Loading...
HomeMy WebLinkAboutMINUTES - 09141993 - 1.131 r T(,+ BOARD OF SUPERVISORS .E Contra FROM: Costa '." Perfecto Villarreal Director A 6ft County DATE: August 27, 1993 SUBJECT: 1993/94 COUNTY PLAN FOR REFUGEE SERVICES CONTRACT EXTENSIONS SPECIFIC REQUEST(S)OR RECOMMENDATION(S)&BACKGROUND AND JUSTIFICATION RECOMMENDATIONS: I. APPROVE the 1993/94 County Plan for Refugee Services. Il. AUTHORIZE the Social Service Director or his designee to ACCEPT estimated Federal Refugee Program funding and execute State agreements as follows: Funding Program Anticipated Source Period Funding Amt. 1) Refugee Employment 10/1/93 - 9/30/94 $220, 599 Social Services (RESS) 2) Targeted Assistance 10/1/93 - 9/30/94 $246, 537 (TA) 3) Mutual Assistance 10/1/93 - 9/30/94 $ 16, 010 Association Grant (MAA) III. AUTHORIZE the Social Service Director or his designee to prepare and execute amendments for subsequent and increased funding allocations as they are received on the condition that no general funds are required. IV. AUTHORIZE the Social Service Director or his designee to enter into contracts with the following service contractors: Service/Contractor ' Amount Central Intake Unit $85, 322 CCC Superintendent of Schools - ROP (Source of funds - RESS - $59, 322 TA $26, 000) CONTINUED ON ATTACHMENT: / YES SIGNATURE: RECOMMENDATION OF COUNTY ADMINISTRATOR RECOMMENDATION OF BOARD COMMITTEE APPROVE OTHER SIGNATURE(S): ACTION OF BOARD ON SEP 14 1993 APPROVED AS RECOMMENDED X_ OTHER VOTE OF SUPERVISORS I HEREBY CERTIFY THAT THIS IS A TRUE —4 UNANIMOUS(ABSENT ) AND CORRECT COPY OF AN ACTION TAKEN AYES: NOES: AND ENTERED ON THE MINUTES OF THE BOARD ABSENT: ABSTAIN: OF SUPERVISORS ON THE DATE SHOWN. cc: Contact: Bob Hofmann 313-1593 ATTESTED SEP 14 1993 SOCIAL SERVICE (CONTRACTS UNIT) PHIL BATCHELOR,CLERK OF THE BOARD OF COUNTY ADMINISTRATOR SUPERVISORS AND COUNTY ADMINISTRATOR AUDITOR-CONTP.OLLER CONTRACTOR ' BY DEPUTY M382 (10/88) f RECOMMENDATIONS CONT. English as a Second Language - West County $90, 386 Catholic Charities & International Institute of the East Bay (Source of funds - RESS) Youth Employment Program $37,801 Lao Family Community Development, Inc (Source of funds - RESS) Social Adjustment $54,937 Lao Family Community Development, Inc. & Vietnamese Family, Inc (Source of funds - TA $38,927 MAA 16, 010) Employment Services $1101194 CCC Superintendent of Schools - ROP (Source of funds - TA) Health Care Worker Training $32 ,486 CCC Superintendent of Schools - ROP (Source of funds - TA) Information and Referral - Central/East County $14, 035 Center for New Americans (Source of funds - Title XX) Information and Referral - West County $140, 035 Lao Family Community Development, Inc. (Source of funds - Title XX) FINANCIAL IMPACT: Funding for all of the above is from the Federal Office of-Refugee Resettlement. No County funds are involved. Total funds available: Title XX, $28, 070; Targeted Assistance, $246, 537; Refugee Employment Social Services, $ $220, 599; Mutual Assistance Association Grant, $16, 010. BACKGROUND: On March 20, 1984 , the Board designated the Social Service Department as the agency responsible for planning and writing County Plans for Refugee Targeted Assistance (TA) services. Additionally, the Board resolved on November 10, 1987 that the Department would be responsible for administering the Refugee Employment Social Services Program (RESS) and the Mutual Assistance Association Grant (MAA) when management responsibilities were transferred from the State to the County effective July 1, 1988. To receive funds for the programs shown above, Contra Costa County is submitting the present County Plan to the State Refugee and Immigration Program Bureau (RIPB) for their approval. This County Plan was prepared according to guidelines issued by RIPB and with input from the Refugee Services Advisory Council and from members of the community at a Public Hearing. The 1993/94 County Plan is an update of the Plan approved in 1992 at which time RFPs were issued and successful bidders were selected for contract awards. In the interest of maintaining program stability and continuity of services for those refugees enrolled in current programs, it was recommended by the Advisory Council to extend current contracts rather than go through a bid process at this time. 11131 • C 1 i REFUGEE SERVICES COUNTY PLAN SEPTEMBER 1993 CONTRA COSTA COUNTY CONTRA COSTA COUNTY REFUGEE EMPLOYMENT SOCIAL SERVICES TARGETED ASSISTANCE MUTUAL ASSISTANCE ASSOCIATION GRANT COUNTY PLAN MAIL moi. _ •� • ��� �SrA'covK'� SEPTEMBER 1993 PREPARED BY: JANETTOMPKINS CONTRA COSTA COUNTY SOCIAL SERVICE DEPARTMENT EXECUTIVE SUMMARY COUNTY PLAN FOR REFUGEE SERVICES - SEPTEMBER 1993 REFUGEE EMPLOYMENT SOCIAL SERVICES (RESS) TARGETED ASSISTANCE (TA) MUTUAL ASSISTANCE ASSOCIATION GRANT (MAA) Contra Costa County, by virtue of its refugee population of approximately 15,000 persons, is one of 14 California counties designated as impacted by the Federal Office of Refugee Resettlement (ORR) . As an impacted county, Contra Costa is the recipient of three federal funding sources to provide services to refugees who are recipients of public assistance. These services include English-as-a-Second-Language, Employment Services, Vocational Training, and Social Adjustment services. The goal of these programs is to facilitate refugee achievement of economic self- sufficiency as soon as possible after their arrival in the United States. The Social Services Department was designated by the Board in 1984 as the agency responsible for planning and administering these grants. All funds received, except the amount set aside for county administration expenses, are contracted out to private or public nonprofit service providers through the RFP process. This document is a continuation of a plan originally approved by the Board in June, 1992 . It was subsequently revised in October, 1992 . The 1993/94 Plan vers second year expenditure in a 3-year funding cycle for refugee services ograms. The Social Service Department Director assures the Board that the planning process specified in federal guidelines was followed in developing this County Plan. These guidelines specify that an Advisory Council be organized consisting of representatives from refugee organizations, public and private agencies dealing with refugee resettlement, EDD, PIC, and the Social Service Department. The Advisory Council's duties are as follows: 1. Conduct a Labor Market Analysis 2 . Identify target groups most needful of services 3 . Analyze needs of the target population 4 . Review existing community resources 5. Identify gaps in services 6. Hold a Public Hearing to receive community input 7. Integrate Refugee Service Programs with the AFDC/GAIN Program 8. Recommend programs to be funded The 12 member Refugee Advisory Council Met on April 29, May 6, 13 and June 3, 1992. The Public Hearing took place in Richmond on May 20, 1992 . The Council met again on June 23, 1993 to update the Plan for the 1993/94 fiscal year. The advisory council members, including five representatives from refugee mutual assistance organizations, voted unanimously to submit this funding lan to the Director of Social Services. COUNTY PLAN FOR REFUGEE SERVICES - 1993/94 EXECUTIVE SUMMARY Page 2 0 The Social Service Director approves the Advisory Council's recommendations for expenditure of these funds as follows: Anticipated Amounts I. TARGETED ASSISTANCE (10/1/93 - 9/30/94) $246, 537 County Admin. (15%) 38,927 Employment Services 110, 194 Social Adjustment (15%) 38,927 Supportive Services 26, 000 Health Care Worker Training (10/1/93-3/31/94) 32,486 II. REFUGEE EMPLOYMENT SOCIAL SERVICES, $220,599 (10/1/93 - 9/30/94) County Admin. (15%) 33, 090 English as a Second Language (West County) 90, 386 Central Intake Unit 59, 322 Youth Employment Program 37,801 III. MUTUAL ASSISTANCE ASSOCIATION GRANT (10/1/93 - 9/30/94) 16, 010 County Admin. 0 Social Adjustment 16,010 The social Service Director requests that the Board approve acceptance of these three federal funding levels, approve the County Plan for expenditure of the funds, and authorize the Social Service Department to extend contracts to current providers of services listed above. Note: This County Plan was developed on the basis of anticipated grant amounts. The plan will be revised later in the year when final allocations are confirmed. �I TABLE OF CONTENTS PAGE NO. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1. County Planning Process . . . . . . . . . . . . . . . . . . . . . . . . . . 3 2. Labor Market Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 3 . Identification of Targeted Population . . . . . . . . . . . . 7 4 . Analysis of Refugee Populations Needs . . . . . . . . . . . . 8 5. Review of Existing Community Resources . . . . . . . . . . . 15 6. Supplemental Refugee Services Component (SRS) . . . . . . 20 7 . SRS Flow Chart . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 8. Proposed Services Components/Allocations Outcomes . . . 27 9. Program Descriptions A. RESS Programs 1. CIU 31 2 . ESL 31 3 . Youth Employment Program 33 B. TA Programs 1. ES/VT/VESL 36 2. Supportive Services 40 3. Social Adjustment 41 4 . Health Care Worker Training Program 43 C. MAAG Program 1. Social Adjustment 46 10. Procurement Process. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46 11. Program Monitoring and Evaluation . . . . . . . . . . . . . . . 48 12. Miscellaneous Certifications and Assurances . . . . . . 49 13 . County Administrative Budget . . . . . . . . . . . . . . . . . . . . . 52 TABLE OF CONTENTS (cont'd) Attachments: A. Advisory Council Roster, Calendar of Events and Agendas B. Summary of Testimony, Public Nearing, List of Speakers C. Description of CIU Function D. Description of RCA Mandatory Work Registration and Sanction System E. Description of ESL Function r INTRODUCTION BACKGROUND This planning document relates to FFY 1993/94, the second year of a 3-year funding cycle for Refugee Services in Contra Costa County. The original plan was developed in June, 1992 and revised in October, 1992 for FFY 1992/93. From 1975 to the present, California has become host to approximately one third of the refugees admitted into the United States during that time. These refugees first came from South East Asia and then later from the Middle East, Eastern Europe and other parts of the world. Additional numbers have come to California through secondary migration. To ensure effective resettlement of these refugees, the Federal Office of Refugee Resettlement (ORR) administers two main services programs (in addition to direct welfare grants and medicaid). These are: the Refugee Employment Social Services Program (RESS) and the Targeted Assistance Program (TA) . In addition, ORR allocates a smaller fund to encourage the development of refugee Mutual Assistance Associations and refugee leadership. This grant is called MAA Grant (MAA) . The purpose of RESS and TA Programs is to provide funding to local areas of high refugee concentration so that programs can be established to help refugees become economically self-sufficient within the shortest period of time after their arrival in the U.S. The RESS was the first program to be established, following the enactment of the Refugee Act of 1980. The TA program was established later, in 1983, when congress became concerned about the rising welfare dependency rate among refugees in certain areas of the country. The "Target" referred to in the title of the program is welfare dependency. TA funds must be used primarily to fund employment-related programs whijh will effectively reduce welfare dependency. From 1981 to 1988, the State Refugee and Immigration Programs Branch (RIPE) contracted directly with local providers to deliver services under the RESS program. The TA programs, on the other -hand, have been administered by the counties since the program started in 1984. As of July 1, 1988, management responsibilities for the RESS programs were transferred from the State to the County as a result of enabling legislation (AB 2635) , and by order of the Contra Costa County Board of Supervisors (Resolution #1-060, dated 11/10/87). In 1984, the Board designated the Social Service Department as the agency responsible for administering refugee services programs in the County. This responsibility includes planning, implementing and monitoring programs funded through these three funding sources. -1- PLANNING GUIDELINES State RIPB issued Guidelines for preparation of the Refugee Services County Plan in July 1991 and issued an announcement of the County's anticipated RESS/TA/MAA 1993/94 grant amounts on May 3, 1993. These grants total $483,146. Each grant comes with a set of guidelines limiting the types of programs which may be supported with the funding. In addition to the Guidelines, State and Federal welfare policies have a bearing upon which type of programs may be selected and how each program is administered and operated on a day to day basis. Refugee Programs must be integrated with the County's "Greater Avenues for Independence" (GAIN) program. An additional requirement for 1993/94 programs is to guarantee that "Newly Arrived" refugees have full access to funded programs. "Newly Arrived" refugees are defined as having less than 3 year's residence in the United States. According to the planning Guidelines, the following are allowable services for each funding source: ALLOWABLE SERVICES FOR RESS-1993/94 *Central Intake Unit (CIU) Vocational Training/Vocational ESL - (VT/VESL) English as a Second Language (ESL) On-the-Job-Training - (OJT) Employment Services (ES) Work Experience Skills Recertification Supportive Services ALLOWABLE SERVICES FOR TA-1993/94 *CIU *ES VT/VESL OJT Business Technical Assistance (BTA) Extreme and Unusual Needs (EUN) max. of 15% of Grant Supportive Services (limited to 30% of the grant) Work Experience Professional Skills Certification Remedial Education Innovative Services (limited to 10% of the grant) Economic Development ALLOWABLE SERVICES FOR MAA GRANT 1993/94 *Social Adjustment Cultural Orientation -2- NOTE: Components marked with "*" must be funded, the others are optional . The CIU which is the entity responsible for the intake, assessment and tracking of refugee clients may be funded entirely by RESS, or by TA, or funding of the CIU may be shared by both. PERIOD OF PROGRAM OPERATIONS The period of operations for all RESS/TA/MAA programs is October 1, 1993 to September 30, 1994. For those components which have job placement goals, there will be an additional 90-day period from October 1, 1994 to December 31, 1994 for follow-up statistincal reporting of job retentions. COORDINATION OF THE THREE FUNDING SOURCES The Contra Costa County Social Service Department, in consultation with the Refugee Advisory Council , has developed a comprehensive services plan for utilizing these grants which meets the needs of the diverse refugee population of Contra Costa County. By supplementing existing community resources with bi-lingual support, the plan makes efficient use of a small funding allocation to provide services at very reasonable cost for refugees scattered over a large geographical area. The Plan provides ESL training, counseling for social adjustment and health problems, employment services for youth and adults, Health Care Worker Vocational Training and a variety of other vocational options through the VT/VESL programs. The plan emphasizes employment and upward mobility strategies for refugees receiving cash assistance, and fulfills all other Federal ORR and State RIPB Guidelines. SECTION 1 COUNTY PLANNING PROCESS The Social Service Refugee Program Analyst, after consultation with the Chairperson of the East Bay Refugee Forum, established the Refugee Advisory Council to develop recommendations to the Social Service Department for utilization of the 1993/94 RESS, TA and MAA Grants. This Council , numbering twelve individuals, represent public and private agencies involved with refugee resettlement, as well as the business community and the two major refugee groups within the County (Vietnamese, and Laotian) . The Advisory Council met during April , May and June of 1992 to develop the 1992/93 Plan and reconvened in June, 1993 to update the plan. (See Attachment A for the roster of Advisory Council members and calendar of events and agendas of the Advisory Council .) On May 20, 1992, a Public Hearing was held in Richmond to obtain community input. Twelve persons testified at the Hearing. (See Attachment B for a summary of testimony.) -3- During the Advisory Council meetings, representatives from business and labor organizations as well as the manager of the current TA Employment Service and Vocational Training Projects provided oral presentations and written material concerning local labor market conditions and employment opportunities. The Council Consultant from the Social Service Department provided statistics concerning welfare caseloads and client characteristics; also information concerning the availability of services to refugees through the Social Services and Health Departments, and the Department of Education. The representatives of the two refugee Mutual Assistance Associations (MAAs) , Lao Family Community Development Inc. , and the Vietnamese Family Community, Inc. , provided information concerning the needs of those refugee groups. The County assures that the County Plan for Refugee Services was developed through a meaningful consultation process and further assures that all interested groups were involved and consulted during the planning process. SECTION 2 LABOR MARKET ANALYSIS In its study of the local labor market, the Council examined the following source materials: 1. Annual Planning Information - Contra Costa County June, 1993 (EDD) 2. Census of Contra Costa Population, 1990 preliminary report by city. 3. Health Care jobs in the 1990's - U.S. Bureau of Labor statistics report and American Hospital Association Survey. 4. Bay Area Projections, Jobs by Industry, 1987-2000 (EDD.) S. Contra Costa Projections (Associated Bay Area Governments - ABAG) December 1989 6. Report of Development Projects, Contra Costa County, Proposed and Underway, March 1987 (ABAG) 7. List of Job Orders, EDD Office, Richmond for 5/13/92 8. Report from currently funded TA VT/VESL/ES Provider (5/13/92 and 6/23/93) 9. Current excerpts from business journals and newspapers In addition, the Council 's representatives from, PIC, BOOST and EDD, and the TA Employment Services project manager gave oral reports to the Council -4- concerning labor market issues. After review of the source materials, the Council noted the following local labor market highlights: o Contra Costa County's unemployment rate hovered between 4% and 5%, (below state and national rates) in 1992 and rose to 1% by June, 1993. Within the County there is a variation by region, West County rate is about 9% while Central County is about 4%. o Strong employment growth in the county will mean 41,900 more jobs in 1993 than in 1988. o Retail trade will also be a major source of employment, although many of the new jobs, such as those for sales clerks and cashiers, are likely to be part time. o Occupations for which experienced applicants are currently in short supply include legal secretary, licensed vocational nurse, and registered nurse. o In line with its relatively fast population growth, the county's labor force will continue to grow through 1994. Job growth was slower since 1990 reflecting the national recession. Job growth is expected to continue uninterrupted through 1994, but at a slower pace than expected. o In recent years, several new upscale shopping malls were built in the Central/East areas of the County. These facilities have created a continuing demand for workers in restaurant occupations (cooks, waiter/waitresses) as well as a demand for cashiers and sales clerks in that region. o The health care industry is expected to add 3,900 new jobs, as the county's expanding population ( and aging population) increases the demand for additional medical facilities and offices. Kaiser Permanente is proceeding with extensive plans for enlarging its facilities in Martinez as is John Muir Hospital in Walnut Creek. A new hospital was recently built in San Ramon. -5- Figure 1 - Is a detailed look at the major industry divisions of Contra Costa's economy: Figure 1 Contra Costa County Job Growth by Industry Division 1988 - 1993 Services //////////////////////////// 20,500 Retail Trade ///////////// 9,500 Construction /////// 2,900 Finance, Insur.& Real Estate ////// 2.400 Government ///// 2,000 Manufacturing //// 1.800 Hholesale Trade /// 1.400 Transportation & Public Utilities /// 1,400 Mining, Insurance & Real Estate 0 ---------------------------------------------------------------- Council members from P1C, BOOST, and EDD compared the daily experience of local agencies with the information contained in the statistical source material . In general , they felt that the local experience confirms the official Labor Department analyses. Long-term trends are holding true. The County economy continues to progress away from manufacturing/agriculture to a service economy. Agriculture is no longer even listed as a county industry in Labor Market materials. Of note is the local hiring style which may be peculiar to this region and which was discussed in prior County Plans: A two-tier hiring system exists which is ordinarily referred to as the Primary Labor Market and the Secondary Labor Market. The Primary Labor Market consists of large, mature companies with highly skilled staff, good benefits, little turnover, unionized. The Secondary Labor Market consists of small young companies, not unionized, offering lower wages and few benefits, but more job opportunities. The Primary companies hire entry level workers out of the labor pool of the smaller secondary companies, and, in general , select managers by promotion within the company. The Council 's task in reviewing labor market information is to identify promising areas of entry level job opportunities for refugees within the local labor market. In subsequent sections of this County Plan, it will be pointed out that the majority of refugees are at a disadvantage because of their multiple barriers such as: lack of English fluency, lack of technological skills, and low level of education. From the analysis of the Labor Market, the Council concluded that TA/RESS programs should continue to support Employment and Vocational Training programs. The TA Employment Services Project Manager reported that there are • still job opportunities at the lower end of the wage scale, ($4.50 to $7.00 per hour) , but, in order to qualify for higher paying jobs, skills training is essential . She further reported to the Council that the majority of job placements have been in factory/general labor, janitorial , food service, landscaping and semiskilled office jobs. The Council representative from BOOST identified three promising areas of job growth for refugees in the current labor market. These are: in the health industry, the hotel industry and in petro/chemical companies. He noted that there are 16 acute care hospitals and numerous convalescent hospitals in Contra Costa County operating 24 hours per day. Their staffing needs are considerable. JTPA is running successful training programs for radiology and operating room technicians. There are 16 major petro/chemical installations which need skilled process plant operators and water treatment operators, offering starting salaries of approximately $2,000/mo. The travel and tourism industry is predicted to be the number one industry in the U.S, by the year 2000. By that year, lodging industry labor demands will increase by 25 to 39 percent. Contra Costa County is in a good position to take advantage of this trend with 22 major hotels located in or adjacent to the county. The Social Service Department consultant told the Council that the Department is concerned about the need for bi-lingual home health care workers to take care of the growing population of elderly and disabled refugees who require In-Home Supportive Services (IHSS) . As of April , 1992, there were 225 such refugees receiving IHHS: 108 Laotians, 62 Vietnamese, 29 Afghans, and 27 Russians. Adult Protective Services workers are concerned about the quality of care these refugees are receiving from their attendants who have no medical expertise or training. This is also a concern of the refugee community which is also interested in developing a career ladder for health workers starting in at the bottom as IHSS or convalescent hospital attendants. SECTION 3 IDENTIFICATION OF TARGETED POPULATIONS According to the TA/RESS Guidelines, populations targeted to benefit from participation in RESS, and TA employment related programs must be recipients of cash welfare assistance. The Social Adjustment program funded by TA and MAA is open to all Contra Costa County refugees, regardless of welfare or financial status, but, 100% of the participants in RESS and the other TA components must be recipients of cash aid. Newly Arrived Refugees Targeted In addition, "Newly Arrived" refugee aid recipients who have less than 36 months U.S. residence will be given priority for services in the 1993/94 programs. According to an April 1993 caseload survey, 23% of the refugee welfare caseload falls into this category. Matching Grant (MG) recipient may participate in all programs except Employment Service (ES) . MG clients are refugees who are financially supported by the Voluntary Agencies who sponsor them. These voluntary organizations provide their own "in-house" employment counselling. SECTION 4 ANALYSIS OF THE REFUGEE POPULATION'S NEEDS In order to conduct a Needs Analysis of the Refugee Population, the Advisory Council did the following: 1. Examined Welfare Department caseload statistics reports. 2. Reviewed reports from CIU case files concerning results of ESL testing of new applicants as well as facts about their educational background. 3. Heard presentations by the Project managers of the West County (RESS) ESL project, the CIU and the (TA) VT/VESL/ES Projects. 4. Took note of Public Hearing testimony by speakers, many of whom were refugees. 5. The two MAA representatives on the Council (Vietnamese and Lao) made verbal presentations to the Council at large concerning needs of their respective communities. 6. The representative from International Rescue Committee profiled the needs of Russian, Eastern European, and Afghan Refugees. According to the voluntary agencies that provide services in Contra Costa County, there are approximately 15,000 refugees residing in this County. The Social Service Department's records indicate that there were 4,650 persons receiving cash assistance in the County as of April 1993 (see Figure 2). The council used these statistics for planning purposes as they were the most up-to-date and, in view of the fact that caseload totals have remained relatively constant in recent months (new applications roughly approximate discontinuances) , it is safe to assume that conditions will be similar when new RESS/TA projects start in October, 1993. Figure 2 requires some explanation in terms of cash aid categories. GA refers to General Assistance, a County program for indigents who are not eligible for State/Federal welfare programs. RCA refers to Refugee Cash Assistance, a special cash program mainly for single adults available during the refugee's first 8 months of U.S. residence. -8- AFDC refers to aid to Families of Dependent Children. AFDC-FG refers to Family Group (single parent households) and AFDC-U refers to a two parent household eligible for AFDC on the basis of unemployment. In addition to the cash aided refugees, there are approximately 75 Russian refugees sponsored by Jewish Family Service residing in the County. CONTRA COSTA COUNTY WELFARE CASELOAD STATISTICS AS OF APRIL. 1993 FIGURE 2: PROGRAM CASES PERSONS % NEWLY ARR. (LESS THAN 36 MONTHS IN US) AFDC - FG 607 1,875 20% AFDC - U 469 2,424 20% GA 214 262 26% RCA 75 89 100% TOTALS 1,365 4,650 23% OVERALL NOTES: 1991 CASELOAD WAS 1,236 CASES AND 4,315 PERSONS 1992 CASELOAD WAS 1,406 CASES AND 4,715 PERSONS (14% INCREASE) 1993 CASELOAD IS 1,365 CASES AND 4,650 PERSONS (3% DECREASE) REFUGEE ADULTS ON CASH ASSISTANCE April . 1993 Figure 3 RCA 89 Subtotal RCA & GAE = 264 Adults AFDC 1,508 (GAIN) GA EMPL 175 TOTAL ADULTS All Programs 1,772 In Figure 3, the number of adults in each case category has been broken out. This is for the purpose of identifying the potential numbers of participants in the RESS/TA components. RCA and GA adults are further subtotaled as they, at the present time, are mandated to participate in funded refugee service programs. When those two categories are added together, we come up with a total of 266 adults who may access RESS/TA programs. The GAIN program will refer some of the 1555 AFDC adults to the RESS/TA programs. Figure 4 describes the refugee client population by nationality. -10- Figure 4 REFUGEE CLIENT POPULATION April 1992 West Central East Case % of Total Nationality County County County Total* Caseload Laotian 643 1 40 684 51% Vietnamese 248 106 98 452 34% Afghan 16 94 11 121 9% Iranian 2 1 6 9 Polish 1 1 1 3 Russian 2 28 1 31 2% Cambodian 4 4 10 18 1% Romanian 0 15 0 15 1% Bulgarian 1 2 0 3 Pakistan 0 1 0 1 Cuban 1 1 Chinese 1 1 Indian 1 1 Korean 1 1 Congo 1 1 TOTALS 919 254 169 1 1,342 Percentages 68% 191w._F--713% I 100% * The case totals include all cash cases (AFDC, RCA & GA) . Persons totals would approximately triple these figures. ** The Lao population is composed of several ethnic subgroups. 42% Mien 43% Lowland Lao and 14% Khmu, .and 1% Hmong. We note from this table that the refugee client population consists of 15 nationalities, with the largest single group 51% being from Laos. Vietnamese are the second largest group 34%, Afghans 9%, Russians and all others, 6%. The table also shows how these groups are clustered in the various areas of the -11- County. Of note is a growing population of Russians in Central County. So far, the numbers are small, but according to Jewish Family Services Agency, they intend to resettle more Russian Jews in Contra Costa County. Catholic Charities expects to continue to resettle more Lao/ Mien and Vietnamese refugees in the West 40 region. To add to our profile of the County's refugee client population, we have data from the refugee Central Intake Unit (CIU) . In the process of assessing refugees, developing their employment plans and making referrals to the various service providers, CIU admi- nisters the Basic English Skills Test (BEST) to all persons entering the CIU system. This is a test of English comprehension and is scored according to Student Performance Levels (SPLs) on a scale from 0 to 6. An SPL-0 = No English ability, SPL-6 = fluent enough to "satisfy routine work and social demands. " (SPL-4 is considered minimum for entry into vocational training. Below that, ESL training is indicated. ) From 7/1/91 to 3/31/92, CIU tested 94 new intakes. Figure 5 shows how these persons scored, cross-referenced with their educational background, their area of residence, and their country of origin. Figure 5 SPL LEVEL, EDUCATIONAL BACKGROUND. AREA OF RESIDENCE AND COUNTRY/AREA OF ORIGIN OF 94 PERSONS SEEN BY THE CIU FOR INTAKE BETWEEN JULY 1, 1991 AND MARCH 31, 1992 . Noce 3 1 6 6 2 1 722 9 1-6 yrs 7 1 1 7 3 3 = 8-11 yrs 2 1 0 4 3 1 S 1 15 C Egh School S 2 13 8 S. 2 35 m College 0 1 1 0 0 0 2 College Grad 0 0 0 1 0 0 1 E East 4 2 9 7 5 2 29 0 = Central S 1 7 , 6 3 0 22 d Wtst 8 2 9 12 7 S 43 Laos 2 2 7 9 4 S 29 $ g Yemm 13 2 14 12 11 2 54 ZZ r.o Farb Spears 2 0 1 1 0 0 4 Otter 0 1 3 3 0 0 7 TOTAL 17 S 25 25 15 7 94 -12- Numbers and Percentages of refugees in each SPL level: SPL Level 0 17 18% SPL Level 1 5 5% SPL Level 2 25 27% SPL Level 3 25 27% SPL Level 4 15 16% SPL Level 5 7 7% Prior educational levels: No school 19 20% 1-6 years 22 23% 7-11 years 15 16% HS graduate 35 37% Some college 2 2% College grad 1 1% Fifty percent (50%) of these refugees scored less than SPL level 3 and 41% have 6 years or less of prior education and may be presumed to be preliterate. This is a change from 1991 when thirty one percent (31%) + of the refugees scored less than SPL level 3 at entry into the program. The educational levels of refugees entering in 1992 year as compared to the previous year are about the same, except that about 13% fewer are college educated. The West County ESL provider testified that approximately 90% of the students in West County ESL are Lao Mien people from rural backgrounds. The other group scoring in the pre-literate range are female Afghans residing in Central County. Several speakers at the Public Hearing identified the need for funding ESL, particularly bi-lingual ESL. Many speakers, including the director of the funded ESL programs testified as to the value of bilingual education for the preliterate group. The Project Manager of the TA - VT/VESL/ES projects reported to the Council that' refugee enrollees fall into two general categories: (1) 'Formerly fishermen/farmers with low skills,- low English; they need skill building and confidence raising; and (2) Highly educated, former professionals who may or may not be fluent in English, but who have unrealistic job expectations. This includes the Russians and Eastern Europeans who have never -13- experienced job competition in their native countries. They need orientation to local hiring customs and training in job search. The Project Manager recommended that in view of the diversity in the refugee population, their varying levels of prior education, skills and English ability, that VT programs offer to refugees a wide variety of vocational choices. The Vietnamese representative noted that there has been an influx of refugees who were former prisoners of war in Vietnam. These refugees, mostly older men, have severe physical and emotional problems resulting from enduring many years of imprisonment in re-education camps. The arrival of Amerasian children and their families account for the rest of the increase in the Vietnamese caseload. The Lao Community is becoming increasingly concerned about youth crimes, intergenerational conflict and attacks against Asians in low-income neighborhoods. Because of these problems and others described in detail in former County Plans, the MAA representatives on the Council urged continuation of the TA/MAA Social Adjustment program and funding of a special employment program for high risk youth. CONCLUSIONS OF THE COUNCIL BASED ON THIS NEEDS ANALYSIS: As a result of this analysis of the targeted group, the Council came to the following conclusions: o There was a 14% increase in the refugee caseload from 1991-1992 and from 1992 - 1993 there was a 3% caseload decrease. Between 1991 and 1992, the GA caseload more than doubled. o It is expected that Lao/Mien and Vietnamese POW's will form the majority of new refugees arriving in the County during the coming year although some Afghans and Russians are expected to arrive. o Due to the high proportion of pre-literate refugees, (50%) , ESL should be targeted toward this group and classes should be located in West County where 68% of the refugees live. o Due to the diversity of the refugee population in terms of ESL levels, prior education, and skills, VT should offer a wide variety of vocational options in locations throughout the County. Health Care Worker Training and the Youth Employment Program components should be funded. -14- o The major barriers to self-sufficiency faced by Contra Costa County refugees are, in general, low level of English ability, lack of prior education, lack of transferable skills and lack of knowledge in job search techniques. SECTION-5 REVIEW OF EXISTING CONNUNITY RESOURCES Refugees who are initially resettled in Contra Costa receive services for the first 90 days of residency from the Voluntary Agencies (VOLAGS) who sponsor them. These services consist of: Reception, finding housing, getting them settled, giving them orientation to the community, getting them to health facilities, and job placement if possible. Beyond the initial services provided by the VOLAGS, the federally-funded refugee services become available. Refugee Employment Social Services Program (RESS) Providers and funding levels for October 1, 1992, through September 30, 1993 are explained in Figure 6: RESS CURRENT PROGRAMS Figure 6 Funding Level Agency Service to be Served English Action Center English-as-a 130,479 228 Second Language County Superintendent of Central Intake $75,437 280 Schools (Regional Unit Occupational Program) Lao /Vietnamese Family Youth Empl. 50 Program $37,316 -15- Targeted Assistance Service Providers (TA 1992/93) and funding levels for October 1, 1992, to September 30, 1993 are as follows: TA 1992/93 CURRENT PROGRAMS Figure 7 Agency Service Funding Number Level Served County Superintendent ES $110,094 189 of Schools (Regional) *VT/VESL 0 20 Occupational Program) County Sup. of Schools Health Care $76,761 30 Regional Occup. Progr. Worker Training Regional Occupational Program Supportive $48,000 225 Services Lao/Vietnamese Social $37 , 351 190 Family Community, Inc. Adjustment These RESS and TA 192 projects will terminate 9/30/93 and will be extended by RESS/TA 1993/94 funding, the subject of this County Plan Update. There are two United Way projects serving refugees out of the two MAA offices in Richmond and also two Health Department projects operating out of County clinics. Other currently funded programs (all terminating 9/30/93) are: Funding Funding Number Source Agency Service Level Served MAA Grant- Lao/Vietnamese Social Adjustment $17,348 88 Title XX Lao Family Information & $15,814 -- Community,Inc. Referral (West County area) Title XX Center for New Information & $15,814 --- Americans Referral (Central /East County) *The TA VT/VESL Program terminated as a funded component on 12/31/89. It is continuing as an unfunded program through a Memorandum of Understanding with the County Superintendent of -16- Schools. • In addition to refugee-specific services, a refugee may also be eligible to receive other community based services as a member of a target population. Figure 8 describes these community based services. -17- Figure 8 TITLE TARGET POPULATION SERVICES INCLUDE: GAIN (Greater Federal AFDC-U and Appraisal, job Avenues for AFDC-FG Recipients search workshops, Independence) CWD child care, training-related expenses, job development and job placement. Title XX-type Title XX Eligibles Protective Services Social Services- to Children/Adults, (County) Social In-Home Supportive Service Department Services, and Information and Referral. JTPA (Job Training JTPA Eligibles Vocation training, Partnership Act) job search assistance, job development and job placement, On-the- Job training. Community College Residents of the Academic and Programs Community College vocational skills District instruction, job placement and ESL. Adult Schools High School Academic, Graduates, those 18 vocational skills years of age, or instruction and those who possess a ESL. California High School Proficiency Certificate ROP (Regional 16 years of age and Vocational skills Occupation Program) County Resident training. ES (Employment Nonfederal AFDC-U Registration, Services) - EDD and AFDC-FG employment Recipients counseling and job placement -18- In order to evaluate the need for special funding for ESL, the Council conducted a survey of mainstream ESL resources. It was determined that there are abundant opportunities for ESL instruction throughout the County, including preliterate classes, and that many refugees are availing themselves of these opportunities. Berkeley Adult School has many refugee students from Contra Costa County. Additional numbers attend Pittsburg Adult School and Mt. Diablo Adult School. Some refugees are enrolled in Community Colleges. Contra Costa College has five levels of ESL instruction (including preliterate) . While there are abundant ESL resources in mainstream institutions, there are none which offer bilingual education. The Community Colleges do not have open entry/exit enrollment, but rather, admit students only at the beginning of the semester. The Community College system officials are considering charging students non resident fees for the first three years of residence which will limit college entry further for newly arrived refugees. CONCLUSIONS OF THE COUNCIL AFTER REVIEWING COMMUNITY RESOURCES: There is a need to provide a bi-lingual ESL program in West County where the majority of pre-literate refugees reside. Because of minimal funds available to allocate to this program, the funds will continue to be utilized to supplement Adult School ESL programs rather than support a free standing program. The program funds make it possible to provide bi-lingual assistance in these classrooms while utilizing the services of credentialed adult school teachers. Existing community resources do not meet the social adjustment needs of refugees considering their problems described in Section 4 . It was .therefore the Council's decision to allocate the maximum of 15% of the TA 1992 and 1993 grants for Social Adjustment services. These funds will be supplemented by the MAA grant in order to assure that Afghan refugees in Central County are served. Vocational Training (VT/VESL) in a variety of occupational programs are available at no cost through an MOU with the Regional Occupation Program (ROP) division of the County School Department. Hotel Worker training and Petro Chemical Plant Maintenance Worker training are also available through ROP and, several refugees are enrolled in those programs. Since there were no existing community resources for short term Health Care Worker vocational training, nor was there a resource for a bi-lingual Youth Employment Program, the Council recommended funding these components in 1992 and in 1993 recommended continuation of these programs. . -19- Section 6 SUPPLEMENTAL REFUGEE SERVICES COMPONENT State legislation (AB 3254) enacted in 1991 along with the enactment of MPP 42-1000 regulations permits counties which receive RESS/TA funding to implement a Supplemental Refugee Services (SRS) component. Contra Costa County took advantage of this legislation and implemented its SRS component in July, 1991. Because of its successful experience with this program during the first year of operations, the County will continue the SRS component during FY 1992 and 1993. The SRS component permits counties to serve refugee AFDC/GAIN recipients who are excluded from the regular GAIN target groups and who are therefore in danger of falling into long term dependency through lack of access to services. The intent of AB- 3254 is to encourage newly arrived refugees to become economically self-sufficient as soon as possible after their arrival in the United States. The SRS component permits these refugees to be placed earlier into training programs which may lead to employment rather than being assigned to long term educational programs as prescribed by the normal GAIN flow. Contra Costa is one of those counties which had to curtail intake of new GAIN participants and narrow its target group in order to cope with funding reductions. This curtailment of GAIN services reduced the number of refugees served in TA/RESS funded programs because GAIN serves clients first who have been on aid the longest. By utilizing federal Targeted Assistance (TA) and Refugee Employment Social Services (RESS) funds to pay for the added costs of serving newly arrived refugees, effective July, 1991, Contra Costa County was able to reopen GAIN intake again through the SRS component. REFERRAL OF OTHER CASH RECIPIENTS TO TA/RESS COMPONENTS In addition to the SRS component which serves AFDC/GAIN clients, the County serves Refugee Cash Assistance (RCA) , General Assistance (GA) and Matching Grant (MG) clients in a separate system utilizing 50% of the available funds. In Contra Costa County, RCA and GA recipients are not served by the GAIN Program. Rather, referrals of RCA mandatory adults are made by the Eligibility Worker directly to the CIU on state approved forms. GA recipients are referred by their Vocational Counselors to the CIU on County approved forms. Matching Grant (MG) recipients (mostly Russian refugees sponsored by Jewish Family Services) are eligible to participate in all TA/RESS -20- components with the exception of Employment Services (ES) . MG clients may be issued Supportive Services payments when they participate in VT/VESL or ESL. They may be referred to the CIU directly by the voluntary agencies who sponsor them. REFUGEE GROUPS TO BE SERVED IN THE SRS COMPONENT: The population to be served will be GAIN mandatory AFDC refugees who have 36 months or less residence in the United States who would otherwise not receive GAIN services due to funding reductions. AFDC/FG/U applicants/recipients within this group will be referred to services in this order of priority: 1. Primary Wage Earner (PWE) in an AFDC-U family 2. Spouse of PWE in an AFDC-U family 3. Single parent with school age children under age 16 Note: Persons in Priority Group 2 above will be secondary wage earners who volunteer to participate in the SRS component. IDENTIFICATION OF THE REFUGEE GROUPS TO BE SERVED: Refugees who apply for AFDC and who have 36 months or less of U.S. residence will be referred to SRS on a flow basis. When referring participants to the SRS component, GAIN staff will inform participants of their rights and responsibilities regarding the mandatory participation requirements of this component and the consequences of any failure to participate. Also, the GAIN Case Manager will explain the regulations governing exemption from participation in services, cause determination, conciliation, sanctions and fair hearings that are applicable to refugees participating in the SRS Component. REFERRAL PROCESS GAIN staff will refer appropriate individuals within the identified group to the Central Intake Unit (CIU) by completing a referral form and making an intake appointment for the client at the local CIU office. The CIU will complete the required intake form and will administer the BEST Test to determine the refugee's level of English speaking and writing ability. The CIU worker will report the test results to the client's assigned GAIN Case Manager (CM) who will then complete an initial employability assessment on that individual. -21- EMPLOYABILITY PLAN - CONTENT DEVELOPMENT Based upon the assessment findings and in consultation with the CIU and the refugee, the GAIN CM will develop an employability plan which includes the following: - An employment goal for the refugee; - A description of the services needed and to be provided including child care and other supportive services; - A description of the training activity to be undertaken by the refugee to achieve the employment goal; In developing this employability plan, the GAIN CM will take into consideration: - Available program resources; - The refugee's skills level and aptitudes; - Local employment opportunities; and - The refugee's preferences, to the maximum extent possible. Based upon the client's Employability Plan, the GAIN CM will determine, jn consultation with the client and the CIU, which of the SRS components is appropriate to meet his/her training needs. The GAIN Case Manager is ultimately responsible for the refugee's GAIN component assignment. The CIU will refer selected clients to the following TA/RESS programs: West County ESL Program Vocational Training/Vocational ESL (ROP) Employment Services Youth Employment Services Health Care Worker Training For clients being referred to the funded ESL program, the CIU must document in the CIU file their need for ESL training prior to entering specific training relating to their ultimate job objective. For clients being referred to TA funded Employment Services (ES) Youth ES, Health Care Worker training or Vocational Training/Vocational ESL (VT/VESL) components, the CIU must document in the CIU file the client has a specific employment objective which is achievable within one year. -22- AGENCY/PARTICIPANT AGREEMENTS: Clients who are being referred to a TA/RESS component will be required to sign an agency-participant agreement. Such agreements must also be signed by the provider agency and will indicate the following: - The purpose of the agreement - The provider's participation standards - The participant's obligations - The length of participation in the service/activity, including the number of hours of participation per week - The educational, training and/or employment activities in which the refugee will participate; and - The Supportive Services (including child care) , if any, which need to be provided. OTHER EMPLOYMENT/TRAINING (ET) SERVICE ACTIVITIES Clients for whom TA/RESS programs are not appropriate (i.e. ,refugees highly acculturated and proficient in English) may be referred to other community resources which are available. These services include: - High School education or education services designed to prepare a person to qualify for a high school equivalency certificate; NOTE: REFUGEE CUSTODIAL PARENTS UNDER AGE 20 WHO HAVE NOT COMPLETED HIGH SCHOOL MUST BE REFERRED TO EDUCATIONAL SERVICES DIRECTED TOWARD THE ATTAINMENT OF A HIGH SCHOOL DIPLOMA OR HIGH SCHOOL EQUIVALENCY CERTIFICATE. On - the - Job Training Work Experience Other mainstream components listed in the GAIN County Plan. ONGOING CASE MANAGEMENT AND TRACKING The CIU will submit monthly attendance reports and quarterly progress reports to the GAIN Case Manager for all GAIN refugee clients participating in TA/RESS components. The CIU will track the attendance of all students in the TA/RESS funded components. GAIN staff will track students in Adult School ESL and other mainstream components. Should the participant drop out of the assigned TA/RESS activity or refuse to cooperate, the CIU will -23- notify the GAIN Case Manager immediately. In order to remain in active status in an SRS component, the Is participant must be making satisfactory progress as defined in the GAIN regulations. CONCILIATION AFDC/GAIN clients who fail or refuse to cooperate with their SRS program assignment will be reported to their GAIN CM's who will perform conciliation services as per GAIN procedures. The GAIN CM will report back to the CIU, the results of the conciliation. EMPLOYMENT SERVICES (ES) Contra Costa County will continue to operate a two-tiered ES program to maximize the effectiveness of this component for use by both the AFDC/GAIN clients in SRS and RCA clients. RCA recipients are mandated to start an 8-week job search program by their 6th month of U.S. residence. The TA funded ES program design provides an 8-week job search program for RCA clients as well as a three week job search workshop/job club for AFDC/GAIN clients. The ES provider must adapt the GAIN job training curriculum to ensure that upon completion of the program the refugee is familiar with general workplace expectations and work behavior/attitudes necessary to compete successfully in the labor market. Fifty percent (50%) of the participants in the ES component will be AFDC/GAIN clients attending the 3 week job search workshop/job club, and fifty percent (50%) of ES participants will be other aid recipients. SUPPORTIVE SERVICES The CIU will issue supportive service payments for transportation expenses, ancillary expenses, and child care costs for all participants out of the TA Supportive Services allocation. Supportive Services include the following: - Child Care - Paid child care services will be provided to every eligible participant who has a child under 13 years of age and who needs such services in order to participate in employment/training services. - Transportation - Eligible participants shall receive payments to cover the transportation costs attributable to the participant's travel to and from the training assignment. For a maximum of 30 days after job entry or until the clients receives his/her first paycheck, which ever comes first, transportation -24- costs for travel to and from unsubsidized employment will also be covered. An Expenses - These expenses, which includes the cost of books, tools, clothing, fees, and other necessary costs of a training assignment or employment, may be paid for eligible participants. - Personal Counseling - Refugee clients who need personal counseling or who need help in arranging child care or home management in order to participate in training/employment activities may be referred to the TA funded Social Adjustment program for bi-lingual/bi-cultural counseling or to mainstream resources, if appropriate. GAIN child care rates will apply for all AFDC, RCA, and MG participants. WAITING LISTS If there is a waiting list for a TA/KESS slot to which a client is being referred, the client may be referred to an alternate component until the first choice slot is available. REQUIRED ASSURANCES That all SRS Component services will be delivered in accordance with the provisions of AB-2635, AB-277, AB-3254 and the SDSS regulations governing the delivery of TA/RESS funded services. The County assures that there will be no duplication of Case Management related activities between GAIN and the CIU. STATISTICAL REPORTING REQUIREMENTS In addition to meeting the JOBS Program reporting requirements, the County will report all required data to meet Federal and State statistical mandates for refugee funded programs. -25- SECTION 7 SUPPLEMENTAL REFUGEE SERVICES COMPONENT FLOW CHART i r Newly Arrived Orientation GAIN Deferred AFDC CIU Assistance Appraisal ? Refugees N Appropriate No for TA/RESS Yes EET Job YEP lob 1 Refer to CIU ESL Mainstream BEST Test/Retest Community Pays Sup. Serv. Resources Confer with GAIN CM VT/NEDL - Select TA/RESS Program CIU Tracks ES Sts in ES-VT/VESL HWVT and YEP Job SA Y GAIN Case Manager Tracks Sts in Adult School ESL Community Resources Reassesses Conciliates -26- SECTION 8 PROPOSED SERVICES COMPONENT/ALLOCATION/OUTCOMES developing the 1992 County Plan and the 1993 Updated County Plan, the 12 member Refugee Advisory Council met five times and held one Public Hearing. During those meetings, the Advisory Council thoroughly explored the local labor market, identified and analyzed the needs of the targeted population, then looked at existing resources within the community which could meet those needs. Gaps were noted and refugee funding .will be utilized to close those gaps. Because of the County's limited funding allocation, it was therefore necessary to carefully coordinate the three funding sources in order to achieve maximum benefits at minimum cost. The result is a comprehensive plan which is specifically suited to the needs of the refugees of Contra Costa County and it meets ORR/RIPS Intent of facilitating integration of refugee programs and GAIN and of promoting refugee self-sufficiency. The following are the funding recommendations of the advisory council which were approved by the Director of the Social Service Department: A. Refugee Employment Social Services (RESS) 1993/94: Total Anticipated Allocation $220,599 County Administration Costs (15%) -33,090 Dotal Available for Direct Services $187,509 RESS-1993 Components: (10/1/93 - 9/30/94) 1. Central Intake Unit $ 59, 322 2 . English-as-a-Second-Language (West) 90,386 3 . Youth Employment Program 37,801 B. Targeted Assistance (TA) 1993/94 Total Anticipated Allocation $246,537 County Administration Costs (15%) -38,927 Total Available for Direct Services $207, 610 -27- TA 1993 Components: (10/1/93 - 9/30/94) 1. Employment Services (ES) $110, 194 2. Social Adjustment (15%) 38,927 3. Supportive Services 26,000 4. VT/VESL - (Available by MOU but not funded) 0 5. *Health Care Worker Training (6 months) 32,486 C. Mutual Assistance Association Grant (MAAG) (10/1/93 - 9/30/94) Total Anticipated County Allocation $16,010 County Administration Costs (0%) -0 Total Available for Direct Services 16, 010 Components: (10/1/93- 9/30/94) 1. Social Adjustment 16, 010 * Note: Health Care Worker Training is not being funded at this time for a full 12 months because of performance problems in the 1992 program. The HCWT Program is being funded on a 6 month trial basis under a "Corrective Action Plan" approved by RIPB. -28- EMPLOYMENT SOCIAL SERVICES (RESS) GOALS/OUTCOMES FOR PROGRAM OPERATIONS 10/1/93 - 9/30/94 Anticipated Allocation $220,599 Less County Admin (15%) -33 .090 Total for direct services $187,509 Componet 6 mos.. 12 mos. Allocation Cost per Case CIU Serve 190 381 $59,322 $156 ESL West Serve 74 148 $90,386 $610 Complete 22 45 —11 Youth 6 mos. 12 mos. Follow-up $37,801 Cost Employment 3/31/94 9/30/94 12-31-94 per job Program entry $1,145 Serve 25 50 50 FT Job 7 17 17 PT Job 6 16 16 90-day 3 21 30 ret. Note: Twenty three percent (23%) of the RESS funds or, $43, 127, will serve "Newly arrived" refugees and 77% of the funds, or $144, 382 , will serve those who have been in the U.S. more than 3 years. -29- TARGETED ASSISTANCE 1993/1994 PROJECTS Goals and Outcomes - 10/1/93 - 9/30/94 Total Anticipated $259,513 Less State Administration (15%) -12,976 Less County Administration (15%) -38.927 Total Available for Projects $2070610 Nl!WR TO SUCCESS 12/31/9 PROJECTS BE SERVED CRITERIA 6 MOS. 12 MOS. END OF ALLOCATION PROJECT FOLLOW- UP PROJECT ES 168 Enroll ES 132 168 168 $110,197 Placed Ft Job 66 .66 Plated PT Job Employed 90 days 75 100 Average Cost per Job entry - $1,000. Average Cost per 90 Day Placement - $1,102 VT/VESL *20 Enrolled VT/VESL 10 20 20 0 SA 198 Enroll 99 198 198 $38,927 Complete 50 198 198 Average Cost per Case - S196,00 SUPPORT 130 Serve 65 130 130 $26,000 SERVICES Health 15 Serve 15 15 15 $32,686. Worker Complete 12 12 12 funded for Training Place FT 5 5 5 6 months - Place PT 5 5 5 Emp. 90 days 3 6 9 Average Cost per job entry 53,269 Average Cost per - 90 day retention 55,616 MUTUAL ASSISTANCE ASSOCIATION GRANT PROJECTS NUMBER TO SUCCESS END OF BE SERVED CRITERIA 6 MOS. 12 MOS. PROJECT ALLOCATION SA 82 Enroll 41 82 132 $16,010 Complete 20 82 82 Average Coat Per Case - $197.00 *VT is no ac ua y un e . It sincludedn this isp ay cause it is an approved activity for refugees under this County Plan and, according to an MOU with the Superintendent of schools, a minimum of 20 persons will be served during the project year. Note: Twenty three percent (23%) of the Targeted assistance funds or ($47,750) will serve "Newly arrived" refugees and 778 of the funds or $159,860 will serve those who have been in the U.S. more than 3 years. -30- -------------------------------- 0- ------------ -- P N 0 b N W ( ao r r O O ►` OY O N ft J O A h A t~ , t0 .7 O 0 K co W 0% O M ~ a � � A OD O y PS W VI to 10 P N fA M M R µ — � 7 N N Q y W W M J N W G N Q, N A. CD N —...— -- ----• -- —. — —....— -- 1 N N O M J » y C w r W H of OD \ [9 O A # w O � $�• 11QQ \ l � Ki r YG \ Y . ' � N W O O P •9 O W W FFIM1 O \ ►'• r r m to CD� tp ro K M W w w y o a m z r \ \ A � N tp W • \ �p A W \ N. : N � \ O O Do A J r N a` 1 VP f0 r • P fA \ Q \ G JLR Nct a ~ A — -- -- ----J--- --- -- -- '" 3 \— to cc J r a Ln P w W J N W • M tic p+ to fa co O N GD O td ' A Ch J y r an �+ 0 Lol P t� P M _ O r w Ia N � 61 imp •� A _ _ SECTION 9 RESS PROGRAM DESCRIPTIONS All RESS Program operations covered by this County Plan Update are from October 1, 1993, to September 30, 1994. CENTRAL INTAKE UNIT (CIU) 1. Definition: The Central Intake Unit (CIU) is responsible for accepting referrals from the County Welfare Department (CWD) . The: CIU administers the BEST (basic English Skills Test) and assesses the refugee taking into consideration his/her prior education, training, and job experience, identifies barriers to self-sufficiency, establishes an employment plan, and refers the refugee to an appropriate services component which will assist that refugee to become self-sufficient through unsubsidized employment in the shortest period of time. The CIU monitors the refugee's progress through the various components, gathers information in the event that the refugee fails to cooperate with the service provider, and relays that information to the appropriate person: the GAIN Case Manager (for AFDC) , the CWD Eligibility Worker (for RCA) the Vocational Counselor (for GA recipients) For a description of how CIU interfaces with the GAIN Program, sharing responsibilities with GAIN Case Managers, see Section 6 of this County Plan, page 20. For an explanation of the referral/sanctioning duties of the CIU when mandatory RCA recipients fail to cooperage, See Attachment D. See Attachment C for a detailed description of: CIU responsibilities. The CIU also administers the Supportive Services program which provides funds to cover costs of training and work expenses for refugees participating in RESS and TA Programs (TA provides the funds for the Supportive Services. ) For a description of the Supportive Services component, refer to Section 9 (TA Program Descriptions) , page 41. 2 . ENGLISH-AS-A-SECOND-LANGUAGE (ESL) Definition: Because of the county's small allocation for RESS programs, the English-as-a-Second-Language program will be offered in West County only because that is the region where the greatest need for specialized ESL services exists. The program is designed to supplement an Adult School ESL program. RESS funds will enhance the Adult School program in the following ways: 1. Bi-lingual teaching assistants will be available to assist students in the pre-literate and beginning ESL classes. -31- 2. The ESL instructional program will be adapted to meet the special needs of foreign born adults who have experienced the trauma and dislocation associated with fleeing their native countries and entering the United States as refugees. 3 . The ESL curriculum will be correlated with the Mainstream English Language Training (MELT) core curriculum developed by the Federal ORR which is taught to refugees in overseas camps prior to their arrival in the U.S. 4. The 1993/94 ESL Program will be redesigned to provide a greater job related focus. ESL students will be encouraged to participate in vocational training and job search activities concurrently with their language training in order to speed their entry into the job market. 5. ESL program staff will monitor attendance and keep files on RCA/MG/GA students participating in the program. For a full description of ESL program requirements, please refer to Attachment E. a. Enrollment Priority Priority for enrollment in this component is the "Newly Arrived" refugee who is preliterate or has low English skills and for whom bilingual education is appropriate. b. Compliance with Referral/Sanction System: The ESL service provider must comply with the RCA Mandatory Work Registration /Sanction System reporting requirements as outlined in Attachment D. C. Program Goals: 33% of persons enrolled in ESL will complete. A completion (Credit towards goals) occurs when the refugee participant: 1. Enters ESL at SPL 0-2 and achieves SPL 3 on the BEST Test; or 2 . Enters at SPL 3-5 and achieves an SPL score of 6 on the BEST Test; or 3 . Accepts a job; or 4. Transfers to ES or a vocational training component. 5. Expected Results at the end of 6 months (3/31/94) : West County ESL - Enroll, 74 Complete 22 6. Expected Results at the end of 12 months: (9/30/94) -32- West County ESL - Enroll, 148 Complete 45 YOUTH EMPLOYMENT PROGRAM The Youth Employment Program is being funded by RESS 1993/94 in response to a concern on the part of the refugee community concerning the growing number of South East Asian youth who are dropping out of school, resisting parental control, joining gangs, and/or are developing a life style in which their means of subsistence is through criminal activity or through long term welfare dependency. The Youth Employment Program will provide an alternate path to these "At Risk" youths and young adults by providing them with bi-lingual, culturally sensitive counseling and career direction which will result in job placements. DEFINITION: The Youth Employment Program will serve refugee youths age 16 to 27 who are receiving or are applying for cash welfare assistance and are: 1. At risk of dropping out of school; or are 2 . Under supervision of the Contra Costa County Probation Department; or are 3. Young adults who have not completed high school and need career guidance and a means of supporting themselves Services will include: 1. Bi-lingual career/job counseling in at least one South East Asian language, preferably Laotian 2. Instruction in pre-employment/work maturity skills either individually, in small groups, or in a classroom setting Pre-Employment Skills consist of: a) Making career decisions b) Using Labor Market Information C) Preparing a resume d) Filling out applications e) Interviewing effectively Work Maturity Skills _ consist of: a) Maintaining regular attendance -33- b) Being consistently punctual C) Presenting an appropriate appearance d) Demonstrating positive attitudes/behavior e) Exhibiting good interpersonal relations f) Completing tasks effectively 3. Job Development and placement in unsubsidized full time or part-time jobs 4. Follow up contacts with employers and clients to resolve performance issues and verify 90 day job retentions. LOCATION OF PROGRAM The program will be located in the area of greatest need, the West County area, at a site which is accessible by public transportation, preferably within walking distance of the Richmond High School or co-located with Richmond High School. LINKAGE WITH EXISTING PROGRAMS The CIU will provide intake, assessment and referral of all participants 6ill the Youth Employment Program. Youth Employment Program Staff will ordinate with the other TA/RESS funded vocational training programs and interrelate with school staff, law enforcement, probation, PIC and other community groups to supplement rather than duplicate their efforts in serving this same population. PRIORITY ENROLLMENT "Newly Arrived" refugees have priority for enrollment in the Youth Employment Program. COMPLIANCE WITH THE RCA REFERRAL/SANCTION SYSTEM The Youth Employment Program provider must comply with the RCA Mandatory Work Registration/Sanction System reporting requirements as outlined in Attachment D. CASE FILE RECORDING AND REPORTING RESPONSIBILITIES A case file will be maintained on each program participant. Case documentation will include verification of the participant's INS status as a refugee, asylee, or Amerasian, an intake summary, a service plan, a narrative account of services provided, and a closing summary. -34- A program log will be maintained containing demographic information on each participant including job entry/job retention information. Is The provider will complete and submit monthly reports as required. PROGRAM GOALS: The Youth Employment Program has general goals and specific goals. General goals include discouraging youth from dropping out of school, reducing gang involvement, and providing alternatives to a life of crime or welfare dependency. Specific Goals are as follows: Fifty (50) youths will be served during the 12 months of program operations. Sixty five percent (65%) of these served will be placed in unsubsidized employment and sixty percent (60%) of those served will retain their jobs for at least 90 days. Because many of the participants will be attending school, part time jobs; may account for 50% of the job placement goals. EXPECTED RESULTS AT THE END OF 6 MONTHS - (3/31/94) : Enrollments: 25 Job Entries - Full Time: 7, Part time: 6 90 - Day Job Retentions: 3 EXPECTED RESULTS AT THE END OF 12 MONTHS - (9/30/94) : Enrollments: 50 Job Entries - Full Time: 17, Part time: 16 90 - Day Job Retentions: 21 EXPECTED RESULTS AT END OF PROGRAM FOLLOWUP: - (12/31/94) Enrollments: 50 Job Entries - Full Time: 17, Part time: 16 90 - Day Job Retentions: 30 -35- TARGETED ASSISTANCE PROGRAMS DESCRIPTIONS The Targeted Assistance 1993/94 programs will start October 1, 1993 and will end September 30, 1994 except for Health Care Worker Training which will start October 1, 1993 and end March 31, 1994. Both the ES and HCWT components have a 90/day follow-up period for tracking job retentions. EMPLOYMENT SERVICES/VOCATIONAL TRAINING/VOCATIONAL ESL (ES/VT/VESL) A. DEFINITION This is a composite program consisting of two parts. Clients will be assigned to one or the other sub-component according to their needs as determined by the CIU or GAIN assessment. Employment Services are activities performed by Service Provider staff directed toward job placement for refugees. They include: conducting job search workshops/job clubs, job development, placement, supervised job search, and post job tracking and follow up. Vocational Training/Vocational ESL consists of participation in a course of short-term, practical job training while concurrently receiving ESL instruction specific to that course of training. The objectives of this program are to provide a variety of services to unemployed or underemployed refugees in order to help them achieve self-sufficiency and independence from the Welfare System in the shortest Oeriod of time possible. Independence from welfare may involve job pgrading and/or the employment of additional wage-earners in the household. The project will build vocational skills through the VT/VESL/ components and will provide job search orientation and placement services in the ES component. Particular emphasis will be given to those "hard to serve" individuals who have low level English skills, come from rural backgrounds or from non- competitive job markets and who need skills training to enter Contra Costa's service economy. B. PROGRAM CONTENT 1. Employment Services Staff in the ES component must have bilingual capability in the Laotian and Vietnamese languages. The Contractor must provide bilingual assistance on call for the other refugee languages. Service provider must serve clients out of sites in the three areas of the County (Central, East and West) which are convenient to public transportation. The contractor will provide two different types of job search workshops/job clubs as required by welfare regulations. These include: -36- AFDC/GAIN Job Workshop/Job Club--a three week program consisting of two weeks (40 hours) of classroom training and 1 week of intensive, supervised job search. The AFDC/GAIN standard curriculum must be adapted to suit refugee adult learners and classes must be taught in a bilingual, bicultural mode. RCA Job Workshop/Job Club--an 8 week program consisting of 12 hours of classroom training during the first week followed by 7 weeks of Job Club. The RCA Job Workshop Curriculum will include: o Orientation to the Labor Market o How to look for a job o Application/resume completion o Interviewing skills o How to keep a job o How to get a promotion o Career advancement o Workplace safety a Employee rights o Biweekly Job Club meetings o Monitoring of clients' work search reports o Referral to available jobs (The number of employer contacts required will be as determined by regulations. ) ES providers must use an ES Agreement to ensure clear understanding as to what services the ES provider gives and what the clients responsibilities are as an active participant in the job search process. The Agreement must be explained in a language the refugee understands and must be signed by the refugee. The refugee must be given a copy of the Agreement and an explanation of its contents prior to enrollment. A copy must be maintained in the refugee's case file. ES staff will provide job referrals and develop jobs matched to client's skills and financial needs. After placement, the job counselor will provide employer, employee assistance and will •contact both client and employer to verify 90 day job retentions. Compliance with RCA Referral/Sanction System: The ES Provider must comply with the RCA Referral/Sanction System reporting requirements as outlined in Attachment D. -37- 2. Vocational Trainina/Vocational ESL Note: This is an unfunded component which will be provided by the County Superintendent of Schools, Regional Occupation Program (ROP) by means of a Memorandum of Understanding. Refugees may enroll in mainstream ROP classes with VESL support being provided by voluntary tutors. VT/VESL will be provided in locations throughout the County in a variety of high demand occupations at various times in the day so that part-time and shift workers can participate. VESL services will be given as needed concurrently with the training, either in a group setting or by individual tutoring. The maximum period of training will be 6 months. At the conclusion of the training, the client will be enrolled in the ES component for job placement. 3 . Multiple Wage Earner Strategies: In cases where families are so large that employment or salary upgrading of the primary wage earner is not sufficient to achieve independence from welfare, project staff will contact refugee women's groups, prepare flyers etc. to outreach to the secondary wage earner and others. Project staff will actively recruit spouses of the enrollees and other employable persons within the family to volunteer to be included in the program. A family employment plan will be developed to maximize each person's work potential. Staff may make referrals to the (TA) SA program for such services as arranging child care or solving other practical problems which would free spouses to accept training or employment. 4 . Target Population RCA recipients who have been in the U.S. 6 months are mandated to participate in an 8 Week Job Search program. They have first priority for enrollment in the ES program. Otherwise, enrollment preference will be given to the "Newly Arrived" individuals who have been in the U.S. less than 3 years. 5. Linkage With Existing Programs: The CIU will provide intake, assessment and referral of welfare cash assistance recipients to this component. Students attending the (RESS) ESL program may co-enroll in this component. Persons enrolled in ES/VT/VESL who develop a need for counseling or Health Services, Child Care etc. , (as per 3. above) may be -38- referred directly to the (TA) SA component for help with these needs. 6. Unmet Service Need There are no intensive bilingual job search workshops for refugees in Contra Costa County other than this program. Mainstream training opportunities do exist such as JTPA and others, but none have VESL support to enable students with low ESL levels to participate. 7. ES/VT/VESL Program Goals A. The ES program will have both full-time and part-time job goals. Job placements must be in unsubsidized employment. Part-time jobs will be counted toward achievement of goals under the following circumstances: 1) The part-time job yields enough income to remove the person from RCA or GA and will lead to a full-time job. 2) The part-time job is preferred by a volunteer secondary wage earner. 3) Income from the part-time job when combined with the salary of another family member is sufficient to remove the family from cash assistance. Part-time jobs will account for 40% of the placement goals. B. The VT/VESL program does not have job placement goals because it is not funded, and is operated by an MOU (See table on page 30) . The enrollment goal for the 12 month period is twenty (20) . Upon completion of Vocational Training, clients will be enrolled in the ES component for job search training and placement in unsubsidized employment. 1. Expected results at the End of 6 Months: (3/31/94) Enrollments: ES 84 (VT/VESL 10) ES Job Entries = (32 FT, 21 PT) Employed 90 days = 18 2. Expected results at the End of 12 Months: (9/30/94) Enrollments: ES 168 (VT/VESL 20) ES Job Entries = (66 FT, 44 PT) Employed 90 days = 75 -39- 3. End of Project Goals - (12 mos plus follow up) (12/31/94) Expected Results at the End of Project Follow-up Enrollments: ES 168 (VT/VESL 20) ES Job Entries = (66 FT, 44 PT) Employment 90 days = 100 4 . Persons discontinued from Cash Assistance (minimum 1 month) due to employment are as follows: 6 months = 20 12 months = 32 Project End = 38 C. TRACKING OF PART-TIME EMPLOYED RCA RECIPIENTS RCA recipients employed part-time will continue to be served until full-time employment is achieved. These clients will be required to continue to participate during non-working hours. Staff will continue job development efforts. When the client obtains full-time employment, regular 90 days tracking will be done. SUPPORTIVE SERVICES Objectives The CIU will issue Supportive Services payments to AFDC/GAIN clients participating in the SRS component and to RCA/MG and GA clients participating in RESS/TA programs (except Social Adjustment) . Objectives of Supportive Services are to pay transportation child care, or work-related expenses of AFDC, RCA, and in limited circumstances, MG clients so that they can participate in RESS or TA training programs or cover necessary work expenses until their first payday in an unsubsidized job. B. Program Content: The CIU is responsible for assessing the need for Supportive Services, verifying claims and disbursing the SS funds. CIU must explore availability of other resources to cover these costs before SS funds can be approved. Supportive Services include: Child care for disabled children or children under 13 paid at the GAIN rate. -40- Transportation $2.00/day Work or training-related expenses (books, tools, clothing, fees etc. ) at cost. Personal counseling The latter service (personal counseling) will be satisfied by the CIU maintaining a list of community resources to which clients who develop personal problems while in training may be referred. The CIU may also make referrals to the (TA) SA component for personal counseling. For additional information concerning CIU's administration of Supportive Services, refer to ARRendix C, page 5. C. Target Group: Supportive Services are paid to RCA recipients and AFDC/GAIN eligible persons who attend RESS or TA programs who have work-related expenses. Note: MG clients may receive Supportive Services payments when they participate in VT/VESL or ESL programs. They cannot participate in the ES program. The CIU makes payments directly to clients at the end of each month of participation, upon verification of the expense claim. SOCIAL ADJUSTMENT (SA) (Extreme and Unusual Needs - EUN) A. Objectives: To assist refugee individuals and families to overcome problems of cultural adjustment and to obtain needed medical care. By providing these services, the SA component will help refugees overcome barriers to self- reliance and economic self-sufficiency. B. Program Content: Project must serve clients county-wide and have on-site bilingual capability in Laotian, Vietnamese and the Afghan language. At a minimum, the SA project shall complete an assessment for each refugee upon enrollment into the project, identify problems to be solved and implement a comprehensive service plan describing actions to be taken in order to resolve the problem. Accurate and complete case records must be maintained on each refugee receiving service. Project staff must verify legal refugee, Asylee or Amerasian status on each client admitted into the program. Examples of SA service activities include: o Scheduling medical appointments and providing translation of medical terms and instructions. -41- o Parent/child intergenerational conflict resolution o Counseling to alleviate family problems o Counseling the elderly o Employment referrals for persons not on cash assistance. o Assisting secondary wage earners to locate child care and/or organize home schedules in order to be available for work or training. It is intended that the project work in concert with the ES component in promoting the overall goal of encouraging refugee self-sufficiency, not just in an economic sense, but in life functioning as well. Since TA funding may not always be available, it is important that services be given in such a way that refugees do not become dependent on the service provider, but, rather, develop the capacity to function on their own initiative to the fullest extent possible. C. Target Populations As an EUN component, this project is available to any County resident who is a refugee, regardless of cash assistance status, however, "Newly Arrived" refugees shall be given priority for services. D. Linkage With Existing Programs CIU may refer non-cash refugees to this component for employment referrals. Other RESS/TA providers may refer clients who develop adjustment problems while in training. The ESL/VT/VESL providers may refer secondary wage earners to this program for help arranging child care and/or home schedules in order to be available for work or training. E. Unmet Service Need Social Adjustment services currently provided by the Lao and Vietnamese MAAs with small United Way grants are inadequate to meet the need. The most underserved group are the Afghans who have no local MAA. Voluntary agencies (Volags) provide resettlement services only to new arrivals. Bilingual services at the Health Department are limited to new arrivals or special categories such as prenatal care or T.B. treatment. Since GAIN started 5/1/88, non-cash-aided persons are completely excluded from the TA-ES program. Since making job referrals is part of the SA program definition, these persons can be served in the SA program. F. SA Program Goals Program goals include numbers of persons served and cases completed. Cost per case is based upon assuming an average of three contacts per case between opening and closing. -42- Cases are considered completed when the problem(s) identified in the initial assessment is/are resolved. 1. Expected Results at the End of 6 Months 3/31/94: Enrolled = 99 Completed = 50 2 . Expected Results at (12 Months) 9/30/94 : - (No follow-up) Enrolled = 198 Completed = 198 HEALTH CARE WORKER VOCATIONAL TRAINING DEFINITION: In response to a growing demand for Health Care Workers as noted in the Labor Market Analysis (See Section 2 of this County Plan) , TA 1993/94 will continue to fund a Health Care Worker Vocational Training program on a 6 month trial basis. Justification for continuing to fund HWVT during a "Corrective Action Plan" period is explained in Section 10, Procurement Process, Page 47 . This program will address the Social Service Department's concern for establishing a pool of trained bi-lingual health care workers who can provide quality care for its frail elderly and disabled refugee clients in their own homes. Those who complete the Health Care Worker Vocational Training program will also qualify for entry level jobs in convelescent hospitals. The program will provide a first step on a career ladder which could lead to other medical careers such as Dietary Technician, Radiology Technician, Certified Nurse Assistant, Licensed Vocational Nurse, Registered Nurse or other health care occupations. PROGRAM CONTENT: The Health Care Vocational Training Program will enroll refugees who are receiving or are applying for cash welfare assistance. The program will include: 1. Classroom training of no longer than 3 months 2 . Development of a culturally sensitive training curriculum with a concurrent VESL curriculum 3 . Bi-lingual classroom assistance in at least one South East Asian language, ( Laotian or Vietnamese) 4. Practical experience in a local licensed health care facility 5. Job search assistance and job placement at the conclusion of the classroom training. -43- 6. Follow up contacts with employers to verify 90 day job retentions *he course curriculum will include at a minimum the following competencies: I. Basic home nursing 2. Health Care math 3. Oral and written English communication skills 4. Health care terminology 5. Treatments in home care 6. Personal care 7. Food and nutrition 8. Safety and emergency procedures 9. Budgeting 10. Basic CPR LOCATION OF PROGRAM The program will be located in the West County area at a site which is Wcessible to public transportation. However, the program is not limited o West County residents. Refugees from any part of the County may attend this program. TARGETED POPULATIONS: "Newly Arrived" refugees will receive priority enrollment in this component. LINKAGE WITH EXISTING PROGRAMS The CIU will provide referrals of cash aided refugees to this program. Program staff will coordinate with the Department of Social Service's GAIN program and In Home Care Units and with local convalescent hospitals and medical facilities who could provide helpful input into the program operations. COMPLIANCE WITH THE RCA REFERRAL/SANCTION SYSTEM The provider will comply with the RCA Mandatory Work Registration/Sanction System reporting requirements as outlined in Attachment D. CASE FILE RECORDING AND REPORTING REQUIREMENTS A case file will be maintained on each trainee. Case documentation will -44- include verification of the trainee's INS status as a refugee, asylee, or Amerasian, an intake summary, periodic progress reports and a completion summary, documentation of job entries/retentions. A program log will be maintained listing students enrolled with dates of enrollment and completion, job entries and 90 day retentions. The provider will complete and submit monthly reports as required. PROGRAM GOALS: The Health Care Worker Training Program will enroll -15- persons during the 6 months of program operations. Eighty percent (80%) of these enrollees will complete the training. At least 65% of the enrollees will be placed in jobs and at least 60% of the enrollees will retain their jobs for 90 days. Because of the relative scarcity of full time job opportunities in this field, 50% of these jobs may be part time. EXPECTED RESULTS AT THE END OF 6 MONTHS (3/31/94) Enrollments: 15 Completions: 12 Job entries: Full Time 5, Part Time 5 90 - Day Job Retentions: 3 EXPECTED RESULTS AT THE END OF FOLLOW UP 9 MONTHS (6/30/94) : Enrollments: 15 Completions: 12 Job entries: Full Time 5 Part Time 5 90 - Day Job Retentions: 9 -45- MUTUAL ASSISTANCE ASSOCIATION GRANT PROGRAM DESCRIPTION *Federal rules specify that only refugee Mutual Assistance Associations can be the recipients of this grant. The Advisory Council felt that the most practical use of this small grant would be to supplement the TA Social Adjustment component. The MAAG funds will therefore be combined into a single contract but will have separate program goals and tracking of program funds. 1. Program Content The (MAAG) SA project will have the same objectives, program content, target populations, and linkages as the (TA) SA project. The MAAG funds will enable the service provider to serve additional persons as follows: 2. SA Program Goals a) Expected Results at the End of 6 Months; (3/31/94) Enrolled = 41 Completed = 20 b) Expected Results at Project End (12 Months) 9/30/94 Enrolled = 82 Completed = 82 SECTION 10 PROCUREMENT PROCESS All 1992 RESS/TA/MAA contractors were successful bidders selected through the Department's regular Request for Proposal (RFP) process conducted in July and August, 1992. The RFP process requires that bidders demonstrate the ability to meet the program objectives, success criteria, and linkage with other service providers as described in the County Plan. The RFP process was completed by the Social Service Department in accordance with Federal, State and County regulations. The proposals submitted were evaluated against fiscal, management, and programmatic criteria. The County issued a single RFP for the TA, MAA Social Adjustment Program and limited bidding to refugee MAAS. The federal (ORR) definition of an MAA is as follows: 1. An organization legally incorporated as nonprofit; and 2 . The organization has not less than 51% of its Board of Directors or -46- Governing Board composed of current or former Refugees/Entrants: For the TA/RESS components, the Social Services Department complied with RIPB Guidelines which encourage refugee leadership development and the advancement of refugee MAAs. The Department applied the following policy with respect to evaluating proposals against refugee leadership criteria: Those proposals meeting the minimal level of acceptance will receive an additional five points if they demonstrate refugee leadership development through their proposed project. Examples of refugee leadership development include: a. Projects that are sponsored by an MAA. b. Projects that equally share administrative and management responsibilities with a refugee C. Projects that demonstrate that refugee employees will receive technical training in management, basic accounting, and in developing public contact skills If, after adding these points, there is a tie (defined as being within a 2-point range) , priority funding is given to the proposal submitted by a refugee MAA. The CIU, ES and SA proposals were required to demonstrate the capability of serving refugees county-wide. The ESL program, the Youth Employment Program and Health Care Worker Training could serve clients out of a single site in West County. In the interests of maintaining stability of programs and continuity of services to refugees already enrolled with funded contractors, the Advisory Council recommended against issuing RFPs for the 1993/94 funding. Rather, the Advisory Council recommended extending existing contractors through the second year. It is permissible under State Law and County policy to extend contracts up to a maximum of 3 years. CORRECTIVE ACTION PLAN FOR HEALTH WORKER TRAINING PROGRAM According to RIPB Guidelines, deficient contractors (defined as those meeting less than 65% of goals) cannot be extended unless a Corrective Action Plan is in force which is designed to help the contractor correct those deficiencies and improve performance. The Health Care Worker Training component was not meeting job placement goals after 6 months of operations. This component, funded for the first time in 1992, had a delayed startup and other problems which compromised performance. The Council felt that the program should be given an additional time period in which to prove itself. The contractor is expending considerable effort to remedy the situation and is experimenting with curriculum and operational changes which are described in detail in the RIPB approved Corrective -47- Action Plan. While it was recommended that the other components be tended for 1 year, the HCWT program will be extended on a trial basis for months. Continued funding beyond the 6 months will depend upon the contractor's progress in improving performance and whether there are unspent funds available to extend the program for the rest of the year. SECTION 11 PROGRAM MONITORING AND EVALUATION/REPORTING REQUIREMENTS The Contra Costa County Social Service Deparmtment will report statistical data monthly on the Forms RS-15, RS-16, and RS-247 and will report CIU assessments and select demographics quarterly on the RS-10 form. The Contra Costa County Social Service Department will conduct semi-annual monitoring of all TA, RESS and MAAG contractors in accordance with a monitoring plan approved by RIPB. Each monitoring review provides a comprehensive overview of each component including: 1. Whether or not program goals are being achieved, 2. Reporting methodologies, 3 . Accuracy of statistical data as reported by service providers, 4 . The use of the program by the target population, 5. Compliance with the referral/conciliation/sanctioning processes for RCA, GA and AFDC participants, 6. Accuracy of the determination of participant's alien status, 7 . Appropriateness of fiscal expenditures, 8. Accuracy of fiscal records, 9. Appropriateness of client referrals, 10. Sufficiency of case documention, 11. Appropriateness of follow-ups, 12. Identification of any corrective action needed, and 13. Validity of insurance coverage. This information is obtained based on project-specific monitoring questionnaires, a random sample case review (including participant contact) , fiscal review and on-site visits. During the on-site monitoring of components with job placement goals, the Department contacts a random sample of employers who have hired program participants to verify unsubsidized job placements and job retentions. In the event that a project is found to be performing deficiently (achieving less than 65% of goals) , a Corrective Action Plan will be submitted for RIPB approval before extending or renewing a contract of a deficient contractor. The DSS Refugee Program Analyst (who is also the Targeted Assistance and RESS Coordinator for Contra Costa County) is responsible for conducting the program operations review. A Fiscal Officer conducts the fiscal review. In addition, the Social Service Department: 1. Assesses and monitors any subcontracts written by and entered into by the subcontractors. -48- 2. Completes State forms required for monitoring and evaluation reports, 3. Compiles success data based on contract criteria, 4. Provides ongoing technical assistance to subcontractors, 5. Identifies and evaluates any problems that occur within the project, 6. Provides/requires corrective action as applicable and 7. Works with the State Targeted Assistance representative on all monitoring and evaluation issues. SECTION 12 MISCELLANEOUS CERTIFICATIONS AND ASSURANCES FOR THE RESS, MAA GRANT AND TARGETED ASSISTANCE PROGRAMS Contra Costa County agrees to comply with the following certifications and assurances: 1. "That the County Plan was developed with significant input from and participation by organizations/agencies involved in refugee resettlement, including refugee community-based organizations; voluntary resettlement agencies; public/private providers of services to refugees; refugees community leaders; Health, Education and Employment Services. " 2 . "That the planning process included consultation with members of the local business sector (i.e. , Private Industry Council, Chambers of Commerce) . " 3 . "That the County will comply with all statistical/fiscal reporting requirements on a timely basis. " 4 . "That all services will be provided by qualified providers (public or private nonprofit or for profit agencies of individuals) in accordance with the following administrative regulations published under 45 CFR: - 45 CFR, Part 74, Sections: 74. 62, 74. 173, 74. 174, 74 .304; 74.710; and 74.715; - 45 CFR, part 92 as published in the Federal Register of March 11, 1988. (Exhibit E) " 5. "That continuation of existing components will be in accordance with DSS guidelines. " -49- 6. "That no project found deficient In its performance will be awarded, continued or expanded unless the State gives prior approval of a County corrective action plan for such project". 7. "That the County's procurement process provides for priority consideration for funding refugee community-based organizations which demonstrate the capacity, comparable to that of other competitors who qualify for funding, to implement the proposed services. " 8. "That the RESS, MAAG and TA administrative budgets are in accordance with 45 CFR Part 95, Subpart E the County Cost Allocation Plan. " 9. "That all requested salaries and fringe benefits for County administration and for services the County is proposing to deliver directly reflect the current County wage and benefit scales." 10. "That RESS, Targeted Assistance or MAAG funds will not be used to offset funding otherwise available to counties or local jurisdictions from the State agency in its administration of other programs (e.g. , ORR-funded Social Service. " il. "That, except for the Extreme and Unusual Needs component, all applicants for and participants in RESS and TA-funded services shall be cash assistance applicants and recipients as defined by Section IV, Item B, of the Guidelines. " 12 . "That all services funded under the MAA Grant will be provided by one or more qualified MAA's or consortium of MAA's and is in accordance with State Gudelines or policies. 13 . "That refugee women will have the same access to services as that afforded to refugee men. " 14 . "That services will be provided in accordance with individual employability plans for each refugee. " 15. "That the County will comply with the instructions regarding the targeted population. " 16. "That the CWD will be notified of the client's participation and employment status and provided information regarding all TA supportive services payments made to refugee cash assistance recipients participating in TA/RESS-funded services. " 17. "That the costs claimed for administration of RESS/TA-funded GAIN services shall not exceed the maximum percentage allowed by the -50- provisions of Section 13275 of the Welfare and Institutions Code (WIC) . " 18. "That Employment Related TA funds will support projects which directly enhance refugee employment potential, have specific employment objectives, and are designed to enable refugees to obtain jobs with less than 1 year's participation in the program. 19. "That participation in an Economic Development component shall reflect the State's most current refugee Welfare role as determined by ORR. " Note - The Econmic Development component is not funded in this County Plan. 20. That "Newly Arrived" refugees ( defined as those who have less than three years residence in the United States) will receive priority for enrollment in program components. Newly arrived refugees comprise 23% of the current refugee welfare caseload. -51- ECTION 13 ADMINISTRATIVE BUDGETS RESS COUNTY ADMINISTRATIVE BUDGET 10/1/93 to 9/30/94 - (12 Months) Salary/Fringes of RESS Coordinator/Monitor (46%) - $33, 090 TA COUNTY ADMINISTRATIVE BUDGET 10/1/93 to 9/30/94 - (12 months) Salary/Fringes - TA Coordinator/Monitor (54%) - $38, 927 MUTUAL ASSISTANCE ASSOCIATION GRANT COUNTY ADMINISTRATIVE BUDGET 0 0/1/93 to 9/30/94 County will administer this Grant at 0 Cost -52- ATTACHMENT A REFUGEE SERVICES ADVISORY COUNCIL ROSTER NAME ORGANIZATION DIANA BARKLEY EAST BAY REFUGEE FORUM DANG DUC-CANH VIETNAMESE FAMILY, INC. PHOUNG NGUYEN VIETNAMESE FAMILY, INC. SARN WANG SAEPHAN LAO FAMILY, DEVELOPMENT INC. FRANK DAVIS (Chairperson) BOOST- BUSINESS ORGANIZATION ARTHUR MINER PRIVATE INDUSTRY COUNCIL TORM NOMPRASEURT LAO PRIVATE BUSINESS MARY BILLUPS EDD SR. ELISABETH LANG CATHOLIC CHARITIES MARIA MOSZKOWSKA INTERNATIONAL RESCUE COMM.(IRC) PAUL LAMB E.B. INTERNATIONAL INSTITUTE LE HOANG VIETNAMESE FAMILY, INC. VALENDA ALA CHAPPELLE RIPB CONSULTANT TO THE COUNCIL PAT ALLEN GAIN CONSULTANT TO THE COUNCIL JANET TOMPKINS DSS-PROGRAM ANALYST/COORDINATOR CALENDAR OF COUNCIL EVENTS MEETINGS SUBJECTS DISCUSSED April 29, 1992 Discussion of RESS and TA funding allocations and May 6, 1992 Guidelines; review of DSS client characteristics: May 13 , 1992 review of current RESS and TAP Programs; function and funding needs of the CIU; discussion of Extreme & Unusual needs (TA Program) Survey of ESL community resources survey of Labor Market. GAIN Program integration options. May 20, 1992 PUBLIC HEARING Discussion of Public Hearing testimony. Review of Planning guidelines. Discussion of GAIN/CIU function. Final selection of RESS and TA MAAG components and funding levels. June 3, 1992 Review and discussion of 1992/93 Draft County Plan. June 23 , 1993 Plan Updated - contracts extended for 1993/94 . A-I REFUGEE SERVICES ADVISORY COUNCIL AGE]gDA MEETING: Wednesday, April 29, 1992 5:30 to 7:30 p.m. i Grace Lutheran Church Assembly Hall 24th and Barrett Avenues (NW corner) Richmond, California. AGENDA 1) INTRODUCTIONS 2) REVIEW TASK OF ADVISORY COUNCIL 3) REVIEW FUNDING ALLOCATIONS: RESS, TA 192, AND MAA GRANT 4) DISCUSSION OF FUNDING GUIDELINES 5) REVIEW OF SUPPLEMENTARY REFUGEE SERVICES (GAIN INTEGRATION) PROGR M RESULTS 6) REVIEW OF CURRENT REFUGEE WELFARE CASELOAD STATISTICS AND GEOGRAPHICAL DISTRIBUTION 7) REVIEW PERFORMANCE OF CURRENT SERVICE CONTRACTORS 8) ASSIGNMENTS TO INDIVIDUAL COUNCIL MEMBERS 9) SCHEDULE FUTURE MEETINGS AND PUBLIC HEARING _. r REFUGEE SERVICES ADVISORY COUNCIL MEETING Second Meeting Wednesday, May 6, 1992 5:30 to 7:30 p.m. GRACE LUTHERAN FELLOWSHIP HALL 24TH AND BARRETT RICHMOND AGENDA 1. PRESENTATIONS BY CONTRACTORS: ESL (WEST) Laranda Marr Social Adjustment - Chao Sarn Chao 0-(Lk/ Vt- vr•SL/,cs - 00a tt y Pim/ 2. DISCUSSION OF ROLLOVER FUNDS AVAILABLE: - Janet 3. REVIEW OF CURRENT REFUGEE WELFARE CASES BY ETHNIC GROUP AND GEOGRAPHICAL DISTRIBUTION - Janet 4. LABOR MARKET SURVEY - Frank, Mary, Art 5. CHARACTERISTICS AND NEEDS OF REFUGEE GROUPS: VIETNAMESE - Phuong or Canh LAO - SarnKuang RUSSIAN, AFGHAN, E. EUROPEAN - Maria 6. ESTABLISH DATE FOR PUBLIC HEARING ,q-3 REFUGEE SERVICES ADVISORY COUNCIL MEETING Second Meeting Wednesday, May 13, 1992 5:30 to 7:30 p.m. Grace Lutheran Fellowship Hall 24th and Barrett Richmond AGENDA 1. REFUGEES ON GENERAL ASSISTANCE - Jewel Mansapit 2. REFUGEES IN GAIN PROGRAMS - Pat Allen 3. NEEDS ASSESSMENT OF THE LAO COMMUNITY - Sarn Ruang THE AFGHAN COMMUNITY - Aman Arghandiwal 4. STATISTICAL REPORT - NUMBER OF VIETNAMESE FORMER PRISONERS OF WAR IN WEST CONTRA COSTA - Janet S. EDD JOB LISTINGS - Mary 6. REVIEW OF FUNDING GUIDELINES 7. SELECTIOM OF TENTATIVE COMPONENTS TO BE FUNDED e DISTRIBUTION OF PUBLIC HEARING ANNOUNCEMENTS COUNCIL PLEASE NOTE: The Public Hearing will be on Wednesday, May 20, same place, from 5:30 to 7:00 p.m. It is very important that all Council members be present as the County Plan will be finalised directly after hearing public testimony. If for some reason you are unable to =attend, please send a fully briefed representative with a written prosy authorising that person to vote in your absence. i �_ y SOCIAL SERVICE DEPARTMENT CONTRA COSTA COUNTY CONTRA COSTA COUNTY REFUGEE ADVISORY COUNCIL MEETING: WEDNESDAY, JUNE 23, 1993 5:30 PM TO 7:30 PM GRACE LUTHERAN CHURCH 24TH AND BARRETT (NW CORNER) RICHMOND A G E N D A I. INTRODUCTIONS 2. REVIEW FUNDING ALLOCATIONS FOR FY 1993/94 TARGETED ASSISTANCE (TAP) REFUGEE EMPLOYMENT SOCIAL SERVICES (RESS) MUTUAL ASSISTANCE ASSOCIATION GRANT (HAAG) 3. REVIEW GUIDELINE FOR 1993/94 COUNTY PLAN 4. REVIEW CURRENT WELFARE CASELOAD STATISTICS 5. REVIEW PERFORMANCE OF CURRENT SERVICE PROVIDERS 6. RECOMMEND PROGRAM COMPONENTS / CONTRACT EXTENSIONS 7. ADJOURN D1STRIBUTION: `'Frank Davis - BOOST (Chair) '"1�Iaria Moszkowska - IRC VArthur Miner - County PIC 'Mary Billups - EDD LPaul Lamb - EB Intl Inst. i Sister Elisabeth Lang - Cath Char. Phuong Nguyen- Viet. Fam. vSarn Kuang Saephan - Lao Fam. 1Dana Barkley = EB Ref. Forum ' Torm Nompraseurt - Lao Bus. alinda Ala Chappelle - State RIPB %,Tanet Tompkins, Jewel Mansapit, Inez Adams - Social Serv. Dept. Gen 9c (New 3/86) _ L� Social Service Department Contra Please reply to: 40 Douglas Drive Rose Manning Costa Martinez.California 94553-4068 Interim Director County ATTACHMENT B NOTICE OF PUBLIC HEARING Wednesday, May 20, 1992 5:30 to 7:00 p.m. Grace Lutheran Church Fellowhip Hall 24th and Barrett Streets Richmond The Contra Costa County Social Service Department has scheduled this Hearing to receive input from the public concerning the most effective and efficient use of funds from three federal grants which the County anticipates receiving. These grants are: Refugee Employment Social Services (RESS) , $249,471; the Refugee Targeted Assistance Program (TAP) $236,579; and the Mutual Assistance Association Grant (MAAG) , $17,198. According to Federal/State Guidelines, the purpose of these grants is to fund programs which will help refugees become employed and independent of welfare assistance as soon as possible after their arrival in the United States. The following are allowable programs for which these funds may be used: Intake and Assessment, Employment Services, On-The-Job Training, Vocational Training, vocational English-as-a-Second Language, Cultural Adjustment, Extreme and Unusual Needs, Work Experience, Professional Skills Upgrading, Innovative services, English-as-a-second Language (ESL) , Remedial Education, Economic Development, Supportive Services, Skills Recertification, Case Management The Contra Costa County Board of Supervisors designated the Social Service Department as the agency responsible for developing and imple- menting refugee services County Plans after meaningful consultation with an Advisory Council made up of representatives from resettlement agen- cies, refugee groups, the business community and public agencies. The Advisory Council would appreciate input from the public concerning the special needs of refugees in Contra Costa County and would further appreciate suggestions as to which of the above allowable programs would most facilitate the goal of helping refugees achieve self-sufficiency as soon as possible after their arrival in the U.S. To hear as many people as possible, presentations at the Public Hearing should be limited to five minutes. For Information about this notice, please contact Janet Tompkins, Refugee Program Analyst, Contra Costa County Social Service Department, (5 10) 313-1610. .. 'w:,,-t.;f .JM.:b' :_,'1::..L:'.V'a' ,. .-: r.r:F+'•,N'i?M!'4 _ +ayV'i�i�wJ'Y..✓.... •V •ti• A t• . - �.. - ��; •'r• . . •;fir �,:yT+,. C, �::_.,y::t^+.i ;-PUBLIC .FEARING ;yrs•. `•� - -.. --REFUGZZ: SERVICES •PROGRAMS MY.30� .1992. =<:; :';f: AT:�-,-.+;i: : �a': y •••:: :s:• .•fY --':�" :`ft•.S:.w:- ^�', � i ':r.+rF.y ;yl..,4' r..l .. '.moi•. .:�:• - _ _ re :,: _ '+a.'=:: :,' - - th'. -, it• y. Al, r it a - 28 {v1r9 Alf 8 30 31 0 32 12 34 35 14 36 -.15 3 16 38 17 39 18 40 19 41 20 42 s 22 _ SUMMARY OF TESTIMONY REFUGEE SERVICES PUBLIC HEARING MAY 20, 1992 Twelve (12) speakers spoke at the Public Hearing. Ten (10) Advisory Council Members were present for the Public Hearing: Torm Nompraseurt, Sister Elisabeth Lang, Frank Davis, ' Sara Ruang Saephan, Maria Moszkowska, Mary Billups, Diana Barkley, Dang-Duc Canh, Art Miner, and Paul Lamb. These members mere present also for the meeting which followed the Public Hearing with the exception of Dang Duc-Canh who had to leave early. Janet Tompkins, Consultant from Department of, Social Service was present for the Public Hearing and also-for the meeting. SPEAKER # 1 is 'a refugee from Vietnam who arrived 4 months ago. He is a student at English Action Center. He spoke in favor of continuing the ESL program in West County. Janice lou translated for Speaker # 1. SPEAKER # 2 is a refugee from Vietnam who arrived 5 months ago. She has -been a student at EAC for 2 months. - She wants ESL program to continue in West County. Janice Lu translated for Speaker # 2. SPEAKER # 3 is the manager of the Social Adjustment Program at Lao Family Community Development, Inc. Wants County to continue to fund Social Adjustment at 15$. Speaker spoke of the many accomplishments of LFCD over the past 12 years. LFCD does many services in addition to Social Adjustment. Is developing expertise in Youth Services, parent education, is networking with many other agencies (police, 'probation, neighborhood house, Dept of Justice to combat youth gangs, school dropouts and crimes, against Asians. Sees worsening problems in family relationships, generation gaps. Speaker 13 supports the County Plan in general and the two new proposed components: Youth Employment and Health Aide training. SPEAKER 14 works as a volunteer after school tutor. He is Lao and has been here many years. Very concerned about Lao parents loss of control over their children and how these children can grow to be self-sufficient adults unless they achieve in school. Speaker 14 suggested that the funding be spent on school programs for children starting with the first grade. He said economic success of the nation depends upon investment in youth. SPEAKER #5, a Lao refugee, also suggested that the funds be used to support tutorial programs for school children. SPEAKER 16 is the director of community services for Catholic Charities y She commended the Council for -its . worthwhile, productive meetings and she supports the proposed County Plan, feels the two new proposed components (Youth Employment, and Health Aide VT) " brings new life to the plan. She recommended changing the VT program to include training in the Hotel Industry which was identified by the Council as a business which has; expanded job opportunities. PAGE 2 PUBLIC HEARING 5/20/92 SPEAKER 17 is the principal of the Richmond Adult School. He supports the proposed County Plan, especially the West County ESL program. RAS provides the teaching staff at EAC. RAS can provide any services in the adult SSL area that are needed. Can use new school sites when needed. RAS finally has .its computer assisted ESL lab operational. SPEAKER 08 is from the Afghan Association of California. Is also concerned about problems developing among .Afghan youth such as drugs, alcohol. Parents losing control in this more permissive environment. Speaker stated that programs they have in Fremont and Union City don't seem to help. Suggested that funds be used . to support parent education programs so that parents could communicate better with their kids. SPEAKER 19 is from the Lao Education Council Board of Directors. He said-that he is a Mien and is a credentialed teacher teaching in Oakland. Has been teaching 15 years and is disturbed that after 15 years, many Lao families are still on welfare. Feels that money should be redirected from remedial programs to preventive programs. Disturbed that so many youth lack work goals, aspire to be on welfare like their parents. Suggests money be spent on tutoring programs for kids, parent education, and family literacy programs. SPEAKER # 10 is the manager of the CIU and ES programs. Reminded Council that refugees County wide need .services, not just those in West County. Forty eight (48%) of the refugees seen in the Central Intake T?nit live in Central or East County She supports the proposed County Plan in general and especially the increased funding for Employment Services. ES services will be much more effective with 2 job developers on staff. She supports the Health Aide Training component--feels that this program is greatly needed. In reply to Speaker 16 suggestion to fund a Hotel VT program, she reported that ROP offers hotel training at Berkeley Adult School and at the Marriott Hotel in San Ramon. Several refugees have enrolled in these classes. SPEAKER OF11 is the Director of the ESL program at English Action Center. She said that she has been a silent observer of the Council meetings and she commands the Council on its work and supports the proposed .County Plan. She described the program at EAC which she said is a successful partnership between the Adult School and a non-profit agency. EAC has a unique program of bi- lingual, bi-cultural education which has proved successful with the sub-literate population. She feels this model can be transplanted to serve the Hispanic population. SPEAKER #12 is a counselor for *a Lao Senior Program in San Francisco. This program receives funding from the San Francisco Foundation. He has been working since 1989 and is serving 160 elderly Lao in the San Francisco area. He estimates that there are about 75 elderly Lao_in San Pablo/Richmond who need these services. He suggested that the Council consider funding a program to help the elderly, particularly in the area of nutrition. 1.� - Li Attachment C CENTRAL INTAKE UNIT (CIU) Part CIU/GAIN Responsibilities Since the implementation of the Supplemental Refugee Services System (SRS) component in Contra Costa County July 1, 1991, the Central Intake Unit (CIU) no longer provides case management services for AFDC clients participating in KESS/TA programs. Rather, the AFDC clientfs GAIN Case Manager performs this service. (See Section 6 of this County Plan for a narrative description of the SRS component.) The CIU will provide the following services for AFDC clients referred to the SRS component by their GAIN Case Mangers: 1. Basic English Skills Test (BEST) testing and retesting. 2. Assistance at GAIN Orientation when bilingual help is needed. ' 3. Provide consultation for the GAIN CM re appropriateness of placement in an KESS/TA-funded component. 4. Complete referrals to RESS/TA-funded programs. 5. Obtain sufficient demographic information for required statistical reporting. 6. Brief documentation in the CIU file that a client referred to ESL needs this training before entering another component specific to a short-term job objective. 7. Brief documentation in CIU file that a client entering an RESS/TA program has a job objective achievable within one year. s 8. Track attendance/cooperation for GAIN students while attending the RESS/TA components. 9. Pay Supportive Services payments to refugees participating in the SRS component. Part II: CIU/Non-GAIN Responsibilities For Serving RCA, GA and Matching Grant (MG) Clients A. Definition 1. The Central Intake Unit is responsible for accepting referrals from County Welfare Departments (CWDs) and other sources. In addition, the CIU is responsible for determining the necessary services that a refugee needs to become self-sufficient and managing the refugee through RESS-funded and/or Targeted Assis- tance (TA)- funded service components. The CIU determines the eligibility of the refugee clients for services, certifies registration and participation to the CWD, assesses refugee(s) employability, develops an employment plan, refers refugees to other service components, monitors their progress, provides follow-up and participates in the Mandatory Work Registration and Sanctioning System. C-1 2 . The CIU must provide.'the full range of services (intake, referral, assessment, follow-up, etc. ) for all eligible clients referred to the components prior to their referral to and enrollment in an RESS/TA component. In addition, all mandatory cash assis- tance clients must be provided the full range of CIU services prior to their referral to RESS/TA-funded contractors. 3. The CIU is required to refer appropriate clients to available training/employment services slots for both RESS- and TA-funded services in accordance with the County Plan. Referrals must be on a timely and equitable basis and must be consistent with' the client's employment plan developed by the CIU. 4. The CIU will be allowed to refer mandatory and voluntary cash-aided refugees to non-RESS/TA-funded services provided prior written approval of a memorandum of understanding (MOU) has been signed by the County and the provider of the service agrees to the requirements of the Mandatory Work Registration and Sanctioning System, the Statistical Reporting System and the other require- ments included in the County- approved nonfinancial agreement. B. County-Specific Requirements 1. There will be only one CIU in Contra Costa County. The CIU will serve clients out of offices in three regions of the county: West, Central and East. These office must be convenient to public transportation. 2 . All persons enrolled in RESS/TA programs (with the exception of the TA-MAA Social Adjustment component and Title XX Information and Referral Services) must be referred by the CIU. 3. The CIU will refer only cash-aided welfare recipients to the refugee-funded components. This includes recipients of AFDC, RCA, GA, and SSI. Matching Grant clients may be referred to any compo- nent except the ES component. 4. The CIU staff must have bilingual capacity in the Vietnamese and Lao languages and provide interpretation in other languages as needed. 5. The CIU will coordinate with REBS and TA service providers to ensure that "Newly Arrived" refugees are given priority for enrollment in funded programs. 6. The CIU will cooperate with GAIN case managers, receive referrals ffrom them, assist in tracking GAIN C-2 participants in the funded components, and report back on GAIN-approved forms. 7. The CIU will coordinate with CWD and the ES provider to ensure that RCA recipients attend an 13-week Mandatory Job Search program beginning at their sixth month of residence in the U.S. C. General Reguirements The following requirements apply equally to RCA, GA clients served by TA/RESS-funded contractors. 1. Intake - The CIU shall gather information as to eligibility, personal data, work history, educational background, language proficiency and any barriers to employment and training, and: a. Accept all mandatory and voluntary referrals of RCA, GA refugees applying for or receiving cash assistance from the CWDs and certify they have reported to the CIU on the RS-3 form; b. Review the Explanation of the Mandatory Work Registration Requirements (RS-30) at intake with each mandatory refugee and document that discussion in the refugee's case file. All mandatory clients will be required to sign the RS-30; C. The CIU must inform voluntary clients that they will be ineligible for services for 90 days if they fail to participate/cooperate with the service providers or refuse a job offer. 2 . Assessment - CIUs are required to make assessments of RCA, GA and MG clients. Assessment is defined as activity by CIU staff to develop a composite profile of the refugee's work history, train- ing, education, and present degree of employability and identi- fication of existing barriers to employment. The CIU determines the refugee's eligibility for services and suitability for RESS/TA components by using the following criteria: In order to be eligible, a refugee: ♦♦ Must be an eligible refugee, asylee or Amerasian as indicated on the I-94 or formerly had refugee status if currently a resident alien as indicated on the I-151 or C-3 I-155. t♦ Must be 16 years or older. ♦• Cannot be a full-time student in primary or secondary school unless a mandatory client referred by the CWD or unless the referral is to the Youth Employment Program. . In order to determine suitability for placement in a RESS/TA program, the CIU must consider the refugee's: ♦♦ BEST/SPL score. ♦♦ Work history, job skills, education level, ESL levels indicated on the I-94, previous training received, length of remaining time eligibility, and any illness that prevents continued participation in training and employment services. 3. The CIU will be required to verify cash assistance status. 4 . BEST-SPL Assessments - The CIU is required to administer the Basic English Skills Test and establish Student Performance Levels (BEST/SPL) for each refugee at time of initial assessment, yeas- sessment, or upon completion of ESL as a post-test. ES clients must be tested at every other recycle, or every six months, which- ever comes first. A person scoring an SPL 7 or above on either the core of literacy sections on the initial or subsequent retest need not retake the BEST. The CIU will administer the BEST and use the results, along with other client information, to determine to which component the refugee will be referred. A person with a score SPL 6 or below is not recuired to be referred to ESL. The appropriate referral would be determined by considering all factors indicated in Item 2, "Assessment," above. The CIU must attach form, "Report of Refugee BEST/SPL Results" (RS-246) to the RS-3A when making referrals. If the refugee is referred to ESL, the CIU, at the time of referral, shall establish a date on which the BEST post-test will be given. The CIU must notify the client and the ESL provider in writing when the client will report to the CIU for the post-test. ESL providers may refer a client to the CIU to take the post-test and be rerferred to ES or VT if the client demonstrates employment/training potential. For informing ESL provider of the Post-test results, it is necessary for the CIU to send only the "Report of Refugee BEST/SPL Results" form. The CIU is required to send copies of the post-test results to the ESL providers C-4 within ten working days from the training completion date as indicated by the ESL provider on the RS-3A. The CIU must administer the BEST post-test to ESL participants upon the following: ♦♦ The end of training. ♦♦ Once every six months, or after the completion of 75 percent of the ESL training if the training exceeds six consecutive months, whichever comes first. ♦♦ Whenever the ESL provider believes a refugee isready for referral to the next service component in the employability plan and refers the refugee to the CIU for the post-test. ♦� During each reassessment interview at the CIU. Under no circum- stances would the BEST be administered a second time during the six weeks immediately following the initial test. 5. Development of Employment Plans - CIUs are required to develop a detailed action plan designed to assist the refugee to become self-sufficient in the shortest period of time. The plan must contain an anticipated completion date of training for each referral and/or component. 6. Referral - The CIU is required to ensure impartial referrals of refugees to available training/employment services slots for both RESS- and TA-funded contracts/services. The CIU is responsible for ensuring that: ♦♦ A Refugee Cash Assistance (RCA) client placed into or enter- ing into employment of less than 100 hours per month as an ES participant must remain with that ES provider until he/she gets a full- time job or is discontinued from RCA. The ES provider must continue to provide the full range of ES services, including required job search and company contacts to these participants. 7. Follow-up and Tracking - CIU is required to track and follow the refugee's progress through the employment ,,plan period; complete reassessments as required; report to the CWD upon completion and/or nonparticipation or noncooperation; and complete all mandatory referral system forms, and participate in fair hearings when required The CIU must also report to the CWD all C-5 employ- ment placements and any changes in employment status of refugees receiving "cash assistance" (whether voluntary or mandatory clients) . The CIU must maintain individual client case files on RCA, GA and MG clients. Each case file must contain the following forms and information: 44 Copy of current signed application for services (RS-1) . 44 Documentation of refugee status, including a copy (front and back) of I-94 or resident alien card (I-151 or I-155) . 44 Client or agency contact log documenting activities and.timelines concerning client participation/cooperation in services. 44 CWD referral for mandatory clients (RS-3) . 4♦ Explanation of the Mandatory Work Registration Requirements signed by the client (RS-30) . ♦♦ Client tracking form (RS-3A) for each referral. This is applicable to both mandatory and nonmandatory refugees. 44 Copy of RS-3D (RCA Job Search Tracking Form) . 44 Copies of any RS-9As or RS-9Bs. 44 Copies of BEST/SPL results, the score sheets or copies of the RS-246. 4♦ Copy of RS-3A from provider showing acceptance or denial of entry to program, or informing CIU of client employment. ♦4 Copy of any and all notices of nonparticipation/noncoopera- tion (RS-3A) . 44 Copy of nonparticipation interview or phone contact docu-menting the client's explanation for his/her failure to cooperate/participate (RS-3C) . 44 Copy of RS-3 from CWD notifying CIUs of good cause decision or that client filed an appeal to a proposed sanction. 44 Copy of RS-38 from CWD informing CIU of the conciliation plan. C-6 •♦ Copy of RS-18 from CWD informing CIU of successful or unsuccessful conciliation. ♦♦ Copy of the appointment letter if client was not assessed on the same day as initial contact with the CIU. ♦♦ Copies of all Supportive Services assessment/payment forms, including provider certification of client enrollment or participation. ♦♦ Copy of RS-3 from CWD notifying CIU as to the outcome of the fair hearing. ♦♦ All documents and correspondence related to case. 8. Child Care. Transportation. Work-Relat:e_d Menses - Some RCA, MG clients may be eligible to receive child care, transportation and work-related expenses. The CIU will assess and certify the need, determine eligibility for such payments and make disbursements for such expenses. Each client must be assessed for these services at initial assessment and each reassessment performed thereafter.. The CIU must establish appropriate fiscal and accounting systems to track these payments. The CIU must also ensure that adequate funds will be available to reimburse the future child care and/or transportation needs of eligible clients who are enrolled in graining or employment services. 'The CIU and service provider(s) are responsible for tracking and reporting the client's participa- tion in training and the continued need for child care, transpor-tation and work-related expenses. The CIU will make Supportive Services payments to GAIN refugees participating in the SRS Component. In addition, the CIU must provide information and referral services to clients who need personal counseling services to ensure compliance with and/or successful completion of the CIU- developed services plan. Referrals to personal counseling services must be documented in the client's case file. 9. Reporting and Tracking - The CIU is required to coordinate the reporting and tracking requirements of *,RCA, GA and MG. C-7 10. CIU Hours - The CIU must be open Monday - Friday from 8 a.m. to 5 p.m. , except for holidays specified in the CIU contract. C-8 ATTACHMENT D MANDATORY WORK REGISTRATION SANCTIONING SYSTEM REFUGEE CASH ASSISTANCE PROGRAM (RCA1 The Refugee Assistance amendments of 1982 and Federal refugee regula- tions published in the February 3, 1989 Federal Register, Vol. 54, No. 22 delineate eligibility requirements for RCI . As a condition of receiving RCA, all mandatory refugees must: register with and partici- pate in RESS-funded, Ta-funded or RIPE approved employment or language training and accept any appropriate offer of employment. Failure or refusal to accept an appropriate job offer or to participate in an available and appropriate services program without good cause may result in the termination of the refugee's grant for three payment months for the first occurence and six payment months for any subsequent occurrence. Clients reported for noncooperation/non/participation retain their mandatory status throughout the conciliation, hearing and appeals processes and must continue to cooperate and participate. During the sancion period, these clients remain eligible for services, but as voluntary participants not subject to the referral and sanction- ing process. To meet these requirements, a formal County Welfare Department (CWD) referral, sanctioning system, service provider work registration, tracking and reporting systems have been developed and implemented in each county. In general, Contra Costa County follows state RIPB recommended proce- dures in its application of the RCA Mandatory Work Registration and Sanctioning System. Accordingly, the county requires that the CIU and the providers of ES, VT/VESL and ESL comply with this system as it is described in this Attachment. The following pages, (D-2 through D-10) , contain excerpts from the March, 1990 revision of State policy material which are applicable to RGA program operations in this County. D-1 E611,7681I0-am SBUCTIMbi IMMIB21I�AM PROCE1 1. Sgic M=liare Deaattwe�_tl�Rcs{�Qnsib� ilitieg Rff*ctive January 1. 1990, pips crust track RCA recipients and document the Gush assistance one fi3e I% order to ensure that eight consecutive creeks of Jon Search begins so later than six months otter the refugee has entered the United States, or at the time the refugee is determined eligible for cash assistance It the refugee bas been in the United States at least six months at the time of such determination. CWDs must ensure that requirements for participation in Job Search are met as a condition of eligibility for cash assistance. - Accepts applieatioms for cash assistance. - Determines eligibility for RCA.' . cash assistance. . - Determines if a refugee/Ameresian Is exempt or nonexampt from mandatory work registration and training, regviraeents. - Explains program, client's rights and responsibilities, and the referral and sanctioning process. - Refers nonexempt refugees/Ameresiens to the local CIU for participation In RESS-funded services via the RS-3 which includes timef romes within which registration roust occur and when the certified PS-4 must be returned to the CWD. - Ensures that a nonexempt RCA recipient who is employed 30 hours a week or less accepts part-Ilse employability services, provided that such services do not interfere with the recipie;:'s job. Ottermines good cause for nonperticipetion/noncooperation or job refusal. - Ensures that conciliation shall begin as soon as possible, but no later 'then 1D days following the date that the CVD is Heade aware of an RCA retiaiert's tailure -to eooperste/porticipate or within 30 days of the date that the recipient tailed to tooperste1participate, whichever comes first. - Develo+ps a written conciliation plan specifying the actions the recipient must take to demonstrate cooperstion with registration, emolp meat, and emoloyment-directed education/training recuirements. D-2 (Revised 3/80) - Sanctions (denies or discontinues assistance) the refugee who, except for good @muse, fails to register and/or participate in training, refuses an appropriate job offer, and who fails to successfully complete conei1istlah. - Provides the CIU via the RS-29 with any Information necessary for the CIU to complete the interview requirements of the sanctioning process, Including a refugee's current address and phone number. - Provides the CIU with verificetIon that a nonmandated refugee is on public assistance in order that the CIU may estsblir>h priority groups for services. - Notifies the Clg within Jb working days of any good cause decision via the Its-18. - Notifies the CIU within 1S working days when a client files an appeal to a proposed sanction (fair hearing) via the RS-18. - Notifies the CIU as to the outcome of the fair hearing via the RS-18- - Notifies the CTU as to case status changes (e.g., RCA to AFDC) and changes to address, telephone number, etc, via the PS-18 on a timely basis. - Notifits the CIU of the client's conciliation plan via the RS-38. - Ensures that the tracking method used by the CIU verifies the amount of time a client has been enrolled in a higher education/professional refresher/recertification program prior to his application for aid. - Ensures Chet a client's total time of enrollment in a higher education refresher/recertification program does not exceed eine year's duration. i. central Intak•=,�njf tGltil itesnQ� 1 ties - Effective January 1, 1990, the CIU must provide information to the CVD indicating'the client's-referral end completion of the eight consecutive week Job Search. Accepts mandatory referrals of refugees/Ameresions applyino for or rectfvin9 each assistance from the CVD. i U-3 fkevised V90) - CompJetes the RS-3 CIU Referral form to resister and certify that the refugtt has reported as directed on the day the refugee presents it to the CIU. The fors will only be considered certified and complete it the CIU certification stamp is affixed. It is the CIU's responsibility to ensure that the certification stamp is used appropriately. The CIU retains two copies of the fors and instructs the refugee to so to the CND with the original certified copy. . Completes (with the mandatory refugee) the RRP Services /application (RS-1), completes services assessment, administers the Basic English Shills Test (BEST), and develops the service plan. The CIU develops an aployability Plan for the client which contains a definite employment goal consistent with the employability of the refugee in relation to job openings in the area. The plan must also be designed to lead to the earliest possible employment, to be obtained, in the shortest time period, and enable the client to meet the Job Search requirements. The CIU also assesses and certifies the cash assistance client's needs for RESS-funded Supportive Services. If. these activities are not completed at the some time as the RS-3 CND referral form is certified, the refugee tWjj be given a VRITTEN APPOINTMENT indicating the date, time, and place where the required activities will be completed. The CIU refers refugees to appropriate services(s) via the RS-3A based on the CIU assessment and the Student Performance Levels (SPL) of the BEST test. The RS-1, the RS-3A, and BEST/SPL test results must be hand carried by the refugee to the service provider. The client is to report to the service provider .within seven (7) working days of the referral by the Referrals are valid for only these seven (7) working days. The RS-1 and the activities described above must be completed within seven (7) working days of the initial contact with the refugee. If the refugee does not keep the CIU appointment(s), the CIU must report this to the CVD as noncooperation/nonporticipation via the RS-3 CIU Referral Form. Explains services programs and the Mandatory Work and Registration requirements. - Verifies that the client is enrolled and participating in services as ueandated by the employability plan. - Refers a ntnexeawpt RCA recipient who is employed 30 hours a week or less to employability services, provided that such services do not interfere with the recleient's job. The {IU shall ensure that any client enrollment and participation in e Professional ref rasher/recertification training program shell be part of an aaeroved emaloymeni plan; the training shell not exceed 12 months duration (including any time enrolled in the United States prior to refugee's soplication for assistance); is specifically intended to assist the professional in becoming relicensed in his or her profession; and, if completed can realistically be expected to result in such re2icensing. D-4 (kevised 3/80; - Develops and implements a system to track the client"s total time of enrollment and participation in a higher education/professional refresher/recertSliest ion program that verifies .the total time of enrol Imint/part itSpat ion does not exceed one year. Notifies providers of the results of the nonpsrticipstion/noncooperation reports forwarded by the CIU to the CWD. , If the client fails to report within the seven (7) working day timeframe for training or employioent services, refuses to portieipste or cooperate to those services or accept an appropriate job offer and the CWD Aar. ' elected to eontl=* toving the Nonpartieipetion Interview, the CIU must contact tht elitnt within seven 17) working days of notification by the service provider of the nonaarticiaation/ noncooperation and document the client's explanation on the RS-38 form The CIU is required to ensure all doc wenletlon recelved by the provider substantiating the nonparticipation/noncooperelion or Sob refusal is complete and accurate. 'rhe CIU eonletts a Nonparticipation •Contact' with the refugee and completes the RS-3C. The CIU must send a copy of tech RS-3C report to the CVD within five (51 working days from the date of the contact • � The CIU must send all necessary documentation to the CO.- The CIU shell not determine good cause for rionaarticipa'tion, but rather, shall gather and record all the facts concerning the incident for use by the CND in making a good cause det erxinttiows. All incidents of nonparticipation must be reported to the CVD. Documentation to the CWD shell include at s minimum: - RS-3 C1U Referral Form - RS�] RRP Services Application - RS-3A Client Tracking Form - US-3.B Nonparticipatlon Interview Appointment Letter, (it CWD has slected to continue these nonparticipation interviews) - RS-3C Nohparticipstiah Interview Rtport, (if CWD has elected to Continue interviews) - RDP-1 Child Care/Transportation Request/Weaver - RDP-a Work-Releted Expenses Request/Waiver D-5 (Revised 3/80) l - A eoAY of the Service Provider's Attendance Policy (RS-28) and/or ES Agreement (RS-27) signed by the refugee at the time he/she was odeltted to the training/employment services program A copy of all pertinent attendance records and other documentation that the provider to required to forward to the CIU Copies of all eorrespondenee to and from the refugee, end to the CIU, which relate to the issue - Any other pertinant reeords or data that ere available - A copy of the explanation of the Mandatory Work Registration Requirements (RS-30) It tht.refut" does not appear for the Nonpsrticipation Interview, the MV must complete Report RS-3C and forward it along with Mulred donsmentation to the CYQ within five (b) working days from scheduled Nonpartieipatioe Interview. - The CIU shell ensure that voluntary refugees who have been terminated from RRP services for failure to cooperate/participate are not referred to any RRP training/services for a 90-dey period. The CIU must complete the RS-3 CIU Referral Form on all refugee porticipants who are on cesh assistance whether voluntary or mandatory each assistance participants end forward it to the CWD within five (5) working days of notification by any provider that the refugee has Entered *mloy+ment, had subse4uent changes to that emoloymtnt (received raise, quit, promoted, etc., ) or failed to cooperate/participate in ,training or employment services activities. - If client is a RCA recipient ., the CIU I determines the need for child care, transportation, and ancillary expenses and eligibility for such payments and makes disbursements for such expenses under the prescribed RIPB payment system. The CIU must certify initial and ongoing need for these payments. - If client is a RCA recipient, and determined eligible for child core services, the CIU must ensure that AFDC child core standards are adhered to. D-6 (Revised 3/901 - Maintains all documents and records as delineated above:. - Participates in oltent fair hearings when necessary. - Provides information to the CWD indicating the client'tf eosplionce with The conciliation plan os indicated on the RS-38 within the timeframe Indicated by the CWD. 3. Service Proyiders_Resoonal lits S - Effeetlw January 1, 1980, the Service Provider must provide information to the CIC rewarding the clients'compliance with the eight Consecutive week Job Saud+. - The chant is required to report to the provider within seven t7� working days of the CIU referral date. The training/eaployment services referral is good for seven t73 working days only. After that time, it is invalid. A client possessing an invalid RS-3A SH&LL NOT be enrolled In training or employment services by a provider and MALL BE referred back to the CIU via the RS-3A for noncooperation and/or nonpartiepation. If the client reports to the provider within seven (7) working days, the provider is to mail the RS-3R back to the CIU indicating the client reported as directed. The RS-3As are to be sailed on the day the client reports to the provider. If the client is found by the provider to be an inappropriate referral, the provider must refer the client back to the CIU for reassessment via the RS-3A on the some day as the inappropriate referral is documented in the provider's file. The provider must indicate on the RS-3A the basis on which it was determined that a referral was inappropriate. if the clitnt can be enrolled and meets the provider's entrance requirements, the provider verities enrollment in services by completing the RS-3A and returning it to the CIU - Prior to enrollment the provider explains the Attendance Policy IRS-28] and/or the Employment Services A9reeement SRS-273 or Worksite Agreement in a language the client understands. The client signs the Attendance Policy and/or Employment Services Agreement and receives a copy. The provider indicates in the client's file that the Agreement end/or Atienderece Policy was explained in a language the client understands and that a copy was given to the client, docuement$ .he date this occurred, and places the signed original in the client's `ile. The client's refusal to sign an Attendance Policy tRS-283 or ES I Agreement IRS-273 shell be contidertd nonaartIciestIon/noncooperation and shell be reported to the CIU as su:h via the RS-3A. The policy/agreement must be explained to the client in a language which he/she understands or be translated into a language which he/she understands. The policy/agreement must also at a minimum Include: D-; o An a of three (31 or more consecutive days from ESL. VT/VESL or In ravo Ina-to the VT/ES or ES providers for required in-person eonfec s and/or conducllr►g job search due to illness must be supported by is Ittansed m*dical doctors signed verification that the refugee was fte !I1 to participate. o Cumulttfve absences (excused end wrazeused) of 10 percent or more of the laps necessary to complete training and/or the 90 days of VT/ES or ES actfrities will be considered nonporticipstion/noncoewstion end will be reported to the MU vis the RS-3A. o An illness (even tf supported by a doctor's verifiestion) of one or snore reeks that prevent* a refugee from participating in training must result in the provider referring the refugee back to the CIU for teasseasrert to deterodse It the refugee should continue to participate in training or be referred to the CWD for a redetermination of mandatory status. - Verify participation and cooperation in training CESL and V7/VESL1 through dally sign-in sheets with instructor verification. - If client is enrolled in a professional refresher/recertification training program, as a part of a approvrd employobility plan, the provider will document and verify the client's attendance. - Review the Explenetion of the Mendetory Work Registration Rtauir*ments IRS-30 with the refugee in a language he/she understands, have the refugee sign the RS-30 for his/!ger file and give a copy to him/her. Verify refugee participation, cooperation in VT/ES and acceptance of employment through Agency Contact Log and provider's system for job search verification and the 90 day follow-up. - On an ongoing basis, the provider Mutt determine if the client is failing to p8r11c3pa1e./c000erate with their Attendance Policy or ES Agreement. - Providers xhaI3 lerminate voluntary refugees who fail to c000+-rate/participate from services. Voluntary clients that are lerminated from services or* not to be given any RRP training/services for a 90 day period. The provider shall notify the CIU of each teMiAttion via the RS-3A. The client is to be notified of his/her termination vie the RS-24. fee-entry into services must be through the Clu. D-6 (Revised 3/90) i - Providers shall retain and serve mandatory clients reported for noncooperation/nonparticipat ion until they receive notice that the client has been sanctioned, good cause has been found, a fair hearing decision has overruled the proposed sanction or on the date the client would have completed services had he/she continued to participate, whichever comes first. - Using the RS-3A all service providers must report daily to the CIU any failure to participate or cooperate. The service providers must refer the client to the CIU for each and every instance of violation of their Attendance Policy CRS-28) or Employment Services Agreement CRS-273 or Worksite Agreement. A copy of the policy or agreement signed by the refugee prior to enrollment, is to be sent to the CIU along with the RS-3A and all other pertinent information and documentation. This shall include, but not be limited to: o The signed Attendance Policy (RS-28); Employment Services Agreement (RS-27); Worksite Agreement; and Explanation of Work Registration (RS-3D); o Daily contact logs in the client's case file; o Attendance logs/records; o Telephone call documentation; o Documentation of f ace-te-face client conversation with provider; o All written correspondence; and o Any other pertinent data or records available. Failure to participate or cooperate in training (ESL and VT/VESL) is defined as: o Refusal to sign the Attendance Policy; o Absences or tardiness which are equal to or exceed those specified in the Attendance Policy; o Dangerous and/or disruptive conduct; and o Failure to function at a training site et a level consistent with prior experience, training, or education. - Failure to participate in or cooperate with the VT/ES or ES is defined as: o Refusal to sign the Employment Services Agreement; o Failure of the client to appear for an employment appraisal or a scheduled reappraisal interview; o Refusal of a referral to employment; o Refusal of an offer of employment; o Refusal to report to work after hire; o Voluntary quit or discharge from job; o Failure to report back in person to the VT/ES or ES provider every two weeks; and o Failure to complete job search/job club activities as required by the \'T/ES or ES vrovider es specified in the ES Agreement signed by the refugee. C-� (Revised /SCJ r - Report job placements to the CIU using the RS-3A on the day that the refugee reports to work. - The VT, ES, providers must also track the client for 90 day Job retention. - If the client has not Ucome employed within the 90 day period immediately following the completion of VT training, the provider must refer the client to the CIV for reassessment. - Emoloymtnt status changes (quit, lay=off, fired, raise in pay, etc.) must be reported Immediately ton the same day the provider learns of the change) to the CIU via the RS-3A when the provider becomes aware of it through the 90 day retention tracking or by any other means. - Report completions of training to the CIU by the iSth and 30th of each montt, using the PS-3A. - Continues to provide the full range of ES services to a RCA mandatory casn assistance client k►ho is-tmoloved less then 30 hours ger week until such time as the client is placed into a full-time Job or a Job of 30 or more hours per veek. The number of job searches for the RCA wandet:.r in this situation may be reduced to five (S) every two weeks. RCA s►anoatory clienis working less than 30 hours per week must continue to perticipate in training and employment to remain eligible for cash assistance. - Provides part-time employability services to i nonexempt RCA recipient who Issesployed 30 hours a week or less, provided that such services do not interfere with the recipient's Job. - Maintains all documents and records as delineated above. - Participates in lair hearings when necessary. - Proviges information to the CIU regarding the olient's compliance with the conciliation plan provided by the CO on the RS-38. Complies with the requirements regarding the RESS Child Care/Transportation/Ancillary Payment System. 1>- 10 nLI.GUulIC11l z ENGLISH-AS-A-SECOND LANGUAGE (ESL) SUPPLEMENTAL PROGRAM This Refugee Employment Social Services ESL Supplemental Program is designed to expand and enrich a basic ESL program at an adult school. The adult school administrative funds will cover instructors' salaries and general classroom overhead costs, and the KESS supplemental funds will-cover the costs of the additional record keeping, the bilingual instructors' aide's salaries, and any additional expenses involved in developing and,administering a specialised curriculum which will meet the needs of refugee students. The following program definition outlines expectations of the County in providing RESS funding for this supplemental ESL program: A. Definition 1. The RESS -English-As-a-Second Language (ESL) program will consist of English language instruction specifically designed to meet the special needs of foreign-born adults who have experienced the trauma and dislocation associated with fleeing their native countries and entering the United States as refugees. 2. The KESS-ESL program will emphasize language training which addresses the specific social and economic needs of refugees to learn English rapidly and obtain and maintain a job in the United States. In addition, the program will assist refugees to develop mastery of basic life skills necessary for them to function proficiently in American society. 3. To the extent possible, the RESS-ESL program will be correlated with the Mainstream English Language Training (KELT) core curricu- lum developed by the Federal Office of Refugee Resettlement. The MELT-ESL curriculum is taught in refugee processing centers over- seas. Refugees, particularly those from Southeast Asia, receive six months of KELT-ESL instruction prior to their arrival in the U.S. 4. The local KESS-ESL program should be a continuation of the MELT system with some variation in order to respond to local socio- economic conditions. 5. The 1993/94 EBL Curriculum will be revised to emphasize early employment. Class exercises will -inform students about recent AFDC policy changes which give financial advantages to AFDC recipients who accept jobs. In addition, refugees will be encouraged to attend vocational and job training classes concurrently with ESL. B. General Requirements 1. ESL classes will be located. in West County at a site or sites convenient to public transportation. 2. The primary method of instruction will be in English with bilingual support as needed in the Lao and Vietnamese languages. 3. Staff with primary teaching responsibility will be certified ESL 0 instructors. E-1 4. Since the majority of refugees in West Contra Costa County have a low level of literacy in their own language, as well as low proficiency in English, classes will be offered in preliterate ESL, beginning ESL, and intermediate SSL. 5. Priority enrollment will be the refugee who is preliterate or has low English skills and for whom bilingual education is appropriate. 6. The ESL curriculum used by ESL provider should be correlated to the MELT Core Curriculum and should be leveled consistent with the levels described in the MELT/SPL manual. The ESL provider should provide instruction in both preliterate and survival English. ESL provider should serve clients with SPLs 0-5. 7. There should be at least 17 1/2 hours per week of classroom training. 8. ESL program instruction provided should result in a student advancing at least two SPL levels for each six months of instruction. 9. The course cannot exceed the RFP contract period. 10. An ESL completion (credit toward goals) is when: (1) a refugee who enters ESL at SPL level 0-2 achieves SPL level 3; (2) a refugee who enters ESL at SPL level 3-5 achieves SPL level 6; (3) a refugee is referred by the CIU to the VT/VESL or ES component; (4) a refugee becomes employed. The ESL provider is required to verify and document all disen- rollments which are to be counted as completions. YM: Con- current enrollment in ESL and ES is not counted as a completion. 11. The ESL provider must refer all refugees completing ESL training to the CIU for post-testing. 12. The ESL provider must give a sample copy of the Attendance Policy to the CIU. 13. All clients served• and completing training must be recipients of cash assistance or in Matching Grant status. E-2 14. The administration or management office of the ESL provider should be open Monday through Friday from 8 a.m. to 5 p.m. in order to receive CIU referrals and conduct business except for those holi- days included. in the ESL provider's contract. 15. The ESL provider shall terminate voluntary clients from services who fail to cooperate/participate with the provider's attendance policy. Once a voluntary client is terminated from services, he/she may not be served again for 90 days. 16. The ESL provider must cooperate with the CWD in providing informa- tion regarding the client's compliance with his/her conciliation plan. 17. The ESL provider must cooperate with the CWD and CIU in providing information for the payment of Supportive Services payments. 18. It is not a requirement that the ESL vrovider iprovide personal counseling services. The primary job responsibility of ESL bilingual instructional aide is to assist the teacher in the E-2 classroom to teach English to the students and to keep necessary records. The ESL provider should refer clients needing personal counseling services to the TA-funded Social Adjustment component or to another appropriate resource. Students needing employment or vocational counseling should be referred to their respective Case Managers, i.e., for RCA students, the CIU Worker; for AFDC students, their GAIN CM; for GA students, their Vocational Coun- selor; and for MG students, their Resettlement Agency CM. 19. The ESL provider must obtain a Memorandum of Understanding from an Adult School verifying that instructor's salaries and general overhead costs will provided by the Adult School. C. Record-Keeping Reguirements Each month the ESL provider must accurately complete the Monthly Activ- ity Report (listing all students enrolling and terminating from the program) and the RS-15 summary report and must submit copies to the CWD Refugee Program Analyst by the 10th of the following month. Completions may be verified by noting how verification was acquired in the "Comments", section of the Monthly Activity Report. The provider must complete monitoring questionnaires and any subsequent reports which may be required because of program changes or RIPS mandates. Otherwise record-keeping and case file requirements will depend upon the type of cash assistance the participant is receiving. of 1. For AFDC/GAIN Clients: . E-3 (a) No case file is required; (b) No attendance record keeping nor progress reporting is required, assuming that the adult school affiliate has an automated system for reporting this information. (c) The ESL provider will need to monitor progress of students only to the extent that they need to iden- tify which students are ready for BEST testing to be completed from the program or to be referred to another component. 2. For Matchina-Grant Clients: (a) No case file is required; (b) Limited attendance and progress reporting as requested by the Resettlement Agency Case Manager. 3. F2r RCA and GA clients, the full range of student progress/atten- dance monitoring and record-keeping functions are required of the ESL providers. These requirements are as follows: (a) The ESL service provider must comply with the RCA Mandatory Work Registration and Sanctioning System as outlined in Attachment D. (b) The ESL provider must review the Explanation of the Mandatory Work Registration Requirements (RS-30) with each mandatory RCA client, require the client to sign the RS-30 and place a copy in the client's file. E-3 (c) For each mandatory RCA client, the ESL provider must use the Attendance Policy form (RS-28) or a county- approved substitute. The RS-28 includes the following requirements: •♦ An absence of three (3) consecutive days or more from ESL due to illness must be supported by a licensed doctor's signed verification. ♦• Cumulative absences (both excused and unexcused) of 10 percent or more of the days necessary to complete training will be considered nonpartici- pation/noncooperation and shall be reported to the CIU via the RS-3A. •• An illness (even if supported by a doctor's verification) of one or more weeks that prevents the refugee from participating in training must result in the provider's referring him/her back to the CIU for reassessment. Attendance E-4 requirements must be explained to the -client in a language he/she understands and it copy of the Attendance Policy (RS-28) must be given to the refugee prior to the first class. Verification that attendance requirements have been explained and the refugee has received a copy of the RS-28 prior to enrollment must be maintained in the refugee's case file. A copy signed by the refugee must also be maintained in the case file. D. The BSL provider must maintain individual client case files for RCA, GA cases. Each case file must contain a written case narrative in addition to the following forms and information: ♦♦ Copy of RS-38 stating the terms of the client's conciliation plan. ♦♦ Copy of completed application for services (RS-1). ♦♦ Documentation of refugee status. ♦♦ Copy of completed referral form(s) (RS-3As) . ♦• Client or agency contact log documenting activities and timelines concerning client participant/cooperation in services. ♦♦ For mandatory RCA clients, a signed copy of the Explanation of the Mandatory work Registration Requirements (RS-30) . ♦• Copy of Attendance Policy signed by the refugee. ♦• Copy of the BEST/SPL results for initial referral and post- test result. •• Copy of attendance records, progress reports, test and quizzes, etc. ♦♦ Copies of any documents forwarded to the CIU regarding nonparticipation/noncooperation with a clear notation as to which ones were forwarded. ♦♦ Copies of all doctor's verification of illness. E-5 ♦� Copies of all documents and correspondence related to the case, ♦o Verification of BSL completions. E-6