(3) expenditures for office holder expenses . "Office
holder expenses" means those expenditures arising out of the
office holder' s official duties which directly assist the office
holder in performing his official duties, or which directly
relate to a governmental purpose . "Office holder expenses"
include but are not limited to, (a) donations to charitable
organizations; (b) the cost of tickets to political events; (c)
the cost of postage, office supplies, stationary and similar
expenses- related to the conduct or performance of the office
holder' s governmental duties; (d) reasonable expenses for travel
to conferences, seminars, educational events and similar
activities related to the office holder' s position; (e) the cost
of books or publications reasonably related to the office
holder' s position; (f) litigation expenses related to the office
holder' s actions as a supervisor. The expenses listed in items
(a) through (f) shall not be considered "office holder expenses"
if they are used in connection with any office holder' s campaign
for a future term of office as a Supervisor.
(g) Adoption of expenditure ceiling irrevocable . A
candidate who adopts the expenditure ceiling. for the election
cycle for a particular primary election, may not thereafter
revoke his or her adoption of the expenditure ceiling as to that
election cycle . A candidate who is not elected to office in the
primary election, enters the runoff election, and adopts the.
expenditure ceiling for the election cycle as to that general
election, may not thereafter revoke his or her adoption of the
expenditure ceiling as to that election cycle .
(Ords . 95- 2 ; 95-35; 95-8 . )
ORDINANCE NO. 95-
3
SECTION III . REVOCATION OF ADOPTION OF VOLUNTARY EXPENDITURE
CEILING. This section shall become operative only in the event
that a court of competent jurisdiction makes a final judicial
determination that subsection, (g) of section 530-2 . 707 is
unenforceable . A candidate who has adopted the voluntary
expenditure ceiling and who has accepted contributions and\or
made personal loans in the amounts applicable to candidates
adopting the ceiling, 'and who then determines to revoke his or
her adoption of the ceiling must do the following at least three
business days before the candidate may make expenditures in
excess of the ceiling: (1) return the balance of any
contribution exceeding the contribution limit applicable to
candidates not adopting the ceiling to the individual or
broadbased committee contributor and return the balance of any,
loan the candidate has made to his or her campaign which exceeds
the limitation on personal loans applicable to candidates not
adopting the ceiling; and (2) file with the County Clerk-
elections division a statement, signed under penalty of perjury,
which states that the candidate has revoked adoption of the
voluntary expenditure ceiling and has returned the balance of all
contributions and loans exceeding the limits applicable to a
candidate who has not adopted the ceiling. The statement shall
contain' a list of all contributors to whom ,ponies were returned
and the amounts thereof .
SECTION IV. EFFECT OF CONTRIBUTION RECEIVED OR LOAN OF MONEY OR
EXPENDITURE OF MONEY MADE BEFORE MAY 25 , 1995. No supervisorial
candidate or his or her campaign treasurer shall be subject to
criminal or civil sanction for receipt of a contribution prior to
May 25, 1995 if such contribution was lawful when received,
whether or not the amount of such contribution would have
exceeded the contribution limits for supervisorial candidates
effective May 25, 1995 . Nothing in this section shall require a
candidate or his or her campaign treasurer to refund all or a
portion of a contribution received prior to May 25, 1995 if such
contribution was lawful when received. No supervisorial
candidate shall be subject to criminal or civil sanction for
making a personal loan to his or her campaign prior to May 25,
1995 if such loan was lawful when made, whether or not the amount
of such. loan would have exceeded the limitations on personal
loans effective on May 25, 1995 . Campaign expenditures made by a
candidate prior to May 25, 1995 for an election occurring after
that date do not count toward the voluntary expenditure ceiling
specified in ,section 530-2 . 707 subsections (c) , (d) . Personal
loans made by a candidate prior to May 25, 1995 shall not be
chargeable against the limitations on personal loans specified in
section 530-2 . 706 . Contributions received prior to May 25, 1995
shall not be chargeable against the limits on cumulative
contributions specified in section 530-2 . 710 . Up to the total
aggregate amount of twenty thousand dollars ($20, 000) ,
contributions received during that portion` of the candidate' s
ORDINANCE NO. 95-
4
election cycle occurring prior to May 25, 1995 shall not be
chargeable against the limitations on contributions by individual
and broad based political committees specified in sections 530-
2 . 703 and 530-2 . 704 . Any contribution received during that
portion of the election cycle occurring prior to May 25, 1995 in
excess of the total aggregate amount of twenty thousand dollars
($20 , 000) shall be chargeable against the contribution limits
specified in sections 530-2 . 703 and 530-2 . 704 . Such
contributions in excess of twenty thousand dollars ($20, 000)
shall be chargeable in reverse order of receipt .
SECTION V. EFFECTIVE DATE. This ordinance becomes effective 30
days after passage, and within 15 days after passage shall be
published once with the names of supervisors voting for and
against it in the , a newspaper published in
this County.
PASSED ON by the following vote :
AYES :
NOES :
ABSENT:
ABSTAIN:
ATTEST: PHIL BATCHELOR, Clerk of the
Board and County Administrator
By.
Deputy Board Chair
[SEAL]
ORDINANCE NO. 95-
5