HomeMy WebLinkAboutMINUTES - 07251995 - D4 TO: BOARD OF SUPERVISORS I.O.-3 6E L
. INTERNAL OPERATIONS COMMITTEE ° . Contra
.FROM: .�•`� � .f \,
Costa
July 17, 1995 County
DATE: (Gsrq`cou-' c�
SUBJECT: AMENDMENT TO THE CAMPAIGN SPENDING REFORM ORDINANCE
SPECIFIC REQUEST(S)OR RECOMMENDATION(S)d BACKGROUND AND JUSTIFICATION
RECOMMENDATIONS:
1. SELECT either Version A or Version B of the Ordinance attached to County
Counsel's July 20, 1995 memorandum (attached), and INTRODUCE, WAIVE
reading, and FIX August 1, 1995 as the date to adopt an Ordinance amending
Ordinance 95-8, the Campaign Spending Reform Ordinance, in order to clarify
when a candidate for county supervisor can file his or her statement agreeing to
be bound by the spending limits in Ordinance 95-8 and thereby accept
contributions at the higher levels permitted in the Ordinance.
2. REQUEST staff from the County Counsel's Office, Assistant Registrar of Voters,
and District Attorney's Office to consult with each other and return to the Internal
Operations Committee on August 7, 1995 with recommendations on the
following:
❑ Determine whether it is necessary to amend Ordinance Code Section
530-2.707 (d) in order to clarify to which ceiling ($80,000 or $90,000) the
notification requirement applies and, in fact, whether the reporting
requirement in this Section is even enforceable.
❑ Amendments to Ordinance Code Section 530-2.707 (d) to permit
reporting that a candidate has exceeded the contribution or expenditure
limit to be done on the next regular business day as well as on the day
the contribution or expenditure ceiling is exceeded.
CONTINUED ON ATTACHMENT: YES SIGNATURE:
RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE
APPROVE OTHER
SIGNATURE(S):
ACTION OF BOARD OIC APPROVED AS RECOMMENDED OTHER
.J u ny
All persons desiring to speak on this matter were heard. Therefore, IT IS BY THE BOARD
ORDERED that the recommendations of the Internal Operations Committee on the Campaign Spending
Reform Ordinance are APPROVED- introduced the Ordinance specifying Version A, as noted in the
July 21, 1995, memo from County Counsel, waived reading, and FIXED August 1, 1995, for adoption.
VOTE OF SUPERVISORS
I HEREBY CERTIFY THAT THIS IS A TRUE
UNANIMOUS(ABSENT ) AND CORRECT COPY OF AN ACTION TAKEN
AYES:. NOES: ,�_ AND ENTERED ON THE MINUTES OF THE BOARD
ABSENT: ABSTAIN: ���. -} OF SUPERVISORS ON THE DATE SHOWN.
CC: �
ATTESTED
See Page 3 PL BATA ELOR,CLERK OF THE BOARD OF
SUPERVISORS AND COUNTY ADMINISTRATOR
M382 (10/88) BY DEPUTY
❑ Determine whether it is possible to amend Ordinance 95-8 in order to make
the voluntary acceptance of the lower expenditure limits irrevocable, once
accepted, so that a candidate, once he or she has agreed to accept the
lower expenditure limits, cannot change his or her mind.
BACKGROUND:
On June 27, 1995, the Board of Supervisors referred to our Committee a proposed
amendment to the Campaign Spending Reform Ordinance which the Board had adopted
on April 25, 1995.
On July 17, 1995, our Committee met with staff from the County Counsel's Office, the
District Attorney's Office, the Clerk-Recorder's Office and interested citizens to discuss
the need for some technical amendments to the Ordinance.
As outlined in the memorandum from the County Counsel's Office to the Board of
Supervisors dated June 21, 1995, the Ordinance as adopted allows a candidate to file his
or her statement agreeing to accept the lower expenditure limits only within 113 days of
the election, because it refers to filing the statement at the time the candidate files the
declaration of candidacy, which can only be filed between 113 and 88 days before the
election.
Jim Sepulveda, from the District Attorney's Office, indicated that he would be concerned
about a successful Constitutional challenge to this provision on the basis that it tends to
favor incumbents by restricting the ability of candidates to accept the higher contribution
levels until the last 113 days of the campaign. Mr. Sepulveda could not, of course,
anticipate how any given court would rule on this issue, but suggested that the longer the
period of time the less likely a court would find that the Ordinance discriminated in favor of
incumbents.
Our Committee discussed several alternatives and finally agreed that the voluntary
statement should be filed at any time between 12 months before the election and the date
the candidate files his or her declaration of candidacy. The County Counsel's Office has
drafted two versions of an amendment to the Campaign Spending Reform Ordinance to
effect this change in time period and our Committee is recommending that the Board of
Supervisors introduce the Ordinance today, waive reading and fix next Tuesday for
adoption of the ordinance, meaning that it should be effective on or about August 31, 1995.
Version A provides that the statement is filed prior to the Primary Election and serves
throughout the election cycle, including the General Election. Version B would require that
another statement be filed after the Primary and before the General Election.
Mr. Sepulveda also pointed out what, from his perspective, were some areas in which the
Ordinance was vague as to its intent, making his job of enforcing the provision of the
Ordinance more difficult. One of these is the reference in Section 530-2.707 (d) to "the
voluntary expenditure ceiling", since in the case of a candidate who is able to collect large
numbers of small contributions, the candidate is allowed to spend up to $10,000 over the
voluntary spending limit of$80,000.
Another is the requirement that a candidate who has not agreed to observe the lower
expenditure limits notify the election division when he or she exceeds the expenditure
ceiling, either by receiving contributions or making expenditures, "on the day" the
expenditure ceiling is exceeded. This is clearly not realistic on the weekends, holidays or
after normal business hours. We have, therefore, asked that an amendment be prepared
which would add something to the effect of"on the next regular business day" to the
current requirement. Mr. Sepulveda has a concern about whether it is even possible to
enforce this reporting requirement on the part of a candidate who has decided not to
accept the lower expenditure limits. We have asked that staff discuss this potential
problem and return to our Committee with their recommendations.
2
I.O.-3
Supervisor Rogers has also asked that staff consider whether it is necessary to amend the
Ordinance to prevent a candidate who has accepted the voluntary expenditure limits from
later changing his or her mind and simply notifying the elections division that he or she will
henceforth not be bound by the expenditure limits, even though he or she may already
have raised funds in excess of the $100 contribution limit applicable to candidates who
have not adopted the expenditure ceiling. The County Counsel's Office indicated that it
was their view that this was already the effect of the Ordinance. Mr. Sepulveda suggested
that since accepting the expenditure limits is voluntary in the first place, it may not be
possible to prevent a candidate from simply deciding not to observe the voluntary limits.
Staff will discuss this issue and return to our Committee with some comments and
recommendations.
Rather than delaying any further the needed amendment to the time limits for filing the
statement agreeing to be bound by the lower expenditure limits, we are recommending that
the Board go ahead and act on this amendment. Depending on the nature of our
discussions on August 7, 1995, we may bring additional amendments to the Board of
Supervisors thereafter.
cc: County Administrator
County Counsel
County Clerk-Recorder
Assistant Registrar of Voters
District Attorney
3
COUNTY COUNSEL'S OFFICE
CONTRA COSTA COUNTY
MARTINEZ,CALIFORNIA
Date: July 21, 1995
To: Board of Supervisors
From: Victor J. Westman, County Counsel
By: Mary Ann McNett Mason, Deputy County Counsel ' "�
Re: Revision to Proposed Ordinance amending Campaign Spending
Reform Ordinance
Attached please find revised copies of Versions A and B of the
proposed amendment to section 530-2.707 . Each version is revised to
delete the final sentence from Section III of the proposed amendment.
This sentence dealt with the treatment of contributions accepted and
loans made prior to the effective date of Ordinance 95-8 for
elections occurring after that date . Upon review of the Internal
Operations Committee report on its meeting of July 17, 1995, it is
not clear that the Committee requested that this matter be addressed
in the proposed amendment. Therefore, we have revised the proposed
amendment to delete this issue and suggest that it be referred to the
Committee for additional consideration.
MAM\am
attachments
VERSION A
ORDINANCE NO. 95-
(Statement of acceptance of voluntary campaign
expenditure limits for supervisorial campaigns )
The Contra Costa County Board of Supervisors ordains as follows
(omitting the parenthetical footnotes from the official text of
the enacted or amended provisions of the County Ordinance Code) .
SECTION I . SUMMARY. This Ordinance amends section 530-2. 707 of
the Fair Campaign Ordinance to provide that after that date which
precedes a primary election by twelve months, a supervisorial
candidate may file with the County Clerk a statement under
penalty of perjury accepting the voluntary campaign expenditure
limits . The Ordinance also specifies the time at which a recall
candidate may file a statement accepting the voluntary campaign
expenditure limits . The Ordinance also adds an uncodified
section clarifying the Board' s intent that candidates who
accepted contributions after the effective date of Ordinance 95-8
and who thereafter adopt the voluntary expenditure ceiling may
accept only the balance of the total amount of the higher
differential contribution limit.
SECTION II . Section 530-2 . 707 is amended to read:
530-2 . 707 Voluntary expenditure limits
(a) Statement accepting expenditure ceiling. All
candidates, other than recall candidates, who adopt the
expenditure ceiling specified in subsection (c) may accept
contributions in the amounts specified in section 530-2. 703 ,
subsection (b) and section 530-2 . 704 , subsection (b) . All recall
candidates who adopt the expenditure ceiling specified in
subsection (c) may accept contributions in the amounts specified
in section 530-2 . 703, subsection (c) and section 530-2 . 704,
subsection (c) . All candidates who adopt the expenditure ceiling
specified in subsection (c ) may loan their campaigns money up to
the amount specified in section 530-2 . 706 , subsection (b) .
Before accepting any contributions or making any loans within the
amounts specified in sections 530-2 . 703 , subsections (b) and (c) ,
530-2 . 704 , subsections (b) and (c ) , and 530-2 . 706 , subsection
(b) , a candidate must file with the County Clerk- election
division a statement, signed under penalty of periurV, which
states that the candidate adopts the expenditure ceiling
specified in subsection (c) below.
ORDINANCE NO. 95-
1
(b) Time for filing statement adopting expenditure ceiling.
The statement may be filed by a candidate, other than a recall
candidate, at any time after that date which is twelve months
before the date of the primary election for the office and until
such time as the candidate files his or her declaration of
candidacy. In the event the candidate is not elected to office
in the primary election and enters the runoff election, such
statement shall apply for both the primary and general election.
The candidate need not file a separate statement adopting the
expenditure ceiling for the general election. A recall candidate
may file the statement adopting the expenditure ceiling at any
time after the date the recall measure is certified for the
ballot until thirty days before the recall election.
(c) Amount of expenditure ceiling. During an election
cycle, candidates who agree to accept the voluntary expenditure
ceiling shall not incur campaign expenditures exceeding eighty
thousand dollars ( $80,000) , except as set forth in subsection (d)
below.
(d) Contributions from individuals . During an election
cycle, a candidate who accepts the voluntary expenditure ceiling
and who raises twenty percent of the amount of that ceiling in
contributions of less than one hundred dollars ( $100 ) from
individuals residing in the supervisorial district in which the
candidate stands for election, may incur ten thousand dollars
($10, 000) in campaign expenditures in addition to that amount
permitted in subsection (c) .
(e) Notification by candidate who exceeds ceiling. A
candidate who declines to accept the voluntary expenditure
ceiling and who receives contributions or makes expenditures
equal to or exceeding the amount of the expenditure ceiling shall
notify the County Clerk-election division by both telephone and
guaranteed overnight mail on the day the expenditure ceiling is
exceeded.
( f ) Exclusions . For purposes of this Article, expenditures
subject to the expenditure ceiling do not include:
( 1 ) expenditures for campaigns for other offices;
( 2 ) expenditures for campaigns for the office of
Supervisor which occurred prior to the effective date of
this ordinance;
( 3 ) expenditures for office holder expenses . "Office
holder expenses" means those expenditures arising out of
the office holder' s official duties which directly assist
the office holder in performing his official duties , or
which directly relate to a governmental purpose . "Office
holder expenses"include but are not limited to, (a )
donations to charitable organizations ; (b) the cost of
tickets to political events ; (c ) the cost of postage, office
ORDINANCE NO. 95-
2
supplies, stationary and similar expenses related to the
conduct or performance of the office holder's governmental
duties; (d) reasonable expenses for travel to conferences,
seminars., educational events and similar activities. related
to the office holder' s position; (e) the cost of books or
publications reasonably related to the office holder's
position; ( f ) litigation expenses related to the office
holder' s actions as a supervisor. The expenses listed in
items (a) through (f ) shall not be considered "office holder
expenses" if they are used in connection with any office
holder' s campaign for a future term of office as a
Supervisor.
(Ords . 95- 2; 95-8 . )
SECTION III . EFFECT OF CONTRIBUTION OR LOAN OF MONEY AFTER MAY
25, 1995 . It is the Board of Supervisors ' intent that if a
candidate accepts a contribution after May 25, 1995 for an
election occurring after that date from either an individual
contributor or a broad based political committee, and thereafter
files the statement adopting the voluntary expenditure ceiling,
during the remainder of the election cycle for that election such
candidate may accept from the same contributor or committee no
more than an amount which when combined with the earlier
contribution will not exceed the maximum amount specified in
section 530-2 . 703 (b) or 530-2 . 704 (b) respectively. If after
May 25, 1995 such candidate loans money to his or her campaign
for an election occurring after that date and then adopts the
volunta7ry. expenditure ceiling, during the remainder of the
election cycle for that election, such candidate may loan his or
her campaign no more than an amount which when combined with the
earlier loan will not exceed the maximum amount specified -in
section 530-2 . 706 (b) .
ORDINANCE NO. 95-
3
SECTION IV., EFFECTIVE DATE. This ordinance becomes effective 30
days after passage, and within 15 days after passage shall be
published once with the names of supervisors voting for and
against it in the , a newspaper published in
this County.
PASSED ON by the following vote:
AYES:
NOES:
ABSENT:
ABSTAIN:
ATTEST: PHIL BATCHELOR, Clerk of the
Board and County Administrator
By:
Deputy Board Chair
[SEAL]
ORDINANCE NO. 95-
4
VERSION B
ORDINANCE NO. 95-
(Statement of acceptance of voluntary campaign
expenditure limits for supervisorial campaigns)
The Contra Costa County Board of Supervisors ordains as follows
(omitting the parenthetical footnotes from the official text of
the enacted or amended provisions of the County Ordinance Code) .
SECTION I . SUMMARY. This Ordinance amends section 530-2 . 707 of
the Fair Campaign Ordinance to provide that after that date which
precedes a primary election by twelve months, a supervisorial
candidate may file with the County Clerk a statement under
penalty of perjury accepting the voluntary campaign expenditure
limits . The Ordinance also specifies the time at which a runoff
candidate or a recall candidate may file a statement accepting
the voluntary campaign expenditure limits . The Ordinance also
adds an uncodified section clarifying the Board' s intent that
candidates who accepted contributions after the effective date of
Ordinance 95-8 and who thereafter adopt the voluntary expenditure
ceiling may accept only the balance of the total amount of the
higher differential contribution limit.
SECTION II . Section 530-2 . 707 subsection (a) is amended to read:
530-2 . 707 Voluntary expenditure limits
(a ) Statement accepting expenditure ceiling. All
candidates , other than recall candidates , who adopt the
expenditure ceiling specified in subsection (c) may accept
contributions in the amounts specified in section 530-2 . 703,
subsection (b) and section 530-2 . 704 , subsection (b) . All recall
candidates who adopt the expenditure ceiling specified in
subsection (c) may accept contributions in the amounts specified
in section 530-2 . 703, subsection (c ) and section 530-2 . 704 ,
subsection (c) . All candidates who adopt the expenditure ceiling
specified in subsection (c) may loan their campaigns money up to
the amount specified in section 530-2 . 706 , subsection (b) .
Before accepting any contributions or making any loans within the
amounts specified in sections 530-2 . 703 , subsections (b) and (c ) ,
530-2 . 704 , subsections (b) and (c ) , and 530-2 . 706 , subsection
(b) , a candidate for a primary, general , or recall election must
file with the County Clerk- election division a statement, signed
under penalty of perjury, which states that the candidate adopts
the expenditure ceiling specified in subsection (c ) below.
ORDINANCE NO. 95-
1
(b) Time for filing statement adopting expenditure ceiling.
The statement may be filed by a candidate, other than a recall
candidate, at any time after that date which is twelve months
before the date of the primary election for the office and until
such time as the candidate files his or her declaration of
candidacy. In the event the candidate is not elected to office
in the primary election, enters the runoff election, and wishes
to adopt the expenditure ceiling for the election cycle for the
general election, the candidate must file a separate statement.
Such statement may be filed at any time after the primary
election results are final until thirty days prior to the general
election . A recall candidate may file the statement adopting the
expenditure ceiling at any time after the date the recall measure
is certified for the ballot until thirty days before the recall
election .
(c) Amount of expenditure ceiling. During an election
cycle, candidates who agree to accept the voluntary expenditure
ceiling shall not incur campaign expenditures exceeding eighty
thousand dollars ( $80, 000 ) , except as set forth in subsection {d)
below.
(d) Contributions from individuals . During an election
cycle, a candidate who accepts the voluntary expenditure ceiling
and who raises twenty percent of the amount of that ceiling in
contributions of less than one hundred dollars ( $100 ) from
individuals residing in the supervisorial district in which the
candidate stands for election, may incur ten thousand dollars
( $10, 000 ) in campaign expenditures in addition to that amount
permitted in subsection (c ) .
(e) Notification by candidate who exceeds ceiling. A
candidate who declines to accept the voluntary expenditure
ceiling and who receives contributions or makes expenditures
equal to or exceeding the amount of the expenditure ceiling shall
notify the County Clerk-election division by both telephone and
guaranteed overnight mail on the day the expenditure ceiling is
exceeded.
( f ) Exclusions . For purposes of this Article, expenditures
subject to the expenditure ceiling do not include:
( 1 ) expenditures for campaigns for other offices ;
( 2 ) expenditures for campaigns for the office of
Supervisor which occurred prior to the effective date of
this ordinance;
( 3 ) expenditures for office holder expenses . "Office
holder expenses" means those expenditures arising out of
the office holder' s official duties which directly assist
the office holder in performing his official duties , or
which directly relate to a governmental purpose. "Office
holder expenses " include but are not limited to, (a )
ORDINANCE NO. 95-
2
donations to charitable organizations; (b) the cost of
tickets to political events; (c) the cost of postage, office
supplies, stationary and similar expenses related to the
conduct or performance of the office holder' s governmental
duties; (d) reasonable expenses for travel to conferences ,
seminars , educational events and similar activities related
to the office holder's position; (e) the cost of books or
publications reasonably related to the office holder' s
position; (f ) litigation expenses related to the office
holder' s actions as a supervisor. The expenses listed in
items (a) through ( f ) shall not be considered "office holder
expenses" if they are used in connection with any office
holder' s campaign for a future term of office as a
Supervisor.
(Ords . 95- § 2; 95-8 . )
SECTION III . EFFECT OF CONTRIBUTION OR LOAN OF MONEY AFTER MAY
25 , 1995 . It is the Board of Supervisors ' intent that if a
candidate accepts a. contribution after May 25, 1995 for an
election occurring after that date from either an individual
contributor or a broad based political committee, and thereafter
files the statement adopting the voluntary expenditure ceiling,
during the remainder of the election cycle for that election such
candidate may accept from the same contributor or committee no
more than an amount which when combined with the earlier
contribution will not exceed the maximum amount specified in
section 530-2 . 703 (b) or 530-2 . 704 (b) respectively. If after
May 25, 1995 such candidate loans money to his or her campaign
for an election occurring after that date and then adopts the
voluntary expenditure ceiling, during the remainder of the
election cycle for that election, such candidate may loan -his or
her campaign no more than an amount which when combined with the
earlier loan will not exceed the maximum amount specified in
section 530-2 . 706 (b) .
ORDINANCE NO. 95-
3
SECTION IV. EFFECTIVE DATE. This ordinance becomes effective 30
days after passage, and within 15 days after passage shall be
published once with the names of supervisors voting for and
against it in the a newspaper published in
this County.
PASSED ON by the following vote:
AYES:
NOES:
ABSENT:
ABSTAIN:
ATTEST: PHIL BATCHELOR, Clerk of the
Board and County Administrator
By:
Deputy Board Chair
[SEAL]
ORDINANCE NO. 95-
4